Sunshine Act; Notice of Agency Meeting, 62364 [2013-24650]

Download as PDF 62364 Federal Register / Vol. 78, No. 203 / Monday, October 21, 2013 / Notices c. Legislative Report 3. Mid-Year Financial Audit 4. Audit Status 5. Capital Markets and L Fund 6. Human Capital Review/ORM Report 7. Quarterly Vendor Financials FOR FURTHER INFORMATION CONTACT: Parts Closed to the Public BILLING CODE 7535–01–P 1. Personnel 2. Security Kimberly Weaver, Director, Office of External Affairs, (202) 942–1640. Dated: October 17, 2013. Megan Grumbine, Acting Secretary, Federal Retirement Thrift Investment Board. [FR Doc. 2013–24717 Filed 10–17–13; 4:15 pm] BILLING CODE 6760–01–P [FR Doc. 2013–24650 Filed 10–17–13; 4:15 pm] Sunshine Act; Notice of Agency Meeting 10:00 a.m., Thursday, October 24, 2013. PLACE: Board Room, 7th Floor, Room 7047, 1775 Duke Street (All visitors must use Diagonal Road Entrance), Alexandria, VA 22314–3428. STATUS: Open. MATTERS TO BE CONSIDERED: 1. Board Briefing, Interagency Rule, NCUA’s Rules and Regulations, Loans in Areas Having Special Flood Hazards. 2. Quarterly National Credit Union Share Insurance Fund Report. 3. NCUA’s Rules and Regulations, Electronic Filing of Financial Reports. 4. NCUA’s Rules and Regulations, Liquidity and Contingency Funding Plans. 5. NCUA’s Rules and Regulations, Credit Union Capital Planning and Stress Testing. RECESS: 11:30 a.m. TIME AND DATE: 11:45 a.m., Thursday, October 24, 2013. PLACE: Board Room, 7th Floor, Room 7047, 1775 Duke Street, Alexandria, VA 22314–3428. STATUS: Closed. MATTERS TO BE CONSIDERED: 1. Request under Section 205(d) of the Federal Credit Union Act. Closed pursuant to exemption (6). 2. Request under Section 205(d) of the Federal Credit Union Act. Closed pursuant to exemption (6). TIME AND DATE: 08:53 Oct 18, 2013 Board of Governors; Sunshine Act Meeting October 22, 2013, at 9:00 a.m. PLACE: Washington, DC. STATUS: Closed. MATTERS TO BE CONSIDERED: DATES AND TIMES: Tuesday, October 22, 2013 at 9:00 a.m. NATIONAL CREDIT UNION ADMINISTRATION pmangrum on DSK3VPTVN1PROD with NOTICES Gerard Poliquin, Secretary of the Board. POSTAL SERVICE CONTACT PERSON FOR MORE INFORMATION: VerDate Mar<15>2010 Gerard Poliquin, Secretary of the Board, Telephone: 703–518–6304. Jkt 232001 1. Strategic Issues. 2. Financial Matters. 3. Pricing. 4. Personnel Matters and Compensation Issues. 5. Governors’ Executive Session— Discussion of prior agenda items and Board Governance. CONTACT PERSON FOR MORE INFORMATION: Julie S. Moore, Secretary of the Board, U.S. Postal Service, 475 L’Enfant Plaza, SW., Washington, DC 20260–1000. Telephone (202) 268–4800. Julie S. Moore, Secretary. [FR Doc. 2013–24723 Filed 10–17–13; 4:15 pm] BILLING CODE 7710–12–P SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94–409, that the Securities and Exchange Commission will hold an Open Meeting on October 8, 2013, at 10:00 a.m., and a Closed Meeting at 2:00 p.m., in Room 10800 at the Commission’s headquarters building. The subject matters of October 8, 2013 Open Meeting will be: 1. The Commission will hear oral argument in an appeal by China-Biotics, Inc. from the initial decision of an administrative law judge. The law judge found that ChinaBiotics, Inc., an issuer with securities registered under Section 12 of the Securities Exchange Act of 1934, violated Exchange Act Section 13(a) and Rules 13a–1 and 13a–13 by failing to file timely periodic reports. The law judge PO 00000 Frm 00008 Fmt 4703 Sfmt 4703 found that the company failed to file a timely annual report for its fiscal year ended March 31, 2011 and failed to file timely subsequent quarterly reports. The law judge ordered that the registration of the company’s securities be revoked. The issues likely to be considered at oral argument include whether revocation is in the public interest. 2. The Commission will also hear oral argument in an appeal by Gordon Brent Pierce from an initial decision of an administrative law judge. The law judge found that Pierce violated Sections 5(a) and 5(c) of the Securities Act of 1933 in connection with unregistered offerings and sales of stock of Lexington Resources, Inc. (‘‘Lexington’’) through accounts in the names of two offshore companies he controlled (the ‘‘Corporate Accounts’’). The law judge ordered Pierce to disgorge ill-gotten gains of $7,247,635.75, plus prejudgment interest. The issues likely to be considered at oral argument include whether res judicata precluded the bringing of this proceeding (the ‘‘Second Proceeding’’) against Pierce, who was previously found to have traded unregistered shares of Lexington in a personal account; whether Pierce fraudulently concealed evidence that would have enabled the Division of Enforcement to include the charges of unregistered sales through the Corporate Accounts in the earlier proceeding, and if so, whether Pierce’s fraudulent concealment allowed the Commission to initiate the Second Proceeding notwithstanding the res judicata doctrine; and whether disgorgement of trading proceeds from the Corporate Accounts is warranted under the circumstances. The General Counsel of the Commission, or her designee, has certified that, in her opinion, one or more of the exemptions set forth in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR 200.402(a)(3), (5), (7), 9(ii) and (10), permit consideration of the scheduled matter at the Closed Meeting. Commissioner Piwowar, as duty officer, voted to consider the items listed for the Closed Meeting in a closed session. The subject matters of October 8, 2013 Closed Meeting will be: Post argument discussions For further information, please contact the Office of the Secretary at (202) 551–5400. E:\FR\FM\21OCN1.SGM 21OCN1

Agencies

[Federal Register Volume 78, Number 203 (Monday, October 21, 2013)]
[Notices]
[Page 62364]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-24650]


=======================================================================
-----------------------------------------------------------------------

NATIONAL CREDIT UNION ADMINISTRATION


Sunshine Act; Notice of Agency Meeting

TIME AND DATE: 10:00 a.m., Thursday, October 24, 2013.

PLACE: Board Room, 7th Floor, Room 7047, 1775 Duke Street (All visitors 
must use Diagonal Road Entrance), Alexandria, VA 22314-3428.

STATUS:  Open.

MATTERS TO BE CONSIDERED:
    1. Board Briefing, Interagency Rule, NCUA's Rules and Regulations, 
Loans in Areas Having Special Flood Hazards.
    2. Quarterly National Credit Union Share Insurance Fund Report.
    3. NCUA's Rules and Regulations, Electronic Filing of Financial 
Reports.
    4. NCUA's Rules and Regulations, Liquidity and Contingency Funding 
Plans.
    5. NCUA's Rules and Regulations, Credit Union Capital Planning and 
Stress Testing.

RECESS:  11:30 a.m.

TIME AND DATE:  11:45 a.m., Thursday, October 24, 2013.

PLACE:  Board Room, 7th Floor, Room 7047, 1775 Duke Street, Alexandria, 
VA 22314-3428.

STATUS: Closed.

MATTERS TO BE CONSIDERED:
    1. Request under Section 205(d) of the Federal Credit Union Act. 
Closed pursuant to exemption (6).
    2. Request under Section 205(d) of the Federal Credit Union Act. 
Closed pursuant to exemption (6).

FOR FURTHER INFORMATION CONTACT: Gerard Poliquin, Secretary of the 
Board, Telephone: 703-518-6304.

Gerard Poliquin,
Secretary of the Board.
[FR Doc. 2013-24650 Filed 10-17-13; 4:15 pm]
BILLING CODE 7535-01-P
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.