Rescission of Quarterly Financial Reporting Requirements, 76241-76245 [2013-29936]
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Federal Register / Vol. 78, No. 242 / Tuesday, December 17, 2013 / Rules and Regulations
lll (entity) restricts by contract any
intermediate provider to which a call is
directed by lll (entity) from
permitting more than one additional
intermediate provider in the call path
before the call reaches the terminating
provider or terminating tandem. I certify
that any nondisclosure agreement with
an intermediate provider permits lll
(entity) to reveal the identity of the
intermediate provider and any
additional intermediate provider to the
Commission and to the rural incumbent
local exchange carrier(s) whose
incoming long-distance calls are
affected by the intermediate provider’s
performance. I certify that lll
(entity) has a process in place to
monitor the performance of its
intermediate providers.
(2) Covered providers that file the
second certification must describe the
process they have in place to monitor
the performance of their intermediate
providers.
(b) A covered provider that meets the
requirements described in paragraph (a)
of this section must comply with the
data retention requirements in § 64.2103
for a period that includes only the three
most recent complete calendar months,
so long as it continues to meet the
requirements of paragraph (a) of this
section. A covered provider that ceases
to meet the requirements described in
paragraph (a) of this must immediately
begin retaining data for six months, as
required by § 64.2103.
(c) A covered provider that meets the
requirements described in paragraph (a)
of this section must comply with the
reporting requirements in § 64.2105 for
a period of one year commencing when
it first filed the certification described in
paragraph (a) of this section, so long as
it continues to meet those paragraph (a)
of this section requirements. A covered
provider that ceases to meet the
requirements described in paragraph (a)
of this section must begin filing the
reports required by § 64.2105 on the
next filing deadline.
(d) Affiliated covered providers may
meet the requirements of paragraph (a)
of this section individually or in the
aggregate.
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§ 64.2109
Disclosure of data.
(a) Providers subject to the reporting
requirements in § 64.2105 of this
chapter may make requests for
Commission nondisclosure of the data
submitted under § 0.459 of this chapter
by so indicating on the report at the
time that the data are submitted.
(b) The Chief of the Wireline
Competition Bureau will release
information to states upon request, if the
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states are able to maintain the
confidentiality of this information.
■ 3. Add subpart W, consisting of
§ 64.2201, to read as follows:
76241
international calls while they are within
the United States.
[FR Doc. 2013–29867 Filed 12–16–13; 8:45 am]
BILLING CODE 6712–01–P
Subpart W—Ring Signaling Integrity
§ 64.2201
Ringing indication requirements.
(a) A long-distance voice service
provider shall not convey a ringing
indication to the calling party until the
terminating provider has signaled that
the called party is being alerted to an
incoming call, such as by ringing.
(1) If the terminating provider signals
that the called party is being alerted and
provides an audio tone or
announcement, originating providers
must cease any locally generated
audible tone or announcement and
convey the terminating provider’s tone
or announcement to the calling party.
(2) The requirements in this
paragraph apply to all voice call
signaling and transmission technologies
and to all long-distance voice service
providers, including local exchange
carriers as defined in § 64.4001(e),
interexchange carriers as defined in
§ 64.4001(d), providers of commercial
mobile radio service as defined in § 20.3
of this chapter, providers of
interconnected voice over Internet
Protocol (VoIP) service as defined in 47
U.S.C. 153(25), and providers of noninterconnected VoIP service as defined
in 47 U.S.C. 153(36) to the extent such
providers offer the capability to place
calls to or receive calls from the public
switched telephone network.
(b) Intermediate providers must return
unaltered to providers in the call path
any signaling information that indicates
that the terminating provider is alerting
the called party, such as by ringing.
(1) An intermediate provider may not
generate signaling information that
indicates the terminating provider is
alerting the called party. An
intermediate provider must pass the
signaling information indicating that the
called party is being alerted unaltered to
subsequent providers in the call path.
(2) Intermediate providers must also
return unaltered any audio tone or
announcement provided by the
terminating provider.
(3) In this section, the term
‘‘intermediate provider’’ has the same
meaning as in § 64.1600(f).
(4) The requirements in this section
apply to all voice call signaling and
transmission technologies.
(c) The requirements in paragraphs (a)
and (b) of this section apply to both
interstate and intrastate calls, as well as
to both originating and terminating
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DEPARTMENT OF TRANSPORTATION
Federal Motor Carrier Safety
Administration
49 CFR Part 369
[Docket No. FMCSA–2012–0020]
RIN–2126–AB69; Formerly RIN 2126–AB48
Rescission of Quarterly Financial
Reporting Requirements
Federal Motor Carrier Safety
Administration (FMCSA), DOT.
ACTION: Final rule.
AGENCY:
FMCSA eliminates the
quarterly financial reporting
requirements for certain for-hire motor
carriers of property (Form QFR) and forhire motor carriers of passengers (Form
MP–1). This paperwork burden is
removed without an adverse impact on
safety or the Agency’s ability to
maintain effective commercial
regulatory oversight over the for-hire
trucking and passenger-carrying
industries. The annual reporting
requirements remain.
DATES: Effective Date: January 16, 2014.
FOR FURTHER INFORMATION CONTACT: If
you have questions on this rule, email
or call Ms. Vivian Oliver, Office of
Research and Information Technology,
Federal Motor Carrier Safety
Administration, 1200 New Jersey Ave.
SE., Washington, DC 20590; Telephone
202–366–2974; email Vivian.Oliver@
dot.gov.
SUMMARY:
SUPPLEMENTARY INFORMATION:
Executive Summary
This action is in response to a
recommendation received from the
public and in response to Executive
Order 13563, ‘‘Improving Regulation
and Regulatory Review,’’ which
required Agencies, among other things,
to prepare plans for reviewing existing
rules.
The rule eliminates the quarterly
financial reporting requirements for
certain for-hire motor carriers of
property and for-hire motor carriers of
passengers. This paperwork burden can
be removed without an adverse impact
on safety or the Agency’s ability to
maintain effective commercial
regulatory oversight over the for-hire
trucking and passenger-carrying
industries.
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FMCSA estimates that eliminating
these reporting requirements reduces
the burden to industry by about 200
hours and $9,900 annually. There is no
cost associated with this action. Table
ES–1 displays the average annual net
costs and benefits of the rule.
TABLE ES–1—ESTIMATED ANNUAL
COSTS AND BENEFITS FOR IMPLEMENTING THIS FINAL RULE
[2013 Dollars rounded]
Annual impact
Costs .....................................
Benefits .................................
Net Benefits ..........................
$0
9,900
9,900
Viewing Comments and Documents
To view comments, as well as
documents mentioned in this preamble
as being available in the docket, go to
https://www.regulations.gov and insert
‘‘FMCSA–2012–0020’’ in the ‘‘Search’’
box and then click on ‘‘Search.’’ Click
on the ‘‘Open Docket Folder’’ link and
all the information for the notice, and
the list of comments will appear with a
link to each one. Click on the comment
you would like to read. If you do not
have access to the Internet, you may
also view the docket online by visiting
the Docket Management Facility in
Room W12–140 on the ground floor of
the Department of Transportation West
Building, 1200 New Jersey Avenue SE.,
Washington, DC 20590, between 9 a.m.
and 5 p.m. e.t., Monday through Friday,
except Federal holidays.
Privacy Act
Anyone can search the electronic
form of comments received into any of
our dockets by the name of the
individual submitting the comment (or
signing the comment, if submitted on
behalf of an association, business, labor
union, etc.). You may review a Privacy
Act notice regarding our public dockets
in the January 17, 2008, issue of the
Federal Register (73 FR 3316).
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Background
Annual Financial Reporting
Requirements
Section 14123 of title 49 of the United
States Code (U.S.C.) requires certain forhire motor carriers of property,
household goods, and passengers to file
annual financial reports. Annual
financial reports are filed on Form M
(for-hire property carriers, including
household goods carriers) and Form
MP–1 (for-hire passenger carriers).
FMCSA has continued to collect
carriers’ annual reports and to furnish
copies of the reports requested under
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the Freedom of Information Act. These
requirements remain in effect. Section
14123(d) requires FMCSA to streamline
and simplify, to the maximum extent
practicable,’’ any reporting requirement
under this section.
Quarterly Financial Reporting
Section 14123(a)(2) of 49 U.S.C.
allows, but does not require, the Agency
to require for-hire property and
passenger carriers to file quarterly
financial reports. These requirements
are in 49 CFR part 369 and apply to
Class I (average annual gross
transportation operating revenues of $10
million or more) and Class II (average
annual gross transportation operating
revenues of $3 million dollars or more,
but less than $10 million) for-hire motor
carriers of property. The requirements
also apply to Class I (average annual
gross transportation operating revenues
of $5 million or more) for-hire motor
carriers of passengers. This information
is submitted on Form QFR for property
carriers and Form MP–1 Quarterly for
passenger carriers.
E.O. 13563 Improving Regulation and
Regulatory Review
On January 18, 2011, the President
issued Executive Order (E.O.) 13563,
‘‘Improving Regulation and Regulatory
Review,’’ 76 FR 3821 (Jan. 21, 2011),
which required agencies, among other
things, to prepare plans for reviewing
existing rules. On February 16, 2011,
DOT published a notice requesting
comments on its regulatory review plan
(76 FR 8940). One person argued that
the financial reporting requirements
transferred from the ICC to FMCSA
provide no discernible benefits to the
government or motor carrier industry.
Direct Final Rule
On June 27, 2012, FMCSA published
a direct final rule that would have
eliminated the quarterly financial
reporting requirements for certain forhire motor carriers of property (Form
QFR) and for-hire motor carriers of
passengers (Form MP–1 Quarterly) if no
adverse comments were received by July
27, 2012 (77 FR 38211). One entity, SJ
Consulting Group, submitted adverse
comments and stated that it uses the
quarterly financial information to advise
motor carriers, shippers, and persons
interested in buying motor carriers. It
stated that the quarterly report filings
provide useful insight into the U.S.
trucking industry, such as operating
statistics that are not available from
other public sources, particularly for
private carriers. Although SJ Consulting
acknowledged that some data on general
demand and pricing trends are available
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from other sources, it believed that
quarterly data on the profitability of
carriers are essential in providing safe
and timely service to shippers,
estimating future growth rates, and
assessing opportunities for profitable
investment in the trucking industry. SJ
Consulting has used Form QFR
quarterly report filings for these
purposes for many years. FMCSA
considered this an adverse comment
and the Agency withdrew the direct
final rule on August 27, 2012 (77 FR
51705).
Although FMCSA considered SJ
Consulting’s comment adverse for the
direct final rule, it continues to believe
the quarterly financial reporting
requirements for certain for-hire motor
carriers of property (on Form QFR) and
for-hire motor carriers of passengers (on
Form MP–1 Quarterly) can be
eliminated without an adverse impact
on safety. The information collected
does not currently support any Agency
regulatory function, nor does it have
practical utility for the Agency or for
those carriers who must comply with
the reporting requirement.
Notice of Proposed Rulemaking (NPRM)
On May 24, 2013, FMCSA published
the NPRM for comment with a 60-day
comment period under Regulatory
Identification Number (RIN) 2126–
AB48. The NPRM proposed to amend 49
CFR part 369 by eliminating the
quarterly reporting requirement under
49 CFR 369.1 and 369.4 (78 FR 31475).
In addition, FMCSA proposed making
other conforming technical amendments
to 49 CFR 369.8, 369.9, and 369.11. A
new RIN 2126–AB69 was assigned for
this final rule.
Discussion of the Comments
Three comments were received. Two
industry associations (American
Trucking Associations, Inc. (ATA) and
National Motor Freight Traffic
Association, Inc.) filed comments in
support of the proposal to eliminate the
quarterly financial report. A third
commenter, a private citizen from
Florida, supported eliminating the
reporting requirement, noting the
change will save motor carriers
significant time. ATA requested that
FMCSA expand the proposal to include
elimination of the Form M annual report
as well, given the fact that the Agency
has not had any staff working on
compiling or analyzing the for-hire
motor carrier financial reports for many
years.
As FMCSA explained in the June 27,
2012, direct final rule and the May 24,
2013, NPRM, 49 U.S.C. 14123 requires
certain for-hire motor carriers of
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property and household goods to file
annual financial reports. Congress has
given FMCSA no discretion to rescind
or repeal annual financial reports. In its
2011 reauthorization technical drafting
assistance, the Agency proposed a
repeal of the annual reporting
requirement, but the repeal provision
was omitted from the final version of
the bill that became the Moving Ahead
for Progress in the 21st Century Act,
Public Law 112–141 (MAP–21).
FMCSA, however, has lessened the
burden of annual reporting by
eliminating the requirement to file Form
MP–1 report in duplicate. Form M filers
for property carriers have not been
required to file in duplicate since 1999
(64 FR 13916, March 23, 1999). A single
copy of Form MP–1 will now be
required. This is consistent with our
mandate to ‘‘streamline and simplify’’
reporting requirements under 49 USC
14123(d).
FMCSA received a letter from SJ
Consulting on July 23, 2013, requesting
the Agency to extend the NPRM
comment period, but FMCSA denied the
request on August 14, 2013. The Agency
believes all interested parties were
provided ample opportunity to respond
to the NPRM, especially since the
Agency provided for a 60-day comment
period in its June 27, 2012, direct final
rule and also the 60-day comment
period for the NPRM. FMCSA also said
in its denial of SJ Consulting’s request
that it would consider late comments to
the extent practicable. The
Administrative Procedure Act requires
only 30 days for public comment. 5
U.S.C. 553(d).
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Discussion of the Rule
For the reasons discussed in the
Background section, above, FMCSA
amends 49 CFR part 369 by eliminating
the quarterly reporting requirement
under 49 CFR 369.1 and 369.4. In
addition, FMCSA makes other
conforming technical amendments to 49
CFR 369.8, 369.9, and 369.11. This final
rule does not affect the annual reporting
requirements, which still must be
completed and filed as required by
statute (49 U.S.C. 14123(a)(1)). In
accordance with 49 USC 14123(d), the
final rule does simplify and streamline
the reporting requirement by
eliminating in 49 CFR 369.4 the
requirement to submit the annual report
in duplicate.
Regulatory Analyses
Regulatory Planning and Review
FMCSA has determined that this
action does not meet the criteria for a
‘‘significant regulatory action’’ as
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specified in Executive Order 12866, as
supplemented by Executive Order
13563, or within the meaning of the
Department of Transportation regulatory
policies and procedures (44 FR 11034,
Feb. 26, 1979). This rulemaking is not
a significant regulatory action under
section 3(f) of E.O. 12866, and does not
require an assessment of potential costs
and benefits under section 6(a)(3) of that
Order. This rulemaking will not have a
significant economic impact. In fact,
elimination of the reporting requirement
will have a beneficial, albeit nonsignificant, economic impact on the
motor carrier industry through reduced
reporting costs. Consequently, the OMB
has not reviewed this rule under that
Order.
Small Entities
Under the Regulatory Flexibility Act
(RFA), as amended by the Small
Business Regulatory Enforcement
Fairness Act of 1996 (Pub. L. 104–121,
Title II, 110 Stat. 857), when an agency
issues a rulemaking, the RFA requires
the agency to ‘‘prepare and make
available for public comment a final
regulatory flexibility analysis’’ that will
‘‘describe the impact of the proposed
rule on small entities’’ (5 U.S.C. 603(a))
or certify the final rule will not have a
significant economic impact on a
substantial number of small entities (5
U.S.C. 605).
FMCSA has determined that the
impact on entities affected by this final
rule will not be significant. In fact, the
existing burden from quarterly reporting
will be eliminated. FMCSA expects the
impact of the rule will be a reduction in
the paperwork burden for for-hire motor
carriers. FMCSA asserts that the
economic impact of the reduction in
paperwork, if any, will be minimal and
entirely beneficial to small for-hire
motor carriers. As can be seen below
under section C., Paperwork Reduction
Act, FMCSA estimates that eliminating
these reporting requirements will
reduce the burden to the for-hire motor
carrier industry by about 200 hours and
$9,900 annually.
Courts have held that ‘‘a regulatory
flexibility analysis is required when an
agency determines that the rule will
have a significant economic impact on
a substantial number of small entities
that are subject to the requirements of
the rule.’’ 1 The RFA does not require
FMCSA to consider the effect of this
rule on entities that are not subject to
the rule.2 Although SJ Consulting Group
1 E.g.,
Mid-Tex Electric Cooperative, Inc. v.
Federal Energy Regulatory Commission (FERC), 773
F.2d 327, 342 (D.C. Cir. 1985).
2 Id. See also ‘‘A Guide for Government Agencies:
How to Comply with the Regulatory Flexibility
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76243
filed an adverse comment to the
FMCSA’s June 27, 2012, direct final
rule, it is not a for-hire motor carrier
and, therefore, not subject to the current
financial reporting rule. In any event,
FMCSA has determined that this rule
will not have an impact on a substantial
number of small entities that are subject
to the requirements of the rule.
Section 605 of the RFA allows an
agency to certify a rule, in lieu of
preparing an analysis, if the rulemaking
is not expected to have a significant
economic impact on a substantial
number of small entities. This rule
directly affects 112 for-hire motor
carriers that prepare and file quarterly
financial reports under 49 CFR part 369.
FMCSA estimates that approximately 10
percent of these 112 for-hire motor
carriers are small entities with average
annual gross transportation operating
revenues of no more than $23.5 million.
The current requirement to file quarterly
financial reports applies only to for-hire
motor carriers of property with average
annual gross transportation operating
revenues of $3 million dollars or more,
and $5 million or more for passenger
carriers.
Accordingly, I certify that this final
rule will not have a significant
economic impact on a substantial
number of small entities.
Paperwork Reduction Act
This rulemaking eliminates two
quarterly reporting requirements that
are currently reported to OMB under the
Paperwork Reduction Act (PRA) of 1995
(44 U.S.C. 3501–3520).
Quarterly Report for 110 Property
Carriers
Form QFR Quarterly for property
carriers, authorized by OMB under
information collection 2126–0033, is
two pages long and takes approximately
27 minutes for each of the
approximately 110 carriers to complete.
This report is filed 4 times per year, so
the total burden-hour impact per filer
per year is 4 × 27/60 = 1.8 hours.
Multiplying this figure by the 110
carriers that file quarterly reports yields
a total burden estimate of 198 hours.
FMCSA assumes that completion and
submission of Form QFR is performed
by an accountant designated by the
business entity. The median salary of an
accountant in the truck transportation
industry is $25.90 per hour (BLS, May
2010).3 Two adjustments are made to
Act,’’ Small Business Administration (2010),
retrieved February 13, 2013, from https://
archive.sba.gov/advo/laws/rfaguide.pdf.
3 Bureau of Labor Statistics, ‘‘Occupational
Employment Survey,’’ May 2010, retrieved
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this hourly compensation estimate.
First, employee benefits are estimated at
50.0 percent of the employee wage.4
Second, employee wage and benefits are
increased by 27 percent to include
relevant firm overhead.5 Applying the
estimated 50.0 percent factor for
employee benefits and 27 percent for
overhead results in $49.34 in hourly
compensation for the accountant
($25.90 × (1 + 0.50) × (1 + 0.27) =
$49.34). The total annual salary cost
burden associated with the filings is
$9,770 rounded up ($49.34 × 198 hours
= $9,769.32).
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Quarterly Report for Two Passenger
Carriers
The Class I passenger carrier financial
quarterly survey (Form MP–1
Quarterly), which is two pages long and
takes about 18 minutes to complete for
the estimated 2 participating carriers, is
authorized by OMB under information
collection 2126–0031. Since this report
is also filed 4 times per year, the total
burden hours associated with the
requirement are 4 × 18/60 × 2 = 2.4
hours.
FMCSA believes the completion and
submission of Form MP–1 Quarterly is
typically performed by a business and
financial operations expert designated
by the business entity because of the
level of detail in the financial reports.
The median salary of a business and
financial operations expert in the
interurban and rural bus transportation
industry is $26.41 per hour (BLS, May
2010).6 Two adjustments are made to
this hourly estimate. First, employee
benefits are estimated at 50.0 percent of
the employee wage.7 Second, employee
December 15, 2011, from https://www.bls.gov/oes/
current/naics3_484000.htm. North American
Industry Classification System (NAICS) 484000,
Truck Transportation, Standard Occupational
Classification (SOC) 13–2011, Accountants and
Auditors.
4 FMCSA estimates this 50 percent employee
benefit rate by using the private industry average
wage ($16.03 per hour) and benefit information
($8.01 per hour) for production, transportation, and
moving material workers. Benefits thus amount to
50.0 percent of wages (0.500 = $8.01/$16.03). From
‘‘Employer Costs for Employee Compensation—
September 2010,’’ retrieved August 23, 2011, from
https://www.bls.gov/news.release/pdf/ecec.pdf.
5 Berwick, Farooq. ‘‘Truck Costing Model for
Transportation Managers.’’ Upper Great Plains
Transportation Institute, North Dakota State
University (2003), retrieved January 9, 2013, from
https://ntl.bts.gov/lib/24000/24200/24223/
24223.pdf.
6 Bureau of Labor Statistics, ‘‘Occupational
Employment Survey,’’ May 2010, retrieved
December 15, 2011, from https://www.bls.gov/oes/
current/naics4_485200.htm. North American
Industry Classification System (NAICS) 485200,
Interurban and Rural Bus Transportation, Standard
Occupational Classification (SOC) 13–2000,
Business and Financial Operations Occupations.
7 FMCSA estimates this 50 percent employee
benefit rate by using the private industry average
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15:00 Dec 16, 2013
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wage and benefits are increased by 27
percent to include relevant firm
overhead.8 Applying the estimated 50.0
percent factor for employee benefits and
27 percent for overhead results in
$50.31 in hourly compensation for the
business and financial operations expert
($26.41 × (1 + 0.50) × (1 + 0.27) =
$50.31). The total annual salary cost
burden associated with the filings is
$121 ($50.31 × 2.4 hours = $120.74,
rounded to the nearest dollar).
Collectively, eliminating these
reporting requirements reduces the
burden to industry by 200.4 hours and
$9,891 annually, rounded to 200 hours
and $9,900, respectively.
The PRA requires that each agency
‘‘shall certify . . . that each collection of
information . . . is necessary for the
proper performance of the functions of
the agency, including that the
information has practical utility’’ (44
U.S.C. 3506(c)(3)(A); 5 CFR
1320.5(d)(1)(iii)). FMCSA can no longer
certify that the quarterly requirements
are ‘‘necessary for the proper
performance of the functions of the
agency.’’ Therefore, FMCSA is
discontinuing the quarterly reporting
requirements.
Federalism
A rule has implications under E.O.
13132, Federalism, if it has a substantial
direct effect on State or local
governments and would either preempt
State law or impose a substantial direct
cost of compliance on the States.
FMCSA has analyzed this rulemaking
under that Order and has determined
that it does not have federalism
implications.
Unfunded Mandates Reform Act
The Unfunded Mandates Reform Act
of 1995 (2 U.S.C. 1531–1538) requires
Federal agencies to assess the effects of
their discretionary regulatory actions. In
particular, the Act addresses actions
that may result in the expenditure by a
State, local, or tribal government, in the
aggregate, or by the private sector of
$143.1 million (which is the value of
$100,000,000 in 2010 after adjusting for
inflation) or more in any 1 year. This
rulemaking would not result in such an
expenditure.
Taking of Private Property
This rulemaking will not effect a
taking of private property or otherwise
have taking implications under E.O.
12630, Governmental Actions and
wage ($16.03 per hour) and benefit information
($8.01 per hour) for production, transportation, and
moving material workers. See footnote 5, above.
8 Berwick ‘‘Truck Costing Model for
Transportation Managers.’’
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Interference with Constitutionally
Protected Property Rights.
Civil Justice Reform
This rulemaking meets applicable
standards in sections 3(a) and 3(b)(2) of
E.O. 12988, Civil Justice Reform, to
minimize litigation, eliminate
ambiguity, and reduce burden.
Protection of Children
FMCSA analyzed this rule under E.O.
13045, Protection of Children from
Environmental Health Risks and Safety
Risks. This rule is not economically
significant and does not create an
environmental risk to health or risk to
safety that may disproportionately affect
children.
Energy Effects
FMCSA analyzed this rule under E.O.
13211, Actions Concerning Regulations
That Significantly Affect Energy Supply,
Distribution, or Use. The Agency
determined that it is not a ‘‘significant
energy action’’ under that order because
it is not a ‘‘significant regulatory action’’
under E.O. 12866 and will not have a
significant adverse effect on the supply,
distribution, or use of energy. The
Administrator of the Office of
Information and Regulatory Affairs has
not designated it as a significant energy
action. Therefore, it does not require a
Statement of Energy Effects under E.O.
13211.
National Technology Transfer and
Advancement Act
The National Technology Transfer
and Advancement Act (15 U.S.C. 272
note) directs agencies to use voluntary
consensus standards in their regulatory
activities unless the agency provides
Congress, through OMB, with an
explanation of why using these
standards would be inconsistent with
applicable law or otherwise impractical.
The Agency is not aware of any
technical standards relating to FMCSA’s
quarterly financial reporting and has
concluded that this requirement does
not apply.
Environment
The Agency analyzed this rule for the
purpose of the National Environmental
Policy Act of 1969 (NEPA) (42 U.S.C.
4321, et seq.) and determined under the
Agency’s environmental procedures
Order 5610.1, published March 1, 2004
(69 FR 9680), that this action is
excluded from further environmental
documentation under two categorical
exclusions (CEs). These are found in
Appendix 2, paragraph 4, which covers
data and information gathering, and
Appendix 2, paragraph 6(y)(2),
E:\FR\FM\17DER1.SGM
17DER1
Federal Register / Vol. 78, No. 242 / Tuesday, December 17, 2013 / Rules and Regulations
concerning reports provided by motor
carriers. The action involves no
extraordinary circumstances that would
have any effect on the quality of the
environment. Thus, the action does not
require an environmental assessment or
an environmental impact statement. The
Categorical Exclusion Determination is
available for inspection or copying in
the regulations.gov Web site listed
under ADDRESSES.
FMCSA also analyzed this rule under
the Clean Air Act, as amended (CAA),
section 176(c), as amended (42 U.S.C.
7401, et seq.), and implementing
regulations promulgated by the
Environmental Protection Agency.
Approval of this action is exempt from
the CAA’s general conformity
requirement since it does not result in
any potential increase in emissions that
are above the general conformity rule’s
de minimis emission threshold levels
(40 CFR 93.153(c)(2)). This action
merely eliminates a reporting
requirement.
Additionally, FMCSA evaluated the
effects of this rule in accordance with
Executive Order 12898 and determined
that there are no environmental justice
issues associated with its provisions nor
any collective environmental impacts
resulting from its promulgation.
Environmental justice issues would be
raised if there were ‘‘disproportionate’’
and ‘‘high and adverse impact’’ on
minority or low-income populations. As
noted above, this rule is exempt from
analysis under the National
Environmental Policy Act due to two
categorical exclusions. This final rule
simply eliminates a paperwork
requirement and would not result in
high and adverse environmental
impacts.
List of Subjects in 49 CFR Part 369
1. The authority citation for part 369
continues to read as follows.
wreier-aviles on DSK5TPTVN1PROD with RULES
Authority: 49 U.S.C. 14123; 49 CFR 1.87.
2. Amend § 369.1, by removing
paragraph (b) and redesignating
paragraph (c) as paragraph (b) and
revising it to read as follows.
■
§ 369.1 Annual reports of motor carriers of
property, motor carriers of household
goods, and dual property carriers.
VerDate Mar<15>2010
*
*
15:00 Dec 16, 2013
Jkt 232001
§ 369.4 Annual reports of Class I carriers
of passengers.
(a) All Class I motor carriers of
passengers shall complete and file
Motor Carrier Annual Report Form MP–
1 for Motor Carriers of Passengers (Form
MP–1).
(b) Accounting period. (1) Motor
Carrier Annual Report Form MP–1 shall
be used to file annual selected motor
carrier data.
(2) The annual accounting period
shall be based either:
(i) On the 31st day of December in
each year, or
(ii) An accounting year of 13 4-week
periods ending at the close of the last 7
days of each calendar year.
(3) A carrier electing to adopt an
accounting year of 13 4-week periods
shall file with the FMCSA a statement
showing the day on which its
accounting year will close. A
subsequent change in the accounting
period may not be made except by
authority of the FMCSA.
(c) The annual report shall be filed on
or before March 31 of the year following
the year to which it relates. The annual
report shall be filed with the Federal
Motor Carrier Safety Administration at
the address in § 369.6. Copies of Form
MP–1 may be obtained from the
FMCSA.
§ 369.8
filing.
■
*
3. Revise § 369.4 to read as follows.
4. Amend § 369.8 by revising
paragraphs (a) and (d) to read as follows.
PART 369—REPORTS OF MOTOR
CARRIERS
*
■
■
Motor carriers, Reporting and
recordkeeping requirements.
In consideration of the foregoing,
FMCSA amends part 369 in 49 CFR
chapter III, subchapter B, as follows:
*
(b) Where to file report. Carriers must
file the annual report with the Federal
Motor Carrier Safety Administration at
the address in § 369.6. You can obtain
blank copies of the report form from the
Federal Motor Carrier Safety
Administration Web site https://
www.fmcsa.dot.gov/forms/reporting/
mcs_info.htm#fos.
Requests for exemptions from
(a) General. This section governs
requests for exemptions from filing of
the report required under § 369.1.
*
*
*
*
*
(d) When requests are due. The timing
of a request for an exemption from filing
is the same as the timing for a request
for an exemption from public release
contained in § 369.9(d). For Annual
Form M, both the report and the request
are due by March 31 of the year
following the year to which it relates.
*
*
*
*
*
5. Amend § 369.9 by removing
paragraph (d)(4) and revising paragraphs
(a) and (e)(4) to read as follows.
■
PO 00000
Frm 00051
Fmt 4700
Sfmt 4700
76245
§ 369.9 Requests for exemptions from
public release.
(a) General. This section governs
requests for exemptions from public
release of the report required under
§ 369.1.
*
*
*
*
*
(e) * * *
(4) FMCSA will grant or deny each
request no later than 90 days after the
request’s due date as defined in
paragraph (d) of this section. The
decision by FMCSA shall be
administratively final. For Annual Form
M, both the report and the request are
due by March 31, and the decision is
due by June 30.
*
*
*
*
*
§ 369.11
■
[Removed]
6. Remove § 369.11.
Issued under the authority delegated in 49
CFR 1.87 on: November 26, 2013.
Anne S. Ferro,
Administrator.
[FR Doc. 2013–29936 Filed 12–16–13; 8:45 am]
BILLING CODE 4910–EX–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 679
[Docket No. 121018563–3148–02]
RIN 0648–XD029
Fisheries of the Exclusive Economic
Zone Off Alaska; Greenland Turbot in
the Bering Sea Subarea of the Bering
Sea and Aleutian Islands Management
Area
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Temporary rule; closure.
AGENCY:
NMFS is prohibiting directed
fishing for Greenland turbot in the
Bering Sea subarea of the Bering Sea
and Aleutian Islands management area
(BSAI). This action is necessary to
prevent exceeding the 2013 Greenland
turbot initial total allowable catch
(ITAC) in the Bering Sea subarea of the
BSAI.
DATES: Effective 1200 hrs, Alaska local
time (A.l.t.), December 12, 2013,
through 2400 hrs, A.l.t., December 31,
2013.
FOR FURTHER INFORMATION CONTACT: Josh
Keaton, 907–586–7269.
SUPPLEMENTARY INFORMATION: NMFS
manages the groundfish fishery in the
SUMMARY:
E:\FR\FM\17DER1.SGM
17DER1
Agencies
[Federal Register Volume 78, Number 242 (Tuesday, December 17, 2013)]
[Rules and Regulations]
[Pages 76241-76245]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-29936]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Motor Carrier Safety Administration
49 CFR Part 369
[Docket No. FMCSA-2012-0020]
RIN-2126-AB69; Formerly RIN 2126-AB48
Rescission of Quarterly Financial Reporting Requirements
AGENCY: Federal Motor Carrier Safety Administration (FMCSA), DOT.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: FMCSA eliminates the quarterly financial reporting
requirements for certain for-hire motor carriers of property (Form QFR)
and for-hire motor carriers of passengers (Form MP-1). This paperwork
burden is removed without an adverse impact on safety or the Agency's
ability to maintain effective commercial regulatory oversight over the
for-hire trucking and passenger-carrying industries. The annual
reporting requirements remain.
DATES: Effective Date: January 16, 2014.
FOR FURTHER INFORMATION CONTACT: If you have questions on this rule,
email or call Ms. Vivian Oliver, Office of Research and Information
Technology, Federal Motor Carrier Safety Administration, 1200 New
Jersey Ave. SE., Washington, DC 20590; Telephone 202-366-2974; email
Vivian.Oliver@dot.gov.
SUPPLEMENTARY INFORMATION:
Executive Summary
This action is in response to a recommendation received from the
public and in response to Executive Order 13563, ``Improving Regulation
and Regulatory Review,'' which required Agencies, among other things,
to prepare plans for reviewing existing rules.
The rule eliminates the quarterly financial reporting requirements
for certain for-hire motor carriers of property and for-hire motor
carriers of passengers. This paperwork burden can be removed without an
adverse impact on safety or the Agency's ability to maintain effective
commercial regulatory oversight over the for-hire trucking and
passenger-carrying industries.
[[Page 76242]]
FMCSA estimates that eliminating these reporting requirements
reduces the burden to industry by about 200 hours and $9,900 annually.
There is no cost associated with this action. Table ES-1 displays the
average annual net costs and benefits of the rule.
Table ES-1--Estimated Annual Costs and Benefits for Implementing This
Final Rule
[2013 Dollars rounded]
------------------------------------------------------------------------
Annual impact
------------------------------------------------------------------------
Costs................................................... $0
Benefits................................................ 9,900
Net Benefits............................................ 9,900
------------------------------------------------------------------------
Viewing Comments and Documents
To view comments, as well as documents mentioned in this preamble
as being available in the docket, go to https://www.regulations.gov and
insert ``FMCSA-2012-0020'' in the ``Search'' box and then click on
``Search.'' Click on the ``Open Docket Folder'' link and all the
information for the notice, and the list of comments will appear with a
link to each one. Click on the comment you would like to read. If you
do not have access to the Internet, you may also view the docket online
by visiting the Docket Management Facility in Room W12-140 on the
ground floor of the Department of Transportation West Building, 1200
New Jersey Avenue SE., Washington, DC 20590, between 9 a.m. and 5 p.m.
e.t., Monday through Friday, except Federal holidays.
Privacy Act
Anyone can search the electronic form of comments received into any
of our dockets by the name of the individual submitting the comment (or
signing the comment, if submitted on behalf of an association,
business, labor union, etc.). You may review a Privacy Act notice
regarding our public dockets in the January 17, 2008, issue of the
Federal Register (73 FR 3316).
Background
Annual Financial Reporting Requirements
Section 14123 of title 49 of the United States Code (U.S.C.)
requires certain for-hire motor carriers of property, household goods,
and passengers to file annual financial reports. Annual financial
reports are filed on Form M (for-hire property carriers, including
household goods carriers) and Form MP-1 (for-hire passenger carriers).
FMCSA has continued to collect carriers' annual reports and to furnish
copies of the reports requested under the Freedom of Information Act.
These requirements remain in effect. Section 14123(d) requires FMCSA to
streamline and simplify, to the maximum extent practicable,'' any
reporting requirement under this section.
Quarterly Financial Reporting
Section 14123(a)(2) of 49 U.S.C. allows, but does not require, the
Agency to require for-hire property and passenger carriers to file
quarterly financial reports. These requirements are in 49 CFR part 369
and apply to Class I (average annual gross transportation operating
revenues of $10 million or more) and Class II (average annual gross
transportation operating revenues of $3 million dollars or more, but
less than $10 million) for-hire motor carriers of property. The
requirements also apply to Class I (average annual gross transportation
operating revenues of $5 million or more) for-hire motor carriers of
passengers. This information is submitted on Form QFR for property
carriers and Form MP-1 Quarterly for passenger carriers.
E.O. 13563 Improving Regulation and Regulatory Review
On January 18, 2011, the President issued Executive Order (E.O.)
13563, ``Improving Regulation and Regulatory Review,'' 76 FR 3821 (Jan.
21, 2011), which required agencies, among other things, to prepare
plans for reviewing existing rules. On February 16, 2011, DOT published
a notice requesting comments on its regulatory review plan (76 FR
8940). One person argued that the financial reporting requirements
transferred from the ICC to FMCSA provide no discernible benefits to
the government or motor carrier industry.
Direct Final Rule
On June 27, 2012, FMCSA published a direct final rule that would
have eliminated the quarterly financial reporting requirements for
certain for-hire motor carriers of property (Form QFR) and for-hire
motor carriers of passengers (Form MP-1 Quarterly) if no adverse
comments were received by July 27, 2012 (77 FR 38211). One entity, SJ
Consulting Group, submitted adverse comments and stated that it uses
the quarterly financial information to advise motor carriers, shippers,
and persons interested in buying motor carriers. It stated that the
quarterly report filings provide useful insight into the U.S. trucking
industry, such as operating statistics that are not available from
other public sources, particularly for private carriers. Although SJ
Consulting acknowledged that some data on general demand and pricing
trends are available from other sources, it believed that quarterly
data on the profitability of carriers are essential in providing safe
and timely service to shippers, estimating future growth rates, and
assessing opportunities for profitable investment in the trucking
industry. SJ Consulting has used Form QFR quarterly report filings for
these purposes for many years. FMCSA considered this an adverse comment
and the Agency withdrew the direct final rule on August 27, 2012 (77 FR
51705).
Although FMCSA considered SJ Consulting's comment adverse for the
direct final rule, it continues to believe the quarterly financial
reporting requirements for certain for-hire motor carriers of property
(on Form QFR) and for-hire motor carriers of passengers (on Form MP-1
Quarterly) can be eliminated without an adverse impact on safety. The
information collected does not currently support any Agency regulatory
function, nor does it have practical utility for the Agency or for
those carriers who must comply with the reporting requirement.
Notice of Proposed Rulemaking (NPRM)
On May 24, 2013, FMCSA published the NPRM for comment with a 60-day
comment period under Regulatory Identification Number (RIN) 2126-AB48.
The NPRM proposed to amend 49 CFR part 369 by eliminating the quarterly
reporting requirement under 49 CFR 369.1 and 369.4 (78 FR 31475). In
addition, FMCSA proposed making other conforming technical amendments
to 49 CFR 369.8, 369.9, and 369.11. A new RIN 2126-AB69 was assigned
for this final rule.
Discussion of the Comments
Three comments were received. Two industry associations (American
Trucking Associations, Inc. (ATA) and National Motor Freight Traffic
Association, Inc.) filed comments in support of the proposal to
eliminate the quarterly financial report. A third commenter, a private
citizen from Florida, supported eliminating the reporting requirement,
noting the change will save motor carriers significant time. ATA
requested that FMCSA expand the proposal to include elimination of the
Form M annual report as well, given the fact that the Agency has not
had any staff working on compiling or analyzing the for-hire motor
carrier financial reports for many years.
As FMCSA explained in the June 27, 2012, direct final rule and the
May 24, 2013, NPRM, 49 U.S.C. 14123 requires certain for-hire motor
carriers of
[[Page 76243]]
property and household goods to file annual financial reports. Congress
has given FMCSA no discretion to rescind or repeal annual financial
reports. In its 2011 reauthorization technical drafting assistance, the
Agency proposed a repeal of the annual reporting requirement, but the
repeal provision was omitted from the final version of the bill that
became the Moving Ahead for Progress in the 21st Century Act, Public
Law 112-141 (MAP-21). FMCSA, however, has lessened the burden of annual
reporting by eliminating the requirement to file Form MP-1 report in
duplicate. Form M filers for property carriers have not been required
to file in duplicate since 1999 (64 FR 13916, March 23, 1999). A single
copy of Form MP-1 will now be required. This is consistent with our
mandate to ``streamline and simplify'' reporting requirements under 49
USC 14123(d).
FMCSA received a letter from SJ Consulting on July 23, 2013,
requesting the Agency to extend the NPRM comment period, but FMCSA
denied the request on August 14, 2013. The Agency believes all
interested parties were provided ample opportunity to respond to the
NPRM, especially since the Agency provided for a 60-day comment period
in its June 27, 2012, direct final rule and also the 60-day comment
period for the NPRM. FMCSA also said in its denial of SJ Consulting's
request that it would consider late comments to the extent practicable.
The Administrative Procedure Act requires only 30 days for public
comment. 5 U.S.C. 553(d).
Discussion of the Rule
For the reasons discussed in the Background section, above, FMCSA
amends 49 CFR part 369 by eliminating the quarterly reporting
requirement under 49 CFR 369.1 and 369.4. In addition, FMCSA makes
other conforming technical amendments to 49 CFR 369.8, 369.9, and
369.11. This final rule does not affect the annual reporting
requirements, which still must be completed and filed as required by
statute (49 U.S.C. 14123(a)(1)). In accordance with 49 USC 14123(d),
the final rule does simplify and streamline the reporting requirement
by eliminating in 49 CFR 369.4 the requirement to submit the annual
report in duplicate.
Regulatory Analyses
Regulatory Planning and Review
FMCSA has determined that this action does not meet the criteria
for a ``significant regulatory action'' as specified in Executive Order
12866, as supplemented by Executive Order 13563, or within the meaning
of the Department of Transportation regulatory policies and procedures
(44 FR 11034, Feb. 26, 1979). This rulemaking is not a significant
regulatory action under section 3(f) of E.O. 12866, and does not
require an assessment of potential costs and benefits under section
6(a)(3) of that Order. This rulemaking will not have a significant
economic impact. In fact, elimination of the reporting requirement will
have a beneficial, albeit non-significant, economic impact on the motor
carrier industry through reduced reporting costs. Consequently, the OMB
has not reviewed this rule under that Order.
Small Entities
Under the Regulatory Flexibility Act (RFA), as amended by the Small
Business Regulatory Enforcement Fairness Act of 1996 (Pub. L. 104-121,
Title II, 110 Stat. 857), when an agency issues a rulemaking, the RFA
requires the agency to ``prepare and make available for public comment
a final regulatory flexibility analysis'' that will ``describe the
impact of the proposed rule on small entities'' (5 U.S.C. 603(a)) or
certify the final rule will not have a significant economic impact on a
substantial number of small entities (5 U.S.C. 605).
FMCSA has determined that the impact on entities affected by this
final rule will not be significant. In fact, the existing burden from
quarterly reporting will be eliminated. FMCSA expects the impact of the
rule will be a reduction in the paperwork burden for for-hire motor
carriers. FMCSA asserts that the economic impact of the reduction in
paperwork, if any, will be minimal and entirely beneficial to small
for-hire motor carriers. As can be seen below under section C.,
Paperwork Reduction Act, FMCSA estimates that eliminating these
reporting requirements will reduce the burden to the for-hire motor
carrier industry by about 200 hours and $9,900 annually.
Courts have held that ``a regulatory flexibility analysis is
required when an agency determines that the rule will have a
significant economic impact on a substantial number of small entities
that are subject to the requirements of the rule.'' \1\ The RFA does
not require FMCSA to consider the effect of this rule on entities that
are not subject to the rule.\2\ Although SJ Consulting Group filed an
adverse comment to the FMCSA's June 27, 2012, direct final rule, it is
not a for-hire motor carrier and, therefore, not subject to the current
financial reporting rule. In any event, FMCSA has determined that this
rule will not have an impact on a substantial number of small entities
that are subject to the requirements of the rule.
---------------------------------------------------------------------------
\1\ E.g., Mid-Tex Electric Cooperative, Inc. v. Federal Energy
Regulatory Commission (FERC), 773 F.2d 327, 342 (D.C. Cir. 1985).
\2\ Id. See also ``A Guide for Government Agencies: How to
Comply with the Regulatory Flexibility Act,'' Small Business
Administration (2010), retrieved February 13, 2013, from https://archive.sba.gov/advo/laws/rfaguide.pdf.
---------------------------------------------------------------------------
Section 605 of the RFA allows an agency to certify a rule, in lieu
of preparing an analysis, if the rulemaking is not expected to have a
significant economic impact on a substantial number of small entities.
This rule directly affects 112 for-hire motor carriers that prepare and
file quarterly financial reports under 49 CFR part 369. FMCSA estimates
that approximately 10 percent of these 112 for-hire motor carriers are
small entities with average annual gross transportation operating
revenues of no more than $23.5 million. The current requirement to file
quarterly financial reports applies only to for-hire motor carriers of
property with average annual gross transportation operating revenues of
$3 million dollars or more, and $5 million or more for passenger
carriers.
Accordingly, I certify that this final rule will not have a
significant economic impact on a substantial number of small entities.
Paperwork Reduction Act
This rulemaking eliminates two quarterly reporting requirements
that are currently reported to OMB under the Paperwork Reduction Act
(PRA) of 1995 (44 U.S.C. 3501-3520).
Quarterly Report for 110 Property Carriers
Form QFR Quarterly for property carriers, authorized by OMB under
information collection 2126-0033, is two pages long and takes
approximately 27 minutes for each of the approximately 110 carriers to
complete. This report is filed 4 times per year, so the total burden-
hour impact per filer per year is 4 x 27/60 = 1.8 hours. Multiplying
this figure by the 110 carriers that file quarterly reports yields a
total burden estimate of 198 hours.
FMCSA assumes that completion and submission of Form QFR is
performed by an accountant designated by the business entity. The
median salary of an accountant in the truck transportation industry is
$25.90 per hour (BLS, May 2010).\3\ Two adjustments are made to
[[Page 76244]]
this hourly compensation estimate. First, employee benefits are
estimated at 50.0 percent of the employee wage.\4\ Second, employee
wage and benefits are increased by 27 percent to include relevant firm
overhead.\5\ Applying the estimated 50.0 percent factor for employee
benefits and 27 percent for overhead results in $49.34 in hourly
compensation for the accountant ($25.90 x (1 + 0.50) x (1 + 0.27) =
$49.34). The total annual salary cost burden associated with the
filings is $9,770 rounded up ($49.34 x 198 hours = $9,769.32).
---------------------------------------------------------------------------
\3\ Bureau of Labor Statistics, ``Occupational Employment
Survey,'' May 2010, retrieved December 15, 2011, from https://www.bls.gov/oes/current/naics3_484000.htm. North American Industry
Classification System (NAICS) 484000, Truck Transportation, Standard
Occupational Classification (SOC) 13-2011, Accountants and Auditors.
\4\ FMCSA estimates this 50 percent employee benefit rate by
using the private industry average wage ($16.03 per hour) and
benefit information ($8.01 per hour) for production, transportation,
and moving material workers. Benefits thus amount to 50.0 percent of
wages (0.500 = $8.01/$16.03). From ``Employer Costs for Employee
Compensation--September 2010,'' retrieved August 23, 2011, from
https://www.bls.gov/news.release/pdf/ecec.pdf.
\5\ Berwick, Farooq. ``Truck Costing Model for Transportation
Managers.'' Upper Great Plains Transportation Institute, North
Dakota State University (2003), retrieved January 9, 2013, from
https://ntl.bts.gov/lib/24000/24200/24223/24223.pdf.
---------------------------------------------------------------------------
Quarterly Report for Two Passenger Carriers
The Class I passenger carrier financial quarterly survey (Form MP-1
Quarterly), which is two pages long and takes about 18 minutes to
complete for the estimated 2 participating carriers, is authorized by
OMB under information collection 2126-0031. Since this report is also
filed 4 times per year, the total burden hours associated with the
requirement are 4 x 18/60 x 2 = 2.4 hours.
FMCSA believes the completion and submission of Form MP-1 Quarterly
is typically performed by a business and financial operations expert
designated by the business entity because of the level of detail in the
financial reports. The median salary of a business and financial
operations expert in the interurban and rural bus transportation
industry is $26.41 per hour (BLS, May 2010).\6\ Two adjustments are
made to this hourly estimate. First, employee benefits are estimated at
50.0 percent of the employee wage.\7\ Second, employee wage and
benefits are increased by 27 percent to include relevant firm
overhead.\8\ Applying the estimated 50.0 percent factor for employee
benefits and 27 percent for overhead results in $50.31 in hourly
compensation for the business and financial operations expert ($26.41 x
(1 + 0.50) x (1 + 0.27) = $50.31). The total annual salary cost burden
associated with the filings is $121 ($50.31 x 2.4 hours = $120.74,
rounded to the nearest dollar).
---------------------------------------------------------------------------
\6\ Bureau of Labor Statistics, ``Occupational Employment
Survey,'' May 2010, retrieved December 15, 2011, from https://www.bls.gov/oes/current/naics4_485200.htm. North American Industry
Classification System (NAICS) 485200, Interurban and Rural Bus
Transportation, Standard Occupational Classification (SOC) 13-2000,
Business and Financial Operations Occupations.
\7\ FMCSA estimates this 50 percent employee benefit rate by
using the private industry average wage ($16.03 per hour) and
benefit information ($8.01 per hour) for production, transportation,
and moving material workers. See footnote 5, above.
\8\ Berwick ``Truck Costing Model for Transportation Managers.''
---------------------------------------------------------------------------
Collectively, eliminating these reporting requirements reduces the
burden to industry by 200.4 hours and $9,891 annually, rounded to 200
hours and $9,900, respectively.
The PRA requires that each agency ``shall certify . . . that each
collection of information . . . is necessary for the proper performance
of the functions of the agency, including that the information has
practical utility'' (44 U.S.C. 3506(c)(3)(A); 5 CFR 1320.5(d)(1)(iii)).
FMCSA can no longer certify that the quarterly requirements are
``necessary for the proper performance of the functions of the
agency.'' Therefore, FMCSA is discontinuing the quarterly reporting
requirements.
Federalism
A rule has implications under E.O. 13132, Federalism, if it has a
substantial direct effect on State or local governments and would
either preempt State law or impose a substantial direct cost of
compliance on the States. FMCSA has analyzed this rulemaking under that
Order and has determined that it does not have federalism implications.
Unfunded Mandates Reform Act
The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538)
requires Federal agencies to assess the effects of their discretionary
regulatory actions. In particular, the Act addresses actions that may
result in the expenditure by a State, local, or tribal government, in
the aggregate, or by the private sector of $143.1 million (which is the
value of $100,000,000 in 2010 after adjusting for inflation) or more in
any 1 year. This rulemaking would not result in such an expenditure.
Taking of Private Property
This rulemaking will not effect a taking of private property or
otherwise have taking implications under E.O. 12630, Governmental
Actions and Interference with Constitutionally Protected Property
Rights.
Civil Justice Reform
This rulemaking meets applicable standards in sections 3(a) and
3(b)(2) of E.O. 12988, Civil Justice Reform, to minimize litigation,
eliminate ambiguity, and reduce burden.
Protection of Children
FMCSA analyzed this rule under E.O. 13045, Protection of Children
from Environmental Health Risks and Safety Risks. This rule is not
economically significant and does not create an environmental risk to
health or risk to safety that may disproportionately affect children.
Energy Effects
FMCSA analyzed this rule under E.O. 13211, Actions Concerning
Regulations That Significantly Affect Energy Supply, Distribution, or
Use. The Agency determined that it is not a ``significant energy
action'' under that order because it is not a ``significant regulatory
action'' under E.O. 12866 and will not have a significant adverse
effect on the supply, distribution, or use of energy. The Administrator
of the Office of Information and Regulatory Affairs has not designated
it as a significant energy action. Therefore, it does not require a
Statement of Energy Effects under E.O. 13211.
National Technology Transfer and Advancement Act
The National Technology Transfer and Advancement Act (15 U.S.C. 272
note) directs agencies to use voluntary consensus standards in their
regulatory activities unless the agency provides Congress, through OMB,
with an explanation of why using these standards would be inconsistent
with applicable law or otherwise impractical. The Agency is not aware
of any technical standards relating to FMCSA's quarterly financial
reporting and has concluded that this requirement does not apply.
Environment
The Agency analyzed this rule for the purpose of the National
Environmental Policy Act of 1969 (NEPA) (42 U.S.C. 4321, et seq.) and
determined under the Agency's environmental procedures Order 5610.1,
published March 1, 2004 (69 FR 9680), that this action is excluded from
further environmental documentation under two categorical exclusions
(CEs). These are found in Appendix 2, paragraph 4, which covers data
and information gathering, and Appendix 2, paragraph 6(y)(2),
[[Page 76245]]
concerning reports provided by motor carriers. The action involves no
extraordinary circumstances that would have any effect on the quality
of the environment. Thus, the action does not require an environmental
assessment or an environmental impact statement. The Categorical
Exclusion Determination is available for inspection or copying in the
regulations.gov Web site listed under ADDRESSES.
FMCSA also analyzed this rule under the Clean Air Act, as amended
(CAA), section 176(c), as amended (42 U.S.C. 7401, et seq.), and
implementing regulations promulgated by the Environmental Protection
Agency. Approval of this action is exempt from the CAA's general
conformity requirement since it does not result in any potential
increase in emissions that are above the general conformity rule's de
minimis emission threshold levels (40 CFR 93.153(c)(2)). This action
merely eliminates a reporting requirement.
Additionally, FMCSA evaluated the effects of this rule in
accordance with Executive Order 12898 and determined that there are no
environmental justice issues associated with its provisions nor any
collective environmental impacts resulting from its promulgation.
Environmental justice issues would be raised if there were
``disproportionate'' and ``high and adverse impact'' on minority or
low-income populations. As noted above, this rule is exempt from
analysis under the National Environmental Policy Act due to two
categorical exclusions. This final rule simply eliminates a paperwork
requirement and would not result in high and adverse environmental
impacts.
List of Subjects in 49 CFR Part 369
Motor carriers, Reporting and recordkeeping requirements.
In consideration of the foregoing, FMCSA amends part 369 in 49 CFR
chapter III, subchapter B, as follows:
PART 369--REPORTS OF MOTOR CARRIERS
0
1. The authority citation for part 369 continues to read as follows.
Authority: 49 U.S.C. 14123; 49 CFR 1.87.
0
2. Amend Sec. 369.1, by removing paragraph (b) and redesignating
paragraph (c) as paragraph (b) and revising it to read as follows.
Sec. 369.1 Annual reports of motor carriers of property, motor
carriers of household goods, and dual property carriers.
* * * * *
(b) Where to file report. Carriers must file the annual report with
the Federal Motor Carrier Safety Administration at the address in Sec.
369.6. You can obtain blank copies of the report form from the Federal
Motor Carrier Safety Administration Web site https://www.fmcsa.dot.gov/forms/reporting/mcs_info.htm#fos.
0
3. Revise Sec. 369.4 to read as follows.
Sec. 369.4 Annual reports of Class I carriers of passengers.
(a) All Class I motor carriers of passengers shall complete and
file Motor Carrier Annual Report Form MP-1 for Motor Carriers of
Passengers (Form MP-1).
(b) Accounting period. (1) Motor Carrier Annual Report Form MP-1
shall be used to file annual selected motor carrier data.
(2) The annual accounting period shall be based either:
(i) On the 31st day of December in each year, or
(ii) An accounting year of 13 4-week periods ending at the close of
the last 7 days of each calendar year.
(3) A carrier electing to adopt an accounting year of 13 4-week
periods shall file with the FMCSA a statement showing the day on which
its accounting year will close. A subsequent change in the accounting
period may not be made except by authority of the FMCSA.
(c) The annual report shall be filed on or before March 31 of the
year following the year to which it relates. The annual report shall be
filed with the Federal Motor Carrier Safety Administration at the
address in Sec. 369.6. Copies of Form MP-1 may be obtained from the
FMCSA.
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4. Amend Sec. 369.8 by revising paragraphs (a) and (d) to read as
follows.
Sec. 369.8 Requests for exemptions from filing.
(a) General. This section governs requests for exemptions from
filing of the report required under Sec. 369.1.
* * * * *
(d) When requests are due. The timing of a request for an exemption
from filing is the same as the timing for a request for an exemption
from public release contained in Sec. 369.9(d). For Annual Form M,
both the report and the request are due by March 31 of the year
following the year to which it relates.
* * * * *
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5. Amend Sec. 369.9 by removing paragraph (d)(4) and revising
paragraphs (a) and (e)(4) to read as follows.
Sec. 369.9 Requests for exemptions from public release.
(a) General. This section governs requests for exemptions from
public release of the report required under Sec. 369.1.
* * * * *
(e) * * *
(4) FMCSA will grant or deny each request no later than 90 days
after the request's due date as defined in paragraph (d) of this
section. The decision by FMCSA shall be administratively final. For
Annual Form M, both the report and the request are due by March 31, and
the decision is due by June 30.
* * * * *
Sec. 369.11 [Removed]
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6. Remove Sec. 369.11.
Issued under the authority delegated in 49 CFR 1.87 on: November
26, 2013.
Anne S. Ferro,
Administrator.
[FR Doc. 2013-29936 Filed 12-16-13; 8:45 am]
BILLING CODE 4910-EX-P