Approval and Promulgation of Implementation Plans; Texas; Procedures for Stringency Determinations and Minor Permit Revisions for Federal Operating Permits, 1349-1350 [2013-31569]
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Federal Register / Vol. 79, No. 5 / Wednesday, January 8, 2014 / Proposed Rules
4. To the extent a non-U.S. SD must
comply with the transactional
requirements when entering a Covered
Transaction, should the non-U.S. SD be
able to rely on a substituted compliance
program for purposes of complying with
the relevant transactional requirements?
If so, should substituted compliance be
available for all transactional
requirements or only specific
requirements? Which requirements?
Would the response be different
depending on the nature of the
counterparty (i.e., whether the non-U.S.
counterparty is a guaranteed affiliate or
a conduit affiliate of a U.S. person)?
5. The Commission invites comment
on the meaning of ‘‘regularly’’ in the
phrase ‘‘persons regularly arranging,
negotiating, or executing swaps for or on
behalf of an SD’’ and whether such
persons are performing core, front-office
activities of that SD’s swap dealing
business. If not, what specific activities
would constitute the core, front-office
activities of an SD’s swap dealing
business? What characteristics or factors
distinguish a ‘‘core, front-office’’ activity
from other activities? Please be
exhaustive in describing such activities.
6. The Commission invites comment
on the scope and degree of ‘‘arranging,
negotiating, or executing’’ swaps as used
in this context.
Issued in Washington, DC, on January 3,
2014, by the Commission.
Melissa D. Jurgens,
Secretary of the Commission.
Appendices To Request for Comment
on Application of Commission
Regulations to Swaps Between NonU.S. Swap Dealers and Non-U.S.
Counterparties Involving Personnel or
Agents of the Non-U.S. Swap Dealers
Located in the United States
Appendix 1—Commission Voting
Summary
On this matter, Chairman Gensler and
Commissioners Chilton and Wetjen voted in
the affirmative. Commissioner O’Malia voted
in the negative.
mstockstill on DSK4VPTVN1PROD with PROPOSALS
Appendix 2—Dissenting Statement of
Commissioner Scott D. O’Malia
If you thought that the Commission’s
approach last year regarding cross-border
issues resulted in an unsound rulemaking
process, the start of 2014 is no better.
Today’s announcement of the request for
comment on a staff Advisory abrogates the
Commission’s fundamental legal obligations
under the Administrative Procedure Act
(‘‘APA’’) and provides another example of
the Commission’s unsound rule
implementation process.
Making matters worse, today’s request for
comment is completely outside the scope of
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the cross-border Guidance and the Exemptive
Order as the Commission did not address the
issue relating to swaps negotiated between
non-U.S. swap dealers (‘‘SDs’’) and non-U.S.
counterparties acting through agents of the
non-U.S. SDs located in the United States.
This is simply a strategic move by the
Commission to try to duck blame for
consistently circumventing the fundamental
tenets of the APA and failing to adhere
faithfully to the express congressional
directive to limit the extraterritorial
application of the Dodd-Frank Act to foreign
transactions that ‘‘have a direct and
significant connection with activities in, or
effect on, commerce of the United States.’’ 1
Moreover, I question why the Commission
has decided to request comment on a narrow
issue of the extraterritorial application of
Dodd-Frank, while essentially ignoring the
dozens of comments already filed as part of
the Commission’s cross-border Exemptive
Order.2 Simply requesting comment on a
staff Advisory does not endorse the validity
of the cross-border Guidance or the staff
Advisory issued based on the Guidance.
Additionally, I have serious concerns with
the evolving jurisdictional application of the
Commission’s authority over cross-border
trades. It appears based on the staff Advisory,
that the Commission is applying a
‘‘territorial’’ jurisdiction test to elements of a
trade between non-U.S. entities. To better
understand the legal underpinnings of this
position, I have included several additional
questions to be considered as part of the
overall comment file. It is my hope that
public comments will provide greater clarity
regarding our cross-border authority and
identify areas where we must harmonize
global rules with our international regulatory
partners in the near future. It makes no sense
to apply guidance or staff advisories that do
not enjoy the full support and authority
provided through rulemakings based on the
Commodity Exchange Act (‘‘CEA’’).
Looking forward into this year, the CFTC
needs to do away with the reflexive rule
implementation process via staff no-action
and advisories that are not voted on by the
Commission. It should be the goal of the
Commission to develop rules that adhere to
the APA and ensure proper regulatory
oversight, transparency and promote
competition in the derivatives space.
In this regard, I would like to seek
additional comment on the following points:
1. Please provide your views on whether
Covered Transactions with non-U.S. persons
who are not guaranteed or conduit affiliates
of U.S. persons meet the direct and
significant test under CEA section 2(i).3
Please provide a detailed analysis of any
such view and its effect on other aspects of
the Commission’s cross-border policy, if any.
Would your view change depending on
whether a non-U.S. SD is a guaranteed
17
U.S.C. 2(i).
Statement of Dissent by Commissioner Scott
D. O’Malia, Interpretive Guidance and Policy
Statement Regarding Compliance With Certain
Swap Regulations and Related Exemptive Order,
July 12, 2013, https://www.cftc.gov/PressRoom/
SpeechesTestimony/omaliastatement071213b.
3 7 U.S.C. 2(i).
2 See
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1349
affiliate or a conduit affiliate of a U.S.
person?
2. CEA section 2(a)(1) 4 provides for the
general jurisidiction of the Commission.
Please provide your views on whether
Covered Transactions with non-U.S. persons
who are not guaranteed or conduit affiliates
of U.S. persons fall within the Commission’s
jurisdiction under CEA section 2(a)(1) or any
other provision of the CEA providing for
Commission jurisdiction. Please provide a
detailed analysis of any such view and its
effect on other aspects of the Commission’s
cross-border policy, if any. Would your view
change depending on the nature of the nonU.S. SD (i.e., whether it is a guaranteed
affiliate or a conduit affiliate of a U.S.
person)?
3. To the extent that Covered Transactions
fall within the Commission’s jurisdiction,
should a non-U.S. SD be required to comply
with all, or only certain, Transaction-Level
Requirements? Please provide a detailed
analysis of any such view and its effect on
other aspects of the Commission’s crossborder policy, if any. Would your view
change depending on the nature of the nonU.S. SD (i.e., whether it is a guaranteed
affiliate or a conduit affiliate of a U.S.
person)?
4. In the open meeting to consider the
cross-border final guidance and cross-border
phase-in exemptive order, I asked about the
Commission’s enforcement and legal
authority under the cross-border guidance.
The Commission’s General Counsel replied,
‘‘[T]he guidance itself is not binding strictly.
We couldn’t go into court and, in a count of
the complaint, list a violation of the guidance
as an actionable claim.’’ 5 If the Commission
adopts the staff Advisory as Commission
policy (and not through the rulemaking
process), please provide your views on the
Commission’s ability to enforce such policy.
[FR Doc. 2014–00080 Filed 1–7–14; 8:45 am]
BILLING CODE 6351–01–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 52
[EPA–R06–OAR–2010–0335; FRL–9905–04–
Region 6]
Approval and Promulgation of
Implementation Plans; Texas;
Procedures for Stringency
Determinations and Minor Permit
Revisions for Federal Operating
Permits
Environmental Protection
Agency (EPA).
ACTION: Withdrawal of proposed rule.
AGENCY:
On September 10, 2013, the
Environmental Protection Agency (EPA)
SUMMARY:
47
U.S.C. 2(a)(1).
of Open Meeting to Consider CrossBorder Final Guidance and Cross-Border Phase-In
Exemptive Order (July 12, 2013), page 79.
5 Transcript
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Federal Register / Vol. 79, No. 5 / Wednesday, January 8, 2014 / Proposed Rules
published a direct final rule approving
portions of three revisions to the Texas
State Implementation Plan (SIP)
concerning the Texas Federal Operating
Permits Program. EPA received timely,
adverse comments on the direct final
rule and withdrew the direct final rule
on November 6, 2013. In our withdrawal
of the direct final rule, we indicated we
would address the comments received
through the proposed rule published on
September 10, 2013. Subsequent to our
withdrawal of the direct final, EPA
received a letter dated December 19,
2013, from the Texas Commission on
Environmental Quality stating that the
December 17, 1999; October 4, 2001;
and August 11, 2003 revisions specific
to stringency determinations and minor
permit revisions for Federal Operating
Permits have been withdrawn from our
consideration as revisions to the Texas
SIP. Accordingly, EPA is withdrawing
the proposed approval and finds that no
further action is necessary on the
portions of the three SIP revisions
specific to stringency determinations
and minor permit revisions for the
Texas Federal Operating Permits
Program. The State’s action also
withdraws from EPA’s review the
Federal Operating Permits Program
component of the January 22, 2010
Consent Decree between EPA and the
BCCA Appeal Group, Texas Association
of Business, and Texas Oil and Gas
Association. This withdrawal is being
taken under section 110 and parts C and
D of the Federal Clean Air Act.
The proposed rule published on
September 10, 2013 (78 FR 55234), is
withdrawn as of January 8, 2014.
DATES:
Ms.
Adina Wiley (6PD–R), Air Permits
Section, Environmental Protection
Agency, Region 6, 1445 Ross Avenue
(6PD–R), Suite 1200, Dallas, TX 75202–
2733. The telephone number is (214)
665–2115. Ms. Wiley can also be
reached via electronic mail at
wiley.adina@epa.gov.
FOR FURTHER INFORMATION CONTACT:
mstockstill on DSK4VPTVN1PROD with PROPOSALS
List of Subjects in 40 CFR Part 52
Environmental protection, Air
pollution control, Incorporation by
reference, Intergovernmental relations,
Reporting and recordkeeping
requirements.
Dated: December 20, 2013.
Samuel Coleman,
Acting Regional Administrator, Region 6.
[FR Doc. 2013–31569 Filed 1–7–14; 8:45 am]
BILLING CODE 6560–50–P
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ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 52
[EPA–R07–OAR–2013–0674; FRL–9905–02–
Region 7]
Approval and Promulgation of
Implementation Plans; State of
Missouri; Control of Nitrogen Oxide
Emissions From Large Stationary
Internal Combustion Engines
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
EPA is proposing to approve
a State Implementation Plan (SIP)
revision submitted by the State of
Missouri to EPA on September 21, 2010,
with a supplemental revision submitted
on July 3, 2013. The purpose of the SIP
revision is to incorporate revisions to a
Missouri regulation to control Nitrogen
Oxide (NOX) emissions from large
stationary internal combustion engines.
This revision includes an emission rate
limitation for both large stationary
diesel and dual fuel internal combustion
engines and adds an exemption for
compression ignited stationary internal
combustion engines that emit 25 tons or
less of NOX between May 1 and
September 30. EPA has determined that
the SIP revision submitted by the State
of Missouri satisfies the applicable
requirements of the Clean Air Act (CAA
or Act), and in particular, the April 21,
2004, final Federal Phase II NOX SIP
Call.
SUMMARY:
Comments must be received on
or before February 7, 2014.
ADDRESSES: Submit your comments
identified by Docket ID No. EPA–R07–
OAR–2013–0674, by one of the
following methods:
1. https://www.regulations.gov. Follow
the on-line instructions for submitting
comments.
2. Email: kemp.lachala@epa.gov.
3. Mail: Ms. Lachala Kemp, Air
Planning and Development Branch, U.S.
Environmental Protection Agency,
Region 7, Air and Waste Management
Division, 11201 Renner Boulevard,
Lenexa, Kansas 66219.
4. Hand Delivery or Courier: Deliver
your comments to Ms. Lachala Kemp,
Air Planning and Development Branch,
U.S. Environmental Protection Agency,
Region 7, Air and Waste Management
Division, 11201 Renner Boulevard,
Lenexa, KS 66219.
Instructions: Direct your comments to
Docket ID No. EPA–R07–OAR–2013–
0674. EPA’s policy is that all comments
received will be included in the public
DATES:
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Frm 00017
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docket without change and may be
made available online at https://
www.regulations.gov, including any
personal information provided, unless
the comment includes information
claimed to be Confidential Business
Information (CBI) or other information
whose disclosure is restricted by statute.
Do not submit through https://
www.regulations.gov or email
information that you consider to be CBI
or otherwise protected. The https://
www.regulations.gov Web site is an
‘‘anonymous access’’ system, which
means EPA will not know your identity
or contact information unless you
provide it in the body of your comment.
If you send an email comment directly
to EPA without going through https://
www.regulations.gov, your email
address will be automatically captured
and included as part of the comment
that is placed in the public docket and
made available on the Internet. If you
submit an electronic comment, EPA
recommends that you include your
name and other contact information in
the body of your comment and with any
disk or CD–ROM you submit. If EPA
cannot read your comment due to
technical difficulties and cannot contact
you for clarification, EPA may not be
able to consider your comment.
Electronic files should avoid the use of
special characters, any form of
encryption, and should be free of any
defects or viruses.
Docket: All documents in the
electronic docket are listed in the
https://www.regulations.gov index.
Although listed in the index, some
information is not publicly available,
i.e., CBI or other information whose
disclosure is restricted by statute.
Certain other material, such as
copyrighted material, will be publicly
available only in hard copy. Publicly
available docket materials are available
either electronically at https://
www.regulations.gov or in hard copy at
the U.S. Environmental Protection
Agency, Region 7, 11201 Renner
Boulevard, Lenexa, Kansas 66219 from
8:00 a.m. to 4:30 p.m., Monday through
Friday, excluding legal holidays. The
interested persons wanting to examine
these documents should make an
appointment with the office at least 24
hours in advance.
FOR FURTHER INFORMATION CONTACT: Ms.
Lachala Kemp, Air Planning and
Development Branch U.S.
Environmental Protection Agency,
Region 7, 11201 Renner Boulevard,
Lenexa, KS 66219; telephone number:
(913) 551–7214; fax number: (913) 551–
7065; email address: kemp.lachala@
epa.gov.
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08JAP1
Agencies
[Federal Register Volume 79, Number 5 (Wednesday, January 8, 2014)]
[Proposed Rules]
[Pages 1349-1350]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-31569]
=======================================================================
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ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 52
[EPA-R06-OAR-2010-0335; FRL-9905-04-Region 6]
Approval and Promulgation of Implementation Plans; Texas;
Procedures for Stringency Determinations and Minor Permit Revisions for
Federal Operating Permits
AGENCY: Environmental Protection Agency (EPA).
ACTION: Withdrawal of proposed rule.
-----------------------------------------------------------------------
SUMMARY: On September 10, 2013, the Environmental Protection Agency
(EPA)
[[Page 1350]]
published a direct final rule approving portions of three revisions to
the Texas State Implementation Plan (SIP) concerning the Texas Federal
Operating Permits Program. EPA received timely, adverse comments on the
direct final rule and withdrew the direct final rule on November 6,
2013. In our withdrawal of the direct final rule, we indicated we would
address the comments received through the proposed rule published on
September 10, 2013. Subsequent to our withdrawal of the direct final,
EPA received a letter dated December 19, 2013, from the Texas
Commission on Environmental Quality stating that the December 17, 1999;
October 4, 2001; and August 11, 2003 revisions specific to stringency
determinations and minor permit revisions for Federal Operating Permits
have been withdrawn from our consideration as revisions to the Texas
SIP. Accordingly, EPA is withdrawing the proposed approval and finds
that no further action is necessary on the portions of the three SIP
revisions specific to stringency determinations and minor permit
revisions for the Texas Federal Operating Permits Program. The State's
action also withdraws from EPA's review the Federal Operating Permits
Program component of the January 22, 2010 Consent Decree between EPA
and the BCCA Appeal Group, Texas Association of Business, and Texas Oil
and Gas Association. This withdrawal is being taken under section 110
and parts C and D of the Federal Clean Air Act.
DATES: The proposed rule published on September 10, 2013 (78 FR 55234),
is withdrawn as of January 8, 2014.
FOR FURTHER INFORMATION CONTACT: Ms. Adina Wiley (6PD-R), Air Permits
Section, Environmental Protection Agency, Region 6, 1445 Ross Avenue
(6PD-R), Suite 1200, Dallas, TX 75202-2733. The telephone number is
(214) 665-2115. Ms. Wiley can also be reached via electronic mail at
wiley.adina@epa.gov.
List of Subjects in 40 CFR Part 52
Environmental protection, Air pollution control, Incorporation by
reference, Intergovernmental relations, Reporting and recordkeeping
requirements.
Dated: December 20, 2013.
Samuel Coleman,
Acting Regional Administrator, Region 6.
[FR Doc. 2013-31569 Filed 1-7-14; 8:45 am]
BILLING CODE 6560-50-P