Magnuson-Stevens Fishery Conservation and Management Act Provisions; Fisheries of the Northeastern United States; Northeast Groundfish Fishery; Framework Adjustment 51, 14951-14976 [2014-05779]
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Vol. 79
Monday,
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March 17, 2014
Part V
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National Oceanic and Atmospheric Administration
50 CFR Part 648 and 697
Magnuson-Stevens Fishery Conservation and Management Act Provisions;
Fisheries of the Northeastern United States; Northeast Groundfish Fishery;
Framework Adjustment 51; Proposed Rule
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Federal Register / Vol. 79, No. 51 / Monday, March 17, 2014 / Proposed Rules
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 648 and 697
[Docket No. 140106011–4215–01]
RIN 0648–BD88
Magnuson-Stevens Fishery
Conservation and Management Act
Provisions; Fisheries of the
Northeastern United States; Northeast
Groundfish Fishery; Framework
Adjustment 51
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Proposed rule; request for
comments.
AGENCY:
This action proposes approval
of, and regulations to implement,
Framework Adjustment 51 to the
Northeast Multispecies (Groundfish)
Fishery Management Plan. This rule
would set catch limits for groundfish
stocks, revise the rebuilding programs
for Gulf of Maine cod and American
plaice, modify management measures
for yellowtail flounder, and revise
management measures for the U.S./
Canada Management Area. Although not
part of Framework 51, this action also
proposes fishing year 2014 trip limits
for the common pool fishery and
announces 2014 accountability
measures for windowpane flounder.
This action is necessary to respond to
updated scientific information and
achieve the goals and objectives of the
Groundfish Plan. The proposed
measures are intended to help prevent
overfishing, rebuild overfished stocks,
achieve optimum yield, and ensure that
management measures are based on the
best scientific information available.
DATES: Comments must be received by
April 1, 2014.
ADDRESSES: You may submit comments,
identified by NOAA–NMFS–2014–0003,
by any of the following methods:
• Electronic submissions: Submit all
electronic public comments via the
Federal eRulemaking Portal. Go to
www.regulations.gov/#!docket
Detail;D=NOAA-NMFS-2014-0003, click
the ‘‘Comment Now!’’ icon, complete
the required fields, and enter or attach
your comments.
• Mail: Submit written comments to
John K. Bullard, Regional
Administrator, National Marine
Fisheries Service, 55 Great Republic
Drive, Gloucester, MA 01930. Mark the
outside of the envelope, ‘‘Comments on
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SUMMARY:
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the Proposed Rule for Groundfish
Framework Adjustment 51.’’
Instructions: Comments sent by any
other method, to any other address or
individual, or received after the end of
the comment period, may not be
considered by NMFS. All comments
received are a part of the public record
and will generally be posted for public
viewing on www.regulations.gov
without change. All personal identifying
information (e.g., name, address, etc.),
confidential business information, or
otherwise sensitive information
submitted voluntarily by the sender will
be publicly accessible. NMFS will
accept anonymous comments (enter
‘‘N/A’’ in the required fields if you wish
to remain anonymous). Attachments to
electronic comments will be accepted in
Microsoft Word, Excel, or Adobe PDF
file formats only.
Copies of Framework 51, its
Regulatory Impact Review (RIR), a draft
of the environmental assessment (EA)
prepared for this action, and the Initial
Regulatory Flexibility Analysis (IRFA)
prepared by the New England Fishery
Management Council are available from
Thomas A. Nies, Executive Director,
New England Fishery Management
Council, 50 Water Street, Mill 2,
Newburyport, MA 01950. The IRFA
assesses the impacts of the proposed
measures on small entities, and
describes steps taken to minimize any
significant economic impact on these
entities. A summary of the IRFA is
included in the Classification section of
this proposed rule. The Framework 51
EA, RIR, and IRFA are also accessible
via the Internet at www.nefmc.org/
nemulti/ or
www.nero.noaa.gov/sfd/sfdmulti.html.
Written comments regarding the
burden-hour estimates or other aspects
of the collection-of-information
requirements contained in this rule
should be submitted to the Regional
Administrator at the address above and
to the Office of Management and Budget
by email at OIRA_Submission@
omb.eop.gov, or fax to (202) 395–7285.
FOR FURTHER INFORMATION CONTACT:
Sarah Heil, Fishery Policy Analyst,
phone: 978–281–9257.
SUPPLEMENTARY INFORMATION:
Background
The Groundfish Fishery Management
Plan (Groundfish Plan) specifies
management measures for 16 groundfish
species in Federal waters off the New
England and Mid-Atlantic coasts. Based
on fish size, and the type of gear used
to catch the fish, some of these species
are managed as ‘‘small-mesh species,’’
and others are managed as ‘‘large-mesh
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species.’’ Small-mesh species include
silver hake (whiting), red hake, offshore
hake, and ocean pout. Of these species,
silver hake (whiting), red hake, and
offshore hake are managed under a
separate small-mesh multispecies
program. Large-mesh species include
Atlantic cod, haddock, yellowtail
flounder, American plaice, witch
flounder, winter flounder, Acadian
redfish, white hake, pollock,
windowpane flounder, ocean pout,
Atlantic halibut, and Atlantic wolffish.
These large-mesh species are divided
into 19 fish stocks based on their
geographic distribution, and, along with
ocean pout, are managed under the
groundfish program.
The New England Fishery
Management Council (Council) is
required to set annual catch limits for
each groundfish stock, along with
accountability measures that help
ensure the catch limits are not exceeded
and, if they are, that help mitigate the
overage. The Council develops annual
or biennial management actions to set
catch limits based on the best scientific
information available and adjust
management measures for the
groundfish fishery that will help
prevent overfishing, rebuild overfished
stocks, and achieve optimum yield. For
most groundfish stocks, the Council
typically adopts catch limits for 3 years
at a time. Although it is expected that
the Council will adopt new catch limits
every 2 years, specifying catch levels for
a third year ensures there are default
catch limits in place in the event that a
management action is delayed. The
Council sets catch limits annually for
transboundary Georges Bank (GB) stocks
that are jointly managed with Canada
(GB yellowtail flounder, eastern GB cod,
and eastern GB haddock), as described
in more detail later in this rule.
Last year, the Council adopted, and
we partially approved, Framework 50,
which set fishing year (FY) 2013–2015
catch limits for all groundfish stocks,
except for white hake and the U.S./
Canada stocks. The Council has now
developed and adopted Framework 51
in order to respond to new stock
assessment information for white hake
and the three U.S./Canada stocks. Based
on updated information for other
groundfish stocks, the Council has also
adopted revised rebuilding programs for
Gulf of Maine (GOM) cod and American
plaice, as well as other changes to
groundfish management measures that
better meet the goals and objectives of
the groundfish program.
Proposed Measures
This action proposes regulations to
implement the measures in Framework
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51. The Council deemed the proposed
regulations consistent with, and
necessary to implement, Framework 51,
in a March 10, 2014, letter from Council
Vice Chairman John F. Quinn to
Regional Administrator John Bullard.
Framework 51 proposes to:
1. Revise the rebuilding programs for
GOM cod and American plaice;
2. Set FY 2014 catch limits for the
three U.S./Canada stocks;
3. Set FY 2014–2016 catch limits for
white hake;
4. Adopt accountability measures for
GB yellowtail flounder for the smallmesh fisheries;
5. Establish a U.S./Canada quota
trading mechanism for FY 2014;
6. Modify the administration of
eastern and western GB haddock sector
allocations;
7. Revise the stratification used to
estimate GB yellowtail flounder
discards for monitoring sector catches;
and
8. Prohibit possession of yellowtail
flounder by limited access scallop
vessels.
This action also proposes a number of
other measures that are not part of
Framework 51, but that may be
considered under NMFS Regional
Administrator authority provided by the
Groundfish Plan. We are including these
additional measures in conjunction with
the Framework 51 proposed measures
for expediency purposes. The additional
measures proposed in this action are
listed below.
• FY 2014 management measures for
the common pool fishery—This action
proposes FY 2014 trip limits for the
common pool fishery. The Regional
Administrator has the authority to set
management measures for the common
pool fishery that will help ensure the
fishery catches, but does not exceed, its
catch limits.
• FY 2014 accountability measures
for windowpane flounder—This action
announces accountability measures for
northern and southern windowpane
flounder that are being implemented
due to overages of the FY 2012 catch
limits for both stocks. We announced
these accountability measures at the
Council’s Groundfish Oversight
Committee meeting on November 19,
2013, and in our January 17, 2014, letter
to Council Executive Director Thomas
A. Nies, but are providing additional
notice and opportunity for public
comment through this proposed rule.
• Other regulatory corrections—We
propose several corrections to the
regulations to correct references, replace
inadvertent deletions, and make other
minor edits. Each proposed correction is
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described in detail in Item 11 of this
preamble.
1. Gulf of Maine Cod and American
Plaice Rebuilding Programs
Revised Rebuilding Strategies
The current rebuilding strategies for
GOM cod and American plaice were
adopted in 2004. The rebuilding
program for GOM cod was scheduled to
rebuild the stock by 2014, and the
American plaice rebuilding program
was scheduled to rebuild the stock by
2017. In 2012, updated scientific
information indicated that neither stock
could rebuild by its rebuilding end date,
even in the absence of all fishing. As a
result, we notified the Council that the
stocks were not making adequate
rebuilding progress, and that the
Council was required to revise the
rebuilding programs for both stocks
within 2 years, or by May 1, 2014,
consistent with the Magnuson-Stevens
Fishery Conservation and Management
Act (Magnuson-Stevens Act). The
Magnuson-Stevens Act requires that
overfished stocks be rebuilt as quickly
as possible, not to exceed 10 years,
while accounting for the needs to
fishing communities.
In response to this requirement, this
rule proposes to revise the rebuilding
plans for GOM cod and American
plaice. The minimum rebuilding time
(Tmin) is the amount of time a stock is
expected to take to rebuild to its
maximum sustainable yield biomass
level (SSBMSY) in the absence of any
fishing mortality. Tmin for a stock is
typically used for informational
purposes when developing rebuilding
programs, and it is important to note
that Tmin does not necessarily account
for the needs of fishing communities, or
scientific uncertainties in rebuilding
projections. For GOM cod, Tmin is 6
years, or 2020, and Tmin for American
plaice is 4 years, or 2018. The
rebuilding programs proposed in this
action would rebuild the stocks within
10 years, or by 2024, which is the
maximum time period allowed by the
Magnuson-Stevens Act. Both rebuilding
programs have a median probability of
rebuilding by the target dates. As
explained in more detail below, the
proposed rebuilding programs intend to
address the needs of fishing
communities as much as practicable, as
well as factor in past performance of
groundfish catch projections in order to
increase the likelihood of rebuilding
success.
Long-term catch projections for
groundfish stocks tend to underestimate
fishing mortality and overestimate stock
biomass (see Appendix 5 to the 2012
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groundfish assessment updates for more
information: https://nefsc.noaa.gov/
publications/crd/crd1206/). The
inherent uncertainty surrounding longterm projections makes it difficult to
estimate the fishing mortality rate that is
required to rebuild the stock within the
specified time frame, or Frebuild. This
uncertainty is due, in part, to the
estimate’s dependence on future stock
recruitment (the amount of fish added to
the stock each year), which is often
difficult to predict. If stock recruitment
does not occur as projected, then
progress towards rebuilding can occur
much slower than expected.
The Council’s default control rule for
setting catch limits requires that catches
be set based on 75% FMSY (i.e., the
fishing mortality rate that, if applied
over the long term, would result in
maximum sustainable yield) or Frebuild,
whichever is lower. Typically, when a
stock is in a rebuilding program, Frebuild
is less than 75% FMSY, and, thus, the
annual catch limits are usually set based
on Frebuild. Rebuilding progress for many
groundfish stocks has often occurred
slower than expected due to the
uncertainties in long-term catch
projections, which leads to dramatic
reductions in catch limits as the
rebuilding end date gets closer. As
Frebuild approaches zero, it is less likely
to be used for setting catch limits, which
can undermine rebuilding objectives.
To help avoid this problem, the
revised rebuilding end dates proposed
in this action were calculated using an
Frebuild that was greater than 75% FMSY.
During the rebuilding time period,
catches would continue to be set
consistent with the Council’s default
control rule (75% FMSY or Frebuild,
whichever is lower). Thus, under this
approach, catches would be set more
conservatively than Frebuild (based on
75% FMSY), at least initially in the
proposed rebuilding programs. This
strategy is intended to accelerate the
rebuilding timeline and increase the
likelihood of success. In the future, if
information shows that GOM cod and
American plaice stock sizes have not
increased as projected, it is possible that
Frebuild could become less than 75%
FMSY. Under this scenario, catches
would then be set based on the lower
rate, or Frebuild, consistent with the
Council’s default control rule.
The proposed 10-year rebuilding
strategy for GOM cod also accounts for
additional uncertainty that results from
the two different stock assessment
models, which make it difficult to
project how quickly the stock will
rebuild. The most recent stock
assessment for GOM cod, completed in
December 2012, approved two different
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assessment models and, as a result, both
assessment models are used to provide
catch advice. One assessment model
(base case model) assumes the natural
mortality rate (M) is 0.2. The second
assessment model (Mramp model)
assumes that M has increased from 0.2
to 0.4 in recent years. The assessment
concluded that M would return to 0.2 at
some point though, in the short-term, M
would remain 0.4. As a result, fishing
mortality targets used in the catch
projections from both models are based
on biological reference points that
assume M=0.2. A detailed summary of
the benchmark assessment is available
from the NMFS Northeast Fisheries
Science Center at: https://
www.nefsc.noaa.gov/saw/saw55/
crd1301.pdf. There is little difference in
the time period needed to rebuild GOM
cod based on the two assessment
models. However, the catches estimated
in the out years (closer to the rebuilding
end date) differ between the two
assessment models, and so do the
estimates of SSBMSY.
Interpreting and developing a
rebuilding program under the Mramp
model is difficult because it is not
known when M would return to 0.2.
However, a change in M (from 0.4 to
0.2) is required to rebuild the GOM cod
stock, and if this reduction does not
occur, then GOM cod may be unable to
rebuild based on the proposed
rebuilding strategy. For this reason, the
10-year rebuilding program proposed in
this action is expected to better account
for these uncertainties compared to a
shorter rebuilding time period.
The rebuilding strategies proposed in
Framework 51 would use the full 10
years, as allowed by the MagnusonStevens Act, even though rebuilding
might be able to occur sooner. These
strategies are intended to account for the
uncertainties noted above, as well as to
account for the needs of fishing
communities. As noted above, the
approach used for developing the
proposed rebuilding strategies is
intended to accelerate the rebuilding
timeline because catches would be set
more conservatively than Frebuild, at least
initially. This approach increases the
likelihood of success for rebuilding
GOM cod and American plaice, and in
the long-term, provides greater net
benefits that would occur from rebuilt
stocks. The proposed 10-year rebuilding
programs for GOM cod and American
plaice would also provide some
flexibility and better address the needs
of fishing communities compared to
rebuilding programs that target an
earlier end date. This is particularly
important for GOM cod, which is a key
groundfish stock, because constrained
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catch limits for GOM cod also impede
the harvest of other groundfish stocks in
the GOM. In addition, American plaice
is a ‘‘unit stock,’’ meaning that there are
not multiple stocks within the
management unit. As a result, severely
constrained catch limits for American
plaice could result in lost groundfish
fishing opportunities across the entire
groundfish management area (GB, GOM,
and Southern New England). Analysis
completed for various rebuilding
scenarios indicates that the proposed
rebuilding programs would maximize
the net present value (i.e., potential
landings streams and future revenues)
compared to other rebuilding scenarios
that would target earlier end dates (see
Section 7.4 of the Framework 51
Environmental Assessment). Thus, the
proposed rebuilding strategies take into
account, and address, the needs of
fishing communities, while rebuilding
the stocks as quickly as possible, and
will increase the likelihood of achieving
optimum yield in the fishery.
Rebuilding Plan Review Analysis
This rule also proposes to establish a
rebuilding plan review analysis for both
GOM cod and American plaice, in
conjunction with the proposed revisions
to the rebuilding programs. The
proposed rebuilding plan review would
occur for the respective stock if all three
of the following conditions are met:
• The total catch limit has not been
exceeded during the rebuilding
program;
• New scientific information
indicates that the stock is below its
rebuilding trajectory (i.e., rebuilding has
not progressed as expected); and
• Frebuild becomes less than 75% FMSY.
If all three of the criteria described
above are met, then the Council would
task its appropriate body (e.g.,
Groundfish Plan Development Team or
Scientific and Statistical Committee) to
complete a rebuilding plan review that
would provide the Council with new
catch advice for GOM cod and/or
American plaice. In priority order, the
rebuilding plan review would:
1. Consider extending the rebuilding
program to the maximum 10 years if a
shorter time frame was initially
adopted;
2. Review the biomass reference
points; and
3. Provide catch limits based on
Frebuild for these scenarios:
a. Under a 10-year rebuilding program
(Item 1 above);
b. Under a review of the biomass
reference points (Item 2 above); and
c. Under the existing rebuilding
program.
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The proposed rebuilding plan review
analysis is intended to investigate why
rebuilding has not occurred as expected.
These types of analyses are typically
already done as part of the current
biennial review process for the
groundfish program, or during a stock
assessment, regardless of whether the
above criteria are met for initiating the
review. The proposed rebuilding plan
review would not replace the current
biennial review process; rather it would
modify it in order to explicitly identify
the criteria for initiating a review, or the
specific analyses that should result from
the review.
As noted during the development of
Framework 51, we are concerned with
the administrative burden of this
measure, and whether there are any
measurable benefits of the proposed
rebuilding plan review analysis. The
only basis for initiating the rebuilding
plan review analysis, as proposed,
would be a stock assessment that
provided information to show that a
stock was not on its rebuilding
trajectory. As noted above, if a stock
falls below its rebuilding trajectory, an
investigation of why rebuilding has not
occurred as expected would already
occur during the stock assessment, or as
part of the existing biennial review
process.
In addition, the rebuilding programs
adopted by Framework 51, and
proposed in this rule, would also
already use the maximum 10-year
rebuilding period allowed. Thus, the
first step in the rebuilding plan review
(Item 1) is obsolete, and so is the task
of providing Frebuild-catch limits under
an extended rebuilding program (Item
3a). Moreover, the only analyses that
would be sufficient to provide revised
biomass reference points, or provide
new catch advice options based on
revised biomass reference points (Item
3b) would be another stock assessment.
The review of biomass reference points
that is proposed in the rebuilding plan
review (Item 2), in particular, may set
unrealistic expectations for
stakeholders. Since the proposed
rebuilding plan review would review
biomass reference points, but not
necessarily change biomass reference
points, the catch limits based on Frebuild
(described by Item 3b) would also likely
remain unchanged. By undertaking the
rebuilding plan review, many
stakeholders would likely expect that
changes to the biomass reference points
might occur as a result, which is not the
case.
We are concerned about the
approvability of this measure due to all
of the issues noted above. As a result,
we are requesting specific comments on
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2. U.S./Canada Quotas
Eastern GB cod, eastern GB haddock,
and GB yellowtail flounder are jointly
managed with Canada. Each year, the
Transboundary Management Guidance
Committee (TMGC), which is a
government-industry committee made
up of representatives from the United
States and Canada, recommends a
shared quota for each stock based on the
most recent stock information and the
TMGC harvest strategy. The TMGC’s
harvest strategy for setting catch levels
is to maintain a low to neutral risk (less
than 50 percent) of exceeding the
fishing mortality limit for each stock.
The TMGC’s harvest strategy also
specifies that when stock conditions are
poor, fishing mortality should be further
reduced to promote stock rebuilding.
The shared quotas are allocated between
the United States and Canada based on
a formula that considers historical catch
(10-percent weighting) and the current
resource distribution (90-percent
weighting).
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3. Catch Limits
The catch limits proposed in this
action can be found in Tables 2 through
8. A brief summary of how these catch
limits were developed is provided
below. More detail on the proposed
catch limits for each groundfish stock
can be found in Appendix III to the
Framework 51 EA (see ADDRESSES for
information on how to get this
document).
Last year, Framework 50 adopted FY
2013–2015 catch limits for all
groundfish stocks, except for the U.S./
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Assessments for the three
transboundary stocks were completed in
June 2013 by the Transboundary
Resources Assessment Committee
(TRAC). A detailed summary of the
2013 TRAC assessment can be found at:
https://www.nefsc.noaa.gov/saw/trac/.
The TMGC met in September 2013 to
recommend shared quotas for 2014
based on the updated assessments, and
the Council adopted the TMGC’s
recommendations in Framework 51. The
proposed 2014 shared U.S./Canada
quotas, and each country’s allocation,
are listed in Table 1. For a detailed
discussion of the TMGC’s 2014 catch
advice, see the TMGC’s guidance
document at: https://www2.mar.dfompo.gc.ca/science/tmgc/tgd.html.
Although the proposed 2014 shared
quota for GB yellowtail flounder would
be a 20-percent decrease from 2013, the
U.S. quota for GB yellowtail flounder
would increase by 53 percent in 2014
compared to 2013. This increase is due
to the large increase of the U.S. share of
the quota in 2014 (from 43 percent to 82
percent) due to higher distribution of
this stock in U.S. waters compared to
past years. The proposed 2014 shared
U.S./Canada quotas for eastern GB cod
and haddock are higher compared to
2013. The resulting U.S. quotas would
increase by 60 percent for eastern GB
cod and 166 percent for eastern GB
haddock compared to 2013. The
proposed 2014 catch limit for GB
yellowtail flounder is also discussed in
more detail in Item 3 of this preamble.
The U.S./Canada Resource Sharing
Understanding requires that any
overages of the eastern GB cod, eastern
GB haddock, or GB yellowtail flounder
U.S. quotas be deducted from the U.S.
quota in the following fishing year. If FY
2013 catch information indicates that
the U.S. fishery exceeded its quota for
any of the shared stocks, we must
reduce the FY 2014 U.S. quota for that
stock in a future management action, as
close to May 1, 2014, as possible. If any
fishery that is allocated a portion of the
U.S. quota exceeds its allocation, and
causes an overage of the overall U.S.
quota, the overage reduction would be
applied to that fishery’s allocation in the
following fishing year. For example, if
the scallop fishery exceeded its
allocation of GB yellowtail flounder,
which caused the overall U.S. quota to
be exceeded, then the pound-for-pound
reduction would be applied to the
scallop fishery’s allocation for the next
fishing year. This ensures that catch by
one component of the fishery does not
negatively affect another component of
the fishery.
Canada stocks, which must be set every
year, and white hake. A benchmark
stock assessment for white hake was
completed in February 2013, and the
results of this assessment became
available after the Council took final
action on Framework 50. As a result, the
Council was not able to incorporate the
new benchmark results in time for
setting FY 2013–2015 catch limits.
Instead, we implemented an emergency
action for FY 2013 to increase the white
hake catch limit based on the February
2013 assessment, and give the Council
time to respond to the new assessment.
As described in Framework 51, this rule
now proposes to implement FY 2014–
2016 catch limits for white hake based
on the recent stock assessment, and
consistent with the recommendation of
the Council’s Scientific and Statistical
Committee (SSC). This rule also
proposes to incorporate the FY 2014
shared U.S./Canada quotas (see Item 2
in this preamble), which are discussed
in more detail below. For all stocks,
except GB cod, GB haddock, GB
yellowtail flounder, and white hake, the
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our concerns for this measure, including
how the proposed analysis differs from
the existing biennial review process for
the groundfish program, or the existing
stock assessment process, and what, if
any, measurable benefit would be
achieved through this administrative
measure.
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catch limits included in this action are
identical to those previously adopted in
Framework 50. There is no catch limit
proposed for FY 2015 or FY 2016 for
many groundfish stocks. These catch
limits will be specified in a future
management action once updated
scientific information becomes
available.
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Overfishing Limits and Acceptable
Biological Catches
The overfishing limit (OFL) serves as
the maximum amount of fish that can be
caught in a year without harming the
stock. The OFL for each stock is
calculated using the estimated stock size
and FMSY (i.e., the fishing mortality rate
that, if applied over the long term,
would result in maximum sustainable
yield). The OFL does not account for
scientific uncertainty, so the Council’s
SSC typically recommends an
acceptable biological catch (ABC) that is
lower than the OFL in order to account
for scientific uncertainty. Usually, the
greater the amount of scientific
uncertainty, the lower the ABC is set
compared to the OFL. For GB cod,
haddock, and yellowtail flounder, the
total ABC is further reduced by the
amount of the Canadian quota (see
Table 1 for the Canadian share of these
stocks). The U.S. ABC is the amount
available to the U.S. fishery after
accounting for Canadian catch.
GB Yellowtail Flounder
Both the 2013 TRAC assessment and
the SSC noted concerns for the poor
performance of the stock assessment
model for GB yellowtail flounder. The
assessment model has a strong
retrospective pattern, which causes
stock size to be overestimated and
fishing mortality to be underestimated.
Despite concerns for the uncertainties in
the assessment, and the performance of
the assessment model, however, both
the TRAC and the SSC concluded that
stock conditions are poor. Recruitment
for the stock remains low, and although
the quota has been reduced in recent
years due to continually declining stock
conditions, all of the available
information indicates that the stock has
not responded to these reductions. In
addition, although the assessment is
highly uncertain, it was not rejected by
either the TRAC or SSC.
The 2013 TRAC assessment
concluded that 2014 catches well below
500 mt are likely needed to achieve the
TMGC’s harvest strategy for GB
yellowtail flounder, and that catch
should be reduced as much as possible
from the 2013 quota of 500 mt.
Consistent with the TRAC assessment,
the SSC recommended that catches not
VerDate Mar<15>2010
19:23 Mar 14, 2014
Jkt 232001
exceed 500 mt in FY 2014, and strongly
recommended that catch be reduced as
much as practicable in light of concerns
about the status of the stock. The SSC
also concluded that the OFL for GB
yellowtail flounder cannot be reliably
estimated due to poor performance of
the assessment model, and as a result
determined that the OFL is unknown.
When reviewing and approving any
quota, the Magnuson-Stevens Act
requires us to determine that the
proposed quota has a sufficient
probability of preventing overfishing. To
do this, we build off of the SSC’s
recommendation of an OFL and ABC.
When absolute values for the OFL are
not readily available, any quota
recommendation must still meet the
necessary requirements, and have at
least a 50-percent probability of
preventing overfishing. Both the TRAC
results and the SSC’s recommendation
provide the necessary directionality of
the 2014 quota compared to 2013 as
well as information that can be used to
determine the appropriate 2014 catch
limit that would have a sufficient
probability of preventing overfishing.
The results of the assessment model
that are not adjusted for the
retrospective pattern indicate that 2014
catches at the fishing mortality limit
would be 562 mt. However, given the
poor performance of the assessment
model, and because these results are not
adjusted for the retrospective pattern in
the assessment, it is reasonable to
conclude that these results may be
biased high. Because the unadjusted
model results from the assessment are
likely biased high, the 2014 quota
should have a greater uncertainty buffer
than the Council’s standard default
control rule (75% FMSY). A 2014 catch
limit of 400 mt is the maximum catch
that would provide an additional
uncertainty buffer from the unadjusted
model results to further account for the
uncertainties in the assessment. On the
other hand, when the model results are
adjusted for the retrospective pattern,
2014 catches at the fishing mortality
limit would be 123 mt. In discussing the
poor performance of the assessment
model, though, the SSC questioned the
magnitude of stock depletion, and noted
that catch and survey trends may
suggest less concern is warranted than
indicated by the assessment model. As
a result, the model results adjusted for
the retrospective pattern may be biased
low.
Recent catches can also be used to
evaluate what 2014 catch level would be
consistent with the TRAC and SSC’s
recommendations to reduce catches as
much as possible/practicable. Catches in
2012, which is the most recent fishing
PO 00000
Frm 00006
Fmt 4701
Sfmt 4702
year in which final catch information is
available, were approximately 480 mt,
of which the United States caught 385
mt. The U.S. share of the quota
increases in 2014 from 43 percent in
2013 to 82 percent in 2014, and as a
result, the 2014 TMGC recommendation
of 400 mt would result in a U.S. quota
of 328 mt, which is nearly equal to the
FY 2012 total U.S. catch. Similarly,
although final 2013 catch estimates will
not be available until September 2014,
if total 2013 catches are between 300–
400 mt, a quota above 400 mt in 2014
would likely allow catches to increase
compared to recent years, which would
not be consistent with the TRAC and
SSC’s recommendation that catches be
reduced.
The FY 2013 catch limit for GB
yellowtail flounder was 500 mt. Because
the stock has declined further this past
year, a status quo catch limit in FY 2014
would not appropriately account for this
stock decline. The quota was reduced by
more than 40 percent from 2011 to 2012,
and again from 2012 to 2013, yet the
2013 TRAC assessment indicates that
the stock has not responded to these
reductions. This suggests that the 2014
quota should be further reduced from
2013 to increase the likelihood that
stock conditions will improve.
Based on all of these factors, we
determined that 400 mt was the total
ABC for GB yellowtail flounder that
would have a sufficient probability of
preventing overfishing, reduce catch
consistent with the TRAC and SSC
advice, and provide for some stock
growth. This determination was
provided to the TMGC in September
2013, and served as the basis for the
TMGC recommending 400 mt as the
2014 shared quota. Despite alternative
catch limits put forward by the
Council’s Groundfish Oversight
Committee, the Council ultimately
adopted the TMGC’s recommendation
in Framework 51, and this action
proposes a FY 2014 catch limit of 400
mt for GB yellowtail flounder. Based on
the best scientific information available,
a quota of 400 mt would have at least
a median probability of preventing
overfishing, and would also increase the
likelihood that stock conditions will
improve. The proposed quota of 400 mt
would be a 20-percent reduction
compared to the 2013 quota, which is
consistent with the TRAC and SSC’s
recommendation to reduce catches as
much as practicable.
In response to concerns for the poor
performance of the GB yellowtail
flounder stock assessment model, the
TRAC will conduct a benchmark
assessment April 14–18, 2014, to
examine an alternative method for
E:\FR\FM\17MRP3.SGM
17MRP3
Federal Register / Vol. 79, No. 51 / Monday, March 17, 2014 / Proposed Rules
estimating abundance and setting catch
limits. The results of the benchmark
assessment will be incorporated for
setting 2015 catches for GB yellowtail
flounder. More information on the 2014
benchmark assessment can be found
here: https://www.nefsc.noaa.gov/saw/
trac/.
Annual Catch Limits
tkelley on DSK3SPTVN1PROD with PROPOSALS3
The U.S. ABC for each stock (for each
fishing year) is divided among the
various fishery components to account
for all sources of fishing mortality. First,
expected catch from state waters and the
‘‘other’’ sub-component is deducted
from the U.S. ABC. These subcomponents are not subject to specific
catch controls by the Groundfish Plan.
As a result, the state waters and ‘‘other’’
sub-components are not allocations, and
these components of the fishery are not
subject to accountability measures if the
catch limits are exceeded. After the state
and other sub-components are
deducted, the remaining portion of the
U.S. ABC is the amount available to the
fishery components that receive an
allocation for the stock. Components of
the fishery that receive an allocation are
subject to catch controls by the
Groundfish Plan, including
accountability measures that are
triggered if they exceed their respective
catch limit during the fishing year.
Once the U.S. ABC is divided, subannual catch limits (sub-ACLs) are set
by reducing the amount of the ABC
distributed to each component of the
fishery to account for management
uncertainty. Management uncertainty is
the likelihood that management
measures will result in a level of catch
greater than expected. For each stock,
management uncertainty is estimated
VerDate Mar<15>2010
19:23 Mar 14, 2014
Jkt 232001
using the following criteria:
Enforceability and precision of
management measures, adequacy of
catch monitoring, latent effort, and
catch of groundfish in non-groundfish
fisheries. The total ACL is the sum of all
of the sub-ACLs and ACL subcomponents, and is the catch limit for
a particular year after accounting for
both scientific and management
uncertainty. Landings and discards from
all fisheries (commercial and
recreational groundfish fisheries, state
waters, and non-groundfish fisheries)
are counted against the ACL for each
stock.
For stocks allocated to sectors, the
commercial groundfish sub-ACL is
further divided into the non-sector
(common pool) sub-ACL and the sector
sub-ACL, based on the total vessel
enrollment in sectors and the
cumulative PSCs associated with those
sectors. The preliminary sector and
common pool sub-ACLs proposed in
this action are based on FY 2014 PSCs
and FY 2013 sector rosters. FY 2014
sector rosters will not be finalized until
May 1, 2014, because individual permit
holders have until the end of FY 2013
to drop out of a sector and fish in the
common pool fishery for FY 2014.
Therefore, it is possible that the sector
and common pool catch limits proposed
in this action may change due to
changes in the sector rosters. If changes
to the sector rosters occur, updated
catch limits will be published as soon
as possible in FY 2014 to reflect the
final FY 2014 sector rosters as of May
1, 2014.
Common Pool Total Allowable Catches
The common pool sub-ACL for each
stock (except for Southern New
PO 00000
Frm 00007
Fmt 4701
Sfmt 4702
14957
England/Mid-Atlantic (SNE/MA) winter
flounder, windowpane flounder, ocean
pout, Atlantic wolffish, and Atlantic
halibut) is further divided into trimester
total allowable catches (TACs). The
distribution of the common pool subACLs into trimesters was adopted by
Amendment 16 and is based on recent
landing patterns. Once we project that
90 percent of the trimester TAC is
caught for a stock, the trimester TAC
area for that stock is closed for the
remainder of the trimester to all
common pool vessels fishing with gear
capable of catching the pertinent stock.
Any uncaught portion of the trimester
TAC in Trimester 1 or Trimester 2 will
be carried forward to the next trimester.
Overages of the Trimester 1 or Trimester
2 TAC will be deducted from the
Trimester 3 TAC. Any overages of the
total common pool sub-ACL will be
deducted from the following fishing
year’s common pool sub-ACL for that
stock. Uncaught portions of the
Trimester 3 TAC may not be carried
over into the following fishing year.
Table 5 summarizes the common pool
trimester TACs proposed in this action.
Incidental catch TACs are also
specified for certain stocks of concern
(i.e., stocks that are overfished or subject
to overfishing) for common pool vessels
fishing in the special management
programs (i.e., special access programs
(SAPs) and the Regular B Days-at-Sea
(DAS) Program), in order to limit the
catch of these stocks under each
program. Tables 6 through 8 summarize
the distribution of the common pool
sub-ACLs to each special management
program, and the Incidental Catch TACs
for each stock that are proposed in this
action.
BILLING CODE 3510–22–P
E:\FR\FM\17MRP3.SGM
17MRP3
tkelley on DSK3SPTVN1PROD with PROPOSALS3
14958
VerDate Mar<15>2010
p
d FY 2014 Catch L· .
Jkt 232001
Total
ACL
Groundfish
Fishery
r
. ht)
Preliminary
Sector
Preliminary
Common
Pool
Recreational
Groundfish
Midwater
Trawl
Fishery
Scallop
Fishery
Small-Mesh
Fisheries
C
D
E
F
PO 00000
Frm 00008
Fmt 4701
Sfmt 4725
E:\FR\FM\17MRP3.SGM
17MRP3
Stock
OFL
U.S.
ABC
AtoH
A+B+C
A
B
GBCod
GOMCod
GB Haddock
GOMHaddock
GB Yellowtail
Flounder
SNE/MA Yellowtail
Flounder
CCIGOM Yellowtail
Flounder
American Plaice
Witch Flounder
GB Winter Flounder
GOM Winter
Flounder
SNE/MA Winter
Flounder
Redfish
White Hake
Pollock
N. Windowpane
Flounder
S. Windowpane
Flounder
Ocean Pout
Atlantic Halibut
Atlantic Wolffish
3,570
1,917
46,268
440
2,506
1,550
35,699
341
1,867
1,470
18,312
323
1,769
1,316
17,171
307
1,738
812
17,116
218
31
18
56
2
unknown
400
318.1
254.5
251.5
3.1
50.9
1,042
700
665
564
469
95
66
936
548
523
479
466
1,981
1,512
4,626
1,515
783
3,598
1,442
751
3,493
1,382
610
3,385
1,458
1,078
1,040
3,372
1,676
16,130
6,082
20,554
State Waters
subcomponent
Other
subcomponent
G
H
20
103
192
5
78
51
769
7
0.0
6.6
7
28
13
33
11
1,357
599
3,364
24
11
21
30
23
0
30
117
108
715
688
26
272
54
1,612
1,210
1,074
136
235
168
11,465
4,642
16,000
10,909
4,417
15,304
10,565
4,278
13,224
10,523
4,247
13,131
42
30
93
115
46
960
229
93
1,120
202
151
144
98
na
98
2
44
730
548
527
102
na
102
55
186
313
180
94
235
109
70
220
106
65
197
57
62
na
na
na
197
57
62
2
44
1
21
5
3
486
87
179
3
183
6.1
Federal Register / Vol. 79, No. 51 / Monday, March 17, 2014 / Proposed Rules
19:23 Mar 14, 2014
EP17MR14.015
Table 2
tkelley on DSK3SPTVN1PROD with PROPOSALS3
VerDate Mar<15>2010
Jkt 232001
Stock
p
. ht)
d FY 2015 Catch Limits (mt. l'
OFL
U.S.
ABC
PO 00000
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Fmt 4701
Sfmt 4725
E:\FR\FM\17MRP3.SGM
17MRP3
4,191
2,506
GBCod
2,639
1,550
GOMCod
56,293 43,606
GB Haddock
GOMHaddock
561
435
GB Yellowtail Flounder
.•. , c
SNE/MA Yellowtail
1,056
700
Flounder
CC/GOM Yellowtail
1,194
548
Flounder
2,021
1,544
American Plaice
1,846
Witch Flounder
783
L
GB Winter Flounder
GOM Winter Flounder
..
SNE/MA Winter
4,439
1,676
Flounder
Redfish
16,845 11,974
White Hake
6,237
4,713
..
Pollock
N. Windowpane
202
151
Flounder
S. Windowpane
730
548
Flounder
Ocean Pout
313
235
Atlantic Halibut
198
119
Atlantic Wolffish
94
70
..
/
Total
ACL
Groundfish
Fishery
Preliminary
Sector
Preliminary
Common
Pool
Recreational
Groundfish
Midwater
Trawl
Fishery
Scallop
Fishery
SmallMesh
Fisheries
State Waters
subcomponent
Other
subcomponent
AtoH
2,387
1,470
41,526
412
A
1,738
812
38,814
278
B
31
18
126
2
C
D
E
F
G
25
103
436
6
H
100
51
1,744
9
•..•.
A+B+C
2,262
1,316
38,940
392
............. ...
665
566
471
95
523
479
466
1,470
751
1,408
610
1,383
599
....
•.
..
':
..
.
...
406
4
III
.
.
.
I
.
...
..
....
•
7
28
13
33
11
25
11
....
. ..
..... ...
486
31
23
31
117
:
..
64
....
...
.
,.
.
;
..
..
.
....
..
..•. ..
....
>/'
..
.
...
...
.
:.' .
•......
. ..
.
1,612
1,210
1,074
136
235
168
11,393
4,417
11,034
4,278
10,990
4,247
.,
44
30
120
46
239
93
....•
..
./
.......
..
144
98
102
102
220
116
65
197
62
62
••
. ...........
.
"
98
527
.....
197
62
62
...
..........
..:
2
183
*Shaded cells indicate no catch limit has been set yet for the stocks. These catch limits will be set in a future actlOn.
44
55
186
2
48
1
21
6
3
Federal Register / Vol. 79, No. 51 / Monday, March 17, 2014 / Proposed Rules
19:23 Mar 14, 2014
Table 3
14959
EP17MR14.016
14960
Federal Register / Vol. 79, No. 51 / Monday, March 17, 2014 / Proposed Rules
Table 4 -
Proposed FY 20 16 Total ACLs, sub-ACLs, and ACL sub-components (mt, live weight)
OFL
Stock
U.S.
AIlC
AtoH
- - - - - - - - - _.._-_._--
White Hake
Total
ACL
6,314
4,645
4.420
Groundlish
Fishery
Preliminary
Sector
Preliminary
Common
Pool
A
B
4,250
Midwater
Trawl
);;shery
sillI
30
A+B+C
1-----4,2g0
Rt!creational
Groundfish
ca op
FIshery
SmaJlMesh
F;,her;es
State
Waters
subcomponent
Other
sub-
component
C
D
E
F
G
H
- - - - - - - -------- ------- i--------I------------I----------
46
93
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19:23 Mar 14, 2014
Jkt 232001
PO 00000
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E:\FR\FM\17MRP3.SGM
17MRP3
EP17MR14.017
tkelley on DSK3SPTVN1PROD with PROPOSALS3
**FY 2016 catch limits are only proposed for white hake in this action. FY 2016 catch limits for all other groundtish stocks will be
set in a future action.
tkelley on DSK3SPTVN1PROD with PROPOSALS3
VerDate Mar<15>2010
Jkt 232001
d FYs 2014-2016 C
Pool T .
TACs (mt.
,
r
. ht)
/
2014
Stock
PO 00000
Frm 00011
Fmt 4701
Trimester
1
7.6
4.9
15.0
0.51
0.6
Trimester
2
11.3
6.6
18.3
0.49
0.9
2015
Trimester
3
11.6
6.8
22.2
0.88
1.6
Trimester
1
9.8
4.9
34.0
0.6
Trimester
2
14.4
6.6
41.6
0.6
2016
Trimester
3
14.8
6.8
50.4
1.1
Trimester
1
Trimester
2
Trimester
3
..
Sfmt 4725
E:\FR\FM\17MRP3.SGM
17MRP3
.> ....•, ;
.......
GBCod
I •.....
.;
..
,
.
GOMCod
......
.
..
..
.... .
GB Haddock
....
.
/'
.//
GOMHaddock
.,
.'
.. ..
GB Yellowtail Flounder
.
.'
.
.
SNE/MA Yellowtail
..
19.9
19.9
35.1
35.0
39.7
39.9
Flounder
.' .. :
"
CC/GOM Yellowtail
••••
..
4.7
4.7
4.0
4.7
4.7
4.0
,
..
..
Flounder
. ..
American Plaice
5.8
8.7
9.7
5.9
8.9
9.9
........
'.
..
.
..
Witch Flounder
2.9
3.3
4.5
2.9
3.3
4.5
.....
..
GB Winter Flounder
1.7
5.1
14.7
..
••••••••
.. ;
...... ....
>
I' .....••..
GOM Winter Flounder
9.8
10.0
6.6
.'.
..
'.
.. .'
Redfish
13.0
18.4
13.6
19.2
10.5
10.9
..
'.'
White Hake
11.6
11.7
11.6
9.4
9.4
9.6
9.6
9.4
9.4
...
.'
."
Pollock
26.0
32.5
34.3
I
I
**Shaded cells indicate that no catch limit has been set yet for these stocks. These catch limits will be set in a future management action.
..
..
'
,
.
'
';
'
..
"
..
"
..
'
'
";
'
'
; .
.
'
.;
.
'
Federal Register / Vol. 79, No. 51 / Monday, March 17, 2014 / Proposed Rules
19:23 Mar 14, 2014
Table 5-P
14961
EP17MR14.018
14962
Federal Register / Vol. 79, No. 51 / Monday, March 17, 2014 / Proposed Rules
Table 6-Proposed Common Pool Incidental Catch TACs for FYs 2014-2015 (mt, live weight)
Percentage of
Stock
2014
Common Pool
2015
sub-ACL
GBCod
2
0.6
0.8
GOMCod
1
0.2
0.2
GB Yellowtail Flounder
CC/GOM Yellowtail
Flounder
2
0.06
1
0.1
0.1
American Plaice
5
l.2
l.2
Witch Flounder
5
0.5
0.5
SNE/MA Winter Flounder
1
1.4
1.4
Table 7-Percenta e of Incidental Catch TACs Distributed to Each S ecial Mana ement Pro ram
Regular B DAS
Program
Closed Area I
Hook Gear
Haddock SAP
Eastern
US/CA
Haddock SAP
GBCod
50%
16%
34%
GOMCod
100%
GB Yellowtail Flounder
50%
CC/GOM Yellowtail
Flounder
100%
American Plaice
100%
Witch Flounder
100%
SNE/MA Winter Flounder
100%
White Hake
100%
EP17MR14.020
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19:23 Mar 14, 2014
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EP17MR14.019
tkelley on DSK3SPTVN1PROD with PROPOSALS3
Stock
BILLING CODE 3510–22–C
tkelley on DSK3SPTVN1PROD with PROPOSALS3
4. Small-Mesh Fisheries Accountability
Measure
For FY 2013 and beyond, Framework
48 adopted an allocation of GB
yellowtail flounder for the small-mesh
fisheries. For this allocation, the smallmesh fisheries were defined as vessels
fishing with otter trawl gear with a
codend mesh size of 5 inches (12.7 cm)
or less. The target species for these
small-mesh fisheries typically include
squid and whiting. Framework 48
adopted a GB yellowtail flounder
allocation for these fisheries due to
concerns for the low stock size of GB
yellowtail flounder, and that these
fisheries have accounted for a larger
portion of the total catch in recent years.
Corresponding accountability measures
(AMs) were not adopted last year
because development of AMs required
close coordination with the MidAtlantic Fishery Management Council,
which is responsible for the Atlantic
Mackerel, Squid, and Butterfish Fishery
Management Plan. As a result,
Framework 48 presumed that AMs
would be developed by the respective
Fishery Management Plans in a future
management action through
coordination of the New England and
Mid-Atlantic Councils. Thus,
Framework 51 and this rule now
propose to establish AMs for GB
yellowtail flounder for the small-mesh
VerDate Mar<15>2010
19:23 Mar 14, 2014
Jkt 232001
fisheries, and apply them retroactively
to FY 2013 catches.
The U.S./Canada Resource Sharing
Understanding requires that, if the U.S.
quota for GB yellowtail flounder is
exceeded, then the U.S. quota for the
following fishing year must be reduced
by the amount of the overage. The
pound-for-pound reduction is applied to
the sub-ACL of the fishery component
that caused the overage. For example, if
the small-mesh fisheries caused an
overage of the U.S. quota in Year 1, the
small-mesh fisheries sub-ACL would be
reduced by the amount of the overage in
the next fishing year (Year 2). This
pound-for-pound reduction serves as a
reactive AM. However, the small-mesh
fisheries are currently required to
discard all GB yellowtail flounder
caught. Thus, a pound-for-pound
reduction of the quota, without
corresponding measures to help reduce
catches of GB yellowtail flounder,
would not appropriately mitigate an
overage, or prevent future overages from
occurring.
This rule proposes an additional
reactive AM that would require vessels
fishing with bottom otter trawl gear with
a codend mesh size of less than 5 in
(12.7 cm) to fish with selective trawl
gear in the GB yellowtail flounder stock
area (Statistical areas 522, 525, 561, and
562) if the small-mesh fisheries sub-ACL
is exceeded. Currently, approved gear
types include the raised footrope trawl,
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separator trawl, rope trawl, Ruhle trawl,
and mini-Ruhle trawl. Additional gear
types can be authorized by the Council
in a future management action, or
approved by the Regional Administrator
through the gear-approval process
defined at § 648.85(b)(6). The proposed
AM would be triggered regardless of
whether the total ACL is exceeded. With
the exception of the GB yellowtail
flounder AM for the scallop fishery, this
approach to triggering an AM is
consistent with how other fishery
components are treated (i.e., commercial
and recreational groundfish fisheries
and mid-water trawl fishery). AMs
linked to the sub-ACLs of the fishery
ensure that each component is held
responsible for its catch of the
respective stock.
The proposed AM would only be
implemented at the start of a fishing
year (May 1). The AM would not be
implemented in the middle of the
fishing year due to the potential for
disproportionate impacts on the smallmesh fisheries, which operate at
different times on GB, depending on the
target species. If an overage of the smallmesh fisheries sub-ACL in Year 1
occurs, the proposed AM would be
triggered:
• At the start of Year 2 if, based on
reliable data, NMFS determined
inseason during Year 1 that the smallmesh fisheries sub-ACL had been
exceeded; or
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• At the start of Year 3, if final catch
estimates available after the end of Year
1 indicate that the small-mesh fisheries
sub-ACL was exceeded in Year 1.
The proposed AM would ensure that
there are sufficient measures in place to
reduce catches of GB yellowtail
flounder, should an overage occur. This
AM also ensures that the small-mesh
fisheries catch of GB yellowtail flounder
does not negatively impact other
components of the fishery. Further,
because GB yellowtail flounder is
jointly managed with Canada, it is
especially important that the United
States implement sufficient
management measures to prevent
overages of the U.S. TAC, and if
overages occur, to sufficiently mitigate
that overage.
5. Inseason Adjustment of U.S./Canada
Quotas
In 2013, the TMGC developed a U.S./
Canada quota trading mechanism that
would provide more flexibility in
setting annual U.S./Canada quotas in
order to create additional fishing
opportunities. Framework 51 proposes
to adopt a 1-year mechanism for FY
2014 that would allow the Regional
Administrator, in consultation with the
Council, to adjust the U.S./Canada
quotas inseason consistent with any
trade agreed upon with Canada. Any
additional quota that the United States
receives from a trade would be allocated
to all of the fishery components
consistent with the current ABC
distribution used by the Council in this
action for setting groundfish catch
limits. Under this proposed approach,
both groundfish and non-groundfish
fisheries would potentially benefit from
additional quota, regardless of what
fishery gave up quota for the trade. For
example, if the United States trades
away eastern GB cod in return for GB
yellowtail flounder, the scallop and
small-mesh fisheries would benefit from
the additional GB yellowtail flounder
quota, even though the commercial
groundfish fishery was the only
component to give away its cod quota.
The Canadian fishing year is based on
the calendar year, while the U.S.
groundfish fishing year is May 1–April
30. The difference between the U.S. and
Canadian fishing years allows a trade to
occur for adjacent years. Under the
proposed mechanism, a trade could
occur towards the end of the Canadian
fishing year, when the U.S. fishing year
is only half completed. For example, if
Canada underharvests its quota, it could
trade away its surplus quota to the
United States in the current fishing year,
in return for additional quota from the
United States for the upcoming fishing
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year. Under this proposed mechanism,
the United States would only receive
additional quota in the current fishing
year, and would only trade away its
quota for the upcoming fishing year,
prior to the start of the fishing year, and
before allocations are made to
components of the U.S. fishery.
The proposed mechanism would exist
only for quota trades made by, or before
the end of, FY 2014. The Council
adopted a 1-year only trading
mechanism for several reasons:
1. The Council wished to determine
whether trades between the United
States and Canada are practical under
the proposed approach; and
2. The Council is considering a more
sophisticated trading mechanism as part
of Amendment 18 to the Groundfish
Plan that would better ensure the
entities trading away quota would
directly receive quota in return.
6. Distribution of Eastern/Western
Georges Bank Haddock Sector
Allocations
Eastern GB haddock is a sub-unit of
the total GB haddock stock, and the total
ABC for GB haddock includes the
shared U.S./Canada quota for eastern GB
haddock. A portion of a sector’s GB
haddock allocation may only be caught
in the Eastern U.S./Canada Area, and
the remaining portion of their total GB
haddock allocation can be caught only
in the Western U.S./Canada Area. This
restriction was adopted by Amendment
16 in order to cap the amount of GB
haddock that a sector could catch in the
eastern U.S./Canada Area and help
prevent the United States from
exceeding its eastern GB haddock quota.
However, limiting the amount of
haddock that could be caught in the
western U.S./Canada Area could
unnecessarily reduce flexibility, and
potentially limit fishing in the area,
even if a sector has not caught its entire
GB haddock allocation. Ultimately, this
could prevent the fishery from
achieving optimum yield for the GB
haddock stock.
To address this concern, this rule
proposes to allow sectors to ‘‘convert’’
their eastern GB haddock allocation into
western GB haddock allocation. This
measure would follow a process similar
to the one used for processing sector
trades. Sectors could convert eastern GB
haddock allocation into western GB
haddock allocation at any time during
the fishing year, and up to 2 weeks into
the following fishing year to cover any
overage during the previous fishing
year. A sector’s proposed allocation
conversion would be referred to, and
approved by, NMFS based on general
issues, such as whether the sector is
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complying with reporting or other
administrative requirements, including
weekly sector reports, or member vessel
compliance with Vessel Trip Reporting
requirements. Based on these factors, we
would notify the sector if the conversion
is approved or disapproved. At this
time, NMFS proposes to use member
vessel compliance with Vessel Trip
Reporting requirements as the basis for
approving, or disapproving a reallocation of Eastern GB quota to the
Western U.S./Canada Area. This is
identical to the process used for
reviewing, and approving, quota transfer
requests between sectors.
The responsibility for ensuring that
sufficient allocation is available to cover
the conversion is the responsibility of
the sector. This measure would also
extend to state-operated permit banks.
Any conversion of eastern GB haddock
allocation into western GB haddock
allocation may be made only within a
sector, or permit bank, and not between
sectors or permit banks. In addition,
once a portion of eastern GB haddock
allocation has been converted to
western GB haddock allocation, that
portion of allocation remains western
GB haddock for the remainder of the
fishing year. Western GB haddock
allocation may not be converted to
eastern GB haddock allocation. This
proposed measure does not change the
requirement that sector vessels may
only catch their eastern GB haddock
allocation in the Eastern U.S./Canada
Area, and may only catch the remainder
of their GB haddock allocation in the
Western U.S./Canada Area.
This measure would provide
additional flexibility for sectors to
harvest their GB haddock allocations,
without increasing the risk of biological
harm to the stock. This measure may
also create additional fishing
opportunities for sector vessels on a
healthy groundfish stock, and better
help the fishery achieve optimum yield
for this stock. The total catch limit for
GB haddock includes the U.S. quota for
eastern GB haddock, so this proposed
measure would not jeopardize the total
ACL for GB haddock, or the U.S. quota
for the eastern portion of the stock. A
sector would also still be required to
stop fishing in the Eastern U.S./Canada
Area once its entire eastern GB haddock
allocation was caught, or in the Western
U.S./Canada Area once its western GB
haddock allocation was caught, or at
least until it leased in additional quota.
This ensures sufficient accountability
for sector catch that will help prevent
overages of any GB haddock catch limit.
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7. Revised Discard Estimation for
Georges Bank Yellowtail Flounder
Landings and discards of a stock
count against a sector’s allocation. A
sector’s discard rate for a stock is
estimated by extrapolating discards of
that stock on observed fishing trips. For
each sector and stock, a discard rate is
calculated for each combination of gear
type and stock area (known as a
‘‘discard strata’’). For example, a sector
receives a unique discard rate for
yellowtail flounder caught on trips
fishing with bottom otter trawl gear in
the GB yellowtail flounder stock area
(Statistical areas 522, 525, 561, and
562). In Framework 48 to the
Groundfish Plan, the Council proposed
to change the stratification of discard
estimates for GB yellowtail flounder by
creating two separate discard strata for
GB yellowtail flounder: (1) A stratum for
statistical area 522 by itself; and (2) a
stratum for statistical areas 525, 561,
and 562 combined. This measure was
developed, in part, because there were
concerns that the substantial reductions
in the GB yellowtail flounder quota for
FY 2013 would severely constrain sector
vessels. Under the existing stratification
(a single stratum for statistical areas 522,
525, 561, and 562 combined), the
Council was concerned that even if
some sector vessels fished in areas on
GB where little yellowtail flounder is
caught, in order to reduce catch of GB
yellowtail flounder, other vessels
fishing on other parts of GB, with higher
catch rates of yellowtail flounder, would
impact the discard rate for the entire
sector. As a result, creating a separate
strata for statistical area 522 and
statistical areas 525, 561, and 562
combined would more accurately reflect
fishing effort in these areas.
Based on public comments received
on the Framework 48 proposed rule, we
disapproved the change to the
stratification of GB yellowtail flounder
discards because it would increase the
costs and burden of monitoring, and
potentially increase uncertainty of catch
estimates, without any measurable
benefit for sectors. Industry members
opposed this measure in Framework 48
because they said it would not benefit
groundfish vessels. We did not receive
any comments in support of this
measure. Although finer scale discard
strata may have allowed discard
estimates to more closely reflect actual
discard rates of yellowtail flounder in
different areas of GB, we determined
that the new discard strata would not
have provided any benefits that sectors
could not realize through the existing
discard rate strata (by only fishing in
areas of GB with low catches of GB
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yellowtail flounder). For more
information on this measure, as
proposed in Framework 48, see the
proposed and interim final rules for
Framework 48 here: https://
www.nero.noaa.gov/sfd/
sfdmultifr.html#yr2013.
Despite the disapproval in Framework
48, this rule proposes to change the
stratification of GB yellowtail flounder
discards for sectors and create two
separate discard strata for GB yellowtail
flounder: (1) A stratum for statistical
area 522; and (2) a stratum for statistical
areas 525, 561, and 562. This proposed
measure is identical to the measure that
was proposed, and disapproved, in
Framework 48. The proposed measure
would only apply to inseason sector
monitoring, and would only apply to GB
yellowtail flounder. The proposed
measure would not change the
stratification of discards for the common
pool fishery, or any non-groundfish
fishery.
Although the stratification of discards
could be changed for all gear types, the
proposed measure is primarily intended
for trawl vessels, which catch the
majority of GB yellowtail flounder. This
rule also proposes to give the Regional
Administrator authority for determining
whether this change to the stratification
for GB yellowtail flounder is needed, or
not, for non-trawl gears. If the Regional
Administrator determines that the
change to stratification is not necessary
for other, non-trawl gears, these gears
types could be excluded from the
proposed stratification. At this time, we
have determined that the revised
stratification for GB yellowtail flounder
should be proposed only for trawl gear.
Analysis of the proposed measure
completed by the Council in the
Framework 51 Environmental
Assessment indicates that if the
proposed discard strata for GB
yellowtail flounder had been used in FY
2010 and FY 2011, the total discards
estimates would have increased by 5
percent, and declined by less than 1
percent, respectively. Thus, based on
this analysis, changing the stratification
used for monitoring GB yellowtail
flounder would not likely lead to large
changes in the total discard estimates;
however, it does have the potential to
increase the variance in discard
estimates, which could increase
monitoring coverage levels necessary to
accurately monitor sector catch.
The impacts of the proposed discard
strata on individual sectors would likely
vary. The Framework 51 analysis shows
that GB yellowtail flounder discard
estimates for some sectors would
decrease by up to 40 percent, while
discard estimates for other sectors
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14965
would increase by up to 25 percent. As
a result, the economic impacts of the
proposed measure would be mixed. For
those sectors that would receive a lower
discard rate, vessels would expend less
GB yellowtail flounder quota on each
trip, which would increase net
revenues, and potentially allow for more
fishing. For sectors that would receive
an increased discard rate, the opposite
would be true, and the proposed
measure could reduce net revenues.
Sections 7.1.2.3.2 and 7.4.2.3.2 of the
Framework 51 Environmental
Assessment have additional details on
the impacts of the proposed measure.
We are concerned that if a new
discard strata is developed for GB
yellowtail flounder, it could set a
precedent for revising discard strata for
other quota-limiting stocks (like GOM
cod). Each additional discard strata
created for monitoring sector catch
increases the administrative burden on
NMFS, and has the potential for
increasing the monitoring coverage
levels necessary to accurately monitor
catch if it increases the variance of
discard estimates. We are concerned for
the approvability of this measure for all
of these reasons, in addition to the
reasons this measure was initially
disapproved in Framework 48.
When the Council took final action on
Framework 51, and adopted the
proposed revisions to the GB yellowtail
flounder discard strata, it also passed a
motion that the measure be
implemented ‘‘unless NMFS develops a
discard tool to address this issue
through the sectors.’’ The Council’s
motion was unclear how this
determination would be made, and who
would make this determination whether
to implement the proposed revisions to
the GB yellowtail flounder discard strata
in Framework 51, or to instead, rely on
the discard tool developed by NMFS.
Since the Council took final action on
Framework 51, we developed a discard
tool that sectors can use in order to
more appropriately allocate discards
among sector vessels based on
individual fishing activity. We held a
sector workshop on February 20, 2014,
to present the discard tool to the sectors,
and we received positive feedback from
sector representatives. Based on the
results of the February 20, 2014, sector
workshop, we believe that the discard
tool for sectors to allocate discards to
their members provides a better solution
than the proposed stratification for GB
yellowtail flounder, and more
sufficiently addresses the problem for
the reasons provided below.
• Each sector can decide whether to
use the discard tool and, if so, can
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decide what stocks, and gear types, to
apply the methodology.
• Each fishing year, or during the
fishing year, a sector could make
changes to how the discard tool is used
based on the needs and interests of the
sector.
• A sector could use the discard tool
for as many, or as few, allocated stocks
as it desires, whereas the discard strata
proposed in Framework 51 would only
serve as a patch fix for GB yellowtail
flounder.
• The discard tool uses only exiting
data already available to managers; no
additional data would have to be
collected.
• The discard tool does not require
any regulatory changes, does not have
the potential to increase variance of
discard estimates, and thus, does not
have the potential to increase
monitoring coverage levels.
We are requesting specific comments
to address our concerns about the
proposed revisions to the GB yellowtail
flounder discard strata, whether these
proposed revisions would provide
sectors with any measurable benefits,
and whether the discard tool would
sufficiently address sector needs in lieu
of the Framework 51 proposed measure.
tkelley on DSK3SPTVN1PROD with PROPOSALS3
8. Prohibition on Possession of
Yellowtail Flounder by the Limited
Access Scallop Fishery
Currently, limited-access scallop
vessels are required to land all legalsized yellowtail flounder. This measure
was adopted beginning in FY 2010 in
order to reduce bycatch of yellowtail
flounder in the scallop fishery
consistent with National Standard 9 of
the Magnuson-Stevens Act, which
requires bycatch be reduced as much as
practicable. Landing yellowtail flounder
is not cost effective for scallop vessels,
so, the current requirement was
intended to remove any incentive for
scallop vessels to ‘‘target’’ yellowtail
flounder. With the respect to this
measure, it is important to note that
scallop vessels do not ‘‘target’’
yellowtail flounder in the traditional
sense; rather they may choose not to
move out of an area with high levels of
yellowtail flounder bycatch. Recent
information shows that compliance with
the current landing requirement has
been extremely low probably due, in
part, because landing yellowtail
flounder is not cost effective for scallop
vessels. The current landing
requirement is likely difficult to enforce
because it requires law enforcement
officers to intercept scallop vessels at
sea during the act of illegally discarding
legal-sized yellowtail flounder.
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Despite documented low compliance
rates, industry reports have recently
indicated that a very small number of
scallop vessels may be ‘‘targeting’’
yellowtail flounder. To address this
possibility, this action proposes to
remove the landing requirement, and
prohibit the possession of all yellowtail
flounder by limited access scallop
vessels. Prohibiting possession of
yellowtail flounder is intended to
remove the incentive for scallop vessels
to ‘‘target’’ yellowtail flounder since
they could not be retained, or sold,
which is expected to ultimately reduce
yellowtail flounder mortality.
National Standard 9 of the MagnusonStevens Act requires that bycatch be
reduced as much as practicable, where
bycatch is defined as ‘‘fish harvested in
a fishery, but that are not sold or kept,’’
and refers to economic and regulatory
discards. Thus, the proposed measure to
prohibit possession of yellowtail
flounder would actually increase
bycatch, as it is defined in the
Magnuson-Stevens Act, compared to the
existing requirement to land all legalsized yellowtail flounder. However, for
the purposes of reviewing the proposed
measure, a more important
consideration is the total fishing
mortality for each yellowtail flounder
stock. If the proposed action would
reduce fishing effort on yellowtail
flounder, then total fishing mortality for
yellowtail flounder stocks would be
expected to decrease. This would
provide important conservation
benefits, particularly for GB yellowtail
flounder, which has declined in recent
years.
The recent 2012 stock assessment for
SNE/MA yellowtail flounder reduced
the discard mortality rate from 100
percent to 90 percent for commercial
catches. As a result, prohibiting
possession of this stock by limited
access scallop vessels has the potential
to slightly reduce mortality on this
yellowtail flounder stock assuming that
some of the discarded fish survive. The
stock assessments for Cape Cod/Gulf of
Maine and GB yellowtail flounder
assume a 100-percent discard mortality
rate, so it is unclear whether zero
possession has the same potential
benefits for these yellowtail stocks as
the SNE/MA stock.
We are requesting specific comment
on whether the current landing
requirement truly created an incentive
to ‘‘target’’ yellowtail flounder, thereby
increasing total mortality on the stocks,
and whether the proposed measure
would be expected to decrease total
fishing mortality on each of the
yellowtail flounder stocks.
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9. 2014 Windowpane Flounder
Accountability Measures
In fall 2013, final catch information
became available for FY 2012. These
final catch estimates indicated that the
northern windowpane flounder ACL
was exceeded by 28 percent, and the
southern windowpane flounder ACL
was exceeded by 36 percent. The FY
2012 final catch report can be found
here: https://www.nero.noaa.gov/ro/fso/
reports/
Groundfish_Catch_Accounting.htm.
These FY 2012 overages will
automatically trigger AMs beginning in
FY 2014 that require selective trawl gear
to be used in certain parts of the stock
areas for both windowpane flounder
stocks. For the entire 2014 fishing year,
common pool and sector vessels fishing
on a groundfish trip with trawl gear will
be required to use one of the following
selective trawl gears when fishing in the
AM areas: (1) Haddock separator trawl;
(2) Ruhle trawl; (3) mini-Ruhle trawl; or
(4) rope separator trawl. There are no
restrictions on longline or gillnet gear.
These gear restrictions will apply in the
large AM areas for both northern and
southern windowpane flounder because
the overages were more than 20 percent
of the ACL for both stocks (maps and
coordinates of the AM areas can be
found here: https://www.nero.noaa.gov/
sfd/sfdmulti.html). As a reminder,
sectors cannot request an exemption
from these AMs. As long as the catch
limits are not exceeded in FY 2014, the
AM would be removed at the start of the
2015 fishing year, beginning on May 1,
2015. These AMs are not part of
Framework 51, but are proposed in
conjunction with Framework 51 for
expediency purposes.
The FY 2014 windowpane flounder
AMs will not impact non-groundfish
fisheries because these fisheries did not
have an allocation of either
windowpane flounder stock for FY
2012. Although these non-groundfish
fisheries may have contributed to the
2012 overages, the commercial
groundfish fishery will be held 100percent accountable. For FY 2013 and
beyond, at the Council’s
recommendation, we approved the
allocation of southern windowpane to
the scallop fishery and other nongroundfish fisheries fishing with bottom
otter traw gear with codend mesh of 5
inches (12.7 cm) or greater. Allocating
this stock to other fisheries will help
ensure that each fishery is held
accountable for their catch in the future,
and that catch from one fishery cannot
negatively impact another. For FY 2013
and beyond, any AM triggered for
southern windowpane will only apply
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to the fishery that caused the overage,
except in the situation where the state
waters sub-component caused the
overage. Northern windowpane is still
not allocated to any non-groundfish
fishery, so the groundfish fishery would
continue to be held 100-percent
accountable for any overages of the
northern windowpane catch limit,
regardless of what fishery caused the
overage.
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10. Annual Measures for FY 2014
Under Regional Administrator
Authority
The Groundfish FMP gives us
authority to implement certain types of
management measures for the common
pool fishery, the U.S./Canada
Management Area, and Special
Management Programs on an annual
basis, or as needed. This proposed rule
includes a description of these
management measures that are being
considered for FY 2014 in order to
provide an opportunity for the public to
comment on whether the proposed
measures are appropriate. These
measures are not part of Framework 51,
and were not specifically proposed by
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the Council, but are proposed in
conjunction with Framework 51 for
expediency purposes, and because they
relate to the proposed catch limits in
Framework 51.
Table 9 provides a summary of the
default trip limits that would take effect
in FY 2014 if we took no action, the
current common pool trip limits for FY
2013, and the proposed trip limits that
would be in effect for the start of FY
2014. Table 10 provides a summary of
the proposed FY 2014 cod trip limits for
vessels fishing with a Handgear A,
Handgear B, or Small Vessel Category
permit. Proposed trip limits for FY 2014
were developed after considering
changes to the FY 2014 common pool
sub-ACLs and sector rosters, trimester
TACs for FY 2014, catch rates of each
stock during FY 2013, and other
available information.
The default cod trip limit is 300 lb
(136.1 kg) per trip for Handgear A
vessels. If the GOM or GB cod trip limit
for vessels fishing on a groundfish DAS
drops below 300 lb (136.1 kg), then the
respective Handgear A cod trip limit
must be adjusted to be the same. This
action proposes a GOM cod trip limit of
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200 lb (90.7 kg) per DAS for vessels
fishing on a groundfish DAS, so the
proposed Handgear A trip limit for
GOM cod is reduced to 200 lb (90.7 kg)
per trip, accordingly.
The regulations also require that the
Handgear B vessel trip limit for GOM
and GB cod be adjusted proportionally
(rounded up to the nearest 25 lb (11.3
kg)) to the default cod trip limits
applicable to DAS vessels. The FY 2014
GOM cod trip limit proposed in this
action for DAS vessels (200 lb (90.7 kg)
per DAS) is 75 percent lower than the
default trip limit in the regulations. As
a result, the proposed Handgear B vessel
trip limit for GOM cod is reduced
proportionally to 25 lb (11.3 kg) per trip.
Vessels with a Small Vessel category
permit can possess up to 300 lb (136.1
kg) of cod, haddock, and yellowtail,
combined, per trip. For FY 2014, we are
proposing that the maximum amount of
cod and haddock (within the 300-lb
(136.1-kg) trip limit) be adjusted
proportionally to the trip limits
applicable to NE multispecies DAS
vessels (see Table 9).
BILLING CODE 3510–22–P
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Table 9-Proposed FY 2014 Common Pool Trip Limits
Stock
GBCod
GOMCod
GB Haddock
GOMHaddock
GB Yellowtail
Flounder
SNEIMA Yellowtail
Flounder
CC/GOM Yellowtail
Flounder
American plaice
Default Trip Limit in
Current FY 2013
Proposed FY 2014
Regulations
Tri Limit
Tri Limit
2,000 lb (907.2 kg)/DAS, up to 20,000 lb (9,072 kg)/trip
800 1b (362.9 kg)lDAS, up to
650 Ib (294.8 kg)/DAS, up to
200 lb (90.7 kg)/DAS, up to
4,000 lb (1,814.3 k )/tri
2,000 lb (907.2 kg)/tri
600 lb (272.2 k )/trip
Unlimited
10,000 lb (4,535.9 k )/trip
Unlimited
o lb/trip
Unlimited
100 Ib (45.4 kg)/trip
2,000 lb (907.2 kg)/DAS, up to 6,000 lb (2,721.6 kg)/trip
2,000 Ib (907.2 kg)/trip
1,000 lb (453.6 kg)/trip
Unlimited
Witch Flounder
Unlimited
500 lb (226.8 kg)/trip
GB Winter Flounder
GOM Winter
Flounder
SNE/MA Winter
Flounder
Redfish
Unlimited
1,000 lb (453.6 kg)ltrip
Unlimited
2,000 Ib (907.2 kg)/trip
1,000 lb (453.6 kg) per trip
Unlimited
300lb/trip
1,000 lb (453.6 kg)!DAS up
to 2,000 lb (907.2 kg k )/tri
500 lb (226.8 kg)!DAS, up to
2,000 lb (907.2 kg)/tri
1,000 Ib (453.6 kg)/DAS, up
to 10,000 lb (4,535.9 k )/tri
White hake
Pollock
Unlimited
1,000 lb (453.6 kg)/DAS, up
to 3,000 lb (1,360.8 kg)ltri
Unlimited
1,000 lb (453.6 kg)ltrip
10,000 lb (4,535.9 kg) per trip
Atlantic Halibut
Windowpane
Flounder
Ocean Pout
Atlantic Wolffish
Table IO-Proposed FY 2014 Cod Trips Limits for Handgear A, Handgear B, and Small Vessel
Category Permits
Default Cod Trip Limit
Proposed FY 2014
GOM Cod Trip Limit
Proposed FY 2014 GB
Cod Trip Limit
Handgear A
300 Ib (136.1 kg)/trip
200 Ib (45.4 kg)/trip
300 lb (136.1 kg)/trip
Handgear B
75 Ib (34.0 kg)/trip
25 Ib (11.3 kg)/trip
75 Ib (34.0 kg)/trip
Permit
The RA has the authority to determine
the allocation of the total number of
trips into the Closed Area II Yellowtail
Flounder/Haddock SAP based on
several criteria, including the GB
yellowtail flounder catch limit and the
amount of GB yellowtail flounder
caught outside of the SAP. In 2005,
Framework 40B (70 FR 31323; June 1,
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2005) implemented a provision that no
trips should be allocated to the Closed
Area II Yellowtail Flounder/Haddock
SAP if the available GB yellowtail
flounder catch is insufficient to support
at least 150 trips with a 15,000-lb
(6,804-kg) trip limit (or 2,250,000 lb
(1,020,600 kg). This calculation
accounts for the projected catch from
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the area outside the SAP. Based on the
proposed GB yellowtail groundfish subACL of 561,077 lb (254,500 kg), there is
insufficient GB yellowtail flounder to
allocate any trips to the SAP, even if the
projected catch from outside the SAP
area is zero. Therefore, this action
proposes to allocate zero trips to the
Closed Area II Yellowtail Flounder/
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EP17MR14.023
300 lb (136.1 kg) of cod, haddock, and yellowtail flounder combined;
Maximum of75 Ib (34.0 kg) ofGOM cod and 0 Ib ofGOM haddock within the
300-1b combined trip limit
EP17MR14.022
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Haddock SAP for FY 2014. Vessels
could still fish in this SAP in FY 2014
using a haddock separator trawl, a
Ruhle trawl, or hook gear. Vessels
would not be allowed to fish in this SAP
using flounder nets.
11. Regulatory Corrections Under
Regional Administrator Authority
The following changes are being
proposed to the regulations to correct
references, inadvertent deletions, and
other minor errors.
In § 648.80(g)(5)(i), this rule would
correct the reference to the mesh
obstruction or constriction definition.
In § 648.85(b)(6)(iv)(B), the observer
call-in requirement under the B DAS
program is corrected to 48 hr prior to
the start of the trip, instead of 72 hr
prior to the start of the trip. This change
was inadvertently omitted during the
Amendment 16 rulemaking.
This rule would remove
§ 648.87(b)(1)(i)(F) and (G). This
regulatory text was added as part of
NMFS’s emergency rule for addressing
sector carryover for FY 2013. This
regulatory text was supposed to expire
on April 30, 2014; however, was
inadvertently left in the regulations
permanently.
In § 648.87(c)(2), this rule would
clarify that sector exemptions are
limited to those regulations
implementing the groundfish program,
and not any regulation applicable to a
groundfish vessel. The proposed
regulatory correction more precisely
reflects the intent of Amendment 16.
In § 648.90(a)(4), this rule would
reinstate the regulatory text describing
the ABC and ACL recommendation
process, which was inadvertently
deleted in a previous rulemaking.
In § 648.90(a)(5), this rule would
reinstate the regulatory text describing
the trigger of the scallop fishery
accountability measures, which was
inadvertently deleted in a previous
rulemaking.
In § 697.7(c)(1)(xxii) and (c)(2)(xvii),
this rule would replace the word
‘‘traps’’ with ‘‘lobster traps.’’ This
proposed correction is intended to
clarify that the lobster regulations do
not prohibit Federal lobster permit
holders from possessing, or using, nonlobster trap gear on trips fishing with a
method other than traps (e.g., mobile
trawl gear).
NMFS defines a lobster trap as ‘‘any
structure or other device, other than a
net, that is placed, or designed to be
placed, on the ocean bottom and is
designed for or is capable of, catching
lobsters.’’ This definition applies to all
Federal lobster permit holders
regardless of whether the permit holder
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might actually be targeting a different
species with the trap (e.g., crab or fish
traps). Federal lobster permit holders
are prohibited from possessing, or using,
lobster traps on any trip that catches
lobster with non-trap gear (e.g., trawl
gear). However, trap gear that is
configured in such a way so that it is not
capable of catching lobster is not
considered ‘‘lobster trap’’ gear. As a
result, Federal lobster permit holders
are allowed to possess, and use, nonlobster trap gear on board their vessel
even if harvesting lobster with gear
other than lobster traps (e.g., trawl gear).
Classification
Pursuant to section 304(b)(1)(A) of the
Magnuson-Stevens Act, the NMFS
Assistant Administrator has made a
preliminary determination that this
proposed rule is consistent with
Framework 51, other provisions of the
Magnuson-Stevens Act, and other
applicable law. In making the final
determination, NMFS will consider the
data, views, and comments received
during the public comment period.
This proposed rule has been
determined to be not significant for
purposes of Executive Order (E.O.)
12866.
This proposed rule does not contain
policies with Federalism or ‘‘takings’’
implications as those terms are defined
in E.O. 13132 and E.O. 12630,
respectively.
The Initial Regulatory Flexibility
Analysis (IRFA) was prepared for this
proposed rule, as required by section
603 of the Regulatory Flexibility Act, 5
U.S.C. 603. The IRFA includes this
section of the preamble to this rule and
analyses contained in Framework 51
and its accompanying EA/RIR/IRFA.
The IRFA describes the economic
impact that this proposed rule would
have on small entities, if adopted. A
description of the action, why it is being
considered, and the legal basis for this
action are contained in Framework 51,
the beginning of this section
(SUPPLEMENTARY INFORMATION) in the
preamble, and in the SUMMARY section of
the preamble. A copy of the full analysis
is available from the Council (see
ADDRESSES). A summary of the IRFA
follows.
Description and Estimate of the Number
of Small Entities to Which the Proposed
Rule Would Apply
The Small Business Administration
defines a small business as one that is:
• Independently owned and operated;
• not dominant in its field of operation;
• has annual receipts that do not
exceed—
Æ $19.0 million in the case of
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14969
commercial finfish harvesting
entities (NAIC 1 114111)
Æ $5.0 million in the case of
commercial shellfish harvesting
entities (NAIC 114112)
Æ $7.0 million in the case of for-hire
fishing entities (NAIC 114119); or
• has fewer than—
Æ 500 employees in the case of fish
processors
Æ 100 employees in the case of fish
dealers.
This proposed rule impacts
commercial and recreational fish
harvesting entities engaged in the
groundfish limited access and open
access fisheries, the small-mesh
multispecies and squid fisheries, and
the scallop fishery. A description of the
specific permits that are likely to be
impacted is included below for
informational purposes, followed by a
discussion of the impacted businesses
(ownership entities), which can include
multiple vessels and/or permit types.
For the purposes of the RFA analysis,
the ownership entities, not the
individual vessels, are considered to be
the regulated entities.
Limited Access Groundfish Fishery
The limited access groundfish fishery
consists of those enrolled in the sector
program and those in the common pool.
As of January 14, 2014 (FY 2013), there
were 1,088 individual limited access
permits. For purposes of this analysis,
groundfish limited access eligibilities
held as Confirmation of Permit History
are not included because, although they
may generate revenue from quota
leasing, they do not generate any gross
sales from fishing activity, and thus,
would not be classified as commercial
fishing entities.
Of the 1,088 limited access groundfish
permits issued in FY 2013, 664 of these
permits were enrolled in the sector
program, and 424 were in the common
pool. Each of these permits will be
eligible to join a sector or enroll in the
common pool in FY 2014. Alternatively
each permit owner could also allow
their permit to expire by failing to
renew it. Of the 1,088 limited access
groundfish permits, 767 have landings
of any species and 414 have some
amount of groundfish landings.
Handgear B
The Handgear B permit is an open
access groundfish permit that can be
requested at any time, with the
1 The North American Industry Classification
System (NAICS) is the standard used by Federal
statistical agencies in classifying business
establishments for the purpose of collecting,
analyzing, and publishing statistical data related to
the U.S. business economy.
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limitation that a vessel cannot have a
limited access and an open access
Handgear B permit concurrently. There
are no qualification criteria required for
this permit. The Handgear B permit is
a rod-and-reel handgear permit that
must adhere to specified possession
limits for groundfish species with
special provisions for cod. The cod
possession limit for Handgear B permits
is set annually to 75 lb (34 kg) per trip,
and is automatically adjusted relative to
the GOM cod trip limit for limited
access DAS vessels enrolled in the
common pool fishery. The current
possession limit is 75 lb (34 kg). As of
February 18, 2014 (FY 2013), there were
891 Handgear B permits, and 78 of those
vessels landed groundfish.
Charter/Party Fishery
The charter/party permit is an open
access groundfish permit that can be
requested at any time, with the
limitation that a vessel cannot have a
limited access and an open access party/
charter permit concurrently. There are
no qualification criteria required for this
permit. Charter/party permits are issued
as an open access permit (Category I)
under the Groundfish Plan, and are
subject to recreational management
measures. As of February 20, 2014 (FY
2013), there were 667 party/charter
permits issued; 383 of which reported
taking a party or charter trip. Of these
active party/charter vessels, 120 caught
cod or haddock in the Gulf of Maine in
FY 2013.
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Limited Access Scallop Fisheries
The limited access scallop fisheries
include Limited Access (LA) scallop
permits and Limited Access General
Category (LGC) scallop permits. LA
scallop businesses are subject to a
mixture of DAS and dedicated area trip
restrictions. LGC scallop businesses are
able to acquire and trade LGC scallop
quota, and there is an annual cap on
quota/landings. The proposed action
would not alter the regulations for LGC
permit holders. As of February 19, 2014
(FY 2013), there were 348 active LA
scallop permits with at least one dollar
of revenue from sea scallops.
Small-Mesh Fisheries
The small-mesh exempted fishery
allows vessels to harvest species in
designated areas using mesh sizes
smaller than the minimum mesh size
required by the Groundfish Plan. To
participate in the small-mesh
multispecies (whiting) fishery, vessels
must hold either a limited access
multispecies permit or an open access
multispecies permit (category K).
Limited access multispecies permit
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holders can only target whiting when
not fishing under a DAS, and while
declared out of the fishery. A
description of limited access
multispecies permits was provided
above. As of February 18, 2014 (FY
2013), there were 776 open access
category K multispecies permits issued,
with only 34 of them landing whiting.
Many of these vessels target both
whiting and longfin squid on smallmesh trips taken in the GB yellowtail
flounder stock area, and therefore, most
of them also have open access or limited
access Squid, Mackerel, and Butterfish
(SMB) permits. The GB yellowtail
flounder stock area provided almost half
of total whiting landings in CY 2010–
2011. Since squid landings in the GB
yellowtail flounder stock area
comprised less than 10 percent of
overall squid landings during the same
time period, and since most SMB
permitted vessels fishing in the GB
yellowtail flounder stock area will also
have a multispecies permit, SMB
permits will not be handled separately
in this analysis.
Ownership Entities
Individually-permitted vessels may
hold permits for several fisheries,
harvesting species of fish that are
regulated by several different fishery
management plans, even beyond those
impacted by the proposed action.
Furthermore, multiple permitted vessels
and/or permits may be owned by
entities affiliated by stock ownership,
common management, identity of
interest, contractual relationships, or
economic dependency. For the purposes
of this analysis, ‘‘ownership entities’’
are defined as those entities with
common owners as listed on the permit
application. Only permits with identical
ownership are categorized as an
‘‘ownership entity.’’ For example, if five
permits have the same seven persons
listed as co-owners on their permit
application, those seven persons would
form one ‘‘ownership entity,’’ that hold
those five permits. If two of those seven
owners also co-own additional vessels,
that ownership arrangement would be
considered a separate ‘‘ownership
entity’’ for the purpose of this analysis.
On June 1 of each year, ownership
entities are identified based on a list of
all permits for the most recent complete
calendar year. The current ownership
data set is based on calendar year 2012
permits and contains average gross sales
associated with those permits for
calendar years 2010 through 2012.
Matching the potentially impacted FY
2013 permits described above (limited
access and open access groundfish,
Handgear B, charter/party, and limited
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access scallop) to the calendar year 2012
ownership data results in 2,064 distinct
ownership entities. Of these, and based
on the Small Business Administration
guidelines, 2,042 are categorized as
small, and 22 are categorized as large
entities, all of which are shellfish
businesses.
These totals may mask some diversity
among the entities. Many, if not most,
of these ownership entities maintain
diversified harvest portfolios, obtaining
gross sales from many fisheries, and not
dependent on any one. However, not all
are equally diversified. Those that
depend most heavily on sales from
harvesting species impacted directly by
the proposed action are most likely to be
affected. By defining dependence as
deriving greater than 50 percent of gross
sales from sales of regulated species
associated with a specific fishery, we
are able to identify those ownership
groups most likely to be impacted by the
proposed regulations.
Using this threshold, 151 entities are
groundfish-dependent, all of which are
small, and all of which are finfish
commercial harvesting businesses. Of
the 151 groundfish-dependent entities,
130 have some level of participation in
the sector program, and 21 operate
exclusively in the common pool fishery.
There are 234 regulated entities which
are scallop-dependent. All of these are
shellfish businesses, and 20 are
considered large. There are 35 smallmesh fishery-dependent entities; 19 of
them are finfish businesses, 16 of them
are shellfish businesses, and all of them
are considered small. The small-mesh
fishery-dependent entities may
overestimate the number of impacted
entities since missing statistical area
information in the commercial dealer
database makes it difficult to track
whiting and squid landings that
occurred exclusively in the GB
yellowtail flounder stock area.
Economic Impacts of the Proposed
Measures and Alternatives and
Measures Proposed To Mitigate
Adverse Economic Impacts of the
Proposed Action
The economic impacts of each
proposed measure are summarized
below and are discussed in more detail
in sections 7.4 and 8.11 of the
Framework 51 EA. The outcome of
‘‘significant economic impact’’ can be
ascertained by examining two factors:
Disproportionality and profitability.
Disproportionality refers to whether or
not the regulations place a substantial
number of small entities at a significant
competitive disadvantage to large
entities. Profitability refers to whether
or not the regulations significantly
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reduce profits for a substantial number
of small entities.
The proposed action has the potential
to place small entities at a significant
competitive disadvantage relative to
large entities. This is mainly because
large entities likely have more flexibility
to adjust to, and accommodate, the
proposed measures. Impacts on
profitability from the proposed action
may be significant for a substantial
number of small entities as described
below.
tkelley on DSK3SPTVN1PROD with PROPOSALS3
Gulf of Maine Cod and American Plaice
Rebuilding Strategies
The preferred alternatives to change
the rebuilding strategies for GOM cod
and American plaice (10-year rebuilding
program) are expected to positively
impact profitability of small entities
regulated by this action. The rebuilding
strategies being considered for both
species are expected to result in higher
Net Present Values (NPVs) for each
stock compared to if no action was
taken, which would translate into larger
profits. The alternatives to the preferred
alternative included the No Action
alternative, an 8-year rebuilding
program for GOM cod, and a 7 and 8year rebuilding program for American
plaice. The 10-year rebuilding plan for
GOM cod is expected to have modest
gains in NPV and profitability compared
to the 8-year rebuilding plan. For
American plaice, there is little
discernible difference between the three
rebuilding strategies considered. In
addition, by adopting new rebuilding
strategies for GOM cod and American
plaice, the proposed action will help
prevent severe economic loss that could
occur under highly restrictive catch
limits in FY 2015 that would occur if no
action was taken, especially to
groundfish-dependent small entities.
Party/charter fishing businesses would
also experience significant economic
loss under the No Action option for
GOM cod, but would be unaffected by
the American plaice action because
there is no directed recreational fishery
for this stock, and no recreational
allocation of American plaice.
Catch Limits
The preferred alternative to modify
the ACLs and sub-ACLs for white hake,
eastern GB cod and haddock, and GB
yellowtail flounder has the potential to
impact groundfish and scallopdependent small entities, and is
discussed in the next section.
Recreational harvesting entities, as well
as small-mesh fishery-dependent
entities, do not target these stocks, and
are not expected to be directly impacted
by this proposed action. Based on the
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proposed catch limits, gross revenues
for the groundfish industry are
predicted to decrease in FY 2014 by 26
percent compared to FY 2012, and by 4
percent compared to FY 2013. Net
revenue is predicted to decline by 21
percent in FY 2014 compared to FY
2012, and by 12 percent compared to
predicted net revenues for FY 2013. The
negative impacts of the revised ACLs
would be non-uniformly distributed
across vessel size classes, with smaller
vessels being more heavily impacted
compared to large vessels. Although
small entities are defined based on gross
sales of ownership groups, not physical
characteristics of the vessel, it is
reasonable to assume that larger vessels
are more likely to be owned by large
entities. As a result, the proposed ACLs
could put small entities at a competitive
disadvantage compared to large entities.
Under the No Action alternative, no
catch limits would be specified for the
U.S./Canada stocks or white hake. As a
result, sector vessels would be unable to
fish in the respective stock areas in FY
2014. This would result in greater
negative economic impacts on vessels
compared to the proposed action due to
lost revenues as a result of being unable
to fish. If no action was taken to specify
catch limits for these stocks, the
Magnuson-Stevens Act requirements to
achieve optimum yield and consider the
needs of fishing communities would be
violated.
If the scallop fishery triggers the GB
yellowtail flounder accountability
measures, the proposed ACLs for this
stock would likely reduce scallop
fishery revenues. How this reduction in
revenue would compare to No Action is
unclear. The No Action would not set a
scallop fishery sub-ACL for GB
yellowtail flounder. If no sub-ACL was
set, this would not prevent the scallop
fishery from fishing in FY 2014. In
addition, if no sub-ACL is set, catches
in FY 2014 would likely not trigger an
AM, which might allow for greater
scallop fishery revenues. The proposed
FY 2014 GB yellowtail flounder subACL could create a competitive
disadvantage within the scallop fishery
if an AM is triggered as a result of an
overage. Small entities would have less
flexibility compared to large entities to
adjust to the area closures that would
result from an ACL overage.
The proposed catch limits are based
on the latest stock assessment
information, which is considered the
best scientific information available,
and the applicable requirements in the
Groundfish Plan and the MagnusonStevens Act. Because NMFS can only
approve or disapprove measures
recommended in Framework 51, the
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14971
only other possible alternatives to the
catch limits proposed in this action that
would mitigate negative impacts would
be higher catch limits. Alternative,
higher catch limits, however, are not
permissible under the law because they
would not be consistent with the goals
and objectives of the Groundfish Plan,
or the Magnuson-Stevens Act,
particularly the requirement to prevent
overfishing. The Magnuson-Stevens Act,
and case law, prevent implementation
of measures that conflict with
conservation requirements, even if it
means negative impacts are not
mitigated. The catch limits proposed in
this action are the highest allowed given
the best scientific information available,
the SSC’s recommendations, and
requirements to end overfishing and
rebuild fish stocks. The only other catch
limits that would be legal would be
lower than those proposed in this
action, which would not mitigate the
economic impacts of the proposed catch
limits.
Small-Mesh Fisheries Accountability
Measures
The preferred alternative to
implement a GB yellowtail flounder
accountability measure for small-mesh
fisheries is expected to negatively
impact small-mesh fishery-dependent
small entities, and has the potential to
create minor economic benefits for
groundfish-dependent small entities.
Under the preferred alternative, if the
small-mesh fisheries sub-ACL for GB
yellowtail flounder is exceeded,
selective trawl gear would be required
in the year immediately following the
overage, or 2 years after the overage,
depending on data availability. Small
entities would likely experience higher
costs as a result, including the fixed cost
of purchasing new gear and/or
modifying existing gear. These potential
gear restrictions would also likely lower
the catch rates of target species (e.g.,
squid and whiting), which would
increase operating costs, and effectively
lower net revenue and overall
profitability. The negative impacts from
the proposed action are expected to be
lower than another alternative
considered in Framework 51 that would
have closed the entire GB yellowtail
flounder stock area to small-mesh
fisheries if the sub-ACL was exceeded.
If the proposed accountability measure
successfully reduces discards of GB
yellowtail flounder, and prevents
overfishing, catch rates for the species
could increase for groundfishdependent small entities, resulting in
small increases in profitability.
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Economic Impacts of Other Measures
Framework 51 also considered
multiple alternatives that would modify
U.S./Canada management measures to
provide more flexibility for groundfish
vessels. For each specific measure, no
other alternatives were considered other
than the No Action alternative and the
proposed action.
The proposed U.S./Canada trading
mechanism is not expected to have any
additional economic impacts, positive
or negative, relative to the No Action
alternative, which would not specify
any U.S./Canada trading mechanism. At
this time, it is not known how the
proposed action might increase or
decrease quota allocated to groundfish
fishermen because it is difficult to
anticipate what, if any, trade would be
made between the U.S. and Canada.
However, if the ability to trade quota
inseason were to result in increased
quota for sector and/or common pool
fishermen, and if that quota were to be
converted into landings, then the
proposed action would be beneficial to
groundfish-dependent small entities.
The second proposed measure would
modify the distribution of the eastern
and western allocations of GB haddock
and is expected to have small, but
positive, impacts on groundfishdependent small entities that participate
in the sector program due to increased
operational flexibility. Under the
proposed action, sector vessels would
be allowed to convert their eastern GB
haddock allocation into western GB
haddock allocation. This would likely
increase flexibility for sector vessels,
and prevent the western U.S./Canada
Area from being closed to a sector
prematurely, before the sector had
harvested all of its GB haddock
allocation. However, since catch of
eastern and western GB haddock has
been persistently lower than the
respective catch limits, the benefit of the
proposed action is likely very small.
The proposed action to revise the
discard strata for GB yellowtail flounder
is only expected to impact groundfishdependent entities that participate in
the sector program. If the discard rate
decreases in area 522 as a result of the
proposed action, vessels fishing in that
area would be able to expend less GB
yellowtail quota on each trip. This
would likely allow more fishing, and
would likely increase net revenues for
vessels. The proposed action is expected
to have the largest effect on trawl
vessels, since these vessels catch the
majority of the GB yellowtail flounder
catch. The proposed revision to the GB
yellowtail flounder discard strata could
potentially result in a higher discard
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rate for the other areas (525, 561, and
562). This would potentially decrease
net revenues to vessels fishing in those
areas, because the opportunity cost of
quota would likely increase.
Finally, the proposed prohibition on
possession of yellowtail flounder by
limited access scallop vessels is
expected to impact only scallopdependent small entities. If scallop
vessels are prohibited from retaining
and landing yellowtail flounder, there
could be some economic loss for vessels
that have been landing the species. Only
a relatively small proportion (less than
a quarter) of the active limited access
vessels are currently landing yellowtail
flounder, and the average revenue per
vessel from yellowtail flounder is less
than 5 percent of the average total
revenue. As such, the effects of the
proposed action on the profitability of
scallop-dependent small entities are
expected to be small.
Description of the Projected Reporting,
Recordkeeping, and Other Compliance
Requirements of the Proposed Rule
The proposed action contains a
collection-of-information requirement
subject to review and approval by the
Office of Management and Budget
(OMB) under the Paperwork Reduction
Act (PRA). This requirement will be
submitted to OMB for approval. The
proposed action does not duplicate,
overlap, or conflict with any other
Federal rules.
This action proposes to adjust the
ACE transfer request requirement
implemented through Amendment 16.
This rule would add a new entry field
to the Annual Catch Entitlement (ACE)
transfer request form to allow a sector to
indicate how many pounds of eastern
GB haddock ACE it intends to reallocate to the Western U.S./Canada
Area. This change is necessary to allow
a sector to apply for a re-allocation of
eastern GB ACE in order to increase
fishing opportunities in the Western
U.S./Canada Area. Currently, all sectors
use the ACE transfer request form to
initiate ACE transfers with other sectors
via an online or paper form to the
Regional Administrator. The proposed
change adds a single field to this form,
and would not affect the number of
entities required to comply with this
requirement. Therefore, the proposed
change would not be expected to
increase the time or cost burden
associated with the ACE transfer request
requirement. Public reporting burden
for this requirement includes the time
for reviewing instructions, searching
existing data sources, gathering and
maintaining the data needed, and
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completing and reviewing the collection
of information.
Notwithstanding any other provision
of the law, no person is required to
respond to, nor shall any person be
subject to a penalty for failure to comply
with, a collection of information subject
to the requirements of the PRA, unless
that collection of information displays a
currently valid OMB Control Number.
List of Subjects
50 CFR Part 648
Fisheries, Fishing, Recordkeeping and
reporting requirements.
50 CFR Part 697
Fisheries, Fishing.
Dated: March 11, 2014.
Samuel D. Rauch III,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
For the reasons stated in the
preamble, 50 CFR parts 648 and 697 are
proposed to be amended as follows:
PART 648—FISHERIES OF THE
NORTHEASTERN UNITED STATES
1. The authority citation for part 648
continues to read as follows:
■
Authority: 16 U.S.C. 1801 et seq.
1a. In § 648.14, revise paragraph
(i)(2)(iii)(D) to read as follows:
■
§ 648.14.
Prohibitions.
*
*
*
*
*
(i) * * *
(2) * * *
(iii) * * *
(D) Fish for, possess, or land
yellowtail flounder from a vessel on a
scallop fishing trip.
*
*
*
*
*
■ 2. In § 648.60, revise paragraph
(a)(5)(ii)(C) to read as follows:
§ 648.60. Sea scallop access area program
requirements.
(a) * * *
(5) * * *
(ii) * * *
(C) Yellowtail flounder. Such vessel is
prohibited from fishing for, possessing,
or landing yellowtail flounder.
*
*
*
*
*
■ 3. In § 648.80, revise paragraph
(g)(5)(i) to read as follows:
§ 648.80. NE Multispecies regulated mesh
areas and restrictions on gear and methods
of fishing.
*
*
*
*
*
(g) * * *
(5) * * *
(i) Nets of mesh size less than 2.5
inches (6.4 cm). A vessel lawfully
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fishing for small-mesh multispecies in
the GOM/GB, SNE, or MA Regulated
Mesh Areas, as defined in paragraphs
(a), (b), and (c) of this section, with nets
of mesh size smaller than 2.5 inches
(6.4-cm), as measured by methods
specified in paragraph (f) of this section,
may use net strengtheners (covers, as
described at § 648.23(d)), provided that
the net strengthener for nets of mesh
size smaller than 2.5 inches (6.4 cm)
complies with the provisions specified
under § 648.23(c).
*
*
*
*
*
■ 4. In § 648.85, revise paragraphs
(a)(2)(ii) and (b)(6)(iv)(B) and add
paragraph (a)(2)(iv) to read as follows:
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§ 648.85.
Special management programs.
(a) * * *
(2) * * *
(ii) TAC Overages. Any overages of
the overall Eastern GB cod, Eastern GB
haddock, and GB yellowtail flounder
U.S. TACs caused by an overage of the
component of the U.S. TAC specified for
either the common pool, individual
sectors, the scallop fishery, or any other
fishery, pursuant to this paragraph (a)(2)
and § 648.90(a)(4), that occur in a given
fishing year shall be subtracted from the
respective TAC component responsible
for the overage in the following fishing
year and may be subject to the overall
groundfish AM provisions as specified
in § 648.90(a)(5)(ii) if the overall ACL
for a particular stock in a given fishing
year, specified pursuant to
§ 648.90(a)(4), is exceeded.
*
*
*
*
*
(iv) Inseason TAC Adjustments. For
FY 2014 only, the Regional
Administrator, in consultation with the
Council, may adjust the FY 2014 TACs
for the U.S./Canada shared resources
inseason consistent with any quota
trade recommendations made by the
TMGC and/or Steering Committee, and
approved by the Regional
Administrator. Any such inseason
adjustment to the FY 2014 TACs may
only increase the TAC available to the
U.S. fishery, and may not reduce the
TAC amount distributed in FY 2014 to
any fishery component as specified in
paragraph (a)(2)(iii) of this section. The
revised FY 2014 TAC(s) shall be
distributed consistent with the process
specified in paragraph (a)(2)(iii) of this
section. For example, if the U.S.
receives additional yellowtail flounder
TAC in FY 2014, and trades away a
portion of its FY 2015 haddock TAC, the
Regional Administrator would increase
the FY 2014 U.S. TAC for yellowtail
flounder inseason consistent with the
process specified in this paragraph
(a)(2)(iv). The adjustment to the FY 2015
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U.S. TAC for haddock would be made
as part of the process for establishing
TACs, as described in paragraph
(a)(2)(i)(C) of this section.
*
*
*
*
*
(b) * * *
(6) * * *
(iv) * * *
(B) Observer notification. For the
purposes of selecting vessels for
observer deployment, a vessel must
provide notice to NMFS of the vessel
name; contact name for coordination of
observer deployment; telephone number
for contact; the date, time, and port of
departure; and the planned fishing area
or areas (GOM, GB, or SNE/MA) at least
48 hr prior to the beginning of any trip
declared into the Regular B DAS
Program as required by paragraph
(b)(6)(iv)(C) of this section, and in
accordance with the Regional
Administrator’s instructions. Providing
notice of the area that the vessel intends
to fish does not restrict the vessel’s
activity on that trip to that area only
(i.e., the vessel operator may change his/
her plans regarding planned fishing
areas).
*
*
*
*
*
■ 5. In § 648.87:
■ a. Revise paragraphs (b)(1)(i)(B),
(b)(1)(v)(A), and (c)(2);
■ b. Add paragraph (e)(3)(iv); and
■ c. Remove paragraphs (b)(1)(i)(F)
through (G) to read as follows:
§ 648.87.
Sector allocation.
*
*
*
*
*
(b) * * *
(1) * * *
(i) * * *
(B) Eastern GB stocks—(1) Allocation.
Each sector allocated ACE for stocks
managed under the terms of the U.S./
Canada Resource Sharing
Understanding in the Eastern U.S./
Canada Area, as specified in § 648.85(a),
shall be allocated a specific portion of
the ACE for such stocks that can only be
harvested from the Eastern U.S./Canada
Area, as specified in § 648.85(a)(1). The
ACE specified for the Eastern U.S./
Canada Area portions of these stocks
shall be proportional to the sector’s
allocation of the overall ACL available
to all vessels issued a limited access NE
multispecies permit for these stocks
pursuant to § 648.90(a)(4). For example,
if a sector is allocated 10 percent of the
GB cod ACL available to all vessels
issued a limited access NE multispecies
permit, that sector would also be
allocated and may harvest 10 percent of
that ACE from the Eastern U.S./Canada
Area. In this example, if the overall GB
cod ACL available to all vessels issued
a limited access NE multispecies permit
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14973
is 1,000 mt, of which 100 mt is specified
to the Eastern U.S./Canada Area, the
sector would be allocated 100 mt of GB
cod, of which no more than 10 mt could
be harvested from the Eastern U.S./
Canada Area and no more than 90 mt
could be harvested from the rest of the
GB cod stock area.
(2) Re-allocation of haddock ACE. A
sector may re-allocate all, or a portion,
of a its haddock ACE specified to the
Eastern U.S./Canada Area, pursuant to
paragraph (b)(1)(i)(B)(1) of this section,
to the Western U.S./Canada Area at any
time during the fishing year, and up to
2 weeks into the following fishing year
(i.e., through May 14), unless otherwise
instructed by NMFS, to cover any
overages during the previous fishing
year. Re-allocation of any ACE only
becomes effective upon approval by
NMFS, as specified in paragraphs
(b)(1)(i)(B)(2)(i) through (iii) of this
section. Re-allocation of haddock ACE
may only be made within a sector, and
not between sectors. For example, if 100
mt of a sector’s GB haddock ACE is
specified to the Eastern U.S./Canada
Area, the sector could re-allocate up to
100 mt of that ACE to the Western U.S./
Canada Area.
(i) Application to re-allocate ACE. GB
haddock ACE specified to the Eastern
U.S./Canada Area may be re-allocated to
the Western U.S./Canada Area through
written request to the Regional
Administrator. This request must
include the name of the sector, the
amount of ACE to be re-allocated, and
the fishing year in which the ACE reallocation applies, as instructed by the
Regional Administrator.
(ii) Approval of request to re-allocate
ACE. NMFS shall approve or disapprove
a request to re-allocate GB haddock ACE
provided the sector, and its
participating vessels, is in compliance
with the reporting requirements
specified in this part. The Regional
Administrator shall inform the sector in
writing, within 2 weeks of the receipt of
the sector’s request, whether the request
to re-allocate ACE has been approved.
(iii) Duration of ACE re-allocation. GB
haddock ACE that has been re-allocated
to the Western U.S./Canada Area
pursuant to this paragraph (b)(1)(i)(B)(2)
is only valid for the fishing year in
which the re-allocation is approved,
with the exception of any requests that
are submitted up to 2 weeks into the
subsequent fishing year to address any
potential ACE overages from the
previous fishing year, as provided in
paragraph (b)(1)(iii) of this section,
unless otherwise instructed by NMFS.
*
*
*
*
*
(v) * * *
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(A) Discards
(1) A sector vessel may not discard
any legal-sized regulated species or
ocean pout allocated to sectors pursuant
to paragraph (b)(1)(i) of this section,
unless otherwise required pursuant to
§ 648.86(l). Discards of undersized
regulated species or ocean pout by a
sector vessel must be reported to NMFS
consistent with the reporting
requirements specified in paragraph
(b)(1)(vi) of this section. Discards shall
not be included in the information used
to calculate a vessel’s PSC, as described
in § 648.87(b)(1)(i)(E), but shall be
counted against a sector’s ACE for each
NE multispecies stock allocated to a
sector.
(2) GB yellowtail flounder discards.
For the purpose of counting discards of
GB yellowtail flounder against a sector’s
ACE pursuant to paragraph
(b)(1)(v)(A)(1) of this section, GB
yellowtail flounder discards shall be
calculated for the following two GB
areas for each gear type, unless
otherwise specified in this paragraph:
Statistical area 522, by itself, and
statistical areas 525, 561, and 562
combined. This provision does not
change the methods used to estimate
discards of other groundfish stocks. If
the Regional Administrator determines
this finer stratification of GB yellowtail
flounder discards is only appropriate for
trawl gear, then the Regional
Administrator may exclude other, nontrawl gears from this stratification
method in a manner consistent with the
Administrative Procedure Act.
*
*
*
*
*
(c) * * *
(2) If a sector is approved, the
Regional Administrator shall issue a
letter of authorization to each vessel
operator and/or vessel owner
participating in the sector. The letter of
authorization shall authorize
participation in the sector operations
and may exempt participating vessels
from any Federal fishing regulation
implementing the NE multispecies FMP,
except those specified in paragraphs
(c)(2)(i) and (ii) of this section, in order
to allow vessels to fish in accordance
with an approved operations plan,
provided such exemptions are
consistent with the goals and objectives
of the FMP. The letter of authorization
may also include requirements and
conditions deemed necessary to ensure
effective administration of, and
compliance with, the operations plan
and the sector allocation. Solicitation of
public comment on, and NMFS final
determination on such exemptions shall
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be consistent with paragraphs (c)(1) and
(2) of this section.
*
*
*
*
*
(e) * * *
(3) * * *
(iv) Re-allocation of GB haddock ACE.
Subject to the terms and conditions of
the state-operated permit bank’s MOAs
with NMFS, a state-operated permit
bank may re-allocate all, or a portion, of
its GB haddock ACE specified for the
Eastern U.S./Canada Area to the
Western U.S./Canada Area provided it
complies with the requirements in
paragraph (b)(1)(i)(B)(2) of this section.
*
*
*
*
*
■ 6. In § 648.90:
■ a. Revise paragraphs (a)(2)(iv) through
(vii), (a)(4)(i), and (a)(4)(iii)(G); and
■ b. Add paragraphs (a)(2)(viii),
(a)(5)(iv), and (a)(5)(v) to read as
follows:
§ 648.90. NE multispecies assessment,
framework procedures and specifications,
and flexible area action system.
*
*
*
*
*
(a) * * *
(2) * * *
(iv) Rebuilding plan review for GOM
cod and American plaice. Based on this
review of the most current scientific
information available, the PDT shall
determine whether the following
conditions are met for either stock: The
total catch limit has not been exceeded
during the rebuilding program; new
scientific information indicates that the
stock is below its rebuilding trajectory
(i.e., rebuilding has not progressed as
expected); and Frebuild becomes less than
75% FMSY. If all three of these criteria
are met, the PDT, and/or SSC, shall
undertake a rebuilding plan review to
provide new catch advice that includes
the following, in priority order:
Consideration of extending the
rebuilding program to the maximum 10
years if a shorter time period was
initially adopted; review of the biomass
reference points; and calculation of
Frebuild ACLs based on an extension of
the rebuilding program to 10 years, the
review of the biomass reference points,
and the existing rebuilding plan.
(v) The Council shall review the ACLs
recommended by the PDT and all of the
options developed by the PDT and other
relevant information; consider public
comment; and develop a
recommendation to meet the FMP
objectives pertaining to regulated
species or ocean pout that is consistent
with applicable law. If the Council does
not submit a recommendation that
meets the FMP objectives and is
consistent with applicable law, the
Regional Administrator may adopt any
option developed by the PDT, unless
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rejected by the Council, as specified in
paragraph (a)(2)(vii) of this section,
provided the option meets the FMP
objectives and is consistent with
applicable law.
(vi) Based on this review, the Council
shall submit a recommendation to the
Regional Administrator of any changes,
adjustments or additions to DAS
allocations, closed areas or other
measures necessary to achieve the
FMP’s goals and objectives. The Council
shall include in its recommendation
supporting documents, as appropriate,
concerning the environmental and
economic impacts of the proposed
action and the other options considered
by the Council.
(vii) If the Council submits, on or
before December 1, a recommendation
to the Regional Administrator after one
Council meeting, and the Regional
Administrator concurs with the
recommendation, the Regional
Administrator shall publish the
Council’s recommendation in the
Federal Register as a proposed rule with
a 30-day public comment period. The
Council may instead submit its
recommendation on or before February
1, if it chooses to follow the framework
process outlined in paragraph (c) of this
section, and requests that the Regional
Administrator publish the
recommendation as a final rule, in a
manner consistent with the
Administrative Procedure Act. If the
Regional Administrator concurs that the
Council’s recommendation meets the
FMP objectives and is consistent with
other applicable law, and determines
that the recommended management
measures should be published as a final
rule, the action will be published as a
final rule in the Federal Register, in a
manner consistent with the
Administrative Procedure Act. If the
Regional Administrator concurs that the
recommendation meets the FMP
objectives and is consistent with other
applicable law and determines that a
proposed rule is warranted, and, as a
result, the effective date of a final rule
falls after the start of the fishing year on
May 1, fishing may continue. However,
DAS used or regulated species or ocean
pout landed by a vessel on or after May
1 will be counted against any DAS or
sector ACE allocation the vessel or
sector ultimately receives for that year,
as appropriate.
(viii) If the Regional Administrator
concurs in the Council’s
recommendation, a final rule shall be
published in the Federal Register on or
about April 1 of each year, with the
exception noted in paragraph (a)(2)(vi)
of this section. If the Council fails to
submit a recommendation to the
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Regional Administrator by February 1
that meets the FMP goals and objectives,
the Regional Administrator may publish
as a proposed rule one of the options
reviewed and not rejected by the
Council, provided that the option meets
the FMP objectives and is consistent
with other applicable law. If, after
considering public comment, the
Regional Administrator decides to
approve the option published as a
proposed rule, the action will be
published as a final rule in the Federal
Register.
*
*
*
*
*
(4) * * *
(i) * * *
(A) ABC recommendations. The PDT
shall develop ABC recommendations
based on the ABC control rule, the
fishing mortality rate necessary to
rebuild the stock, guidance from the
SSC, and any other available
information. The PDT recommendations
shall be reviewed by the SSC. Guided by
terms of reference developed by the
Council, the SSC shall either concur
with the ABC recommendations
provided by the PDT, or provide
alternative recommendations for each
stock of regulated species or ocean pout
and describe the elements of scientific
uncertainty used to develop its
recommendations. Should the SSC
recommend an ABC that differs from
that originally recommend by the PDT,
the PDT shall revise its ACL
recommendations if necessary to be
consistent with the ABC
recommendations made by the SSC. In
addition to consideration of ABCs, the
SSC may consider other related issues
specified in the terms of reference
developed by the Council, including,
but not limited to, OFLs, ACLs, and
management uncertainty.
(B) ACL recommendations. The PDT
shall develop ACL recommendations
based upon ABCs recommended by the
SSC and the pertinent recommendations
of the Transboundary Management
Guidance Committee (TMGC). The ACL
recommendations of the PDT shall be
specified based upon total catch for
each stock (including both landings and
discards), if that information is
available. The PDT shall describe the
steps involved with the calculation of
the recommended ACLs and
uncertainties and risks considered when
developing these recommendations,
including whether different levels of
uncertainties were used for different
sub-components of the fishery and
whether ACLs have been exceeded in
recent years. Based upon the ABC
recommendations of the SSC and the
ACL recommendations of the PDT, the
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Council shall adopt ACLs that are equal
to or lower than the ABC recommended
by the SSC to account for management
uncertainty in the fishery.
*
*
*
*
*
(iii) * * *
(G) GB yellowtail flounder catch by
small mesh fisheries—(1) For the
purposes of this paragraph, the term
‘‘small-mesh fisheries’’ is defined as
vessels fishing with bottom tending
mobile gear with a codend mesh size of
less than 5 in (12.7 cm) in other, nonspecified sub-components of the fishery,
including, but not limited to, exempted
fisheries that occur in Federal waters
and fisheries harvesting exempted
species specified in § 648.80(b)(3).
(2) Small-mesh fisheries allocation.
GB yellowtail flounder catch by the
small-mesh fisheries, as defined in
paragraph (a)(4)(iii)(G)(1) of this section,
shall be deducted from the ABC/ACL for
GB yellowtail flounder pursuant to the
process to specify ABCs and ACLs, as
described in this paragraph (a)(4). This
small mesh fishery shall be allocated 2
percent of the GB yellowtail ABC (U.S.
share only) in fishing year 2013 and
each fishing year after, pursuant to the
process for specifying ABCs and ACLs
described in this paragraph (a)(4). An
ACL based on this ABC shall be
determined using the process described
in paragraph (a)(4)(i) of this section.
(5) * * *
(iv) AMs if the sub-ACL for the
Atlantic sea scallop fishery is exceeded.
At the end of the scallop fishing year,
NMFS shall evaluate Atlantic sea
scallop fishery catch to determine
whether a scallop fishery sub-ACL has
been exceeded. On January 15, or when
information is available to make an
accurate projection, NMFS will also
determine whether the overall ACL for
each stock allocated to the scallop
fishery has been exceeded. When
evaluating whether the overall ACL has
been exceeded, NMFS will add the
maximum carryover available to sectors,
as specified at § 648.87(b)(1)(i)(C), to the
estimate of total catch for the pertinent
stock. If catch by scallop vessels exceeds
the pertinent sub-ACL specified in
paragraph (a)(4)(iii)(C) of this section by
50 percent or more, or if scallop catch
exceeds the scallop fishery sub-ACL and
the overall ACL for that stock is also
exceeded, then the applicable scallop
fishery AM shall take effect, as specified
in § 648.64 of the Atlantic sea scallop
regulations.
(v) AM if the small-mesh fisheries GB
yellowtail flounder sub-ACL is
exceeded. If NMFS determines that the
sub-ACL of GB yellowtail flounder
allocated to the small-mesh fisheries,
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14975
pursuant to paragraph (a)(4)(iii)(G) of
this section, is exceeded, NMFS shall
implement the AM specified in this
paragraph consistent with the
Administrative Procedures Act. The AM
requires that small-mesh fisheries
vessels, as defined in paragraph
(a)(4)(iii)(G)(1) of this section, use one of
the following approved selective trawl
gear in the GB yellowtail flounder stock
area, as defined at § 648.85(b)(6)(v)(H):,
A haddock separator trawl, as specified
in § 648.85(a)(3)(iii)(A); a Ruhle trawl,
as specified in § 648.85(b)(6)(iv)(J)(3); a
rope separator trawl, as specified in
§ 648.84(e); or any other gear approved
consistent with the process defined in
§ 648.85(b)(6). If reliable information is
available, the AM shall be implemented
in the fishing year immediately
following the year in which the overage
occurred only if there is sufficient time
to do so in a manner consistent with the
Administrative Procedures Act.
Otherwise, the AM shall be
implemented in the second fishing year
after the fishing year in which the
overage occurred. For example, if NMFS
determined after the start of Year 2 that
the small-mesh fisheries sub-ACL for GB
yellowtail flounder was exceeded in
Year 1, the applicable AM would be
implemented at the start of Year 3. If
updated catch information becomes
available subsequent to the
implementation of an AM that indicates
that an overage of the small-mesh
fisheries sub-ACL did not occur, NMFS
shall rescind the AM, consistent with
the Administrative Procedure Act.
*
*
*
*
*
PART 697—ATLANTIC COASTAL
FISHERIES COOPERATIVE
MANAGEMENT
7. The authority citation for part 697
continues to read as follows:
■
Authority: 16 U.S.C. 5101 et seq.
8. In § 697.7, revise paragraphs
(c)(1)(xxii) and (c)(2)(xvii) to read as
follows:
■
§ 697.7.
Prohibitions.
*
*
*
*
*
(c) * * *
(1) * * *
(xxii) Possess, deploy, fish with, haul,
harvest lobster from, or carry aboard a
vessel any lobster trap gear, on a fishing
trip in the EEZ from a vessel that fishes
for, takes, catches, or harvests lobster by
a method other than lobster traps.
*
*
*
*
*
(2) * * *
(xvii) Possess, deploy, fish with, haul,
harvest lobster from, or carry aboard a
vessel any lobster trap gear on a fishing
trip in the EEZ on a vessel that fishes
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for, takes, catches, or harvests lobster by
a method other than lobster traps.
*
*
*
*
*
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Agencies
[Federal Register Volume 79, Number 51 (Monday, March 17, 2014)]
[Proposed Rules]
[Pages 14951-14976]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-05779]
[[Page 14951]]
Vol. 79
Monday,
No. 51
March 17, 2014
Part V
Department of Commerce
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National Oceanic and Atmospheric Administration
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50 CFR Part 648 and 697
Magnuson-Stevens Fishery Conservation and Management Act Provisions;
Fisheries of the Northeastern United States; Northeast Groundfish
Fishery; Framework Adjustment 51; Proposed Rule
Federal Register / Vol. 79 , No. 51 / Monday, March 17, 2014 /
Proposed Rules
[[Page 14952]]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 648 and 697
[Docket No. 140106011-4215-01]
RIN 0648-BD88
Magnuson-Stevens Fishery Conservation and Management Act
Provisions; Fisheries of the Northeastern United States; Northeast
Groundfish Fishery; Framework Adjustment 51
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Proposed rule; request for comments.
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SUMMARY: This action proposes approval of, and regulations to
implement, Framework Adjustment 51 to the Northeast Multispecies
(Groundfish) Fishery Management Plan. This rule would set catch limits
for groundfish stocks, revise the rebuilding programs for Gulf of Maine
cod and American plaice, modify management measures for yellowtail
flounder, and revise management measures for the U.S./Canada Management
Area. Although not part of Framework 51, this action also proposes
fishing year 2014 trip limits for the common pool fishery and announces
2014 accountability measures for windowpane flounder. This action is
necessary to respond to updated scientific information and achieve the
goals and objectives of the Groundfish Plan. The proposed measures are
intended to help prevent overfishing, rebuild overfished stocks,
achieve optimum yield, and ensure that management measures are based on
the best scientific information available.
DATES: Comments must be received by April 1, 2014.
ADDRESSES: You may submit comments, identified by NOAA-NMFS-2014-0003,
by any of the following methods:
Electronic submissions: Submit all electronic public
comments via the Federal eRulemaking Portal. Go to www.regulations.gov/#!docketDetail;D=NOAA-NMFS-2014-0003, click the ``Comment Now!'' icon,
complete the required fields, and enter or attach your comments.
Mail: Submit written comments to John K. Bullard, Regional
Administrator, National Marine Fisheries Service, 55 Great Republic
Drive, Gloucester, MA 01930. Mark the outside of the envelope,
``Comments on the Proposed Rule for Groundfish Framework Adjustment
51.''
Instructions: Comments sent by any other method, to any other
address or individual, or received after the end of the comment period,
may not be considered by NMFS. All comments received are a part of the
public record and will generally be posted for public viewing on
www.regulations.gov without change. All personal identifying
information (e.g., name, address, etc.), confidential business
information, or otherwise sensitive information submitted voluntarily
by the sender will be publicly accessible. NMFS will accept anonymous
comments (enter ``N/A'' in the required fields if you wish to remain
anonymous). Attachments to electronic comments will be accepted in
Microsoft Word, Excel, or Adobe PDF file formats only.
Copies of Framework 51, its Regulatory Impact Review (RIR), a draft
of the environmental assessment (EA) prepared for this action, and the
Initial Regulatory Flexibility Analysis (IRFA) prepared by the New
England Fishery Management Council are available from Thomas A. Nies,
Executive Director, New England Fishery Management Council, 50 Water
Street, Mill 2, Newburyport, MA 01950. The IRFA assesses the impacts of
the proposed measures on small entities, and describes steps taken to
minimize any significant economic impact on these entities. A summary
of the IRFA is included in the Classification section of this proposed
rule. The Framework 51 EA, RIR, and IRFA are also accessible via the
Internet at www.nefmc.org/nemulti/ or www.nero.noaa.gov/sfd/sfdmulti.html.
Written comments regarding the burden-hour estimates or other
aspects of the collection-of-information requirements contained in this
rule should be submitted to the Regional Administrator at the address
above and to the Office of Management and Budget by email at OIRA_Submission@omb.eop.gov, or fax to (202) 395-7285.
FOR FURTHER INFORMATION CONTACT: Sarah Heil, Fishery Policy Analyst,
phone: 978-281-9257.
SUPPLEMENTARY INFORMATION:
Background
The Groundfish Fishery Management Plan (Groundfish Plan) specifies
management measures for 16 groundfish species in Federal waters off the
New England and Mid-Atlantic coasts. Based on fish size, and the type
of gear used to catch the fish, some of these species are managed as
``small-mesh species,'' and others are managed as ``large-mesh
species.'' Small-mesh species include silver hake (whiting), red hake,
offshore hake, and ocean pout. Of these species, silver hake (whiting),
red hake, and offshore hake are managed under a separate small-mesh
multispecies program. Large-mesh species include Atlantic cod, haddock,
yellowtail flounder, American plaice, witch flounder, winter flounder,
Acadian redfish, white hake, pollock, windowpane flounder, ocean pout,
Atlantic halibut, and Atlantic wolffish. These large-mesh species are
divided into 19 fish stocks based on their geographic distribution,
and, along with ocean pout, are managed under the groundfish program.
The New England Fishery Management Council (Council) is required to
set annual catch limits for each groundfish stock, along with
accountability measures that help ensure the catch limits are not
exceeded and, if they are, that help mitigate the overage. The Council
develops annual or biennial management actions to set catch limits
based on the best scientific information available and adjust
management measures for the groundfish fishery that will help prevent
overfishing, rebuild overfished stocks, and achieve optimum yield. For
most groundfish stocks, the Council typically adopts catch limits for 3
years at a time. Although it is expected that the Council will adopt
new catch limits every 2 years, specifying catch levels for a third
year ensures there are default catch limits in place in the event that
a management action is delayed. The Council sets catch limits annually
for transboundary Georges Bank (GB) stocks that are jointly managed
with Canada (GB yellowtail flounder, eastern GB cod, and eastern GB
haddock), as described in more detail later in this rule.
Last year, the Council adopted, and we partially approved,
Framework 50, which set fishing year (FY) 2013-2015 catch limits for
all groundfish stocks, except for white hake and the U.S./Canada
stocks. The Council has now developed and adopted Framework 51 in order
to respond to new stock assessment information for white hake and the
three U.S./Canada stocks. Based on updated information for other
groundfish stocks, the Council has also adopted revised rebuilding
programs for Gulf of Maine (GOM) cod and American plaice, as well as
other changes to groundfish management measures that better meet the
goals and objectives of the groundfish program.
Proposed Measures
This action proposes regulations to implement the measures in
Framework
[[Page 14953]]
51. The Council deemed the proposed regulations consistent with, and
necessary to implement, Framework 51, in a March 10, 2014, letter from
Council Vice Chairman John F. Quinn to Regional Administrator John
Bullard. Framework 51 proposes to:
1. Revise the rebuilding programs for GOM cod and American plaice;
2. Set FY 2014 catch limits for the three U.S./Canada stocks;
3. Set FY 2014-2016 catch limits for white hake;
4. Adopt accountability measures for GB yellowtail flounder for the
small-mesh fisheries;
5. Establish a U.S./Canada quota trading mechanism for FY 2014;
6. Modify the administration of eastern and western GB haddock
sector allocations;
7. Revise the stratification used to estimate GB yellowtail
flounder discards for monitoring sector catches; and
8. Prohibit possession of yellowtail flounder by limited access
scallop vessels.
This action also proposes a number of other measures that are not
part of Framework 51, but that may be considered under NMFS Regional
Administrator authority provided by the Groundfish Plan. We are
including these additional measures in conjunction with the Framework
51 proposed measures for expediency purposes. The additional measures
proposed in this action are listed below.
FY 2014 management measures for the common pool fishery--
This action proposes FY 2014 trip limits for the common pool fishery.
The Regional Administrator has the authority to set management measures
for the common pool fishery that will help ensure the fishery catches,
but does not exceed, its catch limits.
FY 2014 accountability measures for windowpane flounder--
This action announces accountability measures for northern and southern
windowpane flounder that are being implemented due to overages of the
FY 2012 catch limits for both stocks. We announced these accountability
measures at the Council's Groundfish Oversight Committee meeting on
November 19, 2013, and in our January 17, 2014, letter to Council
Executive Director Thomas A. Nies, but are providing additional notice
and opportunity for public comment through this proposed rule.
Other regulatory corrections--We propose several
corrections to the regulations to correct references, replace
inadvertent deletions, and make other minor edits. Each proposed
correction is described in detail in Item 11 of this preamble.
1. Gulf of Maine Cod and American Plaice Rebuilding Programs
Revised Rebuilding Strategies
The current rebuilding strategies for GOM cod and American plaice
were adopted in 2004. The rebuilding program for GOM cod was scheduled
to rebuild the stock by 2014, and the American plaice rebuilding
program was scheduled to rebuild the stock by 2017. In 2012, updated
scientific information indicated that neither stock could rebuild by
its rebuilding end date, even in the absence of all fishing. As a
result, we notified the Council that the stocks were not making
adequate rebuilding progress, and that the Council was required to
revise the rebuilding programs for both stocks within 2 years, or by
May 1, 2014, consistent with the Magnuson-Stevens Fishery Conservation
and Management Act (Magnuson-Stevens Act). The Magnuson-Stevens Act
requires that overfished stocks be rebuilt as quickly as possible, not
to exceed 10 years, while accounting for the needs to fishing
communities.
In response to this requirement, this rule proposes to revise the
rebuilding plans for GOM cod and American plaice. The minimum
rebuilding time (Tmin) is the amount of time a stock is
expected to take to rebuild to its maximum sustainable yield biomass
level (SSBMSY) in the absence of any fishing mortality.
Tmin for a stock is typically used for informational
purposes when developing rebuilding programs, and it is important to
note that Tmin does not necessarily account for the needs of
fishing communities, or scientific uncertainties in rebuilding
projections. For GOM cod, Tmin is 6 years, or 2020, and
Tmin for American plaice is 4 years, or 2018. The rebuilding
programs proposed in this action would rebuild the stocks within 10
years, or by 2024, which is the maximum time period allowed by the
Magnuson-Stevens Act. Both rebuilding programs have a median
probability of rebuilding by the target dates. As explained in more
detail below, the proposed rebuilding programs intend to address the
needs of fishing communities as much as practicable, as well as factor
in past performance of groundfish catch projections in order to
increase the likelihood of rebuilding success.
Long-term catch projections for groundfish stocks tend to
underestimate fishing mortality and overestimate stock biomass (see
Appendix 5 to the 2012 groundfish assessment updates for more
information: https://nefsc.noaa.gov/publications/crd/crd1206/). The
inherent uncertainty surrounding long-term projections makes it
difficult to estimate the fishing mortality rate that is required to
rebuild the stock within the specified time frame, or
Frebuild. This uncertainty is due, in part, to the
estimate's dependence on future stock recruitment (the amount of fish
added to the stock each year), which is often difficult to predict. If
stock recruitment does not occur as projected, then progress towards
rebuilding can occur much slower than expected.
The Council's default control rule for setting catch limits
requires that catches be set based on 75% FMSY (i.e., the
fishing mortality rate that, if applied over the long term, would
result in maximum sustainable yield) or Frebuild, whichever
is lower. Typically, when a stock is in a rebuilding program,
Frebuild is less than 75% FMSY, and, thus, the
annual catch limits are usually set based on Frebuild.
Rebuilding progress for many groundfish stocks has often occurred
slower than expected due to the uncertainties in long-term catch
projections, which leads to dramatic reductions in catch limits as the
rebuilding end date gets closer. As Frebuild approaches
zero, it is less likely to be used for setting catch limits, which can
undermine rebuilding objectives.
To help avoid this problem, the revised rebuilding end dates
proposed in this action were calculated using an Frebuild
that was greater than 75% FMSY. During the rebuilding time
period, catches would continue to be set consistent with the Council's
default control rule (75% FMSY or Frebuild,
whichever is lower). Thus, under this approach, catches would be set
more conservatively than Frebuild (based on 75%
FMSY), at least initially in the proposed rebuilding
programs. This strategy is intended to accelerate the rebuilding
timeline and increase the likelihood of success. In the future, if
information shows that GOM cod and American plaice stock sizes have not
increased as projected, it is possible that Frebuild could
become less than 75% FMSY. Under this scenario, catches
would then be set based on the lower rate, or Frebuild,
consistent with the Council's default control rule.
The proposed 10-year rebuilding strategy for GOM cod also accounts
for additional uncertainty that results from the two different stock
assessment models, which make it difficult to project how quickly the
stock will rebuild. The most recent stock assessment for GOM cod,
completed in December 2012, approved two different
[[Page 14954]]
assessment models and, as a result, both assessment models are used to
provide catch advice. One assessment model (base case model) assumes
the natural mortality rate (M) is 0.2. The second assessment model
(Mramp model) assumes that M has increased from 0.2 to 0.4
in recent years. The assessment concluded that M would return to 0.2 at
some point though, in the short-term, M would remain 0.4. As a result,
fishing mortality targets used in the catch projections from both
models are based on biological reference points that assume M=0.2. A
detailed summary of the benchmark assessment is available from the NMFS
Northeast Fisheries Science Center at: https://www.nefsc.noaa.gov/saw/saw55/crd1301.pdf. There is little difference in the time period needed
to rebuild GOM cod based on the two assessment models. However, the
catches estimated in the out years (closer to the rebuilding end date)
differ between the two assessment models, and so do the estimates of
SSBMSY.
Interpreting and developing a rebuilding program under the
Mramp model is difficult because it is not known when M
would return to 0.2. However, a change in M (from 0.4 to 0.2) is
required to rebuild the GOM cod stock, and if this reduction does not
occur, then GOM cod may be unable to rebuild based on the proposed
rebuilding strategy. For this reason, the 10-year rebuilding program
proposed in this action is expected to better account for these
uncertainties compared to a shorter rebuilding time period.
The rebuilding strategies proposed in Framework 51 would use the
full 10 years, as allowed by the Magnuson-Stevens Act, even though
rebuilding might be able to occur sooner. These strategies are intended
to account for the uncertainties noted above, as well as to account for
the needs of fishing communities. As noted above, the approach used for
developing the proposed rebuilding strategies is intended to accelerate
the rebuilding timeline because catches would be set more
conservatively than Frebuild, at least initially. This
approach increases the likelihood of success for rebuilding GOM cod and
American plaice, and in the long-term, provides greater net benefits
that would occur from rebuilt stocks. The proposed 10-year rebuilding
programs for GOM cod and American plaice would also provide some
flexibility and better address the needs of fishing communities
compared to rebuilding programs that target an earlier end date. This
is particularly important for GOM cod, which is a key groundfish stock,
because constrained catch limits for GOM cod also impede the harvest of
other groundfish stocks in the GOM. In addition, American plaice is a
``unit stock,'' meaning that there are not multiple stocks within the
management unit. As a result, severely constrained catch limits for
American plaice could result in lost groundfish fishing opportunities
across the entire groundfish management area (GB, GOM, and Southern New
England). Analysis completed for various rebuilding scenarios indicates
that the proposed rebuilding programs would maximize the net present
value (i.e., potential landings streams and future revenues) compared
to other rebuilding scenarios that would target earlier end dates (see
Section 7.4 of the Framework 51 Environmental Assessment). Thus, the
proposed rebuilding strategies take into account, and address, the
needs of fishing communities, while rebuilding the stocks as quickly as
possible, and will increase the likelihood of achieving optimum yield
in the fishery.
Rebuilding Plan Review Analysis
This rule also proposes to establish a rebuilding plan review
analysis for both GOM cod and American plaice, in conjunction with the
proposed revisions to the rebuilding programs. The proposed rebuilding
plan review would occur for the respective stock if all three of the
following conditions are met:
The total catch limit has not been exceeded during the
rebuilding program;
New scientific information indicates that the stock is
below its rebuilding trajectory (i.e., rebuilding has not progressed as
expected); and
Frebuild becomes less than 75% FMSY.
If all three of the criteria described above are met, then the
Council would task its appropriate body (e.g., Groundfish Plan
Development Team or Scientific and Statistical Committee) to complete a
rebuilding plan review that would provide the Council with new catch
advice for GOM cod and/or American plaice. In priority order, the
rebuilding plan review would:
1. Consider extending the rebuilding program to the maximum 10
years if a shorter time frame was initially adopted;
2. Review the biomass reference points; and
3. Provide catch limits based on Frebuild for these
scenarios:
a. Under a 10-year rebuilding program (Item 1 above);
b. Under a review of the biomass reference points (Item 2 above);
and
c. Under the existing rebuilding program.
The proposed rebuilding plan review analysis is intended to
investigate why rebuilding has not occurred as expected. These types of
analyses are typically already done as part of the current biennial
review process for the groundfish program, or during a stock
assessment, regardless of whether the above criteria are met for
initiating the review. The proposed rebuilding plan review would not
replace the current biennial review process; rather it would modify it
in order to explicitly identify the criteria for initiating a review,
or the specific analyses that should result from the review.
As noted during the development of Framework 51, we are concerned
with the administrative burden of this measure, and whether there are
any measurable benefits of the proposed rebuilding plan review
analysis. The only basis for initiating the rebuilding plan review
analysis, as proposed, would be a stock assessment that provided
information to show that a stock was not on its rebuilding trajectory.
As noted above, if a stock falls below its rebuilding trajectory, an
investigation of why rebuilding has not occurred as expected would
already occur during the stock assessment, or as part of the existing
biennial review process.
In addition, the rebuilding programs adopted by Framework 51, and
proposed in this rule, would also already use the maximum 10-year
rebuilding period allowed. Thus, the first step in the rebuilding plan
review (Item 1) is obsolete, and so is the task of providing
Frebuild-catch limits under an extended rebuilding program
(Item 3a). Moreover, the only analyses that would be sufficient to
provide revised biomass reference points, or provide new catch advice
options based on revised biomass reference points (Item 3b) would be
another stock assessment. The review of biomass reference points that
is proposed in the rebuilding plan review (Item 2), in particular, may
set unrealistic expectations for stakeholders. Since the proposed
rebuilding plan review would review biomass reference points, but not
necessarily change biomass reference points, the catch limits based on
Frebuild (described by Item 3b) would also likely remain
unchanged. By undertaking the rebuilding plan review, many stakeholders
would likely expect that changes to the biomass reference points might
occur as a result, which is not the case.
We are concerned about the approvability of this measure due to all
of the issues noted above. As a result, we are requesting specific
comments on
[[Page 14955]]
our concerns for this measure, including how the proposed analysis
differs from the existing biennial review process for the groundfish
program, or the existing stock assessment process, and what, if any,
measurable benefit would be achieved through this administrative
measure.
2. U.S./Canada Quotas
Eastern GB cod, eastern GB haddock, and GB yellowtail flounder are
jointly managed with Canada. Each year, the Transboundary Management
Guidance Committee (TMGC), which is a government-industry committee
made up of representatives from the United States and Canada,
recommends a shared quota for each stock based on the most recent stock
information and the TMGC harvest strategy. The TMGC's harvest strategy
for setting catch levels is to maintain a low to neutral risk (less
than 50 percent) of exceeding the fishing mortality limit for each
stock. The TMGC's harvest strategy also specifies that when stock
conditions are poor, fishing mortality should be further reduced to
promote stock rebuilding. The shared quotas are allocated between the
United States and Canada based on a formula that considers historical
catch (10-percent weighting) and the current resource distribution (90-
percent weighting).
Assessments for the three transboundary stocks were completed in
June 2013 by the Transboundary Resources Assessment Committee (TRAC). A
detailed summary of the 2013 TRAC assessment can be found at: https://www.nefsc.noaa.gov/saw/trac/. The TMGC met in September 2013 to
recommend shared quotas for 2014 based on the updated assessments, and
the Council adopted the TMGC's recommendations in Framework 51. The
proposed 2014 shared U.S./Canada quotas, and each country's allocation,
are listed in Table 1. For a detailed discussion of the TMGC's 2014
catch advice, see the TMGC's guidance document at: https://www2.mar.dfo-mpo.gc.ca/science/tmgc/tgd.html.
Although the proposed 2014 shared quota for GB yellowtail flounder
would be a 20-percent decrease from 2013, the U.S. quota for GB
yellowtail flounder would increase by 53 percent in 2014 compared to
2013. This increase is due to the large increase of the U.S. share of
the quota in 2014 (from 43 percent to 82 percent) due to higher
distribution of this stock in U.S. waters compared to past years. The
proposed 2014 shared U.S./Canada quotas for eastern GB cod and haddock
are higher compared to 2013. The resulting U.S. quotas would increase
by 60 percent for eastern GB cod and 166 percent for eastern GB haddock
compared to 2013. The proposed 2014 catch limit for GB yellowtail
flounder is also discussed in more detail in Item 3 of this preamble.
The U.S./Canada Resource Sharing Understanding requires that any
overages of the eastern GB cod, eastern GB haddock, or GB yellowtail
flounder U.S. quotas be deducted from the U.S. quota in the following
fishing year. If FY 2013 catch information indicates that the U.S.
fishery exceeded its quota for any of the shared stocks, we must reduce
the FY 2014 U.S. quota for that stock in a future management action, as
close to May 1, 2014, as possible. If any fishery that is allocated a
portion of the U.S. quota exceeds its allocation, and causes an overage
of the overall U.S. quota, the overage reduction would be applied to
that fishery's allocation in the following fishing year. For example,
if the scallop fishery exceeded its allocation of GB yellowtail
flounder, which caused the overall U.S. quota to be exceeded, then the
pound-for-pound reduction would be applied to the scallop fishery's
allocation for the next fishing year. This ensures that catch by one
component of the fishery does not negatively affect another component
of the fishery.
[GRAPHIC] [TIFF OMITTED] TP17MR14.014
3. Catch Limits
The catch limits proposed in this action can be found in Tables 2
through 8. A brief summary of how these catch limits were developed is
provided below. More detail on the proposed catch limits for each
groundfish stock can be found in Appendix III to the Framework 51 EA
(see ADDRESSES for information on how to get this document).
Last year, Framework 50 adopted FY 2013-2015 catch limits for all
groundfish stocks, except for the U.S./Canada stocks, which must be set
every year, and white hake. A benchmark stock assessment for white hake
was completed in February 2013, and the results of this assessment
became available after the Council took final action on Framework 50.
As a result, the Council was not able to incorporate the new benchmark
results in time for setting FY 2013-2015 catch limits. Instead, we
implemented an emergency action for FY 2013 to increase the white hake
catch limit based on the February 2013 assessment, and give the Council
time to respond to the new assessment. As described in Framework 51,
this rule now proposes to implement FY 2014-2016 catch limits for white
hake based on the recent stock assessment, and consistent with the
recommendation of the Council's Scientific and Statistical Committee
(SSC). This rule also proposes to incorporate the FY 2014 shared U.S./
Canada quotas (see Item 2 in this preamble), which are discussed in
more detail below. For all stocks, except GB cod, GB haddock, GB
yellowtail flounder, and white hake, the
[[Page 14956]]
catch limits included in this action are identical to those previously
adopted in Framework 50. There is no catch limit proposed for FY 2015
or FY 2016 for many groundfish stocks. These catch limits will be
specified in a future management action once updated scientific
information becomes available.
Overfishing Limits and Acceptable Biological Catches
The overfishing limit (OFL) serves as the maximum amount of fish
that can be caught in a year without harming the stock. The OFL for
each stock is calculated using the estimated stock size and
FMSY (i.e., the fishing mortality rate that, if applied over
the long term, would result in maximum sustainable yield). The OFL does
not account for scientific uncertainty, so the Council's SSC typically
recommends an acceptable biological catch (ABC) that is lower than the
OFL in order to account for scientific uncertainty. Usually, the
greater the amount of scientific uncertainty, the lower the ABC is set
compared to the OFL. For GB cod, haddock, and yellowtail flounder, the
total ABC is further reduced by the amount of the Canadian quota (see
Table 1 for the Canadian share of these stocks). The U.S. ABC is the
amount available to the U.S. fishery after accounting for Canadian
catch.
GB Yellowtail Flounder
Both the 2013 TRAC assessment and the SSC noted concerns for the
poor performance of the stock assessment model for GB yellowtail
flounder. The assessment model has a strong retrospective pattern,
which causes stock size to be overestimated and fishing mortality to be
underestimated. Despite concerns for the uncertainties in the
assessment, and the performance of the assessment model, however, both
the TRAC and the SSC concluded that stock conditions are poor.
Recruitment for the stock remains low, and although the quota has been
reduced in recent years due to continually declining stock conditions,
all of the available information indicates that the stock has not
responded to these reductions. In addition, although the assessment is
highly uncertain, it was not rejected by either the TRAC or SSC.
The 2013 TRAC assessment concluded that 2014 catches well below 500
mt are likely needed to achieve the TMGC's harvest strategy for GB
yellowtail flounder, and that catch should be reduced as much as
possible from the 2013 quota of 500 mt. Consistent with the TRAC
assessment, the SSC recommended that catches not exceed 500 mt in FY
2014, and strongly recommended that catch be reduced as much as
practicable in light of concerns about the status of the stock. The SSC
also concluded that the OFL for GB yellowtail flounder cannot be
reliably estimated due to poor performance of the assessment model, and
as a result determined that the OFL is unknown.
When reviewing and approving any quota, the Magnuson-Stevens Act
requires us to determine that the proposed quota has a sufficient
probability of preventing overfishing. To do this, we build off of the
SSC's recommendation of an OFL and ABC. When absolute values for the
OFL are not readily available, any quota recommendation must still meet
the necessary requirements, and have at least a 50-percent probability
of preventing overfishing. Both the TRAC results and the SSC's
recommendation provide the necessary directionality of the 2014 quota
compared to 2013 as well as information that can be used to determine
the appropriate 2014 catch limit that would have a sufficient
probability of preventing overfishing.
The results of the assessment model that are not adjusted for the
retrospective pattern indicate that 2014 catches at the fishing
mortality limit would be 562 mt. However, given the poor performance of
the assessment model, and because these results are not adjusted for
the retrospective pattern in the assessment, it is reasonable to
conclude that these results may be biased high. Because the unadjusted
model results from the assessment are likely biased high, the 2014
quota should have a greater uncertainty buffer than the Council's
standard default control rule (75% FMSY). A 2014 catch limit
of 400 mt is the maximum catch that would provide an additional
uncertainty buffer from the unadjusted model results to further account
for the uncertainties in the assessment. On the other hand, when the
model results are adjusted for the retrospective pattern, 2014 catches
at the fishing mortality limit would be 123 mt. In discussing the poor
performance of the assessment model, though, the SSC questioned the
magnitude of stock depletion, and noted that catch and survey trends
may suggest less concern is warranted than indicated by the assessment
model. As a result, the model results adjusted for the retrospective
pattern may be biased low.
Recent catches can also be used to evaluate what 2014 catch level
would be consistent with the TRAC and SSC's recommendations to reduce
catches as much as possible/practicable. Catches in 2012, which is the
most recent fishing year in which final catch information is available,
were approximately 480 mt, of which the United States caught 385 mt.
The U.S. share of the quota increases in 2014 from 43 percent in 2013
to 82 percent in 2014, and as a result, the 2014 TMGC recommendation of
400 mt would result in a U.S. quota of 328 mt, which is nearly equal to
the FY 2012 total U.S. catch. Similarly, although final 2013 catch
estimates will not be available until September 2014, if total 2013
catches are between 300-400 mt, a quota above 400 mt in 2014 would
likely allow catches to increase compared to recent years, which would
not be consistent with the TRAC and SSC's recommendation that catches
be reduced.
The FY 2013 catch limit for GB yellowtail flounder was 500 mt.
Because the stock has declined further this past year, a status quo
catch limit in FY 2014 would not appropriately account for this stock
decline. The quota was reduced by more than 40 percent from 2011 to
2012, and again from 2012 to 2013, yet the 2013 TRAC assessment
indicates that the stock has not responded to these reductions. This
suggests that the 2014 quota should be further reduced from 2013 to
increase the likelihood that stock conditions will improve.
Based on all of these factors, we determined that 400 mt was the
total ABC for GB yellowtail flounder that would have a sufficient
probability of preventing overfishing, reduce catch consistent with the
TRAC and SSC advice, and provide for some stock growth. This
determination was provided to the TMGC in September 2013, and served as
the basis for the TMGC recommending 400 mt as the 2014 shared quota.
Despite alternative catch limits put forward by the Council's
Groundfish Oversight Committee, the Council ultimately adopted the
TMGC's recommendation in Framework 51, and this action proposes a FY
2014 catch limit of 400 mt for GB yellowtail flounder. Based on the
best scientific information available, a quota of 400 mt would have at
least a median probability of preventing overfishing, and would also
increase the likelihood that stock conditions will improve. The
proposed quota of 400 mt would be a 20-percent reduction compared to
the 2013 quota, which is consistent with the TRAC and SSC's
recommendation to reduce catches as much as practicable.
In response to concerns for the poor performance of the GB
yellowtail flounder stock assessment model, the TRAC will conduct a
benchmark assessment April 14-18, 2014, to examine an alternative
method for
[[Page 14957]]
estimating abundance and setting catch limits. The results of the
benchmark assessment will be incorporated for setting 2015 catches for
GB yellowtail flounder. More information on the 2014 benchmark
assessment can be found here: https://www.nefsc.noaa.gov/saw/trac/.
Annual Catch Limits
The U.S. ABC for each stock (for each fishing year) is divided
among the various fishery components to account for all sources of
fishing mortality. First, expected catch from state waters and the
``other'' sub-component is deducted from the U.S. ABC. These sub-
components are not subject to specific catch controls by the Groundfish
Plan. As a result, the state waters and ``other'' sub-components are
not allocations, and these components of the fishery are not subject to
accountability measures if the catch limits are exceeded. After the
state and other sub-components are deducted, the remaining portion of
the U.S. ABC is the amount available to the fishery components that
receive an allocation for the stock. Components of the fishery that
receive an allocation are subject to catch controls by the Groundfish
Plan, including accountability measures that are triggered if they
exceed their respective catch limit during the fishing year.
Once the U.S. ABC is divided, sub-annual catch limits (sub-ACLs)
are set by reducing the amount of the ABC distributed to each component
of the fishery to account for management uncertainty. Management
uncertainty is the likelihood that management measures will result in a
level of catch greater than expected. For each stock, management
uncertainty is estimated using the following criteria: Enforceability
and precision of management measures, adequacy of catch monitoring,
latent effort, and catch of groundfish in non-groundfish fisheries. The
total ACL is the sum of all of the sub-ACLs and ACL sub-components, and
is the catch limit for a particular year after accounting for both
scientific and management uncertainty. Landings and discards from all
fisheries (commercial and recreational groundfish fisheries, state
waters, and non-groundfish fisheries) are counted against the ACL for
each stock.
For stocks allocated to sectors, the commercial groundfish sub-ACL
is further divided into the non-sector (common pool) sub-ACL and the
sector sub-ACL, based on the total vessel enrollment in sectors and the
cumulative PSCs associated with those sectors. The preliminary sector
and common pool sub-ACLs proposed in this action are based on FY 2014
PSCs and FY 2013 sector rosters. FY 2014 sector rosters will not be
finalized until May 1, 2014, because individual permit holders have
until the end of FY 2013 to drop out of a sector and fish in the common
pool fishery for FY 2014. Therefore, it is possible that the sector and
common pool catch limits proposed in this action may change due to
changes in the sector rosters. If changes to the sector rosters occur,
updated catch limits will be published as soon as possible in FY 2014
to reflect the final FY 2014 sector rosters as of May 1, 2014.
Common Pool Total Allowable Catches
The common pool sub-ACL for each stock (except for Southern New
England/Mid-Atlantic (SNE/MA) winter flounder, windowpane flounder,
ocean pout, Atlantic wolffish, and Atlantic halibut) is further divided
into trimester total allowable catches (TACs). The distribution of the
common pool sub-ACLs into trimesters was adopted by Amendment 16 and is
based on recent landing patterns. Once we project that 90 percent of
the trimester TAC is caught for a stock, the trimester TAC area for
that stock is closed for the remainder of the trimester to all common
pool vessels fishing with gear capable of catching the pertinent stock.
Any uncaught portion of the trimester TAC in Trimester 1 or Trimester 2
will be carried forward to the next trimester. Overages of the
Trimester 1 or Trimester 2 TAC will be deducted from the Trimester 3
TAC. Any overages of the total common pool sub-ACL will be deducted
from the following fishing year's common pool sub-ACL for that stock.
Uncaught portions of the Trimester 3 TAC may not be carried over into
the following fishing year. Table 5 summarizes the common pool
trimester TACs proposed in this action.
Incidental catch TACs are also specified for certain stocks of
concern (i.e., stocks that are overfished or subject to overfishing)
for common pool vessels fishing in the special management programs
(i.e., special access programs (SAPs) and the Regular B Days-at-Sea
(DAS) Program), in order to limit the catch of these stocks under each
program. Tables 6 through 8 summarize the distribution of the common
pool sub-ACLs to each special management program, and the Incidental
Catch TACs for each stock that are proposed in this action.
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4. Small-Mesh Fisheries Accountability Measure
For FY 2013 and beyond, Framework 48 adopted an allocation of GB
yellowtail flounder for the small-mesh fisheries. For this allocation,
the small-mesh fisheries were defined as vessels fishing with otter
trawl gear with a codend mesh size of 5 inches (12.7 cm) or less. The
target species for these small-mesh fisheries typically include squid
and whiting. Framework 48 adopted a GB yellowtail flounder allocation
for these fisheries due to concerns for the low stock size of GB
yellowtail flounder, and that these fisheries have accounted for a
larger portion of the total catch in recent years. Corresponding
accountability measures (AMs) were not adopted last year because
development of AMs required close coordination with the Mid-Atlantic
Fishery Management Council, which is responsible for the Atlantic
Mackerel, Squid, and Butterfish Fishery Management Plan. As a result,
Framework 48 presumed that AMs would be developed by the respective
Fishery Management Plans in a future management action through
coordination of the New England and Mid-Atlantic Councils. Thus,
Framework 51 and this rule now propose to establish AMs for GB
yellowtail flounder for the small-mesh fisheries, and apply them
retroactively to FY 2013 catches.
The U.S./Canada Resource Sharing Understanding requires that, if
the U.S. quota for GB yellowtail flounder is exceeded, then the U.S.
quota for the following fishing year must be reduced by the amount of
the overage. The pound-for-pound reduction is applied to the sub-ACL of
the fishery component that caused the overage. For example, if the
small-mesh fisheries caused an overage of the U.S. quota in Year 1, the
small-mesh fisheries sub-ACL would be reduced by the amount of the
overage in the next fishing year (Year 2). This pound-for-pound
reduction serves as a reactive AM. However, the small-mesh fisheries
are currently required to discard all GB yellowtail flounder caught.
Thus, a pound-for-pound reduction of the quota, without corresponding
measures to help reduce catches of GB yellowtail flounder, would not
appropriately mitigate an overage, or prevent future overages from
occurring.
This rule proposes an additional reactive AM that would require
vessels fishing with bottom otter trawl gear with a codend mesh size of
less than 5 in (12.7 cm) to fish with selective trawl gear in the GB
yellowtail flounder stock area (Statistical areas 522, 525, 561, and
562) if the small-mesh fisheries sub-ACL is exceeded. Currently,
approved gear types include the raised footrope trawl, separator trawl,
rope trawl, Ruhle trawl, and mini-Ruhle trawl. Additional gear types
can be authorized by the Council in a future management action, or
approved by the Regional Administrator through the gear-approval
process defined at Sec. 648.85(b)(6). The proposed AM would be
triggered regardless of whether the total ACL is exceeded. With the
exception of the GB yellowtail flounder AM for the scallop fishery,
this approach to triggering an AM is consistent with how other fishery
components are treated (i.e., commercial and recreational groundfish
fisheries and mid-water trawl fishery). AMs linked to the sub-ACLs of
the fishery ensure that each component is held responsible for its
catch of the respective stock.
The proposed AM would only be implemented at the start of a fishing
year (May 1). The AM would not be implemented in the middle of the
fishing year due to the potential for disproportionate impacts on the
small-mesh fisheries, which operate at different times on GB, depending
on the target species. If an overage of the small-mesh fisheries sub-
ACL in Year 1 occurs, the proposed AM would be triggered:
At the start of Year 2 if, based on reliable data, NMFS
determined inseason during Year 1 that the small-mesh fisheries sub-ACL
had been exceeded; or
[[Page 14964]]
At the start of Year 3, if final catch estimates available
after the end of Year 1 indicate that the small-mesh fisheries sub-ACL
was exceeded in Year 1.
The proposed AM would ensure that there are sufficient measures in
place to reduce catches of GB yellowtail flounder, should an overage
occur. This AM also ensures that the small-mesh fisheries catch of GB
yellowtail flounder does not negatively impact other components of the
fishery. Further, because GB yellowtail flounder is jointly managed
with Canada, it is especially important that the United States
implement sufficient management measures to prevent overages of the
U.S. TAC, and if overages occur, to sufficiently mitigate that overage.
5. Inseason Adjustment of U.S./Canada Quotas
In 2013, the TMGC developed a U.S./Canada quota trading mechanism
that would provide more flexibility in setting annual U.S./Canada
quotas in order to create additional fishing opportunities. Framework
51 proposes to adopt a 1-year mechanism for FY 2014 that would allow
the Regional Administrator, in consultation with the Council, to adjust
the U.S./Canada quotas inseason consistent with any trade agreed upon
with Canada. Any additional quota that the United States receives from
a trade would be allocated to all of the fishery components consistent
with the current ABC distribution used by the Council in this action
for setting groundfish catch limits. Under this proposed approach, both
groundfish and non-groundfish fisheries would potentially benefit from
additional quota, regardless of what fishery gave up quota for the
trade. For example, if the United States trades away eastern GB cod in
return for GB yellowtail flounder, the scallop and small-mesh fisheries
would benefit from the additional GB yellowtail flounder quota, even
though the commercial groundfish fishery was the only component to give
away its cod quota.
The Canadian fishing year is based on the calendar year, while the
U.S. groundfish fishing year is May 1-April 30. The difference between
the U.S. and Canadian fishing years allows a trade to occur for
adjacent years. Under the proposed mechanism, a trade could occur
towards the end of the Canadian fishing year, when the U.S. fishing
year is only half completed. For example, if Canada underharvests its
quota, it could trade away its surplus quota to the United States in
the current fishing year, in return for additional quota from the
United States for the upcoming fishing year. Under this proposed
mechanism, the United States would only receive additional quota in the
current fishing year, and would only trade away its quota for the
upcoming fishing year, prior to the start of the fishing year, and
before allocations are made to components of the U.S. fishery.
The proposed mechanism would exist only for quota trades made by,
or before the end of, FY 2014. The Council adopted a 1-year only
trading mechanism for several reasons:
1. The Council wished to determine whether trades between the
United States and Canada are practical under the proposed approach; and
2. The Council is considering a more sophisticated trading
mechanism as part of Amendment 18 to the Groundfish Plan that would
better ensure the entities trading away quota would directly receive
quota in return.
6. Distribution of Eastern/Western Georges Bank Haddock Sector
Allocations
Eastern GB haddock is a sub-unit of the total GB haddock stock, and
the total ABC for GB haddock includes the shared U.S./Canada quota for
eastern GB haddock. A portion of a sector's GB haddock allocation may
only be caught in the Eastern U.S./Canada Area, and the remaining
portion of their total GB haddock allocation can be caught only in the
Western U.S./Canada Area. This restriction was adopted by Amendment 16
in order to cap the amount of GB haddock that a sector could catch in
the eastern U.S./Canada Area and help prevent the United States from
exceeding its eastern GB haddock quota. However, limiting the amount of
haddock that could be caught in the western U.S./Canada Area could
unnecessarily reduce flexibility, and potentially limit fishing in the
area, even if a sector has not caught its entire GB haddock allocation.
Ultimately, this could prevent the fishery from achieving optimum yield
for the GB haddock stock.
To address this concern, this rule proposes to allow sectors to
``convert'' their eastern GB haddock allocation into western GB haddock
allocation. This measure would follow a process similar to the one used
for processing sector trades. Sectors could convert eastern GB haddock
allocation into western GB haddock allocation at any time during the
fishing year, and up to 2 weeks into the following fishing year to
cover any overage during the previous fishing year. A sector's proposed
allocation conversion would be referred to, and approved by, NMFS based
on general issues, such as whether the sector is complying with
reporting or other administrative requirements, including weekly sector
reports, or member vessel compliance with Vessel Trip Reporting
requirements. Based on these factors, we would notify the sector if the
conversion is approved or disapproved. At this time, NMFS proposes to
use member vessel compliance with Vessel Trip Reporting requirements as
the basis for approving, or disapproving a re-allocation of Eastern GB
quota to the Western U.S./Canada Area. This is identical to the process
used for reviewing, and approving, quota transfer requests between
sectors.
The responsibility for ensuring that sufficient allocation is
available to cover the conversion is the responsibility of the sector.
This measure would also extend to state-operated permit banks. Any
conversion of eastern GB haddock allocation into western GB haddock
allocation may be made only within a sector, or permit bank, and not
between sectors or permit banks. In addition, once a portion of eastern
GB haddock allocation has been converted to western GB haddock
allocation, that portion of allocation remains western GB haddock for
the remainder of the fishing year. Western GB haddock allocation may
not be converted to eastern GB haddock allocation. This proposed
measure does not change the requirement that sector vessels may only
catch their eastern GB haddock allocation in the Eastern U.S./Canada
Area, and may only catch the remainder of their GB haddock allocation
in the Western U.S./Canada Area.
This measure would provide additional flexibility for sectors to
harvest their GB haddock allocations, without increasing the risk of
biological harm to the stock. This measure may also create additional
fishing opportunities for sector vessels on a healthy groundfish stock,
and better help the fishery achieve optimum yield for this stock. The
total catch limit for GB haddock includes the U.S. quota for eastern GB
haddock, so this proposed measure would not jeopardize the total ACL
for GB haddock, or the U.S. quota for the eastern portion of the stock.
A sector would also still be required to stop fishing in the Eastern
U.S./Canada Area once its entire eastern GB haddock allocation was
caught, or in the Western U.S./Canada Area once its western GB haddock
allocation was caught, or at least until it leased in additional quota.
This ensures sufficient accountability for sector catch that will help
prevent overages of any GB haddock catch limit.
[[Page 14965]]
7. Revised Discard Estimation for Georges Bank Yellowtail Flounder
Landings and discards of a stock count against a sector's
allocation. A sector's discard rate for a stock is estimated by
extrapolating discards of that stock on observed fishing trips. For
each sector and stock, a discard rate is calculated for each
combination of gear type and stock area (known as a ``discard
strata''). For example, a sector receives a unique discard rate for
yellowtail flounder caught on trips fishing with bottom otter trawl
gear in the GB yellowtail flounder stock area (Statistical areas 522,
525, 561, and 562). In Framework 48 to the Groundfish Plan, the Council
proposed to change the stratification of discard estimates for GB
yellowtail flounder by creating two separate discard strata for GB
yellowtail flounder: (1) A stratum for statistical area 522 by itself;
and (2) a stratum for statistical areas 525, 561, and 562 combined.
This measure was developed, in part, because there were concerns that
the substantial reductions in the GB yellowtail flounder quota for FY
2013 would severely constrain sector vessels. Under the existing
stratification (a single stratum for statistical areas 522, 525, 561,
and 562 combined), the Council was concerned that even if some sector
vessels fished in areas on GB where little yellowtail flounder is
caught, in order to reduce catch of GB yellowtail flounder, other
vessels fishing on other parts of GB, with higher catch rates of
yellowtail flounder, would impact the discard rate for the entire
sector. As a result, creating a separate strata for statistical area
522 and statistical areas 525, 561, and 562 combined would more
accurately reflect fishing effort in these areas.
Based on public comments received on the Framework 48 proposed
rule, we disapproved the change to the stratification of GB yellowtail
flounder discards because it would increase the costs and burden of
monitoring, and potentially increase uncertainty of catch estimates,
without any measurable benefit for sectors. Industry members opposed
this measure in Framework 48 because they said it would not benefit
groundfish vessels. We did not receive any comments in support of this
measure. Although finer scale discard strata may have allowed discard
estimates to more closely reflect actual discard rates of yellowtail
flounder in different areas of GB, we determined that the new discard
strata would not have provided any benefits that sectors could not
realize through the existing discard rate strata (by only fishing in
areas of GB with low catches of GB yellowtail flounder). For more
information on this measure, as proposed in Framework 48, see the
proposed and interim final rules for Framework 48 here: https://www.nero.noaa.gov/sfd/sfdmultifr.html#yr2013.
Despite the disapproval in Framework 48, this rule proposes to
change the stratification of GB yellowtail flounder discards for
sectors and create two separate discard strata for GB yellowtail
flounder: (1) A stratum for statistical area 522; and (2) a stratum for
statistical areas 525, 561, and 562. This proposed measure is identical
to the measure that was proposed, and disapproved, in Framework 48. The
proposed measure would only apply to inseason sector monitoring, and
would only apply to GB yellowtail flounder. The proposed measure would
not change the stratification of discards for the common pool fishery,
or any non-groundfish fishery.
Although the stratification of discards could be changed for all
gear types, the proposed measure is primarily intended for trawl
vessels, which catch the majority of GB yellowtail flounder. This rule
also proposes to give the Regional Administrator authority for
determining whether this change to the stratification for GB yellowtail
flounder is needed, or not, for non-trawl gears. If the Regional
Administrator determines that the change to stratification is not
necessary for other, non-trawl gears, these gears types could be
excluded from the proposed stratification. At this time, we have
determined that the revised stratification for GB yellowtail flounder
should be proposed only for trawl gear.
Analysis of the proposed measure completed by the Council in the
Framework 51 Environmental Assessment indicates that if the proposed
discard strata for GB yellowtail flounder had been used in FY 2010 and
FY 2011, the total discards estimates would have increased by 5
percent, and declined by less than 1 percent, respectively. Thus, based
on this analysis, changing the stratification used for monitoring GB
yellowtail flounder would not likely lead to large changes in the total
discard estimates; however, it does have the potential to increase the
variance in discard estimates, which could increase monitoring coverage
levels necessary to accurately monitor sector catch.
The impacts of the proposed discard strata on individual sectors
would likely vary. The Framework 51 analysis shows that GB yellowtail
flounder discard estimates for some sectors would decrease by up to 40
percent, while discard estimates for other sectors would increase by up
to 25 percent. As a result, the economic impacts of the proposed
measure would be mixed. For those sectors that would receive a lower
discard rate, vessels would expend less GB yellowtail flounder quota on
each trip, which would increase net revenues, and potentially allow for
more fishing. For sectors that would receive an increased discard rate,
the opposite would be true, and the proposed measure could reduce net
revenues. Sections 7.1.2.3.2 and 7.4.2.3.2 of the Framework 51
Environmental Assessment have additional details on the impacts of the
proposed measure.
We are concerned that if a new discard strata is developed for GB
yellowtail flounder, it could set a precedent for revising discard
strata for other quota-limiting stocks (like GOM cod). Each additional
discard strata created for monitoring sector catch increases the
administrative burden on NMFS, and has the potential for increasing the
monitoring coverage levels necessary to accurately monitor catch if it
increases the variance of discard estimates. We are concerned for the
approvability of this measure for all of these reasons, in addition to
the reasons this measure was initially disapproved in Framework 48.
When the Council took final action on Framework 51, and adopted the
proposed revisions to the GB yellowtail flounder discard strata, it
also passed a motion that the measure be implemented ``unless NMFS
develops a discard tool to address this issue through the sectors.''
The Council's motion was unclear how this determination would be made,
and who would make this determination whether to implement the proposed
revisions to the GB yellowtail flounder discard strata in Framework 51,
or to instead, rely on the discard tool developed by NMFS.
Since the Council took final action on Framework 51, we developed a
discard tool that sectors can use in order to more appropriately
allocate discards among sector vessels based on individual fishing
activity. We held a sector workshop on February 20, 2014, to present
the discard tool to the sectors, and we received positive feedback from
sector representatives. Based on the results of the February 20, 2014,
sector workshop, we believe that the discard tool for sectors to
allocate discards to their members provides a better solution than the
proposed stratification for GB yellowtail flounder, and more
sufficiently addresses the problem for the reasons provided below.
Each sector can decide whether to use the discard tool
and, if so, can
[[Page 14966]]
decide what stocks, and gear types, to apply the methodology.
Each fishing year, or during the fishing year, a sector
could make changes to how the discard tool is used based on the needs
and interests of the sector.
A sector could use the discard tool for as many, or as
few, allocated stocks as it desires, whereas the discard strata
proposed in Framework 51 would only serve as a patch fix for GB
yellowtail flounder.
The discard tool uses only exiting data already available
to managers; no additional data would have to be collected.
The discard tool does not require any regulatory changes,
does not have the potential to increase variance of discard estimates,
and thus, does not have the potential to increase monitoring coverage
levels.
We are requesting specific comments to address our concerns about
the proposed revisions to the GB yellowtail flounder discard strata,
whether these proposed revisions would provide sectors with any
measurable benefits, and whether the discard tool would sufficiently
address sector needs in lieu of the Framework 51 proposed measure.
8. Prohibition on Possession of Yellowtail Flounder by the Limited
Access Scallop Fishery
Currently, limited-access scallop vessels are required to land all
legal-sized yellowtail flounder. This measure was adopted beginning in
FY 2010 in order to reduce bycatch of yellowtail flounder in the
scallop fishery consistent with National Standard 9 of the Magnuson-
Stevens Act, which requires bycatch be reduced as much as practicable.
Landing yellowtail flounder is not cost effective for scallop vessels,
so, the current requirement was intended to remove any incentive for
scallop vessels to ``target'' yellowtail flounder. With the respect to
this measure, it is important to note that scallop vessels do not
``target'' yellowtail flounder in the traditional sense; rather they
may choose not to move out of an area with high levels of yellowtail
flounder bycatch. Recent information shows that compliance with the
current landing requirement has been extremely low probably due, in
part, because landing yellowtail flounder is not cost effective for
scallop vessels. The current landing requirement is likely difficult to
enforce because it requires law enforcement officers to intercept
scallop vessels at sea during the act of illegally discarding legal-
sized yellowtail flounder.
Despite documented low compliance rates, industry reports have
recently indicated that a very small number of scallop vessels may be
``targeting'' yellowtail flounder. To address this possibility, this
action proposes to remove the landing requirement, and prohibit the
possession of all yellowtail flounder by limited access scallop
vessels. Prohibiting possession of yellowtail flounder is intended to
remove the incentive for scallop vessels to ``target'' yellowtail
flounder since they could not be retained, or sold, which is expected
to ultimately reduce yellowtail flounder mortality.
National Standard 9 of the Magnuson-Stevens Act requires that
bycatch be reduced as much as practicable, where bycatch is defined as
``fish harvested in a fishery, but that are not sold or kept,'' and
refers to economic and regulatory discards. Thus, the proposed measure
to prohibit possession of yellowtail flounder would actually increase
bycatch, as it is defined in the Magnuson-Stevens Act, compared to the
existing requirement to land all legal-sized yellowtail flounder.
However, for the purposes of reviewing the proposed measure, a more
important consideration is the total fishing mortality for each
yellowtail flounder stock. If the proposed action would reduce fishing
effort on yellowtail flounder, then total fishing mortality for
yellowtail flounder stocks would be expected to decrease. This would
provide important conservation benefits, particularly for GB yellowtail
flounder, which has declined in recent years.
The recent 2012 stock assessment for SNE/MA yellowtail flounder
reduced the discard mortality rate from 100 percent to 90 percent for
commercial catches. As a result, prohibiting possession of this stock
by limited access scallop vessels has the potential to slightly reduce
mortality on this yellowtail flounder stock assuming that some of the
discarded fish survive. The stock assessments for Cape Cod/Gulf of
Maine and GB yellowtail flounder assume a 100-percent discard mortality
rate, so it is unclear whether zero possession has the same potential
benefits for these yellowtail stocks as the SNE/MA stock.
We are requesting specific comment on whether the current landing
requirement truly created an incentive to ``target'' yellowtail
flounder, thereby increasing total mortality on the stocks, and whether
the proposed measure would be expected to decrease total fishing
mortality on each of the yellowtail flounder stocks.
9. 2014 Windowpane Flounder Accountability Measures
In fall 2013, final catch information became available for FY 2012.
These final catch estimates indicated that the northern windowpane
flounder ACL was exceeded by 28 percent, and the southern windowpane
flounder ACL was exceeded by 36 percent. The FY 2012 final catch report
can be found here: https://www.nero.noaa.gov/ro/fso/reports/Groundfish_Catch_Accounting.htm.
These FY 2012 overages will automatically trigger AMs beginning in
FY 2014 that require selective trawl gear to be used in certain parts
of the stock areas for both windowpane flounder stocks. For the entire
2014 fishing year, common pool and sector vessels fishing on a
groundfish trip with trawl gear will be required to use one of the
following selective trawl gears when fishing in the AM areas: (1)
Haddock separator trawl; (2) Ruhle trawl; (3) mini-Ruhle trawl; or (4)
rope separator trawl. There are no restrictions on longline or gillnet
gear. These gear restrictions will apply in the large AM areas for both
northern and southern windowpane flounder because the overages were
more than 20 percent of the ACL for both stocks (maps and coordinates
of the AM areas can be found here: https://www.nero.noaa.gov/sfd/sfdmulti.html). As a reminder, sectors cannot request an exemption from
these AMs. As long as the catch limits are not exceeded in FY 2014, the
AM would be removed at the start of the 2015 fishing year, beginning on
May 1, 2015. These AMs are not part of Framework 51, but are proposed
in conjunction with Framework 51 for expediency purposes.
The FY 2014 windowpane flounder AMs will not impact non-groundfish
fisheries because these fisheries did not have an allocation of either
windowpane flounder stock for FY 2012. Although these non-groundfish
fisheries may have contributed to the 2012 overages, the commercial
groundfish fishery will be held 100-percent accountable. For FY 2013
and beyond, at the Council's recommendation, we approved the allocation
of southern windowpane to the scallop fishery and other non-groundfish
fisheries fishing with bottom otter traw gear with codend mesh of 5
inches (12.7 cm) or greater. Allocating this stock to other fisheries
will help ensure that each fishery is held accountable for their catch
in the future, and that catch from one fishery cannot negatively impact
another. For FY 2013 and beyond, any AM triggered for southern
windowpane will only apply
[[Page 14967]]
to the fishery that caused the overage, except in the situation where
the state waters sub-component caused the overage. Northern windowpane
is still not allocated to any non-groundfish fishery, so the groundfish
fishery would continue to be held 100-percent accountable for any
overages of the northern windowpane catch limit, regardless of what
fishery caused the overage.
10. Annual Measures for FY 2014 Under Regional Administrator Authority
The Groundfish FMP gives us authority to implement certain types of
management measures for the common pool fishery, the U.S./Canada
Management Area, and Special Management Programs on an annual basis, or
as needed. This proposed rule includes a description of these
management measures that are being considered for FY 2014 in order to
provide an opportunity for the public to comment on whether the
proposed measures are appropriate. These measures are not part of
Framework 51, and were not specifically proposed by the Council, but
are proposed in conjunction with Framework 51 for expediency purposes,
and because they relate to the proposed catch limits in Framework 51.
Table 9 provides a summary of the default trip limits that would
take effect in FY 2014 if we took no action, the current common pool
trip limits for FY 2013, and the proposed trip limits that would be in
effect for the start of FY 2014. Table 10 provides a summary of the
proposed FY 2014 cod trip limits for vessels fishing with a Handgear A,
Handgear B, or Small Vessel Category permit. Proposed trip limits for
FY 2014 were developed after considering changes to the FY 2014 common
pool sub-ACLs and sector rosters, trimester TACs for FY 2014, catch
rates of each stock during FY 2013, and other available information.
The default cod trip limit is 300 lb (136.1 kg) per trip for
Handgear A vessels. If the GOM or GB cod trip limit for vessels fishing
on a groundfish DAS drops below 300 lb (136.1 kg), then the respective
Handgear A cod trip limit must be adjusted to be the same. This action
proposes a GOM cod trip limit of 200 lb (90.7 kg) per DAS for vessels
fishing on a groundfish DAS, so the proposed Handgear A trip limit for
GOM cod is reduced to 200 lb (90.7 kg) per trip, accordingly.
The regulations also require that the Handgear B vessel trip limit
for GOM and GB cod be adjusted proportionally (rounded up to the
nearest 25 lb (11.3 kg)) to the default cod trip limits applicable to
DAS vessels. The FY 2014 GOM cod trip limit proposed in this action for
DAS vessels (200 lb (90.7 kg) per DAS) is 75 percent lower than the
default trip limit in the regulations. As a result, the proposed
Handgear B vessel trip limit for GOM cod is reduced proportionally to
25 lb (11.3 kg) per trip.
Vessels with a Small Vessel category permit can possess up to 300
lb (136.1 kg) of cod, haddock, and yellowtail, combined, per trip. For
FY 2014, we are proposing that the maximum amount of cod and haddock
(within the 300-lb (136.1-kg) trip limit) be adjusted proportionally to
the trip limits applicable to NE multispecies DAS vessels (see Table
9).
BILLING CODE 3510-22-P
[[Page 14968]]
[GRAPHIC] [TIFF OMITTED] TP17MR14.022
[GRAPHIC] [TIFF OMITTED] TP17MR14.023
The RA has the authority to determine the allocation of the total
number of trips into the Closed Area II Yellowtail Flounder/Haddock SAP
based on several criteria, including the GB yellowtail flounder catch
limit and the amount of GB yellowtail flounder caught outside of the
SAP. In 2005, Framework 40B (70 FR 31323; June 1, 2005) implemented a
provision that no trips should be allocated to the Closed Area II
Yellowtail Flounder/Haddock SAP if the available GB yellowtail flounder
catch is insufficient to support at least 150 trips with a 15,000-lb
(6,804-kg) trip limit (or 2,250,000 lb (1,020,600 kg). This calculation
accounts for the projected catch from the area outside the SAP. Based
on the proposed GB yellowtail groundfish sub-ACL of 561,077 lb (254,500
kg), there is insufficient GB yellowtail flounder to allocate any trips
to the SAP, even if the projected catch from outside the SAP area is
zero. Therefore, this action proposes to allocate zero trips to the
Closed Area II Yellowtail Flounder/
[[Page 14969]]
Haddock SAP for FY 2014. Vessels could still fish in this SAP in FY
2014 using a haddock separator trawl, a Ruhle trawl, or hook gear.
Vessels would not be allowed to fish in this SAP using flounder nets.
11. Regulatory Corrections Under Regional Administrator Authority
The following changes are being proposed to the regulations to
correct references, inadvertent deletions, and other minor errors.
In Sec. 648.80(g)(5)(i), this rule would correct the reference to
the mesh obstruction or constriction definition.
In Sec. 648.85(b)(6)(iv)(B), the observer call-in requirement
under the B DAS program is corrected to 48 hr prior to the start of the
trip, instead of 72 hr prior to the start of the trip. This change was
inadvertently omitted during the Amendment 16 rulemaking.
This rule would remove Sec. 648.87(b)(1)(i)(F) and (G). This
regulatory text was added as part of NMFS's emergency rule for
addressing sector carryover for FY 2013. This regulatory text was
supposed to expire on April 30, 2014; however, was inadvertently left
in the regulations permanently.
In Sec. 648.87(c)(2), this rule would clarify that sector
exemptions are limited to those regulations implementing the groundfish
program, and not any regulation applicable to a groundfish vessel. The
proposed regulatory correction more precisely reflects the intent of
Amendment 16.
In Sec. 648.90(a)(4), this rule would reinstate the regulatory
text describing the ABC and ACL recommendation process, which was
inadvertently deleted in a previous rulemaking.
In Sec. 648.90(a)(5), this rule would reinstate the regulatory
text describing the trigger of the scallop fishery accountability
measures, which was inadvertently deleted in a previous rulemaking.
In Sec. 697.7(c)(1)(xxii) and (c)(2)(xvii), this rule would
replace the word ``traps'' with ``lobster traps.'' This proposed
correction is intended to clarify that the lobster regulations do not
prohibit Federal lobster permit holders from possessing, or using, non-
lobster trap gear on trips fishing with a method other than traps
(e.g., mobile trawl gear).
NMFS defines a lobster trap as ``any structure or other device,
other than a net, that is placed, or designed to be placed, on the
ocean bottom and is designed for or is capable of, catching lobsters.''
This definition applies to all Federal lobster permit holders
regardless of whether the permit holder might actually be targeting a
different species with the trap (e.g., crab or fish traps). Federal
lobster permit holders are prohibited from possessing, or using,
lobster traps on any trip that catches lobster with non-trap gear
(e.g., trawl gear). However, trap gear that is configured in such a way
so that it is not capable of catching lobster is not considered
``lobster trap'' gear. As a result, Federal lobster permit holders are
allowed to possess, and use, non-lobster trap gear on board their
vessel even if harvesting lobster with gear other than lobster traps
(e.g., trawl gear).
Classification
Pursuant to section 304(b)(1)(A) of the Magnuson-Stevens Act, the
NMFS Assistant Administrator has made a preliminary determination that
this proposed rule is consistent with Framework 51, other provisions of
the Magnuson-Stevens Act, and other applicable law. In making the final
determination, NMFS will consider the data, views, and comments
received during the public comment period.
This proposed rule has been determined to be not significant for
purposes of Executive Order (E.O.) 12866.
This proposed rule does not contain policies with Federalism or
``takings'' implications as those terms are defined in E.O. 13132 and
E.O. 12630, respectively.
The Initial Regulatory Flexibility Analysis (IRFA) was prepared for
this proposed rule, as required by section 603 of the Regulatory
Flexibility Act, 5 U.S.C. 603. The IRFA includes this section of the
preamble to this rule and analyses contained in Framework 51 and its
accompanying EA/RIR/IRFA. The IRFA describes the economic impact that
this proposed rule would have on small entities, if adopted. A
description of the action, why it is being considered, and the legal
basis for this action are contained in Framework 51, the beginning of
this section (SUPPLEMENTARY INFORMATION) in the preamble, and in the
SUMMARY section of the preamble. A copy of the full analysis is
available from the Council (see ADDRESSES). A summary of the IRFA
follows.
Description and Estimate of the Number of Small Entities to Which the
Proposed Rule Would Apply
The Small Business Administration defines a small business as one
that is:
Independently owned and operated;
not dominant in its field of operation;
has annual receipts that do not exceed--
[cir] $19.0 million in the case of commercial finfish harvesting
entities (NAIC \1\ 114111)
---------------------------------------------------------------------------
\1\ The North American Industry Classification System (NAICS) is
the standard used by Federal statistical agencies in classifying
business establishments for the purpose of collecting, analyzing,
and publishing statistical data related to the U.S. business
economy.
---------------------------------------------------------------------------
[cir] $5.0 million in the case of commercial shellfish harvesting
entities (NAIC 114112)
[cir] $7.0 million in the case of for-hire fishing entities (NAIC
114119); or
has fewer than--
[cir] 500 employees in the case of fish processors
[cir] 100 employees in the case of fish dealers.
This proposed rule impacts commercial and recreational fish
harvesting entities engaged in the groundfish limited access and open
access fisheries, the small-mesh multispecies and squid fisheries, and
the scallop fishery. A description of the specific permits that are
likely to be impacted is included below for informational purposes,
followed by a discussion of the impacted businesses (ownership
entities), which can include multiple vessels and/or permit types. For
the purposes of the RFA analysis, the ownership entities, not the
individual vessels, are considered to be the regulated entities.
Limited Access Groundfish Fishery
The limited access groundfish fishery consists of those enrolled in
the sector program and those in the common pool. As of January 14, 2014
(FY 2013), there were 1,088 individual limited access permits. For
purposes of this analysis, groundfish limited access eligibilities held
as Confirmation of Permit History are not included because, although
they may generate revenue from quota leasing, they do not generate any
gross sales from fishing activity, and thus, would not be classified as
commercial fishing entities.
Of the 1,088 limited access groundfish permits issued in FY 2013,
664 of these permits were enrolled in the sector program, and 424 were
in the common pool. Each of these permits will be eligible to join a
sector or enroll in the common pool in FY 2014. Alternatively each
permit owner could also allow their permit to expire by failing to
renew it. Of the 1,088 limited access groundfish permits, 767 have
landings of any species and 414 have some amount of groundfish
landings.
Handgear B
The Handgear B permit is an open access groundfish permit that can
be requested at any time, with the
[[Page 14970]]
limitation that a vessel cannot have a limited access and an open
access Handgear B permit concurrently. There are no qualification
criteria required for this permit. The Handgear B permit is a rod-and-
reel handgear permit that must adhere to specified possession limits
for groundfish species with special provisions for cod. The cod
possession limit for Handgear B permits is set annually to 75 lb (34
kg) per trip, and is automatically adjusted relative to the GOM cod
trip limit for limited access DAS vessels enrolled in the common pool
fishery. The current possession limit is 75 lb (34 kg). As of February
18, 2014 (FY 2013), there were 891 Handgear B permits, and 78 of those
vessels landed groundfish.
Charter/Party Fishery
The charter/party permit is an open access groundfish permit that
can be requested at any time, with the limitation that a vessel cannot
have a limited access and an open access party/charter permit
concurrently. There are no qualification criteria required for this
permit. Charter/party permits are issued as an open access permit
(Category I) under the Groundfish Plan, and are subject to recreational
management measures. As of February 20, 2014 (FY 2013), there were 667
party/charter permits issued; 383 of which reported taking a party or
charter trip. Of these active party/charter vessels, 120 caught cod or
haddock in the Gulf of Maine in FY 2013.
Limited Access Scallop Fisheries
The limited access scallop fisheries include Limited Access (LA)
scallop permits and Limited Access General Category (LGC) scallop
permits. LA scallop businesses are subject to a mixture of DAS and
dedicated area trip restrictions. LGC scallop businesses are able to
acquire and trade LGC scallop quota, and there is an annual cap on
quota/landings. The proposed action would not alter the regulations for
LGC permit holders. As of February 19, 2014 (FY 2013), there were 348
active LA scallop permits with at least one dollar of revenue from sea
scallops.
Small-Mesh Fisheries
The small-mesh exempted fishery allows vessels to harvest species
in designated areas using mesh sizes smaller than the minimum mesh size
required by the Groundfish Plan. To participate in the small-mesh
multispecies (whiting) fishery, vessels must hold either a limited
access multispecies permit or an open access multispecies permit
(category K). Limited access multispecies permit holders can only
target whiting when not fishing under a DAS, and while declared out of
the fishery. A description of limited access multispecies permits was
provided above. As of February 18, 2014 (FY 2013), there were 776 open
access category K multispecies permits issued, with only 34 of them
landing whiting. Many of these vessels target both whiting and longfin
squid on small-mesh trips taken in the GB yellowtail flounder stock
area, and therefore, most of them also have open access or limited
access Squid, Mackerel, and Butterfish (SMB) permits. The GB yellowtail
flounder stock area provided almost half of total whiting landings in
CY 2010-2011. Since squid landings in the GB yellowtail flounder stock
area comprised less than 10 percent of overall squid landings during
the same time period, and since most SMB permitted vessels fishing in
the GB yellowtail flounder stock area will also have a multispecies
permit, SMB permits will not be handled separately in this analysis.
Ownership Entities
Individually-permitted vessels may hold permits for several
fisheries, harvesting species of fish that are regulated by several
different fishery management plans, even beyond those impacted by the
proposed action. Furthermore, multiple permitted vessels and/or permits
may be owned by entities affiliated by stock ownership, common
management, identity of interest, contractual relationships, or
economic dependency. For the purposes of this analysis, ``ownership
entities'' are defined as those entities with common owners as listed
on the permit application. Only permits with identical ownership are
categorized as an ``ownership entity.'' For example, if five permits
have the same seven persons listed as co-owners on their permit
application, those seven persons would form one ``ownership entity,''
that hold those five permits. If two of those seven owners also co-own
additional vessels, that ownership arrangement would be considered a
separate ``ownership entity'' for the purpose of this analysis.
On June 1 of each year, ownership entities are identified based on
a list of all permits for the most recent complete calendar year. The
current ownership data set is based on calendar year 2012 permits and
contains average gross sales associated with those permits for calendar
years 2010 through 2012. Matching the potentially impacted FY 2013
permits described above (limited access and open access groundfish,
Handgear B, charter/party, and limited access scallop) to the calendar
year 2012 ownership data results in 2,064 distinct ownership entities.
Of these, and based on the Small Business Administration guidelines,
2,042 are categorized as small, and 22 are categorized as large
entities, all of which are shellfish businesses.
These totals may mask some diversity among the entities. Many, if
not most, of these ownership entities maintain diversified harvest
portfolios, obtaining gross sales from many fisheries, and not
dependent on any one. However, not all are equally diversified. Those
that depend most heavily on sales from harvesting species impacted
directly by the proposed action are most likely to be affected. By
defining dependence as deriving greater than 50 percent of gross sales
from sales of regulated species associated with a specific fishery, we
are able to identify those ownership groups most likely to be impacted
by the proposed regulations.
Using this threshold, 151 entities are groundfish-dependent, all of
which are small, and all of which are finfish commercial harvesting
businesses. Of the 151 groundfish-dependent entities, 130 have some
level of participation in the sector program, and 21 operate
exclusively in the common pool fishery. There are 234 regulated
entities which are scallop-dependent. All of these are shellfish
businesses, and 20 are considered large. There are 35 small-mesh
fishery-dependent entities; 19 of them are finfish businesses, 16 of
them are shellfish businesses, and all of them are considered small.
The small-mesh fishery-dependent entities may overestimate the number
of impacted entities since missing statistical area information in the
commercial dealer database makes it difficult to track whiting and
squid landings that occurred exclusively in the GB yellowtail flounder
stock area.
Economic Impacts of the Proposed Measures and Alternatives and Measures
Proposed To Mitigate Adverse Economic Impacts of the Proposed Action
The economic impacts of each proposed measure are summarized below
and are discussed in more detail in sections 7.4 and 8.11 of the
Framework 51 EA. The outcome of ``significant economic impact'' can be
ascertained by examining two factors: Disproportionality and
profitability. Disproportionality refers to whether or not the
regulations place a substantial number of small entities at a
significant competitive disadvantage to large entities. Profitability
refers to whether or not the regulations significantly
[[Page 14971]]
reduce profits for a substantial number of small entities.
The proposed action has the potential to place small entities at a
significant competitive disadvantage relative to large entities. This
is mainly because large entities likely have more flexibility to adjust
to, and accommodate, the proposed measures. Impacts on profitability
from the proposed action may be significant for a substantial number of
small entities as described below.
Gulf of Maine Cod and American Plaice Rebuilding Strategies
The preferred alternatives to change the rebuilding strategies for
GOM cod and American plaice (10-year rebuilding program) are expected
to positively impact profitability of small entities regulated by this
action. The rebuilding strategies being considered for both species are
expected to result in higher Net Present Values (NPVs) for each stock
compared to if no action was taken, which would translate into larger
profits. The alternatives to the preferred alternative included the No
Action alternative, an 8-year rebuilding program for GOM cod, and a 7
and 8-year rebuilding program for American plaice. The 10-year
rebuilding plan for GOM cod is expected to have modest gains in NPV and
profitability compared to the 8-year rebuilding plan. For American
plaice, there is little discernible difference between the three
rebuilding strategies considered. In addition, by adopting new
rebuilding strategies for GOM cod and American plaice, the proposed
action will help prevent severe economic loss that could occur under
highly restrictive catch limits in FY 2015 that would occur if no
action was taken, especially to groundfish-dependent small entities.
Party/charter fishing businesses would also experience significant
economic loss under the No Action option for GOM cod, but would be
unaffected by the American plaice action because there is no directed
recreational fishery for this stock, and no recreational allocation of
American plaice.
Catch Limits
The preferred alternative to modify the ACLs and sub-ACLs for white
hake, eastern GB cod and haddock, and GB yellowtail flounder has the
potential to impact groundfish and scallop-dependent small entities,
and is discussed in the next section. Recreational harvesting entities,
as well as small-mesh fishery-dependent entities, do not target these
stocks, and are not expected to be directly impacted by this proposed
action. Based on the proposed catch limits, gross revenues for the
groundfish industry are predicted to decrease in FY 2014 by 26 percent
compared to FY 2012, and by 4 percent compared to FY 2013. Net revenue
is predicted to decline by 21 percent in FY 2014 compared to FY 2012,
and by 12 percent compared to predicted net revenues for FY 2013. The
negative impacts of the revised ACLs would be non-uniformly distributed
across vessel size classes, with smaller vessels being more heavily
impacted compared to large vessels. Although small entities are defined
based on gross sales of ownership groups, not physical characteristics
of the vessel, it is reasonable to assume that larger vessels are more
likely to be owned by large entities. As a result, the proposed ACLs
could put small entities at a competitive disadvantage compared to
large entities.
Under the No Action alternative, no catch limits would be specified
for the U.S./Canada stocks or white hake. As a result, sector vessels
would be unable to fish in the respective stock areas in FY 2014. This
would result in greater negative economic impacts on vessels compared
to the proposed action due to lost revenues as a result of being unable
to fish. If no action was taken to specify catch limits for these
stocks, the Magnuson-Stevens Act requirements to achieve optimum yield
and consider the needs of fishing communities would be violated.
If the scallop fishery triggers the GB yellowtail flounder
accountability measures, the proposed ACLs for this stock would likely
reduce scallop fishery revenues. How this reduction in revenue would
compare to No Action is unclear. The No Action would not set a scallop
fishery sub-ACL for GB yellowtail flounder. If no sub-ACL was set, this
would not prevent the scallop fishery from fishing in FY 2014. In
addition, if no sub-ACL is set, catches in FY 2014 would likely not
trigger an AM, which might allow for greater scallop fishery revenues.
The proposed FY 2014 GB yellowtail flounder sub-ACL could create a
competitive disadvantage within the scallop fishery if an AM is
triggered as a result of an overage. Small entities would have less
flexibility compared to large entities to adjust to the area closures
that would result from an ACL overage.
The proposed catch limits are based on the latest stock assessment
information, which is considered the best scientific information
available, and the applicable requirements in the Groundfish Plan and
the Magnuson-Stevens Act. Because NMFS can only approve or disapprove
measures recommended in Framework 51, the only other possible
alternatives to the catch limits proposed in this action that would
mitigate negative impacts would be higher catch limits. Alternative,
higher catch limits, however, are not permissible under the law because
they would not be consistent with the goals and objectives of the
Groundfish Plan, or the Magnuson-Stevens Act, particularly the
requirement to prevent overfishing. The Magnuson-Stevens Act, and case
law, prevent implementation of measures that conflict with conservation
requirements, even if it means negative impacts are not mitigated. The
catch limits proposed in this action are the highest allowed given the
best scientific information available, the SSC's recommendations, and
requirements to end overfishing and rebuild fish stocks. The only other
catch limits that would be legal would be lower than those proposed in
this action, which would not mitigate the economic impacts of the
proposed catch limits.
Small-Mesh Fisheries Accountability Measures
The preferred alternative to implement a GB yellowtail flounder
accountability measure for small-mesh fisheries is expected to
negatively impact small-mesh fishery-dependent small entities, and has
the potential to create minor economic benefits for groundfish-
dependent small entities. Under the preferred alternative, if the
small-mesh fisheries sub-ACL for GB yellowtail flounder is exceeded,
selective trawl gear would be required in the year immediately
following the overage, or 2 years after the overage, depending on data
availability. Small entities would likely experience higher costs as a
result, including the fixed cost of purchasing new gear and/or
modifying existing gear. These potential gear restrictions would also
likely lower the catch rates of target species (e.g., squid and
whiting), which would increase operating costs, and effectively lower
net revenue and overall profitability. The negative impacts from the
proposed action are expected to be lower than another alternative
considered in Framework 51 that would have closed the entire GB
yellowtail flounder stock area to small-mesh fisheries if the sub-ACL
was exceeded. If the proposed accountability measure successfully
reduces discards of GB yellowtail flounder, and prevents overfishing,
catch rates for the species could increase for groundfish-dependent
small entities, resulting in small increases in profitability.
[[Page 14972]]
Economic Impacts of Other Measures
Framework 51 also considered multiple alternatives that would
modify U.S./Canada management measures to provide more flexibility for
groundfish vessels. For each specific measure, no other alternatives
were considered other than the No Action alternative and the proposed
action.
The proposed U.S./Canada trading mechanism is not expected to have
any additional economic impacts, positive or negative, relative to the
No Action alternative, which would not specify any U.S./Canada trading
mechanism. At this time, it is not known how the proposed action might
increase or decrease quota allocated to groundfish fishermen because it
is difficult to anticipate what, if any, trade would be made between
the U.S. and Canada. However, if the ability to trade quota inseason
were to result in increased quota for sector and/or common pool
fishermen, and if that quota were to be converted into landings, then
the proposed action would be beneficial to groundfish-dependent small
entities.
The second proposed measure would modify the distribution of the
eastern and western allocations of GB haddock and is expected to have
small, but positive, impacts on groundfish-dependent small entities
that participate in the sector program due to increased operational
flexibility. Under the proposed action, sector vessels would be allowed
to convert their eastern GB haddock allocation into western GB haddock
allocation. This would likely increase flexibility for sector vessels,
and prevent the western U.S./Canada Area from being closed to a sector
prematurely, before the sector had harvested all of its GB haddock
allocation. However, since catch of eastern and western GB haddock has
been persistently lower than the respective catch limits, the benefit
of the proposed action is likely very small.
The proposed action to revise the discard strata for GB yellowtail
flounder is only expected to impact groundfish-dependent entities that
participate in the sector program. If the discard rate decreases in
area 522 as a result of the proposed action, vessels fishing in that
area would be able to expend less GB yellowtail quota on each trip.
This would likely allow more fishing, and would likely increase net
revenues for vessels. The proposed action is expected to have the
largest effect on trawl vessels, since these vessels catch the majority
of the GB yellowtail flounder catch. The proposed revision to the GB
yellowtail flounder discard strata could potentially result in a higher
discard rate for the other areas (525, 561, and 562). This would
potentially decrease net revenues to vessels fishing in those areas,
because the opportunity cost of quota would likely increase.
Finally, the proposed prohibition on possession of yellowtail
flounder by limited access scallop vessels is expected to impact only
scallop-dependent small entities. If scallop vessels are prohibited
from retaining and landing yellowtail flounder, there could be some
economic loss for vessels that have been landing the species. Only a
relatively small proportion (less than a quarter) of the active limited
access vessels are currently landing yellowtail flounder, and the
average revenue per vessel from yellowtail flounder is less than 5
percent of the average total revenue. As such, the effects of the
proposed action on the profitability of scallop-dependent small
entities are expected to be small.
Description of the Projected Reporting, Recordkeeping, and Other
Compliance Requirements of the Proposed Rule
The proposed action contains a collection-of-information
requirement subject to review and approval by the Office of Management
and Budget (OMB) under the Paperwork Reduction Act (PRA). This
requirement will be submitted to OMB for approval. The proposed action
does not duplicate, overlap, or conflict with any other Federal rules.
This action proposes to adjust the ACE transfer request requirement
implemented through Amendment 16. This rule would add a new entry field
to the Annual Catch Entitlement (ACE) transfer request form to allow a
sector to indicate how many pounds of eastern GB haddock ACE it intends
to re-allocate to the Western U.S./Canada Area. This change is
necessary to allow a sector to apply for a re-allocation of eastern GB
ACE in order to increase fishing opportunities in the Western U.S./
Canada Area. Currently, all sectors use the ACE transfer request form
to initiate ACE transfers with other sectors via an online or paper
form to the Regional Administrator. The proposed change adds a single
field to this form, and would not affect the number of entities
required to comply with this requirement. Therefore, the proposed
change would not be expected to increase the time or cost burden
associated with the ACE transfer request requirement. Public reporting
burden for this requirement includes the time for reviewing
instructions, searching existing data sources, gathering and
maintaining the data needed, and completing and reviewing the
collection of information.
Notwithstanding any other provision of the law, no person is
required to respond to, nor shall any person be subject to a penalty
for failure to comply with, a collection of information subject to the
requirements of the PRA, unless that collection of information displays
a currently valid OMB Control Number.
List of Subjects
50 CFR Part 648
Fisheries, Fishing, Recordkeeping and reporting requirements.
50 CFR Part 697
Fisheries, Fishing.
Dated: March 11, 2014.
Samuel D. Rauch III,
Deputy Assistant Administrator for Regulatory Programs, National Marine
Fisheries Service.
For the reasons stated in the preamble, 50 CFR parts 648 and 697
are proposed to be amended as follows:
PART 648--FISHERIES OF THE NORTHEASTERN UNITED STATES
0
1. The authority citation for part 648 continues to read as follows:
Authority: 16 U.S.C. 1801 et seq.
0
1a. In Sec. 648.14, revise paragraph (i)(2)(iii)(D) to read as
follows:
Sec. 648.14. Prohibitions.
* * * * *
(i) * * *
(2) * * *
(iii) * * *
(D) Fish for, possess, or land yellowtail flounder from a vessel on
a scallop fishing trip.
* * * * *
0
2. In Sec. 648.60, revise paragraph (a)(5)(ii)(C) to read as follows:
Sec. 648.60. Sea scallop access area program requirements.
(a) * * *
(5) * * *
(ii) * * *
(C) Yellowtail flounder. Such vessel is prohibited from fishing
for, possessing, or landing yellowtail flounder.
* * * * *
0
3. In Sec. 648.80, revise paragraph (g)(5)(i) to read as follows:
Sec. 648.80. NE Multispecies regulated mesh areas and restrictions on
gear and methods of fishing.
* * * * *
(g) * * *
(5) * * *
(i) Nets of mesh size less than 2.5 inches (6.4 cm). A vessel
lawfully
[[Page 14973]]
fishing for small-mesh multispecies in the GOM/GB, SNE, or MA Regulated
Mesh Areas, as defined in paragraphs (a), (b), and (c) of this section,
with nets of mesh size smaller than 2.5 inches (6.4-cm), as measured by
methods specified in paragraph (f) of this section, may use net
strengtheners (covers, as described at Sec. 648.23(d)), provided that
the net strengthener for nets of mesh size smaller than 2.5 inches (6.4
cm) complies with the provisions specified under Sec. 648.23(c).
* * * * *
0
4. In Sec. 648.85, revise paragraphs (a)(2)(ii) and (b)(6)(iv)(B) and
add paragraph (a)(2)(iv) to read as follows:
Sec. 648.85. Special management programs.
(a) * * *
(2) * * *
(ii) TAC Overages. Any overages of the overall Eastern GB cod,
Eastern GB haddock, and GB yellowtail flounder U.S. TACs caused by an
overage of the component of the U.S. TAC specified for either the
common pool, individual sectors, the scallop fishery, or any other
fishery, pursuant to this paragraph (a)(2) and Sec. 648.90(a)(4), that
occur in a given fishing year shall be subtracted from the respective
TAC component responsible for the overage in the following fishing year
and may be subject to the overall groundfish AM provisions as specified
in Sec. 648.90(a)(5)(ii) if the overall ACL for a particular stock in
a given fishing year, specified pursuant to Sec. 648.90(a)(4), is
exceeded.
* * * * *
(iv) Inseason TAC Adjustments. For FY 2014 only, the Regional
Administrator, in consultation with the Council, may adjust the FY 2014
TACs for the U.S./Canada shared resources inseason consistent with any
quota trade recommendations made by the TMGC and/or Steering Committee,
and approved by the Regional Administrator. Any such inseason
adjustment to the FY 2014 TACs may only increase the TAC available to
the U.S. fishery, and may not reduce the TAC amount distributed in FY
2014 to any fishery component as specified in paragraph (a)(2)(iii) of
this section. The revised FY 2014 TAC(s) shall be distributed
consistent with the process specified in paragraph (a)(2)(iii) of this
section. For example, if the U.S. receives additional yellowtail
flounder TAC in FY 2014, and trades away a portion of its FY 2015
haddock TAC, the Regional Administrator would increase the FY 2014 U.S.
TAC for yellowtail flounder inseason consistent with the process
specified in this paragraph (a)(2)(iv). The adjustment to the FY 2015
U.S. TAC for haddock would be made as part of the process for
establishing TACs, as described in paragraph (a)(2)(i)(C) of this
section.
* * * * *
(b) * * *
(6) * * *
(iv) * * *
(B) Observer notification. For the purposes of selecting vessels
for observer deployment, a vessel must provide notice to NMFS of the
vessel name; contact name for coordination of observer deployment;
telephone number for contact; the date, time, and port of departure;
and the planned fishing area or areas (GOM, GB, or SNE/MA) at least 48
hr prior to the beginning of any trip declared into the Regular B DAS
Program as required by paragraph (b)(6)(iv)(C) of this section, and in
accordance with the Regional Administrator's instructions. Providing
notice of the area that the vessel intends to fish does not restrict
the vessel's activity on that trip to that area only (i.e., the vessel
operator may change his/her plans regarding planned fishing areas).
* * * * *
0
5. In Sec. 648.87:
0
a. Revise paragraphs (b)(1)(i)(B), (b)(1)(v)(A), and (c)(2);
0
b. Add paragraph (e)(3)(iv); and
0
c. Remove paragraphs (b)(1)(i)(F) through (G) to read as follows:
Sec. 648.87. Sector allocation.
* * * * *
(b) * * *
(1) * * *
(i) * * *
(B) Eastern GB stocks--(1) Allocation. Each sector allocated ACE
for stocks managed under the terms of the U.S./Canada Resource Sharing
Understanding in the Eastern U.S./Canada Area, as specified in Sec.
648.85(a), shall be allocated a specific portion of the ACE for such
stocks that can only be harvested from the Eastern U.S./Canada Area, as
specified in Sec. 648.85(a)(1). The ACE specified for the Eastern
U.S./Canada Area portions of these stocks shall be proportional to the
sector's allocation of the overall ACL available to all vessels issued
a limited access NE multispecies permit for these stocks pursuant to
Sec. 648.90(a)(4). For example, if a sector is allocated 10 percent of
the GB cod ACL available to all vessels issued a limited access NE
multispecies permit, that sector would also be allocated and may
harvest 10 percent of that ACE from the Eastern U.S./Canada Area. In
this example, if the overall GB cod ACL available to all vessels issued
a limited access NE multispecies permit is 1,000 mt, of which 100 mt is
specified to the Eastern U.S./Canada Area, the sector would be
allocated 100 mt of GB cod, of which no more than 10 mt could be
harvested from the Eastern U.S./Canada Area and no more than 90 mt
could be harvested from the rest of the GB cod stock area.
(2) Re-allocation of haddock ACE. A sector may re-allocate all, or
a portion, of a its haddock ACE specified to the Eastern U.S./Canada
Area, pursuant to paragraph (b)(1)(i)(B)(1) of this section, to the
Western U.S./Canada Area at any time during the fishing year, and up to
2 weeks into the following fishing year (i.e., through May 14), unless
otherwise instructed by NMFS, to cover any overages during the previous
fishing year. Re-allocation of any ACE only becomes effective upon
approval by NMFS, as specified in paragraphs (b)(1)(i)(B)(2)(i) through
(iii) of this section. Re-allocation of haddock ACE may only be made
within a sector, and not between sectors. For example, if 100 mt of a
sector's GB haddock ACE is specified to the Eastern U.S./Canada Area,
the sector could re-allocate up to 100 mt of that ACE to the Western
U.S./Canada Area.
(i) Application to re-allocate ACE. GB haddock ACE specified to the
Eastern U.S./Canada Area may be re-allocated to the Western U.S./Canada
Area through written request to the Regional Administrator. This
request must include the name of the sector, the amount of ACE to be
re-allocated, and the fishing year in which the ACE re-allocation
applies, as instructed by the Regional Administrator.
(ii) Approval of request to re-allocate ACE. NMFS shall approve or
disapprove a request to re-allocate GB haddock ACE provided the sector,
and its participating vessels, is in compliance with the reporting
requirements specified in this part. The Regional Administrator shall
inform the sector in writing, within 2 weeks of the receipt of the
sector's request, whether the request to re-allocate ACE has been
approved.
(iii) Duration of ACE re-allocation. GB haddock ACE that has been
re-allocated to the Western U.S./Canada Area pursuant to this paragraph
(b)(1)(i)(B)(2) is only valid for the fishing year in which the re-
allocation is approved, with the exception of any requests that are
submitted up to 2 weeks into the subsequent fishing year to address any
potential ACE overages from the previous fishing year, as provided in
paragraph (b)(1)(iii) of this section, unless otherwise instructed by
NMFS.
* * * * *
(v) * * *
[[Page 14974]]
(A) Discards
(1) A sector vessel may not discard any legal-sized regulated
species or ocean pout allocated to sectors pursuant to paragraph
(b)(1)(i) of this section, unless otherwise required pursuant to Sec.
648.86(l). Discards of undersized regulated species or ocean pout by a
sector vessel must be reported to NMFS consistent with the reporting
requirements specified in paragraph (b)(1)(vi) of this section.
Discards shall not be included in the information used to calculate a
vessel's PSC, as described in Sec. 648.87(b)(1)(i)(E), but shall be
counted against a sector's ACE for each NE multispecies stock allocated
to a sector.
(2) GB yellowtail flounder discards. For the purpose of counting
discards of GB yellowtail flounder against a sector's ACE pursuant to
paragraph (b)(1)(v)(A)(1) of this section, GB yellowtail flounder
discards shall be calculated for the following two GB areas for each
gear type, unless otherwise specified in this paragraph: Statistical
area 522, by itself, and statistical areas 525, 561, and 562 combined.
This provision does not change the methods used to estimate discards of
other groundfish stocks. If the Regional Administrator determines this
finer stratification of GB yellowtail flounder discards is only
appropriate for trawl gear, then the Regional Administrator may exclude
other, non-trawl gears from this stratification method in a manner
consistent with the Administrative Procedure Act.
* * * * *
(c) * * *
(2) If a sector is approved, the Regional Administrator shall issue
a letter of authorization to each vessel operator and/or vessel owner
participating in the sector. The letter of authorization shall
authorize participation in the sector operations and may exempt
participating vessels from any Federal fishing regulation implementing
the NE multispecies FMP, except those specified in paragraphs (c)(2)(i)
and (ii) of this section, in order to allow vessels to fish in
accordance with an approved operations plan, provided such exemptions
are consistent with the goals and objectives of the FMP. The letter of
authorization may also include requirements and conditions deemed
necessary to ensure effective administration of, and compliance with,
the operations plan and the sector allocation. Solicitation of public
comment on, and NMFS final determination on such exemptions shall be
consistent with paragraphs (c)(1) and (2) of this section.
* * * * *
(e) * * *
(3) * * *
(iv) Re-allocation of GB haddock ACE. Subject to the terms and
conditions of the state-operated permit bank's MOAs with NMFS, a state-
operated permit bank may re-allocate all, or a portion, of its GB
haddock ACE specified for the Eastern U.S./Canada Area to the Western
U.S./Canada Area provided it complies with the requirements in
paragraph (b)(1)(i)(B)(2) of this section.
* * * * *
0
6. In Sec. 648.90:
0
a. Revise paragraphs (a)(2)(iv) through (vii), (a)(4)(i), and
(a)(4)(iii)(G); and
0
b. Add paragraphs (a)(2)(viii), (a)(5)(iv), and (a)(5)(v) to read as
follows:
Sec. 648.90. NE multispecies assessment, framework procedures and
specifications, and flexible area action system.
* * * * *
(a) * * *
(2) * * *
(iv) Rebuilding plan review for GOM cod and American plaice. Based
on this review of the most current scientific information available,
the PDT shall determine whether the following conditions are met for
either stock: The total catch limit has not been exceeded during the
rebuilding program; new scientific information indicates that the stock
is below its rebuilding trajectory (i.e., rebuilding has not progressed
as expected); and Frebuild becomes less than 75%
FMSY. If all three of these criteria are met, the PDT, and/
or SSC, shall undertake a rebuilding plan review to provide new catch
advice that includes the following, in priority order: Consideration of
extending the rebuilding program to the maximum 10 years if a shorter
time period was initially adopted; review of the biomass reference
points; and calculation of Frebuild ACLs based on an
extension of the rebuilding program to 10 years, the review of the
biomass reference points, and the existing rebuilding plan.
(v) The Council shall review the ACLs recommended by the PDT and
all of the options developed by the PDT and other relevant information;
consider public comment; and develop a recommendation to meet the FMP
objectives pertaining to regulated species or ocean pout that is
consistent with applicable law. If the Council does not submit a
recommendation that meets the FMP objectives and is consistent with
applicable law, the Regional Administrator may adopt any option
developed by the PDT, unless rejected by the Council, as specified in
paragraph (a)(2)(vii) of this section, provided the option meets the
FMP objectives and is consistent with applicable law.
(vi) Based on this review, the Council shall submit a
recommendation to the Regional Administrator of any changes,
adjustments or additions to DAS allocations, closed areas or other
measures necessary to achieve the FMP's goals and objectives. The
Council shall include in its recommendation supporting documents, as
appropriate, concerning the environmental and economic impacts of the
proposed action and the other options considered by the Council.
(vii) If the Council submits, on or before December 1, a
recommendation to the Regional Administrator after one Council meeting,
and the Regional Administrator concurs with the recommendation, the
Regional Administrator shall publish the Council's recommendation in
the Federal Register as a proposed rule with a 30-day public comment
period. The Council may instead submit its recommendation on or before
February 1, if it chooses to follow the framework process outlined in
paragraph (c) of this section, and requests that the Regional
Administrator publish the recommendation as a final rule, in a manner
consistent with the Administrative Procedure Act. If the Regional
Administrator concurs that the Council's recommendation meets the FMP
objectives and is consistent with other applicable law, and determines
that the recommended management measures should be published as a final
rule, the action will be published as a final rule in the Federal
Register, in a manner consistent with the Administrative Procedure Act.
If the Regional Administrator concurs that the recommendation meets the
FMP objectives and is consistent with other applicable law and
determines that a proposed rule is warranted, and, as a result, the
effective date of a final rule falls after the start of the fishing
year on May 1, fishing may continue. However, DAS used or regulated
species or ocean pout landed by a vessel on or after May 1 will be
counted against any DAS or sector ACE allocation the vessel or sector
ultimately receives for that year, as appropriate.
(viii) If the Regional Administrator concurs in the Council's
recommendation, a final rule shall be published in the Federal Register
on or about April 1 of each year, with the exception noted in paragraph
(a)(2)(vi) of this section. If the Council fails to submit a
recommendation to the
[[Page 14975]]
Regional Administrator by February 1 that meets the FMP goals and
objectives, the Regional Administrator may publish as a proposed rule
one of the options reviewed and not rejected by the Council, provided
that the option meets the FMP objectives and is consistent with other
applicable law. If, after considering public comment, the Regional
Administrator decides to approve the option published as a proposed
rule, the action will be published as a final rule in the Federal
Register.
* * * * *
(4) * * *
(i) * * *
(A) ABC recommendations. The PDT shall develop ABC recommendations
based on the ABC control rule, the fishing mortality rate necessary to
rebuild the stock, guidance from the SSC, and any other available
information. The PDT recommendations shall be reviewed by the SSC.
Guided by terms of reference developed by the Council, the SSC shall
either concur with the ABC recommendations provided by the PDT, or
provide alternative recommendations for each stock of regulated species
or ocean pout and describe the elements of scientific uncertainty used
to develop its recommendations. Should the SSC recommend an ABC that
differs from that originally recommend by the PDT, the PDT shall revise
its ACL recommendations if necessary to be consistent with the ABC
recommendations made by the SSC. In addition to consideration of ABCs,
the SSC may consider other related issues specified in the terms of
reference developed by the Council, including, but not limited to,
OFLs, ACLs, and management uncertainty.
(B) ACL recommendations. The PDT shall develop ACL recommendations
based upon ABCs recommended by the SSC and the pertinent
recommendations of the Transboundary Management Guidance Committee
(TMGC). The ACL recommendations of the PDT shall be specified based
upon total catch for each stock (including both landings and discards),
if that information is available. The PDT shall describe the steps
involved with the calculation of the recommended ACLs and uncertainties
and risks considered when developing these recommendations, including
whether different levels of uncertainties were used for different sub-
components of the fishery and whether ACLs have been exceeded in recent
years. Based upon the ABC recommendations of the SSC and the ACL
recommendations of the PDT, the Council shall adopt ACLs that are equal
to or lower than the ABC recommended by the SSC to account for
management uncertainty in the fishery.
* * * * *
(iii) * * *
(G) GB yellowtail flounder catch by small mesh fisheries--(1) For
the purposes of this paragraph, the term ``small-mesh fisheries'' is
defined as vessels fishing with bottom tending mobile gear with a
codend mesh size of less than 5 in (12.7 cm) in other, non-specified
sub-components of the fishery, including, but not limited to, exempted
fisheries that occur in Federal waters and fisheries harvesting
exempted species specified in Sec. 648.80(b)(3).
(2) Small-mesh fisheries allocation. GB yellowtail flounder catch
by the small-mesh fisheries, as defined in paragraph (a)(4)(iii)(G)(1)
of this section, shall be deducted from the ABC/ACL for GB yellowtail
flounder pursuant to the process to specify ABCs and ACLs, as described
in this paragraph (a)(4). This small mesh fishery shall be allocated 2
percent of the GB yellowtail ABC (U.S. share only) in fishing year 2013
and each fishing year after, pursuant to the process for specifying
ABCs and ACLs described in this paragraph (a)(4). An ACL based on this
ABC shall be determined using the process described in paragraph
(a)(4)(i) of this section.
(5) * * *
(iv) AMs if the sub-ACL for the Atlantic sea scallop fishery is
exceeded. At the end of the scallop fishing year, NMFS shall evaluate
Atlantic sea scallop fishery catch to determine whether a scallop
fishery sub-ACL has been exceeded. On January 15, or when information
is available to make an accurate projection, NMFS will also determine
whether the overall ACL for each stock allocated to the scallop fishery
has been exceeded. When evaluating whether the overall ACL has been
exceeded, NMFS will add the maximum carryover available to sectors, as
specified at Sec. 648.87(b)(1)(i)(C), to the estimate of total catch
for the pertinent stock. If catch by scallop vessels exceeds the
pertinent sub-ACL specified in paragraph (a)(4)(iii)(C) of this section
by 50 percent or more, or if scallop catch exceeds the scallop fishery
sub-ACL and the overall ACL for that stock is also exceeded, then the
applicable scallop fishery AM shall take effect, as specified in Sec.
648.64 of the Atlantic sea scallop regulations.
(v) AM if the small-mesh fisheries GB yellowtail flounder sub-ACL
is exceeded. If NMFS determines that the sub-ACL of GB yellowtail
flounder allocated to the small-mesh fisheries, pursuant to paragraph
(a)(4)(iii)(G) of this section, is exceeded, NMFS shall implement the
AM specified in this paragraph consistent with the Administrative
Procedures Act. The AM requires that small-mesh fisheries vessels, as
defined in paragraph (a)(4)(iii)(G)(1) of this section, use one of the
following approved selective trawl gear in the GB yellowtail flounder
stock area, as defined at Sec. 648.85(b)(6)(v)(H):, A haddock
separator trawl, as specified in Sec. 648.85(a)(3)(iii)(A); a Ruhle
trawl, as specified in Sec. 648.85(b)(6)(iv)(J)(3); a rope separator
trawl, as specified in Sec. 648.84(e); or any other gear approved
consistent with the process defined in Sec. 648.85(b)(6). If reliable
information is available, the AM shall be implemented in the fishing
year immediately following the year in which the overage occurred only
if there is sufficient time to do so in a manner consistent with the
Administrative Procedures Act. Otherwise, the AM shall be implemented
in the second fishing year after the fishing year in which the overage
occurred. For example, if NMFS determined after the start of Year 2
that the small-mesh fisheries sub-ACL for GB yellowtail flounder was
exceeded in Year 1, the applicable AM would be implemented at the start
of Year 3. If updated catch information becomes available subsequent to
the implementation of an AM that indicates that an overage of the
small-mesh fisheries sub-ACL did not occur, NMFS shall rescind the AM,
consistent with the Administrative Procedure Act.
* * * * *
PART 697--ATLANTIC COASTAL FISHERIES COOPERATIVE MANAGEMENT
0
7. The authority citation for part 697 continues to read as follows:
Authority: 16 U.S.C. 5101 et seq.
0
8. In Sec. 697.7, revise paragraphs (c)(1)(xxii) and (c)(2)(xvii) to
read as follows:
Sec. 697.7. Prohibitions.
* * * * *
(c) * * *
(1) * * *
(xxii) Possess, deploy, fish with, haul, harvest lobster from, or
carry aboard a vessel any lobster trap gear, on a fishing trip in the
EEZ from a vessel that fishes for, takes, catches, or harvests lobster
by a method other than lobster traps.
* * * * *
(2) * * *
(xvii) Possess, deploy, fish with, haul, harvest lobster from, or
carry aboard a vessel any lobster trap gear on a fishing trip in the
EEZ on a vessel that fishes
[[Page 14976]]
for, takes, catches, or harvests lobster by a method other than lobster
traps.
* * * * *
[FR Doc. 2014-05779 Filed 3-14-14; 8:45 am]
BILLING CODE 3510-22-P