Approval and Promulgation of Implementation Plans and Designation of Areas for Air Quality Planning Purposes; Georgia; Redesignation of the Rome, Georgia 1997 Annual Fine Particulate Matter Nonattainment Area to Attainment, 3757-3774 [2014-01369]
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Federal Register / Vol. 79, No. 15 / Thursday, January 23, 2014 / Proposed Rules
electronically must include a color
reproduction of the mark.
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■ 25. Revise § 7.23(a)(5) and (6) to read
as follows:
§ 7.23 Requests for recording
assignments at the International Bureau.
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(a) * * *
(5) A statement that, after a good faith
effort, the assignee could not obtain the
assignor’s signature for the request to
record the assignment, signed and
verified (sworn to) or supported by a
declaration under § 2.20 of this chapter;
(6) An indication that the assignment
applies to the designation to the United
States or an international registration
that is based on a U.S. application or
registration;
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■ 26. Revise § 7.24(b)(5)(ii) and (b)(7) to
read as follows:
§ 7.24 Requests to record security interest
or other restriction of holder’s rights of
disposal or release of such restriction
submitted through the Office.
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(b) * * *
(5) * * *
(ii) Where the restriction is the result
of an agreement between the holder of
the international registration and the
party restricting the holder’s right of
disposal, a statement that after a good
faith effort, the signature of the holder
of the international registration could
not be obtained for the request to record
the restriction, or release of the
restriction, signed and verified (sworn
to) or supported by a declaration under
§ 2.20 of this chapter;
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(7) An indication that the restriction,
or the release of the restriction, of the
holder’s right of disposal of the
international registration applies to the
designation to the United States or an
international registration that is based
on a U.S. application or registration; and
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■ 27. Revise § 7.25(a) to read as follows:
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§ 7.25 Sections of part 2 applicable to
extension of protection.
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§ 7.31 Requirements for transformation of
an extension of protection to the United
States into a U.S. application.
If the International Bureau cancels an
international registration in whole or in
part, under Article 6(4) of the Madrid
Protocol, the holder of that international
registration may file a request to
transform the goods and/or services to
which the cancellation applies in the
corresponding pending or registered
extension of protection to the United
States into an application under section
1 or 44 of the Act.
(a) * * *
(3) Identify the goods and/or services
to be transformed, if other than all the
goods and/or services that have been
cancelled;
(4) The application filing fee for at
least one class of goods or services
required by § 2.6(a)(1) of this chapter;
and
(5) An email address for receipt of
correspondence from the Office.
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Dated: January 15, 2014.
Michelle K. Lee,
Deputy Under Secretary of Commerce for
Intellectual Property and Deputy Director,
United States Patent and Trademark Office.
[FR Doc. 2014–01126 Filed 1–22–14; 8:45 am]
BILLING CODE 3510–16–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Parts 52 and 81
[EPA–R04–OAR–2012–0893; FRL–9905–11–
Region 4]
Approval and Promulgation of
Implementation Plans and Designation
of Areas for Air Quality Planning
Purposes; Georgia; Redesignation of
the Rome, Georgia 1997 Annual Fine
Particulate Matter Nonattainment Area
to Attainment
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
(a) Except for §§ 2.21–2.23, 2.76, 2.88,
2.89, 2.130–2.131, 2.160–2.166, 2.168,
2.173, 2.175, 2.181–2.186 and 2.197, all
sections in part 2 and all sections in part
11 of this chapter shall apply to an
extension of protection of an
international registration to the United
States, including sections related to
proceedings before the Trademark Trial
and Appeal Board, unless otherwise
stated.
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28. Amend § 7.31 by revising the
introductory text and paragraphs (a)(3)
and (a)(4), and adding new paragraph
(a)(5) to read as follows:
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On June 21, 2012, the Georgia
Department of Natural Resources,
through Georgia Environmental
Protection Division (GA EPD),
submitted a request to redesignate the
Rome, Georgia, fine particulate matter
(PM2.5) nonattainment area (hereafter
referred to as the ‘‘Rome Area’’ or
‘‘Area’’) to attainment for the 1997
annual PM2.5 national ambient air
SUMMARY:
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quality standards (NAAQS) and to
approve a state implementation plan
(SIP) revision containing a maintenance
plan for the Rome Area. The Rome Area
is comprised of Floyd County in
Georgia. EPA is proposing to approve
the redesignation request and the
related SIP revision for the Rome Area,
including GA EPD’s plan for
maintaining attainment of the PM2.5
standard in the Area. EPA is also
proposing to approve into the Georgia
SIP, the motor vehicle emission budgets
(MVEBs) for nitrogen oxides (NOx) and
PM2.5 for the year 2023 for the Rome
Area that are included as part of
Georgia’s maintenance plan for the 1997
Annual PM2.5 NAAQS.
DATES: Comments must be received on
or before February 24, 2014.
ADDRESSES: Submit your comments,
identified by Docket ID No. EPA–R04–
OAR–2012–0893, by one of the
following methods:
1. www.regulations.gov: Follow the
on-line instructions for submitting
comments.
2. Email: R4–RDS@epa.gov.
3. Fax: (404) 562–9019.
4. Mail: EPA–R04–OAR–2012–0893,
Regulatory Development Section, Air
Planning Branch, Air, Pesticides and
Toxics Management Division, U.S.
Environmental Protection Agency,
Region 4, 61 Forsyth Street SW.,
Atlanta, Georgia 30303–8960.
5. Hand Delivery or Courier: Ms.
Lynorae Benjamin, Chief, Regulatory
Development Section, Air Planning
Branch, Air, Pesticides and Toxics
Management Division, U.S.
Environmental Protection Agency,
Region 4, 61 Forsyth Street SW.,
Atlanta, Georgia 30303–8960. Such
deliveries are only accepted during the
Regional Office’s normal hours of
operation. The Regional Office’s official
hours of business are Monday through
Friday, 8:30 to 4:30, excluding federal
holidays.
Instructions: Direct your comments to
Docket ID No. EPA–R04–OAR–2012–
0893. EPA’s policy is that all comments
received will be included in the public
docket without change and may be
made available online at
www.regulations.gov, including any
personal information provided, unless
the comment includes information
claimed to be Confidential Business
Information (CBI) or other information
whose disclosure is restricted by statute.
Do not submit through
www.regulations.gov or email,
information that you consider to be CBI
or otherwise protected. The
www.regulations.gov Web site is an
‘‘anonymous access’’ system, which
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means EPA will not know your identity
or contact information unless you
provide it in the body of your comment.
If you send an email comment directly
to EPA without going through
www.regulations.gov, your email
address will be automatically captured
and included as part of the comment
that is placed in the public docket and
made available on the Internet. If you
submit an electronic comment, EPA
recommends that you include your
name and other contact information in
the body of your comment and with any
disk or CD–ROM you submit. If EPA
cannot read your comment due to
technical difficulties and cannot contact
you for clarification, EPA may not be
able to consider your comment.
Electronic files should avoid the use of
special characters, any form of
encryption, and be free of any defects or
viruses. For additional information
about EPA’s public docket visit the EPA
Docket Center homepage at https://
www.epa.gov/epahome/dockets.htm.
Docket: All documents in the
electronic docket are listed in the
www.regulations.gov index. Although
listed in the index, some information is
not publicly available, i.e., CBI or other
information whose disclosure is
restricted by statute. Certain other
material, such as copyrighted material,
is not placed on the Internet and will be
publicly available only in hard copy
form. Publicly available docket
materials are available either
electronically in www.regulations.gov or
in hard copy at the Regulatory
Development Section, Air Planning
Branch, Air, Pesticides and Toxics
Management Division, U.S.
Environmental Protection Agency,
Region 4, 61 Forsyth Street SW.,
Atlanta, Georgia 30303–8960. EPA
requests that if at all possible, you
contact the person listed in the FOR
FURTHER INFORMATION CONTACT section to
schedule your inspection. The Regional
Office’s official hours of business are
Monday through Friday, 8:30 to 4:30,
excluding federal holidays.
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FOR FURTHER INFORMATION CONTACT:
Joydeb Majumder or Joel Huey of the
Regulatory Development Section, in the
Air Planning Branch, Air, Pesticides and
Toxics Management Division, U.S.
Environmental Protection Agency,
Region 4, 61 Forsyth Street SW.,
Atlanta, Georgia 30303–8960. Joydeb
Majumder may be reached by phone at
(404) 562–9121, or via electronic mail at
majumder.joydeb@epa.gov. Joel Huey
may be reached by phone at (404) 562–
9104.
SUPPLEMENTARY INFORMATION:
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Table of Contents
maintenance plan that EPA is proposing
to approve today includes on-road
I. What are the actions EPA is proposing to
MVEBs for the mobile source
take?
contribution of direct PM2.5 and NOX to
II. What is the background for EPA’s
the air quality problem in the Rome
proposed actions?
III. What are the criteria for redesignation?
Area for transportation conformity
IV. Why is EPA proposing these actions?
purposes. EPA is proposing to approve
V. What is EPA’s analysis of the request?
(into the Georgia SIP) the 2023 MVEBs
VI. What is the effect of January 4, 2013, DC
that are included as part of Georgia’s
Circuit decision regarding PM2.5
maintenance plan for the 1997 annual
implementation under Subpart 4?
PM2.5 NAAQS.
VII. What is EPA’s analysis of Georgia’s
Further, EPA proposes to make the
proposed NOx and PM2.5 MVEBs for the
Rome area?
determination that the Rome Area is
VIII. What is the status of EPA’s adequacy
continuing to attain the 1997 annual
determination for the proposed NOx and
PM2.5 NAAQS and that all other
PM2.5 MVEBs for 2023 for the Rome area?
redesignation criteria have been met for
IX. Proposed actions on the redesignation
the Rome Area. The bases for EPA’s
request and maintenance plan SIP
determination for the Area are discussed
revisions including approval of the NOX
in greater detail below.
and PM2.5 MVEBs for 2023 for the Rome
Area.
EPA is also notifying the public of an
X. What is the effect of EPA’s proposed
update of the status of EPA’s adequacy
actions?
process for the 2023 direct MVEBs for
XI. Statutory and Executive Order Reviews
PM2.5 and NOX for the Rome Area.
Please see section VIII of this proposed
I. What are the actions EPA is
rulemaking for further explanation of
proposing to take?
this process and for more details.
In this action, EPA is proposing to
Today’s notice of proposed
make a determination that Rome Area is
rulemaking is in response to Georgia’s
continuing to attain the 1997 annual
June 21, 2012, SIP submittal, which
PM2.5 NAAQS 1 and to take additional
requests redesignation of the Rome Area
actions related to Georgia’s request to
to attainment for the 1997 annual PM2.5
redesignate the Rome Area, which are
NAAQS and addresses the specific
summarized as follows and described in
issues summarized above and the
greater detail throughout this notice of
proposed rulemaking: (1) to redesignate necessary elements for redesignation
described in section 107(d)(3)(E) of the
the Rome Area to attainment for the
CAA.
1997 annual PM2.5 NAAQS; and (2) to
approve, under section 175A of the
II. What is the background for EPA’s
Clean Air Act (CAA or Act), Georgia’s
proposed actions?
1997 annual PM2.5 NAAQS maintenance
Fine particle pollution can be emitted
plan, including the associated MVEBs,
directly or formed secondarily in the
for the Rome Area into the Georgia SIP.
First, EPA proposes to determine that atmosphere. The main precursors of
the Rome Area has met the requirements secondary PM2.5 are sulfur dioxide
(SO2), NOX, ammonia, and volatile
for redesignation under section
organic compounds (VOC). See, e.g., 72
107(d)(3)(E) of the CAA. In this action,
FR 20586 at 20589. Sulfates are a type
EPA is proposing to approve a request
to change the legal designation of Floyd of secondary particle formed from SO2
emissions of power plants and
County from nonattainment to
industrial facilities. Nitrates, another
attainment for the 1997 annual PM2.5
common type of secondary particle, are
NAAQS.
formed from NOX emissions of power
Second, EPA is proposing to approve
plants, automobiles, and other
Georgia’s 1997 annual PM2.5 NAAQS
combustion sources.
maintenance plan for the Rome Area
On July 18, 1997, EPA promulgated
(such approval being one of the CAA
the first air quality standards for PM2.5.
criteria for redesignation to attainment
EPA promulgated an annual standard at
status). The maintenance plan is
designed to help keep the Rome Area in a level of 15 micrograms per cubic meter
(mg/m3), based on a 3-year average of
attainment of the 1997 annual PM2.5
annual mean PM2.5 concentrations. In
NAAQS through 2023. As explained in
the same rulemaking, EPA promulgated
Section V, EPA is also proposing to
a 24-hour standard of 65 mg/m3, based
approve that attainment can be
on a 3-year average of the 98th
maintained through 2024. The
percentile of 24-hour concentrations. On
October 17, 2006, at 71 FR 61144, EPA
1 In notices published on April 5, 2011, at 76 FR
18650, and on September 8, 2011, at 76 FR 55776,
retained the annual average NAAQS at
EPA determined that the Rome Area had attained
15 mg/m3 but revised the 24-hour
the 1997 Annual PM2.5 NAAQS and that the Area
NAAQS to 35 mg/m3, based again on the
had done so by its applicable attainment date of
3-year average of the 98th percentile of
April 5, 2010.
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24-hour concentrations.2 Under EPA
regulations at 40 CFR part 50, the
primary and secondary 1997 annual
PM2.5 NAAQS are attained when the
annual arithmetic mean concentration,
as determined in accordance with 40
CFR part 50, Appendix N, is less than
or equal to 15.0 mg/m3 at all relevant
monitoring sites in the subject area over
a 3-year period.
On January 5, 2005, at 70 FR 944, and
supplemented on April 14, 2005, at 70
FR 19844, EPA designated the Rome
Area as nonattainment for the 1997
PM2.5 NAAQS. In that action, EPA
defined the 1997 PM2.5 Rome Area to
include Floyd County in Georgia. On
November 13, 2009, at 74 FR 58688,
EPA promulgated designations for the
24-hour standard established in 2006,
designating the Rome Area as
attainment for that NAAQS. That action
clarified that the Rome Area was
classified unclassifiable/attainment for
the 1997 24-hour PM2.5 NAAQS. EPA
did not promulgate designations for the
2006 annual PM2.5 NAAQS because that
NAAQS was essentially identical to the
1997 annual PM2.5 NAAQS, and today’s
action only addresses this designation.
All 1997 PM2.5 NAAQS areas were
designated under subpart 1 of title I,
part D, of the CAA. Subpart 1 contains
the general requirements for
nonattainment areas for any pollutant
governed by a NAAQS and is less
prescriptive than the other subparts of
title I, part D. On April 25, 2007, at 72
FR 20586, EPA promulgated its Clean
Air Fine Particle Implementation Rule,
codified at 40 CFR part 51, subpart Z,
in which the Agency provided guidance
for state and tribal plans to implement
the 1997 PM2.5 annual NAAQS. This
rule, at 40 CFR 51.1004(c), specifies
some of the regulatory results of
attaining the NAAQS, as discussed
below. The DC Circuit remanded the
Clean Air Fine Particle Implementation
Rule and the ‘‘Implementation of the
New Source Review (NSR) Program for
Particulate Matter Less than 2.5
Micrometers (PM2.5)’’ final rule (73 FR
28321, May 16, 2008) (collectively,
‘‘1997 PM2.5 Implementation Rule’’) to
EPA on January 4, 2013, in Natural
Resources Defense Council v. EPA, 706
F.3d 428 (D.C. Cir. 2013). The court
found that EPA erred in implementing
2 In response to legal challenges of the annual
standard promulgated in 2006, the United States
Court of Appeals for the District of Columbia
Circuit (D.C. Cir.) remanded that NAAQS to EPA for
further consideration. See American Farm Bureau
Federation and National Pork Producers Council, et
al. v. EPA, 559 F.3d 512 (D.C. Cir. 2009). However,
given that the 1997 and 2006 annual NAAQS are
essentially identical, attainment of the 1997 annual
NAAQS would also indicate attainment of he
remanded 2006 annual NAAQS.
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the 1997 PM2.5 NAAQS pursuant to the
general implementation provisions of
subpart 1 of Part D of Title I of the CAA,
rather than the particulate-matterspecific provisions of subpart 4 of Part
D of Title I. The effect of the court’s
ruling on this proposed redesignation
action is discussed in detail in Section
VI of this notice.
The 3-year ambient air quality data for
2007–2009 indicated no violations of
the 1997 PM2.5 annual NAAQS for the
Rome Area. As a result, on June 21,
2012, Georgia requested redesignation of
the Rome Area to attainment for the
1997 annual PM2.5 NAAQS. The
redesignation request includes three
years of complete, quality-assured
ambient air quality data for the 1997
annual PM2.5 NAAQS for 2007–2009,
indicating that the 1997 PM2.5 NAAQS
had been achieved for the entire Rome
Area. Under the CAA, nonattainment
areas may be redesignated to attainment
if sufficient, complete, quality-assured
data is available for the Administrator to
determine that the area has attained the
standard and the area meets the other
CAA redesignation requirements in
section 107(d)(3)(E). The Rome Area
design value based on data from 2007
through 2009 is 13.3 mg/m3, which
demonstrates attainment of the
standard. While annual PM2.5
concentrations are dependent on a
variety of conditions, the overall
improvement in annual PM2.5
concentrations in the Rome Area can be
attributed to the reduction of pollutant
emissions, as discussed in more detail
in section V of this proposed
rulemaking.
III. What are the criteria for
redesignation?
The CAA provides the requirements
for redesignating a nonattainment area
to attainment. Specifically, section
107(d)(3)(E) of the CAA allows for
redesignation provided the following
criteria are met: (1) The Administrator
determines that the area has attained the
applicable NAAQS; (2) the
Administrator has fully approved the
applicable implementation plan for the
area under section 110(k); (3) the
Administrator determines that the
improvement in air quality is due to
permanent and enforceable reductions
in emissions resulting from
implementation of the applicable SIP
and applicable federal air pollutant
control regulations and other permanent
and enforceable reductions; (4) the
Administrator has fully approved a
maintenance plan for the area as
meeting the requirements of section
175A; and (5) the state containing such
area has met all requirements applicable
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to the area under section 110 and part
D of title I of the CAA.
EPA has provided guidance on
redesignation in the General Preamble
for the Implementation of title I of the
CAA Amendments of 1990 (April 16,
1992, 57 FR 13498, and supplemented
on April 28, 1992, 57 FR 18070) and has
provided further guidance on processing
redesignation requests in the following
documents:
1. ‘‘Procedures for Processing
Requests to Redesignate Areas to
Attainment,’’ Memorandum from John
Calcagni, Director, Air Quality
Management Division, September 4,
1992 (hereafter referred to as the
‘‘Calcagni Memorandum’’);
2. ‘‘State Implementation Plan (SIP)
Actions Submitted in Response to Clean
Air Act (CAA) Deadlines,’’
Memorandum from John Calcagni,
Director, Air Quality Management
Division, October 28, 1992;
3. ‘‘Part D New Source Review (Part
D NSR) Requirements for Areas
Requesting Redesignation to
Attainment,’’ Memorandum from Mary
D. Nichols, Assistant Administrator for
Air and Radiation, October 14, 1994;
and
4. ‘‘Next Steps for Pending
Redesignation Requests and State
Implementation Plan Actions Affected
by the Recent Court Decision Vacating
the 2011 Cross-State Air Pollution
Rule,’’ Memorandum from Gina
McCarthy, Assistant Administrator,
November 19, 2012.
IV. Why is EPA proposing these
actions?
On June 21, 2012, GA EPD requested
the redesignation of the Rome Area to
attainment for the 1997 annual PM2.5
NAAQS. The Rome Area has attained
the 1997 annual PM2.5 NAAQS, and
EPA’s preliminary evaluation indicates
that the Area has met the requirements
for redesignation set forth in section
107(d)(3)(E), including the maintenance
plan requirements under section 175A
of the CAA. EPA is also announcing the
status of its adequacy determination for
the direct PM2.5 and NOX MVEBs for the
Rome Area.
V. What is EPA’s analysis of the
request?
As stated above, in accordance with
the CAA, EPA proposes in today’s
action to: (1) Redesignate the Rome Area
to attainment for the 1997 annual PM2.5
NAAQS; and (2) approve into the
Georgia SIP the 1997 annual PM2.5
NAAQS maintenance plan, including
the associated MVEBs, for the Rome
Area. Further, EPA proposes to make
the determination that the Rome Area
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years of quality-assured air quality
monitoring data. To attain these
NAAQS, the 3-year average of the
annual arithmetic mean concentration,
as determined in accordance with 40
CFR part 50, Appendix N, must be less
than or equal to 15.0 mg/m3 at all
relevant monitoring sites in the subject
area over a 3-year period. The relevant
Criteria (1)—The Rome Area Has
data must be collected and qualityAttained the 1997 Annual PM2.5 NAAQS
assured in accordance with 40 CFR part
For redesignating a nonattainment
58 and recorded in the EPA Air Quality
area to attainment, the CAA requires
System (AQS) database. The monitors
EPA to determine that the area has
generally should have remained at the
attained the applicable NAAQS (CAA
same location for the duration of the
section 107(d)(3)(E)(i)). EPA is
monitoring period required for
proposing to determine that the Rome
demonstrating attainment.
Area continues to attain the 1997 annual
On April 5, 2011, at 76 FR 18650, EPA
PM2.5 NAAQS since the September 8,
determined that the Rome Area was
attaining the 1997 annual PM2.5
2011, attainment determination. For
PM2.5, an area may be considered to be
NAAQS. For that action EPA reviewed
PM2.5 monitoring data from monitoring
attaining the 1997 annual PM2.5 if it
meets the 1997 annual PM2.5 NAAQS, as station in the Rome Area for the 1997
annual PM2.5 NAAQS for 2007–2009.
determined in accordance with 40 CFR
50.13 and Appendix N of part 50, based These data have been quality-assured
on three complete, consecutive calendar and are recorded in AQS. On September
continues to attain the 1997 annual
PM2.5 NAAQS and that all other
redesignation criteria have been met for
the Rome Area. The five redesignation
criteria provided under CAA section
107(d)(3)(E) are discussed in greater
detail for the Area in the following
paragraphs of this section.
8, 2011, at 76 FR 55774, EPA also
finalized a determination that the Rome
Area attained the 1997 annual PM2.5
NAAQS by the applicable attainment
date of April 5, 2010. EPA has reviewed
more recent data, which indicates that
the Rome Area continues to attain the
1997 annual PM2.5 NAAQS beyond the
submitted 3-year attainment period of
2007–2009. The most recent year
available with complete, quality-assured
and certified ambient air monitoring is
2012, during which the Area recorded
an annual average PM2.5 concentration
of 10.6 mg/m3. EPA has also reviewed
the available data in AQS for 2013
which, although not yet complete or
certified, indicates the Area continues to
attain the 1997 annual PM2.5 NAAQS.
As summarized in Table 1 below, the 3year average of annual arithmetic mean
concentrations (i.e., design values) for
the years 2009, 2010, 2011, and 2012 for
the Rome Area are below the 1997
annual PM2.5 NAAQS.
TABLE 1—DESIGN VALUE CONCENTRATIONS FOR THE ROME AREA FOR THE 1997 ANNUAL PM2.5 NAAQS (μg/m3)
3-Year design values
Location
County
Site ID
2007–2009
Rome-Coosa Elementary School ..............
Floyd ............
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As discussed above, the design value
for an area is the highest 3-year average
annual mean concentration recorded at
any monitor in the area for a 3-year
period. Therefore, the 3-year design
value for the period on which Georgia
based its redesignation request (2007–
2009) for the Rome Area is 13.3 mg/m3,
which meets the NAAQS as described
above. Additional details can be found
in EPA’s final clean data determination
for the Rome Area (76 FR 18650, April
5, 2011). EPA has reviewed more recent
data which indicate that the Rome Area
continues to attain the 1997 PM2.5
NAAQS beyond the submitted 3-year
attainment period of 2007–2009. If the
Area does not continue to attain before
EPA finalizes the redesignation, EPA
will not go forward with the
redesignation. As discussed in more
detail below, GA EPD has committed to
continue monitoring in this Area in
accordance with 40 CFR part 58.
Criteria (5)—Georgia Has Met All
Applicable Requirements Under Section
110 and Part D of the CAA; and Criteria
(2)—Georgia Has a Fully Approved SIP
Under Section 110(k) for the Rome Area
For redesignating a nonattainment
area to attainment, the CAA requires
EPA to determine that the state has met
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13.3
all applicable requirements under
section 110 and part D of title I of the
CAA (CAA section 107(d)(3)(E)(v)) and
that the state has a fully approved SIP
under section 110(k) for the area (CAA
section 107(d)(3)(E)(ii)). EPA proposes
to find that Georgia has met all
applicable SIP requirements for the
Rome Area under section 110 of the
CAA (general SIP requirements) for
purposes of redesignation. Additionally,
EPA proposes to find that the Georgia
SIP satisfies the criterion that it meet
applicable SIP requirements for
purposes of redesignation under part D
of title I of the CAA (requirements
specific to 1997 annual PM2.5
nonattainment areas) in accordance
with section 107(d)(3)(E)(v). Further,
EPA proposes to determine that the SIP
is fully approved with respect to all
requirements applicable for purposes of
redesignation in accordance with
section 107(d)(3)(E)(ii). In making these
determinations, EPA ascertained which
requirements are applicable to the Area
and, if applicable, that they are fully
approved under section 110(k). SIPs
must be fully approved only with
respect to requirements that were
applicable prior to submittal of the
complete redesignation request.
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2008–2010
12.5
2009–2011
12.4
2010–2012
12.1
a. The Rome Area Has Met All
Applicable Requirements Under Section
110 and Part D of the CAA
General SIP requirements. Section
110(a)(2) of title I of the CAA delineates
the general requirements for a SIP,
which include enforceable emissions
limitations and other control measures,
means, or techniques; provisions for the
establishment and operation of
appropriate devices necessary to collect
data on ambient air quality; and
programs to enforce the limitations.
General SIP elements and requirements
are delineated in section 110(a)(2) of
title I, part A of the CAA. These
requirements include, but are not
limited to, the following: submittal of a
SIP that has been adopted by the state
after reasonable public notice and
hearing; provisions for establishment
and operation of appropriate procedures
needed to monitor ambient air quality;
implementation of a source permit
program; provisions for the
implementation of part C requirements
(Prevention of Significant Deterioration
(PSD)) and provisions for the
implementation of part D requirements
(Nonattainment New Source Review
(NNSR) permit programs); provisions for
air pollution modeling; and provisions
for public and local agency participation
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in planning and emission control rule
development.
Section 110(a)(2)(D) requires that SIPs
contain certain measures to prevent
sources in a state from significantly
contributing to air quality problems in
another state. To implement this
provision, EPA has required certain
states to establish programs to address
the interstate transport of air pollutants.
The section 110(a)(2)(D) requirements
for a state are not linked with a
particular nonattainment area’s
designation and classification in that
state. EPA believes that the
requirements linked with a particular
nonattainment area’s designation and
classifications are the relevant measures
to evaluate in reviewing a redesignation
request. The transport SIP submittal
requirements, where applicable,
continue to apply to a state regardless of
the designation of any one particular
area in the state. Thus, EPA does not
believe that the CAA’s interstate
transport requirements should be
construed to be applicable requirements
for purposes of redesignation. However,
as discussed later in this notice,
addressing pollutant transport from
other states is an important part of an
area’s maintenance demonstration.
In addition, EPA believes other
section 110 elements that are neither
connected with nonattainment plan
submissions nor linked with an area’s
attainment status are not applicable
requirements for purposes of
redesignation. The area will still be
subject to these requirements after the
area is redesignated. The section 110
and part D requirements which are
linked with a particular area’s
designation and classification are the
relevant measures to evaluate in
reviewing a redesignation request. This
approach is consistent with EPA’s
existing policy on applicability (i.e., for
redesignations) of conformity and
oxygenated fuels requirements, as well
as with section 184 ozone transport
requirements. See Reading,
Pennsylvania, proposed and final
rulemakings (61 FR 53174–53176,
October 10, 1996), (62 FR 24826, May 7,
1997); Cleveland-Akron-Loraine, Ohio,
final rulemaking (61 FR 20458, May 7,
1996); and Tampa, Florida, final
rulemaking at (60 FR 62748, December
7, 1995). See also the discussion on this
issue in the Cincinnati, Ohio,
redesignation (65 FR 37890, June 19,
2000), and in the Pittsburgh,
Pennsylvania, redesignation (66 FR
50399, October 19, 2001).
On June 15, 2012 (77 FR 35909) and
February 20, 2013 (78 FR 11805), EPA
proposed approval on a submittal from
Georgia, addressing ‘‘infrastructure SIP’’
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elements required under the CAA
section 110(a)(2) for the 1997 annual
PM2.5 NAAQS.3 However, these are
statewide requirements that are not a
consequence of the nonattainment
status of the Rome Area. As stated
above, EPA believes that section 110
elements not linked to an area’s
nonattainment status are not applicable
for purposes of redesignation. Therefore,
notwithstanding the fact that EPA has
not yet completed rulemaking on
Georgia’s submittal for the PM2.5
infrastructure SIP elements of section
110(a)(2), EPA believes that it has
approved all SIP elements that must be
approved as a prerequisite for
redesignating the Rome Area to
attainment.
Title I, Part D, subpart 1 applicable
SIP requirements. EPA proposes to
determine that the Georgia SIP meets
the applicable SIP requirements for the
Rome Area for purposes of
redesignation under part D of the CAA.
Subpart 1 of part D, found in sections
172–176 of the CAA, sets for the basic
nonattainment requirements applicable
to all nonattainment areas. All areas that
were designated nonattainment for the
1997 annual PM2.5 NAAQS were
designated under subpart 1 of the CAA.
For purposes of evaluating this
redesignation request, the applicable
part D, subpart 1 SIP requirements for
all nonattainment areas are contained in
sections 172(c)(1)–(9) and in section
176. A thorough discussion of the
requirements contained in section 172
can be found in the General Preamble
for Implementation of title I (57 FR
13498, April 16, 1992). Section VI of
this proposed rulemaking notice
discusses the relationship between this
proposed redesignation action and
subpart 4 of Part D.
Subpart 1 Section 172 Requirements.
Section 172(c)(1) requires the plans for
all nonattainment areas to provide for
the implementation of all reasonably
available control measures (RACM) as
expeditiously as practicable and to
provide for attainment of the NAAQS.
EPA interprets this requirement to
impose a duty on all nonattainment
areas to consider all available control
measures and to adopt and implement
such measures as are reasonably
available for implementation in each
3 The June 15, 2012 proposed approval (77 FR
35909) addressed all infrastructure SIP elements
required under section 110(a)(2) for the 1997 annual
PM2.5 NAAQS with the exception of the visibility
element under section 110(a)(2)(D)(i)(II) (also
known as ‘‘prong 4’’). EPA finalized the June 15,
2012 proposed action on October 25, 2012 (77 FR
65125). EPA proposed approval of prong 4 for the
1997 annual PM2.5 NAAQS on February 20, 2013
(78 FR 11805) but has not yet taken final action on
this element.
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area as components of the area’s
attainment demonstration. Under
section 172, states with nonattainment
areas must submit plans providing for
timely attainment and meeting a variety
of other requirements. However,
pursuant to 40 CFR 51.1004(c), EPA’s
final determination that the Rome Area
is attaining the annual PM2.5 standard
suspended Georgia’s obligation to
submit most of the attainment planning
requirements that would otherwise
apply. Specifically, the determination of
attainment suspended Georgia’s
obligation to submit an attainment
demonstration and planning SIPs to
provide for reasonable further progress
(RFP), RACM, and contingency
measures under section 172(c)(9).
The General Preamble for
Implementation of Title I (57 FR 13498,
April 16, 1992) also discusses the
evaluation of the section 172
requirements in the context of EPA’s
consideration of a redesignation request.
The General Preamble sets forth EPA’s
view of applicable requirements for
purposes of evaluating redesignation
requests when an area is attaining a
standard.
Because attainment has been reached
in the Rome Area, no additional
measures are needed to provide for
attainment, and section 172(c)(1)
requirements for an attainment
demonstration and RACM are no longer
considered to be applicable for purposes
of redesignation as long as the Area
continues to attain the standard until
redesignation. See also 40 CFR
51.1004(c).
Pursuant to section 172(c)(2),
nonattainment plans must contain
provisions that require reasonable
further progress toward attainment. This
requirement is not relevant for purposes
of redesignation because EPA has
determined that the Rome Area has
monitored attainment of the 1997
annual PM2.5 NAAQS. See General
Preamble, 57 FR 13564. See also 40 CFR
51.1004(c). In addition, because the
Rome Area has attained the 1997 annual
PM2.5 NAAQS and is no longer subject
to a RFP requirement, the requirement
to submit the section 172(c)(9)
contingency measures is not applicable
for purposes of redesignation. Id.
Section 172(c)(3) requires submission
and approval of a comprehensive,
accurate, and current inventory of actual
emissions. On January 12, 2012, EPA
approved Georgia’s 2002 base-year
emissions inventory for the Rome Area
as part of the SIP revision submitted by
GA EPD to provide for attainment of the
1997 PM2.5 NAAQS in the Area. See 77
FR 1873. No comments, adverse or
otherwise, were received on EPA’s
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proposed approval of the emissions
inventory for the Rome Area.
Section 172(c)(4) requires the
identification and quantification of
allowable emissions for major new and
modified stationary sources to be
allowed in an area, and section 172(c)(5)
requires source permits for the
construction and operation of new and
modified major stationary sources
anywhere in the nonattainment area.
EPA has determined that, since PSD
requirements will apply after
redesignation, areas being redesignated
need not comply with the requirement
that a NSR program be approved prior
to redesignation, provided that the area
demonstrates maintenance of the
NAAQS without part D NSR. A more
detailed rationale for this view is
described in a memorandum from Mary
Nichols, Assistant Administrator for Air
and Radiation, dated October 14, 1994,
entitled ‘‘Part D New Source Review
Requirements for Areas Requesting
Redesignation to Attainment.’’ Georgia
has demonstrated that the Rome Area
will be able to maintain the NAAQS
without part D NSR in effect, and
therefore, Georgia need not have fully
approved part D NSR programs prior to
approval of the redesignation request.
Georgia’s PSD program will become
effective in the Rome Area upon
redesignation to attainment.
Section 172(c)(6) requires the SIP to
contain control measures necessary to
provide for attainment of the NAAQS.
Because attainment has been reached,
no additional measures are needed to
provide for attainment.
Section 172(c)(7) requires the SIP to
meet the applicable provisions of
section 110(a)(2). As noted above, EPA
believes the Georgia SIP meets the
requirements of section 110(a)(2)
applicable for purposes of
redesignation.
176 Conformity Requirements.
Section 176(c) of the CAA requires
states to establish criteria and
procedures to ensure that federallysupported or funded projects conform to
the air quality planning goals in the
applicable SIP. The requirement to
determine conformity applies to
transportation plans, programs and
projects that are developed, funded or
approved under title 23 of the United
States Code (U.S.C.) and the Federal
Transit Act (transportation conformity)
as well as to all other federallysupported or funded projects (general
conformity). State transportation
conformity SIP revisions must be
consistent with federal conformity
regulations relating to consultation,
enforcement and enforceability that EPA
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promulgated pursuant to its authority
under the CAA.
EPA believes that it is reasonable to
interpret the conformity SIP
requirements 4 as not applying for
purposes of evaluating the redesignation
request under section 107(d) because
state conformity rules are still required
after redesignation and federal
conformity rules apply where state rules
have not been approved. See Wall v.
EPA, 265 F.3d 426 (upholding this
interpretation) (6th Cir. 2001); see also
60 FR 62748 (December 7, 1995, Tampa,
Florida). Thus, the Rome Area has
satisfied all applicable requirements for
purposes of redesignation under section
110 and part D of the CAA.
b. The Rome Area Has a Fully Approved
Applicable SIP Under Section 110(k) of
the CAA
EPA has fully approved the applicable
Georgia SIP for the Rome Area for the
1997 annual PM2.5 nonattainment area
under section 110(k) of the CAA for all
requirements applicable for purposes of
redesignation. EPA may rely on prior
SIP approvals in approving a
redesignation request (see Calcagni
Memorandum at p. 3; Southwestern
Pennsylvania Growth Alliance v.
Browner, 144 F.3d 984, 989–90 (6th Cir.
1998); Wall, 265 F.3d 426) plus any
additional measures it may approve in
conjunction with a redesignation action
(see 68 FR 25426 (May 12, 2003) and
citations therein). Following passage of
the CAA of 1970, Georgia has adopted
and submitted, and EPA has fully
approved at various times, provisions
addressing the various SIP elements
applicable for the 1997 annual PM2.5
NAAQS in the Rome Area (e.g., 77 FR
35909, June 15, 2012).
As indicated above, EPA believes that
the section 110 elements not connected
with nonattainment plan submissions
and not linked to the area’s
nonattainment status are not applicable
requirements for purposes of
redesignation. In addition, EPA believes
that since the part D subpart 1
requirements did not become due prior
to submission of the redesignation
request, they are also not applicable
requirements for purposes of
redesignation. Sierra Club v. EPA, 375
F.3d 537 (7th Cir. 2004); 68 FR 25424,
25427 (May 12, 2003) (redesignation of
the St. Louis-East St. Louis Area to
attainment of the 1-hour ozone
4 CAA Section 176(c)(4)(E) requires states to
submit revisions to their SIPs to reflect certain
federal criteria and procedures for determining
transportation conformity. Transportation
conformity SIPs are different from the MVEBs that
are established in control strategy SIPs and
maintenance plans.
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NAAQS). EPA has previously approved
all part D subpart 1 requirements
applicable for purposes of this
redesignation. See Section VI of this
notice for a discussion of the
relationship between part D subpart 4
and this action.
Criteria (3)—The Air Quality
Improvement in the Rome Area 1997
Annual PM2.5 NAAQS Nonattainment
Area Is Due to Permanent and
Enforceable Reductions in Emissions
Resulting From Implementation of the
SIP and Applicable Federal Air
Pollution Control Regulations and Other
Permanent and Enforceable Reductions
For redesignating a nonattainment
area to attainment, the CAA requires
EPA to determine that the air quality
improvement in the area is due to
permanentF and enforceable reductions
in emissions resulting from
implementation of the SIP and
applicable federal air pollution control
regulations and other permanent and
enforceable reductions (CAA section
107(d)(3)(E)(iii)). EPA believes that
Georgia has demonstrated that the
observed air quality improvement in the
Rome Area is due to permanent and
enforceable reductions in emissions
resulting from implementation of the
SIP, federal measures, and other state
adopted measures.
Fine particulate matter, or PM2.5,
refers to airborne particles less than or
equal to 2.5 micrometers in diameter.
Although treated as a single pollutant,
fine particles come from many different
sources and are composed of many
different compounds. In the Rome Area,
one of the largest components of PM2.5
is sulfate, which is formed through
various chemical reactions from the
precursor SO2. The other major
component of PM2.5 is organic carbon,
which originates predominantly from
biogenic emission sources. Nitrate,
which is formed from the precursor
NOX, is also a component of PM2.5.
Crustal materials from windblown dust
and elemental carbon from combustion
sources are less significant contributors
to total PM2.5.
State and federal measures enacted in
recent years have resulted in permanent
emission reductions in particulate
matter and its precursors. Most of these
emission reductions are enforceable
through regulations. A few nonregulatory measures also result in
emission reductions. The federal
measures that have been implemented
include:
Tier 2 vehicle standards and lowsulfur gasoline. In addition to requiring
NOX controls, the Tier 2 rule reduced
the allowable sulfur content of gasoline
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to 30 parts per million (ppm) starting in
January of 2006. Most gasoline sold
prior to this had a sulfur content of
approximately 300 ppm.
Heavy-duty gasoline and diesel
highway vehicle standards & Ultra LowSulfur Diesel Rule. On October 6, 2000,
the U.S. EPA promulgated a rule to
reduce NOX and VOC emissions from
heavy-duty gasoline and diesel highway
vehicles that began to take effect in
2004. 65 FR 59896. A second phase of
standards and testing procedures began
in 2007 to reduce particulate matter
from heavy-duty highway engines, and
reduce highway diesel fuel sulfur
content to 15 ppm since the sulfur in
fuel damages high efficiency catalytic
exhaust emission control devices. The
total program should achieve a 90
percent reduction PM emissions and a
95 percent reduction in NOX emission
for new engines using low-sulfur diesel,
compared to existing engines using
higher-content sulfur diesel.
Nonroad Large spark-ignition engines
and recreational engines standards. The
nonroad spark-ignition and recreational
engine standards, effective in July 2003,
regulate NOX, hydrocarbons, and carbon
monoxide from groups of previously
unregulated nonroad engines. These
engine standards apply to large sparkignition engines (e.g., forklifts and
airport ground service equipment),
recreational vehicles (e.g., off-highway
motorcycles and all-terrain-vehicles),
and recreational marine diesel engines
sold in the United States and imported
after the effective date of these
standards.
When all of the nonroad sparkignition and recreational engine
standards are fully implemented, an
overall 72 percent reduction in
hydrocarbons, 80 percent reduction in
NOX, and 56 percent reduction in
carbon monoxide emissions are
expected by 2020. These controls will
help reduce ambient concentrations of
ozone, carbon monoxide, and fine
particulate matter.
Large nonroad diesel engine
standards. Promulgated in 2004, this
rule is being phased in between 2008
and 2014. This rule will reduce sulfur
content in nonroad diesel fuel and,
when fully implemented, will reduce
NOX and direct PM2.5 emissions by over
90 percent from these engines.
Reciprocating Internal Combustion
Engine Standard. Promulgated in 2010,
this rule regulates emissions of air
toxics from existing diesel powered
stationary reciprocating internal
combustion engines that meet specific
site rating, age, and size criteria. When
all of the reciprocating internal
combustion engine standards are fully
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implemented in 2013, EPA estimates
that PM2.5 emissions from these engines
will be reduced by approximately 2,800
tons per year (tpy).
Category 3 Marine Diesel Engine
Standards. Promulgated in 2010, this
rule establishes more stringent exhaust
emission standards for new large marine
diesel engines with per cylinder
displacement at or above 30 liters
(commonly referred to as Category 3
compression-ignition marine engines) as
part of a coordinated strategy to address
emissions from all ships that effect U.S.
air quality. Near-term standards for
newly built engines will apply
beginning in 2011, and long-term
standards requiring an 80 percent
reduction in NOX emissions will begin
in 2016.
NOX SIP Call. On October 27, 1998
(63 FR 57356), EPA issued a NOX SIP
Call requiring the District of Columbia
and 22 states to reduce emissions of
NOX. Affected states were required to
comply with Phase I of the SIP Call
beginning in 2004, and Phase II
beginning in 2007. Emission reductions
resulting from regulations developed in
response to the NOX SIP Call are
permanent and enforceable.
CAIR and CSAPR. EPA recently
promulgated CSAPR (76 FR 48208,
August 8, 2011) to replace the Clean Air
Interstate (CAIR), which has been in
place since 2005. See 76 FR 59517.
CAIR requires significant reductions in
emissions of SO2 and NOX from electric
generating units (EGUs) to limit the
interstate transport of these pollutants
and the ozone and fine particulate
matter they form in the atmosphere. See
76 FR 70093. The DC Circuit initially
vacated CAIR, North Carolina v. EPA,
531 F.3d 896 (D.C. Cir. 2008), but
ultimately remanded the rule to EPA
without vacatur to preserve the
environmental benefits provided by
CAIR, North Carolina v. EPA, 550 F.3d
1176, 1178 (D.C. Cir. 2008).
On December 30, 2011, the DC Circuit
issued an order addressing the status of
CSAPR and CAIR in response to
motions filed by numerous parties
seeking a stay of CSAPR pending
judicial review. In that order, the Court
stayed CSAPR pending resolution of the
petitions for review of that rule in EME
Homer City Generation, L.P. v. EPA (No.
11–1302 and consolidated cases). The
Court also indicated that EPA was
expected to continue to administer
CAIR in the interim until judicial
review of CSAPR was completed.
On August 21, 2012, the DC Circuit
issued a decision to vacate CSAPR. In
that decision, it also ordered EPA to
continue administering CAIR ‘‘pending
. . . development of a valid
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3763
replacement.’’ EME Homer City, 696
F.3d at 38. The DC Circuit denied all
petitions for rehearing on January 24,
2013. EPA and other parties filed
petitions for certiorari to the U.S.
Supreme Court on March 29, 2013, to
review the DC Circuit’s decision in EME
Homer City, and on June 24, 2013, the
U.S. Supreme Court granted the United
States’ petition asking the Court to
review the DC Circuit’s decision on
CSAPR. Nonetheless, EPA intends to
continue to act in accordance with the
EME Homer City opinion.
In light of these unique circumstances
and for the reasons explained below,
EPA proposes to approve the
redesignation request and the related
SIP revision for Floyd County in
Georgia, including Georgia’s plan for
maintaining attainment of the 1997
annual PM2.5 NAAQS in the Rome Area.
To the extent that attainment is due to
emission reductions associated with
CAIR, EPA is here determining that
those reductions are sufficiently
permanent and enforceable for purposes
of CAA sections 107(d)(3)(E)(iii) and
175A. The air quality modeling analysis
conducted for CSAPR demonstrates that
the Rome Area would be able to
maintain the 1997 annual PM2.5 NAAQS
even in the absence of either CAIR or
CSAPR. See ‘‘Air Quality Modeling
Final Rule Technical Support
Document,’’ App. B, B–39. This
modeling is available in the docket for
this proposed redesignation action.
Nothing in the DC Circuit’s August 2012
decision disturbs or calls into question
that conclusion or the validity of the air
quality analysis on which it is based.
In addition, as directed by the DC
Circuit, CAIR remains in place and
enforceable until substituted by a valid
replacement rule. EPA approved a
modification to Georgia’s SIP on
October 9, 2007, that addressed the
requirements of CAIR for the purpose of
reducing SO2 and NOX emissions (see
72 FR 57202), and Georgia’s SIP
redesignation request lists CAIR as a
control measure. CAIR was thus in place
and getting emission reductions when
the Rome area began monitoring
attainment of the 1997 Annual PM2.5
NAAQS. The quality-assured, certified
monitoring data used to demonstrate the
area’s attainment of the 1997 Annual
PM2.5 NAAQS by the April 5, 2010
attainment deadline was also impacted
by CAIR.
To the extent that Georgia is relying
on CAIR in its maintenance plan, the
recent directive from the DC Circuit in
EME Homer City ensures that the
reductions associated with CAIR will be
permanent and enforceable for the
necessary time period. EPA has been
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ordered by the Court to develop a new
rule to address interstate transport to
replace CSAPR and the opinion makes
clear that after promulgating that new
rule, EPA must provide states an
opportunity to draft and submit SIPs to
implement that rule. Thus, CAIR will
remain in place until EPA has
promulgated a final rule through a
notice-and-comment rulemaking
process, States have had an opportunity
to draft and submit SIPs, EPA has
reviewed the SIPs to determine if they
can be approved, and EPA has taken
action on the SIPs, including
promulgating a FIP if appropriate. The
Court’s clear instruction to EPA that it
must continue to administer CAIR until
a valid replacement exists provides an
additional backstop: By definition, any
rule that replaces CAIR and meets the
Court’s direction would require upwind
states to have SIPs that eliminate
significant contributions to downwind
nonattainment and prevent interference
with maintenance in downwind areas.
Further, in vacating CSAPR and
requiring EPA to continue administering
CAIR, the DC Circuit emphasized that
the consequences of vacating CAIR
‘‘might be more severe now in light of
the reliance interests accumulated over
the intervening four years.’’ EME Homer
City, 696 F.3d at 38. The accumulated
reliance interests include the interests of
states who reasonably assumed they
could rely on reductions associated with
CAIR which brought certain
nonattainment areas into attainment
with the NAAQS. If EPA were
prevented from relying on reductions
associated with CAIR in redesignation
actions, states would be forced to
impose additional, redundant
reductions on top of those achieved by
CAIR. EPA believes this is precisely the
type of irrational result the court sought
to avoid by ordering EPA to continue
administering CAIR. For these reasons
also, EPA believes it is appropriate to
allow states to rely on CAIR, and the
existing emissions reductions achieved
by CAIR, as sufficiently permanent and
enforceable for purposes such as
redesignation. Following promulgation
of the replacement rule, EPA will
review SIPs as appropriate to identify
whether there are any issues that need
to be addressed.
Criteria (4)—The Rome Area Has a Fully
Approved Maintenance Plan Pursuant
to Section 175A of the CAA
For redesignating a nonattainment
area to attainment, the CAA requires
EPA to determine that the area has a
fully approved maintenance plan
pursuant to section 175A of the CAA
(CAA section 107(d)(3)(E)(iv)). In
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conjunction with its request to
redesignate the Rome Area to attainment
for the 1997 annual PM2.5 NAAQS, GA
EPD submitted a SIP revision to provide
for the maintenance of the 1997 annual
PM2.5 NAAQS for at least 10 years after
the effective date of redesignation to
attainment. EPA believes this
maintenance plan meets the
requirements for approval under section
175A of the CAA.
a. What is required in a maintenance
plan?
Section 175A of the CAA sets forth
the elements of a maintenance plan for
areas seeking redesignation from
nonattainment to attainment. Under
section 175A, the plan must
demonstrate continued attainment of
the applicable NAAQS for at least 10
years after the Administrator approves a
redesignation to attainment. Eight years
after the redesignation, GA EPD must
submit a revised maintenance plan
demonstrating that attainment will
continue to be maintained for the 10
years following the initial 10-year
period. To address the possibility of
future NAAQS violations, the
maintenance plan must contain such
contingency measures, as EPA deems
necessary, to assure prompt correction
of any future 1997 annual PM2.5 NAAQS
violations. The Calcagni Memorandum
provides further guidance on the
content of a maintenance plan,
explaining that a maintenance plan
should address five requirements: The
attainment emissions inventory,
maintenance demonstration,
monitoring, verification of continued
attainment, and a contingency plan. As
is discussed below, EPA finds that GA
EPD’s maintenance plan includes all the
necessary components and is thus
proposing to approve it as a revision to
the Georgia SIP.
b. Attainment Emissions Inventory
The Rome Area attained the 1997
annual PM2.5 NAAQS based on
monitoring data for the 3-year period
from 2007–2009. GA EPD has selected
2007 as the attainment emission
inventory year. The attainment
inventory identifies a level of emissions
in the Area that is sufficient to attain the
1997 annual PM2.5 NAAQS. GA EPD
began development of the attainment
inventory by first generating a baseline
emissions inventory for the Rome Area.
As noted above, the year 2007 was
chosen as the base year for developing
a comprehensive emissions inventory
for direct PM2.5 and the PM2.5 precursors
SO2 and NOX. Emissions projections to
support maintenance through 2023 have
been prepared for the years 2017 and
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2023. In addition, emissions have been
calculated by interpolation for the years
2014 and 2020. The projected inventory
included with the maintenance plan
estimates emissions forward to 2023,
which is at the 10-year interval required
in section 175(A) of the CAA.
The emissions inventories are
composed of four major types of
sources: point, area, on-road mobile and
non-road mobile. The 2007 inventory,
with the exception of on-road
emissions, was prepared for Georgia by
the contractor for the Southeastern
Modeling, Analysis, and Planning
(SEMAP) project. Under the SEMAP
project, emissions estimates are reported
by county and source classification code
(SCC). The SEMAP emissions
inventories were developed using data
from a number of sources, including
state and local agencies and EPA’s
National Emissions Inventory (NEI). GA
EPD utilized the State’s own resources
to develop the 2007 inventory of onroad mobile emissions.
The 2007 SO2, NOx and PM2.5
emissions for the Rome Area, as well as
the emissions for other years, were
developed consistent with EPA
guidance and are summarized in Tables
2, 3, 4, 5, and 6 of the following
subsection discussing the maintenance
demonstration.
Section 175A requires a state seeking
redesignation to attainment to submit a
SIP revision to provide for the
maintenance of the NAAQS in the Area
‘‘for at least 10 years after the
redesignation.’’ EPA has interpreted this
as a showing of maintenance ‘‘for a
period of ten years following
redesignation.’’ Calcagni Memorandum,
p. 9. Where the emissions inventory
method of showing maintenance is
used, the purpose is to show that
emissions during the maintenance
period will not increase over the
attainment year inventory. Calcagni
Memorandum, pp. 9–10.
As discussed in detail in the
subsection below, Georgia’s
maintenance plan submission expressly
documents that the Area’s emissions
inventories will remain below the
attainment year inventories through
2023. Projected emissions inventory
levels in 2023 are well below the
attainment year inventory levels, and it
is highly improbable that they will
suddenly increase and exceed
attainment year inventory levels in
2024. In addition, for the reasons set
forth below, EPA believes that the
Georgia’s submission, in conjunction
with additional supporting information,
further demonstrates that the Area will
continue to maintain the 1997 Annual
PM2.5 NAAQS at least through 2024.
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Thus, if EPA finalizes its proposed
approval of the redesignation request
and maintenance plans in 2014, the
approval will be based upon this
showing, in accordance with section
175A, and EPA’s analysis described
herein, that the Georgia’s maintenance
plan provides for maintenance for at
least ten years after redesignation.
c. Maintenance Demonstration
The June 21, 2012, final submittal
includes a maintenance plan for the
Rome Area. This demonstration:
(i) Shows compliance with and
maintenance of the annual PM2.5
standard by providing information to
support the demonstration that current
and future emissions of SO2, NOX and
PM2.5 remain at or below 2007
emissions levels.
3765
(ii) Uses 2007 as the attainment year
and includes future emission inventory
projections for 2017 and 2023.
(iii) Identifies an ‘‘out year’’ at least 10
years after EPA review and potential
approval of the maintenance plan. Per
40 CFR part 93, NOX and PM2.5 MVEBs
were established for the last year (2023)
of the maintenance plan.
(iv) Provides, as shown in Tables 2, 3,
4, 5, and 6 below, the actual and
projected missions inventories, in tpy,
for the Rome Area.
TABLE 2—ACTUAL (2007), ESTIMATED (2014 AND 2020) AND PROJECTED (2017 AND 2023) POINT SOURCE EMISSIONS
FOR THE ROME AREA
[tons]
Pollutant
2007
SO2 .......................................................................................
NOX ......................................................................................
PM2.5 ....................................................................................
2014
24,275
10,165
953
2017
19,666
8,267
774
2020
6,119
7,453
697
2023
6,242
7,660
722
6,366
7,866
747
TABLE 3—ACTUAL (2007), ESTIMATED (2014 AND 2020) AND PROJECTED (2017 AND 2023) NONPOINT SOURCES
EMISSIONS FOR THE ROME AREA
[tons]
Pollutant
2007
SO2 .......................................................................................
NOX ......................................................................................
PM2.5 ....................................................................................
2014
758
936
1,855
2017
784
1,026
2,072
2020
794
1,066
2,164
2023
807
1,104
2,249
819
1,144
2,333
TABLE 4—ACTUAL (2007), ESTIMATED (2014 AND 2020) AND PROJECTED (2017 AND 2023) ONROAD MOBILE SOURCES
EMISSIONS FOR THE ROME AREA
[tons]
Pollutant
2007
SO2 .......................................................................................
NOX ......................................................................................
PM2.5 ....................................................................................
2014
14.1
3,378.3
117.3
2017
11.6
2,270.9
79.9
2020
10.5
1,796.2
63.9
2023
9.4
1,321.6
47.8
8.3
847.0
31.8
TABLE 5—ACTUAL (2007), ESTIMATED (2014 AND 2020) AND PROJECTED (2017 AND 2023) NONROAD MOBILE SOURCE
EMISSIONS FOR THE ROME AREA
[tons]
Pollutant
2007
SO2 .......................................................................................
NOX ......................................................................................
PM2.5 ....................................................................................
2014
29
996
66
2017
9
728
48
2020
1
613
40
2023
1
546
36
1
479
31
TABLE 6—ACTUAL (2007), ESTIMATED (2014 AND 2020) AND PROJECTED (2017 AND 2023) EMISSIONS FOR ALL SECTORS
FOR THE ROME AREA
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[tons]
Pollutant
2007
SO2 ........................................................
NOX .......................................................
PM2.5 .....................................................
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2014
25,276.1
15,475.3
2,991.3
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2017
20,470.6
12,291.9
2,973.9
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6,924.5
10,928.2
2,964.9
2020
2023
7,059.4
10,631.6
3,054.8
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10,336.0
3,142.8
Change 2007–
2023
72% decrease.
33% decrease.
5% increase.
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The State’s submittal credits Georgia
Rule 391–3–1–.02(2)(sss) as requiring
flue gas desulfurization (FGD) and
selective catalytic reduction (SCR)
controls on the majority of coal-fired
EGUs in the State. The submittal also
credits Georgia Rule 391–3–1–
.02(2)(uuu) as requiring a 95 percent
reduction in SO2 emissions from the
majority of Georgia’s coal-fired EGUs,
with the requirement being phased in
from 2010 through 2016. Within the
Rome Area, this rule requires a 95
percent reduction of SO2 emissions from
all four EGUs at plant Hammond, which
is being phased in on individual units
between 2011 and 2015. The rule also
requires SO2 emission reductions from
other coal-fired EGUs in north Georgia.
EPA has not approved Georgia Rules
391–3–1–.02(2)(sss) and 391–3–1–
.02(2)(uuu) into Georgia’s SIP, and
therefore, these rules are not federally
enforceable. However, CAIR was one
measure that led to air quality
improvement in the Rome Area. As
discussed above, EPA is interpreting
CAA section 107(d)(3)(E)(iii)’s
requirement that emission reductions be
due to permanent and federally
enforceable measures to include CAIR,
because of the D.C. Circuit’s directive to
leave CAIR in place until it is replaced
by a new rule. Although modeling
completed as part of the CSAPR
rulemaking showed that the Area would
continue to maintain the standard even
in the absence of CAIR or CSAPR, to the
extent that the Area’s maintenance of
the standard relies on CAIR, EPA is
proposing to find CAIR may be relied
upon under CAA section 175A as well.
Unlike the state-only rules discussed
above, CAIR was approved into
Georgia’s SIP. Although the state-only
rules have more specific unit control
requirements than the provisions of
CAIR, the State implemented them in
response to CAIR and they require
emissions reductions in NOX and SO2
consistent with CAIR’s original
schedule starting in 2009. Since the
controls are already in the process of
being installed to comply with both
CAIR and the state rules, EPA regards
the emission estimates based on the
installation and operation of these
controls to be both an accurate
projection of how CAIR will continue to
be implemented in the Rome Area and
an appropriate basis upon which to
project the emission inventory.
As reflected in Table 6, future
emissions for the relevant pollutants
and precursors are expected to be below
the ‘‘attainment level’’ emissions in
2007, thus illustrating that the Macon
Area is expected to continue to attain
the 1997 annual PM2.5 NAAQS through
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2023. In situations such as this where
local emissions are the primary
contributor to nonattainment, if the
future projected emissions in the
nonattainment area remain at or below
the baseline emissions in the
nonattainment area, then the 1997
annual PM2.5 NAAQS should not be
violated in the future.
A maintenance plan requires the state
to show that projected future year
emissions will not exceed the level of
emissions which led the Area to attain
the NAAQS. Georgia has projected
emissions as described previously and
determined that emissions in the Macon
Area will remain below those in the
attainment year inventory for the
duration of the maintenance plan.
As noted above, EPA believes that
several pertinent factors demonstrate
that the Rome Area will continue to
maintain the 1997 Annual PM2.5
NAAQS at least through the year 2023.
These include the circumstances that (1)
all of the state and federal regulatory
requirements that enabled the Area to
attain the NAAQS will continue to be in
effect and enforceable after the 10-year
maintenance period; (2) the most recent
complete, quality-assured and certified
annual PM2.5 design value (for the
period 2009 to 2011) for the Area of 13.3
mg/m3 is well below the standard of 15.0
mg/m3; (3) as discussed in detail below,
EPA is proposing in this action to
approve Georgia’s determination that
the direct PM2.5 and NOX contribution
from motor vehicle emissions for the
Area and thus does not expect such
emissions to contribute significantly to
future ambient PM2.5 levels; and (4) as
noted above, several of the largest
sources in the Area have been required
by permanent and enforceable consent
decrees to install controls that achieve
reductions in SO2 and NOX emissions as
well as reductions in direct PM2.5
emissions. Therefore, EPA expects the
projected downward trend in pollutant
emissions in the Rome Area from the
2007 attainment year through the 2023
maintenance year, as shown in Table 6
above, to continue for at least the one
additional year past 2024.
d. Monitoring Network
There is currently one monitor
measuring PM2.5 in the Rome Area
(Rome-Coosa Elementary School in
Floyd County). GA EPD has committed
to continue operation of the monitor in
the Rome Area in compliance with 40
CFR part 58 and have thus addressed
the requirement for monitoring. EPA
approved Georgia’s 2012 monitoring
plan on October 16, 2012.
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e. Verification of Continued Attainment
GA EPD has the legal authority to
enforce and implement the
requirements of the Rome Area 1997
annual PM2.5 maintenance plan. This
includes the authority to adopt,
implement and enforce any subsequent
emissions control contingency measures
determined to be necessary to correct
future PM2.5 attainment problems.
GA EPD will track the progress of the
maintenance plan by performing future
reviews of triennial emission
inventories for the Rome Area as
required in the Air Emissions Reporting
Rule (AERR) and Consolidated
Emissions Reporting Rule (CERR). For
these periodic inventories, GA EPD will
review the assumptions made for the
purpose of the maintenance
demonstration concerning projected
growth of activity levels. If any of these
assumptions appear to have changed
substantially, then GA EPD will reproject emissions for the Rome Area.
f. Contingency Measures in the
Maintenance Plan
Section 175A of the CAA requires that
a maintenance plan include such
contingency measures as EPA deems
necessary to assure that the state will
promptly correct a violation of the
NAAQS that occurs after redesignation.
The maintenance plan should identify
the contingency measures to be adopted,
a schedule and procedure for adoption
and implementation, and a time limit
for action by GA EPD. A state should
also identify specific indicators to be
used to determine when the
contingency measures need to be
implemented. The maintenance plan
must include a requirement that a state
will implement all measures with
respect to control of the pollutant that
were contained in the SIP before
redesignation of the area to attainment
in accordance with section 175A(d).
The contingency plan included in the
submittal includes a triggering
mechanism to determine when
contingency measures are needed and a
process of developing and
implementing appropriate control
measures. GA EPD will use actual
ambient monitoring data as the
triggering event to determine when
contingency measures should be
implemented.
Georgia has identified a Tier I trigger
as occurring when any of the following
conditions occurs, as described in the
State’s submittal for the Rome Area.
• The previous calendar year’s annual
mean PM2.5 concentration exceeds the
standard by 1.5 mg/m3 or more;
• The annual mean PM2.5
concentration in each of the previous
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two consecutive calendar years exceeds
the standard by 0.5 ug/m3 or more;
• The total maintenance area SO2
emissions in the most recent NEI
exceeds the corresponding attainmentyear inventory by more than 10.0
percent;
• The total maintenance area PM2.5
emissions in the most recent NEI
exceeds the corresponding attainmentyear inventory by more than 30.0
percent.
GA EPD will evaluate a Tier I
condition, if it occurs, as expeditiously
as practicable to determine the causes of
the ambient PM2.5 or emissions
inventory increase and to determine if a
Tier II condition is likely to occur. A
Tier II trigger will be activated when
any violation of the annual PM2.5
NAAQS at any federal reference method
monitor in the Rome maintenance area
is recorded, based on quality-assured
monitoring data. In this event, GA EPD
will conduct a comprehensive study to
determine the cause of the ambient
PM2.5 increase and to determine if the
increase is likely to continue and will
implement any required measures as
expeditiously as practicable, taking into
consideration the ease of
implementation and the technical and
economic feasibility of selected
measures.
The comprehensive study will be
completed and submitted to EPA as
expeditiously as practical but no later
than nine months after the Tier I or Tier
II trigger is activated, and the
appropriate corrective measures will be
adopted and implemented within 18 to
24 months after the trigger occurs. If the
study determines that additional
measures are required, the State will
adopt rules no later than 18 months
following the date that the trigger is
activated.5 The comprehensive
measures will be selected from the
following types of measures or from any
other measure deemed appropriate and
effective at the time the selection is
made by GA EPD:
• RACM for sources of SO2 and PM2.5;
• Reasonably Available Control
Technologies (RACT) for point sources
of SO2 and PM2.5;
• Expansion of RACM/RACT to areas
of transport within the State;
• Mobile source measures; and
• Additional SO2 and/or PM2.5
reduction measures yet to be identified.
In addition to the triggers indicated
above, Georgia will monitor regional
emissions through the CERR and AERR,
5 In a September 23, 2013, letter to EPA, the State
reaffirmed its commitment to address and correct
any violation of the 1997 annual PM2.5 NAAQS as
expeditiously as practicable, and no later than 24
months from the trigger activation.
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and compare them to the projected
inventories and the attainment year
inventory. In the June 21, 2012,
submittal, the State acknowledges that
the contingency plan requires the
implementation of all measures
contained in the SIP for the Area prior
to redesignation. The State also notes
that these measures are currently in
effect and may be evaluated by the State
to determine if they are adequate or upto-date.
EPA has concluded that the
maintenance plan adequately addresses
the five basic components of a
maintenance plan: attainment emission
inventory, maintenance demonstration,
monitoring network, verification of
continued attainment, and a
contingency plan. Therefore, the
maintenance plan SIP revision
submitted by GA EPD for the Rome Area
meets the requirements of section 175A
of the CAA and is approvable.
VI. What is the effect of the January 4,
2013, D.C. Circuit decision regarding
PM2.5 implementation under Subpart 4?
a. Background
As discussed in Section I of this
action, the D.C. Circuit remanded the
1997 PM2.5 Implementation Rule to EPA
on January 4, 2013, in Natural
Resources Defense Council v. EPA, 706
F.3d 428. The court found that EPA
erred in implementing the 1997 PM2.5
NAAQS pursuant to the general
implementation provisions of subpart 1
of Part D of Title I of the CAA, rather
than the particulate matter-specific
provisions of subpart 4 of Part D of Title
I.
b. Proposal on This Issue
In this portion of the proposed
redesignation, EPA addresses the effect
of the Court’s January 4, 2013, ruling on
the proposed redesignation. As
explained below, EPA is proposing to
determine that the Court’s January 4,
2013, decision does not prevent EPA
from redesignating the Rome Area to
attainment. Even in light of the Court’s
decision, redesignation for this area is
appropriate under the CAA and EPA’s
longstanding interpretations of the
CAA’s provisions regarding
redesignation. EPA first explains its
longstanding interpretation that
requirements that are imposed, or that
become due, after a complete
redesignation request is submitted for
an area that is attaining the standard, are
not applicable for purposes of
evaluating a redesignation request.
Second, EPA then shows that, even if
EPA applies the subpart 4 requirements
to the Rome Area redesignation request
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3767
and disregards the provisions of its 1997
PM2.5 Implementation Rule recently
remanded by the Court, the State’s
request for redesignation of this area
still qualifies for approval. EPA’s
discussion takes into account the effect
of the Court’s ruling on the area’s
maintenance plan, which EPA views as
approvable when subpart 4
requirements are considered.
c. Applicable Requirements for the
Purpose of Evaluating the Redesignation
Request
With respect to the 1997 PM2.5
Implementation Rule, the Court’s
January 4, 2013, ruling rejected EPA’s
reasons for implementing the PM2.5
NAAQS solely in accordance with the
provisions of subpart 1, and remanded
that matter to EPA, so that it could
address implementation of the 1997
PM2.5 NAAQS under subpart 4 of Part D
of the CAA, in addition to subpart 1. For
the purposes of evaluating the Georgia’s
redesignation request for the area, to the
extent that implementation under
subpart 4 would impose additional
requirements for areas designated
nonattainment, EPA believes that those
requirements are not ‘‘applicable’’ for
the purposes of CAA section
107(d)(3)(E), and thus EPA is not
required to consider subpart 4
requirements with respect to the Rome
Area of redesignation. Under its
longstanding interpretation of the CAA,
EPA has interpreted section 107(d)(3)(E)
to mean, as a threshold matter, that the
part D provisions which are
‘‘applicable’’ and which must be
approved in order for EPA to
redesignate an area include only those
which came due prior to a state’s
submittal of a complete redesignation
request. See ‘‘Procedures for Processing
Requests to Redesignate Areas to
Attainment,’’ Memorandum from John
Calcagni, Director, Air Quality
Management Division, September 4,
1992 (Calcagni memorandum). See also
‘‘State Implementation Plan (SIP)
Requirements for Areas Submitting
Requests for the plan and Redesignation
to Attainment of the Ozone and Carbon
Monoxide (CO) National Ambient Air
Quality Standards (NAAQS) on or after
November 15, 1992,’’ Memorandum
from Michael Shapiro, Acting Assistant
Administrator, Air and Radiation,
September 17, 1993 (Shapiro
memorandum); Final Redesignation of
Detroit-Ann Arbor, (60 FR 12459,
12465–66, March 7, 1995); Final
Redesignation of St. Louis, Missouri, (68
FR 25418, 25424–27, May 12, 2003);
Sierra Club v. EPA, 375 F.3d 537, 541
(7th Cir. 2004) (upholding EPA’s
redesignation rulemaking applying this
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interpretation and expressly rejecting
Sierra Club’s view that the meaning of
‘‘applicable’’ under the statute is
‘‘whatever should have been in the plan
at the time of attainment rather than
whatever actually was in already
implemented or due at the time of
attainment’’).6 In this case, at the time
that Georgia submitted its redesignation
request, requirements under subpart 4
were not due, and indeed, were not yet
known to apply.
EPA’s view that, for purposes of
evaluating the Rome Area redesignation,
the subpart 4 requirements were not due
at the time the State submitted the
redesignation request is in keeping with
the EPA’s interpretation of subpart 2
requirements for subpart 1 ozone areas
redesignated subsequent to the DC
Circuit’s decision in South Coast Air
Quality Mgmt. Dist. v. EPA, 472 F.3d
882 (D.C. Cir. 2006). In South Coast, the
Court found that EPA was not permitted
to implement the 1997 8-hour ozone
standard solely under subpart 1, and
held that EPA was required under the
statute to implement the standard under
the ozone-specific requirements of
subpart 2 as well. Subsequent to the
South Coast decision, in evaluating and
acting upon redesignation requests for
the 1997 8-hour ozone standard that
were submitted to EPA for areas under
subpart 1, EPA applied its longstanding
interpretation of the CAA that
‘‘applicable requirements,’’ for purposes
of evaluating a redesignation, are those
that had been due at the time the
redesignation request was submitted.
See, e.g., Proposed Redesignation of
Manitowoc County and Door County
Nonattainment Areas (75 FR 22047,
22050, April 27, 2010). In those actions,
EPA therefore did not consider subpart
2 requirements to be ‘‘applicable’’ for
the purposes of evaluating whether the
area should be redesignated under
section 107(d)(3)(E).
EPA’s interpretation derives from the
provisions of CAA Section 107(d)(3).
Section 107(d)(3)(E)(v) states that, for an
area to be redesignated, a state must
meet ‘‘all requirements ‘applicable’ to
the area under section 110 and part D.’’
Section 107(d)(3)(E)(ii) provides that the
EPA must have fully approved the
‘‘applicable’’ SIP for the area seeking
redesignation. These two sections read
together support EPA’s interpretation of
‘‘applicable’’ as only those requirements
that came due prior to submission of a
complete redesignation request. First,
6 Applicable requirements of the CAA that come
due subsequent to the area’s submittal of a complete
redesignation request remain applicable until a
redesignation is approved, but are not required as
a prerequisite to redesignation. Section 175A(c) of
the CAA.
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holding states to an ongoing obligation
to adopt new CAA requirements that
arose after the state submitted its
redesignation request, in order to be
redesignated, would make it
problematic or impossible for EPA to act
on redesignation requests in accordance
with the 18-month deadline Congress
set for EPA action in section
107(d)(3)(D). If ‘‘applicable
requirements’’ were interpreted to be a
continuing flow of requirements with no
reasonable limitation, states, after
submitting a redesignation request,
would be forced continuously to make
additional SIP submissions that in turn
would require EPA to undertake further
notice-and-comment rulemaking actions
to act on those submissions. This would
create a regime of unceasing rulemaking
that would delay action on the
redesignation request beyond the 18month timeframe provided by the Act
for this purpose.
Second, a fundamental premise for
redesignating a nonattainment area to
attainment is that the area has attained
the relevant NAAQS due to emission
reductions from existing controls. Thus,
an area for which a redesignation
request has been submitted would have
already attained the NAAQS as a result
of satisfying statutory requirements that
came due prior to the submission of the
request. Absent a showing that
unadopted and unimplemented
requirements are necessary for future
maintenance, it is reasonable to view
the requirements applicable for
purposes of evaluating the redesignation
request as including only those SIP
requirements that have already come
due. These are the requirements that led
to attainment of the NAAQS. To require,
for redesignation approval, that a state
also satisfy additional SIP requirements
coming due after the state submits its
complete redesignation request, and
while EPA is reviewing it, would
compel the state to do more than is
necessary to attain the NAAQS, without
a showing that the additional
requirements are necessary for
maintenance.
In the context of this redesignation,
the timing and nature of the Court’s
January 4, 2013, decision in NRDC v.
EPA compound the consequences of
imposing requirements that come due
after the redesignation request is
submitted. The State submitted its
redesignation request on June 21, 2012,
but the Court did not issue its decision
remanding EPA’s 1997 PM2.5
implementation rule concerning the
applicability of the provisions of
subpart 4 until January 2013.
To require the State’s fully-completed
and pending redesignation request to
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comply now with requirements of
subpart 4 that the Court announced only
in January 2013 would be to give
retroactive effect to such requirements
when the State had no notice that it was
required to meet them. The D.C. Circuit
recognized the inequity of this type of
retroactive impact in Sierra Club v.
Whitman, 285 F.3d 63 (D.C. Cir. 2002),7
where it upheld the District Court’s
ruling refusing to make retroactive
EPA’s determination that the St. Louis
area did not meet its attainment
deadline. In that case, petitioners urged
the Court to make EPA’s nonattainment
determination effective as of the date
that the statute required, rather than the
later date on which EPA actually made
the determination. The Court rejected
this view, stating that applying it
‘‘would likely impose large costs on
States, which would face fines and suits
for not implementing air pollution
prevention plans . . . even though they
were not on notice at the time.’’ Id. at
68. Similarly, it would be unreasonable
to penalize the State of Georgia by
rejecting its redesignation request for an
area that is already attaining the 1997
PM2.5 standard and that met all
applicable requirements known to be in
effect at the time of the request. For EPA
now to reject the redesignation request
solely because the state did not
expressly address subpart 4
requirements of which it had no notice
would inflict the same unfairness
condemned by the Court in Sierra Club
v. Whitman.
d. Subpart 4 Requirements and the
Rome Area Redesignation Request
Even if EPA were to take the view that
the Court’s January 4, 2013, decision
requires that, in the context of pending
redesignations, subpart 4 requirements
were due and in effect at the time the
State submitted its redesignation
request, EPA proposes to determine that
the Rome Area still qualifies for
redesignation to attainment. As
explained below, EPA believes that the
redesignation request for the Rome
Area, though not expressed in terms of
subpart 4 requirements, substantively
meets the requirements of that subpart
for purposes of redesignating the area to
attainment.
With respect to evaluating the
relevant substantive requirements of
7 Sierra Club v. Whitman was discussed and
distinguished in a recent D.C. Circuit decision that
addressed retroactivity in a quite different context,
where, unlike the situation here, EPA sought to give
its regulations retroactive effect. National
Petrochemical and Refiners Ass’n v. EPA. 630 F.3d
145, 163 (D.C. Cir. 2010), rehearing denied 643 F.3d
958 (D.C. Cir. 2011), cert denied 132 S. Ct. 571
(2011).
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subpart 4 for purposes of redesignating
the Rome Area, EPA notes that subpart
4 incorporates components of subpart 1
of part D, which contains general air
quality planning requirements for areas
designated as nonattainment. See
Section 172(c). Subpart 4 itself contains
specific planning and scheduling
requirements for PM10 8 nonattainment
areas, and under the Court’s January 4,
2013, decision in NRDC v. EPA, these
same statutory requirements also apply
for PM2.5 nonattainment areas. EPA has
longstanding general guidance that
interprets the 1990 amendments to the
CAA, making recommendations to states
for meeting the statutory requirements
for SIPs for nonattainment areas. See,
‘‘State Implementation Plans; General
Preamble for the Implementation of
Title I of the Clear Air Act Amendments
of 1990,’’ 57 FR 13498 (April 16, 1992)
(the ‘‘General Preamble’’). In the General
Preamble, EPA discussed the
relationship of subpart 1 and subpart 4
SIP requirements and pointed out that
subpart 1 requirements were to an
extent ‘‘subsumed by, or integrally
related to, the more specific PM–10
requirements.’’ 57 FR 13538 (April 16,
1992). The subpart 1 requirements
include, among other things, provisions
for attainment demonstrations,
reasonably available control measures
(RACM), reasonable further progress
(RFP), emissions inventories, and
contingency measures.
For the purposes of this redesignation,
in order to identify any additional
requirements which would apply under
subpart 4, we are considering the Rome
Area to be a ‘‘moderate’’ PM2.5
nonattainment area. Under section 188
of the CAA, all areas designated
nonattainment areas under subpart 4
would initially be classified by
operation of law as ‘‘moderate’’
nonattainment areas and would remain
moderate nonattainment areas unless
and until EPA reclassifies the area as a
‘‘serious’’ nonattainment area.
Accordingly, EPA believes that it is
appropriate to limit the evaluation of
the potential impact of subpart 4
requirements to those that would be
applicable to moderate nonattainment
areas. Sections 189(a) and (c) of subpart
4 apply to moderate nonattainment
areas and include the following: (1) An
approved permit program for
construction of new and modified major
stationary sources (section 189(a)(1)(A));
(2) an attainment demonstration (section
189(a)(1)(B)); (3) provisions for RACM
(section 189(a)(1)(C)); and (4)
quantitative milestones demonstrating
8 PM
10 refers to particles nominally 10
micrometers in diameter or smaller.
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RFP toward attainment by the
applicable attainment date (section
189(c)).
The permit requirements of subpart 4,
as contained in section 189(a)(1)(A),
refer to and apply the subpart 1 permit
provisions requirements of sections 172
and 173 to PM10, without adding to
them. Consequently, EPA believes that
section 189(a)(1)(A) does not itself
impose for redesignation purposes any
additional requirements for moderate
areas beyond those contained in subpart
1.9 In any event, in the context of
redesignation, EPA has long relied on
the interpretation that a fully approved
nonattainment new source review
program is not considered an applicable
requirement for redesignation, provided
the area can maintain the standard with
a PSD program after redesignation. A
detailed rationale for this view is
described in a memorandum from Mary
Nichols, Assistant Administrator for Air
and Radiation, dated October 14, 1994,
entitled ‘‘Part D New Source Review
Requirements for Areas Requesting
Redesignation to Attainment.’’ See also
rulemakings for Detroit, Michigan (60
FR 12467–12468, March 7, 1995);
Cleveland-Akron-Lorain, Ohio (61 FR
20458, 20469–20470, May 7, 1996);
Louisville, Kentucky (66 FR 53665,
October 23, 2001); and Grand Rapids,
Michigan (61 FR 31834–31837, June 21,
1996).
With respect to the specific
attainment planning requirements under
subpart 4,10 when EPA evaluates a
redesignation request under either
subpart 1 and/or 4, any area that is
attaining the PM2.5 standard is viewed
as having satisfied the attainment
planning requirements for these
subparts. For redesignations, EPA has
for many years interpreted attainmentlinked requirements as not applicable
for areas attaining the standard. In the
General Preamble for the
Implementation of title I, EPA stated
that:
3769
[t]he section 172(c)(9) requirements are
directed at ensuring RFP and attainment by
the applicable date. These requirements no
longer apply when an area has attained the
standard and is eligible for redesignation.
Furthermore, section 175A for maintenance
plans . . . provides specific requirements for
contingency measures that effectively
supersede the requirements of section
172(c)(9) for these areas.
‘‘General Preamble for the Interpretation
of Title I of the Clean Air Act
Amendments of 1990’’; (57 FR 13498,
13564, April 16, 1992).
The General Preamble also explained
that
Id.
EPA similarly stated in its 1992
Calcagni memorandum that, ‘‘The
requirements for reasonable further
progress and other measures needed for
attainment will not apply for
redesignations because they only have
meaning for areas not attaining the
standard.’’
It is evident that even if we were to
consider the Court’s January 4, 2013,
decision in NRDC v. EPA to mean that
attainment-related requirements specific
to subpart 4 should be imposed
retroactively 11 and thus are now past
due, those requirements do not apply to
an area that is attaining the 1997 PM2.5
standard for the purpose of evaluating a
pending request to redesignate the area
to attainment. EPA has consistently
enunciated this interpretation of
applicable requirements under section
107(d)(3)(E) since the General Preamble
was published more than twenty years
ago. Courts have recognized the scope of
EPA’s authority to interpret ‘‘applicable
requirements’’ in the redesignation
context. See Sierra Club v. EPA, 375
F.3d 537 (7th Cir. 2004).
Moreover, even outside the context of
redesignations, EPA has viewed the
obligations to submit attainment-related
SIP planning requirements of subpart 4
as inapplicable for areas that EPA
determines are attaining the standard.
EPA’s prior ‘‘Clean Data Policy’’
rulemakings for the PM10 NAAQS, also
governed by the requirements of subpart
4, explain EPA’s reasoning. They
describe the effects of a determination of
attainment on the attainment-related SIP
planning requirements of subpart 4. See
‘‘Determination of Attainment for Coso
Junction Nonattainment Area,’’ (75 FR
27944, May 19, 2010). See also Coso
Junction proposed PM10 redesignation,
(75 FR 36023, 36027, June 24, 2010);
Proposed and Final Determinations of
Attainment for San Joaquin
Nonattainment Area (71 FR 40952,
40954–55, July 19, 2006; and 71 FR
63641, 63643–47 October 30, 2006). In
short, EPA in this context has also long
concluded that to require states to meet
9 The potential effect of section 189(e) on section
189(a)(1)(A) for purposes of evaluating this
redesignation is discussed below.
10 I.e., attainment demonstration, RFP, RACM,
milestone requirements, contingency measures.
11 As explained above, EPA does not believe that
the Court’s January 4, 2013, decision should be
interpreted so as to impose these requirements on
the states retroactively. Sierra Club v. Whitman,
supra.
The requirements for RFP will not apply in
evaluating a request for redesignation to
attainment since, at a minimum, the air
quality data for the area must show that the
area has already attained. Showing that the
State will make RFP towards attainment will,
therefore, have no meaning at that point.
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and ammonia in specific areas where
that was necessary.
The Court in its January 4, 2013,
decision made reference to both section
189(e) and 40 CFR 51.1002, and stated
that, ‘‘In light of our disposition, we
need not address the petitioners’
challenge to the presumptions in [40
CFR 51.1002] that volatile organic
compounds and ammonia are not PM2.5
precursors, as subpart 4 expressly
governs precursor presumptions.’’
NRDC v. EPA, at 27, n.10.
Elsewhere in the Court’s opinion,
however, the Court observed:
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superfluous SIP planning requirements
is not necessary and not required by the
CAA, so long as those areas continue to
attain the relevant NAAQS.
Elsewhere in this notice, EPA
proposes to determine that the area has
attained the 1997 PM2.5 standard. Under
its longstanding interpretation, EPA is
proposing to determine here that the
area meets the attainment-related plan
requirements of subparts 1 and 4.
Thus, EPA is proposing to conclude
that the requirements to submit an
attainment demonstration under
189(a)(1)(B), a RACM determination
under section 172(c)d section
189(a)(1)(c), a RFP demonstration under
189(c)(1), and contingency measure
requirements under section 172(c)(9) are
satisfied for purposes of evaluating the
redesignation request.
Ammonia is a precursor to fine particulate
matter, making it a precursor to both PM2.5
and PM10. For a PM10 nonattainment area
governed by subpart 4, a precursor is
presumptively regulated. See 42 U.S.C.
§ 7513a(e) [section 189(e)].
e. Subpart 4 and Control of PM2.5
Precursors
The D.C. Circuit in NRDC v. EPA
remanded to EPA the two rules at issue
in the case with instructions to EPA to
re-promulgate them consistent with the
requirements of subpart 4. EPA in this
section addresses the Court’s opinion
with respect to PM2.5 precursors. While
past implementation of subpart 4 for
PM10 has allowed for control of PM10
precursors such as NOX from major
stationary, mobile, and area sources in
order to attain the standard as
expeditiously as practicable, CAA
section 189(e) specifically provides that
control requirements for major
stationary sources of direct PM10 shall
also apply to PM10 precursors from
those sources, except where EPA
determines that major stationary sources
of such precursors ‘‘do not contribute
significantly to PM10 levels which
exceed the standard in the area.’’
EPA’s 1997 PM2.5 implementation
rule, remanded by the DC Circuit,
contained rebuttable presumptions
concerning certain PM2.5 precursors
applicable to attainment plans and
control measures related to those plans.
Specifically, in 40 CFR 51.1002, EPA
provided, among other things, that a
state was ‘‘not required to address VOC
[and ammonia] as . . . PM2.5 attainment
plan precursor[s] and to evaluate
sources of VOC [and ammonia]
emissions in the State for control
measures.’’ EPA intended these to be
rebuttable presumptions. EPA
established these presumptions at the
time because of uncertainties regarding
the emission inventories for these
pollutants and the effectiveness of
specific control measures in various
regions of the country in reducing PM2.5
concentrations. EPA also left open the
possibility for such regulation of VOC
Id. at 21, n.7.
For a number of reasons, EPA believes
that its proposed redesignation of the
Rome Area is consistent with the
Court’s decision on this aspect of
subpart 4. First, while the Court, citing
section 189(e), stated that ‘‘for a PM10
area governed by subpart 4, a precursor
is ‘presumptively regulated,’ ’’ the Court
expressly declined to decide the specific
challenge to EPA’s 1997 PM2.5
implementation rule provisions
regarding ammonia and VOC as
precursors. The Court had no occasion
to reach whether and how it was
substantively necessary to regulate any
specific precursor in a particular PM2.5
nonattainment area, and did not address
what might be necessary for purposes of
acting upon a redesignation request.
However, even if EPA takes the view
that the requirements of subpart 4 were
deemed applicable at the time the state
submitted the redesignation request,
and disregards the implementation
rule’s rebuttable presumptions regarding
ammonia and VOC as PM2.5 precursors,
the regulatory consequence would be to
consider the need for regulation of all
precursors from any sources in the area
to demonstrate attainment and to apply
the section 189(e) provisions to major
stationary sources of precursors. In the
case of the Rome Area EPA, believes
that doing so is consistent with
proposing redesignation of the area for
the 1997 PM2.5 standard. The Rome Area
has attained the standard without any
specific additional controls of VOC and
ammonia emissions from any sources in
the area.
Precursors in subpart 4 are
specifically regulated under the
provisions of section 189(e), which
requires, with important exceptions,
control requirements for major
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stationary sources of PM10 precursors.12
Under subpart 1 and EPA’s prior
implementation rule, all major
stationary sources of PM2.5 precursors
were subject to regulation, with the
exception of ammonia and VOC. Thus
we must address here whether
additional controls of ammonia and
VOC from major stationary sources are
required under section 189(e) of subpart
4 in order to redesignate the area for the
1997 PM2.5 standard. As explained
below, we do not believe that any
additional controls of ammonia and
VOC are required in the context of this
redesignation.
In the General Preamble, EPA
discusses its approach to implementing
section 189(e). See 57 FR 13538–13542.
With regard to precursor regulation
under section 189(e), the General
Preamble explicitly stated that control
of VOCs under other Act requirements
may suffice to relieve a state from the
need to adopt precursor controls under
section 189(e). 57 FR 13542. EPA in this
proposal proposes to determine that the
SIP has met the provisions of section
189(e) with respect to ammonia and
VOCs as precursors. This proposed
determination is based on our findings
that: (1) The Rome Area contains no
major stationary sources of ammonia,
and (2) existing major stationary sources
of VOC are adequately controlled under
other provisions of the CAA regulating
the ozone NAAQS.13 In the alternative,
EPA proposes to determine that, under
the express exception provisions of
section 189(e), and in the context of the
redesignation of the area, which is
attaining the 1997 annual PM2.5
standard, at present ammonia and VOC
precursors from major stationary
sources do not contribute significantly
to levels exceeding the 1997 PM2.5
standard in the Rome Area. See 57 FR
13539–42.
EPA notes that its 1997 PM2.5
implementation rule provisions in 40
CFR 51.1002 were not directed at
evaluation of PM2.5 precursors in the
context of redesignation, but at SIP
plans and control measures required to
bring a nonattainment area into
attainment of the 1997 PM2.5 NAAQS.
By contrast, redesignation to attainment
primarily requires the area to have
12 Under either subpart 1 or subpart 4, for
purposes of demonstrating attainment as
expeditiously as practicable, a state is required to
evaluate all economically and technologically
feasible control measures for direct PM emissions
and precursor emissions, and adopt those measures
that are deemed reasonably available.
13 The Rome area has reduced VOC emissions
through the implementation of various control
programs including VOC Reasonably Available
Control Technology regulations and various on-road
and non-road motor vehicle control programs.
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already attained due to permanent and
enforceable emission reductions, and to
demonstrate that controls in place can
continue to maintain the standard.
Thus, even if we regard the Court’s
January 4, 2013, decision as calling for
‘‘presumptive regulation’’ of ammonia
and VOC for PM2.5 under the attainment
planning provisions of subpart 4, those
provisions in and of themselves do not
require additional controls of these
precursors for an area that already
qualifies for redesignation. Nor does
EPA believe that requiring the State to
address precursors differently than they
have already would result in a
substantively different outcome.
Although, as EPA has emphasized, its
consideration here of precursor
requirements under subpart 4 is in the
context of a redesignation to attainment,
EPA’s existing interpretation of subpart
4 requirements with respect to
precursors in attainment plans for PM10
contemplates that states may develop
attainment plans that regulate only
those precursors that are necessary for
purposes of attainment in the area in
question, i.e., states may determine that
only certain precursors need be
regulated for attainment and control
purposes.14 Courts have upheld this
approach to the requirements of subpart
4 for PM10.15 EPA believes that
application of this approach to PM2.5
precursors under subpart 4 is
reasonable. Because the Rome Area has
already attained the 1997 PM2.5 NAAQS
with its current approach to regulation
of PM2.5 precursors, EPA believes that it
is reasonable to conclude in the context
of this redesignation that there is no
need to revisit the attainment control
strategy with respect to the treatment of
precursors. Even if the court’s decision
is construed to impose an obligation, in
evaluating this redesignation request, to
consider additional precursors under
subpart 4, it would not affect EPA’s
approval here of Georgia’s request for
redesignation of the Rome Area. In the
context of a redesignation, the area has
shown that it has attained the standard.
Moreover, the state has shown and EPA
has proposed to determine that
attainment in this area is due to
permanent and enforceable emissions
reductions on all precursors necessary
to provide for continued attainment. It
14 See, e.g., ‘‘Approval and Promulgation of
Implementation Plans for California—San Joaquin
Valley PM-10 Nonattainment Area; Serious Area
Plan for Nonattainment of the 24-Hour and Annual
PM-10 Standards,’’ 69 FR 30006 (May 26, 2004)
(approving a PM10 attainment plan that impose
controls on direct PM10 and NOX emissions and did
not impose controls on SO2, VOC, or ammonia
emissions).
15 See, e.g., Assoc. of Irritated Residents v. EPA
et al., 423 F.3d 989 (9th Cir. 2005).
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Jkt 232001
follows logically that no further control
of additional precursors is necessary.
Accordingly, EPA does not view the
January 4, 2013, decision of the court as
precluding redesignation of the Rome
Area to attainment for the 1997 annual
PM2.5 NAAQS at this time.
In sum, even if Georgia were required
to address precursors for the Rome Area
under subpart 4 rather than under
subpart 1, EPA would still conclude that
the area had met all applicable
requirements for purposes of
redesignation in accordance with
section 107(d)(3(E)(ii) and (v).
f. Maintenance Plan and Evaluation of
Precursors
With regard to the redesignation of
the Rome Area, in evaluating the effect
of the court’s remand of EPA’s
implementation rule, which included
presumptions against consideration of
VOC and ammonia as PM2.5 precursors,
EPA in this proposal is also considering
the impact of the decision on the
maintenance plan required under
sections 175A and 107(d)(3)(E)(iv). To
begin with, EPA notes that the Area has
attained the 1997 annual PM2.5 standard
and that the State has shown that
attainment of that standard is due to
permanent and enforceable emission
reductions.
EPA proposes to determine that the
State’s maintenance plan shows
continued maintenance of the standard
by tracking the levels of the precursors
whose control brought about attainment
of the 1997 PM2.5 standard in the Rome
Area. EPA therefore believes that the
only additional consideration related to
the maintenance plan requirements that
results from the Court’s January 4, 2013,
decision is that of assessing the
potential role of VOC and ammonia in
demonstrating continued maintenance
in this area. As explained below, based
upon documentation provided by
Georgia and supporting information,
EPA believes that the maintenance plan
for the Rome Area need not include any
additional emission reductions of VOC
or ammonia in order to provide for
continued maintenance of the standard.
First, as noted above in EPA’s
discussion of section 189(e), VOC
emission levels in this Area have
historically been well-controlled under
SIP requirements related to ozone and
other pollutants. Second, total ammonia
emissions throughout the Rome area are
very low, estimated to be less than 1,000
tons per year. See Table 7, below. This
amount of ammonia emissions appears
especially small in comparison to the
total amounts of SO2, NOX, and even
direct PM2.5 emissions from sources in
the Area. Third, as described below,
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3771
available information shows that no
precursor, including VOC and ammonia,
is expected to increase over the
maintenance period so as to interfere
with or undermine the State’s
maintenance demonstration.
Georgia’s maintenance plan shows
that emissions of SO2 and NOX are
projected to decrease over the
maintenance period in the Rome Area
by 18,082 tpy and 5,139 tpy,
respectively, while direct PM2.5
emissions are projected to increase by
152 tpy. See Table 6, above. In addition,
emissions inventories used in the
regulatory impact analysis (RIA) for the
2012 PM2.5 NAAQS show that VOC
emissions are projected to decrease by
1,603 tpy and that ammonia emissions
are projected to increase by 85 tpy
between 2007 and 2020. Although
ammonia emissions are projected to
increase slightly between 2007 and
2020, the large decrease in emissions of
other precursors in comparison will
keep the Area well below the standard.
See Table 7, below. While the RIA
emissions inventories are only projected
out to 2020, there is no reason to believe
that this overall downward trend would
not continue through 2023. Given that
the Rome Area is already attaining the
1997 annual PM2.5 NAAQS even with
the current level of emissions from
sources in the area, the overall trend of
emissions inventories would be
consistent with continued attainment.
Indeed, projected emissions reductions
for the precursors that the State is
addressing for purposes of the 1997
annual PM2.5 NAAQS indicate that the
area should continue to attain the
NAAQS following the precursor control
strategy that the State has already
elected to pursue. Even if VOC and
ammonia emissions were to increase
unexpectedly between 2020 and 2023,
the overall emission reductions
projected in SO2 and NOX would be
sufficient to offset any increases. For
these reasons, EPA believes that local
emissions of all of the potential PM2.5
precursors will not increase to the
extent that they will cause monitored
PM2.5 levels to violate the 1997 annual
PM2.5 standard during the maintenance
period.
In addition, available air quality data
and modeling analyses show continued
maintenance of the standard during the
maintenance period. As noted in section
V, above, the Rome Area recorded an
annual average PM2.5 concentration of
10.6 mg/m3 during 2012, the most recent
year available with complete, qualityassured and certified ambient air
monitoring data. This is well below the
1997 annual PM2.5 NAAQS of 15 mg/m3.
Moreover, the modeling analysis
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conducted for the RIA for the 2012
PM2.5 NAAQS indicates that the design
value for this area is expected to
continue to decline through 2020. In the
RIA analysis, the 2020 modeled design
value for the Rome Area is 9.5 mg/m3.
Given the significant decrease in overall
precursor emissions projected through
2023, it is reasonable to conclude that
monitored PM2.5 levels in this area will
also continue to decrease through 2023.
TABLE 7—COMPARISON OF 2007 AND 2020 VOC AND AMMONIA EMISSION TOTALS BY SOURCE SECTOR (TPY) FOR THE
AREA 16
VOC
Ammonia
Sector
2007
2020
Net change
2007
2020
Net change
Nonpoint ...................................................
Nonroad ...................................................
Onroad .....................................................
Point .........................................................
1,607.57
772.31
1,971.44
2,208.40
1,643.06
430.25
672.57
2,210.38
35.49
¥342.06
¥1,298.87
1.98
734.23
0.72
56.90
30.27
837.46
0.84
32.17
36.46
103.23
0.12
¥24.73
6.19
Total ..................................................
6,559.72
4,956.26
¥1,603.46
822.12
906.93
84.81
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Thus, EPA believes that there is
ample justification to conclude that the
Rome Area should be redesignated, even
taking into consideration the emissions
of other precursors potentially relevant
to PM2.5. After consideration of the DC
Circuit’s January 4, 2013, decision, and
for the reasons set forth in this notice,
EPA continues to propose approval of
the State’s maintenance plan and its
request to redesignate the Rome Area to
attainment for the 1997 annual PM2.5
NAAQS.
VII. What is EPA’s analysis of Georgia’s
proposed NOX and PM2.5 MVEBs for the
Rome area?
Under section 176(c) of the CAA, new
transportation plans, programs, and
projects, such as the construction of
new highways, must ‘‘conform’’ to (i.e.,
be consistent with) the part of the state’s
air quality plan that addresses pollution
from cars and trucks. Conformity to the
SIP means that transportation activities
will not cause new air quality
violations, worsen existing violations, or
delay timely attainment of the NAAQS
or any interim milestones. If a
transportation plan does not conform,
most new projects that would expand
the capacity of roadways cannot go
forward. Regulations at 40 CFR part 93
set forth EPA policy, criteria, and
procedures for demonstrating and
assuring conformity of such
transportation activities to a SIP. The
regional emissions analysis is one, but
not the only, requirement for
implementing transportation
conformity. Transportation conformity
is a requirement for nonattainment and
maintenance areas. Maintenance areas
are areas that were previously
nonattainment for a particular NAAQS
but have since been redesignated to
16 These emissions estimates were taken from the
emissions inventories developed for the RIA for the
2012 PM2.5 NAAQS.
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attainment with an approved
maintenance plan for that NAAQS.
Under the CAA, states are required to
submit, at various times, control strategy
SIPs and maintenance plans for
nonattainment areas. These control
strategy SIPs (including RFP and
attainment demonstration) and
maintenance plans create MVEB for
criteria pollutants and/or their
precursors to address pollution from
cars and trucks. Per 40 CFR part 93,
MVEBs must be established for the last
year of the maintenance plan. A state
may adopt MVEBs for other years as
well. The MVEBs is the portion of the
total allowable emissions in the
maintenance demonstration that is
allocated to highway and transit vehicle
use and emissions. See 40 CFR 93.101.
The MVEBs serves as a ceiling on
emissions from an area’s planned
transportation system. The MVEBs
concept is further explained in the
preamble to the November 24, 1993,
Transportation Conformity Rule (58 FR
62188). The preamble also describes
how to establish the MVEBs in the SIP
and how to revise the MVEBs.
After interagency consultation with
the transportation partners for the Rome
Area, Georgia has elected to develop
MVEBs for NOx and PM2.5 for the entire
nonattainment area. Georgia has
developed these MVEBs, as required, for
the last year of its maintenance plan,
2023. The MVEBs reflect the total onroad emissions for 2023, plus an
allocation from the available NOx and
PM2.5 safety margin. Under 40 CFR
93.101, the term ‘‘safety margin’’ is the
difference between the attainment level
(from all sources) and the projected
level of emissions (from all sources) in
the maintenance plan. The safety
margin can be allocated to the
transportation sector; however, the total
emissions must remain below the
attainment level. The NOx and PM2.5
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MVEBs and allocation from the safety
margin were developed in consultation
with the transportation partners and
were added to account for uncertainties
in population growth, changes in model
vehicle miles traveled, and new
emission factor models. The NOx and
PM2.5 MVEBs for the Rome Area are
identified in Table 8, below.
TABLE 8—ROME AREA PM2.5 NOX
MVEBS (TPY)
PM2.5
2023 Mobile Emissions ..
2023 Safety Margin Allocated ...........................
2023 Total Mobile
Budget .....................
31.8
NOX
847
6.2
147.4
38.0
994.4
In an effort to accommodate future
variations in Travel Demand Models
(TDM) and the vehicle miles traveled
forecast when no change to the network
is planned, GA EPD consulted with the
interagency consultation group,
including U.S. EPA Region 4, to
determine a reasonable approach to
address this variation. The projected
2023 on-road motor vehicle emissions
for direct PM2.5 and NOX are 31.8 and
847 tons, respectively. On-road
emissions of SO2 are considered deminimis (70 FR 24280, 24283, May 6,
2005), therefore, no budget for SO2 is
required.
A safety margin is necessary to
accommodate the variabilities, or worstcase scenarios that can occur due to
future planning assumptions. The
worst-case daily motor vehicle
emissions projection for PM2.5 is 19.5
percent above the projected 2023 onroad emissions. In a worst-case scenario,
the needed annual safety margin for the
MVEB would be 6.2 tons resulting in an
overall MVEB of 38 tons per year. The
worst-case daily motor vehicle
emissions projection for NOX is 17.4
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percent above the projected 2023 onroad emissions. In a worst-case scenario,
the needed annual safety margin for the
MVEB would be 147.4 tons resulting in
an overall MVEB of 994.4 tpy.
Through this rulemaking, EPA is
proposing to approve the MVEBs for
NOX and PM2.5 for 2023 for the Rome
Area into the Georgia SIP because EPA
has determined that the Area maintains
the 1997 annual PM2.5 NAAQS with the
emissions at the levels of the budgets.
Once the MVEBs for the Rome Area are
approved or found adequate (whichever
is completed first), they must be used
for future conformity determinations. In
addition, as discussed in Section V
above, EPA is proposing that if this
approval is finalized in 2014, the Area
will continue to maintain the 1997
Annual PM2.5 NAAQS through at least
2024. After thorough review, EPA is
proposing to approve the budgets
because they are consistent with
maintenance of the 1997 annual PM2.5
NAAQS through 2023.
VIII. What is the status of EPA’s
adequacy determination for the
proposed NOX and PM2.5 MVEBs for
2023 for the Rome area?
When reviewing submitted ‘‘control
strategy’’ SIPs or maintenance plans
containing MVEB, EPA may
affirmatively find the MVEB contained
therein adequate for use in determining
transportation conformity. Once EPA
affirmatively finds that the submitted
MVEBs are adequate for transportation
conformity purposes, the MVEBs must
be used by state and federal agencies in
determining whether proposed
transportation projects conform to the
SIP as required by section 176(c) of the
CAA.
EPA’s substantive criteria for
determining adequacy of a MVEBs are
set out in 40 CFR 93.118(e)(4). The
process for determining adequacy
consists of three basic steps: public
notification of a SIP submission, a
public comment period, and EPA’s
adequacy determination. This process
for determining the adequacy of
submitted MVEBs for transportation
conformity purposes was initially
outlined in EPA’s May 14, 1999,
guidance, ‘‘Conformity Guidance on
Implementation of March 2, 1999,
Conformity Court Decision.’’ EPA
adopted regulations to codify the
adequacy process in the Transportation
Conformity Rule Amendments for the
‘‘New 8-Hour Ozone and PM2.5 National
Ambient Air Quality Standards and
Miscellaneous Revisions for Existing
Areas; Transportation Conformity Rule
Amendments—Response to Court
Decision and Additional Rule Change,’’
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on July 1, 2004 (69 FR 40004).
Additional information on the adequacy
process for transportation conformity
purposes is available in the proposed
rule entitled ‘‘Transportation
Conformity Rule Amendments:
Response to Court Decision and
Additional Rule Changes’’ 68 FR 38974,
38984 (June 30, 2003).
As discussed earlier, Georgia’s
maintenance plan submission includes
NOX and PM2.5 MVEBs for the Rome
Area for 2023, the last year of the
maintenance plan. EPA reviewed the
NOX and PM2.5 MVEBs through the
adequacy process, and the adequacy of
the MVEBs was open for public
comment on EPA’s adequacy Web site
on July 26, 2012, found at: https://
www.epa.gov/otaq/stateresources/
transconf/currsips.htm. The EPA public
comment period on adequacy for the
2023 MVEBs for the Rome Area closed
on August 27, 2012. EPA did not receive
any comments on the adequacy of the
MVEBs, nor did EPA receive any
requests for the SIP submittal.
EPA intends to make its
determination on the adequacy of the
2023 MVEBs for the Rome Area for
transportation conformity purposes in
the near future by completing the
adequacy process that was started on
July 26, 2012. After EPA finds the 2023
MVEBs adequate or takes final action to
approve them into the Georgia’s SIP, the
new MVEBs for NOx and PM2.5 must be
used for future transportation
conformity determinations. For required
regional emissions analysis years that
involve 2023 or beyond, the applicable
budgets will be the new 2023 MVEBs
established in the maintenance plan.
IX. Proposed Actions on the
Redesignation Request and
Maintenance Plan SIP Revisions
Including Approval of the NOX and
PM2.5 MVEBs for 2023 for the Rome
Area
On April 5, 2011, EPA determined
that the Rome Area was attaining the
1997 PM2.5 NAAQS. See 76 FR 18650.
EPA is now taking two separate but
related actions regarding the Area’s
redesignation and maintenance of the
1997 annual PM2.5 NAAQS.
First, EPA is proposing to determine,
based on complete, quality-assured and
certified monitoring data for the 2007–
2009 monitoring period, and after
review of all available data in AQS, that
the Rome Area continues to attain the
1997 annual PM2.5 NAAQS. EPA is also
proposing to determine that the Rome
Area has met the criteria under CAA
section 107(d)(3)(E) for redesignation
from nonattainment to attainment for
the 1997 annual PM2.5 NAAQS. On this
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Sfmt 4702
3773
basis, EPA is proposing to approve
Georgia’s redesignation request for the
Rome Area.
Second, EPA is proposing to approve
the maintenance plan for the Rome
Area, including the PM2.5 and NOX
MVEBs for 2023 submitted by Georgia
into the State’s SIP (under section
175A). The maintenance plan
demonstrates that the Area will
continue to maintain the 1997 annual
PM2.5 NAAQS, and the budgets meet all
of the adequacy criteria contained in 40
CFR 93.118(e)(4) and (5). Further, as
part of today’s action, EPA is describing
the status of its adequacy determination
for transportation conformity purposes
for the PM2.5 and NOX MVEBs for 2023
under 40 CFR 93.118(f)(1). Within 24
months from the effective date of EPA’s
adequacy determination for the MVEBs
or the effective date for the final rule
approving the MVEBs into the Georgia’s
SIP, whichever is earlier, the
transportation partners will need to
demonstrate conformity to the new NOX
and PM2.5 MVEBs pursuant to 40 CFR
93.104(e).
If finalized, approval of the
redesignation request would change the
official designation of Rome Area for the
1997 annual PM2.5 NAAQS, found at 40
CFR part 81, from nonattainment to
attainment.
X. What is the effect of EPA’s proposed
actions?
EPA’s proposed actions establish the
basis upon which EPA may take final
action on the issues being proposed for
approval today. Approval of Georgia’s
redesignation request would change the
legal designation of the Rome Area for
the 1997 annual PM2.5 NAAQS, found at
40 CFR part 81, from nonattainment to
attainment. Approval of GA EPD’s
request would also incorporate a plan
for maintaining the 1997 annual PM2.5
NAAQS in the Rome Area through 2023
into the Georgia SIP. This maintenance
plan includes contingency measures to
remedy any future violations of the 1997
annual PM2.5 NAAQS and procedures
for evaluation of potential violations.
The maintenance plan also includes
NOX and PM2.5 MVEBs for the Rome
Area. Additionally, EPA is notifying the
public of the status of its adequacy
determination for the NOX and PM2.5
pursuant to 40 CFR 93.118(f)(1).
XI. Statutory and Executive Order
Reviews
Under the CAA, redesignation of an
area to attainment and the
accompanying approval of a
maintenance plan under section
107(d)(3)(E) are actions that affect the
status of a geographical area and do not
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impose any additional regulatory
requirements on sources beyond those
imposed by state law. A redesignation to
attainment does not in and of itself
create any new requirements, but rather
results in the applicability of
requirements contained in the CAA for
areas that have been redesignated to
attainment. Moreover, the Administrator
is required to approve a SIP submission
that complies with the provisions of the
Act and applicable Federal regulations.
42 U.S.C. 7410(k); 40 CFR 52.02(a).
Thus, in reviewing SIP submissions,
EPA’s role is to approve state choices,
provided that they meet the criteria of
the CAA. Accordingly, these proposed
actions merely approve state law as
meeting federal requirements and do not
impose additional requirements beyond
those imposed by state law. For that
reason, these proposed actions:
• Are not ‘‘significant regulatory
action[s]’’ subject to review by the
Office of Management and Budget under
Executive Order 12866 (58 FR 51735,
October 4, 1993);
• do not impose an information
collection burden under the provisions
of the Paperwork Reduction Act (44
U.S.C. 3501 et seq.);
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• are certified as not having a
significant economic impact on a
substantial number of small entities
under the Regulatory Flexibility Act (5
U.S.C. 601 et seq.);
• do not contain any unfunded
mandate or significantly or uniquely
affect small governments, as described
in the Unfunded Mandates Reform Act
of 1995 (Pub. L. 104–4);
• do not have Federalism
implications as specified in Executive
Order 13132 (64 FR 43255, August 10,
1999);
• are not economically significant
regulatory actions based on health or
safety risks subject to Executive Order
13045 (62 FR 19885, April 23, 1997);
• are not significant regulatory
actions subject to Executive Order
13211 (66 FR 28355, May 22, 2001);
• are not subject to requirements of
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (15 U.S.C. 272 note) because
application of those requirements would
be inconsistent with the CAA; and
• do not provide EPA with the
discretionary authority to address, as
appropriate, disproportionate human
health or environmental effects, using
practicable and legally permissible
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methods, under Executive Order 12898
(59 FR 7629, February 16, 1994).
In addition, this proposed rule does not
have tribal implications as specified by
Executive Order 13175 (65 FR 67249,
November 9, 2000), because the SIP is
not approved to apply in Indian country
located in Georgia, and EPA notes that
it will not impose substantial direct
costs on tribal governments or preempt
tribal law.
List of Subjects
40 CFR Part 52
Environmental protection, Air
pollution control, Incorporation by
reference, Intergovernmental relations,
Particulate matter, Reporting and
recordkeeping requirements, Sulfur
oxides, Volatile organic compounds.
40 CFR Part 81
Environmental protection, Air
pollution control.
Authority: 42 U.S.C. 7401 et seq.
Dated: December 19, 2013.
Beverly H. Banister,
Acting Regional Administrator, Region 4.
[FR Doc. 2014–01369 Filed 1–22–14; 8:45 am]
BILLING CODE 6560–50–P
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Agencies
[Federal Register Volume 79, Number 15 (Thursday, January 23, 2014)]
[Proposed Rules]
[Pages 3757-3774]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-01369]
=======================================================================
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ENVIRONMENTAL PROTECTION AGENCY
40 CFR Parts 52 and 81
[EPA-R04-OAR-2012-0893; FRL-9905-11-Region 4]
Approval and Promulgation of Implementation Plans and Designation
of Areas for Air Quality Planning Purposes; Georgia; Redesignation of
the Rome, Georgia 1997 Annual Fine Particulate Matter Nonattainment
Area to Attainment
AGENCY: Environmental Protection Agency (EPA).
ACTION: Proposed rule.
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SUMMARY: On June 21, 2012, the Georgia Department of Natural Resources,
through Georgia Environmental Protection Division (GA EPD), submitted a
request to redesignate the Rome, Georgia, fine particulate matter
(PM2.5) nonattainment area (hereafter referred to as the
``Rome Area'' or ``Area'') to attainment for the 1997 annual
PM2.5 national ambient air quality standards (NAAQS) and to
approve a state implementation plan (SIP) revision containing a
maintenance plan for the Rome Area. The Rome Area is comprised of Floyd
County in Georgia. EPA is proposing to approve the redesignation
request and the related SIP revision for the Rome Area, including GA
EPD's plan for maintaining attainment of the PM2.5 standard
in the Area. EPA is also proposing to approve into the Georgia SIP, the
motor vehicle emission budgets (MVEBs) for nitrogen oxides
(NOx) and PM2.5 for the year 2023 for the Rome
Area that are included as part of Georgia's maintenance plan for the
1997 Annual PM2.5 NAAQS.
DATES: Comments must be received on or before February 24, 2014.
ADDRESSES: Submit your comments, identified by Docket ID No. EPA-R04-
OAR-2012-0893, by one of the following methods:
1. www.regulations.gov: Follow the on-line instructions for
submitting comments.
2. Email: R4-RDS@epa.gov.
3. Fax: (404) 562-9019.
4. Mail: EPA-R04-OAR-2012-0893, Regulatory Development Section, Air
Planning Branch, Air, Pesticides and Toxics Management Division, U.S.
Environmental Protection Agency, Region 4, 61 Forsyth Street SW.,
Atlanta, Georgia 30303-8960.
5. Hand Delivery or Courier: Ms. Lynorae Benjamin, Chief,
Regulatory Development Section, Air Planning Branch, Air, Pesticides
and Toxics Management Division, U.S. Environmental Protection Agency,
Region 4, 61 Forsyth Street SW., Atlanta, Georgia 30303-8960. Such
deliveries are only accepted during the Regional Office's normal hours
of operation. The Regional Office's official hours of business are
Monday through Friday, 8:30 to 4:30, excluding federal holidays.
Instructions: Direct your comments to Docket ID No. EPA-R04-OAR-
2012-0893. EPA's policy is that all comments received will be included
in the public docket without change and may be made available online at
www.regulations.gov, including any personal information provided,
unless the comment includes information claimed to be Confidential
Business Information (CBI) or other information whose disclosure is
restricted by statute. Do not submit through www.regulations.gov or
email, information that you consider to be CBI or otherwise protected.
The www.regulations.gov Web site is an ``anonymous access'' system,
which
[[Page 3758]]
means EPA will not know your identity or contact information unless you
provide it in the body of your comment. If you send an email comment
directly to EPA without going through www.regulations.gov, your email
address will be automatically captured and included as part of the
comment that is placed in the public docket and made available on the
Internet. If you submit an electronic comment, EPA recommends that you
include your name and other contact information in the body of your
comment and with any disk or CD-ROM you submit. If EPA cannot read your
comment due to technical difficulties and cannot contact you for
clarification, EPA may not be able to consider your comment. Electronic
files should avoid the use of special characters, any form of
encryption, and be free of any defects or viruses. For additional
information about EPA's public docket visit the EPA Docket Center
homepage at https://www.epa.gov/epahome/dockets.htm.
Docket: All documents in the electronic docket are listed in the
www.regulations.gov index. Although listed in the index, some
information is not publicly available, i.e., CBI or other information
whose disclosure is restricted by statute. Certain other material, such
as copyrighted material, is not placed on the Internet and will be
publicly available only in hard copy form. Publicly available docket
materials are available either electronically in www.regulations.gov or
in hard copy at the Regulatory Development Section, Air Planning
Branch, Air, Pesticides and Toxics Management Division, U.S.
Environmental Protection Agency, Region 4, 61 Forsyth Street SW.,
Atlanta, Georgia 30303-8960. EPA requests that if at all possible, you
contact the person listed in the FOR FURTHER INFORMATION CONTACT
section to schedule your inspection. The Regional Office's official
hours of business are Monday through Friday, 8:30 to 4:30, excluding
federal holidays.
FOR FURTHER INFORMATION CONTACT: Joydeb Majumder or Joel Huey of the
Regulatory Development Section, in the Air Planning Branch, Air,
Pesticides and Toxics Management Division, U.S. Environmental
Protection Agency, Region 4, 61 Forsyth Street SW., Atlanta, Georgia
30303-8960. Joydeb Majumder may be reached by phone at (404) 562-9121,
or via electronic mail at majumder.joydeb@epa.gov. Joel Huey may be
reached by phone at (404) 562-9104.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. What are the actions EPA is proposing to take?
II. What is the background for EPA's proposed actions?
III. What are the criteria for redesignation?
IV. Why is EPA proposing these actions?
V. What is EPA's analysis of the request?
VI. What is the effect of January 4, 2013, DC Circuit decision
regarding PM2.5 implementation under Subpart 4?
VII. What is EPA's analysis of Georgia's proposed NOx and
PM2.5 MVEBs for the Rome area?
VIII. What is the status of EPA's adequacy determination for the
proposed NOx and PM2.5 MVEBs for 2023 for the
Rome area?
IX. Proposed actions on the redesignation request and maintenance
plan SIP revisions including approval of the NOX and
PM2.5 MVEBs for 2023 for the Rome Area.
X. What is the effect of EPA's proposed actions?
XI. Statutory and Executive Order Reviews
I. What are the actions EPA is proposing to take?
In this action, EPA is proposing to make a determination that Rome
Area is continuing to attain the 1997 annual PM2.5 NAAQS \1\
and to take additional actions related to Georgia's request to
redesignate the Rome Area, which are summarized as follows and
described in greater detail throughout this notice of proposed
rulemaking: (1) to redesignate the Rome Area to attainment for the 1997
annual PM2.5 NAAQS; and (2) to approve, under section 175A
of the Clean Air Act (CAA or Act), Georgia's 1997 annual
PM2.5 NAAQS maintenance plan, including the associated
MVEBs, for the Rome Area into the Georgia SIP.
---------------------------------------------------------------------------
\1\ In notices published on April 5, 2011, at 76 FR 18650, and
on September 8, 2011, at 76 FR 55776, EPA determined that the Rome
Area had attained the 1997 Annual PM2.5 NAAQS and that
the Area had done so by its applicable attainment date of April 5,
2010.
---------------------------------------------------------------------------
First, EPA proposes to determine that the Rome Area has met the
requirements for redesignation under section 107(d)(3)(E) of the CAA.
In this action, EPA is proposing to approve a request to change the
legal designation of Floyd County from nonattainment to attainment for
the 1997 annual PM2.5 NAAQS.
Second, EPA is proposing to approve Georgia's 1997 annual
PM2.5 NAAQS maintenance plan for the Rome Area (such
approval being one of the CAA criteria for redesignation to attainment
status). The maintenance plan is designed to help keep the Rome Area in
attainment of the 1997 annual PM2.5 NAAQS through 2023. As
explained in Section V, EPA is also proposing to approve that
attainment can be maintained through 2024. The maintenance plan that
EPA is proposing to approve today includes on-road MVEBs for the mobile
source contribution of direct PM2.5 and NOX to
the air quality problem in the Rome Area for transportation conformity
purposes. EPA is proposing to approve (into the Georgia SIP) the 2023
MVEBs that are included as part of Georgia's maintenance plan for the
1997 annual PM2.5 NAAQS.
Further, EPA proposes to make the determination that the Rome Area
is continuing to attain the 1997 annual PM2.5 NAAQS and that
all other redesignation criteria have been met for the Rome Area. The
bases for EPA's determination for the Area are discussed in greater
detail below.
EPA is also notifying the public of an update of the status of
EPA's adequacy process for the 2023 direct MVEBs for PM2.5
and NOX for the Rome Area. Please see section VIII of this
proposed rulemaking for further explanation of this process and for
more details.
Today's notice of proposed rulemaking is in response to Georgia's
June 21, 2012, SIP submittal, which requests redesignation of the Rome
Area to attainment for the 1997 annual PM2.5 NAAQS and
addresses the specific issues summarized above and the necessary
elements for redesignation described in section 107(d)(3)(E) of the
CAA.
II. What is the background for EPA's proposed actions?
Fine particle pollution can be emitted directly or formed
secondarily in the atmosphere. The main precursors of secondary
PM2.5 are sulfur dioxide (SO2), NOX,
ammonia, and volatile organic compounds (VOC). See, e.g., 72 FR 20586
at 20589. Sulfates are a type of secondary particle formed from
SO2 emissions of power plants and industrial facilities.
Nitrates, another common type of secondary particle, are formed from
NOX emissions of power plants, automobiles, and other
combustion sources.
On July 18, 1997, EPA promulgated the first air quality standards
for PM2.5. EPA promulgated an annual standard at a level of
15 micrograms per cubic meter ([mu]g/m\3\), based on a 3-year average
of annual mean PM2.5 concentrations. In the same rulemaking,
EPA promulgated a 24-hour standard of 65 [mu]g/m\3\, based on a 3-year
average of the 98th percentile of 24-hour concentrations. On October
17, 2006, at 71 FR 61144, EPA retained the annual average NAAQS at 15
[mu]g/m\3\ but revised the 24-hour NAAQS to 35 [mu]g/m\3\, based again
on the 3-year average of the 98th percentile of
[[Page 3759]]
24-hour concentrations.\2\ Under EPA regulations at 40 CFR part 50, the
primary and secondary 1997 annual PM2.5 NAAQS are attained
when the annual arithmetic mean concentration, as determined in
accordance with 40 CFR part 50, Appendix N, is less than or equal to
15.0 [mu]g/m\3\ at all relevant monitoring sites in the subject area
over a 3-year period.
---------------------------------------------------------------------------
\2\ In response to legal challenges of the annual standard
promulgated in 2006, the United States Court of Appeals for the
District of Columbia Circuit (D.C. Cir.) remanded that NAAQS to EPA
for further consideration. See American Farm Bureau Federation and
National Pork Producers Council, et al. v. EPA, 559 F.3d 512 (D.C.
Cir. 2009). However, given that the 1997 and 2006 annual NAAQS are
essentially identical, attainment of the 1997 annual NAAQS would
also indicate attainment of he remanded 2006 annual NAAQS.
---------------------------------------------------------------------------
On January 5, 2005, at 70 FR 944, and supplemented on April 14,
2005, at 70 FR 19844, EPA designated the Rome Area as nonattainment for
the 1997 PM2.5 NAAQS. In that action, EPA defined the 1997
PM2.5 Rome Area to include Floyd County in Georgia. On
November 13, 2009, at 74 FR 58688, EPA promulgated designations for the
24-hour standard established in 2006, designating the Rome Area as
attainment for that NAAQS. That action clarified that the Rome Area was
classified unclassifiable/attainment for the 1997 24-hour
PM2.5 NAAQS. EPA did not promulgate designations for the
2006 annual PM2.5 NAAQS because that NAAQS was essentially
identical to the 1997 annual PM2.5 NAAQS, and today's action
only addresses this designation.
All 1997 PM2.5 NAAQS areas were designated under subpart
1 of title I, part D, of the CAA. Subpart 1 contains the general
requirements for nonattainment areas for any pollutant governed by a
NAAQS and is less prescriptive than the other subparts of title I, part
D. On April 25, 2007, at 72 FR 20586, EPA promulgated its Clean Air
Fine Particle Implementation Rule, codified at 40 CFR part 51, subpart
Z, in which the Agency provided guidance for state and tribal plans to
implement the 1997 PM2.5 annual NAAQS. This rule, at 40 CFR
51.1004(c), specifies some of the regulatory results of attaining the
NAAQS, as discussed below. The DC Circuit remanded the Clean Air Fine
Particle Implementation Rule and the ``Implementation of the New Source
Review (NSR) Program for Particulate Matter Less than 2.5 Micrometers
(PM2.5)'' final rule (73 FR 28321, May 16, 2008)
(collectively, ``1997 PM2.5 Implementation Rule'') to EPA on
January 4, 2013, in Natural Resources Defense Council v. EPA, 706 F.3d
428 (D.C. Cir. 2013). The court found that EPA erred in implementing
the 1997 PM2.5 NAAQS pursuant to the general implementation
provisions of subpart 1 of Part D of Title I of the CAA, rather than
the particulate-matter-specific provisions of subpart 4 of Part D of
Title I. The effect of the court's ruling on this proposed
redesignation action is discussed in detail in Section VI of this
notice.
The 3-year ambient air quality data for 2007-2009 indicated no
violations of the 1997 PM2.5 annual NAAQS for the Rome Area.
As a result, on June 21, 2012, Georgia requested redesignation of the
Rome Area to attainment for the 1997 annual PM2.5 NAAQS. The
redesignation request includes three years of complete, quality-assured
ambient air quality data for the 1997 annual PM2.5 NAAQS for
2007-2009, indicating that the 1997 PM2.5 NAAQS had been
achieved for the entire Rome Area. Under the CAA, nonattainment areas
may be redesignated to attainment if sufficient, complete, quality-
assured data is available for the Administrator to determine that the
area has attained the standard and the area meets the other CAA
redesignation requirements in section 107(d)(3)(E). The Rome Area
design value based on data from 2007 through 2009 is 13.3 [micro]g/
m\3\, which demonstrates attainment of the standard. While annual
PM2.5 concentrations are dependent on a variety of
conditions, the overall improvement in annual PM2.5
concentrations in the Rome Area can be attributed to the reduction of
pollutant emissions, as discussed in more detail in section V of this
proposed rulemaking.
III. What are the criteria for redesignation?
The CAA provides the requirements for redesignating a nonattainment
area to attainment. Specifically, section 107(d)(3)(E) of the CAA
allows for redesignation provided the following criteria are met: (1)
The Administrator determines that the area has attained the applicable
NAAQS; (2) the Administrator has fully approved the applicable
implementation plan for the area under section 110(k); (3) the
Administrator determines that the improvement in air quality is due to
permanent and enforceable reductions in emissions resulting from
implementation of the applicable SIP and applicable federal air
pollutant control regulations and other permanent and enforceable
reductions; (4) the Administrator has fully approved a maintenance plan
for the area as meeting the requirements of section 175A; and (5) the
state containing such area has met all requirements applicable to the
area under section 110 and part D of title I of the CAA.
EPA has provided guidance on redesignation in the General Preamble
for the Implementation of title I of the CAA Amendments of 1990 (April
16, 1992, 57 FR 13498, and supplemented on April 28, 1992, 57 FR 18070)
and has provided further guidance on processing redesignation requests
in the following documents:
1. ``Procedures for Processing Requests to Redesignate Areas to
Attainment,'' Memorandum from John Calcagni, Director, Air Quality
Management Division, September 4, 1992 (hereafter referred to as the
``Calcagni Memorandum'');
2. ``State Implementation Plan (SIP) Actions Submitted in Response
to Clean Air Act (CAA) Deadlines,'' Memorandum from John Calcagni,
Director, Air Quality Management Division, October 28, 1992;
3. ``Part D New Source Review (Part D NSR) Requirements for Areas
Requesting Redesignation to Attainment,'' Memorandum from Mary D.
Nichols, Assistant Administrator for Air and Radiation, October 14,
1994; and
4. ``Next Steps for Pending Redesignation Requests and State
Implementation Plan Actions Affected by the Recent Court Decision
Vacating the 2011 Cross-State Air Pollution Rule,'' Memorandum from
Gina McCarthy, Assistant Administrator, November 19, 2012.
IV. Why is EPA proposing these actions?
On June 21, 2012, GA EPD requested the redesignation of the Rome
Area to attainment for the 1997 annual PM2.5 NAAQS. The Rome
Area has attained the 1997 annual PM2.5 NAAQS, and EPA's
preliminary evaluation indicates that the Area has met the requirements
for redesignation set forth in section 107(d)(3)(E), including the
maintenance plan requirements under section 175A of the CAA. EPA is
also announcing the status of its adequacy determination for the direct
PM2.5 and NOX MVEBs for the Rome Area.
V. What is EPA's analysis of the request?
As stated above, in accordance with the CAA, EPA proposes in
today's action to: (1) Redesignate the Rome Area to attainment for the
1997 annual PM2.5 NAAQS; and (2) approve into the Georgia
SIP the 1997 annual PM2.5 NAAQS maintenance plan, including
the associated MVEBs, for the Rome Area. Further, EPA proposes to make
the determination that the Rome Area
[[Page 3760]]
continues to attain the 1997 annual PM2.5 NAAQS and that all
other redesignation criteria have been met for the Rome Area. The five
redesignation criteria provided under CAA section 107(d)(3)(E) are
discussed in greater detail for the Area in the following paragraphs of
this section.
Criteria (1)--The Rome Area Has Attained the 1997 Annual PM2.5 NAAQS
For redesignating a nonattainment area to attainment, the CAA
requires EPA to determine that the area has attained the applicable
NAAQS (CAA section 107(d)(3)(E)(i)). EPA is proposing to determine that
the Rome Area continues to attain the 1997 annual PM2.5
NAAQS since the September 8, 2011, attainment determination. For
PM2.5, an area may be considered to be attaining the 1997
annual PM2.5 if it meets the 1997 annual PM2.5
NAAQS, as determined in accordance with 40 CFR 50.13 and Appendix N of
part 50, based on three complete, consecutive calendar years of
quality-assured air quality monitoring data. To attain these NAAQS, the
3-year average of the annual arithmetic mean concentration, as
determined in accordance with 40 CFR part 50, Appendix N, must be less
than or equal to 15.0 [micro]g/m\3\ at all relevant monitoring sites in
the subject area over a 3-year period. The relevant data must be
collected and quality-assured in accordance with 40 CFR part 58 and
recorded in the EPA Air Quality System (AQS) database. The monitors
generally should have remained at the same location for the duration of
the monitoring period required for demonstrating attainment.
On April 5, 2011, at 76 FR 18650, EPA determined that the Rome Area
was attaining the 1997 annual PM2.5 NAAQS. For that action
EPA reviewed PM2.5 monitoring data from monitoring station
in the Rome Area for the 1997 annual PM2.5 NAAQS for 2007-
2009. These data have been quality-assured and are recorded in AQS. On
September 8, 2011, at 76 FR 55774, EPA also finalized a determination
that the Rome Area attained the 1997 annual PM2.5 NAAQS by
the applicable attainment date of April 5, 2010. EPA has reviewed more
recent data, which indicates that the Rome Area continues to attain the
1997 annual PM2.5 NAAQS beyond the submitted 3-year
attainment period of 2007-2009. The most recent year available with
complete, quality-assured and certified ambient air monitoring is 2012,
during which the Area recorded an annual average PM2.5
concentration of 10.6 [mu]g/m\3\. EPA has also reviewed the available
data in AQS for 2013 which, although not yet complete or certified,
indicates the Area continues to attain the 1997 annual PM2.5
NAAQS. As summarized in Table 1 below, the 3-year average of annual
arithmetic mean concentrations (i.e., design values) for the years
2009, 2010, 2011, and 2012 for the Rome Area are below the 1997 annual
PM2.5 NAAQS.
Table 1--Design Value Concentrations for the Rome Area for the 1997 Annual PM2.5 NAAQS ([mu]g/m\3\)
--------------------------------------------------------------------------------------------------------------------------------------------------------
3-Year design values
Location County Site ID ---------------------------------------------------------------
2007-2009 2008-2010 2009-2011 2010-2012
--------------------------------------------------------------------------------------------------------------------------------------------------------
Rome-Coosa Elementary School............. Floyd........................ 13-115-0003 13.3 12.5 12.4 12.1
--------------------------------------------------------------------------------------------------------------------------------------------------------
As discussed above, the design value for an area is the highest 3-
year average annual mean concentration recorded at any monitor in the
area for a 3-year period. Therefore, the 3-year design value for the
period on which Georgia based its redesignation request (2007-2009) for
the Rome Area is 13.3 [mu]g/m\3\, which meets the NAAQS as described
above. Additional details can be found in EPA's final clean data
determination for the Rome Area (76 FR 18650, April 5, 2011). EPA has
reviewed more recent data which indicate that the Rome Area continues
to attain the 1997 PM2.5 NAAQS beyond the submitted 3-year
attainment period of 2007-2009. If the Area does not continue to attain
before EPA finalizes the redesignation, EPA will not go forward with
the redesignation. As discussed in more detail below, GA EPD has
committed to continue monitoring in this Area in accordance with 40 CFR
part 58.
Criteria (5)--Georgia Has Met All Applicable Requirements Under Section
110 and Part D of the CAA; and Criteria (2)--Georgia Has a Fully
Approved SIP Under Section 110(k) for the Rome Area
For redesignating a nonattainment area to attainment, the CAA
requires EPA to determine that the state has met all applicable
requirements under section 110 and part D of title I of the CAA (CAA
section 107(d)(3)(E)(v)) and that the state has a fully approved SIP
under section 110(k) for the area (CAA section 107(d)(3)(E)(ii)). EPA
proposes to find that Georgia has met all applicable SIP requirements
for the Rome Area under section 110 of the CAA (general SIP
requirements) for purposes of redesignation. Additionally, EPA proposes
to find that the Georgia SIP satisfies the criterion that it meet
applicable SIP requirements for purposes of redesignation under part D
of title I of the CAA (requirements specific to 1997 annual
PM2.5 nonattainment areas) in accordance with section
107(d)(3)(E)(v). Further, EPA proposes to determine that the SIP is
fully approved with respect to all requirements applicable for purposes
of redesignation in accordance with section 107(d)(3)(E)(ii). In making
these determinations, EPA ascertained which requirements are applicable
to the Area and, if applicable, that they are fully approved under
section 110(k). SIPs must be fully approved only with respect to
requirements that were applicable prior to submittal of the complete
redesignation request.
a. The Rome Area Has Met All Applicable Requirements Under Section 110
and Part D of the CAA
General SIP requirements. Section 110(a)(2) of title I of the CAA
delineates the general requirements for a SIP, which include
enforceable emissions limitations and other control measures, means, or
techniques; provisions for the establishment and operation of
appropriate devices necessary to collect data on ambient air quality;
and programs to enforce the limitations. General SIP elements and
requirements are delineated in section 110(a)(2) of title I, part A of
the CAA. These requirements include, but are not limited to, the
following: submittal of a SIP that has been adopted by the state after
reasonable public notice and hearing; provisions for establishment and
operation of appropriate procedures needed to monitor ambient air
quality; implementation of a source permit program; provisions for the
implementation of part C requirements (Prevention of Significant
Deterioration (PSD)) and provisions for the implementation of part D
requirements (Nonattainment New Source Review (NNSR) permit programs);
provisions for air pollution modeling; and provisions for public and
local agency participation
[[Page 3761]]
in planning and emission control rule development.
Section 110(a)(2)(D) requires that SIPs contain certain measures to
prevent sources in a state from significantly contributing to air
quality problems in another state. To implement this provision, EPA has
required certain states to establish programs to address the interstate
transport of air pollutants. The section 110(a)(2)(D) requirements for
a state are not linked with a particular nonattainment area's
designation and classification in that state. EPA believes that the
requirements linked with a particular nonattainment area's designation
and classifications are the relevant measures to evaluate in reviewing
a redesignation request. The transport SIP submittal requirements,
where applicable, continue to apply to a state regardless of the
designation of any one particular area in the state. Thus, EPA does not
believe that the CAA's interstate transport requirements should be
construed to be applicable requirements for purposes of redesignation.
However, as discussed later in this notice, addressing pollutant
transport from other states is an important part of an area's
maintenance demonstration.
In addition, EPA believes other section 110 elements that are
neither connected with nonattainment plan submissions nor linked with
an area's attainment status are not applicable requirements for
purposes of redesignation. The area will still be subject to these
requirements after the area is redesignated. The section 110 and part D
requirements which are linked with a particular area's designation and
classification are the relevant measures to evaluate in reviewing a
redesignation request. This approach is consistent with EPA's existing
policy on applicability (i.e., for redesignations) of conformity and
oxygenated fuels requirements, as well as with section 184 ozone
transport requirements. See Reading, Pennsylvania, proposed and final
rulemakings (61 FR 53174-53176, October 10, 1996), (62 FR 24826, May 7,
1997); Cleveland-Akron-Loraine, Ohio, final rulemaking (61 FR 20458,
May 7, 1996); and Tampa, Florida, final rulemaking at (60 FR 62748,
December 7, 1995). See also the discussion on this issue in the
Cincinnati, Ohio, redesignation (65 FR 37890, June 19, 2000), and in
the Pittsburgh, Pennsylvania, redesignation (66 FR 50399, October 19,
2001).
On June 15, 2012 (77 FR 35909) and February 20, 2013 (78 FR 11805),
EPA proposed approval on a submittal from Georgia, addressing
``infrastructure SIP'' elements required under the CAA section
110(a)(2) for the 1997 annual PM2.5 NAAQS.\3\ However, these
are statewide requirements that are not a consequence of the
nonattainment status of the Rome Area. As stated above, EPA believes
that section 110 elements not linked to an area's nonattainment status
are not applicable for purposes of redesignation. Therefore,
notwithstanding the fact that EPA has not yet completed rulemaking on
Georgia's submittal for the PM2.5 infrastructure SIP
elements of section 110(a)(2), EPA believes that it has approved all
SIP elements that must be approved as a prerequisite for redesignating
the Rome Area to attainment.
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\3\ The June 15, 2012 proposed approval (77 FR 35909) addressed
all infrastructure SIP elements required under section 110(a)(2) for
the 1997 annual PM2.5 NAAQS with the exception of the
visibility element under section 110(a)(2)(D)(i)(II) (also known as
``prong 4''). EPA finalized the June 15, 2012 proposed action on
October 25, 2012 (77 FR 65125). EPA proposed approval of prong 4 for
the 1997 annual PM2.5 NAAQS on February 20, 2013 (78 FR
11805) but has not yet taken final action on this element.
---------------------------------------------------------------------------
Title I, Part D, subpart 1 applicable SIP requirements. EPA
proposes to determine that the Georgia SIP meets the applicable SIP
requirements for the Rome Area for purposes of redesignation under part
D of the CAA. Subpart 1 of part D, found in sections 172-176 of the
CAA, sets for the basic nonattainment requirements applicable to all
nonattainment areas. All areas that were designated nonattainment for
the 1997 annual PM2.5 NAAQS were designated under subpart 1
of the CAA. For purposes of evaluating this redesignation request, the
applicable part D, subpart 1 SIP requirements for all nonattainment
areas are contained in sections 172(c)(1)-(9) and in section 176. A
thorough discussion of the requirements contained in section 172 can be
found in the General Preamble for Implementation of title I (57 FR
13498, April 16, 1992). Section VI of this proposed rulemaking notice
discusses the relationship between this proposed redesignation action
and subpart 4 of Part D.
Subpart 1 Section 172 Requirements. Section 172(c)(1) requires the
plans for all nonattainment areas to provide for the implementation of
all reasonably available control measures (RACM) as expeditiously as
practicable and to provide for attainment of the NAAQS. EPA interprets
this requirement to impose a duty on all nonattainment areas to
consider all available control measures and to adopt and implement such
measures as are reasonably available for implementation in each area as
components of the area's attainment demonstration. Under section 172,
states with nonattainment areas must submit plans providing for timely
attainment and meeting a variety of other requirements. However,
pursuant to 40 CFR 51.1004(c), EPA's final determination that the Rome
Area is attaining the annual PM2.5 standard suspended
Georgia's obligation to submit most of the attainment planning
requirements that would otherwise apply. Specifically, the
determination of attainment suspended Georgia's obligation to submit an
attainment demonstration and planning SIPs to provide for reasonable
further progress (RFP), RACM, and contingency measures under section
172(c)(9).
The General Preamble for Implementation of Title I (57 FR 13498,
April 16, 1992) also discusses the evaluation of the section 172
requirements in the context of EPA's consideration of a redesignation
request. The General Preamble sets forth EPA's view of applicable
requirements for purposes of evaluating redesignation requests when an
area is attaining a standard.
Because attainment has been reached in the Rome Area, no additional
measures are needed to provide for attainment, and section 172(c)(1)
requirements for an attainment demonstration and RACM are no longer
considered to be applicable for purposes of redesignation as long as
the Area continues to attain the standard until redesignation. See also
40 CFR 51.1004(c).
Pursuant to section 172(c)(2), nonattainment plans must contain
provisions that require reasonable further progress toward attainment.
This requirement is not relevant for purposes of redesignation because
EPA has determined that the Rome Area has monitored attainment of the
1997 annual PM2.5 NAAQS. See General Preamble, 57 FR 13564.
See also 40 CFR 51.1004(c). In addition, because the Rome Area has
attained the 1997 annual PM2.5 NAAQS and is no longer
subject to a RFP requirement, the requirement to submit the section
172(c)(9) contingency measures is not applicable for purposes of
redesignation. Id.
Section 172(c)(3) requires submission and approval of a
comprehensive, accurate, and current inventory of actual emissions. On
January 12, 2012, EPA approved Georgia's 2002 base-year emissions
inventory for the Rome Area as part of the SIP revision submitted by GA
EPD to provide for attainment of the 1997 PM2.5 NAAQS in the
Area. See 77 FR 1873. No comments, adverse or otherwise, were received
on EPA's
[[Page 3762]]
proposed approval of the emissions inventory for the Rome Area.
Section 172(c)(4) requires the identification and quantification of
allowable emissions for major new and modified stationary sources to be
allowed in an area, and section 172(c)(5) requires source permits for
the construction and operation of new and modified major stationary
sources anywhere in the nonattainment area. EPA has determined that,
since PSD requirements will apply after redesignation, areas being
redesignated need not comply with the requirement that a NSR program be
approved prior to redesignation, provided that the area demonstrates
maintenance of the NAAQS without part D NSR. A more detailed rationale
for this view is described in a memorandum from Mary Nichols, Assistant
Administrator for Air and Radiation, dated October 14, 1994, entitled
``Part D New Source Review Requirements for Areas Requesting
Redesignation to Attainment.'' Georgia has demonstrated that the Rome
Area will be able to maintain the NAAQS without part D NSR in effect,
and therefore, Georgia need not have fully approved part D NSR programs
prior to approval of the redesignation request. Georgia's PSD program
will become effective in the Rome Area upon redesignation to
attainment.
Section 172(c)(6) requires the SIP to contain control measures
necessary to provide for attainment of the NAAQS. Because attainment
has been reached, no additional measures are needed to provide for
attainment.
Section 172(c)(7) requires the SIP to meet the applicable
provisions of section 110(a)(2). As noted above, EPA believes the
Georgia SIP meets the requirements of section 110(a)(2) applicable for
purposes of redesignation.
176 Conformity Requirements. Section 176(c) of the CAA requires
states to establish criteria and procedures to ensure that federally-
supported or funded projects conform to the air quality planning goals
in the applicable SIP. The requirement to determine conformity applies
to transportation plans, programs and projects that are developed,
funded or approved under title 23 of the United States Code (U.S.C.)
and the Federal Transit Act (transportation conformity) as well as to
all other federally-supported or funded projects (general conformity).
State transportation conformity SIP revisions must be consistent with
federal conformity regulations relating to consultation, enforcement
and enforceability that EPA promulgated pursuant to its authority under
the CAA.
EPA believes that it is reasonable to interpret the conformity SIP
requirements \4\ as not applying for purposes of evaluating the
redesignation request under section 107(d) because state conformity
rules are still required after redesignation and federal conformity
rules apply where state rules have not been approved. See Wall v. EPA,
265 F.3d 426 (upholding this interpretation) (6th Cir. 2001); see also
60 FR 62748 (December 7, 1995, Tampa, Florida). Thus, the Rome Area has
satisfied all applicable requirements for purposes of redesignation
under section 110 and part D of the CAA.
---------------------------------------------------------------------------
\4\ CAA Section 176(c)(4)(E) requires states to submit revisions
to their SIPs to reflect certain federal criteria and procedures for
determining transportation conformity. Transportation conformity
SIPs are different from the MVEBs that are established in control
strategy SIPs and maintenance plans.
---------------------------------------------------------------------------
b. The Rome Area Has a Fully Approved Applicable SIP Under Section
110(k) of the CAA
EPA has fully approved the applicable Georgia SIP for the Rome Area
for the 1997 annual PM2.5 nonattainment area under section
110(k) of the CAA for all requirements applicable for purposes of
redesignation. EPA may rely on prior SIP approvals in approving a
redesignation request (see Calcagni Memorandum at p. 3; Southwestern
Pennsylvania Growth Alliance v. Browner, 144 F.3d 984, 989-90 (6th Cir.
1998); Wall, 265 F.3d 426) plus any additional measures it may approve
in conjunction with a redesignation action (see 68 FR 25426 (May 12,
2003) and citations therein). Following passage of the CAA of 1970,
Georgia has adopted and submitted, and EPA has fully approved at
various times, provisions addressing the various SIP elements
applicable for the 1997 annual PM2.5 NAAQS in the Rome Area
(e.g., 77 FR 35909, June 15, 2012).
As indicated above, EPA believes that the section 110 elements not
connected with nonattainment plan submissions and not linked to the
area's nonattainment status are not applicable requirements for
purposes of redesignation. In addition, EPA believes that since the
part D subpart 1 requirements did not become due prior to submission of
the redesignation request, they are also not applicable requirements
for purposes of redesignation. Sierra Club v. EPA, 375 F.3d 537 (7th
Cir. 2004); 68 FR 25424, 25427 (May 12, 2003) (redesignation of the St.
Louis-East St. Louis Area to attainment of the 1-hour ozone NAAQS). EPA
has previously approved all part D subpart 1 requirements applicable
for purposes of this redesignation. See Section VI of this notice for a
discussion of the relationship between part D subpart 4 and this
action.
Criteria (3)--The Air Quality Improvement in the Rome Area 1997 Annual
PM2.5 NAAQS Nonattainment Area Is Due to Permanent and
Enforceable Reductions in Emissions Resulting From Implementation of
the SIP and Applicable Federal Air Pollution Control Regulations and
Other Permanent and Enforceable Reductions
For redesignating a nonattainment area to attainment, the CAA
requires EPA to determine that the air quality improvement in the area
is due to permanentF and enforceable reductions in emissions resulting
from implementation of the SIP and applicable federal air pollution
control regulations and other permanent and enforceable reductions (CAA
section 107(d)(3)(E)(iii)). EPA believes that Georgia has demonstrated
that the observed air quality improvement in the Rome Area is due to
permanent and enforceable reductions in emissions resulting from
implementation of the SIP, federal measures, and other state adopted
measures.
Fine particulate matter, or PM2.5, refers to airborne
particles less than or equal to 2.5 micrometers in diameter. Although
treated as a single pollutant, fine particles come from many different
sources and are composed of many different compounds. In the Rome Area,
one of the largest components of PM2.5 is sulfate, which is
formed through various chemical reactions from the precursor
SO2. The other major component of PM2.5 is
organic carbon, which originates predominantly from biogenic emission
sources. Nitrate, which is formed from the precursor NOX, is
also a component of PM2.5. Crustal materials from windblown
dust and elemental carbon from combustion sources are less significant
contributors to total PM2.5.
State and federal measures enacted in recent years have resulted in
permanent emission reductions in particulate matter and its precursors.
Most of these emission reductions are enforceable through regulations.
A few non-regulatory measures also result in emission reductions. The
federal measures that have been implemented include:
Tier 2 vehicle standards and low-sulfur gasoline. In addition to
requiring NOX controls, the Tier 2 rule reduced the
allowable sulfur content of gasoline
[[Page 3763]]
to 30 parts per million (ppm) starting in January of 2006. Most
gasoline sold prior to this had a sulfur content of approximately 300
ppm.
Heavy-duty gasoline and diesel highway vehicle standards & Ultra
Low-Sulfur Diesel Rule. On October 6, 2000, the U.S. EPA promulgated a
rule to reduce NOX and VOC emissions from heavy-duty
gasoline and diesel highway vehicles that began to take effect in 2004.
65 FR 59896. A second phase of standards and testing procedures began
in 2007 to reduce particulate matter from heavy-duty highway engines,
and reduce highway diesel fuel sulfur content to 15 ppm since the
sulfur in fuel damages high efficiency catalytic exhaust emission
control devices. The total program should achieve a 90 percent
reduction PM emissions and a 95 percent reduction in NOX
emission for new engines using low-sulfur diesel, compared to existing
engines using higher-content sulfur diesel.
Nonroad Large spark-ignition engines and recreational engines
standards. The nonroad spark-ignition and recreational engine
standards, effective in July 2003, regulate NOX,
hydrocarbons, and carbon monoxide from groups of previously unregulated
nonroad engines. These engine standards apply to large spark-ignition
engines (e.g., forklifts and airport ground service equipment),
recreational vehicles (e.g., off-highway motorcycles and all-terrain-
vehicles), and recreational marine diesel engines sold in the United
States and imported after the effective date of these standards.
When all of the nonroad spark-ignition and recreational engine
standards are fully implemented, an overall 72 percent reduction in
hydrocarbons, 80 percent reduction in NOX, and 56 percent
reduction in carbon monoxide emissions are expected by 2020. These
controls will help reduce ambient concentrations of ozone, carbon
monoxide, and fine particulate matter.
Large nonroad diesel engine standards. Promulgated in 2004, this
rule is being phased in between 2008 and 2014. This rule will reduce
sulfur content in nonroad diesel fuel and, when fully implemented, will
reduce NOX and direct PM2.5 emissions by over 90
percent from these engines.
Reciprocating Internal Combustion Engine Standard. Promulgated in
2010, this rule regulates emissions of air toxics from existing diesel
powered stationary reciprocating internal combustion engines that meet
specific site rating, age, and size criteria. When all of the
reciprocating internal combustion engine standards are fully
implemented in 2013, EPA estimates that PM2.5 emissions from
these engines will be reduced by approximately 2,800 tons per year
(tpy).
Category 3 Marine Diesel Engine Standards. Promulgated in 2010,
this rule establishes more stringent exhaust emission standards for new
large marine diesel engines with per cylinder displacement at or above
30 liters (commonly referred to as Category 3 compression-ignition
marine engines) as part of a coordinated strategy to address emissions
from all ships that effect U.S. air quality. Near-term standards for
newly built engines will apply beginning in 2011, and long-term
standards requiring an 80 percent reduction in NOX emissions
will begin in 2016.
NOX SIP Call. On October 27, 1998 (63 FR 57356), EPA
issued a NOX SIP Call requiring the District of Columbia and
22 states to reduce emissions of NOX. Affected states were
required to comply with Phase I of the SIP Call beginning in 2004, and
Phase II beginning in 2007. Emission reductions resulting from
regulations developed in response to the NOX SIP Call are
permanent and enforceable.
CAIR and CSAPR. EPA recently promulgated CSAPR (76 FR 48208, August
8, 2011) to replace the Clean Air Interstate (CAIR), which has been in
place since 2005. See 76 FR 59517. CAIR requires significant reductions
in emissions of SO2 and NOX from electric
generating units (EGUs) to limit the interstate transport of these
pollutants and the ozone and fine particulate matter they form in the
atmosphere. See 76 FR 70093. The DC Circuit initially vacated CAIR,
North Carolina v. EPA, 531 F.3d 896 (D.C. Cir. 2008), but ultimately
remanded the rule to EPA without vacatur to preserve the environmental
benefits provided by CAIR, North Carolina v. EPA, 550 F.3d 1176, 1178
(D.C. Cir. 2008).
On December 30, 2011, the DC Circuit issued an order addressing the
status of CSAPR and CAIR in response to motions filed by numerous
parties seeking a stay of CSAPR pending judicial review. In that order,
the Court stayed CSAPR pending resolution of the petitions for review
of that rule in EME Homer City Generation, L.P. v. EPA (No. 11-1302 and
consolidated cases). The Court also indicated that EPA was expected to
continue to administer CAIR in the interim until judicial review of
CSAPR was completed.
On August 21, 2012, the DC Circuit issued a decision to vacate
CSAPR. In that decision, it also ordered EPA to continue administering
CAIR ``pending . . . development of a valid replacement.'' EME Homer
City, 696 F.3d at 38. The DC Circuit denied all petitions for rehearing
on January 24, 2013. EPA and other parties filed petitions for
certiorari to the U.S. Supreme Court on March 29, 2013, to review the
DC Circuit's decision in EME Homer City, and on June 24, 2013, the U.S.
Supreme Court granted the United States' petition asking the Court to
review the DC Circuit's decision on CSAPR. Nonetheless, EPA intends to
continue to act in accordance with the EME Homer City opinion.
In light of these unique circumstances and for the reasons
explained below, EPA proposes to approve the redesignation request and
the related SIP revision for Floyd County in Georgia, including
Georgia's plan for maintaining attainment of the 1997 annual
PM2.5 NAAQS in the Rome Area. To the extent that attainment
is due to emission reductions associated with CAIR, EPA is here
determining that those reductions are sufficiently permanent and
enforceable for purposes of CAA sections 107(d)(3)(E)(iii) and 175A.
The air quality modeling analysis conducted for CSAPR demonstrates that
the Rome Area would be able to maintain the 1997 annual
PM2.5 NAAQS even in the absence of either CAIR or CSAPR. See
``Air Quality Modeling Final Rule Technical Support Document,'' App. B,
B-39. This modeling is available in the docket for this proposed
redesignation action. Nothing in the DC Circuit's August 2012 decision
disturbs or calls into question that conclusion or the validity of the
air quality analysis on which it is based.
In addition, as directed by the DC Circuit, CAIR remains in place
and enforceable until substituted by a valid replacement rule. EPA
approved a modification to Georgia's SIP on October 9, 2007, that
addressed the requirements of CAIR for the purpose of reducing
SO2 and NOX emissions (see 72 FR 57202), and
Georgia's SIP redesignation request lists CAIR as a control measure.
CAIR was thus in place and getting emission reductions when the Rome
area began monitoring attainment of the 1997 Annual PM2.5
NAAQS. The quality-assured, certified monitoring data used to
demonstrate the area's attainment of the 1997 Annual PM2.5
NAAQS by the April 5, 2010 attainment deadline was also impacted by
CAIR.
To the extent that Georgia is relying on CAIR in its maintenance
plan, the recent directive from the DC Circuit in EME Homer City
ensures that the reductions associated with CAIR will be permanent and
enforceable for the necessary time period. EPA has been
[[Page 3764]]
ordered by the Court to develop a new rule to address interstate
transport to replace CSAPR and the opinion makes clear that after
promulgating that new rule, EPA must provide states an opportunity to
draft and submit SIPs to implement that rule. Thus, CAIR will remain in
place until EPA has promulgated a final rule through a notice-and-
comment rulemaking process, States have had an opportunity to draft and
submit SIPs, EPA has reviewed the SIPs to determine if they can be
approved, and EPA has taken action on the SIPs, including promulgating
a FIP if appropriate. The Court's clear instruction to EPA that it must
continue to administer CAIR until a valid replacement exists provides
an additional backstop: By definition, any rule that replaces CAIR and
meets the Court's direction would require upwind states to have SIPs
that eliminate significant contributions to downwind nonattainment and
prevent interference with maintenance in downwind areas.
Further, in vacating CSAPR and requiring EPA to continue
administering CAIR, the DC Circuit emphasized that the consequences of
vacating CAIR ``might be more severe now in light of the reliance
interests accumulated over the intervening four years.'' EME Homer
City, 696 F.3d at 38. The accumulated reliance interests include the
interests of states who reasonably assumed they could rely on
reductions associated with CAIR which brought certain nonattainment
areas into attainment with the NAAQS. If EPA were prevented from
relying on reductions associated with CAIR in redesignation actions,
states would be forced to impose additional, redundant reductions on
top of those achieved by CAIR. EPA believes this is precisely the type
of irrational result the court sought to avoid by ordering EPA to
continue administering CAIR. For these reasons also, EPA believes it is
appropriate to allow states to rely on CAIR, and the existing emissions
reductions achieved by CAIR, as sufficiently permanent and enforceable
for purposes such as redesignation. Following promulgation of the
replacement rule, EPA will review SIPs as appropriate to identify
whether there are any issues that need to be addressed.
Criteria (4)--The Rome Area Has a Fully Approved Maintenance Plan
Pursuant to Section 175A of the CAA
For redesignating a nonattainment area to attainment, the CAA
requires EPA to determine that the area has a fully approved
maintenance plan pursuant to section 175A of the CAA (CAA section
107(d)(3)(E)(iv)). In conjunction with its request to redesignate the
Rome Area to attainment for the 1997 annual PM2.5 NAAQS, GA
EPD submitted a SIP revision to provide for the maintenance of the 1997
annual PM2.5 NAAQS for at least 10 years after the effective
date of redesignation to attainment. EPA believes this maintenance plan
meets the requirements for approval under section 175A of the CAA.
a. What is required in a maintenance plan?
Section 175A of the CAA sets forth the elements of a maintenance
plan for areas seeking redesignation from nonattainment to attainment.
Under section 175A, the plan must demonstrate continued attainment of
the applicable NAAQS for at least 10 years after the Administrator
approves a redesignation to attainment. Eight years after the
redesignation, GA EPD must submit a revised maintenance plan
demonstrating that attainment will continue to be maintained for the 10
years following the initial 10-year period. To address the possibility
of future NAAQS violations, the maintenance plan must contain such
contingency measures, as EPA deems necessary, to assure prompt
correction of any future 1997 annual PM2.5 NAAQS violations.
The Calcagni Memorandum provides further guidance on the content of a
maintenance plan, explaining that a maintenance plan should address
five requirements: The attainment emissions inventory, maintenance
demonstration, monitoring, verification of continued attainment, and a
contingency plan. As is discussed below, EPA finds that GA EPD's
maintenance plan includes all the necessary components and is thus
proposing to approve it as a revision to the Georgia SIP.
b. Attainment Emissions Inventory
The Rome Area attained the 1997 annual PM2.5 NAAQS based
on monitoring data for the 3-year period from 2007-2009. GA EPD has
selected 2007 as the attainment emission inventory year. The attainment
inventory identifies a level of emissions in the Area that is
sufficient to attain the 1997 annual PM2.5 NAAQS. GA EPD
began development of the attainment inventory by first generating a
baseline emissions inventory for the Rome Area. As noted above, the
year 2007 was chosen as the base year for developing a comprehensive
emissions inventory for direct PM2.5 and the
PM2.5 precursors SO2 and NOX.
Emissions projections to support maintenance through 2023 have been
prepared for the years 2017 and 2023. In addition, emissions have been
calculated by interpolation for the years 2014 and 2020. The projected
inventory included with the maintenance plan estimates emissions
forward to 2023, which is at the 10-year interval required in section
175(A) of the CAA.
The emissions inventories are composed of four major types of
sources: point, area, on-road mobile and non-road mobile. The 2007
inventory, with the exception of on-road emissions, was prepared for
Georgia by the contractor for the Southeastern Modeling, Analysis, and
Planning (SEMAP) project. Under the SEMAP project, emissions estimates
are reported by county and source classification code (SCC). The SEMAP
emissions inventories were developed using data from a number of
sources, including state and local agencies and EPA's National
Emissions Inventory (NEI). GA EPD utilized the State's own resources to
develop the 2007 inventory of on-road mobile emissions.
The 2007 SO2, NOx and PM2.5 emissions for the
Rome Area, as well as the emissions for other years, were developed
consistent with EPA guidance and are summarized in Tables 2, 3, 4, 5,
and 6 of the following subsection discussing the maintenance
demonstration.
Section 175A requires a state seeking redesignation to attainment
to submit a SIP revision to provide for the maintenance of the NAAQS in
the Area ``for at least 10 years after the redesignation.'' EPA has
interpreted this as a showing of maintenance ``for a period of ten
years following redesignation.'' Calcagni Memorandum, p. 9. Where the
emissions inventory method of showing maintenance is used, the purpose
is to show that emissions during the maintenance period will not
increase over the attainment year inventory. Calcagni Memorandum, pp.
9-10.
As discussed in detail in the subsection below, Georgia's
maintenance plan submission expressly documents that the Area's
emissions inventories will remain below the attainment year inventories
through 2023. Projected emissions inventory levels in 2023 are well
below the attainment year inventory levels, and it is highly improbable
that they will suddenly increase and exceed attainment year inventory
levels in 2024. In addition, for the reasons set forth below, EPA
believes that the Georgia's submission, in conjunction with additional
supporting information, further demonstrates that the Area will
continue to maintain the 1997 Annual PM2.5 NAAQS at least
through 2024.
[[Page 3765]]
Thus, if EPA finalizes its proposed approval of the redesignation
request and maintenance plans in 2014, the approval will be based upon
this showing, in accordance with section 175A, and EPA's analysis
described herein, that the Georgia's maintenance plan provides for
maintenance for at least ten years after redesignation.
c. Maintenance Demonstration
The June 21, 2012, final submittal includes a maintenance plan for
the Rome Area. This demonstration:
(i) Shows compliance with and maintenance of the annual
PM2.5 standard by providing information to support the
demonstration that current and future emissions of SO2,
NOX and PM2.5 remain at or below 2007 emissions
levels.
(ii) Uses 2007 as the attainment year and includes future emission
inventory projections for 2017 and 2023.
(iii) Identifies an ``out year'' at least 10 years after EPA review
and potential approval of the maintenance plan. Per 40 CFR part 93,
NOX and PM2.5 MVEBs were established for the last
year (2023) of the maintenance plan.
(iv) Provides, as shown in Tables 2, 3, 4, 5, and 6 below, the
actual and projected missions inventories, in tpy, for the Rome Area.
Table 2--Actual (2007), Estimated (2014 and 2020) and Projected (2017 and 2023) Point Source Emissions for the
Rome Area
[tons]
----------------------------------------------------------------------------------------------------------------
Pollutant 2007 2014 2017 2020 2023
----------------------------------------------------------------------------------------------------------------
SO2............................. 24,275 19,666 6,119 6,242 6,366
NOX............................. 10,165 8,267 7,453 7,660 7,866
PM2.5........................... 953 774 697 722 747
----------------------------------------------------------------------------------------------------------------
Table 3--Actual (2007), Estimated (2014 and 2020) and Projected (2017 and 2023) Nonpoint Sources Emissions for
the Rome Area
[tons]
----------------------------------------------------------------------------------------------------------------
Pollutant 2007 2014 2017 2020 2023
----------------------------------------------------------------------------------------------------------------
SO2............................. 758 784 794 807 819
NOX............................. 936 1,026 1,066 1,104 1,144
PM2.5........................... 1,855 2,072 2,164 2,249 2,333
----------------------------------------------------------------------------------------------------------------
Table 4--Actual (2007), Estimated (2014 and 2020) and Projected (2017 and 2023) Onroad Mobile Sources Emissions
for the Rome Area
[tons]
----------------------------------------------------------------------------------------------------------------
Pollutant 2007 2014 2017 2020 2023
----------------------------------------------------------------------------------------------------------------
SO2............................. 14.1 11.6 10.5 9.4 8.3
NOX............................. 3,378.3 2,270.9 1,796.2 1,321.6 847.0
PM2.5........................... 117.3 79.9 63.9 47.8 31.8
----------------------------------------------------------------------------------------------------------------
Table 5--Actual (2007), Estimated (2014 and 2020) and Projected (2017 and 2023) Nonroad Mobile Source Emissions
for the Rome Area
[tons]
----------------------------------------------------------------------------------------------------------------
Pollutant 2007 2014 2017 2020 2023
----------------------------------------------------------------------------------------------------------------
SO2............................. 29 9 1 1 1
NOX............................. 996 728 613 546 479
PM2.5........................... 66 48 40 36 31
----------------------------------------------------------------------------------------------------------------
Table 6--Actual (2007), Estimated (2014 and 2020) and Projected (2017 and 2023) Emissions for all sectors for the Rome Area
[tons]
--------------------------------------------------------------------------------------------------------------------------------------------------------
Pollutant 2007 2014 2017 2020 2023 Change 2007-2023
--------------------------------------------------------------------------------------------------------------------------------------------------------
SO2.................................... 25,276.1 20,470.6 6,924.5 7,059.4 7,194.3 72% decrease.
NOX.................................... 15,475.3 12,291.9 10,928.2 10,631.6 10,336.0 33% decrease.
PM2.5.................................. 2,991.3 2,973.9 2,964.9 3,054.8 3,142.8 5% increase.
--------------------------------------------------------------------------------------------------------------------------------------------------------
[[Page 3766]]
The State's submittal credits Georgia Rule 391-3-1-.02(2)(sss) as
requiring flue gas desulfurization (FGD) and selective catalytic
reduction (SCR) controls on the majority of coal-fired EGUs in the
State. The submittal also credits Georgia Rule 391-3-1-.02(2)(uuu) as
requiring a 95 percent reduction in SO2 emissions from the
majority of Georgia's coal-fired EGUs, with the requirement being
phased in from 2010 through 2016. Within the Rome Area, this rule
requires a 95 percent reduction of SO2 emissions from all
four EGUs at plant Hammond, which is being phased in on individual
units between 2011 and 2015. The rule also requires SO2
emission reductions from other coal-fired EGUs in north Georgia.
EPA has not approved Georgia Rules 391-3-1-.02(2)(sss) and 391-3-
1-.02(2)(uuu) into Georgia's SIP, and therefore, these rules are not
federally enforceable. However, CAIR was one measure that led to air
quality improvement in the Rome Area. As discussed above, EPA is
interpreting CAA section 107(d)(3)(E)(iii)'s requirement that emission
reductions be due to permanent and federally enforceable measures to
include CAIR, because of the D.C. Circuit's directive to leave CAIR in
place until it is replaced by a new rule. Although modeling completed
as part of the CSAPR rulemaking showed that the Area would continue to
maintain the standard even in the absence of CAIR or CSAPR, to the
extent that the Area's maintenance of the standard relies on CAIR, EPA
is proposing to find CAIR may be relied upon under CAA section 175A as
well. Unlike the state-only rules discussed above, CAIR was approved
into Georgia's SIP. Although the state-only rules have more specific
unit control requirements than the provisions of CAIR, the State
implemented them in response to CAIR and they require emissions
reductions in NOX and SO2 consistent with CAIR's
original schedule starting in 2009. Since the controls are already in
the process of being installed to comply with both CAIR and the state
rules, EPA regards the emission estimates based on the installation and
operation of these controls to be both an accurate projection of how
CAIR will continue to be implemented in the Rome Area and an
appropriate basis upon which to project the emission inventory.
As reflected in Table 6, future emissions for the relevant
pollutants and precursors are expected to be below the ``attainment
level'' emissions in 2007, thus illustrating that the Macon Area is
expected to continue to attain the 1997 annual PM2.5 NAAQS
through 2023. In situations such as this where local emissions are the
primary contributor to nonattainment, if the future projected emissions
in the nonattainment area remain at or below the baseline emissions in
the nonattainment area, then the 1997 annual PM2.5 NAAQS
should not be violated in the future.
A maintenance plan requires the state to show that projected future
year emissions will not exceed the level of emissions which led the
Area to attain the NAAQS. Georgia has projected emissions as described
previously and determined that emissions in the Macon Area will remain
below those in the attainment year inventory for the duration of the
maintenance plan.
As noted above, EPA believes that several pertinent factors
demonstrate that the Rome Area will continue to maintain the 1997
Annual PM2.5 NAAQS at least through the year 2023. These
include the circumstances that (1) all of the state and federal
regulatory requirements that enabled the Area to attain the NAAQS will
continue to be in effect and enforceable after the 10-year maintenance
period; (2) the most recent complete, quality-assured and certified
annual PM2.5 design value (for the period 2009 to 2011) for
the Area of 13.3 [mu]g/m\3\ is well below the standard of 15.0 [mu]g/
m\3\; (3) as discussed in detail below, EPA is proposing in this action
to approve Georgia's determination that the direct PM2.5 and
NOX contribution from motor vehicle emissions for the Area
and thus does not expect such emissions to contribute significantly to
future ambient PM2.5 levels; and (4) as noted above, several
of the largest sources in the Area have been required by permanent and
enforceable consent decrees to install controls that achieve reductions
in SO2 and NOX emissions as well as reductions in
direct PM2.5 emissions. Therefore, EPA expects the projected
downward trend in pollutant emissions in the Rome Area from the 2007
attainment year through the 2023 maintenance year, as shown in Table 6
above, to continue for at least the one additional year past 2024.
d. Monitoring Network
There is currently one monitor measuring PM2.5 in the
Rome Area (Rome-Coosa Elementary School in Floyd County). GA EPD has
committed to continue operation of the monitor in the Rome Area in
compliance with 40 CFR part 58 and have thus addressed the requirement
for monitoring. EPA approved Georgia's 2012 monitoring plan on October
16, 2012.
e. Verification of Continued Attainment
GA EPD has the legal authority to enforce and implement the
requirements of the Rome Area 1997 annual PM2.5 maintenance
plan. This includes the authority to adopt, implement and enforce any
subsequent emissions control contingency measures determined to be
necessary to correct future PM2.5 attainment problems.
GA EPD will track the progress of the maintenance plan by
performing future reviews of triennial emission inventories for the
Rome Area as required in the Air Emissions Reporting Rule (AERR) and
Consolidated Emissions Reporting Rule (CERR). For these periodic
inventories, GA EPD will review the assumptions made for the purpose of
the maintenance demonstration concerning projected growth of activity
levels. If any of these assumptions appear to have changed
substantially, then GA EPD will re-project emissions for the Rome Area.
f. Contingency Measures in the Maintenance Plan
Section 175A of the CAA requires that a maintenance plan include
such contingency measures as EPA deems necessary to assure that the
state will promptly correct a violation of the NAAQS that occurs after
redesignation. The maintenance plan should identify the contingency
measures to be adopted, a schedule and procedure for adoption and
implementation, and a time limit for action by GA EPD. A state should
also identify specific indicators to be used to determine when the
contingency measures need to be implemented. The maintenance plan must
include a requirement that a state will implement all measures with
respect to control of the pollutant that were contained in the SIP
before redesignation of the area to attainment in accordance with
section 175A(d).
The contingency plan included in the submittal includes a
triggering mechanism to determine when contingency measures are needed
and a process of developing and implementing appropriate control
measures. GA EPD will use actual ambient monitoring data as the
triggering event to determine when contingency measures should be
implemented.
Georgia has identified a Tier I trigger as occurring when any of
the following conditions occurs, as described in the State's submittal
for the Rome Area.
The previous calendar year's annual mean PM2.5
concentration exceeds the standard by 1.5 [mu]g/m\3\ or more;
The annual mean PM2.5 concentration in each of
the previous
[[Page 3767]]
two consecutive calendar years exceeds the standard by 0.5 ug/m\3\ or
more;
The total maintenance area SO2 emissions in the
most recent NEI exceeds the corresponding attainment-year inventory by
more than 10.0 percent;
The total maintenance area PM2.5 emissions in
the most recent NEI exceeds the corresponding attainment-year inventory
by more than 30.0 percent.
GA EPD will evaluate a Tier I condition, if it occurs, as
expeditiously as practicable to determine the causes of the ambient
PM2.5 or emissions inventory increase and to determine if a
Tier II condition is likely to occur. A Tier II trigger will be
activated when any violation of the annual PM2.5 NAAQS at
any federal reference method monitor in the Rome maintenance area is
recorded, based on quality-assured monitoring data. In this event, GA
EPD will conduct a comprehensive study to determine the cause of the
ambient PM2.5 increase and to determine if the increase is
likely to continue and will implement any required measures as
expeditiously as practicable, taking into consideration the ease of
implementation and the technical and economic feasibility of selected
measures.
The comprehensive study will be completed and submitted to EPA as
expeditiously as practical but no later than nine months after the Tier
I or Tier II trigger is activated, and the appropriate corrective
measures will be adopted and implemented within 18 to 24 months after
the trigger occurs. If the study determines that additional measures
are required, the State will adopt rules no later than 18 months
following the date that the trigger is activated.\5\ The comprehensive
measures will be selected from the following types of measures or from
any other measure deemed appropriate and effective at the time the
selection is made by GA EPD:
---------------------------------------------------------------------------
\5\ In a September 23, 2013, letter to EPA, the State reaffirmed
its commitment to address and correct any violation of the 1997
annual PM2.5 NAAQS as expeditiously as practicable, and
no later than 24 months from the trigger activation.
---------------------------------------------------------------------------
RACM for sources of SO2 and PM2.5;
Reasonably Available Control Technologies (RACT) for point
sources of SO2 and PM2.5;
Expansion of RACM/RACT to areas of transport within the
State;
Mobile source measures; and
Additional SO2 and/or PM2.5
reduction measures yet to be identified.
In addition to the triggers indicated above, Georgia will monitor
regional emissions through the CERR and AERR, and compare them to the
projected inventories and the attainment year inventory. In the June
21, 2012, submittal, the State acknowledges that the contingency plan
requires the implementation of all measures contained in the SIP for
the Area prior to redesignation. The State also notes that these
measures are currently in effect and may be evaluated by the State to
determine if they are adequate or up-to-date.
EPA has concluded that the maintenance plan adequately addresses
the five basic components of a maintenance plan: attainment emission
inventory, maintenance demonstration, monitoring network, verification
of continued attainment, and a contingency plan. Therefore, the
maintenance plan SIP revision submitted by GA EPD for the Rome Area
meets the requirements of section 175A of the CAA and is approvable.
VI. What is the effect of the January 4, 2013, D.C. Circuit decision
regarding PM2.5 implementation under Subpart 4?
a. Background
As discussed in Section I of this action, the D.C. Circuit remanded
the 1997 PM2.5 Implementation Rule to EPA on January 4,
2013, in Natural Resources Defense Council v. EPA, 706 F.3d 428. The
court found that EPA erred in implementing the 1997 PM2.5
NAAQS pursuant to the general implementation provisions of subpart 1 of
Part D of Title I of the CAA, rather than the particulate matter-
specific provisions of subpart 4 of Part D of Title I.
b. Proposal on This Issue
In this portion of the proposed redesignation, EPA addresses the
effect of the Court's January 4, 2013, ruling on the proposed
redesignation. As explained below, EPA is proposing to determine that
the Court's January 4, 2013, decision does not prevent EPA from
redesignating the Rome Area to attainment. Even in light of the Court's
decision, redesignation for this area is appropriate under the CAA and
EPA's longstanding interpretations of the CAA's provisions regarding
redesignation. EPA first explains its longstanding interpretation that
requirements that are imposed, or that become due, after a complete
redesignation request is submitted for an area that is attaining the
standard, are not applicable for purposes of evaluating a redesignation
request. Second, EPA then shows that, even if EPA applies the subpart 4
requirements to the Rome Area redesignation request and disregards the
provisions of its 1997 PM2.5 Implementation Rule recently
remanded by the Court, the State's request for redesignation of this
area still qualifies for approval. EPA's discussion takes into account
the effect of the Court's ruling on the area's maintenance plan, which
EPA views as approvable when subpart 4 requirements are considered.
c. Applicable Requirements for the Purpose of Evaluating the
Redesignation Request
With respect to the 1997 PM2.5 Implementation Rule, the
Court's January 4, 2013, ruling rejected EPA's reasons for implementing
the PM2.5 NAAQS solely in accordance with the provisions of
subpart 1, and remanded that matter to EPA, so that it could address
implementation of the 1997 PM2.5 NAAQS under subpart 4 of
Part D of the CAA, in addition to subpart 1. For the purposes of
evaluating the Georgia's redesignation request for the area, to the
extent that implementation under subpart 4 would impose additional
requirements for areas designated nonattainment, EPA believes that
those requirements are not ``applicable'' for the purposes of CAA
section 107(d)(3)(E), and thus EPA is not required to consider subpart
4 requirements with respect to the Rome Area of redesignation. Under
its longstanding interpretation of the CAA, EPA has interpreted section
107(d)(3)(E) to mean, as a threshold matter, that the part D provisions
which are ``applicable'' and which must be approved in order for EPA to
redesignate an area include only those which came due prior to a
state's submittal of a complete redesignation request. See ``Procedures
for Processing Requests to Redesignate Areas to Attainment,''
Memorandum from John Calcagni, Director, Air Quality Management
Division, September 4, 1992 (Calcagni memorandum). See also ``State
Implementation Plan (SIP) Requirements for Areas Submitting Requests
for the plan and Redesignation to Attainment of the Ozone and Carbon
Monoxide (CO) National Ambient Air Quality Standards (NAAQS) on or
after November 15, 1992,'' Memorandum from Michael Shapiro, Acting
Assistant Administrator, Air and Radiation, September 17, 1993 (Shapiro
memorandum); Final Redesignation of Detroit-Ann Arbor, (60 FR 12459,
12465-66, March 7, 1995); Final Redesignation of St. Louis, Missouri,
(68 FR 25418, 25424-27, May 12, 2003); Sierra Club v. EPA, 375 F.3d
537, 541 (7th Cir. 2004) (upholding EPA's redesignation rulemaking
applying this
[[Page 3768]]
interpretation and expressly rejecting Sierra Club's view that the
meaning of ``applicable'' under the statute is ``whatever should have
been in the plan at the time of attainment rather than whatever
actually was in already implemented or due at the time of
attainment'').\6\ In this case, at the time that Georgia submitted its
redesignation request, requirements under subpart 4 were not due, and
indeed, were not yet known to apply.
---------------------------------------------------------------------------
\6\ Applicable requirements of the CAA that come due subsequent
to the area's submittal of a complete redesignation request remain
applicable until a redesignation is approved, but are not required
as a prerequisite to redesignation. Section 175A(c) of the CAA.
---------------------------------------------------------------------------
EPA's view that, for purposes of evaluating the Rome Area
redesignation, the subpart 4 requirements were not due at the time the
State submitted the redesignation request is in keeping with the EPA's
interpretation of subpart 2 requirements for subpart 1 ozone areas
redesignated subsequent to the DC Circuit's decision in South Coast Air
Quality Mgmt. Dist. v. EPA, 472 F.3d 882 (D.C. Cir. 2006). In South
Coast, the Court found that EPA was not permitted to implement the 1997
8-hour ozone standard solely under subpart 1, and held that EPA was
required under the statute to implement the standard under the ozone-
specific requirements of subpart 2 as well. Subsequent to the South
Coast decision, in evaluating and acting upon redesignation requests
for the 1997 8-hour ozone standard that were submitted to EPA for areas
under subpart 1, EPA applied its longstanding interpretation of the CAA
that ``applicable requirements,'' for purposes of evaluating a
redesignation, are those that had been due at the time the
redesignation request was submitted. See, e.g., Proposed Redesignation
of Manitowoc County and Door County Nonattainment Areas (75 FR 22047,
22050, April 27, 2010). In those actions, EPA therefore did not
consider subpart 2 requirements to be ``applicable'' for the purposes
of evaluating whether the area should be redesignated under section
107(d)(3)(E).
EPA's interpretation derives from the provisions of CAA Section
107(d)(3). Section 107(d)(3)(E)(v) states that, for an area to be
redesignated, a state must meet ``all requirements `applicable' to the
area under section 110 and part D.'' Section 107(d)(3)(E)(ii) provides
that the EPA must have fully approved the ``applicable'' SIP for the
area seeking redesignation. These two sections read together support
EPA's interpretation of ``applicable'' as only those requirements that
came due prior to submission of a complete redesignation request.
First, holding states to an ongoing obligation to adopt new CAA
requirements that arose after the state submitted its redesignation
request, in order to be redesignated, would make it problematic or
impossible for EPA to act on redesignation requests in accordance with
the 18-month deadline Congress set for EPA action in section
107(d)(3)(D). If ``applicable requirements'' were interpreted to be a
continuing flow of requirements with no reasonable limitation, states,
after submitting a redesignation request, would be forced continuously
to make additional SIP submissions that in turn would require EPA to
undertake further notice-and-comment rulemaking actions to act on those
submissions. This would create a regime of unceasing rulemaking that
would delay action on the redesignation request beyond the 18-month
timeframe provided by the Act for this purpose.
Second, a fundamental premise for redesignating a nonattainment
area to attainment is that the area has attained the relevant NAAQS due
to emission reductions from existing controls. Thus, an area for which
a redesignation request has been submitted would have already attained
the NAAQS as a result of satisfying statutory requirements that came
due prior to the submission of the request. Absent a showing that
unadopted and unimplemented requirements are necessary for future
maintenance, it is reasonable to view the requirements applicable for
purposes of evaluating the redesignation request as including only
those SIP requirements that have already come due. These are the
requirements that led to attainment of the NAAQS. To require, for
redesignation approval, that a state also satisfy additional SIP
requirements coming due after the state submits its complete
redesignation request, and while EPA is reviewing it, would compel the
state to do more than is necessary to attain the NAAQS, without a
showing that the additional requirements are necessary for maintenance.
In the context of this redesignation, the timing and nature of the
Court's January 4, 2013, decision in NRDC v. EPA compound the
consequences of imposing requirements that come due after the
redesignation request is submitted. The State submitted its
redesignation request on June 21, 2012, but the Court did not issue its
decision remanding EPA's 1997 PM2.5 implementation rule
concerning the applicability of the provisions of subpart 4 until
January 2013.
To require the State's fully-completed and pending redesignation
request to comply now with requirements of subpart 4 that the Court
announced only in January 2013 would be to give retroactive effect to
such requirements when the State had no notice that it was required to
meet them. The D.C. Circuit recognized the inequity of this type of
retroactive impact in Sierra Club v. Whitman, 285 F.3d 63 (D.C. Cir.
2002),\7\ where it upheld the District Court's ruling refusing to make
retroactive EPA's determination that the St. Louis area did not meet
its attainment deadline. In that case, petitioners urged the Court to
make EPA's nonattainment determination effective as of the date that
the statute required, rather than the later date on which EPA actually
made the determination. The Court rejected this view, stating that
applying it ``would likely impose large costs on States, which would
face fines and suits for not implementing air pollution prevention
plans . . . even though they were not on notice at the time.'' Id. at
68. Similarly, it would be unreasonable to penalize the State of
Georgia by rejecting its redesignation request for an area that is
already attaining the 1997 PM2.5 standard and that met all
applicable requirements known to be in effect at the time of the
request. For EPA now to reject the redesignation request solely because
the state did not expressly address subpart 4 requirements of which it
had no notice would inflict the same unfairness condemned by the Court
in Sierra Club v. Whitman.
---------------------------------------------------------------------------
\7\ Sierra Club v. Whitman was discussed and distinguished in a
recent D.C. Circuit decision that addressed retroactivity in a quite
different context, where, unlike the situation here, EPA sought to
give its regulations retroactive effect. National Petrochemical and
Refiners Ass'n v. EPA. 630 F.3d 145, 163 (D.C. Cir. 2010), rehearing
denied 643 F.3d 958 (D.C. Cir. 2011), cert denied 132 S. Ct. 571
(2011).
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d. Subpart 4 Requirements and the Rome Area Redesignation Request
Even if EPA were to take the view that the Court's January 4, 2013,
decision requires that, in the context of pending redesignations,
subpart 4 requirements were due and in effect at the time the State
submitted its redesignation request, EPA proposes to determine that the
Rome Area still qualifies for redesignation to attainment. As explained
below, EPA believes that the redesignation request for the Rome Area,
though not expressed in terms of subpart 4 requirements, substantively
meets the requirements of that subpart for purposes of redesignating
the area to attainment.
With respect to evaluating the relevant substantive requirements of
[[Page 3769]]
subpart 4 for purposes of redesignating the Rome Area, EPA notes that
subpart 4 incorporates components of subpart 1 of part D, which
contains general air quality planning requirements for areas designated
as nonattainment. See Section 172(c). Subpart 4 itself contains
specific planning and scheduling requirements for PM10 \8\
nonattainment areas, and under the Court's January 4, 2013, decision in
NRDC v. EPA, these same statutory requirements also apply for
PM2.5 nonattainment areas. EPA has longstanding general
guidance that interprets the 1990 amendments to the CAA, making
recommendations to states for meeting the statutory requirements for
SIPs for nonattainment areas. See, ``State Implementation Plans;
General Preamble for the Implementation of Title I of the Clear Air Act
Amendments of 1990,'' 57 FR 13498 (April 16, 1992) (the ``General
Preamble''). In the General Preamble, EPA discussed the relationship of
subpart 1 and subpart 4 SIP requirements and pointed out that subpart 1
requirements were to an extent ``subsumed by, or integrally related to,
the more specific PM-10 requirements.'' 57 FR 13538 (April 16, 1992).
The subpart 1 requirements include, among other things, provisions for
attainment demonstrations, reasonably available control measures
(RACM), reasonable further progress (RFP), emissions inventories, and
contingency measures.
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\8\ PM10 refers to particles nominally 10 micrometers
in diameter or smaller.
---------------------------------------------------------------------------
For the purposes of this redesignation, in order to identify any
additional requirements which would apply under subpart 4, we are
considering the Rome Area to be a ``moderate'' PM2.5
nonattainment area. Under section 188 of the CAA, all areas designated
nonattainment areas under subpart 4 would initially be classified by
operation of law as ``moderate'' nonattainment areas and would remain
moderate nonattainment areas unless and until EPA reclassifies the area
as a ``serious'' nonattainment area. Accordingly, EPA believes that it
is appropriate to limit the evaluation of the potential impact of
subpart 4 requirements to those that would be applicable to moderate
nonattainment areas. Sections 189(a) and (c) of subpart 4 apply to
moderate nonattainment areas and include the following: (1) An approved
permit program for construction of new and modified major stationary
sources (section 189(a)(1)(A)); (2) an attainment demonstration
(section 189(a)(1)(B)); (3) provisions for RACM (section 189(a)(1)(C));
and (4) quantitative milestones demonstrating RFP toward attainment by
the applicable attainment date (section 189(c)).
The permit requirements of subpart 4, as contained in section
189(a)(1)(A), refer to and apply the subpart 1 permit provisions
requirements of sections 172 and 173 to PM10, without adding
to them. Consequently, EPA believes that section 189(a)(1)(A) does not
itself impose for redesignation purposes any additional requirements
for moderate areas beyond those contained in subpart 1.\9\ In any
event, in the context of redesignation, EPA has long relied on the
interpretation that a fully approved nonattainment new source review
program is not considered an applicable requirement for redesignation,
provided the area can maintain the standard with a PSD program after
redesignation. A detailed rationale for this view is described in a
memorandum from Mary Nichols, Assistant Administrator for Air and
Radiation, dated October 14, 1994, entitled ``Part D New Source Review
Requirements for Areas Requesting Redesignation to Attainment.'' See
also rulemakings for Detroit, Michigan (60 FR 12467-12468, March 7,
1995); Cleveland-Akron-Lorain, Ohio (61 FR 20458, 20469-20470, May 7,
1996); Louisville, Kentucky (66 FR 53665, October 23, 2001); and Grand
Rapids, Michigan (61 FR 31834-31837, June 21, 1996).
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\9\ The potential effect of section 189(e) on section
189(a)(1)(A) for purposes of evaluating this redesignation is
discussed below.
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With respect to the specific attainment planning requirements under
subpart 4,\10\ when EPA evaluates a redesignation request under either
subpart 1 and/or 4, any area that is attaining the PM2.5
standard is viewed as having satisfied the attainment planning
requirements for these subparts. For redesignations, EPA has for many
years interpreted attainment-linked requirements as not applicable for
areas attaining the standard. In the General Preamble for the
Implementation of title I, EPA stated that:
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\10\ I.e., attainment demonstration, RFP, RACM, milestone
requirements, contingency measures.
The requirements for RFP will not apply in evaluating a request
for redesignation to attainment since, at a minimum, the air quality
data for the area must show that the area has already attained.
Showing that the State will make RFP towards attainment will,
---------------------------------------------------------------------------
therefore, have no meaning at that point.
``General Preamble for the Interpretation of Title I of the Clean Air
Act Amendments of 1990''; (57 FR 13498, 13564, April 16, 1992).
The General Preamble also explained that
[t]he section 172(c)(9) requirements are directed at ensuring RFP
and attainment by the applicable date. These requirements no longer
apply when an area has attained the standard and is eligible for
redesignation. Furthermore, section 175A for maintenance plans . . .
provides specific requirements for contingency measures that
effectively supersede the requirements of section 172(c)(9) for
these areas.
Id.
EPA similarly stated in its 1992 Calcagni memorandum that, ``The
requirements for reasonable further progress and other measures needed
for attainment will not apply for redesignations because they only have
meaning for areas not attaining the standard.''
It is evident that even if we were to consider the Court's January
4, 2013, decision in NRDC v. EPA to mean that attainment-related
requirements specific to subpart 4 should be imposed retroactively \11\
and thus are now past due, those requirements do not apply to an area
that is attaining the 1997 PM2.5 standard for the purpose of
evaluating a pending request to redesignate the area to attainment. EPA
has consistently enunciated this interpretation of applicable
requirements under section 107(d)(3)(E) since the General Preamble was
published more than twenty years ago. Courts have recognized the scope
of EPA's authority to interpret ``applicable requirements'' in the
redesignation context. See Sierra Club v. EPA, 375 F.3d 537 (7th Cir.
2004).
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\11\ As explained above, EPA does not believe that the Court's
January 4, 2013, decision should be interpreted so as to impose
these requirements on the states retroactively. Sierra Club v.
Whitman, supra.
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Moreover, even outside the context of redesignations, EPA has
viewed the obligations to submit attainment-related SIP planning
requirements of subpart 4 as inapplicable for areas that EPA determines
are attaining the standard. EPA's prior ``Clean Data Policy''
rulemakings for the PM10 NAAQS, also governed by the
requirements of subpart 4, explain EPA's reasoning. They describe the
effects of a determination of attainment on the attainment-related SIP
planning requirements of subpart 4. See ``Determination of Attainment
for Coso Junction Nonattainment Area,'' (75 FR 27944, May 19, 2010).
See also Coso Junction proposed PM10 redesignation, (75 FR
36023, 36027, June 24, 2010); Proposed and Final Determinations of
Attainment for San Joaquin Nonattainment Area (71 FR 40952, 40954-55,
July 19, 2006; and 71 FR 63641, 63643-47 October 30, 2006). In short,
EPA in this context has also long concluded that to require states to
meet
[[Page 3770]]
superfluous SIP planning requirements is not necessary and not required
by the CAA, so long as those areas continue to attain the relevant
NAAQS.
Elsewhere in this notice, EPA proposes to determine that the area
has attained the 1997 PM2.5 standard. Under its longstanding
interpretation, EPA is proposing to determine here that the area meets
the attainment-related plan requirements of subparts 1 and 4.
Thus, EPA is proposing to conclude that the requirements to submit
an attainment demonstration under 189(a)(1)(B), a RACM determination
under section 172(c)d section 189(a)(1)(c), a RFP demonstration under
189(c)(1), and contingency measure requirements under section 172(c)(9)
are satisfied for purposes of evaluating the redesignation request.
e. Subpart 4 and Control of PM2.5 Precursors
The D.C. Circuit in NRDC v. EPA remanded to EPA the two rules at
issue in the case with instructions to EPA to re-promulgate them
consistent with the requirements of subpart 4. EPA in this section
addresses the Court's opinion with respect to PM2.5
precursors. While past implementation of subpart 4 for PM10
has allowed for control of PM10 precursors such as
NOX from major stationary, mobile, and area sources in order
to attain the standard as expeditiously as practicable, CAA section
189(e) specifically provides that control requirements for major
stationary sources of direct PM10 shall also apply to
PM10 precursors from those sources, except where EPA
determines that major stationary sources of such precursors ``do not
contribute significantly to PM10 levels which exceed the
standard in the area.''
EPA's 1997 PM2.5 implementation rule, remanded by the DC
Circuit, contained rebuttable presumptions concerning certain
PM2.5 precursors applicable to attainment plans and control
measures related to those plans. Specifically, in 40 CFR 51.1002, EPA
provided, among other things, that a state was ``not required to
address VOC [and ammonia] as . . . PM2.5 attainment plan
precursor[s] and to evaluate sources of VOC [and ammonia] emissions in
the State for control measures.'' EPA intended these to be rebuttable
presumptions. EPA established these presumptions at the time because of
uncertainties regarding the emission inventories for these pollutants
and the effectiveness of specific control measures in various regions
of the country in reducing PM2.5 concentrations. EPA also
left open the possibility for such regulation of VOC and ammonia in
specific areas where that was necessary.
The Court in its January 4, 2013, decision made reference to both
section 189(e) and 40 CFR 51.1002, and stated that, ``In light of our
disposition, we need not address the petitioners' challenge to the
presumptions in [40 CFR 51.1002] that volatile organic compounds and
ammonia are not PM2.5 precursors, as subpart 4 expressly
governs precursor presumptions.'' NRDC v. EPA, at 27, n.10.
Elsewhere in the Court's opinion, however, the Court observed:
Ammonia is a precursor to fine particulate matter, making it a
precursor to both PM2.5 and PM10. For a
PM10 nonattainment area governed by subpart 4, a
precursor is presumptively regulated. See 42 U.S.C. Sec. 7513a(e)
[section 189(e)].
Id. at 21, n.7.
For a number of reasons, EPA believes that its proposed
redesignation of the Rome Area is consistent with the Court's decision
on this aspect of subpart 4. First, while the Court, citing section
189(e), stated that ``for a PM10 area governed by subpart 4,
a precursor is `presumptively regulated,' '' the Court expressly
declined to decide the specific challenge to EPA's 1997
PM2.5 implementation rule provisions regarding ammonia and
VOC as precursors. The Court had no occasion to reach whether and how
it was substantively necessary to regulate any specific precursor in a
particular PM2.5 nonattainment area, and did not address
what might be necessary for purposes of acting upon a redesignation
request.
However, even if EPA takes the view that the requirements of
subpart 4 were deemed applicable at the time the state submitted the
redesignation request, and disregards the implementation rule's
rebuttable presumptions regarding ammonia and VOC as PM2.5
precursors, the regulatory consequence would be to consider the need
for regulation of all precursors from any sources in the area to
demonstrate attainment and to apply the section 189(e) provisions to
major stationary sources of precursors. In the case of the Rome Area
EPA, believes that doing so is consistent with proposing redesignation
of the area for the 1997 PM2.5 standard. The Rome Area has
attained the standard without any specific additional controls of VOC
and ammonia emissions from any sources in the area.
Precursors in subpart 4 are specifically regulated under the
provisions of section 189(e), which requires, with important
exceptions, control requirements for major stationary sources of
PM10 precursors.\12\ Under subpart 1 and EPA's prior
implementation rule, all major stationary sources of PM2.5
precursors were subject to regulation, with the exception of ammonia
and VOC. Thus we must address here whether additional controls of
ammonia and VOC from major stationary sources are required under
section 189(e) of subpart 4 in order to redesignate the area for the
1997 PM2.5 standard. As explained below, we do not believe
that any additional controls of ammonia and VOC are required in the
context of this redesignation.
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\12\ Under either subpart 1 or subpart 4, for purposes of
demonstrating attainment as expeditiously as practicable, a state is
required to evaluate all economically and technologically feasible
control measures for direct PM emissions and precursor emissions,
and adopt those measures that are deemed reasonably available.
---------------------------------------------------------------------------
In the General Preamble, EPA discusses its approach to implementing
section 189(e). See 57 FR 13538-13542. With regard to precursor
regulation under section 189(e), the General Preamble explicitly stated
that control of VOCs under other Act requirements may suffice to
relieve a state from the need to adopt precursor controls under section
189(e). 57 FR 13542. EPA in this proposal proposes to determine that
the SIP has met the provisions of section 189(e) with respect to
ammonia and VOCs as precursors. This proposed determination is based on
our findings that: (1) The Rome Area contains no major stationary
sources of ammonia, and (2) existing major stationary sources of VOC
are adequately controlled under other provisions of the CAA regulating
the ozone NAAQS.\13\ In the alternative, EPA proposes to determine
that, under the express exception provisions of section 189(e), and in
the context of the redesignation of the area, which is attaining the
1997 annual PM2.5 standard, at present ammonia and VOC
precursors from major stationary sources do not contribute
significantly to levels exceeding the 1997 PM2.5 standard in
the Rome Area. See 57 FR 13539-42.
---------------------------------------------------------------------------
\13\ The Rome area has reduced VOC emissions through the
implementation of various control programs including VOC Reasonably
Available Control Technology regulations and various on-road and
non-road motor vehicle control programs.
---------------------------------------------------------------------------
EPA notes that its 1997 PM2.5 implementation rule
provisions in 40 CFR 51.1002 were not directed at evaluation of
PM2.5 precursors in the context of redesignation, but at SIP
plans and control measures required to bring a nonattainment area into
attainment of the 1997 PM2.5 NAAQS. By contrast,
redesignation to attainment primarily requires the area to have
[[Page 3771]]
already attained due to permanent and enforceable emission reductions,
and to demonstrate that controls in place can continue to maintain the
standard. Thus, even if we regard the Court's January 4, 2013, decision
as calling for ``presumptive regulation'' of ammonia and VOC for
PM2.5 under the attainment planning provisions of subpart 4,
those provisions in and of themselves do not require additional
controls of these precursors for an area that already qualifies for
redesignation. Nor does EPA believe that requiring the State to address
precursors differently than they have already would result in a
substantively different outcome.
Although, as EPA has emphasized, its consideration here of
precursor requirements under subpart 4 is in the context of a
redesignation to attainment, EPA's existing interpretation of subpart 4
requirements with respect to precursors in attainment plans for
PM10 contemplates that states may develop attainment plans
that regulate only those precursors that are necessary for purposes of
attainment in the area in question, i.e., states may determine that
only certain precursors need be regulated for attainment and control
purposes.\14\ Courts have upheld this approach to the requirements of
subpart 4 for PM10.\15\ EPA believes that application of
this approach to PM2.5 precursors under subpart 4 is
reasonable. Because the Rome Area has already attained the 1997
PM2.5 NAAQS with its current approach to regulation of
PM2.5 precursors, EPA believes that it is reasonable to
conclude in the context of this redesignation that there is no need to
revisit the attainment control strategy with respect to the treatment
of precursors. Even if the court's decision is construed to impose an
obligation, in evaluating this redesignation request, to consider
additional precursors under subpart 4, it would not affect EPA's
approval here of Georgia's request for redesignation of the Rome Area.
In the context of a redesignation, the area has shown that it has
attained the standard. Moreover, the state has shown and EPA has
proposed to determine that attainment in this area is due to permanent
and enforceable emissions reductions on all precursors necessary to
provide for continued attainment. It follows logically that no further
control of additional precursors is necessary. Accordingly, EPA does
not view the January 4, 2013, decision of the court as precluding
redesignation of the Rome Area to attainment for the 1997 annual
PM2.5 NAAQS at this time.
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\14\ See, e.g., ``Approval and Promulgation of Implementation
Plans for California--San Joaquin Valley PM-10 Nonattainment Area;
Serious Area Plan for Nonattainment of the 24-Hour and Annual PM-10
Standards,'' 69 FR 30006 (May 26, 2004) (approving a PM10
attainment plan that impose controls on direct PM10 and
NOX emissions and did not impose controls on
SO2, VOC, or ammonia emissions).
\15\ See, e.g., Assoc. of Irritated Residents v. EPA et al., 423
F.3d 989 (9th Cir. 2005).
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In sum, even if Georgia were required to address precursors for the
Rome Area under subpart 4 rather than under subpart 1, EPA would still
conclude that the area had met all applicable requirements for purposes
of redesignation in accordance with section 107(d)(3(E)(ii) and (v).
f. Maintenance Plan and Evaluation of Precursors
With regard to the redesignation of the Rome Area, in evaluating
the effect of the court's remand of EPA's implementation rule, which
included presumptions against consideration of VOC and ammonia as
PM2.5 precursors, EPA in this proposal is also considering
the impact of the decision on the maintenance plan required under
sections 175A and 107(d)(3)(E)(iv). To begin with, EPA notes that the
Area has attained the 1997 annual PM2.5 standard and that
the State has shown that attainment of that standard is due to
permanent and enforceable emission reductions.
EPA proposes to determine that the State's maintenance plan shows
continued maintenance of the standard by tracking the levels of the
precursors whose control brought about attainment of the 1997
PM2.5 standard in the Rome Area. EPA therefore believes that
the only additional consideration related to the maintenance plan
requirements that results from the Court's January 4, 2013, decision is
that of assessing the potential role of VOC and ammonia in
demonstrating continued maintenance in this area. As explained below,
based upon documentation provided by Georgia and supporting
information, EPA believes that the maintenance plan for the Rome Area
need not include any additional emission reductions of VOC or ammonia
in order to provide for continued maintenance of the standard.
First, as noted above in EPA's discussion of section 189(e), VOC
emission levels in this Area have historically been well-controlled
under SIP requirements related to ozone and other pollutants. Second,
total ammonia emissions throughout the Rome area are very low,
estimated to be less than 1,000 tons per year. See Table 7, below. This
amount of ammonia emissions appears especially small in comparison to
the total amounts of SO2, NOX, and even direct
PM2.5 emissions from sources in the Area. Third, as
described below, available information shows that no precursor,
including VOC and ammonia, is expected to increase over the maintenance
period so as to interfere with or undermine the State's maintenance
demonstration.
Georgia's maintenance plan shows that emissions of SO2
and NOX are projected to decrease over the maintenance
period in the Rome Area by 18,082 tpy and 5,139 tpy, respectively,
while direct PM2.5 emissions are projected to increase by
152 tpy. See Table 6, above. In addition, emissions inventories used in
the regulatory impact analysis (RIA) for the 2012 PM2.5
NAAQS show that VOC emissions are projected to decrease by 1,603 tpy
and that ammonia emissions are projected to increase by 85 tpy between
2007 and 2020. Although ammonia emissions are projected to increase
slightly between 2007 and 2020, the large decrease in emissions of
other precursors in comparison will keep the Area well below the
standard. See Table 7, below. While the RIA emissions inventories are
only projected out to 2020, there is no reason to believe that this
overall downward trend would not continue through 2023. Given that the
Rome Area is already attaining the 1997 annual PM2.5 NAAQS
even with the current level of emissions from sources in the area, the
overall trend of emissions inventories would be consistent with
continued attainment. Indeed, projected emissions reductions for the
precursors that the State is addressing for purposes of the 1997 annual
PM2.5 NAAQS indicate that the area should continue to attain
the NAAQS following the precursor control strategy that the State has
already elected to pursue. Even if VOC and ammonia emissions were to
increase unexpectedly between 2020 and 2023, the overall emission
reductions projected in SO2 and NOX would be
sufficient to offset any increases. For these reasons, EPA believes
that local emissions of all of the potential PM2.5
precursors will not increase to the extent that they will cause
monitored PM2.5 levels to violate the 1997 annual
PM2.5 standard during the maintenance period.
In addition, available air quality data and modeling analyses show
continued maintenance of the standard during the maintenance period. As
noted in section V, above, the Rome Area recorded an annual average
PM2.5 concentration of 10.6 [mu]g/m\3\ during 2012, the most
recent year available with complete, quality-assured and certified
ambient air monitoring data. This is well below the 1997 annual
PM2.5 NAAQS of 15 [micro]g/m\3\. Moreover, the modeling
analysis
[[Page 3772]]
conducted for the RIA for the 2012 PM2.5 NAAQS indicates
that the design value for this area is expected to continue to decline
through 2020. In the RIA analysis, the 2020 modeled design value for
the Rome Area is 9.5 [micro]g/m\3\. Given the significant decrease in
overall precursor emissions projected through 2023, it is reasonable to
conclude that monitored PM2.5 levels in this area will also
continue to decrease through 2023.
Table 7--Comparison of 2007 and 2020 VOC and Ammonia Emission Totals by Source Sector (tpy) for the Area \16\
--------------------------------------------------------------------------------------------------------------------------------------------------------
VOC Ammonia
Sector -----------------------------------------------------------------------------------------------
2007 2020 Net change 2007 2020 Net change
--------------------------------------------------------------------------------------------------------------------------------------------------------
Nonpoint................................................ 1,607.57 1,643.06 35.49 734.23 837.46 103.23
Nonroad................................................. 772.31 430.25 -342.06 0.72 0.84 0.12
Onroad.................................................. 1,971.44 672.57 -1,298.87 56.90 32.17 -24.73
Point................................................... 2,208.40 2,210.38 1.98 30.27 36.46 6.19
-----------------------------------------------------------------------------------------------
Total............................................... 6,559.72 4,956.26 -1,603.46 822.12 906.93 84.81
--------------------------------------------------------------------------------------------------------------------------------------------------------
Thus, EPA believes that there is ample justification to conclude
that the Rome Area should be redesignated, even taking into
consideration the emissions of other precursors potentially relevant to
PM2.5. After consideration of the DC Circuit's January 4,
2013, decision, and for the reasons set forth in this notice, EPA
continues to propose approval of the State's maintenance plan and its
request to redesignate the Rome Area to attainment for the 1997 annual
PM2.5 NAAQS.
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\16\ These emissions estimates were taken from the emissions
inventories developed for the RIA for the 2012 PM2.5
NAAQS.
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VII. What is EPA's analysis of Georgia's proposed NOX and
PM2.5 MVEBs for the Rome area?
Under section 176(c) of the CAA, new transportation plans,
programs, and projects, such as the construction of new highways, must
``conform'' to (i.e., be consistent with) the part of the state's air
quality plan that addresses pollution from cars and trucks. Conformity
to the SIP means that transportation activities will not cause new air
quality violations, worsen existing violations, or delay timely
attainment of the NAAQS or any interim milestones. If a transportation
plan does not conform, most new projects that would expand the capacity
of roadways cannot go forward. Regulations at 40 CFR part 93 set forth
EPA policy, criteria, and procedures for demonstrating and assuring
conformity of such transportation activities to a SIP. The regional
emissions analysis is one, but not the only, requirement for
implementing transportation conformity. Transportation conformity is a
requirement for nonattainment and maintenance areas. Maintenance areas
are areas that were previously nonattainment for a particular NAAQS but
have since been redesignated to attainment with an approved maintenance
plan for that NAAQS.
Under the CAA, states are required to submit, at various times,
control strategy SIPs and maintenance plans for nonattainment areas.
These control strategy SIPs (including RFP and attainment
demonstration) and maintenance plans create MVEB for criteria
pollutants and/or their precursors to address pollution from cars and
trucks. Per 40 CFR part 93, MVEBs must be established for the last year
of the maintenance plan. A state may adopt MVEBs for other years as
well. The MVEBs is the portion of the total allowable emissions in the
maintenance demonstration that is allocated to highway and transit
vehicle use and emissions. See 40 CFR 93.101. The MVEBs serves as a
ceiling on emissions from an area's planned transportation system. The
MVEBs concept is further explained in the preamble to the November 24,
1993, Transportation Conformity Rule (58 FR 62188). The preamble also
describes how to establish the MVEBs in the SIP and how to revise the
MVEBs.
After interagency consultation with the transportation partners for
the Rome Area, Georgia has elected to develop MVEBs for NOx and
PM2.5 for the entire nonattainment area. Georgia has
developed these MVEBs, as required, for the last year of its
maintenance plan, 2023. The MVEBs reflect the total on-road emissions
for 2023, plus an allocation from the available NOx and
PM2.5 safety margin. Under 40 CFR 93.101, the term ``safety
margin'' is the difference between the attainment level (from all
sources) and the projected level of emissions (from all sources) in the
maintenance plan. The safety margin can be allocated to the
transportation sector; however, the total emissions must remain below
the attainment level. The NOx and PM2.5 MVEBs and allocation
from the safety margin were developed in consultation with the
transportation partners and were added to account for uncertainties in
population growth, changes in model vehicle miles traveled, and new
emission factor models. The NOx and PM2.5 MVEBs
for the Rome Area are identified in Table 8, below.
Table 8--Rome Area PM2.5 NOX MVEBs (tpy)
------------------------------------------------------------------------
PM2.5 NOX
------------------------------------------------------------------------
2023 Mobile Emissions................................ 31.8 847
2023 Safety Margin Allocated......................... 6.2 147.4
2023 Total Mobile Budget........................... 38.0 994.4
------------------------------------------------------------------------
In an effort to accommodate future variations in Travel Demand
Models (TDM) and the vehicle miles traveled forecast when no change to
the network is planned, GA EPD consulted with the interagency
consultation group, including U.S. EPA Region 4, to determine a
reasonable approach to address this variation. The projected 2023 on-
road motor vehicle emissions for direct PM2.5 and
NOX are 31.8 and 847 tons, respectively. On-road emissions
of SO2 are considered de-minimis (70 FR 24280, 24283, May 6,
2005), therefore, no budget for SO2 is required.
A safety margin is necessary to accommodate the variabilities, or
worst-case scenarios that can occur due to future planning assumptions.
The worst-case daily motor vehicle emissions projection for
PM2.5 is 19.5 percent above the projected 2023 on-road
emissions. In a worst-case scenario, the needed annual safety margin
for the MVEB would be 6.2 tons resulting in an overall MVEB of 38 tons
per year. The worst-case daily motor vehicle emissions projection for
NOX is 17.4
[[Page 3773]]
percent above the projected 2023 on-road emissions. In a worst-case
scenario, the needed annual safety margin for the MVEB would be 147.4
tons resulting in an overall MVEB of 994.4 tpy.
Through this rulemaking, EPA is proposing to approve the MVEBs for
NOX and PM2.5 for 2023 for the Rome Area into the
Georgia SIP because EPA has determined that the Area maintains the 1997
annual PM2.5 NAAQS with the emissions at the levels of the
budgets. Once the MVEBs for the Rome Area are approved or found
adequate (whichever is completed first), they must be used for future
conformity determinations. In addition, as discussed in Section V
above, EPA is proposing that if this approval is finalized in 2014, the
Area will continue to maintain the 1997 Annual PM2.5 NAAQS
through at least 2024. After thorough review, EPA is proposing to
approve the budgets because they are consistent with maintenance of the
1997 annual PM2.5 NAAQS through 2023.
VIII. What is the status of EPA's adequacy determination for the
proposed NOX and PM2.5 MVEBs for 2023 for the
Rome area?
When reviewing submitted ``control strategy'' SIPs or maintenance
plans containing MVEB, EPA may affirmatively find the MVEB contained
therein adequate for use in determining transportation conformity. Once
EPA affirmatively finds that the submitted MVEBs are adequate for
transportation conformity purposes, the MVEBs must be used by state and
federal agencies in determining whether proposed transportation
projects conform to the SIP as required by section 176(c) of the CAA.
EPA's substantive criteria for determining adequacy of a MVEBs are
set out in 40 CFR 93.118(e)(4). The process for determining adequacy
consists of three basic steps: public notification of a SIP submission,
a public comment period, and EPA's adequacy determination. This process
for determining the adequacy of submitted MVEBs for transportation
conformity purposes was initially outlined in EPA's May 14, 1999,
guidance, ``Conformity Guidance on Implementation of March 2, 1999,
Conformity Court Decision.'' EPA adopted regulations to codify the
adequacy process in the Transportation Conformity Rule Amendments for
the ``New 8-Hour Ozone and PM2.5 National Ambient Air
Quality Standards and Miscellaneous Revisions for Existing Areas;
Transportation Conformity Rule Amendments--Response to Court Decision
and Additional Rule Change,'' on July 1, 2004 (69 FR 40004). Additional
information on the adequacy process for transportation conformity
purposes is available in the proposed rule entitled ``Transportation
Conformity Rule Amendments: Response to Court Decision and Additional
Rule Changes'' 68 FR 38974, 38984 (June 30, 2003).
As discussed earlier, Georgia's maintenance plan submission
includes NOX and PM2.5 MVEBs for the Rome Area
for 2023, the last year of the maintenance plan. EPA reviewed the
NOX and PM2.5 MVEBs through the adequacy process,
and the adequacy of the MVEBs was open for public comment on EPA's
adequacy Web site on July 26, 2012, found at: https://www.epa.gov/otaq/stateresources/transconf/currsips.htm. The EPA public comment period on
adequacy for the 2023 MVEBs for the Rome Area closed on August 27,
2012. EPA did not receive any comments on the adequacy of the MVEBs,
nor did EPA receive any requests for the SIP submittal.
EPA intends to make its determination on the adequacy of the 2023
MVEBs for the Rome Area for transportation conformity purposes in the
near future by completing the adequacy process that was started on July
26, 2012. After EPA finds the 2023 MVEBs adequate or takes final action
to approve them into the Georgia's SIP, the new MVEBs for NOx and
PM2.5 must be used for future transportation conformity
determinations. For required regional emissions analysis years that
involve 2023 or beyond, the applicable budgets will be the new 2023
MVEBs established in the maintenance plan.
IX. Proposed Actions on the Redesignation Request and Maintenance Plan
SIP Revisions Including Approval of the NOX and
PM2.5 MVEBs for 2023 for the Rome Area
On April 5, 2011, EPA determined that the Rome Area was attaining
the 1997 PM2.5 NAAQS. See 76 FR 18650. EPA is now taking two
separate but related actions regarding the Area's redesignation and
maintenance of the 1997 annual PM2.5 NAAQS.
First, EPA is proposing to determine, based on complete, quality-
assured and certified monitoring data for the 2007-2009 monitoring
period, and after review of all available data in AQS, that the Rome
Area continues to attain the 1997 annual PM2.5 NAAQS. EPA is
also proposing to determine that the Rome Area has met the criteria
under CAA section 107(d)(3)(E) for redesignation from nonattainment to
attainment for the 1997 annual PM2.5 NAAQS. On this basis,
EPA is proposing to approve Georgia's redesignation request for the
Rome Area.
Second, EPA is proposing to approve the maintenance plan for the
Rome Area, including the PM2.5 and NOX MVEBs for
2023 submitted by Georgia into the State's SIP (under section 175A).
The maintenance plan demonstrates that the Area will continue to
maintain the 1997 annual PM2.5 NAAQS, and the budgets meet
all of the adequacy criteria contained in 40 CFR 93.118(e)(4) and (5).
Further, as part of today's action, EPA is describing the status of its
adequacy determination for transportation conformity purposes for the
PM2.5 and NOX MVEBs for 2023 under 40 CFR
93.118(f)(1). Within 24 months from the effective date of EPA's
adequacy determination for the MVEBs or the effective date for the
final rule approving the MVEBs into the Georgia's SIP, whichever is
earlier, the transportation partners will need to demonstrate
conformity to the new NOX and PM2.5 MVEBs
pursuant to 40 CFR 93.104(e).
If finalized, approval of the redesignation request would change
the official designation of Rome Area for the 1997 annual
PM2.5 NAAQS, found at 40 CFR part 81, from nonattainment to
attainment.
X. What is the effect of EPA's proposed actions?
EPA's proposed actions establish the basis upon which EPA may take
final action on the issues being proposed for approval today. Approval
of Georgia's redesignation request would change the legal designation
of the Rome Area for the 1997 annual PM2.5 NAAQS, found at
40 CFR part 81, from nonattainment to attainment. Approval of GA EPD's
request would also incorporate a plan for maintaining the 1997 annual
PM2.5 NAAQS in the Rome Area through 2023 into the Georgia
SIP. This maintenance plan includes contingency measures to remedy any
future violations of the 1997 annual PM2.5 NAAQS and
procedures for evaluation of potential violations. The maintenance plan
also includes NOX and PM2.5 MVEBs for the Rome
Area. Additionally, EPA is notifying the public of the status of its
adequacy determination for the NOX and PM2.5
pursuant to 40 CFR 93.118(f)(1).
XI. Statutory and Executive Order Reviews
Under the CAA, redesignation of an area to attainment and the
accompanying approval of a maintenance plan under section 107(d)(3)(E)
are actions that affect the status of a geographical area and do not
[[Page 3774]]
impose any additional regulatory requirements on sources beyond those
imposed by state law. A redesignation to attainment does not in and of
itself create any new requirements, but rather results in the
applicability of requirements contained in the CAA for areas that have
been redesignated to attainment. Moreover, the Administrator is
required to approve a SIP submission that complies with the provisions
of the Act and applicable Federal regulations. 42 U.S.C. 7410(k); 40
CFR 52.02(a). Thus, in reviewing SIP submissions, EPA's role is to
approve state choices, provided that they meet the criteria of the CAA.
Accordingly, these proposed actions merely approve state law as meeting
federal requirements and do not impose additional requirements beyond
those imposed by state law. For that reason, these proposed actions:
Are not ``significant regulatory action[s]'' subject to
review by the Office of Management and Budget under Executive Order
12866 (58 FR 51735, October 4, 1993);
do not impose an information collection burden under the
provisions of the Paperwork Reduction Act (44 U.S.C. 3501 et seq.);
are certified as not having a significant economic impact
on a substantial number of small entities under the Regulatory
Flexibility Act (5 U.S.C. 601 et seq.);
do not contain any unfunded mandate or significantly or
uniquely affect small governments, as described in the Unfunded
Mandates Reform Act of 1995 (Pub. L. 104-4);
do not have Federalism implications as specified in
Executive Order 13132 (64 FR 43255, August 10, 1999);
are not economically significant regulatory actions based
on health or safety risks subject to Executive Order 13045 (62 FR
19885, April 23, 1997);
are not significant regulatory actions subject to
Executive Order 13211 (66 FR 28355, May 22, 2001);
are not subject to requirements of Section 12(d) of the
National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272
note) because application of those requirements would be inconsistent
with the CAA; and
do not provide EPA with the discretionary authority to
address, as appropriate, disproportionate human health or environmental
effects, using practicable and legally permissible methods, under
Executive Order 12898 (59 FR 7629, February 16, 1994).
In addition, this proposed rule does not have tribal implications as
specified by Executive Order 13175 (65 FR 67249, November 9, 2000),
because the SIP is not approved to apply in Indian country located in
Georgia, and EPA notes that it will not impose substantial direct costs
on tribal governments or preempt tribal law.
List of Subjects
40 CFR Part 52
Environmental protection, Air pollution control, Incorporation by
reference, Intergovernmental relations, Particulate matter, Reporting
and recordkeeping requirements, Sulfur oxides, Volatile organic
compounds.
40 CFR Part 81
Environmental protection, Air pollution control.
Authority: 42 U.S.C. 7401 et seq.
Dated: December 19, 2013.
Beverly H. Banister,
Acting Regional Administrator, Region 4.
[FR Doc. 2014-01369 Filed 1-22-14; 8:45 am]
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