Use of Mobile Wireless Devices for Voice Calls on Aircraft, 10049-10054 [2014-03684]
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10049
Proposed Rules
Federal Register
Vol. 79, No. 36
Monday, February 24, 2014
This section of the FEDERAL REGISTER
contains notices to the public of the proposed
issuance of rules and regulations. The
purpose of these notices is to give interested
persons an opportunity to participate in the
rule making prior to the adoption of the final
rules.
DEPARTMENT OF TRANSPORTATION
Office of the Secretary
14 CFR Part 251
[Docket No. DOT–OST–2014–0002]
RIN 2105–AE30
Use of Mobile Wireless Devices for
Voice Calls on Aircraft
Office of the Secretary (OST),
Department of Transportation (DOT).
ACTION: Advance Notice of Proposed
Rulemaking (ANPRM).
AGENCY:
The Department of
Transportation (DOT or Department) is
seeking comment on the effects and
implications of adopting a rule to ban
voice communications on passengers’
mobile wireless devices on flights
within, to and from the United States.
The Federal Communications
Commission (FCC) recently issued a
notice of proposed rulemaking that if
adopted would, among other things,
revise the FCC’s prohibition on the use
of cellular telephones (cell phones) or
other mobile wireless devices to make it
possible for aircraft operators to permit
passengers to make or receive calls onboard aircraft. FCC’s proposal to revise
its rules was prompted by the
availability of new technology and
would provide the benefit of expanded
access to mobile wireless services onboard aircraft, including data, text and
voice services. See https://www.fcc.gov/
document/review-rules-wirelessservices-onboard-aircraft-nprm.
However, under the Department’s
aviation consumer protection authority,
we are seeking comment on whether
voice calls on aircraft constitute an
unfair practice to consumers pursuant to
49 U.S.C. 41712, and/or are inconsistent
with adequate air transportation
pursuant to 49 U.S.C. 41702, and if so
whether such calls should be banned or
restricted (e.g., not allow voice calls at
night time).
DATES: Comments should be filed by
March 26, 2014. Late-filed comments
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will be considered to the extent
practicable.
You may file comments
identified by the docket number DOT–
OST–2014–0002 by any of the following
methods:
• Federal eRulemaking Portal: go to
https://www.regulations.gov and follow
the online instructions for submitting
comments.
• Mail: Docket Management Facility,
U.S. Department of Transportation, 1200
New Jersey Ave. SE., West Building
Ground Floor, Room W12–140,
Washington, DC 20590–0001.
• Hand Delivery or Courier: West
Building Ground Floor, Room W12–140,
1200 New Jersey Ave. SE., between 9:00
a.m. and 5:00 p.m. ET, Monday through
Friday, except Federal holidays.
• Fax: (202) 493–2251
Instructions: You must include the
agency name and docket number DOT–
OST–2014–0002 or the Regulatory
Identification Number (RIN) for the
rulemaking at the beginning of your
comment. All comments received will
be posted without change to https://
www.regulations.gov, including any
personal information provided.
Privacy Act: Anyone is able to search
the electronic form of all comments
received in any of our dockets by the
name of the individual submitting the
comment (or signing the comment, if
submitted on behalf of an association,
business, labor union, etc.). You may
review DOT’s complete Privacy Act
statement in the Federal Register
published on April 11, 2000 (65 FR
19477–78), or you may visit https://
DocketsInfo.dot.gov.
Docket: For access to the docket to
read background documents and
comments received, go to https://
www.regulations.gov or to the street
address listed above. Follow the online
instructions for accessing the docket.
FOR FURTHER INFORMATION CONTACT:
Laura E. Jennings, Senior Trial Attorney,
or Blane A. Workie, Acting Assistant
General Counsel, Office of the Assistant
General Counsel for Aviation
Enforcement and Proceedings, U.S.
Department of Transportation, 1200
New Jersey Ave. SE., Washington, DC
20590, 202–366–9342, 202–366–7152
(fax), laura.jennings@dot.gov or
blane.workie@dot.gov (email).
SUPPLEMENTARY INFORMATION:
ADDRESSES:
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Background
The Department of Transportation
(DOT) and the Federal Communications
Commission (FCC) have distinct areas of
responsibilities with respect to the use
of cell phones or other mobile devices
for voice communications on aircraft. In
general, as explained below, the FCC
has authority over various technical
issues, the Federal Aviation
Administration (FAA) which is a
component of DOT has authority over
safety issues, and DOT’s Office of the
Secretary (OST) has authority over
aviation consumer protection issues.
FCC has responsibility over various
technical issues—e.g., whether cell
phones or other mobile devices used
during flight would interfere with
cellular networks on the ground and
should continue to be banned for this
reason or whether technological
advances have resolved those concerns
and FCC should revise its rules to
enable the airlines to seek authorization
to provide a service that would allow
passenger use of such devices during
flight.1
Pursuant to its aviation safety
oversight authority in 49 U.S.C. 106(f)
and 44701(a), DOT’s Federal Aviation
Administration (FAA) has authority
over whether Portable Electronic
Devices (PEDs) using cellular
technology can be safely used on
aircraft. Pursuant to FAA guidance,
InFO 13010, ‘‘Expanding the Use of
Passenger Portable Electronic Devices
(PED),’’ 2 in order to allow passengers to
use portable electronic devices aircraft
operators must first make a
determination that passenger PEDs used
1 FCC’s authority on this issue is very broad and
derives from a number of disparate statutory
provisions. See, e.g., 47 U.S.C. 151, 154(i), 161,
302a, 303(b), 303(r), 303(y), 308, 309, and 332; see
also 47 CFR Subpart C of Part 1 (setting forth FCC’s
rules governing agency’s exercise of authority to
promulgate and amend rules); § 1.903(c) (stating
that authority for subscribers to operate mobile or
fixed stations in the Wireless Radio Services—
which includes Part 87 Aviation Services—is
included in the authorization held by the licensee
providing service to them); Part 87 generally
(setting forth conditions under which radio stations,
other than U.S. Government radio stations, may be
licensed and used in the Aviation Services) and
Subpart F of Part 87 (setting forth current rules
governing use of ‘‘aircraft stations’’—i.e., mobile
radio stations in the aeronautical mobile service,
other than a survival craft station, located on board
an aircraft).
2 https://www.faa.gov/other_visit/aviation_
industry/airline_operators/airline_safety/info/all_
infos/media/2013/InFO13010.pdf.
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on board their aircraft will not cause
interference with the navigation or
communication systems. This
determination includes assessing the
risks of potential cellular-induced
avionics problems.3 Expanding
passenger PED use requires an aircraft
operator to revise applicable policies,
procedures, and programs, and to
institute mitigation strategies for
passenger disruptions to crewmember
safety briefings and announcements and
potential passenger conflicts.
DOT’s Office of the Secretary (OST)
has the authority under its aviation
consumer protection authority to
determine whether permitting voice
calls on aircraft is an unfair practice to
consumers, pursuant to 49 U.S.C. 41712,
or would be so disruptive as to be
inconsistent with adequate air
transportation, pursuant to 49 U.S.C.
41702. The scope of this ANPRM is to
gather information that will help DOT
conclude whether or not such
determinations might be warranted
under the provisions cited above. This
ANPRM is not seeking comment on the
technical or safety aspects of voice
communications, which fall under the
regulatory authority of the FCC and the
FAA, respectively. It is important to
note that, if DOT does eventually
determine that permitting voice calls is
a practice that is unfair or that is
inconsistent with adequate air
transportation, one possible outcome is
that providing passenger voice call
service will not be permitted on any
U.S. passenger flights.
FCC and Cellular Usage Issues
Currently the FCC’s rules prohibit the
use of airborne cellular telephones
(specifically those using the 800 MHz
frequency) and the use of Specialized
Mobile Radio (SMR) handsets while
airborne.4 The cell phone ban was
adopted in 1991 based on the threat of
harmful interference from airborne use
of cellular phones to terrestrial cellular
networks. The SMR handset rule was
adopted based on the same rationale—
to prevent harmful interference with
land-based operations.5
Regarding other airborne broadband
access, in 1990 the FCC allocated four
megahertz of spectrum for commercial
Air-Ground Radiotelephone Service,
leading to the deployment of seat-back
phones on aircraft.6 And, since the
3 See
14 CFR 91.21, 121.306, 125.204, 135.44.
Access to Mobile Wireless Services
OnBoard Aircraft, Notice of Proposed Rulemaking,
WT Docket No. 13–301, FCC 13–157 (Dec. 13, 2013)
(FCC Mobile Wireless NPRM) at 4–5 ¶¶ 5–7; 47 CFR
22.925, 90.423.
5 Id. at 5 ¶ 7.
6 Id. at 9 ¶ 16.
4 Expanding
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1990s, airlines have been permitted to
use mobile satellite service (MSS)
spectrum to provide data service.7 Also,
starting in 2001, the FCC authorized
certain parties on an ad hoc basis to use
Fixed Satellite Service spectrum to
provide broadband connectivity to
airborne aircraft.8 In 2005, the FCC
cleared the way for airlines to begin
offering Wi-Fi.9
Since the adoption of the FCC’s ban
on the use of cell phones during flight,
there has been a proliferation of cell
phones, smart phones, and other PEDs,
leading to a significant increase in
consumer demand for broadband
connectivity on board aircraft and the
number of passengers using PEDs
during flight.10 The FAA recognized as
much when it announced on October
31, 2013, that it had determined that
airlines could safely expand passenger
use of PEDs during all phases of flight
and issued Information for Operators
(InFO 13010, ‘‘Expanding Use of
Passenger Portable Electronic Devices
(PED).’’ 11 The FAA did not address
passenger use of voice communication
using cellular technology enabled
devices in the expanded PED policy
because of FCC’s existing ban on use of
cell phones during flight.
In light of the technical viability of
and increasing public interest in using
mobile communication services on
aircraft in flight, on December 12, 2013,
the FCC issued a Notice of Proposed
Rulemaking (NPRM) proposing to revise
outdated rules and to adopt a consistent
regulatory framework that would allow
airlines, subject to application of FAA
and DOT regulations, to choose whether
to enable mobile communications
services using an Airborne Access
System.12 In pertinent part, the FCC’s
NPRM proposes to harmonize its
regulations governing the operation of
mobile devices on aircraft across all
commercial mobile spectrum bands, and
to allow mobile communication services
7 Id.
at 10 ¶ 17.
8 Id.
9 Id.
at 9 ¶ 16.
FCC’s NPRM cites a study predicting that
by the end of 2013 the number of commercial
aircraft providing either Wi-Fi or cellular
connectivity will reach 4,048, representing 21
percent of the global fleet. FCC Mobile Wireless
NPRM at 2 ¶ 2. The FCC also cites a consumer
survey indicating that from May 2012 to May 2013,
69 percent of airline passengers who brought a PED
onto an aircraft used their devices during the flight.
Id. at 3 ¶ 2. Further, the FCC reports that global
mobile traffic increased by 70 percent from 2011 to
2012 and is projected to increase thirteen-fold by
2017. Id. at 11 ¶ 22.
11 See Press Release, FAA, FAA to Allow Airlines
to Expand Use of Personal Electronics (Oct. 31,
2013), https://www.faa.gov/news/press_releases/
news_story.cfm?newsId=15254.
12 FCC Mobile Wireless NPRM at 1 ¶1.
10 The
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on aircraft only if managed by Airborne
Access Systems.13 The FCC’s proposal
reiterates that the FAA must certify the
Airborne Access Systems,14 and would
permit mobile wireless device
operations only on aircraft traveling
more than 10,000 feet above the
ground.15
The FCC’s proposal makes clear that
it is not proposing a mandate for airlines
to permit any new airborne mobile
services; rather, the FCC is proposing to
revise current prohibitions on the
operation of wireless devices on aircraft
to provide the airlines with a regulatory
path for offering their passengers
additional airborne mobile broadband
services across licensed commercial
spectrum bands. The FCC states that its
NPRM is ‘‘technology-neutral,’’ in that it
does not propose to limit the use of
mobile communications to non-voice
applications; rather it states that any
modifications would be at the discretion
of individual airlines, in addition to any
rules or guidelines adopted by the FAA
or OST.16 The FCC proposal explains
that the Airborne Access Systems will
provide airlines with the flexibility to
deploy or not deploy all mobile
communications services. For instance,
an airline could program the new
equipment to block voice calls while
permitting texting, email, and Web
surfing.17
FAA and Cellular Usage Issues
As stated above, even if the FCC
determines that cell phones or other
mobile devices used during flight would
not interfere with cellular networks and
revises its ban, FAA safety regulations
would still apply. The FAA is
responsible for determining whether
cellular technology can safely be used
on aircraft. Any installed equipment
such as Airborne Access Systems would
be subject to FAA certification, just like
any other piece of hardware. In
addition, the aircraft operator would
have to determine that the use of this
system will not interfere with the
navigation and communications systems
of the particular type of aircraft on
13 Id.
at 11–12 ¶¶ 23–24.
at 11–12 ¶¶ 23–24.
15 Id. at 15 ¶ 31.
16 Id. at 4 ¶ 4.
17 As an example, the FCC states that Aer Lingus
currently allows texting and Internet access using
mobile communications devices but does not allow
voice calls in the cabin, while Virgin Atlantic
permits access to the Internet, texting, and making
voice calls through its mobile communications
system. Id. at 17–18 ¶ 41; See also Statement of
Chairman Wheeler, Re: Expanding Access to Mobile
Wireless Services Onboard Aircraft, Notice of
Proposed Rulemaking, WT Docket 13–301, FCC 13–
157 at 45 (Dec. 13, 2013) (Statement of Chairman
Wheeler).
14 Id.
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which it will be used before any
restrictions are lifted.
We understand that today a number of
foreign air carriers allow the use of
passenger cellular telephones with onboard cellular telephone base stations
(picocells). We solicit comment from
these carriers and from passengers who
have flown on these carriers regarding
their flight experiences. More
specifically, to what extent have
passengers used their cell phones for
voice communications on airplanes that
are equipped for cell phone
communications? Have the air carriers
received passenger comments or
complaints related to cell phone voice
communications? If so, what comments
or complaints have been received? If
complaints or issues were reported, did
these issues rise to the level in which
they would be considered to be an
unfair practice to consumers, and/or
inconsistent with adequate
transportation pursuant to 49 U.S.C.
41712 and 49 U.S.C. 41702? If DOT
were to make such a determination (that
voice calls are unfair and/or
inconsistent with adequate
transportation), foreign air carriers may
be subject to these rules. What would be
the economic impact of such a
requirement?
On October 31, 2013, the FAA
announced, based on the report of the
PED Aviation Rulemaking Committee
(ARC), that it had determined that
airlines could safely expand passenger
use of PEDs during all phases of flight.
Cell phones were excluded from the
scope of the ARC’s report because of the
FCC’s rules prohibiting airborne calls
using cell phones. In its announcement
the FAA stated that passengers with
PEDs with cellular capabilities must
continue to disable those capabilities
during flight (i.e., cellular service turned
off).
Prior to the formation of the ARC, the
FAA, on August 31, 2012, issued a
Notice of Policy, requesting comment on
current policy and guidance regarding
passenger use of PEDs on-board
aircraft.18 The Notice sought comment
on several items including passenger
perspectives on PEDs, and asked:
• If some PEDs are found to be
compatible with aircraft systems, should
there be restrictions on the use of PEDs
for other reasons?
• Should voice communications
using other technologies such as voice
over IP (internet) be limited or
restricted? 19
The Association of Flight Attendants
filed a comment and replied that voice
18 77
19 Id.
FR 53159–02 (Aug. 31, 2012).
at 53162, question 5.
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over internet or cellular broadband
should be banned to reduce in-flight
disruptions, noting that most flight
attendants and travelers find
objectionable the possibility of
numerous simultaneous voice calls.20
Delta Air Lines also filed a comment
stating that 64 percent of its passengers
indicated that the ability to make phone
calls in flight would have a negative
impact on the onboard experience.21
Office of the Secretary and Cellular
Usage Issues
In addition to the FAA’s safety
responsibilities, the Department (Office
of the Secretary, Office of Aviation
Enforcement and Proceedings) has the
authority and responsibility to protect
consumers from unfair or deceptive
practices in air transportation under 49
U.S.C. 41712. Using this authority, the
Department has found acts to be
‘‘unfair’’ if they are harmful to
passengers but could not be reasonably
avoided by passengers. For example, the
Department relied upon section 41712
and its ‘‘unfair’’ practice component
when promulgating the ‘‘Tarmac Delay
Rule,’’ 22 14 CFR 259.4, in which the
Department addressed problems
consumers face when aircraft sit for
hours on the airport tarmac.23 In doing
so, the Department considered the harm
to the consumer and the fact that the
practice was unavoidable by the
consumer. The Department concluded
that regulatory action was necessary and
that a three-hour time limit is the
maximum time after which passengers
must be permitted to deplane from
domestic flights given the cramped,
close conditions in aircraft and the
inability of passengers to avoid lengthy
tarmac delays.
Here, as with the tarmac delay rules,
the Department believes that this
practice may be harmful or injurious to
the passenger and there may not be a
way for the passenger to reasonably
avoid the harm. Allowing voice calls on
passenger aircraft may be harmful
because people tend to talk louder on
cellphones than when they’re having
face-to-face conversations. They are also
likely to talk more and further increase
the noise on a flight, as passengers
would not be simply talking to the
persons sitting next to them but can call
whomever they like. While some planes
may already have seat-back phones in
place, we believe that most are rarely
used and the Department’s concern is
20 Passengers Use of Portable Electronic Devices
on Board Aircraft, Docket No. FAA 2012–0752.
21 Id.
22 See 74 FR 68983 (December 30, 2009) and 76
FR 23110 (April 25, 2011).
23 74 FR 68983 (Dec. 30, 2009).
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10051
not about individual calls but rather the
cumulative impact of allowing in-flight
calls in close quarters.
In this ANPRM the Department is
seeking comment on whether permitting
the use of mobile wireless devices for
voice calls on aircraft amounts to an
unfair practice under section 41712
using the test listed above, and whether
there may be countervailing benefits to
consumers or competition should voice
calls be allowed. Further, we seek
comment on whether other types of
communications and technologies (like
seat-back phones), may also be
considered to be an unfair practice
under section 41712.
As noted above, 49 U.S.C. 41702 gives
the Department the authority and
responsibility to ensure safe and
adequate service in domestic air
transportation. As with section 41712,
the Department and its predecessor in
these matters have previously used this
authority to address actions that have
harmful effects on air travelers. In this
instance, the Department feels that the
potentially harmful effect to consumers
is discomfort.
In 1973, the Civil Aeronautics Board
(CAB) issued a ‘‘smoking rule’’ under its
economic regulations titled, ‘‘Part 252—
Provision of Designated ‘No Smoking’
Areas Aboard Aircraft Operated by
Certificated Air Carriers,’’ which
mandated designated ‘‘no smoking’’
areas on commercial flights.24 The rule
predated a Congressional ban on
smoking on scheduled flights. In the
preamble to the rule, the CAB cited a
joint study by the FAA and the then
Department of Health, Education, and
Welfare that concluded that the low
levels of contaminants in tobacco smoke
did not represent a health hazard to
nonsmoking passengers on aircraft;
however, the study found that a
significant portion of the nonsmokers
stated that they were bothered by
tobacco smoke. As such, the principal
basis for the rule was passenger
discomfort.25 The CAB relied upon
section 404(a)(1) of the Federal Aviation
Act of 1958 (subsequently re-codified as
section 41702), requiring air carriers ‘‘to
provide safe and adequate service,
equipment and facilities,’’ as well as
section 404(a)(2), requiring air carriers
to establish, observe, and enforce ‘‘just
and reasonable . . . practices’’ as its
statutory authority for this rule. While
the initial 1973 determination may have
been based primarily upon passenger
24 38
FR 12207 (May 10, 1973).
CAB stated, ‘‘unlike persons in public
buildings, nonsmoking passengers on aircraft may
be assigned to a seat next to, or otherwise in close
proximity to, persons who smoke and cannot
escape this environment until the end of the flight.’’
25 The
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discomfort issues, it is important to note
that in more recent actions (statutory
ban on smoking aboard aircraft in 49
U.S.C. 41706 and the regulatory ban in
part 252 on smoking tobacco products),
health risks were among the concerns
upon which these actions were based.
Through this ANPRM we seek to
explore whether the potential for voice
communications on mobile wireless
devices would necessitate rulemaking
pursuant to our authority to ensure
adequate service.
During the past two months, the
Department’s Aviation Enforcement
Office has received more than 90
consumer comments from the public
expressing dissatisfaction over the
possibility of permitting in-flight voice
calls, and no comments in support of
such calls.26 In addition to the
consumer comments noted above, some
entities have made public statements in
the media indicating various positions
on the issue of voice calls. The
Association of Flight Attendants
released a statement opposing voice
calls, stating: ‘‘As the last line of defense
in our nation’s aviation system, flight
attendants understand the importance of
maintaining a calm cabin environment,
and passengers agree.’’ 27 Similar views
were expressed by several U.S. airlines.
Delta Air Lines publicly stated it will
not permit voice calls regardless of what
the government allows, citing
‘‘overwhelming sentiment’’ to keep the
ban in place.28 JetBlue Airways and
United Airlines have also indicated that
they intend to keep the ban on calls in
place.29 In addition, legislation has been
introduced in the House of
Representatives and Senate to address
the concern over in-flight voice calls.
On December 12, 2013, Senator Diane
Feinstein and Senator Lamar Alexander
introduced legislation, titled
Commercial Flight Courtesy Act,30 to
ban cell phone conversations on
commercial airline flights, but permit
26 The Aviation Enforcement Office categorizes
communications received from consumers as
complaints, comments, or inquiries. A ‘comment’
for this purpose is an expression of opinion on an
issue, as opposed to a complaint about a specific
incident that the consumer was involved in. These
‘comments’ sent to the Aviation Enforcement Office
are not comments in the rulemaking sense; they
were not filed in response to this ANPRM and are
not in the docket.
27 See U.S. airlines want to stay cell phone free,
CNNMoney, https://money.cnn.com/2013/12/24/
technology/airline-cell-phones/ (Dec. 24, 2013).
28 See DOT says not so fast over FCC call to lift
ban on in-flight calls, Associated Press, https://
www.cbsnews.com/news/fcc-says-lift-ban-on-inflight-calls-dot-replies-not-so-fast/ (last updated
Dec. 12, 2013).
29 See U.S. airlines want to stay call phone free,
supra note 26.
30 S.1811 (Dec. 12, 2013).
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the use of texting and other electronic
communication, pending FCC approval.
That same week, Rep. Bill Shuster
introduced a bill, Prohibiting In-Flight
Voice Communications on Mobile
Wireless Devices Act of 2013,31 to
prohibit in-flight voice communications,
but permit other types of electronic
communication.
The concerns raised by the public,
airlines, flight attendants, and members
of Congress regarding the possibility of
in-flight voice calls on aircraft have
prompted the Department to issue this
advance notice of proposed rulemaking
seeking comment on use of mobile
wireless devices for voice calls on
aircraft. Permitting voice calls in an
enclosed cabin space has the potential,
according to comments the Department
received, to drastically alter the flying
public’s experience.
Unlike other public environments, the
option to remove oneself from the
disruption, inconvenience, and/or
nuisance of listening to someone else’s
phone call does not appear to exist on
an airplane. Further, the Department
believes that the possibility of
cumulative impact of having a large
number of passengers talking on their
cell phones increases the level of
passenger discomfort. The Department
seeks comment, described more
specifically below, on whether it would
be feasible to create ‘‘quiet sections’’ as
exist on Amtrak trains and in other
public places, or to issue guidelines on
when airlines should disable passenger
voice communication technology at
certain times or under certain
circumstances (i.e., at night time, on
flights of a certain length, etc.) . While
the Department does not oppose the use
of cell phones and other mobile devices
for mobile wireless data services, such
as sending and receiving text messages
and email, there is concern that the
pervasiveness of in-flight voice calls
could create an oppressive environment
for passengers, especially for those on
long-haul flights. We note that we are
not considering the inclusion of seatback phones or other phones installed
on aircraft in a proposed ban. While
passengers are able to make voice calls
in-flight through such phones, the
service is usually relatively expensive,
sparingly used, and to our knowledge
have been in use for years largely
without incident. We are concerned
about the cumulative impact of allowing
in-flight calls across our national
aviation system, rather than individual
calls which may be seen as ‘‘petty
annoyances.’’
31 H.R.
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As we consider whether the passenger
experience would be so disrupted by inflight calls that to permit those calls
would be an ‘‘unfair’’ practice and/or
render the service provided
‘‘inadequate,’’ we seek comment on the
following issues. The most helpful
comments reference a particular part of
the proposal, explain the reason for any
recommended change, and include
supporting data as well as cost and
benefit information.
1. Is it necessary for the Department
to propose a rule to deem passenger
voice communications as an unfair
practice, and ban voice communications
on passengers’ mobile wireless devices
on flights conducted under 14 CFR Part
91 Subpart K (fractional ownership
programs), Part 121 (generally,
scheduled airlines and charter operators
of large aircraft), Part 125 (operations
with aircraft having 20 or more
passenger seats where common carriage
is not involved), Part 129 (foreign air
carriers), and/or Part 135 (commuter, on
demand and air-taxi operations) within,
to and from the United States. If so, on
what basis is there a need for this
regulation? We note that when in the
airspace of a foreign country, a U.S.
aircraft operator may allow the use of
PEDs only if it is consistent with that
country’s rules.
2. Information on the possible benefits
of allowing voice communications on
passengers’ mobile wireless devices on
flights conducted under 14 CFR Part 91
Subpart K (fractional ownership
programs), Part 121 (generally
scheduled airlines and charter operators
of large aircraft), Part 125 (operations
with aircraft having 20 or more
passenger seats where common carriage
is not involved), Part 129 (foreign air
carriers), and/or Part 135 (commuter, on
demand and air-taxi operations) within,
to and from the United States. Are there
airlines that would opt to provide this
service to passengers, should the
opportunity arise? Are there passengers
or passenger groups that would like to
be allowed to use their mobile devices
for voice communications while in
flight (e.g., anytime, for important
business or personal calls,
emergencies)? Whether or not the
Department should refrain from issuing
a notice of proposed rulemaking on this
topic and instead allow the airlines to
develop individual policies.
3. Whether a proposed ban should
include all in-flight voice
communications on mobile wireless
devices regardless of whether the mode
is through an Airborne Access System,
Wi-Fi, or satellite. If so, why?
4. Whether a proposed ban should
include exceptions for charter flights, or
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at least certain charter flights such as
single entity charters. If so, why?
5. Whether a ban if adopted should
define ‘mobile wireless devices.’ The
House bill, Prohibiting In-Flight Voice
Communications on Mobile Wireless
Devices Act of 2013, defines mobile
wireless devices as any portable
wireless telecommunications equipment
utilized for the transmission or
reception of voice data. We would
consider this definition to include:
Cellular handsets, computers, tablets,
electronic games, and any other device
that uses radio links to establish a voice
call with another party or parties.
6. Whether the Department should
consider text-to-speech technologies as
an unfair practice under 49 U.S.C.
41712, and/or inconsistent with
adequate transportation pursuant to 49
U.S.C. 41702. We seek comment on the
benefits or costs of including text-tospeech technologies if the Department
determines that in-flight voice
communications should be banned or
restricted as an unfair practice. In the
alternative, we seek comments on the
benefits or costs of excluding these
technologies from a proposed ban. We
also seek comment on whether the
Department should consider an
exemption from any ban on text-to
speech voice applications for systems
aimed at facilitating/improving
accessibility for passengers with
disabilities. The most helpful comments
explain the reason or basis for any
recommended change, and include
supporting data.
7. Whether a proposed ban on voice
communications on passengers’ mobile
wireless devices should not apply prior
to the aircraft door closing for
departures or after the aircraft door
opens for arrivals as this is already
permitted today. In other words,
whether a proposed ban should begin
when the aircraft door closes and is
about to take off and end when the
aircraft lands and the aircraft door
opens. We solicit any additional
comments or considerations regarding
the duration of the ban on board an
aircraft.
8. If the Department issues a notice of
proposed rulemaking to ban in-flight
voice communications, should that
proposed rule account for any of the
following considerations:
a. Whether the Department should
consider permitting exceptions to the
in-flight voice communications ban
such as for personal, passenger-related
emergencies. If so, how would those be
defined?
b. Whether the Department should
exempt from the ban any crewmember
(where FAA regulations permit), any
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Jkt 232001
Federal law enforcement officer, Federal
Air Marshal, FAA Aviation Safety
Inspector (ASI), or National
Transportation Safety Board (NTSB)
Investigator, conducting official
business.
9. The impact on the flying public of
permitting in-flight voice
communications. What specifically
could be harmful, disruptive, or
injurious to the flying public (e.g.,
impact of allowing in-flight voice calls
on some passengers’ productivity as
they work during a flight)? What could
be beneficial?
10. Comments on the possible utility
of a quiet zone or a talking zone, for
passengers to avoid having to listen to
in-flight calls. Is a physical structure
(i.e., some kind of enclosure) necessary
to create a quiet zone? If so, what are the
possible costs and benefits of creating
an enclosed area on an aircraft? Is it
technically feasible? What design
changes would need to be made to the
aircraft? What are the possible costs and
benefits of such a change to an airline?
How would that affect the load capacity
of the plane if such changes were
implemented?
11. What other options may exist to
mitigate the possible disruption of inflight voice calls? Is there a reasonable
way to mitigate the possible disruption?
12. Whether permitting in-flight voice
calls is more or less disruptive than
other current in-flight ‘‘disruptions,’’
such as in-person conversations
between passengers If so, why?
13. Whether the benefits of permitting
in-flight voice calls outweighs the
benefits of prohibiting in-flight voice
calls. Describe the nature of those
benefits and provide supporting data
where possible.
14. Whether the costs of permitting
in-flight voice calls outweighs the costs
of banning in-flight voice calls. Describe
the nature of those costs and provide
supporting data where possible.
15. Whether permitting passengers to
use all other mobile wireless
communications services (e.g., devices
for texting, emailing and surfing the
Web) except in-flight voice
communications would mitigate the
drawbacks of a proposed ban on voice
communications.
16. We understand that today a
number of foreign air carriers allow the
use of passenger cellular telephones
with on-board cellular telephone base
stations (picocells). We solicit comment
from these carriers and from passengers
who have flown on these carriers
regarding their flight experiences. More
specifically, to what extent have
passengers used their cell phones for
voice communications on airplanes that
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10053
are equipped for cell phone
communications? Have the air carriers
received passenger comments or
complaints related to cell phone voice
communications? If so, what comments
or complaints have been received? If
complaints or issues were reported, did
these issues rise to the level in which
they would be considered to be an
unfair practice to consumers, and/or
inconsistent with adequate
transportation pursuant to 49 U.S.C.
41712 and 49 U.S.C. 41702? If DOT
were to make such a determination (that
voice calls are unfair and/or
inconsistent with adequate
transportation), foreign air carriers may
be subject to these rules. What would
the economic impact of such a
requirement?
17. Is there any other information or
data that is relevant to the Department’s
decision? We note that the most useful
comments will explain the reason the
information or data is relevant as well
as rationale for any recommended
change, and include supporting data as
well as cost and benefit information. We
note that we are not addressing in this
rulemaking any safety-related or
security-related issues that may exist
with the use of mobile wireless devices
for voice calls on aircraft. The
Transportation Security Administration
(TSA) exercises authority over the
security of the traveling public. FAA has
authority over whether PEDs using
cellular technology can be safely used
on aircraft.
Regulatory Notices
A. Executive Order 12866 (Regulatory
Planning and Review) and DOT
Regulatory Policies and Procedures
This action has been determined to be
significant under Executive Order 12866
and the Department of Transportation’s
Regulatory Policies and Procedures. It
has been reviewed by the Office of
Management and Budget under that
Order.
Executive Orders 12866 (‘‘Regulatory
Planning and Review’’) and 13563
(‘‘Improving Regulation and Regulatory
Review’’) require agencies to regulate in
the ‘‘most cost-effective manner,’’ to
make a ‘‘reasoned determination that
the benefits of the intended regulation
justify its costs,’’ and to develop
regulations that ‘‘impose the least
burden on society.’’ Additionally,
Executive Orders 12866 and 13563
require agencies to provide a
meaningful opportunity for public
participation. Accordingly, we have
asked commenters to answer a variety of
questions in order to elicit practical
information about any cost or benefit
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Federal Register / Vol. 79, No. 36 / Monday, February 24, 2014 / Proposed Rules
figures or factors, alternative
approaches, and relevant scientific,
technical and economic data. These
comments will help the Department
evaluate whether a proposed
rulemaking is needed and appropriate.
B. Executive Order 13132 (Federalism)
This ANPRM has been analyzed in
accordance with the principles and
criteria contained in Executive Order
13132 (‘‘Federalism’’). This notice does
not propose any regulation that (1) has
substantial direct effects on the States,
the relationship between the national
government and the States, or the
distribution of power and
responsibilities among the various
levels of government, (2) imposes
substantial direct compliance costs on
State and local governments, or (3)
preempts State law. States are already
preempted from regulating in this area
by the Airline Deregulation Act, 49
U.S.C. 41713. Therefore, the
consultation and funding requirements
of Executive Order 13132 do not apply.
C. Executive Order 13084
sroberts on DSK5SPTVN1PROD with PROPOSALS
D. Regulatory Flexibility Act
The Regulatory Flexibility Act (5
U.S.C. 601 et seq.) requires an agency to
review regulations to assess their impact
on small entities unless the agency
determines that a rule is not expected to
have a significant economic impact on
a substantial number of small entities. A
direct air carrier or foreign air carrier is
a small business if it provides air
transportation only with small aircraft
(i.e., aircraft with up to 60 seats/18,000
pound payload capacity). See 14 CFR
399.73. If the Department proposes to
adopt the regulatory initiative discussed
in this ANPRM, it is possible that it may
have some impact on some small
entities but we do not believe that it
would have a significant economic
impact on a substantial number of small
entities. We invite comment to facilitate
our assessment of the potential impact
of these initiatives on small entities.
16:44 Feb 21, 2014
Under the Paperwork Reduction Act
(44 U.S.C. 3501 et seq.), no person is
required to respond to a collection of
information unless it displays a valid
OMB control number. This ANPRM
does not propose any new information
collection burdens.
F. Unfunded Mandates Reform Act
The Department has determined that
the requirements of Title II of the
Unfunded Mandates Reform Act of 1995
do not apply to this notice.
Issued this 14th Day of February 2014, in
Washington, DC.
Anthony R. Foxx,
Secretary of Transportation.
[FR Doc. 2014–03684 Filed 2–21–14; 8:45 am]
BILLING CODE 4910–XX–P
DEPARTMENT OF THE TREASURY
Internal Revenue Service
26 CFR Part 1
[REG–120282–10]
This ANPRM has been analyzed in
accordance with the principles and
criteria contained in Executive Order
13084 (‘‘Consultation and Coordination
with Indian Tribal Governments’’).
Because none of the topics on which we
are seeking comment would
significantly or uniquely affect the
communities of the Indian tribal
governments or impose substantial
direct compliance costs on them, the
funding and consultation requirements
of Executive Order 13084 do not apply.
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E. Paperwork Reduction Act
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RIN 1545–BJ56
Dividend Equivalents From Sources
Within the United States; Correction
Internal Revenue Service (IRS),
Treasury.
ACTION: Correction to a withdrawal of
notice of proposed rulemaking, notice of
proposed rulemaking and notice of
public hearing.
AGENCY:
This document contains
corrections to a withdrawal of notice of
proposed rulemaking, notice of
proposed rulemaking and notice of
public hearing (REG–120282–10) that
was published in the Federal Register
on Thursday, December 5, 2013 (78 FR
73128). The proposed rules provide
guidance to nonresident alien
individuals and foreign corporations
that hold certain financial products
providing for payments that are
contingent upon or determined by
reference to U.S. source dividend
payments and to withholding agents.
DATES: Written or electronic comments
and requests for a public hearing for the
notice of proposed rulemaking
published at 78 FR 73129, December 5,
2013 are still being accepted and must
be received by March 5, 2014.
FOR FURTHER INFORMATION CONTACT: D.
Peter Merkel at (202) 317–6938 (not a
toll free number).
SUPPLEMENTARY INFORMATION:
SUMMARY:
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Background
The withdrawal of notice of proposed
rulemaking, notice of proposed
rulemaking and notice of public hearing
(REG–120282–10) that is the subject of
these corrections is under section 871 of
the Internal Revenue Code.
Need for Correction
As published, withdrawal of notice of
proposed rulemaking, notice of
proposed rulemaking and notice of
public hearing (REG–120282–10)
contains errors that may prove to be
misleading and are in need of
clarification.
Correction of Publication
Accordingly, withdrawal of notice of
proposed rulemaking, notice of
proposed rulemaking and notice of
public hearing (REG–120282–10), that
was the subject of FR Doc. 2013–28932,
is corrected as follows:
1. On page 73131, in the preamble,
first column, under paragraph heading
‘‘B. Definition of ELI’’, second line, the
language ‘‘specified ELI in the 2012
proposed’’ is corrected to read ‘‘a
specified ELI in the 2012 proposed’’
2. On page 73134, in the preamble,
second column, twelfth line from the
bottom of the page, the language
‘‘security referenced in the contract’’ is
corrected to read ‘‘security referenced in
the transaction’’.
3. On page 73135, in the preamble,
third column, fifteenth line of the first
full paragraph, the language ‘‘any of the
following to has occurred: (a)’’ is
corrected to read ‘‘any of the following
has occurred: (a)’’.
4. On page 73135, in the preamble,
third column, Twelfth line from the
bottom of the page, the language ‘‘option
with a delta below 0.7, or both.’’ is
corrected to read ‘‘option with a delta
below 0.70, or both.’’
5. On page 73136, in the preamble,
second column, seventh line from the
top of the page, the language ‘‘for April
11, 2013, beginning at 10 a.m.’’ is
corrected to read ‘‘for April 11, 2014,
beginning at 10 a.m.’’.
§ 1.871–15
[Corrected]
6. On Page 73137, first column, the
first sentence of paragraph (a)(7)(iv)(B)
Example. (i) should read ‘‘Stock X and
Stock Y are underlying securities within
the meaning of paragraph (a)(11) of this
section.’’.
7. On page 73137, third column, the
first sentence of paragraph (c)(2)(i)
should read ‘‘A payment pursuant to a
section 871(m) transaction that
references a distribution with respect to
an underlying security is not a dividend
equivalent to the extent that the
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Agencies
[Federal Register Volume 79, Number 36 (Monday, February 24, 2014)]
[Proposed Rules]
[Pages 10049-10054]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-03684]
========================================================================
Proposed Rules
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains notices to the public of
the proposed issuance of rules and regulations. The purpose of these
notices is to give interested persons an opportunity to participate in
the rule making prior to the adoption of the final rules.
========================================================================
Federal Register / Vol. 79, No. 36 / Monday, February 24, 2014 /
Proposed Rules
[[Page 10049]]
DEPARTMENT OF TRANSPORTATION
Office of the Secretary
14 CFR Part 251
[Docket No. DOT-OST-2014-0002]
RIN 2105-AE30
Use of Mobile Wireless Devices for Voice Calls on Aircraft
AGENCY: Office of the Secretary (OST), Department of Transportation
(DOT).
ACTION: Advance Notice of Proposed Rulemaking (ANPRM).
-----------------------------------------------------------------------
SUMMARY: The Department of Transportation (DOT or Department) is
seeking comment on the effects and implications of adopting a rule to
ban voice communications on passengers' mobile wireless devices on
flights within, to and from the United States. The Federal
Communications Commission (FCC) recently issued a notice of proposed
rulemaking that if adopted would, among other things, revise the FCC's
prohibition on the use of cellular telephones (cell phones) or other
mobile wireless devices to make it possible for aircraft operators to
permit passengers to make or receive calls on-board aircraft. FCC's
proposal to revise its rules was prompted by the availability of new
technology and would provide the benefit of expanded access to mobile
wireless services on-board aircraft, including data, text and voice
services. See https://www.fcc.gov/document/review-rules-wireless-services-onboard-aircraft-nprm. However, under the Department's
aviation consumer protection authority, we are seeking comment on
whether voice calls on aircraft constitute an unfair practice to
consumers pursuant to 49 U.S.C. 41712, and/or are inconsistent with
adequate air transportation pursuant to 49 U.S.C. 41702, and if so
whether such calls should be banned or restricted (e.g., not allow
voice calls at night time).
DATES: Comments should be filed by March 26, 2014. Late-filed comments
will be considered to the extent practicable.
ADDRESSES: You may file comments identified by the docket number DOT-
OST-2014-0002 by any of the following methods:
Federal eRulemaking Portal: go to https://www.regulations.gov and follow the online instructions for submitting
comments.
Mail: Docket Management Facility, U.S. Department of
Transportation, 1200 New Jersey Ave. SE., West Building Ground Floor,
Room W12-140, Washington, DC 20590-0001.
Hand Delivery or Courier: West Building Ground Floor, Room
W12-140, 1200 New Jersey Ave. SE., between 9:00 a.m. and 5:00 p.m. ET,
Monday through Friday, except Federal holidays.
Fax: (202) 493-2251
Instructions: You must include the agency name and docket number
DOT-OST-2014-0002 or the Regulatory Identification Number (RIN) for the
rulemaking at the beginning of your comment. All comments received will
be posted without change to https://www.regulations.gov, including any
personal information provided.
Privacy Act: Anyone is able to search the electronic form of all
comments received in any of our dockets by the name of the individual
submitting the comment (or signing the comment, if submitted on behalf
of an association, business, labor union, etc.). You may review DOT's
complete Privacy Act statement in the Federal Register published on
April 11, 2000 (65 FR 19477-78), or you may visit https://DocketsInfo.dot.gov.
Docket: For access to the docket to read background documents and
comments received, go to https://www.regulations.gov or to the street
address listed above. Follow the online instructions for accessing the
docket.
FOR FURTHER INFORMATION CONTACT: Laura E. Jennings, Senior Trial
Attorney, or Blane A. Workie, Acting Assistant General Counsel, Office
of the Assistant General Counsel for Aviation Enforcement and
Proceedings, U.S. Department of Transportation, 1200 New Jersey Ave.
SE., Washington, DC 20590, 202-366-9342, 202-366-7152 (fax),
laura.jennings@dot.gov or blane.workie@dot.gov (email).
SUPPLEMENTARY INFORMATION:
Background
The Department of Transportation (DOT) and the Federal
Communications Commission (FCC) have distinct areas of responsibilities
with respect to the use of cell phones or other mobile devices for
voice communications on aircraft. In general, as explained below, the
FCC has authority over various technical issues, the Federal Aviation
Administration (FAA) which is a component of DOT has authority over
safety issues, and DOT's Office of the Secretary (OST) has authority
over aviation consumer protection issues.
FCC has responsibility over various technical issues--e.g., whether
cell phones or other mobile devices used during flight would interfere
with cellular networks on the ground and should continue to be banned
for this reason or whether technological advances have resolved those
concerns and FCC should revise its rules to enable the airlines to seek
authorization to provide a service that would allow passenger use of
such devices during flight.\1\
---------------------------------------------------------------------------
\1\ FCC's authority on this issue is very broad and derives from
a number of disparate statutory provisions. See, e.g., 47 U.S.C.
151, 154(i), 161, 302a, 303(b), 303(r), 303(y), 308, 309, and 332;
see also 47 CFR Subpart C of Part 1 (setting forth FCC's rules
governing agency's exercise of authority to promulgate and amend
rules); Sec. 1.903(c) (stating that authority for subscribers to
operate mobile or fixed stations in the Wireless Radio Services--
which includes Part 87 Aviation Services--is included in the
authorization held by the licensee providing service to them); Part
87 generally (setting forth conditions under which radio stations,
other than U.S. Government radio stations, may be licensed and used
in the Aviation Services) and Subpart F of Part 87 (setting forth
current rules governing use of ``aircraft stations''--i.e., mobile
radio stations in the aeronautical mobile service, other than a
survival craft station, located on board an aircraft).
---------------------------------------------------------------------------
Pursuant to its aviation safety oversight authority in 49 U.S.C.
106(f) and 44701(a), DOT's Federal Aviation Administration (FAA) has
authority over whether Portable Electronic Devices (PEDs) using
cellular technology can be safely used on aircraft. Pursuant to FAA
guidance, InFO 13010, ``Expanding the Use of Passenger Portable
Electronic Devices (PED),'' \2\ in order to allow passengers to use
portable electronic devices aircraft operators must first make a
determination that passenger PEDs used
[[Page 10050]]
on board their aircraft will not cause interference with the navigation
or communication systems. This determination includes assessing the
risks of potential cellular-induced avionics problems.\3\ Expanding
passenger PED use requires an aircraft operator to revise applicable
policies, procedures, and programs, and to institute mitigation
strategies for passenger disruptions to crewmember safety briefings and
announcements and potential passenger conflicts.
---------------------------------------------------------------------------
\2\ https://www.faa.gov/other_visit/aviation_industry/airline_operators/airline_safety/info/all_infos/media/2013/InFO13010.pdf.
\3\ See 14 CFR 91.21, 121.306, 125.204, 135.44.
---------------------------------------------------------------------------
DOT's Office of the Secretary (OST) has the authority under its
aviation consumer protection authority to determine whether permitting
voice calls on aircraft is an unfair practice to consumers, pursuant to
49 U.S.C. 41712, or would be so disruptive as to be inconsistent with
adequate air transportation, pursuant to 49 U.S.C. 41702. The scope of
this ANPRM is to gather information that will help DOT conclude whether
or not such determinations might be warranted under the provisions
cited above. This ANPRM is not seeking comment on the technical or
safety aspects of voice communications, which fall under the regulatory
authority of the FCC and the FAA, respectively. It is important to note
that, if DOT does eventually determine that permitting voice calls is a
practice that is unfair or that is inconsistent with adequate air
transportation, one possible outcome is that providing passenger voice
call service will not be permitted on any U.S. passenger flights.
FCC and Cellular Usage Issues
Currently the FCC's rules prohibit the use of airborne cellular
telephones (specifically those using the 800 MHz frequency) and the use
of Specialized Mobile Radio (SMR) handsets while airborne.\4\ The cell
phone ban was adopted in 1991 based on the threat of harmful
interference from airborne use of cellular phones to terrestrial
cellular networks. The SMR handset rule was adopted based on the same
rationale--to prevent harmful interference with land-based
operations.\5\
---------------------------------------------------------------------------
\4\ Expanding Access to Mobile Wireless Services OnBoard
Aircraft, Notice of Proposed Rulemaking, WT Docket No. 13-301, FCC
13-157 (Dec. 13, 2013) (FCC Mobile Wireless NPRM) at 4-5 ]] 5-7; 47
CFR 22.925, 90.423.
\5\ Id. at 5 ] 7.
---------------------------------------------------------------------------
Regarding other airborne broadband access, in 1990 the FCC
allocated four megahertz of spectrum for commercial Air-Ground
Radiotelephone Service, leading to the deployment of seat-back phones
on aircraft.\6\ And, since the 1990s, airlines have been permitted to
use mobile satellite service (MSS) spectrum to provide data service.\7\
Also, starting in 2001, the FCC authorized certain parties on an ad hoc
basis to use Fixed Satellite Service spectrum to provide broadband
connectivity to airborne aircraft.\8\ In 2005, the FCC cleared the way
for airlines to begin offering Wi-Fi.\9\
---------------------------------------------------------------------------
\6\ Id. at 9 ] 16.
\7\ Id. at 10 ] 17.
\8\ Id.
\9\ Id. at 9 ] 16.
---------------------------------------------------------------------------
Since the adoption of the FCC's ban on the use of cell phones
during flight, there has been a proliferation of cell phones, smart
phones, and other PEDs, leading to a significant increase in consumer
demand for broadband connectivity on board aircraft and the number of
passengers using PEDs during flight.\10\ The FAA recognized as much
when it announced on October 31, 2013, that it had determined that
airlines could safely expand passenger use of PEDs during all phases of
flight and issued Information for Operators (InFO 13010, ``Expanding
Use of Passenger Portable Electronic Devices (PED).'' \11\ The FAA did
not address passenger use of voice communication using cellular
technology enabled devices in the expanded PED policy because of FCC's
existing ban on use of cell phones during flight.
---------------------------------------------------------------------------
\10\ The FCC's NPRM cites a study predicting that by the end of
2013 the number of commercial aircraft providing either Wi-Fi or
cellular connectivity will reach 4,048, representing 21 percent of
the global fleet. FCC Mobile Wireless NPRM at 2 ] 2. The FCC also
cites a consumer survey indicating that from May 2012 to May 2013,
69 percent of airline passengers who brought a PED onto an aircraft
used their devices during the flight. Id. at 3 ] 2. Further, the FCC
reports that global mobile traffic increased by 70 percent from 2011
to 2012 and is projected to increase thirteen-fold by 2017. Id. at
11 ] 22.
\11\ See Press Release, FAA, FAA to Allow Airlines to Expand Use
of Personal Electronics (Oct. 31, 2013), https://www.faa.gov/news/press_releases/news_story.cfm?newsId=15254.
---------------------------------------------------------------------------
In light of the technical viability of and increasing public
interest in using mobile communication services on aircraft in flight,
on December 12, 2013, the FCC issued a Notice of Proposed Rulemaking
(NPRM) proposing to revise outdated rules and to adopt a consistent
regulatory framework that would allow airlines, subject to application
of FAA and DOT regulations, to choose whether to enable mobile
communications services using an Airborne Access System.\12\ In
pertinent part, the FCC's NPRM proposes to harmonize its regulations
governing the operation of mobile devices on aircraft across all
commercial mobile spectrum bands, and to allow mobile communication
services on aircraft only if managed by Airborne Access Systems.\13\
The FCC's proposal reiterates that the FAA must certify the Airborne
Access Systems,\14\ and would permit mobile wireless device operations
only on aircraft traveling more than 10,000 feet above the ground.\15\
---------------------------------------------------------------------------
\12\ FCC Mobile Wireless NPRM at 1 ]1.
\13\ Id. at 11-12 ]] 23-24.
\14\ Id. at 11-12 ]] 23-24.
\15\ Id. at 15 ] 31.
---------------------------------------------------------------------------
The FCC's proposal makes clear that it is not proposing a mandate
for airlines to permit any new airborne mobile services; rather, the
FCC is proposing to revise current prohibitions on the operation of
wireless devices on aircraft to provide the airlines with a regulatory
path for offering their passengers additional airborne mobile broadband
services across licensed commercial spectrum bands. The FCC states that
its NPRM is ``technology-neutral,'' in that it does not propose to
limit the use of mobile communications to non-voice applications;
rather it states that any modifications would be at the discretion of
individual airlines, in addition to any rules or guidelines adopted by
the FAA or OST.\16\ The FCC proposal explains that the Airborne Access
Systems will provide airlines with the flexibility to deploy or not
deploy all mobile communications services. For instance, an airline
could program the new equipment to block voice calls while permitting
texting, email, and Web surfing.\17\
---------------------------------------------------------------------------
\16\ Id. at 4 ] 4.
\17\ As an example, the FCC states that Aer Lingus currently
allows texting and Internet access using mobile communications
devices but does not allow voice calls in the cabin, while Virgin
Atlantic permits access to the Internet, texting, and making voice
calls through its mobile communications system. Id. at 17-18 ] 41;
See also Statement of Chairman Wheeler, Re: Expanding Access to
Mobile Wireless Services Onboard Aircraft, Notice of Proposed
Rulemaking, WT Docket 13-301, FCC 13-157 at 45 (Dec. 13, 2013)
(Statement of Chairman Wheeler).
---------------------------------------------------------------------------
FAA and Cellular Usage Issues
As stated above, even if the FCC determines that cell phones or
other mobile devices used during flight would not interfere with
cellular networks and revises its ban, FAA safety regulations would
still apply. The FAA is responsible for determining whether cellular
technology can safely be used on aircraft. Any installed equipment such
as Airborne Access Systems would be subject to FAA certification, just
like any other piece of hardware. In addition, the aircraft operator
would have to determine that the use of this system will not interfere
with the navigation and communications systems of the particular type
of aircraft on
[[Page 10051]]
which it will be used before any restrictions are lifted.
We understand that today a number of foreign air carriers allow the
use of passenger cellular telephones with on-board cellular telephone
base stations (picocells). We solicit comment from these carriers and
from passengers who have flown on these carriers regarding their flight
experiences. More specifically, to what extent have passengers used
their cell phones for voice communications on airplanes that are
equipped for cell phone communications? Have the air carriers received
passenger comments or complaints related to cell phone voice
communications? If so, what comments or complaints have been received?
If complaints or issues were reported, did these issues rise to the
level in which they would be considered to be an unfair practice to
consumers, and/or inconsistent with adequate transportation pursuant to
49 U.S.C. 41712 and 49 U.S.C. 41702? If DOT were to make such a
determination (that voice calls are unfair and/or inconsistent with
adequate transportation), foreign air carriers may be subject to these
rules. What would be the economic impact of such a requirement?
On October 31, 2013, the FAA announced, based on the report of the
PED Aviation Rulemaking Committee (ARC), that it had determined that
airlines could safely expand passenger use of PEDs during all phases of
flight. Cell phones were excluded from the scope of the ARC's report
because of the FCC's rules prohibiting airborne calls using cell
phones. In its announcement the FAA stated that passengers with PEDs
with cellular capabilities must continue to disable those capabilities
during flight (i.e., cellular service turned off).
Prior to the formation of the ARC, the FAA, on August 31, 2012,
issued a Notice of Policy, requesting comment on current policy and
guidance regarding passenger use of PEDs on-board aircraft.\18\ The
Notice sought comment on several items including passenger perspectives
on PEDs, and asked:
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\18\ 77 FR 53159-02 (Aug. 31, 2012).
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If some PEDs are found to be compatible with aircraft
systems, should there be restrictions on the use of PEDs for other
reasons?
Should voice communications using other technologies such
as voice over IP (internet) be limited or restricted? \19\
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\19\ Id. at 53162, question 5.
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The Association of Flight Attendants filed a comment and replied
that voice over internet or cellular broadband should be banned to
reduce in-flight disruptions, noting that most flight attendants and
travelers find objectionable the possibility of numerous simultaneous
voice calls.\20\ Delta Air Lines also filed a comment stating that 64
percent of its passengers indicated that the ability to make phone
calls in flight would have a negative impact on the onboard
experience.\21\
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\20\ Passengers Use of Portable Electronic Devices on Board
Aircraft, Docket No. FAA 2012-0752.
\21\ Id.
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Office of the Secretary and Cellular Usage Issues
In addition to the FAA's safety responsibilities, the Department
(Office of the Secretary, Office of Aviation Enforcement and
Proceedings) has the authority and responsibility to protect consumers
from unfair or deceptive practices in air transportation under 49
U.S.C. 41712. Using this authority, the Department has found acts to be
``unfair'' if they are harmful to passengers but could not be
reasonably avoided by passengers. For example, the Department relied
upon section 41712 and its ``unfair'' practice component when
promulgating the ``Tarmac Delay Rule,'' \22\ 14 CFR 259.4, in which the
Department addressed problems consumers face when aircraft sit for
hours on the airport tarmac.\23\ In doing so, the Department considered
the harm to the consumer and the fact that the practice was unavoidable
by the consumer. The Department concluded that regulatory action was
necessary and that a three-hour time limit is the maximum time after
which passengers must be permitted to deplane from domestic flights
given the cramped, close conditions in aircraft and the inability of
passengers to avoid lengthy tarmac delays.
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\22\ See 74 FR 68983 (December 30, 2009) and 76 FR 23110 (April
25, 2011).
\23\ 74 FR 68983 (Dec. 30, 2009).
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Here, as with the tarmac delay rules, the Department believes that
this practice may be harmful or injurious to the passenger and there
may not be a way for the passenger to reasonably avoid the harm.
Allowing voice calls on passenger aircraft may be harmful because
people tend to talk louder on cellphones than when they're having face-
to-face conversations. They are also likely to talk more and further
increase the noise on a flight, as passengers would not be simply
talking to the persons sitting next to them but can call whomever they
like. While some planes may already have seat-back phones in place, we
believe that most are rarely used and the Department's concern is not
about individual calls but rather the cumulative impact of allowing in-
flight calls in close quarters.
In this ANPRM the Department is seeking comment on whether
permitting the use of mobile wireless devices for voice calls on
aircraft amounts to an unfair practice under section 41712 using the
test listed above, and whether there may be countervailing benefits to
consumers or competition should voice calls be allowed. Further, we
seek comment on whether other types of communications and technologies
(like seat-back phones), may also be considered to be an unfair
practice under section 41712.
As noted above, 49 U.S.C. 41702 gives the Department the authority
and responsibility to ensure safe and adequate service in domestic air
transportation. As with section 41712, the Department and its
predecessor in these matters have previously used this authority to
address actions that have harmful effects on air travelers. In this
instance, the Department feels that the potentially harmful effect to
consumers is discomfort.
In 1973, the Civil Aeronautics Board (CAB) issued a ``smoking
rule'' under its economic regulations titled, ``Part 252--Provision of
Designated `No Smoking' Areas Aboard Aircraft Operated by Certificated
Air Carriers,'' which mandated designated ``no smoking'' areas on
commercial flights.\24\ The rule predated a Congressional ban on
smoking on scheduled flights. In the preamble to the rule, the CAB
cited a joint study by the FAA and the then Department of Health,
Education, and Welfare that concluded that the low levels of
contaminants in tobacco smoke did not represent a health hazard to
nonsmoking passengers on aircraft; however, the study found that a
significant portion of the nonsmokers stated that they were bothered by
tobacco smoke. As such, the principal basis for the rule was passenger
discomfort.\25\ The CAB relied upon section 404(a)(1) of the Federal
Aviation Act of 1958 (subsequently re-codified as section 41702),
requiring air carriers ``to provide safe and adequate service,
equipment and facilities,'' as well as section 404(a)(2), requiring air
carriers to establish, observe, and enforce ``just and reasonable . . .
practices'' as its statutory authority for this rule. While the initial
1973 determination may have been based primarily upon passenger
[[Page 10052]]
discomfort issues, it is important to note that in more recent actions
(statutory ban on smoking aboard aircraft in 49 U.S.C. 41706 and the
regulatory ban in part 252 on smoking tobacco products), health risks
were among the concerns upon which these actions were based. Through
this ANPRM we seek to explore whether the potential for voice
communications on mobile wireless devices would necessitate rulemaking
pursuant to our authority to ensure adequate service.
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\24\ 38 FR 12207 (May 10, 1973).
\25\ The CAB stated, ``unlike persons in public buildings,
nonsmoking passengers on aircraft may be assigned to a seat next to,
or otherwise in close proximity to, persons who smoke and cannot
escape this environment until the end of the flight.''
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During the past two months, the Department's Aviation Enforcement
Office has received more than 90 consumer comments from the public
expressing dissatisfaction over the possibility of permitting in-flight
voice calls, and no comments in support of such calls.\26\ In addition
to the consumer comments noted above, some entities have made public
statements in the media indicating various positions on the issue of
voice calls. The Association of Flight Attendants released a statement
opposing voice calls, stating: ``As the last line of defense in our
nation's aviation system, flight attendants understand the importance
of maintaining a calm cabin environment, and passengers agree.'' \27\
Similar views were expressed by several U.S. airlines. Delta Air Lines
publicly stated it will not permit voice calls regardless of what the
government allows, citing ``overwhelming sentiment'' to keep the ban in
place.\28\ JetBlue Airways and United Airlines have also indicated that
they intend to keep the ban on calls in place.\29\ In addition,
legislation has been introduced in the House of Representatives and
Senate to address the concern over in-flight voice calls. On December
12, 2013, Senator Diane Feinstein and Senator Lamar Alexander
introduced legislation, titled Commercial Flight Courtesy Act,\30\ to
ban cell phone conversations on commercial airline flights, but permit
the use of texting and other electronic communication, pending FCC
approval. That same week, Rep. Bill Shuster introduced a bill,
Prohibiting In-Flight Voice Communications on Mobile Wireless Devices
Act of 2013,\31\ to prohibit in-flight voice communications, but permit
other types of electronic communication.
---------------------------------------------------------------------------
\26\ The Aviation Enforcement Office categorizes communications
received from consumers as complaints, comments, or inquiries. A
`comment' for this purpose is an expression of opinion on an issue,
as opposed to a complaint about a specific incident that the
consumer was involved in. These `comments' sent to the Aviation
Enforcement Office are not comments in the rulemaking sense; they
were not filed in response to this ANPRM and are not in the docket.
\27\ See U.S. airlines want to stay cell phone free, CNNMoney,
https://money.cnn.com/2013/12/24/technology/airline-cell-phones/
(Dec. 24, 2013).
\28\ See DOT says not so fast over FCC call to lift ban on in-
flight calls, Associated Press, https://www.cbsnews.com/news/fcc-says-lift-ban-on-in-flight-calls-dot-replies-not-so-fast/ (last
updated Dec. 12, 2013).
\29\ See U.S. airlines want to stay call phone free, supra note
26.
\30\ S.1811 (Dec. 12, 2013).
\31\ H.R. 3676 (Dec. 9, 2013).
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The concerns raised by the public, airlines, flight attendants, and
members of Congress regarding the possibility of in-flight voice calls
on aircraft have prompted the Department to issue this advance notice
of proposed rulemaking seeking comment on use of mobile wireless
devices for voice calls on aircraft. Permitting voice calls in an
enclosed cabin space has the potential, according to comments the
Department received, to drastically alter the flying public's
experience.
Unlike other public environments, the option to remove oneself from
the disruption, inconvenience, and/or nuisance of listening to someone
else's phone call does not appear to exist on an airplane. Further, the
Department believes that the possibility of cumulative impact of having
a large number of passengers talking on their cell phones increases the
level of passenger discomfort. The Department seeks comment, described
more specifically below, on whether it would be feasible to create
``quiet sections'' as exist on Amtrak trains and in other public
places, or to issue guidelines on when airlines should disable
passenger voice communication technology at certain times or under
certain circumstances (i.e., at night time, on flights of a certain
length, etc.) . While the Department does not oppose the use of cell
phones and other mobile devices for mobile wireless data services, such
as sending and receiving text messages and email, there is concern that
the pervasiveness of in-flight voice calls could create an oppressive
environment for passengers, especially for those on long-haul flights.
We note that we are not considering the inclusion of seat-back phones
or other phones installed on aircraft in a proposed ban. While
passengers are able to make voice calls in-flight through such phones,
the service is usually relatively expensive, sparingly used, and to our
knowledge have been in use for years largely without incident. We are
concerned about the cumulative impact of allowing in-flight calls
across our national aviation system, rather than individual calls which
may be seen as ``petty annoyances.''
As we consider whether the passenger experience would be so
disrupted by in-flight calls that to permit those calls would be an
``unfair'' practice and/or render the service provided ``inadequate,''
we seek comment on the following issues. The most helpful comments
reference a particular part of the proposal, explain the reason for any
recommended change, and include supporting data as well as cost and
benefit information.
1. Is it necessary for the Department to propose a rule to deem
passenger voice communications as an unfair practice, and ban voice
communications on passengers' mobile wireless devices on flights
conducted under 14 CFR Part 91 Subpart K (fractional ownership
programs), Part 121 (generally, scheduled airlines and charter
operators of large aircraft), Part 125 (operations with aircraft having
20 or more passenger seats where common carriage is not involved), Part
129 (foreign air carriers), and/or Part 135 (commuter, on demand and
air-taxi operations) within, to and from the United States. If so, on
what basis is there a need for this regulation? We note that when in
the airspace of a foreign country, a U.S. aircraft operator may allow
the use of PEDs only if it is consistent with that country's rules.
2. Information on the possible benefits of allowing voice
communications on passengers' mobile wireless devices on flights
conducted under 14 CFR Part 91 Subpart K (fractional ownership
programs), Part 121 (generally scheduled airlines and charter operators
of large aircraft), Part 125 (operations with aircraft having 20 or
more passenger seats where common carriage is not involved), Part 129
(foreign air carriers), and/or Part 135 (commuter, on demand and air-
taxi operations) within, to and from the United States. Are there
airlines that would opt to provide this service to passengers, should
the opportunity arise? Are there passengers or passenger groups that
would like to be allowed to use their mobile devices for voice
communications while in flight (e.g., anytime, for important business
or personal calls, emergencies)? Whether or not the Department should
refrain from issuing a notice of proposed rulemaking on this topic and
instead allow the airlines to develop individual policies.
3. Whether a proposed ban should include all in-flight voice
communications on mobile wireless devices regardless of whether the
mode is through an Airborne Access System, Wi-Fi, or satellite. If so,
why?
4. Whether a proposed ban should include exceptions for charter
flights, or
[[Page 10053]]
at least certain charter flights such as single entity charters. If so,
why?
5. Whether a ban if adopted should define `mobile wireless
devices.' The House bill, Prohibiting In-Flight Voice Communications on
Mobile Wireless Devices Act of 2013, defines mobile wireless devices as
any portable wireless telecommunications equipment utilized for the
transmission or reception of voice data. We would consider this
definition to include: Cellular handsets, computers, tablets,
electronic games, and any other device that uses radio links to
establish a voice call with another party or parties.
6. Whether the Department should consider text-to-speech
technologies as an unfair practice under 49 U.S.C. 41712, and/or
inconsistent with adequate transportation pursuant to 49 U.S.C. 41702.
We seek comment on the benefits or costs of including text-to-speech
technologies if the Department determines that in-flight voice
communications should be banned or restricted as an unfair practice. In
the alternative, we seek comments on the benefits or costs of excluding
these technologies from a proposed ban. We also seek comment on whether
the Department should consider an exemption from any ban on text-to
speech voice applications for systems aimed at facilitating/improving
accessibility for passengers with disabilities. The most helpful
comments explain the reason or basis for any recommended change, and
include supporting data.
7. Whether a proposed ban on voice communications on passengers'
mobile wireless devices should not apply prior to the aircraft door
closing for departures or after the aircraft door opens for arrivals as
this is already permitted today. In other words, whether a proposed ban
should begin when the aircraft door closes and is about to take off and
end when the aircraft lands and the aircraft door opens. We solicit any
additional comments or considerations regarding the duration of the ban
on board an aircraft.
8. If the Department issues a notice of proposed rulemaking to ban
in-flight voice communications, should that proposed rule account for
any of the following considerations:
a. Whether the Department should consider permitting exceptions to
the in-flight voice communications ban such as for personal, passenger-
related emergencies. If so, how would those be defined?
b. Whether the Department should exempt from the ban any crewmember
(where FAA regulations permit), any Federal law enforcement officer,
Federal Air Marshal, FAA Aviation Safety Inspector (ASI), or National
Transportation Safety Board (NTSB) Investigator, conducting official
business.
9. The impact on the flying public of permitting in-flight voice
communications. What specifically could be harmful, disruptive, or
injurious to the flying public (e.g., impact of allowing in-flight
voice calls on some passengers' productivity as they work during a
flight)? What could be beneficial?
10. Comments on the possible utility of a quiet zone or a talking
zone, for passengers to avoid having to listen to in-flight calls. Is a
physical structure (i.e., some kind of enclosure) necessary to create a
quiet zone? If so, what are the possible costs and benefits of creating
an enclosed area on an aircraft? Is it technically feasible? What
design changes would need to be made to the aircraft? What are the
possible costs and benefits of such a change to an airline? How would
that affect the load capacity of the plane if such changes were
implemented?
11. What other options may exist to mitigate the possible
disruption of in-flight voice calls? Is there a reasonable way to
mitigate the possible disruption?
12. Whether permitting in-flight voice calls is more or less
disruptive than other current in-flight ``disruptions,'' such as in-
person conversations between passengers If so, why?
13. Whether the benefits of permitting in-flight voice calls
outweighs the benefits of prohibiting in-flight voice calls. Describe
the nature of those benefits and provide supporting data where
possible.
14. Whether the costs of permitting in-flight voice calls outweighs
the costs of banning in-flight voice calls. Describe the nature of
those costs and provide supporting data where possible.
15. Whether permitting passengers to use all other mobile wireless
communications services (e.g., devices for texting, emailing and
surfing the Web) except in-flight voice communications would mitigate
the drawbacks of a proposed ban on voice communications.
16. We understand that today a number of foreign air carriers allow
the use of passenger cellular telephones with on-board cellular
telephone base stations (picocells). We solicit comment from these
carriers and from passengers who have flown on these carriers regarding
their flight experiences. More specifically, to what extent have
passengers used their cell phones for voice communications on airplanes
that are equipped for cell phone communications? Have the air carriers
received passenger comments or complaints related to cell phone voice
communications? If so, what comments or complaints have been received?
If complaints or issues were reported, did these issues rise to the
level in which they would be considered to be an unfair practice to
consumers, and/or inconsistent with adequate transportation pursuant to
49 U.S.C. 41712 and 49 U.S.C. 41702? If DOT were to make such a
determination (that voice calls are unfair and/or inconsistent with
adequate transportation), foreign air carriers may be subject to these
rules. What would the economic impact of such a requirement?
17. Is there any other information or data that is relevant to the
Department's decision? We note that the most useful comments will
explain the reason the information or data is relevant as well as
rationale for any recommended change, and include supporting data as
well as cost and benefit information. We note that we are not
addressing in this rulemaking any safety-related or security-related
issues that may exist with the use of mobile wireless devices for voice
calls on aircraft. The Transportation Security Administration (TSA)
exercises authority over the security of the traveling public. FAA has
authority over whether PEDs using cellular technology can be safely
used on aircraft.
Regulatory Notices
A. Executive Order 12866 (Regulatory Planning and Review) and DOT
Regulatory Policies and Procedures
This action has been determined to be significant under Executive
Order 12866 and the Department of Transportation's Regulatory Policies
and Procedures. It has been reviewed by the Office of Management and
Budget under that Order.
Executive Orders 12866 (``Regulatory Planning and Review'') and
13563 (``Improving Regulation and Regulatory Review'') require agencies
to regulate in the ``most cost-effective manner,'' to make a ``reasoned
determination that the benefits of the intended regulation justify its
costs,'' and to develop regulations that ``impose the least burden on
society.'' Additionally, Executive Orders 12866 and 13563 require
agencies to provide a meaningful opportunity for public participation.
Accordingly, we have asked commenters to answer a variety of questions
in order to elicit practical information about any cost or benefit
[[Page 10054]]
figures or factors, alternative approaches, and relevant scientific,
technical and economic data. These comments will help the Department
evaluate whether a proposed rulemaking is needed and appropriate.
B. Executive Order 13132 (Federalism)
This ANPRM has been analyzed in accordance with the principles and
criteria contained in Executive Order 13132 (``Federalism''). This
notice does not propose any regulation that (1) has substantial direct
effects on the States, the relationship between the national government
and the States, or the distribution of power and responsibilities among
the various levels of government, (2) imposes substantial direct
compliance costs on State and local governments, or (3) preempts State
law. States are already preempted from regulating in this area by the
Airline Deregulation Act, 49 U.S.C. 41713. Therefore, the consultation
and funding requirements of Executive Order 13132 do not apply.
C. Executive Order 13084
This ANPRM has been analyzed in accordance with the principles and
criteria contained in Executive Order 13084 (``Consultation and
Coordination with Indian Tribal Governments''). Because none of the
topics on which we are seeking comment would significantly or uniquely
affect the communities of the Indian tribal governments or impose
substantial direct compliance costs on them, the funding and
consultation requirements of Executive Order 13084 do not apply.
D. Regulatory Flexibility Act
The Regulatory Flexibility Act (5 U.S.C. 601 et seq.) requires an
agency to review regulations to assess their impact on small entities
unless the agency determines that a rule is not expected to have a
significant economic impact on a substantial number of small entities.
A direct air carrier or foreign air carrier is a small business if it
provides air transportation only with small aircraft (i.e., aircraft
with up to 60 seats/18,000 pound payload capacity). See 14 CFR 399.73.
If the Department proposes to adopt the regulatory initiative discussed
in this ANPRM, it is possible that it may have some impact on some
small entities but we do not believe that it would have a significant
economic impact on a substantial number of small entities. We invite
comment to facilitate our assessment of the potential impact of these
initiatives on small entities.
E. Paperwork Reduction Act
Under the Paperwork Reduction Act (44 U.S.C. 3501 et seq.), no
person is required to respond to a collection of information unless it
displays a valid OMB control number. This ANPRM does not propose any
new information collection burdens.
F. Unfunded Mandates Reform Act
The Department has determined that the requirements of Title II of
the Unfunded Mandates Reform Act of 1995 do not apply to this notice.
Issued this 14th Day of February 2014, in Washington, DC.
Anthony R. Foxx,
Secretary of Transportation.
[FR Doc. 2014-03684 Filed 2-21-14; 8:45 am]
BILLING CODE 4910-XX-P