In the Matter of the Designation of Ziyad al-Nakhalah Also Known as Ziyad Rushdi al-Nakhalah Also Known as Ziyad Rushdi Husayn Also Known as Abu Tariq as a Specially Designated Global Terrorist Pursuant to Section 1(b) of Executive Order 13224, as Amended, 6668-6669 [2014-02287]
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6668
Federal Register / Vol. 79, No. 23 / Tuesday, February 4, 2014 / Notices
Class B limited partners to the Early
Stage SBIC is reduced dollar for dollar
as the parent fund contributes capital to
the SBIC. The Model LPA contains
required provisions for drop-down
funds.
f. The Class B limited partners’
commitments to the SBIC applicant
must be expressed as a specific dollar
amount (not just as the ‘‘proportionate
share’’ of parent fund’s commitment).
g. The total dollar amount of Class B
commitments must be equal to the Class
A limited partner’s unfunded
commitment to the SBIC. SBA will not
require Class B commitments if the
SBIC’s Regulatory Capital will not
include any unfunded commitments
from the Class A limited partner.
C. Capitalization. Applicants must
raise the minimum $20 million in
Regulatory Capital by the time the
license application is submitted.
1. Capital commitments from limited
partners must be made directly to the
SBIC (and its parent fund, in the case of
a drop-down) with no intermediaries
involved.
2. The Early Stage SBIC applicant
must have the unconditional ability to
legally enforce collection of each capital
commitment.
3. Capital Certificate. Capital
commitments must be documented in
the capital certificate (Exhibit K of SBA
Form 2183) and comply with the
following:
a. A signed Capital Certificate must be
submitted with the license application.
b. The only permitted condition on
private capital commitments is:
i. Receipt of Early Stage SBIC license.
c. Individual investors must list
primary residence address, not a
business address.
d. Street addresses are required (no
P.O. Box addresses).
4. A dual commitment may be
obtained to back up the commitment of
any direct investor in the SBIC who is
not an Institutional Investor.
5. Capital commitments by the
principals, general partner, or their
affiliates must be payable in cash when
called (cannot be satisfied with notes or
management fee waivers).
D. General Partner
1. All principals must:
a. Hold direct ownership interests in
and be the direct individual managers of
the general partner, with no intervening
entities.
b. Receive carried interest directly
from the general partner; for drop-down
SBICs, carried interest may be received
from the parent fund’s general partner.
2. A maximum of 25% of the carried
interest may be allocated to nonprincipals.
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3. Any provision to remove or
terminate a principal must be spelled
out within the general partner’s
organizational document and must not
be tied to events occurring under other
agreements (e.g., a principal’s
employment agreement with the
management company).
E. Investment Advisor (‘‘Management
Company’’). Ownership of the
Management Company that is highly
disproportionate to the ownership of the
general partner (e.g., one principal is the
100% owner) is not viewed favorably by
SBA, but may be acceptable if there are
adequate checks and balances on the
powers of the dominant owner. Areas
that cannot be subject to unilateral
decision-making include the following:
1. Power to remove or terminate other
principals.
2. Power to change the composition of
the Early Stage SBIC’s investment
committee.
V. Early Stage SBIC Licensing
Evaluation Criteria
A. General Criteria. SBA will evaluate
an Early Stage SBIC license applicant
based on the submitted application
materials, Investment Committee
interviews with the applicant’s
management team, and the results of
background investigations, public
record searches, and other due diligence
conducted by SBA and other Federal
agencies. SBA will evaluate an Early
Stage SBIC license applicant based on
the same factors applicable to other
license applicants, as set forth in 13 CFR
§ 107.305, with particular emphasis on
managers’ skills and experience in
evaluating and investing in early stage
companies. As discussed in the Final
Rule, evaluation criteria fall into four
areas: (A) Management Team; (B) Track
Record; (C) Proposed Investment
Strategy; and (D) Organizational
Structure and Fund Economics. You
should review these regulations prior to
completing your MAQ.
B. Managing SBA Leverage. SBA will
pay particular attention to how a team’s
investment strategy works with
proposed SBA leverage. Early Stage
Debenture leverage either requires a 5
year interest and annual charge reserve
from the date of issue or is structured
with an original issue discount that
covers the interest and annual charges
for the first 5 years. In either case, Early
Stage SBICs must identify how quarterly
interest payments beginning in the 6th
year from Debenture issue will be met.
Sources of liquidity to make interest
payments may include (a) private
capital; (b) realizations; or (c) current
income. As part of your plan of
operations, you should carefully
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consider how your investment strategy
will work with SBA leverage and make
appropriate suggestions to manage risk.
Risk mitigation strategies might include
making some investments in current pay
instruments, taking down less than a
full tier of leverage (i.e., leverage less
than 100% of Regulatory Capital), taking
leverage down later in the fund’s life,
lowering management expenses, and
reserving more private capital. The
strategies you choose to employ should
be appropriate for your management
team’s track record and investment
strategy.
C. SBA Diversification Rights. Per 13
CFR 107.320, SBA reserves the right to
maintain diversification among Early
Stage SBICs with respect to (i) the year
in which they commence operations
(‘‘vintage year’’) and (ii) geographic
location.
1. Vintage Year Diversification.
Vintage year has a major impact on the
return expectations of a fund and
excessive concentration in a single year
could substantially increase program
risk. Therefore, SBA reserves the right,
when licensing Early Stage SBICs, to
maintain diversification across vintage
years. SBA believes that it will be able
to manage vintage year diversification
through its call process. If SBA receives
an extraordinary number of qualified
applicants in FY 2014, it may not
approve all such applicants.
2. Geographic Diversification. All
Early Stage SBICs must first meet SBA’s
basic licensing criteria. After those
criteria are met, SBA reserves the right
to maintain diversification among Early
Stage SBICs with respect to the
geographic location in which the Early
Stage SBIC expects to invest.
Javier Saade,
Associate Administrator, Office of Investment
and Innovation.
[FR Doc. 2014–02225 Filed 2–3–14; 8:45 am]
BILLING CODE 8025–01–P
DEPARTMENT OF STATE
[Public Notice 8619]
In the Matter of the Designation of
Ziyad al-Nakhalah Also Known as
Ziyad Rushdi al-Nakhalah Also Known
as Ziyad Rushdi Husayn Also Known
as Abu Tariq as a Specially Designated
Global Terrorist Pursuant to Section
1(b) of Executive Order 13224, as
Amended
Acting under the authority of and in
accordance with section 1(b) of
Executive Order 13224 of September 23,
2001, as amended by Executive Order
13268 of July 2, 2002, and Executive
E:\FR\FM\04FEN1.SGM
04FEN1
Federal Register / Vol. 79, No. 23 / Tuesday, February 4, 2014 / Notices
Order 13284 of January 23, 2003, I
hereby determine that the individual
known as Ziyad al-Nakhalah, also
known as Ziyad Rushdi al-Nakhalah,
also known as Ziyad Rushdi Husayn,
also known as Abu Tariq, committed, or
poses a significant risk of committing,
acts of terrorism that threaten the
security of U.S. nationals or the national
security, foreign policy, or economy of
the United States.
Consistent with the determination in
section 10 of Executive Order 13224 that
‘‘prior notice to persons determined to
be subject to the Order who might have
a constitutional presence in the United
States would render ineffectual the
blocking and other measures authorized
in the Order because of the ability to
transfer funds instantaneously,’’ I
determine that no prior notice needs to
be provided to any person subject to this
determination who might have a
constitutional presence in the United
States, because to do so would render
ineffectual the measures authorized in
the Order.
This notice shall be published in the
Federal Register.
Dated: January 28, 2014.
John F. Kerry,
Secretary of State.
[FR Doc. 2014–02287 Filed 2–3–14; 8:45 am]
BILLING CODE 4710–10–P
DEPARTMENT OF STATE
[Public Notice 8618]
Department of State FY12 Service
Contract Inventory
Department of State.
Notice of the release of the
Department of State FY 12 Service
Contract Inventory.
AGENCY:
ACTION:
The Department of State has
publically released its Service Contract
Inventory for FY 13 and its analysis of
the FY 12 inventory. They are available
here: https://csm.state.gov/
content.asp?content_id=135&menu_
id=71.
Section 743 of Division C of the FY
2010 Consolidated Appropriations Act,
Public Law 111–117, requires
Department of State, and other civilian
agencies, to submit an annual inventory
of service contracts. A service contract
inventory is a tool to assess an agency
in its ability to contract services in
support of its mission and operation and
whether the contractors’ skills are being
utilized in an appropriate manner.
DATES: The FY 13 inventory and FY 12
analysis is available on the
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SUMMARY:
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Department’s Web site as of January 30,
2014.
FOR FURTHER INFORMATION CONTACT:
Barry Thomas, Division Chief, A/EX/
CSM, 202–485–7190, BarryTD2@
state.gov.
Dated: January 30, 2014.
Barry Thomas,
Division Chief, A/EX/CSM, Department of
State.
[FR Doc. 2014–02286 Filed 2–3–14; 8:45 am]
BILLING CODE 4710–24–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
Agency Information Collection
Activities: Requests for Comments;
Clearance of Renewed Approval of
Information Collection: Certification:
Pilots and Flight Instructors
Federal Aviation
Administration (FAA), DOT.
ACTION: Notice and request for
comments.
AGENCY:
In accordance with the
Paperwork Reduction Act of 1995, FAA
invites public comments about our
intention to request the Office of
Management and Budget (OMB)
approval to renew an information
collection. The Federal Register Notice
with a 60-day comment period soliciting
comments on the following collection of
information was published on
November 27, 2013, vol. 78, no. 229,
page 71023–71024. 14 CFR part 61
prescribes certification standards for
pilots, flight instructors, and ground
instructors. The information collected is
used to determine compliance with
applicant eligibility.
DATES: Written comments should be
submitted by March 6, 2014.
FOR FURTHER INFORMATION CONTACT:
Kathy DePaepe at (405) 954–9362, or by
email at: Kathy.DePaepe@faa.gov.
SUPPLEMENTARY INFORMATION:
OMB Control Number: 2120–0021.
Title: Certification: Pilots and Flight
Instructors.
Form Numbers: FAA Form 8710–1.
Type of Review: Renewal of an
information collection.
Background: Title 14 of the Code of
Federal Regulations part 61 (14 CFR part
61) Certification: Pilots, Flight
Instructors, and Ground Instructors
prescribes minimum standards and
requirements for the issuance of airman
certificates, and establishes procedures
for applying for airman certificates. The
Airman Certificate and/or Rating
Application form and the required
SUMMARY:
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6669
records, logbooks and statements
required by the federal regulations are
submitted to Federal Aviation
Administration (FAA) Flight Standards
District Offices or its representatives to
determine qualifications of the
applicant for issuance of a pilot or
instructor certificate, or rating or
authorization.
Respondents: Approximately 175,000
certificated pilots.
Frequency: Information is collected
on occasion.
Estimated Average Burden per
Response: Approximately 2.15 hours.
Estimated Total Annual Burden:
301,344 hours.
Interested persons are
invited to submit written comments on
the proposed information collection to
the Office of Information and Regulatory
Affairs, Office of Management and
Budget. Comments should be addressed
to the attention of the Desk Officer,
Department of Transportation/FAA, and
sent via electronic mail to oira_
submission@omb.eop.gov, or faxed to
(202) 395–6974, or mailed to the Office
of Information and Regulatory Affairs,
Office of Management and Budget,
Docket Library, Room 10102, 725 17th
Street NW., Washington, DC 20503.
Public Comments Invited: You are
asked to comment on any aspect of this
information collection, including (a)
Whether the proposed collection of
information is necessary for FAA’s
performance; (b) the accuracy of the
estimated burden; (c) ways for FAA to
enhance the quality, utility and clarity
of the information collection; and (d)
ways that the burden could be
minimized without reducing the quality
of the collected information. The agency
will summarize and/or include your
comments in the request for OMB’s
clearance of this information collection.
ADDRESSES:
Issued in Washington, DC, on January 29,
2014.
Albert R. Spence,
FAA Assistant Information Collection
Clearance Officer, IT Enterprises Business
Services Division, ASP–110.
[FR Doc. 2014–02326 Filed 2–3–14; 8:45 am]
BILLING CODE 4910–13–P
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Agencies
[Federal Register Volume 79, Number 23 (Tuesday, February 4, 2014)]
[Notices]
[Pages 6668-6669]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-02287]
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DEPARTMENT OF STATE
[Public Notice 8619]
In the Matter of the Designation of Ziyad al-Nakhalah Also Known
as Ziyad Rushdi al-Nakhalah Also Known as Ziyad Rushdi Husayn Also
Known as Abu Tariq as a Specially Designated Global Terrorist Pursuant
to Section 1(b) of Executive Order 13224, as Amended
Acting under the authority of and in accordance with section 1(b)
of Executive Order 13224 of September 23, 2001, as amended by Executive
Order 13268 of July 2, 2002, and Executive
[[Page 6669]]
Order 13284 of January 23, 2003, I hereby determine that the individual
known as Ziyad al-Nakhalah, also known as Ziyad Rushdi al-Nakhalah,
also known as Ziyad Rushdi Husayn, also known as Abu Tariq, committed,
or poses a significant risk of committing, acts of terrorism that
threaten the security of U.S. nationals or the national security,
foreign policy, or economy of the United States.
Consistent with the determination in section 10 of Executive Order
13224 that ``prior notice to persons determined to be subject to the
Order who might have a constitutional presence in the United States
would render ineffectual the blocking and other measures authorized in
the Order because of the ability to transfer funds instantaneously,'' I
determine that no prior notice needs to be provided to any person
subject to this determination who might have a constitutional presence
in the United States, because to do so would render ineffectual the
measures authorized in the Order.
This notice shall be published in the Federal Register.
Dated: January 28, 2014.
John F. Kerry,
Secretary of State.
[FR Doc. 2014-02287 Filed 2-3-14; 8:45 am]
BILLING CODE 4710-10-P