Notice of Funding Availability for Accelerated Innovation Deployment Demonstration, 9580-9585 [2014-03452]
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[FR Doc. 2014–03542 Filed 2–18–14; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF TRANSPORTATION
Federal Highway Administration
[Docket No. FHWA–2013–0048]
Notice of Funding Availability for
Accelerated Innovation Deployment
Demonstration
Federal Highway
Administration (FHWA), Department of
Transportation (DOT).
ACTION: Notice of funding availability.
AGENCY:
This final notice announces
the availability of funding and requests
grant applications for FHWA’s
Accelerated Innovation Deployment
(AID) Demonstration authorized within
the Technology and Innovation
Deployment Program (TIDP) under the
Moving Ahead for Progress in the 21st
Century Act (MAP–21). In addition, this
final notice addresses comments
received on the interim notice of
funding availability (Docket No.
FHWA–2013–0048), announces
selection criteria, application
requirements, and technical assistance
during the grant solicitation period for
the AID Demonstration. The FHWA’s
response to the comments and revisions
made in this final notice are described
below in the SUPPLEMENTARY
INFORMATION section.
DATES: Applications must be submitted
through Grants.gov. Applicants are
encouraged to submit applications as
soon as the eligible project is within six
months of being initiated. Completed
applications will be evaluated and
award determinations made on a rolling
basis until the program ends or funding
is no longer available. Information will
be updated on FHWA’s Web site at
https://www.fhwa.dot.gov/accelerating/
grants to notify applicants of the status
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SUMMARY:
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of the program and availability of
funding. The FHWA plans to conduct
outreach regarding the AID
Demonstration in the form of a Webinar
within 2 weeks of this notice being
issued. Participants can pre-register
online at: https://
connectdot.connectsolutions.com/
aiddemo/event/event_info.html.
Information on the Webinar date and
time will be emailed to registered
participants. The Webinar will be
recorded and posted on FHWA’s Web
site at https://www.fhwa.dot.gov/
accelerating/grants.
ADDRESSES: Applications must be
submitted electronically through
Grants.gov. The FHWA will not accept
applications that are sent directly to
FHWA outside of the Grants.gov
process. Instructions for submitting
through Grants.gov are included in
Section VI (E) of this final notice.
FOR FURTHER INFORMATION CONTACT: Ms.
Ewa Flom, Program Manager, Center for
Accelerating Innovation, Federal
Highway Administration, 1200 New
Jersey Avenue SE., Washington, DC
20590, (202) 366–2169; or Ms. Seetha
Srinivasan, Office of the Chief Counsel,
Federal Highway Administration, 1200
New Jersey Avenue SE., Washington,
DC 20590, (202) 366–4099. Office hours
are from 8:00 a.m. to 4:30 p.m., Eastern
Standard Time Monday through Friday,
except Federal holidays. A TDD is
available for individuals who are deaf or
hard of hearing at (202) 366–3993.
In addition, the FHWA will regularly
post answers to questions and requests
for clarifications on FHWA’s Web site at
https://www.fhwa.dot.gov/accelerating/
grants. Applicants are encouraged to
contact FHWA directly to receive
information about AID Demonstration.
SUPPLEMENTARY INFORMATION: On
November 1, 2013, the FHWA published
an interim notice of funding availability
(NOFA) for the AID Demonstration
Program (Docket No. FHWA–2013–
0048). The interim notice requested
comments on the proposed selection
criteria, evaluation criteria, and
evaluation requirements for AID
Demonstration funding. The FHWA
considered comments that were
received from seven commenters,
including two anonymous, two private
citizens, one not-for-profit research
organization, one State DOT, and one
municipal government. The FHWA
revised elements of the notice as
described below. There was an editorial
error made in the Table of Contents by
listing a subsection heading of
‘‘Protection of Confidential Business
Information’’ under Section VI
(Application Process). There was no
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information provided and no need for
this subsection. As a result, the
subsection heading has been deleted.
Response to Comments
1. The FHWA received a question
from an anonymous commenter in
reference to whether AID Demonstration
funds can be used to do research and
conduct full-scale crash testing of
products. AID Demonstration funds are
intended to accelerate the
implementation and adoption of
innovation in highway transportation.
The funds are to be used for
deployment, not for research or testing,
of proven innovative practices or
technologies.
2. The FHWA received a comment
from a private citizen requesting
consideration of applications from
consortiums, including State DOTs,
universities and industry, on novel
materials, methods, and technologies to
be considered through a phased product
development program. The FHWA
believes that this is not within the scope
or intent of the AID Demonstration
program. The use of AID Demonstration
funds is for deployment of proven
innovative practices or technologies.
There are other programs, such as the
Transportation Pooled Fund program,
that may be better suited for a product
development approach. However, the
FHWA encourages applicants to
cooperate and coordinate with other
entities as needed. The narrative
application includes identification of
the applicant, subrecipient, and a
description of cooperation with any
other entity involved in the project.
3. The FHWA received questions from
an anonymous commenter in reference
to the eligibility of technologies that
focus on the operation of highway
transportation commercial vehicle
programs and technology innovations
that are added to existing infrastructure.
As described in Section III (Eligibility),
AID Demonstration funds are available
for any project eligible for assistance
under title 23, United States Code.
Eligible projects may involve any aspect
of highway transportation including
planning, financing, operation,
structures, materials, pavements,
environment, and construction that
address the TIDP goals mentioned in
Section I (Background).
4. The FHWA received a comment
from a not-for-profit research
organization requesting that we add
language under Selection Criteria (or
other appropriate section) to give
priority funding consideration to
projects that ‘‘leverage funding through
participation in the Transportation
Pooled Fund Program.’’ The AID
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Demonstration funding is intended to be
used by an applicant on a project within
their highway transportation program.
The FHWA does not believe that this
change is necessary because applicants
have broad flexibility to select and
leverage funding sources to advance
projects.
5. The FHWA received a question
from the Idaho DOT in reference to the
Federal fund match requirements. To
clarify, the AID Demonstration fund
award is based on the cost of the
innovation in a project, not the total
project cost. The FHWA also encourages
States to use Section 1304 of MAP–21
(23 U.S.C. 120(c)(3)) ‘‘Innovative Project
Delivery Methods’’ on projects that may
qualify to increase the Federal share by
up to 5 percent. The awarded AID
Demonstration funds would be used in
place of other Federal program funds
and do not otherwise modify the
Federal fund match requirements. This
clarification will be included in
program guidance; however, no change
is necessary to the NOFA.
6. The Idaho DOT also expressed
concern that the rolling submittal
process would not allow for FHWA to
compare all of the applications
submitted and would favor the first
projects submitted, which may not
necessarily be the best projects. The
FHWA realizes that a rolling submittal
may seem atypical for DOT grants and
FHWA has considered setting specific
and regular application due dates.
Although the FHWA understands the
perspective of the commenter, this
program is intended to accelerate
innovation deployment and we believe
a rolling solicitation will award funds to
projects that are ready to implement
innovations immediately, such as the
Every Day Counts initiatives. The
FHWA believes that comparison of
projects may not be relevant due to the
broad range of eligible projects
involving any aspect of highway
transportation. As a result, no change is
necessary to the NOFA.
7. The FHWA received a comment
from the Boston, Massachusetts
municipal government requesting that
cities and local agencies be allowed to
apply directly for AID Demonstration
funds. The commenter was also
concerned that the limitation of one
project per State DOT may limit the
opportunities for Metropolitan planning
organizations and local governments.
Pursuant to 23 CFR 635.105, ‘‘The STD
has responsibility for the construction of
all Federal-aid projects, and is not
relieved of such responsibility by
authorizing performance of the work by
a local public agency or other Federal
agency.’’ Metropolitan planning
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organizations and local governments are
not able to apply as a direct recipient for
AID Demonstration funding. However
FHWA understands the commenter’s
concern in reference to the limitation on
awards and State DOT project priorities.
In the final NOFA, the limitation of one
project per applicant is revised so that
one project may be awarded to a State
DOT and another project to a
subrecipient. The change is reflected in
Section II (Program Funding and
Award), Section III (Eligibility), and
Section IV (Selection Criteria).
8. The Boston, Massachusetts
municipal government also suggested
that the NOFA should specifically
authorize funding for staff to implement
the innovation being funded. In the
narrative portion of the application, the
applicant must specify the funding
request including the basis for
determining the cost of the innovation
in the project. The FHWA believes that
if funding for staff is part of the
innovation cost for an eligible project,
the applicant will need to include it in
the application for consideration.
9. The FHWA received comments
from a private citizen suggesting that the
selection criteria be expanded to require
applicants to indicate a willingness to
participate in specific technology
transfer as well as monitoring and
assessment activities. The FHWA agrees
that the suggested examples could be of
value for applicants to consider,
however due to the broad range of
eligible projects, specifying activities
would be too limiting. Examples of
activities will be included in program
guidance available on FHWA’s Web site
at https://www.fhwa.dot.gov/
accelerating/grants as reference
information; however, no change is
necessary to the NOFA.
10. The same private citizen also
suggested that the agency assign more
weight to proposals that: Include two or
more EDC activities as a package;
include a team that incorporates a
Professional Traffic Operation Engineer;
or generate more direct jobs to
strengthen the present and future
transportation workforce. The FHWA
encourages and supports the use of AID
Demonstration grants to accelerate the
deployment of EDC innovations and
intends to give priority consideration to
applications that include EDC
innovations. The broad range of eligible
projects does not lend itself to
specifying team composition as criteria.
It is assumed that accelerating
innovation deployment and the variety
of projects anticipated to receive
funding would generate jobs supporting
the transportation workforce. However,
the FHWA believes the selection criteria
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must focus on the intent of the program
in terms of project eligibility and
innovation deployment, and therefore,
no change is necessary.
This is the final NOFA; FHWA is no
longer considering comments on the
proposed selection and evaluation
criteria for AID Demonstration. The
selection and evaluation criteria,
application requirements, and technical
assistance established in this final
NOFA will govern the program during
the grant solicitation period.
Table of Contents
I. Background
II. Program Funding and Award
III. Eligibility
A. Entities Eligible To Apply for Funding
B. Eligible Uses of Funds
IV. Selection Criteria
V. Evaluation Process
VI. Application Process
A. Contents of Applications
B. Standard Form 424
C. Narrative
D. Contact Information
E. Additional Information on Applying
Through Grants.gov
F. Experiencing Technical Issues With
Grants.gov
VII. Performance Measurement
VIII. Questions and Clarifications
I. Background
On July 6, 2012, President Obama
signed into law MAP–21 (Pub. L. 112–
141), which amends 23 U.S.C. 503 for
TIDP to implement accelerated
innovation deployment; future strategic
highway research program findings and
results; and accelerated implementation
and deployment of pavement
technologies. The TIDP relates to all
aspects of highway transportation
including planning, financing,
operation, structures, materials,
pavements, environment, and
construction.
Section 503(c)(1) specifies the
following TIDP goals: (A) Significantly
accelerate the adoption of innovative
technologies by the surface
transportation community; (B) provide
leadership and incentives to
demonstrate and promote state-of-theart technologies, elevated performance
standards, and new business practices
in highway construction processes that
result in improved safety, faster
construction, reduced congestion from
construction, and improved quality and
user satisfaction; (C) construct longerlasting highways through the use of
innovative technologies and practices
that lead to faster construction of
efficient and safe highways and bridges;
(D) improve highway efficiency, safety,
mobility, reliability, service life,
environmental protection, and
sustainability; and (E) develop and
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deploy new tools, techniques, and
practices to accelerate the adoption of
innovation in all aspects of highway
transportation.
II. Program Funding and Award
Section 51001 of MAP–21 authorized
$62,500,000 for the TIDP for each of
Fiscal Years (FY) 2013 and 2014. The
funds are subject to obligation limitation
that is established in appropriations
law. The amount of TIDP budget
authority available in a given year may
be less than the amount authorized for
that fiscal year.
The AID Demonstration is one aspect
of the multifaceted TIDP approach. The
FHWA expects approximately
$15,000,000 to be made available in
each of FY 2013 and FY 2014 for AID
Demonstration. The FHWA will award
AID Demonstration funds to multiple
projects. The FHWA has funding award
goals of up to $14,000,000 available to
State departments of transportation
(State DOT) and up to $1,000,000
available to Federal Land Management
Agencies and tribal governments.
Awards are limited to up to two projects
per State DOT applicant, with up to one
project award to a State DOT and up to
one project award to a subrecipient
applying through the State DOT, and
limited to one project award per
applicant for Federal Land Management
Agencies and tribal governments,
subject to the number of eligible
applications and the availability of
funds.
The amount of the award may be up
to the full cost of the innovation, but
only to a maximum of $1,000,000. States
are also encouraged to use Section 1304
of MAP–21 ‘‘Innovative Project Delivery
Methods’’ (23 U.S.C. 120(c)(3)) to
increase the Federal share on these
projects up to 5 percent. Information on
the ‘‘Innovative Project Delivery
Methods’’ provision is available at
https://www.fhwa.dot.gov/map21/
qandas/qaipd.cfm. These funding goals
will be reviewed annually and may be
adjusted to reflect current priorities and
needs.
The FHWA will use an open, rolling
solicitation. Applicants are encouraged
to apply as soon as the eligible project
is within 6 months of being initiated.
Funds will be allocated upon award
selection. Award recipients shall
obligate the awarded funds to the
project within 6 months of fund
allocation.
Award recipients shall submit a final
report to the FHWA within 6 months of
project completion based on the plan
described in Section VII (Performance
Measurement) that documents the
process, benefits, and lessons learned
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including development and/or
refinement of guidance, specifications
or other tools and methods to support
rapid adoption of the innovation(s) as
standard practice, as well as level of
commitment by recipient to deploy the
innovation as standard practice.
III. Eligibility
A. Entities Eligible To Apply for
Funding
The AID Demonstration provides
incentive funding for eligible entities to
accelerate the implementation and
adoption of innovation in highway
transportation. Section 502(b)(3) of title
23, U.S.C., authorizes the Secretary to
award research grants to a wide range of
entities. The FHWA will provide AID
Demonstration grants to eligible State
DOTs, Federal Land Management
Agencies, and tribal governments. We
believe these entities are the most likely
to fulfill the deployment goals of the
AID Demonstration program, since they
are actively engaged in the deployment
of new technologies. Consistent with
other FHWA funding provided to tribes,
federally recognized tribe identified on
the list of ‘‘Indian Entities Recognized
and Eligible to Receive Services from
the Bureau of Indian Affairs’’ (published
at 77 FR 47868) is eligible to apply for
AID Demonstration. Metropolitan
planning organizations and local
governments may apply through State
DOT as a subrecipient. Applicants must
submit applications electronically
through Grants.gov.
The FHWA has funding award goals
of up to $14,000,000 available to State
DOTs and up to $1,000,000 available to
Federal Land Management Agencies and
tribal governments. Awards are limited
to up to two projects per State DOT
applicant, with up to one project award
to a State DOT and up to one project
award to a subrecipient applying
through the State DOT, and limited to
one project award per applicant for
Federal Land Management Agencies and
tribal governments, subject to the
number of eligible applications and the
availability of funds. These funding
goals will be reviewed annually and
may be adjusted to reflect current
priorities and needs.
B. Eligible Uses of Funds
The AID Demonstration funds are
available for any project eligible for
assistance under title 23, United States
Code. Eligible projects may involve any
aspect of highway transportation
including planning, financing,
operation, structures, materials,
pavements, environment, and
construction that address the TIDP goals
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mentioned in Section I (Background).
Projects eligible for funding shall
include proven innovative practices or
technologies, including infrastructure
and non-infrastructure strategies or
activities, which the applicant or
subrecipient intends to implement and
adopt as a significant improvement from
the applicant’s or the subrecipient’s
conventional practice.
The amount of the award may be up
to the full cost of the innovation in the
project, but only to a maximum of
$1,000,000. States are also encouraged
to use Section 1304 of MAP–21 (23
U.S.C. 120(c)(3)) ‘‘Innovative Project
Delivery Methods’’ on projects that may
qualify to increase the Federal share by
up to 5 percent. Information on the
‘‘Innovative Project Delivery Methods’’
is available at https://www.fhwa.dot.gov/
map21/qandas/qaipd.cfm.
IV. Selection Criteria
The FHWA will award TIDP AID
Demonstration funds to projects based
on the selection criteria outlined below.
The FHWA will use an open, rolling
solicitation. Project readiness will be
treated as primary selection criteria in
FHWA’s evaluation process. The project
must be ready to be implemented within
6 months of applying for AID
Demonstration funding. An eligible
project shall include an innovation that
aligns with the previously described
TIDP goals. The innovation must be
proven in real-world application with
documented benefits (in a form that is
publicly available or verifiable), not
routinely used by the applicant or the
subrecipient, and of significant
improvement from the applicant’s or the
subrecipient’s conventional practice.
The FHWA encourages the use of
innovations included in the Every Day
Counts (EDC) initiative. Please go to the
following link to see examples and
benefits of EDC innovations: https://
www.fhwa.dot.gov/everydaycounts/.
Awards are limited to up to two
projects per State DOT applicant, with
up to one project award to a State DOT
and up to one project award to a
subrecipient applying through the State
DOT, and limited to one project award
per applicant for Federal Land
Management Agencies and tribal
governments, subject to the number of
eligible applications and the availability
of funds. To ensure a wide variety of
innovations and project types, the
FHWA will also initially limit awards to
three projects per innovation. If several
applications submitted at the same time
are rated as ‘‘Qualified’’ and exceed the
amount of available funding, the FHWA
intends to give priority funding
consideration to projects that (1) have
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not received TIDP funding, and (2) use
an innovation that is included in the
EDC initiative.
In the application, the applicant or
the subrecipient must indicate
willingness to: (1) Participate in
monitoring and assessment activities
regarding the effectiveness of the
innovation(s) and subsequent
technology transfer and information
dissemination activities associated with
the project; (2) accept FHWA oversight
of the project; and (3) conduct a before
and after customer satisfaction
determination for construction projects.
V. Evaluation Process
The FHWA will evaluate AID
Demonstration applications in
accordance with the evaluation process
discussed below.
The FHWA will establish an
evaluation team of technical and
professional staff with relevant
experience and/or expertise to review
each application received by FHWA
through Grants.gov. The evaluation
team will be responsible for reviewing,
evaluating, and rating the applications
as well as making funding
recommendations to FHWA senior
leadership.
After reviewing the application, the
evaluation team may contact the
applicant to discuss the application and
confirm understanding of the
requirements for participation in AID
Demonstration. Based on the
information collected, the evaluation
team will prepare a summary
assessment rating the application along
with the team’s recommendation. The
summary assessment and
recommendation will be presented to
FHWA senior leadership to make a final
determination on the approval of the
award.
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A. Selection Criteria
All applications will be evaluated on
a rolling basis and be assigned a rating
of ‘‘Qualified’’ or ‘‘Not Qualified.’’ If
several applications submitted at the
same time are rated as ‘‘Qualified’’, the
FHWA will give priority funding
consideration to projects that (1) have
not received TIDP funding and (2) use
an innovation that is included in the
EDC initiative.
The ratings are as follows:
1. Qualified:
• Project ready to initiate within
6 months of applying for AID
Demonstration funding;
• project innovation aligns with TIDP
goals;
• innovation is proven in real-world
application with documented benefits,
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and not routinely used by the applicant
or the subrecipient;
• application describes the
innovation’s magnitude and scope of
impact on the applicant’s or the
subrecipient’s conventional practice;
• data is included that directly
supports the requested funding amount;
• information provided on
performance goals and measures for
respective innovation demonstration
and deployment activities;
• application indicates the
applicant’s or subrecipient’s willingness
to:
(1) Participate in monitoring and
assessment activities regarding the
effectiveness of the innovation(s) and
subsequent technology transfer and
information dissemination activities
associated with the project;
(2) accept FHWA oversight of the
project; and
(3) conduct before and after customer
satisfaction determinations for
construction projects.
2. Not Qualified:
• Project does not meet the eligibility
requirements;
• application does not meet the
‘‘Qualified’’ rating;
• application fails to address one or
more of the application requirements;
• applicant received AID
Demonstration funding within the
current fiscal year;
• three projects with the innovation
were already awarded AID
Demonstration funding.
VI. Application Process
A. Contents of Applications
The applicant shall include all of the
information requested below in their
applications. The FHWA may request
applicants to supplement the data in the
application, but encourages applicants
to submit the most relevant and
complete information they can provide.
The applicant should, to the extent
practicable, provide data and evidence
of project merits in a form that is
publicly available or verifiable.
A complete application will consist
of: (1) The Standard Form 424 (SF 424)
available from Grants.gov, and (2) the
narrative attachment to the SF 424 as
described below.
B. Standard Form 424, Application for
Federal Assistance
Applicants should see https://
apply07.grants.gov/apply/forms/
sample/SF424_2_1-V2.1.pdf for
instructions on completing the SF 424,
which is part of the standard Grants.gov
submission.
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C. Narrative (Attachment to SF 424)
The applicant or subrecipient shall
include the supplemental narrative in
the attachments section of the SF 424
mandatory form in Grants.gov to
successfully complete the application
process.
The applicant or subrecipient shall
respond to the application requirements
described below. The supplemental
narrative shall be prepared with
standard formatting (e.g. a single-spaced
document, using a standard 12-point
font, such as Times New Roman, with
1-inch margins) and should not exceed
five pages.
An application shall include
information needed to verify that the
project meets the statutory eligibility
criteria as described in Section III
(Eligibility) as well as other information
required for FHWA to assess each of the
criteria specified in Section IV
(Selection Criteria). The applicant or
subrecipient is required to demonstrate
the responsiveness of the proposal to
any pertinent selection criteria with the
most relevant information that
applicants can provide, regardless of
whether such information is specifically
requested or identified. The applicant or
subrecipient shall provide concrete
evidence of project milestones, financial
capacity, and commitment in order to
support project readiness.
For ease of review, the narrative
should generally adhere to the following
basic outline, and include relevant maps
and graphics:
1. Project Abstract: Describe work that
would be completed under the project,
whether the project is a complete
project or part of a larger project with
prior investment, and the aspect of
highway transportation and the TIDP
goals that the innovation would address
(maximum five sentences). The project
abstract should succinctly describe how
this specific request for AID
Demonstration funding would be
included in the project.
2. Project Description: Brief
description of the project and project
objective(s), the innovation and related
documented benefits, the performance
goals and measures for the innovation,
current organizational/institutional
experience with the innovation, and the
significant improvement to
conventional practice expected.
3. Innovation Performance: Brief
description of how the innovation will
be monitored, assessed, and
documented to determine if the
performance goals and measures are
achieved, including a timeline of
demonstration, deployment,
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implementation, and/or adoption
activities.
4. Applicant information and
coordination with other entities:
Identification of applicant, and
subrecipient if applicable; description of
cooperation with other entities; and
information regarding any other entities
involved in the project.
5. Funding Request: Summary of the
funding request including the basis for
determining the cost of the innovation
in the project. The applicant should also
include the total project cost.
6. Eligibility and Selection Criteria:
Brief description of how the project
meets the statutory eligibility criteria as
described in Section III (Eligibility) and
the selection criteria identified in
Section IV (Selection Criteria).
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D. Contact Information
The applicant or subrecipient should
include contact information requested
as part of the SF–424. The FHWA will
use this information to contact
applicants and to inform parties of
FHWA’s decision regarding selection of
projects. Contact information should be
provided for a direct employee of the
applicant. Contact information for a
contractor, agent, or consultant of the
lead applicant is insufficient for
FHWA’s purposes.
E. Additional Information on Applying
Through Grants.gov
Applications for AID Demonstration
shall be submitted through Grants.gov.
To apply for funding through
Grants.gov, applicants must be properly
registered. Complete instructions on
how to register and apply can be found
at www.grants.gov. If interested parties
experience difficulties at any point
during the registration or application
process, they should call the Grants.gov
Customer Support Hotline at 1–800–
518–4726, Monday–Friday from 7:00
a.m. to 9:00 p.m. Eastern Standard
Time.
Registering with Grants.gov is a onetime process, however, processing
delays may occur and it can take up to
several weeks for first-time registrants to
receive confirmation and a user
password. Accordingly, FHWA highly
recommends that potential applicants
start the registration process as early as
possible. In order to apply for AID
Demonstration under this notice and to
apply for funding through Grants.gov,
all applicants are required to complete
the following:
1. Acquire a Data Universal
Numbering System (DUNS) Number. A
DUNS number is required for Grants.gov
registration. The Office of Management
and Budget requires that all applicants
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for Federal funds include a DUNS
number in their applications for a new
award or renewal of an existing award.
A DUNS number is a unique nine-digit
sequence recognized as the universal
standard for identifying and keeping
track of entities receiving Federal funds.
The identifier is used for tracking
purposes and to validate address and
point of contact information for Federal
assistance applicants, recipients, and
subrecipients. The DUNS number will
be used throughout the grant life cycle.
Obtaining a DUNS number is a free,
one-time activity that can be completed
by calling 1–866–705–5711 or by
applying online at https://
fedgov.dnb.com/webform.
2. Acquire or Renew Registration with
the Central Contractor Registration
(CCR) Database. All applicants for
Federal financial assistance maintain
current registrations in the CCR
database. An applicant must be
registered in the CCR to successfully
register in Grants.gov. The CCR database
is the repository for standard
information about Federal financial
assistance applicants, recipients, and
subrecipients. Entities that have
previously submitted applications via
Grants.gov are already registered with
CCR, as it is a requirement for
Grants.gov registration. Please note,
however, that applicants must update or
renew their CCR registration at least
once per year to maintain an active
status, so it is critical to check
registration status well in advance of
relevant application deadlines.
Information about CCR registration
procedures can be accessed at: https://
www.sam.gov/portal/public/SAM/.
3. Acquire an Authorized
Organization Representative (AOR) and
a Grants.gov Username and Password.
Applicants will need to complete an
AOR profile on Grants.gov and create a
username and password. The assigned
DUNS Number is required to complete
this step. For more information about
the registration process, go to:
www.grants.gov/applicants/get_
registered.jsp.
4. Acquire Authorization for the AOR
from the E-Business Point of Contact (EBiz POC). The E-Biz POC for the
applicant must log in to Grants.gov to
confirm the applicant as an AOR. Please
note that there can be more than one
AOR for each applicant.
5. Search for the Funding Opportunity
on Grants.gov. Applicants can use the
Catalog of Federal Domestic Assistance
number for this solicitation, which is
20.200, titled Technology and
Innovation Development Program, when
searching for the AID Demonstration
opportunity on Grants.gov.
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6. Submit an Application Addressing
All of the Requirements Outlined in this
Notice of Funding Availability. Within
24 to 48 hours after submitting an
electronic application, applicants
should receive an email validation
message from Grants.gov. The validation
message will specify whether the
application was received and validated
or rejected, with an explanation.
Note: When uploading attachments,
applicants should use generally accepted
formats such as .pdf, .doc, and .xls. While
applicants may imbed picture files such as
.jpg, .gif, .bmp, in your files, they should not
save and submit the attachment in these
formats. Additionally, the following formats
will not be accepted: .com, .bat, .exe, .vbs,
.cfg, .dat, .db, .dbf, .dll, .ini, .log, .ora, .sys,
and .zip.
F. Experiencing Technical Issues With
Grants.gov
If interested parties experience
difficulties at any point during the
registration or application process, they
should call the Grants.gov Customer
Support Hotline at 1–800–518–4726,
Monday–Friday from 7:00 a.m. to 9:00
p.m. Eastern Standard Time.
VII. Performance Measurement
Each applicant selected for AID
Demonstration funding shall work with
FHWA on the development and
implementation of a plan to collect
information and report on the project’s
performance with respect to the relevant
outcomes that are expected to be
achieved through the innovation in the
project. Each recipient or subrecipient
of AID Demonstration funding shall
report on specified performance
indicators for its project. Performance
indicators will be identified for each
project, and will consider the individual
project’s stated goals as well as resource
constraints of the recipient or
subrecipient. Performance indicators
will not include formal goals or targets,
but will include baseline measures as
well as post-project outputs, and will
inform the AID Demonstration program
in working toward best practices,
programmatic performance measures,
and future decisionmaking guidelines.
The recipient or subrecipient shall
submit a final report to FHWA within 6
months of project completion which
documents the process, benefits, and
lessons learned including development
and/or refinement of guidance,
specifications or other tools and
methods to support rapid adoption of
the innovation(s) as standard practice.
VIII. Questions and Clarifications
For further information concerning
this final notice please contact Ms. Ewa
E:\FR\FM\19FEN1.SGM
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Federal Register / Vol. 79, No. 33 / Wednesday, February 19, 2014 / Notices
Flom, Program Manager, Center for
Accelerating Innovation, (202) 366–
2169, or Ms. Seetha Srinivasan, Office of
the Chief Counsel, (202) 366–4099,
Federal Highway Administration, 1200
New Jersey Avenue SE., Washington,
DC 20590. Office hours are from 8 a.m.
to 4:30 p.m., e.t., Monday through
Friday, except Federal holidays. A TDD
is available for individuals who are deaf
or hard of hearing at (202) 366–3993.
In addition, FHWA will post answers
to questions and requests for
clarifications on FHWA’s Web site at
https://www.fhwa.dot.gov/accelerating/
grants. Applicants and subrecipients are
encouraged to contact FHWA directly to
receive information about AID
Demonstration.
Authority: Section 52003 of Pub. L. 112–
141; 23 U.S.C. 503.
Issued on: January 24, 2014.
Gregory G. Nadeau,
Deputy Administrator, Federal Highway
Administration.
[FR Doc. 2014–03452 Filed 2–18–14; 8:45 am]
BILLING CODE 4910–22–P
DEPARTMENT OF TRANSPORTATION
Federal Railroad Administration
[Docket No. FRA–2000–7257; Notice No. 77]
Railroad Safety Advisory Committee;
Notice of Meeting
Federal Railroad
Administration (FRA), Department of
Transportation.
ACTION: Announcement of Railroad
Safety Advisory Committee (RSAC)
Meeting.
AGENCY:
FRA announces the fifty-first
meeting of the RSAC, a Federal
Advisory Committee that develops
railroad safety regulations through a
consensus process. The RSAC meeting
topics will include opening remarks
from the FRA Administrator, and status
reports will be provided by the Train
Crew Size, Securement, Hazardous
Material Issues, Fatigue Management,
and Risk Reduction Working Groups.
Status reports will also be provided by
the Engineering Task Force. This agenda
is subject to change, including the
possible addition of further proposed
tasks.
DATES: The RSAC meeting is scheduled
to commence at 9:30 a.m. on Thursday,
March 6, 2014, and will adjourn by 4:30
p.m.
ADDRESSES: The RSAC meeting will be
held at the National Housing Center
located at 1201 15th Street NW.,
Washington, DC 20005. The meeting is
EMCDONALD on DSK67QTVN1PROD with NOTICES
SUMMARY:
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open to the public on a first-come, firstserved basis, and is accessible to
individuals with disabilities. Sign and
oral interpretation can be made
available if requested 10 calendar days
before the meeting.
FOR FURTHER INFORMATION CONTACT:
Larry Woolverton, RSAC Administrative
Officer/Coordinator, FRA, 1200 New
Jersey Avenue SE., Mailstop 25,
Washington, DC 20590, (202) 493–6212;
or Robert Lauby, Associate
Administrator for Railroad Safety/Chief
Safety Officer, FRA, 1200 New Jersey
Avenue SE., Mailstop 25, Washington,
DC 20590, (202) 493–6474.
SUPPLEMENTARY INFORMATION: Pursuant
to Section 10(a)(2) of the Federal
Advisory Committee Act (Pub. L. 92–
463), FRA is giving notice of a meeting
of the RSAC. The RSAC was established
to provide advice and recommendations
to FRA on railroad safety matters. The
RSAC is composed of 60 voting
representatives from 39 member
organizations, representing various rail
industry perspectives. In addition, there
are non-voting advisory representatives
from the agencies with railroad safety
regulatory responsibility in Canada and
Mexico, the National Transportation
Safety Board, and the Federal Transit
Administration. The diversity of the
Committee ensures the requisite range
of views and expertise necessary to
discharge its responsibilities. See the
RSAC Web site for details on prior
RSAC activities and pending tasks at
https://rsac.fra.dot.gov/. Please refer to
the notice published in the Federal
Register on March 11, 1996 (61 FR
9740), for additional information about
the RSAC.
Robert C. Lauby,
Associate Administrator for Railroad Safety
and Chief Safety Officer.
[FR Doc. 2014–03579 Filed 2–18–14; 8:45 am]
BILLING CODE 4910–06–P
DEPARTMENT OF TRANSPORTATION
Federal Transit Administration
[Docket No. FTA–2014–0003]
Americans With Disabilities Act:
Proposed Circular Amendment 1
Federal Transit Administration
(FTA), DOT.
ACTION: Notice of availability of four
additional proposed circular chapters
and request for comments.
AGENCY:
The Federal Transit
Administration (FTA) has placed in the
docket and on its Web site proposed
guidance in the form of four additional
SUMMARY:
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Sfmt 4703
9585
circular chapters to help transportation
providers meet the requirements of the
U.S. Department of Transportation’s
(DOT) Americans with Disabilities Act
(ADA) regulations. These proposed
chapters include Chapter 1
(Introduction and Applicability),
Chapter 2 (General Requirements),
Chapter 5 (Equivalent Facilitation), and
Chapter 8 (Complementary Paratransit
Service). Along with the proposed
chapter on vehicle acquisition
published on October 2, 2012, these
chapters are part of a series of
approximately 12 chapters that will
compose a complete ADA circular. By
this notice, FTA invites public comment
on these four additional proposed
circular chapters, as well as suggestions
for specific issues to address in future
chapters.
DATES: Comments must be submitted by
April 21, 2014. Late-filed comments will
be considered to the extent practicable.
ADDRESSES: You may submit comments
to Docket No. FTA–2014–0003 by any of
the following methods:
Federal eRulemaking Portal: Go to
www.regulations.gov and follow the
online instructions for submitting
comments.
Mail: Docket Management Facility:
U.S. Department of Transportation, 1200
New Jersey Avenue SE., West Building,
Ground Floor, Room W12–140,
Washington, DC 20590–0001.
Hand Delivery or Courier: West
Building Ground Floor, Room W12–140,
1200 New Jersey Avenue SE., between
9 a.m. and 5 p.m. Eastern time, Monday
through Friday, except Federal holidays.
Fax: (202) 493–2251.
Instructions: You must include the
agency name (Federal Transit
Administration) and Docket number
FTA–2014–0003 for this notice at the
beginning of your comments. You
should submit two copies of your
comments if you submit them by mail.
If you wish to receive confirmation that
FTA received your comments, you must
include a self-addressed stamped
postcard. Note that all comments
received will be posted without change
to www.regulations.gov including any
personal information provided and will
be available to Internet users. You may
review DOT’s complete Privacy Act
Statement published in the Federal
Register on April 11, 2000 (65 FR
19477). Docket: For access to the docket
to read background documents and
comments received, go to
www.regulations.gov at any time or to
the U.S. Department of Transportation,
1200 New Jersey Avenue SE., Docket
Operations, M–30, West Building
Ground Floor, Room W12–140,
E:\FR\FM\19FEN1.SGM
19FEN1
Agencies
[Federal Register Volume 79, Number 33 (Wednesday, February 19, 2014)]
[Notices]
[Pages 9580-9585]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-03452]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Highway Administration
[Docket No. FHWA-2013-0048]
Notice of Funding Availability for Accelerated Innovation
Deployment Demonstration
AGENCY: Federal Highway Administration (FHWA), Department of
Transportation (DOT).
ACTION: Notice of funding availability.
-----------------------------------------------------------------------
SUMMARY: This final notice announces the availability of funding and
requests grant applications for FHWA's Accelerated Innovation
Deployment (AID) Demonstration authorized within the Technology and
Innovation Deployment Program (TIDP) under the Moving Ahead for
Progress in the 21st Century Act (MAP-21). In addition, this final
notice addresses comments received on the interim notice of funding
availability (Docket No. FHWA-2013-0048), announces selection criteria,
application requirements, and technical assistance during the grant
solicitation period for the AID Demonstration. The FHWA's response to
the comments and revisions made in this final notice are described
below in the SUPPLEMENTARY INFORMATION section.
DATES: Applications must be submitted through Grants.gov. Applicants
are encouraged to submit applications as soon as the eligible project
is within six months of being initiated. Completed applications will be
evaluated and award determinations made on a rolling basis until the
program ends or funding is no longer available. Information will be
updated on FHWA's Web site at https://www.fhwa.dot.gov/accelerating/grants to notify applicants of the status of the program and
availability of funding. The FHWA plans to conduct outreach regarding
the AID Demonstration in the form of a Webinar within 2 weeks of this
notice being issued. Participants can pre-register online at: https://connectdot.connectsolutions.com/aiddemo/event/event_info.html.
Information on the Webinar date and time will be emailed to registered
participants. The Webinar will be recorded and posted on FHWA's Web
site at https://www.fhwa.dot.gov/accelerating/grants.
ADDRESSES: Applications must be submitted electronically through
Grants.gov. The FHWA will not accept applications that are sent
directly to FHWA outside of the Grants.gov process. Instructions for
submitting through Grants.gov are included in Section VI (E) of this
final notice.
FOR FURTHER INFORMATION CONTACT: Ms. Ewa Flom, Program Manager, Center
for Accelerating Innovation, Federal Highway Administration, 1200 New
Jersey Avenue SE., Washington, DC 20590, (202) 366-2169; or Ms. Seetha
Srinivasan, Office of the Chief Counsel, Federal Highway
Administration, 1200 New Jersey Avenue SE., Washington, DC 20590, (202)
366-4099. Office hours are from 8:00 a.m. to 4:30 p.m., Eastern
Standard Time Monday through Friday, except Federal holidays. A TDD is
available for individuals who are deaf or hard of hearing at (202) 366-
3993.
In addition, the FHWA will regularly post answers to questions and
requests for clarifications on FHWA's Web site at https://www.fhwa.dot.gov/accelerating/grants. Applicants are encouraged to
contact FHWA directly to receive information about AID Demonstration.
SUPPLEMENTARY INFORMATION: On November 1, 2013, the FHWA published an
interim notice of funding availability (NOFA) for the AID Demonstration
Program (Docket No. FHWA-2013-0048). The interim notice requested
comments on the proposed selection criteria, evaluation criteria, and
evaluation requirements for AID Demonstration funding. The FHWA
considered comments that were received from seven commenters, including
two anonymous, two private citizens, one not-for-profit research
organization, one State DOT, and one municipal government. The FHWA
revised elements of the notice as described below. There was an
editorial error made in the Table of Contents by listing a subsection
heading of ``Protection of Confidential Business Information'' under
Section VI (Application Process). There was no information provided and
no need for this subsection. As a result, the subsection heading has
been deleted.
Response to Comments
1. The FHWA received a question from an anonymous commenter in
reference to whether AID Demonstration funds can be used to do research
and conduct full-scale crash testing of products. AID Demonstration
funds are intended to accelerate the implementation and adoption of
innovation in highway transportation. The funds are to be used for
deployment, not for research or testing, of proven innovative practices
or technologies.
2. The FHWA received a comment from a private citizen requesting
consideration of applications from consortiums, including State DOTs,
universities and industry, on novel materials, methods, and
technologies to be considered through a phased product development
program. The FHWA believes that this is not within the scope or intent
of the AID Demonstration program. The use of AID Demonstration funds is
for deployment of proven innovative practices or technologies. There
are other programs, such as the Transportation Pooled Fund program,
that may be better suited for a product development approach. However,
the FHWA encourages applicants to cooperate and coordinate with other
entities as needed. The narrative application includes identification
of the applicant, subrecipient, and a description of cooperation with
any other entity involved in the project.
3. The FHWA received questions from an anonymous commenter in
reference to the eligibility of technologies that focus on the
operation of highway transportation commercial vehicle programs and
technology innovations that are added to existing infrastructure. As
described in Section III (Eligibility), AID Demonstration funds are
available for any project eligible for assistance under title 23,
United States Code. Eligible projects may involve any aspect of highway
transportation including planning, financing, operation, structures,
materials, pavements, environment, and construction that address the
TIDP goals mentioned in Section I (Background).
4. The FHWA received a comment from a not-for-profit research
organization requesting that we add language under Selection Criteria
(or other appropriate section) to give priority funding consideration
to projects that ``leverage funding through participation in the
Transportation Pooled Fund Program.'' The AID
[[Page 9581]]
Demonstration funding is intended to be used by an applicant on a
project within their highway transportation program. The FHWA does not
believe that this change is necessary because applicants have broad
flexibility to select and leverage funding sources to advance projects.
5. The FHWA received a question from the Idaho DOT in reference to
the Federal fund match requirements. To clarify, the AID Demonstration
fund award is based on the cost of the innovation in a project, not the
total project cost. The FHWA also encourages States to use Section 1304
of MAP-21 (23 U.S.C. 120(c)(3)) ``Innovative Project Delivery Methods''
on projects that may qualify to increase the Federal share by up to 5
percent. The awarded AID Demonstration funds would be used in place of
other Federal program funds and do not otherwise modify the Federal
fund match requirements. This clarification will be included in program
guidance; however, no change is necessary to the NOFA.
6. The Idaho DOT also expressed concern that the rolling submittal
process would not allow for FHWA to compare all of the applications
submitted and would favor the first projects submitted, which may not
necessarily be the best projects. The FHWA realizes that a rolling
submittal may seem atypical for DOT grants and FHWA has considered
setting specific and regular application due dates. Although the FHWA
understands the perspective of the commenter, this program is intended
to accelerate innovation deployment and we believe a rolling
solicitation will award funds to projects that are ready to implement
innovations immediately, such as the Every Day Counts initiatives. The
FHWA believes that comparison of projects may not be relevant due to
the broad range of eligible projects involving any aspect of highway
transportation. As a result, no change is necessary to the NOFA.
7. The FHWA received a comment from the Boston, Massachusetts
municipal government requesting that cities and local agencies be
allowed to apply directly for AID Demonstration funds. The commenter
was also concerned that the limitation of one project per State DOT may
limit the opportunities for Metropolitan planning organizations and
local governments. Pursuant to 23 CFR 635.105, ``The STD has
responsibility for the construction of all Federal-aid projects, and is
not relieved of such responsibility by authorizing performance of the
work by a local public agency or other Federal agency.'' Metropolitan
planning organizations and local governments are not able to apply as a
direct recipient for AID Demonstration funding. However FHWA
understands the commenter's concern in reference to the limitation on
awards and State DOT project priorities. In the final NOFA, the
limitation of one project per applicant is revised so that one project
may be awarded to a State DOT and another project to a subrecipient.
The change is reflected in Section II (Program Funding and Award),
Section III (Eligibility), and Section IV (Selection Criteria).
8. The Boston, Massachusetts municipal government also suggested
that the NOFA should specifically authorize funding for staff to
implement the innovation being funded. In the narrative portion of the
application, the applicant must specify the funding request including
the basis for determining the cost of the innovation in the project.
The FHWA believes that if funding for staff is part of the innovation
cost for an eligible project, the applicant will need to include it in
the application for consideration.
9. The FHWA received comments from a private citizen suggesting
that the selection criteria be expanded to require applicants to
indicate a willingness to participate in specific technology transfer
as well as monitoring and assessment activities. The FHWA agrees that
the suggested examples could be of value for applicants to consider,
however due to the broad range of eligible projects, specifying
activities would be too limiting. Examples of activities will be
included in program guidance available on FHWA's Web site at https://www.fhwa.dot.gov/accelerating/grants as reference information; however,
no change is necessary to the NOFA.
10. The same private citizen also suggested that the agency assign
more weight to proposals that: Include two or more EDC activities as a
package; include a team that incorporates a Professional Traffic
Operation Engineer; or generate more direct jobs to strengthen the
present and future transportation workforce. The FHWA encourages and
supports the use of AID Demonstration grants to accelerate the
deployment of EDC innovations and intends to give priority
consideration to applications that include EDC innovations. The broad
range of eligible projects does not lend itself to specifying team
composition as criteria. It is assumed that accelerating innovation
deployment and the variety of projects anticipated to receive funding
would generate jobs supporting the transportation workforce. However,
the FHWA believes the selection criteria must focus on the intent of
the program in terms of project eligibility and innovation deployment,
and therefore, no change is necessary.
This is the final NOFA; FHWA is no longer considering comments on
the proposed selection and evaluation criteria for AID Demonstration.
The selection and evaluation criteria, application requirements, and
technical assistance established in this final NOFA will govern the
program during the grant solicitation period.
Table of Contents
I. Background
II. Program Funding and Award
III. Eligibility
A. Entities Eligible To Apply for Funding
B. Eligible Uses of Funds
IV. Selection Criteria
V. Evaluation Process
VI. Application Process
A. Contents of Applications
B. Standard Form 424
C. Narrative
D. Contact Information
E. Additional Information on Applying Through Grants.gov
F. Experiencing Technical Issues With Grants.gov
VII. Performance Measurement
VIII. Questions and Clarifications
I. Background
On July 6, 2012, President Obama signed into law MAP-21 (Pub. L.
112-141), which amends 23 U.S.C. 503 for TIDP to implement accelerated
innovation deployment; future strategic highway research program
findings and results; and accelerated implementation and deployment of
pavement technologies. The TIDP relates to all aspects of highway
transportation including planning, financing, operation, structures,
materials, pavements, environment, and construction.
Section 503(c)(1) specifies the following TIDP goals: (A)
Significantly accelerate the adoption of innovative technologies by the
surface transportation community; (B) provide leadership and incentives
to demonstrate and promote state-of-the-art technologies, elevated
performance standards, and new business practices in highway
construction processes that result in improved safety, faster
construction, reduced congestion from construction, and improved
quality and user satisfaction; (C) construct longer-lasting highways
through the use of innovative technologies and practices that lead to
faster construction of efficient and safe highways and bridges; (D)
improve highway efficiency, safety, mobility, reliability, service
life, environmental protection, and sustainability; and (E) develop and
[[Page 9582]]
deploy new tools, techniques, and practices to accelerate the adoption
of innovation in all aspects of highway transportation.
II. Program Funding and Award
Section 51001 of MAP-21 authorized $62,500,000 for the TIDP for
each of Fiscal Years (FY) 2013 and 2014. The funds are subject to
obligation limitation that is established in appropriations law. The
amount of TIDP budget authority available in a given year may be less
than the amount authorized for that fiscal year.
The AID Demonstration is one aspect of the multifaceted TIDP
approach. The FHWA expects approximately $15,000,000 to be made
available in each of FY 2013 and FY 2014 for AID Demonstration. The
FHWA will award AID Demonstration funds to multiple projects. The FHWA
has funding award goals of up to $14,000,000 available to State
departments of transportation (State DOT) and up to $1,000,000
available to Federal Land Management Agencies and tribal governments.
Awards are limited to up to two projects per State DOT applicant, with
up to one project award to a State DOT and up to one project award to a
subrecipient applying through the State DOT, and limited to one project
award per applicant for Federal Land Management Agencies and tribal
governments, subject to the number of eligible applications and the
availability of funds.
The amount of the award may be up to the full cost of the
innovation, but only to a maximum of $1,000,000. States are also
encouraged to use Section 1304 of MAP-21 ``Innovative Project Delivery
Methods'' (23 U.S.C. 120(c)(3)) to increase the Federal share on these
projects up to 5 percent. Information on the ``Innovative Project
Delivery Methods'' provision is available at https://www.fhwa.dot.gov/map21/qandas/qaipd.cfm. These funding goals will be reviewed annually
and may be adjusted to reflect current priorities and needs.
The FHWA will use an open, rolling solicitation. Applicants are
encouraged to apply as soon as the eligible project is within 6 months
of being initiated. Funds will be allocated upon award selection. Award
recipients shall obligate the awarded funds to the project within 6
months of fund allocation.
Award recipients shall submit a final report to the FHWA within 6
months of project completion based on the plan described in Section VII
(Performance Measurement) that documents the process, benefits, and
lessons learned including development and/or refinement of guidance,
specifications or other tools and methods to support rapid adoption of
the innovation(s) as standard practice, as well as level of commitment
by recipient to deploy the innovation as standard practice.
III. Eligibility
A. Entities Eligible To Apply for Funding
The AID Demonstration provides incentive funding for eligible
entities to accelerate the implementation and adoption of innovation in
highway transportation. Section 502(b)(3) of title 23, U.S.C.,
authorizes the Secretary to award research grants to a wide range of
entities. The FHWA will provide AID Demonstration grants to eligible
State DOTs, Federal Land Management Agencies, and tribal governments.
We believe these entities are the most likely to fulfill the deployment
goals of the AID Demonstration program, since they are actively engaged
in the deployment of new technologies. Consistent with other FHWA
funding provided to tribes, federally recognized tribe identified on
the list of ``Indian Entities Recognized and Eligible to Receive
Services from the Bureau of Indian Affairs'' (published at 77 FR 47868)
is eligible to apply for AID Demonstration. Metropolitan planning
organizations and local governments may apply through State DOT as a
subrecipient. Applicants must submit applications electronically
through Grants.gov.
The FHWA has funding award goals of up to $14,000,000 available to
State DOTs and up to $1,000,000 available to Federal Land Management
Agencies and tribal governments. Awards are limited to up to two
projects per State DOT applicant, with up to one project award to a
State DOT and up to one project award to a subrecipient applying
through the State DOT, and limited to one project award per applicant
for Federal Land Management Agencies and tribal governments, subject to
the number of eligible applications and the availability of funds.
These funding goals will be reviewed annually and may be adjusted to
reflect current priorities and needs.
B. Eligible Uses of Funds
The AID Demonstration funds are available for any project eligible
for assistance under title 23, United States Code. Eligible projects
may involve any aspect of highway transportation including planning,
financing, operation, structures, materials, pavements, environment,
and construction that address the TIDP goals mentioned in Section I
(Background). Projects eligible for funding shall include proven
innovative practices or technologies, including infrastructure and non-
infrastructure strategies or activities, which the applicant or
subrecipient intends to implement and adopt as a significant
improvement from the applicant's or the subrecipient's conventional
practice.
The amount of the award may be up to the full cost of the
innovation in the project, but only to a maximum of $1,000,000. States
are also encouraged to use Section 1304 of MAP-21 (23 U.S.C. 120(c)(3))
``Innovative Project Delivery Methods'' on projects that may qualify to
increase the Federal share by up to 5 percent. Information on the
``Innovative Project Delivery Methods'' is available at https://www.fhwa.dot.gov/map21/qandas/qaipd.cfm.
IV. Selection Criteria
The FHWA will award TIDP AID Demonstration funds to projects based
on the selection criteria outlined below.
The FHWA will use an open, rolling solicitation. Project readiness
will be treated as primary selection criteria in FHWA's evaluation
process. The project must be ready to be implemented within 6 months of
applying for AID Demonstration funding. An eligible project shall
include an innovation that aligns with the previously described TIDP
goals. The innovation must be proven in real-world application with
documented benefits (in a form that is publicly available or
verifiable), not routinely used by the applicant or the subrecipient,
and of significant improvement from the applicant's or the
subrecipient's conventional practice. The FHWA encourages the use of
innovations included in the Every Day Counts (EDC) initiative. Please
go to the following link to see examples and benefits of EDC
innovations: https://www.fhwa.dot.gov/everydaycounts/.
Awards are limited to up to two projects per State DOT applicant,
with up to one project award to a State DOT and up to one project award
to a subrecipient applying through the State DOT, and limited to one
project award per applicant for Federal Land Management Agencies and
tribal governments, subject to the number of eligible applications and
the availability of funds. To ensure a wide variety of innovations and
project types, the FHWA will also initially limit awards to three
projects per innovation. If several applications submitted at the same
time are rated as ``Qualified'' and exceed the amount of available
funding, the FHWA intends to give priority funding consideration to
projects that (1) have
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not received TIDP funding, and (2) use an innovation that is included
in the EDC initiative.
In the application, the applicant or the subrecipient must indicate
willingness to: (1) Participate in monitoring and assessment activities
regarding the effectiveness of the innovation(s) and subsequent
technology transfer and information dissemination activities associated
with the project; (2) accept FHWA oversight of the project; and (3)
conduct a before and after customer satisfaction determination for
construction projects.
V. Evaluation Process
The FHWA will evaluate AID Demonstration applications in accordance
with the evaluation process discussed below.
The FHWA will establish an evaluation team of technical and
professional staff with relevant experience and/or expertise to review
each application received by FHWA through Grants.gov. The evaluation
team will be responsible for reviewing, evaluating, and rating the
applications as well as making funding recommendations to FHWA senior
leadership.
After reviewing the application, the evaluation team may contact
the applicant to discuss the application and confirm understanding of
the requirements for participation in AID Demonstration. Based on the
information collected, the evaluation team will prepare a summary
assessment rating the application along with the team's recommendation.
The summary assessment and recommendation will be presented to FHWA
senior leadership to make a final determination on the approval of the
award.
A. Selection Criteria
All applications will be evaluated on a rolling basis and be
assigned a rating of ``Qualified'' or ``Not Qualified.'' If several
applications submitted at the same time are rated as ``Qualified'', the
FHWA will give priority funding consideration to projects that (1) have
not received TIDP funding and (2) use an innovation that is included in
the EDC initiative.
The ratings are as follows:
1. Qualified:
Project ready to initiate within 6 months of applying for
AID Demonstration funding;
project innovation aligns with TIDP goals;
innovation is proven in real-world application with
documented benefits, and not routinely used by the applicant or the
subrecipient;
application describes the innovation's magnitude and scope
of impact on the applicant's or the subrecipient's conventional
practice;
data is included that directly supports the requested
funding amount;
information provided on performance goals and measures for
respective innovation demonstration and deployment activities;
application indicates the applicant's or subrecipient's
willingness to:
(1) Participate in monitoring and assessment activities regarding
the effectiveness of the innovation(s) and subsequent technology
transfer and information dissemination activities associated with the
project;
(2) accept FHWA oversight of the project; and
(3) conduct before and after customer satisfaction determinations
for construction projects.
2. Not Qualified:
Project does not meet the eligibility requirements;
application does not meet the ``Qualified'' rating;
application fails to address one or more of the
application requirements;
applicant received AID Demonstration funding within the
current fiscal year;
three projects with the innovation were already awarded
AID Demonstration funding.
VI. Application Process
A. Contents of Applications
The applicant shall include all of the information requested below
in their applications. The FHWA may request applicants to supplement
the data in the application, but encourages applicants to submit the
most relevant and complete information they can provide. The applicant
should, to the extent practicable, provide data and evidence of project
merits in a form that is publicly available or verifiable.
A complete application will consist of: (1) The Standard Form 424
(SF 424) available from Grants.gov, and (2) the narrative attachment to
the SF 424 as described below.
B. Standard Form 424, Application for Federal Assistance
Applicants should see https://apply07.grants.gov/apply/forms/sample/SF424_2_1-V2.1.pdf for instructions on completing the SF 424, which
is part of the standard Grants.gov submission.
C. Narrative (Attachment to SF 424)
The applicant or subrecipient shall include the supplemental
narrative in the attachments section of the SF 424 mandatory form in
Grants.gov to successfully complete the application process.
The applicant or subrecipient shall respond to the application
requirements described below. The supplemental narrative shall be
prepared with standard formatting (e.g. a single-spaced document, using
a standard 12-point font, such as Times New Roman, with 1-inch margins)
and should not exceed five pages.
An application shall include information needed to verify that the
project meets the statutory eligibility criteria as described in
Section III (Eligibility) as well as other information required for
FHWA to assess each of the criteria specified in Section IV (Selection
Criteria). The applicant or subrecipient is required to demonstrate the
responsiveness of the proposal to any pertinent selection criteria with
the most relevant information that applicants can provide, regardless
of whether such information is specifically requested or identified.
The applicant or subrecipient shall provide concrete evidence of
project milestones, financial capacity, and commitment in order to
support project readiness.
For ease of review, the narrative should generally adhere to the
following basic outline, and include relevant maps and graphics:
1. Project Abstract: Describe work that would be completed under
the project, whether the project is a complete project or part of a
larger project with prior investment, and the aspect of highway
transportation and the TIDP goals that the innovation would address
(maximum five sentences). The project abstract should succinctly
describe how this specific request for AID Demonstration funding would
be included in the project.
2. Project Description: Brief description of the project and
project objective(s), the innovation and related documented benefits,
the performance goals and measures for the innovation, current
organizational/institutional experience with the innovation, and the
significant improvement to conventional practice expected.
3. Innovation Performance: Brief description of how the innovation
will be monitored, assessed, and documented to determine if the
performance goals and measures are achieved, including a timeline of
demonstration, deployment,
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implementation, and/or adoption activities.
4. Applicant information and coordination with other entities:
Identification of applicant, and subrecipient if applicable;
description of cooperation with other entities; and information
regarding any other entities involved in the project.
5. Funding Request: Summary of the funding request including the
basis for determining the cost of the innovation in the project. The
applicant should also include the total project cost.
6. Eligibility and Selection Criteria: Brief description of how the
project meets the statutory eligibility criteria as described in
Section III (Eligibility) and the selection criteria identified in
Section IV (Selection Criteria).
D. Contact Information
The applicant or subrecipient should include contact information
requested as part of the SF-424. The FHWA will use this information to
contact applicants and to inform parties of FHWA's decision regarding
selection of projects. Contact information should be provided for a
direct employee of the applicant. Contact information for a contractor,
agent, or consultant of the lead applicant is insufficient for FHWA's
purposes.
E. Additional Information on Applying Through Grants.gov
Applications for AID Demonstration shall be submitted through
Grants.gov. To apply for funding through Grants.gov, applicants must be
properly registered. Complete instructions on how to register and apply
can be found at www.grants.gov. If interested parties experience
difficulties at any point during the registration or application
process, they should call the Grants.gov Customer Support Hotline at 1-
800-518-4726, Monday-Friday from 7:00 a.m. to 9:00 p.m. Eastern
Standard Time.
Registering with Grants.gov is a one-time process, however,
processing delays may occur and it can take up to several weeks for
first-time registrants to receive confirmation and a user password.
Accordingly, FHWA highly recommends that potential applicants start the
registration process as early as possible. In order to apply for AID
Demonstration under this notice and to apply for funding through
Grants.gov, all applicants are required to complete the following:
1. Acquire a Data Universal Numbering System (DUNS) Number. A DUNS
number is required for Grants.gov registration. The Office of
Management and Budget requires that all applicants for Federal funds
include a DUNS number in their applications for a new award or renewal
of an existing award. A DUNS number is a unique nine-digit sequence
recognized as the universal standard for identifying and keeping track
of entities receiving Federal funds. The identifier is used for
tracking purposes and to validate address and point of contact
information for Federal assistance applicants, recipients, and
subrecipients. The DUNS number will be used throughout the grant life
cycle. Obtaining a DUNS number is a free, one-time activity that can be
completed by calling 1-866-705-5711 or by applying online at https://fedgov.dnb.com/webform.
2. Acquire or Renew Registration with the Central Contractor
Registration (CCR) Database. All applicants for Federal financial
assistance maintain current registrations in the CCR database. An
applicant must be registered in the CCR to successfully register in
Grants.gov. The CCR database is the repository for standard information
about Federal financial assistance applicants, recipients, and
subrecipients. Entities that have previously submitted applications via
Grants.gov are already registered with CCR, as it is a requirement for
Grants.gov registration. Please note, however, that applicants must
update or renew their CCR registration at least once per year to
maintain an active status, so it is critical to check registration
status well in advance of relevant application deadlines. Information
about CCR registration procedures can be accessed at: https://www.sam.gov/portal/public/SAM/.
3. Acquire an Authorized Organization Representative (AOR) and a
Grants.gov Username and Password. Applicants will need to complete an
AOR profile on Grants.gov and create a username and password. The
assigned DUNS Number is required to complete this step. For more
information about the registration process, go to: www.grants.gov/applicants/get_registered.jsp.
4. Acquire Authorization for the AOR from the E-Business Point of
Contact (E-Biz POC). The E-Biz POC for the applicant must log in to
Grants.gov to confirm the applicant as an AOR. Please note that there
can be more than one AOR for each applicant.
5. Search for the Funding Opportunity on Grants.gov. Applicants can
use the Catalog of Federal Domestic Assistance number for this
solicitation, which is 20.200, titled Technology and Innovation
Development Program, when searching for the AID Demonstration
opportunity on Grants.gov.
6. Submit an Application Addressing All of the Requirements
Outlined in this Notice of Funding Availability. Within 24 to 48 hours
after submitting an electronic application, applicants should receive
an email validation message from Grants.gov. The validation message
will specify whether the application was received and validated or
rejected, with an explanation.
Note: When uploading attachments, applicants should use
generally accepted formats such as .pdf, .doc, and .xls. While
applicants may imbed picture files such as .jpg, .gif, .bmp, in your
files, they should not save and submit the attachment in these
formats. Additionally, the following formats will not be accepted:
.com, .bat, .exe, .vbs, .cfg, .dat, .db, .dbf, .dll, .ini, .log,
.ora, .sys, and .zip.
F. Experiencing Technical Issues With Grants.gov
If interested parties experience difficulties at any point during
the registration or application process, they should call the
Grants.gov Customer Support Hotline at 1-800-518-4726, Monday-Friday
from 7:00 a.m. to 9:00 p.m. Eastern Standard Time.
VII. Performance Measurement
Each applicant selected for AID Demonstration funding shall work
with FHWA on the development and implementation of a plan to collect
information and report on the project's performance with respect to the
relevant outcomes that are expected to be achieved through the
innovation in the project. Each recipient or subrecipient of AID
Demonstration funding shall report on specified performance indicators
for its project. Performance indicators will be identified for each
project, and will consider the individual project's stated goals as
well as resource constraints of the recipient or subrecipient.
Performance indicators will not include formal goals or targets, but
will include baseline measures as well as post-project outputs, and
will inform the AID Demonstration program in working toward best
practices, programmatic performance measures, and future decisionmaking
guidelines. The recipient or subrecipient shall submit a final report
to FHWA within 6 months of project completion which documents the
process, benefits, and lessons learned including development and/or
refinement of guidance, specifications or other tools and methods to
support rapid adoption of the innovation(s) as standard practice.
VIII. Questions and Clarifications
For further information concerning this final notice please contact
Ms. Ewa
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Flom, Program Manager, Center for Accelerating Innovation, (202) 366-
2169, or Ms. Seetha Srinivasan, Office of the Chief Counsel, (202) 366-
4099, Federal Highway Administration, 1200 New Jersey Avenue SE.,
Washington, DC 20590. Office hours are from 8 a.m. to 4:30 p.m., e.t.,
Monday through Friday, except Federal holidays. A TDD is available for
individuals who are deaf or hard of hearing at (202) 366-3993.
In addition, FHWA will post answers to questions and requests for
clarifications on FHWA's Web site at https://www.fhwa.dot.gov/accelerating/grants. Applicants and subrecipients are encouraged to
contact FHWA directly to receive information about AID Demonstration.
Authority: Section 52003 of Pub. L. 112-141; 23 U.S.C. 503.
Issued on: January 24, 2014.
Gregory G. Nadeau,
Deputy Administrator, Federal Highway Administration.
[FR Doc. 2014-03452 Filed 2-18-14; 8:45 am]
BILLING CODE 4910-22-P