Sunshine Act; Notice of Meeting, 62363-62364 [2013-24717]

Download as PDF Federal Register / Vol. 78, No. 203 / Monday, October 21, 2013 / Notices Notational Voting Be Considered at a Board Meeting. Summary reports, status reports, reports of the Office of Inspector General, and reports of actions taken pursuant to authority delegated by the Board of Directors. DISCUSSION AGENDA: Memorandum and resolution re: Joint Notice of Proposed Rulemaking for the Purpose of Implementing Certain Aspects of the Biggert-Waters Flood Insurance Reform Act. Memorandum re: Update of Projected Deposit Insurance Fund Losses, Income, and Reserve Ratios for the Restoration Plan. The meeting will be held in the Board Room on the sixth floor of the FDIC Building located at 550 17th Street NW., Washington, DC. This Board meeting will be Webcast live via the Internet and subsequently made available on-demand approximately one week after the event. Visit http://www.vodium.com/goto/fdic/ boardmeetings.asp to view the event. If you need any technical assistance, please visit our Video Help page at: http://www.fdic.gov/video.html. The FDIC will provide attendees with auxiliary aids (e.g., sign language interpretation) required for this meeting. Those attendees needing such assistance should call 703–562–2404 (Voice) or 703–649–4354 (Video Phone) to make necessary arrangements. Requests for further information concerning the meeting may be directed to Mr. Robert E. Feldman, Executive Secretary of the Corporation, at 202– 898–7043. Dated: October 1, 2013. Federal Deposit Insurance Corporation. Robert E. Feldman, Executive Secretary. This document was received by the Office of the Federal Register on October 17, 2013. EDITORIAL NOTE: the power to vote shares of a bank or bank holding company and all of the banks and nonbanking companies owned by the bank holding company, including the companies listed below. The applications listed below, as well as other related filings required by the Board, are available for immediate inspection at the Federal Reserve Bank indicated. The applications will also be available for inspection at the offices of the Board of Governors. Interested persons may express their views in writing on the standards enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with the standards in section 4 of the BHC Act (12 U.S.C. 1843). Unless otherwise noted, nonbanking activities will be conducted throughout the United States. Unless otherwise noted, comments regarding each of these applications must be received at the Reserve Bank indicated or the offices of the Board of Governors not later than November 14, 2013. A. Federal Reserve Bank of Minneapolis (Jacqueline G. King, Community Affairs Officer) 90 Hennepin Avenue, Minneapolis, Minnesota 55480–0291: 1. Elkton Holding Company, Elkton, South Dakota; to acquire 100 percent of the voting shares of The First National Bank of Volga, Volga, South Dakota. B. Federal Reserve Bank of Dallas (E. Ann Worthy, Vice President) 2200 North Pearl Street, Dallas, Texas 75201– 2272: 1. WCM-Parkway, Ltd., Dallas, Texas; to acquire up to 15 percent of the voting shares of Veritex Holdings, Inc., and thereby indirectly acquire voting shares of Veritex Community Bank, both in Dallas, Texas. Board of Governors of the Federal Reserve System, October 16, 2013. Michael J. Lewandowski, Associate Secretary of the Board. [FR Doc. 2013–24522 Filed 10–18–13; 8:45 am] BILLING CODE 6210–01–P FEDERAL RETIREMENT THRIFT INVESTMENT BOARD [FR Doc. 2013–24511 Filed 10–18–13; 8:45 am] BILLING CODE P TIME AND DATE: Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice have applied to the Board for approval, pursuant to the Bank Holding Company Act of 1956 (12 U.S.C. 1841 et seq.) (BHC Act), Regulation Y (12 CFR Part 225), and all other applicable statutes and regulations to become a bank holding company and/or to acquire the Parts Open to the Public 1. Approval of the Minutes of the September 23, 2013 Board Member Meeting 2. Thrift Savings Plan Activity Reports by the Executive Director a. Monthly Participant Activity Report b. Quarterly Investment Policy Report FEDERAL RESERVE SYSTEM Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice have applied to the Board for approval, pursuant to the Bank Holding Company Act of 1956 (12 U.S.C. 1841 et seq.) (BHC Act), Regulation Y (12 CFR Part 225), and all other applicable statutes and regulations to become a bank holding company and/or to acquire the assets or the ownership of, control of, or 08:53 Oct 18, 2013 Jkt 232001 Sunshine Act; Notice of Meeting 9:00 a.m. (Eastern Time) October 28, 2013. PLACE: 10th Floor Board Meeting Room, 77 K Street NE., Washington, DC 20002. STATUS: Parts will be open to the public and parts closed to the public. MATTERS TO BE CONSIDERED: BILLING CODE 6210–01–P pmangrum on DSK3VPTVN1PROD with NOTICES assets or the ownership of, control of, or the power to vote shares of a bank or bank holding company and all of the banks and nonbanking companies owned by the bank holding company, including the companies listed below. The applications listed below, as well as other related filings required by the Board, are available for immediate inspection at the Federal Reserve Bank indicated. The applications will also be available for inspection at the offices of the Board of Governors. Interested persons may express their views in writing on the standards enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with the standards in section 4 of the BHC Act (12 U.S.C. 1843). Unless otherwise noted, nonbanking activities will be conducted throughout the United States. Unless otherwise noted, comments regarding each of these applications must be received at the Reserve Bank indicated or the offices of the Board of Governors not later than November 15, 2013. A. Federal Reserve Bank of Minneapolis (Jacqueline G. King, Community Affairs Officer) 90 Hennepin Avenue, Minneapolis, Minnesota 55480–0291: 1. Lake Shore III Corporation, Glenwood City, Wisconsin; to acquire 100 percent of the voting shares of Union Bank of Blair, Blair, Wisconsin. Board of Governors of the Federal Reserve System, October 15, 2013. Margaret McCloskey Shanks, Deputy Secretary of the Board. [FR Doc. 2013–24536 Filed 10–17–13; 11:15 am] VerDate Mar<15>2010 62363 FEDERAL RESERVE SYSTEM PO 00000 Frm 00007 Fmt 4703 Sfmt 4703 E:\FR\FM\21OCN1.SGM 21OCN1 62364 Federal Register / Vol. 78, No. 203 / Monday, October 21, 2013 / Notices c. Legislative Report 3. Mid-Year Financial Audit 4. Audit Status 5. Capital Markets and L Fund 6. Human Capital Review/ORM Report 7. Quarterly Vendor Financials FOR FURTHER INFORMATION CONTACT: Parts Closed to the Public BILLING CODE 7535–01–P 1. Personnel 2. Security Kimberly Weaver, Director, Office of External Affairs, (202) 942–1640. Dated: October 17, 2013. Megan Grumbine, Acting Secretary, Federal Retirement Thrift Investment Board. [FR Doc. 2013–24717 Filed 10–17–13; 4:15 pm] BILLING CODE 6760–01–P [FR Doc. 2013–24650 Filed 10–17–13; 4:15 pm] Sunshine Act; Notice of Agency Meeting 10:00 a.m., Thursday, October 24, 2013. PLACE: Board Room, 7th Floor, Room 7047, 1775 Duke Street (All visitors must use Diagonal Road Entrance), Alexandria, VA 22314–3428. STATUS: Open. MATTERS TO BE CONSIDERED: 1. Board Briefing, Interagency Rule, NCUA’s Rules and Regulations, Loans in Areas Having Special Flood Hazards. 2. Quarterly National Credit Union Share Insurance Fund Report. 3. NCUA’s Rules and Regulations, Electronic Filing of Financial Reports. 4. NCUA’s Rules and Regulations, Liquidity and Contingency Funding Plans. 5. NCUA’s Rules and Regulations, Credit Union Capital Planning and Stress Testing. RECESS: 11:30 a.m. TIME AND DATE: 11:45 a.m., Thursday, October 24, 2013. PLACE: Board Room, 7th Floor, Room 7047, 1775 Duke Street, Alexandria, VA 22314–3428. STATUS: Closed. MATTERS TO BE CONSIDERED: 1. Request under Section 205(d) of the Federal Credit Union Act. Closed pursuant to exemption (6). 2. Request under Section 205(d) of the Federal Credit Union Act. Closed pursuant to exemption (6). TIME AND DATE: 08:53 Oct 18, 2013 Board of Governors; Sunshine Act Meeting October 22, 2013, at 9:00 a.m. PLACE: Washington, DC. STATUS: Closed. MATTERS TO BE CONSIDERED: DATES AND TIMES: Tuesday, October 22, 2013 at 9:00 a.m. NATIONAL CREDIT UNION ADMINISTRATION pmangrum on DSK3VPTVN1PROD with NOTICES Gerard Poliquin, Secretary of the Board. POSTAL SERVICE CONTACT PERSON FOR MORE INFORMATION: VerDate Mar<15>2010 Gerard Poliquin, Secretary of the Board, Telephone: 703–518–6304. Jkt 232001 1. Strategic Issues. 2. Financial Matters. 3. Pricing. 4. Personnel Matters and Compensation Issues. 5. Governors’ Executive Session— Discussion of prior agenda items and Board Governance. CONTACT PERSON FOR MORE INFORMATION: Julie S. Moore, Secretary of the Board, U.S. Postal Service, 475 L’Enfant Plaza, SW., Washington, DC 20260–1000. Telephone (202) 268–4800. Julie S. Moore, Secretary. [FR Doc. 2013–24723 Filed 10–17–13; 4:15 pm] BILLING CODE 7710–12–P SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94–409, that the Securities and Exchange Commission will hold an Open Meeting on October 8, 2013, at 10:00 a.m., and a Closed Meeting at 2:00 p.m., in Room 10800 at the Commission’s headquarters building. The subject matters of October 8, 2013 Open Meeting will be: 1. The Commission will hear oral argument in an appeal by China-Biotics, Inc. from the initial decision of an administrative law judge. The law judge found that ChinaBiotics, Inc., an issuer with securities registered under Section 12 of the Securities Exchange Act of 1934, violated Exchange Act Section 13(a) and Rules 13a–1 and 13a–13 by failing to file timely periodic reports. The law judge PO 00000 Frm 00008 Fmt 4703 Sfmt 4703 found that the company failed to file a timely annual report for its fiscal year ended March 31, 2011 and failed to file timely subsequent quarterly reports. The law judge ordered that the registration of the company’s securities be revoked. The issues likely to be considered at oral argument include whether revocation is in the public interest. 2. The Commission will also hear oral argument in an appeal by Gordon Brent Pierce from an initial decision of an administrative law judge. The law judge found that Pierce violated Sections 5(a) and 5(c) of the Securities Act of 1933 in connection with unregistered offerings and sales of stock of Lexington Resources, Inc. (‘‘Lexington’’) through accounts in the names of two offshore companies he controlled (the ‘‘Corporate Accounts’’). The law judge ordered Pierce to disgorge ill-gotten gains of $7,247,635.75, plus prejudgment interest. The issues likely to be considered at oral argument include whether res judicata precluded the bringing of this proceeding (the ‘‘Second Proceeding’’) against Pierce, who was previously found to have traded unregistered shares of Lexington in a personal account; whether Pierce fraudulently concealed evidence that would have enabled the Division of Enforcement to include the charges of unregistered sales through the Corporate Accounts in the earlier proceeding, and if so, whether Pierce’s fraudulent concealment allowed the Commission to initiate the Second Proceeding notwithstanding the res judicata doctrine; and whether disgorgement of trading proceeds from the Corporate Accounts is warranted under the circumstances. The General Counsel of the Commission, or her designee, has certified that, in her opinion, one or more of the exemptions set forth in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR 200.402(a)(3), (5), (7), 9(ii) and (10), permit consideration of the scheduled matter at the Closed Meeting. Commissioner Piwowar, as duty officer, voted to consider the items listed for the Closed Meeting in a closed session. The subject matters of October 8, 2013 Closed Meeting will be: Post argument discussions For further information, please contact the Office of the Secretary at (202) 551–5400. E:\FR\FM\21OCN1.SGM 21OCN1

Agencies

[Federal Register Volume 78, Number 203 (Monday, October 21, 2013)]
[Notices]
[Pages 62363-62364]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-24717]


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FEDERAL RETIREMENT THRIFT INVESTMENT BOARD


Sunshine Act; Notice of Meeting

TIME AND DATE: 9:00 a.m. (Eastern Time) October 28, 2013.

PLACE: 10th Floor Board Meeting Room, 77 K Street NE., Washington, DC 
20002.

STATUS: Parts will be open to the public and parts closed to the 
public.

MATTERS TO BE CONSIDERED: 

Parts Open to the Public

1. Approval of the Minutes of the September 23, 2013 Board Member 
Meeting
2. Thrift Savings Plan Activity Reports by the Executive Director
    a. Monthly Participant Activity Report
    b. Quarterly Investment Policy Report

[[Page 62364]]

    c. Legislative Report
3. Mid-Year Financial Audit
4. Audit Status
5. Capital Markets and L Fund
6. Human Capital Review/ORM Report
7. Quarterly Vendor Financials

Parts Closed to the Public

1. Personnel
2. Security

CONTACT PERSON FOR MORE INFORMATION: Kimberly Weaver, Director, Office 
of External Affairs, (202) 942-1640.

    Dated: October 17, 2013.
Megan Grumbine,
Acting Secretary, Federal Retirement Thrift Investment Board.
[FR Doc. 2013-24717 Filed 10-17-13; 4:15 pm]
BILLING CODE 6760-01-P