Eagle Permits; Changes in the Regulations Governing Eagle Permitting, 73704-73725 [2013-29088]
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Asset and Transportation Management
(Attention: MA), Washington, DC 20405.
The Administrator or designee may
terminate the test program approval for
failure to comply with this reporting
requirement; and
(2) A final report on the results of the
test program must be submitted to the
U.S. General Services Administration,
Office of Government-wide Policy,
Office of Asset and Transportation
Management (Attention: MA),
Washington, DC 20405, the Telework
Managing Officer of that agency, and to
the appropriate committees of Congress
not later than 3 months after completion
of the program.
(c) All reports must include
quantitative or qualitative assessments,
or both, clearly evaluating the results of
the test program and enumerating
benefits and costs. The results in a
report may include:
(1) The total number of visits a
participating employee made to the preexisting official station;
(2) The total number of visits and
travel expenses paid by the agency;
(3) The total number of visits and
travel expenses paid by the participating
employee; or
(4) Any other information the agency
determines useful to aid the
Administrator of General Services, the
Telework Managing Officer(s), and
Congress in understanding the test
program and the impact of the program.
[FR Doc. 2013–29215 Filed 12–6–13; 8:45 am]
BILLING CODE 6820–14–P
DEPARTMENT OF THE INTERIOR
Fish and Wildlife Service
50 CFR Parts 13 and 22
[Docket No. FWS–R9–MB–2011–0054;
FF09M21200–134–FXMB1231099BPP0]
RIN 1018–AX91
Eagle Permits; Changes in the
Regulations Governing Eagle
Permitting
Fish and Wildlife Service,
Interior.
ACTION: Final rule.
AGENCY:
We revise the regulations for
permits for take of golden eagles (Aquila
chrysaetos) and bald eagles (Haliaeetus
leucocephalus) that is associated with,
but not the purpose of, an activity. We
extend the maximum term for
programmatic permits to 30 years, while
maintaining discretion to issue permits
of shorter duration as appropriate. The
permits must incorporate conditions
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SUMMARY:
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specifying additional measures that may
be necessary to ensure the preservation
of eagles, should monitoring data
indicate the need for the measures. This
change will facilitate the responsible
development of renewable energy and
other projects designed to operate for
decades, while continuing to protect
eagles consistent with our statutory
mandates. For a permit valid for 5 years
or more, we will assess an application
processing fee sufficient to offset the
estimated costs associated with working
with the applicants to develop site plans
and conservation measures, and prepare
applications, and for us to review
applications. We also will collect an
administration fee when we issue a
permit and at 5-year intervals.
DATES: This rule goes into effect on
January 8, 2014.
FOR FURTHER INFORMATION CONTACT:
Chief, Division of Migratory Bird
Management, at 703–358–1714.
SUPPLEMENTARY INFORMATION:
Background
The Bald and Golden Eagle Protection
Act (16 U.S.C. 668–668d) (Eagle Act or
BGEPA) prohibits take of bald eagles
and golden eagles by otherwise lawful
activities, except pursuant to Federal
regulations. The Eagle Act regulations at
title 50, part 22 of the Code of Federal
Regulations (CFR), define the ‘‘take’’ of
an eagle to include the following broad
range of actions: ‘‘pursue, shoot, shoot
at, poison, wound, kill, capture, trap,
collect, destroy, molest, or disturb’’
(§ 22.3). The Eagle Act allows the
Secretary of the Interior to authorize
certain otherwise prohibited activities
through regulations. The Secretary is
authorized to prescribe regulations
permitting the ‘‘taking, possession, and
transportation of [bald eagles or golden
eagles] . . . for the scientific or
exhibition purposes of public museums,
scientific societies, and zoological
parks, or for the religious purposes of
Indian tribes, or . . . for the protection
of wildlife or of agricultural or other
interests in any particular locality,’’
provided such permits are ‘‘compatible
with the preservation of the bald eagle
or the golden eagle’’ (16 U.S.C. 668a).
On September 11, 2009, we, the U.S.
Fish and Wildlife Service (FWS or
Service), published a final rule that
established new permit regulations
under the Eagle Act for incidental take
of eagles (74 FR 46836) while
conducting otherwise lawful activities.
The regulations at 50 CFR 22.26 provide
for permits to take bald eagles and
golden eagles when the taking is
associated with, but not the purpose of,
an otherwise lawful activity. The
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regulations provide for both standard
permits, which authorize individual
instances of take that cannot practicably
be avoided, and programmatic permits,
which authorize recurring take that is
unavoidable even after implementation
of Advanced Conservation Practices
(ACPs). We have issued standard
permits for commercial and residential
construction, transportation projects,
maintenance of utility lines and dams,
and in a variety of other circumstances
where take is expected to occur in a
limited timeframe and specific location.
For instance, take that does not reoccur,
such as temporary abandonment of a
nest, or is caused solely by indirect
effects, does not require a programmatic
permit, but may require a standard
permit.
‘‘Programmatic take’’ of eagles is
defined at 50 CFR 22.3 as ‘‘take that is
recurring, is not caused solely by
indirect effects, and that occurs over the
long term or in a location or locations
that cannot be specifically identified.’’
For additional explanation of
programmatic take and programmatic
permits, see 74 FR 46841–46843.
We may issue programmatic permits
for disturbance and for take resulting in
mortalities, based on implementation of
ACPs developed in coordination with
us. ACPs are ‘‘scientifically supportable
measures approved by the Service that
represent the best available techniques
to reduce eagle disturbance and ongoing
mortalities to a level where remaining
take is unavoidable’’ (50 CFR 22.3).
Most take authorized under § 22.26 has
been in the form of disturbance.
However, permits may authorize lethal
take that is incidental to an otherwise
lawful activity, such as mortalities
caused by collisions with wind turbines,
powerline electrocutions, and other
potential sources of incidental take.
On the same day that the proposed
rule for this rulemaking was published
in the Federal Register (77 FR 22267,
April 13, 2012), we also published an
advance notice of proposed rulemaking
(ANPR) looking at all aspects of the
2009 permit regulations (see 77 FR
22278). The ANPR sought public input
on how the regulations could be revised
to be more efficient or otherwise
improved. The notice highlighted three
issues about which we were particularly
interested in hearing from the public: (1)
The standard for programmatic permits
that take must be reduced to the point
where it is unavoidable; (2) mitigation
requirements and options; and (3) our
interpretation of the Eagle Act
‘‘Preservation Standard.’’ We have
reviewed the public comments on the
ANPR. We intend to propose additional
revisions to the permit regulations based
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on the comments received on the ANPR
and other factors. Several comments
have suggested that this tenure rule
should be labeled as an interim rule, or
state in the rule text that the rule is
effective until it is amended or replaced.
In promulgating this final rule, we note
that this rule is effective until amended
or replaced and that, as such, labeling
this rule with interim rule text is
unnecessary. Moreover, it is our
intention to move ahead in the near
future with the additional rulemaking
that we initiated through the ANPR.
That rulemaking will provide an
opportunity to revisit all aspects of the
2009 regulations, as well as the
provisions of this tenure rule.
Since we published the proposed
rule, we have finalized the Eagle
Conservation Plan Guidance (ECPG)
Module I for Land-based Wind Energy.
The ECPG describes the processes that
the Service recommends wind energy
permit applicants use to conduct eagle
surveys, evaluate risk of activities to
eagles, avoid and minimize risks to
eagles, compensate for unavoidable
take, and apply an adaptive
management framework. For a more
comprehensive discussion of any of
these activities related to the permitting
of wind energy facilities, please see the
ECPG, which is available at: https://
www.fws.gov/migratorybirds/PDFs/
Eagle%20Conservation
%20Plan%20GuidanceModule%201.pdf.
A recent assessment of the status of
the golden eagle in the coterminous
western United States showed that, over
the past 40 years, populations have been
trending slightly downward in some
areas and upwards in others, such that
on balance the population appears
stable in response to existing
demographic factors (Millsap et al.
2013).
Permit Duration
In February 2011, we published draft
Eagle Conservation Plan Guidance that
provided information on how to prepare
Eagle Conservation Plans and apply for
eagle take permits. Many commenters
recommended that we extend the
maximum term of the permit, as we are
doing with this rule. Since publication
of the 2009 final rule, we have reviewed
applications from proponents of
renewable energy projects, such as wind
and solar power facilities, for
programmatic permits to authorize eagle
take that may result from both the
construction and ongoing operations of
renewable energy projects. During our
review, it became evident that the 5-year
term limit imposed by the 2009
regulations (see 50 CFR 22.26(h)) should
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be extended to better correspond to the
operational timeframe of renewable
energy projects. On April 13, 2012, we
proposed to amend the regulations to
provide for terms of up to 30 years for
programmatic permits (77 FR 22267). In
today’s rulemaking, we are finalizing
that proposal with minor modifications
as described below. We now: (1) Clarify
what will happen during the 5-year
reviews; (2) specify that we will make
annual reports and 5-year compilations
available to the public; and (3) clarify
the definition of ‘‘low risk’’ to eagles.
We will revisit the provisions of this
rule during our review of the 2009 eagle
rule.
In light of the longer permit durations
that we are adopting in this rulemaking,
we intend, if appropriate, to incorporate
into the terms and conditions of the
permit a commitment from the
applicant to implement additional,
specific mitigation measures. The
additional measures would be triggered
if the authorized level of take is
exceeded or if new scientific
information demonstrates that the
additional mitigation measures are
necessary for the preservation of eagles.
These additional, specific mitigation
measures will be described in detail in
the permit, which will describe the
consequences to, and requirements of,
the applicant if take greater than was
predicted occurs or new information
about eagle populations affected by the
activity becomes available, for example,
unexpected declines in affected eagle
populations. However, if the additional
mitigation measures prove inadequate to
meet the Eagle Act’s preservation
standard, the regulations at § 22.26(c)(7)
allow us to further amend any
programmatic permits to safeguard eagle
populations—consistent with the limits
jointly agreed to at the outset of each
permit. Permit revocation is a final
option if an activity is not compatible
with eagle preservation. We anticipate
that implementing additional mitigation
measures identified as permit
conditions will reduce the likelihood of
amendments to, or revocation of, the
permit.
If the Service and applicant determine
that the proposed activity may be
suitable for testing experimental ACPs,
we will identify such measures and
protocols for testing their effectiveness.
The Service anticipates limiting costs
associated with studying experimental
ACPs associated with any permit.
All quantifiably predicted or verified
take (based on past monitoring) that
exceeds take thresholds for the eagle
management unit for the species
identified in the 2009 Environmental
Assessment (U.S. Fish and Wildlife
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Service; Final Environmental
Assessment: Proposal to Permit Take as
Provided Under the Bald and Golden
Eagle Protection Act; April 2009) must
be offset with compensatory mitigation
that results in no net loss to the
population. For activities without ACPs,
we will identify potential risks that are
not addressed by avoidance and
minimization measures and
experimental ACPs that might address
those risks. We and the permittee will
agree on the upper limit on the costs to
implement and on trigger points tied to
post construction monitoring that, if
reached, would result in
implementation of the experimental
ACPs. If the project causes fatalities that
meet or exceed the amount authorized
by the permit, and if experimental ACPs
or additional conservation measures
cannot be implemented to reduce those
fatalities, we may have to rescind the
permit for that project to comply with
the ‘‘stable or increasing breeding
population’’ standard for protection of
the species, as specified in the 2009
final rule.
Adaptive Management Process
Management of some types of
facilities, such as wind energy facilities,
to minimize eagle take, entails a set of
recurrent decisions made in the face of
uncertainty. The Department of the
Interior (DOI) has a long history of
approaching such decisions through a
process of adaptive management
(Williams et al. 2007). The purpose of
adaptive management is to improve
long-term management outcomes, by
recognizing where key uncertainties
impede decision-making, seeking to
reduce those uncertainties over time,
and applying that learning to
subsequent decisions (Walters 1986).
In the case of managing eagle
populations in the face of energy
development, there is considerable
uncertainty. For example, evidence
shows that in some areas or specific
situations, large soaring birds,
specifically raptors, are especially
vulnerable to colliding with wind
turbines (Barrios and Rodriguez 2004,
Kuvlesky et al. 2007). However, we are
uncertain about the relative importance
of different factors that influence that
risk. We are also uncertain which
strategies would best mitigate the effects
of wind energy developments on
raptors. Populations of raptors with
relatively low fecundity, such as golden
eagles, are more susceptible to
population declines due to new sources
of mortality. We face challenges
managing eagle populations because we
need better information about: (1)
Factors that affect collision risk; (2)
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factors affecting population trends; and
(3) efficacy of various avoidance and
mitigation measures. Our goals are to
maintain eagle populations while
authorizing limited incidental take, use
adaptive management to address
uncertainty, and improve our predictive
capability over time. Applying a
systematic, nationally consistent
strategy of management and monitoring
is necessary to accomplish these goals.
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Advanced Conservation Practices and
Adaptive Management
We believe that the best course of
action is to work with industry to
develop ACPs for wind projects and
other activities as an element of
adaptive management associated with
the programmatic take permit process.
This process will be applied to other
types of projects and activities where
the impacts of the activity are uncertain
and measures to reduce potential take
have not been well-tested. A project
developer or operator will be required to
implement all available measures to
avoid and minimize incidental take of
eagles at a project. For wind projects,
the Service and the project developer or
operator will work together to minimize
the impacts of site-specific, and possibly
turbine-specific, factors that may kill or
disturb eagles, and develop ACPs to
reduce or eliminate risks that are
substantiated by the best available
science. Unless we determine that there
is a reasonable scientific basis to
implement experimental ACPs, such
potentially costly measures will be
deferred until such time as a predefined
trigger, such as a threshold of eagle use
of a defined area or an eagle fatality, in
the permit is reached. At that point,
consistent with the adaptive
management process, the permittee will
be required to implement the additional
ACP as a condition of the programmatic
eagle take permit. In this way, a project
developer or operator will not be
required to expend funds to address a
problem that may not exist.
The Service has not currently
identified ACPs for wind energy
projects that reduce eagle disturbance
and blade-strike mortality. The
development of ACPs for wind energy
facilities has been hampered by the lack
of standardized scientific studies of
potential ACPs. We have concluded that
the best way to obtain the needed
scientific information is to work with
industry to develop ACPs for wind
projects, and perhaps for other
industries, as part of an adaptive
management regime and comprehensive
research program tied to the
programmatic-take-permit process.
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ACPs will be implemented at
operating wind facilities with eagle take
permits on an ‘‘experimental’’ basis. The
ACPs are considered experimental
because they have not yet been
scientifically demonstrated to be
effective. The experimental ACPs would
be scientifically evaluated for their
effectiveness, as described in detail in
the Service’s Eagle Conservation Plan
Guidance, and based on the results of
these studies, could be modified in an
adaptive management regime. This
approach will provide the needed
scientific information for the future
establishment of formal ACPs, while
enabling wind energy facilities to move
forward in the interim.
If a permit trigger is reached,
developers or operators would be
required to implement the potentially
effective experimental ACP(s) and to
monitor future eagle take relative to the
ACP(s). As the results from monitoring
experimental ACPs across a number of
facilities accumulate and are analyzed
as part of the adaptive management
process, scientific information in
support of certain ACPs may accrue,
whereas other ACPs may show little
value in reducing take. If we determine
that the available science demonstrates
an experimental ACP is effective in
reducing eagle take, we will approve
that ACP and require its implementation
when and where warranted and feasible.
If this approach is successful in the
context of wind projects, the Service
will consider employing a similar
process in developing permitting
provisions for other industries as
necessary.
Programmatic Permit Evaluation
Process
For projects with programmatic eagle
take permits, intensive monitoring to
estimate the actual annual fatality rate
and to assess disturbance effects may be
required in accordance with monitoring
provisions at 50 CFR 22.26(c)(2) and (3).
Permittees will be expected to submit
annual reports on eagle monitoring and
any eagles found injured or dead at their
facility. The Service will make mortality
information from these annual reports
available to the public. At no more than
5-year intervals from the date a permit
is issued, the permittee will compile a
report documenting fatality and other
pertinent information for the project and
submit the report to the Service. The
Service will review the information
with the permittee to determine if a
trigger point has been reached that
requires implementation of one or more
experimental ACPs or additional
mitigation measures designed to reduce
eagle mortalities. Additional post-
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implementation monitoring will be
required to determine the effectiveness
of the experimental ACPs. The Service
will make mortality information from
the 5-year compilation report available
to the public.
We will evaluate each permit issued
for more than 5 years at 5-year intervals.
These evaluations will reassess fatality
rates, effectiveness of measures to
reduce take, the appropriate level of
compensatory mitigation, and eagle
population status. Depending on the
findings of the review, we may make
changes to a permit consistent with its
terms and conditions, including any of
the following:
(i) Update the fatality predictions for
the facility;
(ii) require implementation of
additional conservation measures as
described in the permit;
(iii) update monitoring requirements;
(iv) revise compensatory mitigation
requirements in accordance with the
permit;
(v) require revisions of the ACPs and
additional mitigation measures; or
(vi) suspend or revoke the permit.
During the initial 5-year review, in
consultation with the permittee, the
Service will determine compensatory
mitigation for future years for the
project, taking into account the observed
levels of mortality and any reduction in
that mortality that is expected due to
implementation of additional
experimental and/or established ACPs.
Monitoring to determine the
effectiveness of these ACPs and
mitigation efforts will be a permit
condition. We will modify the
compensatory mitigation process to
adapt to any improvements in our
knowledge base as new data become
available.
The specific objectives, duration, or
extent of post-construction monitoring
will be tailored to the specific
conditions at each site. For example, the
objectives of post-construction
monitoring at a low-risk project will
likely be to confirm that actual fatalities
do not exceed some trigger level (likely
much higher than the predicted fatality
rate) rather than to confirm the
predicted fatality, given practical
limitations on the sampling that would
be needed to confirm precise rates for
such rare events. On the other hand, at
sites where modest or relatively high
numbers of fatalities are predicted,
increased monitoring (both in rigor and
duration) commensurate with the
increased potential population effect
will likely be required, and at sufficient
intensity to provide a general indication
of the actual fatality rate.
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NEPA on Adaptive Management
Elements
The adaptive management process
relevant to each programmatic permit
will need to be reviewed as part of the
analysis required under the National
Environmental Policy Act (NEPA) for
each permit prior to permit issuance. If
a permittee subsequently proposes to
undertake additional measures beyond
what was required in an issued permit
and accompanying NEPA document, the
Service will consider whether
additional NEPA analysis is warranted.
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Right of Succession and Transferability
of Permits
We recognize that a succession of
owners may purchase or resell the
affected company or land during the
term of the permit. Accordingly, we are
revising regulations at 50 CFR 13.24
(Right of succession by certain persons)
and 13.25 (Transfer of permits and
scope of permit authorization) to allow
a programmatic permit to be transferable
to the new owner of a project and to
ensure that any successors to the
permittee commit to carrying out the
conditions of the permit.
Regulations at 50 CFR 13.24 and 13.25
impose restrictions on the right of
succession and transferability of Service
permits. These restrictions are
appropriate for most wildlife permitting
situations, but they are impractical and
unduly restrictive for situations in
which the permitted activity will be
conducted over a lengthy period of
years and ownership of the land or
facility covered by a permit could
reasonably be expected to change over
that period.
The regulations at 50 CFR 13.24 allow
for one or more successors to a permit:
The surviving spouse, child, executor,
administrator, or other legal
representative of a deceased permittee;
or a receiver or trustee in bankruptcy or
a court-designated assignee for the
benefit of creditors. For most Service
permits, with the exception of certain
long-term permits issued under
Endangered Species Act (ESA)
regulations, all the potential successor
has needed to do to gain the privileges
of the permit is to ‘‘furnish the permit
for endorsement’’ to the permit office
within 90 days from the date the
successor begins to carry out the
permitted activity. Through this
rulemaking, a long-term Eagle Act
permit will be subject to the same
provisions that have applied to most
Service permits. The permit transfer is
subject to our determination that the
successor meets all of the qualifications
under this part for holding it; provides
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adequate written assurances of
sufficient funding for any applicable
conservation plan or agreement;
demonstrates the willingness to
implement the relevant terms and
conditions of the permit, including any
outstanding minimization and
mitigation requirements; and provides
other information necessary for
processing the request.
Section 13.25 addresses the
circumstances in which someone other
than the person to whom a permit is
issued can carry out actions authorized
by the permit. As a general matter,
anyone who is under the ‘‘direct
control’’ of the permittee or ‘‘under
contract to the permittee for purposes
authorized by the permit’’ can carry out
such actions. For Eagle Act permits
issued to certain governmental
authorities, new paragraph (f) of § 13.25
clarifies that those who are under the
jurisdiction of the permittee are
considered to be under the permittee’s
direct control, in much the same
manner as existing paragraph (e) treats
ESA permits issued in association with
habitat conservation plans, safe harbor
agreements, and candidate conservation
agreements with assurances. Similarly,
paragraph (b) has been revised to allow
Eagle Act and these three types of ESA
permits to be transferred to one or more
transferees based upon a satisfactory
joint submission from the permittee and
proposed transferee(s). Thus, this
provision makes possible multiparticipant or programmatic
arrangements in which FWS can issue
an ESA or Eagle Act permit to a single
permittee who can then transfer the
authority of that permit to one or more
transferees with the approval of the
FWS. Currently, paragraph (c) allows for
the transfer of Safe Harbor and
Candidate Conservation Agreements
with Assurances, but only in the case of
the transfer of lands subject to such
agreements. The change made to 50 CFR
13.25(b) would allow transfer in
additional circumstances by allowing
the holder of an Eagle Act permit or a
permit authorizing a programmatic Safe
Harbor or Candidate Conservation
Agreement with Assurances to transfer
such permit to individual qualifying
property owners, subject to FWS
approval.
Permit Application Processing Fee and
Administration Fee
This rule also amends the schedule of
permit application processing fees set
forth at 50 CFR 13.11 by substantially
increasing the fees to be charged for
processing applications for
programmatic permits for incidental
take of bald or golden eagles. However,
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Federal, State, tribal, and other
governmental agencies are exempt from
the requirement to pay permit
application processing fees for any
permits issued by the Service (see 50
CFR 13.11(d)(3)(i)). This rule does not
affect that exemption.
Experience to date has demonstrated
that the current $1,000 permit
application processing fee for
programmatic permits is a very small
percentage of the actual cost of
reviewing and processing programmatic
permit applications and providing
technical assistance. With the
anticipated costs of administering the
permits, particularly those that
authorize the taking of eagles over a
decade or more, the current fee will be
insufficient to cover Service expenses.
Executive Branch agencies have been
directed to recover costs for providing
special benefits to identifiable recipients
(https://www.whitehouse.gov/omb/
circulars _a025). Recovered costs would
include those for working with
applicants, assessing permit
applications, and undertaking
monitoring associated with each permit.
The increased application processing
fee reflects the estimated cost to the
Service of developing a management
plan for monitoring the effectiveness of
the terms and conditions of the permit.
Most of the costs to the Service will
occur during the development and
initiation of projects. The application
processing fee combines both the costs
of working with the applicant prior to
submitting a permit application and
processing the application. We estimate
the cost of processing an eagle take
permit application to be approximately
$36,000. Accordingly, we establish a
$36,000 permit application processing
fee for a programmatic permit. We may
not approve all permit applications. As
with other permits issued by the
Service, we will not refund the
application processing fee unless the
application is withdrawn before we
have significantly processed it (50 CFR
13.11(d)(i)).
To recover costs to the Service for
monitoring and working with the
permittees over the lives of the permits,
we also will collect a permit
administration fee of $2,600 upon each
5-year review of a permit. Therefore, the
total administration fees range from
$2,600 for a permit with tenure of 5
years to $15,600 for a 30-year permit.
We typically assess a fee for
processing substantive amendments to
permits during the tenure of a permit.
For all programmatic permits, regardless
of duration, the amendment processing
fee will be $1,000, and the fee for
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processing the transfer of a
programmatic permit will be $1,000.
For some ongoing activities, such as
the operation of some types of
infrastructure, there is a possibility that
one or more eagles will be taken during
the lifetimes of the activities, but take is
unlikely. In such cases, we expect many
project proponents will not feel
compelled to apply for a permit.
Alternatively, some developers may
seek the security provided by a permit
if an eagle is killed or injured. This rule
establishes a separate fee category for
‘‘low-risk’’ projects. This category is
based on the concept we introduced in
the proposed rule as ‘‘small-impact.’’ A
number of commenters thought that
term was confusing, so we are replacing
it with ‘‘low-risk.’’ The idea behind the
‘‘low-risk’’ category is to substantially
reduce permit application processing
fees for projects that we can identify,
without committing substantial staff
resources, as likely to have minimal or
no impacts to eagles even though take
is possible over the lifetime of the
project. Because applications for these
projects will require significantly less
work for us to evaluate, we are
establishing a permit application
processing fee of $8,000 for ‘‘low-risk’’
projects. The administration fee for
these permits is $500 every 5 years.
Under ‘‘low risk’’ scenarios, the
reduced costs to the Service result from
a variety of factors, including the fact
that the project proponent, rather than
the Service, must document the low risk
to eagles, and that there is no need to
develop a robust adaptive management
framework for a long-term permit. In
contrast, if a reliable model indicates
that the project will take even one eagle,
the workload of the Service will
substantially increase.
In our April 2012 proposed
rulemaking for these regulations, we
proposed a permit application
processing fee of $5,000. The $8,000 fee
we are codifying today is necessary to
capture what we estimate to be the cost
of providing technical assistance to lowrisk project developers and reviewing
and verifying the data they provide in
the permit application to ensure that
they meet the criteria for low-risk
permits.
There are potential benefits to eagles
from issuing permits in situations in
which take is unlikely, because such
‘‘low-risk’’ permits will require
monitoring and reporting (although less
than is required for typical long-term
programmatic permits), providing us
with additional data on eagle use of the
project areas and potential impacts of
the permitted activities.
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To qualify as ‘‘low-risk,’’ the
applicant must use models and
predictive tools that we have approved
to demonstrate that take is expected to
be less than 0.03 eagles per year (or less
than one eagle over 30 years). This rule
establishes the following regulatory
definition of ‘‘low-risk,’’ which will be
codified at 50 CFR 13.11(d)(4): ‘‘Lowrisk’’ means a project or activity is
unlikely to take an eagle over a 30-year
period and the applicant for a permit for
the project or activity has provided the
Service with sufficient data obtained
through Service-approved models and/
or predictive tools to verify that the take
is likely to be less than 0.03 eagles per
year.
Responses to Comments
Comment: Extending programmatic
permit tenure to 30 years contradicts the
Service’s statement in the Federal
Register notice for the 2009 regulations
that it should not issue permits for
periods longer than 5 years ‘‘because
factors may change over a longer period
of time such that a take authorized
much earlier would later be
incompatible with the preservation of
the bald eagle or the golden eagle.’’
Response: The Service believes that
the 5-year limitation on the duration of
BGEPA permits is an unnecessary
impediment for activities or projects
that will last more than 5 years. By
extending the duration of permits we
expect to have more entities apply for
permits and thereby work with our
biologists to avoid and minimize and
compensate for eagle impacts. Adaptive
management elements that will be built
into permits and our 5-year evaluations
provide the Service with the ability to
manage the permits to ensure adequate
mitigation is provided by permittees to
offset predicted detrimental impacts to
eagles throughout the life of the permit.
The Service retains the discretion to
issue a permit for a term of less than 30
years, as appropriate.
Comment: The ability to predict and
plan over a 30-year period is extremely
limited because many factors that affect
eagles and eagle populations will
change considerably over 30 years. And
the uncertainties regarding the
population trajectories of golden and
bald eagles are too great to justify
issuing 30-year programmatic permits.
The Service does not have sufficient
data about current populations of
golden eagles, much less 30 years from
now. Changes in adult survival can
disproportionately influence population
growth as compared to changes in birth
rates. Population declines can occur
very rapidly, particularly relative to the
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slow response time of government and
particularly in light of climate change.
Response: The adaptive management
elements that will be built into permits,
along with our 5-year evaluations,
provide the Service with the ability to
manage the permits to ensure adequate
mitigation is provided by permittees to
offset detrimental impacts to eagles
throughout the life of the permit.
Comment: Cumulative impacts from
wind power on eagles are highly
uncertain as there have been no largescale studies on either a regional or
national level. In addition to direct
mortalities, cumulative impacts from
loss of habitat may be significant and do
not seem to be accounted for in the
regulations or the Service’s draft Eagle
Conservation Plan Guidance. What
would happen if the Service needed to
decrease regional take thresholds and
existing 30-year take permits put
permittees over the threshold? If
cumulative impacts prove to be
unsustainable for eagles, how would the
Service decide which permits to
suspend or revoke?
Response: Under the terms of the
2009 permit regulation and associated
EA, eagle take permits that exceed take
thresholds for the affected regional eagle
management units, either singly or in
combination with other analyzed forms
of take, must require that the eagle take
be offset so that there is no net loss to
the breeding population. Take
thresholds may be adjusted up or down
over time based on the changing status
of eagle populations. If a take threshold
is lowered, resulting in a programmatic
eagle take permit exceeding the new
threshold, the Service will work with
the permittee to implement additional
measures to avoid and minimize take
and implement compensatory
mitigation pursuant to the adaptive
management process. The permittee
may be able to undertake additional
conservation measures in the form of
operational changes or compensatory
mitigation. If there are multiple permits
within the affected eagle management
unit, each permittee would have to
implement or contribute in proportion
to additional mitigation.
Comment: Golden eagles could
require ESA listing during the next 30
years. How does the Service plan to
address the following three questions?
(1) If the golden eagle (or either
species) were listed as a threatened or
endangered species, and a wind energy
developer then later sought to construct
a facility on private land that might
result in eagle take, which permits
would the developer need to obtain to
avoid liability for incidental take: An
incidental take permit (ITP) under the
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ESA, a programmatic take permit under
the Eagle Act, both permits, or a
combined single permit?
(2) If a developer were issued an Eagle
Act programmatic permit for a wind
facility on private land, and the golden
eagle (or either species) were then later
listed as a threatened or endangered
species during the life of the permit,
would the existing programmatic take
permit exempt the permittee from the
take prohibition under the ESA or
would the permittee need to apply for
an ESA Section 10 ITP to avoid
liability?
(3) If the permitted facility in (2) had
a federal nexus at the time the Eagle Act
programmatic permit was issued (e.g.,
the project required fill of wetlands and
a 404 permit issued by the Federal
Government), would an ESA Section 7
consultation be required at the time of
listing with respect to the eagle species
covered by the programmatic permit?
Response: If golden or bald eagles are
listed as threatened or endangered
under the ESA, a project proponent or
operator should evaluate the risk to the
listed species, and, if appropriate, apply
for an incidental take permit under the
ESA. ESA incidental take permits also
constitute Eagle Act permits as provided
by 50 CFR 22.11(a). With regard to (2),
if the project was already permitted
under the Eagle Act, and the eagle was
then listed under the ESA, the permittee
would not need additional authorization
under the ESA because § 22.11(b)
provides that a permit is not needed
under ESA regulations if the activity has
been permitted under Eagle Act
regulations. In response to (3), a section
7 consultation would be required at the
time the eagle was listed under the ESA
if there was an ongoing Federal action
that affects the species. Many wind
projects are currently obtaining ESA
incidental take authorization for listed
species under section 7 consultations. If
the Service were to list golden or bald
eagles under the ESA, project operators
could seek similar coverage for listed
eagles.
Comment: The 30-year permit tenure
shifts the burden to the Service to show
that additional mitigation measures are
necessary. The criteria for renewal of a
permit (which an applicant must
demonstrate) are more stringent and
thorough than criteria for amendment or
suspension (which the Service must
demonstrate). To renew a permit, the
applicant must show that it has
incorporated the latest scientific and
technological information into its
activities and that take continues to be
unavoidable, whereas, under the
proposed rule, no changes will be made
to permitted activities unless the
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Service is able to demonstrate such
changes are necessary to safeguard eagle
populations. For 5-year permits, the
project proponent, who has the
resources to gather the necessary
information and a critical need to do so,
is charged with regularly gathering and
presenting that information in order to
secure permit renewal. Under a 30-year
permit, inertia, scarce resources, and the
press of other work may mean that the
permit stands unexamined or is
cursorily reviewed.
Response: The Service has
determined that, by incorporating
adaptive management elements into
permits and conducting 5-year reviews,
the agency can effectively manage the
permits in a manner that will offset
detrimental impacts to eagles
throughout the life of the permit. To
offset the use of agency resources, the
Service will collect a permit
administration fee of $2,600 for each 5year review.
Comment: The Service should
consider creating a ‘‘provisional permit’’
that could be issued for the 30-year
period, with concurrent full permits
issued for 5-year periods therein. This
could provide a somewhat streamlined
process for full permit renewal at 5-year
intervals, but would require thorough
review of permit conditions with
respect to current population levels,
mortality rates, and cumulative impacts.
The burden of proof would remain with
the permittee to prove that the project
meets the criteria for renewal.
Response: We considered this idea,
but rejected it because it would require
significant additional resources for the
Service and it would not provide project
developers the certainty provided by a
permit for the anticipated project life.
By implementing the comprehensive
adaptive management program
described in this final rule, the Service
can work with project operators to
manage their activities in ways that
meet our eagle conservation mandates.
Comment: A 30-year permit would
decrease opportunities for public
stakeholder involvement because
decisions on issuance and reissuance
are subject to NEPA analysis and tribal
consultation.
Response: Leaving the 5-year
maximum permit term in place would
have allowed for additional public and
Tribal comment during the NEPA
process for each of the multiple permit
applications the Service would have
evaluated for an activity expected to last
decades. However, the NEPA analysis
that we will undertake before issuing a
longer-term permit will thoroughly
analyze long-term effects of such
permits with input from the public. One
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of the central objectives of this
regulation is to provide more certainty
to project developers for the operational
life of a project. With the inclusion of
the 5-year review provision, we believe
this final regulation strikes a good
balance between providing that
certainty and ensuring that eagles
continue to be protected as they are
under shorter-term permits.
Comment: A 30-year permit is not
necessary for long-term wind energy
projects because the timeframe of
investment and financing for wind
energy projects is relatively short. The
Service does not cite any documentation
that the 5-year permit is incompatible
with development of renewable energy.
Response: Wind developers have
informed the DOI and the Service that
5-year permits have inhibited their
ability to obtain financing, and we
changed the regulations to
accommodate that need while
protecting eagles. Moreover, we may
issue permits with shorter terms than
the allowable 30-year maximum tenure,
when appropriate.
Comment: Extended permit tenure
should occur only if the total amount of
authorized take remains the same as it
would be under 5-year permits.
Response: Because long-term permits
will be for projects that will be
operational for more than 5 years, we
assume this commenter meant that a 30year permit should not authorize more
take than would be authorized under a
series of 5-year permits. The adaptive
management elements that will be built
into permits, along with our 5-year
evaluations, will ensure that the total
amount of authorized take will remain
the same under the extended permit
tenure as it would be under a series of
5-year permits and will remain
compatible with the preservation of
eagles.
Comment: If additional conservation
measures in the 30 years a permit is
valid would be required as frequently as
permit changes would be required upon
renewal of 5-year permits—that is, if the
30-year permits will be as effective in
the requirement to protect eagles—then
moving to 30-year permits provides
industry with no greater certainty.
Response: The final regulations strike
a balance between providing certainty to
project proponents by extending permits
to up to 30 years, and ensuring that the
Service maintains the oversight and
tools it would have at its disposal to
protect eagles with a series of 5-year
reviews of permits.
Comment: A 30-year permit tenure
(along with permit transferability to new
owners) will weaken the Service’s
ability to investigate and prosecute
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violations because each subsequent
owner (and new permittee) will enjoy a
grace period before any action is taken.
Response: We have long encouraged
industries to employ ‘‘best practices’’
aimed at minimizing and avoiding the
unpermitted take of protected eagles
and other migratory birds. Each
investigation presents unique factual
and evidentiary factors. Therefore, this
regulation is consistent with the general
Service policy of providing notice,
encouraging compliance, and offering
an opportunity to correct before
pursuing charges against a permittee.
Service agents refer for prosecution in
instances of takes that occur after the
responsible party becomes aware of the
condition or practice causing the take
and fails to remedy it. Unless a notice
would compromise an investigation, the
Service notifies the company or
individual of the issue(s) relating to the
take of eagles and provides the company
or individual an opportunity to take
remedial action to halt and/or minimize
the take. Where possible, we work with
the company or individual to facilitate
communication of appropriate guidance
to help eliminate any future take of
eagles. We also document the relevant
actions taken, or not taken, by the
company or individual following notice.
Comment: A 30-year permit tenure
will not be long enough for some wind
facilities. The Service should state that
the permit renewal should be—just like
ESA section 10 permits—automatic.
Response: Permit renewal for ESA
section 10 permits is not automatic.
Renewal of a permit is an issuance of a
new permit, and all issuance criteria
must be met. We believe the 30-year
permit tenure will provide sufficient
long-term certainty for project
proponents (who will have the option of
renewing their permits as long as the
projects continue to meet permit
issuance criteria).
Comment: Many utilities have
maintained long-term Avian Protection
Plans (‘‘APPs’’) that proactively address
concerns relating to avian mortality.
Implementation of APPs has been
advantageous, allowing for a
cooperative model to address concerns,
rather than through a more rigid
permitting scheme that adds cost to
avian protection activities. If necessary,
the Service could issue Letters of
Authorization for take at facilities with
APPs. It is important to ensure that
development and implementation of
APPs remains a viable option to address
the same concerns that a 30-year
programmatic permit would address.
Response: An Avian Protection Plan
(APP) is a voluntary good-faith effort to
protect and conserve migratory birds,
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including eagles, by reducing the risk of
and damage from avian interactions
with power lines, wind turbines, or
other infrastructure. APPs are developed
by companies, sometimes in
consultation with the Service or other
government agencies. They are designed
to target the risks that are present at the
particular utility or infrastructure. APPs
focus on preventing avian mortality by
identifying areas of high bird use and
establishing protocols for retrofitting
equipment and/or modifying operations
to protect avian species. The plans
include monitoring and reporting
protocols for documenting avian
interactions for purposes of adaptive
management and further reduction of
hazards to birds.
Lower risk to birds generally
correlates with greater reliability for the
operations of the utility or other facility.
By reducing avian mortalities,
implementation of APPs also will
reduce the facility’s liability under the
MBTA and the Eagle Act. For all those
reasons, the Service strongly encourages
development of APPs. However, an APP
is not an authorization for any take that
still occurs despite the APP. In most
cases, facilities that are operating under
well-designed APPs should find the
eagle take permitting process more
expedient. They also will generally need
to implement fewer additional
conservation measures as permit
conditions.
Comment: There is language in the
proposal that a permit is not necessary
if there will be no impact; however, ‘‘if
any take will occur, a permit is
necessary.’’ This language suggests that
all forms of existing and future eagle
take will require permits.
Response: Take of bald and golden
eagles is illegal under the Migratory
Bird Treaty Act and the Eagle Act. To
remove liability for take under both
statutes, a permit is needed. The
language referenced by the commenter
reads: ‘‘If there will be no impact, a
permit is not necessary or appropriate.
However, if any take will occur, a
permit is necessary to avoid violating
the Eagle Act and developers and
operators of small-impact projects may
wish to seek the coverage provided by
a programmatic permit . . .’’
Comment: Eagle take permits should
be required before construction for all
projects located in eagle habitat.
Existing facilities should be required to
apply for take permits, share existing
data, and begin surveys using similar
protocols as newly permitted facilities.
Response: The Eagle Act does not
directly regulate otherwise legal
activities that may result in the take of
an eagle. Certain effects of otherwise
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lawful activities, such as construction
and operation of wind facilities, can
result in actions that are prohibited
under the Eagle Act, such as
disturbance, injury, or killing of eagles.
Accordingly, eagle take permits do not
authorize construction or operation of a
facility, per se, and are not required to
construct or operate such facilities.
What the permit authorizes is eagle take
that may result from the construction or
operation. It is the responsibility—and
choice—of the developer, operator, or
landowner to seek a permit and avoid
liability for such take. However the
Service encourages all entities with a
project that has a potential to
incidentally take eagles to obtain an
eagle take permit prior to undertaking
activities that could result in such takes.
Comment: The Service should make
long-term permits available to existing
facilities that began operations prior to
2009, even though opportunities for
avoiding take are more limited. These
facilities represent an opportunity to
explore post-construction avoidance,
minimization, and mitigation
techniques.
Response: Eagle take permits are
available to facilities that were operating
prior to 2009. We anticipated that many
such facilities would seek and obtain
these permits. To date, the Service has
received few eagle take permit
applications from operating wind
energy facilities.
We stated in the 2009 final rule
implementing the regulation (74 FR
46836) that, because the requirements
for obtaining programmatic take
authorization are intended to reduce
take, the take authorized by
programmatic permits for activities
ongoing prior to 2009 will neither be
subtracted from regional thresholds, nor
will it be subject to the prioritization
criteria. The reductions in take that
result from implementation of new
measures to reduce take from ongoing
activities under programmatic permits
may allow the Service to increase take
thresholds and make additional permits
available for other activities likely to
result in take.
Comment: Extension of permits for
industry to 30 years prioritizes
commercial activities over tribal
cultural and religious needs because it
will allow industry to take a larger,
disproportionate number of eagles,
while tribal members will be subject to
the same limits imposed by the existing
permit system. Issuing 30-year
programmatic permits could de facto
change the priority order for who
should receive eagle take permits
established by the 2009 regulations.
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Response: In the ‘‘eagle take rule’’ (50
CFR 22.26(4)), the Service identified a
priority order for eagles available to be
taken under permit as (in priority
order): (1) Safety emergencies; (2) Native
American religious use for rites and
ceremonies that require eagles be taken
from the wild; (3) renewal of
programmatic take permits; (4)
nonemergency activities necessary to
ensure public health and safety; and (5)
other interests. Under the eagle take
rule, before we issue a permit we must
find that issuance of the permit will not
preclude issuance of another permit for
an interest of higher priority. On a
regional scale, issuance of 30-year
permits should not change the
availability of eagles for higher
priorities, such as Native American
religious use. Each long-term permit
must meet the criterion that it is
compatible with the goal of maintaining
stable or increasing breeding
populations of both species of eagles.
Therefore, these long-term permits will
not decrease eagle populations within
eagle management units, and requests
from higher priority applicants should
not be affected.
Comment: Will 30-year permittees be
required to comply with new laws or
regulations that might be put into effect
during the permit tenure?
Response: Unless laws or regulations
contain provisions excluding certain
persons or organizations, the provisions
of such laws and regulations apply to
all.
Comment: The regulations should
restrict permits for long-term, industrialscale projects to applicants who have
conducted comprehensive preconstruction monitoring using rigorous
methods endorsed by the Service.
Response: The regulations do not
specify the precise methods applicants
must use to conduct pre-construction
monitoring. However, for purposes of
wind energy development, the Service
has developed the voluntary Wind
Energy Guidelines and Eagle
Conservation Plan Guidance, both of
which provide detailed guidance on
monitoring methods and data that
would be useful to assess risk of project
operations to eagles, other migratory
birds, and wildlife. Much of this
guidance would be applicable for other
industries as well. Permit applicants do
not have to follow this guidance, but
their data should meet an equal level of
rigor to allow us to assess impacts on
eagles.
Mitigation and Adaptive Management
Comment: The Service is on record
stating that it knows of no measures to
reduce take at wind energy facilities
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(once sited and operational). The only
proven method to reduce mortalities is
to remove or decommission turbines.
Therefore, what mitigation measures
can the Service actually incorporate as
conditions for adaptive management
under these permits? Any measures to
reduce take that are demonstrably
effective should be required already as
conditions of a programmatic take
permit, and should not be classified as
‘‘additional.’’
Response: The preamble to the 2009
permit regulations envisioned the
Service and industry working together
to identify and evaluate possible ACPs.
The process of ACP development for
wind-energy facilities has been
hampered because there has been little
standardized scientific study of
potential ACPs. Such information can
best be obtained through experimental
application of ACPs at operating
facilities with eagle take permits.
Considering the pressing need to
develop ACPs for wind-energy facilities,
the Service believes that the best course
of action is to work with industry to
develop ACPs for wind projects as part
of the programmatic take permit
process. Under this scenario, a project
developer or operator will still be
expected to implement any reasonable
avoidance and minimization measures
that may reduce take of eagles at a
project. However, the Service and the
project developer or operator will
discuss and agree on other site-specific,
and possibly turbine-specific, factors
that may pose risks to eagles and
potential future ACPs that might reduce
or eliminate those risks. Unless the
Service determines that there is a
reasonable scientific basis to implement
prospective ACPs up front, potentially
costly measures may be deferred until
such time as there is eagle take at the
facility and the circumstances and
evidence surrounding instances of take
or risk of take suggest the prospective
ACPs are warranted. This agreement
would be specified as a condition of the
programmatic eagle take permit.
If eagle take is confirmed through
post-construction monitoring,
developers or operators would be
expected to implement the potentially
effective experimental ACP(s) and to
monitor future eagle take relative to the
ACP(s) as part of the adaptive
management process. As the results
from monitoring experimental ACPs
across a number of facilities accumulate
and are analyzed as part of the adaptive
management process, scientific
information in support of certain ACPs
may accrue, whereas other ACPs may
show little value in reducing take. If the
Service determines that the available
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science demonstrates an experimental
ACP is effective in reducing eagle take,
the Service will approve that ACP and
require its implementation when and
where warranted.
Comment: The regulations need to be
much clearer about when adaptive
management measures will be required;
the proposed rule states that the
permittee will be required to undertake
additional measures in the event that
take exceeds predicted levels or if new
information indicates that such
measures are necessary to protect eagles.
Trigger mechanisms and mid-course
changes must be unambiguously
identified prior to permit issuance. Will
additional measures be required of
project proponents to address
unforeseen circumstances? Will
permittees be required to implement
measures that were not considered at
the outset and, therefore, were not
specifically included as conditions of
the permit?
Response: See our response to the
previous comment. Also, the triggers
that would initiate operational response
will be described in each permit. The
triggers will be project specific, and
should address potential risks
associated with the project. Triggers
may include exceeding a set number of
eagle fatalities, eagle use exceeding a set
threshold, fatalities confirmed at a
particular turbine or set of turbines
identified as potentially risky,
occupancy of a particular eagle nest site,
or other measures.
Comment: Adaptive management
must be ‘‘active adaptive management.’’
Experimental variation in technology
would need to be required at the outset.
The trigger for implementing additional
measures cannot depend on evidence of
the effectiveness of the measures, since
that evidence has not yet been collected.
In order to comply with the regulations
for programmatic permits, which
require take to be unavoidable, the
Service must be able to require
implementation of new technologies
that become available during the life of
the permit.
Response: As a general matter, we do
not agree that project developers should
be required to undertake experimental
measures when the efficacy of such
measures has not been demonstrated.
However, Section 22.26(h)(2) of this
regulation provides that the Service
may, as part of the 5-year review
process, require that permittees
implement ‘‘additional conservation
measures as described in the permit.’’
Thus, the Service has the discretion to
condition permits to require
implementation of ACPs that become
available during the life of the permit.
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In addition, if the Service determines
that the available science demonstrates
an experimental ACP is effective in
reducing eagle take, the Service will
approve that ACP and require its
implementation upfront on new projects
if warranted.
Comment: The rule does not provide
sufficient predictability for wind
developers because it does not contain
‘‘No Surprises’’ assurances. Any
additional mitigation measures that may
be required must be specifically
identified up-front as permit conditions.
Requiring the best-available techniques
is too stringent, as these may be overly
complex, costly, and untested. If
measures cannot be specifically predefined, there needs to be a cost cap
above which developers will not have to
pay. The proposed rule would provide
permit holders with no assurances that
unanticipated, overly burdensome
mitigation measures will not be placed
on them or that the authorized level of
take will be reduced whenever the
Service deems that new scientific
information calls for additional
conservation measures. The lack of cost
certainty throughout the life of the
permit will significantly impact the
wind energy industry. Without ‘‘No
Surprises’’ assurances, potential
investors will be very conservative in
their assumptions, thereby inhibiting
funding.
Response: Provision of ‘‘No
Surprises’’ assurances is beyond the
scope of this rulemaking. However the
adaptive management process is
intended to remove the possibility of
any surprises by clarifying where and
when additional measures would apply
and what factors would trigger these
measures. Under the Eagle Act, permits
must be compatible with eagle
preservation. If eagle populations
decline because of cumulative take or
other environmental causes, we believe
that a single permittee should not bear
the cost of all additional conservation
measures and/or reductions in
authorized take that may be needed to
stabilize the eagle population;
additional actions and costs would be
proportionately dispersed among
permittees depending on the degree to
which their activities impact eagles
within the eagle management unit.
Comment: Language used in the
proposed rule indicates that the U.S.
Fish and Wildlife Service can alter the
terms of the permit at its discretion or
revoke the permit if the activity is not
compatible with the preservation of the
eagle. The language seems to indicate a
decline in eagle populations could
cause the Service to alter or revoke a
permit even if the permittee was
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following all stipulations of the permit.
How does this provide an incentive to
a utility to obtain a take permit and
invest in additional protection or
mitigation programs?
Response: The comment refers to the
Service’s regulatory authority under the
general permit regulations at 50 CFR
Part 13. This authority applies to all
wildlife permits issued by the Service.
Through the Eagle Act, Congress
provided the authority for the Service to
issue take permits for eagles, but only
when they are compatible with the
preservation of the bald eagle and the
golden eagle. We interpret this to mean
that the permit must adequately protect
eagles throughout the duration of the
permit, and not just on the day the
permit is issued. The general permit
regulations provide one avenue for the
Service to ensure adequate protection of
eagles through the full term of each
permit.
Comment: It is unlikely that
additional mitigation measures could
provide enough specificity to reduce
uncertainty with respect to the
proponent’s cost while still
incorporating meaningful adaptive
management.
Response: We recognize the challenge
in striking a balance between providing
certainty to project proponents and
protecting eagles. However, we do not
agree that the provisions being
promulgated in this rule create or
increase the difficulty in reconciling the
two objectives. Whether permits are
issued for 5-year terms and then
renewed (or not renewed), or the
permits are issued for up to 30 years but
reviewed every 5 years, the tension
between providing proponents of
longer-term projects certainty and
protecting eagles would exist.
Comment: Additional mitigation
measures should be required only if an
eagle population is declining at the
national, rather than at the local or
regional level, since smaller populations
are inherently more vulnerable than the
entire species.
Response: On the basis of the analysis
conducted in the final environmental
assessment supporting promulgation of
the 2009 eagle permit rule, we
committed to managing eagles under all
eagle permits at the scale of the regional
eagle management units. Even at this
scale, several State fish and wildlife
agencies expressed concern about the
possibility of harming eagle populations
at finer scales. Accordingly, we will
continue to assess the effects of our
permits on eagle populations at regional
and local-area population scales.
Comment: Adaptive management
should be designed to respond to
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environmental and demographic
changes at the population,
subpopulation, and metapopulation
scales.
Response: We agree and intend to use
adaptive management to respond to
changes at each of these scales, to the
degree we can detect changes.
Comment: With Federal budgets in
decline, it seems doubtful the Service
will have the staff, tools, mechanisms,
and resources needed to implement
adaptive management.
Response: The Service and other
Federal agencies face challenges in
carrying out their missions in the face
of shrinking budgets. However, the eagle
conservation and permitting program is
a Service priority. Accordingly, the
Service based our revised fee schedule
on our estimate of staff time necessary
to process permit applications, review
monitor reports, and engage in adaptive
management discussions.
Comment: The current level of
oversight the Service anticipates
performing for long-term permits is
grossly insufficient. The Service
estimates that only 35 hours of agency
time would be needed to visit facilities
and evaluate impacts of permitted
activities over 30 years.
Response: The estimate for postissuance oversight for each 30-year
permit, which we published in our
proposed rule, is not 35 hours. That was
the estimate for the average amount of
time we expect to spend on site visits
(not including potential law
enforcement investigations). In addition
to potential site visits, which we do not
expect will be required for many
permits, our estimate also includes an
additional estimated 140 hours to
monitor annual reports and an
additional 76 hours to evaluate impacts
for purposes of implementation of
adaptive management measures.
Comment: Compensatory mitigation
should be required only for actual,
rather than predicted take, and thus
should be assessed only as take occurs.
There is evidence that eagles may be
able to learn to avoid turbine blades;
thus by calculating the risk of eagle take
through a formula that does not account
for eagle avoidance of blades, and then
requiring compensatory mitigation to
completely offset that level of assumed
take, the Service sets the compensatory
mitigation level too high and requires
compensation for ‘‘phantom’’ take that
may never occur. There should be a
process for refunding or crediting
compensatory mitigation funds if the
actual take is less than predicted.
Response: We will assess
compensatory mitigation in 5-year
increments, regardless of permit tenure.
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At the end of the first 5-year period,
actual take will be compared with
predicted take, and if actual take is
different, adjustments may be made.
One adjustment could be using the
actual fatality rate to update the
predicted fatality rate for future years.
We are not aware of published
evidence that eagles learn to avoid
turbine blades, but if such learning
occurs it should be apparent in lowerthan-predicted fatality rates over time.
As such, this behavior would likely be
accounted for in the adjustments
between predicted and observed fatality
rates for each permitted project.
Comment: It is unclear to what degree
the status of an eagle population will be
attributed to the take associated with a
given project.
Response: The Service is working
with the U.S. Geological Survey (USGS)
to refine and improve population
models for eagles that will better enable
us to model and predict effects of
authorized take on eagle populations.
We do not anticipate being able to
directly detect population-level
responses to individual projects because
it is not currently feasible to monitor
eagle populations at such a fine scale.
However, with monitoring and
assessment of cumulative impacts, we
may be able to better predict the effects
of authorized take.
Comment: If changes to the permit
terms and conditions are expected by
the Service during the pendency of the
permit, the permittee should be
provided as much advance notice as
possible to plan and budget for potential
changes in mitigation requirements.
Periodic meetings (e.g., annually)
between the permittee and the Service
would be appropriate to ensure that
both parties are informed on any
potential issues or concerns.
Response: The Service will make a
good faith effort to keep permittees
informed of factors that may affect their
permits.
Comment: All mitigation measures
should be independently monitored to
ensure they are successful.
Response: As far as onsite mitigation,
intensive, targeted monitoring will be
required when necessary to determine
the effectiveness of conservation
measures and ACPs implemented to
reduce observed fatalities. For offsite
mitigation, the Service does not have
the resources to monitor all mitigation
measures or the budget to hire a third
party to do so. However, we will
evaluate a large enough sample to
ensure that such measures produce the
expected outcomes.
Comment: The Service should
consider developing some form of
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partnership or other mechanism to
facilitate the pooled mitigation needs of
project developers and to support the
ongoing research that will be necessary
to test mitigation techniques and verify
their utility.
Response: We are open to considering
partnerships and other mechanisms to
identify efficiencies for mitigation at
specific projects, explore opportunities
to achieve large-scale eagle habitat
conservation, and support additional
research into mitigation techniques.
Also, because permittees will be
required to monitor and report the
effectiveness of experimental mitigation
techniques, the permit program itself is
an opportunity to test such measures.
Rulemaking Process
Comment: The decisions on issues set
forth in the ANPR that was published
concurrently with the proposed rule to
extend permit tenure are prerequisites
to any decision on permit duration and
should be addressed concurrently.
Response: We agree that many of the
issues addressed in the two rulemaking
initiatives are closely related. However,
we believe the issue of extending the
permit duration is sufficiently
independent from and more time
sensitive than the issues highlighted in
the ANPR to move forward with this
final rule at this time. Further, the
extension of the permit duration
provides more certainty to developers of
clean energy projects. We intend to
revisit the issues addressed in the ANPR
in a future proposed rule.
Comment: Making this rule change
without tribal consultation, as is
described by the Federal Register
notice, contradicts the Department of
the Interior’s renewed commitment to
consultation as set forth in new DOI
guidance.
Response: This is a technical
amendment to our regulations. It merely
extends the approved duration of a
permit from 5 to 30 years. The Service
has recently invited tribes across the
Nation to consult with us on several
eagle conservation and management
matters including possible additional,
substantive revisions to the 2009 eagle
rule. We will also invite consultation
with any tribes that may be directly
affected by individual permit
applications
Comment: Traditional Ecological
Knowledge (TEK) about eagles should
have been sought. Tribes have unique
insights into ecosystem management
and have worked in partnership with
the Service in the past to ensure that
TEK is incorporated into management
plans, including for threatened and
endangered species, forests, fisheries,
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range, and fire management.
Incorporation of TEK has ensured that
land management policies do not
jeopardize species habitat and the
continued existence, preservation, and
recovery of endangered and threatened
species.
Response: We will consult with tribes
and seek TEK on individual projects as
appropriate.
Comment: The Service should more
closely involve the States in the
planning process rather than listening
only to the permitted public. Wildlife
management in many States is heavily
affected by the regulatory actions of the
Service.
Response: We will coordinate with
States in both the revision of the eagle
rule and on individual project
applications. States are also welcome to
provide comments during the public
comment period for any of our proposed
rules.
NEPA
Comment: When an agency decides to
apply a categorical exclusion and
foregoes preparation of an
environmental assessment (EA) or
environmental impact statement (EIS), it
is required under NEPA to adequately
explain its decision, but the Service has
not done so.
Response: We believe that the
determination to apply a categorical
exclusion to this administrative action
was adequately explained in the
proposed rule. The basis for applying
the categorical exclusion is explained in
further detail in the Required
Determinations section of this final rule
and in our responses to additional
NEPA-related comments below.
Comment: The proposed rule changes
are more than ‘‘administrative’’ in
nature and so do not fall under the
NEPA categorical exclusion invoked by
the Service. Real, significant, and
cumulative biological impacts will
result if the proposed regulatory
changes are implemented.
Response: We received several
requests for clarification from
commenters regarding our reliance upon
the Department of the Interior
categorical exclusion, 43 CFR 46.210(i),
and have revised our explanation in
light of these comments. Our revised
explanation is presented here, as well as
below in the Required Determinations
section. First, the categorical exclusion
upon which we are relying excludes
from further NEPA analysis ‘‘Policies,
directives, regulations, and guidelines:
that are of an administrative, financial,
legal, technical, or procedural nature; or
whose environmental effects are too
broad, speculative, or conjectural to
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lend themselves to meaningful analysis
and will later be subject to the NEPA
process, either collectively, or case-bycase.’’ The provisions of this rule are
administrative or financial in nature,
and therefore, subject to the first part of
this categorical exclusion. For instance,
the implementation of a new fee
schedule, the adjustments to the permit
transfer and right of succession
requirements, and the reduction of the
administrative burdens and duplication
of effort represented by the extension of
permit duration to a possible 30-years,
instead of the current 5-year limit,
under which proponents of longer-term
projects must apply for, and the FWS
review permits more frequently.
More importantly, however, the
extension of the allowable permit
duration from 5 to 30 years is subject to
the second part of this categorical
exclusion because it will be broadly
implemented. Issuance of a permit of
whatever duration for take of eagles
requires compliance with NEPA.
Extending the permit tenure from 5
years to 30 years will not cause
environmental effects that lend
themselves to meaningful analysis;
instead, the effects of the permit tenure
will be addressed on a case-by-case
basis. A 50 CFR 22.26 eagle permit must
contain permit conditions and be
supported by an appropriate NEPA
analysis that ensure the underlying
project or action will continue to meet
regulatory requirements, and that any
take meets the Eagle Act’s preservation
standard throughout the entire duration
of the permit, whether it is 5 years or
30 years. A permit with a duration of 30
years is, thus, likely to contain more
conditions than a permit with a
duration of 5 years to ensure continued
compliance over the longer time span,
including conditions that incorporate
adaptive management principles, and be
supported by appropriate NEPA
analysis in the context of adaptive
management as directed by 43 CFR
46.145 to account for reasonably
anticipated changed circumstances.
Additional conditions may include
specific mitigation measures, possibly
including additional compensatory
mitigation requirements, that are
triggered if actual take caused by the
project exceeds anticipated take or to
account for a reduction in local or
regional eagle populations. Moreover, if
such conditions prove inadequate at any
time, the Service is authorized to amend
permits as necessary under both
paragraph (c)(7) of 50 CFR 22.26—
establishing that the Service may amend
and even revoke permits as necessary to
safeguard eagle populations—and
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paragraph (b) of general permit
regulation 50 CFR 13.23, under which
the Service may amend a permit for just
cause at any time upon a written finding
of necessity.
Finally, pursuant to 43 CFR 46.205(c),
we have reviewed our reliance upon
this categorical exclusion against the
Department of the Interior’s list of
extraordinary circumstances
(reproduced at 43 CFR 46.215), and find
that none apply to this rule.
Comment: The Finding of No
Significant Impact (FONSI) associated
with the 2009 final rule committed the
Service to measures to mitigate and/or
minimize potential adverse effects of the
2009 permit regulations, enabling FWS
to determine that the action was not a
major Federal action that would
significantly affect the quality of the
human environment, and to avoid
development of an EIS at that time.
However, most of the commitments
made in the mitigated FONSI have yet
to be undertaken. The need for an EIS
was also mitigated, according to the
FONSI, by the Service’s establishment
of conservative limits on eagle permit
issuance until additional data was
available as well as to provide issuance
of permits for take resulting in mortality
for two reasons: (1) ‘‘to reduce the
ongoing occurrences of unauthorized
and unregulated mortality contributing
to eagle losses’’ and (2) ‘‘to reduce longterm risk of take.’’ Furthermore, the
2009 final EA did not envision or
address numerous prospective permits
authorizing activities causing ongoing
and sustained eagle mortality—such as
wind development—but rather were
attempting to address historical take
from unregulated entities. Extending the
permit tenure to 30 years without
undergoing a new, comprehensive
NEPA analysis, much less carrying out
the commitments made in the 2009
FONSI, is not in accordance with NEPA.
Response: As stated above, this
rulemaking primarily alters the
maximum permit duration from 5 years
to 30 years, a change that is primarily
administrative in nature and not
anticipated to result in more than
minimal environmental impacts. The
conservative take thresholds applied to
eagle permits will continue as nothing
in this rulemaking affects either the
conservation standards in the 2009 rule
or the 2009 EA supporting it.
Environmental impacts of activities
on local or regional eagle populations
will be addressed in the NEPA analysis
of direct, indirect, and cumulative
impacts for each permitted project.
Comment: The NEPA provides that
certain extraordinary circumstances
prevent agencies from categorically
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excluding actions, and four different
extraordinary circumstances as set forth
in the NEPA regulations apply in this
case.
• There are potentially significant
effects on future protection of important
natural and cultural resources and
migratory birds (43 CFR 46.215(b)).
• Highly controversial effects (43 CFR
46.215(c)).
• Highly uncertain and potentially
significant effects becoming more
uncertain further into the future (43 CFR
46.215(d)).
• A decision in principle with
potentially significant effects (43 CFR
46.215(e)).
Response: As explained above, the
Service has reviewed our reliance upon
this categorical exclusion against DOI’s
list of extraordinary circumstances, at
43 CFR 46.215. We have found that
none apply to this final rule. The NEPA
compliance conducted in support of any
permit issuance will also address the
topics highlighted in the extraordinary
circumstances cited by the commenter.
Comment: The lack of reliable
scientific data on golden eagle
populations warrants an analysis under
NEPA.
Response: The 2009 EA
acknowledged the lack of reliable
scientific data on golden eagle
populations and set conservative
regional thresholds for annual permitted
take of eagles in light of that lack of
reliable data. The Service anticipates
that scientific data quality on eagle
population dynamics will continue to
improve and any new information and
data will be considered during the
NEPA review for future permit
determinations.
Comment: Separate, comprehensive
regulations should be developed for
wind power along with a robust NEPA
process. In the meantime, until such
NEPA analysis is conducted,
programmatic permits for wind energy
facilities should be considered interim
measures and the 5-year tenure limit
should be retained.
Response: Development of
comprehensive regulations governing
wind power development and
operations is beyond the Service’s
authority. The Service has the authority
under BGEPA to authorize take of eagles
in the course of otherwise legal
activities. The Service may develop
eagle permit regulations specifically
tailored to wind-energy projects in the
future. If the Service chooses to develop
such regulations, it will comply with
NEPA at that time and review the
anticipated impacts of such regulations.
Comment: The cost and time
associated with conducting a NEPA
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analysis for each individual permit may
be excessive, particularly when
combined with the up-front permit
application and advance payment of
administrative fees. Other permits
issued by the Service do not require
NEPA review without typical NEPAtriggering criteria. The Service should
consider conducting a programmatic
NEPA review of the permit process
rather than each permit individually.
Response: We conducted a general
NEPA review of the permit process in
2009 when we first issued new
regulations authorizing incidental take
of eagles, and established thresholds for
permit issuance. That NEPA analysis
presented a general environmental
review of the impacts of issuing permits
under all the Service’s eagle permit
regulations, including the permits
authorized by the 2009 regulations. The
purposes of NEPA may be better served
when the impacts of, and alternatives to,
specific activities authorized by permits
are considered and analyzed
individually at the appropriate time.
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Fees—Application Processing and
Administrative
Comment: There should be no permit
application and administration fees. To
the extent that the Service has either a
mandatory or discretionary duty to issue
incidental take permits, the Service
should seek Congressional
appropriations to support those
regulatory functions.
Response: Issuance of incidental take
permits is a discretionary function for
the Service. Permits are special services
with benefits that apply to specific
individuals or companies (the
permittees). Both Congress and OMB
have directed Federal agencies to
recoup the costs of permit issuance and
other special services directly from the
recipients of those permits and other
services, not through appropriations, to
prevent American taxpayers from
having to bear those costs.
Comment: The administration fee
should not be fixed because the costs
are certain to increase significantly over
30 years.
Response: Costs are likely to rise, so
the administration fee may not always
recoup Service expenditures. However,
we cannot predict exactly how much
costs will increase. Allowing for a
‘‘floating’’ fee would be difficult to
administer and could increase
administrative costs. Also, a fixed fee
provides more certainty to permittees.
Comment: An initial smaller fee
should be paid upon submission of the
permit application with the entire fee
being paid if the permit is approved.
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Response: The purpose of the
application processing fee is to cover
the costs to the Service for resources
and staff time needed to review the
application. The cost should, as much
as possible, be borne by the applicant,
not the taxpayer. For that reason, the fee
is designed to capture the full
anticipated cost of reviewing the
application, including providing
technical assistance prior to submittal of
the application. Those costs are not
necessarily higher if the application is
approved and a permit is issued.
Comment: The entire administration
fee should be collected at the time the
permit is issued.
Response: We intend to collect the
administration fee for each 5-year
interval every 5 years, as we evaluate
and certify permits. This will eliminate
the need to refund portions of an
administrative fee if a project stops
operations or if a permit is suspended
or revoked.
Comment: Fees should be at least
partially refunded if a permit is revoked.
Response: See the two previous
responses.
Comment: For some permit
applicants, the initial permit fee may
create a financial burden that could be
alleviated by spreading payments in
installments over multiple years.
Response: What the commenter refers
to as a permit fee is actually a permit
application processing fee. Because it is
intended to cover the cost of providing
both technical assistance leading up to
an application being submitted and the
review of the application, we need to
collect the fee when the application is
filed.
Comment: The large fee, in
combination with uncertainty about
what will be required, is likely to be a
deterrent to applying for a permit. There
have been no prosecutions of wind
companies for taking eagles; if there are
no consequences for taking eagles, and
the application fees will dramatically
increase, why will companies suddenly
apply for permits?
Response: Wind energy companies are
not exempt from the Eagle Act or MBTA
prohibitions against take. Though there
have been no prosecutions of wind
companies for take of eagles,
investigations are ongoing.
Comment: The Service needs to
propose the definition of ‘‘small
impact’’ for public notice and comment
before finalizing it. Further, the
definition of small impact needs to be
clearly defined and quantified in
regulation in terms of eagle take
numbers, project size, risk category, or
other relevant criteria to ensure
applicants are fully advised regarding
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the costs of permit applications as well
as to avoid future conflicts over what
permits qualify for the lower fee.
Response: Proposing a specific
definition may have been helpful for
generating comment. We received no
input during the public comment period
that would help to define ‘‘small
impact.’’ Moreover, because the term
‘‘small impact’’ was confusing, we have
replaced it with ‘‘low-risk.’’ In the
preamble, we clarify that the ‘‘low-risk’’
category is designed to substantially
reduce permit application processing
fees for projects that we can identify,
without committing substantial staff
resources, as likely to have minimal or
no impacts to eagles even though take
is possible over the lifetime of the
project.
Comment: It is unclear whether the
size standards established by the Small
Business Administration (SBA) will be
the basis for assessing small-impact
projects.
Response: No, the SBA size standards
are based on a variety of factors, none
of which impacts eagles. The idea
behind our proposed ‘‘small impact’’
project category—now called ‘‘lowrisk’’—is to reduce permit application
processing fees for projects that we can
identify without committing substantial
staff resources, as likely to have
minimal or no impacts to eagles even
though take is possible over the lifetime
of the project.
Comment: Small projects can have
large impacts, particularly cumulatively.
Application of a category for smallimpact projects, unless carefully
administered, would reduce the
Service’s oversight and ability to assess
cumulative impacts, and could be used
to avoid appropriate conservation
measures.
Response: We agree that is important
to have a sound basis for categorizing
some projects as small impact to reduce
the possibility that such projects take
more eagles than anticipated or have
large impacts cumulatively.
Accordingly, the definition of ‘‘lowrisk’’ that we are adopting is based on
the magnitude of impacts to eagles, and
the existence of sound predictive tools
to estimate the impacts.
Comment: ‘‘Small impact’’ projects
should be subject to administration fees
so the Service will have oversight to
ensure the projects are not having
greater impacts than anticipated.
Response: We agree with this
comment. Because ‘‘low-risk’’ permits
will require some monitoring and
reporting, there will be costs to the
Service as we review the reports. We
expect that most low-risk projects will
not take any eagles, but in rare cases
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when take occurs, there may be a need
to assess potential measures a permittee
can take to further reduce the likelihood
of additional take. To cover what we
anticipate to be typical post-issuance
costs to the Service, holders of low-risk
permits will be assessed an
administration fee of $500 every 5 years.
Comment: Fees collected should be
used to increase enforcement of Eagle
Act violations.
Comment: Some of the fees should be
allocated to the States to help them
defray the costs of surveys and
monitoring they do that the Service
relies on. If there are unused funds (e.g.,
if a project does not continue for the
duration of the original permit tenure),
they should be banked and distributed
to States.
Comment: The Service should
consider the cost/benefit of transferring
some of the permit administrative costs
to on-the-ground mitigation, particularly
for industries that may not be able to
front-load the permit processing and
administrative fees.
Response: The Service’s Office of Law
Enforcement is funded independently of
the Migratory Bird Program, which
promulgates and administers Eagle Act
permits and regulations. To recover the
cost of administering these permits, the
Migratory Bird Program will need to
retain the full amount of the permit
application processing fee. The fees
cannot be distributed to the States or
used for mitigation.
Comment: The Service should clarify
whether the intent of the fee structure
is to require a permit for multiple
facilities in a project or whether each
individual facility, regardless of
whether it is developed or owned by the
same entity, is required to obtain a
permit. A combined permit for utilities
that have multiple facilities or large
service territories would minimize the
workload and cost for FWS by avoiding
multiple applications from the same
company for different projects and
would streamline reporting and permit
administration under one permit. It also
would afford protection to eagles and
other migratory birds across a larger
geographic area.
Response: Permits will normally be
required for individual facilities that are
likely to take eagles. Different projects
in different locations would require
different (additional) analyses.
Comment: Fees should be structured
to cover the Service’s costs of
monitoring and compliance for the life
of the project. As proposed, the fees
appear to be too low to enable the
Service to adequately monitor or enforce
the permits. A comprehensive cost
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analysis should be prepared by the
agency.
Response: We will observe how the
program operates once long-term
permits are issued and monitoring
begins. If the fees prove to be
inadequate, we can revise them in a
future rulemaking.
Comment: The Service should
consider using cost reimbursement
agreements in lieu of an application fee.
These mechanisms, which are
frequently used for development of
environmental analyses under NEPA
and right-of-way and special use
authorizations on public lands, can
more closely track the actual cost of
processing permit applications.
Response: As the program matures,
and the actual costs of administering
permits are demonstrated, a costreimbursement process can be
considered.
Comment: Is the cost and time of the
NEPA review covered in the cost of the
application? If the NEPA cost is not
covered in the application fee, can the
FWS please address the anticipated
additional costs in the economic
analysis, including direct cost of NEPA
review and associated costs of timing
delays?
Response: The permit application
processing fee is designed to cover the
cost of NEPA review.
Transferability of Permits
Comment: The proposed language
allowing permits to be transferred says
that the Service will ‘‘negotiate such
permits if successive owners agree to
the terms of the permit.’’ The word
‘‘negotiate’’ implies that the Service may
seek to impose additional restrictions
via the terms of the permit as a
condition of the transfer. This
effectively reduces the value of the
permit.
Response: The phrase the commenter
is concerned about is not in the
regulations, but only in the preamble.
We did not intend it to imply that the
transfer will introduce new
opportunities to impose additional
restrictions. We used the word
consistent with the following
definitions found in the MerriamWebster Online Dictionary: ‘‘to confer
with another so as to arrive at the
settlement of some matter;’’ ‘‘to deal
with (some matter or affair that requires
ability for its successful handling):
manage.’’
Comment: Permits should not be
transferable. New owners of facilities
should have to reapply and be approved
through the same process the original
owner traveled.
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Response: The commenter did not
give a reason why he or she believes
permits should not be transferable if the
successor is subject to the some terms
and conditions as the original permittee.
We also do not see a good argument
against allowing transfer, and we see
good reasons to allow it. Land and
businesses frequently change hands.
Requiring a new permit application at
transfer would be overly burdensome to
the parties involved, including the
Service, without providing any
conservation benefit to eagles.
Comment: The proposed regulations
allow for a transfer of the permit to a
new owner, and also allow an extension
of the permit to anyone authorized to
carry out the permittee’s activities. The
Department of the Interior compares this
proposed arrangement to the right of
transfer and extension afforded State
and local governments, but private
companies are not required to consider
the public interests the way
governments do, and should not be
given the same powers.
Response: The provision being
objected to in this comment (50 CFR
13.25(d)) pre-dates this rulemaking and
applies to all permits issued by the
Service. Without this provision every
employee and volunteer at any
permitted business or organization
would have to obtain his or her own
permit, which would be overly
burdensome and unnecessary because
the permitted business/organization is
already responsible for ensuring
employees and volunteers comply with
the permit.
Comment: A potential conflict could
arise between the responsibilities of the
original permit holder and the successor
based on the requirement that the
‘‘successor . . . will implement the
relevant terms and conditions of the
permit, including any outstanding
minimization and mitigation
requirements.’’ Placing the burden of
outstanding minimization and
mitigation requirements upon the
successor may provide a disincentive
for the original permit holder to
complete all mitigation requirements.
The permit holder should be
responsible for all mitigation
requirements incurred during the period
of their ownership, and all mitigation
requirements should be up to date as of
the time of permit transfer.
Response: When the successor agrees
to the terms of the original permit, he
becomes responsible for implementing
any outstanding mitigation
requirements. Any disincentive the
original permit holder may experience
for carrying out the terms of his or her
permit would likely be balanced by his
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incentive to find a buyer willing to take
on the permit and its outstanding legal
obligations. We see no conservation
benefit to requiring the responsibility to
remain with the original permittee once
a permit is transferred.
Comment: This proposed language
lacks any reasonable specificity
ensuring the successor or transferee
permittee will be held accountable to
the permit terms and conditions of the
transferor. For permits to be
transferable, there must be enforceable
financial guarantees that permit
conditions will be met by the permit
holder. It is not enough for the Service
to accept written assurances of
‘‘sufficient funding’’ without specifying
what would constitute as qualifying
written assurance. Also, the term
‘‘written assurances’’ is not only vague,
but legally unenforceable and subject to
arbitrary or inconsistent agency
application.
Response: The participating parties
will need to create appropriate legal
instruments to allocate the rights and
responsibilities of the transfer
recipient(s), and we will review those
documents for acceptability.
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Post-Construction Monitoring
Comment: Each turbine must be
closely monitored the first year in order
to ensure monitoring and reporting is
not ‘‘selective.’’
Response: The Service and USGS are
conducting research into postconstruction monitoring designs and
will incorporate those findings into the
requirements for such monitoring under
permits. Our primary objectives are to
ensure such monitoring is unbiased and
provides meaningful estimates of actual
fatalities, taking into consideration the
anticipated risk of the project.
Comment: The permittee should
provide funding to the Service to hire
independent contractors to do the
monitoring to ensure no bias. Selfmonitoring is inherently unreliable.
Permittees have a strong incentive to
underreport. The Service will not have
the resources to verify reporting unless
the permittee is responsible for the cost.
Response: The Service relies on many
permittees to self-monitor and selfreport. We believe this is an effective
way to collect information about project
impacts to wildlife, including eagles.
Failure to report required information
could be a violation of a permit
condition and result in revocation of the
permit.
Comment: A standardized protocol for
post-construction mortality monitoring
should be required under long-term
permits.
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Response: Though there is no set
protocol at present, USGS and the
Service are further developing protocols
as part of the adaptive management
process under initial eagle take permits.
The National Wind Coordinating
Collaborative’s comprehensive guide to
studying wind energy-wildlife
interactions provides a useful starting
point to develop post-construction
monitoring.
Comment: Under the current
regulations at 50 CFR 22.26, postconstruction monitoring may be
required for up to 3 years. The duration
of monitoring needs to be more flexible
to account for the longer duration of
projects.
Response: The regulations at 50 CFR
22.26(c) state that the Service may
require post-construction monitoring
and that permittees submit an annual
report of such monitoring. For ongoing
activities the monitoring may be
required over the life of the activity or
the term of the permit if long-term
monitoring is necessary for adaptive
management under the permit or if it is
likely to provide data valuable for
protecting eagles. The Service will make
mortality information from annual
monitoring reports submitted by
permittees available to the public.
Comment: The permits should require
wind facilities to allow government
personnel access onsite to monitor for
mortalities and verify that conservation
measures are being implemented.
Currently, many wind facilities deny
anyone access and claim that their data
are proprietary.
Response: All permits issued under
§ 22.26 allow ‘‘Service personnel, or
other qualified persons designated by
the Service, access to the areas where
eagles are likely to be affected, at any
reasonable hour, and with reasonable
notice from the Service, for purposes of
monitoring eagles at the site(s)’’
(§ 22.26(c)(4)). Per 50 CFR 13.47, Service
Law Enforcement officers do not need to
give notice for site visits.
Comment: Nest occupancy monitoring
should be required for the life of the
permit.
Response: We disagree. We expect
that if there is a disturbance effect on
proximate nesting eagles, that effect will
be most likely during construction and
initial operation of the facility.
Comment: The Service should
develop a set of standard monitoring
and reporting requirements with regard
to potential impacts on eagles of
transmission and distribution
infrastructure to allow for effective
planning and budgeting for utility
projects. Permits for such projects
should provide that monitoring may be
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terminated if no impacts have been
identified or if impacts are likely to
occur only over a certain period of time.
Response: Terminating monitoring
altogether may not be prudent.
Conditions change, and therefore the
level of take may change. However, it
seems reasonable that the frequency
and/or extent of monitoring might be
reduced after a period of time.
Comment: Proactive efforts by a
utility to conduct surveys to identify
high-risk electrocution areas for raptors
will result in greater numbers of
mortalities being discovered and
reported. This greater effort would
elevate numbers compared to years
prior to surveys being conducted.
Surveys may find mortalities due to
other causes, such as shooting, vehicle
collision, and lead poisoning, but which
are discovered in advanced stages of
decomposition/bones where cause of
death cannot be determined, thereby
elevating numbers reported. Utilities
could be penalized for proactive survey
efforts that cause the utility to exceed
allowed take (i.e., ‘‘additional specified
mitigation measures that would be
triggered if the level of take anticipated
is exceeded or if new scientific
information demonstrates that the
additional mitigation measures are
necessary for the preservation of
eagles’’).
Response: The obligation to avoid
taking eagles already exists under the
Eagle Act and the MBTA; this rule
merely provides for long-term permits to
authorize such take. If surveys reveal
the utility is taking large numbers of
eagles, the utility will be responsible for
measures to reduce take and to obtain
permits for any take if they want to be
in compliance with the Eagle Act.
Permittees will not be held accountable
for take that cannot reasonably be
attributed to their activities.
Other
Comment: Public lands typically
enjoy longer, more certain levels of
protection from development than
private lands. Therefore, it is
particularly important that public lands
remain as free from activities that can
harm wildlife as is possible. The Service
should refrain from issuing permits for
large-scale incidental take of eagles on
public land unless the land management
agency agrees to a very specific plan of
vigorous monitoring and enforcement of
the permit terms.
Response: The permitted party will be
responsible for monitoring, and the
Service is responsible for enforcement,
although land management agencies
may assist, depending on where the
project is located. Federal land
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management agencies have independent
responsibilities to protect eagles and
other migratory birds under Executive
Order 13186, Responsibilities of Federal
Agencies To Protect Migratory Birds
(January 10, 2001). A programmatic
permit does not authorize development,
construction, or operation of any
facility, only the take of eagles by the
facility.
Comment: Even though wind power
may ultimately be an important element
for avoiding climate change, the Service
should not issue permits for wind
facilities built on ridge tops and eagle
migration routes—even if that is where
the best winds are.
Response: When an applicant initially
approaches the Service, we advise them
to collect information about eagle use of
an area. Based on information collected
and provided, the Service and applicant
work together to avoid high eagle use
areas. If surveys document eagles along
ridge tops or eagle migration areas,
those would likely be areas the Service
would recommend avoiding. The
Service will not issue a permit unless an
activity can be made compatible with
the conservation standards of the Eagle
Act.
Comment: In the notice for its 2009
regulations, the Service said that it
would, in coordination with States and
Indian tribes, ‘‘develop monitoring and
research adequate to both resolve
current uncertainties in the data and to
provide enhanced ability to detect the
effects of the permit program.’’ The
Service should invest in a
comprehensive management research
program in partnership with the
renewable energy community and other
stakeholders to address information
gaps.
Response: The Service has convened
a technical assessment team consisting
of technical experts from all Federal
agencies with a stake in eagle
conservation and the State fish and
wildlife agencies to undertake this very
task. The Service has invited tribes to
participate in this process as well.
Comment: Permits that predate the
extended permit tenure should not be
extended beyond 5 years unless
amended to comply with standards for
30-year permits.
Response: We agree. Existing 5-year
permits will not automatically be
extended. Any permittee with an
already issued programmatic permit
would need to apply for an extension
and must comply with the standards for
long-term permits established by this
final rule to obtain a long-term permit.
Comment: Permitted wind energy
facilities should be required to allow
researchers on their premises to conduct
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studies aimed at reducing impacts to
eagles as well as other migratory birds.
Response: Permitted facilities will be
required to allow access by the Service
and its agents. We will likely audit
monitoring records of the permittee, and
we may conduct our own monitoring.
But we cannot extend this authority to
other individuals or entities. However,
the data collected under the postconstruction monitoring and provided
to the Service as required by a permit
will be available to the public.
Comment: The Service should extend
post-delisting monitoring of bald eagles
beyond the current commitment of 20
years. It is critical to understand
regional eagle population levels and
trends, as well as sources of cumulative
risk on the landscape when evaluating
risks associated with a given permit
application.
Response: Many of the surveys that
were done while the bald eagle was
listed as an endangered, and then a
threatened, species were conducted by
the States. Neither the Service nor most
States have the resources to extend
monitoring for a species that is
relatively healthy, when surveys and
monitoring are much needed for other
species that may be in peril.
Comment: The Service should commit
to convening periodic meetings of
scientists and State wildlife agency
personnel with knowledge of regional
eagle population levels and trends to
share data and develop
recommendations for allowable take
levels by region, prior to changing
current permitting practices.
Response: We do convene and
participate in such meetings and agree
they are of value.
Comment: The following statement is
inaccurate: ‘‘Utility-scale wind energy
facilities and electric transmission
companies are likely to be the most
frequent programmatic permit
applicants because of the known risk to
eagles from collision with wind turbines
and electric power lines.’’ Collisions
with transmission lines are not
commonly documented for golden
eagles.
Response: We agree with this
comment. Although collisions with
transmission lines are not unheard of,
we should have said: ‘‘Utility-scale
wind energy facilities and electric
transmission companies are likely to be
the most frequent programmatic permit
applicants because of the known risk to
eagles from collision with wind turbines
and electrocution on power lines.’’
Comment: The Service should
consider developing a streamlined
process for adding eagle take provisions
to existing Special Purpose Permits that
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allow salvage of bird carcasses under
power lines and at energy facilities.
Such a process would likely increase
utility participation due to time and cost
efficiencies for permitting and
consideration of sensitive or proprietary
company information. Greater utility
participation in this process would
likely benefit eagle populations and aid
the Service in meeting its no net loss
thresholds by increasing the number of
proactive pole retrofits.
Response: Electric utilities and energy
companies with Special Purpose
Permits that allow salvage of bird
carcasses may find the process of
applying for eagle take permits
somewhat easier because of practices
they have already established to qualify
for the salvage permits. Such practices
include implementation of good
monitoring plans and protocols and a
commitment to implementing measures
to reduce take. However, there are very
significant differences in the purpose,
requirements, and criteria for the two
types of permits, not the least of which
is that the Special Purpose permits do
not cover eagles, whereas the eagle take
permits cover only eagles.
Comment: Permitted wind energy
facilities should be required to allow
salvage of dead birds [eagles] by holders
of salvage permits subject to
requirements that the carcasses be
turned over for law enforcement
purposes and eagle carcasses be sent to
the National Eagle Repository.
Response: Permitted wind energy
facilities will be required to monitor for
take at projects and to collect dead birds
there. Salvage of birds at permitted
wind energy facilities must be for
purposes of accurately determining
species fatality rates and determining
whether individual turbines or strings of
turbines are responsible for the majority
of eagle fatalities. Salvage protocols
should include standardized carcass
searches, searcher efficiency trials, and
carcass removal by scavenger trials.
Allowing another party to pick up
carcasses at these sites would interfere
with such protocols.
Comment: A condition of permits to
wind companies should be to pick up
all dead birds as often as possible to
minimize the risk to scavenging eagles.
Response: This requirement is likely
to be a condition on most, if not all,
programmatic permits.
Comment: If power line utilities are
interested in applying for a
programmatic take permit for their
facilities or the construction of
additional facilities, will the FWS be
required to review the existing
operations and maintenance for the
existing infrastructure in order to issue
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a permit? Permit applicants with
existing facilities (such as existing
electrical systems) should be allowed to
use their own proprietary eagle
mortality data to estimate future eagle
take rather than relying on theoretical
modeling. Mortality estimates should be
specific to the species and type of
facility being considered. While
companies with existing facilities and
data would provide this data to the
Service as part of the permit
application, companies would require
assurances from the Service regarding
disclosure of sensitive, confidential, or
proprietary information (including, but
not limited to, construction engineering
and design, facility planning, mortality
data, customer information, etc.).
Response: Eagle mortality data
submitted with an application for a
programmatic take permit would not be
treated as confidential business
information. Additionally, the Service
expects to make eagle mortality
information from annual reports and 5year review compilation reports public.
Comment: The Service should take
steps to streamline and expedite the
process for making eagle permitting
decisions. The lengthy and uncertain
permitting process for wind
development projects significantly
compromises the industry’s ability to
attract financing and bring muchneeded clean energy to market, and
eagle permitting constitutes just one of
a multitude of permitting hurdles
developers face in moving projects
forward. There should be an interagency consultation process similar to
that provided by ESA section 7(a)(2).
Response: The inter-agency
consultation process provided by ESA
section 7(a)(2), which applies only to
actions authorized, funded, or carried
out by Federal agencies, is statutorily
defined in the ESA and further clarified
in agency ESA-implementing
regulations. There is no statutory interagency consultation provision in the
Eagle Act. The Service did not propose
creating an ESA-like consultation
process for eagle incidental take
permits. As we move forward with
additional modifications to the Eagle
Act regulations, we will consider
alternative processes for issuing take
permits.
Comment: The Service should make
permitting decisions on a regional scale
where multiple projects are proposed,
rather than issuing mortality permits to
each facility.
Response: As noted above, permits
will normally be issued to individual
facilities that are likely to take eagles.
Even for single-facility permits, our
NEPA analysis will consider the
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cumulative impacts of all projects
already operating in a given region.
Where multiple projects are proposed in
a given region or operated by a single
company, we may issue a multi-facility
permit. While each facility would be
responsible for operation in accordance
with the terms and conditions of the
multi-facility permit, a comprehensive
programmatic NEPA process at the
regional scale where multiple projects
are proposed would facilitate
consistency between permit conditions
for each operator and better address
cumulative impacts. In such cases,
project proponents must provide the
Service with survey data and other
additional information as part of
programmatic permit applications.
Therefore any multi-facility permits will
ensure that the cumulative impacts of
all the facilities included in such
projects are taken into account.
FWS understands that some
stakeholders prefer an alternative permit
framework based on the concept of
comprehensive ‘‘regional eagle
conservation plans’’ where permits are
issued based on regional population
levels. Further, some stakeholders have
suggested that the Service should work
to develop these ‘‘regional eagle
conservation plans’’ before beginning to
issue 30-year permits. The Service
agrees that the regional approach
envisioned by such plans is appropriate
and believes it has a permitting process
that will ensure conservation at regional
and local scales.
The 2009 Final Environmental
Assessment describes how the Service
will assess the effects of permitted
activities on eagle populations. The
2009 Final Environmental Assessment
used the best available information at
the time to estimate regional
populations and establish regional take
thresholds needed to maintain stable or
increasing populations. Since we
completed the Final Environmental
Assessment, the Service has developed
the Eagle Conservation Plan Guidance
for Land-based Wind Energy (ECPG).
The ECPG further elaborates on how we
recommend wind project developers
and operators collect information about
eagle use near their projects as they
prepare ECPs. We are assessing project
impacts on eagles relative to local area
populations, which are smaller than
BCRs for golden eagles or Bald Eagle
Management Units. Bald eagle local area
populations are the number of eagles
within 43 miles of a project. Golden
eagle local area populations are with
140 miles of a project. We calculate
eagle local area populations and
consider all known sources of eagle
fatalities within the local area as we
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assess cumulative impacts to local and
regional eagle populations.
Service and U.S. Geological Survey
biologists, as well as biologists at other
agencies and universities, have been
conducting, and continue to carry out,
research on eagle populations, including
at the regional scale. They have: (1)
Evaluated existing data on golden eagle
population status and trends and
published updated information; (2)
worked towards developing models to
predict golden eagle occurrence; (3)
developed initial models to predict
eagle mortalities at wind farms and
methods to evaluate and update those
predictive models as data on actual
fatalities at permitted facilities become
available; and (4) developed a general
framework to test experimental
measures to reduce eagle fatalities at
operating wind facilities with
programmatic eagle take permits.
Agencies have also conducted or
sponsored aerial nesting surveys of
golden eagles in some states. Work is
underway by various stakeholders to
enhance understanding of mitigation
and siting options, as well as monitoring
strategies. As these research projects
advance, they will provide the Service
additional information on which to base
permit, policy, and regulatory decisions
related to national eagle conservation.
For the above stated reasons, we
believe there is a process in place that
builds on insight from the 2009 Final
Environmental Assessment and the
ECPG (including best management
practices and take thresholds for
regional eagle management units) to
make informed determinations
regarding issuance of eagle take permits
for up to 30 years. Moreover, with
particular focus on the highest priority
regions, and considering the best
emerging research as it becomes
available, we will continue working to
improve our understanding of
sustainable population levels,
monitoring plans, and siting/mitigation
strategies in order to better inform our
permitting decisions. In addition to the
above, project proponents must provide
the Service with survey data and other
additional information as part of
programmatic permit applications. For
the above stated reasons, we believe
there is a process in place to make
informed determinations regarding
issuance of eagle take permits for up to
30 years.
An additional consideration is that
comprehensive regional conservation
plans would likely require redirecting
significant resources and take several
years to complete. This could in turn
slow the issuance of eagle permits
currently under review to new and
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existing operators, and impinge on our
ability to maximize learning
opportunities that will provide
conservation benefits to eagles under
these initial permits. We believe the
conservation gains achieved by working
with operators through the permitting
process are of the highest importance,
and therefore should take precedence in
the allocation of staff resources.
Required Determinations
Regulatory Planning and Review
(Executive Orders 12866 and 13563)
Executive Order 12866 provides that
the Office of Management and Budget,
Office of Information and Regulatory
Affairs (OIRA) will review all significant
rules. The OIRA has determined that
this rule is significant.
Executive Order 13563 reaffirms the
principles of E.O. 12866 while calling
for improvements in the nation’s
regulatory system to promote
predictability, to reduce uncertainty,
and to use the best, most innovative,
and least burdensome tools for
achieving regulatory ends. The
executive order directs agencies to
consider regulatory approaches that
reduce burdens and maintain flexibility
and freedom of choice for the public
where these approaches are relevant,
feasible, and consistent with regulatory
objectives. E.O. 13563 emphasizes
further that regulations must be based
on the best available science and that
the rulemaking process must allow for
public participation and an open
exchange of ideas. We have developed
this rule in a manner consistent with
these requirements.
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Regulatory Flexibility Act (5 U.S.C. 601
et seq.)
Under the Regulatory Flexibility Act
(5 U.S.C. 601 et seq., as amended by the
Small Business Regulatory Enforcement
Fairness Act (SBREFA) of 1996 (Pub. L.
104–121)), whenever an agency is
required to publish a notice of
rulemaking for any proposed or final
rule, it must prepare and make available
for public comment a regulatory
flexibility analysis that describes the
effect of the rule on small businesses,
small organizations, and small
government jurisdictions. However, no
regulatory flexibility analysis is required
if the head of an agency certifies the rule
would not have a significant economic
impact on a substantial number of small
entities. Most community-scale and
distributed wind facilities and other
small entities are not likely to take
eagles or need an eagle take permit, so
this rule will not affect those small
entities.
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SBREFA amended the Regulatory
Flexibility Act to require Federal
agencies to provide the statement of the
factual basis for certifying that a rule
would not have a significant economic
impact on a substantial number of small
entities. We have examined this rule’s
potential effects on small entities as
required by the Regulatory Flexibility
Act and determined that this action will
not have a significant economic impact
on a substantial number of small
entities.
Since the eagle permit regulations
were published we have received few
programmatic permit applications for
utility-scale wind energy facilities. As
noted previously, we anticipate a greater
volume of permit applications in the
future, although we expect the number
to increase gradually for several years
and perhaps eventually reach an average
of 40 or fewer per year. Utility-scale
wind energy facilities and electric
transmission companies are likely to be
the most frequent programmatic permit
applicants, because of the known risk to
eagles from collisions with wind
turbines and electrocution on power
lines.
Many wind project developers and
operators are by definition ‘‘small
entities.’’ The SBA Small Business Size
Standards identify a utility engaged in
electric power generation and electric
power distribution as a small entity if its
total output for the preceding fiscal year
did not exceed 4 million megawatt
hours (13 CFR 121.201). The total
installed utility-scale windpower in the
U.S. at the end of 2012 was 60,007
megawatts (American Wind Energy
Association 2013). Based on the SBA
standard, we estimate that a substantial
number of wind power applicants for
programmatic permits will be small
entities. Given current domestic wind
energy cumulative wind capacity and
other wind energy industry statistics,
we anticipate that a substantial number
of applicants for programmatic permits
for wind energy projects will be small
entities as defined in 13 CFR 121.201,
such as industrial building construction
companies with less than $33.5 million
of annual receipts, and electrical
generating companies with less than 4
million megawatt hours of generation,
transmission, and/or distribution.
We anticipate that most of the
applications will be from larger
facilities. Community scale and
distributed wind facilities that use
smaller tower and rotor blades are
unlikely to pose a risk to take eagles if
sited responsibly, and may not need
eagle take permits.
An applicant for a programmatic
permit would pay a $36,000 processing
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fee to apply for a permit up to 30 years.
Additionally a permittee would pay an
administration fee ranging from $2,600
to $15,600, depending upon the permit
tenure. Amortized over the life of a 30year permit, this would range from $167
per year to $1,720 per year. We believe
most applicants will seek a 30-year
permit to match the life of the project.
We do not believe this would impose a
significant economic impact on these
small entities.
Although businesses in other business
sectors, such as railroads, timber
companies, and pipeline companies,
could also apply for programmatic
permits, we anticipate the number of
permit applicants in such sectors to be
very small, on the order of one or two
per year for each such sector. Thus, we
anticipate that the rule will not have a
significant economic impact on a
substantial number of small entities in
sectors other than the utility sector as
described above.
In addition to the increased
application processing fee, the
additional specified mitigation
measures that could be required under
the terms and conditions of permits
issued with a term of longer than 5 years
could result in some additional costs to
the permittee, but those costs should be
offset by the reduction in uncertainty for
the permittee achieved by securing a 30year programmatic permit rather than a
5-year standard permit. Consequently,
we certify that, because this rule will
not have a significant economic effect
on a substantial number of small
entities, a regulatory flexibility analysis
is not required.
This rule is not a major rule under
SBREFA (5 U.S.C. 804(2)).
a. This rule will not have an annual
effect on the economy of $100 million
or more.
b. This rule will not cause a major
increase in costs or prices for
consumers; individual industries;
Federal, State, or local government
agencies; or geographic regions.
c. This rule will not have significant
adverse effects on competition,
employment, investment, productivity,
innovation, or the ability of U.S.-based
enterprises to compete with foreignbased enterprises.
Unfunded Mandates Reform Act
In accordance with the Unfunded
Mandates Reform Act (2 U.S.C. 1501 et
seq.), we have determined the following:
a. This rule will not ‘‘significantly or
uniquely’’ affect small governments. A
small government agency plan is not
required. The regulatory revisions will
not affect small government activities in
any significant way.
E:\FR\FM\09DER1.SGM
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Federal Register / Vol. 78, No. 236 / Monday, December 9, 2013 / Rules and Regulations
b. This rule will not produce a
Federal mandate of $100 million or
greater in any year. It is not a
‘‘significant regulatory action’’ under
the Unfunded Mandates Reform Act.
Takings
In accordance with E.O. 12630, the
rule will not have significant takings
implications. This rule does not contain
any provisions that could constitute
taking of private property. Therefore, a
takings implication assessment is not
required.
Federalism
This rule will not have sufficient
Federalism effects to warrant
preparation of a Federalism assessment
under E.O. 13132. It will not interfere
with the States’ abilities to manage
themselves or their funds. No significant
economic impacts are expected to result
from the regulations change.
Civil Justice Reform
In accordance with E.O. 12988, the
Office of the Solicitor has determined
that the rule will not unduly burden the
judicial system and meets the
requirements of sections 3(a) and 3(b)(2)
of the Order.
Paperwork Reduction Act
The Office of Management and Budget
(OMB) reviewed and approved the
information collection requirements
associated with migratory bird permits,
including 5-year eagle take
programmatic permits, and assigned
OMB Control Number 1018–0022,
which expires February 28, 2014. We
may not conduct or sponsor and a
person is not required to respond to a
collection of information unless it
displays a currently valid OMB control
number. This rule contains new
information collection requirements
associated with long-term eagle take
programmatic permits. OMB has
approved these new requirements and
assigned OMB Control Number 1018–
0151, which expires October 31, 2016.
We have revised the regulations for
permits for take of golden eagles and
bald eagles where the take is associated
with, but not the purpose of, the
activity. We have extended the
maximum term for programmatic
permits to 30 years, if they incorporate
conditions requiring the permittee to
implement additional adaptive
conservation measures, if necessary, to
ensure the preservation of eagles. This
change will facilitate the development
Estimated
number of
respondents
Activity
73721
of renewable energy and other projects
that are designed to be in operation for
many decades. This change will also
provide more certainty to project
proponents and their funding sources,
while continuing to protect eagles
consistent with statutory mandates. We
have also increased the application
processing fee for most programmatic
permits from $1,000 to $36,000. See
‘‘Permit Application Processing Fee and
Administration Fee,’’ above, for more
detailed information on the increase in
permit fees.
Title: Long-Term Eagle Take
Programmatic Permits, 50 CFR 13 and
22.
OMB Control Number: 1018–0151.
Service Form Numbers: 3–200–71 and
3–202–15.
Type of Request: New collection.
Description of Respondents:
Individuals; businesses; and State, local,
and tribal governments. We expect that
the majority of applicants seeking a 30year permit will be in the energy
production and electrical distribution
business.
Respondent’s Obligation: Required to
obtain or retain a benefit.
Frequency of Collection: On occasion.
Estimated
number of
annual
responses
Completion
time per
response
Total annual
burden hours
Application* ......................................................................................................
Monitoring and Reporting ................................................................................
Recordkeeping .................................................................................................
Amendments ....................................................................................................
Transfers ..........................................................................................................
20
20
20
3
3
20
20
20
3
3
452
312
30
70
120
9,040
6,240
600
210
120
Totals ........................................................................................................
66
66
........................
16,210
pmangrum on DSK3VPTVN1PROD with RULES
* Includes researching permit requirements, conducting preapplication surveys/studies, and completing the application form.
Estimated Total Nonhour Burden
Cost: $688,000, based primarily on
application processing fees, as well as
fees for amendments to permits and for
transfer of permits. States, local
governments, and tribal governments
are exempt from paying these fees.
When this final rule is effective, we
will incorporate the burden for the new
information collection requirements
into OMB Control No. 1018–0022 and
discontinue OMB Control Number
1018–0151.
You may send comments on any
aspect of these information collection
requirements to the Service Information
Collection Clearance Officer, U.S. Fish
and Wildlife Service, 4401 N. Fairfax
Drive, Mail Stop 2042–PDM, Arlington,
VA 22203 (mail) or hope_grey@fws.gov
(email).
VerDate Mar<15>2010
14:40 Dec 06, 2013
Jkt 232001
National Environmental Policy Act
This rule is excluded from further
NEPA analysis in an Environmental
Assessment or an Environmental Impact
Statement under Department of the
Interior categorical exclusion 43 CFR
46.201(i), which excludes from further
NEPA analysis ‘‘Policies, directives,
regulations, and guidelines: That are of
an administrative, financial, legal,
technical, or procedural nature; or
whose environmental effects are too
broad, speculative, or conjectural to
lend themselves to meaningful analysis
and will later be subject to the NEPA
process, either collectively, or case-bycase.’’ Several provisions of this rule are
specifically administrative or financial
in nature, and therefore, subject to the
first part of this categorical exclusion.
For instance, the implementation of a
PO 00000
Frm 00035
Fmt 4700
Sfmt 4700
new fee schedule, the adjustments to the
permit transfer and right of succession
requirements, and the reduction of the
administrative burdens and duplication
of effort represented by the extension of
permit duration to a possible 30-years,
instead of the current 5-year limit,
under which proponents of longer-term
projects must apply for, and the FWS
review permits more frequently.
The extension of the allowable permit
duration from 5 to 30 years is subject to
the second part of this categorical
exclusion. Issuance of a permit of any
duration for take of eagles requires
compliance with NEPA. The
environmental effects of each project,
including whether the applicant has
adequately reduced and mitigated
environmental effects over the specific
permit duration requested, will be
E:\FR\FM\09DER1.SGM
09DER1
pmangrum on DSK3VPTVN1PROD with RULES
73722
Federal Register / Vol. 78, No. 236 / Monday, December 9, 2013 / Rules and Regulations
analyzed in more detail at that time. A
50 CFR 22.26 eagle permit must contain
permit conditions and be supported by
an appropriate NEPA analysis to ensure
the underlying project or action will
continue to meet regulatory
requirements. Furthermore, any
authorized take must meet the Eagle
Act’s preservation standard throughout
the entire duration of the permit,
whether it is 5 years or 30 years. A
permit with a duration of 30 years is,
thus, likely to contain more conditions
than a permit with a duration of 5 years
to ensure continued compliance over
the longer time span, including
conditions that incorporate adaptive
management principles, and be
supported by appropriate NEPA
analysis to account for reasonably
anticipated changed circumstances. 43
CFR 46.145 sets forth the Service’s
NEPA obligations when adaptivemanagement principles are used to
mitigate the uncertainty of long-term
impacts. If the original NEPA
documents supporting the permit
decision did not adequately address the
full range of potential revisions to the
ACPs, or substantive new permit
conditions are added, revisions would
require additional NEPA review to
support a decision on the revised
permit. Additional conditions may
include specific mitigation measures,
possibly including additional
compensatory mitigation requirements,
that are triggered if actual take caused
by the project exceeds anticipated take
or to account for a reduction in local or
regional eagle populations. Moreover, if
such conditions prove inadequate at any
time, the Service is authorized to amend
permits as necessary under both
paragraph (c)(7) of 50 CFR 22.26—
establishing that the Service may amend
and even revoke permits as necessary to
safeguard eagle populations—and
paragraph (b) of general permit
regulation 50 CFR 13.23, under which
the Service may amend a permit for just
cause at any time upon a written finding
of necessity.
Finally, pursuant to 43 CFR 46.205(c),
we have reviewed our reliance upon
this categorical exclusion against the
Department of the Interior’s list of
extraordinary circumstances, at 43 CFR
46.215, and have found that none apply
to this final rule.
As explained above, the rule’s
impacts are primarily administrative in
nature and any potential environmental
effects of extending the permit duration
will be addressed by permit conditions
that ensure the Eagle Act’s preservation
standard and all regulatory
requirements will continue to be met
throughout the permit’s duration,
VerDate Mar<15>2010
14:40 Dec 06, 2013
Jkt 232001
whether it is 5 years or 30 years.
Therefore, this rulemaking is not
expected to have any potentially
significant environmental effects on
future protection of eagles or other
environmental resources. Similarly, the
effects of this rule are not highly
controversial as they mainly involve
procedural alterations to regulatory
permit provisions that are not
anticipated to have any meaningful or
significant environmental effects on
eagle populations. While it is true that
the anticipated impact of a particular
project is likely to be harder to predict
over 30 years than over 5 years, the
permit conditions for longer-term
permits will incorporate adaptive
management principles (for example,
triggers requiring additional measures
for changed circumstances) designed to
ensure that the project will continue to
meet all permit requirements
throughout the permit’s duration. The
conditions in each individual permit
must ensure that the project will
continue to meet the requirements of the
permit regulations whatever the
individual permit’s duration.
For all these reasons, further NEPA
analysis in an Environmental
Assessment or an Environmental Impact
Statement of this change to the
regulations is not required.
Endangered and Threatened Species
Section 7 of the Endangered Species
Act (ESA) of 1973, as amended (16
U.S.C. 1531 et seq.), requires that ‘‘The
Secretary [of the Interior] shall review
other programs administered by him
and utilize such programs in
furtherance of the purposes of this Act’’
(16 U.S.C. 1536(a)(1)). It further states
that the Federal agency must ‘‘insure
that any action authorized, funded, or
carried out . . . is not likely to
jeopardize the continued existence of
any endangered species or threatened
species or result in the destruction or
adverse modification of [critical]
habitat’’ (16 U.S.C. 1536(a)(2)). This
rule, which amends the regulations
governing administration of the
permitting process under the Eagle Act,
will not affect endangered or threatened
species or designated critical habitat.
The rule simply increases the number of
years that a programmatic permit may
be valid under certain conditions and
requires the Service to conduct 5-year
reviews to monitor compliance with the
permit conditions. However,
consultation under ESA Section 7 may
be required prior to issuance of a permit
for an individual project. If a project is
expected to result in take of any listed
species, the permit applicant would
PO 00000
Frm 00036
Fmt 4700
Sfmt 4700
need an incidental take authorization
under ESA Section 7 or 10.
Government-to-Government
Relationship With Tribes
In accordance with the President’s
memorandum of April 29, 1994,
‘‘Government-to-Government Relations
with Native American Tribal
Governments’’ (59 FR 22951), E.O.
13175, and 512 DM 2, we have
evaluated potential effects on federally
recognized Indian tribes and have
determined that this rule will not
interfere with tribes’ abilities to manage
themselves, their funds, or tribal lands.
Some tribes that value eagles as part
of their cultural heritage objected to the
promulgation of the 2009 eagle take
permit rule based on the belief that the
regulations would not adequately
protect eagles. Those tribes may
perceive further negative effects from
these proposed changes. However,
eagles would be sufficiently protected
under this rule because permits with
terms longer than 5 years will be issued
only to those applicants who commit to
adaptive management measures to
ensure the preservation of eagles, except
for applicants who are able to
implement scientifically proven
measures to significantly reduce take at
the time the permit is issued (e.g.,
electric utilities issued permits that
require full implementation of Avian
Powerline Interaction Committeeapproved measures to minimize take of
migratory birds and eagles).
Energy Supply, Distribution, or Use
(Executive Order 13211)
E.O. 13211 addresses regulations that
significantly affect energy supply,
distribution, and use. E.O. 13211
requires agencies to prepare Statements
of Energy Effects when undertaking
certain actions. Although this rule will
facilitate the funding, construction, and
operation of numerous energy
generation projects, including wind
power facilities, the rule is not a
significant regulatory action under E.O.
13211, and no Statement of Energy
Effects is required.
Literature Cited
American Wind Energy Association. 2013.
Industry Statistics. https://awea.org/
learnabout/industry_stats/index.cfm. May
13, 2013.
Barrios, L., and A. Rodriguez. 2004.
Behavioural and environmental correlates
of soaring-bird mortality at on-shore wind
turbines. Journal of Applied Ecology
41:72–81.
Kuvlesky, W.P., Jr., L.A. Brennan, M. L.
Morrison, K.K. Boydston, B.M. Ballard, and
F.C. Bryant. 2007. Wind energy
development and wildlife conservation:
E:\FR\FM\09DER1.SGM
09DER1
73723
Federal Register / Vol. 78, No. 236 / Monday, December 9, 2013 / Rules and Regulations
challenges and opportunities. Journal of
Wildlife Management 71:2487–2498.
Millsap, B.A., G.S. Zimmerman, J.R. Sauer,
R.M. Nielson, M. Otto, E. Bjerre, R.
Murphy. 2013. Golden Eagle Population
Trends in the Western United States:
1968–2012. Journal of Wildlife
Management 77:1436–1448.
Walters, C.J. 1986. Adaptive management of
renewable resources. Macmillan, New
York, New York, USA.
Williams, B.K., R.C. Szaro, and C.D. Shapiro.
2007. Adaptive Management: The U.S.
Department of the Interior Technical
Guide. Adaptive Management Working
Group, U.S. Department of the Interior,
Washington, DC, USA.
List of Subjects
50 CFR Part 13
Administrative practice and
procedure, Exports, Fish, Imports,
Plants, Reporting and recordkeeping
requirements, Transportation, Wildlife.
50 CFR Part 22
Birds, Exports, Imports, Migratory
birds, Reporting and recordkeeping
requirements, Transportation, Wildlife.
Regulation Promulgation
For the reasons described in the
preamble, we are amending subchapter
B of chapter I, title 50 of the Code of
Federal Regulations, as set forth below:
1. The authority for part 13 continues
to read as follows:
■
Authority: 16 U.S.C. 668a, 704, 712, 742j–
l, 1374(g), 1382, 1538(d), 1539, 1540(f), 3374,
4901–4916; 18 U.S.C. 42; 19 U.S.C. 1202; 31
U.S.C. 9701.
2. Revise the table in § 13.11(d)(4) to
read as follows:
■
§ 13.11
*
Application procedures.
*
*
(d) * * *
(4) * * *
*
*
Permit
application
fee
CFR
citation
Type of permit
PART 13—GENERAL PERMIT
PROCEDURES
Administration
fee 1
Amendment
fee
75 ...................
No fee ............
100 .................
100 .................
75 ...................
No fee ............
75 ...................
75 ...................
75 ...................
100 .................
100 .................
100 .................
50 ...................
100 .................
50 ...................
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
50
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
50
........................
Migratory Bird Treaty Act
Migratory Bird Import/Export ...................................................
Migratory Bird Banding or Marking .........................................
Migratory Bird Scientific Collecting .........................................
Migratory Bird Taxidermy ........................................................
Waterfowl Sale and Disposal ..................................................
Special Canada Goose ...........................................................
Migratory Bird Special Purpose/Education .............................
Migratory Bird Special Purpose/Salvage ................................
Migratory Bird Special Purpose/Game Bird Propagation .......
Migratory Bird Special Purpose/Miscellaneous ......................
Falconry ..................................................................................
Raptor Propagation .................................................................
Migratory Bird Rehabilitation ...................................................
Migratory Bird Depredation .....................................................
Migratory Bird Depredation/Homeowner ................................
50
50
50
50
50
50
50
50
50
50
50
50
50
50
50
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
21
21
21
21
21
21
21
21
21
21
21
21
21
21
21
.............................
.............................
.............................
.............................
.............................
.............................
.............................
.............................
.............................
.............................
.............................
.............................
.............................
.............................
.............................
pmangrum on DSK3VPTVN1PROD with RULES
Bald and Golden Eagle Protection Act
Eagle Scientific Collecting ......................................................
Eagle Exhibition ......................................................................
Eagle Falconry ........................................................................
Eagle—Native American Religion ...........................................
Eagle Take permits—Depredation and Protection of Health
and Safety.
Golden Eagle Nest Take ........................................................
Eagle Transport—Scientific or Exhibition ...............................
Eagle Transport—Native American Religious Purposes ........
Eagle Take—Associated With But Not the Purpose of an
Activity.
Eagle Take—Associated With But Not the Purpose of an
Activity—Programmatic, low-risk projects, 5- to 30-year
tenure 2.
Eagle Take—Associated With But Not the Purpose of an
Activity—Programmatic, up to 5-year tenure.
Eagle Take—Associated With But Not the Purpose of an
Activity—Programmatic, over 5-year to 10-year tenure.
Eagle Take—Associated With But Not the Purpose of an
Activity—Programmatic, over 10-year to 15-year tenure.
Eagle Take—Associated With But Not the Purpose of an
Activity—Programmatic, over 15-year to 20-year tenure.
Eagle Take—Associated With But Not the Purpose of an
Activity—Programmatic, over 20-year to 25-year tenure.
Eagle Take—Associated With But Not the Purpose of an
Activity—Programmatic, over 25-year to 30-year tenure.
Eagle Take—Associated With But Not the Purpose of an
Activity—Transfer of a programmatic permit.
Eagle Nest Take .....................................................................
Eagle Nest Take—Programmatic ...........................................
Eagle Take—Exempted under ESA .......................................
VerDate Mar<15>2010
14:40 Dec 06, 2013
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Frm 00037
50
50
50
50
50
CFR
CFR
CFR
CFR
CFR
22
22
22
22
22
.............................
.............................
.............................
.............................
.............................
100 .................
75 ...................
100 .................
No fee ............
100 .................
........................
........................
........................
........................
........................
50
........................
........................
........................
........................
50
50
50
50
CFR
CFR
CFR
CFR
22
22
22
22
.............................
.............................
.............................
.............................
100 .................
75 ...................
No fee ............
500 .................
........................
........................
........................
........................
50
........................
........................
150
50 CFR 22 .............................
8,000 ..............
500
1,000
50 CFR 22 .............................
36,000 ............
2,600
1,000
50 CFR 22 .............................
36,000 ............
3 5,200
1,000
50 CFR 22 .............................
36,000 ............
3 7,800
1,000
50 CFR 22 .............................
36,000 ............
3 10,400
1,000
50 CFR 22 .............................
36,000 ............
3 13,000
1,000
50 CFR 22 .............................
36,000 ............
3 15,600
1,000
50 CFR 22 .............................
1,000 ..............
........................
........................
50 CFR 22 .............................
50 CFR 22 .............................
50 CFR 22 .............................
500 .................
1,000 ..............
No fee ............
........................
........................
........................
150
500
........................
Fmt 4700
Sfmt 4700
E:\FR\FM\09DER1.SGM
09DER1
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Federal Register / Vol. 78, No. 236 / Monday, December 9, 2013 / Rules and Regulations
Permit
application
fee
CFR
citation
Type of permit
Administration
fee 1
Amendment
fee
Endangered Species Act/CITES/Lacey Act
ESA Recovery .........................................................................
ESA Interstate Commerce ......................................................
ESA Enhancement of Survival (Safe Harbor Agreement) .....
ESA Enhancement of Survival (Candidate Conservation
Agreement with Assurances).
ESA Incidental Take (Habitat Conservation Plan) .................
ESA and CITES Import/Export and Foreign Commerce ........
ESA and CITES Museum Exchange ......................................
ESA Captive-bred Wildlife Registration ..................................
—Renewal of Captive-bred Wildlife Registration ............
CITES Import (including trophies under ESA and MMPA) ....
CITES Export ..........................................................................
CITES Pre-Convention ...........................................................
CITES Certificate of Origin .....................................................
CITES Re-export .....................................................................
CITES Personal Effects and Pet Export/Re-export ................
CITES Appendix II Export (native furbearers and alligators—
excluding live animals).
CITES Master File (includes files for artificial propagation,
biomedical, etc., and covers import, export, and re-export
documents).
—Renewal of CITES Master File ....................................
—Single-use permits issued on Master File ...................
CITES Annual Program File ...................................................
—Single-use permits issued under Annual Program ......
CITES replacement documents (lost, stolen, or damaged
documents).
CITES Passport for Traveling Exhibitions and Pets ...............
CITES/ESA Passport for Traveling Exhibitions ......................
CITES Introduction from the Sea ...........................................
CITES Participation in the Plant Rescue Center Program .....
CITES Registration of Commercial Breeding Operations for
Appendix—I Wildlife.
CITES Request for Approval of an Export Program for a
State or Tribe (American Ginseng, Certain Furbearers,
and American Alligator).
Import/Export License .............................................................
Designated Port Exception .....................................................
Injurious Wildlife Permit ..........................................................
—Transport Authorization for Injurious Wildlife ...............
50
50
50
50
CFR
CFR
CFR
CFR
17
17
17
17
.............................
.............................
.............................
.............................
100 .................
100 .................
50 ...................
50 ...................
........................
........................
........................
........................
50
50
25
25
50
50
50
50
50
50
50
50
50
50
50
50
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
17 .............................
17 .............................
17 .............................
17 .............................
17 .............................
17, 18, 23 .................
23 .............................
23 .............................
23 .............................
23 .............................
23 .............................
23 .............................
100 .................
100 .................
100 .................
200 .................
100 .................
100 .................
100 .................
75 ...................
75 ...................
75 ...................
50 ...................
100 .................
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
50
50
50
100
........................
50
50
40
40
40
50 CFR 23 .............................
200 .................
........................
100
50
50
50
50
50
CFR
CFR
CFR
CFR
CFR
23
23
23
23
23
.............................
.............................
.............................
.............................
.............................
100 .................
5 4 ...................
50 ...................
5 4 ...................
50 ...................
........................
........................
........................
........................
........................
........................
........................
........................
........................
50
50
50
50
50
50
CFR
CFR
CFR
CFR
CFR
23
23
23
23
23
.............................
.............................
.............................
.............................
.............................
75 5 .................
1005 ...............
100 .................
No fee ............
100 .................
........................
........................
........................
........................
........................
........................
........................
50
........................
........................
50 CFR 23 .............................
No fee ............
........................
........................
50
50
50
50
100 .................
100 .................
100 .................
25 ...................
........................
........................
........................
........................
50
50
50
........................
50 CFR 15 .............................
50 CFR 15 .............................
50 ...................
100 .................
........................
........................
........................
50
50 CFR 15 .............................
50 CFR 15 .............................
50 CFR 15 .............................
200 .................
50 ...................
250 6 ...............
........................
........................
........................
100
........................
........................
50 CFR 18 .............................
50 CFR 18 .............................
300 .................
150 .................
........................
........................
150
75
50 CFR 18 .............................
75 ...................
........................
........................
CFR
CFR
CFR
CFR
14
14
16
16
.............................
.............................
.............................
.............................
50
Wild Bird Conservation Act (WBCA)
Personal Pet Import ................................................................
WBCA Scientific Research, Zoological Breeding or Display,
Cooperative Breeding.
WBCA Approval of Cooperative Breeding Program ...............
—Renewal of a WBCA Cooperative Breeding Program
WBCA Approval of a Foreign Breeding Facility .....................
Marine Mammal Protection Act
Marine Mammal Public Display ..............................................
Marine Mammal Scientific Research/Enhancement/Registered Agent or Tannery.
—Renewal of Marine Mammal Scientific Research/Enhancement/Registered Agent or Tannery.
1 Assessed
when a permit is issued.
means a project or activity is unlikely to take an eagle over a 30-year period and the applicant for a permit for the project or activity has provided the Service with sufficient data obtained through Service-approved models and/or predictive tools to verify that the take is likely
to be less than 0.03 eagles per year.
3 $2,600 assessed upon approval of permit, and for each 5-year review.
4 Each.
5 Per animal.
6 Per species.
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2 ‘‘Low-risk’’
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Federal Register / Vol. 78, No. 236 / Monday, December 9, 2013 / Rules and Regulations
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*
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3. Amend § 13.24 by revising
paragraph (c) to read as follows:
■
§ 13.24 Right of succession by certain
persons.
*
*
*
*
*
(c) In the case of permits issued under
§ 17.22(b) through (d) or § 17.32(b)
through (d) or permits issued under
§ 22.26 of this subchapter B, the
successor’s authorization under the
permit is also subject to our
determination that:
(1) The successor meets all of the
qualifications under this part for
holding a permit;
(2) The successor has provided
adequate written assurances that it will
provide sufficient funding for any
applicable conservation measures,
conservation plan, or Agreement and
will implement the relevant terms and
conditions of the permit, including any
outstanding minimization and
mitigation requirements; and
(3) The successor has provided such
other information as we determine is
relevant to the processing of the request.
■ 4. Amend § 13.25 by revising
paragraph (b) and adding paragraph (f)
to read as follows:
§ 13.25 Transfer of permits and scope of
permit authorization.
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(b) Permits issued under § 17.22(b)
through (d) or § 17.32(b) through (d) or
permits issued under § 22.26 of this
subchapter B may be transferred in
whole or in part through a joint
submission by the permittee and the
proposed transferee, or in the case of a
deceased permittee, the deceased
permittee’s legal representative and the
proposed transferee, provided we
determine that:
(1) The proposed transferee meets all
of the qualifications under this part for
holding a permit;
(2) The proposed transferee has
provided adequate written assurances of
sufficient funding for the conservation
measures, conservation plan, or
Agreement, and will implement the
relevant terms and conditions of the
permit, including any outstanding
minimization and mitigation
requirements; and
(3) The proposed transferee has
provided other information that we
determine is relevant to the processing
of the submission.
*
*
*
*
*
(f) In the case of permits issued under
§ 22.26 of this subchapter B to a Federal,
State, tribal, or local governmental
entity, a person is under the direct
control of the permittee if the person is
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under the jurisdiction of the permittee,
provided the permittee has the
regulatory authority to require the
person to comply with the terms and
conditions of the permit and the permit
provides that such person(s) may carry
out the authorized activity.
PART 22—EAGLE PERMITS
5. The authority for part 22 continues
to read as follows:
■
Authority: 16 U.S.C. 668–668d; 16 U.S.C.
703–712; 16 U.S.C. 1531–1544.
6. Amend § 22.26 by:
a. Revising paragraph (c)(3)
introductory text;
■ b. Revising paragraph (h); and
■ c. Adding paragraphs (i) and (j).
The revisions and additions read as
follows:
■
■
§ 22.26 Permits for eagle take that is
associated with, but not the purpose of, an
activity.
*
*
*
*
*
(c) * * *
(3) You must submit an annual report
summarizing the information you
obtained through monitoring to the
Service every year that your permit is
valid and for up to 3 years after
completion of the activity or
termination of the permit, as specified
in your permit. If your permit expires or
is suspended or revoked before the
activity is completed, you must submit
the report within 60 days of such date.
The Service will make eagle mortality
information from annual reports of
programmatic permits available to the
public. Reporting requirements include:
*
*
*
*
*
(h) Permit reviews. At no more than 5
years from the date a permit is issued,
and every 5 years thereafter until a
programmatic permit is due to expire in
5 or fewer years, the permittee will
compile and submit to the Service, eagle
fatality data or other pertinent
information that is site-specific for the
project, as required by the permit. The
5-year review will be comparable to the
initial review of the permit application.
The Service will make eagle-mortality
information compiled in 5-year review
reports available to the public. As part
of the 5-year-review process, we will
determine if trigger points specified in
the permit have been reached that
would indicate that additional
conservation measures as described in a
permit should be implemented to
potentially reduce eagle mortalities, or if
additional mitigation measures are
needed. Additional postimplementation monitoring may be
required to determine the effectiveness
of additional conservation measures.
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73725
(1) During each 5-year review, we will
reassess post-construction monitoring,
fatality rates, effectiveness of measures
to reduce take, the appropriate amount
and effectiveness of compensatory
mitigation, and the status of the eagle
population.
(2) Depending on the findings of the
review, we may make changes to a
permit as necessary, including any of
the following:
(i) update fatality predictions for the
facility;
(ii) require implementation of
additional conservation measures as
described in the permit;
(iii) update monitoring requirements
(iv) revise compensatory mitigation
requirements in accordance with the
permit, or
(v) suspend or revoke the permit.
(3) In consultation with the permittee,
we will determine compensatory
mitigation for future years for the
project, taking into account the observed
levels of mortality and any anticipated
reduction in mortality from additional
conservation measures.
(i) Permit duration. The duration of
each permit issued under this section
will be designated on its face and will
be based on the duration of the
proposed activities, the period of time
for which take will occur, the level of
impacts to eagles, and the nature and
extent of mitigation measures
incorporated into the terms and
conditions of the permit. Standard
permits will not exceed 5 years. A
permit for programmatic take will not
exceed 30 years.
(j) Transfer of programmatic permits.
Programmatic permits may be
transferred to new owners of facilities,
provided that the new owners have
never had a permit issued by the U.S.
Fish and Wildlife Service suspended or
revoked, and have not been convicted of
violating a Federal wildlife law in the
last 10 years. The transferee must meet
all of the qualifications under this part
for holding a permit, as well as the
requirements of § 13.25(b) of this
subchapter B.
Dated: November 18, 2013.
Rachel Jacobson,
Principal Deputy Assistant Secretary for Fish
and Wildlife and Parks.
[FR Doc. 2013–29088 Filed 12–6–13; 8:45 am]
BILLING CODE 4310–55–P
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Agencies
[Federal Register Volume 78, Number 236 (Monday, December 9, 2013)]
[Rules and Regulations]
[Pages 73704-73725]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-29088]
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DEPARTMENT OF THE INTERIOR
Fish and Wildlife Service
50 CFR Parts 13 and 22
[Docket No. FWS-R9-MB-2011-0054; FF09M21200-134-FXMB1231099BPP0]
RIN 1018-AX91
Eagle Permits; Changes in the Regulations Governing Eagle
Permitting
AGENCY: Fish and Wildlife Service, Interior.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: We revise the regulations for permits for take of golden
eagles (Aquila chrysaetos) and bald eagles (Haliaeetus leucocephalus)
that is associated with, but not the purpose of, an activity. We extend
the maximum term for programmatic permits to 30 years, while
maintaining discretion to issue permits of shorter duration as
appropriate. The permits must incorporate conditions specifying
additional measures that may be necessary to ensure the preservation of
eagles, should monitoring data indicate the need for the measures. This
change will facilitate the responsible development of renewable energy
and other projects designed to operate for decades, while continuing to
protect eagles consistent with our statutory mandates. For a permit
valid for 5 years or more, we will assess an application processing fee
sufficient to offset the estimated costs associated with working with
the applicants to develop site plans and conservation measures, and
prepare applications, and for us to review applications. We also will
collect an administration fee when we issue a permit and at 5-year
intervals.
DATES: This rule goes into effect on January 8, 2014.
FOR FURTHER INFORMATION CONTACT: Chief, Division of Migratory Bird
Management, at 703-358-1714.
SUPPLEMENTARY INFORMATION:
Background
The Bald and Golden Eagle Protection Act (16 U.S.C. 668-668d)
(Eagle Act or BGEPA) prohibits take of bald eagles and golden eagles by
otherwise lawful activities, except pursuant to Federal regulations.
The Eagle Act regulations at title 50, part 22 of the Code of Federal
Regulations (CFR), define the ``take'' of an eagle to include the
following broad range of actions: ``pursue, shoot, shoot at, poison,
wound, kill, capture, trap, collect, destroy, molest, or disturb''
(Sec. 22.3). The Eagle Act allows the Secretary of the Interior to
authorize certain otherwise prohibited activities through regulations.
The Secretary is authorized to prescribe regulations permitting the
``taking, possession, and transportation of [bald eagles or golden
eagles] . . . for the scientific or exhibition purposes of public
museums, scientific societies, and zoological parks, or for the
religious purposes of Indian tribes, or . . . for the protection of
wildlife or of agricultural or other interests in any particular
locality,'' provided such permits are ``compatible with the
preservation of the bald eagle or the golden eagle'' (16 U.S.C. 668a).
On September 11, 2009, we, the U.S. Fish and Wildlife Service (FWS
or Service), published a final rule that established new permit
regulations under the Eagle Act for incidental take of eagles (74 FR
46836) while conducting otherwise lawful activities. The regulations at
50 CFR 22.26 provide for permits to take bald eagles and golden eagles
when the taking is associated with, but not the purpose of, an
otherwise lawful activity. The regulations provide for both standard
permits, which authorize individual instances of take that cannot
practicably be avoided, and programmatic permits, which authorize
recurring take that is unavoidable even after implementation of
Advanced Conservation Practices (ACPs). We have issued standard permits
for commercial and residential construction, transportation projects,
maintenance of utility lines and dams, and in a variety of other
circumstances where take is expected to occur in a limited timeframe
and specific location. For instance, take that does not reoccur, such
as temporary abandonment of a nest, or is caused solely by indirect
effects, does not require a programmatic permit, but may require a
standard permit.
``Programmatic take'' of eagles is defined at 50 CFR 22.3 as ``take
that is recurring, is not caused solely by indirect effects, and that
occurs over the long term or in a location or locations that cannot be
specifically identified.'' For additional explanation of programmatic
take and programmatic permits, see 74 FR 46841-46843.
We may issue programmatic permits for disturbance and for take
resulting in mortalities, based on implementation of ACPs developed in
coordination with us. ACPs are ``scientifically supportable measures
approved by the Service that represent the best available techniques to
reduce eagle disturbance and ongoing mortalities to a level where
remaining take is unavoidable'' (50 CFR 22.3). Most take authorized
under Sec. 22.26 has been in the form of disturbance. However, permits
may authorize lethal take that is incidental to an otherwise lawful
activity, such as mortalities caused by collisions with wind turbines,
powerline electrocutions, and other potential sources of incidental
take.
On the same day that the proposed rule for this rulemaking was
published in the Federal Register (77 FR 22267, April 13, 2012), we
also published an advance notice of proposed rulemaking (ANPR) looking
at all aspects of the 2009 permit regulations (see 77 FR 22278). The
ANPR sought public input on how the regulations could be revised to be
more efficient or otherwise improved. The notice highlighted three
issues about which we were particularly interested in hearing from the
public: (1) The standard for programmatic permits that take must be
reduced to the point where it is unavoidable; (2) mitigation
requirements and options; and (3) our interpretation of the Eagle Act
``Preservation Standard.'' We have reviewed the public comments on the
ANPR. We intend to propose additional revisions to the permit
regulations based
[[Page 73705]]
on the comments received on the ANPR and other factors. Several
comments have suggested that this tenure rule should be labeled as an
interim rule, or state in the rule text that the rule is effective
until it is amended or replaced. In promulgating this final rule, we
note that this rule is effective until amended or replaced and that, as
such, labeling this rule with interim rule text is unnecessary.
Moreover, it is our intention to move ahead in the near future with the
additional rulemaking that we initiated through the ANPR. That
rulemaking will provide an opportunity to revisit all aspects of the
2009 regulations, as well as the provisions of this tenure rule.
Since we published the proposed rule, we have finalized the Eagle
Conservation Plan Guidance (ECPG) Module I for Land-based Wind Energy.
The ECPG describes the processes that the Service recommends wind
energy permit applicants use to conduct eagle surveys, evaluate risk of
activities to eagles, avoid and minimize risks to eagles, compensate
for unavoidable take, and apply an adaptive management framework. For a
more comprehensive discussion of any of these activities related to the
permitting of wind energy facilities, please see the ECPG, which is
available at: https://www.fws.gov/migratorybirds/PDFs/Eagle%20Conservation%20Plan%20Guidance-Module%201.pdf.
A recent assessment of the status of the golden eagle in the
coterminous western United States showed that, over the past 40 years,
populations have been trending slightly downward in some areas and
upwards in others, such that on balance the population appears stable
in response to existing demographic factors (Millsap et al. 2013).
Permit Duration
In February 2011, we published draft Eagle Conservation Plan
Guidance that provided information on how to prepare Eagle Conservation
Plans and apply for eagle take permits. Many commenters recommended
that we extend the maximum term of the permit, as we are doing with
this rule. Since publication of the 2009 final rule, we have reviewed
applications from proponents of renewable energy projects, such as wind
and solar power facilities, for programmatic permits to authorize eagle
take that may result from both the construction and ongoing operations
of renewable energy projects. During our review, it became evident that
the 5-year term limit imposed by the 2009 regulations (see 50 CFR
22.26(h)) should be extended to better correspond to the operational
timeframe of renewable energy projects. On April 13, 2012, we proposed
to amend the regulations to provide for terms of up to 30 years for
programmatic permits (77 FR 22267). In today's rulemaking, we are
finalizing that proposal with minor modifications as described below.
We now: (1) Clarify what will happen during the 5-year reviews; (2)
specify that we will make annual reports and 5-year compilations
available to the public; and (3) clarify the definition of ``low risk''
to eagles. We will revisit the provisions of this rule during our
review of the 2009 eagle rule.
In light of the longer permit durations that we are adopting in
this rulemaking, we intend, if appropriate, to incorporate into the
terms and conditions of the permit a commitment from the applicant to
implement additional, specific mitigation measures. The additional
measures would be triggered if the authorized level of take is exceeded
or if new scientific information demonstrates that the additional
mitigation measures are necessary for the preservation of eagles. These
additional, specific mitigation measures will be described in detail in
the permit, which will describe the consequences to, and requirements
of, the applicant if take greater than was predicted occurs or new
information about eagle populations affected by the activity becomes
available, for example, unexpected declines in affected eagle
populations. However, if the additional mitigation measures prove
inadequate to meet the Eagle Act's preservation standard, the
regulations at Sec. 22.26(c)(7) allow us to further amend any
programmatic permits to safeguard eagle populations--consistent with
the limits jointly agreed to at the outset of each permit. Permit
revocation is a final option if an activity is not compatible with
eagle preservation. We anticipate that implementing additional
mitigation measures identified as permit conditions will reduce the
likelihood of amendments to, or revocation of, the permit.
If the Service and applicant determine that the proposed activity
may be suitable for testing experimental ACPs, we will identify such
measures and protocols for testing their effectiveness. The Service
anticipates limiting costs associated with studying experimental ACPs
associated with any permit.
All quantifiably predicted or verified take (based on past
monitoring) that exceeds take thresholds for the eagle management unit
for the species identified in the 2009 Environmental Assessment (U.S.
Fish and Wildlife Service; Final Environmental Assessment: Proposal to
Permit Take as Provided Under the Bald and Golden Eagle Protection Act;
April 2009) must be offset with compensatory mitigation that results in
no net loss to the population. For activities without ACPs, we will
identify potential risks that are not addressed by avoidance and
minimization measures and experimental ACPs that might address those
risks. We and the permittee will agree on the upper limit on the costs
to implement and on trigger points tied to post construction monitoring
that, if reached, would result in implementation of the experimental
ACPs. If the project causes fatalities that meet or exceed the amount
authorized by the permit, and if experimental ACPs or additional
conservation measures cannot be implemented to reduce those fatalities,
we may have to rescind the permit for that project to comply with the
``stable or increasing breeding population'' standard for protection of
the species, as specified in the 2009 final rule.
Adaptive Management Process
Management of some types of facilities, such as wind energy
facilities, to minimize eagle take, entails a set of recurrent
decisions made in the face of uncertainty. The Department of the
Interior (DOI) has a long history of approaching such decisions through
a process of adaptive management (Williams et al. 2007). The purpose of
adaptive management is to improve long-term management outcomes, by
recognizing where key uncertainties impede decision-making, seeking to
reduce those uncertainties over time, and applying that learning to
subsequent decisions (Walters 1986).
In the case of managing eagle populations in the face of energy
development, there is considerable uncertainty. For example, evidence
shows that in some areas or specific situations, large soaring birds,
specifically raptors, are especially vulnerable to colliding with wind
turbines (Barrios and Rodriguez 2004, Kuvlesky et al. 2007). However,
we are uncertain about the relative importance of different factors
that influence that risk. We are also uncertain which strategies would
best mitigate the effects of wind energy developments on raptors.
Populations of raptors with relatively low fecundity, such as golden
eagles, are more susceptible to population declines due to new sources
of mortality. We face challenges managing eagle populations because we
need better information about: (1) Factors that affect collision risk;
(2)
[[Page 73706]]
factors affecting population trends; and (3) efficacy of various
avoidance and mitigation measures. Our goals are to maintain eagle
populations while authorizing limited incidental take, use adaptive
management to address uncertainty, and improve our predictive
capability over time. Applying a systematic, nationally consistent
strategy of management and monitoring is necessary to accomplish these
goals.
Advanced Conservation Practices and Adaptive Management
We believe that the best course of action is to work with industry
to develop ACPs for wind projects and other activities as an element of
adaptive management associated with the programmatic take permit
process. This process will be applied to other types of projects and
activities where the impacts of the activity are uncertain and measures
to reduce potential take have not been well-tested. A project developer
or operator will be required to implement all available measures to
avoid and minimize incidental take of eagles at a project. For wind
projects, the Service and the project developer or operator will work
together to minimize the impacts of site-specific, and possibly
turbine-specific, factors that may kill or disturb eagles, and develop
ACPs to reduce or eliminate risks that are substantiated by the best
available science. Unless we determine that there is a reasonable
scientific basis to implement experimental ACPs, such potentially
costly measures will be deferred until such time as a predefined
trigger, such as a threshold of eagle use of a defined area or an eagle
fatality, in the permit is reached. At that point, consistent with the
adaptive management process, the permittee will be required to
implement the additional ACP as a condition of the programmatic eagle
take permit. In this way, a project developer or operator will not be
required to expend funds to address a problem that may not exist.
The Service has not currently identified ACPs for wind energy
projects that reduce eagle disturbance and blade-strike mortality. The
development of ACPs for wind energy facilities has been hampered by the
lack of standardized scientific studies of potential ACPs. We have
concluded that the best way to obtain the needed scientific information
is to work with industry to develop ACPs for wind projects, and perhaps
for other industries, as part of an adaptive management regime and
comprehensive research program tied to the programmatic-take-permit
process.
ACPs will be implemented at operating wind facilities with eagle
take permits on an ``experimental'' basis. The ACPs are considered
experimental because they have not yet been scientifically demonstrated
to be effective. The experimental ACPs would be scientifically
evaluated for their effectiveness, as described in detail in the
Service's Eagle Conservation Plan Guidance, and based on the results of
these studies, could be modified in an adaptive management regime. This
approach will provide the needed scientific information for the future
establishment of formal ACPs, while enabling wind energy facilities to
move forward in the interim.
If a permit trigger is reached, developers or operators would be
required to implement the potentially effective experimental ACP(s) and
to monitor future eagle take relative to the ACP(s). As the results
from monitoring experimental ACPs across a number of facilities
accumulate and are analyzed as part of the adaptive management process,
scientific information in support of certain ACPs may accrue, whereas
other ACPs may show little value in reducing take. If we determine that
the available science demonstrates an experimental ACP is effective in
reducing eagle take, we will approve that ACP and require its
implementation when and where warranted and feasible. If this approach
is successful in the context of wind projects, the Service will
consider employing a similar process in developing permitting
provisions for other industries as necessary.
Programmatic Permit Evaluation Process
For projects with programmatic eagle take permits, intensive
monitoring to estimate the actual annual fatality rate and to assess
disturbance effects may be required in accordance with monitoring
provisions at 50 CFR 22.26(c)(2) and (3). Permittees will be expected
to submit annual reports on eagle monitoring and any eagles found
injured or dead at their facility. The Service will make mortality
information from these annual reports available to the public. At no
more than 5-year intervals from the date a permit is issued, the
permittee will compile a report documenting fatality and other
pertinent information for the project and submit the report to the
Service. The Service will review the information with the permittee to
determine if a trigger point has been reached that requires
implementation of one or more experimental ACPs or additional
mitigation measures designed to reduce eagle mortalities. Additional
post-implementation monitoring will be required to determine the
effectiveness of the experimental ACPs. The Service will make mortality
information from the 5-year compilation report available to the public.
We will evaluate each permit issued for more than 5 years at 5-year
intervals. These evaluations will reassess fatality rates,
effectiveness of measures to reduce take, the appropriate level of
compensatory mitigation, and eagle population status. Depending on the
findings of the review, we may make changes to a permit consistent with
its terms and conditions, including any of the following:
(i) Update the fatality predictions for the facility;
(ii) require implementation of additional conservation measures as
described in the permit;
(iii) update monitoring requirements;
(iv) revise compensatory mitigation requirements in accordance with
the permit;
(v) require revisions of the ACPs and additional mitigation
measures; or
(vi) suspend or revoke the permit.
During the initial 5-year review, in consultation with the
permittee, the Service will determine compensatory mitigation for
future years for the project, taking into account the observed levels
of mortality and any reduction in that mortality that is expected due
to implementation of additional experimental and/or established ACPs.
Monitoring to determine the effectiveness of these ACPs and mitigation
efforts will be a permit condition. We will modify the compensatory
mitigation process to adapt to any improvements in our knowledge base
as new data become available.
The specific objectives, duration, or extent of post-construction
monitoring will be tailored to the specific conditions at each site.
For example, the objectives of post-construction monitoring at a low-
risk project will likely be to confirm that actual fatalities do not
exceed some trigger level (likely much higher than the predicted
fatality rate) rather than to confirm the predicted fatality, given
practical limitations on the sampling that would be needed to confirm
precise rates for such rare events. On the other hand, at sites where
modest or relatively high numbers of fatalities are predicted,
increased monitoring (both in rigor and duration) commensurate with the
increased potential population effect will likely be required, and at
sufficient intensity to provide a general indication of the actual
fatality rate.
[[Page 73707]]
NEPA on Adaptive Management Elements
The adaptive management process relevant to each programmatic
permit will need to be reviewed as part of the analysis required under
the National Environmental Policy Act (NEPA) for each permit prior to
permit issuance. If a permittee subsequently proposes to undertake
additional measures beyond what was required in an issued permit and
accompanying NEPA document, the Service will consider whether
additional NEPA analysis is warranted.
Right of Succession and Transferability of Permits
We recognize that a succession of owners may purchase or resell the
affected company or land during the term of the permit. Accordingly, we
are revising regulations at 50 CFR 13.24 (Right of succession by
certain persons) and 13.25 (Transfer of permits and scope of permit
authorization) to allow a programmatic permit to be transferable to the
new owner of a project and to ensure that any successors to the
permittee commit to carrying out the conditions of the permit.
Regulations at 50 CFR 13.24 and 13.25 impose restrictions on the
right of succession and transferability of Service permits. These
restrictions are appropriate for most wildlife permitting situations,
but they are impractical and unduly restrictive for situations in which
the permitted activity will be conducted over a lengthy period of years
and ownership of the land or facility covered by a permit could
reasonably be expected to change over that period.
The regulations at 50 CFR 13.24 allow for one or more successors to
a permit: The surviving spouse, child, executor, administrator, or
other legal representative of a deceased permittee; or a receiver or
trustee in bankruptcy or a court-designated assignee for the benefit of
creditors. For most Service permits, with the exception of certain
long-term permits issued under Endangered Species Act (ESA)
regulations, all the potential successor has needed to do to gain the
privileges of the permit is to ``furnish the permit for endorsement''
to the permit office within 90 days from the date the successor begins
to carry out the permitted activity. Through this rulemaking, a long-
term Eagle Act permit will be subject to the same provisions that have
applied to most Service permits. The permit transfer is subject to our
determination that the successor meets all of the qualifications under
this part for holding it; provides adequate written assurances of
sufficient funding for any applicable conservation plan or agreement;
demonstrates the willingness to implement the relevant terms and
conditions of the permit, including any outstanding minimization and
mitigation requirements; and provides other information necessary for
processing the request.
Section 13.25 addresses the circumstances in which someone other
than the person to whom a permit is issued can carry out actions
authorized by the permit. As a general matter, anyone who is under the
``direct control'' of the permittee or ``under contract to the
permittee for purposes authorized by the permit'' can carry out such
actions. For Eagle Act permits issued to certain governmental
authorities, new paragraph (f) of Sec. 13.25 clarifies that those who
are under the jurisdiction of the permittee are considered to be under
the permittee's direct control, in much the same manner as existing
paragraph (e) treats ESA permits issued in association with habitat
conservation plans, safe harbor agreements, and candidate conservation
agreements with assurances. Similarly, paragraph (b) has been revised
to allow Eagle Act and these three types of ESA permits to be
transferred to one or more transferees based upon a satisfactory joint
submission from the permittee and proposed transferee(s). Thus, this
provision makes possible multi-participant or programmatic arrangements
in which FWS can issue an ESA or Eagle Act permit to a single permittee
who can then transfer the authority of that permit to one or more
transferees with the approval of the FWS. Currently, paragraph (c)
allows for the transfer of Safe Harbor and Candidate Conservation
Agreements with Assurances, but only in the case of the transfer of
lands subject to such agreements. The change made to 50 CFR 13.25(b)
would allow transfer in additional circumstances by allowing the holder
of an Eagle Act permit or a permit authorizing a programmatic Safe
Harbor or Candidate Conservation Agreement with Assurances to transfer
such permit to individual qualifying property owners, subject to FWS
approval.
Permit Application Processing Fee and Administration Fee
This rule also amends the schedule of permit application processing
fees set forth at 50 CFR 13.11 by substantially increasing the fees to
be charged for processing applications for programmatic permits for
incidental take of bald or golden eagles. However, Federal, State,
tribal, and other governmental agencies are exempt from the requirement
to pay permit application processing fees for any permits issued by the
Service (see 50 CFR 13.11(d)(3)(i)). This rule does not affect that
exemption.
Experience to date has demonstrated that the current $1,000 permit
application processing fee for programmatic permits is a very small
percentage of the actual cost of reviewing and processing programmatic
permit applications and providing technical assistance. With the
anticipated costs of administering the permits, particularly those that
authorize the taking of eagles over a decade or more, the current fee
will be insufficient to cover Service expenses.
Executive Branch agencies have been directed to recover costs for
providing special benefits to identifiable recipients (https://www.whitehouse.gov/omb/circulars --a025). Recovered costs would include
those for working with applicants, assessing permit applications, and
undertaking monitoring associated with each permit. The increased
application processing fee reflects the estimated cost to the Service
of developing a management plan for monitoring the effectiveness of the
terms and conditions of the permit.
Most of the costs to the Service will occur during the development
and initiation of projects. The application processing fee combines
both the costs of working with the applicant prior to submitting a
permit application and processing the application. We estimate the cost
of processing an eagle take permit application to be approximately
$36,000. Accordingly, we establish a $36,000 permit application
processing fee for a programmatic permit. We may not approve all permit
applications. As with other permits issued by the Service, we will not
refund the application processing fee unless the application is
withdrawn before we have significantly processed it (50 CFR
13.11(d)(i)).
To recover costs to the Service for monitoring and working with the
permittees over the lives of the permits, we also will collect a permit
administration fee of $2,600 upon each 5-year review of a permit.
Therefore, the total administration fees range from $2,600 for a permit
with tenure of 5 years to $15,600 for a 30-year permit.
We typically assess a fee for processing substantive amendments to
permits during the tenure of a permit. For all programmatic permits,
regardless of duration, the amendment processing fee will be $1,000,
and the fee for
[[Page 73708]]
processing the transfer of a programmatic permit will be $1,000.
For some ongoing activities, such as the operation of some types of
infrastructure, there is a possibility that one or more eagles will be
taken during the lifetimes of the activities, but take is unlikely. In
such cases, we expect many project proponents will not feel compelled
to apply for a permit. Alternatively, some developers may seek the
security provided by a permit if an eagle is killed or injured. This
rule establishes a separate fee category for ``low-risk'' projects.
This category is based on the concept we introduced in the proposed
rule as ``small-impact.'' A number of commenters thought that term was
confusing, so we are replacing it with ``low-risk.'' The idea behind
the ``low-risk'' category is to substantially reduce permit application
processing fees for projects that we can identify, without committing
substantial staff resources, as likely to have minimal or no impacts to
eagles even though take is possible over the lifetime of the project.
Because applications for these projects will require significantly less
work for us to evaluate, we are establishing a permit application
processing fee of $8,000 for ``low-risk'' projects. The administration
fee for these permits is $500 every 5 years.
Under ``low risk'' scenarios, the reduced costs to the Service
result from a variety of factors, including the fact that the project
proponent, rather than the Service, must document the low risk to
eagles, and that there is no need to develop a robust adaptive
management framework for a long-term permit. In contrast, if a reliable
model indicates that the project will take even one eagle, the workload
of the Service will substantially increase.
In our April 2012 proposed rulemaking for these regulations, we
proposed a permit application processing fee of $5,000. The $8,000 fee
we are codifying today is necessary to capture what we estimate to be
the cost of providing technical assistance to low-risk project
developers and reviewing and verifying the data they provide in the
permit application to ensure that they meet the criteria for low-risk
permits.
There are potential benefits to eagles from issuing permits in
situations in which take is unlikely, because such ``low-risk'' permits
will require monitoring and reporting (although less than is required
for typical long-term programmatic permits), providing us with
additional data on eagle use of the project areas and potential impacts
of the permitted activities.
To qualify as ``low-risk,'' the applicant must use models and
predictive tools that we have approved to demonstrate that take is
expected to be less than 0.03 eagles per year (or less than one eagle
over 30 years). This rule establishes the following regulatory
definition of ``low-risk,'' which will be codified at 50 CFR
13.11(d)(4): ``Low-risk'' means a project or activity is unlikely to
take an eagle over a 30-year period and the applicant for a permit for
the project or activity has provided the Service with sufficient data
obtained through Service-approved models and/or predictive tools to
verify that the take is likely to be less than 0.03 eagles per year.
Responses to Comments
Comment: Extending programmatic permit tenure to 30 years
contradicts the Service's statement in the Federal Register notice for
the 2009 regulations that it should not issue permits for periods
longer than 5 years ``because factors may change over a longer period
of time such that a take authorized much earlier would later be
incompatible with the preservation of the bald eagle or the golden
eagle.''
Response: The Service believes that the 5-year limitation on the
duration of BGEPA permits is an unnecessary impediment for activities
or projects that will last more than 5 years. By extending the duration
of permits we expect to have more entities apply for permits and
thereby work with our biologists to avoid and minimize and compensate
for eagle impacts. Adaptive management elements that will be built into
permits and our 5-year evaluations provide the Service with the ability
to manage the permits to ensure adequate mitigation is provided by
permittees to offset predicted detrimental impacts to eagles throughout
the life of the permit. The Service retains the discretion to issue a
permit for a term of less than 30 years, as appropriate.
Comment: The ability to predict and plan over a 30-year period is
extremely limited because many factors that affect eagles and eagle
populations will change considerably over 30 years. And the
uncertainties regarding the population trajectories of golden and bald
eagles are too great to justify issuing 30-year programmatic permits.
The Service does not have sufficient data about current populations of
golden eagles, much less 30 years from now. Changes in adult survival
can disproportionately influence population growth as compared to
changes in birth rates. Population declines can occur very rapidly,
particularly relative to the slow response time of government and
particularly in light of climate change.
Response: The adaptive management elements that will be built into
permits, along with our 5-year evaluations, provide the Service with
the ability to manage the permits to ensure adequate mitigation is
provided by permittees to offset detrimental impacts to eagles
throughout the life of the permit.
Comment: Cumulative impacts from wind power on eagles are highly
uncertain as there have been no large-scale studies on either a
regional or national level. In addition to direct mortalities,
cumulative impacts from loss of habitat may be significant and do not
seem to be accounted for in the regulations or the Service's draft
Eagle Conservation Plan Guidance. What would happen if the Service
needed to decrease regional take thresholds and existing 30-year take
permits put permittees over the threshold? If cumulative impacts prove
to be unsustainable for eagles, how would the Service decide which
permits to suspend or revoke?
Response: Under the terms of the 2009 permit regulation and
associated EA, eagle take permits that exceed take thresholds for the
affected regional eagle management units, either singly or in
combination with other analyzed forms of take, must require that the
eagle take be offset so that there is no net loss to the breeding
population. Take thresholds may be adjusted up or down over time based
on the changing status of eagle populations. If a take threshold is
lowered, resulting in a programmatic eagle take permit exceeding the
new threshold, the Service will work with the permittee to implement
additional measures to avoid and minimize take and implement
compensatory mitigation pursuant to the adaptive management process.
The permittee may be able to undertake additional conservation measures
in the form of operational changes or compensatory mitigation. If there
are multiple permits within the affected eagle management unit, each
permittee would have to implement or contribute in proportion to
additional mitigation.
Comment: Golden eagles could require ESA listing during the next 30
years. How does the Service plan to address the following three
questions?
(1) If the golden eagle (or either species) were listed as a
threatened or endangered species, and a wind energy developer then
later sought to construct a facility on private land that might result
in eagle take, which permits would the developer need to obtain to
avoid liability for incidental take: An incidental take permit (ITP)
under the
[[Page 73709]]
ESA, a programmatic take permit under the Eagle Act, both permits, or a
combined single permit?
(2) If a developer were issued an Eagle Act programmatic permit for
a wind facility on private land, and the golden eagle (or either
species) were then later listed as a threatened or endangered species
during the life of the permit, would the existing programmatic take
permit exempt the permittee from the take prohibition under the ESA or
would the permittee need to apply for an ESA Section 10 ITP to avoid
liability?
(3) If the permitted facility in (2) had a federal nexus at the
time the Eagle Act programmatic permit was issued (e.g., the project
required fill of wetlands and a 404 permit issued by the Federal
Government), would an ESA Section 7 consultation be required at the
time of listing with respect to the eagle species covered by the
programmatic permit?
Response: If golden or bald eagles are listed as threatened or
endangered under the ESA, a project proponent or operator should
evaluate the risk to the listed species, and, if appropriate, apply for
an incidental take permit under the ESA. ESA incidental take permits
also constitute Eagle Act permits as provided by 50 CFR 22.11(a). With
regard to (2), if the project was already permitted under the Eagle
Act, and the eagle was then listed under the ESA, the permittee would
not need additional authorization under the ESA because Sec. 22.11(b)
provides that a permit is not needed under ESA regulations if the
activity has been permitted under Eagle Act regulations. In response to
(3), a section 7 consultation would be required at the time the eagle
was listed under the ESA if there was an ongoing Federal action that
affects the species. Many wind projects are currently obtaining ESA
incidental take authorization for listed species under section 7
consultations. If the Service were to list golden or bald eagles under
the ESA, project operators could seek similar coverage for listed
eagles.
Comment: The 30-year permit tenure shifts the burden to the Service
to show that additional mitigation measures are necessary. The criteria
for renewal of a permit (which an applicant must demonstrate) are more
stringent and thorough than criteria for amendment or suspension (which
the Service must demonstrate). To renew a permit, the applicant must
show that it has incorporated the latest scientific and technological
information into its activities and that take continues to be
unavoidable, whereas, under the proposed rule, no changes will be made
to permitted activities unless the Service is able to demonstrate such
changes are necessary to safeguard eagle populations. For 5-year
permits, the project proponent, who has the resources to gather the
necessary information and a critical need to do so, is charged with
regularly gathering and presenting that information in order to secure
permit renewal. Under a 30-year permit, inertia, scarce resources, and
the press of other work may mean that the permit stands unexamined or
is cursorily reviewed.
Response: The Service has determined that, by incorporating
adaptive management elements into permits and conducting 5-year
reviews, the agency can effectively manage the permits in a manner that
will offset detrimental impacts to eagles throughout the life of the
permit. To offset the use of agency resources, the Service will collect
a permit administration fee of $2,600 for each 5-year review.
Comment: The Service should consider creating a ``provisional
permit'' that could be issued for the 30-year period, with concurrent
full permits issued for 5-year periods therein. This could provide a
somewhat streamlined process for full permit renewal at 5-year
intervals, but would require thorough review of permit conditions with
respect to current population levels, mortality rates, and cumulative
impacts. The burden of proof would remain with the permittee to prove
that the project meets the criteria for renewal.
Response: We considered this idea, but rejected it because it would
require significant additional resources for the Service and it would
not provide project developers the certainty provided by a permit for
the anticipated project life. By implementing the comprehensive
adaptive management program described in this final rule, the Service
can work with project operators to manage their activities in ways that
meet our eagle conservation mandates.
Comment: A 30-year permit would decrease opportunities for public
stakeholder involvement because decisions on issuance and reissuance
are subject to NEPA analysis and tribal consultation.
Response: Leaving the 5-year maximum permit term in place would
have allowed for additional public and Tribal comment during the NEPA
process for each of the multiple permit applications the Service would
have evaluated for an activity expected to last decades. However, the
NEPA analysis that we will undertake before issuing a longer-term
permit will thoroughly analyze long-term effects of such permits with
input from the public. One of the central objectives of this regulation
is to provide more certainty to project developers for the operational
life of a project. With the inclusion of the 5-year review provision,
we believe this final regulation strikes a good balance between
providing that certainty and ensuring that eagles continue to be
protected as they are under shorter-term permits.
Comment: A 30-year permit is not necessary for long-term wind
energy projects because the timeframe of investment and financing for
wind energy projects is relatively short. The Service does not cite any
documentation that the 5-year permit is incompatible with development
of renewable energy.
Response: Wind developers have informed the DOI and the Service
that 5-year permits have inhibited their ability to obtain financing,
and we changed the regulations to accommodate that need while
protecting eagles. Moreover, we may issue permits with shorter terms
than the allowable 30-year maximum tenure, when appropriate.
Comment: Extended permit tenure should occur only if the total
amount of authorized take remains the same as it would be under 5-year
permits.
Response: Because long-term permits will be for projects that will
be operational for more than 5 years, we assume this commenter meant
that a 30-year permit should not authorize more take than would be
authorized under a series of 5-year permits. The adaptive management
elements that will be built into permits, along with our 5-year
evaluations, will ensure that the total amount of authorized take will
remain the same under the extended permit tenure as it would be under a
series of 5-year permits and will remain compatible with the
preservation of eagles.
Comment: If additional conservation measures in the 30 years a
permit is valid would be required as frequently as permit changes would
be required upon renewal of 5-year permits--that is, if the 30-year
permits will be as effective in the requirement to protect eagles--then
moving to 30-year permits provides industry with no greater certainty.
Response: The final regulations strike a balance between providing
certainty to project proponents by extending permits to up to 30 years,
and ensuring that the Service maintains the oversight and tools it
would have at its disposal to protect eagles with a series of 5-year
reviews of permits.
Comment: A 30-year permit tenure (along with permit transferability
to new owners) will weaken the Service's ability to investigate and
prosecute
[[Page 73710]]
violations because each subsequent owner (and new permittee) will enjoy
a grace period before any action is taken.
Response: We have long encouraged industries to employ ``best
practices'' aimed at minimizing and avoiding the unpermitted take of
protected eagles and other migratory birds. Each investigation presents
unique factual and evidentiary factors. Therefore, this regulation is
consistent with the general Service policy of providing notice,
encouraging compliance, and offering an opportunity to correct before
pursuing charges against a permittee. Service agents refer for
prosecution in instances of takes that occur after the responsible
party becomes aware of the condition or practice causing the take and
fails to remedy it. Unless a notice would compromise an investigation,
the Service notifies the company or individual of the issue(s) relating
to the take of eagles and provides the company or individual an
opportunity to take remedial action to halt and/or minimize the take.
Where possible, we work with the company or individual to facilitate
communication of appropriate guidance to help eliminate any future take
of eagles. We also document the relevant actions taken, or not taken,
by the company or individual following notice.
Comment: A 30-year permit tenure will not be long enough for some
wind facilities. The Service should state that the permit renewal
should be--just like ESA section 10 permits--automatic.
Response: Permit renewal for ESA section 10 permits is not
automatic. Renewal of a permit is an issuance of a new permit, and all
issuance criteria must be met. We believe the 30-year permit tenure
will provide sufficient long-term certainty for project proponents (who
will have the option of renewing their permits as long as the projects
continue to meet permit issuance criteria).
Comment: Many utilities have maintained long-term Avian Protection
Plans (``APPs'') that proactively address concerns relating to avian
mortality. Implementation of APPs has been advantageous, allowing for a
cooperative model to address concerns, rather than through a more rigid
permitting scheme that adds cost to avian protection activities. If
necessary, the Service could issue Letters of Authorization for take at
facilities with APPs. It is important to ensure that development and
implementation of APPs remains a viable option to address the same
concerns that a 30-year programmatic permit would address.
Response: An Avian Protection Plan (APP) is a voluntary good-faith
effort to protect and conserve migratory birds, including eagles, by
reducing the risk of and damage from avian interactions with power
lines, wind turbines, or other infrastructure. APPs are developed by
companies, sometimes in consultation with the Service or other
government agencies. They are designed to target the risks that are
present at the particular utility or infrastructure. APPs focus on
preventing avian mortality by identifying areas of high bird use and
establishing protocols for retrofitting equipment and/or modifying
operations to protect avian species. The plans include monitoring and
reporting protocols for documenting avian interactions for purposes of
adaptive management and further reduction of hazards to birds.
Lower risk to birds generally correlates with greater reliability
for the operations of the utility or other facility. By reducing avian
mortalities, implementation of APPs also will reduce the facility's
liability under the MBTA and the Eagle Act. For all those reasons, the
Service strongly encourages development of APPs. However, an APP is not
an authorization for any take that still occurs despite the APP. In
most cases, facilities that are operating under well-designed APPs
should find the eagle take permitting process more expedient. They also
will generally need to implement fewer additional conservation measures
as permit conditions.
Comment: There is language in the proposal that a permit is not
necessary if there will be no impact; however, ``if any take will
occur, a permit is necessary.'' This language suggests that all forms
of existing and future eagle take will require permits.
Response: Take of bald and golden eagles is illegal under the
Migratory Bird Treaty Act and the Eagle Act. To remove liability for
take under both statutes, a permit is needed. The language referenced
by the commenter reads: ``If there will be no impact, a permit is not
necessary or appropriate. However, if any take will occur, a permit is
necessary to avoid violating the Eagle Act and developers and operators
of small-impact projects may wish to seek the coverage provided by a
programmatic permit . . .''
Comment: Eagle take permits should be required before construction
for all projects located in eagle habitat. Existing facilities should
be required to apply for take permits, share existing data, and begin
surveys using similar protocols as newly permitted facilities.
Response: The Eagle Act does not directly regulate otherwise legal
activities that may result in the take of an eagle. Certain effects of
otherwise lawful activities, such as construction and operation of wind
facilities, can result in actions that are prohibited under the Eagle
Act, such as disturbance, injury, or killing of eagles. Accordingly,
eagle take permits do not authorize construction or operation of a
facility, per se, and are not required to construct or operate such
facilities. What the permit authorizes is eagle take that may result
from the construction or operation. It is the responsibility--and
choice--of the developer, operator, or landowner to seek a permit and
avoid liability for such take. However the Service encourages all
entities with a project that has a potential to incidentally take
eagles to obtain an eagle take permit prior to undertaking activities
that could result in such takes.
Comment: The Service should make long-term permits available to
existing facilities that began operations prior to 2009, even though
opportunities for avoiding take are more limited. These facilities
represent an opportunity to explore post-construction avoidance,
minimization, and mitigation techniques.
Response: Eagle take permits are available to facilities that were
operating prior to 2009. We anticipated that many such facilities would
seek and obtain these permits. To date, the Service has received few
eagle take permit applications from operating wind energy facilities.
We stated in the 2009 final rule implementing the regulation (74 FR
46836) that, because the requirements for obtaining programmatic take
authorization are intended to reduce take, the take authorized by
programmatic permits for activities ongoing prior to 2009 will neither
be subtracted from regional thresholds, nor will it be subject to the
prioritization criteria. The reductions in take that result from
implementation of new measures to reduce take from ongoing activities
under programmatic permits may allow the Service to increase take
thresholds and make additional permits available for other activities
likely to result in take.
Comment: Extension of permits for industry to 30 years prioritizes
commercial activities over tribal cultural and religious needs because
it will allow industry to take a larger, disproportionate number of
eagles, while tribal members will be subject to the same limits imposed
by the existing permit system. Issuing 30-year programmatic permits
could de facto change the priority order for who should receive eagle
take permits established by the 2009 regulations.
[[Page 73711]]
Response: In the ``eagle take rule'' (50 CFR 22.26(4)), the Service
identified a priority order for eagles available to be taken under
permit as (in priority order): (1) Safety emergencies; (2) Native
American religious use for rites and ceremonies that require eagles be
taken from the wild; (3) renewal of programmatic take permits; (4)
nonemergency activities necessary to ensure public health and safety;
and (5) other interests. Under the eagle take rule, before we issue a
permit we must find that issuance of the permit will not preclude
issuance of another permit for an interest of higher priority. On a
regional scale, issuance of 30-year permits should not change the
availability of eagles for higher priorities, such as Native American
religious use. Each long-term permit must meet the criterion that it is
compatible with the goal of maintaining stable or increasing breeding
populations of both species of eagles. Therefore, these long-term
permits will not decrease eagle populations within eagle management
units, and requests from higher priority applicants should not be
affected.
Comment: Will 30-year permittees be required to comply with new
laws or regulations that might be put into effect during the permit
tenure?
Response: Unless laws or regulations contain provisions excluding
certain persons or organizations, the provisions of such laws and
regulations apply to all.
Comment: The regulations should restrict permits for long-term,
industrial-scale projects to applicants who have conducted
comprehensive pre-construction monitoring using rigorous methods
endorsed by the Service.
Response: The regulations do not specify the precise methods
applicants must use to conduct pre-construction monitoring. However,
for purposes of wind energy development, the Service has developed the
voluntary Wind Energy Guidelines and Eagle Conservation Plan Guidance,
both of which provide detailed guidance on monitoring methods and data
that would be useful to assess risk of project operations to eagles,
other migratory birds, and wildlife. Much of this guidance would be
applicable for other industries as well. Permit applicants do not have
to follow this guidance, but their data should meet an equal level of
rigor to allow us to assess impacts on eagles.
Mitigation and Adaptive Management
Comment: The Service is on record stating that it knows of no
measures to reduce take at wind energy facilities (once sited and
operational). The only proven method to reduce mortalities is to remove
or decommission turbines. Therefore, what mitigation measures can the
Service actually incorporate as conditions for adaptive management
under these permits? Any measures to reduce take that are demonstrably
effective should be required already as conditions of a programmatic
take permit, and should not be classified as ``additional.''
Response: The preamble to the 2009 permit regulations envisioned
the Service and industry working together to identify and evaluate
possible ACPs. The process of ACP development for wind-energy
facilities has been hampered because there has been little standardized
scientific study of potential ACPs. Such information can best be
obtained through experimental application of ACPs at operating
facilities with eagle take permits. Considering the pressing need to
develop ACPs for wind-energy facilities, the Service believes that the
best course of action is to work with industry to develop ACPs for wind
projects as part of the programmatic take permit process. Under this
scenario, a project developer or operator will still be expected to
implement any reasonable avoidance and minimization measures that may
reduce take of eagles at a project. However, the Service and the
project developer or operator will discuss and agree on other site-
specific, and possibly turbine-specific, factors that may pose risks to
eagles and potential future ACPs that might reduce or eliminate those
risks. Unless the Service determines that there is a reasonable
scientific basis to implement prospective ACPs up front, potentially
costly measures may be deferred until such time as there is eagle take
at the facility and the circumstances and evidence surrounding
instances of take or risk of take suggest the prospective ACPs are
warranted. This agreement would be specified as a condition of the
programmatic eagle take permit.
If eagle take is confirmed through post-construction monitoring,
developers or operators would be expected to implement the potentially
effective experimental ACP(s) and to monitor future eagle take relative
to the ACP(s) as part of the adaptive management process. As the
results from monitoring experimental ACPs across a number of facilities
accumulate and are analyzed as part of the adaptive management process,
scientific information in support of certain ACPs may accrue, whereas
other ACPs may show little value in reducing take. If the Service
determines that the available science demonstrates an experimental ACP
is effective in reducing eagle take, the Service will approve that ACP
and require its implementation when and where warranted.
Comment: The regulations need to be much clearer about when
adaptive management measures will be required; the proposed rule states
that the permittee will be required to undertake additional measures in
the event that take exceeds predicted levels or if new information
indicates that such measures are necessary to protect eagles. Trigger
mechanisms and mid-course changes must be unambiguously identified
prior to permit issuance. Will additional measures be required of
project proponents to address unforeseen circumstances? Will permittees
be required to implement measures that were not considered at the
outset and, therefore, were not specifically included as conditions of
the permit?
Response: See our response to the previous comment. Also, the
triggers that would initiate operational response will be described in
each permit. The triggers will be project specific, and should address
potential risks associated with the project. Triggers may include
exceeding a set number of eagle fatalities, eagle use exceeding a set
threshold, fatalities confirmed at a particular turbine or set of
turbines identified as potentially risky, occupancy of a particular
eagle nest site, or other measures.
Comment: Adaptive management must be ``active adaptive
management.'' Experimental variation in technology would need to be
required at the outset. The trigger for implementing additional
measures cannot depend on evidence of the effectiveness of the
measures, since that evidence has not yet been collected. In order to
comply with the regulations for programmatic permits, which require
take to be unavoidable, the Service must be able to require
implementation of new technologies that become available during the
life of the permit.
Response: As a general matter, we do not agree that project
developers should be required to undertake experimental measures when
the efficacy of such measures has not been demonstrated. However,
Section 22.26(h)(2) of this regulation provides that the Service may,
as part of the 5-year review process, require that permittees implement
``additional conservation measures as described in the permit.'' Thus,
the Service has the discretion to condition permits to require
implementation of ACPs that become available during the life of the
permit.
[[Page 73712]]
In addition, if the Service determines that the available science
demonstrates an experimental ACP is effective in reducing eagle take,
the Service will approve that ACP and require its implementation
upfront on new projects if warranted.
Comment: The rule does not provide sufficient predictability for
wind developers because it does not contain ``No Surprises''
assurances. Any additional mitigation measures that may be required
must be specifically identified up-front as permit conditions.
Requiring the best-available techniques is too stringent, as these may
be overly complex, costly, and untested. If measures cannot be
specifically pre-defined, there needs to be a cost cap above which
developers will not have to pay. The proposed rule would provide permit
holders with no assurances that unanticipated, overly burdensome
mitigation measures will not be placed on them or that the authorized
level of take will be reduced whenever the Service deems that new
scientific information calls for additional conservation measures. The
lack of cost certainty throughout the life of the permit will
significantly impact the wind energy industry. Without ``No Surprises''
assurances, potential investors will be very conservative in their
assumptions, thereby inhibiting funding.
Response: Provision of ``No Surprises'' assurances is beyond the
scope of this rulemaking. However the adaptive management process is
intended to remove the possibility of any surprises by clarifying where
and when additional measures would apply and what factors would trigger
these measures. Under the Eagle Act, permits must be compatible with
eagle preservation. If eagle populations decline because of cumulative
take or other environmental causes, we believe that a single permittee
should not bear the cost of all additional conservation measures and/or
reductions in authorized take that may be needed to stabilize the eagle
population; additional actions and costs would be proportionately
dispersed among permittees depending on the degree to which their
activities impact eagles within the eagle management unit.
Comment: Language used in the proposed rule indicates that the U.S.
Fish and Wildlife Service can alter the terms of the permit at its
discretion or revoke the permit if the activity is not compatible with
the preservation of the eagle. The language seems to indicate a decline
in eagle populations could cause the Service to alter or revoke a
permit even if the permittee was following all stipulations of the
permit. How does this provide an incentive to a utility to obtain a
take permit and invest in additional protection or mitigation programs?
Response: The comment refers to the Service's regulatory authority
under the general permit regulations at 50 CFR Part 13. This authority
applies to all wildlife permits issued by the Service. Through the
Eagle Act, Congress provided the authority for the Service to issue
take permits for eagles, but only when they are compatible with the
preservation of the bald eagle and the golden eagle. We interpret this
to mean that the permit must adequately protect eagles throughout the
duration of the permit, and not just on the day the permit is issued.
The general permit regulations provide one avenue for the Service to
ensure adequate protection of eagles through the full term of each
permit.
Comment: It is unlikely that additional mitigation measures could
provide enough specificity to reduce uncertainty with respect to the
proponent's cost while still incorporating meaningful adaptive
management.
Response: We recognize the challenge in striking a balance between
providing certainty to project proponents and protecting eagles.
However, we do not agree that the provisions being promulgated in this
rule create or increase the difficulty in reconciling the two
objectives. Whether permits are issued for 5-year terms and then
renewed (or not renewed), or the permits are issued for up to 30 years
but reviewed every 5 years, the tension between providing proponents of
longer-term projects certainty and protecting eagles would exist.
Comment: Additional mitigation measures should be required only if
an eagle population is declining at the national, rather than at the
local or regional level, since smaller populations are inherently more
vulnerable than the entire species.
Response: On the basis of the analysis conducted in the final
environmental assessment supporting promulgation of the 2009 eagle
permit rule, we committed to managing eagles under all eagle permits at
the scale of the regional eagle management units. Even at this scale,
several State fish and wildlife agencies expressed concern about the
possibility of harming eagle populations at finer scales. Accordingly,
we will continue to assess the effects of our permits on eagle
populations at regional and local-area population scales.
Comment: Adaptive management should be designed to respond to
environmental and demographic changes at the population, subpopulation,
and metapopulation scales.
Response: We agree and intend to use adaptive management to respond
to changes at each of these scales, to the degree we can detect
changes.
Comment: With Federal budgets in decline, it seems doubtful the
Service will have the staff, tools, mechanisms, and resources needed to
implement adaptive management.
Response: The Service and other Federal agencies face challenges in
carrying out their missions in the face of shrinking budgets. However,
the eagle conservation and permitting program is a Service priority.
Accordingly, the Service based our revised fee schedule on our estimate
of staff time necessary to process permit applications, review monitor
reports, and engage in adaptive management discussions.
Comment: The current level of oversight the Service anticipates
performing for long-term permits is grossly insufficient. The Service
estimates that only 35 hours of agency time would be needed to visit
facilities and evaluate impacts of permitted activities over 30 years.
Response: The estimate for post-issuance oversight for each 30-year
permit, which we published in our proposed rule, is not 35 hours. That
was the estimate for the average amount of time we expect to spend on
site visits (not including potential law enforcement investigations).
In addition to potential site visits, which we do not expect will be
required for many permits, our estimate also includes an additional
estimated 140 hours to monitor annual reports and an additional 76
hours to evaluate impacts for purposes of implementation of adaptive
management measures.
Comment: Compensatory mitigation should be required only for
actual, rather than predicted take, and thus should be assessed only as
take occurs. There is evidence that eagles may be able to learn to
avoid turbine blades; thus by calculating the risk of eagle take
through a formula that does not account for eagle avoidance of blades,
and then requiring compensatory mitigation to completely offset that
level of assumed take, the Service sets the compensatory mitigation
level too high and requires compensation for ``phantom'' take that may
never occur. There should be a process for refunding or crediting
compensatory mitigation funds if the actual take is less than
predicted.
Response: We will assess compensatory mitigation in 5-year
increments, regardless of permit tenure.
[[Page 73713]]
At the end of the first 5-year period, actual take will be compared
with predicted take, and if actual take is different, adjustments may
be made. One adjustment could be using the actual fatality rate to
update the predicted fatality rate for future years.
We are not aware of published evidence that eagles learn to avoid
turbine blades, but if such learning occurs it should be apparent in
lower-than-predicted fatality rates over time. As such, this behavior
would likely be accounted for in the adjustments between predicted and
observed fatality rates for each permitted project.
Comment: It is unclear to what degree the status of an eagle
population will be attributed to the take associated with a given
project.
Response: The Service is working with the U.S. Geological Survey
(USGS) to refine and improve population models for eagles that will
better enable us to model and predict effects of authorized take on
eagle populations. We do not anticipate being able to directly detect
population-level responses to individual projects because it is not
currently feasible to monitor eagle populations at such a fine scale.
However, with monitoring and assessment of cumulative impacts, we may
be able to better predict the effects of authorized take.
Comment: If changes to the permit terms and conditions are expected
by the Service during the pendency of the permit, the permittee should
be provided as much advance notice as possible to plan and budget for
potential changes in mitigation requirements. Periodic meetings (e.g.,
annually) between the permittee and the Service would be appropriate to
ensure that both parties are informed on any potential issues or
concerns.
Response: The Service will make a good faith effort to keep
permittees informed of factors that may affect their permits.
Comment: All mitigation measures should be independently monitored
to ensure they are successful.
Response: As far as onsite mitigation, intensive, targeted
monitoring will be required when necessary to determine the
effectiveness of conservation measures and ACPs implemented to reduce
observed fatalities. For offsite mitigation, the Service does not have
the resources to monitor all mitigation measures or the budget to hire
a third party to do so. However, we will evaluate a large enough sample
to ensure that such measures produce the expected outcomes.
Comment: The Service should consider developing some form of
partnership or other mechanism to facilitate the pooled mitigation
needs of project developers and to support the ongoing research that
will be necessary to test mitigation techniques and verify their
utility.
Response: We are open to considering partnerships and other
mechanisms to identify efficiencies for mitigation at specific
projects, explore opportunities to achieve large-scale eagle habitat
conservation, and support additional research into mitigation
techniques. Also, because permittees will be required to monitor and
report the effectiveness of experimental mitigation techniques, the
permit program itself is an opportunity to test such measures.
Rulemaking Process
Comment: The decisions on issues set forth in the ANPR that was
published concurrently with the proposed rule to extend permit tenure
are prerequisites to any decision on permit duration and should be
addressed concurrently.
Response: We agree that many of the issues addressed in the two
rulemaking initiatives are closely related. However, we believe the
issue of extending the permit duration is sufficiently independent from
and more time sensitive than the issues highlighted in the ANPR to move
forward with this final rule at this time. Further, the extension of
the permit duration provides more certainty to developers of clean
energy projects. We intend to revisit the issues addressed in the ANPR
in a future proposed rule.
Comment: Making this rule change without tribal consultation, as is
described by the Federal Register notice, contradicts the Department of
the Interior's renewed commitment to consultation as set forth in new
DOI guidance.
Response: This is a technical amendment to our regulations. It
merely extends the approved duration of a permit from 5 to 30 years.
The Service has recently invited tribes across the Nation to consult
with us on several eagle conservation and management matters including
possible additional, substantive revisions to the 2009 eagle rule. We
will also invite consultation with any tribes that may be directly
affected by individual permit applications
Comment: Traditional Ecological Knowledge (TEK) about eagles should
have been sought. Tribes have unique insights into ecosystem management
and have worked in partnership with the Service in the past to ensure
that TEK is incorporated into management plans, including for
threatened and endangered species, forests, fisheries, range, and fire
management. Incorporation of TEK has ensured that land management
policies do not jeopardize species habitat and the continued existence,
preservation, and recovery of endangered and threatened species.
Response: We will consult with tribes and seek TEK on individual
projects as appropriate.
Comment: The Service should more closely involve the States in the
planning process rather than listening only to the permitted public.
Wildlife management in many States is heavily affected by the
regulatory actions of the Service.
Response: We will coordinate with States in both the revision of
the eagle rule and on individual project applications. States are also
welcome to provide comments during the public comment period for any of
our proposed rules.
NEPA
Comment: When an agency decides to apply a categorical exclusion
and foregoes preparation of an environmental assessment (EA) or
environmental impact statement (EIS), it is required under NEPA to
adequately explain its decision, but the Service has not done so.
Response: We believe that the determination to apply a categorical
exclusion to this administrative action was adequately explained in the
proposed rule. The basis for applying the categorical exclusion is
explained in further detail in the Required Determinations section of
this final rule and in our responses to additional NEPA-related
comments below.
Comment: The proposed rule changes are more than ``administrative''
in nature and so do not fall under the NEPA categorical exclusion
invoked by the Service. Real, significant, and cumulative biological
impacts will result if the proposed regulatory changes are implemented.
Response: We received several requests for clarification from
commenters regarding our reliance upon the Department of the Interior
categorical exclusion, 43 CFR 46.210(i), and have revised our
explanation in light of these comments. Our revised explanation is
presented here, as well as below in the Required Determinations
section. First, the categorical exclusion upon which we are relying
excludes from further NEPA analysis ``Policies, directives,
regulations, and guidelines: that are of an administrative, financial,
legal, technical, or procedural nature; or whose environmental effects
are too broad, speculative, or conjectural to
[[Page 73714]]
lend themselves to meaningful analysis and will later be subject to the
NEPA process, either collectively, or case-by-case.'' The provisions of
this rule are administrative or financial in nature, and therefore,
subject to the first part of this categorical exclusion. For instance,
the implementation of a new fee schedule, the adjustments to the permit
transfer and right of succession requirements, and the reduction of the
administrative burdens and duplication of effort represented by the
extension of permit duration to a possible 30-years, instead of the
current 5-year limit, under which proponents of longer-term projects
must apply for, and the FWS review permits more frequently.
More importantly, however, the extension of the allowable permit
duration from 5 to 30 years is subject to the second part of this
categorical exclusion because it will be broadly implemented. Issuance
of a permit of whatever duration for take of eagles requires compliance
with NEPA. Extending the permit tenure from 5 years to 30 years will
not cause environmental effects that lend themselves to meaningful
analysis; instead, the effects of the permit tenure will be addressed
on a case-by-case basis. A 50 CFR 22.26 eagle permit must contain
permit conditions and be supported by an appropriate NEPA analysis that
ensure the underlying project or action will continue to meet
regulatory requirements, and that any take meets the Eagle Act's
preservation standard throughout the entire duration of the permit,
whether it is 5 years or 30 years. A permit with a duration of 30 years
is, thus, likely to contain more conditions than a permit with a
duration of 5 years to ensure continued compliance over the longer time
span, including conditions that incorporate adaptive management
principles, and be supported by appropriate NEPA analysis in the
context of adaptive management as directed by 43 CFR 46.145 to account
for reasonably anticipated changed circumstances. Additional conditions
may include specific mitigation measures, possibly including additional
compensatory mitigation requirements, that are triggered if actual take
caused by the project exceeds anticipated take or to account for a
reduction in local or regional eagle populations. Moreover, if such
conditions prove inadequate at any time, the Service is authorized to
amend permits as necessary under both paragraph (c)(7) of 50 CFR
22.26--establishing that the Service may amend and even revoke permits
as necessary to safeguard eagle populations--and paragraph (b) of
general permit regulation 50 CFR 13.23, under which the Service may
amend a permit for just cause at any time upon a written finding of
necessity.
Finally, pursuant to 43 CFR 46.205(c), we have reviewed our
reliance upon this categorical exclusion against the Department of the
Interior's list of extraordinary circumstances (reproduced at 43 CFR
46.215), and find that none apply to this rule.
Comment: The Finding of No Significant Impact (FONSI) associated
with the 2009 final rule committed the Service to measures to mitigate
and/or minimize potential adverse effects of the 2009 permit
regulations, enabling FWS to determine that the action was not a major
Federal action that would significantly affect the quality of the human
environment, and to avoid development of an EIS at that time. However,
most of the commitments made in the mitigated FONSI have yet to be
undertaken. The need for an EIS was also mitigated, according to the
FONSI, by the Service's establishment of conservative limits on eagle
permit issuance until additional data was available as well as to
provide issuance of permits for take resulting in mortality for two
reasons: (1) ``to reduce the ongoing occurrences of unauthorized and
unregulated mortality contributing to eagle losses'' and (2) ``to
reduce long-term risk of take.'' Furthermore, the 2009 final EA did not
envision or address numerous prospective permits authorizing activities
causing ongoing and sustained eagle mortality--such as wind
development--but rather were attempting to address historical take from
unregulated entities. Extending the permit tenure to 30 years without
undergoing a new, comprehensive NEPA analysis, much less carrying out
the commitments made in the 2009 FONSI, is not in accordance with NEPA.
Response: As stated above, this rulemaking primarily alters the
maximum permit duration from 5 years to 30 years, a change that is
primarily administrative in nature and not anticipated to result in
more than minimal environmental impacts. The conservative take
thresholds applied to eagle permits will continue as nothing in this
rulemaking affects either the conservation standards in the 2009 rule
or the 2009 EA supporting it.
Environmental impacts of activities on local or regional eagle
populations will be addressed in the NEPA analysis of direct, indirect,
and cumulative impacts for each permitted project.
Comment: The NEPA provides that certain extraordinary circumstances
prevent agencies from categorically excluding actions, and four
different extraordinary circumstances as set forth in the NEPA
regulations apply in this case.
There are potentially significant effects on future
protection of important natural and cultural resources and migratory
birds (43 CFR 46.215(b)).
Highly controversial effects (43 CFR 46.215(c)).
Highly uncertain and potentially significant effects
becoming more uncertain further into the future (43 CFR 46.215(d)).
A decision in principle with potentially significant
effects (43 CFR 46.215(e)).
Response: As explained above, the Service has reviewed our reliance
upon this categorical exclusion against DOI's list of extraordinary
circumstances, at 43 CFR 46.215. We have found that none apply to this
final rule. The NEPA compliance conducted in support of any permit
issuance will also address the topics highlighted in the extraordinary
circumstances cited by the commenter.
Comment: The lack of reliable scientific data on golden eagle
populations warrants an analysis under NEPA.
Response: The 2009 EA acknowledged the lack of reliable scientific
data on golden eagle populations and set conservative regional
thresholds for annual permitted take of eagles in light of that lack of
reliable data. The Service anticipates that scientific data quality on
eagle population dynamics will continue to improve and any new
information and data will be considered during the NEPA review for
future permit determinations.
Comment: Separate, comprehensive regulations should be developed
for wind power along with a robust NEPA process. In the meantime, until
such NEPA analysis is conducted, programmatic permits for wind energy
facilities should be considered interim measures and the 5-year tenure
limit should be retained.
Response: Development of comprehensive regulations governing wind
power development and operations is beyond the Service's authority. The
Service has the authority under BGEPA to authorize take of eagles in
the course of otherwise legal activities. The Service may develop eagle
permit regulations specifically tailored to wind-energy projects in the
future. If the Service chooses to develop such regulations, it will
comply with NEPA at that time and review the anticipated impacts of
such regulations.
Comment: The cost and time associated with conducting a NEPA
[[Page 73715]]
analysis for each individual permit may be excessive, particularly when
combined with the up-front permit application and advance payment of
administrative fees. Other permits issued by the Service do not require
NEPA review without typical NEPA-triggering criteria. The Service
should consider conducting a programmatic NEPA review of the permit
process rather than each permit individually.
Response: We conducted a general NEPA review of the permit process
in 2009 when we first issued new regulations authorizing incidental
take of eagles, and established thresholds for permit issuance. That
NEPA analysis presented a general environmental review of the impacts
of issuing permits under all the Service's eagle permit regulations,
including the permits authorized by the 2009 regulations. The purposes
of NEPA may be better served when the impacts of, and alternatives to,
specific activities authorized by permits are considered and analyzed
individually at the appropriate time.
Fees--Application Processing and Administrative
Comment: There should be no permit application and administration
fees. To the extent that the Service has either a mandatory or
discretionary duty to issue incidental take permits, the Service should
seek Congressional appropriations to support those regulatory
functions.
Response: Issuance of incidental take permits is a discretionary
function for the Service. Permits are special services with benefits
that apply to specific individuals or companies (the permittees). Both
Congress and OMB have directed Federal agencies to recoup the costs of
permit issuance and other special services directly from the recipients
of those permits and other services, not through appropriations, to
prevent American taxpayers from having to bear those costs.
Comment: The administration fee should not be fixed because the
costs are certain to increase significantly over 30 years.
Response: Costs are likely to rise, so the administration fee may
not always recoup Service expenditures. However, we cannot predict
exactly how much costs will increase. Allowing for a ``floating'' fee
would be difficult to administer and could increase administrative
costs. Also, a fixed fee provides more certainty to permittees.
Comment: An initial smaller fee should be paid upon submission of
the permit application with the entire fee being paid if the permit is
approved.
Response: The purpose of the application processing fee is to cover
the costs to the Service for resources and staff time needed to review
the application. The cost should, as much as possible, be borne by the
applicant, not the taxpayer. For that reason, the fee is designed to
capture the full anticipated cost of reviewing the application,
including providing technical assistance prior to submittal of the
application. Those costs are not necessarily higher if the application
is approved and a permit is issued.
Comment: The entire administration fee should be collected at the
time the permit is issued.
Response: We intend to collect the administration fee for each 5-
year interval every 5 years, as we evaluate and certify permits. This
will eliminate the need to refund portions of an administrative fee if
a project stops operations or if a permit is suspended or revoked.
Comment: Fees should be at least partially refunded if a permit is
revoked.
Response: See the two previous responses.
Comment: For some permit applicants, the initial permit fee may
create a financial burden that could be alleviated by spreading
payments in installments over multiple years.
Response: What the commenter refers to as a permit fee is actually
a permit application processing fee. Because it is intended to cover
the cost of providing both technical assistance leading up to an
application being submitted and the review of the application, we need
to collect the fee when the application is filed.
Comment: The large fee, in combination with uncertainty about what
will be required, is likely to be a deterrent to applying for a permit.
There have been no prosecutions of wind companies for taking eagles; if
there are no consequences for taking eagles, and the application fees
will dramatically increase, why will companies suddenly apply for
permits?
Response: Wind energy companies are not exempt from the Eagle Act
or MBTA prohibitions against take. Though there have been no
prosecutions of wind companies for take of eagles, investigations are
ongoing.
Comment: The Service needs to propose the definition of ``small
impact'' for public notice and comment before finalizing it. Further,
the definition of small impact needs to be clearly defined and
quantified in regulation in terms of eagle take numbers, project size,
risk category, or other relevant criteria to ensure applicants are
fully advised regarding the costs of permit applications as well as to
avoid future conflicts over what permits qualify for the lower fee.
Response: Proposing a specific definition may have been helpful for
generating comment. We received no input during the public comment
period that would help to define ``small impact.'' Moreover, because
the term ``small impact'' was confusing, we have replaced it with
``low-risk.'' In the preamble, we clarify that the ``low-risk''
category is designed to substantially reduce permit application
processing fees for projects that we can identify, without committing
substantial staff resources, as likely to have minimal or no impacts to
eagles even though take is possible over the lifetime of the project.
Comment: It is unclear whether the size standards established by
the Small Business Administration (SBA) will be the basis for assessing
small-impact projects.
Response: No, the SBA size standards are based on a variety of
factors, none of which impacts eagles. The idea behind our proposed
``small impact'' project category--now called ``low-risk''--is to
reduce permit application processing fees for projects that we can
identify without committing substantial staff resources, as likely to
have minimal or no impacts to eagles even though take is possible over
the lifetime of the project.
Comment: Small projects can have large impacts, particularly
cumulatively. Application of a category for small-impact projects,
unless carefully administered, would reduce the Service's oversight and
ability to assess cumulative impacts, and could be used to avoid
appropriate conservation measures.
Response: We agree that is important to have a sound basis for
categorizing some projects as small impact to reduce the possibility
that such projects take more eagles than anticipated or have large
impacts cumulatively. Accordingly, the definition of ``low-risk'' that
we are adopting is based on the magnitude of impacts to eagles, and the
existence of sound predictive tools to estimate the impacts.
Comment: ``Small impact'' projects should be subject to
administration fees so the Service will have oversight to ensure the
projects are not having greater impacts than anticipated.
Response: We agree with this comment. Because ``low-risk'' permits
will require some monitoring and reporting, there will be costs to the
Service as we review the reports. We expect that most low-risk projects
will not take any eagles, but in rare cases
[[Page 73716]]
when take occurs, there may be a need to assess potential measures a
permittee can take to further reduce the likelihood of additional take.
To cover what we anticipate to be typical post-issuance costs to the
Service, holders of low-risk permits will be assessed an administration
fee of $500 every 5 years.
Comment: Fees collected should be used to increase enforcement of
Eagle Act violations.
Comment: Some of the fees should be allocated to the States to help
them defray the costs of surveys and monitoring they do that the
Service relies on. If there are unused funds (e.g., if a project does
not continue for the duration of the original permit tenure), they
should be banked and distributed to States.
Comment: The Service should consider the cost/benefit of
transferring some of the permit administrative costs to on-the-ground
mitigation, particularly for industries that may not be able to front-
load the permit processing and administrative fees.
Response: The Service's Office of Law Enforcement is funded
independently of the Migratory Bird Program, which promulgates and
administers Eagle Act permits and regulations. To recover the cost of
administering these permits, the Migratory Bird Program will need to
retain the full amount of the permit application processing fee. The
fees cannot be distributed to the States or used for mitigation.
Comment: The Service should clarify whether the intent of the fee
structure is to require a permit for multiple facilities in a project
or whether each individual facility, regardless of whether it is
developed or owned by the same entity, is required to obtain a permit.
A combined permit for utilities that have multiple facilities or large
service territories would minimize the workload and cost for FWS by
avoiding multiple applications from the same company for different
projects and would streamline reporting and permit administration under
one permit. It also would afford protection to eagles and other
migratory birds across a larger geographic area.
Response: Permits will normally be required for individual
facilities that are likely to take eagles. Different projects in
different locations would require different (additional) analyses.
Comment: Fees should be structured to cover the Service's costs of
monitoring and compliance for the life of the project. As proposed, the
fees appear to be too low to enable the Service to adequately monitor
or enforce the permits. A comprehensive cost analysis should be
prepared by the agency.
Response: We will observe how the program operates once long-term
permits are issued and monitoring begins. If the fees prove to be
inadequate, we can revise them in a future rulemaking.
Comment: The Service should consider using cost reimbursement
agreements in lieu of an application fee. These mechanisms, which are
frequently used for development of environmental analyses under NEPA
and right-of-way and special use authorizations on public lands, can
more closely track the actual cost of processing permit applications.
Response: As the program matures, and the actual costs of
administering permits are demonstrated, a cost-reimbursement process
can be considered.
Comment: Is the cost and time of the NEPA review covered in the
cost of the application? If the NEPA cost is not covered in the
application fee, can the FWS please address the anticipated additional
costs in the economic analysis, including direct cost of NEPA review
and associated costs of timing delays?
Response: The permit application processing fee is designed to
cover the cost of NEPA review.
Transferability of Permits
Comment: The proposed language allowing permits to be transferred
says that the Service will ``negotiate such permits if successive
owners agree to the terms of the permit.'' The word ``negotiate''
implies that the Service may seek to impose additional restrictions via
the terms of the permit as a condition of the transfer. This
effectively reduces the value of the permit.
Response: The phrase the commenter is concerned about is not in the
regulations, but only in the preamble. We did not intend it to imply
that the transfer will introduce new opportunities to impose additional
restrictions. We used the word consistent with the following
definitions found in the Merriam-Webster Online Dictionary: ``to confer
with another so as to arrive at the settlement of some matter;'' ``to
deal with (some matter or affair that requires ability for its
successful handling): manage.''
Comment: Permits should not be transferable. New owners of
facilities should have to reapply and be approved through the same
process the original owner traveled.
Response: The commenter did not give a reason why he or she
believes permits should not be transferable if the successor is subject
to the some terms and conditions as the original permittee. We also do
not see a good argument against allowing transfer, and we see good
reasons to allow it. Land and businesses frequently change hands.
Requiring a new permit application at transfer would be overly
burdensome to the parties involved, including the Service, without
providing any conservation benefit to eagles.
Comment: The proposed regulations allow for a transfer of the
permit to a new owner, and also allow an extension of the permit to
anyone authorized to carry out the permittee's activities. The
Department of the Interior compares this proposed arrangement to the
right of transfer and extension afforded State and local governments,
but private companies are not required to consider the public interests
the way governments do, and should not be given the same powers.
Response: The provision being objected to in this comment (50 CFR
13.25(d)) pre-dates this rulemaking and applies to all permits issued
by the Service. Without this provision every employee and volunteer at
any permitted business or organization would have to obtain his or her
own permit, which would be overly burdensome and unnecessary because
the permitted business/organization is already responsible for ensuring
employees and volunteers comply with the permit.
Comment: A potential conflict could arise between the
responsibilities of the original permit holder and the successor based
on the requirement that the ``successor . . . will implement the
relevant terms and conditions of the permit, including any outstanding
minimization and mitigation requirements.'' Placing the burden of
outstanding minimization and mitigation requirements upon the successor
may provide a disincentive for the original permit holder to complete
all mitigation requirements. The permit holder should be responsible
for all mitigation requirements incurred during the period of their
ownership, and all mitigation requirements should be up to date as of
the time of permit transfer.
Response: When the successor agrees to the terms of the original
permit, he becomes responsible for implementing any outstanding
mitigation requirements. Any disincentive the original permit holder
may experience for carrying out the terms of his or her permit would
likely be balanced by his
[[Page 73717]]
incentive to find a buyer willing to take on the permit and its
outstanding legal obligations. We see no conservation benefit to
requiring the responsibility to remain with the original permittee once
a permit is transferred.
Comment: This proposed language lacks any reasonable specificity
ensuring the successor or transferee permittee will be held accountable
to the permit terms and conditions of the transferor. For permits to be
transferable, there must be enforceable financial guarantees that
permit conditions will be met by the permit holder. It is not enough
for the Service to accept written assurances of ``sufficient funding''
without specifying what would constitute as qualifying written
assurance. Also, the term ``written assurances'' is not only vague, but
legally unenforceable and subject to arbitrary or inconsistent agency
application.
Response: The participating parties will need to create appropriate
legal instruments to allocate the rights and responsibilities of the
transfer recipient(s), and we will review those documents for
acceptability.
Post-Construction Monitoring
Comment: Each turbine must be closely monitored the first year in
order to ensure monitoring and reporting is not ``selective.''
Response: The Service and USGS are conducting research into post-
construction monitoring designs and will incorporate those findings
into the requirements for such monitoring under permits. Our primary
objectives are to ensure such monitoring is unbiased and provides
meaningful estimates of actual fatalities, taking into consideration
the anticipated risk of the project.
Comment: The permittee should provide funding to the Service to
hire independent contractors to do the monitoring to ensure no bias.
Self-monitoring is inherently unreliable. Permittees have a strong
incentive to underreport. The Service will not have the resources to
verify reporting unless the permittee is responsible for the cost.
Response: The Service relies on many permittees to self-monitor and
self-report. We believe this is an effective way to collect information
about project impacts to wildlife, including eagles. Failure to report
required information could be a violation of a permit condition and
result in revocation of the permit.
Comment: A standardized protocol for post-construction mortality
monitoring should be required under long-term permits.
Response: Though there is no set protocol at present, USGS and the
Service are further developing protocols as part of the adaptive
management process under initial eagle take permits. The National Wind
Coordinating Collaborative's comprehensive guide to studying wind
energy-wildlife interactions provides a useful starting point to
develop post-construction monitoring.
Comment: Under the current regulations at 50 CFR 22.26, post-
construction monitoring may be required for up to 3 years. The duration
of monitoring needs to be more flexible to account for the longer
duration of projects.
Response: The regulations at 50 CFR 22.26(c) state that the Service
may require post-construction monitoring and that permittees submit an
annual report of such monitoring. For ongoing activities the monitoring
may be required over the life of the activity or the term of the permit
if long-term monitoring is necessary for adaptive management under the
permit or if it is likely to provide data valuable for protecting
eagles. The Service will make mortality information from annual
monitoring reports submitted by permittees available to the public.
Comment: The permits should require wind facilities to allow
government personnel access onsite to monitor for mortalities and
verify that conservation measures are being implemented. Currently,
many wind facilities deny anyone access and claim that their data are
proprietary.
Response: All permits issued under Sec. 22.26 allow ``Service
personnel, or other qualified persons designated by the Service, access
to the areas where eagles are likely to be affected, at any reasonable
hour, and with reasonable notice from the Service, for purposes of
monitoring eagles at the site(s)'' (Sec. 22.26(c)(4)). Per 50 CFR
13.47, Service Law Enforcement officers do not need to give notice for
site visits.
Comment: Nest occupancy monitoring should be required for the life
of the permit.
Response: We disagree. We expect that if there is a disturbance
effect on proximate nesting eagles, that effect will be most likely
during construction and initial operation of the facility.
Comment: The Service should develop a set of standard monitoring
and reporting requirements with regard to potential impacts on eagles
of transmission and distribution infrastructure to allow for effective
planning and budgeting for utility projects. Permits for such projects
should provide that monitoring may be terminated if no impacts have
been identified or if impacts are likely to occur only over a certain
period of time.
Response: Terminating monitoring altogether may not be prudent.
Conditions change, and therefore the level of take may change. However,
it seems reasonable that the frequency and/or extent of monitoring
might be reduced after a period of time.
Comment: Proactive efforts by a utility to conduct surveys to
identify high-risk electrocution areas for raptors will result in
greater numbers of mortalities being discovered and reported. This
greater effort would elevate numbers compared to years prior to surveys
being conducted. Surveys may find mortalities due to other causes, such
as shooting, vehicle collision, and lead poisoning, but which are
discovered in advanced stages of decomposition/bones where cause of
death cannot be determined, thereby elevating numbers reported.
Utilities could be penalized for proactive survey efforts that cause
the utility to exceed allowed take (i.e., ``additional specified
mitigation measures that would be triggered if the level of take
anticipated is exceeded or if new scientific information demonstrates
that the additional mitigation measures are necessary for the
preservation of eagles'').
Response: The obligation to avoid taking eagles already exists
under the Eagle Act and the MBTA; this rule merely provides for long-
term permits to authorize such take. If surveys reveal the utility is
taking large numbers of eagles, the utility will be responsible for
measures to reduce take and to obtain permits for any take if they want
to be in compliance with the Eagle Act. Permittees will not be held
accountable for take that cannot reasonably be attributed to their
activities.
Other
Comment: Public lands typically enjoy longer, more certain levels
of protection from development than private lands. Therefore, it is
particularly important that public lands remain as free from activities
that can harm wildlife as is possible. The Service should refrain from
issuing permits for large-scale incidental take of eagles on public
land unless the land management agency agrees to a very specific plan
of vigorous monitoring and enforcement of the permit terms.
Response: The permitted party will be responsible for monitoring,
and the Service is responsible for enforcement, although land
management agencies may assist, depending on where the project is
located. Federal land
[[Page 73718]]
management agencies have independent responsibilities to protect eagles
and other migratory birds under Executive Order 13186, Responsibilities
of Federal Agencies To Protect Migratory Birds (January 10, 2001). A
programmatic permit does not authorize development, construction, or
operation of any facility, only the take of eagles by the facility.
Comment: Even though wind power may ultimately be an important
element for avoiding climate change, the Service should not issue
permits for wind facilities built on ridge tops and eagle migration
routes--even if that is where the best winds are.
Response: When an applicant initially approaches the Service, we
advise them to collect information about eagle use of an area. Based on
information collected and provided, the Service and applicant work
together to avoid high eagle use areas. If surveys document eagles
along ridge tops or eagle migration areas, those would likely be areas
the Service would recommend avoiding. The Service will not issue a
permit unless an activity can be made compatible with the conservation
standards of the Eagle Act.
Comment: In the notice for its 2009 regulations, the Service said
that it would, in coordination with States and Indian tribes, ``develop
monitoring and research adequate to both resolve current uncertainties
in the data and to provide enhanced ability to detect the effects of
the permit program.'' The Service should invest in a comprehensive
management research program in partnership with the renewable energy
community and other stakeholders to address information gaps.
Response: The Service has convened a technical assessment team
consisting of technical experts from all Federal agencies with a stake
in eagle conservation and the State fish and wildlife agencies to
undertake this very task. The Service has invited tribes to participate
in this process as well.
Comment: Permits that predate the extended permit tenure should not
be extended beyond 5 years unless amended to comply with standards for
30-year permits.
Response: We agree. Existing 5-year permits will not automatically
be extended. Any permittee with an already issued programmatic permit
would need to apply for an extension and must comply with the standards
for long-term permits established by this final rule to obtain a long-
term permit.
Comment: Permitted wind energy facilities should be required to
allow researchers on their premises to conduct studies aimed at
reducing impacts to eagles as well as other migratory birds.
Response: Permitted facilities will be required to allow access by
the Service and its agents. We will likely audit monitoring records of
the permittee, and we may conduct our own monitoring. But we cannot
extend this authority to other individuals or entities. However, the
data collected under the post-construction monitoring and provided to
the Service as required by a permit will be available to the public.
Comment: The Service should extend post-delisting monitoring of
bald eagles beyond the current commitment of 20 years. It is critical
to understand regional eagle population levels and trends, as well as
sources of cumulative risk on the landscape when evaluating risks
associated with a given permit application.
Response: Many of the surveys that were done while the bald eagle
was listed as an endangered, and then a threatened, species were
conducted by the States. Neither the Service nor most States have the
resources to extend monitoring for a species that is relatively
healthy, when surveys and monitoring are much needed for other species
that may be in peril.
Comment: The Service should commit to convening periodic meetings
of scientists and State wildlife agency personnel with knowledge of
regional eagle population levels and trends to share data and develop
recommendations for allowable take levels by region, prior to changing
current permitting practices.
Response: We do convene and participate in such meetings and agree
they are of value.
Comment: The following statement is inaccurate: ``Utility-scale
wind energy facilities and electric transmission companies are likely
to be the most frequent programmatic permit applicants because of the
known risk to eagles from collision with wind turbines and electric
power lines.'' Collisions with transmission lines are not commonly
documented for golden eagles.
Response: We agree with this comment. Although collisions with
transmission lines are not unheard of, we should have said: ``Utility-
scale wind energy facilities and electric transmission companies are
likely to be the most frequent programmatic permit applicants because
of the known risk to eagles from collision with wind turbines and
electrocution on power lines.''
Comment: The Service should consider developing a streamlined
process for adding eagle take provisions to existing Special Purpose
Permits that allow salvage of bird carcasses under power lines and at
energy facilities. Such a process would likely increase utility
participation due to time and cost efficiencies for permitting and
consideration of sensitive or proprietary company information. Greater
utility participation in this process would likely benefit eagle
populations and aid the Service in meeting its no net loss thresholds
by increasing the number of proactive pole retrofits.
Response: Electric utilities and energy companies with Special
Purpose Permits that allow salvage of bird carcasses may find the
process of applying for eagle take permits somewhat easier because of
practices they have already established to qualify for the salvage
permits. Such practices include implementation of good monitoring plans
and protocols and a commitment to implementing measures to reduce take.
However, there are very significant differences in the purpose,
requirements, and criteria for the two types of permits, not the least
of which is that the Special Purpose permits do not cover eagles,
whereas the eagle take permits cover only eagles.
Comment: Permitted wind energy facilities should be required to
allow salvage of dead birds [eagles] by holders of salvage permits
subject to requirements that the carcasses be turned over for law
enforcement purposes and eagle carcasses be sent to the National Eagle
Repository.
Response: Permitted wind energy facilities will be required to
monitor for take at projects and to collect dead birds there. Salvage
of birds at permitted wind energy facilities must be for purposes of
accurately determining species fatality rates and determining whether
individual turbines or strings of turbines are responsible for the
majority of eagle fatalities. Salvage protocols should include
standardized carcass searches, searcher efficiency trials, and carcass
removal by scavenger trials. Allowing another party to pick up
carcasses at these sites would interfere with such protocols.
Comment: A condition of permits to wind companies should be to pick
up all dead birds as often as possible to minimize the risk to
scavenging eagles.
Response: This requirement is likely to be a condition on most, if
not all, programmatic permits.
Comment: If power line utilities are interested in applying for a
programmatic take permit for their facilities or the construction of
additional facilities, will the FWS be required to review the existing
operations and maintenance for the existing infrastructure in order to
issue
[[Page 73719]]
a permit? Permit applicants with existing facilities (such as existing
electrical systems) should be allowed to use their own proprietary
eagle mortality data to estimate future eagle take rather than relying
on theoretical modeling. Mortality estimates should be specific to the
species and type of facility being considered. While companies with
existing facilities and data would provide this data to the Service as
part of the permit application, companies would require assurances from
the Service regarding disclosure of sensitive, confidential, or
proprietary information (including, but not limited to, construction
engineering and design, facility planning, mortality data, customer
information, etc.).
Response: Eagle mortality data submitted with an application for a
programmatic take permit would not be treated as confidential business
information. Additionally, the Service expects to make eagle mortality
information from annual reports and 5-year review compilation reports
public.
Comment: The Service should take steps to streamline and expedite
the process for making eagle permitting decisions. The lengthy and
uncertain permitting process for wind development projects
significantly compromises the industry's ability to attract financing
and bring much-needed clean energy to market, and eagle permitting
constitutes just one of a multitude of permitting hurdles developers
face in moving projects forward. There should be an inter-agency
consultation process similar to that provided by ESA section 7(a)(2).
Response: The inter-agency consultation process provided by ESA
section 7(a)(2), which applies only to actions authorized, funded, or
carried out by Federal agencies, is statutorily defined in the ESA and
further clarified in agency ESA-implementing regulations. There is no
statutory inter-agency consultation provision in the Eagle Act. The
Service did not propose creating an ESA-like consultation process for
eagle incidental take permits. As we move forward with additional
modifications to the Eagle Act regulations, we will consider
alternative processes for issuing take permits.
Comment: The Service should make permitting decisions on a regional
scale where multiple projects are proposed, rather than issuing
mortality permits to each facility.
Response: As noted above, permits will normally be issued to
individual facilities that are likely to take eagles. Even for single-
facility permits, our NEPA analysis will consider the cumulative
impacts of all projects already operating in a given region. Where
multiple projects are proposed in a given region or operated by a
single company, we may issue a multi-facility permit. While each
facility would be responsible for operation in accordance with the
terms and conditions of the multi-facility permit, a comprehensive
programmatic NEPA process at the regional scale where multiple projects
are proposed would facilitate consistency between permit conditions for
each operator and better address cumulative impacts. In such cases,
project proponents must provide the Service with survey data and other
additional information as part of programmatic permit applications.
Therefore any multi-facility permits will ensure that the cumulative
impacts of all the facilities included in such projects are taken into
account.
FWS understands that some stakeholders prefer an alternative permit
framework based on the concept of comprehensive ``regional eagle
conservation plans'' where permits are issued based on regional
population levels. Further, some stakeholders have suggested that the
Service should work to develop these ``regional eagle conservation
plans'' before beginning to issue 30-year permits. The Service agrees
that the regional approach envisioned by such plans is appropriate and
believes it has a permitting process that will ensure conservation at
regional and local scales.
The 2009 Final Environmental Assessment describes how the Service
will assess the effects of permitted activities on eagle populations.
The 2009 Final Environmental Assessment used the best available
information at the time to estimate regional populations and establish
regional take thresholds needed to maintain stable or increasing
populations. Since we completed the Final Environmental Assessment, the
Service has developed the Eagle Conservation Plan Guidance for Land-
based Wind Energy (ECPG). The ECPG further elaborates on how we
recommend wind project developers and operators collect information
about eagle use near their projects as they prepare ECPs. We are
assessing project impacts on eagles relative to local area populations,
which are smaller than BCRs for golden eagles or Bald Eagle Management
Units. Bald eagle local area populations are the number of eagles
within 43 miles of a project. Golden eagle local area populations are
with 140 miles of a project. We calculate eagle local area populations
and consider all known sources of eagle fatalities within the local
area as we assess cumulative impacts to local and regional eagle
populations.
Service and U.S. Geological Survey biologists, as well as
biologists at other agencies and universities, have been conducting,
and continue to carry out, research on eagle populations, including at
the regional scale. They have: (1) Evaluated existing data on golden
eagle population status and trends and published updated information;
(2) worked towards developing models to predict golden eagle
occurrence; (3) developed initial models to predict eagle mortalities
at wind farms and methods to evaluate and update those predictive
models as data on actual fatalities at permitted facilities become
available; and (4) developed a general framework to test experimental
measures to reduce eagle fatalities at operating wind facilities with
programmatic eagle take permits. Agencies have also conducted or
sponsored aerial nesting surveys of golden eagles in some states. Work
is underway by various stakeholders to enhance understanding of
mitigation and siting options, as well as monitoring strategies. As
these research projects advance, they will provide the Service
additional information on which to base permit, policy, and regulatory
decisions related to national eagle conservation.
For the above stated reasons, we believe there is a process in
place that builds on insight from the 2009 Final Environmental
Assessment and the ECPG (including best management practices and take
thresholds for regional eagle management units) to make informed
determinations regarding issuance of eagle take permits for up to 30
years. Moreover, with particular focus on the highest priority regions,
and considering the best emerging research as it becomes available, we
will continue working to improve our understanding of sustainable
population levels, monitoring plans, and siting/mitigation strategies
in order to better inform our permitting decisions. In addition to the
above, project proponents must provide the Service with survey data and
other additional information as part of programmatic permit
applications. For the above stated reasons, we believe there is a
process in place to make informed determinations regarding issuance of
eagle take permits for up to 30 years.
An additional consideration is that comprehensive regional
conservation plans would likely require redirecting significant
resources and take several years to complete. This could in turn slow
the issuance of eagle permits currently under review to new and
[[Page 73720]]
existing operators, and impinge on our ability to maximize learning
opportunities that will provide conservation benefits to eagles under
these initial permits. We believe the conservation gains achieved by
working with operators through the permitting process are of the
highest importance, and therefore should take precedence in the
allocation of staff resources.
Required Determinations
Regulatory Planning and Review (Executive Orders 12866 and 13563)
Executive Order 12866 provides that the Office of Management and
Budget, Office of Information and Regulatory Affairs (OIRA) will review
all significant rules. The OIRA has determined that this rule is
significant.
Executive Order 13563 reaffirms the principles of E.O. 12866 while
calling for improvements in the nation's regulatory system to promote
predictability, to reduce uncertainty, and to use the best, most
innovative, and least burdensome tools for achieving regulatory ends.
The executive order directs agencies to consider regulatory approaches
that reduce burdens and maintain flexibility and freedom of choice for
the public where these approaches are relevant, feasible, and
consistent with regulatory objectives. E.O. 13563 emphasizes further
that regulations must be based on the best available science and that
the rulemaking process must allow for public participation and an open
exchange of ideas. We have developed this rule in a manner consistent
with these requirements.
Regulatory Flexibility Act (5 U.S.C. 601 et seq.)
Under the Regulatory Flexibility Act (5 U.S.C. 601 et seq., as
amended by the Small Business Regulatory Enforcement Fairness Act
(SBREFA) of 1996 (Pub. L. 104-121)), whenever an agency is required to
publish a notice of rulemaking for any proposed or final rule, it must
prepare and make available for public comment a regulatory flexibility
analysis that describes the effect of the rule on small businesses,
small organizations, and small government jurisdictions. However, no
regulatory flexibility analysis is required if the head of an agency
certifies the rule would not have a significant economic impact on a
substantial number of small entities. Most community-scale and
distributed wind facilities and other small entities are not likely to
take eagles or need an eagle take permit, so this rule will not affect
those small entities.
SBREFA amended the Regulatory Flexibility Act to require Federal
agencies to provide the statement of the factual basis for certifying
that a rule would not have a significant economic impact on a
substantial number of small entities. We have examined this rule's
potential effects on small entities as required by the Regulatory
Flexibility Act and determined that this action will not have a
significant economic impact on a substantial number of small entities.
Since the eagle permit regulations were published we have received
few programmatic permit applications for utility-scale wind energy
facilities. As noted previously, we anticipate a greater volume of
permit applications in the future, although we expect the number to
increase gradually for several years and perhaps eventually reach an
average of 40 or fewer per year. Utility-scale wind energy facilities
and electric transmission companies are likely to be the most frequent
programmatic permit applicants, because of the known risk to eagles
from collisions with wind turbines and electrocution on power lines.
Many wind project developers and operators are by definition
``small entities.'' The SBA Small Business Size Standards identify a
utility engaged in electric power generation and electric power
distribution as a small entity if its total output for the preceding
fiscal year did not exceed 4 million megawatt hours (13 CFR 121.201).
The total installed utility-scale windpower in the U.S. at the end of
2012 was 60,007 megawatts (American Wind Energy Association 2013).
Based on the SBA standard, we estimate that a substantial number of
wind power applicants for programmatic permits will be small entities.
Given current domestic wind energy cumulative wind capacity and other
wind energy industry statistics, we anticipate that a substantial
number of applicants for programmatic permits for wind energy projects
will be small entities as defined in 13 CFR 121.201, such as industrial
building construction companies with less than $33.5 million of annual
receipts, and electrical generating companies with less than 4 million
megawatt hours of generation, transmission, and/or distribution.
We anticipate that most of the applications will be from larger
facilities. Community scale and distributed wind facilities that use
smaller tower and rotor blades are unlikely to pose a risk to take
eagles if sited responsibly, and may not need eagle take permits.
An applicant for a programmatic permit would pay a $36,000
processing fee to apply for a permit up to 30 years. Additionally a
permittee would pay an administration fee ranging from $2,600 to
$15,600, depending upon the permit tenure. Amortized over the life of a
30-year permit, this would range from $167 per year to $1,720 per year.
We believe most applicants will seek a 30-year permit to match the life
of the project. We do not believe this would impose a significant
economic impact on these small entities.
Although businesses in other business sectors, such as railroads,
timber companies, and pipeline companies, could also apply for
programmatic permits, we anticipate the number of permit applicants in
such sectors to be very small, on the order of one or two per year for
each such sector. Thus, we anticipate that the rule will not have a
significant economic impact on a substantial number of small entities
in sectors other than the utility sector as described above.
In addition to the increased application processing fee, the
additional specified mitigation measures that could be required under
the terms and conditions of permits issued with a term of longer than 5
years could result in some additional costs to the permittee, but those
costs should be offset by the reduction in uncertainty for the
permittee achieved by securing a 30-year programmatic permit rather
than a 5-year standard permit. Consequently, we certify that, because
this rule will not have a significant economic effect on a substantial
number of small entities, a regulatory flexibility analysis is not
required.
This rule is not a major rule under SBREFA (5 U.S.C. 804(2)).
a. This rule will not have an annual effect on the economy of $100
million or more.
b. This rule will not cause a major increase in costs or prices for
consumers; individual industries; Federal, State, or local government
agencies; or geographic regions.
c. This rule will not have significant adverse effects on
competition, employment, investment, productivity, innovation, or the
ability of U.S.-based enterprises to compete with foreign-based
enterprises.
Unfunded Mandates Reform Act
In accordance with the Unfunded Mandates Reform Act (2 U.S.C. 1501
et seq.), we have determined the following:
a. This rule will not ``significantly or uniquely'' affect small
governments. A small government agency plan is not required. The
regulatory revisions will not affect small government activities in any
significant way.
[[Page 73721]]
b. This rule will not produce a Federal mandate of $100 million or
greater in any year. It is not a ``significant regulatory action''
under the Unfunded Mandates Reform Act.
Takings
In accordance with E.O. 12630, the rule will not have significant
takings implications. This rule does not contain any provisions that
could constitute taking of private property. Therefore, a takings
implication assessment is not required.
Federalism
This rule will not have sufficient Federalism effects to warrant
preparation of a Federalism assessment under E.O. 13132. It will not
interfere with the States' abilities to manage themselves or their
funds. No significant economic impacts are expected to result from the
regulations change.
Civil Justice Reform
In accordance with E.O. 12988, the Office of the Solicitor has
determined that the rule will not unduly burden the judicial system and
meets the requirements of sections 3(a) and 3(b)(2) of the Order.
Paperwork Reduction Act
The Office of Management and Budget (OMB) reviewed and approved the
information collection requirements associated with migratory bird
permits, including 5-year eagle take programmatic permits, and assigned
OMB Control Number 1018-0022, which expires February 28, 2014. We may
not conduct or sponsor and a person is not required to respond to a
collection of information unless it displays a currently valid OMB
control number. This rule contains new information collection
requirements associated with long-term eagle take programmatic permits.
OMB has approved these new requirements and assigned OMB Control Number
1018-0151, which expires October 31, 2016.
We have revised the regulations for permits for take of golden
eagles and bald eagles where the take is associated with, but not the
purpose of, the activity. We have extended the maximum term for
programmatic permits to 30 years, if they incorporate conditions
requiring the permittee to implement additional adaptive conservation
measures, if necessary, to ensure the preservation of eagles. This
change will facilitate the development of renewable energy and other
projects that are designed to be in operation for many decades. This
change will also provide more certainty to project proponents and their
funding sources, while continuing to protect eagles consistent with
statutory mandates. We have also increased the application processing
fee for most programmatic permits from $1,000 to $36,000. See ``Permit
Application Processing Fee and Administration Fee,'' above, for more
detailed information on the increase in permit fees.
Title: Long-Term Eagle Take Programmatic Permits, 50 CFR 13 and 22.
OMB Control Number: 1018-0151.
Service Form Numbers: 3-200-71 and 3-202-15.
Type of Request: New collection.
Description of Respondents: Individuals; businesses; and State,
local, and tribal governments. We expect that the majority of
applicants seeking a 30-year permit will be in the energy production
and electrical distribution business.
Respondent's Obligation: Required to obtain or retain a benefit.
Frequency of Collection: On occasion.
----------------------------------------------------------------------------------------------------------------
Estimated
Estimated number of Completion Total annual
Activity number of annual time per burden hours
respondents responses response
----------------------------------------------------------------------------------------------------------------
Application*.................................... 20 20 452 9,040
Monitoring and Reporting........................ 20 20 312 6,240
Recordkeeping................................... 20 20 30 600
Amendments...................................... 3 3 70 210
Transfers....................................... 3 3 120 120
---------------------------------------------------------------
Totals...................................... 66 66 .............. 16,210
----------------------------------------------------------------------------------------------------------------
* Includes researching permit requirements, conducting preapplication surveys/studies, and completing the
application form.
Estimated Total Nonhour Burden Cost: $688,000, based primarily on
application processing fees, as well as fees for amendments to permits
and for transfer of permits. States, local governments, and tribal
governments are exempt from paying these fees.
When this final rule is effective, we will incorporate the burden
for the new information collection requirements into OMB Control No.
1018-0022 and discontinue OMB Control Number 1018-0151.
You may send comments on any aspect of these information collection
requirements to the Service Information Collection Clearance Officer,
U.S. Fish and Wildlife Service, 4401 N. Fairfax Drive, Mail Stop 2042-
PDM, Arlington, VA 22203 (mail) or hope_grey@fws.gov (email).
National Environmental Policy Act
This rule is excluded from further NEPA analysis in an
Environmental Assessment or an Environmental Impact Statement under
Department of the Interior categorical exclusion 43 CFR 46.201(i),
which excludes from further NEPA analysis ``Policies, directives,
regulations, and guidelines: That are of an administrative, financial,
legal, technical, or procedural nature; or whose environmental effects
are too broad, speculative, or conjectural to lend themselves to
meaningful analysis and will later be subject to the NEPA process,
either collectively, or case-by-case.'' Several provisions of this rule
are specifically administrative or financial in nature, and therefore,
subject to the first part of this categorical exclusion. For instance,
the implementation of a new fee schedule, the adjustments to the permit
transfer and right of succession requirements, and the reduction of the
administrative burdens and duplication of effort represented by the
extension of permit duration to a possible 30-years, instead of the
current 5-year limit, under which proponents of longer-term projects
must apply for, and the FWS review permits more frequently.
The extension of the allowable permit duration from 5 to 30 years
is subject to the second part of this categorical exclusion. Issuance
of a permit of any duration for take of eagles requires compliance with
NEPA. The environmental effects of each project, including whether the
applicant has adequately reduced and mitigated environmental effects
over the specific permit duration requested, will be
[[Page 73722]]
analyzed in more detail at that time. A 50 CFR 22.26 eagle permit must
contain permit conditions and be supported by an appropriate NEPA
analysis to ensure the underlying project or action will continue to
meet regulatory requirements. Furthermore, any authorized take must
meet the Eagle Act's preservation standard throughout the entire
duration of the permit, whether it is 5 years or 30 years. A permit
with a duration of 30 years is, thus, likely to contain more conditions
than a permit with a duration of 5 years to ensure continued compliance
over the longer time span, including conditions that incorporate
adaptive management principles, and be supported by appropriate NEPA
analysis to account for reasonably anticipated changed circumstances.
43 CFR 46.145 sets forth the Service's NEPA obligations when adaptive-
management principles are used to mitigate the uncertainty of long-term
impacts. If the original NEPA documents supporting the permit decision
did not adequately address the full range of potential revisions to the
ACPs, or substantive new permit conditions are added, revisions would
require additional NEPA review to support a decision on the revised
permit. Additional conditions may include specific mitigation measures,
possibly including additional compensatory mitigation requirements,
that are triggered if actual take caused by the project exceeds
anticipated take or to account for a reduction in local or regional
eagle populations. Moreover, if such conditions prove inadequate at any
time, the Service is authorized to amend permits as necessary under
both paragraph (c)(7) of 50 CFR 22.26--establishing that the Service
may amend and even revoke permits as necessary to safeguard eagle
populations--and paragraph (b) of general permit regulation 50 CFR
13.23, under which the Service may amend a permit for just cause at any
time upon a written finding of necessity.
Finally, pursuant to 43 CFR 46.205(c), we have reviewed our
reliance upon this categorical exclusion against the Department of the
Interior's list of extraordinary circumstances, at 43 CFR 46.215, and
have found that none apply to this final rule.
As explained above, the rule's impacts are primarily administrative
in nature and any potential environmental effects of extending the
permit duration will be addressed by permit conditions that ensure the
Eagle Act's preservation standard and all regulatory requirements will
continue to be met throughout the permit's duration, whether it is 5
years or 30 years. Therefore, this rulemaking is not expected to have
any potentially significant environmental effects on future protection
of eagles or other environmental resources. Similarly, the effects of
this rule are not highly controversial as they mainly involve
procedural alterations to regulatory permit provisions that are not
anticipated to have any meaningful or significant environmental effects
on eagle populations. While it is true that the anticipated impact of a
particular project is likely to be harder to predict over 30 years than
over 5 years, the permit conditions for longer-term permits will
incorporate adaptive management principles (for example, triggers
requiring additional measures for changed circumstances) designed to
ensure that the project will continue to meet all permit requirements
throughout the permit's duration. The conditions in each individual
permit must ensure that the project will continue to meet the
requirements of the permit regulations whatever the individual permit's
duration.
For all these reasons, further NEPA analysis in an Environmental
Assessment or an Environmental Impact Statement of this change to the
regulations is not required.
Endangered and Threatened Species
Section 7 of the Endangered Species Act (ESA) of 1973, as amended
(16 U.S.C. 1531 et seq.), requires that ``The Secretary [of the
Interior] shall review other programs administered by him and utilize
such programs in furtherance of the purposes of this Act'' (16 U.S.C.
1536(a)(1)). It further states that the Federal agency must ``insure
that any action authorized, funded, or carried out . . . is not likely
to jeopardize the continued existence of any endangered species or
threatened species or result in the destruction or adverse modification
of [critical] habitat'' (16 U.S.C. 1536(a)(2)). This rule, which amends
the regulations governing administration of the permitting process
under the Eagle Act, will not affect endangered or threatened species
or designated critical habitat. The rule simply increases the number of
years that a programmatic permit may be valid under certain conditions
and requires the Service to conduct 5-year reviews to monitor
compliance with the permit conditions. However, consultation under ESA
Section 7 may be required prior to issuance of a permit for an
individual project. If a project is expected to result in take of any
listed species, the permit applicant would need an incidental take
authorization under ESA Section 7 or 10.
Government-to-Government Relationship With Tribes
In accordance with the President's memorandum of April 29, 1994,
``Government-to-Government Relations with Native American Tribal
Governments'' (59 FR 22951), E.O. 13175, and 512 DM 2, we have
evaluated potential effects on federally recognized Indian tribes and
have determined that this rule will not interfere with tribes'
abilities to manage themselves, their funds, or tribal lands.
Some tribes that value eagles as part of their cultural heritage
objected to the promulgation of the 2009 eagle take permit rule based
on the belief that the regulations would not adequately protect eagles.
Those tribes may perceive further negative effects from these proposed
changes. However, eagles would be sufficiently protected under this
rule because permits with terms longer than 5 years will be issued only
to those applicants who commit to adaptive management measures to
ensure the preservation of eagles, except for applicants who are able
to implement scientifically proven measures to significantly reduce
take at the time the permit is issued (e.g., electric utilities issued
permits that require full implementation of Avian Powerline Interaction
Committee-approved measures to minimize take of migratory birds and
eagles).
Energy Supply, Distribution, or Use (Executive Order 13211)
E.O. 13211 addresses regulations that significantly affect energy
supply, distribution, and use. E.O. 13211 requires agencies to prepare
Statements of Energy Effects when undertaking certain actions. Although
this rule will facilitate the funding, construction, and operation of
numerous energy generation projects, including wind power facilities,
the rule is not a significant regulatory action under E.O. 13211, and
no Statement of Energy Effects is required.
Literature Cited
American Wind Energy Association. 2013. Industry Statistics. https://awea.org/learnabout/industry_stats/index.cfm. May 13, 2013.
Barrios, L., and A. Rodriguez. 2004. Behavioural and environmental
correlates of soaring-bird mortality at on-shore wind turbines.
Journal of Applied Ecology 41:72-81.
Kuvlesky, W.P., Jr., L.A. Brennan, M. L. Morrison, K.K. Boydston,
B.M. Ballard, and F.C. Bryant. 2007. Wind energy development and
wildlife conservation:
[[Page 73723]]
challenges and opportunities. Journal of Wildlife Management
71:2487-2498.
Millsap, B.A., G.S. Zimmerman, J.R. Sauer, R.M. Nielson, M. Otto, E.
Bjerre, R. Murphy. 2013. Golden Eagle Population Trends in the
Western United States: 1968-2012. Journal of Wildlife Management
77:1436-1448.
Walters, C.J. 1986. Adaptive management of renewable resources.
Macmillan, New York, New York, USA.
Williams, B.K., R.C. Szaro, and C.D. Shapiro. 2007. Adaptive
Management: The U.S. Department of the Interior Technical Guide.
Adaptive Management Working Group, U.S. Department of the Interior,
Washington, DC, USA.
List of Subjects
50 CFR Part 13
Administrative practice and procedure, Exports, Fish, Imports,
Plants, Reporting and recordkeeping requirements, Transportation,
Wildlife.
50 CFR Part 22
Birds, Exports, Imports, Migratory birds, Reporting and
recordkeeping requirements, Transportation, Wildlife.
Regulation Promulgation
For the reasons described in the preamble, we are amending
subchapter B of chapter I, title 50 of the Code of Federal Regulations,
as set forth below:
PART 13--GENERAL PERMIT PROCEDURES
0
1. The authority for part 13 continues to read as follows:
Authority: 16 U.S.C. 668a, 704, 712, 742j-l, 1374(g), 1382,
1538(d), 1539, 1540(f), 3374, 4901-4916; 18 U.S.C. 42; 19 U.S.C.
1202; 31 U.S.C. 9701.
0
2. Revise the table in Sec. 13.11(d)(4) to read as follows:
Sec. 13.11 Application procedures.
* * * * *
(d) * * *
(4) * * *
----------------------------------------------------------------------------------------------------------------
Permit application Administration
Type of permit CFR citation fee fee \1\ Amendment fee
----------------------------------------------------------------------------------------------------------------
Migratory Bird Treaty Act
----------------------------------------------------------------------------------------------------------------
Migratory Bird Import/Export...... 50 CFR 21............ 75................... .............. ..............
Migratory Bird Banding or Marking. 50 CFR 21............ No fee............... .............. ..............
Migratory Bird Scientific 50 CFR 21............ 100.................. .............. 50
Collecting.
Migratory Bird Taxidermy.......... 50 CFR 21............ 100.................. .............. ..............
Waterfowl Sale and Disposal....... 50 CFR 21............ 75................... .............. ..............
Special Canada Goose.............. 50 CFR 21............ No fee............... .............. ..............
Migratory Bird Special Purpose/ 50 CFR 21............ 75................... .............. ..............
Education.
Migratory Bird Special Purpose/ 50 CFR 21............ 75................... .............. ..............
Salvage.
Migratory Bird Special Purpose/ 50 CFR 21............ 75................... .............. ..............
Game Bird Propagation.
Migratory Bird Special Purpose/ 50 CFR 21............ 100.................. .............. ..............
Miscellaneous.
Falconry.......................... 50 CFR 21............ 100.................. .............. ..............
Raptor Propagation................ 50 CFR 21............ 100.................. .............. ..............
Migratory Bird Rehabilitation..... 50 CFR 21............ 50................... .............. ..............
Migratory Bird Depredation........ 50 CFR 21............ 100.................. .............. 50
Migratory Bird Depredation/ 50 CFR 21............ 50................... .............. ..............
Homeowner.
----------------------------------------------------------------------------------------------------------------
Bald and Golden Eagle Protection Act
----------------------------------------------------------------------------------------------------------------
Eagle Scientific Collecting....... 50 CFR 22............ 100.................. .............. 50
Eagle Exhibition.................. 50 CFR 22............ 75................... .............. ..............
Eagle Falconry.................... 50 CFR 22............ 100.................. .............. ..............
Eagle--Native American Religion... 50 CFR 22............ No fee............... .............. ..............
Eagle Take permits--Depredation 50 CFR 22............ 100.................. .............. ..............
and Protection of Health and
Safety.
Golden Eagle Nest Take............ 50 CFR 22............ 100.................. .............. 50
Eagle Transport--Scientific or 50 CFR 22............ 75................... .............. ..............
Exhibition.
Eagle Transport--Native American 50 CFR 22............ No fee............... .............. ..............
Religious Purposes.
Eagle Take--Associated With But 50 CFR 22............ 500.................. .............. 150
Not the Purpose of an Activity.
Eagle Take--Associated With But 50 CFR 22............ 8,000................ 500 1,000
Not the Purpose of an Activity--
Programmatic, low-risk projects,
5- to 30-year tenure [sup2].
Eagle Take--Associated With But 50 CFR 22............ 36,000............... 2,600 1,000
Not the Purpose of an Activity--
Programmatic, up to 5-year tenure.
Eagle Take--Associated With But 50 CFR 22............ 36,000............... \3\ 5,200 1,000
Not the Purpose of an Activity--
Programmatic, over 5-year to 10-
year tenure.
Eagle Take--Associated With But 50 CFR 22............ 36,000............... \3\ 7,800 1,000
Not the Purpose of an Activity--
Programmatic, over 10-year to 15-
year tenure.
Eagle Take--Associated With But 50 CFR 22............ 36,000............... \3\ 10,400 1,000
Not the Purpose of an Activity--
Programmatic, over 15-year to 20-
year tenure.
Eagle Take--Associated With But 50 CFR 22............ 36,000............... \3\ 13,000 1,000
Not the Purpose of an Activity--
Programmatic, over 20-year to 25-
year tenure.
Eagle Take--Associated With But 50 CFR 22............ 36,000............... \3\ 15,600 1,000
Not the Purpose of an Activity--
Programmatic, over 25-year to 30-
year tenure.
Eagle Take--Associated With But 50 CFR 22............ 1,000................ .............. ..............
Not the Purpose of an Activity--
Transfer of a programmatic permit.
Eagle Nest Take................... 50 CFR 22............ 500.................. .............. 150
Eagle Nest Take--Programmatic..... 50 CFR 22............ 1,000................ .............. 500
Eagle Take--Exempted under ESA.... 50 CFR 22............ No fee............... .............. ..............
----------------------------------------------------------------------------------------------------------------
[[Page 73724]]
Endangered Species Act/CITES/Lacey Act
----------------------------------------------------------------------------------------------------------------
ESA Recovery...................... 50 CFR 17............ 100.................. .............. 50
ESA Interstate Commerce........... 50 CFR 17............ 100.................. .............. 50
ESA Enhancement of Survival (Safe 50 CFR 17............ 50................... .............. 25
Harbor Agreement).
ESA Enhancement of Survival 50 CFR 17............ 50................... .............. 25
(Candidate Conservation Agreement
with Assurances).
ESA Incidental Take (Habitat 50 CFR 17............ 100.................. .............. 50
Conservation Plan).
ESA and CITES Import/Export and 50 CFR 17............ 100.................. .............. 50
Foreign Commerce.
ESA and CITES Museum Exchange..... 50 CFR 17............ 100.................. .............. 50
ESA Captive-bred Wildlife 50 CFR 17............ 200.................. .............. 100
Registration.
--Renewal of Captive-bred 50 CFR 17............ 100.................. .............. ..............
Wildlife Registration.
CITES Import (including trophies 50 CFR 17, 18, 23.... 100.................. .............. 50
under ESA and MMPA).
CITES Export...................... 50 CFR 23............ 100.................. .............. 50
CITES Pre-Convention.............. 50 CFR 23............ 75................... .............. 40
CITES Certificate of Origin....... 50 CFR 23............ 75................... .............. 40
CITES Re-export................... 50 CFR 23............ 75................... .............. 40
CITES Personal Effects and Pet 50 CFR 23............ 50................... ..............
Export/Re-export.
CITES Appendix II Export (native 50 CFR 23............ 100.................. .............. 50
furbearers and alligators--
excluding live animals).
CITES Master File (includes files 50 CFR 23............ 200.................. .............. 100
for artificial propagation,
biomedical, etc., and covers
import, export, and re-export
documents).
--Renewal of CITES Master File 50 CFR 23............ 100.................. .............. ..............
--Single-use permits issued on 50 CFR 23............ 5 \4\................ .............. ..............
Master File.
CITES Annual Program File......... 50 CFR 23............ 50................... .............. ..............
--Single-use permits issued 50 CFR 23............ 5 \4\................ .............. ..............
under Annual Program.
CITES replacement documents (lost, 50 CFR 23............ 50................... .............. 50
stolen, or damaged documents).
CITES Passport for Traveling 50 CFR 23............ 75 \5\............... .............. ..............
Exhibitions and Pets.
CITES/ESA Passport for Traveling 50 CFR 23............ 100\5\............... .............. ..............
Exhibitions.
CITES Introduction from the Sea... 50 CFR 23............ 100.................. .............. 50
CITES Participation in the Plant 50 CFR 23............ No fee............... .............. ..............
Rescue Center Program.
CITES Registration of Commercial 50 CFR 23............ 100.................. .............. ..............
Breeding Operations for Appendix--
I Wildlife.
CITES Request for Approval of an 50 CFR 23............ No fee............... .............. ..............
Export Program for a State or
Tribe (American Ginseng, Certain
Furbearers, and American
Alligator).
Import/Export License............. 50 CFR 14............ 100.................. .............. 50
Designated Port Exception......... 50 CFR 14............ 100.................. .............. 50
Injurious Wildlife Permit......... 50 CFR 16............ 100.................. .............. 50
--Transport Authorization for 50 CFR 16............ 25................... .............. ..............
Injurious Wildlife.
----------------------------------------------------------------------------------------------------------------
Wild Bird Conservation Act (WBCA)
----------------------------------------------------------------------------------------------------------------
Personal Pet Import............... 50 CFR 15............ 50................... .............. ..............
WBCA Scientific Research, 50 CFR 15............ 100.................. .............. 50
Zoological Breeding or Display,
Cooperative Breeding.
WBCA Approval of Cooperative 50 CFR 15............ 200.................. .............. 100
Breeding Program.
--Renewal of a WBCA 50 CFR 15............ 50................... .............. ..............
Cooperative Breeding Program.
WBCA Approval of a Foreign 50 CFR 15............ 250 \6\.............. .............. ..............
Breeding Facility.
----------------------------------------------------------------------------------------------------------------
Marine Mammal Protection Act
----------------------------------------------------------------------------------------------------------------
Marine Mammal Public Display...... 50 CFR 18............ 300.................. .............. 150
Marine Mammal Scientific Research/ 50 CFR 18............ 150.................. .............. 75
Enhancement/Registered Agent or
Tannery.
--Renewal of Marine Mammal 50 CFR 18............ 75................... .............. ..............
Scientific Research/
Enhancement/Registered Agent
or Tannery.
----------------------------------------------------------------------------------------------------------------
\1\ Assessed when a permit is issued.
\2\ ``Low-risk'' means a project or activity is unlikely to take an eagle over a 30-year period and the
applicant for a permit for the project or activity has provided the Service with sufficient data obtained
through Service-approved models and/or predictive tools to verify that the take is likely to be less than 0.03
eagles per year.
\3\ $2,600 assessed upon approval of permit, and for each 5-year review.
\4\ Each.
\5\ Per animal.
\6\ Per species.
[[Page 73725]]
* * * * *
0
3. Amend Sec. 13.24 by revising paragraph (c) to read as follows:
Sec. 13.24 Right of succession by certain persons.
* * * * *
(c) In the case of permits issued under Sec. 17.22(b) through (d)
or Sec. 17.32(b) through (d) or permits issued under Sec. 22.26 of
this subchapter B, the successor's authorization under the permit is
also subject to our determination that:
(1) The successor meets all of the qualifications under this part
for holding a permit;
(2) The successor has provided adequate written assurances that it
will provide sufficient funding for any applicable conservation
measures, conservation plan, or Agreement and will implement the
relevant terms and conditions of the permit, including any outstanding
minimization and mitigation requirements; and
(3) The successor has provided such other information as we
determine is relevant to the processing of the request.
0
4. Amend Sec. 13.25 by revising paragraph (b) and adding paragraph (f)
to read as follows:
Sec. 13.25 Transfer of permits and scope of permit authorization.
* * * * *
(b) Permits issued under Sec. 17.22(b) through (d) or Sec.
17.32(b) through (d) or permits issued under Sec. 22.26 of this
subchapter B may be transferred in whole or in part through a joint
submission by the permittee and the proposed transferee, or in the case
of a deceased permittee, the deceased permittee's legal representative
and the proposed transferee, provided we determine that:
(1) The proposed transferee meets all of the qualifications under
this part for holding a permit;
(2) The proposed transferee has provided adequate written
assurances of sufficient funding for the conservation measures,
conservation plan, or Agreement, and will implement the relevant terms
and conditions of the permit, including any outstanding minimization
and mitigation requirements; and
(3) The proposed transferee has provided other information that we
determine is relevant to the processing of the submission.
* * * * *
(f) In the case of permits issued under Sec. 22.26 of this
subchapter B to a Federal, State, tribal, or local governmental entity,
a person is under the direct control of the permittee if the person is
under the jurisdiction of the permittee, provided the permittee has the
regulatory authority to require the person to comply with the terms and
conditions of the permit and the permit provides that such person(s)
may carry out the authorized activity.
PART 22--EAGLE PERMITS
0
5. The authority for part 22 continues to read as follows:
Authority: 16 U.S.C. 668-668d; 16 U.S.C. 703-712; 16 U.S.C.
1531-1544.
0
6. Amend Sec. 22.26 by:
0
a. Revising paragraph (c)(3) introductory text;
0
b. Revising paragraph (h); and
0
c. Adding paragraphs (i) and (j).
The revisions and additions read as follows:
Sec. 22.26 Permits for eagle take that is associated with, but not
the purpose of, an activity.
* * * * *
(c) * * *
(3) You must submit an annual report summarizing the information
you obtained through monitoring to the Service every year that your
permit is valid and for up to 3 years after completion of the activity
or termination of the permit, as specified in your permit. If your
permit expires or is suspended or revoked before the activity is
completed, you must submit the report within 60 days of such date. The
Service will make eagle mortality information from annual reports of
programmatic permits available to the public. Reporting requirements
include:
* * * * *
(h) Permit reviews. At no more than 5 years from the date a permit
is issued, and every 5 years thereafter until a programmatic permit is
due to expire in 5 or fewer years, the permittee will compile and
submit to the Service, eagle fatality data or other pertinent
information that is site-specific for the project, as required by the
permit. The 5-year review will be comparable to the initial review of
the permit application. The Service will make eagle-mortality
information compiled in 5-year review reports available to the public.
As part of the 5-year-review process, we will determine if trigger
points specified in the permit have been reached that would indicate
that additional conservation measures as described in a permit should
be implemented to potentially reduce eagle mortalities, or if
additional mitigation measures are needed. Additional post-
implementation monitoring may be required to determine the
effectiveness of additional conservation measures.
(1) During each 5-year review, we will reassess post-construction
monitoring, fatality rates, effectiveness of measures to reduce take,
the appropriate amount and effectiveness of compensatory mitigation,
and the status of the eagle population.
(2) Depending on the findings of the review, we may make changes to
a permit as necessary, including any of the following:
(i) update fatality predictions for the facility;
(ii) require implementation of additional conservation measures as
described in the permit;
(iii) update monitoring requirements
(iv) revise compensatory mitigation requirements in accordance with
the permit, or
(v) suspend or revoke the permit.
(3) In consultation with the permittee, we will determine
compensatory mitigation for future years for the project, taking into
account the observed levels of mortality and any anticipated reduction
in mortality from additional conservation measures.
(i) Permit duration. The duration of each permit issued under this
section will be designated on its face and will be based on the
duration of the proposed activities, the period of time for which take
will occur, the level of impacts to eagles, and the nature and extent
of mitigation measures incorporated into the terms and conditions of
the permit. Standard permits will not exceed 5 years. A permit for
programmatic take will not exceed 30 years.
(j) Transfer of programmatic permits. Programmatic permits may be
transferred to new owners of facilities, provided that the new owners
have never had a permit issued by the U.S. Fish and Wildlife Service
suspended or revoked, and have not been convicted of violating a
Federal wildlife law in the last 10 years. The transferee must meet all
of the qualifications under this part for holding a permit, as well as
the requirements of Sec. 13.25(b) of this subchapter B.
Dated: November 18, 2013.
Rachel Jacobson,
Principal Deputy Assistant Secretary for Fish and Wildlife and Parks.
[FR Doc. 2013-29088 Filed 12-6-13; 8:45 am]
BILLING CODE 4310-55-P