Airworthiness Directives; CFM International S.A. Turbofan Engines, 79295-79298 [2013-30862]
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Federal Register / Vol. 78, No. 250 / Monday, December 30, 2013 / Rules and Regulations
procedures specified in paragraph (l)(1) of
this AD.
(k) Terminating Action for Other ADs
Accomplishing the revision required by
paragraph (g)(1) of this AD terminates the
requirements of the ADs specified in
paragraphs (k)(1) through (k)(6) of this AD,
for Airbus Model A340 airplanes only.
(1) AD 2006–21–08, Amendment 39–14793
(71 FR 61639, October 19, 2006).
(2) AD 2007–14–01, Amendment 39–15123
(72 FR 38006, July 12, 2007).
(3) AD 2008–25–02, Amendment 39–15760
(73 FR 75307, December 11, 2008).
(4) AD 2010–04–09, Amendment 39–16202
(75 FR 7940, February 23, 2010; as corrected
in the Federal Register on March 3, 2010 (75
FR 9515).
(5) AD 2011–01–02, Amendment 39–16555
(76 FR 432, January 5, 2011).
(6) AD 2012–16–05, Amendment 39–17152
(77 FR 48425, August 14, 2012).
(l) Other FAA AD Provisions
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The following provisions also apply to this
AD:
(1) Alternative Methods of Compliance
(AMOCs): The Manager, International
Branch, ANM–116, Transport Airplane
Directorate, FAA, has the authority to
approve AMOCs for this AD, if requested
using the procedures found in 14 CFR 39.19.
In accordance with 14 CFR 39.19, send your
request to your principal inspector or local
Flight Standards District Office, as
appropriate. If sending information directly
to the International Branch, send it to ATTN:
Vladimir Ulyanov, Aerospace Engineer,
International Branch, ANM–116, Transport
Airplane Directorate, FAA, 1601 Lind
Avenue SW., Renton, WA 98057–3356;
telephone: (425) 227–1138; fax: (425) 227–
1149. Information may be emailed to: 9ANM-116-AMOC-REQUESTS@faa.gov.
Before using any approved AMOC, notify
your appropriate principal inspector, or
lacking a principal inspector, the manager of
the local flight standards district office/
certificate holding district office. The AMOC
approval letter must specifically reference
this AD.
(2) Airworthy Product: For any requirement
in this AD to obtain corrective actions from
a manufacturer, use these actions if they are
FAA-approved. Corrective actions are
considered FAA-approved if they were
approved by the State of Design Authority (or
its delegated agent, or the DAH with a State
of Design Authority’s design organization
approval). For a repair method to be
approved, the repair approval must
specifically refer to this AD. You are required
to ensure the product is airworthy before it
is returned to service.
(m) Related Information
Refer to Mandatory Continuing
Airworthiness Information European
Aviation Safety Agency (EASA)
Airworthiness Directive 2012–0168, dated
August 31, 2012, for related information,
which can be found in the AD docket on the
Internet at https://www.regulations.gov.
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(n) Material Incorporated by Reference
(1) The Director of the Federal Register
approved the incorporation by reference
(IBR) of the service information listed in this
paragraph under 5 U.S.C. 552(a) and 1 CFR
part 51.
(2) You must use this service information
as applicable to do the actions required by
this AD, unless the AD specifies otherwise.
(i) Airbus A340 Airworthiness Limitations
Section (ALS) Part 5—Fuel Airworthiness
Limitations, Revision 00, dated November 16,
2011. The revision date is not identified on
the title page of this document.
(ii) Airbus A340 Variation to revision 00 of
ALS Part 5—Fuel Airworthiness Limitations
(FAL), dated January 23, 2012 (variation
reference 0FVLG110039/C0S).
(3) For service information identified in
this AD, contact Airbus SAS—Airworthiness
Office—EAL, 1 Rond Point Maurice Bellonte,
31707 Blagnac Cedex, France; telephone +33
5 61 93 36 96; fax +33 5 61 93 45 80; email
airworthiness.A330-A340@airbus.com;
Internet https://www.airbus.com.
(4) You may review copies of the service
information at the FAA, Transport Airplane
Directorate, 1601 Lind Avenue SW., Renton,
Washington. For information on the
availability of this material at the FAA, call
425–227–1221.
(5) You may view this service information
that is incorporated by reference at the
National Archives and Records
Administration (NARA). For information on
the availability of this material at NARA, call
202–741–6030, or go to: https://
www.archives.gov/federal-register/cfr/ibrlocations.html.
Issued in Renton, Washington, on
December 11, 2013.
John P. Piccola,
Acting Manager, Transport Airplane
Directorate, Aircraft Certification Service.
[FR Doc. 2013–31042 Filed 12–27–13; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 39
[Docket No. FAA–2013–0407; Directorate
Identifier 2012–NE–22–AD; Amendment 39–
17710; AD 2013–26–01]
RIN 2120–AA64
Airworthiness Directives; CFM
International S.A. Turbofan Engines
Federal Aviation
Administration (FAA), DOT.
ACTION: Final rule.
AGENCY:
We are adopting a new
airworthiness directive (AD) for all CFM
International (CFM) S.A. CFM56–3 and
CFM56–7B series turbofan engines with
certain accessory gearboxes (AGBs) not
equipped with a handcranking pad ‘‘oil
dynamic seal’’ assembly. This AD was
SUMMARY:
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79295
prompted by 42 events of total loss of
engine oil from CFM56 series turbofan
engines while in flight. This AD
requires an independent inspection to
verify re-installation of the
handcranking pad cover after removal of
the pad cover for maintenance until
installation of a handcranking pad oil
dynamic seal assembly. We are issuing
this AD to prevent loss of engine oil
while in flight, which could result in
engine failure, loss of thrust control, and
damage to the airplane.
DATES: This AD is effective February 3,
2014.
ADDRESSES: For service information
identified in this AD, contact CFM
International Inc., Aviation Operations
Center, 1 Neumann Way, M/D Room
285, Cincinnati, OH 45125; phone: 877–
432–3272; fax: 877–432–3329; email:
geae.aoc@ge.com. You may view this
service information at the FAA, Engine
& Propeller Directorate, 12 New England
Executive Park, Burlington, MA. For
information on the availability of this
material at the FAA, call 781–238–7125.
Examining the AD Docket
You may examine the AD docket on
the Internet at https://
www.regulations.gov by searching for
and locating Docket No. FAA–2013–
0407; or in person at the Docket
Management Facility between 9 a.m.
and 5 p.m., Monday through Friday,
except Federal holidays. The AD docket
contains this AD, the regulatory
evaluation, any comments received, and
other information. The address for the
Docket Office (phone: 800–647–5527) is
Document Management Facility, U.S.
Department of Transportation, Docket
Operations, M–30, West Building
Ground Floor, Room W12–140, 1200
New Jersey Avenue SE., Washington,
DC 20590.
FOR FURTHER INFORMATION CONTACT:
Antonio Cancelliere, Aerospace
Engineer, Engine Certification Office,
FAA, Engine & Propeller Directorate, 12
New England Executive Park,
Burlington, Massachusetts, 01803;
phone: 781–238–7751; fax: 781–238–
7199; email: antonio.cancelliere@
faa.gov.
SUPPLEMENTARY INFORMATION:
Discussion
We issued a notice of proposed
rulemaking (NPRM) to amend 14 CFR
part 39 to include an AD that would
apply to the specified products. The
NPRM published in the Federal
Register on June 10, 2013 (78 FR 34605).
The NPRM proposed to require an
independent inspection to verify reinstallation of the handcranking pad
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Federal Register / Vol. 78, No. 250 / Monday, December 30, 2013 / Rules and Regulations
cover after removal of the pad cover for
maintenance until installation of a
handcranking pad oil dynamic seal
assembly.
Comments
We gave the public the opportunity to
participate in developing this AD. The
following presents the comments
received on the proposal and the FAA’s
response to each comment.
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Request To Make Optional Terminating
Action Mandatory
The National Transportation Safety
Board comments that the FAA should
make the installation of an oil dynamic
seal assembly a mandatory, rather than
an optional, terminating action, as has
the European Aviation Safety Agency
(EASA) and the Civil Aviation
Administration of China.
The FAA agrees that the loss of engine
oil from unsecured handcranking pad
covers can be addressed with the
introduction of a dynamic seal. The
FAA has structured its approach to
achieving that goal, however, through a
combination of inspections and part
replacement, which allows each affected
operator to manage its own maintenance
schedule. The FAA believes that this
approach will not have as great an
economic effect on the affected
operators as mandating a part
replacement. The FAA also finds that
the level of safety achieved with its
approach to this unsafe condition is
acceptable, and believes that operators
will eventually incorporate the dynamic
seal to terminate the required
inspections.
Request To Revise Optional
Terminating Action
American Airlines (AAL) requested
that we revise paragraph (g) of the AD
(the Terminating Action paragraph) to
minimize the effects of differences in
the AGB disassembly and assembly
procedures between those specified in
the engine shop manual and current or
subsequent service bulletins. AAL noted
that this method of specifying the
terminating action would preclude the
need for Alternative Method of
Compliance (AMOC) requests.
We agree in part. We revised the
Terminating Action paragraph by
removing the requirement to follow
specific service bulletins (SBs).
Guidance on CFM CFM56 SBs and
engine manual can now be found in the
Related Information section of this AD.
Request To Include FAA-Approved
Maintenance Program in Compliance
Airlines for America asked that we
include in paragraph (f) of this AD, a
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time period in which an approved
maintenance program must be revised to
include an Independent Inspection.
Airlines for America also asked that we
clarify that documentation for each
inspection on every airplane need not
be made if relying on the insertion of an
Independent Inspection in the aircraft
Continuous Airworthiness Maintenance
Program (CAMP).
We agree in part, and have made
paragraphs (f)(1) and (f)(2) of this AD
disjunctive in order to clarify that either
an Independent Inspection is required
after each maintenance involving the
handcranking pad cover or that
operators insert an Independent
Inspection requirement in their aircraft
CAMP. We do point out that if an
operator relies on paragraph (f)(1) of this
AD, a maintenance record entry is
required to record compliance with this
AD after each time the handcranking
pad cover is removed and re-installed.
If an operator relies on paragraph (f)(2)
of this AD however, only one record
entry is required to document that the
CAMP has been modified as required.
After the CAMP has been modified, the
operator need only document actions as
required by the CAMP.
We have not, however, added a time
period within which operators must
make a change to their CAMP. This AD
itself states that it will become effective
35 days after publication in the Federal
Register. After that date, operators must
comply with either paragraph (f)(1),
(f)(2), or (g) of this AD.
Request To Clarify Inspection Options
Delta Airlines (Delta) requested that
we clarify that both apparent options—
an independent inspection or addition
of the inspection as a Required
Inspection Item into the operator’s
approved CAMP—in compliance with
paragraph (f) of this AD are indeed
options for meeting the requirements of
this AD.
We agree that further clarification was
needed. As explained with the response
to the Airlines for America comment,
we have made paragraphs (f)(1) and
(f)(2) of this AD disjunctive to clarify
that an operator either perform an
Independent Inspection each time the
handcranking pad cover is removed and
re-installed, or insert in its aircraft
CAMP a requirement for an
Independent Inspection.
Request To Delay Issuance of This AD
Delta requested that we delay
issuance of this AD until CFM issues
revisions to CFM SB CFM56–7B S/B 72–
0564, Revision 3, dated May 25, 2011,
and CFM SB CFM56–7B S/B 27–0879,
Revision 1, dated April 12, 2012. Delay
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in publication of this AD would
minimize the burden of AMOC requests
on operators, CFM, and the FAA. It
would also allow CFM to modify these
SBs to correct tooling references and to
modify impingement test requirements.
We partially agree. We agree that we
need not mandate use of specific SB
versions to accomplish the terminating
action. We have therefore, removed
those SB references from paragraph (g)
of this AD and moved those references
to paragraph (j), Related Information, of
this AD. This will eliminate the need for
requests for AMOCs should the
manufacturer modify its SBs.
Accordingly, we need not delay
issuance of this AD until any particular
SB version is published.
Request To Allow Acceptable
Maintenance Procedures To Install Seal
Delta requested that we allow
operators or maintenance facilities to
install oil dynamic seal assemblies
using the SBs referenced in the NPRM
(78 FR 34605, June 10, 2013) along with
other acceptable maintenance
procedures rather than mandating that
all work be performed in accordance
with the referenced SBs.
We agree. We moved the references to
the SBs from the compliance section of
this AD to the Related Information
section of this AD.
Request To Define Compliance Time
Delta asked that we specifically define
the compliance time in which operators
have after the effective date of this AD
to put the inspection program in place.
We disagree. As stated earlier, this AD
will become effective as indicated in the
DATES section. As of that date, operators
must comply with this AD by either
following paragraph (f)(1) of this AD for
each time maintenance is performed to
remove and re-install the handcranking
pad cover, or (f)(2) of this AD to insert
an Independent Inspection requirement
in their aircraft CAMP, or (g) of this AD
by replacing the AGB that incorporates
an oil dynamic seal assembly. No
further compliance time need be
allowed. We did not change this AD.
Request To Harmonize With EASA AD
2012–0209
RyanAir requested that we harmonize
differences between the NPRM (78 FR
34605, June 10, 2013) and EASA AD
2012–0209, dated October 8, 2012.
RyanAir identified differences between
the EASA AD and the NPRM in the
areas of applicability, terminating
action, service information, and
compliance language.
We disagree. We believe that
references in the Applicability section
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of this AD to specific AGB part numbers
not equipped with the oil dynamic seal
assembly will avoid the need to revise
this AD in the future should additional
approved AGBs be available for
installation. We did not change this AD.
Support for This AD
The Boeing Company and United
Airlines support this AD as proposed
(78 FR 34605, June 10, 2013).
Conclusion
We reviewed the relevant data,
considered the comments received, and
determined that air safety and the
public interest require adopting this AD
with the changes described previously.
We also determined that these
changes will not increase the economic
burden on any operator or increase the
scope of this AD.
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Costs of Compliance
We estimate that this AD will affect
2,702 CFM56–3 and CFM56–7B engines
installed on airplanes of U.S. registry.
We also estimate that it will take about
1 hour to perform the independent
inspection required by this AD. The
average labor rate is $85 per hour. We
estimate that normal maintenance will
require the AGB handcranking pad
cover to be removed every 1,300 flights
cycles. Based on an average use of these
model engines of approximately
6,000,000 flight cycles per year, we
estimate that an independent inspection
would be required about 4,615 times per
year. Therefore, assuming that an
operator does not already have an
Independent Inspection of the AGB
handcranking pad cover in its approved
aircraft maintenance program, we
estimate the cost of this AD for U.S.
operators to be $392,275.
Authority for This Rulemaking
Title 49 of the United States Code
specifies the FAA’s authority to issue
rules on aviation safety. Subtitle I,
section 106, describes the authority of
the FAA Administrator. Subtitle VII:
Aviation Programs, describes in more
detail the scope of the Agency’s
authority.
We are issuing this rulemaking under
the authority described in Subtitle VII,
Part A, Subpart III, Section 44701:
‘‘General requirements.’’ Under that
section, Congress charges the FAA with
promoting safe flight of civil aircraft in
air commerce by prescribing regulations
for practices, methods, and procedures
the Administrator finds necessary for
safety in air commerce. This regulation
is within the scope of that authority
because it addresses an unsafe condition
that is likely to exist or develop on
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products identified in this rulemaking
action.
Regulatory Findings
This AD will not have federalism
implications under Executive Order
13132. This AD will not have a
substantial direct effect on the States, on
the relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government.
For the reasons discussed above, I
certify that this AD:
(1) Is not a ‘‘significant regulatory
action’’ under Executive Order 12866,
(2) Is not a ‘‘significant rule’’ under
DOT Regulatory Policies and Procedures
(44 FR 11034, February 26, 1979),
(3) Will not affect intrastate aviation
in Alaska to the extent that it justifies
making a regulatory distinction, and
(4) Will not have a significant
economic impact, positive or negative,
on a substantial number of small entities
under the criteria of the Regulatory
Flexibility Act.
List of Subjects in 14 CFR Part 39
Air transportation, Aircraft, Aviation
safety, Incorporation by reference,
Safety.
Adoption of the Amendment
Accordingly, under the authority
delegated to me by the Administrator,
the FAA amends 14 CFR part 39 as
follows:
PART 39—AIRWORTHINESS
DIRECTIVES
1. The authority citation for part 39
continues to read as follows:
■
Authority: 49 U.S.C. 106(g), 40113, 44701.
§ 39.13
[Amended]
2. The FAA amends § 39.13 by adding
the following new airworthiness
directive (AD):
■
2013–26–01 CFM International S.A.:
Amendment 39–17710; Docket No.
FAA–2013–0407; Directorate Identifier
2012–NE–22–AD.
(a) Effective Date
This AD is effective February 3, 2014.
(b) Affected ADs
None.
(c) Applicability
This AD applies to CFM International S.A.
CFM56–3 series and CFM56–7B series
turbofan engines equipped with the
following accessory gearbox (AGB) part
numbers (P/Ns):
(1) For CFM56–3 engines: 335–300–103–0,
335–300–105–0, 335–300–106–0, 335–300–
107–0, 335–300–108–0, 335–300–109–0, or
335–300–110–0.
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79297
(2) For CFM56–7B engines (except CFM56–
7B27A, CFM56–7B27A/3, and CFM56–
7B27AE engines): 340–046–503–0, 340–046–
504–0, or 340–046–505–0.
(3) For CFM56–7B27A, CFM56–7B27A/3,
and CFM56–7B27AE engines: 340–188–601–
0 or 340–188–603–0.
(d) Unsafe Condition
This AD was prompted by 42 events of
total loss of engine oil while in flight. We are
issuing this AD to prevent loss of engine oil
while in flight, which could result in engine
failure, loss of thrust control, and damage to
the airplane.
(e) Compliance
Unless already done, do the actions in
paragraphs (f) or (g) of this AD.
(f) Inspection of the AGB Handcranking Pad
Cover
(1) Perform an Independent Inspection to
verify re-installation of the AGB
handcranking pad cover after any
maintenance that involves the removal and
re-installation of the AGB handcranking
cover, or
(2) Insert an Independent Inspection as a
required inspection item in the approved
continuous airworthiness maintenance
program for the aircraft.
(g) Optional Terminating Action
As an optional terminating action to the
inspection requirement of paragraph (f) of
this AD, install an AGB that is not listed in
paragraph (c) of this AD that incorporates the
oil dynamic seal assembly.
(h) Definition
For the purpose of this AD, an Independent
Inspection means a second inspection by a
qualified individual who was not involved in
the original re-installation of the AGB
handcranking pad cover following
maintenance to confirm that the cover is
installed correctly.
(i) Alternative Methods of Compliance
(AMOCs)
The Manager, Engine Certification Office,
FAA, may approve AMOCs for this AD. Use
the procedures found in 14 CFR 39.19 to
make your request.
(j) Related Information
(1) For more information about this AD,
contact Antonio Cancelliere, Aerospace
Engineer, Engine Certification Office, FAA,
Engine & Propeller Directorate, 12 New
England Executive Park, Burlington,
Massachusetts, 01803; phone: 781–238–7751;
fax: 781–238–7199; email:
antonio.cancelliere@faa.gov.
(2) CFM International S.A. Service Bulletin
(SB) No. CFM56–7B S/B 72–0564, Revision 3,
dated May 25, 2011, and SB No. CFM56–7B
S/B 27–0879, Revision 1, dated April 12,
2012, which are not incorporated by
reference in this AD, provide guidance on
obtaining an AGB that incorporates an oil
dynamic seal assembly. The CFM56 engine
manuals, which are also not incorporated by
reference in this AD, include instructions on
assembling and disassembling the AGB.
(3) For service information identified in
this AD, contact CFM International Inc.,
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Aviation Operations Center, 1 Neumann
Way, M/D Room 285, Cincinnati, OH 45125;
phone: 877–432–3272; fax: 877–432–3329;
email: geae.aoc@ge.com.
(4) You may view this service information
at the FAA, Engine & Propeller Directorate,
12 New England Executive Park, Burlington,
MA. For information on the availability of
this material at the FAA, call 781–238–7125.
(k) Material Incorporated by Reference
None.
Issued in Burlington, Massachusetts, on
December 16, 2013.
Frank P. Paskiewicz,
Acting Director, Aircraft Certification Service.
[FR Doc. 2013–30862 Filed 12–27–13; 8:45 am]
BILLING CODE 4910–13–P
SECURITIES AND EXCHANGE
COMMISSION
17 CFR Parts 230 and 270
[Release No. 33–9503; IC–30845]
Securities Exempted; Distribution of
Shares by Registered Open-End
Management Investment Company;
Applications Regarding Joint
Enterprises or Arrangements and
Certain Profit-Sharing Plans
Securities and Exchange
Commission.
ACTION: Final rule; technical
amendments.
AGENCY:
The Securities and Exchange
Commission (‘‘Commission’’) is
correcting outdated cross-references in
rule 602 under the Securities Act of
1933 (‘‘Securities Act’’) and rule 12b–1
under the Investment Company Act of
1940 (‘‘Investment Company Act’’) and
correcting an inadvertent error in rule
17d–1 under the Investment Company
Act as published in the Federal Register
on January 22, 2003.
DATES: Effective December 30, 2013.
FOR FURTHER INFORMATION CONTACT:
Daniel K. Chang, Senior Counsel, or
Thoreau Bartmann, Branch Chief, at
(202) 551–6792, Investment Company
Rulemaking Office, Division of
Investment Management, U.S. Securities
and Exchange Commission, 100 F Street
NE., Washington, DC 20549–8549.
SUPPLEMENTARY INFORMATION:
SUMMARY:
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I. Background
A. Rule 602
In December 1958, the Commission
adopted Regulation E under the
Securities Act, which exempts from
registration small offerings by small
business investment companies
registered under the Investment
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Jkt 232001
Company Act.1 Regulation E was
amended in 1984 to increase the size of
offerings that may be made under the
regulation, and include as exempted
issuers certain investment companies
who elect to be treated as business
development companies under the
Investment Company Act.2 The purpose
of the 1984 amendments was to increase
the ability of small business investment
companies and business development
companies to raise capital.
As part of Regulation E, rule 602
establishes conditions under which
securities issued by small business
investment companies or business
development companies may be exempt
from registration under the Securities
Act. Rule 602(c)(3) provides that the
exemption is not available for the
securities of any issuer if any of its
affiliated directors, officers, principal
security holders, investment advisers, or
underwriters has been ‘‘subject to an
order of the Commission entered
pursuant to section 203(d) or (e) of the
Investment Advisers Act of 1940.’’ 3
In 1970, the Investment Company
Amendments Act was enacted and,
among other things, redesignated
sections 203(d) and (e) of the Advisers
Act as sections 203(e) and (f),
respectively.4 To correct this crossreference, this technical amendment to
rule 602(c)(3) will replace the crossreference to paragraphs (d) and (e) of
section 203 of the Advisers Act with a
cross-reference to paragraphs (e) and (f).
B. Rule 12b–1
In 1980, the Commission adopted rule
12b–1 under the Investment Company
Act to permit a fund that meets certain
conditions to use fund assets to pay for
distribution of securities of which it is
the issuer. Among other requirements,
the fund must have a written plan
1 Regulation E—Exemption for Securities of Small
Business Investment Companies, 23 FR 10484 (Dec.
30, 1958).
2 Amendments to the Offering Exemption Under
Regulation E of the Securities Act of 1933, 49 FR
35342 (Sept. 7, 1984).
3 Section 203 of the Investment Advisers Act of
1940 (‘‘Advisers Act’’) requires certain investment
advisers to register with the Commission, and gives
the Commission broad enforcement authority over
them. In particular, current section 203(e)
authorizes the Commission, by order, to censure,
place limitations on the activities, functions, or
operations of, suspend, or revoke the registration of
any investment adviser if the Commission makes
certain findings with regards to that adviser.
Current section 203(f) allows the Commission, by
order, to censure, suspend, bar, or place limitations
on the activities of any person associated or seeking
to become associated with an investment adviser or
certain other entities if the Commission makes
certain findings with regards to that person.
4 Investment Company Amendments Act of 1970,
Public Law 91547, 84 Stat. 1413 (Dec. 14, 1970).
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describing all material aspects of the
proposed distribution financing.
Rule 12b–1(g) provides certain
conditions for plans that cover more
than one series or class of shares, but
further provides that paragraph (g) does
not affect the rights of any purchase
class under rule 18f–3(e)(2)(iii).5
On January 2, 2001, the Commission
adopted amendments to certain
exemptive rules under the Investment
Company Act and, among other things,
redesignated paragraph (e) of rule 18f–
3 as paragraph (f). To correct this crossreference, this technical amendment to
rule 12b–1(g) will replace the crossreference to rule 18f–3(e)(2)(iii) with a
cross-reference to rule 18f–3(f)(2)(iii).
C. Rule 17d–1
In January 2003, the Commission
adopted amendments to certain rules
under the Investment Company Act to,
among other things, expand the
exemptions for investment companies
(‘‘funds’’) to engage in transactions with
‘‘portfolio affiliates’’—companies that
are affiliated with the fund solely as the
result of the fund (or an affiliated fund)
controlling them or owning more than
five percent of their voting securities.6
The amendments were designed to
permit transactions between funds and
certain affiliated persons under
circumstances where it was unlikely
that the affiliate would be in a position
to take advantage of the fund.
In implementing these amendments,
the Adopting Release renumbered the
paragraphs of rule 17d–1 and also added
a cross-reference in paragraph (d)(6) of
the rule to rule 17a–6, a related rule
dealing with exemptions for
transactions with portfolio affiliates that
was also amended by the Adopting
Release.7 However, the text of rule 17d–
1(d)(6) as published in the ‘‘Text of Rule
and Form Amendments’’ section of the
Adopting Release, and subsequently in
5 Current rule 18f–3(f)(2)(iii) provides certain
rights for shareholders of purchase classes in funds
that are acquired as part of a merger.
6 Transactions of Investment Companies With
Portfolio and Subadvisory Affiliates, Investment
Company Act Release No. 25888 (Jan. 14, 2003) [68
FR 3142 (Jan. 22, 2003)] (‘‘Adopting Release’’).
7 The cross-reference to rule 17a–6 was intended
to conform provisions in paragraph (d)(6) of rule
17d–1 to similar provisions in rule 17a–6 in order
to make them consistent with regards to which
entities are considered prohibited participants for
purposes of affiliate transactions. See Transactions
of Investment Companies With Portfolio and
Subadvisory Affiliates, Investment Company Act
Release No. 25557 (April 30, 2002) [67 FR 31081
(May 8, 2002)] at n.30 and accompanying text.
The renumbering of the paragraphs of rule 17d–
1 reflected the deletion of a condition in the rule
that limited a fund to committing no more than five
percent of its assets to a joint enterprise with a
portfolio affiliate. See Adopting Release, supra note
1, at n.12.
E:\FR\FM\30DER1.SGM
30DER1
Agencies
[Federal Register Volume 78, Number 250 (Monday, December 30, 2013)]
[Rules and Regulations]
[Pages 79295-79298]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-30862]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 39
[Docket No. FAA-2013-0407; Directorate Identifier 2012-NE-22-AD;
Amendment 39-17710; AD 2013-26-01]
RIN 2120-AA64
Airworthiness Directives; CFM International S.A. Turbofan Engines
AGENCY: Federal Aviation Administration (FAA), DOT.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: We are adopting a new airworthiness directive (AD) for all CFM
International (CFM) S.A. CFM56-3 and CFM56-7B series turbofan engines
with certain accessory gearboxes (AGBs) not equipped with a
handcranking pad ``oil dynamic seal'' assembly. This AD was prompted by
42 events of total loss of engine oil from CFM56 series turbofan
engines while in flight. This AD requires an independent inspection to
verify re-installation of the handcranking pad cover after removal of
the pad cover for maintenance until installation of a handcranking pad
oil dynamic seal assembly. We are issuing this AD to prevent loss of
engine oil while in flight, which could result in engine failure, loss
of thrust control, and damage to the airplane.
DATES: This AD is effective February 3, 2014.
ADDRESSES: For service information identified in this AD, contact CFM
International Inc., Aviation Operations Center, 1 Neumann Way, M/D Room
285, Cincinnati, OH 45125; phone: 877-432-3272; fax: 877-432-3329;
email: geae.aoc@ge.com. You may view this service information at the
FAA, Engine & Propeller Directorate, 12 New England Executive Park,
Burlington, MA. For information on the availability of this material at
the FAA, call 781-238-7125.
Examining the AD Docket
You may examine the AD docket on the Internet at https://www.regulations.gov by searching for and locating Docket No. FAA-2013-
0407; or in person at the Docket Management Facility between 9 a.m. and
5 p.m., Monday through Friday, except Federal holidays. The AD docket
contains this AD, the regulatory evaluation, any comments received, and
other information. The address for the Docket Office (phone: 800-647-
5527) is Document Management Facility, U.S. Department of
Transportation, Docket Operations, M-30, West Building Ground Floor,
Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590.
FOR FURTHER INFORMATION CONTACT: Antonio Cancelliere, Aerospace
Engineer, Engine Certification Office, FAA, Engine & Propeller
Directorate, 12 New England Executive Park, Burlington, Massachusetts,
01803; phone: 781-238-7751; fax: 781-238-7199; email:
antonio.cancelliere@faa.gov.
SUPPLEMENTARY INFORMATION:
Discussion
We issued a notice of proposed rulemaking (NPRM) to amend 14 CFR
part 39 to include an AD that would apply to the specified products.
The NPRM published in the Federal Register on June 10, 2013 (78 FR
34605). The NPRM proposed to require an independent inspection to
verify re-installation of the handcranking pad
[[Page 79296]]
cover after removal of the pad cover for maintenance until installation
of a handcranking pad oil dynamic seal assembly.
Comments
We gave the public the opportunity to participate in developing
this AD. The following presents the comments received on the proposal
and the FAA's response to each comment.
Request To Make Optional Terminating Action Mandatory
The National Transportation Safety Board comments that the FAA
should make the installation of an oil dynamic seal assembly a
mandatory, rather than an optional, terminating action, as has the
European Aviation Safety Agency (EASA) and the Civil Aviation
Administration of China.
The FAA agrees that the loss of engine oil from unsecured
handcranking pad covers can be addressed with the introduction of a
dynamic seal. The FAA has structured its approach to achieving that
goal, however, through a combination of inspections and part
replacement, which allows each affected operator to manage its own
maintenance schedule. The FAA believes that this approach will not have
as great an economic effect on the affected operators as mandating a
part replacement. The FAA also finds that the level of safety achieved
with its approach to this unsafe condition is acceptable, and believes
that operators will eventually incorporate the dynamic seal to
terminate the required inspections.
Request To Revise Optional Terminating Action
American Airlines (AAL) requested that we revise paragraph (g) of
the AD (the Terminating Action paragraph) to minimize the effects of
differences in the AGB disassembly and assembly procedures between
those specified in the engine shop manual and current or subsequent
service bulletins. AAL noted that this method of specifying the
terminating action would preclude the need for Alternative Method of
Compliance (AMOC) requests.
We agree in part. We revised the Terminating Action paragraph by
removing the requirement to follow specific service bulletins (SBs).
Guidance on CFM CFM56 SBs and engine manual can now be found in the
Related Information section of this AD.
Request To Include FAA-Approved Maintenance Program in Compliance
Airlines for America asked that we include in paragraph (f) of this
AD, a time period in which an approved maintenance program must be
revised to include an Independent Inspection. Airlines for America also
asked that we clarify that documentation for each inspection on every
airplane need not be made if relying on the insertion of an Independent
Inspection in the aircraft Continuous Airworthiness Maintenance Program
(CAMP).
We agree in part, and have made paragraphs (f)(1) and (f)(2) of
this AD disjunctive in order to clarify that either an Independent
Inspection is required after each maintenance involving the
handcranking pad cover or that operators insert an Independent
Inspection requirement in their aircraft CAMP. We do point out that if
an operator relies on paragraph (f)(1) of this AD, a maintenance record
entry is required to record compliance with this AD after each time the
handcranking pad cover is removed and re-installed. If an operator
relies on paragraph (f)(2) of this AD however, only one record entry is
required to document that the CAMP has been modified as required. After
the CAMP has been modified, the operator need only document actions as
required by the CAMP.
We have not, however, added a time period within which operators
must make a change to their CAMP. This AD itself states that it will
become effective 35 days after publication in the Federal Register.
After that date, operators must comply with either paragraph (f)(1),
(f)(2), or (g) of this AD.
Request To Clarify Inspection Options
Delta Airlines (Delta) requested that we clarify that both apparent
options--an independent inspection or addition of the inspection as a
Required Inspection Item into the operator's approved CAMP--in
compliance with paragraph (f) of this AD are indeed options for meeting
the requirements of this AD.
We agree that further clarification was needed. As explained with
the response to the Airlines for America comment, we have made
paragraphs (f)(1) and (f)(2) of this AD disjunctive to clarify that an
operator either perform an Independent Inspection each time the
handcranking pad cover is removed and re-installed, or insert in its
aircraft CAMP a requirement for an Independent Inspection.
Request To Delay Issuance of This AD
Delta requested that we delay issuance of this AD until CFM issues
revisions to CFM SB CFM56-7B S/B 72-0564, Revision 3, dated May 25,
2011, and CFM SB CFM56-7B S/B 27-0879, Revision 1, dated April 12,
2012. Delay in publication of this AD would minimize the burden of AMOC
requests on operators, CFM, and the FAA. It would also allow CFM to
modify these SBs to correct tooling references and to modify
impingement test requirements.
We partially agree. We agree that we need not mandate use of
specific SB versions to accomplish the terminating action. We have
therefore, removed those SB references from paragraph (g) of this AD
and moved those references to paragraph (j), Related Information, of
this AD. This will eliminate the need for requests for AMOCs should the
manufacturer modify its SBs. Accordingly, we need not delay issuance of
this AD until any particular SB version is published.
Request To Allow Acceptable Maintenance Procedures To Install Seal
Delta requested that we allow operators or maintenance facilities
to install oil dynamic seal assemblies using the SBs referenced in the
NPRM (78 FR 34605, June 10, 2013) along with other acceptable
maintenance procedures rather than mandating that all work be performed
in accordance with the referenced SBs.
We agree. We moved the references to the SBs from the compliance
section of this AD to the Related Information section of this AD.
Request To Define Compliance Time
Delta asked that we specifically define the compliance time in
which operators have after the effective date of this AD to put the
inspection program in place.
We disagree. As stated earlier, this AD will become effective as
indicated in the DATES section. As of that date, operators must comply
with this AD by either following paragraph (f)(1) of this AD for each
time maintenance is performed to remove and re-install the handcranking
pad cover, or (f)(2) of this AD to insert an Independent Inspection
requirement in their aircraft CAMP, or (g) of this AD by replacing the
AGB that incorporates an oil dynamic seal assembly. No further
compliance time need be allowed. We did not change this AD.
Request To Harmonize With EASA AD 2012-0209
RyanAir requested that we harmonize differences between the NPRM
(78 FR 34605, June 10, 2013) and EASA AD 2012-0209, dated October 8,
2012. RyanAir identified differences between the EASA AD and the NPRM
in the areas of applicability, terminating action, service information,
and compliance language.
We disagree. We believe that references in the Applicability
section
[[Page 79297]]
of this AD to specific AGB part numbers not equipped with the oil
dynamic seal assembly will avoid the need to revise this AD in the
future should additional approved AGBs be available for installation.
We did not change this AD.
Support for This AD
The Boeing Company and United Airlines support this AD as proposed
(78 FR 34605, June 10, 2013).
Conclusion
We reviewed the relevant data, considered the comments received,
and determined that air safety and the public interest require adopting
this AD with the changes described previously.
We also determined that these changes will not increase the
economic burden on any operator or increase the scope of this AD.
Costs of Compliance
We estimate that this AD will affect 2,702 CFM56-3 and CFM56-7B
engines installed on airplanes of U.S. registry. We also estimate that
it will take about 1 hour to perform the independent inspection
required by this AD. The average labor rate is $85 per hour. We
estimate that normal maintenance will require the AGB handcranking pad
cover to be removed every 1,300 flights cycles. Based on an average use
of these model engines of approximately 6,000,000 flight cycles per
year, we estimate that an independent inspection would be required
about 4,615 times per year. Therefore, assuming that an operator does
not already have an Independent Inspection of the AGB handcranking pad
cover in its approved aircraft maintenance program, we estimate the
cost of this AD for U.S. operators to be $392,275.
Authority for This Rulemaking
Title 49 of the United States Code specifies the FAA's authority to
issue rules on aviation safety. Subtitle I, section 106, describes the
authority of the FAA Administrator. Subtitle VII: Aviation Programs,
describes in more detail the scope of the Agency's authority.
We are issuing this rulemaking under the authority described in
Subtitle VII, Part A, Subpart III, Section 44701: ``General
requirements.'' Under that section, Congress charges the FAA with
promoting safe flight of civil aircraft in air commerce by prescribing
regulations for practices, methods, and procedures the Administrator
finds necessary for safety in air commerce. This regulation is within
the scope of that authority because it addresses an unsafe condition
that is likely to exist or develop on products identified in this
rulemaking action.
Regulatory Findings
This AD will not have federalism implications under Executive Order
13132. This AD will not have a substantial direct effect on the States,
on the relationship between the national government and the States, or
on the distribution of power and responsibilities among the various
levels of government.
For the reasons discussed above, I certify that this AD:
(1) Is not a ``significant regulatory action'' under Executive
Order 12866,
(2) Is not a ``significant rule'' under DOT Regulatory Policies and
Procedures (44 FR 11034, February 26, 1979),
(3) Will not affect intrastate aviation in Alaska to the extent
that it justifies making a regulatory distinction, and
(4) Will not have a significant economic impact, positive or
negative, on a substantial number of small entities under the criteria
of the Regulatory Flexibility Act.
List of Subjects in 14 CFR Part 39
Air transportation, Aircraft, Aviation safety, Incorporation by
reference, Safety.
Adoption of the Amendment
Accordingly, under the authority delegated to me by the
Administrator, the FAA amends 14 CFR part 39 as follows:
PART 39--AIRWORTHINESS DIRECTIVES
0
1. The authority citation for part 39 continues to read as follows:
Authority: 49 U.S.C. 106(g), 40113, 44701.
Sec. 39.13 [Amended]
0
2. The FAA amends Sec. 39.13 by adding the following new airworthiness
directive (AD):
2013-26-01 CFM International S.A.: Amendment 39-17710; Docket No.
FAA-2013-0407; Directorate Identifier 2012-NE-22-AD.
(a) Effective Date
This AD is effective February 3, 2014.
(b) Affected ADs
None.
(c) Applicability
This AD applies to CFM International S.A. CFM56-3 series and
CFM56-7B series turbofan engines equipped with the following
accessory gearbox (AGB) part numbers (P/Ns):
(1) For CFM56-3 engines: 335-300-103-0, 335-300-105-0, 335-300-
106-0, 335-300-107-0, 335-300-108-0, 335-300-109-0, or 335-300-110-
0.
(2) For CFM56-7B engines (except CFM56-7B27A, CFM56-7B27A/3, and
CFM56-7B27AE engines): 340-046-503-0, 340-046-504-0, or 340-046-505-
0.
(3) For CFM56-7B27A, CFM56-7B27A/3, and CFM56-7B27AE engines:
340-188-601-0 or 340-188-603-0.
(d) Unsafe Condition
This AD was prompted by 42 events of total loss of engine oil
while in flight. We are issuing this AD to prevent loss of engine
oil while in flight, which could result in engine failure, loss of
thrust control, and damage to the airplane.
(e) Compliance
Unless already done, do the actions in paragraphs (f) or (g) of
this AD.
(f) Inspection of the AGB Handcranking Pad Cover
(1) Perform an Independent Inspection to verify re-installation
of the AGB handcranking pad cover after any maintenance that
involves the removal and re-installation of the AGB handcranking
cover, or
(2) Insert an Independent Inspection as a required inspection
item in the approved continuous airworthiness maintenance program
for the aircraft.
(g) Optional Terminating Action
As an optional terminating action to the inspection requirement
of paragraph (f) of this AD, install an AGB that is not listed in
paragraph (c) of this AD that incorporates the oil dynamic seal
assembly.
(h) Definition
For the purpose of this AD, an Independent Inspection means a
second inspection by a qualified individual who was not involved in
the original re-installation of the AGB handcranking pad cover
following maintenance to confirm that the cover is installed
correctly.
(i) Alternative Methods of Compliance (AMOCs)
The Manager, Engine Certification Office, FAA, may approve AMOCs
for this AD. Use the procedures found in 14 CFR 39.19 to make your
request.
(j) Related Information
(1) For more information about this AD, contact Antonio
Cancelliere, Aerospace Engineer, Engine Certification Office, FAA,
Engine & Propeller Directorate, 12 New England Executive Park,
Burlington, Massachusetts, 01803; phone: 781-238-7751; fax: 781-238-
7199; email: antonio.cancelliere@faa.gov.
(2) CFM International S.A. Service Bulletin (SB) No. CFM56-7B S/
B 72-0564, Revision 3, dated May 25, 2011, and SB No. CFM56-7B S/B
27-0879, Revision 1, dated April 12, 2012, which are not
incorporated by reference in this AD, provide guidance on obtaining
an AGB that incorporates an oil dynamic seal assembly. The CFM56
engine manuals, which are also not incorporated by reference in this
AD, include instructions on assembling and disassembling the AGB.
(3) For service information identified in this AD, contact CFM
International Inc.,
[[Page 79298]]
Aviation Operations Center, 1 Neumann Way, M/D Room 285, Cincinnati,
OH 45125; phone: 877-432-3272; fax: 877-432-3329; email:
geae.aoc@ge.com.
(4) You may view this service information at the FAA, Engine &
Propeller Directorate, 12 New England Executive Park, Burlington,
MA. For information on the availability of this material at the FAA,
call 781-238-7125.
(k) Material Incorporated by Reference
None.
Issued in Burlington, Massachusetts, on December 16, 2013.
Frank P. Paskiewicz,
Acting Director, Aircraft Certification Service.
[FR Doc. 2013-30862 Filed 12-27-13; 8:45 am]
BILLING CODE 4910-13-P