Significant New Use Rule on Certain Chemical Substances, 6470-6475 [2014-02223]
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6470
Federal Register / Vol. 79, No. 23 / Tuesday, February 4, 2014 / Rules and Regulations
requirements, Security measures,
Waterways.
For the reasons discussed in the
preamble, the Coast Guard amends 33
CFR part 165 as follows:
PART 165—REGULATED NAVIGATION
AREAS AND LIMITED ACCESS AREAS
1. The authority citation for part 165
continues to read as follows:
■
Authority: 33 U.S.C. 1231; 46 U.S.C.
Chapter 701, 3306, 3703; 50 U.S.C. 191, 195;
33 CFR 1.05–1, 6.04–1, 6.04–6, 160.5; Pub. L.
107–295, 116 Stat. 2064; Department of
Homeland Security Delegation No. 0170.1.
■
2. Add § 165.1712 to read as follows:
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§ 165.1712 Safety Zone; Alaska Marine
Highway System Port Valdez Ferry
Terminal, Port Valdez; Valdez, AK.
(a) Location. The following area is a
safety zone: all navigable waters of Port
Valdez extending 200 yards in all
directions from the edges of the Alaska
Marine Highway System Terminal dock
located in Port Valdez at 61 °07′26″ N
and 146 °21′50″ W.
(b) Enforcement period. The rule will
be enforced whenever there is an Alaska
Marine Highway System Ferry vessel
transiting within the area described in
paragraph (a) of this section and there
is a Commercial Salmon Fishery Opener
that includes the navigable waters
within the safety zone. Each
enforcement period will be announced
by a broadcast notice to mariners when
the Commercial Salmon Fishery Opener
is announced.
(c) Definitions. The following
definitions apply to this section:
(1) The term ‘‘designated
representative’’ means any Coast Guard
commissioned, warrant or petty officer
of the U. S. Coast Guard who has been
designated by the Captain of the Port,
Prince William Sound, to act on his or
her behalf.
(2) The term ‘‘official patrol vessel’’
may consist of any Coast Guard, Coast
Guard Auxiliary, state, or local law
enforcement vessels assigned or
approved by the COTP, Prince William
Sound.
(3) The term ‘AMHS vessel’ means
any vessel owned or operated by the
Alaska Marine Highway System,
including, but not limited to: M/V
AURORA, M/V CHENEGA, M/V
COLUMBIA, M/V FAIRWEATHER, M/V
KENNICOTT, M/V LECONTE, M/V
LITUYA, M/V MALASPINA, M/V
MATANUSKA, M/V TAKU and M/V
TUSTUMENA.
(d) Regulations. (1) The general
regulations contained in 33 CFR 165.23,
as well as the requirements in
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paragraphs (d)(2) through (5) of this
section, apply.
(2) No vessels, except for AMHS
ferries and vessels owned or operated by
AMHS will be allowed to transit the
safety zone without the permission of
the COTP Prince William Sound or the
designated representative during
periods of enforcement.
(3) All persons and vessels shall
comply with the instructions of the
COTP or the designated representative.
Upon being hailed by a U.S. Coast
Guard vessel or other official patrol
vessel by siren, radio, flashing light or
other means, the operator of the hailed
vessel shall proceed as directed.
(4) Vessel operators desiring to enter
or operate within the regulated area may
contact the COTP or the designated
representative via VHF channel 16 or
907–835–7205 (Prince William Sound
Vessel Traffic Service) to request
permission to do so.
(5) The COTP, Prince William Sound
may be aided by other Federal, state,
borough and local law enforcement
officials in the enforcement of this
regulation. In addition, members of the
Coast Guard Auxiliary may be present to
inform vessel operators of this
regulation.
Dated: January 9, 2013.
Benjamin J. Hawkins,
Commander, U.S. Coast Guard, Captain of
the Port, Prince William Sound.
[FR Doc. 2014–02219 Filed 2–3–14; 8:45 am]
BILLING CODE 9110–04–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Parts 9 and 721
[EPA–HQ–OPPT–2012–0182; FRL–9399–1]
RIN 2070–AB27
Significant New Use Rule on Certain
Chemical Substances
Environmental Protection
Agency (EPA).
ACTION: Final rule.
AGENCY:
EPA is finalizing a significant
new use rule (SNUR) under the Toxic
Substances Control Act (TSCA) for
chemical substances identified
generically as complex strontium
aluminate, rare earth doped, which were
the subject of several premanufacture
notices (PMNs). This action requires
persons who intend to manufacture
(including import) or process any of the
chemical substances for an activity that
is designated as a significant new use by
this final rule to notify EPA at least 90
days before commencing that activity.
SUMMARY:
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The required notification would provide
EPA with the opportunity to evaluate
the intended use and, if necessary, to
prohibit or limit the activity before it
occurs.
DATES: This final rule is effective April
7, 2014.
ADDRESSES: The docket for this action,
identified by docket identification (ID)
number EPA–HQ–OPPT–2012–0182, is
available at https://www.regulations.gov
or at the Office of Pollution Prevention
and Toxics Docket (OPPT Docket),
Environmental Protection Agency
Docket Center (EPA/DC), EPA West
Bldg., Rm. 3334, 1301 Constitution Ave.
NW., Washington, DC. The Public
Reading Room is open from 8:30 a.m. to
4:30 p.m., Monday through Friday,
excluding legal holidays. The telephone
number for the Public Reading Room is
(202) 566–1744, and the telephone
number for the OPPT Docket is (202)
566–0280. Please review the visitor
instructions and additional information
about the docket available at https://
www.epa.gov/dockets.
FOR FURTHER INFORMATION CONTACT: For
technical information contact: Kenneth
Moss, Chemical Control Division
(7405M), Office of Pollution Prevention
and Toxics, Environmental Protection
Agency, 1200 Pennsylvania Ave. NW.,
Washington, DC 20460–0001; telephone
number: (202) 564–9232; email address:
moss.kenneth@epa.gov.
For general information contact: The
TSCA-Hotline, ABVI-Goodwill, 422
South Clinton Ave., Rochester, NY
14620; telephone number: (202) 554–
1404; email address: TSCA-Hotline@
epa.gov.
SUPPLEMENTARY INFORMATION:
I. Does this action apply to me?
You may be potentially affected by
this action if you manufacture, process,
or use the chemical substances
contained in this final rule. The
following list of North American
Industrial Classification System
(NAICS) codes is not intended to be
exhaustive, but rather provides a guide
to help readers determine whether this
document applies to them. Potentially
affected entities may include:
• Manufacturers or processors of one
or more subject chemical substances
(NAICS codes 325 and 324110), e.g.,
chemical manufacturing and petroleum
refineries.
This action may also affect certain
entities through pre-existing import
certification and export notification
rules under TSCA. Chemical importers
are subject to the TSCA section 13 (15
U.S.C. 2612) import certification
requirements promulgated at 19 CFR
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12.118 through 12.127 and 19 CFR
127.28. Chemical importers must certify
that the shipment of the chemical
substance complies with all applicable
rules and orders under TSCA. Importers
of chemicals subject to these SNURs
must certify their compliance with the
SNUR requirements. The EPA policy in
support of import certification appears
at 40 CFR part 707, subpart B. In
addition, any persons who export or
intend to export a chemical substance
that is the subject of this final rule are
subject to the export notification
provisions of TSCA section 12(b) (15
U.S.C. 2611(b)) (see § 721.20), and must
comply with the export notification
requirements in 40 CFR part 707,
subpart D.
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II. Background
A. What action is the agency taking?
EPA is finalizing a SNUR under TSCA
section 5(a)(2) for five chemical
substances which were the subject of
PMNs. The five chemical substances are
all identified generically as complex
strontium aluminate, rare earth doped,
which were the subject of PMNs P–12–
22, P–12–23, P–12–24, P–12–25, and P–
12–26. This SNUR requires persons who
intend to manufacture or process any of
these chemical substances for an
activity that is designated as a
significant new use to notify EPA at
least 90 days before commencing that
activity.
In the Federal Register issue of April
25, 2012 (77 FR 24613) (FRL–9345–4),
EPA issued a direct final SNUR on these
five chemical substances in accordance
with the procedures at § 721.160(c)(3)(i).
EPA received notice of intent to submit
adverse comments on this SNUR.
Therefore, as required by
§ 721.160(c)(3)(ii), in the Federal
Register issue of June 22, 2012 (77 FR
37609) (FRL–9353–2), EPA withdrew
the direct final SNUR in a separate
document, and subsequently proposed a
SNUR on the five chemical substances
using notice and comment procedures
in the Federal Register issue of June 22,
2012 (77 FR 37634) (FRL–9353–3). More
information on the specific chemical
substances subject to this final rule can
be found in the Federal Register
documents announcing the direct final
SNUR or the proposed SNUR. The
docket for the direct final SNUR on
these chemical substances was
established as docket ID number EPA–
HQ–OPPT–2012–0182. That docket
includes information considered by the
Agency in developing the direct final
rule and this final rule, including
comments on those rules. EPA received
several comments on the proposed rule.
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A full discussion of EPA’s response to
these comments is included in Unit V.
Based on these comments, this final
rule:
1. Corrects the chemical identity of
the PMN substances.
2. Simplifies the description of the
significant new use.
B. What is the agency’s authority for
taking this action?
Section 5(a)(2) of TSCA (15 U.S.C.
2604(a)(2)) authorizes EPA to determine
that a use of a chemical substance is a
‘‘significant new use.’’ EPA must make
this determination by rule after
considering all relevant factors,
including the four bulleted TSCA
section 5(a)(2) factors listed in Unit III.
Once EPA determines that a use of a
chemical substance is a significant new
use, TSCA section 5(a)(1)(B) requires
persons to submit a significant new use
notice (SNUN) to EPA at least 90 days
before they manufacture or process the
chemical substance for that use. Persons
who must report are described in
§ 721.5.
C. Applicability of General Provisions
General provisions for SNURs appear
in 40 CFR part 721, subpart A. These
provisions describe persons subject to
the rule, recordkeeping requirements,
exemptions to reporting requirements,
and applicability of the rule to uses
occurring before the effective date of the
rule. Provisions relating to user fees
appear at 40 CFR part 700. According to
§ 721.1(c), persons subject to these
SNURs must comply with the same
SNUN requirements and EPA regulatory
procedures as submitters of PMNs under
TSCA section 5(a)(1)(A). In particular,
these requirements include the
information submission requirements of
TSCA section 5(b) and 5(d)(1), the
exemptions authorized by TSCA section
5(h)(1), (h)(2), (h)(3), and (h)(5), and the
regulations at 40 CFR part 720. Once
EPA receives a SNUN, EPA may take
regulatory action under TSCA section
5(e), 5(f), 6, or 7 to control the activities
for which it has received the SNUN. If
EPA does not take action, EPA is
required under TSCA section 5(g) to
explain in the Federal Register its
reasons for not taking action.
III. Rationale and Objectives of the Rule
A. Rationale
During review of the PMNs submitted
for these five chemical substances, EPA
determined that one or more of the
criteria of concern established at
§ 721.170 were met, as discussed in Unit
II. and IV.
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B. Objectives
EPA is issuing these SNURs for
specific chemical substances which
have undergone premanufacture review
because the Agency wants to achieve
the following objectives with regard to
the significant new uses designated in
this final rule:
• EPA will receive notice of any
person’s intent to manufacture or
process a listed chemical substance for
the described significant new use before
that activity begins.
• EPA will have an opportunity to
review and evaluate data submitted in a
SNUN before the notice submitter
begins manufacturing or processing a
listed chemical substance for the
described significant new use.
• EPA will be able to regulate
prospective manufacturers or processors
of a listed chemical substance before the
described significant new use of that
chemical substance occurs, provided
that regulation is warranted pursuant to
TSCA sections 5(e), 5(f), 6, or 7.
• EPA can ensure that all
manufacturers and processors of the
same chemical substance that is subject
to a TSCA section 5(e) consent order are
subject to similar requirements.
Issuance of a SNUR for a chemical
substance does not signify that the
chemical substance is listed on the
TSCA Chemical Substance Inventory
(TSCA Inventory). Guidance on how to
determine if a chemical substance is on
the TSCA Inventory is available on the
Internet at https://www.epa.gov/opptintr/
existingchemicals/pubs/tscainventory/
index.html.
IV. Significant New Use Determination
Section 5(a)(2) of TSCA states that
EPA’s determination that a use of a
chemical substance is a significant new
use must be made after consideration of
all relevant factors, including:
• The projected volume of
manufacturing and processing of a
chemical substance.
• The extent to which a use changes
the type or form of exposure of human
beings or the environment to a chemical
substance.
• The extent to which a use increases
the magnitude and duration of exposure
of human beings or the environment to
a chemical substance.
• The reasonably anticipated manner
and methods of manufacturing,
processing, distribution in commerce,
and disposal of a chemical substance.
In addition to these factors
enumerated in TSCA section 5(a)(2), the
statute requires EPA to consider any
other relevant factors.
To determine what would constitute a
significant new use for the five chemical
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substances that are the subject of this
SNUR, EPA considered relevant
information about the toxicity of the
chemical substances, likely human
exposures and environmental releases
associated with possible uses, and the
four bulleted TSCA section 5(a)(2)
factors listed in this unit.
V. Response to Comments on Proposed
SNUR
A summary and discussion of the
comments received on the proposed
rule and the Agency’s response follow.
Comment 1: The commenter noted
that EPA incorrectly identified the
chemical substances as ‘‘complex
strontium aluminum, rare earth doped
(generic)’’ in the proposed rule.
EPA Response: EPA acknowledges the
error and has corrected the generic
name to read: ‘‘complex strontium
aluminate, rare earth doped (generic)’’.
Comment 2: The commenter stated
the proposed significant new uses are
ongoing with respect to chemical
substances very similar to the PMN
substances. Activated phosphors,
including strontium aluminates similar
to the PMN substances, have been
manufactured, processed, and used in
the United States for many years.
EPA Response: Regardless of whether
chemical substances similar to the PMN
substances are currently being used for
purposes similar to the significant new
use proposed, such use is irrelevant to
determining ongoing use of the PMN
substances for this rulemaking.
Comment 3: The health and safety
data on the PMN substances do not
justify a SNUR.
EPA Response: EPA believes that
these chemicals will act in the
respiratory tract similarly to other
poorly soluble respirable particles
causing adverse lung effects. The
submitter provided no health and safety
data information on the PMN substance
or analogous chemical substances. The
commenter submitted no data refuting
EPA’s concerns regarding poorly soluble
respirable particles, as more than 5% of
the PMN substances particles are less
than 10 microns. The SNUR is therefore
appropriate.
Comment 4: The commenter stated
that EPA did not properly consider the
four factors in TSCA section 5(a)(2) to
determine that use of a chemical
substance is a significant new use, and
reasonable consideration of them shows
that a SNUR is not justified for use of
the PMN substances. The commenter
also contended that because chemical
substances similar to the PMN
substances are widely manufactured
(including imported) and processed in
the United States, and because worker
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safety and environmental laws already
apply to the PMN substances, approval
of the PMN substances without
imposing a SNUR will not increase the
magnitude or duration of exposure of
human beings or the environment to the
PMN substances because the scale of
current use is significantly larger than
any potential increase of use without
the SNUR. The commenter also stated
that strontium aluminates and titanium
dioxide are regulated by the
Occupational Safety and Health
Administration (OSHA) as an inert or
nuisance dust with a permissible
exposure limit (PEL) of 5 milligrams/
cubic meter (mg/m3) and that the level
of exposure required for effects would
not be a ‘‘reasonably anticipated
condition of exposure.’’
EPA Response: Among the factors that
must be considered under TSCA section
5(a)(2) is ‘‘(C) the extent to which a use
increases the magnitude and duration of
exposure of human beings or the
environment to a chemical substance.’’
This factor pertains to the potential
changes in exposure to a specific
chemical substance, not to other,
possibly related, chemical substances
which may have other exposure
patterns. EPA identified concerns for
potential lung overload to workers from
inhalation exposure to the PMN
substance based on analogous
respirable, poorly soluble particulate
chemical substances and predicts
potential toxicity to workers from
inhalation when more than 5% of the
PMN substances particles are less than
10 microns. The fact that similar
chemical substances are widely
manufactured and processed in the
United States and that worker safety and
environmental laws apply to the PMN
substance does not affect the potential
for change in magnitude and duration of
exposure to the PMN substances that are
the subject of the SNUR. The
commenter submitted no information to
alleviate EPA’s concern, based on
analogy to exposure patterns of other
respirable, poorly soluble particulates,
that the significant new uses
(manufacture, process or use of the
chemical substances where more than
5% of the particles are less than 10
microns) could increase the magnitude
and duration of exposure of human
beings to respirable particles of the PMN
substances when greater than 5% of the
PMN substances particles are less than
10 microns. The OSHA PEL for
nuisance dust is 5 milligrams/cubic
meter (mg/m3) respirable fraction
(OSHA, 29 CFR 1910.1000, Table Z–3).
The change in particle size at the
reasonably anticipated levels of
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inhalation exposure to the PMN
substances, which is the PEL of 5 mg/
m3, could result in potential lung
effects.
Comment 5: The commenter stated
that activated phosphors, including
strontium aluminates, have been subject
to reporting under TSCA section 8(e) for
many years, and is aware of no TSCA
section 8(e) reports, and EPA references
no such reports in the regulations.gov
for this docket. The docket does not
support that use of the strontium
aluminate other than as described in the
PMNs may cause serious health effects.
EPA Response: EPA acknowledges
that it has not received TSCA section
8(e) information for these chemical
substances. However, the fact that data
has not been received does not
demonstrate that hazards for activated
phosphors containing respirable
particles do not exist, just that none
have been reported under TSCA section
8(e). Based on analogous respirable and
poorly soluble chemical substances, any
use of the chemical substances other
than as described in the PMNs may
cause serious health effects to workers
from inhalation when more than 5% of
the PMN substances particles are less
than 10 microns.
Comment 6: The commenter stated
that EPA identified concerns regarding
potential lung overload to workers from
inhalation exposure to the PMN
substance based on data for titanium
oxide, and that apparently based on
these concerns, EPA found that changes
in exposure or release levels for ‘‘any
use of the substances other than as
described in the PMNs may cause
serious health effects.’’ The commenter
stated that the PMN substances are not
closely analogous to titanium oxide,
however, and the docket contains no
support for the conclusion that their use
other than as described in the PMNs
would involve changes in exposure or
release levels that are significant in
relation to the health or environmental
concerns in accordance with
§ 721.170(c)(2)(ii). The commenter also
stated that the data on titanium oxide
does not justify a SNUR for the PMN
substances. Even if titanium oxide were
closely analogous to the PMN
substances, the toxicological data on
titanium oxide are inconclusive.
EPA Response: The Agency’s concern
for the PMN substances is based on how
these chemical substances will
physically act in the respiratory tract,
not on chemical composition or how
they chemically interact with the
respiratory tract. This concern is for the
ability of the chemicals to enter the
deep lung via inhalation of small
particles. The PMN substances are
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considered analogous in their physical
properties to respirable, poorly soluble
particulates (RPSP). See ‘‘TSCA New
Chemicals Program Chemical
Categories,’’ at https://
www.epa.gov/oppt/newchems/pubs/
npcchemicalcategories.pdf, for a
discussion of these concerns. The RPSP
category identifies that there is potential
for lung effects if workers are exposed
by inhalation to particles less than or
equal to 10 microns in diameter, based
on five different types, or subcategories,
of poorly soluble particulates.
Accordingly, the significant new use in
this SNUR is based on an increased
exposure to particles less than 10
microns which may cause lung effects.
Each subcategory in the RPSP category
lists a New Chemicals Exposure Limit
based on available information for
specific compounds. As is described in
the RPSP category, EPA will also
consider the specific toxicity of the
metal compound that is a respirable
poorly soluble particulate. However, no
such data was provided for the PMN
substances. As there is no toxicity data
available on the PMN substances
indicating potential for chemical
toxicity, EPA is considering only its
attributes as a respirable, poorly soluble
particulate chemical substance. As a
result, EPA believes the metal oxide
titanium dioxide subcategory is the
appropriate subcategory based on
physical-chemical considerations.
Adverse lung effects are associated with
the inhalation of crystalline metal
compound particulates. Crystalline
particles more readily embed in lung
alveolar sacs than amorphous particles,
and are difficult to clear with mucous
flow or coughing, leading to irritation
and clogging of the sacs and hampering
of carbon dioxide-oxygen exchange in
the lungs. EPA considers the metal
compound titanium dioxide to be a
surrogate for most non-silica, crystalline
poorly soluble respirable metal
compound particulates, such as the
PMN substances, that contain this type
of crystalline structure. This physical
analogy with the metallic poorly soluble
respirable PMN substances is the
primary driver in this case. There are
several studies, cited in the EPA’s RPSP
category, that document lung effects
from titanium dioxide exposure, and the
RPSP category also states that available
data are inconclusive for carcinogenicity
effects from exposure to titanium
dioxide. The National Institute for
Occupational Safety and Health
(NIOSH) Current Intelligence Bulletin
63: Occupational Exposure to Titanium
Dioxide (https://www.cdc.gov/niosh/
docs/2011-160/pdfs/2011-160.pdf) also
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cites data demonstrating lung effects
from exposure to titanium dioxide.
Comment 7: The definition of the
significant new use is ambiguous and,
as drafted, could be interpreted to
impose the proposed SNUR on uses
described in the PMN, referenced in
§ 721.10423(a)(2). The commenter
would like EPA to change the language
of the proposed rule to make clear that
the particle size limitation does not
apply to the uses of the strontium
aluminates described in the PMN.
EPA Response: Although
§ 721.10423(a)(2) of the proposed rule is
correct as written, EPA agrees that the
wording in the regulatory text for
§ 721.80(j) can be confusing. Therefore,
EPA has simplified the wording in the
regulatory text to now read ‘‘A
significant new use of the substance is
a use other than manufacture,
processing, or use where no more than
5 percent of particles are less than 10
microns.’’ The SNUR would permit any
use of the PMN substances as long as
the particle size limits are being met.
VI. Applicability of the Significant New
Use Designation
If uses begun after the proposed rule
was published were considered ongoing
rather than new, any person could
defeat the SNUR by initiating the
significant new use before the final rule
was issued. Therefore, EPA has
designated the date of publication of the
proposed rule as the cutoff date for
determining whether the new use is
ongoing. See the Federal Register notice
of April 24, 1990 (55 FR 17376) (FRL–
3658–5) for a more detailed discussion
of the cutoff date for ongoing uses. Any
person who began commercial
manufacture, import, or processing of
the chemical substances identified
generically as complex strontium
aluminate, rare earth doped, which were
the subject of PMNs P–12–22, P–12–23,
P–12–24, P–12–25, and P–12–26 for any
of the significant new uses, designated
in the proposed SNUR after the date of
publication of the proposed SNUR, must
stop that activity before the effective
date of the final rule. Persons who
ceased those activities will have to first
comply with all applicable SNUR
notification requirements, and wait
until the notice review period,
including any extensions, expires,
before engaging in any activities
designated as significant new uses. If a
person were to meet the conditions of
advance compliance under § 721.45(h),
the person would be considered to have
met the requirements of the final SNUR
for those activities.
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VII. Test Data and Other Information
EPA recognizes that TSCA section 5
does not require developing any
particular test data before submission of
a SNUN. The two exceptions are:
1. Development of test data is
required where the chemical substance
subject to the SNUR is also subject to a
test rule under TSCA section 4 (see
TSCA section 5(b)(1)).
2. Development of test data may be
necessary where the chemical substance
has been listed under TSCA section
5(b)(4) (see TSCA section 5(b)(2)).
In the absence of a TSCA section 4
test rule, or a TSCA section 5(b)(4)
listing covering the chemical substance,
persons are required only to submit test
data in their possession or control and
to describe any other data known to or
reasonably ascertainable by them (see 40
CFR 720.50). However, upon review of
PMNs and SNUNs, EPA has the
authority to require appropriate testing.
Unit IV. of the proposed rule lists the
testing recommended by EPA.
Specifically, EPA has determined that a
90-day inhalation toxicity test (OPPTS
Test Guideline 870.3465) would help
characterize the human health effects of
the PMN substances. Descriptions of
tests are provided for informational
purposes. EPA strongly encourages
persons, before performing any testing,
to consult with the Agency pertaining to
protocol selection and test selection. To
access the OCSPP test guidelines
referenced in this document
electronically, please go to https://
www.epa.gov/ocspp and select ‘‘Test
Methods and Guidelines.’’
The recommended tests may not be
the only means of addressing the
potential risks of the chemical
substance. However, submitting a SNUN
without any test data may increase the
likelihood that EPA will take action
under TSCA section 5(e), particularly if
satisfactory test results have not been
obtained from a prior PMN or SNUN
submitter. EPA recommends that
potential SNUN submitters contact EPA
early enough so that they will be able
to conduct the appropriate tests.
SNUN submitters should be aware
that EPA will be better able to evaluate
SNUNs which provide detailed
information on the following:
• Human exposure and
environmental release that may result
from the significant new use of the
chemical substances.
• Potential benefits of the chemical
substances.
• Information on risks posed by the
chemical substances compared to risks
posed by potential substitutes.
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VIII. SNUN Submissions
According to § 721.1(c), persons
submitting a SNUN must comply with
the same notification requirements and
EPA regulatory procedures as persons
submitting a PMN, including
submission of test data on health and
environmental effects as described in 40
CFR 720.50. SNUNs must be submitted
on EPA Form No. 7710–25, generated
using e-PMN software, and submitted to
the Agency in accordance with the
procedures set forth in § 721.25 and 40
CFR 720.40. E–PMN software is
available electronically at https://
www.epa.gov/opptintr/newchems.
IX. Economic Analysis
EPA has evaluated the potential costs
of establishing SNUN requirements for
potential manufacturers and processors
of the chemical substances subject to
this final rule. EPA’s complete
economic analysis is available in the
docket under docket ID number EPA–
HQ–OPPT–2012–0182.
X. Statutory and Executive Order
Reviews
tkelley on DSK3SPTVN1PROD with RULES
A. Executive Order 12866
This final rule establishes a SNUR for
5 chemical substances that were the
subject of PMNs. The Office of
Management and Budget (OMB) has
exempted these types of actions from
review under Executive Order 12866,
entitled ‘‘Regulatory Planning and
Review’’ (58 FR 51735, October 4, 1993).
B. Paperwork Reduction Act (PRA)
According to PRA (44 U.S.C. 3501 et
seq.), an Agency may not conduct or
sponsor, and a person is not required to
respond to a collection of information
that requires OMB approval under PRA,
unless it has been approved by OMB
and displays a currently valid OMB
control number. The OMB control
numbers for EPA’s regulations in title 40
of the CFR, after appearing in the
Federal Register, are listed in 40 CFR
part 9, and included on the related
collection instrument or form, if
applicable. EPA is amending the table in
40 CFR part 9 to list the OMB approval
number for the information collection
requirements contained in this final
rule. This listing of the OMB control
numbers and their subsequent
codification in the CFR satisfies the
display requirements of PRA and OMB’s
implementing regulations at 5 CFR part
1320. This Information Collection
Request (ICR) was previously subject to
public notice and comment prior to
OMB approval, and given the technical
nature of the table, EPA finds that
further notice and comment to amend it
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is unnecessary. As a result, EPA finds
that there is ‘‘good cause’’ under section
553(b)(3)(B) of the Administrative
Procedure Act (5 U.S.C. 553(b)(3)(B)) to
amend this table without further notice
and comment.
The information collection
requirements related to this action have
already been approved by OMB
pursuant to PRA under OMB control
number 2070–0012 (EPA ICR No. 574).
This action does not impose any burden
requiring additional OMB approval. If
an entity were to submit a SNUN to the
Agency, the annual burden is estimated
to average between 30 and 170 hours
per response. This burden estimate
includes the time needed to review
instructions, search existing data
sources, gather and maintain the data
needed, and complete, review, and
submit the required SNUN.
Send any comments about the
accuracy of the burden estimate, and
any suggested methods for minimizing
respondent burden, including through
the use of automated collection
techniques, to the Director, Collection
Strategies Division, Office of
Environmental Information (2822T),
Environmental Protection Agency, 1200
Pennsylvania Ave. NW., Washington,
DC 20460–0001. Please remember to
include the OMB control number in any
correspondence, but do not submit any
completed forms to this address.
C. Regulatory Flexibility Act (RFA)
On February 18, 2012, EPA certified
pursuant to RFA section 605(b) (5 U.S.C.
601 et seq.), that promulgation of a
SNUR does not have a significant
economic impact on a substantial
number of small entities where the
following are true:
1. A significant number of SNUNs
would not be submitted by small
entities in response to the SNUR.
2. The SNUN submitted by any small
entity would not cost significantly more
than $8,300.
A copy of that certification is
available in the docket for this final
rule.
This final rule is within the scope of
the February 18, 2012, certification.
Based on the Economic Analysis
discussed in Unit IX. and EPA’s
experience promulgating SNURs
(discussed in the certification), EPA
believes that the following are true:
• A significant number of SNUNs
would not be submitted by small
entities in response to the SNUR.
• Submission of the SNUN would not
cost any small entity significantly more
than $8,300. Therefore, the
promulgation of the SNUR would not
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Fmt 4700
Sfmt 4700
have a significant economic impact on
a substantial number of small entities.
D. Unfunded Mandates Reform Act
(UMRA)
Based on EPA’s experience with
proposing and finalizing SNURs, State,
local, and Tribal governments have not
been impacted by these rulemakings,
and EPA does not have any reasons to
believe that any State, local, or Tribal
government will be impacted by this
final rule. As such, EPA has determined
that this final rule does not impose any
enforceable duty, contain any unfunded
mandate, or otherwise have any effect
on small governments subject to the
requirements of UMRA sections 202,
203, 204, or 205 (2 U.S.C. 1501 et seq.).
E. Executive Order 13132
This action will not have a substantial
direct effect on States, on the
relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government, as specified in
Executive Order 13132, entitled
‘‘Federalism’’ (64 FR 43255, August 10,
1999).
F. Executive Order 13175
This final rule does not have Tribal
implications because it is not expected
to have substantial direct effects on
Indian Tribes. This final rule does not
significantly nor uniquely affect the
communities of Indian Tribal
governments, nor does it involve or
impose any requirements that affect
Indian Tribes. Accordingly, the
requirements of Executive Order 13175,
entitled ‘‘Consultation and Coordination
with Indian Tribal Governments’’ (65 FR
67249, November 9, 2000), do not apply
to this final rule.
G. Executive Order 13045
This action is not subject to Executive
Order 13045, entitled ‘‘Protection of
Children from Environmental Health
Risks and Safety Risks’’ (62 FR 19885,
April 23, 1997), because this is not an
economically significant regulatory
action as defined by Executive Order
12866, and this action does not address
environmental health or safety risks
disproportionately affecting children.
H. Executive Order 13211
This action is not subject to Executive
Order 13211, entitled ‘‘Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use’’ (66 FR 28355, May
22, 2001), because this action is not
expected to affect energy supply,
distribution, or use and because this
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action is not a significant regulatory
action under Executive Order 12866.
§ 9.1 OMB approvals under the Paperwork
Reduction Act.
I. National Technology Transfer and
Advancement Act (NTTAA)
In addition, since this action does not
involve any technical standards,
NTTAA section 12(d) (15 U.S.C. 272
note), does not apply to this action.
*
J. Executive Order 12898
This action does not entail special
considerations of environmental justice
related issues as delineated by
Executive Order 12898, entitled
‘‘Federal Actions to Address
Environmental Justice in Minority
Populations and Low-Income
Populations’’ (59 FR 7629, February 16,
1994).
XI. Congressional Review Act (CRA)
Pursuant to the Congressional Review
Act (5 U.S.C. 801 et seq.), EPA will
submit a report containing this rule and
other required information to the U.S.
Senate, the U.S. House of
Representatives, and the Comptroller
General of the United States prior to
publication of the rule in the Federal
Register. This action is not a ‘‘major
rule’’ as defined by 5 U.S.C. 804(2).
List of Subjects
40 CFR Part 9
Environmental protection, Reporting
and recordkeeping requirements.
40 CFR Part 721
Environmental protection, Chemicals,
Hazardous substances, Reporting and
recordkeeping requirements.
Dated: January 20, 2014.
Maria J. Doa,
Director, Chemical Control Division, Office
of Pollution Prevention and Toxics.
Therefore, 40 CFR parts 9 and 721 are
amended as follows:
PART 9—[AMENDED]
1. The authority citation for part 9
continues to read as follows:
tkelley on DSK3SPTVN1PROD with RULES
■
Authority: 7 U.S.C. 135 et seq., 136–136y;
15 U.S.C. 2001, 2003, 2005, 2006, 2601–2671;
21 U.S.C. 331j, 346a, 348; 31 U.S.C. 9701; 33
U.S.C. 1251 et seq., 1311, 1313d, 1314, 1318,
1321, 1326, 1330, 1342, 1344, 1345(d) and
(e), 1361; E.O. 11735, 38 FR 21243, 3 CFR,
1971–1975 Comp. p. 973; 42 U.S.C. 241,
242b, 243, 246, 300f, 300g, 300g-1, 300g-2,
300g-3, 300g-4, 300g-5, 300g-6, 300j-1, 300j2, 300j-3, 300j-4, 300j-9, 1857 et seq., 6901–
6992k, 7401–7671q, 7542, 9601–9657, 11023,
11048.
2. In § 9.1, add the following section
in numerical order under the
undesignated center heading
‘‘Significant New Uses of Chemical
Substances’’ to read as follows:
■
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*
*
*
6475
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
*
40 CFR citation
OMB Control No.
Centers for Medicare & Medicaid
Services
42 CFR Part 424
*
*
*
*
*
Significant New Uses of Chemical
Substances
*
*
*
*
721.10423
*
*
*
*
2070–0012
*
*
*
*
*
*
*
PART 721—[AMENDED]
[CMS–6046–N]
Medicare, Medicaid, and Children’s
Health Insurance Programs:
Announcement of New and Extended
Temporary Moratoria on Enrollment of
Ambulances and Home Health
Agencies in Designated Geographic
Locations
Centers for Medicare &
Medicaid Services (CMS), HHS.
ACTION: Extension and establishment of
temporary moratoria.
AGENCY:
This document announces the
imposition of temporary moratoria on
the enrollment of new ambulance
suppliers and home health agencies in
designated geographic locations to
prevent and combat fraud, waste, and
abuse.
SUMMARY:
3. The authority citation for part 721
continues to read as follows:
■
Authority: 15 U.S.C. 2604, 2607, and
2625(c).
4. Add § 721.10423 to subpart E to
read as follows:
■
§ 721.10423 Complex strontium aluminate,
rare earth doped (generic).
(a) Chemical substances and
significant new uses subject to reporting.
(1) The chemical substances identified
generically as complex strontium
aluminate, rare earth doped (PMNs P–
12–22, P–12–23, P–12–24, P–12–25, and
P–12–26) are subject to reporting under
this section for the significant new uses
described in paragraph (a)(2) of this
section.
(2) The significant new uses are:
(i) Industrial, commercial, and
consumer activities. A significant new
use of the substance is a use other than
manufacture, processing, or use where
no more than 5 percent of particles are
less than 10 microns.
(ii) [Reserved]
(b) Specific requirements. The
provisions of subpart A of this part
apply to this section except as modified
by this paragraph.
(1) Recordkeeping. Recordkeeping
requirements as specified in
§ 721.125(a), (b), (c), and (i) are
applicable to manufacturers, importers,
and processors of this substance.
(2) Limitations or revocation of
certain notification requirements. The
provisions of § 721.185 apply to this
section.
[FR Doc. 2014–02223 Filed 2–3–14; 8:45 am]
BILLING CODE 6560–50–P
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DATES:
Effective January 30, 2014.
FOR FURTHER INFORMATION CONTACT:
August Nemec, (410) 786–0612. News
media representatives must contact
CMS’ Public Affairs Office at (202) 690–
6145 or email them at press@
cms.hhs.gov.
SUPPLEMENTARY INFORMATION:
I. Background
A. CMS’ Authority To Impose
Temporary Enrollment Moratoria
Under the Patient Protection and
Affordable Care Act (Pub. L. 111–148),
as amended by the Health Care and
Education Reconciliation Act of 2010
(Pub. L. 111–152) (collectively known as
the Affordable Care Act), the Congress
provided the Secretary with new tools
and resources to combat fraud, waste,
and abuse in Medicare, Medicaid, and
the Children’s Health Insurance
Program (CHIP). Section 6401(a) of the
Affordable Care Act added a new
section 1866(j)(7) to the Social Security
Act (the Act) to provide the Secretary
with authority to impose a temporary
moratorium on the enrollment of new
Medicare, Medicaid or CHIP providers
and suppliers, including categories of
providers and suppliers, if the Secretary
determines a moratorium is necessary to
prevent or combat fraud, waste, or abuse
under these programs. Section 6401(b)
of the Affordable Care Act added
specific moratorium language applicable
to Medicaid at section 1902(kk)(4) of the
Act, requiring States to comply with any
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Agencies
[Federal Register Volume 79, Number 23 (Tuesday, February 4, 2014)]
[Rules and Regulations]
[Pages 6470-6475]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-02223]
=======================================================================
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Parts 9 and 721
[EPA-HQ-OPPT-2012-0182; FRL-9399-1]
RIN 2070-AB27
Significant New Use Rule on Certain Chemical Substances
AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: EPA is finalizing a significant new use rule (SNUR) under the
Toxic Substances Control Act (TSCA) for chemical substances identified
generically as complex strontium aluminate, rare earth doped, which
were the subject of several premanufacture notices (PMNs). This action
requires persons who intend to manufacture (including import) or
process any of the chemical substances for an activity that is
designated as a significant new use by this final rule to notify EPA at
least 90 days before commencing that activity. The required
notification would provide EPA with the opportunity to evaluate the
intended use and, if necessary, to prohibit or limit the activity
before it occurs.
DATES: This final rule is effective April 7, 2014.
ADDRESSES: The docket for this action, identified by docket
identification (ID) number EPA-HQ-OPPT-2012-0182, is available at
https://www.regulations.gov or at the Office of Pollution Prevention and
Toxics Docket (OPPT Docket), Environmental Protection Agency Docket
Center (EPA/DC), EPA West Bldg., Rm. 3334, 1301 Constitution Ave. NW.,
Washington, DC. The Public Reading Room is open from 8:30 a.m. to 4:30
p.m., Monday through Friday, excluding legal holidays. The telephone
number for the Public Reading Room is (202) 566-1744, and the telephone
number for the OPPT Docket is (202) 566-0280. Please review the visitor
instructions and additional information about the docket available at
https://www.epa.gov/dockets.
FOR FURTHER INFORMATION CONTACT: For technical information contact:
Kenneth Moss, Chemical Control Division (7405M), Office of Pollution
Prevention and Toxics, Environmental Protection Agency, 1200
Pennsylvania Ave. NW., Washington, DC 20460-0001; telephone number:
(202) 564-9232; email address: moss.kenneth@epa.gov.
For general information contact: The TSCA-Hotline, ABVI-Goodwill,
422 South Clinton Ave., Rochester, NY 14620; telephone number: (202)
554-1404; email address: TSCA-Hotline@epa.gov.
SUPPLEMENTARY INFORMATION:
I. Does this action apply to me?
You may be potentially affected by this action if you manufacture,
process, or use the chemical substances contained in this final rule.
The following list of North American Industrial Classification System
(NAICS) codes is not intended to be exhaustive, but rather provides a
guide to help readers determine whether this document applies to them.
Potentially affected entities may include:
Manufacturers or processors of one or more subject
chemical substances (NAICS codes 325 and 324110), e.g., chemical
manufacturing and petroleum refineries.
This action may also affect certain entities through pre-existing
import certification and export notification rules under TSCA. Chemical
importers are subject to the TSCA section 13 (15 U.S.C. 2612) import
certification requirements promulgated at 19 CFR
[[Page 6471]]
12.118 through 12.127 and 19 CFR 127.28. Chemical importers must
certify that the shipment of the chemical substance complies with all
applicable rules and orders under TSCA. Importers of chemicals subject
to these SNURs must certify their compliance with the SNUR
requirements. The EPA policy in support of import certification appears
at 40 CFR part 707, subpart B. In addition, any persons who export or
intend to export a chemical substance that is the subject of this final
rule are subject to the export notification provisions of TSCA section
12(b) (15 U.S.C. 2611(b)) (see Sec. 721.20), and must comply with the
export notification requirements in 40 CFR part 707, subpart D.
II. Background
A. What action is the agency taking?
EPA is finalizing a SNUR under TSCA section 5(a)(2) for five
chemical substances which were the subject of PMNs. The five chemical
substances are all identified generically as complex strontium
aluminate, rare earth doped, which were the subject of PMNs P-12-22, P-
12-23, P-12-24, P-12-25, and P-12-26. This SNUR requires persons who
intend to manufacture or process any of these chemical substances for
an activity that is designated as a significant new use to notify EPA
at least 90 days before commencing that activity.
In the Federal Register issue of April 25, 2012 (77 FR 24613) (FRL-
9345-4), EPA issued a direct final SNUR on these five chemical
substances in accordance with the procedures at Sec. 721.160(c)(3)(i).
EPA received notice of intent to submit adverse comments on this SNUR.
Therefore, as required by Sec. 721.160(c)(3)(ii), in the Federal
Register issue of June 22, 2012 (77 FR 37609) (FRL-9353-2), EPA
withdrew the direct final SNUR in a separate document, and subsequently
proposed a SNUR on the five chemical substances using notice and
comment procedures in the Federal Register issue of June 22, 2012 (77
FR 37634) (FRL-9353-3). More information on the specific chemical
substances subject to this final rule can be found in the Federal
Register documents announcing the direct final SNUR or the proposed
SNUR. The docket for the direct final SNUR on these chemical substances
was established as docket ID number EPA-HQ-OPPT-2012-0182. That docket
includes information considered by the Agency in developing the direct
final rule and this final rule, including comments on those rules. EPA
received several comments on the proposed rule. A full discussion of
EPA's response to these comments is included in Unit V. Based on these
comments, this final rule:
1. Corrects the chemical identity of the PMN substances.
2. Simplifies the description of the significant new use.
B. What is the agency's authority for taking this action?
Section 5(a)(2) of TSCA (15 U.S.C. 2604(a)(2)) authorizes EPA to
determine that a use of a chemical substance is a ``significant new
use.'' EPA must make this determination by rule after considering all
relevant factors, including the four bulleted TSCA section 5(a)(2)
factors listed in Unit III. Once EPA determines that a use of a
chemical substance is a significant new use, TSCA section 5(a)(1)(B)
requires persons to submit a significant new use notice (SNUN) to EPA
at least 90 days before they manufacture or process the chemical
substance for that use. Persons who must report are described in Sec.
721.5.
C. Applicability of General Provisions
General provisions for SNURs appear in 40 CFR part 721, subpart A.
These provisions describe persons subject to the rule, recordkeeping
requirements, exemptions to reporting requirements, and applicability
of the rule to uses occurring before the effective date of the rule.
Provisions relating to user fees appear at 40 CFR part 700. According
to Sec. 721.1(c), persons subject to these SNURs must comply with the
same SNUN requirements and EPA regulatory procedures as submitters of
PMNs under TSCA section 5(a)(1)(A). In particular, these requirements
include the information submission requirements of TSCA section 5(b)
and 5(d)(1), the exemptions authorized by TSCA section 5(h)(1), (h)(2),
(h)(3), and (h)(5), and the regulations at 40 CFR part 720. Once EPA
receives a SNUN, EPA may take regulatory action under TSCA section
5(e), 5(f), 6, or 7 to control the activities for which it has received
the SNUN. If EPA does not take action, EPA is required under TSCA
section 5(g) to explain in the Federal Register its reasons for not
taking action.
III. Rationale and Objectives of the Rule
A. Rationale
During review of the PMNs submitted for these five chemical
substances, EPA determined that one or more of the criteria of concern
established at Sec. 721.170 were met, as discussed in Unit II. and IV.
B. Objectives
EPA is issuing these SNURs for specific chemical substances which
have undergone premanufacture review because the Agency wants to
achieve the following objectives with regard to the significant new
uses designated in this final rule:
EPA will receive notice of any person's intent to
manufacture or process a listed chemical substance for the described
significant new use before that activity begins.
EPA will have an opportunity to review and evaluate data
submitted in a SNUN before the notice submitter begins manufacturing or
processing a listed chemical substance for the described significant
new use.
EPA will be able to regulate prospective manufacturers or
processors of a listed chemical substance before the described
significant new use of that chemical substance occurs, provided that
regulation is warranted pursuant to TSCA sections 5(e), 5(f), 6, or 7.
EPA can ensure that all manufacturers and processors of
the same chemical substance that is subject to a TSCA section 5(e)
consent order are subject to similar requirements.
Issuance of a SNUR for a chemical substance does not signify that
the chemical substance is listed on the TSCA Chemical Substance
Inventory (TSCA Inventory). Guidance on how to determine if a chemical
substance is on the TSCA Inventory is available on the Internet at
https://www.epa.gov/opptintr/existingchemicals/pubs/tscainventory/.
IV. Significant New Use Determination
Section 5(a)(2) of TSCA states that EPA's determination that a use
of a chemical substance is a significant new use must be made after
consideration of all relevant factors, including:
The projected volume of manufacturing and processing of a
chemical substance.
The extent to which a use changes the type or form of
exposure of human beings or the environment to a chemical substance.
The extent to which a use increases the magnitude and
duration of exposure of human beings or the environment to a chemical
substance.
The reasonably anticipated manner and methods of
manufacturing, processing, distribution in commerce, and disposal of a
chemical substance.
In addition to these factors enumerated in TSCA section 5(a)(2),
the statute requires EPA to consider any other relevant factors.
To determine what would constitute a significant new use for the
five chemical
[[Page 6472]]
substances that are the subject of this SNUR, EPA considered relevant
information about the toxicity of the chemical substances, likely human
exposures and environmental releases associated with possible uses, and
the four bulleted TSCA section 5(a)(2) factors listed in this unit.
V. Response to Comments on Proposed SNUR
A summary and discussion of the comments received on the proposed
rule and the Agency's response follow.
Comment 1: The commenter noted that EPA incorrectly identified the
chemical substances as ``complex strontium aluminum, rare earth doped
(generic)'' in the proposed rule.
EPA Response: EPA acknowledges the error and has corrected the
generic name to read: ``complex strontium aluminate, rare earth doped
(generic)''.
Comment 2: The commenter stated the proposed significant new uses
are ongoing with respect to chemical substances very similar to the PMN
substances. Activated phosphors, including strontium aluminates similar
to the PMN substances, have been manufactured, processed, and used in
the United States for many years.
EPA Response: Regardless of whether chemical substances similar to
the PMN substances are currently being used for purposes similar to the
significant new use proposed, such use is irrelevant to determining
ongoing use of the PMN substances for this rulemaking.
Comment 3: The health and safety data on the PMN substances do not
justify a SNUR.
EPA Response: EPA believes that these chemicals will act in the
respiratory tract similarly to other poorly soluble respirable
particles causing adverse lung effects. The submitter provided no
health and safety data information on the PMN substance or analogous
chemical substances. The commenter submitted no data refuting EPA's
concerns regarding poorly soluble respirable particles, as more than 5%
of the PMN substances particles are less than 10 microns. The SNUR is
therefore appropriate.
Comment 4: The commenter stated that EPA did not properly consider
the four factors in TSCA section 5(a)(2) to determine that use of a
chemical substance is a significant new use, and reasonable
consideration of them shows that a SNUR is not justified for use of the
PMN substances. The commenter also contended that because chemical
substances similar to the PMN substances are widely manufactured
(including imported) and processed in the United States, and because
worker safety and environmental laws already apply to the PMN
substances, approval of the PMN substances without imposing a SNUR will
not increase the magnitude or duration of exposure of human beings or
the environment to the PMN substances because the scale of current use
is significantly larger than any potential increase of use without the
SNUR. The commenter also stated that strontium aluminates and titanium
dioxide are regulated by the Occupational Safety and Health
Administration (OSHA) as an inert or nuisance dust with a permissible
exposure limit (PEL) of 5 milligrams/cubic meter (mg/m\3\) and that the
level of exposure required for effects would not be a ``reasonably
anticipated condition of exposure.''
EPA Response: Among the factors that must be considered under TSCA
section 5(a)(2) is ``(C) the extent to which a use increases the
magnitude and duration of exposure of human beings or the environment
to a chemical substance.'' This factor pertains to the potential
changes in exposure to a specific chemical substance, not to other,
possibly related, chemical substances which may have other exposure
patterns. EPA identified concerns for potential lung overload to
workers from inhalation exposure to the PMN substance based on
analogous respirable, poorly soluble particulate chemical substances
and predicts potential toxicity to workers from inhalation when more
than 5% of the PMN substances particles are less than 10 microns. The
fact that similar chemical substances are widely manufactured and
processed in the United States and that worker safety and environmental
laws apply to the PMN substance does not affect the potential for
change in magnitude and duration of exposure to the PMN substances that
are the subject of the SNUR. The commenter submitted no information to
alleviate EPA's concern, based on analogy to exposure patterns of other
respirable, poorly soluble particulates, that the significant new uses
(manufacture, process or use of the chemical substances where more than
5% of the particles are less than 10 microns) could increase the
magnitude and duration of exposure of human beings to respirable
particles of the PMN substances when greater than 5% of the PMN
substances particles are less than 10 microns. The OSHA PEL for
nuisance dust is 5 milligrams/cubic meter (mg/m\3\) respirable fraction
(OSHA, 29 CFR 1910.1000, Table Z-3). The change in particle size at the
reasonably anticipated levels of inhalation exposure to the PMN
substances, which is the PEL of 5 mg/m\3\, could result in potential
lung effects.
Comment 5: The commenter stated that activated phosphors, including
strontium aluminates, have been subject to reporting under TSCA section
8(e) for many years, and is aware of no TSCA section 8(e) reports, and
EPA references no such reports in the regulations.gov for this docket.
The docket does not support that use of the strontium aluminate other
than as described in the PMNs may cause serious health effects.
EPA Response: EPA acknowledges that it has not received TSCA
section 8(e) information for these chemical substances. However, the
fact that data has not been received does not demonstrate that hazards
for activated phosphors containing respirable particles do not exist,
just that none have been reported under TSCA section 8(e). Based on
analogous respirable and poorly soluble chemical substances, any use of
the chemical substances other than as described in the PMNs may cause
serious health effects to workers from inhalation when more than 5% of
the PMN substances particles are less than 10 microns.
Comment 6: The commenter stated that EPA identified concerns
regarding potential lung overload to workers from inhalation exposure
to the PMN substance based on data for titanium oxide, and that
apparently based on these concerns, EPA found that changes in exposure
or release levels for ``any use of the substances other than as
described in the PMNs may cause serious health effects.'' The commenter
stated that the PMN substances are not closely analogous to titanium
oxide, however, and the docket contains no support for the conclusion
that their use other than as described in the PMNs would involve
changes in exposure or release levels that are significant in relation
to the health or environmental concerns in accordance with Sec.
721.170(c)(2)(ii). The commenter also stated that the data on titanium
oxide does not justify a SNUR for the PMN substances. Even if titanium
oxide were closely analogous to the PMN substances, the toxicological
data on titanium oxide are inconclusive.
EPA Response: The Agency's concern for the PMN substances is based
on how these chemical substances will physically act in the respiratory
tract, not on chemical composition or how they chemically interact with
the respiratory tract. This concern is for the ability of the chemicals
to enter the deep lung via inhalation of small particles. The PMN
substances are
[[Page 6473]]
considered analogous in their physical properties to respirable, poorly
soluble particulates (RPSP). See ``TSCA New Chemicals Program Chemical
Categories,'' at https://www.epa.gov/oppt/newchems/pubs/npcchemicalcategories.pdf, for a discussion of these concerns. The RPSP
category identifies that there is potential for lung effects if workers
are exposed by inhalation to particles less than or equal to 10 microns
in diameter, based on five different types, or subcategories, of poorly
soluble particulates. Accordingly, the significant new use in this SNUR
is based on an increased exposure to particles less than 10 microns
which may cause lung effects. Each subcategory in the RPSP category
lists a New Chemicals Exposure Limit based on available information for
specific compounds. As is described in the RPSP category, EPA will also
consider the specific toxicity of the metal compound that is a
respirable poorly soluble particulate. However, no such data was
provided for the PMN substances. As there is no toxicity data available
on the PMN substances indicating potential for chemical toxicity, EPA
is considering only its attributes as a respirable, poorly soluble
particulate chemical substance. As a result, EPA believes the metal
oxide titanium dioxide subcategory is the appropriate subcategory based
on physical-chemical considerations. Adverse lung effects are
associated with the inhalation of crystalline metal compound
particulates. Crystalline particles more readily embed in lung alveolar
sacs than amorphous particles, and are difficult to clear with mucous
flow or coughing, leading to irritation and clogging of the sacs and
hampering of carbon dioxide-oxygen exchange in the lungs. EPA considers
the metal compound titanium dioxide to be a surrogate for most non-
silica, crystalline poorly soluble respirable metal compound
particulates, such as the PMN substances, that contain this type of
crystalline structure. This physical analogy with the metallic poorly
soluble respirable PMN substances is the primary driver in this case.
There are several studies, cited in the EPA's RPSP category, that
document lung effects from titanium dioxide exposure, and the RPSP
category also states that available data are inconclusive for
carcinogenicity effects from exposure to titanium dioxide. The National
Institute for Occupational Safety and Health (NIOSH) Current
Intelligence Bulletin 63: Occupational Exposure to Titanium Dioxide
(https://www.cdc.gov/niosh/docs/2011-160/pdfs/2011-160.pdf) also cites
data demonstrating lung effects from exposure to titanium dioxide.
Comment 7: The definition of the significant new use is ambiguous
and, as drafted, could be interpreted to impose the proposed SNUR on
uses described in the PMN, referenced in Sec. 721.10423(a)(2). The
commenter would like EPA to change the language of the proposed rule to
make clear that the particle size limitation does not apply to the uses
of the strontium aluminates described in the PMN.
EPA Response: Although Sec. 721.10423(a)(2) of the proposed rule
is correct as written, EPA agrees that the wording in the regulatory
text for Sec. 721.80(j) can be confusing. Therefore, EPA has
simplified the wording in the regulatory text to now read ``A
significant new use of the substance is a use other than manufacture,
processing, or use where no more than 5 percent of particles are less
than 10 microns.'' The SNUR would permit any use of the PMN substances
as long as the particle size limits are being met.
VI. Applicability of the Significant New Use Designation
If uses begun after the proposed rule was published were considered
ongoing rather than new, any person could defeat the SNUR by initiating
the significant new use before the final rule was issued. Therefore,
EPA has designated the date of publication of the proposed rule as the
cutoff date for determining whether the new use is ongoing. See the
Federal Register notice of April 24, 1990 (55 FR 17376) (FRL-3658-5)
for a more detailed discussion of the cutoff date for ongoing uses. Any
person who began commercial manufacture, import, or processing of the
chemical substances identified generically as complex strontium
aluminate, rare earth doped, which were the subject of PMNs P-12-22, P-
12-23, P-12-24, P-12-25, and P-12-26 for any of the significant new
uses, designated in the proposed SNUR after the date of publication of
the proposed SNUR, must stop that activity before the effective date of
the final rule. Persons who ceased those activities will have to first
comply with all applicable SNUR notification requirements, and wait
until the notice review period, including any extensions, expires,
before engaging in any activities designated as significant new uses.
If a person were to meet the conditions of advance compliance under
Sec. 721.45(h), the person would be considered to have met the
requirements of the final SNUR for those activities.
VII. Test Data and Other Information
EPA recognizes that TSCA section 5 does not require developing any
particular test data before submission of a SNUN. The two exceptions
are:
1. Development of test data is required where the chemical
substance subject to the SNUR is also subject to a test rule under TSCA
section 4 (see TSCA section 5(b)(1)).
2. Development of test data may be necessary where the chemical
substance has been listed under TSCA section 5(b)(4) (see TSCA section
5(b)(2)).
In the absence of a TSCA section 4 test rule, or a TSCA section
5(b)(4) listing covering the chemical substance, persons are required
only to submit test data in their possession or control and to describe
any other data known to or reasonably ascertainable by them (see 40 CFR
720.50). However, upon review of PMNs and SNUNs, EPA has the authority
to require appropriate testing. Unit IV. of the proposed rule lists the
testing recommended by EPA. Specifically, EPA has determined that a 90-
day inhalation toxicity test (OPPTS Test Guideline 870.3465) would help
characterize the human health effects of the PMN substances.
Descriptions of tests are provided for informational purposes. EPA
strongly encourages persons, before performing any testing, to consult
with the Agency pertaining to protocol selection and test selection. To
access the OCSPP test guidelines referenced in this document
electronically, please go to https://www.epa.gov/ocspp and select ``Test
Methods and Guidelines.''
The recommended tests may not be the only means of addressing the
potential risks of the chemical substance. However, submitting a SNUN
without any test data may increase the likelihood that EPA will take
action under TSCA section 5(e), particularly if satisfactory test
results have not been obtained from a prior PMN or SNUN submitter. EPA
recommends that potential SNUN submitters contact EPA early enough so
that they will be able to conduct the appropriate tests.
SNUN submitters should be aware that EPA will be better able to
evaluate SNUNs which provide detailed information on the following:
Human exposure and environmental release that may result
from the significant new use of the chemical substances.
Potential benefits of the chemical substances.
Information on risks posed by the chemical substances
compared to risks posed by potential substitutes.
[[Page 6474]]
VIII. SNUN Submissions
According to Sec. 721.1(c), persons submitting a SNUN must comply
with the same notification requirements and EPA regulatory procedures
as persons submitting a PMN, including submission of test data on
health and environmental effects as described in 40 CFR 720.50. SNUNs
must be submitted on EPA Form No. 7710-25, generated using e-PMN
software, and submitted to the Agency in accordance with the procedures
set forth in Sec. 721.25 and 40 CFR 720.40. E-PMN software is
available electronically at https://www.epa.gov/opptintr/newchems.
IX. Economic Analysis
EPA has evaluated the potential costs of establishing SNUN
requirements for potential manufacturers and processors of the chemical
substances subject to this final rule. EPA's complete economic analysis
is available in the docket under docket ID number EPA-HQ-OPPT-2012-
0182.
X. Statutory and Executive Order Reviews
A. Executive Order 12866
This final rule establishes a SNUR for 5 chemical substances that
were the subject of PMNs. The Office of Management and Budget (OMB) has
exempted these types of actions from review under Executive Order
12866, entitled ``Regulatory Planning and Review'' (58 FR 51735,
October 4, 1993).
B. Paperwork Reduction Act (PRA)
According to PRA (44 U.S.C. 3501 et seq.), an Agency may not
conduct or sponsor, and a person is not required to respond to a
collection of information that requires OMB approval under PRA, unless
it has been approved by OMB and displays a currently valid OMB control
number. The OMB control numbers for EPA's regulations in title 40 of
the CFR, after appearing in the Federal Register, are listed in 40 CFR
part 9, and included on the related collection instrument or form, if
applicable. EPA is amending the table in 40 CFR part 9 to list the OMB
approval number for the information collection requirements contained
in this final rule. This listing of the OMB control numbers and their
subsequent codification in the CFR satisfies the display requirements
of PRA and OMB's implementing regulations at 5 CFR part 1320. This
Information Collection Request (ICR) was previously subject to public
notice and comment prior to OMB approval, and given the technical
nature of the table, EPA finds that further notice and comment to amend
it is unnecessary. As a result, EPA finds that there is ``good cause''
under section 553(b)(3)(B) of the Administrative Procedure Act (5
U.S.C. 553(b)(3)(B)) to amend this table without further notice and
comment.
The information collection requirements related to this action have
already been approved by OMB pursuant to PRA under OMB control number
2070-0012 (EPA ICR No. 574). This action does not impose any burden
requiring additional OMB approval. If an entity were to submit a SNUN
to the Agency, the annual burden is estimated to average between 30 and
170 hours per response. This burden estimate includes the time needed
to review instructions, search existing data sources, gather and
maintain the data needed, and complete, review, and submit the required
SNUN.
Send any comments about the accuracy of the burden estimate, and
any suggested methods for minimizing respondent burden, including
through the use of automated collection techniques, to the Director,
Collection Strategies Division, Office of Environmental Information
(2822T), Environmental Protection Agency, 1200 Pennsylvania Ave. NW.,
Washington, DC 20460-0001. Please remember to include the OMB control
number in any correspondence, but do not submit any completed forms to
this address.
C. Regulatory Flexibility Act (RFA)
On February 18, 2012, EPA certified pursuant to RFA section 605(b)
(5 U.S.C. 601 et seq.), that promulgation of a SNUR does not have a
significant economic impact on a substantial number of small entities
where the following are true:
1. A significant number of SNUNs would not be submitted by small
entities in response to the SNUR.
2. The SNUN submitted by any small entity would not cost
significantly more than $8,300.
A copy of that certification is available in the docket for this
final rule.
This final rule is within the scope of the February 18, 2012,
certification. Based on the Economic Analysis discussed in Unit IX. and
EPA's experience promulgating SNURs (discussed in the certification),
EPA believes that the following are true:
A significant number of SNUNs would not be submitted by
small entities in response to the SNUR.
Submission of the SNUN would not cost any small entity
significantly more than $8,300. Therefore, the promulgation of the SNUR
would not have a significant economic impact on a substantial number of
small entities.
D. Unfunded Mandates Reform Act (UMRA)
Based on EPA's experience with proposing and finalizing SNURs,
State, local, and Tribal governments have not been impacted by these
rulemakings, and EPA does not have any reasons to believe that any
State, local, or Tribal government will be impacted by this final rule.
As such, EPA has determined that this final rule does not impose any
enforceable duty, contain any unfunded mandate, or otherwise have any
effect on small governments subject to the requirements of UMRA
sections 202, 203, 204, or 205 (2 U.S.C. 1501 et seq.).
E. Executive Order 13132
This action will not have a substantial direct effect on States, on
the relationship between the national government and the States, or on
the distribution of power and responsibilities among the various levels
of government, as specified in Executive Order 13132, entitled
``Federalism'' (64 FR 43255, August 10, 1999).
F. Executive Order 13175
This final rule does not have Tribal implications because it is not
expected to have substantial direct effects on Indian Tribes. This
final rule does not significantly nor uniquely affect the communities
of Indian Tribal governments, nor does it involve or impose any
requirements that affect Indian Tribes. Accordingly, the requirements
of Executive Order 13175, entitled ``Consultation and Coordination with
Indian Tribal Governments'' (65 FR 67249, November 9, 2000), do not
apply to this final rule.
G. Executive Order 13045
This action is not subject to Executive Order 13045, entitled
``Protection of Children from Environmental Health Risks and Safety
Risks'' (62 FR 19885, April 23, 1997), because this is not an
economically significant regulatory action as defined by Executive
Order 12866, and this action does not address environmental health or
safety risks disproportionately affecting children.
H. Executive Order 13211
This action is not subject to Executive Order 13211, entitled
``Actions Concerning Regulations That Significantly Affect Energy
Supply, Distribution, or Use'' (66 FR 28355, May 22, 2001), because
this action is not expected to affect energy supply, distribution, or
use and because this
[[Page 6475]]
action is not a significant regulatory action under Executive Order
12866.
I. National Technology Transfer and Advancement Act (NTTAA)
In addition, since this action does not involve any technical
standards, NTTAA section 12(d) (15 U.S.C. 272 note), does not apply to
this action.
J. Executive Order 12898
This action does not entail special considerations of environmental
justice related issues as delineated by Executive Order 12898, entitled
``Federal Actions to Address Environmental Justice in Minority
Populations and Low-Income Populations'' (59 FR 7629, February 16,
1994).
XI. Congressional Review Act (CRA)
Pursuant to the Congressional Review Act (5 U.S.C. 801 et seq.),
EPA will submit a report containing this rule and other required
information to the U.S. Senate, the U.S. House of Representatives, and
the Comptroller General of the United States prior to publication of
the rule in the Federal Register. This action is not a ``major rule''
as defined by 5 U.S.C. 804(2).
List of Subjects
40 CFR Part 9
Environmental protection, Reporting and recordkeeping requirements.
40 CFR Part 721
Environmental protection, Chemicals, Hazardous substances,
Reporting and recordkeeping requirements.
Dated: January 20, 2014.
Maria J. Doa,
Director, Chemical Control Division, Office of Pollution Prevention and
Toxics.
Therefore, 40 CFR parts 9 and 721 are amended as follows:
PART 9--[AMENDED]
0
1. The authority citation for part 9 continues to read as follows:
Authority: 7 U.S.C. 135 et seq., 136-136y; 15 U.S.C. 2001,
2003, 2005, 2006, 2601-2671; 21 U.S.C. 331j, 346a, 348; 31 U.S.C.
9701; 33 U.S.C. 1251 et seq., 1311, 1313d, 1314, 1318, 1321, 1326,
1330, 1342, 1344, 1345(d) and (e), 1361; E.O. 11735, 38 FR 21243, 3
CFR, 1971-1975 Comp. p. 973; 42 U.S.C. 241, 242b, 243, 246, 300f,
300g, 300g-1, 300g-2, 300g-3, 300g-4, 300g-5, 300g-6, 300j-1, 300j-
2, 300j-3, 300j-4, 300j-9, 1857 et seq., 6901-6992k, 7401-7671q,
7542, 9601-9657, 11023, 11048.
0
2. In Sec. 9.1, add the following section in numerical order under the
undesignated center heading ``Significant New Uses of Chemical
Substances'' to read as follows:
Sec. 9.1 OMB approvals under the Paperwork Reduction Act.
* * * * *
------------------------------------------------------------------------
40 CFR citation OMB Control No.
------------------------------------------------------------------------
------------------------------------------------------------------------
* * * * *
Significant New Uses of Chemical Substances
------------------------------------------------------------------------
* * * * *
721.10423 2070-0012
* * * * *
------------------------------------------------------------------------
* * * * *
PART 721--[AMENDED]
0
3. The authority citation for part 721 continues to read as follows:
Authority: 15 U.S.C. 2604, 2607, and 2625(c).
0
4. Add Sec. 721.10423 to subpart E to read as follows:
Sec. 721.10423 Complex strontium aluminate, rare earth doped
(generic).
(a) Chemical substances and significant new uses subject to
reporting. (1) The chemical substances identified generically as
complex strontium aluminate, rare earth doped (PMNs P-12-22, P-12-23,
P-12-24, P-12-25, and P-12-26) are subject to reporting under this
section for the significant new uses described in paragraph (a)(2) of
this section.
(2) The significant new uses are:
(i) Industrial, commercial, and consumer activities. A significant
new use of the substance is a use other than manufacture, processing,
or use where no more than 5 percent of particles are less than 10
microns.
(ii) [Reserved]
(b) Specific requirements. The provisions of subpart A of this part
apply to this section except as modified by this paragraph.
(1) Recordkeeping. Recordkeeping requirements as specified in Sec.
721.125(a), (b), (c), and (i) are applicable to manufacturers,
importers, and processors of this substance.
(2) Limitations or revocation of certain notification requirements.
The provisions of Sec. 721.185 apply to this section.
[FR Doc. 2014-02223 Filed 2-3-14; 8:45 am]
BILLING CODE 6560-50-P