Data Collection Available for Public Comments, 76696-76697 [2013-30061]

Download as PDF 76696 Federal Register / Vol. 78, No. 243 / Wednesday, December 18, 2013 / Notices of preferential treatment of certain Members by the Exchange. Therefore, the Exchange believes that the proposed rule change would protect investors and the public interest by potentially providing Members with a remedy not currently available to them to recover for losses incurred as a result of Trading Center Systems Issues, which generally arise from factors unrelated to their trading activities. B. Self-Regulatory Organization’s Statement on Burden on Competition The proposed rule change would not impose any burden on competition. The proposed rule change is designed to promote fairness in the marketplace by increasing the time within which a Member is to submit claims for Exchange System Issues and to be compensated for losses that result from Trading Center Systems Issues. The Exchange believes that the proposed rule changes will not burden intermarket competition because the benefits offered under the proposed rule changes are not currently offered by any other exchange. The Exchange believes that the proposed rule changes will not burden intramarket competition because all Members would be subject to the same deadline to submit a claim for Exchange Systems Issues and be able to submit claims for reimbursement for certain losses incurred due to Trading Center System Issues. ehiers on DSK2VPTVN1PROD with NOTICES C. Self-Regulatory Organization’s Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others No written comments were either solicited or received. III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action Because the proposed rule change does not: (i) Significantly affect the protection of investors or the public interest; (ii) impose any significant burden on competition; and (iii) become operative for 30 days from the date on which it was filed, or such shorter time as the Commission may designate if consistent with the protection of investors and the public interest, the proposed rule change has become effective pursuant to Section 19(b)(3)(A) of the Act 12 and Rule 19b–4(f)(6)(iii) thereunder.13 12 15 U.S.C. 78s(b)(3)(A). CFR 240.19b–4(f)(6)(iii). As required under Rule 19b–4(f)(6)(iii), the Exchange provided the Commission with written notice of its intent to file the proposed rule change, along with a brief description and the text of the proposed rule change, at least five business days prior to the date 13 17 VerDate Mar<15>2010 15:27 Dec 17, 2013 Jkt 232001 A proposed rule change filed under Rule 19b–4(f)(6) of the Act 14 normally does not become operative prior to 30 days after the date of the filing. However, pursuant to Rule 19b– 4(f)(6)(iii) of the Act,15 the Commission may designate a shorter time if such action is consistent with the protection of investors and the public interest. The Exchange has requested that the Commission waive the 30-day operative delay so that the proposal may become operative immediately upon filing. The Commission believes that waiving the 30-day operative delay is consistent with the protection of investors and the public interest. Such waiver would immediately extend the time period by which Exchange members are able to submit claims seeking compensation for Exchange systems issues under EDGX Rule 11.12(d) and would immediately establish a means for members to potentially receive compensation for losses caused by a systems issue occurring at another Trading Center on orders routed to such Trading Center by DE Route. For these reasons, the Commission hereby waives the 30-day operative delay and designates the proposed rule change to be operative upon filing with the Commission.16 At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings to determine whether the proposed rule change should be approved or disapproved. IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission’s Internet comment form (http://www.sec.gov/ rules/sro.shtml); or of filing of the proposed rule change, or such shorter time as designated by the Commission. 14 17 CFR 240.19b–4(f)(6). 15 17 CFR 240.19b–4(f)(6)(iii). 16 For purposes only of waiving the 30-day operative delay, the Commission has also considered the proposed rule’s impact on efficiency, competition, and capital formation. See 15 U.S.C. 78c(f). PO 00000 Frm 00104 Fmt 4703 Sfmt 4703 • Send an email to rule-comments@ sec.gov. Please include File Number SR– EDGX–2013–45 on the subject line. Paper Comments • Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549–1090. All submissions should refer to File Number SR–EDGX–2013–45. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (http://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of such filing also will be available for inspection and copying at the principal offices of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–EDGX– 2013–45, and should be submitted on or before January 8, 2014. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.17 Kevin M. O’Neill, Deputy Secretary. [FR Doc. 2013–30046 Filed 12–17–13; 8:45 am] BILLING CODE 8011–01–P SMALL BUSINESS ADMINISTRATION Data Collection Available for Public Comments 60-Day notice and request for comments. ACTION: 17 17 E:\FR\FM\18DEN1.SGM CFR 200.30–3(a)(12). 18DEN1 Federal Register / Vol. 78, No. 243 / Wednesday, December 18, 2013 / Notices In accordance with the Paperwork Reduction Act of 1995, this notice announces the Small Business Administration’s intentions to request approval on a new and/or currently approved information collection. DATES: Submit comments on or before February 18, 2014. ADDRESSES: Send all comments regarding whether this information collection is necessary for the proper performance of the function of the agency, whether the burden estimates are accurate, and if there are ways to minimize the estimated burden and enhance the quality of the collection, to John Wade, Financial Analyst, Office of Financial Assistance, Small Business Administration, 409 3rd Street, 8th Floor, Washington, DC 20416. FOR FURTHER INFORMATION CONTACT: John Wade, Financial Analyst, 202–205– 3647, john.wade@sba.gov; Curtis B. Rich, Management Analyst, 202–205– 7030, curtis.rich@sba.gov. Title: ‘‘Secondary Market for Section 504 First Mortgage Loan Pool Program’’. Abstract: These forms captures the terms and conditions of the Small Business Administration’s (SBA) new Secondary Market for Section 504 First Mortgage Loan Pool Program. SBA needs this information collection in order to identify program participants, terms of financial transactions involving federal government guaranties, and reporting on program efficiency, including the proper use of Recovery Act funds. Form Numbers: 2401, 2402, 2403, 2404. Annual Responses: 12,490. Annual Burden: 33,075. SUMMARY: Curtis Rich, Management Analyst. performance of the function of the agency, whether the burden estimates are accurate, and if there are ways to minimize the estimated burden and enhance the quality of the collection, to Mary Frias, Loan Specialist, Office of Financial Assistance, Small Business Administration, 409 3rd Street, 8th Floor, Washington, DC 20416. FOR FURTHER INFORMATION CONTACT: Mary Frias, Loan Specialist, 202–401– 8234, mary.frias@sba.gov; Curtis B. Rich, Management Analyst, 202–205– 7030, curtis.rich@sba.gov. Title: ‘‘Intermediary Lending Pilot Program Application and Reporting Requirements’’. Abstract: SBA has established a pilot loan program, the Intermediary Lending Pilot Program (ILPP), to make direct loans to eligible intermediaries, for the purpose of making loans to startup, newly established, and growing small business concerns. This requested information, which will be provided by intermediaries that wish to participate in ILPP, will be used to select ILPP intermediaries, to monitor disbursement of ILPP loan proceeds, and to monitor program effectiveness while minimizing risk to the federal taxpayer. Form Number’s: 2417, 2418. Annual Responses: 840. Annual Burden: 10,520. Curtis Rich, Management Analyst. [FR Doc. 2013–30062 Filed 12–17–13; 8:45 am] BILLING CODE 8025–01–P SMALL BUSINESS ADMINISTRATION Data Collection Available for Public Comments 60 Day notice and request for comments. ACTION: [FR Doc. 2013–30061 Filed 12–17–13; 8:45 am] BILLING CODE 8025–01–P In accordance with the Paperwork Reduction Act of 1995, this notice announces the Small Business Administration’s intentions to request approval on a new and/or currently approved information collection. DATES: Submit comments on or before February 18, 2014. ADDRESSES: Send all comments regarding whether this information collection is necessary for the proper performance of the function of the agency, whether the burden estimates are accurate, and if there are ways to minimize the estimated burden and enhance the quality of the collection, to John Wade, Financial Analyst, Office of Financial Assistance, Small Business Administration, 409 3rd Street, 8th Floor, Washington, DC 20416. SUMMARY: SMALL BUSINESS ADMINISTRATION Data Collection Available for Public Comments 60-Day notice and request for comments. ACTION: In accordance with the Paperwork Reduction Act of 1995, this notice announces the Small Business Administration’s intentions to request approval on a new and/or currently approved information collection. DATES: Submit comments on or before February 18, 2014. ADDRESSES: Send all comments regarding whether this information collection is necessary for the proper ehiers on DSK2VPTVN1PROD with NOTICES SUMMARY: VerDate Mar<15>2010 15:27 Dec 17, 2013 Jkt 232001 PO 00000 Frm 00105 Fmt 4703 Sfmt 4703 76697 John Wade, Financial Analyst, 202–205– 3647, johnwade@sba.gov; Curtis B. Rich, Management Analyst, 202–205–7030, curtis.rich@sba.gov. Title: ‘‘Form of Detached Assignment for U.S. Small Business Administration Loan Pool or Guarantee Interest Certificate’’. Abstract: Pursuant 5(h)(i)(c)to The Small Business Market Improvement Act the seller of a loan or pool certificate must disclose the information on this form to the purchaser, constant annual prepayment rate based upon the seller’s analysis of the prepayment histories of SBA guaranteed loans with similar maturities and additional disclosure information on the terms, conditions and yield of the securities. Form Number: 1088. Annual Responses: 856. Annual Burden: 733. FOR FURTHER INFORMATION CONTACT: Curtis Rich, Management Analyst. [FR Doc. 2013–30060 Filed 12–17–13; 8:45 am] BILLING CODE P SMALL BUSINESS ADMINISTRATION [License No. 09/09–0467v] The Central Valley Fund Il SBIC, L.P.; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest Notice is hereby given that The Central Valley Fund II SBIC, L.P., 1590 Drew Avenue, Suite 110, Davis, CA 95618, a Federal Licensee under the Small Business Investment Act of 1958, as amended (‘‘the Act’’), in connection with the financing of a small concerns, has sought an exemption under Section 312 of the Act and Section 107.730, Financings which Constitute Conflicts of Interest of the Small Business Administration (‘‘SBA’’) Rules and Regulations (13 CFR 107.730). The Central Valley Fund Il SBIC, L.P. is proposing to provide financing to Quest Discovery Services, Inc., 981 Ridder Park Drive, San Jose, CA 95131. The financing will be used, in part, for working capital, to pay the seller, to pay off existing debt, and to pay fees and expenses. The proposed transaction is brought within the purview of § 107.730 of the Regulations because Quest Discovery Services, Inc. will be using financing proceeds from The Central Valley Fund II SBIC, L.P. in part to discharge obligations to The Central Valley Fund I, L.P., which is an Associate of The Central Valley Fund II SBIC, L.P. as E:\FR\FM\18DEN1.SGM 18DEN1

Agencies

[Federal Register Volume 78, Number 243 (Wednesday, December 18, 2013)]
[Notices]
[Pages 76696-76697]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-30061]


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SMALL BUSINESS ADMINISTRATION


Data Collection Available for Public Comments

ACTION: 60-Day notice and request for comments.

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[[Page 76697]]

SUMMARY: In accordance with the Paperwork Reduction Act of 1995, this 
notice announces the Small Business Administration's intentions to 
request approval on a new and/or currently approved information 
collection.

DATES: Submit comments on or before February 18, 2014.

ADDRESSES: Send all comments regarding whether this information 
collection is necessary for the proper performance of the function of 
the agency, whether the burden estimates are accurate, and if there are 
ways to minimize the estimated burden and enhance the quality of the 
collection, to John Wade, Financial Analyst, Office of Financial 
Assistance, Small Business Administration, 409 3rd Street, 8th Floor, 
Washington, DC 20416.

FOR FURTHER INFORMATION CONTACT: John Wade, Financial Analyst, 202-205-
3647, john.wade@sba.gov; Curtis B. Rich, Management Analyst, 202-205-
7030, curtis.rich@sba.gov.
    Title: ``Secondary Market for Section 504 First Mortgage Loan Pool 
Program''.
    Abstract: These forms captures the terms and conditions of the 
Small Business Administration's (SBA) new Secondary Market for Section 
504 First Mortgage Loan Pool Program. SBA needs this information 
collection in order to identify program participants, terms of 
financial transactions involving federal government guaranties, and 
reporting on program efficiency, including the proper use of Recovery 
Act funds.
    Form Numbers: 2401, 2402, 2403, 2404.
    Annual Responses: 12,490.
    Annual Burden: 33,075.

Curtis Rich,
Management Analyst.
[FR Doc. 2013-30061 Filed 12-17-13; 8:45 am]
BILLING CODE 8025-01-P