Main Street Mezzanine Fund, L.P.; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest, 2239 [2014-00297]

Download as PDF Federal Register / Vol. 79, No. 8 / Monday, January 13, 2014 / Notices prompt and accurate clearance and settlement of securities transactions.’’ 12 The Commission finds that NSCC’s proposed rule change is consistent with these requirements because: the Pair Off Function is designed to provide for greater efficiency and transparency with respect to obligations processed through the OW; and to improve NSCC’s current mechanism for the clearance and settlement of securities transactions that are placed in the OW. IV. Conclusion On the basis of the foregoing, the Commission finds that the proposal is consistent with the requirements of the Act and in particular with the requirements of Section 17A of the Act 13 and the rules and regulations thereunder. It is therefore ordered, pursuant to Section 19(b)(2) of the Act, that the proposed rule change SR–NSCC–2013– 11 be, and it hereby is, approved. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.14 Kevin M. O’Neill, Deputy Secretary. [FR Doc. 2014–00332 Filed 1–10–14; 8:45 am] BILLING CODE 8011–01–P 2013.3 The Commission has received no comment letters on the proposal. Section 19(b)(2) of the Act 4 provides that within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or as to which the self-regulatory organization consents, the Commission shall either approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether the proposed rule change should be disapproved. The 45th day for this filing is January 19, 2014. The Commission is extending this 45-day time period. The Commission finds it appropriate to designate a longer period within which to take action on the proposed rule change so that it has sufficient time to consider the proposed rule change. Accordingly, the Commission, pursuant to Section 19(b)(2) of the Act,5 designates March 5, 2014, as the date by which the Commission should either approve or disapprove, or institute proceedings to determine whether to disapprove, the proposed rule change (File No. SR–CBOE–2013–113). SECURITIES AND EXCHANGE COMMISSION [Release No. 34–71248; File No. SR–CBOE– 2013–113] For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.6 Kevin M. O’Neill, Deputy Secretary. [FR Doc. 2014–00343 Filed 1–10–14; 8:45 am] BILLING CODE 8011–01–P Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Multi-Class Spread Orders January 7, 2014. tkelley on DSK3SPTVN1PROD with NOTICES On November 18, 2013, the Chicago Board Options Exchange, Incorporated (the ‘‘Exchange’’ or ‘‘CBOE’’) filed with the Securities and Exchange Commission (the ‘‘Commission’’), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a proposed rule change to amend CBOE 24.19 to revise several provisions governing the trading of Multi-Class Spread Orders. The proposed rule change was published for comment in the Federal Register on December 5, 12 Id. 13 In approving this proposed rule change, the Commission has considered the proposed rule’s impact on efficiency, competition, and capital formation. See 15 U.S.C. 78c(f). 14 17 CFR 200.30–3(a)(12). 1 15 U.S.C. 78s(b)(1). 2 17 CFR 240.19b–4. VerDate Mar<15>2010 16:40 Jan 10, 2014 Jkt 232001 SMALL BUSINESS ADMINISTRATION [License No. 06/06–0326] Main Street Mezzanine Fund, L.P.; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest Notice is hereby given that Main Street Mezzanine Fund, L.P., 1300 Post Oak Boulevard, Suite 800, Houston TX, 77056, a Federal Licensee under the Small Business Investment Act of 1958, as amended (‘‘the Act’’), in connection with the financing of a small concern, has sought an exemption under Section 312 of the Act and Section 107.730, Financings which Constitute Conflicts of Interest of the Small Business Administration (‘‘SBA’’) Rules and Regulations (13 CFR 107.730). Main Street Mezzanine Fund, L.P.proposes to 3 See Securities Exchange Act Release No. 70961 (November 29, 2013), 78 FR 73211. 4 15 U.S.C. 78s(b)(2). 5 15 U.S.C. 78s(b)(2). 6 17 CFR 200.30–3(a)(31). PO 00000 Frm 00093 Fmt 4703 Sfmt 4703 2239 provide loan financing to LKCM Distribution Holdings, LLC, 301 Commerce Street, Suite 1600, Fort Worth, Texas 76102 (‘‘LKCM’’). The financing is brought within the purview of § 107.730(a)(l) of the Regulations because a director of Main Street Capital Corporation, the Parent of Main Street Mezzanine Fund, L.P.is also a director of LKCM. The financing is also brought within the purview of § 107.730(a)(4) of the Regulations because LKCM is going to use the proceeds to purchase the assets of Thermal & Mechanical Equipment Company, LLC, 1423 E. Richey Road, Houston, Texas 77073 (‘‘TMEC’’). Main Street Mezzanine Fund, L.P., Main Street Capital II, L.P., and Main Street Capital Corporation have outstanding loans to TMEC and Main Street Equity Interests, Inc. and Main Street Capital II Equity Interests hold equity in TMEC, all Associates of Main Street Mezzanine Fund, L.P.The proceeds from the sale of TMEC’s assets will be used to discharge the loan obligations and redeem the equity interests. Therefore this transaction is considered a financing constituting a conflict of interest requiring prior SBA approval. · Notice is hereby given that any interested person may submit written comments on the transaction, within fifteen days of the date of this publication, to the Associate Administrator, Office of Investment and Innovation, U.S. Small Business Administration, 409 Third Street SW., Washington, DC 20416. Javier Saade, Associate Administrator, Office of Investment and Innovation. [FR Doc. 2014–00297 Filed 1–10–14; 8:45 am] BILLING CODE P DEPARTMENT OF STATE [Public Notice 8591] 60-Day Notice of Proposed Information Collection: Form—DS–1950, Department of State Application for Employment, OMB Control Number 1405–0139 Notice of request for public comment. ACTION: The Department of State is seeking Office of Management and Budget (OMB) approval for the information collection described below. In accordance with the Paperwork Reduction Act of 1995, we are requesting comments on this collection from all interested individuals and organizations. The purpose of this SUMMARY: E:\FR\FM\13JAN1.SGM 13JAN1

Agencies

[Federal Register Volume 79, Number 8 (Monday, January 13, 2014)]
[Notices]
[Page 2239]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-00297]


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SMALL BUSINESS ADMINISTRATION

[License No. 06/06-0326]


Main Street Mezzanine Fund, L.P.; Notice Seeking Exemption Under 
Section 312 of the Small Business Investment Act, Conflicts of Interest

    Notice is hereby given that Main Street Mezzanine Fund, L.P., 1300 
Post Oak Boulevard, Suite 800, Houston TX, 77056, a Federal Licensee 
under the Small Business Investment Act of 1958, as amended (``the 
Act''), in connection with the financing of a small concern, has sought 
an exemption under Section 312 of the Act and Section 107.730, 
Financings which Constitute Conflicts of Interest of the Small Business 
Administration (``SBA'') Rules and Regulations (13 CFR 107.730). Main 
Street Mezzanine Fund, L.P.proposes to provide loan financing to LKCM 
Distribution Holdings, LLC, 301 Commerce Street, Suite 1600, Fort 
Worth, Texas 76102 (``LKCM'').
    The financing is brought within the purview of Sec.  107.730(a)(l) 
of the Regulations because a director of Main Street Capital 
Corporation, the Parent of Main Street Mezzanine Fund, L.P.is also a 
director of LKCM. The financing is also brought within the purview of 
Sec.  107.730(a)(4) of the Regulations because LKCM is going to use the 
proceeds to purchase the assets of Thermal & Mechanical Equipment 
Company, LLC, 1423 E. Richey Road, Houston, Texas 77073 (``TMEC''). 
Main Street Mezzanine Fund, L.P., Main Street Capital II, L.P., and 
Main Street Capital Corporation have outstanding loans to TMEC and Main 
Street Equity Interests, Inc. and Main Street Capital II Equity 
Interests hold equity in TMEC, all Associates of Main Street Mezzanine 
Fund, L.P.The proceeds from the sale of TMEC's assets will be used to 
discharge the loan obligations and redeem the equity interests. 
Therefore this transaction is considered a financing constituting a 
conflict of interest requiring prior SBA approval. [middot]
    Notice is hereby given that any interested person may submit 
written comments on the transaction, within fifteen days of the date of 
this publication, to the Associate Administrator, Office of Investment 
and Innovation, U.S. Small Business Administration, 409 Third Street 
SW., Washington, DC 20416.

Javier Saade,
Associate Administrator, Office of Investment and Innovation.
[FR Doc. 2014-00297 Filed 1-10-14; 8:45 am]
BILLING CODE P
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