Nondiscrimination on the Basis of Disability in Air Travel: Accessibility of Web Sites and Automated Kiosks at U.S. Airports, 67881-67918 [2013-26749]
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Vol. 78
Tuesday,
No. 218
November 12, 2013
Part V
Department of Transportation
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Office of the Secretary
14 CFR Parts 382 and 399
49 CFR Part 27
Nondiscrimination on the Basis of Disability in Air Travel: Accessibility of
Web Sites and Automated Kiosks at U.S. Airports and Accessibility of
Aircraft and Stowage of Wheelchairs; Final Rules
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Federal Register / Vol. 78, No. 218 / Tuesday, November 12, 2013 / Rules and Regulations
DEPARTMENT OF TRANSPORTATION
Office of the Secretary
14 CFR Parts 382 and 399
49 CFR Part 27
[Docket No. DOT–OST–2011–0177]
RIN 2105–AD96
Nondiscrimination on the Basis of
Disability in Air Travel: Accessibility of
Web Sites and Automated Kiosks at
U.S. Airports
Office of the Secretary, DOT.
Final rule.
AGENCY:
ACTION:
The Department of
Transportation is amending its rules
implementing the Air Carrier Access
Act (ACAA) to require U.S. air carriers
and foreign air carriers to make their
Web sites that market air transportation
to the general public in the United
States accessible to individuals with
disabilities. In addition, the Department
is amending its rule that prohibits unfair
and deceptive practices and unfair
methods of competition to require ticket
agents that are not small businesses to
disclose and offer Web-based fares to
passengers who indicate that they are
unable to use the agents’ Web sites due
to a disability. DOT is also requiring
U.S. and foreign air carriers to ensure
that kiosks meet detailed accessibility
design standards specified in this rule
until a total of at least 25 percent of
automated kiosks in each location at the
airport meet these standards. In
addition, the Department is amending
its rule implementing the Rehabilitation
Act to require U.S. airport operators
meet the same accessibility standards.
DATES: This rule is effective December
12, 2013.
FOR FURTHER INFORMATION CONTACT:
Kathleen Blank Riether, Senior
Attorney, Office of the Assistant General
Counsel for Aviation Enforcement and
Proceedings, U.S. Department of
Transportation, 1200 New Jersey Ave.
SE., Washington, DC 20590, 202–366–
9342 (phone), 202–366–7152 (fax),
kathleen.blankriether@dot.gov. You may
also contact Blane A. Workie, Deputy
Assistant General Counsel, Office of the
Assistant General Counsel for Aviation
Enforcement and Proceedings,
Department of Transportation, at the
same address, 202–366–9342 (phone),
202–366–7152 (fax),
blane.workie@dot.gov. You may obtain
copies of this rule in an accessible
format by contacting the above named
individuals.
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SUMMARY:
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The
Department of Transportation is
amending its rule implementing the Air
Carrier Access Act (ACAA) to require
U.S. air carriers and foreign air carriers
to make their Web sites that market air
transportation to the general public in
the United States accessible to
individuals with disabilities.
Specifically, we are requiring U.S. and
foreign air carriers that operate at least
one aircraft having a seating capacity of
more than 60 passengers to ensure that
their primary Web sites are accessible.
The requirements will be implemented
in two phases. Web pages that provide
core air travel services and information
(e.g., booking or changing a reservation)
must be accessible by December 12,
2015. All remaining pages on a carrier’s
Web site must be accessible by
December 12, 2016. Web sites must
conform to the standard for accessibility
contained in the widely accepted Web
site Content Accessibility Guidelines
(WCAG) 2.0 and meet the Level AA
Success Criteria. In addition, the
Department is amending its rule that
prohibits unfair and deceptive practices
and unfair methods of competition to
require ticket agents that are not small
businesses to disclose and offer Webbased fares on or after June 10, 2014, to
passengers who indicate that they are
unable to use the agents’ Web sites due
to a disability.
DOT is also requiring U.S. and foreign
air carriers that own, lease, or control
automated airport kiosks at U.S. airports
with 10,000 or more annual
enplanements to ensure that kiosks
installed after December 12, 2016, meet
detailed accessibility design standards
specified in this rule until a total of at
least 25 percent of automated kiosks in
each location at the airport meet these
standards. In addition, accessible kiosks
provided in each location at the airport
must provide all the same functions as
the inaccessible kiosks in that location.
These goals must be met by December
12, 2022. In addition, the Department is
amending its rule implementing the
Rehabilitation Act to require U.S.
airport operators that jointly own, lease,
or control automated airport kiosks with
U.S. or foreign air carriers to work with
the carriers to ensure that the kiosks
installed after December 12, 2016, meet
the same accessibility standards. The
accessibility standard for automated
airport kiosks set forth in this rule is
based, in part, on the standard for
automated teller and fare machines
established by the Department of Justice
in the 2010 amendment to its Americans
with Disabilities Act (ADA) rules.
SUPPLEMENTARY INFORMATION:
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Executive Summary
The purpose of this rulemaking is to
ensure that passengers with disabilities
have equal access to the same air travelrelated information and services that are
available to passengers without
disabilities through airline Web sites
and airport kiosks. In the Department’s
view, equal access means that
passengers with disabilities can obtain
the same information and services on
airline Web sites and airport kiosks as
conveniently and independently as
passengers without disabilities. We
expect this rulemaking to be a major
step toward ending unequal access in
air transportation for people with
disabilities resulting from inaccessible
carrier Web sites and airport kiosks.
Today, individuals with disabilities
often cannot use an airline’s Web site
because it is not accessible. There are
many disadvantages to not being able to
do so even with the existing prohibition
on airlines charging fees to passengers
with disabilities for telephone or inperson reservations, or not making web
fare discounts available to passengers
with disabilities who cannot use
inaccessible Web sites. For example, the
cheapest prices for air fares and
ancillary services are almost always on
the airline’s Web site. As a practical
matter, the cheapest fares may not be
made available to many consumers with
disabilities who book by phone or in
person as they may be unaware of their
right to ask for the Web fare discounts.
A few airlines also do not have
telephone reservation operations or
ticket offices, making it particularly
difficult for passengers with disabilities
to purchase tickets from them.
Inaccessible Web sites also prevent
persons with disabilities from checking
out many airlines’ fares online for the
best price before making a choice,
booking an online reservation any time
of day or night, or avoiding long wait
times associated with making telephone
reservations. Many also can’t always
take advantage of checking-in early
online to save time as passengers
without disabilities can. The reality is
that some people with disabilities
currently lack access to most, if not all,
of the information and services on
certain carriers’ Web sites that are
available to their non-disabled
counterparts.
As for airport kiosks, many passengers
today use airport kiosks when arriving
at the airport to finalize their travel
preparations, whether scanning a
passport to check in, printing a boarding
pass, cancelling/rebooking a ticket, or
printing baggage tags. The convenience
of airport kiosks simplifies the airport
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experience of countless travelers as they
independently conduct the necessary
transactions and head to their departure
gates. For many passengers with
disabilities who are otherwise selfsufficient, using an airport kiosk can
only be done with assistance from
others. In many instances, passengers
who cannot use a kiosk due to a
disability are simply directed to a line
at the ticket counter where they receive
expedited service from an agent. This is
not a good solution as it denies travelers
with disabilities their rights to function
independently and excludes them from
the advantages other air travelers enjoy
in using kiosks.
The legal authority for the
Department’s regulatory action affecting
67883
14 CFR part 382 is 49 U.S.C. 41702,
41705, 41712, and 41310. Our legal
authority for regulatory action affecting
49 CFR part 27 is Section 504 of the
Rehabilitation Act of 1973, as amended
(29 U.S.C. 794). Below is a summary of
the major provisions of this regulatory
action.
SUMMARY OF MAJOR PROVISIONS
Web Site Accessibility
Scope/Coverage .......................................................................................
Web Site Accessibility Standard ..............................................................
Usability Testing of Web Sites .................................................................
Equivalent Service ....................................................................................
Online Disability Accommodation Requests ............................................
• Requires U.S. and foreign carriers that operate at least one aircraft
having a seating capacity of more than 60 passengers, and own or
control a primary Web site that markets air transportation to consumers in the United States to ensure that public-facing pages on
their primary Web site are accessible to individuals with disabilities.
• Requires ticket agents that are not small businesses to disclose and
offer Web-based fares to passengers who indicate that they are unable to use an agent’s Web site due to a disability.
• Requires carriers to ensure that Web pages on their primary Web
sites associated with core travel information and services conform to
all Level AA success criteria of the Web Content Accessibility Guidelines (WCAG) 2.0 within two years of the rule’s effective date and
that all other Web pages on their primary Web sites are conformant
within three years of the rule’s effective date.
• Requires carriers to test the usability of their accessible primary Web
sites in consultation with individuals or organizations representing
visual, auditory, tactile, and cognitive disabilities.
• Requires carriers to provide applicable Web-based fare discounts
and other Web-based amenities to customers with a disability who
cannot use their Web sites due to a disability.
• Requires ticket agents to provide applicable Web-based fare discounts on and after 180 days from the rule’s effective date to customers with a disability who cannot use an agent’s Web sites due to
a disability.
• Requires carriers to make an online service request form available
within two years of the rule’s effective date for passengers with disabilities to request services including, but not limited to, wheelchair
assistance, seating accommodation, escort assistance for a visually
impaired passenger, and stowage of an assistive device.
Automated Airport Kiosk Accessibility
Scope, Coverage, and Kiosk Accessibility ...............................................
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Identification and Maintenance of Accessible Kiosks ..............................
Joint and Several Liability ........................................................................
Priority Access ..........................................................................................
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• Requires U.S. and foreign air carriers that own, lease, or control
automated airport kiosks at U.S. airports with 10,000 or more annual
enplanements to ensure that all new automated airport kiosks installed three or more years after the rule’s effective date meet required technical accessibility standards until at least 25 percent of
automated kiosks in each location at the airport is accessible. Accessible kiosks provided in each location at the airport must provide all
the same functions as the inaccessible kiosks in that location. These
goals must be met within ten years after the rule’s effective date.
• Requires airlines and airports to ensure that all shared-use automated airport kiosks installed three or more years after the rule’s effective date meet required technical accessibility standards until at
least 25 percent of automated kiosks in each location at the airport is
accessible. Accessible kiosks provided in each location at the airport
must provide all the same functions as the inaccessible kiosks in that
location. These goals must be met within ten years after the rule’s
effective date.
• Requires carriers and airports to ensure that accessible automated
airport kiosks are visually and tactilely identifiable and maintained in
working condition.
• Makes carriers and airports jointly and severally liable for ensuring
that shared-use automated airport kiosks meet accessibility requirements.
• Requires carriers to give passengers with a disability requesting an
accessible automated kiosk priority access to any available accessible kiosk the carrier owns, leases, or controls in that location at the
airport.
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SUMMARY OF MAJOR PROVISIONS—Continued
Equivalent Service ....................................................................................
Summary of Regulatory Analysis
The regulatory analysis summarized
in the table below shows that the
estimated monetized costs of the Web
site and kiosk requirements exceed their
estimated monetized benefits at the 7%
discount rate but the monetized benefits
exceed the costs at the 3% discount rate.
The present value of monetized net
• Requires carriers to provide equivalent service upon request to passengers with a disability who cannot readily use their automated airport kiosks.
benefits for a 10-year analysis period is
estimated to be ¥$4.0 million at a 7%
discount rate and $13.7 million at a 3%
discount rate. Additional benefits and
costs were also identified for which
quantitative estimates could not be
developed. The Department believes
that the qualitative and non-quantifiable
benefits of the Web site and kiosk
accessibility requirements combined
with the quantifiable benefits justify the
costs and make the total benefits of the
rule exceed the total costs of the rule. A
more detailed discussion of the
monetized benefits and costs for the
final Web site and kiosk accessibility
requirements is provided in the
Regulatory Analysis and Notices section
below.
PRESENT VALUE OF NET BENEFITS FOR RULE REQUIREMENTS*
[millions]
Monetized benefits and costs
Monetized Benefits ...................................
Monetized Costs .......................................
Monetized Net Benefits ............................
Discounting period/rate
10
10
10
10
10
10
Years,
Years,
Years,
Years,
Years,
Years,
7%
3%
7%
3%
7%
3%
discounting
discounting
discounting
discounting
discounting
discounting
Web sites
........................
........................
........................
........................
........................
........................
Kiosks
$75.9
90.3
79.8
82.5
(3.9)
7.8
$34.8
42.0
34.9
36.1
(0.1)
5.9
Present value
(millions)
$110.7
132.3
114.7
118.6
(4.0)
13.7
* Present value in 2016 for Web site requirements and 2017 for kiosk requirements.
Background
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On May 13, 2008, the Department of
Transportation (‘‘Department’’ or
‘‘DOT,’’ also ‘‘we’’ or ‘‘us’’) amended 14
CFR Part 382 (Part 382), its ACAA rule,
to apply the rule to foreign carriers and
to add new provisions concerning
passengers who use medical oxygen and
those who are deaf or hard of hearing,
among other things.1 The final rule
consolidated and took final action on
proposals from three separate notices of
proposed rulemaking (NPRM).2 In the
preamble of the 2008 final rule, we
announced that we would defer final
action on certain proposals and issues
set forth in the three NPRMs in order to
seek further information on their cost
and technical feasibility through a
supplemental notice of proposed
rulemaking (SNPRM). Among the issues
we intended to revisit in the SNPRM
was a proposal in the initial NPRM to
require carriers and their agents to make
1 73 FR 27614–27687 (May 13, 2008), as modified
by 74 FR 11469–11472 (March 18, 2009) and 75 FR
44885–44887 (July 30, 2010).
2 Nondiscrimination on the Basis of Disability in
Air Travel, Notice of Proposed Rulemaking, 69 FR
64364–64395 (November 4, 2004);
Nondiscrimination on the Basis of Disability in Air
Travel—Medical Oxygen and Portable Respiration
Assistive Devices, Notice of Proposed Rulemaking,
70 FR 53108–53117 (September 7, 2005); and
Accommodations for Individuals Who Are Deaf,
Hard of Hearing, or Deaf-Blind, Notice of Proposed
Rulemaking, 71 FR 9285–9299 (February 23, 2006).
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their Web sites accessible to people with
vision impairments and other
disabilities. See 69 FR 64364, 64382–83
(November 4, 2004), hereinafter
‘‘Foreign Carrier NPRM.’’ We also
pledged to seek further comment on
kiosk accessibility, which we had
discussed in the preamble of the initial
NPRM. See Id. at 64370. In the 2008
final rule, as an interim measure, we
mandated that carriers ensure
passengers with disabilities who cannot
use inaccessible kiosks or inaccessible
Web sites are provided equivalent
service.
On September 26, 2011, the
Department published an SNPRM
proposing to require U.S. and foreign air
carriers to make their Web sites
accessible to individuals with
disabilities and to ensure that their
ticket agents do the same. We also
proposed to require U.S. and foreign air
carriers to ensure that their proprietary
and shared-use automated airport kiosks
are accessible to individuals with
disabilities. In addition, we proposed to
revise our rule implementing Section
504 of the Rehabilitation Act of 1973, as
amended (29 U.S.C. 794) to require U.S.
airports to work with airlines to ensure
that shared-use automated airport kiosks
are accessible to individuals with
disabilities. The SNPRM also set forth
the technical criteria and procedures
that we proposed to apply to automated
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airport kiosks and to Web sites on
which air transportation is marketed to
the general public in the United States
to ensure that individuals with
disabilities can readily use these
technologies to obtain the same
information and services as other
members of the public. See 76 FR 59307
(September 26, 2011). Comments on the
SNPRM were to be filed by November
25, 2011.
Request for Clarification and Extension
of Comment Period
In October 2011, the Department
received a joint request from the Air
Transport Association (now Airlines for
America), the International Air
Transport Association, the Air Carrier
Association of America, and the
Regional Airline Association for
clarification of the proposal and a 120day extension of the comment period.
The carrier associations specifically
asked DOT to clarify the following with
regard to our Web site accessibility
proposals: 1) whether the scope of the
proposed Web site accessibility
requirements included the non-U.S.
Web sites of U.S. carriers (e.g., countryspecific Web sites maintained by U.S.
carriers for the purpose of selling to
consumers in countries other than the
United States); 2) the meaning of the
terms ‘‘primary,’’ ‘‘main,’’ and ‘‘publicfacing’’ as used in the proposed Web
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site requirements; 3) whether the term
‘‘alternate conforming version’’ as
described in the SNPRM would
encompass ‘‘text-only’’ features offered
by some carriers on their primary Web
sites; 4) whether carriers would be
responsible under the proposed
requirement to ensure that the Web sites
of large tour operators and carrier
alliances are accessible; 5) the
Department’s authority to regulate ticket
agent Web sites directly under 49 U.S.C.
41712, rather than indirectly through
the carriers under the ACAA; and 6) the
basis for our estimates of the recurring
costs associated with maintaining Web
site accessibility. Regarding the
Department’s kiosk accessibility
proposals, the carrier associations asked
for clarification concerning: 1) whether
the Department intended to require
some retrofitting of automated airport
kiosks in the final rule in the absence of
a specific proposal on the issue in the
SNPRM; and 2) whether automated
ticket scanners at U.S. airports would be
covered by the proposed accessibility
requirements. We received additional
requests shortly thereafter from the
Association of Asia Pacific Airlines
(AAPA) and the Interactive Travel
Services Association (ITSA) to extend
the comment deadline.
By early November 2011, members of
the disability community and advocacy
organizations were also requesting that
we delay the closing of the comment
period until accessibility issues
concerning the comment form available
at www.regulations.gov could be
resolved. In response, we sought
expedited action from the
Regulations.gov workgroup to correct
the accessibility problems with the form
and issued a notice in the Federal
Register on November 21, 2011,
outlining alternative methods for
submitting comments until the
comment form could be made fully
accessible. See 76 FR 71914 (November
21, 2011). This notice also addressed the
carrier associations’ clarification
requests and extended the public
comment period until January 9, 2012.
We responded to the carrier
associations’ inquiries concerning our
Web site accessibility requirements by
explaining that it was our intention to
exclude from the accessibility
requirements both U.S. and foreign air
carrier Web sites that market air
transportation solely to consumers
outside of the United States. We also
further defined ‘‘public-facing’’ Web
pages as those on a carrier’s or agent’s
Web site intended for access and use by
the general public rather than for
limited access (e.g., by carrier
employees only). For carriers that own,
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lease, or control multiple Web sites that
market air transportation and offer
related services and information, we
explained that its ‘‘primary’’ or ‘‘main’’
Web site is the one accessed upon
entering the uniform resource locator
‘‘www.carriername.com’’ in an Internet
browser from a standard desktop or
laptop computer. We note that some
carriers use their IATA airline
designator code or other convention in
their primary Web site URL (e.g.,
www.aa.com, www.virgin-atlantic.com).
We further explained that a carrier’s
text-only Web page may only be
considered a conforming alternate
version if (1) it provides the same
content and functionality as the
corresponding non-conforming page on
the carrier’s primary Web site, (2) it can
be reached via an accessible link from
the primary Web site, (3) the content
conforms with WCAG 2.0 Level A and
AA success criteria, and (4) it is
promptly updated to reflect all changes
to content available to its non-disabled
customers on the primary Web site. In
response to the request for clarification
regarding the applicability of the
accessibility requirements to ticket
agent Web sites, we also explained that
the requirements would apply to Web
sites of large tour operators, since both
travel agents and tour operators fall
within the definition of ticket agent
found in 49 U.S.C. 40102(a)(45). Carrier
alliance Web sites, on the other hand,
are operated by carriers but are not
primary carrier Web sites and therefore
would not be covered.
Regarding the question raised about
the Department’s assertion of its
authority to regulate ticket agents
directly while proposing to regulate
ticket agents indirectly through the
carriers, we stated that it was our
intention to gather more information
from the public about the course of
action that would best serve the public
interest. We stated in the notice that the
Department’s authority under 49 U.S.C.
41712 extends to unfair practices,
including discrimination against a
protected class of consumers by ticket
agents,3 in this case discrimination
against individuals with disabilities
who are excluded from using the agents’
inaccessible Web sites solely due to
their disabilities. We acknowledged that
the Department of Justice (DOJ) was also
likely to mandate that ticket agents
3 49 U.S.C. 41712 authorizes the Secretary of
Transportation to investigate and determine
whether an air carrier, foreign air carrier, or ticket
agent has been or is engaged in an unfair or
deceptive practice or an unfair method of
competition in air transportation or the sale of air
transportation, and if so, to stop such practice or
method.
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make their Web sites accessible under a
future amendment to that agency’s rule
implementing title III of the ADA. At the
same time, we stated our intention to
`
pursue a regulatory approach vis-a-vis
the accessibility of ticket agent Web
sites that would best serve the goal of
achieving Web site accessibility for all
in the shortest reasonable time frame.
Finally, we corrected the errors in the
SNPRM and preliminary regulatory
evaluation concerning the estimated
annual cost of maintaining Web site
accessibility and re-explained the basis
of the cost estimate.
Regarding the carrier associations’
inquiries about our proposals
concerning accessible automated airport
kiosks, we explained that: (1) Although
we did not propose to require
retrofitting of existing kiosks, we were
seeking information about the technical
feasibility and cost impact of retrofitting
some number of kiosks before the end
of their life cycle if that should be
necessary to ensure at least some
accessible kiosks in every location at the
airport within a reasonable time after
the rule goes into effect; and (2)
automated ticket scanners would fall
within the scope of automated kiosks
the Department intended to cover under
the proposed requirements.
The Department received 84
comments on issues raised in the
SNPRM from industry and advocacy
organizations, academic institutions,
and members of the public. The
industry comments included: two from
airline associations (the Association of
Asia Pacific Airlines (AAPA), as well as
a joint submission by Airlines for
America (A4A), the International Air
Transport Association (IATA), Regional
Airline Association (RAA) and Air
Carrier Association of America that also
included comments from the Airports
Council International—North America
(ACI–NA)), two from airports (San
Francisco International and Denver
International), three from U.S. carriers
(Spirit Airlines, Allegiant Air, LLC, and
Virgin America), four from foreign air
carriers (Air New Zealand Limited, All
Nippon Airways, Condor Flugdienst
GmbH, and El Al Israel Airlines Ltd.),
four from travel agency or tour operator
associations (a joint submission by the
American Society of Travel Agents
(ASTA) and the National Tour
Association (NTA), a joint submission
by NTA and Student and Youth Travel
Association (SYTA), as well as separate
submissions by the Interactive Travel
Services Association (ITSA), and the
United States Tour Operators
Association (USTOA)), and one from a
trade association representing leading
companies in the information and
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communication technology sector
(Information Technology Industry
Council (ITI)). Advocacy organization
comments included one airline
passenger consumer organization
(Association for Airline Passenger
Rights) and 11 submissions from
disability advocacy organizations (a
joint submission by the American
Council of the Blind (ACB) and
American Foundation of the Blind
(AFB), Consortium for Citizens with
Disabilities (CCD), a joint submission by
the National Association of the Deaf
(NAD), Deaf and Hard of Hearing
Consumer Advocacy Network
(DEAFCAN), Telecommunications for
Deaf and Hard of Hearing, Inc. (TDHH),
Association of Late-Deafened Adults,
Inc. (ALDA), Hearing Loss Association
of America (HLAA), and California
Coalition of Agencies Serving the Deaf
and Hard of Hearing (CCASDHH), and
individual submissions by Disability
Rights New Jersey (DRNJ), Silicon
Valley Independent Living Center
(SVILC), National Federation of the
Blind (NFB), United Spinal Association
(United Spinal), Association of Blind
Citizens (ABC), National Council on
Independent Living (NCIL), American
Association of People with Disabilities
(AAPD), Paralyzed Veterans of America
(PVA), and Open Doors Organization
(ODO)). Comments from academic
institutes included one each from the
Burton Blatt Institute (BBI) at Syracuse
University, the Department of Computer
and Information Sciences at Towson
University, and the Trace Research and
Development Center (Trace Center) at
the University of Wisconsin, and two
from the Cornell e-Rulemaking Initiative
(CeRI) at Cornell University. There were
also 22 individual and joint submissions
from students at the University of
Pittsburgh School of Law. Nearly 30
individual members of the public also
posted comments, 21 of whom
identified themselves as persons with
disabilities or relatives of the same.
One submission from the Cornell eRulemaking Initiative consisted of
summaries of the public discussion on
the SNPRM proposals that occurred on
its Regulation Room Web site, https://
www.regulationroom.org. The
Regulation Room Web site is a pilot
project in which members of the public
can learn about and discuss proposed
Federal regulations and provide
feedback to agency decision makers.
The Department partnered with Cornell
University on this open government
initiative of the Obama administration
in order to discover the best ways to use
Web 2.0 and social networking
technologies to increase effective public
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involvement in the rulemaking process.
During the period the SNPRM was
available for comment on the Regulation
Room Web site, there were nearly 8,000
unique visitors to the site. Those who
registered to participate in the
discussion totaled 53 and of those, 29
identified as having a disability. A total
of 103 comments were posted by 31 of
the 53 registered respondents, with 18
comments submitted by respondents
identifying as having a disability. The
Regulation Room submitted summaries
to the Department of the online
discussions addressing the accessibility
standards, applicability, scope of the
requirements, benefits and costs, and
implementation approach of the
proposed accessibility requirements for
both Web sites and kiosks.
The Department has carefully
reviewed and considered all the
comments received. A summary of the
proposed requirements and related
questions asked in the SNPRM, the
public comments responsive to those
proposals, and the Department’s
responses are set forth in the sections
that follow.
Summary of Comments and Responses
Web Site Accessibility
In the September 2011 SNPRM, we
proposed to require that U.S. and
foreign air carriers ensure that the
public-facing content of a primary Web
site they own or control that markets air
transportation 4 to the general public in
the United States conforms to the
WCAG 2.0 Success Criteria and all
Conformance Requirements at Level A
and Level AA. We explained that the
proposed requirements would apply to
foreign carriers only with respect to
public-facing pages on Web sites they
own or control that market air
transportation to the general public in
4 49 U.S.C. 40102(a)(5) defines ‘‘air
transportation’’ as foreign air transportation,
interstate air transportation, or the transportation of
mail by aircraft. 49 U.S.C. 40102(a)(23) defines
‘‘foreign air transportation’’ as the transportation of
passengers or property by aircraft as a common
carrier for compensation, or the transportation of
mail by aircraft, between a place in the United
States and a place outside of the United States
when any part of the transportation is by aircraft.
49 U.S.C. 40102(a)(25) defines ‘‘interstate
transportation’’ as the transportation of passengers
or property by aircraft as a common carrier for
compensation, or the transportation of mail by
aircraft between a place in a State, territory, or
possession of the United States and (i) a place in
the District of Columbia or another State, territory,
or possession of the United States; (ii) Hawaii and
another place in Hawaii through the airspace over
a place outside Hawaii; (iii) the District of Columbia
and another place in the District of Columbia; or
(iv) a territory or possession of the United States
and another place in the same territory or
possession; and when any part of the transportation
is by aircraft.
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the United States and made clear in the
November 2011 notice that this same
limitation would apply to U.S. carriers
as well. For both U.S. and foreign
carriers, our intent was to exclude from
coverage public-facing content on
primary Web sites they own or control
that market flights to the general public
outside of the United States. We
explained that the characteristics of a
covered primary Web site that markets
air transportation to the general public
inside the United States includes, but is
not limited to, a site that: (1) Contains
an option to view content in English, (2)
advertises or sells flights operating to,
from, or within the United States, and
(3) displays fares in U.S. dollars. We
note that non-English (e.g., Spanish)
Web sites targeting a U.S. market
segment would also be covered; whereas
Web sites that block sales to customers
with U.S. addresses or telephone
numbers, even if in English, would not.
We also stated our intention to continue
requiring carriers to make applicable
discounted Web-based fares and other
Web-based amenities available to
passengers who self-identify as being
unable to use an inaccessible Web site
due to their disability and to extend the
requirement to do the same for
passengers who self-identify as being
unable to use the carrier’s Web site that
meets the WCAG 2.0 standard due to
their disability.
In addition to the content on their
primary Web sites, the Department
proposed to require U.S. and foreign
carriers to ensure that when their ticket
agents are providing schedule and fare
information and marketing covered air
transportation services to the general
public in the United States on Web
sites, that these ticket agent Web sites
also meet the WCAG 2.0 standard. We
proposed to limit the scope of the
carriers’ responsibility to ensure agent
Web site accessibility to the Web sites
of agents that are not small businesses
as defined by the Small Business
Administration under 13 CFR 121.201
(i.e., travel agents or tour operators with
annual receipts exceeding $19 million).
Specifically with regard to small ticket
agents, we proposed to permit carriers
to market air transportation on the
inaccessible Web sites of such agents
but at the same time require carriers to
ensure that those small agents make
Web-based discount fares available and
waive applicable reservation fees to a
passenger who indicates that he or she
is unable to use an agent’s Web site and
purchases tickets using another method,
unless the fee would apply to other
customers purchasing the same ticket
online.
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Finally, we proposed a tiered
implementation approach in which the
WCAG 2.0 standard at Level A and AA
would apply to (1) a new or completely
redesigned primary Web site brought
online 180 or more days after the
effective date of the final rule; (2) Web
pages on an existing Web site associated
with core air travel services and
information 5 to be conformant either on
a primary Web site or by providing
accessible links from the associated
pages on a primary Web site to
corresponding accessible pages on a
mobile Web site by one year after the
final rule’s effective date; and (3) all
covered Web pages on a carrier’s
primary Web site by two years after the
final rule’s effective date.
1. Technical Standard for Web Site
Accessibility
The SNPRM: The Department
proposed WCAG 2.0 at Level AA (Level
AA includes all the Level A success
criteria) as the required accessibility
standard for all public-facing Web pages
involved in marketing air transportation
to the general public in the United
States on primary carrier and ticket
agent Web sites.
Comments: The comments submitted
jointly by A4A, IATA, ACI–NA, RAA,
and the Air Carrier Association of
America opposed mandating a single
technical standard for Web site
accessibility. They supported various
compliance options that, for the most
part, would provide increased access for
passengers with disabilities to some, but
not all, of the content on primary carrier
Web sites through an alternative textonly or Mobile Web site conformant
with any of the following standards:
WCAG 1.0, WCAG 2.0 at Level A,
existing Section 508 standards, or
Mobile Web Best Practices (MWBP) 1.0
(if applicable). Two of the options they
proposed would allow carriers to
establish an alternative Web site (i.e.,
text-only or mobile Web site) containing
only the proposed core air travel
information and essential functions to
which they would apply the
accessibility standard of their choice.
Two other options they proposed would
allow them to apply the standard of
choice to limited portions of a carrier’s
primary Web site (i.e., either to newly
designed Web pages or to Web pages
associated with core air travel services
and information). These compliance
5 In
the September 2011 SNPRM, the Department
defined core air travel services and information on
Web sites as the booking and check-in functions as
well as information pertaining to personal flight
itinerary, flight status, frequent flyer account, flight
schedules, and carrier contact information available
to consumers on a carrier’s primary Web site.
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options proposed by the carrier
associations, as well as other electronic
information and communication
technology issues discussed in the
SNPRM, are presented in greater detail
below in the section on Scope.
Regarding compliance with the WCAG
2.0 standard at Level AA, the carrier
associations asserted that requiring
carriers to comply with WCAG 2.0
would ‘‘set a very high bar that exceeds
federal government Web site
accessibility requirements.’’ They
commented that no government agency
currently is required to meet the WCAG
2.0 Level A and AA standards,
maintaining that the section 508 Web
site standard agencies are required to
meet is the equivalent of the WCAG 1.0
standard.6 They argued that the airline
industry should not be the ‘‘test case’’
or the first to implement WCAG 2.0.
Although the Association of Asia
Pacific Airlines (AAPA) did not
specifically oppose the WCAG 2.0
standard, they noted that requiring
airlines to apply the standard to primary
Web sites which include covered and
non-covered content could result in the
airlines having to revamp Web pages
and shared electronic data sources
outside the scope of the requirement
from which the covered Web sites
obtain information. This concern was
echoed by foreign carriers that
commented individually, although none
of the comments provided any
information about the amount of noncovered content they anticipated having
to change. AAPA also expressed
concern that foreign carriers may
eventually be required by the law of
their countries to meet a different Web
site accessibility standard. Another
carrier commenting individually
supported compliance with the WCAG
2.0 Level A standard but only for those
portions of its Web site involved in
providing core air transportation
information and functions. Other
carriers objected to the Department
requiring the WCAG 2.0 standard
altogether, opining that it is ‘‘not widely
used on commercial Web sites’’ or that
the technical criteria are ‘‘highly
subjective.’’ One U.S. carrier was
unopposed to the WCAG 2.0 Level AA
standard as long as the Department
allowed two years to achieve
compliance.
The American Aviation Institute
(AAI) supported the Department’s
proposal to require conformance with
the WCAG 2.0 Level AA, but again, only
6 See 36 CFR 1194.22, Note par. 2, stating that
‘‘Web pages that conform to WCAG 1.0, level A (i.e.,
all priority 1 checkpoints) must also meet
paragraphs (l), (m), (n), (o), and (p) of this section
to comply with this section.’’
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67887
on those pages involved with providing
core information and functions. The
Information Technology Industry
Council (ITI), representing 50 leading
companies in the information and
communications technology industry,
urged the Department not to require any
technical standard other than WCAG
2.0, stating: ‘‘WCAG 2.0 is the most
current and complete standard for web
accessibility and is expected to be the
basis for the updated Section 508 also.
For harmonization purposes, ITI
strongly recommends only accepting
WCAG 2.0.’’
With rare exception, individual
commenters who self-identified as
having a disability supported WCAG 2.0
as the applicable standard for Web site
accessibility. Virtually all advocacy
organizations representing individuals
with disabilities across the spectrum
also supported WCAG 2.0, with more
than half specifically endorsing the
Level AA success criteria as the
appropriate standard. All of the
advocacy organization commenters
representing individuals who are blind,
deaf, or hard of hearing specifically
endorsed the Level AA success criteria.
ACB and AFB also urged the
Department to adopt the Authoring
Tools Accessibility Guidelines (ATAG)
1.0, a World Wide Web Consortium 7
(W3C) guideline that defines how
authoring tools should assist Web
developers in producing Web content
that is accessible and conforms to
WCAG. (ATAG will be discussed in a
later section on Implementation
Approach and Schedule.) There were a
few comments suggesting that all Level
A success criteria and only selected
criteria from Level AA be required.
The leading commenters representing
ticket agents (ASTA, NTA, USTOA, and
ITSA) felt strongly that the Department
should refrain from requiring carriers to
ensure that their agent Web sites
conform to the WCAG 2.0 standard or
any other specific accessibility standard
at this time. ITSA, in particular,
advocated that the Department allow
carriers, as well as agents, to adopt any
acceptable standard at any compliance
level. Citing the DOJ’s concurrent
rulemaking concerning Web site
accessibility standards applicable to
entities covered under ADA title III
regulations,8 ticket agent commenters
7 The World Wide Web Consortium is an
international community that develops open
standards to ensure the long-term growth of the
Web. One of its primary goals is to make the
benefits that the Web enables, including human
communication, commerce, and opportunities to
share knowledge, available to all people.
8 75 FR 43460–43467 (July 26, 2010).
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also urged that both agencies coordinate
the technical accessibility criteria each
intends to apply so that Web site
accessibility requirements are
consistent. A number of these
commenters felt that the Department
should postpone imposing a Web site
accessibility standard for ticket agent
Web sites until the DOJ rulemaking is
completed.
DOT Decision: After considering the
arguments raised by the carrier and
ticket agent associations to postpone
requiring any standard until after the
DOJ rulemaking on Web site
accessibility is complete, we have
concluded that there is no compelling
reason to defer promulgating a WCAG
2.0 based standard applicable to the
Web sites of carriers. Since WCAG 2.0
is by far the front-runner among the
existing accessibility standards worldwide, and both the Access Board and
the Department of Justice have sought
public comment on incorporating
WCAG 2.0 technical criteria into the
existing section 508 standard or directly
adopting the standard,9 the Department
believes there is ample justification for
adopting WCAG 2.0 at Level AA as the
accessibility standard for carrier Web
sites that market air transportation to
the public in the United States.
We note that well before DOT
published its SNPRM in September
2011, both DOJ and the Access Board
had embarked upon rulemakings that
address Web site accessibility standards.
The DOJ rulemakings sought comment
on the standard for Web site
accessibility it should adopt for entities
covered by ADA titles II and III.10
Specifically, DOJ asked whether it
should adopt the WCAG 2.0 Level AA
success criteria, whether it should
consider adopting another WCAG 2.0
success criteria level, or whether it
should instead adopt the section 508
standards rather than the WCAG 2.0
guidelines as the applicable standards
for Web site accessibility. In addition,
the Telecommunications and Electronic
and Information Technology Advisory
Committee (TEITAC) recommended to
the Access Board that the Section 508
standard be harmonized with WCAG
2.0.11 The Access Board, in turn, sought
9 See 75 FR 43452–43460 (title II) and 75 FR
43460–43467 (title III) (July 26, 2010); see also 75
FR 13457 (March 22, 2010) and 76 FR 76640
(December 8, 2011).
10 See 75 FR 43460–43467 (July 26, 2010).
11 TEITAC was established in 2006 to review the
existing Section 508 standards and
Telecommunications Act accessibility guidelines
and advise the Access Board concerning needed
changes, including the need for standardization
across markets globally. Its members represented
the electronic information technology industry,
disability groups, standard-setting bodies in the
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public comment in two successive
advance notices of proposed rulemaking
on adopting WCAG 2.0 as the successor
to the current section 508 standards for
Web content, forms and applications.12
This consensus is corroborated by
many indicators that WCAG 2.0 is the
most robust and well supported
accessibility standard currently in use.
The developers of WCAG 2.0 have made
an array of technical resources available
on the W3C Web site at no cost to assist
companies in implementing the
standard.
In addition, foreign governments
increasingly are adopting WCAG 2.0
Level AA either as guidelines for
evaluating nondiscrimination in
providing Web site access 13 or as the
official legal standard for accessibility
on government Web sites.14 Australian
government agencies are currently
required to be compliant at WCAG 2.0
Level A and upgrade to Level AA by
December 31, 2014.15 In August 2011,
the Canadian government adopted a
requirement for government agencies to
bring most content on their public Web
sites into compliance with the WCAG
2.0 Level AA standard by July 31,
2013.16 The Canadian government also
released a resource tool in March 2013,
to assist air terminal operators in
implementing the government’s
voluntary Code of Practice on
accessibility of non-national airports
system air terminals.17 The guidance
recommends that terminal operators
conform their Web sites to the WCAG
2.0 standard. All official Web sites of
the European Union institutions are
currently expected to follow the WCAG
1.0 guidelines for accessible Web
content, and the EU Commission has
proposed to require 12 categories of EU
public sector Web sites to meet WCAG
2.0 at Level AA by December 31, 2014.18
United States and abroad, and government agencies.
TEITAC recommended in its 2008 final report that
the Access Board seek to harmonize the Section 508
standards with the WCAG 2.0 standards to improve
accessibility and facilitate compliance.
12 See 75 FR 13457 (March 22, 2010) and 76 FR
76640 (December 8, 2011).
13 See 76 FR 76640, 76644, nt. 4 (December 8,
2011).
14 See 76 FR 76640, 76644, nt. 5 and 6 (December
8, 2011).
15 See Australian Government Web Guide,
https://webguide.gov.au/accessibility-usability/
accessibility/ (last visited July 2, 2013).
16 See Government of Canada Standard on Web
Accessibility, https://www.tbs-sct.gc.ca/pol/doceng.aspx?section=text&id=23601 (last visited July 2,
2013).
17 See Accessibility of Non-National Airports
System Air Terminals: Code of Practice, https://
www.otc-cta.gc.ca/eng/publication/accessibilitynon-national-airports-system-air-terminals-codepractice (last visited August 26, 2013).
18 See Directive of the European Parliament and
of the Council on the Accessibility of Public Sector
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Hong Kong government sites are
currently required to meet the WCAG
2.0 at Level AA.19 New Zealand
government sites must meet the same
standards by July 1, 2017, with some
limited exceptions.20 France and
Germany have national standards that
are based on, but not identical to,
WCAG 2.0 (Level AA), while United
Kingdom government Web sites are
required to comply with either WCAG
1.0 or 2.0 at the AA level.21 The
European Telecommunications
Standards Institute (ETSI) is seeking
public comment on a draft proposal to
adopt harmonized accessibility
standards for European public
information and communication
technology (ICT) procurements that
specifically proposes WCAG 2.0 Level
AA as the Web content accessibility
standard.22
The Department considered requiring
conformance with WCAG 2.0 Level A
success criteria only, which are feasible
standards for Web developers and
would ensure the removal of major
accessibility barriers. Level AA,
however, contains additional guidelines
and recommendations that provide a
more comprehensive level of Web site
accessibility for people with various
types of disabilities. Examples of Level
AA success criteria that provide
additional access beyond what Level A
provides include minimum contrast
ratios for regular and large text,
capability to resize text, consistent order
of the navigation links that repeat on
Web pages when navigating through a
site, and the availability of multiple
ways for the users to find Web pages on
a site. As the foregoing discussion on
government Web site accessibility
standards indicates, the Level AA
success criteria are widely regarded as
feasible for Web content developers to
implement. Moreover, the Level AA
success criteria appear to be most often
Bodies’ Web sites, https://ec.europa.eu/digitalagenda/en/news/proposal-directive-europeanparliament-and-council-accessibility-public-sectorbodies-Web sites (last visited July 2, 2013).
19 See Guidelines on Dissemination of
Information Through Government Web sites,
https://www.ogcio.gov.hk/en/community/web_
accessibility/doc/disseminationguidelines.pdf (last
visited July 2, 2013).
20 See New Zealand Government (Web
Accessibility Standard 1.0), https://webtoolkit.govt.
nz/standards/web-accessibility-standard/ (last
visited July 2, 2013).
21 See Powermapper Software Blog, Government
Accessibility Standards and WCAG 2.0, https://blog.
powermapper.com/blog/post/GovernmentAccessibility-Standards.aspx (last visited July 9,
2013
22 See Draft EN 301 549 V1.0.0, Human Factors
(HF); Accessibility Requirements for Public
Procurement of ICT products and services in
Europe, (2013–02). The public comment period on
the draft closes July 28, 2013.
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specified when conformance with
WCAG is required and are most often
adopted when Web sites voluntarily use
WCAG.23 Level AAA success criteria,
while providing a high level of
accessibility, are not recommended for
entire Web sites because they are much
more challenging to implement and all
criteria cannot be satisfied for some Web
content.24 For these reasons, the
Department is persuaded that Level AA
is the compliance level that can provide
the highest practicable level of Web site
accessibility.
Regarding the carrier associations’
assertion that requiring airlines to
comply with the WCAG 2.0 standard
sets ‘‘a very high bar that exceeds
federal government Web site
accessibility requirements,’’ we believe
they overstate the actual differences
between the section 508 and WCAG 2.0
standards. From a practical standpoint,
WCAG 2.0 success criteria largely
standardize best practices that were
developed in response to the
requirements of the current section 508
standards. In addition, WCAG 2.0
success criteria that do not correspond
to the current section 508 standards
were developed to address perceived
gaps and deficiencies in the current
section 508 standards. Overall, the
WCAG 2.0 success criteria spell out
more specific requirements for aspects
of the Web site coding function than
section 508 provides, such as consistent
identification of functional elements
that repeat across Web pages, specific
standards for color contrast, multimedia
player controls, and compatibility with
assistive technology.
2. Usability and Performance Standards
The SNPRM: In the September 2011
SNPRM preamble, we asked for
comment on whether we should adopt
a performance standard in lieu of or in
addition to the proposed technical
standards in the final rule, as well as on
the types and versions of assistive
technologies to which performance
standards should apply. We also sought
comment on the feasibility and value of
requiring airlines to seek feedback from
the disability community on the
accessibility of their Web sites through
periodic monitoring and feedback on
their usability. In addition, we wanted
to know whether the Department should
require carriers to develop guidance
manuals for their Web site developers
on implementing the WCAG 2.0
23 See
WCAG 2.0 Overview, https://
www.evengrounds.com/wcag-tutorial/overview (last
visited July 2, 2013).
24 See Web Content Accessibility Guidelines
(WCAG) 2.0, https://www.w3.org/TR/WCAG/ (last
visited August 22, 2012.)
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standard so that their Web sites are
functionally usable by individuals with
disabilities.
Comments: Disability advocacy
organizations strongly urged the
Department to adopt a set of
performance standards in addition to
the WCAG 2.0 Level AA technical
standard. ACB and AFB advocated the
adoption of a general performance
standard consistent with the broader
accessibility standard of effective
communication articulated in the DOJ
ADA title II and III regulations.25 They
argued that mere compliance with the
technical standards would not be
enough to ensure that Web sites would
be fully accessible to people with
disabilities. NFB, ABC, NCIL, CCD, and
BBI also supported pairing the WCAG
technical standard with a performance
standard to ensure accessibility and
usability by a range of individuals with
sensory, physical, and cognitive
disabilities. Acknowledging the
difficulty of measuring performance
standards, NCIL suggested several
possible measures, including the rate of
success of users with disabilities in
accomplishing various tasks on the Web
site, the average time it takes for a group
of users with disabilities to accomplish
a task as compared to a group of nondisabled users, and required
compatibility of a Web site with the
most widely used accessibility software
and technologies to ensure usability by
as many people as possible.
While most industry commenters did
not specifically address performance
standards, the carrier associations
opposed the adoption of any kind of
prescriptive standard, including specific
performance standards. ITSA noted that
making Web pages accessible involves
performance trade-offs and that
imposing rigid performance standards
would result in costs and technical
challenges that may not be feasible. The
Cornell e-Rulemaking Initiative (CeRI),
an academic initiative working to
facilitate public comment on DOT
rulemakings, sought to conform its Web
site to WCAG 2.0 at Level AA in
preparation for soliciting public
comments on DOT’s rulemaking on Web
site and kiosk accessibility. Their
experience led them to conclude that
applying performance standards broadly
may have limited usefulness. They note,
for example, that performance standards
are typically developed based on a
25 The Department of Justice requires covered
entities to ensure effective communication through
auxiliary aids and services that are ‘‘provided in
accessible formats, in a timely manner, and in such
a way as to protect the privacy and independence
of the individual with a disability.’’ See 28 CFR
35.160 (b) and 28 CFR 36.303(c)(1)(ii).
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67889
specific version of a specific assistive
technology used to access Web sites and
therefore are not useful for testing
earlier versions of the technology (e.g.,
a Web site that meets a performance
standard accessed by a user with the
latest version of JAWS screen reader
software may not meet the performance
standard if accessed using an earlier
version of the software). They also noted
that with regard to specific assistive
technologies, compatibility with
evolving technical standards and user
proficiency has an impact on whether
performance standards are helpful in
testing the usability of a Web site. ITI
expressed concern about the many
questions related to specific
combinations of browsers, operating
systems, assistive technologies, and
disability types that would need to be
considered and the cost impact of
developing and testing specific
performance standards. As an
alternative, ITI suggested introducing a
mechanism for end users of a Web site
that already meets the WCAG 2.0
technical standard to be able to report
on specific accessibility issues
encountered on that Web site.
BBI supported a requirement for
carriers to develop internal guidance
manuals, pointing out that such
documents are useful for training new
or temporary employees on
implementing the standard and
preventing new accessibility barriers on
the Web site. CCD stated that DOT
should act now to develop guidance for
carriers on how to implement technical
accessibility standards so that their Web
sites will be functionally usable. DRNJ,
on the other hand, noted that since a
substantial amount of free training and
guidance materials are presently
available online, a requirement for each
carrier to develop its own guidance
manual would appear to be
unnecessary. They recommended that if
there is a need for airline-specific
material, the Department should
contract with a university or other
provider to create a national center for
training and technical assistance. The
carrier associations felt that requiring
carriers to produce a guidance manual
would further burden staff members
already busy implementing other
passenger protection requirements.
DOT Decision: The Department is
persuaded that adopting specific
performance standards at this time is
premature. We strongly believe that
specific measures to ensure the usability
of Web sites that meet the WCAG 2.0
standard are necessary, however. We
therefore are requiring carriers to
consult with members of the disability
community to test and provide feedback
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on the usability of their Web sites before
the applicable compliance deadline. A
carrier is not required to pay a group or
individual representing a disability type
to test its Web site. Although we believe
that it is very unlikely that a carrier
would be completely unable to find
anyone with whom to consult, if after
making a reasonable effort a carrier is
unable to find a person or group
representing a disability type that will
test the carrier’s Web site at no expense
to the carrier and within a reasonable
time period, the carrier has fulfilled its
obligation with respect to the
requirement.
It is worth noting that the Department
has required consultation with
disability organizations in
implementing certain provisions of its
disability regulation (14 CFR part 382)
since March 1990. In the March 1990
final rule, the Department mandated
that airlines consult with organizations
representing persons with disabilities in
developing their employee training
programs. In the preamble to this 1990
final rule, we explained that ‘‘[t]he
Department continues to believe that
disability groups are a major resource
for carriers, to help them devise
practical and comprehensive procedures
for accommodating passengers with a
wide variety of disabilities. Consultation
basically means making reasonable
efforts to obtain the views of disability
organizations: there is no list of
organizations or type of contacts that the
rule specifically mandates.’’ See 55 FR
8008, 8043 (March 6, 1990).
More recently, we refined this
requirement in the May 2008 final rule
in response to concerns raised by
foreign carriers. In their comments on
the 2004 Foreign Carriers NPRM, some
foreign carriers objected to consulting
with disability groups, saying that the
requirement should be waived if they
could not find a local disability group
to consult. Disability groups responded
to these comments by suggesting that
such a waiver was unnecessary because
the U.S.-based staff of the airline could
consult with U.S. groups if necessary.
The following excerpt from the
preamble to the 2008 final rule
discusses the Department’s decision
regarding changes to the consultation
requirement: ‘‘While U.S. disability
groups can undoubtedly be a useful
resource for both U.S. and foreign
carriers, we do not believe it would be
realistic to require foreign carriers to
seek out U.S. disability groups for
consultation (in many cases, U.S.-based
personnel of these carriers would be
operations staff, not management and
training officials). Consequently, we
have modified the language of this
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provision to refer to seeking disability
groups in the home country of the
airline. If home country disability
groups are not available, a carrier could
consult individuals with disabilities or
international organizations representing
individuals with disabilities. We do not
believe that a waiver provision is
needed, since it is unlikely that a carrier
would be completely unable to find
anyone—home country or international
disability groups, individuals with
disabilities—with whom to consult. As
a matter of enforcement policy,
however, the Department would take
into consideration a situation in which
a carrier with an otherwise satisfactory
training program documented it had
made good faith efforts to consult but
was unable to find anyone with whom
to consult.’’ 73 FR 27614, 27643 (May
13, 2008). The Department also already
requires U.S. and foreign carriers to
consult with local service animal
training organization(s) in providing
animal relief areas for service animals at
U.S. airports.
Similarly, in this final rule, the
Department is requiring carriers to
consult with individuals with visual,
auditory, tactile, and cognitive
disabilities or organizations
representing these disability types (e.g.,
American Federation of the Blind,
National Federation of the Blind,
National Association of the Deaf,
Arthritis Foundation, United Cerebral
Palsy, The Arc, etc.) in testing the
usability of their Level AA-compliant
Web sites. Carriers may consult with
any individuals and/or local, national,
or international disability organizations
whose input collectively can help them
determine how effectively their
accessible Web site addresses the
functional limitations of people with
visual, auditory, tactile, and cognitive
disabilities. To the extent that
individuals on a carrier’s disability
advisory board represent these disability
types, the carrier may consult with
those individuals to satisfy the
requirement. For disabilities of the types
listed above that are not represented on
their advisory boards, carriers will be
obliged to consult with outside
individuals or organizations
representing those disability types. We
believe that it is very unlikely that a
carrier would be completely unable to
find anyone with whom to consult—
either unaffiliated individuals with
disabilities or members of a home
country or international disability
group—that represent these disability
types and who use or want to use a
carrier’s Web site. As a matter of
enforcement policy, however, the
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Department would take into
consideration a situation in which a
carrier documented that it had made
good faith efforts but was unable to find
a group or individual willing or able to
consult within a reasonable time period.
While the consultation requirement
does not mandate that carriers modify
their Web sites using all the feedback
obtained from the consultations, we
encourage carriers to make any changes
necessary to ensure access by people
with these functional limitations to the
extent that such changes are not unduly
burdensome to implement.
We note that although the WCAG 2.0
standard is geared to making Web sites
accessible to a wide range of individuals
with disabilities, the developers of
WCAG 2.0 emphasize that the
guidelines are not able to address the
needs of people with all types, degrees,
and combinations of disability. Some
disability advocates have criticized
WCAG 2.0 as falling short in providing
equal accessibility for individuals with
cognitive disabilities.26 These advocates
observe that certain WCAG 2.0 Level A
and Level AA success criteria target
certain accessibility issues such
individuals face (e.g., Success Criterion
2.2.1—Adjustable Timing, 2.4.7—Focus
Visible such that any keyboard operable
user interface has a mode of operation
where the keyboard focus indicator is
visible, 3.3.1—Error Identification,
3.3.3—Error Suggestion, and 3.3.4—
Error Prevention). The advocates note,
however, that the most significant issues
such as difficulty comprehending text
are addressed by optional Level AAA
success criteria. Those criteria include
Success Criterion 3.1.5—Reading Level
that requires supplementary content or
a version of the content that does not
require reading ability greater than
lower secondary level, and Success
Criterion 1.4.8—Visual Presentation
requiring unjustified text, text width no
more than 80 characters, line spacing of
at least one and a half lines within
paragraphs, capabilities for users to
select text and background colors and
resize text up to 200%, and other
features to assist with difficulties in
tracking and comprehending text. With
nearly 5% of the U.S. population
reporting some kind of cognitive
disability in 2011,27 the Department
26 Richardson, Allie (November 29, 2011). Those
WCAG Forgot: Designing for the Cognitively
Disabled. Retrieved July 16, 2013 from https://
orange.eserver.org/issues/7-2/richardson.html.
27 Erickson, W., Lee, C., von Schrader, S. (2013).
Disability Statistics from the 2011 American
Community Survey (ACS). Ithaca, NY: Cornell
University Employment and Disability Institute
(EDI). Retrieved July 16, 2013 from
www.disabilitystatistics.org.
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acknowledges that even the best
accessibility standards currently
available fall short of providing the
accessibility needed by many
individuals with cognitive impairments.
We are nonetheless encouraged that the
WCAG developers recognize these
needs and support additional measures
to advance cognitive, language, and
learning access that can be taken within
WCAG 2.0 itself and other ways that go
beyond what can go into the standard.28
As efforts to improve accessibility for
different kinds of disabilities continue,
usability testing with individuals
representing a variety of disabilities will
help in the interim to improve access
until measurable success criteria to
address specific unmet needs can be
developed. We believe that the usability
testing strikes a balance between taking
reasonable steps to ensure usability,
while limiting the potentially significant
costs of meeting performance standards
having minimal usefulness to
individuals with disabilities. The
Department encourages disability
advocacy organizations to work with
carriers to provide Web site usability
feedback, both during the development
and testing process and after the
accessible Web site has been published.
With regard to adopting a requirement
for carriers to develop guidance
manuals, the Department concurs that
the benefits do not outweigh the costs.
There is an abundance of readily
available guidance on the W3C Web site
with detailed information on
implementing and testing each of the
technical criteria for each WCAG 2.0
conformance level. In addition,
consultation with members of the
disability community on the usability of
conformant Web sites will enhance the
available technical guidance and ensure
that carriers have practical feedback to
guide their efforts. As Web content is
updated and Web development
standards evolve, we encourage carriers
to continue soliciting feedback from
users with disabilities as the best way to
ensure the ongoing accessibility and
usability of their Web sites.
3. Scope—Web Sites and Other
Electronic Information and
Communication Technologies
The SNPRM: Our proposal to require
carrier Web site accessibility was
limited to all public-facing content on a
carrier’s primary Web site marketing air
transportation to the general public in
the United States. We did not propose
28 Clark, Joe (November 26, 2006). Letter of
invitation re cognitive language and learning
aspects of WCAG 2.0. Retrieved July 16, 2013 from
https://joeclark.org/access/webaccess/WCAG/
cognitive/message061122.html.
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to apply the accessibility standard to
any other Web site a carrier may own,
lease, or control (e.g., a mobile Web site)
or to primary carrier Web sites
marketing flights exclusively to the
public outside of the United States. The
Department asked for comment on
whether we should limit the
requirement to certain portions of the
primary Web site (e.g., booking
function, checking flight status),
whether the requirements should extend
to mobile carrier Web sites and to other
electronic information technologies
(e.g., email or text messaging) used by
carriers, and whether any third-party
software downloadable from a carrier’s
Web site should be required to be
accessible.
Covered Content on Primary Web Sites
Comments: Regarding the scope of the
Web site accessibility requirements, in
general the carrier associations and
several individual carriers advocated
limiting the scope to pages on the
primary Web site or on a mobile Web
site involved in booking air
transportation. The carrier associations,
which strongly advocated for flexibility
and alternative approaches to making
Web sites accessible, urged the
Department to consider four options for
providing Web site accessibility from
which carriers could choose. The first
option was a text alternative Web site
that would provide only the core air
travel information and services (not all
of the public-facing content) offered on
the primary Web site. The second
option would also provide only core air
travel information and services on a
mobile Web site that meets the MWBP
1.0 standard and is accessible from a
link on the primary Web site or that
automatically loads on a Smartphone or
other mobile device. The third option
would allow a carrier to make the Web
pages that provide core air travel
information and services on a primary
Web site accessible using any Web
accessibility standard. The fourth option
would only require carriers to make
newly created Web pages on a primary
Web site accessible using any Web
accessibility standard starting two years
from the final rule effective date. None
of the options suggested by the carrier
associations would require that all
public-facing content on a primary Web
site be accessible, although the fourth
option might eventually lead to that
result. Commenters who supported
flexibility and carrier choice also
expressed the view that fewer
compliance options would inhibit
carrier innovation and use of new
technologies, limit Web site utility for
all passengers, and result in an undue
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burden for the industry. Other industry
commenters such as AAI supported the
WCAG 2.0 accessibility standard, but
also favored an approach that would
limit the public-facing content on a
primary Web site that must meet that
standard. Some commenters who
supported limiting the scope of covered
primary Web site content argued that
the cost of making large numbers of
infrequently visited pages accessible
will outweigh any benefit to the few
people with disabilities who might visit
them. Others argued that providing the
core air travel functions in an accessible
format on a mobile or text alternative
Web site was a reasonable solution
because it would be less costly than
making their primary Web sites
accessible and still provide passengers
with disabilities essential air
transportation service information. We
note that carriers generally were in
agreement with the core air travel
information and services listed in the
second tier of the phased compliance
schedule proposed in the September
2011 SNPRM and to applying some
accessibility standard to all associated
Web pages. One carrier that did not
support applying accessibility standards
to carrier Web sites suggested that
carriers be required to provide a phone
number to an accessible phone line
where equivalent information and
services could be obtained. In its view,
this was the best alternative because it
would provide personalized service to
passengers with disabilities and avoid
the imposition of high Web site
conversion costs on carriers.
Disability advocacy organizations and
individuals who self-identified as
having a disability unanimously
supported the Department’s proposal to
require that all public-facing content on
a carrier’s primary Web site be
accessible. A few commenters who selfidentified as having disabilities did not
oppose the use of text-only Web sites for
achieving accessibility, but none
supported access to anything less than
all public-facing content on a carrier’s
Web site. ITI, the association of leading
information and communication
technology companies, stated
unequivocally that the complete Web
site (all public-facing content on a
carrier’s primary Web site versus only
portions necessary to providing core air
travel services and information) should
comply with the WCAG 2.0 standard at
the conclusion of the implementation
period. The majority of individual
commenters identifying as having a
disability and all commenters
representing disability advocacy
organizations were also adamantly
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against the use of text-only Web sites as
an alternative to making the primary
Web site accessible. Their reasons for
opposing the text-only sites will be
explained in the discussion on
conforming alternate versions later in
this preamble.
DOT Decision: The Department
considered the arguments raised by
carriers and carrier associations in
support of compliance options that limit
the scope of primary Web site content
that must be accessible. While the
proposed options would undoubtedly
result in cost savings to carriers, they
are not the only way to reduce the cost
of making Web sites accessible.
Moreover, and most importantly, such
options are not acceptable because the
purpose of requiring Web site
accessibility is to attempt to ensure that
passengers with disabilities have equal
access to the same information and
services available to passengers without
disabilities. Therefore, the Department
has decided to retain in the final rule
the requirement we proposed that
public-facing content on a carrier’s
primary Web site marketing air
transportation to the general public in
the United States must be accessible.
The statutory definition of air
transportation includes interstate
transportation or foreign air
transportation between a place in the
United States and a place outside of the
United States. See 49 U.S.C. 40102 (a)
(5). For a carrier whose primary Web
site markets (i.e., advertises or sells) air
transportation to the general public in
the United States this generally means
that all public-facing Web content is
covered. For a carrier whose primary
Web site markets air transportation as
defined above and other flights to the
general public in and outside of the
United States, only public-facing
content on the Web site marketing air
transportation to the general public in
the United States must be accessible.
We recognize that some technical
difficulty may be involved for foreign
carriers applying the accessibility
standard to Web sites marketing air
transportation to the public in the
United States that draw on data sources
not required to be accessible under our
rules. We are not convinced; however,
that the effort to ensure the data from
such sources can be used on the covered
Web site will involve such significant
expense as to cause an undue burden.
At the same time, there is no
requirement for carriers to make Web
pages that market air transportation to
the general public outside of the United
States on a covered Web site accessible.
Therefore, for covered Web sites that
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market both air transportation as
defined above and other flights not
within the scope of this rule, we expect
carriers to do what is necessary to
render Web pages marketing air
transportation to the general public in
the United States accessible. Carriers
will have to decide the best approach to
making the covered Web content
accessible based on their business
priorities and available resources. As a
practical matter, we recognize that the
most technically efficient and cost
effective way to ensure that covered
pages meet the accessibility standard
may be for carriers to make all Web
pages accessible on a Web site that
markets air transportation to the general
public both inside and outside of the
United States and/or markets flights not
covered by the rule. Therefore, we
encourage carriers to bring Web pages
covered by the accessibility
requirements into compliance with the
WCAG 2.0 Level AA standard using the
technical approach that is most feasible
for them given the content and
infrastructure architecture of their Web
sites.
Mobile Web Sites, Mobile Apps, and
Other Electronic Communication
Technology
The SNPRM: The Department sought
comment on whether carriers should be
required to ensure that their mobile Web
sites meet the WCAG 2.0 standard at
Level AA or follow the W3C’s MWBP
1.0, or both. We asked whether carriers
should be required to ensure that any
third party software downloadable from
a link on the carrier’s Web site (e.g., deal
finding software) is accessible and to
ensure other carrier-initiated electronic
communications such as reservation
confirmations, flight status notifications,
and special offer emails are accessible.
We also requested input on the costs
and technical feasibility of ensuring that
such content is accessible.
Comments: The Department received
a number of responsive comments to
our questions about the accessibility of
mobile Web sites and other electronic
information and communication
technologies. Several advocacy
organizations for individuals with
vision impairment were pleased that the
Department had acknowledged that
primary Web sites represent only a
portion of the air travel-related
electronic information and
communication that pose barriers to
people with disabilities. These
organizations strongly urged the
Department to go further and require
carriers to ensure that their mobile Web
sites and other technologies used for
electronic customer interface (e.g.,
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email, text messages, and mobile
applications) are accessible. Some
commenters representing advocacy
organizations urged the Department to
require carriers to make their mobile
Web sites conform to the W3C’s MWBP,
while others urged us to require mobile
Web sites to conform to the same WCAG
2.0 Level AA standard as primary Web
sites. Regarding mobile applications
(apps), while some of these commenters
acknowledged that most mobile phones
are not yet fully accessible to blind and
other visually impaired users, they felt
strongly that mobile apps may overtake
Web sites and kiosks as the method of
choice for looking up flight information,
selecting seats, checking in, etc. within
the next few years. They urged the
Department to require carriers to ensure
that their apps are compatible with the
built-in or external assistive
technologies that individuals with
disabilities use. Specifically, they asked
us to require carriers to meet the
accessibility standards developed by
operating system developers (e.g.,
Apple’s Human Interface Guidelines for
mobile apps designed for Apple’s iOS
mobile operating system) or another
recognized standard known to be
compatible with available external
assistive technology. As discussed
earlier, a few of these commenters also
urged the Department to adopt in 14
CFR part 382 DOJ’s ‘‘effective
communication’’ standard under ADA
titles II and III and require accessibility
of all electronic information and
communication technologies used by
carriers to interface with their
customers. NCIL advocated that the
Department take a stronger stance in its
rulemakings to reflect the broader rights
of people with disabilities to technology
access as described in Section 508. By
way of comparison, they observed the
efforts of government agencies to
effectively communicate with people
from diverse cultural backgrounds by
making their regulations and guidance
documents available in multiple
languages on agency Web sites, through
printed media, and via interpreters on
the telephone. NCIL believes that the
same concentrated and sustained effort
to include people with disabilities is
overdue. They further regard failure to
move in the direction of greater access
for people with disabilities across the
spectrum of electronic information and
communication technologies as
‘‘unacceptable, unfair, and
discriminatory’’ stating: ‘‘. . . mandates
for accessibility of Web sites . . . [are]
long overdue; DOT must not make the
same mistake by neglecting to address
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mobile apps until several years from
now.’’
Carrier associations and individual
carriers generally supported applying an
accessibility standard to mobile Web
sites only when the mobile Web site is
the platform for making the content of
a carrier’s primary Web site accessible.
They acknowledged that mobile Web
sites typically do not contain all the
content of primary Web sites. ITSA
encouraged us to adopt a flexible
standard for mobile Web sites (e.g., the
W3C’s MWBP). In general, industry
commenters either expressed opposition
or did not comment on our questions
regarding accessibility of other
electronic information and
communication technologies used by
carriers to interface with their
customers.
DOT Decision: The Department
unequivocally supports full accessibility
of all electronic information and
communication technologies used by
the air transportation industry to
interface with its customers. We believe
that certain factors, however, preclude
introducing new accessibility
requirements for electronic information
and communication technologies other
than Web sites at this time. Four factors
weighed most heavily in our decision:
(1) No accessibility standard specifically
for mobile Web sites exists at this time;
(2) accessibility standards such as
WCAG 2.0 cannot be readily applied to
mobile applications designed for mobile
platforms that are not accessible; (3)
most mobile devices currently on the
market are not accessible to individuals
who are blind or visually impaired; and
(4) the need to focus carrier attention
and resources on bringing existing Web
sites into compliance with WCAG 2.0
Level AA. We believe the best approach
to expanding accessibility of electronic
information and communication
technology in the air travel industry is
to allow carriers to focus their resources
on bringing the covered public-facing
content of their primary Web sites into
full compliance with the WCAG 2.0
Level AA standard. As they do so, they
will acquire expertise and develop
technical efficiencies in implementing
the standard. We have decided,
therefore, not to require that mobile
Web sites, email, text messaging, mobile
apps, and other electronic
communication technologies be
accessible at this time. Nonetheless, we
encourage carriers to develop their
mobile Web sites in conformance with
the W3C’s current MWBP until such
time as a standard for mobile Web sites
is developed and adopted. We also
encourage carriers to immediately begin
incorporating accessibility features into
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email, text messaging, and other
information and communication
technologies they use to the extent
feasible. Doing so will immediately and
incrementally increase access to those
technologies for individuals with
disabilities. In addition, it may make
compliance with any accessibility
standard the Department may require
for such technologies in the future
easier and less costly.
Embedded Inaccessible Third-Party
Plug-In Applications and Links to
Inaccessible External Web Sites and
Applications
Comments: Carrier Web sites may
contain content that can only be read
using a software application owned and
developed by a third party. Such
applications may be hosted (embedded)
on the carrier’s Web site, or the Web site
may contain a link to an external Web
site where the application resides. In the
September 2011 SNPRM, the
Department sought comment on
whether third-party software
downloadable from a carrier’s Web site
(embedded) should be required to be
accessible. The carrier associations
opposed any such requirement,
reiterating their position that the
Department should regulate the entities
providing the software directly when it
is within the scope of its authority to do
so. Disability advocacy organizations
commenting on the issue urged the
Department to require carriers to ensure
that downloadable third-party software
is accessible. These commenters pointed
out that any contracts carriers have with
the entities producing such software
should contain a provision requiring
that it meet the WCAG 2.0 standard.
They specifically noted that section
382.15(b) requires carriers contracting
for services that must be provided under
Part 382 to ensure that the contracts
stipulate that the vendor provide the
service in accordance with Part 382.
They reasoned that if Part 382 requires
a carrier’s public-facing Web content to
be accessible, and the carrier contracts
with a third party to provide
downloadable software on its Web site,
the contract must stipulate that the
software meets the WCAG 2.0 standard.
In addition, they urged the Department
to require carriers to work proactively
with the producers of inaccessible
software that resides on an external Web
site but can be reached from a link on
the carriers’ Web sites to repair any
accessibility issues.
DOT Decision: The Department has
considered the impact on Web site
accessibility of various scenarios
involving inaccessible third-party
software embedded on a carrier’s Web
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site and links to inaccessible Web sites
or software that reside on an external
Web site. In the case of an inaccessible
third-party software, such as a deal
finder software, embedded directly on a
carrier’s Web site, the Department
believes that allowing exceptions for
such software on an otherwise
accessible Web site could significantly
undermine the goal of equivalent access
to Web site information and services for
people with disabilities. Many
companies today sell off-the-shelf Web
software (e.g., JavaScript menus) used
by Web site authors. A general
exception allowing carriers to embed
inaccessible plug-in software developed
by third parties on an otherwise
accessible Web site over time could
result in significant portions of Web
sites being excepted from compliance
with the WCAG 2.0 standard.
The Department believes it is
incumbent on carriers that intend to
host third-party software of any kind on
their Web sites to work with the
developers to ensure that such software
meets the WCAG 2.0 standard. This rule
does not, however, prohibit a carrier
from having links on its primary Web
site to external Web sites and thirdparty software that are partially or
entirely inaccessible. Such links are
acceptable so long as there is a
mechanism on the carrier’s Web site
informing the user that the third party
software or external Web site may not
follow the same accessibility policies as
the primary Web site. For example, if a
carrier’s Web site has links to
inaccessible external Web sites
containing information and consumer
comments about the carrier’s services
(e.g., social media Web sites such as
Facebook, Twitter, and YouTube), the
carrier must provide a disclaimer when
the link is clicked informing the user
that the external Web site is not within
the carrier’s control and may not follow
the same accessibility policies (See links
to Facebook, Twitter, and YouTube on
the Social Security Administration
home page https://ssa.gov). While this
approach is acceptable, we urge carriers
generally to avoid linking to external
resources that are known to be
inaccessible and to work with the
authors of the external sites whenever
possible to develop accessible modules.
For example, Facebook, Twitter, and
YouTube have collaborated successfully
with the Web site developers of certain
government agencies to provide an
accessible interface for agency-related
content (e.g., see links to Facebook,
Twitter, and YouTube on the
homepages of the Department of
Education at https://ed.gov and the
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4. Applicability
The SNPRM: We proposed to apply
the WCAG 2.0 Web site accessibility
standard to U.S. and foreign carrier
primary Web sites that market (i.e.,
advertise or sell) air transportation to
the general public in the United States.
We asked whether the requirements
should apply to the Web sites of the
largest U.S. and foreign air carriers only
(e.g., those that operate at least one
aircraft with more than 60 seats), of
carriers that offer charter service only,
and of carriers that advertise air
transportation but do not sell airline
tickets. As discussed above, the
Department also proposed to require
both U.S. and foreign carriers to ensure
the accessibility of Web sites owned or
controlled by agents that are not small
business entities and to permit carriers
to market on the inaccessible Web sites
of small ticket agents, if they ensure that
those small agents make Web-based
discount fares and amenities available
to passengers who indicate they are
unable to use the agent’s Web site. We
sought comment on whether we should
directly require ticket agents to ensure
the accessibility of their Web sites under
49 U.S.C. 41712, rather than indirectly
through the carriers. We also proposed
to require that carriers disclose (and
make available to sell) Web-based
discounts and waive telephone or ticket
counter reservation fees for customers
indicating that due to a disability they
are unable to use a carrier’s inaccessible
Web site (before the Web site conversion
deadline). Finally, since individuals
with certain disabilities (e.g., deaf-blind)
may not be able to use a Web site that
meets the WCAG 2.0 standard at Level
AA without assistance, we proposed to
require carriers to disclose and make
available Web-based discounts and
waive telephone or ticket counter
reservation fees for customers indicating
that due to a disability they are unable
to use the carrier’s accessible Web site
after the Web site conversion deadline.
Applicability to Carrier Web Sites
Comments: Overall, the majority of
commenters favored our proposal to
apply the Web site accessibility
requirements to primary carrier Web
sites that market air transportation to
the general public in the United States.
Despite their disagreements with the
proposed technical standard, the scope
of covered Web site content, and the
implementation time frame, both U.S.
and foreign carriers were nearly
unanimous in supporting the concept of
carrier Web site accessibility. There
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were some comments, particularly
among industry commenters, in favor of
limiting applicability of the Web site
accessibility requirements based on
carrier size or Web site function.
The carrier associations who
commented jointly urged the
Department to apply the accessibility
standard only to carrier Web sites that
offer and sell air transportation. In their
view, carrier Web sites that advertise air
transportation but do not sell airline
tickets should be excluded from
coverage. Condor Flugdienst noted that
foreign carriers operating a small
number of weekly flights to and from
the United States should be permitted
an alternative means of compliance
rather than having to make an
investment in Web site accessibility
similar to that of foreign carriers that
operate more frequent covered service.
All Nippon (ANA) concurred with the
notion that basic information on carrier
Web sites should be accessible to
consumers with disabilities but stated
that revising its Web sites targeting only
U.S. consumers is impractical because
all its Web sites (e.g., targeting Japan,
Asia, Europe) draw on common data
sources. The Regional Airline
Association asserted that compliance
costs for smaller carriers operating
aircraft with 60 or fewer passenger seats
would far outweigh the benefits but did
not explicitly support excluding Web
sites based on carrier size. One industry
commenter suggested that DOT should
exclude small or very small carriers
with inaccessible Web sites from the
accessibility requirements as long as the
large partner carriers handling online
ticket sales, check-in, etc., on their
behalf also host on their own accessible
Web sites the core air travel information
and services available on the smaller
airlines’ inaccessible Web sites. There
were very few comments by individual
members of the public and none by
commenters representing the disability
community in favor of excluding any
primary carrier Web sites from coverage.
Carriers raised no objections to the
provisions to require disclosure of Webbased discounts and amenities and
waiver of reservation fees not applicable
to other customers for individuals with
disabilities who notify the carrier that
they are unable to use a Web site due
to their disability. Some pointed out
that this service is already required by
Part 382 so compliance would not pose
any additional burden. Others expressed
the view that this provision by itself
would meet the service needs of
customers with disabilities without
imposing the cost of compliance with
the WCAG standard.
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Several disability commenters,
however, expressed dissatisfaction with
the disclosure and fee waiver measures
currently required by the Department
when a carrier’s Web site is not
accessible. These commenters
maintained that carriers frequently do
not provide the discount information or
do not waive reservation fees even when
the individual identifies as having a
disability. In 2010, Dr. Jonathan Lazar
and students at the Department of
Computer and Information Sciences of
Towson State University conducted a
study involving test calls to major
carriers to determine how consistently
carriers comply with these
requirements. Their findings suggested
that there are compliance problems.
After placing a series of 60 phone calls
(15 calls to each of 4 major carriers),
students who self-identified as blind
and specifically stated that they were
unable to access the carrier’s Web site
noted at least one instance per carrier of
price discrimination (e.g., discounted
Web-based fares offered online were not
disclosed to the caller or the agent
refused to waive the telephone
reservation fee). The rate of compliance
failure was as high as 33 percent and 40
percent respectively for two carriers.29
DOT Decision: After carefully
considering the concerns and
compliance alternatives proposed by
commenters, the Department has
decided to require U.S. and foreign
carriers that operate at least one aircraft
with a seating capacity of more than 60
passengers to apply the WCAG 2.0 Level
AA standard to their primary Web sites
that market air transportation to the
general public in the United States
regardless of the carrier’s type of
passenger operations (e.g., charter or
scheduled), or in the case of foreign
carriers, the frequency of covered
flights. We note here that whenever we
reference aircraft passenger seating
capacity in this or other economic or
civil rights aviation rulemakings, we are
referring to an aircraft’s seating capacity
as originally designed by the
manufacturer. This requirement
includes the primary Web sites of any
such carriers that advertise on that site
but do not sell air transportation there.
For carriers that only advertise air
transportation or their role as providers
of air transportation (e.g., contract
carriers) on their Web sites, compliance
will be less technically complex and
29 Lazar, Jonathan. ‘‘Up in the air: Are airlines
following the new DOT rules on equal pricing for
people with disabilities when Web sites are
inaccessible?’’ Government Information Quarterly.
27.4 (October 2010): 329–336. Web. 26 June 2012
https://www.sciencedirect.com/science/article/pii/
S0740624X10000638
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costly than for carriers that also sell
airline tickets. For foreign carriers for
whom air transportation to and from the
United States is a small percentage of
their overall operations, some additional
complexity may be involved to convert
data drawn from databases that are not
covered by Part 382. But as we
discussed earlier, the data conversion
involved does not, in our view,
constitute an undue burden.
On the other hand, we have decided
to exclude small carriers (defined as
those exclusively operating aircraft with
60 or fewer seats) from the requirement
to make their primary Web sites
accessible because of concerns about
cost burden. When we proposed to
require all carriers, regardless of size, to
make their Web sites accessible, our
research indicated that the majority of
small carriers operated fairly simple
Web sites that do not offer online
booking, check-in or flight status
updates. In updating our research for
the final regulatory evaluation, we
found that the Web sites of many
smaller carriers have added online
booking engines, one of the more
difficult Web site functions to make
accessible. As such, we believe that the
additional cost to comply with the
accessibility standard and maintain
their Web site’s accessibility would be
substantial for small carriers. At the
same time, the benefit for consumers
would be small as only a few carriers
exclusively operate aircraft with 60 or
fewer seats. We therefore agree with the
Regional Airline Association that the
additional compliance costs for these
small carriers are likely to outweigh the
additional benefits to consumers from
slightly increasing the number of
carriers subject to these requirements.
To address carrier sites that are
inaccessible to an individual with a
disability before or after the Web site
accessibility deadline, we retain the
provisions requiring carriers to disclose
Web-based discounts applicable to the
individual’s itinerary and waive fees
applicable to telephone or ticket counter
reservations for individuals who contact
them through another avenue to make a
reservation and indicate they are unable
to access the Web site due to a
disability. If the carrier charges a fee for
Web site reservations that applies to all
online reservations, the carrier may
charge the same fee to a passenger with
a disability requesting a reservation for
a Web-based fare. We have noted earlier
the commenter assertions and the Lazar
study findings that some carriers do not
consistently make Web-based discounts
available or waive telephone or ticket
counter reservation fees for those unable
to use an inaccessible Web site.
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Therefore, we encourage carriers to
ensure that their customer service staff
is properly trained to comply with these
requirements, as failures in this regard
could result in enforcement action. We
also encourage individuals with
disabilities to immediately request a
complaints resolution official (see 14
CFR 382.151) when they encounter any
difficulties obtaining the required
accommodation.
Ticket Agent Web sites
Comments: All carrier associations
and individual carriers commenting on
the provision to require carriers to
ensure the accessibility of ticket agent
Web sites strenuously opposed it and
most urged the Department to regulate
ticket agents directly. These
commenters cited significant added
costs to carriers in order to monitor
ticket agent Web sites and a lack of
leverage on the carriers’ part to make the
agents comply. ANA also sought
clarification of the provision that
carriers must ensure compliance with
the accessibility standard on ticket agent
‘‘Web pages on which [their] airline
tickets are sold.’’ They wanted to know
the extent of a carrier’s obligation to
ensure accessibility on agent Web pages,
which in addition to the carrier’s fares,
display special offers and advertise
travel components (e.g., hotel bookings,
rental cars) that are not within DOT’s
jurisdiction.
ANA also raised concerns about Web
pages subject to oversight by more than
one carrier if disagreements arise among
the carriers as to whether the pages
adequately meet the standard. ANA also
wanted to know about Web pages that
are likely to be viewed in the process of
booking a carrier’s fares but that do not
specifically mention the carrier—such
as disclosures about service fees or
refund fees imposed by the agent.
Finally, they raised the possibility that
DOJ may subsequently adopt a Web site
accessibility standard that conflicts with
the DOT standard, and asked whether
carriers would be obligated to put agents
at risk of DOJ sanctions by insisting that
they follow the DOT standard. We
respond to these concerns in the section
DOT Decision below.
The American Society of Travel
Agents (ASTA) and National Tour
Association (NTA) concurred with the
view that airlines should not be quasienforcers of ticket agent compliance
with Web site accessibility
requirements, stating that the carriers’
role should only be to provide notice to
agents of their Web site accessibility
obligations (e.g., through the Airlines
Reporting Corporation). The Interactive
Travel Services Association (ITSA) was
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the sole commenter representing ticket
agents that supported a requirement for
carriers to ensure agent Web site
compliance as long as the sole
determinant of compliance is the
accessibility standard DOT mandates
and not any additional requirements
that individual airlines may wish to
impose.
Echoing ANA’s comments about the
scope of agent Web sites, other industry
commenters pointed out that ticket
agent Web sites contain content and
functionality that go well beyond the
marketing of air transportation. They
observed that compliance with the
accessibility standard would necessarily
entail changes to many Web pages
unrelated to air transportation. USTOA
in particular argued that few, if any,
tour operator Web sites offer customers
the opportunity to purchase air
transportation as a stand-alone product,
which typically is offered as an add-on
to supplement a cruise or land tour.
They argued that Web site changes to
make pages on which air transportation
is marketed accessible will necessarily
involve changes to the site layout and
architecture affecting non-air
transportation related Web pages.
USTOA believes that this situation
amounts to de facto regulation of travel
products and services outside the scope
of the ACAA and the Department’s
jurisdiction. Other travel industry
commenters noted that only a small
portion of the content on agent Web
sites is air transportation-related and
asserted that unless agents undertake
the expense of rendering all the publicfacing content on their Web sites
accessible, their Web sites as a whole
will not be accessible to passengers with
disabilities under the proposed
requirements.
Commenters representing agents also
pointed out that the cost of converting
existing Web sites would be especially
difficult for ticket agents that have
minimal in-house resources providing
Web site support. These commenters
observed that many travel businesses
would have no choice but to purge
existing content and avoid adding any
advanced features on their Web sites
rather than incur the high cost of
ensuring that all their covered content is
accessible. As an alternative, ASTA/
NTA suggested that DOT consider
requiring only new content on agent
Web sites to be accessible, while
permitting a safe harbor for existing
content. They reasoned that even with
a safe harbor provision, in most cases
the continuous and rapid turnover of
content would result in Web sites
coming into compliance over a
relatively short period of time.
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For the most part, disability advocacy
organizations indicated their overall
concurrence with the Department’s
proposals and few commented directly
on whether the Department should
require carriers to ensure the
accessibility of ticket agent Web sites or
ensure the compliance of ticket agent
Web sites directly. Disability advocacy
organizations that did comment on the
ticket agent proposal remarked that
carriers should be held responsible for
ensuring ticket agent Web site
accessibility through their contracts
with the agents. They again observed
that Part 382 already requires carriers to
have provisions in their agreements
with contractors that perform services
required by Part 382 on their behalf. See
section 382.15(b). A few individual
members of the public who did not
identify as having disabilities, however,
did not support a requirement to hold
carriers responsible for ensuring the
compliance of ticket agent Web sites.
In connection with ensuring the
accessibility of ticket agent Web sites,
industry commenters and some
individual commenters also raised the
concurrent Department of Justice (DOJ)
rulemaking to revise its ADA title III
regulations concerning Web site
accessibility standards. These
commenters stated that both Federal
agencies must coordinate to ensure that
the technical Web site accessibility
criteria each will require are consistent.
Some of these commenters urged the
Department to postpone imposing a
Web site accessibility standard with
regard to ticket agents until the DOJ
rulemaking is completed.
Finally, the Department received a
number of comments on the proposed
provisions for carriers to ensure that
agents that are small businesses and
whose Web sites are inaccessible
provide Web-based discounts, services,
and amenities to individuals who
indicate that they cannot use the agents’
Web sites and who purchase tickets
using another method. ASTA
specifically supported this proposal as a
viable trade-off for small entities in lieu
of Web site conformance, saying that
such businesses expect to have personal
interaction with consumers anyway, so
any additional burden of providing
these services offline should be
manageable. Some disability advocacy
organizations took exception to the
Department excluding small ticket
agents from the carriers’ responsibility
to ensure that agent Web sites comply
with the WCAG 2.0 standard. In their
view, a requirement for carriers to
ensure that small agents offer Webbased discounts to passengers who selfidentify as having a disability is not
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practical. They argued that customers
will not necessarily know whether the
agent is a small business and whether or
not the agent’s Web site should be
accessible. They also objected to the
notion that in order to access the same
service as non-disabled people, they
must self-identify as having a disability.
DOT Decision: The Department has
considered the viewpoints for and
against requiring accessibility of ticket
agent Web sites and the question of
whether or not carriers should be
responsible to ensure that such Web
sites are accessible. After looking at all
the available information, we have
decided against requiring carriers to
ensure the accessibility of ticket agent
Web sites. We considered limiting the
agent Web sites for which carriers must
ensure compliance to those agents
whose annual revenues related to
passenger service to, within and from
the United States are $100,000,000 or
more. Limiting carriers’ responsibility to
ensure the accessibility of ticket agent
Web sites to only the few largest agent
Web sites would limit the cost burden
to carriers of monitoring agent Web site
compliance with this requirement while
increasing the range of accessible air
travel Web sites available to consumers
with disabilities who would benefit
from the rule.
We decided against adopting this
approach for two reasons. First, the
Department of Justice (DOJ) has
jurisdiction to regulate travel services as
service establishments that are public
accommodations under title III of the
ADA, and DOJ expects to issue a
proposal in early 2014 on accessibility
of public Web sites under ADA title III.
The Department of Justice proposal
would address the scope of the
obligation for public accommodations to
provide access to their Web sites for
persons with disabilities, as well as the
technical standards necessary to comply
with the ADA. Ticket agents, which are
public accommodations under ADA title
III, would be covered entities under
DOJ’s rulemaking. Although in our view
DOT has the rulemaking authority to
require ticket agents to directly comply
with the same Web site accessibility
standard as carriers, we acknowledge
DOJ’s concurrent authority to do the
same and are persuaded that a single
consistent standard that applies to ticket
agents for Web site accessibility will
eliminate uncertainty and confusion in
converting their Web sites.
Secondly, we find the carriers’
arguments persuasive that a requirement
to ensure that their agents implement
the Web site accessibility standards will
be difficult for them to monitor and
enforce. Furthermore, diverting
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technical resources away from the
development and maintenance of their
own primary Web sites in order to
monitor ticket agent Web sites may
detract from their efforts to identify and
correct problems that may emerge after
the WCAG 2.0, Level AA standard is
implemented on their Web sites. For
these reasons, we feel it will best serve
the public interest not to require carriers
to ensure that their ticket agents bring
their Web sites into compliance with
WCAG 2.0, Level AA at this time. In the
same vein, the Department has decided
not to require carriers to monitor and
refrain from using ticket agents who fail
to provide, either over the telephone or
at an agent’s places of business, Webbased fares and amenities to individuals
who cannot access an agent’s Web site
due to their disabilities. Instead, the
Department has decided to amend its
rule on unfair and deceptive practices of
ticket agents 30 to require all ticket
agents that are not considered small
businesses under the Small Business
Administration’s (SBA) size standards 31
to disclose and offer Web-based
discount fares to prospective passengers
who contact them through other
channels (e.g., by telephone or at an
agent’s place of business) and indicate
that they are unable to use an agent’s
Web site due to a disability.
The Department has also decided not
to include an additional requirement in
the rule on unfair and deceptive
practices to prohibit a ticket agent from
charging a fee for reservations made
over the phone or at the agent’s place of
business to individuals who cannot use
the agent’s Web site due to a disability.
In our view, amending the unfair and
deceptive practices rule to bar fees is
unnecessary since existing law already
prohibits charging a fee in such
circumstances. Under the ‘‘reasonable
modification’’ provision of DOJ’s
current title III ADA regulation, covered
entities are required to make reasonable
modifications to their policies,
practices, and procedures when
necessary to afford the same advantages
to individuals with disabilities as are
available to others, unless such
modification would cause a
fundamental alteration of the advantage
offered.32 Furthermore, ADA title III
prohibits covered entities from
imposing charges to cover the cost of
such reasonable modifications, even
when a charge would normally be
assessed to all customers for the same
30 14
CFR 399.80.
13 CFR 121.201.
32 See 28 CFR 36.302(a).
31 See
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service.33 DOJ’s guidance concerning
this provision explains that when a
service normally provided at a fee to all
customers is provided to an individual
with a disability as a necessary measure
to ensure compliance with the ADA, no
fee may be imposed on the individual
with a disability for that service.34 The
Department believes that these title III
provisions sufficiently establish the
obligation of ticket agents to modify
their policies to refrain from charging a
fee to individuals with a disability for
Web fares requested over the telephone
or in-person at the agents’ places of
business when those individuals
indicate that they are unable to access
the agent’s Web sites due to their
disabilities.
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Implementation Approach and
Schedule
The SNPRM: The Department
proposed a three-phase implementation
schedule for ensuring that the carriers’
primary Web sites would be fully
compliant by two years after the
effective date of the rule. The first phase
would apply only to new or completely
redesigned primary Web sites that
would be required to be accessible if
placed online 180 days or later after the
effective date. We explained that
substantial technical changes such as
those affecting a Web site’s visual
design or site architecture would
constitute a ‘‘redesign.’’ The second
phase would require all pages
associated with obtaining core air travel
services and information related to these
core services, either to be directly
conformant on the carrier’s primary
Web site, or have accessible links from
the primary Web site to corresponding
conformant pages on a mobile Web site
by one year after the effective date. The
third phase would require all publicfacing content on the carrier’s primary
Web site, including core air travel
services and information previously
made accessible on a mobile Web site,
to meet the accessibility standard by
two years after the effective date. We
also sought comment on alternative time
frames and approaches for
implementation of the WCAG 2.0
standard.
33 See 28 CFR 36.301(c) which prohibits a public
accommodation from imposing a surcharge on a
particular individual with a disability or any group
of individuals with disabilities to cover the costs of
measures, such as the provision of auxiliary aids,
barrier removal, alternatives to barrier removal, and
reasonable modifications in policies, practices, or
procedures, that are required to provide that
individual or group with the nondiscriminatory
treatment required by the ADA or its implementing
regulation.
34 See 28 CFR part 36, App. B, p. 223 (September
15, 2010).
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Comments: Most commenters,
whether representing industry or the
disability community, disagreed with
the proposed implementation approach
and time frame. Nearly all of the
industry comments, for example,
favored a flat two-year implementation
deadline for all Web site changes, rather
than the proposed phased approach.
Most of the industry comments favoring
a two-year deadline also supported
applying the accessibility standard to
only the portion of a carrier’s primary or
mobile Web site involved in providing
core air travel services and information.
Spirit Airlines offered another option,
recommending that only core air travel
service and information pages be
compliant with WCAG 2.0 at Level A by
two years after the effective date and
with Level AA by five years after the
effective date. Air New Zealand, which
did not object to the proposed WCAG
2.0 Level AA standard or to the scope
(all public-facing Web pages on the
primary Web site) argued that more than
two years would be needed to render all
covered content compliant. The
Interactive Travel Services Association
(ITSA) opposed the phased
implementation timeline and urged the
Department to impose a single
compliance deadline of at least 18
months after the effective date for all
Web content. Not all commenters
rejected a phased approach, however.
The American Society of Travel Agents
(ASTA) opposed a flat two-year
compliance period, stating that the
timeline should be variable, allowing
more time to convert larger Web sites.
ASTA also supported a requirement for
priority to be given to bringing content
most likely to be used by consumers
with disabilities into compliance first.
Although many individual
commenters who self-identified as
having a disability supported the
proposed time frame, disability
advocacy organizations generally
considered the time frame too generous.
In their view, the technology already
exists to restructure a large Web site on
an accelerated schedule. ACB and AFB
found the staggered implementation
time frame confusing and potentially
subject to litigation. They recommended
that all Web site pages be compliant by
six months after the effective date,
except for certain legacy pages and
content that would pose an undue
burden to convert. CCD and NCIL
advocated that at least Web pages
providing the core air transportation
services be compliant within six months
after the effective date.
ITI offered several comments on the
proposed implementation approach.
They observed that while the technical
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67897
challenges of Web site conversion vary
greatly among the carriers, it is safe to
say that when accessibility is properly
integrated into the development
process, technical efficiencies can be
expected over time. They also observed
that while new pages generally can be
made accessible more easily than
existing content, both share common
back end infrastructure that may need to
be changed. These infrastructure
changes may involve additional staff
training and implementation time in
order to enable accessibility on new
pages. They advised the Department to
allow adequate time to execute all the
required changes.
DOT Decision: We have considered all
these comments at length and have been
persuaded that the three-phase
implementation schedule proposed for
carriers’ Web sites to be fully compliant
within two years should not be adopted.
However, for reasons we discussed
earlier, the Department is convinced
that it should require all covered publicfacing content on a carrier’s primary
Web site to be accessible. The
Department believes that reduction of
compliance costs can be achieved
without compromising access to all the
public-facing pages on an airline’s Web
site content for people with disabilities
by providing additional time for carriers
to make their Web sites accessible. The
additional time before full compliance
is required will increase the extent to
which accessibility can be built into
newly launched or redesigned Web
pages, forms, and applications, while
minimizing the amount of retrofitting
required. As such, we are requiring
carriers that market air transportation to
the general public in the United States
and operate at least one aircraft with a
seating capacity of more than 60
passengers to bring all Web pages
associated with obtaining core air travel
services and information (i.e., booking
or changing a reservation (including all
flight amenities), checking-in for a
flight, accessing a personal travel
itinerary, accessing the status of a flight,
accessing a personal frequent flyer
account, accessing flight schedules, and
accessing carrier contact information)
into compliance with the WCAG 2.0
standard at Level AA two years after the
effective date of the rule. All remaining
covered public-facing content on their
Web sites must meet the WCAG 2.0
standard at Level AA three years after
the effective date of the rule. We believe
the extended deadline will lower the
overall compliance costs for carriers by
allowing more time to implement the
changes during scheduled Web site
maintenance and updates. A more
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detailed discussion of issues relating to
the cost of implementation will be
presented in the upcoming section on
Costs and Benefits.
5. Conforming Alternate Versions
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The SNPRM: In the September 2011
SNPRM preamble, we discussed our
concerns about some methods used to
provide accessible Web content to
individuals with disabilities.
Specifically, we discussed the method
of making the content of a primary Web
site or Web page available in a text-only
format at a separate location rather than
making it directly conformant on the
primary Web site. The Department had
learned from a number of sources that
such alternate sites are often not well
maintained, frequently lack all the
functionality available on the nonconforming Web site/page, and have
content that is not up-to-date.35 These
deficiencies are so prevalent that many
accessibility experts flatly oppose
alternate text-only sites as a general
accessibility solution.36 WCAG 2.0,
however, permits a conforming alternate
version of a Web page as a way for a
non-conforming page to comply with
the standard. The conforming alternate
version must meet the WCAG 2.0 Level
AA success criteria, be up-to-date with
and contain the same information and
functionality in the same language as
the non-conforming page, and at least
one of the following must be true: (1)
The conforming version can be reached
from the non-conforming page via an
accessibility-supported mechanism, or
(2) the non-conforming version can only
be reached from the conforming version,
or (3) the non-conforming version can
only be reached from a conforming page
that also provides a mechanism to reach
the conforming version.37 The
conforming alternate version is intended
to provide people with disabilities
equivalent access to the same content
and functionality as a directly accessible
Web page. WCAG 2.0 implementation
35 See Disabilities, Opportunities,
Internetworking, and Technology, University of
Washington. Are text-only Web pages an accessible
alternative? (January 23, 2013), https://
www.washington.edu/doit/CUDE/articles?1149 (last
visited July 16, 2016). See also Accessibility Hawks,
Why Text Only Alternate Web Pages Are Not Ideal
For Accessibility (March 12, 2012), https://
accessibilityhawks.com/web-accessibility-articles/
why-text-only-alternate-Web-pages-are-not-idealfor-accessibility.php (last visited July 16, 2013). See
also Should Sites Be Accessible or Provide a TextOnly Alternative, https://www.evengrounds.com/
articles/should-sites-be-accessible-or-provide-a-textonly-alternative (last visited July 16, 2013).
36 Id.
37 See ‘‘Understanding Conformance’’ at https://
www.w3.org/TR/UNDERSTANDING-WCAG20/
conformance.html#uc-conforming-alt-versionshead, June 20, 2012.
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guidance, however, notes that providing
a conforming alternate version of a Web
page is a fallback option for WCAG
conformance and that the preferred
method is to make all Web page content
directly accessible.38 Although the
Department proposed no requirement
restricting the use of conforming
alternate versions, we stated our intent
that Web site content be directly
accessible whenever possible. See 76 FR
59307, 59313 (September 26, 2011). We
sought comment on whether we should
explicitly prohibit the use of conforming
alternate versions except when
necessary to provide the information,
services, and benefits on a specific Web
page or Web site as effectively to
individuals with disabilities as to those
without disabilities. We also asked
under what circumstances it may be
necessary to use a conforming alternate
version to meet that objective.
Comments: In general, as discussed
earlier, industry commenters favored
the use of alternate Web site versions
that did not conform to the WCAG 2.0
definition of ‘‘conforming alternate
version.’’ Although some carriers did
not oppose adopting the WCAG 2.0
Level AA success criteria, nearly all
preferred having the option to apply any
accepted accessibility standard only to
primary Web site content involving core
air travel services and information and
to provide such content on a separate
mobile or text-only Web site. We note
that this proposed alternative would
result in two parallel Web sites, each
with its own development and
maintenance costs. ITI commented that
it should be up to the carrier to decide
whether to build and maintain two Web
sites (one that meets the WCAG 2.0
Level AA success criteria and one that
does not) or a single compliant Web site.
ITI observed that even though over time
the cost of maintaining two Web sites
would be greater than for a single
compliant Web site, carriers should
determine which approach would work
best for them.
Disability community commenters
rejected any option involving an
alternative Web site largely because of
their experience with such Web sites
being poorly maintained and containing
outdated content. Moreover, they
viewed reliance on text-only
alternatives for achieving accessibility
as a ‘‘fundamental mistake.’’ They noted
that arguments for text-only Web sites
carry the implicit assumption that
accessibility is intended to focus on
users with visual disabilities. They
emphasized the importance of
considering the accessibility needs of all
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users, including those with hearing,
cognitive, and dexterity disabilities,
who benefit from accessible content that
contains images, color, time-based
media, and JavaScript.
DOT Decision: The Department
continues to believe that conforming
alternate versions, as defined by WCAG
2.0, have a role, albeit a very limited
one, in achieving Web site accessibility.
The alternate version promoted by the
carrier associations and some individual
carriers (i.e., text-only Web site
containing core air travel services and
information only), however, would host
on the alternate Web sites only selected
portions of the information available on
the carriers’ primary Web sites. The
Department believes that permitting the
use of an alternate version of any Web
page that does not conform to the
elements of a ‘‘conforming alternate
version’’ as defined by WCAG 2.0 is
incompatible with the goal of equal
access. As discussed earlier, in order for
a non-conforming Web page to be
included within the scope of
conformance by using a conforming
alternate Web page under this rule, the
alternate page must meet the WCAG 2.0
Level AA success criteria, be as up-todate and contain the same information
and functionality in the same language
as the non-conforming page, and at least
one of the following must be true: (1)
The conforming version can be reached
from the non-conforming page via an
accessibility-supported mechanism, or
(2) the non-conforming version can only
be reached from the conforming version,
or (3) the non-conforming version can
only be reached from a conforming page
that also provides a mechanism to reach
the conforming version. We note that
the use of WCAG 2.0 conforming
alternate versions, if unrestricted, is
likely to perpetuate the problem of
unequal access as carriers allot fewer
resources than needed over time to
properly maintain the secondary site.
Given the incentives for carriers to focus
on the development and maintenance of
their primary Web site and the cost
inefficiencies of maintaining two
separate Web sites, the Department
concurs with the WAI’s view that the
preferred method of conformance in
most circumstances is to make all
content (e.g., each page) on the primary
Web site directly accessible.
Moreover, limiting the use of
conforming alternate versions aligns
with the well-established principle of
disability nondiscrimination law that
separate or different aids, benefits, or
services can only be provided to
individuals with disabilities (or a class
of such individuals) when necessary to
provide aids, benefits, or services that
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are as effective as those provided to
others. See, e.g., the ADA implementing
regulation for title II at 28 CFR
35.130(b)(1)(iii) and (iv) and
35.130(b)(8)(d), and the ADA
implementing regulation for title III at
28 CFR 36.202(b) and (c), and 36.203(a).
Therefore, the Department has decided
to permit the use of Level AA
conforming alternate versions only
when making a particular public-facing
Web page compliant with all WCAG 2.0
Level AA success criteria would
constitute an undue burden or
fundamentally alter the content on that
page. Since a fundamental principle
underlying the WCAG success criteria is
that they be reasonable to do all of the
time, most of the more difficult success
criteria have explicit exceptions built-in
for situations where direct compliance
is not reasonable. For example, Success
Criterion 1.1.1 (Level A) provides that
all non-text content that is presented to
the user has a text alternative that serves
the equivalent purpose and lists six
exceptions/alternative means of
compliance for situations in which
presenting non-text content as a text
alternative would not be technically
feasible. These include non-text content
that is (1) a control or accepts user
input, (2) time-based media, (3) a test or
exercise, (4) designed to create a specific
sensory experience, (5) a Completely
Automated Public Turing test to tell
Computers and Humans Apart
(CAPTCHA), or (6) a decoration,
formatting, or invisible. Most of these
exceptions permit the text alternative to
at least provide descriptive
identification of the non-text content.
With such broad exceptions intended to
address technically challenging
situations specifically built into the
success criteria, an undue burden or
fundamental alteration defense for using
a conforming alternate version rather
than rendering a Web page directly
compliant with the Level AA success
criteria will be a very high bar to meet.
If, despite the exceptions built into
the WCAG 2.0 standard, a carrier
believes an undue burden defense is
justified with respect to a particular
Web page, we would emphasize that the
determination must be based on an
individualized assessment of a number
of factors showing that directly
converting the Web page would cause
significant difficulty or expense to the
carrier. Those factors include: The size
of the carrier’s primary Web site; the
type of change needed to bring the
particular Web page into compliance;
the cost of making the change as
compared to the cost of bringing the
Web site as a whole into compliance;
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the overall financial resources of the
carrier; the number of carrier
employees; the effect that making the
change would have on the expenses and
resources of the carrier; whether the
carrier is part of a larger entity and its
relationship to the larger entity; and the
impact of making the change on the
carrier’s operation.
6. Compliance Monitoring
The SNPRM: In the September 2011
SNPRM, the Department discussed
several issues relating to ensuring and
monitoring carriers’ compliance with
the WCAG 2.0 accessibility standard.
We discussed, but did not propose to
require, that carriers post WCAG 2.0
‘‘conformance claims’’ on their Web
sites. (A ‘‘conformance claim’’ is W3C’s
term of art for a statement by an entity
giving a brief description of one Web
page, a series of pages, or multiple
related pages on its Web site for which
the claim is made, the date of
conformance, the WCAG guidelines and
conformance level satisfied, and the
Web content technologies relied upon.)
See Web Content Accessibility
Guidelines (WCAG) 2.0: W3C
Recommendation 11 December 2008,
available at https://www.w3.org/TR/
WCAG/#conformance-claims (as of
November 16, 2012). Although
concerned that conformance claims may
be too resource intensive for complex
and dynamic carrier Web sites, we
nonetheless invited public comment on
effective alternative means for readily
identifying compliant Web pages during
the Web site conversion period and for
verifying overall Web site accessibility
after the compliance deadline. We asked
whether the Department should initiate
random ‘‘spot’’ investigations of carrier
and online ticket agency Web sites to
monitor compliance after the rule
becomes effective. We also asked
whether there were any specific
technical barriers to maintaining Web
site accessibility after full Web site
compliance is initially achieved.
Comments: The Department received
a fairly wide range of comments
addressing our inquiries on compliance
monitoring. The NFB disagreed with the
Department’s view that conformance
claims may be too costly to be feasible,
stating that conformance claims are the
‘‘cheapest and easiest method of
identifying accessible Web pages for
both the carrier and the user.’’ If the
Department does not decide to adopt
conformance claims, NFB suggested that
in the alternative carriers provide: (1) A
mechanism for users to request
accessibility information that carriers
must promptly disclose in an accessible
format; (2) a ‘‘how to’’ tutorial on using
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the accessible Web site; or (3) customer
service assistance specifically to address
accessibility questions and needs. NFB
considered these suggested alternatives
less effective and less feasible than
conformance claims. Some commenters
suggested that the Department require
carriers to adopt some form of selfmonitoring such as a link to a customer
survey prominently displayed on the
Web site, a pop-up to ask users their
opinion or permission to send them a
survey regarding Web site accessibility,
or a feedback mechanism on the Web
site specifically for reporting
accessibility problems. Other
suggestions were that the Department
itself randomly check carrier Web sites
to ensure compliance or work
collaboratively with academic
institutions to carry out random
monitoring. Yet another suggestion was
that the Department require carriers to
establish disability teams to conduct an
annual or biannual assessment of their
Web sites for accessibility barriers and
send a report to the Department.
The carrier associations suggested that
the Department employ accessibility
experts and use available online tools to
determine if carriers’ Web sites meet the
accessibility standard. They also
suggested that initial ‘‘spot’’
investigations be used to provide
constructive feedback to carriers on Web
site areas that appear not to meet the
required standard. Regarding specific
technical barriers, they noted that Java
or Flash programs used to enhance the
customer Web site experience are not
easily made accessible and should be
exempt from the standard or a text
alternative version permitted.
DOT Decision: The Department
considered the value of conformance
claims as a means to readily identify
compliant Web pages and Web sites and
weighed the expense that meeting all
the required elements of conformance
claims is likely to incur. We also
considered the fact that W3C itself does
not require entities to post conformance
claims. We have decided that other
methods would allow the Department to
monitor Web site compliance and
provide feedback to carriers without
imposing any additional cost burden on
them. The Department encourages
carriers to adopt one or more of the
suggestions above for obtaining user
feedback on the accessibility of their
Web sites and urges them to use the
feedback to continuously improve the
accessibility of their Web sites. We
especially recommend, but do not
require, that carriers include a feedback
form on their Web sites, perhaps located
on a page that can be reached from a
link on the Web pages associated with
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disability assistance services. At the
same time, we do not consider selfmonitoring alone adequate for ensuring
compliance. The Department intends,
therefore, to engage Web site
accessibility experts after the date
specified in this rule for Web site
compliance to check the compliance
status of carrier Web sites so that we can
notify carriers of non-compliant areas
for corrective action. A carrier’s failure
to take corrective action within a
designated time frame may result in the
Department taking enforcement action.
7. Online Disability Accommodation
Request
The SNPRM: Following up on a
similar inquiry we had made to the
public in the 2004 Foreign Carrier
NPRM, we asked in the September 2011
SNPRM whether the Department should
require carriers and ticket agents to
provide a mechanism for passengers to
provide online notification of their
requests for disability accommodation
services (e.g., enplaning/deplaning
assistance, deaf/hard of hearing
communication assistance, escort to
service animal relief area, etc.).
Comments: The comments the
Department received on this question
were starkly split. The disability
advocacy community and some
individual members of the public
strongly favored adopting a requirement
for carriers to allow passengers to
submit a request online for a disability
accommodation. Representatives from
industry opposed any mandate for them
to provide this service. Disability
advocacy commenters observed that
online service request notification
would be advantageous for passengers
with disabilities, who would have a
written record of their requests and for
carriers, who would have the request in
writing in case there was a need for
additional information. The Open Doors
Organization (ODO) stated that
‘‘everyone in the industry,’’ including
travel agents, should be using special
service requests uniformly. ODO
observed that passengers with
disabilities who book their tickets with
online travel agents oftentimes must
still call the carrier to set up the service
request. ODO also pointed out that
when the option is available to make a
disability service request online when
booking with an online travel agent, the
service request often does not transfer to
the carrier. The carrier associations
noted that several carriers already
provide an online accommodation
request function. They stated that
carriers generally still prefer for
passengers to speak with a customer
service representative about their
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accommodation needs. The carrier
associations believe that any
requirement to provide an online
service request function will serve to
mislead passengers into believing that
no other communication with the
carrier about their accommodation
needs is necessary, thus preventing
carriers from getting all the information
necessary to properly accommodate
passengers.
DOT Decision: The Department
believes that having online capability
for requesting a disability
accommodation has a number of
potential benefits both to passengers
with disabilities and to carriers. Aside
from the advantage to a passenger of
having an electronic record of providing
notice to the carrier of a service request,
an online service request will serve as
a flag to the carrier of the passenger’s
accommodation needs. The Department
is therefore requiring carriers to make an
online service request form available for
passengers with disabilities to request
services including, but not limited to,
wheelchair assistance, seating
accommodation, escort assistance for a
visually impaired passenger, and
stowage of an assistive device. We also
note the carrier associations’ argument
that simply making an online service
request may not be sufficient to ensure
the correct accommodation is provided.
We agree with their assertion that
additional information may be needed
at times from the passenger. Therefore,
carriers will be permitted to require that
passengers with disabilities making an
online service request provide
information (e.g., telephone number,
email address) that the carrier can use
to contact passengers about their
accommodation needs. Carriers that
market air transportation online will be
required to provide the service request
on their Web sites within two years after
the effective date of this rule.
We view an online service request
form as a useful tool to assist carriers in
providing timely, appropriate assistance
and reducing service failures that lead
to complaints. Furthermore, aggregate
data on online service requests would
potentially be useful in helping carriers
to understand the volume and types of
service requests across time periods and
routes.
Airport Kiosk Accessibility
Automated airport kiosks are
provided by airlines and airports to
enable passengers to independently
obtain flight-related services. The
Department proposed provisions in the
September 2011 SNPRM to require
accessibility of automated airport kiosks
affecting airlines under 14 CFR part 382
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and U.S. airports with 10,000 or more
enplanements per year under 49 CFR
part 27 (Part 27). Part 27 is the
regulation implementing section 504 of
the Rehabilitation Act of 1973 as it
applies to recipients of Federal financial
assistance from the Department of
Transportation. The proposed
provisions of Part 382 would require
carriers that own, lease, or control
automated kiosks at U.S. airports with
10,000 or more annual enplanements to
ensure that new kiosks ordered more
than 60 days after the effective date of
the rule meet the accessibility design
specifications set forth in the proposal.
We intended this provision to apply to
kiosks for installation in new locations
at the airport and as replacements for
those taken out of service in the normal
course of operations (e.g. end of life
cycle, general equipment upgrade, and
terminal renovation). The design
specifications we proposed were based
largely on Section 707 of the 2010 ADA
Standards for Accessible Design. We
also included selected specifications
from the Access Board’s section 508
standard for self-contained, closed
products (36 CFR 1194.25). During the
interim period from the effective date of
the rule until all automated kiosks
owned by a carrier are accessible, the
Department proposed to require that
each accessible kiosk be visually and
tactilely identifiable to users as
accessible (e.g., an international symbol
of accessibility affixed to the device)
and be maintained in proper working
condition. We specifically proposed not
to require retrofitting of existing kiosks.
We intended the requirements
proposed above also to apply to shareduse kiosks that are jointly owned by one
or more carriers and the airport operator
or a third-party vendor. Therefore,
provisions to amend 49 CFR part 27
were proposed to apply nearly identical
requirements to U.S. airports. We also
proposed to require that carriers and
airport operators enter into written,
signed agreements allocating
responsibility for ensuring that shareduse equipment meets the design
specifications and other requirements
by 60 days after the final rule’s effective
date. We included a provision
proposing to make all parties jointly and
severally responsible for the timely and
complete implementation of the
agreement provisions. Again, nearly
identical requirements for entering a
written agreement and making the
parties jointly and severally liable for
implementing the agreement were
proposed for both Part 382 and Part 27.
In addition, we proposed to amend
Part 382 to require each carrier to
provide equivalent service upon request
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to any passenger with a disability who
cannot readily use its automated airport
kiosks. Such assistance might include
assisting a passenger who is blind in
using an inaccessible automated kiosk
or assisting a passenger who has total
loss of the use of his/her limbs in using
an accessible automated kiosk. We
proposed to require carriers to provide
equivalent service upon request to
passengers with a disability who cannot
readily use their accessible automated
kiosks, because even accessible
automated kiosks cannot accommodate
every type of disability.
Finally, we proposed the same
effective date for all requirements
applying to the carriers under 14 CFR
part 382 and to the airport operators
under 49 CFR part 27 to avoid any
delays in implementing accessibility for
shared-use automated kiosks.
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1. Covered Equipment and Locations
Automated Airport Kiosk Definition and
Applicability Based on Function/
Location
The SNPRM: The ownership of
automated kiosks varies from airport to
airport. In some airports, automated
kiosks are airline proprietary equipment
(i.e., owned, leased, or controlled by
each individual airline). In other
airports, kiosk ownership is shared
jointly by the airport operator and
airlines serving the airport and are often
referred to as common use self-service
(CUSS) machines. In the September
2011 SNPRM, the Department proposed
to define an airline-owned automated
airport kiosk covered by this rule as ‘‘a
self-service transaction machine that a
carrier owns, leases, or controls and
makes available at a U.S. airport to
enable customers to independently
obtain flight-related services.’’ For CUSS
machines, we proposed the term
‘‘shared-use automated airport kiosk’’
defined as ‘‘a self-service transaction
machine provided by an airport, a
carrier, or an independent service
provider with which any carrier having
a compliant data set can collaborate to
enable its customers to independently
access the flight-related services it
offers.’’ We proposed to apply the
accessibility design specifications to all
proprietary and shared-use automated
kiosks that provide flight-related
services (including, but not limited to,
ticket purchase, rebooking cancelled
flights, seat selection, and obtaining
boarding passes or bag tags) to
customers at U.S. airports with 10,000
or more enplanements per year. We
asked in the preamble whether we had
adequately described automated airport
kiosks in the rule text.
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Comments: In their joint request of
October 7, 2011, to clarify the scope of
the proposed requirement, A4A, IATA,
the Air Carrier Association of America,
and RAA asked the Department whether
automated ticket scanners for rebooking
flights during irregular operations were
included in the definition of automated
kiosks we intended to cover in the
rulemaking. After our clarification
notice of November 21, 2011, addressing
ticket scanners, ITI sought further
clarification of how accessibility
requirements apply to kiosks based on
their functionality and location at the
airport (e.g., check-in or baggage tagging
kiosks located near the ticket counter,
boarding or rebooking kiosks near the
gate areas). The Trace Center
commented that check-in and other
kiosks at airports such as ticket scanners
for rebooking, self-tagging baggage
kiosks, etc. should all be covered. They
emphasized that no exceptions should
be made for particular types of airport
kiosks, but if needed due to technology
shortcomings, should only apply to a
particular kiosk functions, not to an
entire kiosk or category of kiosks. The
Trace Center also suggested that any
exceptions based on function should be
reviewed every five years in light of
advances in technology.
DOT Decision: In our notice of
November 21, 2011, the Department
clarified our position that a kiosk that
allows passengers to rebook their flights
independently provides a flight-related
service and therefore is within the
intended scope of the proposed rule.
Although following the notice we
received additional comments
suggesting that certain types of
automated airport kiosks be excluded
from coverage based on function or
location at the airport, the Department
finds no reasonable basis for such
exclusions. Despite the trend toward
fewer consumers using an airport kiosk
than a home computer or Smartphone to
check in and download their boarding
passes, we expect airlines to continue
expanding the menu of new flightrelated services available on kiosks at
various locations throughout the airport
(e.g., rebooking, ticketing, and flight
information). It continues to be the
Department’s intention that all flightrelated services offered to passengers
through airport kiosks in any location at
the airport be accessible to passengers
with disabilities. Therefore, the
accessibility requirements will apply to
all new automated airport kiosks and
shared-use automated airport kiosks
installed more than three years after the
effective date of this rule until at least
25 percent of automated kiosks in each
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67901
location at the airport are accessible. By
‘‘location at the airport’’ we mean every
place at a U.S. airport where there is a
cluster of kiosks or a stand-alone kiosk
(e.g., in a location where five kiosks are
situated in close proximity to one
another, such as near a ticket counter,
at least two of those kiosks must be
accessible; in all locations where a
single kiosk is provided which is not in
close proximity to another kiosk, the
single kiosk must be accessible). When
the kiosks provided in a location at the
airport perform more than one function
(e.g., print boarding passes/bag tags,
accept payment for flight amenities such
as seating upgrades/meals/WiFi access,
rebook tickets, etc.), the accessible
kiosks must also provide all the same
functions as the inaccessible kiosks.
(See section below on Implementation
Approach and Schedule.)
Kiosk at Non-Airport Locations
The SNPRM: Although we proposed
to apply the accessibility standard only
to automated airport kiosks, we noted in
the preamble that airlines may also own,
lease, or control kiosks that provide
flight-related services in non-airport
venues (e.g., hotel lobbies) covered by
ADA title III rules. We asked for public
comment on whether kiosks that
carriers provide in non-airport venues
should also be covered by this
rulemaking.
Comments: Six disability advocacy
organizations (ACB, AFB, NFB, NCIL,
PVA, and BBI) strongly urged the
Department to apply the accessibility
requirements to kiosks in non-airport
locations. PVA argued that airlines
should be required to ensure that kiosks
providing flight-related services are
accessible wherever they are located.
ACB, AFB, NFB, NCIL and BBI all noted
that both DOT and DOJ potentially have
jurisdiction over kiosks in non-airport
locations. ACB and AFB acknowledged
that there may be differences between
the DOT and DOJ requirements for kiosk
accessibility given that DOJ is currently
working on a rulemaking to apply
accessibility standards to kiosks other
than ATMs and fare machines provided
by entities covered under ADA title III.
NFB, NCIL and BBI all supported DOT’s
initiative to cover non-airport kiosks
under the ACAA but expressed concern
that the ACAA regulations not impede
or interfere with rights and remedies
available under the ADA or other laws.
The ACAA, for example, lacks a private
right of action like that provided by the
ADA against entities that violate the
law. NFB, ACB, and AFB specifically
urged the Department to cover nonairport kiosks in the final rule and to
state in the preamble that ADA
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provisions prevail when there is an
overlap with the ACAA provisions.
Among individual commenters, there
was a mix of responses for and against
applying the accessibility standard in
DOT’s final rule to airline kiosks in nonairport venues. Individual members of
the public who did not identify
themselves as having a disability tended
to oppose applying the standard to
kiosks located outside airports due to
concerns about possible conflicts
between the applicable DOT and DOJ
standards.
On the industry side, only the carrier
associations commented, stating that
they were opposed to applying the DOT
standard to airline kiosks located in
places of public accommodation where
ADA title III already applies.
DOT Decision: Although a case can be
made to support covering airline-owned
kiosks located in non-airport venues
under the ACAA regulations, the
Department believes there are
compelling reasons for not doing so at
this time. A primary goal of this ACAA
rulemaking is to apply an accessibility
standard to new automated airport
kiosks installed after a certain date. To
achieve this, airlines must work with
the airports and their own technical
teams, as well as with the hardware
designers and software developers of
their suppliers, to design, develop, test,
and install accessible kiosks at airports
with 10,000 or more annual
enplanements where they own, lease, or
control kiosks. Each carrier may have
several different kiosk suppliers with
whom they must work, depending on
the airports they serve. We believe
requiring airlines to meet the
accessibility standard for kiosks located
in non-airport venues would add
significantly to their compliance burden
and divert resources needed to meet
their primary goal of compliance at U.S.
airports. In our view, airline compliance
with respect to airport kiosks is a
technically complex and resource
intensive undertaking that must take
priority over making kiosks located in
other places accessible. Within the next
few years, kiosks in non-airport
locations will be subject to DOJ’s
accessibility design standard under its
revised ADA title II and III regulations.
This means that at most there will be a
lag of a few years from the time airline
kiosks at airport locations and those at
non-airport locations are required to be
accessible. We believe this time lag is an
acceptable trade off to support proper
implementation of the fundamental goal
of airport kiosk accessibility.
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Allocation of Responsibilities for
Shared-Use Kiosks
The SNPRM: The Department
proposed that carriers and airports be
required to enter into written, signed
agreements concerning shared-use
kiosks that they jointly own, lease, or
control. The purpose of the agreements
is to allocate responsibilities among the
parties for ensuring that new shared-use
kiosks ordered after the effective date
meet the design specifications, are
identified as accessible, and are
maintained in working condition. We
asked a number of questions about the
allocation of responsibilities and costsharing between airport operators and
airlines for the procurement, operation,
and maintenance of shared-use kiosks.
We asked about potential difficulties
carriers and airport operators would
have in meeting the written agreement
requirement or in implementing the
agreements. We also asked whether
there were any shared-use kiosk
ownership arrangements involving
airlines only or between airlines and
outside vendors that would require
additional time to implement.
Comments: The Department received
very few comments directly responsive
to the questions we asked about
allocation of responsibilities and costs
between carriers and airport operators
on shared-used automated kiosks.
Regarding the proposed written
agreements, the carrier associations
asserted that it would take 24 months to
enter into them, presumably due to the
time necessary to revise the IATA kiosk
standards. Denver International Airport
did not comment specifically on the
deadline for compliance with the
agreement provision. San Francisco
International Airport indicated that six
months would be needed to comply
with the agreement provision. They also
objected to the provision holding
airports and carriers jointly and
severally responsible for compliance
with the accessibility standard for new
kiosk orders and other provisions
applicable to shared-use automated
kiosks. Their concern was that airlines
and airports have separate
responsibilities for ensuring that shareduse kiosks are accessible and would
have no control over the other party
meeting its responsibilities under the
agreement. They argued that airports
should not be held responsible for
airlines failing to do their part as
provided in the joint agreement. In their
view, the provision for both parties to be
jointly and severally liable is not
practical and they asked the Department
to delete it.
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DOT Decision: The Department has
considered the merits of the arguments
against the proposed provision to hold
carriers and airport operators jointly and
severally liable for compliance of
shared-use kiosks with the accessibility
requirements. We continue to believe,
however, that joint accountability is
essential to ensuring that shared-use
kiosks comply with the design
specifications set forth in the final rule.
Moreover, there is precedent for holding
carriers and airport operators jointly and
severally liable under Part 382 (see 14
CFR 382.99(f)) and under Part 27 (see 49
CFR 27.72(c)(2) and (d)(2)) for the
provision and maintenance of lifts and
accessibility equipment for boarding
and deplaning at airports. Therefore, we
have retained in the final rule
provisions stating that carriers and
airports are jointly and severally liable
for ensuring that shared-use automated
airport kiosks are compliant with the
requirements, including the
maintenance provisions. We have
accepted, however, the recommendation
to drop the requirement for a written,
signed agreement. Both parties
nevertheless will be responsible for
jointly planning and coordinating to
ensure that shared-use kiosks are
accessible and will be held jointly and
severally liable if compliance is not
achieved. We believe the liability
provision will be an incentive for
airports and airlines to work together to
carry out requirements that cannot be
successfully implemented without their
mutual cooperation.
2. Accessibility Technical Standard
The SNPRM: The Department
proposed and sought public comment
on design specifications based on
section 707 of the ADA and ABA
Accessibility Guidelines (now codified
in the Department of Justice’s 2010 ADA
Standards) 39 that apply to automated
teller machines (ATM) and fare
machines and on selected specifications
from the section 508 standard for selfcontained closed products (see 36 CFR
1194.25). Below we have summarized
the questions we posed along with the
responses we received.
39 See 28 CFR 35.104 (defining the ‘‘2010
Standards’’ for title II as the requirements set forth
in appendices B and D to 36 CFR part 1191 and the
requirements contained in § 35.151); see also 28
CFR 36.104 (defining the ‘‘2010 Standards’’ for title
III as the requirements set forth in appendices B and
D to 36 CFR part 1191 and the requirements
contained in subpart D of 28 CFR part 36).
Appendices B and D to 36 CFR part 1191 contain
the Access Board’s 2004 ADA Accessibility
Guidelines (2004 ADAAG), consolidating both the
ADA Accessibility Guidelines and Architectural
Barriers Accessibility Act Guidelines (see, 69 FR
44084 (July 23, 2004)).
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Comments: The consensus among
most commenters was that the
Department’s proposed design
specifications adequately covered all the
functions automated airport kiosks
presently offer, as well as some
functions that may be added in the
future. The Trace Center, however,
urged the Department to look beyond
the 2010 ADA Standards for Accessible
Design and provisions of the section 508
regulation dating from 1998 as the basis
for the design specifications. Many of
their comments for additions and
revised wording were based on the
Access Board’s advance notices of
proposed rulemaking for the Section
508 update 40 and on success criteria
from WCAG 2.0.41 Two individual
commenters suggested that the
Department consider incorporating parts
of the U.S. Election Assistance
Commission’s Voluntary Voting System
Guidelines (VVSG).42
DOT Decision: In collaboration with
the Access Board and the Department of
Justice, the Department reviewed and
considered the VVSG guidelines and
certain WCAG 2.0 success criteria in
developing the proposed standard. We
also considered each of the specific
suggestions for modifying our proposed
design specifications offered by the
commenters and have adopted a number
of them after weighing the cost and
benefit as well as the present need based
on functions automated airport kiosks
currently perform.
In deciding whether or not to accept
a suggested change, we also considered
the fact that the Access Board is now
engaged in rulemakings to revise the
guidelines and standards on which our
proposed kiosk standard is based and is
expected to issue updated guidelines
within the next few years. We did not
accept some recommended changes for
functions typically not performed by
airport kiosks or that the Access Board
is studying for possible inclusion in
their revised standard (e.g., control of
animation and seizure flash threshold
for visual outputs).
Regarding the flight-related services
automated airport kiosks currently make
available, the Department believes that
the standard we are now adopting is
entirely adequate to ensure independent
access and use by the vast majority of
40 See https://www.accessboard.gov/sec508/
refresh/draft-rule2010.htm (preamble at 75 FR
13457, 13468 (March 22, 2010) and https://
www.access-board.gov/sec508/refresh/draftrule.htm (preamble at 76 FR 76640, 76646
(December 8, 2011).
41 See https://www.w3.org/TR/WCAG20/.
42 See Voluntary Voting System Guidelines,
https://www.eac.gov/testing_and_certification/
voluntary_voting_system_guidelines.aspx.
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individuals with disabilities. The
standard will apply to new kiosks
installed three years or more after the
effective date and will not apply to any
kiosks installed prior to that date. We
will continue to monitor automated
airport kiosks and the accessibility of
any new functions not currently
available as the technology of selfservice transaction machines evolves.
We will also review the new guidelines
and standards issued by the Access
Board and the Department of Justice to
determine whether improvements to the
section 707 and section 508
specifications warrant further change to
the DOT airport kiosk standard in the
future. Insofar as the Department
modifies its standard in the future to
address new developments in kiosk
technology, the revised standard will
apply to new or replacement kiosk
orders only and will not apply
retroactively to any equipment that
complies with this standard.
Operable Parts
The Department sought comment on
certain characteristics of operable parts,
including the following:
Identification—The Department
proposed to require that the operable
parts on new automated airport kiosks
be tactilely discernible by users to avoid
unintentional activation and requested
comment regarding the cost of meeting
the requirement.
Timing—We proposed that when a
timed response is required, the user be
alerted by sound or touch to indicate
that more time is needed. We also
wanted to know whether timeouts
present barriers to using automated
airport kiosks as well as the costs and
potential difficulties associated with
meeting the requirement.
Status Indicators—We asked whether
locking or toggle controls should be
discernible visually as well as by touch
or sound.
Comments: The Trace Center offered
a number of comments for substantially
reorganizing and expanding the scope of
this section so that the provisions apply
to the overall operation of the kiosk
rather than to its operable parts alone.
They also suggested incorporating the
provisions of section 309 of the 2010
ADA standards word for word rather
than by reference, as well as new
requirements to allow at least one mode
of operation that is usable without body
contact, without speech, or without
gestures. Regarding the timing
provision, they requested that a visual
alert be added and that the time limit be
extendable at least ten times. In
addition, they proposed to include a
new ‘‘key repeat’’ provision, modify the
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color provision to further accommodate
individuals with color blindness, and
expand the scope of the operable parts
provisions to include the provision of
touch screen controls as well as tactilely
discernible controls. The carrier
associations suggested that making
operable parts tactilely discernible and
integrating a user prompt for timeouts
would require substantial time to design
and test and thus would require a
compliance date of 36 months after the
rule’s effective date. ITI indicated that
timeouts, whether in voice or visual
mode, are a standard feature of
applications today. They also stated that
there should be no requirement for the
status of locking or toggle controls to be
discernible visually, or by sound or
touch. In their view, such a requirement
would be unnecessary since most host
system applications are not case
sensitive or middle layer applications
convert and send inputs to the host in
the appropriate format.
DOT Decision: The Department has
accepted the suggestion to add a visual
alert requirement to the timing
provision and a requirement for visually
discernible status indicators on all
locking or toggle controls or keys. We
have included as examples of toggle
controls the Caps Lock and Num Lock
keys. In light of current automated
airport kiosk functions and operation,
the Department has decided that the
provisions of the operable parts section
as we proposed them are adequate
without further change. After the Access
Board finalizes its rulemakings revising
the section 508 rules and the ADA and
ABA Accessibility Guidelines to address
kiosks other than ATMs and fare
machines, the Department will consider
whether further changes addressing the
issues raised by the Trace Center should
be incorporated in the operable parts
provisions for future orders.
Privacy
The Department proposed that
automated airport kiosks must provide
the same degree of privacy to all
individuals for inputs and outputs.
Comments: The Trace Center
suggested that we add an advisory to
provide users of speech output the
option to blank the screen for enhanced
privacy. They explained that the screen
should not blank automatically when
the speech output mode is activated
since many users may want to use both
speech and visual interfaces
simultaneously. NFB suggested that the
screen blank out automatically upon
activation of speech output.
DOT Decision: The Department has
modified the proposal in line with the
Trace Center suggestion to require that
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when an option is provided to blank the
screen in the speech output mode, the
screen must blank when activated by
the user, not automatically.
Outputs
The Department sought comment on
certain characteristics of outputs,
including the following:
Speech Output—The Department
proposed to require that speech output
be delivered through an industrystandard connector or a handset and
asked whether delivering speech output
through either of these means should be
required. We wanted to know whether
it would be sufficient to require volume
control for the automated airport kiosk’s
speaker only without requiring any
other mode of voice output and about
any privacy concerns with a speakeronly arrangement. We also asked about
the costs associated with providing a
handset or industry standard connector
and about the costs/benefits of requiring
a speaker only, without a handset or
headset output capability. We inquired
about wireless technology to allow
people with disabilities to use their own
Bluetooth enabled devices in lieu of
requiring the kiosk itself to have a
handset or headset connector, and if so,
whether it should be required.
Volume Control—We asked whether
the dB amplification gain specified for
speakers was sufficient and about the
need for volume control capability for
outputs going to headphones or other
assistive hearing devices.
Tickets and Boarding Passes—
Regarding transactional outputs (e.g.,
receipts, tickets), we proposed to require
that the speech output must include all
information necessary to complete or
verify the transaction. We listed certain
types of information accompanying
transactions that must be provided in
audible format, as well as certain
supplemental information that need not
be, and whether any other information
should be required to be audible.
Comments: Speech Output—In
descending order of preference,
commenters supported supplying
standard headset connectors, handsets,
or speakers as the method for delivering
speech output. In response to our
question whether requiring volume
control for the automated airport kiosk’s
speaker alone without requiring any
other mode of voice output, ITI stated
that it would not recommend working
with a speaker-only solution. They
observed that along with privacy
concerns, the ambient noise levels in
airports would present difficulties. The
Trace Center, ITI, and a number of
individual commenters supported a
private listening option and
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recommended that a standard connector
be provided for greater privacy during
transactions and to allow individuals
with hearing impairments the use of
assistive listening technologies (e.g.,
audio loops). The carrier associations
said all three methods should be
allowed, in addition to any other
equivalent alternative a carrier or
vendor identifies. The Trace Center
commented that handsets should be in
addition to, not instead of, a headphone
connector and should be hearing aid
compatible if included. Regarding the
cost of providing headset connectors
and handsets, ITI said the costs will
depend on whether volume control can
be implemented via software or
hardware, whether a physical volume
control is required, and whether volume
will need to be at distinct levels or at
a continuous level. Carrier associations
cited various reasons for believing that
there would be high costs associated
with providing either handsets or
headset connectors, (e.g., need to keep
a large supply of handsets on hand for
sanitary reasons or to provide headsets
for passengers who forgot their own).
Regarding wireless technologies for
receiving speech outputs, the Trace
Center supported the wireless concept
as an alternative output method, but
noted that a Bluetooth device must be
‘‘paired’’ with the kiosk to ensure user
privacy, a process that is too
complicated for many users and usually
requires sight. ITI observed that
Bluetooth technology is not widely used
in public spaces and that it would not
advocate a requirement for the use of
Bluetooth at airport kiosks.
Regarding speech outputs associated
with characters such as personal
identification numbers, both the Trace
Center and NFB suggested that rather
than providing a beep tone, which
typically indicates an input error, it
would be better to provide the masking
characters as speech (e.g., read the word
‘‘asterisk’’ when the character ‘‘*’’ is
displayed onscreen).
Volume Control—In response to our
question about the adequacy of the
proposed dB amplification levels, the
Trace Center indicated that the specified
volumes for external speakers was
sufficient and noted that absolute
volume for headphones cannot be
specified due to differences in
headphone equipment.
Receipts, Tickets, and Boarding
Passes—The Trace Center advocated for
requiring speech output upon request
for certain types of legally binding
supplemental information (e.g.,
contracts of carriage, applicable fare
rules) accompanying a transaction,
unless the information was available to
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the user in an accessible format at an
earlier time (e.g., when the ticket was
purchased online).
Other Suggested Changes—The Trace
Center also proposed changes to require
automatic cutoff of an external speaker
when a plug is inserted into the headset
connector. There were two new
requirements proposed by the Trace
Center related to outputs: one dealing
with control over animation (i.e., a
mode of operation to pause, stop, or
hide moving, blinking, or scrolling if
information starts automatically, lasts
for more than five seconds, and is
presented in parallel with other content)
and one to prohibit lights and displays
from flashing more than three times in
any one second period, unless the
flashing does not violate the general
flash or red flash thresholds. The latter
proposed requirement is derived from a
WCAG 2.0 success criterion on seizure
flash thresholds.43
DOT Decision: Speech Output—The
Department concurs that a headset jack
potentially offers more flexibility to
users in accessing a kiosk, as well as
greater privacy. At the same time, the
volume control requirements for both
private listening and external speaker
will allow adequate access to speech
outputs without limiting the design
options and cost flexibility. Therefore,
this rule allows carriers to choose
whether their accessible automated
kiosks will deliver speech outputs via a
headset jack, a handset, or a speaker. We
have also decided not to add a provision
to require Bluetooth technology at this
time due to security concerns regarding
its use in public spaces and usability
issues associated with pairing Bluetooth
devices with airport kiosks.
Regarding the speech output for
masking characters, the Department is
requiring that the masking characters be
spoken (‘‘*’’ spoken as ‘‘asterisk’’) rather
than presented as beep tones or speech
representing the concealed information.
Receipts, Tickets, and Boarding
Passes—The Department has not
accepted the suggestion to require that
legally binding information be provided
in audio format upon request because in
our view the cost outweighs the benefit.
We do not believe the burden to carriers
of providing complex and lengthy
documentation in speech format at an
automated kiosk would be balanced by
a corresponding benefit to people with
disabilities, particularly when the
information is supplemental (not
essential to the transaction itself) and
43 For further explanation of general flash and red
flash thresholds, see https://www.w3.org/TR/
UNDERSTANDING-WCAG20/seizure-does-notviolate.html.
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can be obtained by requesting it from an
agent at the airport or online.
Other Suggested Changes—The
Department has not accepted the
suggested provision to require automatic
cut-off of the external speaker when a
headset is plugged into the connector. It
is our understanding that this automatic
cut-off is already a standard feature of
devices equipped with connectors.
While we believe that equipping
handsets with magnetic coupling to
hearing aids may be desirable, the
volume control requirements for both
handsets and headset connector will
still provide access and allow greater
design flexibility. Regarding the
recommended provisions for animation
control and seizure flash thresholds, we
believe they have merit but are
premature at this time. These provisions
are appropriate and necessary for video
clips and other animated material that
typically are not available on today’s
automated airport kiosks. Therefore, the
Department has decided that it will
reconsider the need for such provisions,
if airport kiosk functionality evolves to
include animated content in the future.
Inputs
The Department sought public
comment on whether there was a need
to revise the proposed requirement for
tactilely discernible input controls to
allow for accessible touch screen
technology such as that used by Apple’s
iPhone and Google’s Android products.
We asked how familiar the community
of individuals with visual impairments
is with accessible touch screen
technology. We also asked about
alphabetic and numeric keypad
arrangements and whether the specified
function keys and identification
symbols were sufficient for the types of
operations typically performed on
airport kiosks functions.
Comments: Tactilely Discernible
Input Controls—The carrier associations
and ITI support allowing either tactilely
discernible controls or accessible touch
screen navigation as methods of input.
The Trace Center believes that both
methods should be allowed, but that if
gestures on a surface or in threedimensional space are allowed there
also must be some other method
involving tactilely locatable controls.
The Trace Center observed that gestures
can work well for people who are
technically savvy but are not easy to use
for many people with disabilities—
especially those with manual dexterity
disabilities.
Keypad Controls—The Trace Center
made a number of suggestions to
improve tactile controls, the layout of
alpha and numeric keys on key pads
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(use of QWERTY arrangement), and the
use of tactile symbols for distinguishing
function keys on non-ATM style
keypads. They also suggested adding a
provision to specify the arrangement of
a virtual onscreen keyboard
alphabetically in one mode to facilitate
navigation using arrow keys and voice
output. ITI pointed out that airport
kiosks are not usually equipped with
keypads and the new standard should
not assume their presence on an
accessible kiosk. They further indicated
that keypad arrangements, whether
onscreen or external, should not be
specified due to text-to-speech software
that reads out each screen element.
DOT Decision: The Department has
accepted the Trace Center’s suggestion
to modify the provision on tactile
controls to state that ‘‘at least one input
control that is tactilely discernible
without activation shall be provided for
each function. We also accepted their
suggestions to require that alphabetic
keys on a keypad to be arranged in a
QWERTY keyboard layout with the ‘‘F’’
and ‘‘J’’ keys tactilely distinct from the
other keys, as well as an option for
numeric keys to be arranged in a row
above the alphabetic keys on a
QWERTY keyboard. We did not add any
new provisions for enhancing the
onscreen navigation of virtual keyboards
for those with visual impairments but
will consider doing so in the future if
virtual keyboards are integrated into
automated airport kiosks and there is a
need to address their usability by people
with disabilities.
Display Screens
The Department did not ask specific
questions but received a few comments
about the proposed specifications for
display screens.
Comments: The Trace Center
suggested that we change the
requirement for display screens such
that they must not only be visible, but
also readable, from a point located 40
inches (1015 mm) above the center of
the clear floor space in front of the
automated kiosk. Several commenters
requested that the language concerning
the required contrast of characters with
their background on visual displays be
changed from ‘‘either light characters on
a dark background or dark characters on
a light background’’ to ‘‘with a
minimum luminosity-contrast-ratio of
3:1.’’ Trace Center requested that we
require a higher contrast ratio of 4.5:1
for characters that are less than 14point.
DOT Decision: We have accepted the
suggestion to require display screen
characters and background to have a
minimum luminosity-contrast-ratio of
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3:1. This ratio is consistent with that
specified in the WCAG 2.0 Success
Criteria 1.4.3 on minimum contrast.
Combined with the requirement for
characters on the display screen to be in
sans serif font and at least 3/16 inch (4.8
mm) high (based on the uppercase letter
‘‘I’’), the 3:1 contrast ratio will satisfy
the success criterion at Level AA. (For
further clarification of this requirement
see the WCAG 2.0 definitions for
‘‘contrast ratio’’ and ‘‘relative
luminance’’ found at: https://
www.w3.org/TR/WCAG20/#contrastratiodef and https://www.w3.org/TR/
WCAG20/#relativeluminancedef.)
Regarding display screen visibility,
we have not accepted the suggestion to
require display screens to be readable
from a point located 40 inches above the
center of the clear floor space in front
of the kiosk. The proposed requirement
that the display screen be visible from
a point located 40 inches above the
center of the clear floor space essentially
means that the display screen must not
be obscured from view at that height. A
requirement that the display screen be
readable from that height would not be
practicable since ‘‘readability’’ is a
function of many factors, including
screen characteristics (e.g., font size),
ambient conditions (e.g., lighting), and
each potential reader’s visual acuity
when viewing the screen at a given
distance from the eye.
Biometrics
In the SNPRM, we included a
provision stating that biometrics may be
used as the only means for user
identification or control where at least
two options using different biological
characteristics are provided. We
requested comment on this provision as
well as the costs associated with
implementing it.
Comments: ITI opposed any
requirement for more than one
biometric option, saying the cost of
more than one biometric device per
kiosk would be prohibitive. They
recommended an alternative
identification method be used such as a
personal identification number (PIN) for
those who cannot use the biometric
option provided.
DOT Decision: The final provision
does not require that more than one
biometric identification option be used
unless the only method of identification
the kiosk provides is biometric. The
kiosk provider may also use a nonbiometric alternative such as a PIN in
lieu of a second biometric identifier
using a different biological
characteristic. Our proposed provision
provided alternatives that are accessible
for virtually all individuals with a
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disability without imposing
unreasonable cost on kiosk providers;
therefore, we are finalizing the proposed
requirement.
Other Comments on the Technical
Standard
Several disability organizations’
comments urged the Department to
require carriers and airports to consult
with individuals with disabilities on the
design and usability of their kiosks that
meet the technical standard. Although
the standard we are adopting consists of
well-established and tested design
specifications, the Department
nonetheless encourages carriers and
airports to consult with disability
advocacy organizations on the usability
of their accessible kiosk during the test
phase and to consider adopting any
feasible suggestions for improving its
usability and accessibility.
3. Implementation Schedule and
Alternatives
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Compliance Dates for New Kiosk Orders
and Airline/Airport Agreements
The SNPRM: The Department
proposed to require carriers that own,
lease, or control automated airport
kiosks or jointly own, lease, or control
shared-use automated kiosks with an
airport operator at U.S. airports with
10,000 or more annual enplanements to
ensure that new kiosks ordered more
than 60 days after the effective date of
the rule meet the proposed accessibility
standard. We proposed to require the
same of operators of U.S. airports having
10,000 or more annual enplanements
that jointly own, lease, or control
shared-use automated kiosks with
airlines. The Department asked whether
setting the effective date to begin
ordering accessible kiosks starting 60
days after the effective date of the rule
was too long or too short and what
would be a reasonable amount of
implementation time for the ordering
provision. Important to our decision
about the compliance time frame is the
ability of the manufacturing sector to
meet the demand for accessible
automated airport kiosks. Consequently,
we asked a number of questions about
the capabilities of airport kiosk
manufacturers to market accessible
models in time to meet the proposed
time frame. We asked about the number
of large and small manufacturers that
currently make automated airport kiosks
and whether any currently market
accessible models. Assuming that some
lead-time would be needed to develop
and start manufacturing an accessible
model that meets the required standard,
we asked whether carriers could meet
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the 60-day ordering deadline, and if not,
how much time would be needed to
have a product ready to market. We also
asked about the competitive impact of
the ordering deadline on small
manufacturers given the resources of
larger manufacturers to meet demand
more quickly.
We explicitly proposed not to require
retrofitting kiosks. For both carriers and
airports that jointly own, lease, or
control shared-use automated kiosks, we
proposed to require that they enter into
written, signed agreements allocating
their respective responsibilities for
ensuring compliance with the kiosk
accessibility requirements. We asked
whether carriers and airport operators
should have more than 60 days after the
effective date of the rule to enter into
agreements with airport operators
concerning compliance with the kiosk
accessibility requirements, and if so,
what would be a reasonable amount of
time.
Comments: The carrier associations
recommended a delay of up to 36
months after the rule’s effective date to
implement the ordering provision for
new accessible kiosks. The carrier
associations that commented jointly
estimated it would take as long as one
year for manufacturers to develop
compliant prototype kiosks, an
additional four to six months to procure
the kiosk hardware, up to one year for
carriers to develop compliant software
applications, and six months to install
and test the software. Individual carriers
recommended lesser delays of one to
two years for implementing the ordering
provision. The American Aviation
Institute (AAI) recommended at least
two years from the rule’s effective date
to begin implementing the ordering
provision.
In addition to a longer delay in the
effective date of the ordering provision,
most industry commenters
recommended that only a percentage of
new kiosks ordered be required to
comply with the accessibility standard.
The IATA Common Use Working Group
stated that the majority of shared-use
airport kiosks follow the international
IATA (RP1706c) and ATA (30.100)
Common Use Self-Service (CUSS)
Standards. They suggested that at least
one year would be needed to modify
and test the standards for new
accessible hardware, updated platform
software, and new software interfaces
required to support airline software
applications. Development of airline
application software and pilot testing
with integration software could require
up to another year. ITI recommended a
delay of 18–36 months from the rule’s
effective date, which from their
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perspective would allow a reasonable
amount of time for product
development and manufacturing. They
emphasized the importance of adequate
time to design, engineer, and test the
accessibility features to ensure they
function effectively, noting that once
product development is completed,
inventory and delivery should take 90–
120 days. ITI also cautioned that
certification, field trials, and controlled
pilots could extend the timeline further,
if issues arise with third parties that are
out of the kiosk manufacturer’s control.
They did not support recommendations
that the Department require only a
portion of new kiosks ordered to be
accessible.
Disability community commenters
called for reducing the delay after the
rule’s effective date for the new order
requirement. United Spinal and CCD
both recommended 30 days after the
rule’s effective date; BBI recommended
no delay in the effective date of new
order provision and that it coincide
with the rule’s effective date. The Trace
Center, recognizing that a longer lead
time would likely be needed, suggested
that the Department finalize the
technical standard and provide it to
interested parties while the final rule is
still under review by the Office of
Management and Budget (OMB). In
effect, the Trace Center recommended
that the Department give vendors and
other organizations advance notice of
the technical standard before the final
rule is published so that they could
develop and test an accessible kiosk
prototype before the actual effective
date of the rule. They further
recommended that the final rule require
that accessible kiosks begin to be
installed in airports shortly after the
final rule is published. As for airports,
Denver International Airport concurred
with the Department’s proposed
effective date of 60 days for new kiosk
orders while San Francisco
International Airport suggested
extending the compliance date to six
months after the rule’s effective date to
allow enough time to complete the
airport/airline agreements for shareduse automated kiosks and prepare the
technical specifications.
We received very few public
comments addressing our questions
about the capabilities of the
manufacturing sector, none of which
came from manufacturers of airport
kiosks. However, our contractor
preparing the regulatory evaluation
contacted a number of manufacturers
who confirmed in part what the
industry commenters had told us about
the longer lead-time required to develop
and produce compliant hardware and
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software applications. They explained
that airlines with proprietary kiosks and
the in-house capability to program their
own software applications would need
less time to comply than airlines that
contract out software development.
Manufacturers that produce shared-use
kiosks confirmed the complex
development scenario described by the
carrier associations, including an initial
phase to revise and test the international
technical standard that applies to such
kiosks. They confirmed that for shareduse kiosks, airports typically procure
the hardware and platform software
while the airlines must each develop
and certify their own compliant
software application, which then must
be integrated and tested on the
hardware—steps that could extend the
compliance time frame. The
manufacturers also corroborated ITI’s
observations that requiring only a
portion of new kiosks to be accessible
would not substantially reduce the
development costs for accessible kiosks.
DOT Decision: The Department has
weighed all the available information
and is persuaded that a compliance
deadline of 60 days from the effective
date of the final rule for new kiosk
orders is not feasible. Under this rule,
airlines and airports have 36 months
after the rule’s effective date to begin
installing accessible kiosks at U.S.
airports. There are no automated airport
kiosks presently on the market that meet
entire set of the accessibility
requirements mandated by this rule, and
discussions with kiosk manufacturers
confirm airline assertions that it could
take a substantial amount of time to
have kiosks with fully compliant
hardware and platform software
developed, tested, and ready to market
for sale. Research conducted by our
contractor indicates that the amount of
lead time required to develop and
produce compliant hardware and
software applications will vary
significantly depending on whether the
kiosks are proprietary or shared-use and
whether their capabilities for software
application development are in-house or
contracted. Airlines with proprietary
kiosks and immediate access to
applications programming capabilities
may be able to develop and deploy
compliant kiosks within 18 to 24
months. For carriers that use shared-use
kiosks, however, it may take more than
two years for accessible kiosks to be
ready for installation.
The IATA Common Use Working
Group indicated that it would take up
to one year to revise the applicable
standards for shared use airport kiosks,
with additional time needed to develop
and test the kiosk hardware and
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software components for shared-use
automated kiosks. ITI and several other
sources have indicated that the current
marketplace for developers of shareduse kiosk software is limited to a few
firms. This suggests that carriers and
airports could also face delays in
securing the requisite technical
resources. In addition, software
applications for shared-use kiosks must
be certified, which the IATA Working
Group indicates can add another 3
months to the time required to prepare
the product for deployment. Apart from
the above technical considerations, a
compliance time frame of less than three
years could also result in above-market
pricing, since fewer vendors will be able
to develop and test compliant kiosks in
less time.
The Trace Center’s recommendation
that the Department ‘‘finalize[],
publish[] and provide[] to all interested
parties [the accessibility standard] in
advance while the provisions make their
way through the Office of Management
and Budget . . .’’ might accelerate the
availability of accessible kiosks, but
would not be consistent with the
requirements of Executive Order 12866
and the Administrative Procedure Act.
Executive Order 12866 requires Federal
agencies to submit the final rule of any
significant agency rulemaking to OMB
prior to its publication in the Federal
Register, unless OMB waives its
review.44 It also prohibits agencies from
otherwise issuing to the public any
regulatory action subject to OMB review
prior to OMB completing or waiving its
review.45 The Administrative Procedure
Act specifically provides that
individuals ‘‘may not in any manner be
required to resort to, or be adversely
affected by, a matter required to be
published in the Federal Register and
not so published.’’ 46 This means the
Department can neither finalize the
accessibility standard prior to OMB’s
completion of its review nor compel
carriers or airports to begin
implementing the standard prior to
publication of the final rule in the
Federal Register.
In light of these factors, the
Department has decided to extend the
compliance time frame for installing
new kiosks at U.S. airports to three
years after the rule’s effective date.
Meeting this deadline will require some
concurrent effort in the development of
compliant hardware and software
applications. Carriers and airports will
44 See Exec. Order 12,866, 58 51735, 51741
(October 4, 1993).
45 See Exec. Order 12,866, 58 FR No. 140 51735,
51743 (October 4, 1993).
46 See 5 U.S.C. 552(a)(1).
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need to be active participants in the
IATA standards development and
approval process to finalize a standard
within a time frame that supports the
development, prototyping, and
marketing of accessible kiosks and
software applications by the compliance
deadline. At the same time, the threeyear lead time before the provision on
new kiosk installations becomes
effective will give manufacturers and
programmers not presently engaged in
developing accessible kiosks enough
time to gear up to participate in the
market. We believe this broadening of
the supplier base can be expected to
mitigate the incremental costs of
acquiring and installing accessible
kiosks. Based on the input our
contractors received from
manufacturers, shortening the
compliance deadline may limit the
number of firms that would develop and
market compliant hardware and
software applications. In addition, due
to the amount of technical coordination
between airlines and airports necessary
to develop accessible shared-use kiosks
and their reliance on third-party
contractors to develop and test
compliant platform and application
software, many airports and carriers
would not be able to meet a shorter
compliance deadline. Ultimately, the
Department believes that passengers
with disabilities will benefit
significantly from providing kiosk
manufacturers and application
developers with a longer period to
develop, prototype, test, and deploy
kiosks that effectively meet the required
accessibility standard.
Implementation Alternatives
The SNPRM: The Department
proposed that all new kiosks ordered
after the order deadline must be
accessible. We asked for comment on
whether a phasing in period over 10
years, gradually increasing the
percentage of automated airport kiosk
orders required to be accessible, would
meaningfully reduce the cost of
implementing the accessibility standard.
We also asked whether we should
require less than 100 percent of new
airport kiosks to be accessible, and if so,
what percentage of accessible kiosks we
should require in each location at the
airport. We noted that if only a
percentage of kiosks were required to be
accessible, the wait time for passengers
who need an accessible automated kiosk
could be significantly longer than for
non-disabled passengers unless they
were given some kind of priority access
to those machines. We observed that
any mandate for priority access to
accessible kiosks could also carry the
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potential of stigmatizing and segregating
those passengers.
Comments: ITI commented that from
a development and manufacturing
perspective, the timelines and resources
needed to develop and incorporate
‘‘new accessibility solutions will be the
same, regardless of whether all, or a
percentage of, kiosks are required to
comply with the new rules.’’ They
added that from their perspective there
also would be no meaningful cost
reduction from a gradual phasing in of
accessible kiosks. The carrier
associations nonetheless opposed a
requirement for all airport kiosks to be
accessible, arguing that this approach is
inconsistent with other Part 382
requirements (e.g., movable armrests are
only required on fifty percent of aircraft
aisle seats, one accessible lavatory on a
twin aisle aircraft) and costly. They
urged the Department to consider two
compliance alternatives, each having a
compliance date of 36 months after the
effective date of the final rule: (1)
Require ten percent of future kiosks
ordered to include accessible features
or, in the alternative, (2) require one
accessible kiosk per passenger check in
area at an airport. From their point of
view, a reduced number of accessible
kiosks will have no significant impact
on passenger wait times since
passengers with a disability who selfidentify would be given priority to use
an accessible kiosk, reducing their wait
to the time it would take for someone
already using the accessible kiosk to
finish their transaction. In the event
more than one passenger needs to use
the accessible kiosk at the same time,
agents will be available to assist. The
carrier associations believe this
approach will provide accessible kiosks
to those who need and will use them,
while better balancing the costs with the
benefits. Air New Zealand made a
similar argument, suggesting that
requiring only 25 percent of airport
kiosks to be accessible, in combination
with priority access for passengers with
disabilities, will provide passengers
with disabilities the independent access
they want and limit the additional
financial burden to carriers. Spirit
Airlines proposed that the Department
require only 50 percent of new kiosks
ordered to be accessible, until a total of
25 percent of airport kiosks are
accessible. The San Francisco
International Airport, on the other hand,
took the position that the Department
should require 100 percent of kiosks to
be accessible by a date to be determined
after taking manufacturing capabilities
and other factors into consideration.
They saw this approach as the best way
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to avoid potential problems for airports
having to maintain both accessible and
inaccessible kiosk models.
DOT Decision: We are requiring that
all new kiosks installed at U.S. airports
three years or more after the effective
date of the rule be accessible until at
least 25 percent of kiosks in each
location at the airport are accessible. We
agree with the comments of Air New
Zealand that having 25 percent of
airport kiosks accessible (as opposed to
more than 25 percent), in combination
with priority access for passengers with
disabilities to those kiosks, will enable
passengers with disabilities to
independently use airport kiosks and
limit the additional costs to carriers and
airports associated with acquiring and
installing accessible kiosks.
Nonetheless, the Department intends to
monitor implementation of this rule to
determine whether delay in obtaining
access to an accessible kiosk is a
significant problem for passengers with
disabilities, despite the priority access
provision, especially during peak
demand times. If so, we may issue
further regulations to address the
matter. Of course, airlines and airports
may always choose to make more than
25 percent of airport kiosks accessible.
As noted by San Francisco International
Airport, one advantage of making 100
percent of airport kiosks accessible is
avoidance of the potential costs
associated with maintaining and
supporting both accessible and
inaccessible kiosk models.
As we stated earlier, the requirement
for at least 25 percent of accessible
automated airport kiosks at each
location in U.S. airports with 10,000 or
more enplanements means that at least
25 percent of kiosks provided in each
cluster of kiosks and all stand-alone
kiosks at the airport must be accessible.
For example, in a location where five
kiosks are situated in close proximity to
one another, such as near a ticket
counter, at least two of those kiosks
must be accessible; in locations where a
single kiosk is provided which is not in
close proximity to another kiosk, the
single kiosk must be accessible. In
addition, when the kiosks provided in a
location at the airport perform more
than one function (e.g., print boarding
passes/bag tags, accept payment for
flight amenities such as seating
upgrades/meals/WiFi access, rebook
tickets, etc.), the accessible kiosks must
provide all the same functions as the
inaccessible kiosks in that location.
These days many kiosks provide a broad
range of functionality beyond simple
check-in. Kiosks that perform different
functions are considered to be of
different types. Accessible automated
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airport kiosks must provide all the
functions provided to customers at that
location at all times. For example, it is
unacceptable for the accessible
automated airport kiosks at a particular
location to only enable passengers to
check-in and print out boarding passes
while the inaccessible automated airport
kiosks at that location also enable
passengers to select or change seating,
upgrade class of travel, change to an
earlier or later flight, generate baggage
tags and purchase inflight Wi-Fi
sessions or other ancillary services.
Whatever functions are available on
inaccessible automated airport kiosks
must also be available to customers
using accessible airport kiosks at the
same location. As noted above, the 25
percent requirement also applies to each
location at the airport where kiosks are
installed. It is not sufficient for a carrier
or an airport to merely comply with the
percentage for the airport as a whole, or
even for a given terminal building if
there are kiosks in more than one
location in the terminal.
Based on data from commenters who
estimated airport kiosk life spans, we
estimate that the typical kiosk life span
is no more than five to seven years. We
believe it is reasonable to conclude that
well before the end of the 10-year period
after the effective date of this rule
virtually all airport kiosks will have
reached the end of their life span. As
such, a total of at least 25 percent of
airport kiosks in each location at a U.S.
airport should have been replaced with
an accessible kiosk by then. To ensure
this outcome, we have added
requirements that both carriers and
airport operators must ensure that at
least 25 percent of automated kiosk
provided in each location at the airport
must be accessible by ten years after the
effective date of the rule. Accessible
kiosks provided in each location at the
airport must provide all the same
functions as the inaccessible kiosks in
that location.
Retrofitting Kiosks
The SNPRM: In proposing to require
that only new kiosks ordered after a
certain date be accessible, we had also
considered proposing to require carriers
to either retrofit or replace a certain
percentage or number of airport kiosks
(e.g., retrofit 25 percent of existing
kiosks or replace at least one kiosk) in
each location at the airport by a certain
date. We ultimately decided against
proposing either option, as the available
information suggests that these
approaches would significantly increase
the cost to carriers. Nonetheless, we also
had concerns that the transition time for
an accessible kiosk to become available
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at each location in an airport could be
more than a decade. The best life cycle
estimates for airport kiosks available to
us when the September 2011 SNPRM
was published ranged from seven to ten
years. We therefore asked for comment
on the accuracy of our life cycle
estimate and whether the Department
should require carriers to retrofit or
replace a certain portion of their kiosks
to meet the accessibility standards until
all automated airport kiosks are
accessible.
Comments: Most disability advocacy
organizations, individual commenters
who self-identified as having a
disability, and some commenters from
the general public supported an interim
requirement to retrofit some percentage
of existing kiosks to accelerate the
availability of accessible kiosks at all
locations in an airport. The Trace
Center, NFB, and BBI supported a
phased retrofit schedule such that 25
percent of all deployed kiosks must be
accessible by 1 year, 50 percent by 3
years, 75 percent by 5 years, and 100
percent by 7 years after the effective
date. NCIL advocated a more accelerated
approach for retrofitting that would
have 100 percent of deployed kiosks
accessible by five years after the
effective date. PVA urged the
Department to require that any existing
kiosk that is altered (voluntarily
modified or refurbished, including any
software modification or upgrade) must
be retrofitted to meet the accessibility
standard. The Trace Center conceded
that retrofitting ‘‘can be significantly
more expensive than deploying new
accessible kiosks’’ due to loss of the
lower cost production environment and
economies of scale, as well as the
additional costs of taking kiosks out of
service and the actual cost to modify the
kiosk. They acknowledged that even
activating dormant accessibility features
(e.g., headset connector) can be a
significant undertaking that would take
some lead-time to complete.
The San Francisco International
Airport also recommended retrofitting
some existing kiosks as a reasonable
alternative to requiring only that new
kiosks ordered after the effective date be
accessible. They reasoned that if only
new kiosks must meet the accessibility
requirements, it would create an adverse
incentive for airlines to maintain older
kiosks beyond their useful life and delay
full accessibility for many years. They
thought it likely that the airport
industry would be ready to support
immediate retrofits.
Carriers and the carrier associations
opposed any kind of retrofitting. They
added that many kiosk models could
not be retrofitted because they are near
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the end of their life cycle and are no
longer supported by the manufacturer.
The IATA CUSS working group
estimated incremental costs of at least
$3,000 per kiosk to retrofit to the DOT
standard. ITI said that the costs of
retrofitting an existing kiosk would be
difficult to quantify—particularly older
kiosks with operating systems that are
not compatible with text-to-speech
technology and may not support
software needed for speech output.
They noted that in addition to hardware
costs, there would also be software
certification costs. Several manufacturer
representatives echoed these concerns,
indicating that there are significant
technical feasibility issues associated
with retrofitting.
DOT Decision: The Department
acknowledges that a requirement to
retrofit some percentage of kiosks to
meet the accessibility standard would
accelerate the near-term availability of
accessible machines at airports. While
more rapid near-term availability of
accessible machines is an important
objective, retrofitting is clearly an
expensive, and in some cases,
technically infeasible means to
accomplish it. A shortened compliance
timeline also runs the risk of
insufficient testing to ensure the
successful integration and error-free
operation of all the hardware and
software components of accessible
kiosks. In lieu of requiring retrofitting of
existing kiosks, carriers and airports
will be required to ensure that at least
25 percent of automated kiosks in each
location at an airport are accessible and
that accessible kiosks provided in each
location at the airport provide all the
same functions as the inaccessible
kiosks at that location by ten years after
the rule’s effective date. As mentioned
earlier, with data from carriers and
industry experts confirming that the
typical kiosk life cycle is between five
and seven years, we anticipate that 25
percent of kiosks in all locations at an
airport will have been replaced with
accessible models well before this tenyear deadline. Compliant kiosks will
begin to be installed in locations at
airports no later than 3 years after the
effective date of this rule.
4. Identification and Maintenance
The SNPRM: The Department
proposed to require carriers and airports
to ensure that each accessible automated
kiosk they own, lease, or control in a
location at an airport is visually and
tactilely identifiable as such to users
(e.g., an international symbol of
accessibility affixed to the front of the
device) and is maintained in proper
working condition, until all automated
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kiosks in a location at the airport are
accessible. We proposed to apply these
requirements to airlines under Part 382
and to airports under Part 27.
Comments: The Department received
a very small number of comments on
these provisions. Two disability
organizations supported the
requirement for affixing an international
accessibility symbol. Some commenters
who did not identify as having
disabilities noted that a requirement to
affix a symbol or a sign indicating that
a particular kiosk is accessible may be
helpful to some individuals with
disabilities, such as those with mobility
or cognitive impairments. As a practical
matter, these same commenters noted
that for users with visual impairments,
receiving guidance from airline
personnel to an accessible kiosk made
more sense than affixing an accessibility
symbol they cannot see and which they
could not touch until physically in front
of the machine. Despite such
observations, there were no comments
opposing these specific provisions.
DOT Decision: The Department views
the need for accessible automated kiosks
to be identifiable and maintained in
working condition to be of great
importance particularly since this rule
does not require 100 percent of kiosks
to be accessible. Passengers with
disabilities will experience a greater
impact than other passengers when
accessible kiosk equipment is out of
order since only a portion of them will
be required to be accessible. In assessing
carrier/airport responsibility for
accessible kiosks that are down for
repair periodically during their service
life, the Department will examine
several factors on a case-by-case basis,
including whether maintenance
schedules are in place and followed for
all kiosks owned by the carrier/airport
and whether the maintenance schedules
and policies followed for both
accessible and inaccessible kiosks are
similar. Also, kiosk locations at the
airport will have a mix of accessible and
inaccessible machines so there is value
in requiring that accessible kiosk
models carry the international
accessibility symbol to allow passengers
with a variety of disabilities maximum
independence in locating and using an
accessible kiosk. This requirement will
help ensure that adequate resources are
allocated to maintaining accessible
kiosks, particularly during the first few
years when there are fewer accessible
models at an airport, for parts and
technical training that may otherwise be
given low priority. Since we received no
comments opposing the provisions as
proposed and for the other reasons
mentioned above, the Department is
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5. Other Issues—Federal Preemption
The SNPRM: In the preamble of the
September 2011 SNPRM, we stated that
States are already preempted from
regulating in the area of disability civil
rights in air transportation under the
Airline Deregulation Act, 49 U.S.C.
41713 and the ACAA, 49 U.S.C. 41705.
Comments: In their comments on this
rulemaking, NFB and NCIL both urged
the Department to rectify what they
viewed as erroneous holdings in two
recent court cases alleging that
inaccessible airline kiosks and Web sites
constitute disability discrimination
under State law.47 In both cases, the
court granted the defendant airlines’
motions to dismiss, concluding that
Plaintiffs’ State-based claims alleging
disability discrimination in air
transportation were preempted by the
ACAA and the Airline Deregulation
Act.48 Specifically NFB and NCIL asked
the Department to use agency discretion
to grant passengers with disabilities,
who are protected against disability
discrimination under the ACAA
regulations, additional protection under
other laws, such as the State laws at
issue in the litigation, by including a
saving clause in Part 382.49
As background, we note that in the
case filed by NFB in the United States
District Court for the Northern District
of California, the Department of Justice
filed a Statement of Interest By the
United States reflecting the views of the
Department of Transportation in
support of United’s motion to dismiss.
The statement made three central
arguments supporting Federal
preemption of NFB’s state claims: (1)
Airline kiosks constitute a service that
falls within the preemption provision of
the Airline Deregulation Act; (2) the
ACAA rules apply pervasively not only
to disability discrimination in aviation
generally, but also to the accessibility of
airline kiosks specifically; and (3)
applying a State remedy to NFB’s
discrimination claims would have the
broad effect of undermining the purpose
behind the ACAA regulations. The court
47 See Nat’l Fed’n of the Blind v. United Airlines,
Inc., No. C 10–04816, p. 3 WHA, 2011 WL 1544524
(N.D. Cal. April 25, 2011) and Foley et al v. JetBlue
Airways Corp., No. C 10–3882, p. 3 (N.D. Cal.
August 3, 2011).
48 See Id.
49 NFB and NCIL recommended identical
language for this provision: ‘‘Nothing in these
regulations shall be construed to invalidate or limit
the remedies, rights, and procedures of any federal
law or law of any state or political subdivision of
any state or jurisdiction that provides greater or
equal protection for the rights of individuals with
disabilities than are afforded by these regulations.’’
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agreed with the views of the United
States, finding that NFB’s claims were
preempted under both the Airline
Deregulation Act and the ACAA.50
JetBlue’s dismissal motion
subsequently adopted the preemption
arguments made in the Statement of
Interest By the United States submitted
in the United case, asserting that these
views represented the agency judgment
of the Department of Transportation.51
The court did not agree with JetBlue’s
argument that Web sites and kiosks are
‘‘services’’ affecting economic
deregulation or competition intended to
fall within the scope of the Airline
Deregulation Act and found that the
plaintiffs’ State law claims were not
preempted by the Act. The court agreed,
however, with JetBlue’s arguments that
DOT’s ACAA regulations occupy the
field of disability non-discrimination in
aviation and preempt State law. Citing
provisions in DOT’s 2008 final ACAA
rule requiring airlines to provide
interim accommodations and its intent
stated in the rule’s preamble for further
rulemaking on inaccessible kiosks and
Web sites, the court held that the ACAA
regulations specifically preempt the
field of airline kiosk and Web site
accessibility ‘‘so as to justify the
inference that Congress intended to
exclude state law discrimination claims
relating to these amenities.’’ 52
The Plaintiffs in both cases appealed
the decisions to the Court of Appeals for
the Ninth Circuit. In the NFB case, the
United States filed an amicus curiae
brief and reiterated its arguments that
NFB’s claims were both field and
conflict preempted by the ACAA and
expressly preempted by the Airline
Deregulation Act.53 The case was argued
on November 8, 2012. However, the
Court vacated submission of the case
and will delay its decision pending a
decision by the Supreme Court in
Northwest, Inc. et .al. v. Ginsberg, 695
F.3d 873 (9th Cir. 2012), cert. granted,
—S. Ct. —, 2013 WL 2149802 (May 20,
2013) (No. 12–462).54 The parties in the
JetBlue case filed an unopposed motion
to stay proceedings pending the court’s
decision in the NFB case, and the Court
50 Nat’l Fed’n of the Blind v. United Airlines, Inc.,
No. C 10–04816, p. 2–3 WHA, 2011 WL 1544524
(N.D. Cal. April 25, 2011).
51 Thomas Foley et al. v. JetBlue Airways Corp.,
No. C 10–3882, p. 4 (N.D. Cal. August 3, 2011).
52 Id. at 18–20.
53 Brief for the United States as Amicus Curiae
Supporting Affirmance of the District Court’s
Judgment, Nat’l Fed’n of the Blind v. United
Airlines, Inc., No. 11–16240 (9th Cir. Oct. 18, 2011).
54 Order, Nat’l Fed’n of the Blind v. United
Airlines, No. 11–16240 (9th Cir. May 22, 2013).
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granted that motion on September 22,
2011.55
Notwithstanding the United States’
position and the district courts’
holdings of Federal field preemption
under the ACAA in both cases, in its
comments on this rulemaking, NCIL
pointed to statements in the
Congressional record that the ACAA
was enacted to ensure that airlines
eliminate all discriminatory restrictions
on air travel by persons with disabilities
not related to safety.56 They asserted
that these statements concerning the
ACAA are evidence that ‘‘. . . a
saving[s] clause permitting the
operation of more protective state laws
[was] squarely contemplated by
Congress and should be preserved with
a saving[s] clause.’’
DOT Decision: The Department fully
concurs with NCIL and NFB that the
ACAA was enacted to eliminate
discriminatory restrictions by airlines
on air transportation for people with
disabilities. We continue to strongly
disagree, however, with the notions that
Congress intended State and local
disability non-discrimination laws
applied to aviation to be exempt from
preemption under the Airline
Deregulation Act or to operate
concurrently with the ACAA. As we
outlined in the Statement of Interest
discussed above, the Department
believes that the concurrent operation of
State and local laws would undermine
certain central goals of both the ACAA
and the Airline Deregulation Act.
We believe that the detrimental
impacts resulting from the concurrent
operation of State/local disability nondiscrimination laws on passengers with
disabilities and on air transportation
overall are serious and foreseeable. The
saving clause advocated by NCIL and
NFB would subject airlines to nondiscrimination requirements in scores of
State and local jurisdictions. Aside from
the burden of complying with a
patchwork of State and local disability
regulations on airline economic activity
and competition, passengers with
disabilities would again be subject to
inconsistency and uncertainty regarding
the accommodations they can expect in
air travel. Congress intended that the
ACAA regulations apply accessibility
requirements and compliance deadlines
55 Order, Foley, et al., v. JetBlue Airways Corp.
No. 11–17128 (9th Cir. Sept. 22, 2011).
56 See 132 Cong. Rec. S11, 784–08 (daily ed. Aug.
15, 1986) (statement of Sen. Dole). See also S. Rep.
No. 99–400, at 2, 4 (1986), reprinted in 1986
U.S.C.C.A.N. 2328, 2329, 2331; 132 Cong. Rec.
S11784–08 (daily ed. Aug. 15, 1986); 132 Cong. Rec.
H7057–01 (daily ed. Sept. 17, 1986) (statement of
Rep. Sundquist); S. Rep. No. 99–400, at 2 (1986),
reprinted in 1986 U.S.C.C.A.N. 2328, 2329–30.
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to covered airlines uniformly. The goal
was to ensure that passengers with
disabilities would consistently receive
the same accommodations wherever
their air transportation is subject to U.S.
law. This outcome has largely come
about today due to airlines throughout
the U.S. market being freed to focus
their resources on meeting a single
regulatory and enforcement scheme for
ensuring accessibility. Carriers have not
had to scatter their resources training
employees to meet varying regulatory
requirements for each State in which the
carrier operates. It is our view that
Congress sought to avoid these
foreseeable adverse effects and intended
the ACAA regulation to occupy the legal
field in this area in order to maximize
accessibility across the entire air
transportation market to which the
ACAA applies. Therefore, we believe
the public interest will be best served by
not adding a saving provision to Part
382.
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Regulatory Analysis and Notices
A. Executive Order 12866 (Regulatory
Planning and Review), Executive Order
13563 (Improving Regulation and
Regulatory Review), and DOT
Regulatory Policies and Procedures
This action has been determined to be
significant under Executive Order 12866
and the Department of Transportation’s
Regulatory Policies and Procedures. It
has been reviewed by the Office of
Management and Budget in accordance
with Executive Order 12866 (Regulatory
Planning and Review) and Executive
Order 13563 (Improving Regulation and
Regulatory Review) and is consistent
with the requirements in both orders.
Executive Order 13563 directs agencies
to propose or adopt a regulation only
upon a reasoned determination that its
benefits justify its costs, tailor the
regulation to impose the least burden on
society consistent with obtaining the
regulatory objectives, and in choosing
among alternative regulatory
approaches, select those approaches that
maximize net benefits. Executive Order
13563 recognizes that some benefits and
costs are difficult to quantify and
provides that, where appropriate and
permitted by law, agencies may
consider and discuss qualitatively
values that are difficult or impossible to
quantify, including equity, human
dignity, fairness, and distributive
impacts. This rule promotes such values
by requiring the removal of barriers to
equal access to air transportation
information and services for passengers
with disabilities.
In the Department’s view, the nonquantifiable benefits of kiosk
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accessibility, which the tables below do
not reflect, are wholly consistent with
the ACAA’s mandate to eliminate
discrimination against individuals with
disabilities in air transportation. They
include the increased ability of
individuals with disabilities to
independently access and use with
equal convenience and privacy, and
without stigmatization, the same air
transportation information and services
available to individuals without
disabilities. Specific non-quantifiable
benefits associated with the kiosk
accessibility requirements also include
an enhanced sense of inclusion for
travelers with vision or mobility
disabilities, as well as a decrease in the
stigma of special treatment at the ticket
counter and in their overall waiting time
to check-in. Having a choice of checkin options (e.g., either the automated
kiosk or the check-in counter),
depending on their anticipated
transaction time or personal preference
also has value to many travelers with
disabilities, even if its monetary value
cannot be quantified. The availability of
accessible kiosks will also reduce
waiting times at ticket counters for
travelers without disabilities who are
required to or choose to use the airline
ticket counters for ticket purchase or
check-in and free customer service
agents from routine check-in and seat
assignments tasks to focus on individual
ticketing and baggage issues. Travelers
with and without disabilities will also
benefit from the design features of
accessible kiosks (e.g., travelers who
have difficulty reading English may
benefit from having the ability to hear
the kiosk instructions). We note that
some of the non-quantifiable costs
include the sunk costs of inaccessible
kiosk models currently under
development and occasional increases
in kiosk waiting times that may result
for other travelers initially as new users
become familiar with kiosk features and
applications.
Regarding the Web site accessibility
requirements, we anticipate both nonquantifiable and intrinsically qualitative
benefits. Web sites that meet the WCAG
2.0 Level AA standards will have a
cleaner layout and less content per page,
resulting in improved accessibility not
only for people with severe vision
impairments, but also for those with less
severe disabilities such as low vision,
developmental delays, or epilepsy. Web
site accessibility will also remove a
barrier to travel for independent people
with severe vision impairments, making
it more likely they will travel and
increasing the number of trips they
purchase. For carriers, we expect the
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67911
process of making their Web sites
accessible (e.g., developing a detailed
Web site inventory) to result in an
improved ability to identify and clean
up existing errors and performance
issues (e.g., broken links and circular
references).
There are also potentially important
categories of costs associated with the
Web site accessibility requirements that
are intrinsically qualitative or for which
monetary values cannot be estimated
from the available data. Bringing an
entire air travel Web site into
compliance with WCAG 2.0 Level AA,
for example, may reduce options for
innovation and creative presentation of
Web content. Carriers will also need to
allocate programming resources for
creating and updating Web pages to
ensure regulatory compliance that could
be used to otherwise improve or
increase functionality on their primary
Web sites. Also unknown are the costs
the Department will have to incur to
enforce these rules by acquiring and
maintaining the ability to monitor
covered air travel Web sites, conduct
periodic testing and verification, and
work with carriers to understand and
remedy identified Web site
noncompliance.
The Department believes that the
qualitative and non-quantifiable benefits
of the Web site and kiosk accessibility
requirements nonetheless justify the
costs and make the rule cost beneficial,
even without the economic benefits
displayed in the tables below. The nonquantifiable benefits to individuals with
disabilities, in particular, are integral to
achieving full inclusion and access to
the entire spectrum of air transportation
services, which is the overarching goal
of the ACAA.
The final Regulatory Evaluation
established that the monetized benefits
of the final rule exceed its monetized
costs by $13.5 million using a 3-percent
discount rate. The benefits and costs
were estimated for the 10-year period
beginning two years after the effective
date (which was assumed to be January
1, 2014) for the Web site accessibility
requirements and three years after the
effective date for kiosk accessibility
requirements. The upfront compliance
costs incurred for Web sites in 2014 and
2015 and for kiosks in 2015 and 2016
were rolled forward and included in the
10-year analysis period results cited in
the final regulatory evaluation. The
expected present value of monetized
benefits from the final rule over a 10
year period using a 7-percent discount
rate is estimated at $110.7 million, and
the expected present value of monetized
costs to comply with the final rule over
a 10-year period using a 7-percent
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discount rate is estimated at $114.7
million. The present value of monetized
net benefits over a 10 year period at a
7-percent discount rate is ¥$4.0
million. The table below, taken from the
final Regulatory Evaluation, summarizes
the monetized costs and benefits of the
rule.
PRESENT VALUE OF NET BENEFITS FOR RULE REQUIREMENT
[Millions]
Monetized benefits and costs
Discounting period/rate
Monetized Benefits ......................................
10
10
10
10
10
10
Monetized Costs ..........................................
Monetized Net Benefits ...............................
Years,
Years,
Years,
Years,
Years,
Years,
7%
3%
7%
3%
7%
3%
discounting
discounting
discounting
discounting
discounting
discounting
Web sites
...........................
...........................
...........................
...........................
...........................
...........................
Kiosks
$75.9
90.3
79.8
82.5
(3.9)
7.8
Present value
(millions)
$34.8
42.0
34.9
36.1
(0.1)
5.9
$110.7
132.3
114.7
118.6
(4.0)
13.7
* Present value in 2016 for Web site requirements and 2017 for kiosk requirements.
B. Executive Order 13132 (Federalism)
This final rule has been analyzed in
accordance with the principles and
criteria contained in Executive Order
13132 (‘‘Federalism’’). This final rule
does not include any provision that: (1)
Has substantial direct effects on the
States, the relationship between the
national government and the States, or
the distribution of power and
responsibilities among the various
levels of government; or (2) imposes
substantial direct compliance costs on
State and local governments. With
regard to preemption, this final rule
preempts State law in the area of
disability civil rights in air
transportation. However, State
regulation in this area is already
expressly preempted by the Airline
Deregulation Act, which prohibits States
from enacting or enforcing a law
‘‘related to a price, route, or service of
an air carrier.’’ 57 Furthermore, the
ACAA occupies the field in the area of
nondiscrimination in air travel on the
basis of disability. Therefore, the
consultation and funding requirements
of Executive Order 13132 do not apply.
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C. Executive Order 13175
This final rule has been analyzed in
accordance with the principles and
criteria contained in Executive Order
13175 (‘‘Consultation and Coordination
with Indian Tribal Governments’’).
Because this final rule does not
significantly or uniquely affect the
communities of the Indian tribal
governments or impose substantial
direct compliance costs on them, the
funding and consultation requirements
of Executive Order 13175 do not apply.
D. Regulatory Flexibility Act
The Regulatory Flexibility Act (5
U.S.C. 601 et seq.) requires an agency to
review regulations to assess their impact
57 49
U.S.C. 41713(b)(1).
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on small entities unless the agency
determines that a rule is not expected to
have a significant economic impact on
a substantial number of small entities.
We note that while the Regulatory
Flexibility Act does not apply to foreign
entities, we have examined the effects of
this rule not only on U.S. airports and
air carriers that are small entities under
applicable regulatory provisions, but on
small foreign carriers as well. The Web
site accessibility requirements do not
impact small U.S. and foreign carriers.
Only carriers that operate at least one
aircraft having a seating capacity of
more than 60 passengers are required to
make their Web sites accessible to
passengers with disabilities and ensure
that they provide Web-based discounts
and waive any telephone or walk-in
reservation fees for individuals unable
to use their Web site due to a disability.
This final rule also requires small U.S.
and foreign carriers that own, lease, or
operate proprietary or shared-use
automated kiosks at U.S. airports with
10,000 or more annual enplanements to
install accessible models at each U.S.
airport kiosk location starting three
years after the rule’s effective date until
at least 25 percent of automated kiosks
provided at each location are accessible
and provide all the same functions as
the inaccessible kiosks at each location.
The same requirement applies to
operators of U.S. airports with 10,000 or
more annual enplanements that own,
lease, or operate shared-use automated
kiosks. Research for our initial
regulatory flexibility analysis identified
no small carriers or small airport
authorities covered by the proposed
accessibility requirements that owned or
operated kiosks. Moreover, we received
no comments on the proposed
requirements during the SNPRM public
comment period from small carriers
(those exclusively operating aircraft
with 60 or fewer seats), small airport
authorities (those publicly owned by
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jurisdictions with fewer than 50,000
inhabitants or privately owned by small
entities with annual revenues of $30
million or less under the Small Business
Administration (SBA) size standard), or
other stakeholders that are small
entities. For this final rule, therefore, we
conducted no further analysis on the
impact of the kiosk accessibility
requirements on small entities.
On the basis of the examination
discussed above, the Department
certifies that this rule will not have a
significant economic impact on a
substantial number of small entities. A
copy of the Final Regulatory Flexibility
Analysis has been placed in docket.
E. Paperwork Reduction Act
Under the Paperwork Reduction Act
of 1995 (PRA), a Federal agency may not
conduct or sponsor, and a person is not
required to respond to, a collection of
information unless it displays a valid
control number assigned by the Office of
Management and Budget (OMB) (Pub. L.
104–13, 49 U.S.C. 3501 et seq.). The
Department may not impose a penalty
on persons for violating information
collection requirements when an
information collection required to have
a current OMB control number does not
have one.
The final rule contains two new
information collection requirements that
require approval by OMB under the
PRA. Specifically, section 382.43
requires carriers to provide a
mechanism on their Web sites for
passengers to provide online
notification of their requests for
disability accommodation services (e.g.,
enplaning/deplaning assistance, deaf/
hard of hearing communication
assistance, escort to service animal relief
area, etc.) within two years after the
effective date of this final rule. Section
382.43 also requires carriers to ensure
that a disclaimer is activated when a
user clicks a link on a primary Web site
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to embedded third-party software or an
external Web site. The disclaimer must
inform the user that the software/Web
site is not within the carrier’s control
and may not follow the same
accessibility policies.
As required by the PRA, the
Department invites interested persons to
submit comments on any aspect of these
information collections for 60 days,
including the following: (1) The
necessity and utility of the information
collection, (2) the accuracy of the
estimate of the burden, (3) ways to
enhance the quality, utility, and clarity
of the information to be collected, and
(4) ways to minimize the burden of
collection without reducing the quality
of the collected information.
Organizations and individuals desiring
to submit comments on these
information collection requirements
should direct them to the Office of
Management and Budget, Attention:
Desk Officer for the Office of the
Secretary of Transportation, Office of
Information and Regulatory Affairs, 725
17th Street NW., Washington, DC 20503,
and should also send a copy of their
comments to: Department of
Transportation, Office of Aviation
Enforcement and Proceedings, Office of
the General Counsel, 1200 New Jersey
Avenue SE., Washington, DC 20590.
As noted above, the first of these two
new information collections is
mandated by the requirement that
carriers that market air transportation
online to customers in the U.S. make a
disability accommodation service
request function available on their
primary Web site within two years after
the effective date of this rule. The types
of accommodations a passenger with a
disability may request through the
function would most often include, but
are not limited to, wheelchair
assistance, seating accommodation,
escort assistance for a visually impaired
passenger, and stowage of an assistive
device. Carriers are permitted to require
that a passenger with a disability
provides his/her contact information
(e.g., telephone number, email address)
when making an online service request.
The Department anticipates that
carriers will create a form that contains
1) check boxes corresponding to a
listing of the current IATA disabilityrelated Special Service Request (SSR)
codes currently used to flag electronic
ticket records of passengers requesting
assistance, 2) fields for passenger
contact information to verify requested
services, and 3) an open text box to
describe the specific needs and the
services being requested. We anticipate
that each covered U.S. and foreign
carrier that markets scheduled air
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transportation to the general public in
the United States would incur initial
costs associated with developing and
reviewing the design and
implementation plan for the request
form, developing, coding, and
integrating the form into the Web site,
as well as testing, debugging, and
connecting the form with a backend
database to store the information. None
of these initial costs involve
recordkeeping or reporting activities
under the meaning of the PRA. The
revised final regulatory analysis (FRA)
estimates that it will take an average of
32 labor hours per carrier to develop,
implement, integrate, connect, and test
the online request form. Up to 28
additional hours eventually may be
needed to revise request-handling
procedures and to train staff in the
changes resulting from the new form.
Should carrier associations or some
other entity develop a common request
form that all carriers could adapt and
incorporate to their Web sites, the initial
costs per carrier would be reduced.
The second information collection is
a requirement for carriers to provide a
disclaimer notice for each link on its
primary Web site that enables a user to
access software or an external Web site
that may not follow the same
accessibility policies as the primary
Web site. The disclaimer notice must be
activated the first time a user clicks
such a link before beginning the
software download or transferring the
user to the external Web site. We
anticipate that each covered U.S. and
foreign carrier that markets scheduled
air transportation to the general public
in the United States will incur initial
costs associated with identifying all
links on the Web site that may require
a disclaimer, developing and reviewing
the design and language for the
disclaimer notice, as well as developing,
testing, and deploying the code that
provides this notice to Web site visitors.
However, none of these initial costs
involves recordkeeping or reporting
activities under the meaning of the PRA.
The incremental labor hours associated
with providing the required disclaimer
may vary depending on the number of
links on the Web site to which this
requirement applies. The revised FRA
estimates that it will take an average of
6 labor hours per carrier to develop, test,
and deploy the disclaimer notice.
The title, a description of the
respondents, and an estimate of the
annual recordkeeping and periodic
reporting burden are set forth below for
each of these information collections:
1. Requirement to make a disability
accommodation service request function
available on the primary Web site.
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67913
Respondents: U.S. and foreign air
carriers that own or control a primary
Web site that markets air transportation
within, to, or from the United States, or
a tour (i.e., a combination of air
transportation and ground or cruise
accommodations), or a tour component
(e.g., a hotel stay of a tour) that includes
air transportation within, to, or from the
United States, and that operate at least
one aircraft with a seating capacity of
more than 60 passengers.
Estimated Annual Burden on
Respondents: 32 hours.
Estimated Total Annual Burden:
3,552 hours.
Frequency: One time.
2. Requirement to provide a
disclaimer notice to users when clicking
a link on a primary Web site to
embedded third-party software or an
external Web site.
Respondents: U.S. and foreign air
carriers that own or control a primary
Web site that markets air transportation
within, to, or from the United States, or
a tour (i.e., a combination of air
transportation and ground or cruise
accommodations), or a tour component
(e.g., a hotel stay of a tour) that includes
air transportation within, to, or from the
United States, and that operate at least
one aircraft with a seating capacity of
more than 60 passengers.
Estimated Annual Burden on
Respondents: 6 hours.
Estimated Total Annual Burden: 666
hours.
Frequency: One time.
F. Unfunded Mandates Reform Act
The requirements of Title II of the
Unfunded Mandates Reform Act of 1995
do not apply to civil rights requirements
mandating nondiscrimination; therefore,
the Department has determined that the
Act does not apply to this final rule.
Issued this November 1, 2013, at
Washington, DC.
Anthony R. Foxx,
Secretary of Transportation.
List of Subjects
14 CFR Part 382
Air carriers, Civil rights, Individuals
with disabilities, Reporting and
recordkeeping requirements.
14 CFR Part 399
Administrative practice and
procedure, Air carriers, Air rates and
fares, Air taxis, Consumer protection,
Small businesses
49 CFR Part 27
Airports, Civil rights, Individuals
with disabilities, Reporting and
recordkeeping requirements
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For the reasons set forth in the
preamble, the Department amends 14
CFR parts 382 and 399 and 49 CFR part
27 as follows:
Title 14—Aeronautics and Space
PART 382—NONDISCRIMINATION ON
THE BASIS OF DISABILITY IN AIR
TRAVEL
1. The authority citation for part 382
continues to read as follows:
■
Authority: 49 U.S.C. 41702, 41705, 41712,
and 41310.
2. Section 382.3 is amended by
revising the definition of ‘‘air
transportation’’ and adding definitions
for ‘‘automated airport kiosk,’’
‘‘conforming alternate version,’’ ‘‘flightrelated services,’’ ‘‘primary (or main)
Web site,’’ and ‘‘shared-use automated
airport kiosk’’ in alphabetical order to
read as follows:
■
cancelled flights, seat selection, and
obtaining boarding passes or bag tags.
*
*
*
*
*
Primary (or Main) Web site means the
Web site that is accessed upon entering
the uniform resource locator (e.g.,
www.carriername.com, www.airline
designator code.com) in an Internet
browser from a standard desktop or
laptop computer where the carrier
advertises or sells air transportation to
the public.
*
*
*
*
*
Shared-use automated airport kiosk
means a self-service transaction
machine that is jointly owned,
controlled or leased by an airport
operator and carriers and/or an
independent service provider and that
provides carrier software applications
which enable customers to
independently access flight-related
services.
*
*
*
*
*
§ 382.31
*
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§ 382.3 What do the terms in this rule
mean?
■
*
*
*
*
Air Transportation means interstate or
foreign air transportation or the
transportation of mail by aircraft, as
defined in 49 U.S.C. 40102. Generally
this refers to transportation by aircraft
within, to or from the United States.
*
*
*
*
*
Automated airport kiosk means a selfservice transaction machine that a
carrier owns, leases, or controls and
makes available at a U.S. airport to
enable customers to independently
obtain flight-related services.
*
*
*
*
*
Conforming alternate version means a
Web page that allows a corresponding
non-conforming Web page on the
primary Web site to be included within
the scope of conformance as long as it
meets the WCAG 2.0 Level AA success
criteria, is up-to-date and contains the
same information and functionality in
the same language as the nonconforming page. At least one of the
following applies to a conforming
alternative version:
(1) The conforming version can be
reached from the non-conforming page
via an accessibility-supported
mechanism; or
(2) The non-conforming version can
only be reached from the conforming
version; or
(3) The non-conforming version can
only be reached from a conforming page
that also provides a mechanism to reach
the conforming version.
*
*
*
*
*
Flight-related services mean functions
related to air travel including, but not
limited to, ticket purchase, rebooking
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[Amended]
3. In § 382.31, paragraph (c) is
removed.
■ 4. Section 382.43 is amended by
revising the section heading and adding
paragraphs (c) through (e) to read as
follows:
§ 382.43 Must information and reservation
services of carriers be accessible to
individuals with visual, hearing, and other
disabilities?
*
*
*
*
*
(c) If you are a U.S. or foreign air
carrier that operates at least one aircraft
having a designed seating capacity of
more than 60 passengers and owns or
controls a primary Web site that markets
passenger air transportation, or a tour
(i.e., a combination of air transportation
and ground or cruise accommodations),
or tour component (e.g., a hotel stay)
that must be purchased with air
transportation, you must ensure the
public-facing Web pages on your
primary Web site are accessible to
individuals with disabilities as provided
in paragraphs (c)(1) through (4) of this
section. Only Web sites that market air
transportation to the general public in
the United States must be accessible to
individuals with disabilities. The
following are among the characteristics
of a primary Web site that markets to the
general public in the U.S.: the content
can be viewed in English, the site
advertises or sells flights operating to,
from, or within the United States, and
the site displays fares in U.S. dollars.
(1) Your primary Web site must
conform to all Success Criteria and all
Conformance Requirements from the
World Wide Web Consortium (W3C)
PO 00000
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Fmt 4701
Sfmt 4700
Recommendation 11 December 2008,
Web site Content Accessibility
Guidelines (WCAG) 2.0 for Level AA as
follows:
(i) Web pages associated with
obtaining the following core air travel
services and information that are offered
on your primary Web site are
conformant by December 12, 2015:
(A) Booking or changing a reservation,
including all flight amenities;
(B) Checking in for a flight;
(C) Accessing a personal travel
itinerary;
(D) Accessing the status of a flight;
(E) Accessing a personal frequent flyer
account;
(F) Accessing flight schedules; and
(G) Accessing carrier contact
information.
(ii) All remaining Web pages on your
primary Web site are conformant by
December 12, 2016.
(2) Your primary Web site must be
tested in consultation with individuals
with disabilities or members of
disability organization(s) who use or
want to use carrier Web sites to research
or book air transportation in order to
obtain their feedback on the Web site’s
accessibility and usability before the
dates specified in paragraph (c)(1) of
this section. Collectively, such
individuals must be able to provide
feedback on the usability of the Web site
by individuals with visual, auditory,
tactile, and cognitive disabilities.
Consultation is required to ensure that
your Web site is usable by individuals
with disabilities by the date specified in
paragraph (c)(1).
(3) You are permitted to use a Level
AA conforming alternate version only
when conforming a public-facing Web
page to all WCAG 2.0 Level AA success
criteria would constitute an undue
burden or fundamentally alter the
information or functionality provided
by that page.
(4) You must assist prospective
passengers who indicate that they are
unable to use your Web site due to a
disability and contact you through other
channels (e.g., by telephone or at the
ticket counter) as follows:
(i) Disclose Web-based discount fares
to the passenger if his or her itinerary
qualifies for the discounted fare.
(ii) Provide Web-based amenities to
the passenger, such as waiving any fee
applicable to making a reservation or
purchasing a ticket using a method
other than your Web site (e.g., by
telephone), unless the fee applies to
other customers purchasing the same
fare online.
(d) As a carrier covered under
paragraph (c) of this section, you must
provide a mechanism on your primary
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Federal Register / Vol. 78, No. 218 / Tuesday, November 12, 2013 / Rules and Regulations
Web site for persons with disabilities to
request disability accommodation
services for future flights, including but
not limited to wheelchair assistance,
seating accommodation, escort
assistance for a visually impaired
passenger, and stowage of an assistive
device no later than December 12, 2015.
You may require individuals who
request accommodations using this
mechanism to provide contact
information (e.g., name, daytime phone,
evening phone, and email address) for
follow-up by your customer service
department or medical desk.
(e) As a carrier covered under
paragraph (c) of this section, you must
provide a disclaimer activated when a
user clicks a link on your primary Web
site to an external Web site or to thirdparty software informing the user that
the Web site or software may not follow
the same accessibility policies no later
than December 12, 2016.
■ 5. Section 382.57 is revised to read as
follows:
mstockstill on DSK4VPTVN1PROD with RULES4
§ 382.57 What accessibility requirements
apply to automated airport kiosks?
(a) As a carrier, you must comply with
the following requirements with respect
to any automated airport kiosk you own,
lease, or control at a U.S. airport with
10,000 or more enplanements per year.
(1) You must ensure that all
automated airport kiosks installed on or
after December 12, 2016, are models that
meet the design specifications set forth
in paragraph (c) of this section until at
least 25 percent of automated kiosks
provided in each location at the airport
(i.e., each cluster of kiosks and all standalone kiosks at the airport) meets this
specification.
(2) You must ensure that at least 25
percent of automated kiosks you own,
lease, or control in each location at a
U.S. airport meet the design
specifications in paragraph (c) of this
section by December 12, 2022.
(3) When the kiosks provided in a
location at the airport perform more
than one function (e.g., print boarding
passes/bag tags, accept payment for
flight amenities such as seating
upgrades/meals/WiFi access, rebook
tickets, etc.), you must ensure that the
accessible kiosks provide all the same
functions as the inaccessible kiosks in
that location.
(4) You must ensure that a passenger
with a disability who requests an
accessible automated kiosk is given
priority access to any available
accessible kiosk you own, lease, or
control in that location at the airport.
(5) You must ensure that each
automated airport kiosk that meets the
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design specifications in paragraph (c) of
this section is:
(i) Visually and tactilely identifiable
to users as accessible (e.g., an
international symbol of accessibility
affixed to the front of the device).
(ii) Maintained in proper working
condition.
(b) As a carrier, you must comply
with the following requirements for any
shared-use automated airport kiosks you
jointly own, lease, or control at a U.S.
airport with 10,000 or more
enplanements per year.
(1) You must ensure that all shareduse automated airport kiosks you jointly
own, lease, or control installed on or
after December 12, 2016, meet the
design specifications in paragraph (c) of
this section until at least 25 percent of
automated kiosks provided in each
location at the airport (i.e., each cluster
of kiosks and all stand-alone kiosks at
an airport) meet this specification.
(2) You must ensure that at least 25
percent of shared-use automated kiosks
you own, lease, or control in each
location at the airport meet the design
specifications in paragraph (c) of this
section by December 12, 2022.
(3) When shared-use automated
kiosks provided in a location at the
airport perform more than one function
(e.g., print boarding passes/bag tags,
accept payment for flight amenities such
as seating upgrades/meals/WiFi access,
rebook tickets, etc.), you must ensure
that the accessible kiosks provide all the
same functions as the inaccessible
kiosks in that location.
(4) You must ensure that each
automated airport kiosk that meets the
design specifications set forth in
paragraph (c) of this section is:
(i) Visually and tactilely identifiable
to users as accessible (e.g., an
international symbol of accessibility
affixed to the front of the device; and
(ii) Maintained in proper working
condition.
(5) As a carrier, you are jointly and
severally liable with airport operators
and/or other participating carriers for
ensuring that shared-use automated
airport kiosks are compliant with the
requirements of paragraphs (b) and (c) of
this section.
(c) You must ensure that the
automated airport kiosks provided in
accordance with this section conform to
the following technical accessibility
standards with respect to their physical
design and the functions they perform:
(1) Self contained. Except for personal
headsets and audio loops, automated
kiosks must be operable without
requiring the user to attach assistive
technology.
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67915
(2) Clear floor or ground space. A
clear floor or ground space complying
with section 305 of the U.S. Department
of Justice’s 2010 ADA Standards for
Accessible Design, 28 CFR 35.104
(defining the ‘‘2010 Standards’’ for title
II as the requirements set forth in
appendices B and D to 36 CFR part 1191
and the requirements contained in 28
CFR 35.151) (hereinafter 2010 ADA
Standards) must be provided.
(3) Operable parts. Operable parts
must comply with section 309 of the
2010 ADA Standards, and the following
requirements:
(i) Identification. Operable parts must
be tactilely discernible without
activation;
(ii) Timing. Where a timed response is
required, the user must be alerted
visually and by touch or sound and
must be given the opportunity to
indicate that more time is required;
(iii) Status indicators. Status
indicators, including all locking or
toggle controls or keys (e.g., Caps Lock
and Num Lock keys), must be
discernible visually and by touch or
sound; and
(iv) Color. Color coding must not be
used as the only means of conveying
information, indicating an action,
prompting a response, or distinguishing
a visual element.
(4) Privacy. Automated airport kiosks
must provide the opportunity for the
same degree of privacy of input and
output available to all individuals.
However, if an option is provided to
blank the screen in the speech output
mode, the screen must blank when
activated by the user, not automatically.
(5) Output. Automated airport kiosks
must comply with paragraphs (c)(5)(i)
through (iv) of this section.
(i) Speech output enabled. Automated
airport kiosks must provide an option
for speech output. Operating
instructions and orientation, visible
transaction prompts, user input
verification, error messages, and all
other visual information for full use
must be accessible to and independently
usable by individuals with vision
impairments. Speech output must be
delivered through a mechanism that is
readily available to all users, including
but not limited to, an industry standard
connector or a telephone handset.
Speech output must be recorded or
digitized human, or synthesized. Speech
output must be coordinated with
information displayed on the screen.
Speech output must comply with
paragraphs (c)(5)(i)(A) through (F) of
this section.
(A) When asterisks or other masking
characters are used to represent
personal identification numbers or other
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visual output that is not displayed for
security purposes, the masking
characters must be spoken (‘‘*’’ spoken
as ‘‘asterisk’’) rather than presented as
beep tones or speech representing the
concealed information.
(B) Advertisements and other similar
information are not required to be
audible unless they convey information
that can be used in the transaction being
conducted.
(C) Speech for any single function
must be automatically interrupted when
a transaction is selected or navigation
controls are used. Speech must be
capable of being repeated and paused by
the user.
(D) Where receipts, tickets, or other
outputs are provided as a result of a
transaction, speech output must include
all information necessary to complete or
verify the transaction, except that—
(1) Automated airport kiosk location,
date and time of transaction, customer
account numbers, and the kiosk
identifier are not required to be audible;
(2) Information that duplicates
information available on-screen and
already presented audibly is not
required to be repeated; and
(3) Printed copies of a carrier’s
contract of carriage, applicable fare
rules, itineraries and other similar
supplemental information that may be
included with a boarding pass are not
required to be audible.
(ii) Volume control. Automated kiosks
must provide volume control complying
with paragraphs (c)(5)(ii)(A) and (B) of
this section.
(A) Private listening. Where speech
required by paragraph (c)(5)(i) of this
section is delivered through a
mechanism for private listening, the
automated kiosk must provide a means
for the user to control the volume. A
function must be provided to
automatically reset the volume to the
default level after every use.
(B) Speaker volume. Where sound is
delivered through speakers on the
automated kiosk, incremental volume
control must be provided with output
amplification up to a level of at least 65
dB SPL. Where the ambient noise level
of the environment is above 45 dB SPL,
a volume gain of at least 20 dB above
the ambient level must be user
selectable. A function must be provided
to automatically reset the volume to the
default level after every use.
(iii) Captioning. Multimedia content
that contains speech or other audio
information necessary for the
comprehension of the content must be
open or closed captioned.
Advertisements and other similar
information are not required to be
captioned unless they convey
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18:40 Nov 08, 2013
Jkt 232001
information that can be used in the
transaction being conducted.
(iv) Tickets and boarding passes.
Where tickets or boarding passes are
provided, tickets and boarding passes
must have an orientation that is tactilely
discernible if orientation is important to
further use of the ticket or boarding
pass.
(6) Input. Input devices must comply
with paragraphs (c)(6)(i) through (iv) of
this section.
(i) Input controls. At least one input
control that is tactilely discernible
without activation must be provided for
each function. Where provided, key
surfaces not on active areas of display
screens, must be raised above
surrounding surfaces. Where touch or
membrane keys are the only method of
input, each must be tactilely discernible
from surrounding surfaces and adjacent
keys.
(ii) Alphabetic keys. Alphabetic keys
must be arranged in a QWERTY
keyboard layout. The ‘‘F’’ and ‘‘J’’ keys
must be tactilely distinct from the other
keys.
(iii) Numeric keys. Numeric keys must
be arranged in a 12-key ascending or
descending keypad layout or must be
arranged in a row above the alphabetic
keys on a QWERTY keyboard. The ‘‘5’’
key must be tactilely distinct from the
other keys.
(iv) Function keys. Function keys
must comply with paragraphs
(c)(6)(iv)(A) and (B) of this section.
(A) Contrast. Function keys must
contrast visually from background
surfaces. Characters and symbols on key
surfaces must contrast visually from key
surfaces. Visual contrast must be either
light-on-dark or dark-on-light. However,
tactile symbols required by (c)(6)(iv)(B)
are not required to comply with
(c)(6)(iv)(A) of this section.
(B) Tactile symbols. Function key
surfaces must have tactile symbols as
follows: Enter or Proceed key: raised
circle; Clear or Correct key: raised left
arrow; Cancel key: raised letter ex; Add
Value key: raised plus sign; Decrease
Value key: raised minus sign.
(7) Display screen. The display screen
must comply with paragraphs (c)(7)(i)
and (ii) of this section.
(i) Visibility. The display screen must
be visible from a point located 40 inches
(1015 mm) above the center of the clear
floor space in front of the automated
kiosk.
(ii) Characters. Characters displayed
on the screen must be in a sans serif
font. Characters must be 3/16 inch (4.8
mm) high minimum based on the
uppercase letter ‘‘I.’’ Characters must
contrast with their background with a
PO 00000
Frm 00036
Fmt 4701
Sfmt 4700
minimum luminosity contrast ratio of
3:1.
(8) Braille instructions. Braille
instructions for initiating the speech
mode must be provided. Braille must
comply with section 703.3 of the 2010
ADA Standards.
(9) Biometrics. Biometrics must not be
the only means for user identification or
control, unless at least two biometric
options that use different biological
characteristics are provided.
(d) You must provide equivalent
service upon request to passengers with
a disability who cannot readily use your
automated airport kiosks (e.g., by
directing a passenger who is blind to an
accessible automated kiosk, assisting a
passenger in using an inaccessible
automated kiosk, assisting a passenger
who due to his or her disability cannot
use an accessible automated kiosk by
allowing the passenger to come to the
front of the line at the check-in counter).
PART 399—STATEMENTS OF
GENERAL POLICY [AMENDED]
4. The authority citation for part 399
is revised to read as follows:
■
Authority: 49 U.S.C. 41712
5. Section 399.80 is amended by
revising the introductory text, adding
reserved paragraphs (o) through (r), and
adding paragraph (s) to read as follows:
■
§ 399.80 Unfair and deceptive practices of
ticket agents.
It is the policy of the Department to
regard as an unfair or deceptive practice
or unfair method of competition the
practices enumerated in paragraphs (a)
through (m) of this section by a ticket
agent of any size and the practice
enumerated in paragraph (s) by a ticket
agent that sells air transportation online
and is not considered a small business
under the Small Business
Administration’s size standards set forth
in 13 CFR 121.201:
*
*
*
*
*
(o)–(r) [Reserved]
(s) Failing to disclose and offer Webbased discount fares on or after June 10,
2014, to prospective passengers who
contact the agent through other
channels (e.g., by telephone or in the
agent’s place of business) and indicate
they are unable to use the agent’s Web
site due to a disability.
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Federal Register / Vol. 78, No. 218 / Tuesday, November 12, 2013 / Rules and Regulations
Title 49—Transportation
PART 27—NONDISCRIMINATION ON
THE BASIS OF DISABILITY IN
PROGRAMS OR ACTIVITIES
RECEIVING FEDERAL FINANCIAL
ASSISTANCE
6. The authority citation for part 27
continues to read as follows:
■
Authority: Sec. 504 of the Rehabilitation
Act of 1973, as amended (29 U.S.C. 794); sec.
16(a) and (d) of the Federal Transit Act of
1964, as amended (49 U.S.C. 5310(a) and (f);
sec. 165(b) of the Federal-Aid Highway Act
of 1973, as amended (23 U.S.C. 142 nt.).
7. Section 27.71 is amended by adding
reserved paragraphs (h) and (i) and
paragraphs (j) and (k) to read as follows:
■
§ 27.71
Airport facilities.
mstockstill on DSK4VPTVN1PROD with RULES4
*
*
*
*
*
(h) [Reserved]
(i) [Reserved]
(j) Shared-use automated airport
kiosks. This paragraph applies to U.S.
airports with 10,000 or more annual
enplanements.
(1) Airport operators that jointly own,
lease, or control automated airport
kiosks with carriers at U.S. airports
must ensure that all shared-use
automated kiosks installed on or after
December 12, 2016 meet the design
specifications set forth in paragraph (k)
of this section until at least 25 percent
of kiosks provided in each location at
the airport (i.e., each cluster of kiosks
and all stand-alone kiosks at the airport)
meet this specification.
(2) Airport operators must ensure that
at least 25 percent of shared-use
automated airport kiosks they jointly
own, lease, or control with carriers in
each location at the airport meet the
design specifications in paragraph (k) of
this section by December 12, 2022.
(3) When shared-use kiosks provided
in a location at the airport perform more
than one function (e.g., print boarding
passes/bag tags, accept payment for
flight amenities such as seating
upgrades/meals/WiFi access, rebook
tickets, etc.), the accessible kiosks must
provide all the same functions as the
inaccessible kiosks in that location.
(4) Each shared-use automated kiosk
that meets the design specifications in
paragraph (k) of this section must be
visually and tactilely identifiable to
users as accessible (e.g., an international
symbol of accessibility affixed to the
front of the device) and maintained in
proper working condition.
(5) Airport operators are jointly and
severally liable with carriers for
ensuring that shared-use automated
airport kiosks are compliant with the
requirements of paragraphs (j) and (k) of
this section.
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Jkt 232001
(k) Shared-use automated airport
kiosks provided in accordance with
paragraph (j) of this section must
conform to the following technical
accessibility standards with respect to
their physical design and the functions
they perform:
(1) Self contained. Except for personal
headsets and audio loops, automated
kiosks must be operable without
requiring the user to attach assistive
technology.
(2) Clear floor or ground space. A
clear floor or ground space complying
with section 305 of the U.S. Department
of Justice’s 2010 ADA Standards for
Accessible Design, 28 CFR 35.104
(defining the ‘‘2010 Standards’’ for title
II as the requirements set forth in
appendices B and D to 36 CFR part 1191
and the requirements contained in 28
CFR 35.151) (hereinafter 2010 ADA
Standards) must be provided.
(3) Operable parts. Operable parts
must comply with section 309 of the
2010 ADA Standards, and the following
requirements:
(i) Identification. Operable parts must
be tactilely discernible without
activation;
(ii) Timing. Where a timed response is
required, the user must be alerted
visually and by touch or sound and
must be given the opportunity to
indicate that more time is required;
(iii) Status indicators. Status
indicators, including all locking or
toggle controls or keys (e.g., Caps Lock
and Num Lock keys), must be
discernible visually and by touch or
sound; and
(iv) Color. Color coding must not be
used as the only means of conveying
information, indicating an action,
prompting a response, or distinguishing
a visual element.
(4) Privacy. Automated airport kiosks
must provide the opportunity for the
same degree of privacy of input and
output available to all individuals.
However, if an option is provided to
blank the screen in the speech output
mode, the screen must blank when
activated by the user, not automatically.
(5) Output. Automated airport kiosks
must comply with paragraphs (k)(5)(i)
through (iv) of this section.
(i) Speech output enabled. Automated
airport kiosks must provide an option
for speech output. Operating
instructions and orientation, visible
transaction prompts, user input
verification, error messages, and all
other visual information for full use
must be accessible to and independently
usable by individuals with vision
impairments. Speech output must be
delivered through a mechanism that is
readily available to all users, including
PO 00000
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Fmt 4701
Sfmt 4700
67917
but not limited to, an industry standard
connector or a telephone handset.
Speech output must be recorded or
digitized human, or synthesized. Speech
output must be coordinated with
information displayed on the screen.
Speech output must comply with
paragraphs (k)(5)(i)(A) through (D) of
this section.
(A) When asterisks or other masking
characters are used to represent
personal identification numbers or other
visual output that is not displayed for
security purposes, the masking
characters must be spoken (‘‘*’’ spoken
as ‘‘asterisk’’) rather than presented as
beep tones or speech representing the
concealed information.
(B) Advertisements and other similar
information are not required to be
audible unless they convey information
that can be used in the transaction being
conducted.
(C) Speech for any single function
must be automatically interrupted when
a transaction is selected or navigation
controls are used. Speech must be
capable of being repeated and paused by
the user.
(D) Where receipts, tickets, or other
outputs are provided as a result of a
transaction, speech output must include
all information necessary to complete or
verify the transaction, except that (1) Automated airport kiosk location,
date and time of transaction, customer
account numbers, and the kiosk
identifier are not required to be audible;
(2) Information that duplicates
information available on-screen and
already presented audibly is not
required to be repeated; and
(3) Printed copies of a carrier’s
contract of carriage, applicable fare
rules, itineraries and other similar
supplemental information that may be
included with a boarding pass are not
required to be audible.
(ii) Volume control. Automated kiosks
must provide volume control complying
with paragraphs (k)(5)(ii)(A) and (B) of
this section.
(A) Private listening. Where speech
required by paragraph (k)(5)(i) is
delivered through a mechanism for
private listening, the automated kiosk
must provide a means for the user to
control the volume. A function must be
provided to automatically reset the
volume to the default level after every
use.
(B) Speaker volume. Where sound is
delivered through speakers on the
automated kiosk, incremental volume
control must be provided with output
amplification up to a level of at least 65
dB SPL. Where the ambient noise level
of the environment is above 45 dB SPL,
a volume gain of at least 20 dB above
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the ambient level must be user
selectable. A function must be provided
to automatically reset the volume to the
default level after every use.
(iii) Captioning. Multimedia content
that contains speech or other audio
information necessary for the
comprehension of the content must be
open or closed captioned.
Advertisements and other similar
information are not required to be
captioned unless they convey
information that can be used in the
transaction being conducted.
(iv) Tickets and boarding passes.
Where tickets or boarding passes are
provided, tickets and boarding passes
must have an orientation that is tactilely
discernible if orientation is important to
further use of the ticket or boarding
pass.
(6) Input. Input devices must comply
with paragraphs (k)(6)(i) through (iv) of
this section.
(i) Input controls. At least one input
control that is tactilely discernible
without activation must be provided for
each function. Where provided, key
surfaces not on active areas of display
screens, must be raised above
surrounding surfaces. Where touch or
membrane keys are the only method of
input, each must be tactilely discernible
from surrounding surfaces and adjacent
keys.
(ii) Alphabetic keys. Alphabetic keys
must be arranged in a QWERTY
keyboard layout. The ‘‘F’’ and ‘‘J’’ keys
must be tactilely distinct from the other
keys.
(iii) Numeric keys. Numeric keys must
be arranged in a 12-key ascending or
descending keypad layout or must be
arranged in a row above the alphabetic
keys on a QWERTY keyboard. The ‘‘5’’
key must be tactilely distinct from the
other keys.
(iv) Function keys. Function keys
must comply with paragraphs
(k)(6)(iv)(A) and (B) of this section.
(A) Contrast. Function keys must
contrast visually from background
surfaces. Characters and symbols on key
surfaces must contrast visually from key
surfaces. Visual contrast must be either
light-on-dark or dark-on-light. However,
tactile symbols required by (k)(6)(iv)(B)
are not required to comply with
paragraph (k)(6)(iv)(A) of this section.
(B) Tactile symbols. Function key
surfaces must have tactile symbols as
follows: Enter or Proceed key: raised
circle; Clear or Correct key: raised left
arrow; Cancel key: raised letter ex; Add
Value key: raised plus sign; Decrease
Value key: raised minus sign.
(7) Display screen. The display screen
must comply with paragraphs (k)(7)(i)
and (ii) of this section.
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18:40 Nov 08, 2013
Jkt 232001
(i) Visibility. The display screen must
be visible from a point located 40 inches
(1015 mm) above the center of the clear
floor space in front of the automated
kiosk.
(ii) Characters. Characters displayed
on the screen must be in a sans serif
font. Characters must be 3/16 inch (4.8
mm) high minimum based on the
uppercase letter ‘‘I.’’ Characters must
contrast with their background with a
minimum luminosity contrast ratio of
3:1.
(8) Braille instructions. Braille
instructions for initiating the speech
mode must be provided. Braille must
comply with section 703.3 of the 2010
ADA Standards.
(9) Biometrics. Biometrics must not be
the only means for user identification or
control, unless at least two biometric
options that use different biological
characteristics are provided.
[FR Doc. 2013–26749 Filed 11–7–13; 4:15 pm]
BILLING CODE 4910–9X–P
DEPARTMENT OF TRANSPORTATION
Office of the Secretary
14 CFR Part 382
[Docket No. DOT–OST–2011–0098]
RIN 2105–AD87
Nondiscrimination on the Basis of
Disability in Air Travel; Accessibility of
Aircraft and Stowage of Wheelchairs
Office of the Secretary (OST),
Department of Transportation (DOT).
ACTION: Final rule.
AGENCY:
The Department of
Transportation is issuing a final rule to
allow airlines to use the seat-strapping
method (placing a wheelchair across a
row of seats using a strap kit that
complies with applicable Federal
Aviation Administration or foreign
government regulations on the stowage
of cargo in the cabin compartment) to
transport a passenger’s manual folding
wheelchair in the cabin of aircraft.
DATES: This rule is effective January 13,
2014.
FOR FURTHER INFORMATION CONTACT:
Amna Arshad or Blane A. Workie,
Office of the Assistant General Counsel
for Aviation Enforcement and
Proceedings, Department of
Transportation, 1200 New Jersey
Avenue SE., Washington, DC 20590,
(202) 366–9342 (phone), 202–366–7152
(fax), amna.arshad@dot.gov or
blane.workie@dot.gov (email).
Arrangements to receive this notice in
SUMMARY:
PO 00000
Frm 00038
Fmt 4701
Sfmt 4700
an alternative format may be made by
contacting the above named individuals.
SUPPLEMENTARY INFORMATION:
Background
The Air Carrier Access Act (ACAA)
prohibits discrimination by U.S. and
foreign carriers against passengers with
disabilities. (See 49 U.S.C. 41705) Its
implementing regulation, 14 CFR Part
382 (Part 382), contains detailed
standards and requirements to ensure
carriers provide nondiscriminatory
service to passengers with disabilities. A
requirement that U.S. carriers provide
in-cabin space for a folding passenger
wheelchair was originally adopted in
1990. (55 FR 8007.) At that time the
Department’s intention was that new
aircraft would have a designated space
(e.g., a closet or similar compartment) in
which one passenger’s wheelchair could
be stowed. The practice of seatstrapping, placing a wheelchair across a
row of seats using a strap kit that
complies with applicable Federal
Aviation Administration (FAA) or
foreign government regulations on the
stowage of cargo in the cabin
compartment, was not authorized in the
regulatory text or even mentioned in the
original rulemaking. However, it was
subsequently permitted under
Department enforcement policy as an
alternative to compliance with the
regulation’s requirement with respect to
accommodating a passenger’s manual
folding wheelchair in the cabin on
covered aircraft (aircraft with a design
passenger seat capacity of 100 or more
seats that were ordered after April 5,
1990, or delivered after April 5, 1992).
Whenever we reference passenger
seating capacity in this or other
economic or civil rights aviation
rulemakings, we are referring to the
manufacturer’s designed seating
capacity.
Part 382 was updated on May 13,
2008, to cover foreign air carriers,
among other things. (73 FR 27614.) The
Department determined in the final rule
issued in 2008 that it was best not to
retain the seat-strapping policy in the
new rule with respect to new aircraft
(i.e., aircraft ordered after May 13, 2009,
or delivered after May 13, 2010), and
required, consistent with the intent of
the original 1990 rule, that new aircraft
be capable of accommodating a
passenger’s wheelchair in a priority
stowage space in the cabin. See 14 CFR
382.123(c). The Department made this
decision because of concerns that seatstrapping: (1) Is an awkward way of
transporting a wheelchair in the cabin;
(2) can result in less timely stowage and
return of the passenger’s wheelchair; (3)
E:\FR\FM\12NOR4.SGM
12NOR4
Agencies
[Federal Register Volume 78, Number 218 (Tuesday, November 12, 2013)]
[Rules and Regulations]
[Pages 67881-67918]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-26749]
[[Page 67881]]
Vol. 78
Tuesday,
No. 218
November 12, 2013
Part V
Department of Transportation
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Office of the Secretary
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14 CFR Parts 382 and 399
49 CFR Part 27
Nondiscrimination on the Basis of Disability in Air Travel:
Accessibility of Web Sites and Automated Kiosks at U.S. Airports and
Accessibility of Aircraft and Stowage of Wheelchairs; Final Rules
Federal Register / Vol. 78 , No. 218 / Tuesday, November 12, 2013 /
Rules and Regulations
[[Page 67882]]
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DEPARTMENT OF TRANSPORTATION
Office of the Secretary
14 CFR Parts 382 and 399
49 CFR Part 27
[Docket No. DOT-OST-2011-0177]
RIN 2105-AD96
Nondiscrimination on the Basis of Disability in Air Travel:
Accessibility of Web Sites and Automated Kiosks at U.S. Airports
AGENCY: Office of the Secretary, DOT.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The Department of Transportation is amending its rules
implementing the Air Carrier Access Act (ACAA) to require U.S. air
carriers and foreign air carriers to make their Web sites that market
air transportation to the general public in the United States
accessible to individuals with disabilities. In addition, the
Department is amending its rule that prohibits unfair and deceptive
practices and unfair methods of competition to require ticket agents
that are not small businesses to disclose and offer Web-based fares to
passengers who indicate that they are unable to use the agents' Web
sites due to a disability. DOT is also requiring U.S. and foreign air
carriers to ensure that kiosks meet detailed accessibility design
standards specified in this rule until a total of at least 25 percent
of automated kiosks in each location at the airport meet these
standards. In addition, the Department is amending its rule
implementing the Rehabilitation Act to require U.S. airport operators
meet the same accessibility standards.
DATES: This rule is effective December 12, 2013.
FOR FURTHER INFORMATION CONTACT: Kathleen Blank Riether, Senior
Attorney, Office of the Assistant General Counsel for Aviation
Enforcement and Proceedings, U.S. Department of Transportation, 1200
New Jersey Ave. SE., Washington, DC 20590, 202-366-9342 (phone), 202-
366-7152 (fax), kathleen.blankriether@dot.gov. You may also contact
Blane A. Workie, Deputy Assistant General Counsel, Office of the
Assistant General Counsel for Aviation Enforcement and Proceedings,
Department of Transportation, at the same address, 202-366-9342
(phone), 202-366-7152 (fax), blane.workie@dot.gov. You may obtain
copies of this rule in an accessible format by contacting the above
named individuals.
SUPPLEMENTARY INFORMATION: The Department of Transportation is amending
its rule implementing the Air Carrier Access Act (ACAA) to require U.S.
air carriers and foreign air carriers to make their Web sites that
market air transportation to the general public in the United States
accessible to individuals with disabilities. Specifically, we are
requiring U.S. and foreign air carriers that operate at least one
aircraft having a seating capacity of more than 60 passengers to ensure
that their primary Web sites are accessible. The requirements will be
implemented in two phases. Web pages that provide core air travel
services and information (e.g., booking or changing a reservation) must
be accessible by December 12, 2015. All remaining pages on a carrier's
Web site must be accessible by December 12, 2016. Web sites must
conform to the standard for accessibility contained in the widely
accepted Web site Content Accessibility Guidelines (WCAG) 2.0 and meet
the Level AA Success Criteria. In addition, the Department is amending
its rule that prohibits unfair and deceptive practices and unfair
methods of competition to require ticket agents that are not small
businesses to disclose and offer Web-based fares on or after June 10,
2014, to passengers who indicate that they are unable to use the
agents' Web sites due to a disability.
DOT is also requiring U.S. and foreign air carriers that own,
lease, or control automated airport kiosks at U.S. airports with 10,000
or more annual enplanements to ensure that kiosks installed after
December 12, 2016, meet detailed accessibility design standards
specified in this rule until a total of at least 25 percent of
automated kiosks in each location at the airport meet these standards.
In addition, accessible kiosks provided in each location at the airport
must provide all the same functions as the inaccessible kiosks in that
location. These goals must be met by December 12, 2022. In addition,
the Department is amending its rule implementing the Rehabilitation Act
to require U.S. airport operators that jointly own, lease, or control
automated airport kiosks with U.S. or foreign air carriers to work with
the carriers to ensure that the kiosks installed after December 12,
2016, meet the same accessibility standards. The accessibility standard
for automated airport kiosks set forth in this rule is based, in part,
on the standard for automated teller and fare machines established by
the Department of Justice in the 2010 amendment to its Americans with
Disabilities Act (ADA) rules.
Executive Summary
The purpose of this rulemaking is to ensure that passengers with
disabilities have equal access to the same air travel-related
information and services that are available to passengers without
disabilities through airline Web sites and airport kiosks. In the
Department's view, equal access means that passengers with disabilities
can obtain the same information and services on airline Web sites and
airport kiosks as conveniently and independently as passengers without
disabilities. We expect this rulemaking to be a major step toward
ending unequal access in air transportation for people with
disabilities resulting from inaccessible carrier Web sites and airport
kiosks.
Today, individuals with disabilities often cannot use an airline's
Web site because it is not accessible. There are many disadvantages to
not being able to do so even with the existing prohibition on airlines
charging fees to passengers with disabilities for telephone or in-
person reservations, or not making web fare discounts available to
passengers with disabilities who cannot use inaccessible Web sites. For
example, the cheapest prices for air fares and ancillary services are
almost always on the airline's Web site. As a practical matter, the
cheapest fares may not be made available to many consumers with
disabilities who book by phone or in person as they may be unaware of
their right to ask for the Web fare discounts. A few airlines also do
not have telephone reservation operations or ticket offices, making it
particularly difficult for passengers with disabilities to purchase
tickets from them. Inaccessible Web sites also prevent persons with
disabilities from checking out many airlines' fares online for the best
price before making a choice, booking an online reservation any time of
day or night, or avoiding long wait times associated with making
telephone reservations. Many also can't always take advantage of
checking-in early online to save time as passengers without
disabilities can. The reality is that some people with disabilities
currently lack access to most, if not all, of the information and
services on certain carriers' Web sites that are available to their
non-disabled counterparts.
As for airport kiosks, many passengers today use airport kiosks
when arriving at the airport to finalize their travel preparations,
whether scanning a passport to check in, printing a boarding pass,
cancelling/rebooking a ticket, or printing baggage tags. The
convenience of airport kiosks simplifies the airport
[[Page 67883]]
experience of countless travelers as they independently conduct the
necessary transactions and head to their departure gates. For many
passengers with disabilities who are otherwise self-sufficient, using
an airport kiosk can only be done with assistance from others. In many
instances, passengers who cannot use a kiosk due to a disability are
simply directed to a line at the ticket counter where they receive
expedited service from an agent. This is not a good solution as it
denies travelers with disabilities their rights to function
independently and excludes them from the advantages other air travelers
enjoy in using kiosks.
The legal authority for the Department's regulatory action
affecting 14 CFR part 382 is 49 U.S.C. 41702, 41705, 41712, and 41310.
Our legal authority for regulatory action affecting 49 CFR part 27 is
Section 504 of the Rehabilitation Act of 1973, as amended (29 U.S.C.
794). Below is a summary of the major provisions of this regulatory
action.
Summary of Major Provisions
------------------------------------------------------------------------
------------------------------------------------------------------------
Web Site Accessibility
------------------------------------------------------------------------
Scope/Coverage......................... Requires U.S. and
foreign carriers that operate
at least one aircraft having a
seating capacity of more than
60 passengers, and own or
control a primary Web site
that markets air
transportation to consumers in
the United States to ensure
that public-facing pages on
their primary Web site are
accessible to individuals with
disabilities.
Requires ticket agents
that are not small businesses
to disclose and offer Web-
based fares to passengers who
indicate that they are unable
to use an agent's Web site due
to a disability.
Web Site Accessibility Standard........ Requires carriers to
ensure that Web pages on their
primary Web sites associated
with core travel information
and services conform to all
Level AA success criteria of
the Web Content Accessibility
Guidelines (WCAG) 2.0 within
two years of the rule's
effective date and that all
other Web pages on their
primary Web sites are
conformant within three years
of the rule's effective date.
Usability Testing of Web Sites......... Requires carriers to
test the usability of their
accessible primary Web sites
in consultation with
individuals or organizations
representing visual, auditory,
tactile, and cognitive
disabilities.
Equivalent Service..................... Requires carriers to
provide applicable Web-based
fare discounts and other Web-
based amenities to customers
with a disability who cannot
use their Web sites due to a
disability.
Requires ticket agents
to provide applicable Web-
based fare discounts on and
after 180 days from the rule's
effective date to customers
with a disability who cannot
use an agent's Web sites due
to a disability.
Online Disability Accommodation Requires carriers to
Requests. make an online service request
form available within two
years of the rule's effective
date for passengers with
disabilities to request
services including, but not
limited to, wheelchair
assistance, seating
accommodation, escort
assistance for a visually
impaired passenger, and
stowage of an assistive
device.
------------------------------------------------------------------------
Automated Airport Kiosk Accessibility
------------------------------------------------------------------------
Scope, Coverage, and Kiosk Requires U.S. and
Accessibility. foreign air carriers that own,
lease, or control automated
airport kiosks at U.S.
airports with 10,000 or more
annual enplanements to ensure
that all new automated airport
kiosks installed three or more
years after the rule's
effective date meet required
technical accessibility
standards until at least 25
percent of automated kiosks in
each location at the airport
is accessible. Accessible
kiosks provided in each
location at the airport must
provide all the same functions
as the inaccessible kiosks in
that location. These goals
must be met within ten years
after the rule's effective
date.
Requires airlines and
airports to ensure that all
shared-use automated airport
kiosks installed three or more
years after the rule's
effective date meet required
technical accessibility
standards until at least 25
percent of automated kiosks in
each location at the airport
is accessible. Accessible
kiosks provided in each
location at the airport must
provide all the same functions
as the inaccessible kiosks in
that location. These goals
must be met within ten years
after the rule's effective
date.
Identification and Maintenance of Requires carriers and
Accessible Kiosks. airports to ensure that
accessible automated airport
kiosks are visually and
tactilely identifiable and
maintained in working
condition.
Joint and Several Liability............ Makes carriers and
airports jointly and severally
liable for ensuring that
shared-use automated airport
kiosks meet accessibility
requirements.
Priority Access........................ Requires carriers to
give passengers with a
disability requesting an
accessible automated kiosk
priority access to any
available accessible kiosk the
carrier owns, leases, or
controls in that location at
the airport.
[[Page 67884]]
Equivalent Service..................... Requires carriers to
provide equivalent service
upon request to passengers
with a disability who cannot
readily use their automated
airport kiosks.
------------------------------------------------------------------------
Summary of Regulatory Analysis
The regulatory analysis summarized in the table below shows that
the estimated monetized costs of the Web site and kiosk requirements
exceed their estimated monetized benefits at the 7% discount rate but
the monetized benefits exceed the costs at the 3% discount rate. The
present value of monetized net benefits for a 10-year analysis period
is estimated to be -$4.0 million at a 7% discount rate and $13.7
million at a 3% discount rate. Additional benefits and costs were also
identified for which quantitative estimates could not be developed. The
Department believes that the qualitative and non-quantifiable benefits
of the Web site and kiosk accessibility requirements combined with the
quantifiable benefits justify the costs and make the total benefits of
the rule exceed the total costs of the rule. A more detailed discussion
of the monetized benefits and costs for the final Web site and kiosk
accessibility requirements is provided in the Regulatory Analysis and
Notices section below.
Present Value of Net Benefits for Rule Requirements*
[millions]
----------------------------------------------------------------------------------------------------------------
Discounting period/ Present value
Monetized benefits and costs rate Web sites Kiosks (millions)
----------------------------------------------------------------------------------------------------------------
Monetized Benefits................. 10 Years, 7% $75.9 $34.8 $110.7
discounting.
10 Years, 3% 90.3 42.0 132.3
discounting.
Monetized Costs.................... 10 Years, 7% 79.8 34.9 114.7
discounting.
10 Years, 3% 82.5 36.1 118.6
discounting.
Monetized Net Benefits............. 10 Years, 7% (3.9) (0.1) (4.0)
discounting.
10 Years, 3% 7.8 5.9 13.7
discounting.
----------------------------------------------------------------------------------------------------------------
* Present value in 2016 for Web site requirements and 2017 for kiosk requirements.
Background
On May 13, 2008, the Department of Transportation (``Department''
or ``DOT,'' also ``we'' or ``us'') amended 14 CFR Part 382 (Part 382),
its ACAA rule, to apply the rule to foreign carriers and to add new
provisions concerning passengers who use medical oxygen and those who
are deaf or hard of hearing, among other things.\1\ The final rule
consolidated and took final action on proposals from three separate
notices of proposed rulemaking (NPRM).\2\ In the preamble of the 2008
final rule, we announced that we would defer final action on certain
proposals and issues set forth in the three NPRMs in order to seek
further information on their cost and technical feasibility through a
supplemental notice of proposed rulemaking (SNPRM). Among the issues we
intended to revisit in the SNPRM was a proposal in the initial NPRM to
require carriers and their agents to make their Web sites accessible to
people with vision impairments and other disabilities. See 69 FR 64364,
64382-83 (November 4, 2004), hereinafter ``Foreign Carrier NPRM.'' We
also pledged to seek further comment on kiosk accessibility, which we
had discussed in the preamble of the initial NPRM. See Id. at 64370. In
the 2008 final rule, as an interim measure, we mandated that carriers
ensure passengers with disabilities who cannot use inaccessible kiosks
or inaccessible Web sites are provided equivalent service.
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\1\ 73 FR 27614-27687 (May 13, 2008), as modified by 74 FR
11469-11472 (March 18, 2009) and 75 FR 44885-44887 (July 30, 2010).
\2\ Nondiscrimination on the Basis of Disability in Air Travel,
Notice of Proposed Rulemaking, 69 FR 64364-64395 (November 4, 2004);
Nondiscrimination on the Basis of Disability in Air Travel--Medical
Oxygen and Portable Respiration Assistive Devices, Notice of
Proposed Rulemaking, 70 FR 53108-53117 (September 7, 2005); and
Accommodations for Individuals Who Are Deaf, Hard of Hearing, or
Deaf-Blind, Notice of Proposed Rulemaking, 71 FR 9285-9299 (February
23, 2006).
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On September 26, 2011, the Department published an SNPRM proposing
to require U.S. and foreign air carriers to make their Web sites
accessible to individuals with disabilities and to ensure that their
ticket agents do the same. We also proposed to require U.S. and foreign
air carriers to ensure that their proprietary and shared-use automated
airport kiosks are accessible to individuals with disabilities. In
addition, we proposed to revise our rule implementing Section 504 of
the Rehabilitation Act of 1973, as amended (29 U.S.C. 794) to require
U.S. airports to work with airlines to ensure that shared-use automated
airport kiosks are accessible to individuals with disabilities. The
SNPRM also set forth the technical criteria and procedures that we
proposed to apply to automated airport kiosks and to Web sites on which
air transportation is marketed to the general public in the United
States to ensure that individuals with disabilities can readily use
these technologies to obtain the same information and services as other
members of the public. See 76 FR 59307 (September 26, 2011). Comments
on the SNPRM were to be filed by November 25, 2011.
Request for Clarification and Extension of Comment Period
In October 2011, the Department received a joint request from the
Air Transport Association (now Airlines for America), the International
Air Transport Association, the Air Carrier Association of America, and
the Regional Airline Association for clarification of the proposal and
a 120-day extension of the comment period. The carrier associations
specifically asked DOT to clarify the following with regard to our Web
site accessibility proposals: 1) whether the scope of the proposed Web
site accessibility requirements included the non-U.S. Web sites of U.S.
carriers (e.g., country-specific Web sites maintained by U.S. carriers
for the purpose of selling to consumers in countries other than the
United States); 2) the meaning of the terms ``primary,'' ``main,'' and
``public-facing'' as used in the proposed Web
[[Page 67885]]
site requirements; 3) whether the term ``alternate conforming version''
as described in the SNPRM would encompass ``text-only'' features
offered by some carriers on their primary Web sites; 4) whether
carriers would be responsible under the proposed requirement to ensure
that the Web sites of large tour operators and carrier alliances are
accessible; 5) the Department's authority to regulate ticket agent Web
sites directly under 49 U.S.C. 41712, rather than indirectly through
the carriers under the ACAA; and 6) the basis for our estimates of the
recurring costs associated with maintaining Web site accessibility.
Regarding the Department's kiosk accessibility proposals, the carrier
associations asked for clarification concerning: 1) whether the
Department intended to require some retrofitting of automated airport
kiosks in the final rule in the absence of a specific proposal on the
issue in the SNPRM; and 2) whether automated ticket scanners at U.S.
airports would be covered by the proposed accessibility requirements.
We received additional requests shortly thereafter from the Association
of Asia Pacific Airlines (AAPA) and the Interactive Travel Services
Association (ITSA) to extend the comment deadline.
By early November 2011, members of the disability community and
advocacy organizations were also requesting that we delay the closing
of the comment period until accessibility issues concerning the comment
form available at www.regulations.gov could be resolved. In response,
we sought expedited action from the Regulations.gov workgroup to
correct the accessibility problems with the form and issued a notice in
the Federal Register on November 21, 2011, outlining alternative
methods for submitting comments until the comment form could be made
fully accessible. See 76 FR 71914 (November 21, 2011). This notice also
addressed the carrier associations' clarification requests and extended
the public comment period until January 9, 2012.
We responded to the carrier associations' inquiries concerning our
Web site accessibility requirements by explaining that it was our
intention to exclude from the accessibility requirements both U.S. and
foreign air carrier Web sites that market air transportation solely to
consumers outside of the United States. We also further defined
``public-facing'' Web pages as those on a carrier's or agent's Web site
intended for access and use by the general public rather than for
limited access (e.g., by carrier employees only). For carriers that
own, lease, or control multiple Web sites that market air
transportation and offer related services and information, we explained
that its ``primary'' or ``main'' Web site is the one accessed upon
entering the uniform resource locator ``www.carriername.com'' in an
Internet browser from a standard desktop or laptop computer. We note
that some carriers use their IATA airline designator code or other
convention in their primary Web site URL (e.g., www.aa.com, www.virgin-atlantic.com). We further explained that a carrier's text-only Web page
may only be considered a conforming alternate version if (1) it
provides the same content and functionality as the corresponding non-
conforming page on the carrier's primary Web site, (2) it can be
reached via an accessible link from the primary Web site, (3) the
content conforms with WCAG 2.0 Level A and AA success criteria, and (4)
it is promptly updated to reflect all changes to content available to
its non-disabled customers on the primary Web site. In response to the
request for clarification regarding the applicability of the
accessibility requirements to ticket agent Web sites, we also explained
that the requirements would apply to Web sites of large tour operators,
since both travel agents and tour operators fall within the definition
of ticket agent found in 49 U.S.C. 40102(a)(45). Carrier alliance Web
sites, on the other hand, are operated by carriers but are not primary
carrier Web sites and therefore would not be covered.
Regarding the question raised about the Department's assertion of
its authority to regulate ticket agents directly while proposing to
regulate ticket agents indirectly through the carriers, we stated that
it was our intention to gather more information from the public about
the course of action that would best serve the public interest. We
stated in the notice that the Department's authority under 49 U.S.C.
41712 extends to unfair practices, including discrimination against a
protected class of consumers by ticket agents,\3\ in this case
discrimination against individuals with disabilities who are excluded
from using the agents' inaccessible Web sites solely due to their
disabilities. We acknowledged that the Department of Justice (DOJ) was
also likely to mandate that ticket agents make their Web sites
accessible under a future amendment to that agency's rule implementing
title III of the ADA. At the same time, we stated our intention to
pursue a regulatory approach vis-[agrave]-vis the accessibility of
ticket agent Web sites that would best serve the goal of achieving Web
site accessibility for all in the shortest reasonable time frame.
Finally, we corrected the errors in the SNPRM and preliminary
regulatory evaluation concerning the estimated annual cost of
maintaining Web site accessibility and re-explained the basis of the
cost estimate.
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\3\ 49 U.S.C. 41712 authorizes the Secretary of Transportation
to investigate and determine whether an air carrier, foreign air
carrier, or ticket agent has been or is engaged in an unfair or
deceptive practice or an unfair method of competition in air
transportation or the sale of air transportation, and if so, to stop
such practice or method.
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Regarding the carrier associations' inquiries about our proposals
concerning accessible automated airport kiosks, we explained that: (1)
Although we did not propose to require retrofitting of existing kiosks,
we were seeking information about the technical feasibility and cost
impact of retrofitting some number of kiosks before the end of their
life cycle if that should be necessary to ensure at least some
accessible kiosks in every location at the airport within a reasonable
time after the rule goes into effect; and (2) automated ticket scanners
would fall within the scope of automated kiosks the Department intended
to cover under the proposed requirements.
The Department received 84 comments on issues raised in the SNPRM
from industry and advocacy organizations, academic institutions, and
members of the public. The industry comments included: two from airline
associations (the Association of Asia Pacific Airlines (AAPA), as well
as a joint submission by Airlines for America (A4A), the International
Air Transport Association (IATA), Regional Airline Association (RAA)
and Air Carrier Association of America that also included comments from
the Airports Council International--North America (ACI-NA)), two from
airports (San Francisco International and Denver International), three
from U.S. carriers (Spirit Airlines, Allegiant Air, LLC, and Virgin
America), four from foreign air carriers (Air New Zealand Limited, All
Nippon Airways, Condor Flugdienst GmbH, and El Al Israel Airlines
Ltd.), four from travel agency or tour operator associations (a joint
submission by the American Society of Travel Agents (ASTA) and the
National Tour Association (NTA), a joint submission by NTA and Student
and Youth Travel Association (SYTA), as well as separate submissions by
the Interactive Travel Services Association (ITSA), and the United
States Tour Operators Association (USTOA)), and one from a trade
association representing leading companies in the information and
[[Page 67886]]
communication technology sector (Information Technology Industry
Council (ITI)). Advocacy organization comments included one airline
passenger consumer organization (Association for Airline Passenger
Rights) and 11 submissions from disability advocacy organizations (a
joint submission by the American Council of the Blind (ACB) and
American Foundation of the Blind (AFB), Consortium for Citizens with
Disabilities (CCD), a joint submission by the National Association of
the Deaf (NAD), Deaf and Hard of Hearing Consumer Advocacy Network
(DEAFCAN), Telecommunications for Deaf and Hard of Hearing, Inc.
(TDHH), Association of Late-Deafened Adults, Inc. (ALDA), Hearing Loss
Association of America (HLAA), and California Coalition of Agencies
Serving the Deaf and Hard of Hearing (CCASDHH), and individual
submissions by Disability Rights New Jersey (DRNJ), Silicon Valley
Independent Living Center (SVILC), National Federation of the Blind
(NFB), United Spinal Association (United Spinal), Association of Blind
Citizens (ABC), National Council on Independent Living (NCIL), American
Association of People with Disabilities (AAPD), Paralyzed Veterans of
America (PVA), and Open Doors Organization (ODO)). Comments from
academic institutes included one each from the Burton Blatt Institute
(BBI) at Syracuse University, the Department of Computer and
Information Sciences at Towson University, and the Trace Research and
Development Center (Trace Center) at the University of Wisconsin, and
two from the Cornell e-Rulemaking Initiative (CeRI) at Cornell
University. There were also 22 individual and joint submissions from
students at the University of Pittsburgh School of Law. Nearly 30
individual members of the public also posted comments, 21 of whom
identified themselves as persons with disabilities or relatives of the
same.
One submission from the Cornell e-Rulemaking Initiative consisted
of summaries of the public discussion on the SNPRM proposals that
occurred on its Regulation Room Web site, https://www.regulationroom.org. The Regulation Room Web site is a pilot project
in which members of the public can learn about and discuss proposed
Federal regulations and provide feedback to agency decision makers. The
Department partnered with Cornell University on this open government
initiative of the Obama administration in order to discover the best
ways to use Web 2.0 and social networking technologies to increase
effective public involvement in the rulemaking process. During the
period the SNPRM was available for comment on the Regulation Room Web
site, there were nearly 8,000 unique visitors to the site. Those who
registered to participate in the discussion totaled 53 and of those, 29
identified as having a disability. A total of 103 comments were posted
by 31 of the 53 registered respondents, with 18 comments submitted by
respondents identifying as having a disability. The Regulation Room
submitted summaries to the Department of the online discussions
addressing the accessibility standards, applicability, scope of the
requirements, benefits and costs, and implementation approach of the
proposed accessibility requirements for both Web sites and kiosks.
The Department has carefully reviewed and considered all the
comments received. A summary of the proposed requirements and related
questions asked in the SNPRM, the public comments responsive to those
proposals, and the Department's responses are set forth in the sections
that follow.
Summary of Comments and Responses
Web Site Accessibility
In the September 2011 SNPRM, we proposed to require that U.S. and
foreign air carriers ensure that the public-facing content of a primary
Web site they own or control that markets air transportation \4\ to the
general public in the United States conforms to the WCAG 2.0 Success
Criteria and all Conformance Requirements at Level A and Level AA. We
explained that the proposed requirements would apply to foreign
carriers only with respect to public-facing pages on Web sites they own
or control that market air transportation to the general public in the
United States and made clear in the November 2011 notice that this same
limitation would apply to U.S. carriers as well. For both U.S. and
foreign carriers, our intent was to exclude from coverage public-facing
content on primary Web sites they own or control that market flights to
the general public outside of the United States. We explained that the
characteristics of a covered primary Web site that markets air
transportation to the general public inside the United States includes,
but is not limited to, a site that: (1) Contains an option to view
content in English, (2) advertises or sells flights operating to, from,
or within the United States, and (3) displays fares in U.S. dollars. We
note that non-English (e.g., Spanish) Web sites targeting a U.S. market
segment would also be covered; whereas Web sites that block sales to
customers with U.S. addresses or telephone numbers, even if in English,
would not. We also stated our intention to continue requiring carriers
to make applicable discounted Web-based fares and other Web-based
amenities available to passengers who self-identify as being unable to
use an inaccessible Web site due to their disability and to extend the
requirement to do the same for passengers who self-identify as being
unable to use the carrier's Web site that meets the WCAG 2.0 standard
due to their disability.
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\4\ 49 U.S.C. 40102(a)(5) defines ``air transportation'' as
foreign air transportation, interstate air transportation, or the
transportation of mail by aircraft. 49 U.S.C. 40102(a)(23) defines
``foreign air transportation'' as the transportation of passengers
or property by aircraft as a common carrier for compensation, or the
transportation of mail by aircraft, between a place in the United
States and a place outside of the United States when any part of the
transportation is by aircraft. 49 U.S.C. 40102(a)(25) defines
``interstate transportation'' as the transportation of passengers or
property by aircraft as a common carrier for compensation, or the
transportation of mail by aircraft between a place in a State,
territory, or possession of the United States and (i) a place in the
District of Columbia or another State, territory, or possession of
the United States; (ii) Hawaii and another place in Hawaii through
the airspace over a place outside Hawaii; (iii) the District of
Columbia and another place in the District of Columbia; or (iv) a
territory or possession of the United States and another place in
the same territory or possession; and when any part of the
transportation is by aircraft.
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In addition to the content on their primary Web sites, the
Department proposed to require U.S. and foreign carriers to ensure that
when their ticket agents are providing schedule and fare information
and marketing covered air transportation services to the general public
in the United States on Web sites, that these ticket agent Web sites
also meet the WCAG 2.0 standard. We proposed to limit the scope of the
carriers' responsibility to ensure agent Web site accessibility to the
Web sites of agents that are not small businesses as defined by the
Small Business Administration under 13 CFR 121.201 (i.e., travel agents
or tour operators with annual receipts exceeding $19 million).
Specifically with regard to small ticket agents, we proposed to permit
carriers to market air transportation on the inaccessible Web sites of
such agents but at the same time require carriers to ensure that those
small agents make Web-based discount fares available and waive
applicable reservation fees to a passenger who indicates that he or she
is unable to use an agent's Web site and purchases tickets using
another method, unless the fee would apply to other customers
purchasing the same ticket online.
[[Page 67887]]
Finally, we proposed a tiered implementation approach in which the
WCAG 2.0 standard at Level A and AA would apply to (1) a new or
completely redesigned primary Web site brought online 180 or more days
after the effective date of the final rule; (2) Web pages on an
existing Web site associated with core air travel services and
information \5\ to be conformant either on a primary Web site or by
providing accessible links from the associated pages on a primary Web
site to corresponding accessible pages on a mobile Web site by one year
after the final rule's effective date; and (3) all covered Web pages on
a carrier's primary Web site by two years after the final rule's
effective date.
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\5\ In the September 2011 SNPRM, the Department defined core air
travel services and information on Web sites as the booking and
check-in functions as well as information pertaining to personal
flight itinerary, flight status, frequent flyer account, flight
schedules, and carrier contact information available to consumers on
a carrier's primary Web site.
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1. Technical Standard for Web Site Accessibility
The SNPRM: The Department proposed WCAG 2.0 at Level AA (Level AA
includes all the Level A success criteria) as the required
accessibility standard for all public-facing Web pages involved in
marketing air transportation to the general public in the United States
on primary carrier and ticket agent Web sites.
Comments: The comments submitted jointly by A4A, IATA, ACI-NA, RAA,
and the Air Carrier Association of America opposed mandating a single
technical standard for Web site accessibility. They supported various
compliance options that, for the most part, would provide increased
access for passengers with disabilities to some, but not all, of the
content on primary carrier Web sites through an alternative text-only
or Mobile Web site conformant with any of the following standards: WCAG
1.0, WCAG 2.0 at Level A, existing Section 508 standards, or Mobile Web
Best Practices (MWBP) 1.0 (if applicable). Two of the options they
proposed would allow carriers to establish an alternative Web site
(i.e., text-only or mobile Web site) containing only the proposed core
air travel information and essential functions to which they would
apply the accessibility standard of their choice. Two other options
they proposed would allow them to apply the standard of choice to
limited portions of a carrier's primary Web site (i.e., either to newly
designed Web pages or to Web pages associated with core air travel
services and information). These compliance options proposed by the
carrier associations, as well as other electronic information and
communication technology issues discussed in the SNPRM, are presented
in greater detail below in the section on Scope. Regarding compliance
with the WCAG 2.0 standard at Level AA, the carrier associations
asserted that requiring carriers to comply with WCAG 2.0 would ``set a
very high bar that exceeds federal government Web site accessibility
requirements.'' They commented that no government agency currently is
required to meet the WCAG 2.0 Level A and AA standards, maintaining
that the section 508 Web site standard agencies are required to meet is
the equivalent of the WCAG 1.0 standard.\6\ They argued that the
airline industry should not be the ``test case'' or the first to
implement WCAG 2.0.
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\6\ See 36 CFR 1194.22, Note par. 2, stating that ``Web pages
that conform to WCAG 1.0, level A (i.e., all priority 1 checkpoints)
must also meet paragraphs (l), (m), (n), (o), and (p) of this
section to comply with this section.''
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Although the Association of Asia Pacific Airlines (AAPA) did not
specifically oppose the WCAG 2.0 standard, they noted that requiring
airlines to apply the standard to primary Web sites which include
covered and non-covered content could result in the airlines having to
revamp Web pages and shared electronic data sources outside the scope
of the requirement from which the covered Web sites obtain information.
This concern was echoed by foreign carriers that commented
individually, although none of the comments provided any information
about the amount of non-covered content they anticipated having to
change. AAPA also expressed concern that foreign carriers may
eventually be required by the law of their countries to meet a
different Web site accessibility standard. Another carrier commenting
individually supported compliance with the WCAG 2.0 Level A standard
but only for those portions of its Web site involved in providing core
air transportation information and functions. Other carriers objected
to the Department requiring the WCAG 2.0 standard altogether, opining
that it is ``not widely used on commercial Web sites'' or that the
technical criteria are ``highly subjective.'' One U.S. carrier was
unopposed to the WCAG 2.0 Level AA standard as long as the Department
allowed two years to achieve compliance.
The American Aviation Institute (AAI) supported the Department's
proposal to require conformance with the WCAG 2.0 Level AA, but again,
only on those pages involved with providing core information and
functions. The Information Technology Industry Council (ITI),
representing 50 leading companies in the information and communications
technology industry, urged the Department not to require any technical
standard other than WCAG 2.0, stating: ``WCAG 2.0 is the most current
and complete standard for web accessibility and is expected to be the
basis for the updated Section 508 also. For harmonization purposes, ITI
strongly recommends only accepting WCAG 2.0.''
With rare exception, individual commenters who self-identified as
having a disability supported WCAG 2.0 as the applicable standard for
Web site accessibility. Virtually all advocacy organizations
representing individuals with disabilities across the spectrum also
supported WCAG 2.0, with more than half specifically endorsing the
Level AA success criteria as the appropriate standard. All of the
advocacy organization commenters representing individuals who are
blind, deaf, or hard of hearing specifically endorsed the Level AA
success criteria. ACB and AFB also urged the Department to adopt the
Authoring Tools Accessibility Guidelines (ATAG) 1.0, a World Wide Web
Consortium \7\ (W3C) guideline that defines how authoring tools should
assist Web developers in producing Web content that is accessible and
conforms to WCAG. (ATAG will be discussed in a later section on
Implementation Approach and Schedule.) There were a few comments
suggesting that all Level A success criteria and only selected criteria
from Level AA be required.
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\7\ The World Wide Web Consortium is an international community
that develops open standards to ensure the long-term growth of the
Web. One of its primary goals is to make the benefits that the Web
enables, including human communication, commerce, and opportunities
to share knowledge, available to all people.
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The leading commenters representing ticket agents (ASTA, NTA,
USTOA, and ITSA) felt strongly that the Department should refrain from
requiring carriers to ensure that their agent Web sites conform to the
WCAG 2.0 standard or any other specific accessibility standard at this
time. ITSA, in particular, advocated that the Department allow
carriers, as well as agents, to adopt any acceptable standard at any
compliance level. Citing the DOJ's concurrent rulemaking concerning Web
site accessibility standards applicable to entities covered under ADA
title III regulations,\8\ ticket agent commenters
[[Page 67888]]
also urged that both agencies coordinate the technical accessibility
criteria each intends to apply so that Web site accessibility
requirements are consistent. A number of these commenters felt that the
Department should postpone imposing a Web site accessibility standard
for ticket agent Web sites until the DOJ rulemaking is completed.
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\8\ 75 FR 43460-43467 (July 26, 2010).
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DOT Decision: After considering the arguments raised by the carrier
and ticket agent associations to postpone requiring any standard until
after the DOJ rulemaking on Web site accessibility is complete, we have
concluded that there is no compelling reason to defer promulgating a
WCAG 2.0 based standard applicable to the Web sites of carriers. Since
WCAG 2.0 is by far the front-runner among the existing accessibility
standards world-wide, and both the Access Board and the Department of
Justice have sought public comment on incorporating WCAG 2.0 technical
criteria into the existing section 508 standard or directly adopting
the standard,\9\ the Department believes there is ample justification
for adopting WCAG 2.0 at Level AA as the accessibility standard for
carrier Web sites that market air transportation to the public in the
United States.
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\9\ See 75 FR 43452-43460 (title II) and 75 FR 43460-43467
(title III) (July 26, 2010); see also 75 FR 13457 (March 22, 2010)
and 76 FR 76640 (December 8, 2011).
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We note that well before DOT published its SNPRM in September 2011,
both DOJ and the Access Board had embarked upon rulemakings that
address Web site accessibility standards. The DOJ rulemakings sought
comment on the standard for Web site accessibility it should adopt for
entities covered by ADA titles II and III.\10\ Specifically, DOJ asked
whether it should adopt the WCAG 2.0 Level AA success criteria, whether
it should consider adopting another WCAG 2.0 success criteria level, or
whether it should instead adopt the section 508 standards rather than
the WCAG 2.0 guidelines as the applicable standards for Web site
accessibility. In addition, the Telecommunications and Electronic and
Information Technology Advisory Committee (TEITAC) recommended to the
Access Board that the Section 508 standard be harmonized with WCAG
2.0.\11\ The Access Board, in turn, sought public comment in two
successive advance notices of proposed rulemaking on adopting WCAG 2.0
as the successor to the current section 508 standards for Web content,
forms and applications.\12\
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\10\ See 75 FR 43460-43467 (July 26, 2010).
\11\ TEITAC was established in 2006 to review the existing
Section 508 standards and Telecommunications Act accessibility
guidelines and advise the Access Board concerning needed changes,
including the need for standardization across markets globally. Its
members represented the electronic information technology industry,
disability groups, standard-setting bodies in the United States and
abroad, and government agencies. TEITAC recommended in its 2008
final report that the Access Board seek to harmonize the Section 508
standards with the WCAG 2.0 standards to improve accessibility and
facilitate compliance.
\12\ See 75 FR 13457 (March 22, 2010) and 76 FR 76640 (December
8, 2011).
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This consensus is corroborated by many indicators that WCAG 2.0 is
the most robust and well supported accessibility standard currently in
use. The developers of WCAG 2.0 have made an array of technical
resources available on the W3C Web site at no cost to assist companies
in implementing the standard.
In addition, foreign governments increasingly are adopting WCAG 2.0
Level AA either as guidelines for evaluating nondiscrimination in
providing Web site access \13\ or as the official legal standard for
accessibility on government Web sites.\14\ Australian government
agencies are currently required to be compliant at WCAG 2.0 Level A and
upgrade to Level AA by December 31, 2014.\15\ In August 2011, the
Canadian government adopted a requirement for government agencies to
bring most content on their public Web sites into compliance with the
WCAG 2.0 Level AA standard by July 31, 2013.\16\ The Canadian
government also released a resource tool in March 2013, to assist air
terminal operators in implementing the government's voluntary Code of
Practice on accessibility of non-national airports system air
terminals.\17\ The guidance recommends that terminal operators conform
their Web sites to the WCAG 2.0 standard. All official Web sites of the
European Union institutions are currently expected to follow the WCAG
1.0 guidelines for accessible Web content, and the EU Commission has
proposed to require 12 categories of EU public sector Web sites to meet
WCAG 2.0 at Level AA by December 31, 2014.\18\ Hong Kong government
sites are currently required to meet the WCAG 2.0 at Level AA.\19\ New
Zealand government sites must meet the same standards by July 1, 2017,
with some limited exceptions.\20\ France and Germany have national
standards that are based on, but not identical to, WCAG 2.0 (Level AA),
while United Kingdom government Web sites are required to comply with
either WCAG 1.0 or 2.0 at the AA level.\21\ The European
Telecommunications Standards Institute (ETSI) is seeking public comment
on a draft proposal to adopt harmonized accessibility standards for
European public information and communication technology (ICT)
procurements that specifically proposes WCAG 2.0 Level AA as the Web
content accessibility standard.\22\
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\13\ See 76 FR 76640, 76644, nt. 4 (December 8, 2011).
\14\ See 76 FR 76640, 76644, nt. 5 and 6 (December 8, 2011).
\15\ See Australian Government Web Guide, https://webguide.gov.au/accessibility-usability/accessibility/ (last visited
July 2, 2013).
\16\ See Government of Canada Standard on Web Accessibility,
https://www.tbs-sct.gc.ca/pol/doc-eng.aspx?section=text&id=23601
(last visited July 2, 2013).
\17\ See Accessibility of Non-National Airports System Air
Terminals: Code of Practice, https://www.otc-cta.gc.ca/eng/publication/accessibility-non-national-airports-system-air-terminals-code-practice (last visited August 26, 2013).
\18\ See Directive of the European Parliament and of the Council
on the Accessibility of Public Sector Bodies' Web sites, https://ec.europa.eu/digital-agenda/en/news/proposal-directive-european-parliament-and-council-accessibility-public-sector-bodies-Web sites
(last visited July 2, 2013).
\19\ See Guidelines on Dissemination of Information Through
Government Web sites, https://www.ogcio.gov.hk/en/community/web_accessibility/doc/disseminationguidelines.pdf (last visited July 2,
2013).
\20\ See New Zealand Government (Web Accessibility Standard
1.0), https://webtoolkit.govt.nz/standards/web-accessibility-standard/ (last visited July 2, 2013).
\21\ See Powermapper Software Blog, Government Accessibility
Standards and WCAG 2.0, https://blog.powermapper.com/blog/post/Government-Accessibility-Standards.aspx (last visited July 9, 2013
\22\ See Draft EN 301 549 V1.0.0, Human Factors (HF);
Accessibility Requirements for Public Procurement of ICT products
and services in Europe, (2013-02). The public comment period on the
draft closes July 28, 2013.
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The Department considered requiring conformance with WCAG 2.0 Level
A success criteria only, which are feasible standards for Web
developers and would ensure the removal of major accessibility
barriers. Level AA, however, contains additional guidelines and
recommendations that provide a more comprehensive level of Web site
accessibility for people with various types of disabilities. Examples
of Level AA success criteria that provide additional access beyond what
Level A provides include minimum contrast ratios for regular and large
text, capability to resize text, consistent order of the navigation
links that repeat on Web pages when navigating through a site, and the
availability of multiple ways for the users to find Web pages on a
site. As the foregoing discussion on government Web site accessibility
standards indicates, the Level AA success criteria are widely regarded
as feasible for Web content developers to implement. Moreover, the
Level AA success criteria appear to be most often
[[Page 67889]]
specified when conformance with WCAG is required and are most often
adopted when Web sites voluntarily use WCAG.\23\ Level AAA success
criteria, while providing a high level of accessibility, are not
recommended for entire Web sites because they are much more challenging
to implement and all criteria cannot be satisfied for some Web
content.\24\ For these reasons, the Department is persuaded that Level
AA is the compliance level that can provide the highest practicable
level of Web site accessibility.
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\23\ See WCAG 2.0 Overview, https://www.evengrounds.com/wcag-tutorial/overview (last visited July 2, 2013).
\24\ See Web Content Accessibility Guidelines (WCAG) 2.0, https://www.w3.org/TR/WCAG/ (last visited August 22, 2012.)
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Regarding the carrier associations' assertion that requiring
airlines to comply with the WCAG 2.0 standard sets ``a very high bar
that exceeds federal government Web site accessibility requirements,''
we believe they overstate the actual differences between the section
508 and WCAG 2.0 standards. From a practical standpoint, WCAG 2.0
success criteria largely standardize best practices that were developed
in response to the requirements of the current section 508 standards.
In addition, WCAG 2.0 success criteria that do not correspond to the
current section 508 standards were developed to address perceived gaps
and deficiencies in the current section 508 standards. Overall, the
WCAG 2.0 success criteria spell out more specific requirements for
aspects of the Web site coding function than section 508 provides, such
as consistent identification of functional elements that repeat across
Web pages, specific standards for color contrast, multimedia player
controls, and compatibility with assistive technology.
2. Usability and Performance Standards
The SNPRM: In the September 2011 SNPRM preamble, we asked for
comment on whether we should adopt a performance standard in lieu of or
in addition to the proposed technical standards in the final rule, as
well as on the types and versions of assistive technologies to which
performance standards should apply. We also sought comment on the
feasibility and value of requiring airlines to seek feedback from the
disability community on the accessibility of their Web sites through
periodic monitoring and feedback on their usability. In addition, we
wanted to know whether the Department should require carriers to
develop guidance manuals for their Web site developers on implementing
the WCAG 2.0 standard so that their Web sites are functionally usable
by individuals with disabilities.
Comments: Disability advocacy organizations strongly urged the
Department to adopt a set of performance standards in addition to the
WCAG 2.0 Level AA technical standard. ACB and AFB advocated the
adoption of a general performance standard consistent with the broader
accessibility standard of effective communication articulated in the
DOJ ADA title II and III regulations.\25\ They argued that mere
compliance with the technical standards would not be enough to ensure
that Web sites would be fully accessible to people with disabilities.
NFB, ABC, NCIL, CCD, and BBI also supported pairing the WCAG technical
standard with a performance standard to ensure accessibility and
usability by a range of individuals with sensory, physical, and
cognitive disabilities. Acknowledging the difficulty of measuring
performance standards, NCIL suggested several possible measures,
including the rate of success of users with disabilities in
accomplishing various tasks on the Web site, the average time it takes
for a group of users with disabilities to accomplish a task as compared
to a group of non-disabled users, and required compatibility of a Web
site with the most widely used accessibility software and technologies
to ensure usability by as many people as possible.
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\25\ The Department of Justice requires covered entities to
ensure effective communication through auxiliary aids and services
that are ``provided in accessible formats, in a timely manner, and
in such a way as to protect the privacy and independence of the
individual with a disability.'' See 28 CFR 35.160 (b) and 28 CFR
36.303(c)(1)(ii).
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While most industry commenters did not specifically address
performance standards, the carrier associations opposed the adoption of
any kind of prescriptive standard, including specific performance
standards. ITSA noted that making Web pages accessible involves
performance trade-offs and that imposing rigid performance standards
would result in costs and technical challenges that may not be
feasible. The Cornell e-Rulemaking Initiative (CeRI), an academic
initiative working to facilitate public comment on DOT rulemakings,
sought to conform its Web site to WCAG 2.0 at Level AA in preparation
for soliciting public comments on DOT's rulemaking on Web site and
kiosk accessibility. Their experience led them to conclude that
applying performance standards broadly may have limited usefulness.
They note, for example, that performance standards are typically
developed based on a specific version of a specific assistive
technology used to access Web sites and therefore are not useful for
testing earlier versions of the technology (e.g., a Web site that meets
a performance standard accessed by a user with the latest version of
JAWS screen reader software may not meet the performance standard if
accessed using an earlier version of the software). They also noted
that with regard to specific assistive technologies, compatibility with
evolving technical standards and user proficiency has an impact on
whether performance standards are helpful in testing the usability of a
Web site. ITI expressed concern about the many questions related to
specific combinations of browsers, operating systems, assistive
technologies, and disability types that would need to be considered and
the cost impact of developing and testing specific performance
standards. As an alternative, ITI suggested introducing a mechanism for
end users of a Web site that already meets the WCAG 2.0 technical
standard to be able to report on specific accessibility issues
encountered on that Web site.
BBI supported a requirement for carriers to develop internal
guidance manuals, pointing out that such documents are useful for
training new or temporary employees on implementing the standard and
preventing new accessibility barriers on the Web site. CCD stated that
DOT should act now to develop guidance for carriers on how to implement
technical accessibility standards so that their Web sites will be
functionally usable. DRNJ, on the other hand, noted that since a
substantial amount of free training and guidance materials are
presently available online, a requirement for each carrier to develop
its own guidance manual would appear to be unnecessary. They
recommended that if there is a need for airline-specific material, the
Department should contract with a university or other provider to
create a national center for training and technical assistance. The
carrier associations felt that requiring carriers to produce a guidance
manual would further burden staff members already busy implementing
other passenger protection requirements.
DOT Decision: The Department is persuaded that adopting specific
performance standards at this time is premature. We strongly believe
that specific measures to ensure the usability of Web sites that meet
the WCAG 2.0 standard are necessary, however. We therefore are
requiring carriers to consult with members of the disability community
to test and provide feedback
[[Page 67890]]
on the usability of their Web sites before the applicable compliance
deadline. A carrier is not required to pay a group or individual
representing a disability type to test its Web site. Although we
believe that it is very unlikely that a carrier would be completely
unable to find anyone with whom to consult, if after making a
reasonable effort a carrier is unable to find a person or group
representing a disability type that will test the carrier's Web site at
no expense to the carrier and within a reasonable time period, the
carrier has fulfilled its obligation with respect to the requirement.
It is worth noting that the Department has required consultation
with disability organizations in implementing certain provisions of its
disability regulation (14 CFR part 382) since March 1990. In the March
1990 final rule, the Department mandated that airlines consult with
organizations representing persons with disabilities in developing
their employee training programs. In the preamble to this 1990 final
rule, we explained that ``[t]he Department continues to believe that
disability groups are a major resource for carriers, to help them
devise practical and comprehensive procedures for accommodating
passengers with a wide variety of disabilities. Consultation basically
means making reasonable efforts to obtain the views of disability
organizations: there is no list of organizations or type of contacts
that the rule specifically mandates.'' See 55 FR 8008, 8043 (March 6,
1990).
More recently, we refined this requirement in the May 2008 final
rule in response to concerns raised by foreign carriers. In their
comments on the 2004 Foreign Carriers NPRM, some foreign carriers
objected to consulting with disability groups, saying that the
requirement should be waived if they could not find a local disability
group to consult. Disability groups responded to these comments by
suggesting that such a waiver was unnecessary because the U.S.-based
staff of the airline could consult with U.S. groups if necessary. The
following excerpt from the preamble to the 2008 final rule discusses
the Department's decision regarding changes to the consultation
requirement: ``While U.S. disability groups can undoubtedly be a useful
resource for both U.S. and foreign carriers, we do not believe it would
be realistic to require foreign carriers to seek out U.S. disability
groups for consultation (in many cases, U.S.-based personnel of these
carriers would be operations staff, not management and training
officials). Consequently, we have modified the language of this
provision to refer to seeking disability groups in the home country of
the airline. If home country disability groups are not available, a
carrier could consult individuals with disabilities or international
organizations representing individuals with disabilities. We do not
believe that a waiver provision is needed, since it is unlikely that a
carrier would be completely unable to find anyone--home country or
international disability groups, individuals with disabilities--with
whom to consult. As a matter of enforcement policy, however, the
Department would take into consideration a situation in which a carrier
with an otherwise satisfactory training program documented it had made
good faith efforts to consult but was unable to find anyone with whom
to consult.'' 73 FR 27614, 27643 (May 13, 2008). The Department also
already requires U.S. and foreign carriers to consult with local
service animal training organization(s) in providing animal relief
areas for service animals at U.S. airports.
Similarly, in this final rule, the Department is requiring carriers
to consult with individuals with visual, auditory, tactile, and
cognitive disabilities or organizations representing these disability
types (e.g., American Federation of the Blind, National Federation of
the Blind, National Association of the Deaf, Arthritis Foundation,
United Cerebral Palsy, The Arc, etc.) in testing the usability of their
Level AA-compliant Web sites. Carriers may consult with any individuals
and/or local, national, or international disability organizations whose
input collectively can help them determine how effectively their
accessible Web site addresses the functional limitations of people with
visual, auditory, tactile, and cognitive disabilities. To the extent
that individuals on a carrier's disability advisory board represent
these disability types, the carrier may consult with those individuals
to satisfy the requirement. For disabilities of the types listed above
that are not represented on their advisory boards, carriers will be
obliged to consult with outside individuals or organizations
representing those disability types. We believe that it is very
unlikely that a carrier would be completely unable to find anyone with
whom to consult--either unaffiliated individuals with disabilities or
members of a home country or international disability group--that
represent these disability types and who use or want to use a carrier's
Web site. As a matter of enforcement policy, however, the Department
would take into consideration a situation in which a carrier documented
that it had made good faith efforts but was unable to find a group or
individual willing or able to consult within a reasonable time period.
While the consultation requirement does not mandate that carriers
modify their Web sites using all the feedback obtained from the
consultations, we encourage carriers to make any changes necessary to
ensure access by people with these functional limitations to the extent
that such changes are not unduly burdensome to implement.
We note that although the WCAG 2.0 standard is geared to making Web
sites accessible to a wide range of individuals with disabilities, the
developers of WCAG 2.0 emphasize that the guidelines are not able to
address the needs of people with all types, degrees, and combinations
of disability. Some disability advocates have criticized WCAG 2.0 as
falling short in providing equal accessibility for individuals with
cognitive disabilities.\26\ These advocates observe that certain WCAG
2.0 Level A and Level AA success criteria target certain accessibility
issues such individuals face (e.g., Success Criterion 2.2.1--Adjustable
Timing, 2.4.7--Focus Visible such that any keyboard operable user
interface has a mode of operation where the keyboard focus indicator is
visible, 3.3.1--Error Identification, 3.3.3--Error Suggestion, and
3.3.4--Error Prevention). The advocates note, however, that the most
significant issues such as difficulty comprehending text are addressed
by optional Level AAA success criteria. Those criteria include Success
Criterion 3.1.5--Reading Level that requires supplementary content or a
version of the content that does not require reading ability greater
than lower secondary level, and Success Criterion 1.4.8--Visual
Presentation requiring unjustified text, text width no more than 80
characters, line spacing of at least one and a half lines within
paragraphs, capabilities for users to select text and background colors
and resize text up to 200%, and other features to assist with
difficulties in tracking and comprehending text. With nearly 5% of the
U.S. population reporting some kind of cognitive disability in
2011,\27\ the Department
[[Page 67891]]
acknowledges that even the best accessibility standards currently
available fall short of providing the accessibility needed by many
individuals with cognitive impairments. We are nonetheless encouraged
that the WCAG developers recognize these needs and support additional
measures to advance cognitive, language, and learning access that can
be taken within WCAG 2.0 itself and other ways that go beyond what can
go into the standard.\28\ As efforts to improve accessibility for
different kinds of disabilities continue, usability testing with
individuals representing a variety of disabilities will help in the
interim to improve access until measurable success criteria to address
specific unmet needs can be developed. We believe that the usability
testing strikes a balance between taking reasonable steps to ensure
usability, while limiting the potentially significant costs of meeting
performance standards having minimal usefulness to individuals with
disabilities. The Department encourages disability advocacy
organizations to work with carriers to provide Web site usability
feedback, both during the development and testing process and after the
accessible Web site has been published.
---------------------------------------------------------------------------
\26\ Richardson, Allie (November 29, 2011). Those WCAG Forgot:
Designing for the Cognitively Disabled. Retrieved July 16, 2013 from
https://orange.eserver.org/issues/7-2/richardson.html.
\27\ Erickson, W., Lee, C., von Schrader, S. (2013). Disability
Statistics from the 2011 American Community Survey (ACS). Ithaca,
NY: Cornell University Employment and Disability Institute (EDI).
Retrieved July 16, 2013 from www.disabilitystatistics.org.
\28\ Clark, Joe (November 26, 2006). Letter of invitation re
cognitive language and learning aspects of WCAG 2.0. Retrieved July
16, 2013 from https://joeclark.org/access/webaccess/WCAG/cognitive/message061122.html.
---------------------------------------------------------------------------
With regard to adopting a requirement for carriers to develop
guidance manuals, the Department concurs that the benefits do not
outweigh the costs. There is an abundance of readily available guidance
on the W3C Web site with detailed information on implementing and
testing each of the technical criteria for each WCAG 2.0 conformance
level. In addition, consultation with members of the disability
community on the usability of conformant Web sites will enhance the
available technical guidance and ensure that carriers have practical
feedback to guide their efforts. As Web content is updated and Web
development standards evolve, we encourage carriers to continue
soliciting feedback from users with disabilities as the best way to
ensure the ongoing accessibility and usability of their Web sites.
3. Scope--Web Sites and Other Electronic Information and Communication
Technologies
The SNPRM: Our proposal to require carrier Web site accessibility
was limited to all public-facing content on a carrier's primary Web
site marketing air transportation to the general public in the United
States. We did not propose to apply the accessibility standard to any
other Web site a carrier may own, lease, or control (e.g., a mobile Web
site) or to primary carrier Web sites marketing flights exclusively to
the public outside of the United States. The Department asked for
comment on whether we should limit the requirement to certain portions
of the primary Web site (e.g., booking function, checking flight
status), whether the requirements should extend to mobile carrier Web
sites and to other electronic information technologies (e.g., email or
text messaging) used by carriers, and whether any third-party software
downloadable from a carrier's Web site should be required to be
accessible.
Covered Content on Primary Web Sites
Comments: Regarding the scope of the Web site accessibility
requirements, in general the carrier associations and several
individual carriers advocated limiting the scope to pages on the
primary Web site or on a mobile Web site involved in booking air
transportation. The carrier associations, which strongly advocated for
flexibility and alternative approaches to making Web sites accessible,
urged the Department to consider four options for providing Web site
accessibility from which carriers could choose. The first option was a
text alternative Web site that would provide only the core air travel
information and services (not all of the public-facing content) offered
on the primary Web site. The second option would also provide only core
air travel information and services on a mobile Web site that meets the
MWBP 1.0 standard and is accessible from a link on the primary Web site
or that automatically loads on a Smartphone or other mobile device. The
third option would allow a carrier to make the Web pages that provide
core air travel information and services on a primary Web site
accessible using any Web accessibility standard. The fourth option
would only require carriers to make newly created Web pages on a
primary Web site accessible using any Web accessibility standard
starting two years from the final rule effective date. None of the
options suggested by the carrier associations would require that all
public-facing content on a primary Web site be accessible, although the
fourth option might eventually lead to that result. Commenters who
supported flexibility and carrier choice also expressed the view that
fewer compliance options would inhibit carrier innovation and use of
new technologies, limit Web site utility for all passengers, and result
in an undue burden for the industry. Other industry commenters such as
AAI supported the WCAG 2.0 accessibility standard, but also favored an
approach that would limit the public-facing content on a primary Web
site that must meet that standard. Some commenters who supported
limiting the scope of covered primary Web site content argued that the
cost of making large numbers of infrequently visited pages accessible
will outweigh any benefit to the few people with disabilities who might
visit them. Others argued that providing the core air travel functions
in an accessible format on a mobile or text alternative Web site was a
reasonable solution because it would be less costly than making their
primary Web sites accessible and still provide passengers with
disabilities essential air transportation service information. We note
that carriers generally were in agreement with the core air travel
information and services listed in the second tier of the phased
compliance schedule proposed in the September 2011 SNPRM and to
applying some accessibility standard to all associated Web pages. One
carrier that did not support applying accessibility standards to
carrier Web sites suggested that carriers be required to provide a
phone number to an accessible phone line where equivalent information
and services could be obtained. In its view, this was the best
alternative because it would provide personalized service to passengers
with disabilities and avoid the imposition of high Web site conversion
costs on carriers.
Disability advocacy organizations and individuals who self-
identified as having a disability unanimously supported the
Department's proposal to require that all public-facing content on a
carrier's primary Web site be accessible. A few commenters who self-
identified as having disabilities did not oppose the use of text-only
Web sites for achieving accessibility, but none supported access to
anything less than all public-facing content on a carrier's Web site.
ITI, the association of leading information and communication
technology companies, stated unequivocally that the complete Web site
(all public-facing content on a carrier's primary Web site versus only
portions necessary to providing core air travel services and
information) should comply with the WCAG 2.0 standard at the conclusion
of the implementation period. The majority of individual commenters
identifying as having a disability and all commenters representing
disability advocacy organizations were also adamantly
[[Page 67892]]
against the use of text-only Web sites as an alternative to making the
primary Web site accessible. Their reasons for opposing the text-only
sites will be explained in the discussion on conforming alternate
versions later in this preamble.
DOT Decision: The Department considered the arguments raised by
carriers and carrier associations in support of compliance options that
limit the scope of primary Web site content that must be accessible.
While the proposed options would undoubtedly result in cost savings to
carriers, they are not the only way to reduce the cost of making Web
sites accessible. Moreover, and most importantly, such options are not
acceptable because the purpose of requiring Web site accessibility is
to attempt to ensure that passengers with disabilities have equal
access to the same information and services available to passengers
without disabilities. Therefore, the Department has decided to retain
in the final rule the requirement we proposed that public-facing
content on a carrier's primary Web site marketing air transportation to
the general public in the United States must be accessible. The
statutory definition of air transportation includes interstate
transportation or foreign air transportation between a place in the
United States and a place outside of the United States. See 49 U.S.C.
40102 (a) (5). For a carrier whose primary Web site markets (i.e.,
advertises or sells) air transportation to the general public in the
United States this generally means that all public-facing Web content
is covered. For a carrier whose primary Web site markets air
transportation as defined above and other flights to the general public
in and outside of the United States, only public-facing content on the
Web site marketing air transportation to the general public in the
United States must be accessible. We recognize that some technical
difficulty may be involved for foreign carriers applying the
accessibility standard to Web sites marketing air transportation to the
public in the United States that draw on data sources not required to
be accessible under our rules. We are not convinced; however, that the
effort to ensure the data from such sources can be used on the covered
Web site will involve such significant expense as to cause an undue
burden. At the same time, there is no requirement for carriers to make
Web pages that market air transportation to the general public outside
of the United States on a covered Web site accessible. Therefore, for
covered Web sites that market both air transportation as defined above
and other flights not within the scope of this rule, we expect carriers
to do what is necessary to render Web pages marketing air
transportation to the general public in the United States accessible.
Carriers will have to decide the best approach to making the covered
Web content accessible based on their business priorities and available
resources. As a practical matter, we recognize that the most
technically efficient and cost effective way to ensure that covered
pages meet the accessibility standard may be for carriers to make all
Web pages accessible on a Web site that markets air transportation to
the general public both inside and outside of the United States and/or
markets flights not covered by the rule. Therefore, we encourage
carriers to bring Web pages covered by the accessibility requirements
into compliance with the WCAG 2.0 Level AA standard using the technical
approach that is most feasible for them given the content and
infrastructure architecture of their Web sites.
Mobile Web Sites, Mobile Apps, and Other Electronic Communication
Technology
The SNPRM: The Department sought comment on whether carriers should
be required to ensure that their mobile Web sites meet the WCAG 2.0
standard at Level AA or follow the W3C's MWBP 1.0, or both. We asked
whether carriers should be required to ensure that any third party
software downloadable from a link on the carrier's Web site (e.g., deal
finding software) is accessible and to ensure other carrier-initiated
electronic communications such as reservation confirmations, flight
status notifications, and special offer emails are accessible. We also
requested input on the costs and technical feasibility of ensuring that
such content is accessible.
Comments: The Department received a number of responsive comments
to our questions about the accessibility of mobile Web sites and other
electronic information and communication technologies. Several advocacy
organizations for individuals with vision impairment were pleased that
the Department had acknowledged that primary Web sites represent only a
portion of the air travel-related electronic information and
communication that pose barriers to people with disabilities. These
organizations strongly urged the Department to go further and require
carriers to ensure that their mobile Web sites and other technologies
used for electronic customer interface (e.g., email, text messages, and
mobile applications) are accessible. Some commenters representing
advocacy organizations urged the Department to require carriers to make
their mobile Web sites conform to the W3C's MWBP, while others urged us
to require mobile Web sites to conform to the same WCAG 2.0 Level AA
standard as primary Web sites. Regarding mobile applications (apps),
while some of these commenters acknowledged that most mobile phones are
not yet fully accessible to blind and other visually impaired users,
they felt strongly that mobile apps may overtake Web sites and kiosks
as the method of choice for looking up flight information, selecting
seats, checking in, etc. within the next few years. They urged the
Department to require carriers to ensure that their apps are compatible
with the built-in or external assistive technologies that individuals
with disabilities use. Specifically, they asked us to require carriers
to meet the accessibility standards developed by operating system
developers (e.g., Apple's Human Interface Guidelines for mobile apps
designed for Apple's iOS mobile operating system) or another recognized
standard known to be compatible with available external assistive
technology. As discussed earlier, a few of these commenters also urged
the Department to adopt in 14 CFR part 382 DOJ's ``effective
communication'' standard under ADA titles II and III and require
accessibility of all electronic information and communication
technologies used by carriers to interface with their customers. NCIL
advocated that the Department take a stronger stance in its rulemakings
to reflect the broader rights of people with disabilities to technology
access as described in Section 508. By way of comparison, they observed
the efforts of government agencies to effectively communicate with
people from diverse cultural backgrounds by making their regulations
and guidance documents available in multiple languages on agency Web
sites, through printed media, and via interpreters on the telephone.
NCIL believes that the same concentrated and sustained effort to
include people with disabilities is overdue. They further regard
failure to move in the direction of greater access for people with
disabilities across the spectrum of electronic information and
communication technologies as ``unacceptable, unfair, and
discriminatory'' stating: ``. . . mandates for accessibility of Web
sites . . . [are] long overdue; DOT must not make the same mistake by
neglecting to address
[[Page 67893]]
mobile apps until several years from now.''
Carrier associations and individual carriers generally supported
applying an accessibility standard to mobile Web sites only when the
mobile Web site is the platform for making the content of a carrier's
primary Web site accessible. They acknowledged that mobile Web sites
typically do not contain all the content of primary Web sites. ITSA
encouraged us to adopt a flexible standard for mobile Web sites (e.g.,
the W3C's MWBP). In general, industry commenters either expressed
opposition or did not comment on our questions regarding accessibility
of other electronic information and communication technologies used by
carriers to interface with their customers.
DOT Decision: The Department unequivocally supports full
accessibility of all electronic information and communication
technologies used by the air transportation industry to interface with
its customers. We believe that certain factors, however, preclude
introducing new accessibility requirements for electronic information
and communication technologies other than Web sites at this time. Four
factors weighed most heavily in our decision: (1) No accessibility
standard specifically for mobile Web sites exists at this time; (2)
accessibility standards such as WCAG 2.0 cannot be readily applied to
mobile applications designed for mobile platforms that are not
accessible; (3) most mobile devices currently on the market are not
accessible to individuals who are blind or visually impaired; and (4)
the need to focus carrier attention and resources on bringing existing
Web sites into compliance with WCAG 2.0 Level AA. We believe the best
approach to expanding accessibility of electronic information and
communication technology in the air travel industry is to allow
carriers to focus their resources on bringing the covered public-facing
content of their primary Web sites into full compliance with the WCAG
2.0 Level AA standard. As they do so, they will acquire expertise and
develop technical efficiencies in implementing the standard. We have
decided, therefore, not to require that mobile Web sites, email, text
messaging, mobile apps, and other electronic communication technologies
be accessible at this time. Nonetheless, we encourage carriers to
develop their mobile Web sites in conformance with the W3C's current
MWBP until such time as a standard for mobile Web sites is developed
and adopted. We also encourage carriers to immediately begin
incorporating accessibility features into email, text messaging, and
other information and communication technologies they use to the extent
feasible. Doing so will immediately and incrementally increase access
to those technologies for individuals with disabilities. In addition,
it may make compliance with any accessibility standard the Department
may require for such technologies in the future easier and less costly.
Embedded Inaccessible Third-Party Plug-In Applications and Links to
Inaccessible External Web Sites and Applications
Comments: Carrier Web sites may contain content that can only be
read using a software application owned and developed by a third party.
Such applications may be hosted (embedded) on the carrier's Web site,
or the Web site may contain a link to an external Web site where the
application resides. In the September 2011 SNPRM, the Department sought
comment on whether third-party software downloadable from a carrier's
Web site (embedded) should be required to be accessible. The carrier
associations opposed any such requirement, reiterating their position
that the Department should regulate the entities providing the software
directly when it is within the scope of its authority to do so.
Disability advocacy organizations commenting on the issue urged the
Department to require carriers to ensure that downloadable third-party
software is accessible. These commenters pointed out that any contracts
carriers have with the entities producing such software should contain
a provision requiring that it meet the WCAG 2.0 standard. They
specifically noted that section 382.15(b) requires carriers contracting
for services that must be provided under Part 382 to ensure that the
contracts stipulate that the vendor provide the service in accordance
with Part 382. They reasoned that if Part 382 requires a carrier's
public-facing Web content to be accessible, and the carrier contracts
with a third party to provide downloadable software on its Web site,
the contract must stipulate that the software meets the WCAG 2.0
standard. In addition, they urged the Department to require carriers to
work proactively with the producers of inaccessible software that
resides on an external Web site but can be reached from a link on the
carriers' Web sites to repair any accessibility issues.
DOT Decision: The Department has considered the impact on Web site
accessibility of various scenarios involving inaccessible third-party
software embedded on a carrier's Web site and links to inaccessible Web
sites or software that reside on an external Web site. In the case of
an inaccessible third-party software, such as a deal finder software,
embedded directly on a carrier's Web site, the Department believes that
allowing exceptions for such software on an otherwise accessible Web
site could significantly undermine the goal of equivalent access to Web
site information and services for people with disabilities. Many
companies today sell off-the-shelf Web software (e.g., JavaScript
menus) used by Web site authors. A general exception allowing carriers
to embed inaccessible plug-in software developed by third parties on an
otherwise accessible Web site over time could result in significant
portions of Web sites being excepted from compliance with the WCAG 2.0
standard.
The Department believes it is incumbent on carriers that intend to
host third-party software of any kind on their Web sites to work with
the developers to ensure that such software meets the WCAG 2.0
standard. This rule does not, however, prohibit a carrier from having
links on its primary Web site to external Web sites and third-party
software that are partially or entirely inaccessible. Such links are
acceptable so long as there is a mechanism on the carrier's Web site
informing the user that the third party software or external Web site
may not follow the same accessibility policies as the primary Web site.
For example, if a carrier's Web site has links to inaccessible external
Web sites containing information and consumer comments about the
carrier's services (e.g., social media Web sites such as Facebook,
Twitter, and YouTube), the carrier must provide a disclaimer when the
link is clicked informing the user that the external Web site is not
within the carrier's control and may not follow the same accessibility
policies (See links to Facebook, Twitter, and YouTube on the Social
Security Administration home page https://ssa.gov). While this approach
is acceptable, we urge carriers generally to avoid linking to external
resources that are known to be inaccessible and to work with the
authors of the external sites whenever possible to develop accessible
modules. For example, Facebook, Twitter, and YouTube have collaborated
successfully with the Web site developers of certain government
agencies to provide an accessible interface for agency-related content
(e.g., see links to Facebook, Twitter, and YouTube on the homepages of
the Department of Education at https://ed.gov and the
[[Page 67894]]
Department of Homeland Security at https://dhs.gov).
4. Applicability
The SNPRM: We proposed to apply the WCAG 2.0 Web site accessibility
standard to U.S. and foreign carrier primary Web sites that market
(i.e., advertise or sell) air transportation to the general public in
the United States. We asked whether the requirements should apply to
the Web sites of the largest U.S. and foreign air carriers only (e.g.,
those that operate at least one aircraft with more than 60 seats), of
carriers that offer charter service only, and of carriers that
advertise air transportation but do not sell airline tickets. As
discussed above, the Department also proposed to require both U.S. and
foreign carriers to ensure the accessibility of Web sites owned or
controlled by agents that are not small business entities and to permit
carriers to market on the inaccessible Web sites of small ticket
agents, if they ensure that those small agents make Web-based discount
fares and amenities available to passengers who indicate they are
unable to use the agent's Web site. We sought comment on whether we
should directly require ticket agents to ensure the accessibility of
their Web sites under 49 U.S.C. 41712, rather than indirectly through
the carriers. We also proposed to require that carriers disclose (and
make available to sell) Web-based discounts and waive telephone or
ticket counter reservation fees for customers indicating that due to a
disability they are unable to use a carrier's inaccessible Web site
(before the Web site conversion deadline). Finally, since individuals
with certain disabilities (e.g., deaf-blind) may not be able to use a
Web site that meets the WCAG 2.0 standard at Level AA without
assistance, we proposed to require carriers to disclose and make
available Web-based discounts and waive telephone or ticket counter
reservation fees for customers indicating that due to a disability they
are unable to use the carrier's accessible Web site after the Web site
conversion deadline.
Applicability to Carrier Web Sites
Comments: Overall, the majority of commenters favored our proposal
to apply the Web site accessibility requirements to primary carrier Web
sites that market air transportation to the general public in the
United States. Despite their disagreements with the proposed technical
standard, the scope of covered Web site content, and the implementation
time frame, both U.S. and foreign carriers were nearly unanimous in
supporting the concept of carrier Web site accessibility. There were
some comments, particularly among industry commenters, in favor of
limiting applicability of the Web site accessibility requirements based
on carrier size or Web site function.
The carrier associations who commented jointly urged the Department
to apply the accessibility standard only to carrier Web sites that
offer and sell air transportation. In their view, carrier Web sites
that advertise air transportation but do not sell airline tickets
should be excluded from coverage. Condor Flugdienst noted that foreign
carriers operating a small number of weekly flights to and from the
United States should be permitted an alternative means of compliance
rather than having to make an investment in Web site accessibility
similar to that of foreign carriers that operate more frequent covered
service. All Nippon (ANA) concurred with the notion that basic
information on carrier Web sites should be accessible to consumers with
disabilities but stated that revising its Web sites targeting only U.S.
consumers is impractical because all its Web sites (e.g., targeting
Japan, Asia, Europe) draw on common data sources. The Regional Airline
Association asserted that compliance costs for smaller carriers
operating aircraft with 60 or fewer passenger seats would far outweigh
the benefits but did not explicitly support excluding Web sites based
on carrier size. One industry commenter suggested that DOT should
exclude small or very small carriers with inaccessible Web sites from
the accessibility requirements as long as the large partner carriers
handling online ticket sales, check-in, etc., on their behalf also host
on their own accessible Web sites the core air travel information and
services available on the smaller airlines' inaccessible Web sites.
There were very few comments by individual members of the public and
none by commenters representing the disability community in favor of
excluding any primary carrier Web sites from coverage.
Carriers raised no objections to the provisions to require
disclosure of Web-based discounts and amenities and waiver of
reservation fees not applicable to other customers for individuals with
disabilities who notify the carrier that they are unable to use a Web
site due to their disability. Some pointed out that this service is
already required by Part 382 so compliance would not pose any
additional burden. Others expressed the view that this provision by
itself would meet the service needs of customers with disabilities
without imposing the cost of compliance with the WCAG standard.
Several disability commenters, however, expressed dissatisfaction
with the disclosure and fee waiver measures currently required by the
Department when a carrier's Web site is not accessible. These
commenters maintained that carriers frequently do not provide the
discount information or do not waive reservation fees even when the
individual identifies as having a disability. In 2010, Dr. Jonathan
Lazar and students at the Department of Computer and Information
Sciences of Towson State University conducted a study involving test
calls to major carriers to determine how consistently carriers comply
with these requirements. Their findings suggested that there are
compliance problems. After placing a series of 60 phone calls (15 calls
to each of 4 major carriers), students who self-identified as blind and
specifically stated that they were unable to access the carrier's Web
site noted at least one instance per carrier of price discrimination
(e.g., discounted Web-based fares offered online were not disclosed to
the caller or the agent refused to waive the telephone reservation
fee). The rate of compliance failure was as high as 33 percent and 40
percent respectively for two carriers.\29\
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\29\ Lazar, Jonathan. ``Up in the air: Are airlines following
the new DOT rules on equal pricing for people with disabilities when
Web sites are inaccessible?'' Government Information Quarterly. 27.4
(October 2010): 329-336. Web. 26 June 2012 https://www.sciencedirect.com/science/article/pii/S0740624X10000638
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DOT Decision: After carefully considering the concerns and
compliance alternatives proposed by commenters, the Department has
decided to require U.S. and foreign carriers that operate at least one
aircraft with a seating capacity of more than 60 passengers to apply
the WCAG 2.0 Level AA standard to their primary Web sites that market
air transportation to the general public in the United States
regardless of the carrier's type of passenger operations (e.g., charter
or scheduled), or in the case of foreign carriers, the frequency of
covered flights. We note here that whenever we reference aircraft
passenger seating capacity in this or other economic or civil rights
aviation rulemakings, we are referring to an aircraft's seating
capacity as originally designed by the manufacturer. This requirement
includes the primary Web sites of any such carriers that advertise on
that site but do not sell air transportation there. For carriers that
only advertise air transportation or their role as providers of air
transportation (e.g., contract carriers) on their Web sites, compliance
will be less technically complex and
[[Page 67895]]
costly than for carriers that also sell airline tickets. For foreign
carriers for whom air transportation to and from the United States is a
small percentage of their overall operations, some additional
complexity may be involved to convert data drawn from databases that
are not covered by Part 382. But as we discussed earlier, the data
conversion involved does not, in our view, constitute an undue burden.
On the other hand, we have decided to exclude small carriers
(defined as those exclusively operating aircraft with 60 or fewer
seats) from the requirement to make their primary Web sites accessible
because of concerns about cost burden. When we proposed to require all
carriers, regardless of size, to make their Web sites accessible, our
research indicated that the majority of small carriers operated fairly
simple Web sites that do not offer online booking, check-in or flight
status updates. In updating our research for the final regulatory
evaluation, we found that the Web sites of many smaller carriers have
added online booking engines, one of the more difficult Web site
functions to make accessible. As such, we believe that the additional
cost to comply with the accessibility standard and maintain their Web
site's accessibility would be substantial for small carriers. At the
same time, the benefit for consumers would be small as only a few
carriers exclusively operate aircraft with 60 or fewer seats. We
therefore agree with the Regional Airline Association that the
additional compliance costs for these small carriers are likely to
outweigh the additional benefits to consumers from slightly increasing
the number of carriers subject to these requirements.
To address carrier sites that are inaccessible to an individual
with a disability before or after the Web site accessibility deadline,
we retain the provisions requiring carriers to disclose Web-based
discounts applicable to the individual's itinerary and waive fees
applicable to telephone or ticket counter reservations for individuals
who contact them through another avenue to make a reservation and
indicate they are unable to access the Web site due to a disability. If
the carrier charges a fee for Web site reservations that applies to all
online reservations, the carrier may charge the same fee to a passenger
with a disability requesting a reservation for a Web-based fare. We
have noted earlier the commenter assertions and the Lazar study
findings that some carriers do not consistently make Web-based
discounts available or waive telephone or ticket counter reservation
fees for those unable to use an inaccessible Web site. Therefore, we
encourage carriers to ensure that their customer service staff is
properly trained to comply with these requirements, as failures in this
regard could result in enforcement action. We also encourage
individuals with disabilities to immediately request a complaints
resolution official (see 14 CFR 382.151) when they encounter any
difficulties obtaining the required accommodation.
Ticket Agent Web sites
Comments: All carrier associations and individual carriers
commenting on the provision to require carriers to ensure the
accessibility of ticket agent Web sites strenuously opposed it and most
urged the Department to regulate ticket agents directly. These
commenters cited significant added costs to carriers in order to
monitor ticket agent Web sites and a lack of leverage on the carriers'
part to make the agents comply. ANA also sought clarification of the
provision that carriers must ensure compliance with the accessibility
standard on ticket agent ``Web pages on which [their] airline tickets
are sold.'' They wanted to know the extent of a carrier's obligation to
ensure accessibility on agent Web pages, which in addition to the
carrier's fares, display special offers and advertise travel components
(e.g., hotel bookings, rental cars) that are not within DOT's
jurisdiction.
ANA also raised concerns about Web pages subject to oversight by
more than one carrier if disagreements arise among the carriers as to
whether the pages adequately meet the standard. ANA also wanted to know
about Web pages that are likely to be viewed in the process of booking
a carrier's fares but that do not specifically mention the carrier--
such as disclosures about service fees or refund fees imposed by the
agent. Finally, they raised the possibility that DOJ may subsequently
adopt a Web site accessibility standard that conflicts with the DOT
standard, and asked whether carriers would be obligated to put agents
at risk of DOJ sanctions by insisting that they follow the DOT
standard. We respond to these concerns in the section DOT Decision
below.
The American Society of Travel Agents (ASTA) and National Tour
Association (NTA) concurred with the view that airlines should not be
quasi-enforcers of ticket agent compliance with Web site accessibility
requirements, stating that the carriers' role should only be to provide
notice to agents of their Web site accessibility obligations (e.g.,
through the Airlines Reporting Corporation). The Interactive Travel
Services Association (ITSA) was the sole commenter representing ticket
agents that supported a requirement for carriers to ensure agent Web
site compliance as long as the sole determinant of compliance is the
accessibility standard DOT mandates and not any additional requirements
that individual airlines may wish to impose.
Echoing ANA's comments about the scope of agent Web sites, other
industry commenters pointed out that ticket agent Web sites contain
content and functionality that go well beyond the marketing of air
transportation. They observed that compliance with the accessibility
standard would necessarily entail changes to many Web pages unrelated
to air transportation. USTOA in particular argued that few, if any,
tour operator Web sites offer customers the opportunity to purchase air
transportation as a stand-alone product, which typically is offered as
an add-on to supplement a cruise or land tour. They argued that Web
site changes to make pages on which air transportation is marketed
accessible will necessarily involve changes to the site layout and
architecture affecting non-air transportation related Web pages. USTOA
believes that this situation amounts to de facto regulation of travel
products and services outside the scope of the ACAA and the
Department's jurisdiction. Other travel industry commenters noted that
only a small portion of the content on agent Web sites is air
transportation-related and asserted that unless agents undertake the
expense of rendering all the public-facing content on their Web sites
accessible, their Web sites as a whole will not be accessible to
passengers with disabilities under the proposed requirements.
Commenters representing agents also pointed out that the cost of
converting existing Web sites would be especially difficult for ticket
agents that have minimal in-house resources providing Web site support.
These commenters observed that many travel businesses would have no
choice but to purge existing content and avoid adding any advanced
features on their Web sites rather than incur the high cost of ensuring
that all their covered content is accessible. As an alternative, ASTA/
NTA suggested that DOT consider requiring only new content on agent Web
sites to be accessible, while permitting a safe harbor for existing
content. They reasoned that even with a safe harbor provision, in most
cases the continuous and rapid turnover of content would result in Web
sites coming into compliance over a relatively short period of time.
[[Page 67896]]
For the most part, disability advocacy organizations indicated
their overall concurrence with the Department's proposals and few
commented directly on whether the Department should require carriers to
ensure the accessibility of ticket agent Web sites or ensure the
compliance of ticket agent Web sites directly. Disability advocacy
organizations that did comment on the ticket agent proposal remarked
that carriers should be held responsible for ensuring ticket agent Web
site accessibility through their contracts with the agents. They again
observed that Part 382 already requires carriers to have provisions in
their agreements with contractors that perform services required by
Part 382 on their behalf. See section 382.15(b). A few individual
members of the public who did not identify as having disabilities,
however, did not support a requirement to hold carriers responsible for
ensuring the compliance of ticket agent Web sites.
In connection with ensuring the accessibility of ticket agent Web
sites, industry commenters and some individual commenters also raised
the concurrent Department of Justice (DOJ) rulemaking to revise its ADA
title III regulations concerning Web site accessibility standards.
These commenters stated that both Federal agencies must coordinate to
ensure that the technical Web site accessibility criteria each will
require are consistent. Some of these commenters urged the Department
to postpone imposing a Web site accessibility standard with regard to
ticket agents until the DOJ rulemaking is completed.
Finally, the Department received a number of comments on the
proposed provisions for carriers to ensure that agents that are small
businesses and whose Web sites are inaccessible provide Web-based
discounts, services, and amenities to individuals who indicate that
they cannot use the agents' Web sites and who purchase tickets using
another method. ASTA specifically supported this proposal as a viable
trade-off for small entities in lieu of Web site conformance, saying
that such businesses expect to have personal interaction with consumers
anyway, so any additional burden of providing these services offline
should be manageable. Some disability advocacy organizations took
exception to the Department excluding small ticket agents from the
carriers' responsibility to ensure that agent Web sites comply with the
WCAG 2.0 standard. In their view, a requirement for carriers to ensure
that small agents offer Web-based discounts to passengers who self-
identify as having a disability is not practical. They argued that
customers will not necessarily know whether the agent is a small
business and whether or not the agent's Web site should be accessible.
They also objected to the notion that in order to access the same
service as non-disabled people, they must self-identify as having a
disability.
DOT Decision: The Department has considered the viewpoints for and
against requiring accessibility of ticket agent Web sites and the
question of whether or not carriers should be responsible to ensure
that such Web sites are accessible. After looking at all the available
information, we have decided against requiring carriers to ensure the
accessibility of ticket agent Web sites. We considered limiting the
agent Web sites for which carriers must ensure compliance to those
agents whose annual revenues related to passenger service to, within
and from the United States are $100,000,000 or more. Limiting carriers'
responsibility to ensure the accessibility of ticket agent Web sites to
only the few largest agent Web sites would limit the cost burden to
carriers of monitoring agent Web site compliance with this requirement
while increasing the range of accessible air travel Web sites available
to consumers with disabilities who would benefit from the rule.
We decided against adopting this approach for two reasons. First,
the Department of Justice (DOJ) has jurisdiction to regulate travel
services as service establishments that are public accommodations under
title III of the ADA, and DOJ expects to issue a proposal in early 2014
on accessibility of public Web sites under ADA title III. The
Department of Justice proposal would address the scope of the
obligation for public accommodations to provide access to their Web
sites for persons with disabilities, as well as the technical standards
necessary to comply with the ADA. Ticket agents, which are public
accommodations under ADA title III, would be covered entities under
DOJ's rulemaking. Although in our view DOT has the rulemaking authority
to require ticket agents to directly comply with the same Web site
accessibility standard as carriers, we acknowledge DOJ's concurrent
authority to do the same and are persuaded that a single consistent
standard that applies to ticket agents for Web site accessibility will
eliminate uncertainty and confusion in converting their Web sites.
Secondly, we find the carriers' arguments persuasive that a
requirement to ensure that their agents implement the Web site
accessibility standards will be difficult for them to monitor and
enforce. Furthermore, diverting technical resources away from the
development and maintenance of their own primary Web sites in order to
monitor ticket agent Web sites may detract from their efforts to
identify and correct problems that may emerge after the WCAG 2.0, Level
AA standard is implemented on their Web sites. For these reasons, we
feel it will best serve the public interest not to require carriers to
ensure that their ticket agents bring their Web sites into compliance
with WCAG 2.0, Level AA at this time. In the same vein, the Department
has decided not to require carriers to monitor and refrain from using
ticket agents who fail to provide, either over the telephone or at an
agent's places of business, Web-based fares and amenities to
individuals who cannot access an agent's Web site due to their
disabilities. Instead, the Department has decided to amend its rule on
unfair and deceptive practices of ticket agents \30\ to require all
ticket agents that are not considered small businesses under the Small
Business Administration's (SBA) size standards \31\ to disclose and
offer Web-based discount fares to prospective passengers who contact
them through other channels (e.g., by telephone or at an agent's place
of business) and indicate that they are unable to use an agent's Web
site due to a disability.
---------------------------------------------------------------------------
\30\ 14 CFR 399.80.
\31\ See 13 CFR 121.201.
---------------------------------------------------------------------------
The Department has also decided not to include an additional
requirement in the rule on unfair and deceptive practices to prohibit a
ticket agent from charging a fee for reservations made over the phone
or at the agent's place of business to individuals who cannot use the
agent's Web site due to a disability. In our view, amending the unfair
and deceptive practices rule to bar fees is unnecessary since existing
law already prohibits charging a fee in such circumstances. Under the
``reasonable modification'' provision of DOJ's current title III ADA
regulation, covered entities are required to make reasonable
modifications to their policies, practices, and procedures when
necessary to afford the same advantages to individuals with
disabilities as are available to others, unless such modification would
cause a fundamental alteration of the advantage offered.\32\
Furthermore, ADA title III prohibits covered entities from imposing
charges to cover the cost of such reasonable modifications, even when a
charge would normally be assessed to all customers for the same
[[Page 67897]]
service.\33\ DOJ's guidance concerning this provision explains that
when a service normally provided at a fee to all customers is provided
to an individual with a disability as a necessary measure to ensure
compliance with the ADA, no fee may be imposed on the individual with a
disability for that service.\34\ The Department believes that these
title III provisions sufficiently establish the obligation of ticket
agents to modify their policies to refrain from charging a fee to
individuals with a disability for Web fares requested over the
telephone or in-person at the agents' places of business when those
individuals indicate that they are unable to access the agent's Web
sites due to their disabilities.
---------------------------------------------------------------------------
\32\ See 28 CFR 36.302(a).
\33\ See 28 CFR 36.301(c) which prohibits a public accommodation
from imposing a surcharge on a particular individual with a
disability or any group of individuals with disabilities to cover
the costs of measures, such as the provision of auxiliary aids,
barrier removal, alternatives to barrier removal, and reasonable
modifications in policies, practices, or procedures, that are
required to provide that individual or group with the
nondiscriminatory treatment required by the ADA or its implementing
regulation.
\34\ See 28 CFR part 36, App. B, p. 223 (September 15, 2010).
---------------------------------------------------------------------------
Implementation Approach and Schedule
The SNPRM: The Department proposed a three-phase implementation
schedule for ensuring that the carriers' primary Web sites would be
fully compliant by two years after the effective date of the rule. The
first phase would apply only to new or completely redesigned primary
Web sites that would be required to be accessible if placed online 180
days or later after the effective date. We explained that substantial
technical changes such as those affecting a Web site's visual design or
site architecture would constitute a ``redesign.'' The second phase
would require all pages associated with obtaining core air travel
services and information related to these core services, either to be
directly conformant on the carrier's primary Web site, or have
accessible links from the primary Web site to corresponding conformant
pages on a mobile Web site by one year after the effective date. The
third phase would require all public-facing content on the carrier's
primary Web site, including core air travel services and information
previously made accessible on a mobile Web site, to meet the
accessibility standard by two years after the effective date. We also
sought comment on alternative time frames and approaches for
implementation of the WCAG 2.0 standard.
Comments: Most commenters, whether representing industry or the
disability community, disagreed with the proposed implementation
approach and time frame. Nearly all of the industry comments, for
example, favored a flat two-year implementation deadline for all Web
site changes, rather than the proposed phased approach. Most of the
industry comments favoring a two-year deadline also supported applying
the accessibility standard to only the portion of a carrier's primary
or mobile Web site involved in providing core air travel services and
information. Spirit Airlines offered another option, recommending that
only core air travel service and information pages be compliant with
WCAG 2.0 at Level A by two years after the effective date and with
Level AA by five years after the effective date. Air New Zealand, which
did not object to the proposed WCAG 2.0 Level AA standard or to the
scope (all public-facing Web pages on the primary Web site) argued that
more than two years would be needed to render all covered content
compliant. The Interactive Travel Services Association (ITSA) opposed
the phased implementation timeline and urged the Department to impose a
single compliance deadline of at least 18 months after the effective
date for all Web content. Not all commenters rejected a phased
approach, however. The American Society of Travel Agents (ASTA) opposed
a flat two-year compliance period, stating that the timeline should be
variable, allowing more time to convert larger Web sites. ASTA also
supported a requirement for priority to be given to bringing content
most likely to be used by consumers with disabilities into compliance
first.
Although many individual commenters who self-identified as having a
disability supported the proposed time frame, disability advocacy
organizations generally considered the time frame too generous. In
their view, the technology already exists to restructure a large Web
site on an accelerated schedule. ACB and AFB found the staggered
implementation time frame confusing and potentially subject to
litigation. They recommended that all Web site pages be compliant by
six months after the effective date, except for certain legacy pages
and content that would pose an undue burden to convert. CCD and NCIL
advocated that at least Web pages providing the core air transportation
services be compliant within six months after the effective date.
ITI offered several comments on the proposed implementation
approach. They observed that while the technical challenges of Web site
conversion vary greatly among the carriers, it is safe to say that when
accessibility is properly integrated into the development process,
technical efficiencies can be expected over time. They also observed
that while new pages generally can be made accessible more easily than
existing content, both share common back end infrastructure that may
need to be changed. These infrastructure changes may involve additional
staff training and implementation time in order to enable accessibility
on new pages. They advised the Department to allow adequate time to
execute all the required changes.
DOT Decision: We have considered all these comments at length and
have been persuaded that the three-phase implementation schedule
proposed for carriers' Web sites to be fully compliant within two years
should not be adopted. However, for reasons we discussed earlier, the
Department is convinced that it should require all covered public-
facing content on a carrier's primary Web site to be accessible. The
Department believes that reduction of compliance costs can be achieved
without compromising access to all the public-facing pages on an
airline's Web site content for people with disabilities by providing
additional time for carriers to make their Web sites accessible. The
additional time before full compliance is required will increase the
extent to which accessibility can be built into newly launched or
redesigned Web pages, forms, and applications, while minimizing the
amount of retrofitting required. As such, we are requiring carriers
that market air transportation to the general public in the United
States and operate at least one aircraft with a seating capacity of
more than 60 passengers to bring all Web pages associated with
obtaining core air travel services and information (i.e., booking or
changing a reservation (including all flight amenities), checking-in
for a flight, accessing a personal travel itinerary, accessing the
status of a flight, accessing a personal frequent flyer account,
accessing flight schedules, and accessing carrier contact information)
into compliance with the WCAG 2.0 standard at Level AA two years after
the effective date of the rule. All remaining covered public-facing
content on their Web sites must meet the WCAG 2.0 standard at Level AA
three years after the effective date of the rule. We believe the
extended deadline will lower the overall compliance costs for carriers
by allowing more time to implement the changes during scheduled Web
site maintenance and updates. A more
[[Page 67898]]
detailed discussion of issues relating to the cost of implementation
will be presented in the upcoming section on Costs and Benefits.
5. Conforming Alternate Versions
The SNPRM: In the September 2011 SNPRM preamble, we discussed our
concerns about some methods used to provide accessible Web content to
individuals with disabilities. Specifically, we discussed the method of
making the content of a primary Web site or Web page available in a
text-only format at a separate location rather than making it directly
conformant on the primary Web site. The Department had learned from a
number of sources that such alternate sites are often not well
maintained, frequently lack all the functionality available on the non-
conforming Web site/page, and have content that is not up-to-date.\35\
These deficiencies are so prevalent that many accessibility experts
flatly oppose alternate text-only sites as a general accessibility
solution.\36\ WCAG 2.0, however, permits a conforming alternate version
of a Web page as a way for a non-conforming page to comply with the
standard. The conforming alternate version must meet the WCAG 2.0 Level
AA success criteria, be up-to-date with and contain the same
information and functionality in the same language as the non-
conforming page, and at least one of the following must be true: (1)
The conforming version can be reached from the non-conforming page via
an accessibility-supported mechanism, or (2) the non-conforming version
can only be reached from the conforming version, or (3) the non-
conforming version can only be reached from a conforming page that also
provides a mechanism to reach the conforming version.\37\ The
conforming alternate version is intended to provide people with
disabilities equivalent access to the same content and functionality as
a directly accessible Web page. WCAG 2.0 implementation guidance,
however, notes that providing a conforming alternate version of a Web
page is a fallback option for WCAG conformance and that the preferred
method is to make all Web page content directly accessible.\38\
Although the Department proposed no requirement restricting the use of
conforming alternate versions, we stated our intent that Web site
content be directly accessible whenever possible. See 76 FR 59307,
59313 (September 26, 2011). We sought comment on whether we should
explicitly prohibit the use of conforming alternate versions except
when necessary to provide the information, services, and benefits on a
specific Web page or Web site as effectively to individuals with
disabilities as to those without disabilities. We also asked under what
circumstances it may be necessary to use a conforming alternate version
to meet that objective.
---------------------------------------------------------------------------
\35\ See Disabilities, Opportunities, Internetworking, and
Technology, University of Washington. Are text-only Web pages an
accessible alternative? (January 23, 2013), https://www.washington.edu/doit/CUDE/articles?1149 (last visited July 16,
2016). See also Accessibility Hawks, Why Text Only Alternate Web
Pages Are Not Ideal For Accessibility (March 12, 2012), https://accessibilityhawks.com/web-accessibility-articles/why-text-only-alternate-Web-pages-are-not-ideal-for-accessibility.php (last
visited July 16, 2013). See also Should Sites Be Accessible or
Provide a Text-Only Alternative, https://www.evengrounds.com/articles/should-sites-be-accessible-or-provide-a-text-only-alternative (last visited July 16, 2013).
\36\ Id.
\37\ See ``Understanding Conformance'' at https://www.w3.org/TR/UNDERSTANDING-WCAG20/conformance.html#uc-conforming-alt-versions-head, June 20, 2012.
\38\ See Id.
---------------------------------------------------------------------------
Comments: In general, as discussed earlier, industry commenters
favored the use of alternate Web site versions that did not conform to
the WCAG 2.0 definition of ``conforming alternate version.'' Although
some carriers did not oppose adopting the WCAG 2.0 Level AA success
criteria, nearly all preferred having the option to apply any accepted
accessibility standard only to primary Web site content involving core
air travel services and information and to provide such content on a
separate mobile or text-only Web site. We note that this proposed
alternative would result in two parallel Web sites, each with its own
development and maintenance costs. ITI commented that it should be up
to the carrier to decide whether to build and maintain two Web sites
(one that meets the WCAG 2.0 Level AA success criteria and one that
does not) or a single compliant Web site. ITI observed that even though
over time the cost of maintaining two Web sites would be greater than
for a single compliant Web site, carriers should determine which
approach would work best for them.
Disability community commenters rejected any option involving an
alternative Web site largely because of their experience with such Web
sites being poorly maintained and containing outdated content.
Moreover, they viewed reliance on text-only alternatives for achieving
accessibility as a ``fundamental mistake.'' They noted that arguments
for text-only Web sites carry the implicit assumption that
accessibility is intended to focus on users with visual disabilities.
They emphasized the importance of considering the accessibility needs
of all users, including those with hearing, cognitive, and dexterity
disabilities, who benefit from accessible content that contains images,
color, time-based media, and JavaScript.
DOT Decision: The Department continues to believe that conforming
alternate versions, as defined by WCAG 2.0, have a role, albeit a very
limited one, in achieving Web site accessibility. The alternate version
promoted by the carrier associations and some individual carriers
(i.e., text-only Web site containing core air travel services and
information only), however, would host on the alternate Web sites only
selected portions of the information available on the carriers' primary
Web sites. The Department believes that permitting the use of an
alternate version of any Web page that does not conform to the elements
of a ``conforming alternate version'' as defined by WCAG 2.0 is
incompatible with the goal of equal access. As discussed earlier, in
order for a non-conforming Web page to be included within the scope of
conformance by using a conforming alternate Web page under this rule,
the alternate page must meet the WCAG 2.0 Level AA success criteria, be
as up-to-date and contain the same information and functionality in the
same language as the non-conforming page, and at least one of the
following must be true: (1) The conforming version can be reached from
the non-conforming page via an accessibility-supported mechanism, or
(2) the non-conforming version can only be reached from the conforming
version, or (3) the non-conforming version can only be reached from a
conforming page that also provides a mechanism to reach the conforming
version. We note that the use of WCAG 2.0 conforming alternate
versions, if unrestricted, is likely to perpetuate the problem of
unequal access as carriers allot fewer resources than needed over time
to properly maintain the secondary site. Given the incentives for
carriers to focus on the development and maintenance of their primary
Web site and the cost inefficiencies of maintaining two separate Web
sites, the Department concurs with the WAI's view that the preferred
method of conformance in most circumstances is to make all content
(e.g., each page) on the primary Web site directly accessible.
Moreover, limiting the use of conforming alternate versions aligns
with the well-established principle of disability nondiscrimination law
that separate or different aids, benefits, or services can only be
provided to individuals with disabilities (or a class of such
individuals) when necessary to provide aids, benefits, or services that
[[Page 67899]]
are as effective as those provided to others. See, e.g., the ADA
implementing regulation for title II at 28 CFR 35.130(b)(1)(iii) and
(iv) and 35.130(b)(8)(d), and the ADA implementing regulation for title
III at 28 CFR 36.202(b) and (c), and 36.203(a). Therefore, the
Department has decided to permit the use of Level AA conforming
alternate versions only when making a particular public-facing Web page
compliant with all WCAG 2.0 Level AA success criteria would constitute
an undue burden or fundamentally alter the content on that page. Since
a fundamental principle underlying the WCAG success criteria is that
they be reasonable to do all of the time, most of the more difficult
success criteria have explicit exceptions built-in for situations where
direct compliance is not reasonable. For example, Success Criterion
1.1.1 (Level A) provides that all non-text content that is presented to
the user has a text alternative that serves the equivalent purpose and
lists six exceptions/alternative means of compliance for situations in
which presenting non-text content as a text alternative would not be
technically feasible. These include non-text content that is (1) a
control or accepts user input, (2) time-based media, (3) a test or
exercise, (4) designed to create a specific sensory experience, (5) a
Completely Automated Public Turing test to tell Computers and Humans
Apart (CAPTCHA), or (6) a decoration, formatting, or invisible. Most of
these exceptions permit the text alternative to at least provide
descriptive identification of the non-text content. With such broad
exceptions intended to address technically challenging situations
specifically built into the success criteria, an undue burden or
fundamental alteration defense for using a conforming alternate version
rather than rendering a Web page directly compliant with the Level AA
success criteria will be a very high bar to meet.
If, despite the exceptions built into the WCAG 2.0 standard, a
carrier believes an undue burden defense is justified with respect to a
particular Web page, we would emphasize that the determination must be
based on an individualized assessment of a number of factors showing
that directly converting the Web page would cause significant
difficulty or expense to the carrier. Those factors include: The size
of the carrier's primary Web site; the type of change needed to bring
the particular Web page into compliance; the cost of making the change
as compared to the cost of bringing the Web site as a whole into
compliance; the overall financial resources of the carrier; the number
of carrier employees; the effect that making the change would have on
the expenses and resources of the carrier; whether the carrier is part
of a larger entity and its relationship to the larger entity; and the
impact of making the change on the carrier's operation.
6. Compliance Monitoring
The SNPRM: In the September 2011 SNPRM, the Department discussed
several issues relating to ensuring and monitoring carriers' compliance
with the WCAG 2.0 accessibility standard. We discussed, but did not
propose to require, that carriers post WCAG 2.0 ``conformance claims''
on their Web sites. (A ``conformance claim'' is W3C's term of art for a
statement by an entity giving a brief description of one Web page, a
series of pages, or multiple related pages on its Web site for which
the claim is made, the date of conformance, the WCAG guidelines and
conformance level satisfied, and the Web content technologies relied
upon.) See Web Content Accessibility Guidelines (WCAG) 2.0: W3C
Recommendation 11 December 2008, available at https://www.w3.org/TR/WCAG/#conformance-claims (as of November 16, 2012). Although concerned
that conformance claims may be too resource intensive for complex and
dynamic carrier Web sites, we nonetheless invited public comment on
effective alternative means for readily identifying compliant Web pages
during the Web site conversion period and for verifying overall Web
site accessibility after the compliance deadline. We asked whether the
Department should initiate random ``spot'' investigations of carrier
and online ticket agency Web sites to monitor compliance after the rule
becomes effective. We also asked whether there were any specific
technical barriers to maintaining Web site accessibility after full Web
site compliance is initially achieved.
Comments: The Department received a fairly wide range of comments
addressing our inquiries on compliance monitoring. The NFB disagreed
with the Department's view that conformance claims may be too costly to
be feasible, stating that conformance claims are the ``cheapest and
easiest method of identifying accessible Web pages for both the carrier
and the user.'' If the Department does not decide to adopt conformance
claims, NFB suggested that in the alternative carriers provide: (1) A
mechanism for users to request accessibility information that carriers
must promptly disclose in an accessible format; (2) a ``how to''
tutorial on using the accessible Web site; or (3) customer service
assistance specifically to address accessibility questions and needs.
NFB considered these suggested alternatives less effective and less
feasible than conformance claims. Some commenters suggested that the
Department require carriers to adopt some form of self-monitoring such
as a link to a customer survey prominently displayed on the Web site, a
pop-up to ask users their opinion or permission to send them a survey
regarding Web site accessibility, or a feedback mechanism on the Web
site specifically for reporting accessibility problems. Other
suggestions were that the Department itself randomly check carrier Web
sites to ensure compliance or work collaboratively with academic
institutions to carry out random monitoring. Yet another suggestion was
that the Department require carriers to establish disability teams to
conduct an annual or biannual assessment of their Web sites for
accessibility barriers and send a report to the Department.
The carrier associations suggested that the Department employ
accessibility experts and use available online tools to determine if
carriers' Web sites meet the accessibility standard. They also
suggested that initial ``spot'' investigations be used to provide
constructive feedback to carriers on Web site areas that appear not to
meet the required standard. Regarding specific technical barriers, they
noted that Java or Flash programs used to enhance the customer Web site
experience are not easily made accessible and should be exempt from the
standard or a text alternative version permitted.
DOT Decision: The Department considered the value of conformance
claims as a means to readily identify compliant Web pages and Web sites
and weighed the expense that meeting all the required elements of
conformance claims is likely to incur. We also considered the fact that
W3C itself does not require entities to post conformance claims. We
have decided that other methods would allow the Department to monitor
Web site compliance and provide feedback to carriers without imposing
any additional cost burden on them. The Department encourages carriers
to adopt one or more of the suggestions above for obtaining user
feedback on the accessibility of their Web sites and urges them to use
the feedback to continuously improve the accessibility of their Web
sites. We especially recommend, but do not require, that carriers
include a feedback form on their Web sites, perhaps located on a page
that can be reached from a link on the Web pages associated with
[[Page 67900]]
disability assistance services. At the same time, we do not consider
self-monitoring alone adequate for ensuring compliance. The Department
intends, therefore, to engage Web site accessibility experts after the
date specified in this rule for Web site compliance to check the
compliance status of carrier Web sites so that we can notify carriers
of non-compliant areas for corrective action. A carrier's failure to
take corrective action within a designated time frame may result in the
Department taking enforcement action.
7. Online Disability Accommodation Request
The SNPRM: Following up on a similar inquiry we had made to the
public in the 2004 Foreign Carrier NPRM, we asked in the September 2011
SNPRM whether the Department should require carriers and ticket agents
to provide a mechanism for passengers to provide online notification of
their requests for disability accommodation services (e.g., enplaning/
deplaning assistance, deaf/hard of hearing communication assistance,
escort to service animal relief area, etc.).
Comments: The comments the Department received on this question
were starkly split. The disability advocacy community and some
individual members of the public strongly favored adopting a
requirement for carriers to allow passengers to submit a request online
for a disability accommodation. Representatives from industry opposed
any mandate for them to provide this service. Disability advocacy
commenters observed that online service request notification would be
advantageous for passengers with disabilities, who would have a written
record of their requests and for carriers, who would have the request
in writing in case there was a need for additional information. The
Open Doors Organization (ODO) stated that ``everyone in the industry,''
including travel agents, should be using special service requests
uniformly. ODO observed that passengers with disabilities who book
their tickets with online travel agents oftentimes must still call the
carrier to set up the service request. ODO also pointed out that when
the option is available to make a disability service request online
when booking with an online travel agent, the service request often
does not transfer to the carrier. The carrier associations noted that
several carriers already provide an online accommodation request
function. They stated that carriers generally still prefer for
passengers to speak with a customer service representative about their
accommodation needs. The carrier associations believe that any
requirement to provide an online service request function will serve to
mislead passengers into believing that no other communication with the
carrier about their accommodation needs is necessary, thus preventing
carriers from getting all the information necessary to properly
accommodate passengers.
DOT Decision: The Department believes that having online capability
for requesting a disability accommodation has a number of potential
benefits both to passengers with disabilities and to carriers. Aside
from the advantage to a passenger of having an electronic record of
providing notice to the carrier of a service request, an online service
request will serve as a flag to the carrier of the passenger's
accommodation needs. The Department is therefore requiring carriers to
make an online service request form available for passengers with
disabilities to request services including, but not limited to,
wheelchair assistance, seating accommodation, escort assistance for a
visually impaired passenger, and stowage of an assistive device. We
also note the carrier associations' argument that simply making an
online service request may not be sufficient to ensure the correct
accommodation is provided. We agree with their assertion that
additional information may be needed at times from the passenger.
Therefore, carriers will be permitted to require that passengers with
disabilities making an online service request provide information
(e.g., telephone number, email address) that the carrier can use to
contact passengers about their accommodation needs. Carriers that
market air transportation online will be required to provide the
service request on their Web sites within two years after the effective
date of this rule.
We view an online service request form as a useful tool to assist
carriers in providing timely, appropriate assistance and reducing
service failures that lead to complaints. Furthermore, aggregate data
on online service requests would potentially be useful in helping
carriers to understand the volume and types of service requests across
time periods and routes.
Airport Kiosk Accessibility
Automated airport kiosks are provided by airlines and airports to
enable passengers to independently obtain flight-related services. The
Department proposed provisions in the September 2011 SNPRM to require
accessibility of automated airport kiosks affecting airlines under 14
CFR part 382 and U.S. airports with 10,000 or more enplanements per
year under 49 CFR part 27 (Part 27). Part 27 is the regulation
implementing section 504 of the Rehabilitation Act of 1973 as it
applies to recipients of Federal financial assistance from the
Department of Transportation. The proposed provisions of Part 382 would
require carriers that own, lease, or control automated kiosks at U.S.
airports with 10,000 or more annual enplanements to ensure that new
kiosks ordered more than 60 days after the effective date of the rule
meet the accessibility design specifications set forth in the proposal.
We intended this provision to apply to kiosks for installation in new
locations at the airport and as replacements for those taken out of
service in the normal course of operations (e.g. end of life cycle,
general equipment upgrade, and terminal renovation). The design
specifications we proposed were based largely on Section 707 of the
2010 ADA Standards for Accessible Design. We also included selected
specifications from the Access Board's section 508 standard for self-
contained, closed products (36 CFR 1194.25). During the interim period
from the effective date of the rule until all automated kiosks owned by
a carrier are accessible, the Department proposed to require that each
accessible kiosk be visually and tactilely identifiable to users as
accessible (e.g., an international symbol of accessibility affixed to
the device) and be maintained in proper working condition. We
specifically proposed not to require retrofitting of existing kiosks.
We intended the requirements proposed above also to apply to
shared-use kiosks that are jointly owned by one or more carriers and
the airport operator or a third-party vendor. Therefore, provisions to
amend 49 CFR part 27 were proposed to apply nearly identical
requirements to U.S. airports. We also proposed to require that
carriers and airport operators enter into written, signed agreements
allocating responsibility for ensuring that shared-use equipment meets
the design specifications and other requirements by 60 days after the
final rule's effective date. We included a provision proposing to make
all parties jointly and severally responsible for the timely and
complete implementation of the agreement provisions. Again, nearly
identical requirements for entering a written agreement and making the
parties jointly and severally liable for implementing the agreement
were proposed for both Part 382 and Part 27.
In addition, we proposed to amend Part 382 to require each carrier
to provide equivalent service upon request
[[Page 67901]]
to any passenger with a disability who cannot readily use its automated
airport kiosks. Such assistance might include assisting a passenger who
is blind in using an inaccessible automated kiosk or assisting a
passenger who has total loss of the use of his/her limbs in using an
accessible automated kiosk. We proposed to require carriers to provide
equivalent service upon request to passengers with a disability who
cannot readily use their accessible automated kiosks, because even
accessible automated kiosks cannot accommodate every type of
disability.
Finally, we proposed the same effective date for all requirements
applying to the carriers under 14 CFR part 382 and to the airport
operators under 49 CFR part 27 to avoid any delays in implementing
accessibility for shared-use automated kiosks.
1. Covered Equipment and Locations
Automated Airport Kiosk Definition and Applicability Based on Function/
Location
The SNPRM: The ownership of automated kiosks varies from airport to
airport. In some airports, automated kiosks are airline proprietary
equipment (i.e., owned, leased, or controlled by each individual
airline). In other airports, kiosk ownership is shared jointly by the
airport operator and airlines serving the airport and are often
referred to as common use self-service (CUSS) machines. In the
September 2011 SNPRM, the Department proposed to define an airline-
owned automated airport kiosk covered by this rule as ``a self-service
transaction machine that a carrier owns, leases, or controls and makes
available at a U.S. airport to enable customers to independently obtain
flight-related services.'' For CUSS machines, we proposed the term
``shared-use automated airport kiosk'' defined as ``a self-service
transaction machine provided by an airport, a carrier, or an
independent service provider with which any carrier having a compliant
data set can collaborate to enable its customers to independently
access the flight-related services it offers.'' We proposed to apply
the accessibility design specifications to all proprietary and shared-
use automated kiosks that provide flight-related services (including,
but not limited to, ticket purchase, rebooking cancelled flights, seat
selection, and obtaining boarding passes or bag tags) to customers at
U.S. airports with 10,000 or more enplanements per year. We asked in
the preamble whether we had adequately described automated airport
kiosks in the rule text.
Comments: In their joint request of October 7, 2011, to clarify the
scope of the proposed requirement, A4A, IATA, the Air Carrier
Association of America, and RAA asked the Department whether automated
ticket scanners for rebooking flights during irregular operations were
included in the definition of automated kiosks we intended to cover in
the rulemaking. After our clarification notice of November 21, 2011,
addressing ticket scanners, ITI sought further clarification of how
accessibility requirements apply to kiosks based on their functionality
and location at the airport (e.g., check-in or baggage tagging kiosks
located near the ticket counter, boarding or rebooking kiosks near the
gate areas). The Trace Center commented that check-in and other kiosks
at airports such as ticket scanners for rebooking, self-tagging baggage
kiosks, etc. should all be covered. They emphasized that no exceptions
should be made for particular types of airport kiosks, but if needed
due to technology shortcomings, should only apply to a particular kiosk
functions, not to an entire kiosk or category of kiosks. The Trace
Center also suggested that any exceptions based on function should be
reviewed every five years in light of advances in technology.
DOT Decision: In our notice of November 21, 2011, the Department
clarified our position that a kiosk that allows passengers to rebook
their flights independently provides a flight-related service and
therefore is within the intended scope of the proposed rule. Although
following the notice we received additional comments suggesting that
certain types of automated airport kiosks be excluded from coverage
based on function or location at the airport, the Department finds no
reasonable basis for such exclusions. Despite the trend toward fewer
consumers using an airport kiosk than a home computer or Smartphone to
check in and download their boarding passes, we expect airlines to
continue expanding the menu of new flight-related services available on
kiosks at various locations throughout the airport (e.g., rebooking,
ticketing, and flight information). It continues to be the Department's
intention that all flight-related services offered to passengers
through airport kiosks in any location at the airport be accessible to
passengers with disabilities. Therefore, the accessibility requirements
will apply to all new automated airport kiosks and shared-use automated
airport kiosks installed more than three years after the effective date
of this rule until at least 25 percent of automated kiosks in each
location at the airport are accessible. By ``location at the airport''
we mean every place at a U.S. airport where there is a cluster of
kiosks or a stand-alone kiosk (e.g., in a location where five kiosks
are situated in close proximity to one another, such as near a ticket
counter, at least two of those kiosks must be accessible; in all
locations where a single kiosk is provided which is not in close
proximity to another kiosk, the single kiosk must be accessible). When
the kiosks provided in a location at the airport perform more than one
function (e.g., print boarding passes/bag tags, accept payment for
flight amenities such as seating upgrades/meals/WiFi access, rebook
tickets, etc.), the accessible kiosks must also provide all the same
functions as the inaccessible kiosks. (See section below on
Implementation Approach and Schedule.)
Kiosk at Non-Airport Locations
The SNPRM: Although we proposed to apply the accessibility standard
only to automated airport kiosks, we noted in the preamble that
airlines may also own, lease, or control kiosks that provide flight-
related services in non-airport venues (e.g., hotel lobbies) covered by
ADA title III rules. We asked for public comment on whether kiosks that
carriers provide in non-airport venues should also be covered by this
rulemaking.
Comments: Six disability advocacy organizations (ACB, AFB, NFB,
NCIL, PVA, and BBI) strongly urged the Department to apply the
accessibility requirements to kiosks in non-airport locations. PVA
argued that airlines should be required to ensure that kiosks providing
flight-related services are accessible wherever they are located. ACB,
AFB, NFB, NCIL and BBI all noted that both DOT and DOJ potentially have
jurisdiction over kiosks in non-airport locations. ACB and AFB
acknowledged that there may be differences between the DOT and DOJ
requirements for kiosk accessibility given that DOJ is currently
working on a rulemaking to apply accessibility standards to kiosks
other than ATMs and fare machines provided by entities covered under
ADA title III. NFB, NCIL and BBI all supported DOT's initiative to
cover non-airport kiosks under the ACAA but expressed concern that the
ACAA regulations not impede or interfere with rights and remedies
available under the ADA or other laws. The ACAA, for example, lacks a
private right of action like that provided by the ADA against entities
that violate the law. NFB, ACB, and AFB specifically urged the
Department to cover non-airport kiosks in the final rule and to state
in the preamble that ADA
[[Page 67902]]
provisions prevail when there is an overlap with the ACAA provisions.
Among individual commenters, there was a mix of responses for and
against applying the accessibility standard in DOT's final rule to
airline kiosks in non-airport venues. Individual members of the public
who did not identify themselves as having a disability tended to oppose
applying the standard to kiosks located outside airports due to
concerns about possible conflicts between the applicable DOT and DOJ
standards.
On the industry side, only the carrier associations commented,
stating that they were opposed to applying the DOT standard to airline
kiosks located in places of public accommodation where ADA title III
already applies.
DOT Decision: Although a case can be made to support covering
airline-owned kiosks located in non-airport venues under the ACAA
regulations, the Department believes there are compelling reasons for
not doing so at this time. A primary goal of this ACAA rulemaking is to
apply an accessibility standard to new automated airport kiosks
installed after a certain date. To achieve this, airlines must work
with the airports and their own technical teams, as well as with the
hardware designers and software developers of their suppliers, to
design, develop, test, and install accessible kiosks at airports with
10,000 or more annual enplanements where they own, lease, or control
kiosks. Each carrier may have several different kiosk suppliers with
whom they must work, depending on the airports they serve. We believe
requiring airlines to meet the accessibility standard for kiosks
located in non-airport venues would add significantly to their
compliance burden and divert resources needed to meet their primary
goal of compliance at U.S. airports. In our view, airline compliance
with respect to airport kiosks is a technically complex and resource
intensive undertaking that must take priority over making kiosks
located in other places accessible. Within the next few years, kiosks
in non-airport locations will be subject to DOJ's accessibility design
standard under its revised ADA title II and III regulations. This means
that at most there will be a lag of a few years from the time airline
kiosks at airport locations and those at non-airport locations are
required to be accessible. We believe this time lag is an acceptable
trade off to support proper implementation of the fundamental goal of
airport kiosk accessibility.
Allocation of Responsibilities for Shared-Use Kiosks
The SNPRM: The Department proposed that carriers and airports be
required to enter into written, signed agreements concerning shared-use
kiosks that they jointly own, lease, or control. The purpose of the
agreements is to allocate responsibilities among the parties for
ensuring that new shared-use kiosks ordered after the effective date
meet the design specifications, are identified as accessible, and are
maintained in working condition. We asked a number of questions about
the allocation of responsibilities and cost-sharing between airport
operators and airlines for the procurement, operation, and maintenance
of shared-use kiosks. We asked about potential difficulties carriers
and airport operators would have in meeting the written agreement
requirement or in implementing the agreements. We also asked whether
there were any shared-use kiosk ownership arrangements involving
airlines only or between airlines and outside vendors that would
require additional time to implement.
Comments: The Department received very few comments directly
responsive to the questions we asked about allocation of
responsibilities and costs between carriers and airport operators on
shared-used automated kiosks. Regarding the proposed written
agreements, the carrier associations asserted that it would take 24
months to enter into them, presumably due to the time necessary to
revise the IATA kiosk standards. Denver International Airport did not
comment specifically on the deadline for compliance with the agreement
provision. San Francisco International Airport indicated that six
months would be needed to comply with the agreement provision. They
also objected to the provision holding airports and carriers jointly
and severally responsible for compliance with the accessibility
standard for new kiosk orders and other provisions applicable to
shared-use automated kiosks. Their concern was that airlines and
airports have separate responsibilities for ensuring that shared-use
kiosks are accessible and would have no control over the other party
meeting its responsibilities under the agreement. They argued that
airports should not be held responsible for airlines failing to do
their part as provided in the joint agreement. In their view, the
provision for both parties to be jointly and severally liable is not
practical and they asked the Department to delete it.
DOT Decision: The Department has considered the merits of the
arguments against the proposed provision to hold carriers and airport
operators jointly and severally liable for compliance of shared-use
kiosks with the accessibility requirements. We continue to believe,
however, that joint accountability is essential to ensuring that
shared-use kiosks comply with the design specifications set forth in
the final rule. Moreover, there is precedent for holding carriers and
airport operators jointly and severally liable under Part 382 (see 14
CFR 382.99(f)) and under Part 27 (see 49 CFR 27.72(c)(2) and (d)(2))
for the provision and maintenance of lifts and accessibility equipment
for boarding and deplaning at airports. Therefore, we have retained in
the final rule provisions stating that carriers and airports are
jointly and severally liable for ensuring that shared-use automated
airport kiosks are compliant with the requirements, including the
maintenance provisions. We have accepted, however, the recommendation
to drop the requirement for a written, signed agreement. Both parties
nevertheless will be responsible for jointly planning and coordinating
to ensure that shared-use kiosks are accessible and will be held
jointly and severally liable if compliance is not achieved. We believe
the liability provision will be an incentive for airports and airlines
to work together to carry out requirements that cannot be successfully
implemented without their mutual cooperation.
2. Accessibility Technical Standard
The SNPRM: The Department proposed and sought public comment on
design specifications based on section 707 of the ADA and ABA
Accessibility Guidelines (now codified in the Department of Justice's
2010 ADA Standards) \39\ that apply to automated teller machines (ATM)
and fare machines and on selected specifications from the section 508
standard for self-contained closed products (see 36 CFR 1194.25). Below
we have summarized the questions we posed along with the responses we
received.
---------------------------------------------------------------------------
\39\ See 28 CFR 35.104 (defining the ``2010 Standards'' for
title II as the requirements set forth in appendices B and D to 36
CFR part 1191 and the requirements contained in Sec. 35.151); see
also 28 CFR 36.104 (defining the ``2010 Standards'' for title III as
the requirements set forth in appendices B and D to 36 CFR part 1191
and the requirements contained in subpart D of 28 CFR part 36).
Appendices B and D to 36 CFR part 1191 contain the Access Board's
2004 ADA Accessibility Guidelines (2004 ADAAG), consolidating both
the ADA Accessibility Guidelines and Architectural Barriers
Accessibility Act Guidelines (see, 69 FR 44084 (July 23, 2004)).
---------------------------------------------------------------------------
[[Page 67903]]
Comments: The consensus among most commenters was that the
Department's proposed design specifications adequately covered all the
functions automated airport kiosks presently offer, as well as some
functions that may be added in the future. The Trace Center, however,
urged the Department to look beyond the 2010 ADA Standards for
Accessible Design and provisions of the section 508 regulation dating
from 1998 as the basis for the design specifications. Many of their
comments for additions and revised wording were based on the Access
Board's advance notices of proposed rulemaking for the Section 508
update \40\ and on success criteria from WCAG 2.0.\41\ Two individual
commenters suggested that the Department consider incorporating parts
of the U.S. Election Assistance Commission's Voluntary Voting System
Guidelines (VVSG).\42\
---------------------------------------------------------------------------
\40\ See https://www.accessboard.gov/sec508/refresh/draft-rule2010.htm (preamble at 75 FR 13457, 13468 (March 22, 2010) and
https://www.access-board.gov/sec508/refresh/draft-rule.htm (preamble
at 76 FR 76640, 76646 (December 8, 2011).
\41\ See https://www.w3.org/TR/WCAG20/.
\42\ See Voluntary Voting System Guidelines, https://www.eac.gov/testing_and_certification/voluntary_voting_system_guidelines.aspx.
---------------------------------------------------------------------------
DOT Decision: In collaboration with the Access Board and the
Department of Justice, the Department reviewed and considered the VVSG
guidelines and certain WCAG 2.0 success criteria in developing the
proposed standard. We also considered each of the specific suggestions
for modifying our proposed design specifications offered by the
commenters and have adopted a number of them after weighing the cost
and benefit as well as the present need based on functions automated
airport kiosks currently perform.
In deciding whether or not to accept a suggested change, we also
considered the fact that the Access Board is now engaged in rulemakings
to revise the guidelines and standards on which our proposed kiosk
standard is based and is expected to issue updated guidelines within
the next few years. We did not accept some recommended changes for
functions typically not performed by airport kiosks or that the Access
Board is studying for possible inclusion in their revised standard
(e.g., control of animation and seizure flash threshold for visual
outputs).
Regarding the flight-related services automated airport kiosks
currently make available, the Department believes that the standard we
are now adopting is entirely adequate to ensure independent access and
use by the vast majority of individuals with disabilities. The standard
will apply to new kiosks installed three years or more after the
effective date and will not apply to any kiosks installed prior to that
date. We will continue to monitor automated airport kiosks and the
accessibility of any new functions not currently available as the
technology of self-service transaction machines evolves. We will also
review the new guidelines and standards issued by the Access Board and
the Department of Justice to determine whether improvements to the
section 707 and section 508 specifications warrant further change to
the DOT airport kiosk standard in the future. Insofar as the Department
modifies its standard in the future to address new developments in
kiosk technology, the revised standard will apply to new or replacement
kiosk orders only and will not apply retroactively to any equipment
that complies with this standard.
Operable Parts
The Department sought comment on certain characteristics of
operable parts, including the following:
Identification--The Department proposed to require that the
operable parts on new automated airport kiosks be tactilely discernible
by users to avoid unintentional activation and requested comment
regarding the cost of meeting the requirement.
Timing--We proposed that when a timed response is required, the
user be alerted by sound or touch to indicate that more time is needed.
We also wanted to know whether timeouts present barriers to using
automated airport kiosks as well as the costs and potential
difficulties associated with meeting the requirement.
Status Indicators--We asked whether locking or toggle controls
should be discernible visually as well as by touch or sound.
Comments: The Trace Center offered a number of comments for
substantially reorganizing and expanding the scope of this section so
that the provisions apply to the overall operation of the kiosk rather
than to its operable parts alone. They also suggested incorporating the
provisions of section 309 of the 2010 ADA standards word for word
rather than by reference, as well as new requirements to allow at least
one mode of operation that is usable without body contact, without
speech, or without gestures. Regarding the timing provision, they
requested that a visual alert be added and that the time limit be
extendable at least ten times. In addition, they proposed to include a
new ``key repeat'' provision, modify the color provision to further
accommodate individuals with color blindness, and expand the scope of
the operable parts provisions to include the provision of touch screen
controls as well as tactilely discernible controls. The carrier
associations suggested that making operable parts tactilely discernible
and integrating a user prompt for timeouts would require substantial
time to design and test and thus would require a compliance date of 36
months after the rule's effective date. ITI indicated that timeouts,
whether in voice or visual mode, are a standard feature of applications
today. They also stated that there should be no requirement for the
status of locking or toggle controls to be discernible visually, or by
sound or touch. In their view, such a requirement would be unnecessary
since most host system applications are not case sensitive or middle
layer applications convert and send inputs to the host in the
appropriate format.
DOT Decision: The Department has accepted the suggestion to add a
visual alert requirement to the timing provision and a requirement for
visually discernible status indicators on all locking or toggle
controls or keys. We have included as examples of toggle controls the
Caps Lock and Num Lock keys. In light of current automated airport
kiosk functions and operation, the Department has decided that the
provisions of the operable parts section as we proposed them are
adequate without further change. After the Access Board finalizes its
rulemakings revising the section 508 rules and the ADA and ABA
Accessibility Guidelines to address kiosks other than ATMs and fare
machines, the Department will consider whether further changes
addressing the issues raised by the Trace Center should be incorporated
in the operable parts provisions for future orders.
Privacy
The Department proposed that automated airport kiosks must provide
the same degree of privacy to all individuals for inputs and outputs.
Comments: The Trace Center suggested that we add an advisory to
provide users of speech output the option to blank the screen for
enhanced privacy. They explained that the screen should not blank
automatically when the speech output mode is activated since many users
may want to use both speech and visual interfaces simultaneously. NFB
suggested that the screen blank out automatically upon activation of
speech output.
DOT Decision: The Department has modified the proposal in line with
the Trace Center suggestion to require that
[[Page 67904]]
when an option is provided to blank the screen in the speech output
mode, the screen must blank when activated by the user, not
automatically.
Outputs
The Department sought comment on certain characteristics of
outputs, including the following:
Speech Output--The Department proposed to require that speech
output be delivered through an industry-standard connector or a handset
and asked whether delivering speech output through either of these
means should be required. We wanted to know whether it would be
sufficient to require volume control for the automated airport kiosk's
speaker only without requiring any other mode of voice output and about
any privacy concerns with a speaker-only arrangement. We also asked
about the costs associated with providing a handset or industry
standard connector and about the costs/benefits of requiring a speaker
only, without a handset or headset output capability. We inquired about
wireless technology to allow people with disabilities to use their own
Bluetooth enabled devices in lieu of requiring the kiosk itself to have
a handset or headset connector, and if so, whether it should be
required.
Volume Control--We asked whether the dB amplification gain
specified for speakers was sufficient and about the need for volume
control capability for outputs going to headphones or other assistive
hearing devices.
Tickets and Boarding Passes--Regarding transactional outputs (e.g.,
receipts, tickets), we proposed to require that the speech output must
include all information necessary to complete or verify the
transaction. We listed certain types of information accompanying
transactions that must be provided in audible format, as well as
certain supplemental information that need not be, and whether any
other information should be required to be audible.
Comments: Speech Output--In descending order of preference,
commenters supported supplying standard headset connectors, handsets,
or speakers as the method for delivering speech output. In response to
our question whether requiring volume control for the automated airport
kiosk's speaker alone without requiring any other mode of voice output,
ITI stated that it would not recommend working with a speaker-only
solution. They observed that along with privacy concerns, the ambient
noise levels in airports would present difficulties. The Trace Center,
ITI, and a number of individual commenters supported a private
listening option and recommended that a standard connector be provided
for greater privacy during transactions and to allow individuals with
hearing impairments the use of assistive listening technologies (e.g.,
audio loops). The carrier associations said all three methods should be
allowed, in addition to any other equivalent alternative a carrier or
vendor identifies. The Trace Center commented that handsets should be
in addition to, not instead of, a headphone connector and should be
hearing aid compatible if included. Regarding the cost of providing
headset connectors and handsets, ITI said the costs will depend on
whether volume control can be implemented via software or hardware,
whether a physical volume control is required, and whether volume will
need to be at distinct levels or at a continuous level. Carrier
associations cited various reasons for believing that there would be
high costs associated with providing either handsets or headset
connectors, (e.g., need to keep a large supply of handsets on hand for
sanitary reasons or to provide headsets for passengers who forgot their
own).
Regarding wireless technologies for receiving speech outputs, the
Trace Center supported the wireless concept as an alternative output
method, but noted that a Bluetooth device must be ``paired'' with the
kiosk to ensure user privacy, a process that is too complicated for
many users and usually requires sight. ITI observed that Bluetooth
technology is not widely used in public spaces and that it would not
advocate a requirement for the use of Bluetooth at airport kiosks.
Regarding speech outputs associated with characters such as
personal identification numbers, both the Trace Center and NFB
suggested that rather than providing a beep tone, which typically
indicates an input error, it would be better to provide the masking
characters as speech (e.g., read the word ``asterisk'' when the
character ``*'' is displayed onscreen).
Volume Control--In response to our question about the adequacy of
the proposed dB amplification levels, the Trace Center indicated that
the specified volumes for external speakers was sufficient and noted
that absolute volume for headphones cannot be specified due to
differences in headphone equipment.
Receipts, Tickets, and Boarding Passes--The Trace Center advocated
for requiring speech output upon request for certain types of legally
binding supplemental information (e.g., contracts of carriage,
applicable fare rules) accompanying a transaction, unless the
information was available to the user in an accessible format at an
earlier time (e.g., when the ticket was purchased online).
Other Suggested Changes--The Trace Center also proposed changes to
require automatic cutoff of an external speaker when a plug is inserted
into the headset connector. There were two new requirements proposed by
the Trace Center related to outputs: one dealing with control over
animation (i.e., a mode of operation to pause, stop, or hide moving,
blinking, or scrolling if information starts automatically, lasts for
more than five seconds, and is presented in parallel with other
content) and one to prohibit lights and displays from flashing more
than three times in any one second period, unless the flashing does not
violate the general flash or red flash thresholds. The latter proposed
requirement is derived from a WCAG 2.0 success criterion on seizure
flash thresholds.\43\
---------------------------------------------------------------------------
\43\ For further explanation of general flash and red flash
thresholds, see https://www.w3.org/TR/UNDERSTANDING-WCAG20/seizure-does-not-violate.html.
---------------------------------------------------------------------------
DOT Decision: Speech Output--The Department concurs that a headset
jack potentially offers more flexibility to users in accessing a kiosk,
as well as greater privacy. At the same time, the volume control
requirements for both private listening and external speaker will allow
adequate access to speech outputs without limiting the design options
and cost flexibility. Therefore, this rule allows carriers to choose
whether their accessible automated kiosks will deliver speech outputs
via a headset jack, a handset, or a speaker. We have also decided not
to add a provision to require Bluetooth technology at this time due to
security concerns regarding its use in public spaces and usability
issues associated with pairing Bluetooth devices with airport kiosks.
Regarding the speech output for masking characters, the Department
is requiring that the masking characters be spoken (``*'' spoken as
``asterisk'') rather than presented as beep tones or speech
representing the concealed information.
Receipts, Tickets, and Boarding Passes--The Department has not
accepted the suggestion to require that legally binding information be
provided in audio format upon request because in our view the cost
outweighs the benefit. We do not believe the burden to carriers of
providing complex and lengthy documentation in speech format at an
automated kiosk would be balanced by a corresponding benefit to people
with disabilities, particularly when the information is supplemental
(not essential to the transaction itself) and
[[Page 67905]]
can be obtained by requesting it from an agent at the airport or
online.
Other Suggested Changes--The Department has not accepted the
suggested provision to require automatic cut-off of the external
speaker when a headset is plugged into the connector. It is our
understanding that this automatic cut-off is already a standard feature
of devices equipped with connectors. While we believe that equipping
handsets with magnetic coupling to hearing aids may be desirable, the
volume control requirements for both handsets and headset connector
will still provide access and allow greater design flexibility.
Regarding the recommended provisions for animation control and seizure
flash thresholds, we believe they have merit but are premature at this
time. These provisions are appropriate and necessary for video clips
and other animated material that typically are not available on today's
automated airport kiosks. Therefore, the Department has decided that it
will reconsider the need for such provisions, if airport kiosk
functionality evolves to include animated content in the future.
Inputs
The Department sought public comment on whether there was a need to
revise the proposed requirement for tactilely discernible input
controls to allow for accessible touch screen technology such as that
used by Apple's iPhone and Google's Android products. We asked how
familiar the community of individuals with visual impairments is with
accessible touch screen technology. We also asked about alphabetic and
numeric keypad arrangements and whether the specified function keys and
identification symbols were sufficient for the types of operations
typically performed on airport kiosks functions.
Comments: Tactilely Discernible Input Controls--The carrier
associations and ITI support allowing either tactilely discernible
controls or accessible touch screen navigation as methods of input. The
Trace Center believes that both methods should be allowed, but that if
gestures on a surface or in three-dimensional space are allowed there
also must be some other method involving tactilely locatable controls.
The Trace Center observed that gestures can work well for people who
are technically savvy but are not easy to use for many people with
disabilities--especially those with manual dexterity disabilities.
Keypad Controls--The Trace Center made a number of suggestions to
improve tactile controls, the layout of alpha and numeric keys on key
pads (use of QWERTY arrangement), and the use of tactile symbols for
distinguishing function keys on non-ATM style keypads. They also
suggested adding a provision to specify the arrangement of a virtual
onscreen keyboard alphabetically in one mode to facilitate navigation
using arrow keys and voice output. ITI pointed out that airport kiosks
are not usually equipped with keypads and the new standard should not
assume their presence on an accessible kiosk. They further indicated
that keypad arrangements, whether onscreen or external, should not be
specified due to text-to-speech software that reads out each screen
element.
DOT Decision: The Department has accepted the Trace Center's
suggestion to modify the provision on tactile controls to state that
``at least one input control that is tactilely discernible without
activation shall be provided for each function. We also accepted their
suggestions to require that alphabetic keys on a keypad to be arranged
in a QWERTY keyboard layout with the ``F'' and ``J'' keys tactilely
distinct from the other keys, as well as an option for numeric keys to
be arranged in a row above the alphabetic keys on a QWERTY keyboard. We
did not add any new provisions for enhancing the onscreen navigation of
virtual keyboards for those with visual impairments but will consider
doing so in the future if virtual keyboards are integrated into
automated airport kiosks and there is a need to address their usability
by people with disabilities.
Display Screens
The Department did not ask specific questions but received a few
comments about the proposed specifications for display screens.
Comments: The Trace Center suggested that we change the requirement
for display screens such that they must not only be visible, but also
readable, from a point located 40 inches (1015 mm) above the center of
the clear floor space in front of the automated kiosk. Several
commenters requested that the language concerning the required contrast
of characters with their background on visual displays be changed from
``either light characters on a dark background or dark characters on a
light background'' to ``with a minimum luminosity-contrast-ratio of
3:1.'' Trace Center requested that we require a higher contrast ratio
of 4.5:1 for characters that are less than 14-point.
DOT Decision: We have accepted the suggestion to require display
screen characters and background to have a minimum luminosity-contrast-
ratio of 3:1. This ratio is consistent with that specified in the WCAG
2.0 Success Criteria 1.4.3 on minimum contrast. Combined with the
requirement for characters on the display screen to be in sans serif
font and at least 3/16 inch (4.8 mm) high (based on the uppercase
letter ``I''), the 3:1 contrast ratio will satisfy the success
criterion at Level AA. (For further clarification of this requirement
see the WCAG 2.0 definitions for ``contrast ratio'' and ``relative
luminance'' found at: https://www.w3.org/TR/WCAG20/#contrast-ratiodef
and https://www.w3.org/TR/WCAG20/#relativeluminancedef.)
Regarding display screen visibility, we have not accepted the
suggestion to require display screens to be readable from a point
located 40 inches above the center of the clear floor space in front of
the kiosk. The proposed requirement that the display screen be visible
from a point located 40 inches above the center of the clear floor
space essentially means that the display screen must not be obscured
from view at that height. A requirement that the display screen be
readable from that height would not be practicable since
``readability'' is a function of many factors, including screen
characteristics (e.g., font size), ambient conditions (e.g., lighting),
and each potential reader's visual acuity when viewing the screen at a
given distance from the eye.
Biometrics
In the SNPRM, we included a provision stating that biometrics may
be used as the only means for user identification or control where at
least two options using different biological characteristics are
provided. We requested comment on this provision as well as the costs
associated with implementing it.
Comments: ITI opposed any requirement for more than one biometric
option, saying the cost of more than one biometric device per kiosk
would be prohibitive. They recommended an alternative identification
method be used such as a personal identification number (PIN) for those
who cannot use the biometric option provided.
DOT Decision: The final provision does not require that more than
one biometric identification option be used unless the only method of
identification the kiosk provides is biometric. The kiosk provider may
also use a non-biometric alternative such as a PIN in lieu of a second
biometric identifier using a different biological characteristic. Our
proposed provision provided alternatives that are accessible for
virtually all individuals with a
[[Page 67906]]
disability without imposing unreasonable cost on kiosk providers;
therefore, we are finalizing the proposed requirement.
Other Comments on the Technical Standard
Several disability organizations' comments urged the Department to
require carriers and airports to consult with individuals with
disabilities on the design and usability of their kiosks that meet the
technical standard. Although the standard we are adopting consists of
well-established and tested design specifications, the Department
nonetheless encourages carriers and airports to consult with disability
advocacy organizations on the usability of their accessible kiosk
during the test phase and to consider adopting any feasible suggestions
for improving its usability and accessibility.
3. Implementation Schedule and Alternatives
Compliance Dates for New Kiosk Orders and Airline/Airport Agreements
The SNPRM: The Department proposed to require carriers that own,
lease, or control automated airport kiosks or jointly own, lease, or
control shared-use automated kiosks with an airport operator at U.S.
airports with 10,000 or more annual enplanements to ensure that new
kiosks ordered more than 60 days after the effective date of the rule
meet the proposed accessibility standard. We proposed to require the
same of operators of U.S. airports having 10,000 or more annual
enplanements that jointly own, lease, or control shared-use automated
kiosks with airlines. The Department asked whether setting the
effective date to begin ordering accessible kiosks starting 60 days
after the effective date of the rule was too long or too short and what
would be a reasonable amount of implementation time for the ordering
provision. Important to our decision about the compliance time frame is
the ability of the manufacturing sector to meet the demand for
accessible automated airport kiosks. Consequently, we asked a number of
questions about the capabilities of airport kiosk manufacturers to
market accessible models in time to meet the proposed time frame. We
asked about the number of large and small manufacturers that currently
make automated airport kiosks and whether any currently market
accessible models. Assuming that some lead-time would be needed to
develop and start manufacturing an accessible model that meets the
required standard, we asked whether carriers could meet the 60-day
ordering deadline, and if not, how much time would be needed to have a
product ready to market. We also asked about the competitive impact of
the ordering deadline on small manufacturers given the resources of
larger manufacturers to meet demand more quickly.
We explicitly proposed not to require retrofitting kiosks. For both
carriers and airports that jointly own, lease, or control shared-use
automated kiosks, we proposed to require that they enter into written,
signed agreements allocating their respective responsibilities for
ensuring compliance with the kiosk accessibility requirements. We asked
whether carriers and airport operators should have more than 60 days
after the effective date of the rule to enter into agreements with
airport operators concerning compliance with the kiosk accessibility
requirements, and if so, what would be a reasonable amount of time.
Comments: The carrier associations recommended a delay of up to 36
months after the rule's effective date to implement the ordering
provision for new accessible kiosks. The carrier associations that
commented jointly estimated it would take as long as one year for
manufacturers to develop compliant prototype kiosks, an additional four
to six months to procure the kiosk hardware, up to one year for
carriers to develop compliant software applications, and six months to
install and test the software. Individual carriers recommended lesser
delays of one to two years for implementing the ordering provision. The
American Aviation Institute (AAI) recommended at least two years from
the rule's effective date to begin implementing the ordering provision.
In addition to a longer delay in the effective date of the ordering
provision, most industry commenters recommended that only a percentage
of new kiosks ordered be required to comply with the accessibility
standard. The IATA Common Use Working Group stated that the majority of
shared-use airport kiosks follow the international IATA (RP1706c) and
ATA (30.100) Common Use Self-Service (CUSS) Standards. They suggested
that at least one year would be needed to modify and test the standards
for new accessible hardware, updated platform software, and new
software interfaces required to support airline software applications.
Development of airline application software and pilot testing with
integration software could require up to another year. ITI recommended
a delay of 18-36 months from the rule's effective date, which from
their perspective would allow a reasonable amount of time for product
development and manufacturing. They emphasized the importance of
adequate time to design, engineer, and test the accessibility features
to ensure they function effectively, noting that once product
development is completed, inventory and delivery should take 90-120
days. ITI also cautioned that certification, field trials, and
controlled pilots could extend the timeline further, if issues arise
with third parties that are out of the kiosk manufacturer's control.
They did not support recommendations that the Department require only a
portion of new kiosks ordered to be accessible.
Disability community commenters called for reducing the delay after
the rule's effective date for the new order requirement. United Spinal
and CCD both recommended 30 days after the rule's effective date; BBI
recommended no delay in the effective date of new order provision and
that it coincide with the rule's effective date. The Trace Center,
recognizing that a longer lead time would likely be needed, suggested
that the Department finalize the technical standard and provide it to
interested parties while the final rule is still under review by the
Office of Management and Budget (OMB). In effect, the Trace Center
recommended that the Department give vendors and other organizations
advance notice of the technical standard before the final rule is
published so that they could develop and test an accessible kiosk
prototype before the actual effective date of the rule. They further
recommended that the final rule require that accessible kiosks begin to
be installed in airports shortly after the final rule is published. As
for airports, Denver International Airport concurred with the
Department's proposed effective date of 60 days for new kiosk orders
while San Francisco International Airport suggested extending the
compliance date to six months after the rule's effective date to allow
enough time to complete the airport/airline agreements for shared-use
automated kiosks and prepare the technical specifications.
We received very few public comments addressing our questions about
the capabilities of the manufacturing sector, none of which came from
manufacturers of airport kiosks. However, our contractor preparing the
regulatory evaluation contacted a number of manufacturers who confirmed
in part what the industry commenters had told us about the longer lead-
time required to develop and produce compliant hardware and
[[Page 67907]]
software applications. They explained that airlines with proprietary
kiosks and the in-house capability to program their own software
applications would need less time to comply than airlines that contract
out software development. Manufacturers that produce shared-use kiosks
confirmed the complex development scenario described by the carrier
associations, including an initial phase to revise and test the
international technical standard that applies to such kiosks. They
confirmed that for shared-use kiosks, airports typically procure the
hardware and platform software while the airlines must each develop and
certify their own compliant software application, which then must be
integrated and tested on the hardware--steps that could extend the
compliance time frame. The manufacturers also corroborated ITI's
observations that requiring only a portion of new kiosks to be
accessible would not substantially reduce the development costs for
accessible kiosks.
DOT Decision: The Department has weighed all the available
information and is persuaded that a compliance deadline of 60 days from
the effective date of the final rule for new kiosk orders is not
feasible. Under this rule, airlines and airports have 36 months after
the rule's effective date to begin installing accessible kiosks at U.S.
airports. There are no automated airport kiosks presently on the market
that meet entire set of the accessibility requirements mandated by this
rule, and discussions with kiosk manufacturers confirm airline
assertions that it could take a substantial amount of time to have
kiosks with fully compliant hardware and platform software developed,
tested, and ready to market for sale. Research conducted by our
contractor indicates that the amount of lead time required to develop
and produce compliant hardware and software applications will vary
significantly depending on whether the kiosks are proprietary or
shared-use and whether their capabilities for software application
development are in-house or contracted. Airlines with proprietary
kiosks and immediate access to applications programming capabilities
may be able to develop and deploy compliant kiosks within 18 to 24
months. For carriers that use shared-use kiosks, however, it may take
more than two years for accessible kiosks to be ready for installation.
The IATA Common Use Working Group indicated that it would take up
to one year to revise the applicable standards for shared use airport
kiosks, with additional time needed to develop and test the kiosk
hardware and software components for shared-use automated kiosks. ITI
and several other sources have indicated that the current marketplace
for developers of shared-use kiosk software is limited to a few firms.
This suggests that carriers and airports could also face delays in
securing the requisite technical resources. In addition, software
applications for shared-use kiosks must be certified, which the IATA
Working Group indicates can add another 3 months to the time required
to prepare the product for deployment. Apart from the above technical
considerations, a compliance time frame of less than three years could
also result in above-market pricing, since fewer vendors will be able
to develop and test compliant kiosks in less time.
The Trace Center's recommendation that the Department ``finalize[],
publish[] and provide[] to all interested parties [the accessibility
standard] in advance while the provisions make their way through the
Office of Management and Budget . . .'' might accelerate the
availability of accessible kiosks, but would not be consistent with the
requirements of Executive Order 12866 and the Administrative Procedure
Act. Executive Order 12866 requires Federal agencies to submit the
final rule of any significant agency rulemaking to OMB prior to its
publication in the Federal Register, unless OMB waives its review.\44\
It also prohibits agencies from otherwise issuing to the public any
regulatory action subject to OMB review prior to OMB completing or
waiving its review.\45\ The Administrative Procedure Act specifically
provides that individuals ``may not in any manner be required to resort
to, or be adversely affected by, a matter required to be published in
the Federal Register and not so published.'' \46\ This means the
Department can neither finalize the accessibility standard prior to
OMB's completion of its review nor compel carriers or airports to begin
implementing the standard prior to publication of the final rule in the
Federal Register.
---------------------------------------------------------------------------
\44\ See Exec. Order 12,866, 58 51735, 51741 (October 4, 1993).
\45\ See Exec. Order 12,866, 58 FR No. 140 51735, 51743 (October
4, 1993).
\46\ See 5 U.S.C. 552(a)(1).
---------------------------------------------------------------------------
In light of these factors, the Department has decided to extend the
compliance time frame for installing new kiosks at U.S. airports to
three years after the rule's effective date. Meeting this deadline will
require some concurrent effort in the development of compliant hardware
and software applications. Carriers and airports will need to be active
participants in the IATA standards development and approval process to
finalize a standard within a time frame that supports the development,
prototyping, and marketing of accessible kiosks and software
applications by the compliance deadline. At the same time, the three-
year lead time before the provision on new kiosk installations becomes
effective will give manufacturers and programmers not presently engaged
in developing accessible kiosks enough time to gear up to participate
in the market. We believe this broadening of the supplier base can be
expected to mitigate the incremental costs of acquiring and installing
accessible kiosks. Based on the input our contractors received from
manufacturers, shortening the compliance deadline may limit the number
of firms that would develop and market compliant hardware and software
applications. In addition, due to the amount of technical coordination
between airlines and airports necessary to develop accessible shared-
use kiosks and their reliance on third-party contractors to develop and
test compliant platform and application software, many airports and
carriers would not be able to meet a shorter compliance deadline.
Ultimately, the Department believes that passengers with disabilities
will benefit significantly from providing kiosk manufacturers and
application developers with a longer period to develop, prototype,
test, and deploy kiosks that effectively meet the required
accessibility standard.
Implementation Alternatives
The SNPRM: The Department proposed that all new kiosks ordered
after the order deadline must be accessible. We asked for comment on
whether a phasing in period over 10 years, gradually increasing the
percentage of automated airport kiosk orders required to be accessible,
would meaningfully reduce the cost of implementing the accessibility
standard. We also asked whether we should require less than 100 percent
of new airport kiosks to be accessible, and if so, what percentage of
accessible kiosks we should require in each location at the airport. We
noted that if only a percentage of kiosks were required to be
accessible, the wait time for passengers who need an accessible
automated kiosk could be significantly longer than for non-disabled
passengers unless they were given some kind of priority access to those
machines. We observed that any mandate for priority access to
accessible kiosks could also carry the
[[Page 67908]]
potential of stigmatizing and segregating those passengers.
Comments: ITI commented that from a development and manufacturing
perspective, the timelines and resources needed to develop and
incorporate ``new accessibility solutions will be the same, regardless
of whether all, or a percentage of, kiosks are required to comply with
the new rules.'' They added that from their perspective there also
would be no meaningful cost reduction from a gradual phasing in of
accessible kiosks. The carrier associations nonetheless opposed a
requirement for all airport kiosks to be accessible, arguing that this
approach is inconsistent with other Part 382 requirements (e.g.,
movable armrests are only required on fifty percent of aircraft aisle
seats, one accessible lavatory on a twin aisle aircraft) and costly.
They urged the Department to consider two compliance alternatives, each
having a compliance date of 36 months after the effective date of the
final rule: (1) Require ten percent of future kiosks ordered to include
accessible features or, in the alternative, (2) require one accessible
kiosk per passenger check in area at an airport. From their point of
view, a reduced number of accessible kiosks will have no significant
impact on passenger wait times since passengers with a disability who
self-identify would be given priority to use an accessible kiosk,
reducing their wait to the time it would take for someone already using
the accessible kiosk to finish their transaction. In the event more
than one passenger needs to use the accessible kiosk at the same time,
agents will be available to assist. The carrier associations believe
this approach will provide accessible kiosks to those who need and will
use them, while better balancing the costs with the benefits. Air New
Zealand made a similar argument, suggesting that requiring only 25
percent of airport kiosks to be accessible, in combination with
priority access for passengers with disabilities, will provide
passengers with disabilities the independent access they want and limit
the additional financial burden to carriers. Spirit Airlines proposed
that the Department require only 50 percent of new kiosks ordered to be
accessible, until a total of 25 percent of airport kiosks are
accessible. The San Francisco International Airport, on the other hand,
took the position that the Department should require 100 percent of
kiosks to be accessible by a date to be determined after taking
manufacturing capabilities and other factors into consideration. They
saw this approach as the best way to avoid potential problems for
airports having to maintain both accessible and inaccessible kiosk
models.
DOT Decision: We are requiring that all new kiosks installed at
U.S. airports three years or more after the effective date of the rule
be accessible until at least 25 percent of kiosks in each location at
the airport are accessible. We agree with the comments of Air New
Zealand that having 25 percent of airport kiosks accessible (as opposed
to more than 25 percent), in combination with priority access for
passengers with disabilities to those kiosks, will enable passengers
with disabilities to independently use airport kiosks and limit the
additional costs to carriers and airports associated with acquiring and
installing accessible kiosks. Nonetheless, the Department intends to
monitor implementation of this rule to determine whether delay in
obtaining access to an accessible kiosk is a significant problem for
passengers with disabilities, despite the priority access provision,
especially during peak demand times. If so, we may issue further
regulations to address the matter. Of course, airlines and airports may
always choose to make more than 25 percent of airport kiosks
accessible. As noted by San Francisco International Airport, one
advantage of making 100 percent of airport kiosks accessible is
avoidance of the potential costs associated with maintaining and
supporting both accessible and inaccessible kiosk models.
As we stated earlier, the requirement for at least 25 percent of
accessible automated airport kiosks at each location in U.S. airports
with 10,000 or more enplanements means that at least 25 percent of
kiosks provided in each cluster of kiosks and all stand-alone kiosks at
the airport must be accessible. For example, in a location where five
kiosks are situated in close proximity to one another, such as near a
ticket counter, at least two of those kiosks must be accessible; in
locations where a single kiosk is provided which is not in close
proximity to another kiosk, the single kiosk must be accessible. In
addition, when the kiosks provided in a location at the airport perform
more than one function (e.g., print boarding passes/bag tags, accept
payment for flight amenities such as seating upgrades/meals/WiFi
access, rebook tickets, etc.), the accessible kiosks must provide all
the same functions as the inaccessible kiosks in that location. These
days many kiosks provide a broad range of functionality beyond simple
check-in. Kiosks that perform different functions are considered to be
of different types. Accessible automated airport kiosks must provide
all the functions provided to customers at that location at all times.
For example, it is unacceptable for the accessible automated airport
kiosks at a particular location to only enable passengers to check-in
and print out boarding passes while the inaccessible automated airport
kiosks at that location also enable passengers to select or change
seating, upgrade class of travel, change to an earlier or later flight,
generate baggage tags and purchase inflight Wi-Fi sessions or other
ancillary services. Whatever functions are available on inaccessible
automated airport kiosks must also be available to customers using
accessible airport kiosks at the same location. As noted above, the 25
percent requirement also applies to each location at the airport where
kiosks are installed. It is not sufficient for a carrier or an airport
to merely comply with the percentage for the airport as a whole, or
even for a given terminal building if there are kiosks in more than one
location in the terminal.
Based on data from commenters who estimated airport kiosk life
spans, we estimate that the typical kiosk life span is no more than
five to seven years. We believe it is reasonable to conclude that well
before the end of the 10-year period after the effective date of this
rule virtually all airport kiosks will have reached the end of their
life span. As such, a total of at least 25 percent of airport kiosks in
each location at a U.S. airport should have been replaced with an
accessible kiosk by then. To ensure this outcome, we have added
requirements that both carriers and airport operators must ensure that
at least 25 percent of automated kiosk provided in each location at the
airport must be accessible by ten years after the effective date of the
rule. Accessible kiosks provided in each location at the airport must
provide all the same functions as the inaccessible kiosks in that
location.
Retrofitting Kiosks
The SNPRM: In proposing to require that only new kiosks ordered
after a certain date be accessible, we had also considered proposing to
require carriers to either retrofit or replace a certain percentage or
number of airport kiosks (e.g., retrofit 25 percent of existing kiosks
or replace at least one kiosk) in each location at the airport by a
certain date. We ultimately decided against proposing either option, as
the available information suggests that these approaches would
significantly increase the cost to carriers. Nonetheless, we also had
concerns that the transition time for an accessible kiosk to become
available
[[Page 67909]]
at each location in an airport could be more than a decade. The best
life cycle estimates for airport kiosks available to us when the
September 2011 SNPRM was published ranged from seven to ten years. We
therefore asked for comment on the accuracy of our life cycle estimate
and whether the Department should require carriers to retrofit or
replace a certain portion of their kiosks to meet the accessibility
standards until all automated airport kiosks are accessible.
Comments: Most disability advocacy organizations, individual
commenters who self-identified as having a disability, and some
commenters from the general public supported an interim requirement to
retrofit some percentage of existing kiosks to accelerate the
availability of accessible kiosks at all locations in an airport. The
Trace Center, NFB, and BBI supported a phased retrofit schedule such
that 25 percent of all deployed kiosks must be accessible by 1 year, 50
percent by 3 years, 75 percent by 5 years, and 100 percent by 7 years
after the effective date. NCIL advocated a more accelerated approach
for retrofitting that would have 100 percent of deployed kiosks
accessible by five years after the effective date. PVA urged the
Department to require that any existing kiosk that is altered
(voluntarily modified or refurbished, including any software
modification or upgrade) must be retrofitted to meet the accessibility
standard. The Trace Center conceded that retrofitting ``can be
significantly more expensive than deploying new accessible kiosks'' due
to loss of the lower cost production environment and economies of
scale, as well as the additional costs of taking kiosks out of service
and the actual cost to modify the kiosk. They acknowledged that even
activating dormant accessibility features (e.g., headset connector) can
be a significant undertaking that would take some lead-time to
complete.
The San Francisco International Airport also recommended
retrofitting some existing kiosks as a reasonable alternative to
requiring only that new kiosks ordered after the effective date be
accessible. They reasoned that if only new kiosks must meet the
accessibility requirements, it would create an adverse incentive for
airlines to maintain older kiosks beyond their useful life and delay
full accessibility for many years. They thought it likely that the
airport industry would be ready to support immediate retrofits.
Carriers and the carrier associations opposed any kind of
retrofitting. They added that many kiosk models could not be
retrofitted because they are near the end of their life cycle and are
no longer supported by the manufacturer. The IATA CUSS working group
estimated incremental costs of at least $3,000 per kiosk to retrofit to
the DOT standard. ITI said that the costs of retrofitting an existing
kiosk would be difficult to quantify--particularly older kiosks with
operating systems that are not compatible with text-to-speech
technology and may not support software needed for speech output. They
noted that in addition to hardware costs, there would also be software
certification costs. Several manufacturer representatives echoed these
concerns, indicating that there are significant technical feasibility
issues associated with retrofitting.
DOT Decision: The Department acknowledges that a requirement to
retrofit some percentage of kiosks to meet the accessibility standard
would accelerate the near-term availability of accessible machines at
airports. While more rapid near-term availability of accessible
machines is an important objective, retrofitting is clearly an
expensive, and in some cases, technically infeasible means to
accomplish it. A shortened compliance timeline also runs the risk of
insufficient testing to ensure the successful integration and error-
free operation of all the hardware and software components of
accessible kiosks. In lieu of requiring retrofitting of existing
kiosks, carriers and airports will be required to ensure that at least
25 percent of automated kiosks in each location at an airport are
accessible and that accessible kiosks provided in each location at the
airport provide all the same functions as the inaccessible kiosks at
that location by ten years after the rule's effective date. As
mentioned earlier, with data from carriers and industry experts
confirming that the typical kiosk life cycle is between five and seven
years, we anticipate that 25 percent of kiosks in all locations at an
airport will have been replaced with accessible models well before this
ten-year deadline. Compliant kiosks will begin to be installed in
locations at airports no later than 3 years after the effective date of
this rule.
4. Identification and Maintenance
The SNPRM: The Department proposed to require carriers and airports
to ensure that each accessible automated kiosk they own, lease, or
control in a location at an airport is visually and tactilely
identifiable as such to users (e.g., an international symbol of
accessibility affixed to the front of the device) and is maintained in
proper working condition, until all automated kiosks in a location at
the airport are accessible. We proposed to apply these requirements to
airlines under Part 382 and to airports under Part 27.
Comments: The Department received a very small number of comments
on these provisions. Two disability organizations supported the
requirement for affixing an international accessibility symbol. Some
commenters who did not identify as having disabilities noted that a
requirement to affix a symbol or a sign indicating that a particular
kiosk is accessible may be helpful to some individuals with
disabilities, such as those with mobility or cognitive impairments. As
a practical matter, these same commenters noted that for users with
visual impairments, receiving guidance from airline personnel to an
accessible kiosk made more sense than affixing an accessibility symbol
they cannot see and which they could not touch until physically in
front of the machine. Despite such observations, there were no comments
opposing these specific provisions.
DOT Decision: The Department views the need for accessible
automated kiosks to be identifiable and maintained in working condition
to be of great importance particularly since this rule does not require
100 percent of kiosks to be accessible. Passengers with disabilities
will experience a greater impact than other passengers when accessible
kiosk equipment is out of order since only a portion of them will be
required to be accessible. In assessing carrier/airport responsibility
for accessible kiosks that are down for repair periodically during
their service life, the Department will examine several factors on a
case-by-case basis, including whether maintenance schedules are in
place and followed for all kiosks owned by the carrier/airport and
whether the maintenance schedules and policies followed for both
accessible and inaccessible kiosks are similar. Also, kiosk locations
at the airport will have a mix of accessible and inaccessible machines
so there is value in requiring that accessible kiosk models carry the
international accessibility symbol to allow passengers with a variety
of disabilities maximum independence in locating and using an
accessible kiosk. This requirement will help ensure that adequate
resources are allocated to maintaining accessible kiosks, particularly
during the first few years when there are fewer accessible models at an
airport, for parts and technical training that may otherwise be given
low priority. Since we received no comments opposing the provisions as
proposed and for the other reasons mentioned above, the Department is
[[Page 67910]]
retaining these provisions in the final rule.
5. Other Issues--Federal Preemption
The SNPRM: In the preamble of the September 2011 SNPRM, we stated
that States are already preempted from regulating in the area of
disability civil rights in air transportation under the Airline
Deregulation Act, 49 U.S.C. 41713 and the ACAA, 49 U.S.C. 41705.
Comments: In their comments on this rulemaking, NFB and NCIL both
urged the Department to rectify what they viewed as erroneous holdings
in two recent court cases alleging that inaccessible airline kiosks and
Web sites constitute disability discrimination under State law.\47\ In
both cases, the court granted the defendant airlines' motions to
dismiss, concluding that Plaintiffs' State-based claims alleging
disability discrimination in air transportation were preempted by the
ACAA and the Airline Deregulation Act.\48\ Specifically NFB and NCIL
asked the Department to use agency discretion to grant passengers with
disabilities, who are protected against disability discrimination under
the ACAA regulations, additional protection under other laws, such as
the State laws at issue in the litigation, by including a saving clause
in Part 382.\49\
---------------------------------------------------------------------------
\47\ See Nat'l Fed'n of the Blind v. United Airlines, Inc., No.
C 10-04816, p. 3 WHA, 2011 WL 1544524 (N.D. Cal. April 25, 2011) and
Foley et al v. JetBlue Airways Corp., No. C 10-3882, p. 3 (N.D. Cal.
August 3, 2011).
\48\ See Id.
\49\ NFB and NCIL recommended identical language for this
provision: ``Nothing in these regulations shall be construed to
invalidate or limit the remedies, rights, and procedures of any
federal law or law of any state or political subdivision of any
state or jurisdiction that provides greater or equal protection for
the rights of individuals with disabilities than are afforded by
these regulations.''
---------------------------------------------------------------------------
As background, we note that in the case filed by NFB in the United
States District Court for the Northern District of California, the
Department of Justice filed a Statement of Interest By the United
States reflecting the views of the Department of Transportation in
support of United's motion to dismiss. The statement made three central
arguments supporting Federal preemption of NFB's state claims: (1)
Airline kiosks constitute a service that falls within the preemption
provision of the Airline Deregulation Act; (2) the ACAA rules apply
pervasively not only to disability discrimination in aviation
generally, but also to the accessibility of airline kiosks
specifically; and (3) applying a State remedy to NFB's discrimination
claims would have the broad effect of undermining the purpose behind
the ACAA regulations. The court agreed with the views of the United
States, finding that NFB's claims were preempted under both the Airline
Deregulation Act and the ACAA.\50\
---------------------------------------------------------------------------
\50\ Nat'l Fed'n of the Blind v. United Airlines, Inc., No. C
10-04816, p. 2-3 WHA, 2011 WL 1544524 (N.D. Cal. April 25, 2011).
---------------------------------------------------------------------------
JetBlue's dismissal motion subsequently adopted the preemption
arguments made in the Statement of Interest By the United States
submitted in the United case, asserting that these views represented
the agency judgment of the Department of Transportation.\51\ The court
did not agree with JetBlue's argument that Web sites and kiosks are
``services'' affecting economic deregulation or competition intended to
fall within the scope of the Airline Deregulation Act and found that
the plaintiffs' State law claims were not preempted by the Act. The
court agreed, however, with JetBlue's arguments that DOT's ACAA
regulations occupy the field of disability non-discrimination in
aviation and preempt State law. Citing provisions in DOT's 2008 final
ACAA rule requiring airlines to provide interim accommodations and its
intent stated in the rule's preamble for further rulemaking on
inaccessible kiosks and Web sites, the court held that the ACAA
regulations specifically preempt the field of airline kiosk and Web
site accessibility ``so as to justify the inference that Congress
intended to exclude state law discrimination claims relating to these
amenities.'' \52\
---------------------------------------------------------------------------
\51\ Thomas Foley et al. v. JetBlue Airways Corp., No. C 10-
3882, p. 4 (N.D. Cal. August 3, 2011).
\52\ Id. at 18-20.
---------------------------------------------------------------------------
The Plaintiffs in both cases appealed the decisions to the Court of
Appeals for the Ninth Circuit. In the NFB case, the United States filed
an amicus curiae brief and reiterated its arguments that NFB's claims
were both field and conflict preempted by the ACAA and expressly
preempted by the Airline Deregulation Act.\53\ The case was argued on
November 8, 2012. However, the Court vacated submission of the case and
will delay its decision pending a decision by the Supreme Court in
Northwest, Inc. et .al. v. Ginsberg, 695 F.3d 873 (9th Cir. 2012),
cert. granted, --S. Ct. --, 2013 WL 2149802 (May 20, 2013) (No. 12-
462).\54\ The parties in the JetBlue case filed an unopposed motion to
stay proceedings pending the court's decision in the NFB case, and the
Court granted that motion on September 22, 2011.\55\
---------------------------------------------------------------------------
\53\ Brief for the United States as Amicus Curiae Supporting
Affirmance of the District Court's Judgment, Nat'l Fed'n of the
Blind v. United Airlines, Inc., No. 11-16240 (9th Cir. Oct. 18,
2011).
\54\ Order, Nat'l Fed'n of the Blind v. United Airlines, No. 11-
16240 (9th Cir. May 22, 2013).
\55\ Order, Foley, et al., v. JetBlue Airways Corp. No. 11-17128
(9th Cir. Sept. 22, 2011).
---------------------------------------------------------------------------
Notwithstanding the United States' position and the district
courts' holdings of Federal field preemption under the ACAA in both
cases, in its comments on this rulemaking, NCIL pointed to statements
in the Congressional record that the ACAA was enacted to ensure that
airlines eliminate all discriminatory restrictions on air travel by
persons with disabilities not related to safety.\56\ They asserted that
these statements concerning the ACAA are evidence that ``. . . a
saving[s] clause permitting the operation of more protective state laws
[was] squarely contemplated by Congress and should be preserved with a
saving[s] clause.''
---------------------------------------------------------------------------
\56\ See 132 Cong. Rec. S11, 784-08 (daily ed. Aug. 15, 1986)
(statement of Sen. Dole). See also S. Rep. No. 99-400, at 2, 4
(1986), reprinted in 1986 U.S.C.C.A.N. 2328, 2329, 2331; 132 Cong.
Rec. S11784-08 (daily ed. Aug. 15, 1986); 132 Cong. Rec. H7057-01
(daily ed. Sept. 17, 1986) (statement of Rep. Sundquist); S. Rep.
No. 99-400, at 2 (1986), reprinted in 1986 U.S.C.C.A.N. 2328, 2329-
30.
---------------------------------------------------------------------------
DOT Decision: The Department fully concurs with NCIL and NFB that
the ACAA was enacted to eliminate discriminatory restrictions by
airlines on air transportation for people with disabilities. We
continue to strongly disagree, however, with the notions that Congress
intended State and local disability non-discrimination laws applied to
aviation to be exempt from preemption under the Airline Deregulation
Act or to operate concurrently with the ACAA. As we outlined in the
Statement of Interest discussed above, the Department believes that the
concurrent operation of State and local laws would undermine certain
central goals of both the ACAA and the Airline Deregulation Act.
We believe that the detrimental impacts resulting from the
concurrent operation of State/local disability non-discrimination laws
on passengers with disabilities and on air transportation overall are
serious and foreseeable. The saving clause advocated by NCIL and NFB
would subject airlines to non-discrimination requirements in scores of
State and local jurisdictions. Aside from the burden of complying with
a patchwork of State and local disability regulations on airline
economic activity and competition, passengers with disabilities would
again be subject to inconsistency and uncertainty regarding the
accommodations they can expect in air travel. Congress intended that
the ACAA regulations apply accessibility requirements and compliance
deadlines
[[Page 67911]]
to covered airlines uniformly. The goal was to ensure that passengers
with disabilities would consistently receive the same accommodations
wherever their air transportation is subject to U.S. law. This outcome
has largely come about today due to airlines throughout the U.S. market
being freed to focus their resources on meeting a single regulatory and
enforcement scheme for ensuring accessibility. Carriers have not had to
scatter their resources training employees to meet varying regulatory
requirements for each State in which the carrier operates. It is our
view that Congress sought to avoid these foreseeable adverse effects
and intended the ACAA regulation to occupy the legal field in this area
in order to maximize accessibility across the entire air transportation
market to which the ACAA applies. Therefore, we believe the public
interest will be best served by not adding a saving provision to Part
382.
Regulatory Analysis and Notices
A. Executive Order 12866 (Regulatory Planning and Review), Executive
Order 13563 (Improving Regulation and Regulatory Review), and DOT
Regulatory Policies and Procedures
This action has been determined to be significant under Executive
Order 12866 and the Department of Transportation's Regulatory Policies
and Procedures. It has been reviewed by the Office of Management and
Budget in accordance with Executive Order 12866 (Regulatory Planning
and Review) and Executive Order 13563 (Improving Regulation and
Regulatory Review) and is consistent with the requirements in both
orders. Executive Order 13563 directs agencies to propose or adopt a
regulation only upon a reasoned determination that its benefits justify
its costs, tailor the regulation to impose the least burden on society
consistent with obtaining the regulatory objectives, and in choosing
among alternative regulatory approaches, select those approaches that
maximize net benefits. Executive Order 13563 recognizes that some
benefits and costs are difficult to quantify and provides that, where
appropriate and permitted by law, agencies may consider and discuss
qualitatively values that are difficult or impossible to quantify,
including equity, human dignity, fairness, and distributive impacts.
This rule promotes such values by requiring the removal of barriers to
equal access to air transportation information and services for
passengers with disabilities.
In the Department's view, the non-quantifiable benefits of kiosk
accessibility, which the tables below do not reflect, are wholly
consistent with the ACAA's mandate to eliminate discrimination against
individuals with disabilities in air transportation. They include the
increased ability of individuals with disabilities to independently
access and use with equal convenience and privacy, and without
stigmatization, the same air transportation information and services
available to individuals without disabilities. Specific non-
quantifiable benefits associated with the kiosk accessibility
requirements also include an enhanced sense of inclusion for travelers
with vision or mobility disabilities, as well as a decrease in the
stigma of special treatment at the ticket counter and in their overall
waiting time to check-in. Having a choice of check-in options (e.g.,
either the automated kiosk or the check-in counter), depending on their
anticipated transaction time or personal preference also has value to
many travelers with disabilities, even if its monetary value cannot be
quantified. The availability of accessible kiosks will also reduce
waiting times at ticket counters for travelers without disabilities who
are required to or choose to use the airline ticket counters for ticket
purchase or check-in and free customer service agents from routine
check-in and seat assignments tasks to focus on individual ticketing
and baggage issues. Travelers with and without disabilities will also
benefit from the design features of accessible kiosks (e.g., travelers
who have difficulty reading English may benefit from having the ability
to hear the kiosk instructions). We note that some of the non-
quantifiable costs include the sunk costs of inaccessible kiosk models
currently under development and occasional increases in kiosk waiting
times that may result for other travelers initially as new users become
familiar with kiosk features and applications.
Regarding the Web site accessibility requirements, we anticipate
both non-quantifiable and intrinsically qualitative benefits. Web sites
that meet the WCAG 2.0 Level AA standards will have a cleaner layout
and less content per page, resulting in improved accessibility not only
for people with severe vision impairments, but also for those with less
severe disabilities such as low vision, developmental delays, or
epilepsy. Web site accessibility will also remove a barrier to travel
for independent people with severe vision impairments, making it more
likely they will travel and increasing the number of trips they
purchase. For carriers, we expect the process of making their Web sites
accessible (e.g., developing a detailed Web site inventory) to result
in an improved ability to identify and clean up existing errors and
performance issues (e.g., broken links and circular references).
There are also potentially important categories of costs associated
with the Web site accessibility requirements that are intrinsically
qualitative or for which monetary values cannot be estimated from the
available data. Bringing an entire air travel Web site into compliance
with WCAG 2.0 Level AA, for example, may reduce options for innovation
and creative presentation of Web content. Carriers will also need to
allocate programming resources for creating and updating Web pages to
ensure regulatory compliance that could be used to otherwise improve or
increase functionality on their primary Web sites. Also unknown are the
costs the Department will have to incur to enforce these rules by
acquiring and maintaining the ability to monitor covered air travel Web
sites, conduct periodic testing and verification, and work with
carriers to understand and remedy identified Web site noncompliance.
The Department believes that the qualitative and non-quantifiable
benefits of the Web site and kiosk accessibility requirements
nonetheless justify the costs and make the rule cost beneficial, even
without the economic benefits displayed in the tables below. The non-
quantifiable benefits to individuals with disabilities, in particular,
are integral to achieving full inclusion and access to the entire
spectrum of air transportation services, which is the overarching goal
of the ACAA.
The final Regulatory Evaluation established that the monetized
benefits of the final rule exceed its monetized costs by $13.5 million
using a 3-percent discount rate. The benefits and costs were estimated
for the 10-year period beginning two years after the effective date
(which was assumed to be January 1, 2014) for the Web site
accessibility requirements and three years after the effective date for
kiosk accessibility requirements. The upfront compliance costs incurred
for Web sites in 2014 and 2015 and for kiosks in 2015 and 2016 were
rolled forward and included in the 10-year analysis period results
cited in the final regulatory evaluation. The expected present value of
monetized benefits from the final rule over a 10 year period using a 7-
percent discount rate is estimated at $110.7 million, and the expected
present value of monetized costs to comply with the final rule over a
10-year period using a 7-percent
[[Page 67912]]
discount rate is estimated at $114.7 million. The present value of
monetized net benefits over a 10 year period at a 7-percent discount
rate is -$4.0 million. The table below, taken from the final Regulatory
Evaluation, summarizes the monetized costs and benefits of the rule.
Present Value of Net Benefits for Rule Requirement
[Millions]
----------------------------------------------------------------------------------------------------------------
Present value
Monetized benefits and costs Discounting period/rate Web sites Kiosks (millions)
----------------------------------------------------------------------------------------------------------------
Monetized Benefits.................. 10 Years, 7% $75.9 $34.8 $110.7
discounting.
10 Years, 3% 90.3 42.0 132.3
discounting.
Monetized Costs..................... 10 Years, 7% 79.8 34.9 114.7
discounting.
10 Years, 3% 82.5 36.1 118.6
discounting.
Monetized Net Benefits.............. 10 Years, 7% (3.9) (0.1) (4.0)
discounting.
10 Years, 3% 7.8 5.9 13.7
discounting.
----------------------------------------------------------------------------------------------------------------
* Present value in 2016 for Web site requirements and 2017 for kiosk requirements.
B. Executive Order 13132 (Federalism)
This final rule has been analyzed in accordance with the principles
and criteria contained in Executive Order 13132 (``Federalism''). This
final rule does not include any provision that: (1) Has substantial
direct effects on the States, the relationship between the national
government and the States, or the distribution of power and
responsibilities among the various levels of government; or (2) imposes
substantial direct compliance costs on State and local governments.
With regard to preemption, this final rule preempts State law in the
area of disability civil rights in air transportation. However, State
regulation in this area is already expressly preempted by the Airline
Deregulation Act, which prohibits States from enacting or enforcing a
law ``related to a price, route, or service of an air carrier.'' \57\
Furthermore, the ACAA occupies the field in the area of
nondiscrimination in air travel on the basis of disability. Therefore,
the consultation and funding requirements of Executive Order 13132 do
not apply.
---------------------------------------------------------------------------
\57\ 49 U.S.C. 41713(b)(1).
---------------------------------------------------------------------------
C. Executive Order 13175
This final rule has been analyzed in accordance with the principles
and criteria contained in Executive Order 13175 (``Consultation and
Coordination with Indian Tribal Governments''). Because this final rule
does not significantly or uniquely affect the communities of the Indian
tribal governments or impose substantial direct compliance costs on
them, the funding and consultation requirements of Executive Order
13175 do not apply.
D. Regulatory Flexibility Act
The Regulatory Flexibility Act (5 U.S.C. 601 et seq.) requires an
agency to review regulations to assess their impact on small entities
unless the agency determines that a rule is not expected to have a
significant economic impact on a substantial number of small entities.
We note that while the Regulatory Flexibility Act does not apply to
foreign entities, we have examined the effects of this rule not only on
U.S. airports and air carriers that are small entities under applicable
regulatory provisions, but on small foreign carriers as well. The Web
site accessibility requirements do not impact small U.S. and foreign
carriers. Only carriers that operate at least one aircraft having a
seating capacity of more than 60 passengers are required to make their
Web sites accessible to passengers with disabilities and ensure that
they provide Web-based discounts and waive any telephone or walk-in
reservation fees for individuals unable to use their Web site due to a
disability.
This final rule also requires small U.S. and foreign carriers that
own, lease, or operate proprietary or shared-use automated kiosks at
U.S. airports with 10,000 or more annual enplanements to install
accessible models at each U.S. airport kiosk location starting three
years after the rule's effective date until at least 25 percent of
automated kiosks provided at each location are accessible and provide
all the same functions as the inaccessible kiosks at each location. The
same requirement applies to operators of U.S. airports with 10,000 or
more annual enplanements that own, lease, or operate shared-use
automated kiosks. Research for our initial regulatory flexibility
analysis identified no small carriers or small airport authorities
covered by the proposed accessibility requirements that owned or
operated kiosks. Moreover, we received no comments on the proposed
requirements during the SNPRM public comment period from small carriers
(those exclusively operating aircraft with 60 or fewer seats), small
airport authorities (those publicly owned by jurisdictions with fewer
than 50,000 inhabitants or privately owned by small entities with
annual revenues of $30 million or less under the Small Business
Administration (SBA) size standard), or other stakeholders that are
small entities. For this final rule, therefore, we conducted no further
analysis on the impact of the kiosk accessibility requirements on small
entities.
On the basis of the examination discussed above, the Department
certifies that this rule will not have a significant economic impact on
a substantial number of small entities. A copy of the Final Regulatory
Flexibility Analysis has been placed in docket.
E. Paperwork Reduction Act
Under the Paperwork Reduction Act of 1995 (PRA), a Federal agency
may not conduct or sponsor, and a person is not required to respond to,
a collection of information unless it displays a valid control number
assigned by the Office of Management and Budget (OMB) (Pub. L. 104-13,
49 U.S.C. 3501 et seq.). The Department may not impose a penalty on
persons for violating information collection requirements when an
information collection required to have a current OMB control number
does not have one.
The final rule contains two new information collection requirements
that require approval by OMB under the PRA. Specifically, section
382.43 requires carriers to provide a mechanism on their Web sites for
passengers to provide online notification of their requests for
disability accommodation services (e.g., enplaning/deplaning
assistance, deaf/hard of hearing communication assistance, escort to
service animal relief area, etc.) within two years after the effective
date of this final rule. Section 382.43 also requires carriers to
ensure that a disclaimer is activated when a user clicks a link on a
primary Web site
[[Page 67913]]
to embedded third-party software or an external Web site. The
disclaimer must inform the user that the software/Web site is not
within the carrier's control and may not follow the same accessibility
policies.
As required by the PRA, the Department invites interested persons
to submit comments on any aspect of these information collections for
60 days, including the following: (1) The necessity and utility of the
information collection, (2) the accuracy of the estimate of the burden,
(3) ways to enhance the quality, utility, and clarity of the
information to be collected, and (4) ways to minimize the burden of
collection without reducing the quality of the collected information.
Organizations and individuals desiring to submit comments on these
information collection requirements should direct them to the Office of
Management and Budget, Attention: Desk Officer for the Office of the
Secretary of Transportation, Office of Information and Regulatory
Affairs, 725 17th Street NW., Washington, DC 20503, and should also
send a copy of their comments to: Department of Transportation, Office
of Aviation Enforcement and Proceedings, Office of the General Counsel,
1200 New Jersey Avenue SE., Washington, DC 20590.
As noted above, the first of these two new information collections
is mandated by the requirement that carriers that market air
transportation online to customers in the U.S. make a disability
accommodation service request function available on their primary Web
site within two years after the effective date of this rule. The types
of accommodations a passenger with a disability may request through the
function would most often include, but are not limited to, wheelchair
assistance, seating accommodation, escort assistance for a visually
impaired passenger, and stowage of an assistive device. Carriers are
permitted to require that a passenger with a disability provides his/
her contact information (e.g., telephone number, email address) when
making an online service request.
The Department anticipates that carriers will create a form that
contains 1) check boxes corresponding to a listing of the current IATA
disability-related Special Service Request (SSR) codes currently used
to flag electronic ticket records of passengers requesting assistance,
2) fields for passenger contact information to verify requested
services, and 3) an open text box to describe the specific needs and
the services being requested. We anticipate that each covered U.S. and
foreign carrier that markets scheduled air transportation to the
general public in the United States would incur initial costs
associated with developing and reviewing the design and implementation
plan for the request form, developing, coding, and integrating the form
into the Web site, as well as testing, debugging, and connecting the
form with a backend database to store the information. None of these
initial costs involve recordkeeping or reporting activities under the
meaning of the PRA. The revised final regulatory analysis (FRA)
estimates that it will take an average of 32 labor hours per carrier to
develop, implement, integrate, connect, and test the online request
form. Up to 28 additional hours eventually may be needed to revise
request-handling procedures and to train staff in the changes resulting
from the new form. Should carrier associations or some other entity
develop a common request form that all carriers could adapt and
incorporate to their Web sites, the initial costs per carrier would be
reduced.
The second information collection is a requirement for carriers to
provide a disclaimer notice for each link on its primary Web site that
enables a user to access software or an external Web site that may not
follow the same accessibility policies as the primary Web site. The
disclaimer notice must be activated the first time a user clicks such a
link before beginning the software download or transferring the user to
the external Web site. We anticipate that each covered U.S. and foreign
carrier that markets scheduled air transportation to the general public
in the United States will incur initial costs associated with
identifying all links on the Web site that may require a disclaimer,
developing and reviewing the design and language for the disclaimer
notice, as well as developing, testing, and deploying the code that
provides this notice to Web site visitors. However, none of these
initial costs involves recordkeeping or reporting activities under the
meaning of the PRA. The incremental labor hours associated with
providing the required disclaimer may vary depending on the number of
links on the Web site to which this requirement applies. The revised
FRA estimates that it will take an average of 6 labor hours per carrier
to develop, test, and deploy the disclaimer notice.
The title, a description of the respondents, and an estimate of the
annual recordkeeping and periodic reporting burden are set forth below
for each of these information collections:
1. Requirement to make a disability accommodation service request
function available on the primary Web site.
Respondents: U.S. and foreign air carriers that own or control a
primary Web site that markets air transportation within, to, or from
the United States, or a tour (i.e., a combination of air transportation
and ground or cruise accommodations), or a tour component (e.g., a
hotel stay of a tour) that includes air transportation within, to, or
from the United States, and that operate at least one aircraft with a
seating capacity of more than 60 passengers.
Estimated Annual Burden on Respondents: 32 hours.
Estimated Total Annual Burden: 3,552 hours.
Frequency: One time.
2. Requirement to provide a disclaimer notice to users when
clicking a link on a primary Web site to embedded third-party software
or an external Web site.
Respondents: U.S. and foreign air carriers that own or control a
primary Web site that markets air transportation within, to, or from
the United States, or a tour (i.e., a combination of air transportation
and ground or cruise accommodations), or a tour component (e.g., a
hotel stay of a tour) that includes air transportation within, to, or
from the United States, and that operate at least one aircraft with a
seating capacity of more than 60 passengers.
Estimated Annual Burden on Respondents: 6 hours.
Estimated Total Annual Burden: 666 hours.
Frequency: One time.
F. Unfunded Mandates Reform Act
The requirements of Title II of the Unfunded Mandates Reform Act of
1995 do not apply to civil rights requirements mandating
nondiscrimination; therefore, the Department has determined that the
Act does not apply to this final rule.
Issued this November 1, 2013, at Washington, DC.
Anthony R. Foxx,
Secretary of Transportation.
List of Subjects
14 CFR Part 382
Air carriers, Civil rights, Individuals with disabilities,
Reporting and recordkeeping requirements.
14 CFR Part 399
Administrative practice and procedure, Air carriers, Air rates and
fares, Air taxis, Consumer protection, Small businesses
49 CFR Part 27
Airports, Civil rights, Individuals with disabilities, Reporting
and recordkeeping requirements
[[Page 67914]]
For the reasons set forth in the preamble, the Department amends 14
CFR parts 382 and 399 and 49 CFR part 27 as follows:
Title 14--Aeronautics and Space
PART 382--NONDISCRIMINATION ON THE BASIS OF DISABILITY IN AIR
TRAVEL
0
1. The authority citation for part 382 continues to read as follows:
Authority: 49 U.S.C. 41702, 41705, 41712, and 41310.
0
2. Section 382.3 is amended by revising the definition of ``air
transportation'' and adding definitions for ``automated airport
kiosk,'' ``conforming alternate version,'' ``flight-related services,''
``primary (or main) Web site,'' and ``shared-use automated airport
kiosk'' in alphabetical order to read as follows:
Sec. 382.3 What do the terms in this rule mean?
* * * * *
Air Transportation means interstate or foreign air transportation
or the transportation of mail by aircraft, as defined in 49 U.S.C.
40102. Generally this refers to transportation by aircraft within, to
or from the United States.
* * * * *
Automated airport kiosk means a self-service transaction machine
that a carrier owns, leases, or controls and makes available at a U.S.
airport to enable customers to independently obtain flight-related
services.
* * * * *
Conforming alternate version means a Web page that allows a
corresponding non-conforming Web page on the primary Web site to be
included within the scope of conformance as long as it meets the WCAG
2.0 Level AA success criteria, is up-to-date and contains the same
information and functionality in the same language as the non-
conforming page. At least one of the following applies to a conforming
alternative version:
(1) The conforming version can be reached from the non-conforming
page via an accessibility-supported mechanism; or
(2) The non-conforming version can only be reached from the
conforming version; or
(3) The non-conforming version can only be reached from a
conforming page that also provides a mechanism to reach the conforming
version.
* * * * *
Flight-related services mean functions related to air travel
including, but not limited to, ticket purchase, rebooking cancelled
flights, seat selection, and obtaining boarding passes or bag tags.
* * * * *
Primary (or Main) Web site means the Web site that is accessed upon
entering the uniform resource locator (e.g., www.carriername.com,
www.airline designator code.com) in an Internet browser from a standard
desktop or laptop computer where the carrier advertises or sells air
transportation to the public.
* * * * *
Shared-use automated airport kiosk means a self-service transaction
machine that is jointly owned, controlled or leased by an airport
operator and carriers and/or an independent service provider and that
provides carrier software applications which enable customers to
independently access flight-related services.
* * * * *
Sec. 382.31 [Amended]
0
3. In Sec. 382.31, paragraph (c) is removed.
0
4. Section 382.43 is amended by revising the section heading and adding
paragraphs (c) through (e) to read as follows:
Sec. 382.43 Must information and reservation services of carriers be
accessible to individuals with visual, hearing, and other disabilities?
* * * * *
(c) If you are a U.S. or foreign air carrier that operates at least
one aircraft having a designed seating capacity of more than 60
passengers and owns or controls a primary Web site that markets
passenger air transportation, or a tour (i.e., a combination of air
transportation and ground or cruise accommodations), or tour component
(e.g., a hotel stay) that must be purchased with air transportation,
you must ensure the public-facing Web pages on your primary Web site
are accessible to individuals with disabilities as provided in
paragraphs (c)(1) through (4) of this section. Only Web sites that
market air transportation to the general public in the United States
must be accessible to individuals with disabilities. The following are
among the characteristics of a primary Web site that markets to the
general public in the U.S.: the content can be viewed in English, the
site advertises or sells flights operating to, from, or within the
United States, and the site displays fares in U.S. dollars.
(1) Your primary Web site must conform to all Success Criteria and
all Conformance Requirements from the World Wide Web Consortium (W3C)
Recommendation 11 December 2008, Web site Content Accessibility
Guidelines (WCAG) 2.0 for Level AA as follows:
(i) Web pages associated with obtaining the following core air
travel services and information that are offered on your primary Web
site are conformant by December 12, 2015:
(A) Booking or changing a reservation, including all flight
amenities;
(B) Checking in for a flight;
(C) Accessing a personal travel itinerary;
(D) Accessing the status of a flight;
(E) Accessing a personal frequent flyer account;
(F) Accessing flight schedules; and
(G) Accessing carrier contact information.
(ii) All remaining Web pages on your primary Web site are
conformant by December 12, 2016.
(2) Your primary Web site must be tested in consultation with
individuals with disabilities or members of disability organization(s)
who use or want to use carrier Web sites to research or book air
transportation in order to obtain their feedback on the Web site's
accessibility and usability before the dates specified in paragraph
(c)(1) of this section. Collectively, such individuals must be able to
provide feedback on the usability of the Web site by individuals with
visual, auditory, tactile, and cognitive disabilities. Consultation is
required to ensure that your Web site is usable by individuals with
disabilities by the date specified in paragraph (c)(1).
(3) You are permitted to use a Level AA conforming alternate
version only when conforming a public-facing Web page to all WCAG 2.0
Level AA success criteria would constitute an undue burden or
fundamentally alter the information or functionality provided by that
page.
(4) You must assist prospective passengers who indicate that they
are unable to use your Web site due to a disability and contact you
through other channels (e.g., by telephone or at the ticket counter) as
follows:
(i) Disclose Web-based discount fares to the passenger if his or
her itinerary qualifies for the discounted fare.
(ii) Provide Web-based amenities to the passenger, such as waiving
any fee applicable to making a reservation or purchasing a ticket using
a method other than your Web site (e.g., by telephone), unless the fee
applies to other customers purchasing the same fare online.
(d) As a carrier covered under paragraph (c) of this section, you
must provide a mechanism on your primary
[[Page 67915]]
Web site for persons with disabilities to request disability
accommodation services for future flights, including but not limited to
wheelchair assistance, seating accommodation, escort assistance for a
visually impaired passenger, and stowage of an assistive device no
later than December 12, 2015. You may require individuals who request
accommodations using this mechanism to provide contact information
(e.g., name, daytime phone, evening phone, and email address) for
follow-up by your customer service department or medical desk.
(e) As a carrier covered under paragraph (c) of this section, you
must provide a disclaimer activated when a user clicks a link on your
primary Web site to an external Web site or to third-party software
informing the user that the Web site or software may not follow the
same accessibility policies no later than December 12, 2016.
0
5. Section 382.57 is revised to read as follows:
Sec. 382.57 What accessibility requirements apply to automated
airport kiosks?
(a) As a carrier, you must comply with the following requirements
with respect to any automated airport kiosk you own, lease, or control
at a U.S. airport with 10,000 or more enplanements per year.
(1) You must ensure that all automated airport kiosks installed on
or after December 12, 2016, are models that meet the design
specifications set forth in paragraph (c) of this section until at
least 25 percent of automated kiosks provided in each location at the
airport (i.e., each cluster of kiosks and all stand-alone kiosks at the
airport) meets this specification.
(2) You must ensure that at least 25 percent of automated kiosks
you own, lease, or control in each location at a U.S. airport meet the
design specifications in paragraph (c) of this section by December 12,
2022.
(3) When the kiosks provided in a location at the airport perform
more than one function (e.g., print boarding passes/bag tags, accept
payment for flight amenities such as seating upgrades/meals/WiFi
access, rebook tickets, etc.), you must ensure that the accessible
kiosks provide all the same functions as the inaccessible kiosks in
that location.
(4) You must ensure that a passenger with a disability who requests
an accessible automated kiosk is given priority access to any available
accessible kiosk you own, lease, or control in that location at the
airport.
(5) You must ensure that each automated airport kiosk that meets
the design specifications in paragraph (c) of this section is:
(i) Visually and tactilely identifiable to users as accessible
(e.g., an international symbol of accessibility affixed to the front of
the device).
(ii) Maintained in proper working condition.
(b) As a carrier, you must comply with the following requirements
for any shared-use automated airport kiosks you jointly own, lease, or
control at a U.S. airport with 10,000 or more enplanements per year.
(1) You must ensure that all shared-use automated airport kiosks
you jointly own, lease, or control installed on or after December 12,
2016, meet the design specifications in paragraph (c) of this section
until at least 25 percent of automated kiosks provided in each location
at the airport (i.e., each cluster of kiosks and all stand-alone kiosks
at an airport) meet this specification.
(2) You must ensure that at least 25 percent of shared-use
automated kiosks you own, lease, or control in each location at the
airport meet the design specifications in paragraph (c) of this section
by December 12, 2022.
(3) When shared-use automated kiosks provided in a location at the
airport perform more than one function (e.g., print boarding passes/bag
tags, accept payment for flight amenities such as seating upgrades/
meals/WiFi access, rebook tickets, etc.), you must ensure that the
accessible kiosks provide all the same functions as the inaccessible
kiosks in that location.
(4) You must ensure that each automated airport kiosk that meets
the design specifications set forth in paragraph (c) of this section
is:
(i) Visually and tactilely identifiable to users as accessible
(e.g., an international symbol of accessibility affixed to the front of
the device; and
(ii) Maintained in proper working condition.
(5) As a carrier, you are jointly and severally liable with airport
operators and/or other participating carriers for ensuring that shared-
use automated airport kiosks are compliant with the requirements of
paragraphs (b) and (c) of this section.
(c) You must ensure that the automated airport kiosks provided in
accordance with this section conform to the following technical
accessibility standards with respect to their physical design and the
functions they perform:
(1) Self contained. Except for personal headsets and audio loops,
automated kiosks must be operable without requiring the user to attach
assistive technology.
(2) Clear floor or ground space. A clear floor or ground space
complying with section 305 of the U.S. Department of Justice's 2010 ADA
Standards for Accessible Design, 28 CFR 35.104 (defining the ``2010
Standards'' for title II as the requirements set forth in appendices B
and D to 36 CFR part 1191 and the requirements contained in 28 CFR
35.151) (hereinafter 2010 ADA Standards) must be provided.
(3) Operable parts. Operable parts must comply with section 309 of
the 2010 ADA Standards, and the following requirements:
(i) Identification. Operable parts must be tactilely discernible
without activation;
(ii) Timing. Where a timed response is required, the user must be
alerted visually and by touch or sound and must be given the
opportunity to indicate that more time is required;
(iii) Status indicators. Status indicators, including all locking
or toggle controls or keys (e.g., Caps Lock and Num Lock keys), must be
discernible visually and by touch or sound; and
(iv) Color. Color coding must not be used as the only means of
conveying information, indicating an action, prompting a response, or
distinguishing a visual element.
(4) Privacy. Automated airport kiosks must provide the opportunity
for the same degree of privacy of input and output available to all
individuals. However, if an option is provided to blank the screen in
the speech output mode, the screen must blank when activated by the
user, not automatically.
(5) Output. Automated airport kiosks must comply with paragraphs
(c)(5)(i) through (iv) of this section.
(i) Speech output enabled. Automated airport kiosks must provide an
option for speech output. Operating instructions and orientation,
visible transaction prompts, user input verification, error messages,
and all other visual information for full use must be accessible to and
independently usable by individuals with vision impairments. Speech
output must be delivered through a mechanism that is readily available
to all users, including but not limited to, an industry standard
connector or a telephone handset. Speech output must be recorded or
digitized human, or synthesized. Speech output must be coordinated with
information displayed on the screen. Speech output must comply with
paragraphs (c)(5)(i)(A) through (F) of this section.
(A) When asterisks or other masking characters are used to
represent personal identification numbers or other
[[Page 67916]]
visual output that is not displayed for security purposes, the masking
characters must be spoken (``*'' spoken as ``asterisk'') rather than
presented as beep tones or speech representing the concealed
information.
(B) Advertisements and other similar information are not required
to be audible unless they convey information that can be used in the
transaction being conducted.
(C) Speech for any single function must be automatically
interrupted when a transaction is selected or navigation controls are
used. Speech must be capable of being repeated and paused by the user.
(D) Where receipts, tickets, or other outputs are provided as a
result of a transaction, speech output must include all information
necessary to complete or verify the transaction, except that--
(1) Automated airport kiosk location, date and time of transaction,
customer account numbers, and the kiosk identifier are not required to
be audible;
(2) Information that duplicates information available on-screen and
already presented audibly is not required to be repeated; and
(3) Printed copies of a carrier's contract of carriage, applicable
fare rules, itineraries and other similar supplemental information that
may be included with a boarding pass are not required to be audible.
(ii) Volume control. Automated kiosks must provide volume control
complying with paragraphs (c)(5)(ii)(A) and (B) of this section.
(A) Private listening. Where speech required by paragraph (c)(5)(i)
of this section is delivered through a mechanism for private listening,
the automated kiosk must provide a means for the user to control the
volume. A function must be provided to automatically reset the volume
to the default level after every use.
(B) Speaker volume. Where sound is delivered through speakers on
the automated kiosk, incremental volume control must be provided with
output amplification up to a level of at least 65 dB SPL. Where the
ambient noise level of the environment is above 45 dB SPL, a volume
gain of at least 20 dB above the ambient level must be user selectable.
A function must be provided to automatically reset the volume to the
default level after every use.
(iii) Captioning. Multimedia content that contains speech or other
audio information necessary for the comprehension of the content must
be open or closed captioned. Advertisements and other similar
information are not required to be captioned unless they convey
information that can be used in the transaction being conducted.
(iv) Tickets and boarding passes. Where tickets or boarding passes
are provided, tickets and boarding passes must have an orientation that
is tactilely discernible if orientation is important to further use of
the ticket or boarding pass.
(6) Input. Input devices must comply with paragraphs (c)(6)(i)
through (iv) of this section.
(i) Input controls. At least one input control that is tactilely
discernible without activation must be provided for each function.
Where provided, key surfaces not on active areas of display screens,
must be raised above surrounding surfaces. Where touch or membrane keys
are the only method of input, each must be tactilely discernible from
surrounding surfaces and adjacent keys.
(ii) Alphabetic keys. Alphabetic keys must be arranged in a QWERTY
keyboard layout. The ``F'' and ``J'' keys must be tactilely distinct
from the other keys.
(iii) Numeric keys. Numeric keys must be arranged in a 12-key
ascending or descending keypad layout or must be arranged in a row
above the alphabetic keys on a QWERTY keyboard. The ``5'' key must be
tactilely distinct from the other keys.
(iv) Function keys. Function keys must comply with paragraphs
(c)(6)(iv)(A) and (B) of this section.
(A) Contrast. Function keys must contrast visually from background
surfaces. Characters and symbols on key surfaces must contrast visually
from key surfaces. Visual contrast must be either light-on-dark or
dark-on-light. However, tactile symbols required by (c)(6)(iv)(B) are
not required to comply with (c)(6)(iv)(A) of this section.
(B) Tactile symbols. Function key surfaces must have tactile
symbols as follows: Enter or Proceed key: raised circle; Clear or
Correct key: raised left arrow; Cancel key: raised letter ex; Add Value
key: raised plus sign; Decrease Value key: raised minus sign.
(7) Display screen. The display screen must comply with paragraphs
(c)(7)(i) and (ii) of this section.
(i) Visibility. The display screen must be visible from a point
located 40 inches (1015 mm) above the center of the clear floor space
in front of the automated kiosk.
(ii) Characters. Characters displayed on the screen must be in a
sans serif font. Characters must be 3/16 inch (4.8 mm) high minimum
based on the uppercase letter ``I.'' Characters must contrast with
their background with a minimum luminosity contrast ratio of 3:1.
(8) Braille instructions. Braille instructions for initiating the
speech mode must be provided. Braille must comply with section 703.3 of
the 2010 ADA Standards.
(9) Biometrics. Biometrics must not be the only means for user
identification or control, unless at least two biometric options that
use different biological characteristics are provided.
(d) You must provide equivalent service upon request to passengers
with a disability who cannot readily use your automated airport kiosks
(e.g., by directing a passenger who is blind to an accessible automated
kiosk, assisting a passenger in using an inaccessible automated kiosk,
assisting a passenger who due to his or her disability cannot use an
accessible automated kiosk by allowing the passenger to come to the
front of the line at the check-in counter).
PART 399--STATEMENTS OF GENERAL POLICY [AMENDED]
0
4. The authority citation for part 399 is revised to read as follows:
Authority: 49 U.S.C. 41712
0
5. Section 399.80 is amended by revising the introductory text, adding
reserved paragraphs (o) through (r), and adding paragraph (s) to read
as follows:
Sec. 399.80 Unfair and deceptive practices of ticket agents.
It is the policy of the Department to regard as an unfair or
deceptive practice or unfair method of competition the practices
enumerated in paragraphs (a) through (m) of this section by a ticket
agent of any size and the practice enumerated in paragraph (s) by a
ticket agent that sells air transportation online and is not considered
a small business under the Small Business Administration's size
standards set forth in 13 CFR 121.201:
* * * * *
(o)-(r) [Reserved]
(s) Failing to disclose and offer Web-based discount fares on or
after June 10, 2014, to prospective passengers who contact the agent
through other channels (e.g., by telephone or in the agent's place of
business) and indicate they are unable to use the agent's Web site due
to a disability.
[[Page 67917]]
Title 49--Transportation
PART 27--NONDISCRIMINATION ON THE BASIS OF DISABILITY IN PROGRAMS
OR ACTIVITIES RECEIVING FEDERAL FINANCIAL ASSISTANCE
0
6. The authority citation for part 27 continues to read as follows:
Authority: Sec. 504 of the Rehabilitation Act of 1973, as
amended (29 U.S.C. 794); sec. 16(a) and (d) of the Federal Transit
Act of 1964, as amended (49 U.S.C. 5310(a) and (f); sec. 165(b) of
the Federal-Aid Highway Act of 1973, as amended (23 U.S.C. 142 nt.).
0
7. Section 27.71 is amended by adding reserved paragraphs (h) and (i)
and paragraphs (j) and (k) to read as follows:
Sec. 27.71 Airport facilities.
* * * * *
(h) [Reserved]
(i) [Reserved]
(j) Shared-use automated airport kiosks. This paragraph applies to
U.S. airports with 10,000 or more annual enplanements.
(1) Airport operators that jointly own, lease, or control automated
airport kiosks with carriers at U.S. airports must ensure that all
shared-use automated kiosks installed on or after December 12, 2016
meet the design specifications set forth in paragraph (k) of this
section until at least 25 percent of kiosks provided in each location
at the airport (i.e., each cluster of kiosks and all stand-alone kiosks
at the airport) meet this specification.
(2) Airport operators must ensure that at least 25 percent of
shared-use automated airport kiosks they jointly own, lease, or control
with carriers in each location at the airport meet the design
specifications in paragraph (k) of this section by December 12, 2022.
(3) When shared-use kiosks provided in a location at the airport
perform more than one function (e.g., print boarding passes/bag tags,
accept payment for flight amenities such as seating upgrades/meals/WiFi
access, rebook tickets, etc.), the accessible kiosks must provide all
the same functions as the inaccessible kiosks in that location.
(4) Each shared-use automated kiosk that meets the design
specifications in paragraph (k) of this section must be visually and
tactilely identifiable to users as accessible (e.g., an international
symbol of accessibility affixed to the front of the device) and
maintained in proper working condition.
(5) Airport operators are jointly and severally liable with
carriers for ensuring that shared-use automated airport kiosks are
compliant with the requirements of paragraphs (j) and (k) of this
section.
(k) Shared-use automated airport kiosks provided in accordance with
paragraph (j) of this section must conform to the following technical
accessibility standards with respect to their physical design and the
functions they perform:
(1) Self contained. Except for personal headsets and audio loops,
automated kiosks must be operable without requiring the user to attach
assistive technology.
(2) Clear floor or ground space. A clear floor or ground space
complying with section 305 of the U.S. Department of Justice's 2010 ADA
Standards for Accessible Design, 28 CFR 35.104 (defining the ``2010
Standards'' for title II as the requirements set forth in appendices B
and D to 36 CFR part 1191 and the requirements contained in 28 CFR
35.151) (hereinafter 2010 ADA Standards) must be provided.
(3) Operable parts. Operable parts must comply with section 309 of
the 2010 ADA Standards, and the following requirements:
(i) Identification. Operable parts must be tactilely discernible
without activation;
(ii) Timing. Where a timed response is required, the user must be
alerted visually and by touch or sound and must be given the
opportunity to indicate that more time is required;
(iii) Status indicators. Status indicators, including all locking
or toggle controls or keys (e.g., Caps Lock and Num Lock keys), must be
discernible visually and by touch or sound; and
(iv) Color. Color coding must not be used as the only means of
conveying information, indicating an action, prompting a response, or
distinguishing a visual element.
(4) Privacy. Automated airport kiosks must provide the opportunity
for the same degree of privacy of input and output available to all
individuals. However, if an option is provided to blank the screen in
the speech output mode, the screen must blank when activated by the
user, not automatically.
(5) Output. Automated airport kiosks must comply with paragraphs
(k)(5)(i) through (iv) of this section.
(i) Speech output enabled. Automated airport kiosks must provide an
option for speech output. Operating instructions and orientation,
visible transaction prompts, user input verification, error messages,
and all other visual information for full use must be accessible to and
independently usable by individuals with vision impairments. Speech
output must be delivered through a mechanism that is readily available
to all users, including but not limited to, an industry standard
connector or a telephone handset. Speech output must be recorded or
digitized human, or synthesized. Speech output must be coordinated with
information displayed on the screen. Speech output must comply with
paragraphs (k)(5)(i)(A) through (D) of this section.
(A) When asterisks or other masking characters are used to
represent personal identification numbers or other visual output that
is not displayed for security purposes, the masking characters must be
spoken (``*'' spoken as ``asterisk'') rather than presented as beep
tones or speech representing the concealed information.
(B) Advertisements and other similar information are not required
to be audible unless they convey information that can be used in the
transaction being conducted.
(C) Speech for any single function must be automatically
interrupted when a transaction is selected or navigation controls are
used. Speech must be capable of being repeated and paused by the user.
(D) Where receipts, tickets, or other outputs are provided as a
result of a transaction, speech output must include all information
necessary to complete or verify the transaction, except that -
(1) Automated airport kiosk location, date and time of transaction,
customer account numbers, and the kiosk identifier are not required to
be audible;
(2) Information that duplicates information available on-screen and
already presented audibly is not required to be repeated; and
(3) Printed copies of a carrier's contract of carriage, applicable
fare rules, itineraries and other similar supplemental information that
may be included with a boarding pass are not required to be audible.
(ii) Volume control. Automated kiosks must provide volume control
complying with paragraphs (k)(5)(ii)(A) and (B) of this section.
(A) Private listening. Where speech required by paragraph (k)(5)(i)
is delivered through a mechanism for private listening, the automated
kiosk must provide a means for the user to control the volume. A
function must be provided to automatically reset the volume to the
default level after every use.
(B) Speaker volume. Where sound is delivered through speakers on
the automated kiosk, incremental volume control must be provided with
output amplification up to a level of at least 65 dB SPL. Where the
ambient noise level of the environment is above 45 dB SPL, a volume
gain of at least 20 dB above
[[Page 67918]]
the ambient level must be user selectable. A function must be provided
to automatically reset the volume to the default level after every use.
(iii) Captioning. Multimedia content that contains speech or other
audio information necessary for the comprehension of the content must
be open or closed captioned.
Advertisements and other similar information are not required to be
captioned unless they convey information that can be used in the
transaction being conducted.
(iv) Tickets and boarding passes. Where tickets or boarding passes
are provided, tickets and boarding passes must have an orientation that
is tactilely discernible if orientation is important to further use of
the ticket or boarding pass.
(6) Input. Input devices must comply with paragraphs (k)(6)(i)
through (iv) of this section.
(i) Input controls. At least one input control that is tactilely
discernible without activation must be provided for each function.
Where provided, key surfaces not on active areas of display screens,
must be raised above surrounding surfaces. Where touch or membrane keys
are the only method of input, each must be tactilely discernible from
surrounding surfaces and adjacent keys.
(ii) Alphabetic keys. Alphabetic keys must be arranged in a QWERTY
keyboard layout. The ``F'' and ``J'' keys must be tactilely distinct
from the other keys.
(iii) Numeric keys. Numeric keys must be arranged in a 12-key
ascending or descending keypad layout or must be arranged in a row
above the alphabetic keys on a QWERTY keyboard. The ``5'' key must be
tactilely distinct from the other keys.
(iv) Function keys. Function keys must comply with paragraphs
(k)(6)(iv)(A) and (B) of this section.
(A) Contrast. Function keys must contrast visually from background
surfaces. Characters and symbols on key surfaces must contrast visually
from key surfaces. Visual contrast must be either light-on-dark or
dark-on-light. However, tactile symbols required by (k)(6)(iv)(B) are
not required to comply with paragraph (k)(6)(iv)(A) of this section.
(B) Tactile symbols. Function key surfaces must have tactile
symbols as follows: Enter or Proceed key: raised circle; Clear or
Correct key: raised left arrow; Cancel key: raised letter ex; Add Value
key: raised plus sign; Decrease Value key: raised minus sign.
(7) Display screen. The display screen must comply with paragraphs
(k)(7)(i) and (ii) of this section.
(i) Visibility. The display screen must be visible from a point
located 40 inches (1015 mm) above the center of the clear floor space
in front of the automated kiosk.
(ii) Characters. Characters displayed on the screen must be in a
sans serif font. Characters must be 3/16 inch (4.8 mm) high minimum
based on the uppercase letter ``I.'' Characters must contrast with
their background with a minimum luminosity contrast ratio of 3:1.
(8) Braille instructions. Braille instructions for initiating the
speech mode must be provided. Braille must comply with section 703.3 of
the 2010 ADA Standards.
(9) Biometrics. Biometrics must not be the only means for user
identification or control, unless at least two biometric options that
use different biological characteristics are provided.
[FR Doc. 2013-26749 Filed 11-7-13; 4:15 pm]
BILLING CODE 4910-9X-P