Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations; Correction, 14174-14175 [2014-05465]
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14174
Federal Register / Vol. 79, No. 49 / Thursday, March 13, 2014 / Rules and Regulations
(i) Subject
Joint Aircraft Service Component (JASC)
Code: 6720, Tail rotor control system.
Issued in Fort Worth, Texas, on January 31,
2014.
Lance T. Gant,
Acting Directorate Manager, Rotorcraft
Directorate, Aircraft Certification Service.
[FR Doc. 2014–04282 Filed 3–12–14; 8:45 am]
BILLING CODE 4910–13–P
COMMODITY FUTURES TRADING
COMMISSION
RIN 3038–AD88
Commodity Futures Trading
Commission.
ACTION: Correcting amendments.
AGENCY:
The Commodity Futures
Trading Commission (CFTC) is
correcting final rules published in the
Federal Register of November 14, 2013
(78 FR 68506). Those rules, 17 CFR
Parts 1, 3, 22, 30, and 140, took effect
on January 13, 2014. This correction
amends Appendix E to Part 30
correcting a typographical error
contained in that appendix.
DATES: Effective on March 13, 2014.
FOR FURTHER INFORMATION CONTACT:
Thomas Smith, Deputy Director, 202–
418–5495, tsmith@cftc.gov, or Mark
Bretscher, Attorney-Advisor, 312–596–
0529, mbretscher@cftc.gov, Division of
Swap Dealer and Intermediary
Oversight, Commodity Futures Trading
Commission, Three Lafayette Centre,
1155 21st Street NW., Washington, DC
20581.
SUPPLEMENTARY INFORMATION: In the
Federal Register of November 14, 2013
(78 FR 68506), the CFTC published final
rules adopting new regulations and
amending existing regulations to require
enhanced customer protections, risk
management programs, internal
monitoring and controls, capital and
liquidity standards, customer
disclosures, and auditing and
examination programs for futures
commission merchants. Those rules
include Appendix E to Part 30—
Acknowledgement Letter for CFTC
Regulation 30.7 Customer Secured
Account (‘‘acknowledgment letter’’).
The third sentence of the second full
paragraph of the body of the Appendix
E acknowledgement letter contains a
SUMMARY:
ehiers on DSK2VPTVN1PROD with RULES
1. The authority citation for part 30
continues to read as follows:
■
Enhancing Protections Afforded
Customers and Customer Funds Held
by Futures Commission Merchants
and Derivatives Clearing
Organizations; Correction
14:05 Mar 12, 2014
List of Subjects in 17 CFR Part 30
Commodity futures, Consumer
protection, Currency, Reporting and
recordkeeping requirements.
Accordingly, 17 CFR part 30 is
corrected by making the following
correcting amendment:
PART 30—FOREIGN FUTURES AND
FOREIGN OPTIONS TRANSACTIONS
17 CFR Part 30
VerDate Mar<15>2010
typographical error. Specifically, the
phrase ‘‘lines or credit’’ should read
‘‘lines of credit’’. The Commission is
making a correcting amendment to
Appendix E to Part 30 to correct that
error.
Jkt 232001
Authority: 7 U.S.C. 1a, 2, 6, 6c, and 12a,
unless otherwise noted.
2. Revise Appendix E to part 30 to
read as follows:
■
Appendix E to Part 30—
Acknowledgment Letter for CFTC
Regulation 30.7 Customer Secured
Account
[Date]
[Name and Address of Depository]
We refer to the Secured Amount
Account(s) which [Name of Futures
Commission Merchant] (‘‘we’’ or ‘‘our’’) have
opened or will open with [Name of
Depository] (‘‘you’’ or ‘‘your’’) entitled:
[Name of Futures Commission Merchant]
[if applicable, add ‘‘FCM Customer Omnibus
Account’’] CFTC Regulation 30.7 Customer
Secured Account under Section 4(b) of the
Commodity Exchange Act [and, if applicable,
‘‘, Abbreviated as [short title reflected in the
depository’s electronic system]’’]
Account Number(s): [
]
(collectively, the ‘‘Account(s)’’).
You acknowledge that we have opened or
will open the above-referenced Account(s)
for the purpose of depositing, as applicable,
money, securities and other property
(collectively ‘‘Funds’’) of customers who
trade foreign futures and/or foreign options
(as such terms are defined in U.S.
Commodity Futures Trading Commission
(‘‘CFTC’’) Regulation 30.1, as amended); that
the Funds held by you, hereafter deposited
in the Account(s) or accruing to the credit of
the Account(s), will be kept separate and
apart and separately accounted for on your
books from our own funds and from any
other funds or accounts held by us, in
accordance with the provisions of the
Commodity Exchange Act, as amended (the
‘‘Act’’), and Part 30 of the CFTC’s regulations,
as amended; that the Funds may not be
commingled with our own funds in any
proprietary account we maintain with you;
and that the Funds must otherwise be treated
in accordance with the provisions of Section
4(b) of the Act and CFTC Regulation 30.7.
Furthermore, you acknowledge and agree
that such Funds may not be used by you or
by us to secure or guarantee any obligations
PO 00000
Frm 00022
Fmt 4700
Sfmt 4700
that we might owe to you, and they may not
be used by us to secure or obtain credit from
you. You further acknowledge and agree that
the Funds in the Account(s) shall not be
subject to any right of offset or lien for or on
account of any indebtedness, obligations or
liabilities we may now or in the future have
owing to you. This prohibition does not
affect your right to recover funds advanced
in the form of cash transfers, lines of credit,
repurchase agreements or other similar
liquidity arrangements you make in lieu of
liquidating non-cash assets held in the
Account(s) or in lieu of converting cash held
in the Account(s) to cash in a different
currency.
In addition, you agree that the Account(s)
may be examined at any reasonable time by
the director of the Division of Swap Dealer
and Intermediary Oversight of the CFTC or
the director of the Division of Clearing and
Risk of the CFTC, or any successor divisions,
or such directors’ designees, or an
appropriate officer, agent or employee of our
designated self-regulatory organization
(‘‘DSRO’’), [Name of DSRO], and this letter
constitutes the authorization and direction of
the undersigned on our behalf to permit any
such examination to take place without
further notice or consent from us.
You agree to reply promptly and directly
to any request for confirmation of account
balances or provision of any other
information regarding or related to the
Account(s) from the director of the Division
of Swap Dealer and Intermediary Oversight
of the CFTC or the director of the Division
of Clearing and Risk of the CFTC, or any
successor divisions, or such directors’
designees, or an appropriate officer, agent, or
employee of [Name of DSRO], acting in its
capacity as our DSRO, and this letter
constitutes the authorization and direction of
the undersigned on our behalf to release the
requested information without further notice
to or consent from us.
You further acknowledge and agree that,
pursuant to authorization granted by us to
you previously or herein, you have provided,
or will promptly provide following the
opening of the Account(s), the director of the
Division of Swap Dealer and Intermediary
Oversight of the CFTC, or any successor
division, or such director’s designees, with
technological connectivity, which may
include provision of hardware, software, and
related technology and protocol support, to
facilitate direct, read-only electronic access
to transaction and account balance
information for the Account(s). This letter
constitutes the authorization and direction of
the undersigned on our behalf for you to
establish this connectivity and access if not
previously established, without further
notice to or consent from us.
The parties agree that all actions on your
part to respond to the above information and
access requests will be made in accordance
with, and subject to, such usual and
customary authorization verification and
authentication policies and procedures as
may be employed by you to verify the
authority of, and authenticate the identity of,
the individual making any such information
or access request, in order to provide for the
secure transmission and delivery of the
E:\FR\FM\13MRR1.SGM
13MRR1
ehiers on DSK2VPTVN1PROD with RULES
Federal Register / Vol. 79, No. 49 / Thursday, March 13, 2014 / Rules and Regulations
requested information or access to the
appropriate recipient(s).
We will not hold you responsible for acting
pursuant to any information or access request
from the director of the Division of Swap
Dealer and Intermediary Oversight of the
CFTC or the director of the Division of
Clearing and Risk of the CFTC, or any
successor divisions, or such directors’
designees, or an appropriate officer, agent, or
employee of [Name of DSRO], acting in its
capacity as our DSRO, upon which you have
relied after having taken measures in
accordance with your applicable policies and
procedures to assure that such request was
provided to you by an individual authorized
to make such a request.
In the event we become subject to either a
voluntary or involuntary petition for relief
under the U.S. Bankruptcy Code, we
acknowledge that you will have no obligation
to release the Funds held in the Account(s),
except upon instruction of the Trustee in
Bankruptcy or pursuant to the Order of the
respective U.S. Bankruptcy Court.
Notwithstanding anything in the foregoing
to the contrary, nothing contained herein
shall be construed as limiting your right to
assert any right of offset or lien on assets that
are not 30.7 customer funds maintained in
the Account(s), or to impose such charges
against us or any proprietary account
maintained by us with you. Further, it is
understood that amounts represented by
checks, drafts or other items shall not be
considered to be part of the Account(s) until
finally collected. Accordingly, checks, drafts
and other items credited to the Account(s)
and subsequently dishonored or otherwise
returned to you or reversed, for any reason,
and any claims relating thereto, including but
not limited to claims of alteration or forgery,
may be charged back to the Account(s), and
we shall be responsible to you as a general
endorser of all such items whether or not
actually so endorsed.
You may conclusively presume that any
withdrawal from the Account(s) and the
balances maintained therein are in
conformity with the Act and CFTC
regulations without any further inquiry,
provided that, in the ordinary course of your
business as a depository, you have no notice
of or actual knowledge of a potential
violation by us of any provision of the Act
or Part 30 of the CFTC regulations that relates
to the holding of customer funds; and you
shall not in any manner not expressly agreed
to herein be responsible to us for ensuring
compliance by us with such provisions of the
Act and CFTC regulations; however, the
aforementioned presumption does not affect
any obligation you may otherwise have under
the Act or CFTC regulations.
You may, and are hereby authorized to,
obey the order, judgment, decree or levy of
any court of competent jurisdiction or any
governmental agency with jurisdiction,
which order, judgment, decree or levy relates
in whole or in part to the Account(s). In any
event, you shall not be liable by reason of any
action or omission to act pursuant to any
such order, judgment, decree or levy, to us
or to any other person, firm, association or
corporation even if thereafter any such order,
decree, judgment or levy shall be reversed,
modified, set aside or vacated.
VerDate Mar<15>2010
14:05 Mar 12, 2014
Jkt 232001
The terms of this letter agreement shall
remain binding upon the parties, their
successors and assigns and, for the avoidance
of doubt, regardless of a change in the name
of either party. This letter agreement
supersedes and replaces any prior agreement
between the parties in connection with the
Account(s), including but not limited to any
prior acknowledgment letter agreement, to
the extent that such prior agreement is
inconsistent with the terms hereof. In the
event of any conflict between this letter
agreement and any other agreement between
the parties in connection with the
Account(s), this letter agreement shall govern
with respect to matters specific to Section
4(b) of the Act and the CFTC’s regulations
thereunder, as amended.
This letter agreement shall be governed by
and construed in accordance with the laws
of [Insert governing law] without regard to
the principles of choice of law.
Please acknowledge that you agree to abide
by the requirements and conditions set forth
above by signing and returning to us the
enclosed copy of this letter agreement, and
that you further agree to provide a copy of
this fully executed letter agreement directly
to the CFTC (via electronic means in a format
and manner determined by the CFTC) and to
[Name of DSRO], acting in its capacity as our
DSRO. We hereby authorize and direct you
to provide such copies without further notice
to or consent from us, no later than three
business days after opening the Account(s) or
revising this letter agreement, as applicable.
[Name of Futures Commission Merchant]
By:
Print Name:
Title:
ACKNOWLEDGED AND AGREED:
[Name of Depository]
By:
Print Name:
Title:
Contact Information: [Insert phone number
and email address]
DATE:
Issued in Washington, DC, on March 7,
2014, by the Commission.
Christopher J. Kirkpatrick,
Deputy Secretary of the Commission.
[FR Doc. 2014–05465 Filed 3–12–14; 8:45 am]
BILLING CODE 6351–01–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Food and Drug Administration
21 CFR Part 573
[Docket No. FDA–2012–F–1100]
Food Additives Permitted in Feed and
Drinking Water of Animals; Benzoic
Acid
AGENCY:
Food and Drug Administration,
HHS.
ACTION:
PO 00000
Fmt 4700
The Food and Drug
Administration (FDA) is amending the
regulations for food additives permitted
in feed and drinking water of animals to
provide for the safe use of benzoic acid
as an acidifying agent in swine feed.
This action is in response to a food
additive petition filed by DSM
Nutritional Products.
DATES: This rule is effective March 13,
2014. Submit either written or
electronic objections and requests for a
hearing by April 14, 2014. See section
V of this document for information on
the filing of objections.
ADDRESSES: You may submit either
electronic or written objections and a
request for a hearing, identified by
Docket No. FDA–2012–F–1100, by any
of the following methods:
SUMMARY:
Electronic Submissions
Submit electronic objections in the
following way:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
Written Submissions
Submit written objections in the
following ways:
• Mail/Hand delivery/Courier (for
paper submissions): Division of Dockets
Management (HFA–305), Food and Drug
Administration, 5630 Fishers Lane, Rm.
1061, Rockville, MD 20852.
Instructions: All submissions received
must include the Agency name and
docket number for this rulemaking. All
objections received will be posted
without change to https://
www.regulations.gov, including any
personal information provided. For
additional information on submitting
objections, see the ‘‘Objections’’ heading
of the SUPPLEMENTARY INFORMATION
section of this document.
Docket: For access to the docket to
read background documents or
objections received, go to https://
www.regulations.gov and insert the
docket number, found in brackets in the
heading of this document, into the
‘‘Search’’ box and follow the prompts
and/or go to the Division of Dockets
Management, 5630 Fishers Lane, Rm.
1061, Rockville, MD 20852.
FOR FURTHER INFORMATION CONTACT:
Isabel W. Pocurull, Center for Veterinary
Medicine (HFV–226), Food and Drug
Administration, 7519 Standish Pl.,
Rockville, MD 20855, 240–453–6853,
isabel.pocurull@fda.hhs.gov.
SUPPLEMENTARY INFORMATION:
I. Background
In a notice published in the Federal
Register of December 4, 2012 (77 FR
Final rule.
Frm 00023
14175
Sfmt 4700
E:\FR\FM\13MRR1.SGM
13MRR1
Agencies
[Federal Register Volume 79, Number 49 (Thursday, March 13, 2014)]
[Rules and Regulations]
[Pages 14174-14175]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-05465]
=======================================================================
-----------------------------------------------------------------------
COMMODITY FUTURES TRADING COMMISSION
17 CFR Part 30
RIN 3038-AD88
Enhancing Protections Afforded Customers and Customer Funds Held
by Futures Commission Merchants and Derivatives Clearing Organizations;
Correction
AGENCY: Commodity Futures Trading Commission.
ACTION: Correcting amendments.
-----------------------------------------------------------------------
SUMMARY: The Commodity Futures Trading Commission (CFTC) is correcting
final rules published in the Federal Register of November 14, 2013 (78
FR 68506). Those rules, 17 CFR Parts 1, 3, 22, 30, and 140, took effect
on January 13, 2014. This correction amends Appendix E to Part 30
correcting a typographical error contained in that appendix.
DATES: Effective on March 13, 2014.
FOR FURTHER INFORMATION CONTACT: Thomas Smith, Deputy Director, 202-
418-5495, tsmith@cftc.gov, or Mark Bretscher, Attorney-Advisor, 312-
596-0529, mbretscher@cftc.gov, Division of Swap Dealer and Intermediary
Oversight, Commodity Futures Trading Commission, Three Lafayette
Centre, 1155 21st Street NW., Washington, DC 20581.
SUPPLEMENTARY INFORMATION: In the Federal Register of November 14, 2013
(78 FR 68506), the CFTC published final rules adopting new regulations
and amending existing regulations to require enhanced customer
protections, risk management programs, internal monitoring and
controls, capital and liquidity standards, customer disclosures, and
auditing and examination programs for futures commission merchants.
Those rules include Appendix E to Part 30--Acknowledgement Letter for
CFTC Regulation 30.7 Customer Secured Account (``acknowledgment
letter''). The third sentence of the second full paragraph of the body
of the Appendix E acknowledgement letter contains a typographical
error. Specifically, the phrase ``lines or credit'' should read ``lines
of credit''. The Commission is making a correcting amendment to
Appendix E to Part 30 to correct that error.
List of Subjects in 17 CFR Part 30
Commodity futures, Consumer protection, Currency, Reporting and
recordkeeping requirements.
Accordingly, 17 CFR part 30 is corrected by making the following
correcting amendment:
PART 30--FOREIGN FUTURES AND FOREIGN OPTIONS TRANSACTIONS
0
1. The authority citation for part 30 continues to read as follows:
Authority: 7 U.S.C. 1a, 2, 6, 6c, and 12a, unless otherwise
noted.
0
2. Revise Appendix E to part 30 to read as follows:
Appendix E to Part 30--Acknowledgment Letter for CFTC Regulation 30.7
Customer Secured Account
[Date]
[Name and Address of Depository]
We refer to the Secured Amount Account(s) which [Name of Futures
Commission Merchant] (``we'' or ``our'') have opened or will open
with [Name of Depository] (``you'' or ``your'') entitled:
[Name of Futures Commission Merchant] [if applicable, add ``FCM
Customer Omnibus Account''] CFTC Regulation 30.7 Customer Secured
Account under Section 4(b) of the Commodity Exchange Act [and, if
applicable, ``, Abbreviated as [short title reflected in the
depository's electronic system]'']
Account Number(s): [ ] (collectively, the ``Account(s)'').
You acknowledge that we have opened or will open the above-
referenced Account(s) for the purpose of depositing, as applicable,
money, securities and other property (collectively ``Funds'') of
customers who trade foreign futures and/or foreign options (as such
terms are defined in U.S. Commodity Futures Trading Commission
(``CFTC'') Regulation 30.1, as amended); that the Funds held by you,
hereafter deposited in the Account(s) or accruing to the credit of
the Account(s), will be kept separate and apart and separately
accounted for on your books from our own funds and from any other
funds or accounts held by us, in accordance with the provisions of
the Commodity Exchange Act, as amended (the ``Act''), and Part 30 of
the CFTC's regulations, as amended; that the Funds may not be
commingled with our own funds in any proprietary account we maintain
with you; and that the Funds must otherwise be treated in accordance
with the provisions of Section 4(b) of the Act and CFTC Regulation
30.7.
Furthermore, you acknowledge and agree that such Funds may not
be used by you or by us to secure or guarantee any obligations that
we might owe to you, and they may not be used by us to secure or
obtain credit from you. You further acknowledge and agree that the
Funds in the Account(s) shall not be subject to any right of offset
or lien for or on account of any indebtedness, obligations or
liabilities we may now or in the future have owing to you. This
prohibition does not affect your right to recover funds advanced in
the form of cash transfers, lines of credit, repurchase agreements
or other similar liquidity arrangements you make in lieu of
liquidating non-cash assets held in the Account(s) or in lieu of
converting cash held in the Account(s) to cash in a different
currency.
In addition, you agree that the Account(s) may be examined at
any reasonable time by the director of the Division of Swap Dealer
and Intermediary Oversight of the CFTC or the director of the
Division of Clearing and Risk of the CFTC, or any successor
divisions, or such directors' designees, or an appropriate officer,
agent or employee of our designated self-regulatory organization
(``DSRO''), [Name of DSRO], and this letter constitutes the
authorization and direction of the undersigned on our behalf to
permit any such examination to take place without further notice or
consent from us.
You agree to reply promptly and directly to any request for
confirmation of account balances or provision of any other
information regarding or related to the Account(s) from the director
of the Division of Swap Dealer and Intermediary Oversight of the
CFTC or the director of the Division of Clearing and Risk of the
CFTC, or any successor divisions, or such directors' designees, or
an appropriate officer, agent, or employee of [Name of DSRO], acting
in its capacity as our DSRO, and this letter constitutes the
authorization and direction of the undersigned on our behalf to
release the requested information without further notice to or
consent from us.
You further acknowledge and agree that, pursuant to
authorization granted by us to you previously or herein, you have
provided, or will promptly provide following the opening of the
Account(s), the director of the Division of Swap Dealer and
Intermediary Oversight of the CFTC, or any successor division, or
such director's designees, with technological connectivity, which
may include provision of hardware, software, and related technology
and protocol support, to facilitate direct, read-only electronic
access to transaction and account balance information for the
Account(s). This letter constitutes the authorization and direction
of the undersigned on our behalf for you to establish this
connectivity and access if not previously established, without
further notice to or consent from us.
The parties agree that all actions on your part to respond to
the above information and access requests will be made in accordance
with, and subject to, such usual and customary authorization
verification and authentication policies and procedures as may be
employed by you to verify the authority of, and authenticate the
identity of, the individual making any such information or access
request, in order to provide for the secure transmission and
delivery of the
[[Page 14175]]
requested information or access to the appropriate recipient(s).
We will not hold you responsible for acting pursuant to any
information or access request from the director of the Division of
Swap Dealer and Intermediary Oversight of the CFTC or the director
of the Division of Clearing and Risk of the CFTC, or any successor
divisions, or such directors' designees, or an appropriate officer,
agent, or employee of [Name of DSRO], acting in its capacity as our
DSRO, upon which you have relied after having taken measures in
accordance with your applicable policies and procedures to assure
that such request was provided to you by an individual authorized to
make such a request.
In the event we become subject to either a voluntary or
involuntary petition for relief under the U.S. Bankruptcy Code, we
acknowledge that you will have no obligation to release the Funds
held in the Account(s), except upon instruction of the Trustee in
Bankruptcy or pursuant to the Order of the respective U.S.
Bankruptcy Court.
Notwithstanding anything in the foregoing to the contrary,
nothing contained herein shall be construed as limiting your right
to assert any right of offset or lien on assets that are not 30.7
customer funds maintained in the Account(s), or to impose such
charges against us or any proprietary account maintained by us with
you. Further, it is understood that amounts represented by checks,
drafts or other items shall not be considered to be part of the
Account(s) until finally collected. Accordingly, checks, drafts and
other items credited to the Account(s) and subsequently dishonored
or otherwise returned to you or reversed, for any reason, and any
claims relating thereto, including but not limited to claims of
alteration or forgery, may be charged back to the Account(s), and we
shall be responsible to you as a general endorser of all such items
whether or not actually so endorsed.
You may conclusively presume that any withdrawal from the
Account(s) and the balances maintained therein are in conformity
with the Act and CFTC regulations without any further inquiry,
provided that, in the ordinary course of your business as a
depository, you have no notice of or actual knowledge of a potential
violation by us of any provision of the Act or Part 30 of the CFTC
regulations that relates to the holding of customer funds; and you
shall not in any manner not expressly agreed to herein be
responsible to us for ensuring compliance by us with such provisions
of the Act and CFTC regulations; however, the aforementioned
presumption does not affect any obligation you may otherwise have
under the Act or CFTC regulations.
You may, and are hereby authorized to, obey the order, judgment,
decree or levy of any court of competent jurisdiction or any
governmental agency with jurisdiction, which order, judgment, decree
or levy relates in whole or in part to the Account(s). In any event,
you shall not be liable by reason of any action or omission to act
pursuant to any such order, judgment, decree or levy, to us or to
any other person, firm, association or corporation even if
thereafter any such order, decree, judgment or levy shall be
reversed, modified, set aside or vacated.
The terms of this letter agreement shall remain binding upon the
parties, their successors and assigns and, for the avoidance of
doubt, regardless of a change in the name of either party. This
letter agreement supersedes and replaces any prior agreement between
the parties in connection with the Account(s), including but not
limited to any prior acknowledgment letter agreement, to the extent
that such prior agreement is inconsistent with the terms hereof. In
the event of any conflict between this letter agreement and any
other agreement between the parties in connection with the
Account(s), this letter agreement shall govern with respect to
matters specific to Section 4(b) of the Act and the CFTC's
regulations thereunder, as amended.
This letter agreement shall be governed by and construed in
accordance with the laws of [Insert governing law] without regard to
the principles of choice of law.
Please acknowledge that you agree to abide by the requirements
and conditions set forth above by signing and returning to us the
enclosed copy of this letter agreement, and that you further agree
to provide a copy of this fully executed letter agreement directly
to the CFTC (via electronic means in a format and manner determined
by the CFTC) and to [Name of DSRO], acting in its capacity as our
DSRO. We hereby authorize and direct you to provide such copies
without further notice to or consent from us, no later than three
business days after opening the Account(s) or revising this letter
agreement, as applicable.
[Name of Futures Commission Merchant]
By:
Print Name:
Title:
ACKNOWLEDGED AND AGREED:
[Name of Depository]
By:
Print Name:
Title:
Contact Information: [Insert phone number and email address]
DATE:
Issued in Washington, DC, on March 7, 2014, by the Commission.
Christopher J. Kirkpatrick,
Deputy Secretary of the Commission.
[FR Doc. 2014-05465 Filed 3-12-14; 8:45 am]
BILLING CODE 6351-01-P