Hazardous Waste Management and the Retail Sector: Providing and Seeking Information on Practices To Enhance Effectiveness to the Resource Conservation and Recovery Act Program, 8926-8935 [2014-02930]
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Federal Register / Vol. 79, No. 31 / Friday, February 14, 2014 / Proposed Rules
purposes of the 2008 ozone NAAQS.
Nevertheless, pursuant to the December
12, 2006 Memorandum, EPA is
proposing to conclude that an analysis
as described in the guidance is relevant
to satisfy the section 110(l)
demonstration necessary to exempt the
Hertz Corporation facility from the Stage
II vapor control requirements.
EPA believes the widespread use of
ORVR has been sufficiently
demonstrated with respect to the rental
car fleet that will be utilized by the
Hertz Corporation facility at issue.3
EPA’s December 12, 2006,
memorandum states that if 95 percent of
the vehicles in the fleet have ORVR,
then widespread use will likely have
been demonstrated for that fleet. The
memorandum addresses the following
specific fleets:
• Initial fueling of new vehicles at
automobile assembly plants;
• Refueling of rental cars at rental car
facilities; and
• Refueling of flexible fuel vehicles at
E85 dispensing pumps.
Most large rental companies rent
current model vehicles, that are
equipped with ORVR and vehicle
models are updated to current year
models every year or two. The
Commonwealth of Kentucky has
confirmed that 100 percent of the fleet
will be equipped with 2006 model year
(first model year vehicles required to be
equipped with ORVR) and newer
vehicles at the Hertz Corporation facility
at the Cincinnati/Northern Kentucky
International Airport in Boone County.
EPA has preliminarily determined
that Kentucky has adequately
demonstrated that ORVR is in
widespread use and that the Stage II
requirements of the Kentucky SIP have
been sufficiently supplanted by the
ORVR such that exemption of the Hertz
Corporation facility from the Stage II
requirements would not interfere with
any applicable requirement concerning
attainment and reasonable further
progress or any other applicable
requirement of the CAA.
III. Proposed Action
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EPA is proposing to approve the
aforementioned source-specific SIP
revision request from Kentucky. VOC
emissions from vehicles at the Hertz
Corporation facility are controlled by
3 On May 16, 2012, EPA made a determination
that ORVR was in widespread use throughout the
motor vehicle fleet for purposes of controlling
motor vehicle refueling emissions. See 77 FR 28772.
EPA estimated that approximately 70 percent of all
vehicles would be equipped with on-board systems
to capture these vapors by the end of 2012,
rendering the use of Stage II vapor recovery systems
redundant.
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ORVR, therefore, EPA has preliminarily
concluded that removal of Stage II
requirements at this facility would not
result in an increase of VOC emissions,
and thus would not contribute to ozone
formation. The Commonwealth is
seeking to exempt this facility from the
Stage II requirements and EPA has
preliminarily determined that Kentucky
has fully satisfied the requirements of
section 110(l) of the CAA. Therefore,
EPA is proposing to approve this
source-specific SIP revision as being
consistent with section 110 of the CAA.
IV. Statutory and Executive Order
Reviews
Under the CAA, the Administrator is
required to approve a SIP submission
that complies with the provisions of the
Act and applicable federal regulations.
42 U.S.C. 7410(k); 40 CFR 52.02(a).
Thus, in reviewing SIP submissions,
EPA’s role is to approve state choices,
provided that they meet the criteria of
the CAA. Accordingly, this proposed
action merely approves state law as
meeting federal requirements and does
not impose additional requirements
beyond those imposed by
Commonwealth law. For that reason,
these proposed actions:
• Are not a ‘‘significant regulatory
action’’ subject to review by the Office
of Management and Budget under
Executive Order 12866 (58 FR 51735,
October 4, 1993);
• Do not impose an information
collection burden under the provisions
of the Paperwork Reduction Act (44
U.S.C. 3501 et seq.);
• Are certified as not having a
significant economic impact on a
substantial number of small entities
under the Regulatory Flexibility Act (5
U.S.C. 601 et seq.);
• Do not contain any unfunded
mandate or significantly or uniquely
affect small governments, as described
in the Unfunded Mandates Reform Act
of 1995 (Public Law 104–4);
• Do not have Federalism
implications as specified in Executive
Order 13132 (64 FR 43255, August 10,
1999);
• Are not an economically significant
regulatory action based on health or
safety risks subject to Executive Order
13045 (62 FR 19885, April 23, 1997);
• Are not a significant regulatory
action subject to Executive Order 13211
(66 FR 28355, May 22, 2001);
• Are not subject to requirements of
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (15 U.S.C. 272 note) because
application of those requirements would
be inconsistent with the CAA; and
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• Do not provide EPA with the
discretionary authority to address, as
appropriate, disproportionate human
health or environmental effects, using
practicable and legally permissible
methods, under Executive Order 12898
(59 FR 7629, February 16, 1994).
In addition, this proposed rule does
not have tribal implications as specified
by Executive Order 13175 (65 FR 67249,
November 9, 2000), because the SIP is
not approved to apply in Indian country
located in the Commonwealth, and it
will not impose substantial direct costs
on tribal governments or preempt tribal
law.
List of Subjects in 40 CFR Part 52
Environmental protection, Air
pollution control, Greenhouse gas,
Incorporation by reference,
Intergovernmental relations, Nitrogen
dioxide, Ozone, Particulate matter,
Reporting and recordkeeping
requirements, Sulfur oxides, Volatile
organic compounds.
Authority: 42 U.S.C. 7401 et seq.
Dated: February 3, 2014.
A. Stanley Meiburg,
Acting Regional Administrator, Region 4.
[FR Doc. 2014–03328 Filed 2–13–14; 8:45 am]
BILLING CODE 6560–50–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Parts 261 and 262
[EPA–HQ–RCRA–2012–0426; FRL–9906–44–
OSWER]
RIN 2050–AG72
Hazardous Waste Management and the
Retail Sector: Providing and Seeking
Information on Practices To Enhance
Effectiveness to the Resource
Conservation and Recovery Act
Program
Environmental Protection
Agency (EPA).
ACTION: Notice of data availability and
request for comment.
AGENCY:
This Notice of Data
Availability (NODA) announces and
invites comment on information
assembled by the Environmental
Protection Agency (EPA or the Agency),
and solicits additional information
regarding the hazardous waste
management practices of establishments
in the retail sector (e.g., stores). The
NODA also invites comment on specific
issues and suggested questions that the
retail industry has raised about
challenges they face in complying with
the Resource Conservation and
SUMMARY:
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Federal Register / Vol. 79, No. 31 / Friday, February 14, 2014 / Proposed Rules
Recovery Act (RCRA) hazardous waste
policies, guidances and regulations.
This NODA meets the Agency’s
commitment to solicit public comment
on issues associated with the retail
sector under Executive Order 13563:
Improving Regulation and Regulatory
Review to make regulatory programs
more effective or less burdensome in
achieving regulatory objectives.
DATES: Comments must be received by
April 15, 2014.
ADDRESSES: Submit your comments,
identified by Docket ID No. EPA–HQ–
RCRA–2012–0426, by one of the
following methods:
• www.regulations.gov: Follow the
online instructions for submitting
comments.
• Email: Comments may be sent by
electronic mail (email) to rcra-docket@
epa.gov, Attention Docket ID No. EPA–
HQ–RCRA–2012–0426. In contrast to
EPA’s electronic public docket, EPA’s
email system is not an ‘‘anonymous
access’’ system. If you send an email
comment directly to the Docket without
going through EPA’s electronic public
docket, EPA’s email system
automatically captures your email
address. Email addresses that are
automatically captured by EPA’s email
system are included as part of the
comment that is placed in the official
public docket, and made available in
EPA’s electronic public docket.
• Fax: Comments may be faxed to
202–566–9744. Attention Docket ID No.
EPA–HQ–RCRA–2012–0426.
• Mail: to Hazardous Waste
Management and the Retail Sector:
Providing and Seeking Information on
Practices to Enhance Effectiveness to the
RCRA Program: Notice of Data
Availability and Request for Comment.
Environmental Protection Agency,
Mailcode: 28221T, 1200 Pennsylvania
Ave. NW., Washington, DC 20460.
Attention Docket ID No. EPA–HQ–
RCRA–2012–0426. Please include a total
of 2 copies.
• Hand Delivery: Deliver two copies
of your comments to the Hazardous
Waste Management and the Retail
Sector: Providing and Seeking
Information on Practices to Enhance
Effectiveness to the RCRA Program:
Notice of Data Availability and Request
for Comment Docket, EPA/DC, EPA
West, Room 3334, 1301 Constitution
Ave. NW., Washington, DC 20460.
Attention Docket ID No. EPA–HQ–
RCRA–2012–0426. Such deliveries are
only accepted during the Docket’s
normal hours of operation, and special
arrangements should be made for
deliveries of boxed information.
Instructions: Direct your comments to
Docket ID No. EPA–HQ–RCRA–2012–
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0426. EPA’s policy is that all comments
received will be included in the public
docket without change and may be
made available on-line at
www.regulations.gov, including any
personal information provided, unless
the comment includes information
claimed to be Confidential Business
Information (CBI), or other information
whose disclosure is restricted by statute.
Do not submit information that you
consider to be CBI or otherwise
protected through www.regulations.gov
or email. The www.regulations.gov Web
site is an ‘‘anonymous access’’ system,
which means EPA will not know your
identity or contact information unless
you provide it in the body of your
comment. If you send an email
comment directly to EPA without going
through www.regulations.gov, your
email address will be automatically
captured and included as part of the
comment that is placed in the public
docket and made available on the
Internet. If you submit an electronic
comment, EPA recommends that you
include your name and other contact
information in the body of your
comment and with any disk or CD–ROM
you submit. If EPA cannot read your
comment due to technical difficulties
and cannot contact you for clarification,
EPA may not be able to consider your
comment. Electronic files should avoid
the use of special characters, any form
of encryption, and be free of any defects
or viruses. For additional information
about EPA’s public docket, visit the EPA
Docket Center homepage at https://
www.epa.gov/epahome/dockets.htm.
For additional instructions on
submitting comments, go to the
SUPPLEMENTARY INFORMATION section of
this document.
Docket: All documents in the docket
are listed in the www.regulations.gov
index. Although listed in the index,
some information is not publicly
available, e.g., CBI or other information
whose disclosure is restricted by statute.
Certain other material, such as
copyrighted material, will be publicly
available only in hard copy. Publicly
available docket materials are available
either electronically in
www.regulations.gov or in hard copy at
the Hazardous Waste Management and
the Retail Sector: Providing and Seeking
Information on Practices to Enhance
Effectiveness to the RCRA Program:
Notice of Data Availability and Request
for Comment Docket, EPA/DC, EPA
West, Room 3334, 1301 Constitution
Ave. NW., Washington, DC. This Docket
Facility is open from 8:30 a.m. to 4:30
p.m., Monday through Friday, excluding
legal holidays. The Docket telephone
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number is (202) 566–0270. The Public
Reading Room is open from 8:30 a.m. to
4:30 p.m., Monday through Friday,
excluding legal holidays. The telephone
number for the Public Reading Room is
(202) 566–1744.
For
further information regarding specific
aspects of this notice, contact Richard
Huggins Jr., Materials Recovery and
Waste Management Division, Office of
Resource Conservation and Recovery,
(5304P), U.S. Environmental Protection
Agency, 1200 Pennsylvania Avenue
NW., Washington, DC 20460; telephone
(703) 308–0017; fax number: 703–308–
0514; email address huggins.richard@
epa.gov or Jim O’Leary, Materials
Recovery and Waste Management
Division, Office of Resource
Conservation and Recovery, (5304P)
U.S. Environmental Protection Agency,
1200 Pennsylvania Avenue NW.,
Washington, DC 20460; telephone (703)
308–8827; fax number: 703–308–0524;
email address oleary.jim@epa.gov. For
more information on this rulemaking,
please visit: https://yosemite.epa.gov/
opei/RuleGate.nsf/.
The contents of this notice are listed
in the following outline:
FOR FURTHER INFORMATION CONTACT:
I. General Information
A. Does this action apply to me?
B. What should I consider as I prepare my
comments for EPA?
II. Background
A. Introduction
B. Why We Are Publishing This NODA
C. RCRA Hazardous Waste Generator
Management Regulations
III. Methodology and Data on Which EPA
Seeks Comment
A. Data Methodology
B. Data Available on the Universe of Retail
Stores and Retail Facilities and the
Amount of Hazardous Waste Generated
by These Facilities
IV. Additional Information That EPA Seeks
from Commenters
A. Suggestions for Improving the RCRA
Hazardous Waste Policies, Guidances
and Regulations for Retail Operations
B. Information About the Retail Universe
and the Hazardous Waste Generated
C. Information About Episodic Generation
D. Information About Retail Stores’
Hazardous Waste Programs
E. Information About Hazardous Waste
Employee Training
F. Information About Aerosol Cans
G. Information About Transportation and
Reverse Logistics
H. Information About Reverse Logistic
Centers
I. Information About Sustainability Efforts
Undertaken by Retail Facilities
SUPPLEMENTARY INFORMATION:
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I. General Information
public and seeks comment and
additional information associated with
the retail sector and its facilities. Thus,
entities that may want to review this
NODA and may have relevant
A. Does this action apply to me?
This Notice of Data Availability
(NODA) provides information to the
information to submit are likely to be
classified in the following industrial
sectors under the North American
Industry Classification System (NAICS):
NAICS CODES OF ENTITIES POTENTIALLY AFFECTED BY THIS NOTICE
NAICS Code
441
442
443
444
445
446
447
448
451
452
453
454
722
Description of NAICS Code
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...........................................................
...........................................................
...........................................................
...........................................................
...........................................................
...........................................................
...........................................................
...........................................................
...........................................................
...........................................................
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Motor Vehicle and Parts Dealers.
Furniture and Home Furnishings Stores.
Electronics and Appliance Stores.
Building Material and Garden Equipment and Supplies Dealers.
Food and Beverage Stores.
Health and Personal Care Stores.
Gasoline Stations.
Clothing and Clothing Accessories Stores.
Sporting Goods, Hobby, Book, and Music Stores.
General Merchandise Stores.
Miscellaneous Store Retailers.
Nonstore Retailers.
Food Services and Drinking Places.
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The list of potentially affected entities
in the above table is not exhaustive and
is provided as a general indicator of
those entities about which EPA is
presenting information and requesting
comment. In addition, other
stakeholders affected by hazardous
waste management by the retail sector,
including Tribal, state, and local
governments, community and
environmental groups, and members of
the public may also want to review this
NODA and provide relevant
information. If you have any questions
regarding the applicability of this notice
to a particular entity or industry,
consult the individuals listed above in
the FOR FURTHER INFORMATION CONTACT
Section.
• Identify this NODA by docket
number and other identifying
information (subject heading, Federal
Register date and page number).
• Describe any assumptions and
provide any technical information and/
or data that you used.
• If you estimate potential costs or
burdens, explain how you arrived at
your estimate in sufficient detail to
allow for it to be reproduced.
• Provide specific examples to
illustrate your concerns, and suggest
alternatives.
• Explain your views as clearly as
possible.
• Make sure to submit your
comments by the comment period
deadline identified.
B. What should I consider as I prepare
my comments for EPA?
1. Submitting CBI. Do not submit this
information to EPA through
www.regulations.gov or email. Clearly
mark the part or all of the information
that you claim to be CBI. For CBI
information in a disk or CD ROM that
you mail to EPA, mark the outside of the
disk or CD ROM as CBI and then
identify electronically within the disk or
CD ROM the specific information that is
claimed as CBI. In addition to one
complete version of the comment that
includes information claimed as CBI, a
copy of the comment that does not
contain the information claimed as CBI
must be submitted for inclusion in the
public docket. Information so marked
will not be disclosed except in
accordance with procedures set forth in
40 CFR part 2.
2. Tips for Preparing Your Comments.
When submitting comments, remember
to:
II. Background
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A. Introduction
Regulation of hazardous waste
generated by the retail sector under the
Resource Conservation and Recovery
Act (RCRA) presents unique challenges
that are not found in more ‘‘traditional’’
RCRA- regulated industries. The retail
sector handles a large number of diverse
products (for example, one retailer has
reported about a million products and
4,000 facilities nationwide), many of
which may potentially become
regulated as hazardous waste under
RCRA when discarded. Thus, retailers
are required to make numerous
hazardous waste determinations at
thousands of sites, generally by store
employees with limited experience with
the RCRA hazardous waste regulations.
Additionally, the retail sector often uses
‘‘reverse distribution’’ in their business
processes, where non-damaged products
from retail stores are routinely shipped
back to consolidation centers. However,
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how reverse distribution processes are
regulated, or should be regulated under
RCRA has resulted in a number of
questions.
In 2008, EPA began an effort to review
the application of RCRA hazardous
waste regulations to the retail sector,
and over the next two years conducted
meetings, conference calls and site visits
with the retail sector to better
understand their challenges. This
included meetings with the Council on
Safe Transportation of Hazardous
Articles, Inc. (COSTHA), Lowe’s, the
National Retail Federation, Proctor and
Gamble, the Retail Industry Leaders
Association (RILA), Strong
Environmental and Walmart, and site
visits at Lowe’s, a Proctor and Gamble
distribution center, and the Heritage
Facility, a commercial waste facility that
handles Proctor and Gamble’s wastes.
On January 18, 2011, President
Obama signed Executive Order (EO)
13563, titled ‘‘Improving Regulation and
Regulatory Review.’’ President Obama
ordered federal departments and
agencies to develop a ‘‘plan, consistent
with law and its resources and
regulatory priorities, under which the
agency will periodically review its
existing significant regulations to
determine whether any such regulations
should be modified, streamlined,
expanded, or repealed so as to make the
agency’s regulatory program more
effective or less burdensome in
achieving the regulatory objectives.’’
The EO also enumerated a number of
principles and directives to improve the
nation’s regulatory system. Today’s
notice meets an Agency’s commitment
under the EO to solicit public comment
on issues associated with the retail
sector (as reported in the EPA’s Final
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Plan for Periodic Retrospective Reviews,
August 2011). EPA has used and will
continue to use this EO to guide
regulatory reviews and related Agency
activities.
On March 14, 2011, EPA held a public
meeting in Arlington, VA to receive
input on its plan for retrospective
review. At this meeting, Walmart
presented several issues it encounters
when complying with the RCRA
hazardous waste management
regulations in their stores. Walmart
subsequently submitted written
comments to the EO 13563 regulatory
review docket. The Home Depot also
submitted comments to the docket.1
Many of the comments related to the
retail sector were specific to the unique
issues faced when managing hazardous
waste pharmaceuticals. However, other
retail-related comments were also
raised, with some of the more important
comments focusing on episodic
generation, hazardous waste
determination, reverse distribution, and
aerosol can management.
Commenters also noted, hazardous
waste generation rates at retail facilities
can vary depending on product recalls,
customer returns, expiration dates,
accidental product spills or breakage,
seasonality and ‘consumer’ midnight
dumping in retail parking lots. Varying
generation rates subject retailers to
different generator regulations each
calendar month. Varying generation
rates present problems for retailers
when complying with the training
requirements, accumulation standards,
recordkeeping, manifesting and other
hazardous waste regulations. In
addition, commenters noted making a
hazardous waste determination is
difficult for retailers because a single
retail store can sell hundreds of
thousands of products. These products
come from tens of thousands of
suppliers and manufacturers. In
addition, EPA understands regulators
and compliance inspectors also
encounter difficulties with the retail
sector for these same reasons.
Commenters also questioned how the
common retail process of reverse
distribution should be regulated under
RCRA. Reverse distribution is generally
a process whereby retailers send
consumer products they are unable to
sell in their stores back to a central
processing location where they are
audited and financial credit for the
items may be granted by the
manufacturer. The products are then
1 The Retail Industry Leaders Association also
submitted comments in the Fall of 2011 that echoed
Walmart and Home Depot’s concerns. The Docket
can be found at Regulations.gov. Docket ID: EPA–
HQ–OA–2011–0156.
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evaluated and a decision is made
regarding the final disposition of the
item. Items can be donated, liquidated
(sold), sent back to a manufacturer,
recycled or discarded appropriately.
Specifically commenters asked about
when the decision is made to discard an
item, whether the central processing
location is considered the RCRA
generator or whether the originating
retail store should be considered the
RCRA generator for that item.
Finally, aerosol cans make up a large
percentage of the retail sector’s
hazardous wastestream. Many aerosol
cans could be recycled as scrap metal or
have their flammable propellants
captured for fuel recovery. However,
retailers manage aerosol cans as
hazardous waste because the recycling
activity is not performed at the retail
facility. Also, it is unclear whether or
when aerosol cans exhibit the reactivity
characteristic (D003). Thus, the retail
sector would like EPA to determine that
aerosol cans without flammable
propellants and non- hazardous
contents are not reactive hazardous
waste (D003). They would also like EPA
to determine that the previously
mentioned recycling exclusions do
apply to retail facilities when aerosol
cans are sent for recycling, and all other
hazardous waste aerosol cans can be
managed as Universal Wastes. EPA is
interested in the views of our state and
tribal partners regarding this issue.
Based on these comments and the
issues raised at the public meeting, EPA
identified improving the effectiveness of
the hazardous waste policies, guidances
or regulations for the retail sector as one
of the 35 priority topics included in the
‘‘Improving Our Regulations: Final Plan
for Periodic Retrospective Reviews of
Existing Regulations.’’ In this plan, EPA
committed to following up on three
items: (1) To determine whether to issue
guidance in the short term concerning
regulation of certain pharmaceutical
containers; (2) to review data about
pharmaceutical products that may
become wastes and to address issues as
part of a rulemaking on pharmaceutical
waste management; and (3) to analyze
information and identify issues about
the regulation’s applicability to
hazardous wastes generated in the retail
industry, what materials may be
affected, what the scope of the issues
are, and what options may exist for
addressing the issues.
Since the release of EPA’s plan, EPA
has made progress in meeting these
commitments. Specifically:
• In November 2011, EPA issued a
memorandum addressing
pharmaceutical containers, a copy of
which is included in the docket for this
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NODA.2 This memorandum clarified the
regulations governing the management
of containers which held P-listed (acute)
hazardous waste residues.
• Based on comments received on
EPA’s proposed rule regarding the
regulation of pharmaceutical wastes
under the Universal Waste Rule (UWR)
(see 73 FR 75220, December 2, 2008),
the Agency is developing a proposed
rule for healthcare facility-specific
management standards for hazardous
waste pharmaceuticals.
• EPA has conducted further outreach
to stakeholders in the retail community
to gather additional information
regarding the hazardous waste issues
they are facing. EPA has held several
listening sessions with Advanced Auto
Parts, Ball Corporation, the Consumer
Specialty Products Association (CSPA),
COSTHA, GRR Aerosols, Inc., The
Home Depot, the National Association
of Chain Drug Stores (NACDS), RILA,
Safeway, and Walmart to better
understand the issues the retail sector
encounters in complying with the RCRA
hazardous waste generator regulations.3
EPA representatives also conducted site
visits at an Advance Auto Parts retail
store, a Lowe’s retail store, and a
Walmart retail store, distribution center
and return center.
These efforts have led to today’s
NODA.
B. Why We Are Publishing This NODA
This NODA is part of the Agency’s
continuing effort to better understand
concerns from all stakeholders about
RCRA’s applicability to the retail sector,
what materials may be affected, what
the full scope of the issues are, and what
options may exist for addressing the
issues.
EPA notes there have been a number
of enforcement actions and settlements
involving EPA, the states and the retail
sector. The RCRA cases have typically
involved the mismanagement and
disposal of hazardous consumer
products and pharmaceuticals that have
become hazardous waste from retail
stores. While the states have taken the
majority of actions against several major
retail companies, in 2013, EPA and the
U.S. Department of Justice reached
agreement with Walmart to resolve
RCRA, CWA, and FIFRA violations that
occurred across the country. As part of
2 Memorandum from Suzanne Rudzinski,
Director, Office of Resource Conservation and
Recovery to RCRA Division Directors, U.S. EPA
Regions 1–10, November 4, 2011.
3 40 CFR 260.10 defines ‘‘generator’’ as ‘‘any
person, by site, whose act or process produces
hazardous waste identified or listed in part 261 of
this chapter or whose act first causes a hazardous
waste to become subject to regulation.’’
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that agreement, Walmart committed to
the continued development and
implementation of a comprehensive,
corporate-wide waste management
program (which it started in 2006) to
identify and properly manage all
hazardous wastes generated throughout
its retail operations. Specifically,
Walmart now has suppliers submit
product information to a third party to
evaluate product formulations to
determine a product’s regulatory waste
status and transportation classification,
an electronic system that provides every
employee with waste handling
information for each product through
the scanning of the UPC bar code, a
waste management system that utilizes
colored buckets to clearly designate
where certain types of waste are
accumulated prior to off-site shipment,
and a reverse logistics system to track
the disposition of all items going
through their reverse distribution
system. Other retail companies have
started to implement similar programs
to better manage their wastes.
In today’s NODA, the EPA will be
taking comment on several topics that
were recurring themes in most of the
retail enforcement actions. These
recurring topics include where and
when a hazardous waste determination
must be made, episodic generation,
reverse logistics and hazardous waste
management programs. This list may
not fully cover the issues facing the
retail sector, so the EPA has also asked
for comments on areas we have not
addressed or new topics that have
recently arisen and were not seen in
previous enforcement actions.
Furthermore, today’s notice (1)
presents available information that EPA
has assembled on the universe of retail
stores and retail facilities, as well as the
universe of retail hazardous waste
generators who have obtained EPA
identification numbers and gives
stakeholders the opportunity to provide
comments they may have on this
information and (2) offers stakeholders
the opportunity to provide additional
information they may have about the
RCRA issues retail stores and retail
facilities confront regarding the
generation and management of
hazardous waste. While EPA has
already obtained insightful information
from major retailers through meetings,
public comments and site visits, EPA
also recognizes that the retail sector is
diverse, and would like to ensure that
all parts of the industry have the
opportunity to review the information
that has been provided and share their
own perspectives about the challenges
they face.
EPA would also like to hear from the
states and tribes on how they regulate
and interact with the retail sector and
any particular issues they have seen in
implementing the regulations,
determining compliance, etc. For
example, during the course of EPA’s
review, states have contacted EPA about
some issues they have experienced with
the retail sector. In the summer of 2008,
the state of Nevada contacted Region 9
asking for assistance with retail reverse
logistics. In addition, some states in
developing settlement agreements with
retail companies have included the
provision that retail companies work
with EPA to promote the development
of national policy regarding reverse
logistics and other retail RCRA issues.
Furthermore, it is important EPA hears
from the states to understand how any
new policies, guidance or regulations
may impact the current state regulatory
framework to ensure that we do not
create adverse impacts to a state’s RCRA
program. We are especially seeking any
innovative ideas or programs that states
have tried with this sector.
The NODA also gives community and
environmental groups and the public an
opportunity to comment on RCRA and
the retail sector. These stakeholders may
possess valuable information that could
help EPA in evaluating next steps and
developing policies, guidances and
regulations that impact the retail sector.
The information requested in this
NODA is intended to help the Agency
better understand the issues that have
been identified about the retail sector
and provide a forum for stakeholders to
present any additional issues. EPA will
use this public input to make informed
decisions about possible next steps to
improve the RCRA hazardous waste
policies, guidances or regulations for
retail operations.
C. RCRA Hazardous Waste Generator
Management Regulations
One of the core questions retail
commenters raised was at what point in
their process is a hazardous waste
generated. Thus in order to provide
adequate context, in this section, EPA
provides a very brief explanation of the
hazardous waste generation regulations.
Under RCRA, waste generators are the
first link in the cradle-to-grave
hazardous waste management system.
All generators must determine if their
waste is hazardous at the point of
generation and must oversee the
ultimate fate of the waste. In particular,
the RCRA federal hazardous waste
regulations require generators to ensure
and document that the hazardous waste
they generate is properly identified,
managed, and treated prior to recycling,
treatment, storage or disposal. The
regulations applicable to generators of
hazardous waste are located in 40 CFR
part 261 and part 262. The degree of
regulation to which each generator is
subject depends to a large extent on how
much hazardous waste each generator
generates every calendar month.
Generator status can range from
conditionally exempt small quantity
generators (CESQGs), which are the
least regulated generators, to large
quantity generators (LQGs), which are
the most regulated generators.
III. Methodology and Data on Which
EPA Seeks Comment
A. Data Methodology
EPA has developed a methodology to
estimate the number of retail stores that
generate hazardous waste to better
understand the universe of facilities that
may be affected by RCRA compliance
issues. Using data from EPA’s RCRAInfo
database 4 and the US Census, we
examined a number of North American
Industry Classification System (NAICS)
codes that apply to the retail industry
(see below) and made the assumption
that these NAICS codes represent the
majority of retailers that generate
hazardous waste. We ask commenters
whether this assumption is correct and
to submit information if they believe
additional sectors of the retail industry
that generate hazardous waste are not
represented by these NAICs codes.
TABLE 1—NAICS CODES REPRESENTING MAJORITY OF RETAIL HW GENERATORS
NAICS Code
Description of NAICS Code
441 ...........................................................
Motor Vehicle and Parts Dealers.
4 The RCRAInfo database tracks RCRA Subtitle C
facility-specific data (i.e., events and activities
related to hazardous waste generators, transporters,
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and treatment storage and disposal facilities), and
hazardous waste activity reports, known as biennial
reports, that are submitted by large quantity
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generators and treatment, storage and disposal
facilities.
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TABLE 1—NAICS CODES REPRESENTING MAJORITY OF RETAIL HW GENERATORS—Continued
NAICS Code
442
443
444
445
446
447
448
451
452
453
454
722
Description of NAICS Code
...........................................................
...........................................................
...........................................................
...........................................................
...........................................................
...........................................................
...........................................................
...........................................................
...........................................................
...........................................................
...........................................................
...........................................................
Furniture and Home Furnishings Stores.
Electronics and Appliance Stores.
Building Material and Garden Equipment and Supplies Dealers.
Food and Beverage Stores.
Health and Personal Care Stores.
Gasoline Stations.
Clothing and Clothing Accessories Stores.
Sporting Goods, Hobby, Book, and Music Stores.
General Merchandise Stores.
Miscellaneous Store Retailers.
Nonstore Retailers.
Food Services and Drinking Places.
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Using 2007 US Census data, we
calculated the total number of facilities
that operate under each of these retail
NAICS codes. We then used EPA’s
RCRAInfo database to identify facilities
that had notified or otherwise reported
as hazardous waste generators in these
NAICS codes. Facilities that generate
greater than 100 kilograms of hazardous
waste per month—small quantity
generators (SQGs) or 1,000 kilograms of
hazardous waste per month or 1 kg of
acute hazardous waste per month—large
quantity generators (LQGs) are required
to notify EPA or their authorized state
in order to obtain a unique RCRA
identification number. Some states also
require conditionally exempt small
quantity generators (CESQGs) to notify
and receive a RCRA identification
number.5
From the RCRAInfo database, we
estimated the number of LQGs, SQGs,
and CESQGs that had notified or
reported under one of the primary
NAICS code listed above. Then for each
NAICS code, we calculated the percent
of the total facilities that had notified or
reported as a hazardous waste generator
represented by each generator category
(LQG, SQG, CESQG). For example, for
NAICS code 441, Motor Vehicle and
Parts Dealers, the RCRAInfo database
indicates the total number of hazardous
waste generators is 7,846 of which 0.9%
are LQGs, 31.8% are SQGs, and 67.3%
are CESQGs, respectively. We then
totaled the data for all the NAICS codes
to get total estimates for the retail
universe. See Table 2.
The number of retail facilities
identified in the RCRAInfo database is
a subset of the total universe of
hazardous waste generating facilities in
the retail sector since not all retailers
will generate an amount of hazardous
waste each month sufficient to require
RCRA notification. Furthermore, we
believe the estimate of retail sector
hazardous waste generators from the
RCRAInfo database to be extremely low
because it is likely that many retail
stores and facilities are CESQGs who, in
most states, do not have to notify EPA
or the authorized state to obtain a RCRA
identification number and thus are not
in the system. In addition, we believe
some portion of the retail universe may
not be aware they have generated
hazardous waste and therefore, have not
notified. For all these reasons, we
believe the number of retailers in the
RCRAInfo database underestimates the
retail sector hazardous waste generator
universe. We also believe that the
calculated portions of the total retail
hazardous waste generator universe that
are SQGs and CESQGs are also likely
underestimated. This is because the
RCRAInfo database for these categories
is limited by the level of detail in EPA’s
Biennial Report (BR) since the BR is
mandatory only for LQGs.
Following the results of the above
analysis, we then used the 2009 BR to
identify the different types and
quantities of hazardous waste generated
by LQGs for each retail NAICS code. We
then created a spread sheet that totaled
the quantity of hazardous waste
generated by each hazardous waste code
across all retail NAICS codes, as well as
the total amount of hazardous waste
generated for each NAICS code.
We request comment on the
methodology described above. We also
request that commenters submit any
additional procedures, information, or
data that may be used to better
characterize the universe of retail
facilities and their hazardous waste
generator categories.
5 Some CESQGs will also notify and receive a
RCRA identification number because they are
episodic SQGs or LQGs, or they manifest their
hazardous wastes off-site (a hazardous waste
manifest requires the use of a RCRA identification
number).
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B. Data Available on the Universe of
Retail Stores and Retail Facilities and
the Amount of Hazardous Waste
Generated by These Facilities
Table 2 provides an estimate for the
retail sector universe of hazardous waste
generator facilities and estimates the
percentages in each generator category
(LQG, SQG, and CESQG). Specifically,
Table 2 indicates the total universe of
retail sector facilities (41,138) that have
notified EPA or an authorized state they
generate hazardous waste. Of this total,
about 95 percent are identified as SQGs
and CESQGs. Table 3 displays the total
tons of hazardous waste generated by
LQGs in the retail sector in 2009 by
NAICS code. As discussed above, EPA
recognizes these estimates have a
number of limitations and therefore
involve a great deal of uncertainty. EPA
asks commenters to provide any
relevant information that could be used
to improve our estimates of the number
of retailers, the number of retailers that
generate hazardous waste, and the
distribution of LQGs, SQGs, and
CESQGs within this universe, as well as
the total quantity of hazardous waste
generated by the retail sector.
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TABLE 2—COMPARISON OF RETAIL CENSUS DATA AND NUMBER OF RETAIL FACILITIES IN RCRAINFO DATABASE BY
GENERATOR STATUS
NAICS
Code
NAICS Code description
441 ...........
Motor Vehicle and Parts
Dealers.
Furniture and Home Furnishings Stores.
Electronics and Appliance Stores.
Building Material and
Garden Equipment
and Supplies Dealers.
Food and Beverage
Stores.
Health and Personal
Care Stores.
Gasoline Stations ...........
Clothing and Clothing
Accessories Stores.
Sporting Goods, Hobby,
Book, and Music
Stores.
General Merchandise
Stores.
Miscellaneous Store Retailers.
Nonstore Retailers .........
Food Services and
Drinking Places.
442 ...........
443 ...........
444 ...........
445 ...........
446 ...........
447 ...........
448 ...........
451 ...........
452 ...........
453 ...........
454 ...........
722 ...........
Totals
Total
number of
facilities
according to
U.S.
Census
2007 6
Total
number of
firms
according to
U.S.
Census
2007 7
Total
number of
facilities in
RCRAInfo
with a
generator
status
LQG % of
facilities in
RCRAInfo
with a
generator
status
Number
of LQGs
Number
of SQGs
SQG % of
facilities in
RCRAInfo
with a
generator
status
Number
of
CESQGs
CESQG %
of facilities
in RCRAInfo
with a
generator
status
125,895
94,291
7,846
73
0.9
2,492
31.8
5,281
67.3
65,319
46,532
388
3
0.8
31
8.0
354
91.2
50,041
30,657
135
4
3.0
48
35.6
83
61.5
90,443
62,011
4,066
69
1.7
2,282
56.1
1,715
42.2
146,951
116,280
1,901
141
7.4
223
11.7
1,537
80.9
87,311
43,864
8,074
225
2.8
3,805
47.1
4,044
50.1
117,014
154,935
66,431
67,035
8,941
135
411
3
4.6
2.2
2,828
28
31.6
20.7
5,702
104
63.8
77.0
57,197
41,057
146
1
0.7
45
30.8
100
68.5
46,065
10,460
8,544
914
10.7
4770
55.8
2,860
33.5
120,260
97,730
417
26
6.2
105
25.2
286
68.6
61,272
563,784
40,168
423,999
310
235
17
6
5.5
2.6
96
21
31.0
8.9
197
208
63.5
88.5
1,686,487
1,140,515
41,138
1,893
4.6
16,774
40.8
22,471
54.6
TABLE 3—TONS OF HAZARDOUS WASTE GENERATED BY LQGS IN 2009 BY NAICS CODE
NAICS Code
441
442
443
444
445
446
447
448
451
452
453
454
722
Amount of
waste
generated
in tons 8
Description of NAICS Code
............................................................
............................................................
............................................................
............................................................
............................................................
............................................................
............................................................
............................................................
............................................................
............................................................
............................................................
............................................................
............................................................
Motor Vehicle and Parts Dealers .................................................................................
Furniture and Home Furnishings Stores ......................................................................
Electronics and Appliance Stores ................................................................................
Building Material and Garden Equipment and Supplies Dealers ................................
Food and Beverage Stores ..........................................................................................
Health and Personal Care Stores ................................................................................
Gasoline Stations .........................................................................................................
Clothing and Clothing Accessories Stores ..................................................................
Sporting Goods, Hobby, Book, and Music Stores .......................................................
General Merchandise Stores .......................................................................................
Miscellaneous Store Retailers .....................................................................................
Nonstore Retailers .......................................................................................................
Food Services and Drinking Places .............................................................................
83
0
0
530
41
268
1,187
10
4
608
90
29,601
0
Total ...................................................
.......................................................................................................................................
32,422
IV. Additional Information That EPA
Seeks From Commenters
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EPA is continuing its effort to seek
additional information about retail
stores and facilities and their operations
in order to better understand what
6 2007 Economic Census EC0700CADV1: All
sectors: Core Business Statistics Series: Advance
Summary Statistics for the United States (2007
NAICS Basis): 2007.
7 Statistics of U.S. Business: 2007 U.S.-Retail
Trade NAICS 44. www.census.gov/epcd/susb/2007/
us/US44.HTM.
8 Waste totals obtained from the 2009 Biennial
Report.
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RCRA compliance challenges they face.
This information will assist EPA in
determining associated issues and
identifying options that may exist to
address these issues. The information
EPA seeks falls into nine categories: (A)
Suggestions for improving the RCRA
hazardous waste policies, guidances and
regulations for retail operations; (B)
information about the retail universe
and the hazardous waste generated; (C)
information about episodic generation;
(D) information about retail stores’
programs for handling hazardous waste;
(E) information about hazardous waste
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training for employees; (F) information
about aerosol cans; (G) information
about transportation and reverse
logistics; (H) information about reverse
logistic centers; and (I) information
about sustainability efforts undertaken
by retail facilities.
Following each section, we have
included a list of suggested questions as
a helpful guide for your consideration in
preparing your comments. EPA provides
these questions simply to guide the type
of comments we would find useful for
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this inquiry. We encourage commenters
to submit any information that they
believe would assist EPA in making the
RCRA program more effective in the
retail sector. EPA will consider all
comments we receive related to the nine
categories of information described
above regardless of whether they
address all, some or none of these
specific questions. If you choose to
provide facility-specific data, it would
be useful to provide the name and
location (city and state) and the
hazardous waste generator category of
the facility (LQG, SQG, CESQG, or other
category as designated by state
regulations) where possible.
A. Suggestions for Improving the RCRA
Hazardous Waste Management Policies,
Guidances and Regulations for Retail
Operations
The suggested questions below
provide a chance for all commenters to
provide input on where they see
possibilities to improve the RCRA
hazardous waste policies, guidances or
regulations. Commenters, however,
should feel free to provide whatever
pertinent information that would be
useful to EPA as we review the
hazardous waste program policies,
guidances and regulations.
Suggested Questions to Consider for
Comment Submission:
(1) What regulatory changes do you
recommend that would help ensure
hazardous waste generated by the retail
sector is managed in a way that protects
human health and the environment,
while providing a regulatory framework
that works with how retail facilities
currently operate?
(2) Do any states or tribes have RCRA
policies, guidances or regulations for
retail operations? If so, could you
describe them or submit copies of them,
as well as any evaluation of or
information on their effectiveness?
(3) Do states find common issues at
retail facilities? If so, were you able to
alleviate these issues or are there
roadblocks preventing you from fixing
the problems?
(4) Do you have any information
which suggests there was or may have
been any disproportional impacts on
communities due to the retail sector’s
handling of hazardous waste?
(5) Do certain hazardous wastes
generated by retailers pose less risk to
human health and the environment than
others? Which ones and why are the
hazards less (e.g., explain how these
hazardous wastes handled in a specific
way reduce the possibility of release to
the environment, or how the character
or composition ensure that exposure
cannot occur)?
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(6) Are there ways, either through
guidance or regulatory changes that EPA
could encourage safe recycling, or reuse
of hazardous wastes generated by the
retail sector?
B. Information About the Retail
Universe and the Hazardous Waste
Generated
To better understand the scope of the
issues, we request commenters provide
additional data to aid in defining the
universe of retail facilities that generate
hazardous wastes. If possible, data
should be categorized by NAICS codes,
which describe the primary business
activity performed by a facility. Please
provide information regarding the
number of retail facilities generating
hazardous waste. In addition, EPA
would like to better understand the
operations of retail facilities, and the
types and quantities of hazardous waste
generated. Specifically, we are seeking
information about the types of
operations and activities that generate
hazardous waste and the associated
types and quantities. For example, it
will be very useful to know generally
how much of a retail store’s waste
qualifies as hazardous waste. Also,
understanding situations, such as upset
conditions like product recalls or
customer returns will be helpful to EPA
to better understand the activities that
generate hazardous waste in the retail
sector and the challenges in adhering to
the existing RCRA hazardous waste
regulations.
Suggested Questions to Consider for
Comment Submission:
(1) How many retail stores or retail
facilities do you operate or regulate or
oversee?
(2) Can you estimate the distribution
of your retail stores by RCRA regulatory
status; e.g., CESQG, SQG, LQG?
(3) How many different types of
products carried or handled by your
retail store do you estimate to be
hazardous waste under RCRA (40 CFR
261.3) when discarded? Describe the
types of products and volumes
generated monthly.
(4) For the activities and operations
that generate hazardous waste in the
retail setting (e.g., spills, product
maintenance or other services, customer
returns, product recalls, seasonal
changes of product, manufacturerdirected changes of product, or facility
operations and maintenance), identify
the major RCRA hazardous waste
streams generated, the types of hazards
presented, RCRA waste codes for these
hazardous wastes (if readily available),
and the quantities generated.
(5) Do your retail stores have written
procedures for handling hazardous
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8933
waste spills? On average, how many
spills of hazardous waste occur
monthly?
(6) Do retail stores generate any
wastes that qualify as universal wastes
in 40 CFR 273? 9 If so, is that waste
handled under the full hazardous waste
regulations or under the universal waste
regulations? Describe the types of
products and volumes generated
monthly. Are there ways EPA could
help the retail sector utilize the U.W.
program?
(7) How do your retail stores generate
and handle recalls that may potentially
become hazardous waste?
(8) For manufacturer-directed changes
of product, how are the unused
products managed? Who determines
how these unused products are
managed?
(9) How do you handle customer
returns that may become hazardous
waste?
(10) If you have pharmaceuticals,
what percentage of your monthly
hazardous waste and/or monthly acute
hazardous waste quantities are
pharmaceuticals?
(11) If you have pesticides, what
percentage of your monthly hazardous
waste and/or monthly acute hazardous
waste quantities are pesticides?
C. Information About Episodic
Generation
EPA regulations require hazardous
waste generators to count the amount of
hazardous waste generated each
calendar month to determine their
regulatory status and to manage that
waste based on the regulations
associated with that monthly generator
status. EPA understands that retail
facilities’ regulatory status can
periodically change as a result of certain
unusual episodic events, such as a recall
or seasonal merchandise changes. EPA
would like to better understand the
ramifications of the hazardous waste
regulations in the context of episodic
generation for both the retail sector and
the State regulators by posing the
following suggested questions.
Suggested Questions to Consider for
Comment Submission:
(1) In the course of a calendar year,
how often, on average, does a retail
store’s quantity of hazardous waste
change, resulting in a change to the
retail stores regulatory status from a
CESQG to a SQG or an LQG or an SQG
to an LQG?
(2) When the regulatory status of a
store changes, what are the reasons most
9 The following wastes are Universal Waste under
the federal RCRA program: batteries, pesticides,
mercury-containing equipment, and lamps.
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often precipitating this change? More
specifically, to what extent are changes
due to recalls, spills, expired products,
returns by customers, or other reasons?
Does any one reason stand out?
(3) How do you currently address
changes in a store’s regulatory status?
For example, do you factor in the
possibility of a more stringent regulatory
status and comply with the more
stringent regulations throughout the
year? Do you comply based on the
regulatory status for the month(s) in
question? Do you work with your state
to address situations when episodic
generation occurs? If so, how? Do you
rely on a service provider to ensure
compliance with hazardous waste laws,
including generator status?
(4) Do you have any suggestions as to
how EPA could modify its rules to
account for periodic changes in
generator status? Please address scope
(planned or unplanned), frequency of
episodic events that should be allowed
over a calendar year without impacting
a generator’s regulatory status, on-site
and off-site provisions, such as
notification, time to remove materials
from the facility and ship them for
recycling or to a RCRA permitted
treatment, storage and disposal facility
(TSDF), etc.
(5) Does your state have a specific
policy for dealing with episodic
generation? Have you seen any impacts
(e.g., spills or other releases) from such
episodes?
D. Information About Retail Stores’
Hazardous Waste Programs
The retail sector is extremely diverse
in terms of products sold and store size;
therefore corporations may have
developed specific methods to manage
their hazardous waste generation. We
request commenters provide data that
helps characterize how hazardous
wastes are currently being managed at
retail establishments. More specifically,
EPA would like to better understand the
process or standard operating
procedures facility personnel use to
determine whether their retail products
or other wastes are hazardous waste and
how hazardous wastes are handled
before being shipped off-site, or
managed on-site by posing the following
suggested questions.
Suggested Questions to Consider for
Comment Submission:
(1) What amount of hazardous waste
do you generate in your store(s)?
Monthly? Yearly? Please provide this
data in pounds, if possible.
(2) Describe what procedures you
have in place to classify which products
or other wastes would be hazardous
wastes upon discard. For example, to
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the extent applicable, please include
information on color coding products,
computer based systems, third party
services, or information from suppliers
or manufacturers that assist you in
making a hazardous waste
determination.
(3) How and where do you
accumulate your hazardous waste at
your facility? Do you have written
procedures in place for hazardous waste
management?
(4) How frequently do you send your
hazardous wastes off-site, if applicable,
for management or disposal? Where do
you send your hazardous waste (e.g., a
RCRA hazardous waste facility, a
municipal solid waste facility, or a
hazardous waste recycler)?
(5) Does your facility have any
specific requirements for management
of hazardous wastes on-site (e.g.,
secondary containment)?
E. Information About Hazardous Waste
Employee Training
Employee training conditions for
hazardous waste generators vary
depending on whether the facility is a
CESQG, an SQG, or an LQG. CESQGs
are not required to provide personnel
training, while SQGs have basic
provisions and LQGs have more
prescriptive provisions. Retail
operations may have difficulty training
their staff due to the relatively high
levels of turnover and part time and
seasonal employees. EPA notes that
only those employees handling
hazardous waste must be trained.
Therefore, EPA seeks answers to the
following suggested questions.
Suggested Questions to Consider for
Comment Submission:
(1) What is the average number of
employees per retail store or facility?
(2) How many temporary/seasonal
employees on average do individual
retail stores hire each year?
(3) Do all employees receive RCRA
hazardous waste training, or just
permanent employees or employees
who handle products or other wastes
that could be hazardous wastes upon
discard?
(4) What types of hazardous waste
management training do your
employees receive, if any?
(5) How many hours of employee
training on hazardous waste issues are
required in your retail stores?
(6) What is the average cost per
employee of providing hazardous waste
training to your work force annually?
(7) Are any employees trained to
handle hazardous waste releases or does
the retail store utilize a third party
service for cleanup efforts?
PO 00000
Frm 00049
Fmt 4702
Sfmt 4702
F. Information About Aerosol Cans
EPA understands the retail sector
generates large quantities of aerosol cans
that are discarded. It has been suggested
by some members of the retail sector
that waste aerosol cans can be grouped
into four categories: (1) Aerosol cans
that contain non-hazardous propellant
and the remaining can contents are nonhazardous (either by listing or
characteristic); (2) aerosol cans that
contain propellants that are traditional
ignitable fuel sources such as propane
or butane, but the remaining contents
are non-hazardous (either by listing or
characteristic); (3) aerosol cans that
contain propellants that are traditional
ignitable fuel sources such as propane
or butane, and the remaining contents
are also hazardous (either by listing or
characteristic); and (4) aerosol cans that
contain ignitable hazardous propellants
that are not traditional fuel sources, and
the remaining contents may or may not
be hazardous (either by listing or
characteristic). EPA would like to gain
a better understanding of the aerosol can
wastestream to determine if any action
should be taken to aid in the
management of aerosol cans that are
discarded. Therefore, EPA seeks
answers to the following suggested
questions.
Suggested Questions to Consider for
Comment Submission:
(1) How many waste aerosol cans does
a retail store generate monthly on
average? How many does your entire
company average monthly?
(2) In which categories (from above)
do your waste aerosol cans belong or do
they fall under another category? How
many waste aerosol cans do you
generate in each category?
(3) How do you manage your aerosol
cans? Are they recycled? Are they
disposed?
If your store is in California or
Colorado, do you handle your waste
aerosol cans as Universal Waste?
(4) What percentage do the waste
aerosol cans constitute in your total
hazardous wastestream?
(5) What packaging and shipping
methods are used to transport aerosol
cans from retail stores?
(6) Have you ever experienced
problems shipping aerosol cans? How
often do you receive aerosol cans that
have been damaged in transportation?
(e.g., Did the aerosol can burst from
heat? Did a pallet fall over damaging the
aerosol can?)
(7) Has your State developed any
specific approach, whether through
guidance or regulation for aerosol cans?
E:\FR\FM\14FEP1.SGM
14FEP1
Federal Register / Vol. 79, No. 31 / Friday, February 14, 2014 / Proposed Rules
G. Information About Transportation
and Reverse Logistics
In previous meetings with the retail
sector, participants asked if EPA could
harmonize EPA’s hazardous waste
regulations with DOT’s hazardous
material regulations. To evaluate if there
maybe viable options for harmonization,
we would like to obtain additional
information about retail shipping
practices (in particular reverse logistics)
and how the point of generation of
hazardous waste (i.e., when and where
the hazardous waste is first generated)
affects shipping. Therefore, EPA seeks
answers to the following suggested
questions.
Suggested Questions to Consider for
Comment Submission:
(1) What safeguards do you use to
ship retail items through reverse
logistics to ensure minimal damage?
(2) Are the shipping and packaging
procedures you use for sending retail
items through reverse logistics the same
as the packaging and shipping
procedures for products coming into the
retail store? If not, how do they differ?
(3) Of the items sent through reverse
logistics, how many are sent in DOT
Classes 1–8, and approximately how
many or what percentage are in each
Class?
(4) What methods do you use to track
the shipments and what information
about the shipments is tracked (e.g.,
amount of shampoo, brand of shampoo,
sku-numbers, etc.)?
(5) Does your state have specific
tracking and reporting regulations for
reverse logistics?
tkelley on DSK3SPTVN1PROD with PROPOSALS
H. Information About Reverse Logistic
Centers
Industry representatives have told us
that reverse logistic centers (RLCs) are
critical in maintaining an efficient
reverse logistics system for the retail
industry. RLCs can consolidate large
quantities of goods from all the stores in
a region, which then allows companies
to resell, recycle, donate or dispose of
these items more efficiently due to
economies of scale. Industry
representatives have suggested that
sending all of their non-damaged/nonleaking products to an RLC could
increase recycling, donation and
reselling due to larger quantities at one
location. To learn more, EPA seeks
answers to the following suggested
questions.
Suggested Questions to Consider for
Comment Submission:
(1) How many reverse logistic centers
do your company own and operate? If
you do not own your own RLC, do you
use a third party RLC and how do they
VerDate Mar<15>2010
17:41 Feb 13, 2014
Jkt 232001
operate these centers? Does that third
party RLC manage multiple companies’
retail products at the same RLC?
Specific issues on which EPA is
soliciting comment are: Point of
generation, tracking multiple companies
waste at one center, and waste
management.
(2) How many retail stores are
serviced by the RLC and what is the
average distance from a retail store to
the RLC?
(3) What is the regulatory status of the
RLC? How many are CESQGs vs. SQGs
vs. LQGs?
(4) Do you receive credit for your
returned retail products? Who gives you
the credit and what is the process for
receiving credit (e.g., receive credit as a
manufacturer discount when purchasing
the product)? What is the annual value
of credit that you receive?
(5) What process and procedures does
the RLC use to determine if material
will be sold, donated, recycled, or
disposed? On average what types of
products and volumes are recycled,
disposed, and donated annually?
(6) To whom do you donate? Are
there certain procedures you take before
donating? Are there certain products
you will not donate? Do the existing
RCRA hazardous waste rules present
barriers to donating products? If so,
what are they? Has your state adopted
policies or regulations to make it easier
for your retail facility to donate
products?
(7) Do your supplier contracts specify
that items not sellable in the store must
be disposed? If so, is it all contracts or
can you estimate, what percentage
contain this stipulation?
I. Information About Sustainability
Efforts Undertaken by Retail Facilities
EPA’s programs intend to promote
and facilitate sustainability through
sustainable materials management
initiatives that seek to minimize impacts
across the entire material lifecycle, from
raw material extraction to waste
management strategies, such as
recycling and reuse, as well as through
labeling green products and promoting
green chemistry and engineering
practices. (https://www.epa.gov/
sustainability/) Retail industry
representatives have suggested some
concerns about re-using materials
containing hazardous wastes and that
the hazardous waste regulations may
impede certain sustainability efforts. To
better understand these issues, EPA
seeks answers to the following
suggested questions.
Suggested Questions to Consider for
Comment Submission:
PO 00000
Frm 00050
Fmt 4702
Sfmt 4702
8935
(1) What material reuse issues have
you encountered?
(2) What changes to the hazardous
waste generator policies, guidances or
regulations might allow you to increase
your company’s sustainability efforts?
(3) Do your retail stores collect
batteries or mercury lamps for
recycling? Do your retail stores collect
any other hazardous wastes from
customers?
(4) Do your retail stores operate
collection or buyback programs for
electronics? If so, what mechanism is
used for the collection or buyback
program? Are there regulatory barriers
to your retail facility collecting or
participating in electronic take-back
programs?
(5) To what extent do you work with
your suppliers to identify products that
are classified as hazardous waste upon
discard? Please provide examples.
(6) To what extent do you work with
your suppliers to identify products that
are classified as hazardous waste or
initiate changes to feedstocks or
manufacturing processes resulting in
products that are not a hazardous waste
upon discard or are reduced in volume
or toxicity? Please provide examples.
Dated: February 4, 2014.
Mathy Stanislaus,
Assistant Administrator, Office of Solid Waste
and Emergency Response.
[FR Doc. 2014–02930 Filed 2–13–14; 8:45 am]
BILLING CODE 6560–50–P
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Part 64
[WC Docket No 13–39; Report No. 2997]
Petitions for Reconsideration of Action
in Rulemaking Proceeding
Federal Communications
Commission.
ACTION: Petition for reconsideration.
AGENCY:
In this document, Petitions
for Reconsideration (Petitions) have
been filed in the Commission’s
Rulemaking proceeding by W. Scott
McCollugh, on behalf of Transcom
Enhanced Services, Inc.; Mary C. Albert
on behalf of Comptel; David L. Nace, on
behalf of Carolina West Wireless, Inc.;
Charles W. McKee, on behalf of Sprint
Corporation; David Cohen, on behalf of
United States Telecom Association; and
Genevieve Morelli, on behalf of the
Independent Telephone &
Telecommunications Alliance.
DATES: Oppositions to the Petitions
must be filed on or before March 3,
SUMMARY:
E:\FR\FM\14FEP1.SGM
14FEP1
Agencies
[Federal Register Volume 79, Number 31 (Friday, February 14, 2014)]
[Proposed Rules]
[Pages 8926-8935]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-02930]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Parts 261 and 262
[EPA-HQ-RCRA-2012-0426; FRL-9906-44-OSWER]
RIN 2050-AG72
Hazardous Waste Management and the Retail Sector: Providing and
Seeking Information on Practices To Enhance Effectiveness to the
Resource Conservation and Recovery Act Program
AGENCY: Environmental Protection Agency (EPA).
ACTION: Notice of data availability and request for comment.
-----------------------------------------------------------------------
SUMMARY: This Notice of Data Availability (NODA) announces and invites
comment on information assembled by the Environmental Protection Agency
(EPA or the Agency), and solicits additional information regarding the
hazardous waste management practices of establishments in the retail
sector (e.g., stores). The NODA also invites comment on specific issues
and suggested questions that the retail industry has raised about
challenges they face in complying with the Resource Conservation and
[[Page 8927]]
Recovery Act (RCRA) hazardous waste policies, guidances and
regulations. This NODA meets the Agency's commitment to solicit public
comment on issues associated with the retail sector under Executive
Order 13563: Improving Regulation and Regulatory Review to make
regulatory programs more effective or less burdensome in achieving
regulatory objectives.
DATES: Comments must be received by April 15, 2014.
ADDRESSES: Submit your comments, identified by Docket ID No. EPA-HQ-
RCRA-2012-0426, by one of the following methods:
www.regulations.gov: Follow the online instructions for
submitting comments.
Email: Comments may be sent by electronic mail (email) to
rcra-docket@epa.gov, Attention Docket ID No. EPA-HQ-RCRA-2012-0426. In
contrast to EPA's electronic public docket, EPA's email system is not
an ``anonymous access'' system. If you send an email comment directly
to the Docket without going through EPA's electronic public docket,
EPA's email system automatically captures your email address. Email
addresses that are automatically captured by EPA's email system are
included as part of the comment that is placed in the official public
docket, and made available in EPA's electronic public docket.
Fax: Comments may be faxed to 202-566-9744. Attention
Docket ID No. EPA-HQ-RCRA-2012-0426.
Mail: to Hazardous Waste Management and the Retail Sector:
Providing and Seeking Information on Practices to Enhance Effectiveness
to the RCRA Program: Notice of Data Availability and Request for
Comment. Environmental Protection Agency, Mailcode: 28221T, 1200
Pennsylvania Ave. NW., Washington, DC 20460. Attention Docket ID No.
EPA-HQ-RCRA-2012-0426. Please include a total of 2 copies.
Hand Delivery: Deliver two copies of your comments to the
Hazardous Waste Management and the Retail Sector: Providing and Seeking
Information on Practices to Enhance Effectiveness to the RCRA Program:
Notice of Data Availability and Request for Comment Docket, EPA/DC, EPA
West, Room 3334, 1301 Constitution Ave. NW., Washington, DC 20460.
Attention Docket ID No. EPA-HQ-RCRA-2012-0426. Such deliveries are only
accepted during the Docket's normal hours of operation, and special
arrangements should be made for deliveries of boxed information.
Instructions: Direct your comments to Docket ID No. EPA-HQ-RCRA-
2012-0426. EPA's policy is that all comments received will be included
in the public docket without change and may be made available on-line
at www.regulations.gov, including any personal information provided,
unless the comment includes information claimed to be Confidential
Business Information (CBI), or other information whose disclosure is
restricted by statute. Do not submit information that you consider to
be CBI or otherwise protected through www.regulations.gov or email. The
www.regulations.gov Web site is an ``anonymous access'' system, which
means EPA will not know your identity or contact information unless you
provide it in the body of your comment. If you send an email comment
directly to EPA without going through www.regulations.gov, your email
address will be automatically captured and included as part of the
comment that is placed in the public docket and made available on the
Internet. If you submit an electronic comment, EPA recommends that you
include your name and other contact information in the body of your
comment and with any disk or CD-ROM you submit. If EPA cannot read your
comment due to technical difficulties and cannot contact you for
clarification, EPA may not be able to consider your comment. Electronic
files should avoid the use of special characters, any form of
encryption, and be free of any defects or viruses. For additional
information about EPA's public docket, visit the EPA Docket Center
homepage at https://www.epa.gov/epahome/dockets.htm. For additional
instructions on submitting comments, go to the SUPPLEMENTARY
INFORMATION section of this document.
Docket: All documents in the docket are listed in the
www.regulations.gov index. Although listed in the index, some
information is not publicly available, e.g., CBI or other information
whose disclosure is restricted by statute. Certain other material, such
as copyrighted material, will be publicly available only in hard copy.
Publicly available docket materials are available either electronically
in www.regulations.gov or in hard copy at the Hazardous Waste
Management and the Retail Sector: Providing and Seeking Information on
Practices to Enhance Effectiveness to the RCRA Program: Notice of Data
Availability and Request for Comment Docket, EPA/DC, EPA West, Room
3334, 1301 Constitution Ave. NW., Washington, DC. This Docket Facility
is open from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding
legal holidays. The Docket telephone number is (202) 566-0270. The
Public Reading Room is open from 8:30 a.m. to 4:30 p.m., Monday through
Friday, excluding legal holidays. The telephone number for the Public
Reading Room is (202) 566-1744.
FOR FURTHER INFORMATION CONTACT: For further information regarding
specific aspects of this notice, contact Richard Huggins Jr., Materials
Recovery and Waste Management Division, Office of Resource Conservation
and Recovery, (5304P), U.S. Environmental Protection Agency, 1200
Pennsylvania Avenue NW., Washington, DC 20460; telephone (703) 308-
0017; fax number: 703-308-0514; email address huggins.richard@epa.gov
or Jim O'Leary, Materials Recovery and Waste Management Division,
Office of Resource Conservation and Recovery, (5304P) U.S.
Environmental Protection Agency, 1200 Pennsylvania Avenue NW.,
Washington, DC 20460; telephone (703) 308-8827; fax number: 703-308-
0524; email address oleary.jim@epa.gov. For more information on this
rulemaking, please visit: https://yosemite.epa.gov/opei/RuleGate.nsf/.
The contents of this notice are listed in the following outline:
I. General Information
A. Does this action apply to me?
B. What should I consider as I prepare my comments for EPA?
II. Background
A. Introduction
B. Why We Are Publishing This NODA
C. RCRA Hazardous Waste Generator Management Regulations
III. Methodology and Data on Which EPA Seeks Comment
A. Data Methodology
B. Data Available on the Universe of Retail Stores and Retail
Facilities and the Amount of Hazardous Waste Generated by These
Facilities
IV. Additional Information That EPA Seeks from Commenters
A. Suggestions for Improving the RCRA Hazardous Waste Policies,
Guidances and Regulations for Retail Operations
B. Information About the Retail Universe and the Hazardous Waste
Generated
C. Information About Episodic Generation
D. Information About Retail Stores' Hazardous Waste Programs
E. Information About Hazardous Waste Employee Training
F. Information About Aerosol Cans
G. Information About Transportation and Reverse Logistics
H. Information About Reverse Logistic Centers
I. Information About Sustainability Efforts Undertaken by Retail
Facilities
SUPPLEMENTARY INFORMATION:
[[Page 8928]]
I. General Information
A. Does this action apply to me?
This Notice of Data Availability (NODA) provides information to the
public and seeks comment and additional information associated with the
retail sector and its facilities. Thus, entities that may want to
review this NODA and may have relevant information to submit are likely
to be classified in the following industrial sectors under the North
American Industry Classification System (NAICS):
NAICS Codes of Entities Potentially Affected by This Notice
------------------------------------------------------------------------
NAICS Code Description of NAICS Code
------------------------------------------------------------------------
441.................................. Motor Vehicle and Parts Dealers.
442.................................. Furniture and Home Furnishings
Stores.
443.................................. Electronics and Appliance Stores.
444.................................. Building Material and Garden
Equipment and Supplies Dealers.
445.................................. Food and Beverage Stores.
446.................................. Health and Personal Care Stores.
447.................................. Gasoline Stations.
448.................................. Clothing and Clothing Accessories
Stores.
451.................................. Sporting Goods, Hobby, Book, and
Music Stores.
452.................................. General Merchandise Stores.
453.................................. Miscellaneous Store Retailers.
454.................................. Nonstore Retailers.
722.................................. Food Services and Drinking
Places.
------------------------------------------------------------------------
The list of potentially affected entities in the above table is not
exhaustive and is provided as a general indicator of those entities
about which EPA is presenting information and requesting comment. In
addition, other stakeholders affected by hazardous waste management by
the retail sector, including Tribal, state, and local governments,
community and environmental groups, and members of the public may also
want to review this NODA and provide relevant information. If you have
any questions regarding the applicability of this notice to a
particular entity or industry, consult the individuals listed above in
the FOR FURTHER INFORMATION CONTACT Section.
B. What should I consider as I prepare my comments for EPA?
1. Submitting CBI. Do not submit this information to EPA through
www.regulations.gov or email. Clearly mark the part or all of the
information that you claim to be CBI. For CBI information in a disk or
CD ROM that you mail to EPA, mark the outside of the disk or CD ROM as
CBI and then identify electronically within the disk or CD ROM the
specific information that is claimed as CBI. In addition to one
complete version of the comment that includes information claimed as
CBI, a copy of the comment that does not contain the information
claimed as CBI must be submitted for inclusion in the public docket.
Information so marked will not be disclosed except in accordance with
procedures set forth in 40 CFR part 2.
2. Tips for Preparing Your Comments. When submitting comments,
remember to:
Identify this NODA by docket number and other identifying
information (subject heading, Federal Register date and page number).
Describe any assumptions and provide any technical
information and/or data that you used.
If you estimate potential costs or burdens, explain how
you arrived at your estimate in sufficient detail to allow for it to be
reproduced.
Provide specific examples to illustrate your concerns, and
suggest alternatives.
Explain your views as clearly as possible.
Make sure to submit your comments by the comment period
deadline identified.
II. Background
A. Introduction
Regulation of hazardous waste generated by the retail sector under
the Resource Conservation and Recovery Act (RCRA) presents unique
challenges that are not found in more ``traditional'' RCRA- regulated
industries. The retail sector handles a large number of diverse
products (for example, one retailer has reported about a million
products and 4,000 facilities nationwide), many of which may
potentially become regulated as hazardous waste under RCRA when
discarded. Thus, retailers are required to make numerous hazardous
waste determinations at thousands of sites, generally by store
employees with limited experience with the RCRA hazardous waste
regulations. Additionally, the retail sector often uses ``reverse
distribution'' in their business processes, where non-damaged products
from retail stores are routinely shipped back to consolidation centers.
However, how reverse distribution processes are regulated, or should be
regulated under RCRA has resulted in a number of questions.
In 2008, EPA began an effort to review the application of RCRA
hazardous waste regulations to the retail sector, and over the next two
years conducted meetings, conference calls and site visits with the
retail sector to better understand their challenges. This included
meetings with the Council on Safe Transportation of Hazardous Articles,
Inc. (COSTHA), Lowe's, the National Retail Federation, Proctor and
Gamble, the Retail Industry Leaders Association (RILA), Strong
Environmental and Walmart, and site visits at Lowe's, a Proctor and
Gamble distribution center, and the Heritage Facility, a commercial
waste facility that handles Proctor and Gamble's wastes.
On January 18, 2011, President Obama signed Executive Order (EO)
13563, titled ``Improving Regulation and Regulatory Review.'' President
Obama ordered federal departments and agencies to develop a ``plan,
consistent with law and its resources and regulatory priorities, under
which the agency will periodically review its existing significant
regulations to determine whether any such regulations should be
modified, streamlined, expanded, or repealed so as to make the agency's
regulatory program more effective or less burdensome in achieving the
regulatory objectives.'' The EO also enumerated a number of principles
and directives to improve the nation's regulatory system. Today's
notice meets an Agency's commitment under the EO to solicit public
comment on issues associated with the retail sector (as reported in the
EPA's Final
[[Page 8929]]
Plan for Periodic Retrospective Reviews, August 2011). EPA has used and
will continue to use this EO to guide regulatory reviews and related
Agency activities.
On March 14, 2011, EPA held a public meeting in Arlington, VA to
receive input on its plan for retrospective review. At this meeting,
Walmart presented several issues it encounters when complying with the
RCRA hazardous waste management regulations in their stores. Walmart
subsequently submitted written comments to the EO 13563 regulatory
review docket. The Home Depot also submitted comments to the docket.\1\
---------------------------------------------------------------------------
\1\ The Retail Industry Leaders Association also submitted
comments in the Fall of 2011 that echoed Walmart and Home Depot's
concerns. The Docket can be found at Regulations.gov. Docket ID:
EPA-HQ-OA-2011-0156.
---------------------------------------------------------------------------
Many of the comments related to the retail sector were specific to
the unique issues faced when managing hazardous waste pharmaceuticals.
However, other retail-related comments were also raised, with some of
the more important comments focusing on episodic generation, hazardous
waste determination, reverse distribution, and aerosol can management.
Commenters also noted, hazardous waste generation rates at retail
facilities can vary depending on product recalls, customer returns,
expiration dates, accidental product spills or breakage, seasonality
and `consumer' midnight dumping in retail parking lots. Varying
generation rates subject retailers to different generator regulations
each calendar month. Varying generation rates present problems for
retailers when complying with the training requirements, accumulation
standards, recordkeeping, manifesting and other hazardous waste
regulations. In addition, commenters noted making a hazardous waste
determination is difficult for retailers because a single retail store
can sell hundreds of thousands of products. These products come from
tens of thousands of suppliers and manufacturers. In addition, EPA
understands regulators and compliance inspectors also encounter
difficulties with the retail sector for these same reasons.
Commenters also questioned how the common retail process of reverse
distribution should be regulated under RCRA. Reverse distribution is
generally a process whereby retailers send consumer products they are
unable to sell in their stores back to a central processing location
where they are audited and financial credit for the items may be
granted by the manufacturer. The products are then evaluated and a
decision is made regarding the final disposition of the item. Items can
be donated, liquidated (sold), sent back to a manufacturer, recycled or
discarded appropriately. Specifically commenters asked about when the
decision is made to discard an item, whether the central processing
location is considered the RCRA generator or whether the originating
retail store should be considered the RCRA generator for that item.
Finally, aerosol cans make up a large percentage of the retail
sector's hazardous wastestream. Many aerosol cans could be recycled as
scrap metal or have their flammable propellants captured for fuel
recovery. However, retailers manage aerosol cans as hazardous waste
because the recycling activity is not performed at the retail facility.
Also, it is unclear whether or when aerosol cans exhibit the reactivity
characteristic (D003). Thus, the retail sector would like EPA to
determine that aerosol cans without flammable propellants and non-
hazardous contents are not reactive hazardous waste (D003). They would
also like EPA to determine that the previously mentioned recycling
exclusions do apply to retail facilities when aerosol cans are sent for
recycling, and all other hazardous waste aerosol cans can be managed as
Universal Wastes. EPA is interested in the views of our state and
tribal partners regarding this issue.
Based on these comments and the issues raised at the public
meeting, EPA identified improving the effectiveness of the hazardous
waste policies, guidances or regulations for the retail sector as one
of the 35 priority topics included in the ``Improving Our Regulations:
Final Plan for Periodic Retrospective Reviews of Existing
Regulations.'' In this plan, EPA committed to following up on three
items: (1) To determine whether to issue guidance in the short term
concerning regulation of certain pharmaceutical containers; (2) to
review data about pharmaceutical products that may become wastes and to
address issues as part of a rulemaking on pharmaceutical waste
management; and (3) to analyze information and identify issues about
the regulation's applicability to hazardous wastes generated in the
retail industry, what materials may be affected, what the scope of the
issues are, and what options may exist for addressing the issues.
Since the release of EPA's plan, EPA has made progress in meeting
these commitments. Specifically:
In November 2011, EPA issued a memorandum addressing
pharmaceutical containers, a copy of which is included in the docket
for this NODA.\2\ This memorandum clarified the regulations governing
the management of containers which held P-listed (acute) hazardous
waste residues.
---------------------------------------------------------------------------
\2\ Memorandum from Suzanne Rudzinski, Director, Office of
Resource Conservation and Recovery to RCRA Division Directors, U.S.
EPA Regions 1-10, November 4, 2011.
---------------------------------------------------------------------------
Based on comments received on EPA's proposed rule
regarding the regulation of pharmaceutical wastes under the Universal
Waste Rule (UWR) (see 73 FR 75220, December 2, 2008), the Agency is
developing a proposed rule for healthcare facility-specific management
standards for hazardous waste pharmaceuticals.
EPA has conducted further outreach to stakeholders in the
retail community to gather additional information regarding the
hazardous waste issues they are facing. EPA has held several listening
sessions with Advanced Auto Parts, Ball Corporation, the Consumer
Specialty Products Association (CSPA), COSTHA, GRR Aerosols, Inc., The
Home Depot, the National Association of Chain Drug Stores (NACDS),
RILA, Safeway, and Walmart to better understand the issues the retail
sector encounters in complying with the RCRA hazardous waste generator
regulations.\3\ EPA representatives also conducted site visits at an
Advance Auto Parts retail store, a Lowe's retail store, and a Walmart
retail store, distribution center and return center.
---------------------------------------------------------------------------
\3\ 40 CFR 260.10 defines ``generator'' as ``any person, by
site, whose act or process produces hazardous waste identified or
listed in part 261 of this chapter or whose act first causes a
hazardous waste to become subject to regulation.''
---------------------------------------------------------------------------
These efforts have led to today's NODA.
B. Why We Are Publishing This NODA
This NODA is part of the Agency's continuing effort to better
understand concerns from all stakeholders about RCRA's applicability to
the retail sector, what materials may be affected, what the full scope
of the issues are, and what options may exist for addressing the
issues.
EPA notes there have been a number of enforcement actions and
settlements involving EPA, the states and the retail sector. The RCRA
cases have typically involved the mismanagement and disposal of
hazardous consumer products and pharmaceuticals that have become
hazardous waste from retail stores. While the states have taken the
majority of actions against several major retail companies, in 2013,
EPA and the U.S. Department of Justice reached agreement with Walmart
to resolve RCRA, CWA, and FIFRA violations that occurred across the
country. As part of
[[Page 8930]]
that agreement, Walmart committed to the continued development and
implementation of a comprehensive, corporate-wide waste management
program (which it started in 2006) to identify and properly manage all
hazardous wastes generated throughout its retail operations.
Specifically, Walmart now has suppliers submit product information to a
third party to evaluate product formulations to determine a product's
regulatory waste status and transportation classification, an
electronic system that provides every employee with waste handling
information for each product through the scanning of the UPC bar code,
a waste management system that utilizes colored buckets to clearly
designate where certain types of waste are accumulated prior to off-
site shipment, and a reverse logistics system to track the disposition
of all items going through their reverse distribution system. Other
retail companies have started to implement similar programs to better
manage their wastes.
In today's NODA, the EPA will be taking comment on several topics
that were recurring themes in most of the retail enforcement actions.
These recurring topics include where and when a hazardous waste
determination must be made, episodic generation, reverse logistics and
hazardous waste management programs. This list may not fully cover the
issues facing the retail sector, so the EPA has also asked for comments
on areas we have not addressed or new topics that have recently arisen
and were not seen in previous enforcement actions.
Furthermore, today's notice (1) presents available information that
EPA has assembled on the universe of retail stores and retail
facilities, as well as the universe of retail hazardous waste
generators who have obtained EPA identification numbers and gives
stakeholders the opportunity to provide comments they may have on this
information and (2) offers stakeholders the opportunity to provide
additional information they may have about the RCRA issues retail
stores and retail facilities confront regarding the generation and
management of hazardous waste. While EPA has already obtained
insightful information from major retailers through meetings, public
comments and site visits, EPA also recognizes that the retail sector is
diverse, and would like to ensure that all parts of the industry have
the opportunity to review the information that has been provided and
share their own perspectives about the challenges they face.
EPA would also like to hear from the states and tribes on how they
regulate and interact with the retail sector and any particular issues
they have seen in implementing the regulations, determining compliance,
etc. For example, during the course of EPA's review, states have
contacted EPA about some issues they have experienced with the retail
sector. In the summer of 2008, the state of Nevada contacted Region 9
asking for assistance with retail reverse logistics. In addition, some
states in developing settlement agreements with retail companies have
included the provision that retail companies work with EPA to promote
the development of national policy regarding reverse logistics and
other retail RCRA issues. Furthermore, it is important EPA hears from
the states to understand how any new policies, guidance or regulations
may impact the current state regulatory framework to ensure that we do
not create adverse impacts to a state's RCRA program. We are especially
seeking any innovative ideas or programs that states have tried with
this sector.
The NODA also gives community and environmental groups and the
public an opportunity to comment on RCRA and the retail sector. These
stakeholders may possess valuable information that could help EPA in
evaluating next steps and developing policies, guidances and
regulations that impact the retail sector.
The information requested in this NODA is intended to help the
Agency better understand the issues that have been identified about the
retail sector and provide a forum for stakeholders to present any
additional issues. EPA will use this public input to make informed
decisions about possible next steps to improve the RCRA hazardous waste
policies, guidances or regulations for retail operations.
C. RCRA Hazardous Waste Generator Management Regulations
One of the core questions retail commenters raised was at what
point in their process is a hazardous waste generated. Thus in order to
provide adequate context, in this section, EPA provides a very brief
explanation of the hazardous waste generation regulations. Under RCRA,
waste generators are the first link in the cradle-to-grave hazardous
waste management system. All generators must determine if their waste
is hazardous at the point of generation and must oversee the ultimate
fate of the waste. In particular, the RCRA federal hazardous waste
regulations require generators to ensure and document that the
hazardous waste they generate is properly identified, managed, and
treated prior to recycling, treatment, storage or disposal. The
regulations applicable to generators of hazardous waste are located in
40 CFR part 261 and part 262. The degree of regulation to which each
generator is subject depends to a large extent on how much hazardous
waste each generator generates every calendar month. Generator status
can range from conditionally exempt small quantity generators (CESQGs),
which are the least regulated generators, to large quantity generators
(LQGs), which are the most regulated generators.
III. Methodology and Data on Which EPA Seeks Comment
A. Data Methodology
EPA has developed a methodology to estimate the number of retail
stores that generate hazardous waste to better understand the universe
of facilities that may be affected by RCRA compliance issues. Using
data from EPA's RCRAInfo database \4\ and the US Census, we examined a
number of North American Industry Classification System (NAICS) codes
that apply to the retail industry (see below) and made the assumption
that these NAICS codes represent the majority of retailers that
generate hazardous waste. We ask commenters whether this assumption is
correct and to submit information if they believe additional sectors of
the retail industry that generate hazardous waste are not represented
by these NAICs codes.
---------------------------------------------------------------------------
\4\ The RCRAInfo database tracks RCRA Subtitle C facility-
specific data (i.e., events and activities related to hazardous
waste generators, transporters, and treatment storage and disposal
facilities), and hazardous waste activity reports, known as biennial
reports, that are submitted by large quantity generators and
treatment, storage and disposal facilities.
Table 1--NAICS Codes Representing Majority of Retail HW Generators
------------------------------------------------------------------------
NAICS Code Description of NAICS Code
------------------------------------------------------------------------
441.................................. Motor Vehicle and Parts Dealers.
[[Page 8931]]
442.................................. Furniture and Home Furnishings
Stores.
443.................................. Electronics and Appliance Stores.
444.................................. Building Material and Garden
Equipment and Supplies Dealers.
445.................................. Food and Beverage Stores.
446.................................. Health and Personal Care Stores.
447.................................. Gasoline Stations.
448.................................. Clothing and Clothing Accessories
Stores.
451.................................. Sporting Goods, Hobby, Book, and
Music Stores.
452.................................. General Merchandise Stores.
453.................................. Miscellaneous Store Retailers.
454.................................. Nonstore Retailers.
722.................................. Food Services and Drinking
Places.
------------------------------------------------------------------------
Using 2007 US Census data, we calculated the total number of
facilities that operate under each of these retail NAICS codes. We then
used EPA's RCRAInfo database to identify facilities that had notified
or otherwise reported as hazardous waste generators in these NAICS
codes. Facilities that generate greater than 100 kilograms of hazardous
waste per month--small quantity generators (SQGs) or 1,000 kilograms of
hazardous waste per month or 1 kg of acute hazardous waste per month--
large quantity generators (LQGs) are required to notify EPA or their
authorized state in order to obtain a unique RCRA identification
number. Some states also require conditionally exempt small quantity
generators (CESQGs) to notify and receive a RCRA identification
number.\5\
---------------------------------------------------------------------------
\5\ Some CESQGs will also notify and receive a RCRA
identification number because they are episodic SQGs or LQGs, or
they manifest their hazardous wastes off-site (a hazardous waste
manifest requires the use of a RCRA identification number).
---------------------------------------------------------------------------
From the RCRAInfo database, we estimated the number of LQGs, SQGs,
and CESQGs that had notified or reported under one of the primary NAICS
code listed above. Then for each NAICS code, we calculated the percent
of the total facilities that had notified or reported as a hazardous
waste generator represented by each generator category (LQG, SQG,
CESQG). For example, for NAICS code 441, Motor Vehicle and Parts
Dealers, the RCRAInfo database indicates the total number of hazardous
waste generators is 7,846 of which 0.9% are LQGs, 31.8% are SQGs, and
67.3% are CESQGs, respectively. We then totaled the data for all the
NAICS codes to get total estimates for the retail universe. See Table
2.
The number of retail facilities identified in the RCRAInfo database
is a subset of the total universe of hazardous waste generating
facilities in the retail sector since not all retailers will generate
an amount of hazardous waste each month sufficient to require RCRA
notification. Furthermore, we believe the estimate of retail sector
hazardous waste generators from the RCRAInfo database to be extremely
low because it is likely that many retail stores and facilities are
CESQGs who, in most states, do not have to notify EPA or the authorized
state to obtain a RCRA identification number and thus are not in the
system. In addition, we believe some portion of the retail universe may
not be aware they have generated hazardous waste and therefore, have
not notified. For all these reasons, we believe the number of retailers
in the RCRAInfo database underestimates the retail sector hazardous
waste generator universe. We also believe that the calculated portions
of the total retail hazardous waste generator universe that are SQGs
and CESQGs are also likely underestimated. This is because the RCRAInfo
database for these categories is limited by the level of detail in
EPA's Biennial Report (BR) since the BR is mandatory only for LQGs.
Following the results of the above analysis, we then used the 2009
BR to identify the different types and quantities of hazardous waste
generated by LQGs for each retail NAICS code. We then created a spread
sheet that totaled the quantity of hazardous waste generated by each
hazardous waste code across all retail NAICS codes, as well as the
total amount of hazardous waste generated for each NAICS code.
We request comment on the methodology described above. We also
request that commenters submit any additional procedures, information,
or data that may be used to better characterize the universe of retail
facilities and their hazardous waste generator categories.
B. Data Available on the Universe of Retail Stores and Retail
Facilities and the Amount of Hazardous Waste Generated by These
Facilities
Table 2 provides an estimate for the retail sector universe of
hazardous waste generator facilities and estimates the percentages in
each generator category (LQG, SQG, and CESQG). Specifically, Table 2
indicates the total universe of retail sector facilities (41,138) that
have notified EPA or an authorized state they generate hazardous waste.
Of this total, about 95 percent are identified as SQGs and CESQGs.
Table 3 displays the total tons of hazardous waste generated by LQGs in
the retail sector in 2009 by NAICS code. As discussed above, EPA
recognizes these estimates have a number of limitations and therefore
involve a great deal of uncertainty. EPA asks commenters to provide any
relevant information that could be used to improve our estimates of the
number of retailers, the number of retailers that generate hazardous
waste, and the distribution of LQGs, SQGs, and CESQGs within this
universe, as well as the total quantity of hazardous waste generated by
the retail sector.
[[Page 8932]]
Table 2--Comparison of Retail Census Data and Number of Retail Facilities in RCRAInfo Database by Generator Status
--------------------------------------------------------------------------------------------------------------------------------------------------------
Total Total
number of Total number number of LQG % of SQG % of CESQG % of
facilities of firms facilities facilities facilities facilities
NAICS Code NAICS Code according according to in RCRAInfo Number of in RCRAInfo Number of in RCRAInfo Number of in RCRAInfo
description to U.S. U.S. Census with a LQGs with a SQGs with a CESQGs with a
Census 2007 2007 \7\ generator generator generator generator
\6\ status status status status
--------------------------------------------------------------------------------------------------------------------------------------------------------
441............... Motor Vehicle and 125,895 94,291 7,846 73 0.9 2,492 31.8 5,281 67.3
Parts Dealers.
442............... Furniture and Home 65,319 46,532 388 3 0.8 31 8.0 354 91.2
Furnishings Stores.
443............... Electronics and 50,041 30,657 135 4 3.0 48 35.6 83 61.5
Appliance Stores.
444............... Building Material 90,443 62,011 4,066 69 1.7 2,282 56.1 1,715 42.2
and Garden
Equipment and
Supplies Dealers.
445............... Food and Beverage 146,951 116,280 1,901 141 7.4 223 11.7 1,537 80.9
Stores.
446............... Health and Personal 87,311 43,864 8,074 225 2.8 3,805 47.1 4,044 50.1
Care Stores.
447............... Gasoline Stations... 117,014 66,431 8,941 411 4.6 2,828 31.6 5,702 63.8
448............... Clothing and 154,935 67,035 135 3 2.2 28 20.7 104 77.0
Clothing
Accessories Stores.
451............... Sporting Goods, 57,197 41,057 146 1 0.7 45 30.8 100 68.5
Hobby, Book, and
Music Stores.
452............... General Merchandise 46,065 10,460 8,544 914 10.7 4770 55.8 2,860 33.5
Stores.
453............... Miscellaneous Store 120,260 97,730 417 26 6.2 105 25.2 286 68.6
Retailers.
454............... Nonstore Retailers.. 61,272 40,168 310 17 5.5 96 31.0 197 63.5
722............... Food Services and 563,784 423,999 235 6 2.6 21 8.9 208 88.5
Drinking Places.
=====================================================================================================================================
Totals 1,686,487 1,140,515 41,138 1,893 4.6 16,774 40.8 22,471 54.6
--------------------------------------------------------------------------------------------------------------------------------------------------------
Table 3--Tons of Hazardous Waste Generated by LQGs in 2009 by NAICS Code
------------------------------------------------------------------------
Amount of
Description of NAICS waste
NAICS Code Code generated in
tons \8\
------------------------------------------------------------------------
441............................ Motor Vehicle and Parts 83
Dealers.
442............................ Furniture and Home 0
Furnishings Stores.
443............................ Electronics and 0
Appliance Stores.
444............................ Building Material and 530
Garden Equipment and
Supplies Dealers.
445............................ Food and Beverage 41
Stores.
446............................ Health and Personal 268
Care Stores.
447............................ Gasoline Stations...... 1,187
448............................ Clothing and Clothing 10
Accessories Stores.
451............................ Sporting Goods, Hobby, 4
Book, and Music Stores.
452............................ General Merchandise 608
Stores.
453............................ Miscellaneous Store 90
Retailers.
454............................ Nonstore Retailers..... 29,601
722............................ Food Services and 0
Drinking Places.
----------------------------------------
Total...................... ....................... 32,422
------------------------------------------------------------------------
IV. Additional Information That EPA Seeks From Commenters
EPA is continuing its effort to seek additional information
about retail stores and facilities and their operations in order to
better understand what RCRA compliance challenges they face. This
information will assist EPA in determining associated issues and
identifying options that may exist to address these issues. The
information EPA seeks falls into nine categories: (A) Suggestions for
improving the RCRA hazardous waste policies, guidances and regulations
for retail operations; (B) information about the retail universe and
the hazardous waste generated; (C) information about episodic
generation; (D) information about retail stores' programs for handling
hazardous waste; (E) information about hazardous waste training for
employees; (F) information about aerosol cans; (G) information about
transportation and reverse logistics; (H) information about reverse
logistic centers; and (I) information about sustainability efforts
undertaken by retail facilities.
---------------------------------------------------------------------------
\6\ 2007 Economic Census EC0700CADV1: All sectors: Core Business
Statistics Series: Advance Summary Statistics for the United States
(2007 NAICS Basis): 2007.
\7\ Statistics of U.S. Business: 2007 U.S.-Retail Trade NAICS
44. www.census.gov/epcd/susb/2007/us/US44.HTM.
\8\ Waste totals obtained from the 2009 Biennial Report.
---------------------------------------------------------------------------
Following each section, we have included a list of suggested
questions as a helpful guide for your consideration in preparing your
comments. EPA provides these questions simply to guide the type of
comments we would find useful for
[[Page 8933]]
this inquiry. We encourage commenters to submit any information that
they believe would assist EPA in making the RCRA program more effective
in the retail sector. EPA will consider all comments we receive related
to the nine categories of information described above regardless of
whether they address all, some or none of these specific questions. If
you choose to provide facility-specific data, it would be useful to
provide the name and location (city and state) and the hazardous waste
generator category of the facility (LQG, SQG, CESQG, or other category
as designated by state regulations) where possible.
A. Suggestions for Improving the RCRA Hazardous Waste Management
Policies, Guidances and Regulations for Retail Operations
The suggested questions below provide a chance for all commenters
to provide input on where they see possibilities to improve the RCRA
hazardous waste policies, guidances or regulations. Commenters,
however, should feel free to provide whatever pertinent information
that would be useful to EPA as we review the hazardous waste program
policies, guidances and regulations.
Suggested Questions to Consider for Comment Submission:
(1) What regulatory changes do you recommend that would help ensure
hazardous waste generated by the retail sector is managed in a way that
protects human health and the environment, while providing a regulatory
framework that works with how retail facilities currently operate?
(2) Do any states or tribes have RCRA policies, guidances or
regulations for retail operations? If so, could you describe them or
submit copies of them, as well as any evaluation of or information on
their effectiveness?
(3) Do states find common issues at retail facilities? If so, were
you able to alleviate these issues or are there roadblocks preventing
you from fixing the problems?
(4) Do you have any information which suggests there was or may
have been any disproportional impacts on communities due to the retail
sector's handling of hazardous waste?
(5) Do certain hazardous wastes generated by retailers pose less
risk to human health and the environment than others? Which ones and
why are the hazards less (e.g., explain how these hazardous wastes
handled in a specific way reduce the possibility of release to the
environment, or how the character or composition ensure that exposure
cannot occur)?
(6) Are there ways, either through guidance or regulatory changes
that EPA could encourage safe recycling, or reuse of hazardous wastes
generated by the retail sector?
B. Information About the Retail Universe and the Hazardous Waste
Generated
To better understand the scope of the issues, we request commenters
provide additional data to aid in defining the universe of retail
facilities that generate hazardous wastes. If possible, data should be
categorized by NAICS codes, which describe the primary business
activity performed by a facility. Please provide information regarding
the number of retail facilities generating hazardous waste. In
addition, EPA would like to better understand the operations of retail
facilities, and the types and quantities of hazardous waste generated.
Specifically, we are seeking information about the types of operations
and activities that generate hazardous waste and the associated types
and quantities. For example, it will be very useful to know generally
how much of a retail store's waste qualifies as hazardous waste. Also,
understanding situations, such as upset conditions like product recalls
or customer returns will be helpful to EPA to better understand the
activities that generate hazardous waste in the retail sector and the
challenges in adhering to the existing RCRA hazardous waste
regulations.
Suggested Questions to Consider for Comment Submission:
(1) How many retail stores or retail facilities do you operate or
regulate or oversee?
(2) Can you estimate the distribution of your retail stores by RCRA
regulatory status; e.g., CESQG, SQG, LQG?
(3) How many different types of products carried or handled by your
retail store do you estimate to be hazardous waste under RCRA (40 CFR
261.3) when discarded? Describe the types of products and volumes
generated monthly.
(4) For the activities and operations that generate hazardous waste
in the retail setting (e.g., spills, product maintenance or other
services, customer returns, product recalls, seasonal changes of
product, manufacturer-directed changes of product, or facility
operations and maintenance), identify the major RCRA hazardous waste
streams generated, the types of hazards presented, RCRA waste codes for
these hazardous wastes (if readily available), and the quantities
generated.
(5) Do your retail stores have written procedures for handling
hazardous waste spills? On average, how many spills of hazardous waste
occur monthly?
(6) Do retail stores generate any wastes that qualify as universal
wastes in 40 CFR 273? \9\ If so, is that waste handled under the full
hazardous waste regulations or under the universal waste regulations?
Describe the types of products and volumes generated monthly. Are there
ways EPA could help the retail sector utilize the U.W. program?
---------------------------------------------------------------------------
\9\ The following wastes are Universal Waste under the federal
RCRA program: batteries, pesticides, mercury-containing equipment,
and lamps.
---------------------------------------------------------------------------
(7) How do your retail stores generate and handle recalls that may
potentially become hazardous waste?
(8) For manufacturer-directed changes of product, how are the
unused products managed? Who determines how these unused products are
managed?
(9) How do you handle customer returns that may become hazardous
waste?
(10) If you have pharmaceuticals, what percentage of your monthly
hazardous waste and/or monthly acute hazardous waste quantities are
pharmaceuticals?
(11) If you have pesticides, what percentage of your monthly
hazardous waste and/or monthly acute hazardous waste quantities are
pesticides?
C. Information About Episodic Generation
EPA regulations require hazardous waste generators to count the
amount of hazardous waste generated each calendar month to determine
their regulatory status and to manage that waste based on the
regulations associated with that monthly generator status. EPA
understands that retail facilities' regulatory status can periodically
change as a result of certain unusual episodic events, such as a recall
or seasonal merchandise changes. EPA would like to better understand
the ramifications of the hazardous waste regulations in the context of
episodic generation for both the retail sector and the State regulators
by posing the following suggested questions.
Suggested Questions to Consider for Comment Submission:
(1) In the course of a calendar year, how often, on average, does a
retail store's quantity of hazardous waste change, resulting in a
change to the retail stores regulatory status from a CESQG to a SQG or
an LQG or an SQG to an LQG?
(2) When the regulatory status of a store changes, what are the
reasons most
[[Page 8934]]
often precipitating this change? More specifically, to what extent are
changes due to recalls, spills, expired products, returns by customers,
or other reasons? Does any one reason stand out?
(3) How do you currently address changes in a store's regulatory
status? For example, do you factor in the possibility of a more
stringent regulatory status and comply with the more stringent
regulations throughout the year? Do you comply based on the regulatory
status for the month(s) in question? Do you work with your state to
address situations when episodic generation occurs? If so, how? Do you
rely on a service provider to ensure compliance with hazardous waste
laws, including generator status?
(4) Do you have any suggestions as to how EPA could modify its
rules to account for periodic changes in generator status? Please
address scope (planned or unplanned), frequency of episodic events that
should be allowed over a calendar year without impacting a generator's
regulatory status, on-site and off-site provisions, such as
notification, time to remove materials from the facility and ship them
for recycling or to a RCRA permitted treatment, storage and disposal
facility (TSDF), etc.
(5) Does your state have a specific policy for dealing with
episodic generation? Have you seen any impacts (e.g., spills or other
releases) from such episodes?
D. Information About Retail Stores' Hazardous Waste Programs
The retail sector is extremely diverse in terms of products sold
and store size; therefore corporations may have developed specific
methods to manage their hazardous waste generation. We request
commenters provide data that helps characterize how hazardous wastes
are currently being managed at retail establishments. More
specifically, EPA would like to better understand the process or
standard operating procedures facility personnel use to determine
whether their retail products or other wastes are hazardous waste and
how hazardous wastes are handled before being shipped off-site, or
managed on-site by posing the following suggested questions.
Suggested Questions to Consider for Comment Submission:
(1) What amount of hazardous waste do you generate in your
store(s)? Monthly? Yearly? Please provide this data in pounds, if
possible.
(2) Describe what procedures you have in place to classify which
products or other wastes would be hazardous wastes upon discard. For
example, to the extent applicable, please include information on color
coding products, computer based systems, third party services, or
information from suppliers or manufacturers that assist you in making a
hazardous waste determination.
(3) How and where do you accumulate your hazardous waste at your
facility? Do you have written procedures in place for hazardous waste
management?
(4) How frequently do you send your hazardous wastes off-site, if
applicable, for management or disposal? Where do you send your
hazardous waste (e.g., a RCRA hazardous waste facility, a municipal
solid waste facility, or a hazardous waste recycler)?
(5) Does your facility have any specific requirements for
management of hazardous wastes on-site (e.g., secondary containment)?
E. Information About Hazardous Waste Employee Training
Employee training conditions for hazardous waste generators vary
depending on whether the facility is a CESQG, an SQG, or an LQG. CESQGs
are not required to provide personnel training, while SQGs have basic
provisions and LQGs have more prescriptive provisions. Retail
operations may have difficulty training their staff due to the
relatively high levels of turnover and part time and seasonal
employees. EPA notes that only those employees handling hazardous waste
must be trained. Therefore, EPA seeks answers to the following
suggested questions.
Suggested Questions to Consider for Comment Submission:
(1) What is the average number of employees per retail store or
facility?
(2) How many temporary/seasonal employees on average do individual
retail stores hire each year?
(3) Do all employees receive RCRA hazardous waste training, or just
permanent employees or employees who handle products or other wastes
that could be hazardous wastes upon discard?
(4) What types of hazardous waste management training do your
employees receive, if any?
(5) How many hours of employee training on hazardous waste issues
are required in your retail stores?
(6) What is the average cost per employee of providing hazardous
waste training to your work force annually?
(7) Are any employees trained to handle hazardous waste releases or
does the retail store utilize a third party service for cleanup
efforts?
F. Information About Aerosol Cans
EPA understands the retail sector generates large quantities of
aerosol cans that are discarded. It has been suggested by some members
of the retail sector that waste aerosol cans can be grouped into four
categories: (1) Aerosol cans that contain non-hazardous propellant and
the remaining can contents are non-hazardous (either by listing or
characteristic); (2) aerosol cans that contain propellants that are
traditional ignitable fuel sources such as propane or butane, but the
remaining contents are non-hazardous (either by listing or
characteristic); (3) aerosol cans that contain propellants that are
traditional ignitable fuel sources such as propane or butane, and the
remaining contents are also hazardous (either by listing or
characteristic); and (4) aerosol cans that contain ignitable hazardous
propellants that are not traditional fuel sources, and the remaining
contents may or may not be hazardous (either by listing or
characteristic). EPA would like to gain a better understanding of the
aerosol can wastestream to determine if any action should be taken to
aid in the management of aerosol cans that are discarded. Therefore,
EPA seeks answers to the following suggested questions.
Suggested Questions to Consider for Comment Submission:
(1) How many waste aerosol cans does a retail store generate
monthly on average? How many does your entire company average monthly?
(2) In which categories (from above) do your waste aerosol cans
belong or do they fall under another category? How many waste aerosol
cans do you generate in each category?
(3) How do you manage your aerosol cans? Are they recycled? Are
they disposed?
If your store is in California or Colorado, do you handle your
waste aerosol cans as Universal Waste?
(4) What percentage do the waste aerosol cans constitute in your
total hazardous wastestream?
(5) What packaging and shipping methods are used to transport
aerosol cans from retail stores?
(6) Have you ever experienced problems shipping aerosol cans? How
often do you receive aerosol cans that have been damaged in
transportation? (e.g., Did the aerosol can burst from heat? Did a
pallet fall over damaging the aerosol can?)
(7) Has your State developed any specific approach, whether through
guidance or regulation for aerosol cans?
[[Page 8935]]
G. Information About Transportation and Reverse Logistics
In previous meetings with the retail sector, participants asked if
EPA could harmonize EPA's hazardous waste regulations with DOT's
hazardous material regulations. To evaluate if there maybe viable
options for harmonization, we would like to obtain additional
information about retail shipping practices (in particular reverse
logistics) and how the point of generation of hazardous waste (i.e.,
when and where the hazardous waste is first generated) affects
shipping. Therefore, EPA seeks answers to the following suggested
questions.
Suggested Questions to Consider for Comment Submission:
(1) What safeguards do you use to ship retail items through reverse
logistics to ensure minimal damage?
(2) Are the shipping and packaging procedures you use for sending
retail items through reverse logistics the same as the packaging and
shipping procedures for products coming into the retail store? If not,
how do they differ?
(3) Of the items sent through reverse logistics, how many are sent
in DOT Classes 1-8, and approximately how many or what percentage are
in each Class?
(4) What methods do you use to track the shipments and what
information about the shipments is tracked (e.g., amount of shampoo,
brand of shampoo, sku-numbers, etc.)?
(5) Does your state have specific tracking and reporting
regulations for reverse logistics?
H. Information About Reverse Logistic Centers
Industry representatives have told us that reverse logistic centers
(RLCs) are critical in maintaining an efficient reverse logistics
system for the retail industry. RLCs can consolidate large quantities
of goods from all the stores in a region, which then allows companies
to resell, recycle, donate or dispose of these items more efficiently
due to economies of scale. Industry representatives have suggested that
sending all of their non-damaged/non-leaking products to an RLC could
increase recycling, donation and reselling due to larger quantities at
one location. To learn more, EPA seeks answers to the following
suggested questions.
Suggested Questions to Consider for Comment Submission:
(1) How many reverse logistic centers do your company own and
operate? If you do not own your own RLC, do you use a third party RLC
and how do they operate these centers? Does that third party RLC manage
multiple companies' retail products at the same RLC? Specific issues on
which EPA is soliciting comment are: Point of generation, tracking
multiple companies waste at one center, and waste management.
(2) How many retail stores are serviced by the RLC and what is the
average distance from a retail store to the RLC?
(3) What is the regulatory status of the RLC? How many are CESQGs
vs. SQGs vs. LQGs?
(4) Do you receive credit for your returned retail products? Who
gives you the credit and what is the process for receiving credit
(e.g., receive credit as a manufacturer discount when purchasing the
product)? What is the annual value of credit that you receive?
(5) What process and procedures does the RLC use to determine if
material will be sold, donated, recycled, or disposed? On average what
types of products and volumes are recycled, disposed, and donated
annually?
(6) To whom do you donate? Are there certain procedures you take
before donating? Are there certain products you will not donate? Do the
existing RCRA hazardous waste rules present barriers to donating
products? If so, what are they? Has your state adopted policies or
regulations to make it easier for your retail facility to donate
products?
(7) Do your supplier contracts specify that items not sellable in
the store must be disposed? If so, is it all contracts or can you
estimate, what percentage contain this stipulation?
I. Information About Sustainability Efforts Undertaken by Retail
Facilities
EPA's programs intend to promote and facilitate sustainability
through sustainable materials management initiatives that seek to
minimize impacts across the entire material lifecycle, from raw
material extraction to waste management strategies, such as recycling
and reuse, as well as through labeling green products and promoting
green chemistry and engineering practices. (https://www.epa.gov/sustainability/) Retail industry representatives have suggested some
concerns about re-using materials containing hazardous wastes and that
the hazardous waste regulations may impede certain sustainability
efforts. To better understand these issues, EPA seeks answers to the
following suggested questions.
Suggested Questions to Consider for Comment Submission:
(1) What material reuse issues have you encountered?
(2) What changes to the hazardous waste generator policies,
guidances or regulations might allow you to increase your company's
sustainability efforts?
(3) Do your retail stores collect batteries or mercury lamps for
recycling? Do your retail stores collect any other hazardous wastes
from customers?
(4) Do your retail stores operate collection or buyback programs
for electronics? If so, what mechanism is used for the collection or
buyback program? Are there regulatory barriers to your retail facility
collecting or participating in electronic take-back programs?
(5) To what extent do you work with your suppliers to identify
products that are classified as hazardous waste upon discard? Please
provide examples.
(6) To what extent do you work with your suppliers to identify
products that are classified as hazardous waste or initiate changes to
feedstocks or manufacturing processes resulting in products that are
not a hazardous waste upon discard or are reduced in volume or
toxicity? Please provide examples.
Dated: February 4, 2014.
Mathy Stanislaus,
Assistant Administrator, Office of Solid Waste and Emergency Response.
[FR Doc. 2014-02930 Filed 2-13-14; 8:45 am]
BILLING CODE 6560-50-P