New Postal Product, 59734-59735 [2013-23536]
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Federal Register / Vol. 78, No. 188 / Friday, September 27, 2013 / Notices
section 3631 by adding new products to
either list. 39 U.S.C. 3642(a). This is the
first Request made by a user of the mails
pursuant to section 3642 and the
Commission’s rules, 39 CFR 3020
subpart B.
The Commission establishes Docket
No. MC2013–60 to consider the instant
Request. Pursuant to 39 CFR 3020.54,
the Postal Service has 28 days from the
date of the filing of the Request to
provide its preliminary views regarding
the Request. Accordingly, its
preliminary views are due no later than
October 16, 2013.
Interested persons may submit
comments on the merits of the Request,
including whether it is consistent with
the policies of 39 U.S.C. 3642 and 39
CFR 3020.50 et seq. no later than
October 16, 2013.4
Interested persons, including the
Postal Service, may submit reply
comments no later than November 13,
2013. The public portions of these
filings can be accessed via the
Commission’s Web site (https://
www.prc.gov). Following receipt of
comments, the Commission will take
action pursuant to 39 CFR 3020.55.
The Commission appoints James
Waclawski to represent the interests of
the general public in this proceeding.
It is ordered:
1. The Commission establishes Docket
No. MC2013–60 to consider the issues
raised by the request to add Private
Address Forwarding to the Mail
Classification Schedule.
2. The Commission appoints James
Waclawski to represent the interests of
the general public in this proceeding.
3. The Postal Service shall submit its
preliminary views no later than October
16, 2013.
4. Interested persons may submit
comments no later than October 16,
2013.
5. Reply comments may be submitted
no later than November 13, 2013.
6. The Secretary shall arrange for the
publication of this order in the Federal
Register.
By the Commission.
Ruth Ann Abrams,
Acting Secretary.
pmangrum on DSK3VPTVN1PROD with NOTICES
[FR Doc. 2013–23605 Filed 9–26–13; 8:45 am]
BILLING CODE 7710–FW–P
4 The Commission’s rules do not specify the
length of the public comment period in proceedings
brought pursuant to 39 CFR 3020.50 et. seq.
Petitioner asks that the public comment period
extend to one month after the Postal Service
provides its preliminary views so to ‘‘permit the
public to consider both this proposal and the
[Postal Service’s] response. . . .’’ Request at 5.
VerDate Mar<15>2010
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POSTAL REGULATORY COMMISSION
[Docket No. MC2013–62 and CP2013–82;
Order No. 1837]
New Postal Product
Postal Regulatory Commission.
Notice.
AGENCY:
ACTION:
The Commission is noticing a
recent Postal Service filing concerning
the addition of Priority Mail Contract 64
to the competitive product list. This
notice informs the public of the filing,
invites public comment, and takes other
administrative steps.
DATES: Comments are due: September
30, 2013.
ADDRESSES: Submit comments
electronically via the Commission’s
Filing Online system at https://
www.prc.gov. Those who cannot submit
comments electronically should contact
the person identified in the FOR FURTHER
INFORMATION CONTACT section by
telephone for advice on filing
alternatives.
SUMMARY:
FOR FURTHER INFORMATION CONTACT:
Stephen L. Sharfman, General Counsel,
at 202–789–6820.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Introduction
II. Notice of Filings
III. Ordering Paragraphs
I. Introduction
In accordance with 39 U.S.C. 3642
and 39 CFR 3020.30 et seq., the Postal
Service filed a request and associated
supporting information to add Priority
Mail Contract 64 to the competitive
product list.1 It asserts that Priority Mail
Contract 64 is a competitive product
‘‘not of general applicability’’ within the
meaning of 39 U.S.C. 3632(b)(3).
Request at 1. The Request has been
assigned Docket No. MC2013–62.
The Postal Service
contemporaneously filed a redacted
contract related to the proposed new
product. Id. Attachment B. The instant
contract has been assigned Docket No.
CP2013–82.
Request. To support its Request, the
Postal Service filed six attachments as
follows:
• Attachment A—a redacted copy of
Governors’ Decision No. 11–6,
authorizing the new product;
• Attachment B—a redacted copy of
the contract;
1 Request of the United States Postal Service to
Add Priority Mail Contract 64 to Competitive
Product List and Notice of Filing (Under Seal) of
Unredacted Governors’ Decision, Contract, and
Supporting Data, September 20, 2013 (Request).
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• Attachment C—proposed changes
to the Mail Classification Schedule
competitive product list with the
addition underlined;
• Attachment D—a Statement of
Supporting Justification as required by
39 CFR 3020.32;
• Attachment E—a certification of
compliance with 39 U.S.C. 3633(a); and
• Attachment F—an application for
non-public treatment of materials to
maintain redacted portions of the
contract and related financial
information under seal.
In the Statement of Supporting
Justification, Dennis R. Nicoski,
Manager, Field Sales Strategy and
Contracts, asserts that the contract will
cover its attributable costs and increase
contribution toward the requisite 5.5
percent of the Postal Service’s total
institutional costs. Id. Attachment D at
1. Mr. Nicoski contends that there will
be no issue of market dominant
products subsidizing competitive
products as a result of this contract. Id.
Related contract. The Postal Service
included a redacted version of the
related contract with the Request. Id.
Attachment B. The contract is
scheduled to become effective one
business day after the Commission
issues all necessary regulatory approval.
Id. at 3. The contract will expire 3 years
from the effective date unless, among
other things, either party terminates the
agreement upon 30 days’ written notice
to the other party. Id. The contract also
allows two 90-day extensions of the
agreement if the preparation of a
successor agreement is active and the
Commission is notified.2 The Postal
Service represents that the contract is
consistent with 39 U.S.C. 3633(a).3
The Postal Service filed much of the
supporting materials, including the
related contract, under seal. Id.
Attachment F. It maintains that the
redacted portions of the Governors’
Decision, contract, customer-identifying
information, and related financial
information should remain confidential.
2 Id. at 3–4. In Docket Nos. MC2013–54 and
CP2013–70, the Postal Service clarified that
identical language in Priority Mail Contract 60
‘‘contemplates the Postal Service filing any notices
of extension with the Commission at least one week
prior to the 3-year expiration date or the extended
expiration date.’’ See Docket Nos. MC2013–54 and
CP2013–70, Order No. 1773, Order Adding Priority
Mail Contract 60 to the Competitive Product List,
July 8, 2013, at 3; see also Docket Nos. MC2013–
54 and CP2013–70, Response of the United States
Postal Service to Chairman’s Information Request
No. 1, July 1, 2013, at question 2.
3 Although the Request appears to state that the
certification only pertains to paragraphs (1) and (3)
of 39 U.S.C. 3633(a), the certification itself contains
an assertion that the prices are in compliance with
39 U.S.C. 3633 (a)(1), (2), and (3). Request at 2;
Attachment E.
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Federal Register / Vol. 78, No. 188 / Friday, September 27, 2013 / Notices
Id. at 3. This information includes the
price structure, underlying costs and
assumptions, pricing formulas,
information relevant to the customer’s
mailing profile, and cost coverage
projections. Id. The Postal Service asks
the Commission to protect customeridentifying information from public
disclosure indefinitely. Id. at 7.
II. Notice of Filings
The Commission establishes Docket
Nos. MC2013–62 and CP2013–82 to
consider the Request pertaining to the
proposed Priority Mail Contract 64
product and the related contract,
respectively.
Interested persons may submit
comments on whether the Postal
Service’s filings in the captioned
dockets are consistent with the policies
of 39 U.S.C. 3632, 3633, or 3642, 39 CFR
3015.5, and 39 CFR part 3020, subpart
B. Comments are due no later than
September 30, 2013. The public
portions of these filings can be accessed
via the Commission’s Web site (https://
www.prc.gov).
The Commission appoints Curtis E.
Kidd to serve as Public Representative
in these dockets.
III. Ordering Paragraphs
It is ordered:
1. The Commission establishes Docket
Nos. MC2013–62 and CP2013–82 to
consider the matters raised in each
docket.
2. Pursuant to 39 U.S.C. 505, Curtis E.
Kidd is appointed to serve as an officer
of the Commission (Public
Representative) to represent the
interests of the general public in these
proceedings.
3. Comments by interested persons in
these proceedings are due no later than
September 30, 2013.
4. The Secretary shall arrange for
publication of this order in the Federal
Register.
By the Commission.
Ruth Ann Abrams,
Acting Secretary.
pmangrum on DSK3VPTVN1PROD with NOTICES
SECURITIES AND EXCHANGE
COMMISSION
The KP Funds and Callan Associates
Inc., et al.; Notice of Application
VerDate Mar<15>2010
14:21 Sep 26, 2013
Jkt 229001
The application was filed
on April 3, 2013, and amended on
August 21, 2013 and September 19,
2013.
FILING DATES:
An
order granting the application will be
issued unless the Commission orders a
hearing. Interested persons may request
a hearing by writing to the
Commission’s Secretary and serving
applicants with a copy of the request,
personally or by mail. Hearing requests
should be received by the Commission
by 5:30 p.m. on October 18, 2013, and
should be accompanied by proof of
service on applicants, in the form of an
affidavit or, for lawyers, a certificate of
service. Hearing requests should state
the nature of the writer’s interest, the
reason for the request, and the issues
contested. Persons who wish to be
notified of a hearing may request
notification by writing to the
Commission’s Secretary.
HEARING OR NOTIFICATION OF HEARING:
Elizabeth M. Murphy,
Secretary, U.S. Securities and Exchange
Commission, 100 F Street NE.,
Washington, DC 20549–1090.
Applicants: The Trust, One Freedom
Valley Drive, Oaks, PA 19456; and
Callan, 101 California Street, Suite 3500,
San Francisco, CA 94111.
ADDRESSES:
The
following is a summary of the
application. The complete application
may be obtained via the Commission’s
Web site by searching for the file
number or an applicant using the
Company name box, at https://
www.sec.gov/search/search.htm or by
calling (202) 551–8090.
SUPPLEMENTARY INFORMATION:
[Investment Company Act Release No.
30693; File No. 812–14143]
Securities and Exchange
Commission (‘‘Commission’’).
The KP Funds (the ‘‘Trust’’)
and Callan Associates Inc. (‘‘Callan’’).
APPLICANTS:
Laura J. Riegel, Senior Counsel, at (202)
551–6873, or Mary Kay Frech, Branch
Chief, at (202) 551–6821 (Division of
Investment Management, Exemptive
Applications Office).
BILLING CODE P
AGENCY:
Applicants
request an order that would permit them
to enter into and materially amend
subadvisory agreements with WhollyOwned Subadvisors (as defined below)
and non-affiliated subadvisors without
shareholder approval and would grant
relief from certain disclosure
requirements.
SUMMARY OF APPLICATION:
FOR FURTHER INFORMATION CONTACT:
[FR Doc. 2013–23536 Filed 9–26–13; 8:45 am]
September 23, 2013.
Notice of an application under
section 6(c) of the Investment Company
Act of 1940 (‘‘Act’’) for an exemption
from section 15(a) of the Act and rule
18f–2 under the Act, as well as from
certain disclosure requirements.
ACTION:
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59735
Applicants’ Representations
1. The Trust is organized as a
Massachusetts business trust and is
registered under the Act as an open-end
management investment company. The
Trust currently intends to offer 14 series
(each, a ‘‘Fund’’ and collectively, the
‘‘Funds’’), each with its own distinct
investment objectives, policies and
restrictions.1 Callan is organized as a
California corporation and is registered
as an investment adviser under the
Investment Advisers Act of 1940
(‘‘Advisers Act’’). Each Fund has, or will
have, as its investment adviser, Callan
or another entity controlling, controlled
by or under common control with
Callan or its successors (collectively, the
‘‘Advisor’’).2 Any future Advisor will be
registered as an investment adviser
under the Advisers Act.3
2. Each Fund will enter into an
investment advisory agreement with the
Advisor (the ‘‘Advisory Agreement’’).
The Advisory Agreement with Callan
has been approved by the board of
trustees of the Trust (the ‘‘Board’’),4
including a majority of the members of
the Board who are not ‘‘interested
persons,’’ as defined in section 2(a)(19)
of the Act, of the Trust, the relevant
Fund, or the Advisor (‘‘Independent
Trustees’’) and will be approved by the
initial shareholder of the relevant Fund
as required by sections 15(a) and 15(c)
of the Act and rule 18f–2 thereunder.
The terms of the Advisory Agreement
will comply with section 15(a) of the
Act.
3. Under the terms of the Advisory
Agreement, the Advisor, subject to the
authority of the Board, is responsible for
the overall management of a Fund’s
business affairs and selecting the Fund’s
investments in accordance with the
Fund’s investment objectives, policies,
1 The Funds that currently intend to rely on the
requested order are KP Large Cap Equity Fund, KP
Small Cap Equity Fund, KP International Equity
Fund, and KP Fixed Income Fund.
2 For purposes of the requested order, ‘‘successor’’
is limited to any entity that results from a
reorganization into another jurisdiction or a change
in the type of business organization.
3 Applicants request that the relief apply to
applicants, as well as to any existing or future series
of the Trust and any other existing or future
registered open-end management investment
company or series thereof that: (a) Is advised by the
Advisor; (b) uses the manager of managers structure
(‘‘Manager of Managers Structure’’) described in the
application, and (c) complies with the terms and
conditions of the application (included in the term
‘‘Funds’’). The only existing registered open-end
management investment company that currently
intends to rely on the requested order is named as
an applicant. If the name of any Fund contains the
name of a Subadvisor (as defined below), the name
of the Advisor that serves as the primary adviser to
the Fund will precede the name of the Subadvisor.
4 The term ‘‘Board’’ also includes the board of
directors or trustees of a future Fund.
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Agencies
[Federal Register Volume 78, Number 188 (Friday, September 27, 2013)]
[Notices]
[Pages 59734-59735]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-23536]
-----------------------------------------------------------------------
POSTAL REGULATORY COMMISSION
[Docket No. MC2013-62 and CP2013-82; Order No. 1837]
New Postal Product
AGENCY: Postal Regulatory Commission.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: The Commission is noticing a recent Postal Service filing
concerning the addition of Priority Mail Contract 64 to the competitive
product list. This notice informs the public of the filing, invites
public comment, and takes other administrative steps.
DATES: Comments are due: September 30, 2013.
ADDRESSES: Submit comments electronically via the Commission's Filing
Online system at https://www.prc.gov. Those who cannot submit comments
electronically should contact the person identified in the FOR FURTHER
INFORMATION CONTACT section by telephone for advice on filing
alternatives.
FOR FURTHER INFORMATION CONTACT: Stephen L. Sharfman, General Counsel,
at 202-789-6820.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Introduction
II. Notice of Filings
III. Ordering Paragraphs
I. Introduction
In accordance with 39 U.S.C. 3642 and 39 CFR 3020.30 et seq., the
Postal Service filed a request and associated supporting information to
add Priority Mail Contract 64 to the competitive product list.\1\ It
asserts that Priority Mail Contract 64 is a competitive product ``not
of general applicability'' within the meaning of 39 U.S.C. 3632(b)(3).
Request at 1. The Request has been assigned Docket No. MC2013-62.
---------------------------------------------------------------------------
\1\ Request of the United States Postal Service to Add Priority
Mail Contract 64 to Competitive Product List and Notice of Filing
(Under Seal) of Unredacted Governors' Decision, Contract, and
Supporting Data, September 20, 2013 (Request).
---------------------------------------------------------------------------
The Postal Service contemporaneously filed a redacted contract
related to the proposed new product. Id. Attachment B. The instant
contract has been assigned Docket No. CP2013-82.
Request. To support its Request, the Postal Service filed six
attachments as follows:
Attachment A--a redacted copy of Governors' Decision No.
11-6, authorizing the new product;
Attachment B--a redacted copy of the contract;
Attachment C--proposed changes to the Mail Classification
Schedule competitive product list with the addition underlined;
Attachment D--a Statement of Supporting Justification as
required by 39 CFR 3020.32;
Attachment E--a certification of compliance with 39 U.S.C.
3633(a); and
Attachment F--an application for non-public treatment of
materials to maintain redacted portions of the contract and related
financial information under seal.
In the Statement of Supporting Justification, Dennis R. Nicoski,
Manager, Field Sales Strategy and Contracts, asserts that the contract
will cover its attributable costs and increase contribution toward the
requisite 5.5 percent of the Postal Service's total institutional
costs. Id. Attachment D at 1. Mr. Nicoski contends that there will be
no issue of market dominant products subsidizing competitive products
as a result of this contract. Id.
Related contract. The Postal Service included a redacted version of
the related contract with the Request. Id. Attachment B. The contract
is scheduled to become effective one business day after the Commission
issues all necessary regulatory approval. Id. at 3. The contract will
expire 3 years from the effective date unless, among other things,
either party terminates the agreement upon 30 days' written notice to
the other party. Id. The contract also allows two 90-day extensions of
the agreement if the preparation of a successor agreement is active and
the Commission is notified.\2\ The Postal Service represents that the
contract is consistent with 39 U.S.C. 3633(a).\3\
---------------------------------------------------------------------------
\2\ Id. at 3-4. In Docket Nos. MC2013-54 and CP2013-70, the
Postal Service clarified that identical language in Priority Mail
Contract 60 ``contemplates the Postal Service filing any notices of
extension with the Commission at least one week prior to the 3-year
expiration date or the extended expiration date.'' See Docket Nos.
MC2013-54 and CP2013-70, Order No. 1773, Order Adding Priority Mail
Contract 60 to the Competitive Product List, July 8, 2013, at 3; see
also Docket Nos. MC2013-54 and CP2013-70, Response of the United
States Postal Service to Chairman's Information Request No. 1, July
1, 2013, at question 2.
\3\ Although the Request appears to state that the certification
only pertains to paragraphs (1) and (3) of 39 U.S.C. 3633(a), the
certification itself contains an assertion that the prices are in
compliance with 39 U.S.C. 3633 (a)(1), (2), and (3). Request at 2;
Attachment E.
---------------------------------------------------------------------------
The Postal Service filed much of the supporting materials,
including the related contract, under seal. Id. Attachment F. It
maintains that the redacted portions of the Governors' Decision,
contract, customer-identifying information, and related financial
information should remain confidential.
[[Page 59735]]
Id. at 3. This information includes the price structure, underlying
costs and assumptions, pricing formulas, information relevant to the
customer's mailing profile, and cost coverage projections. Id. The
Postal Service asks the Commission to protect customer-identifying
information from public disclosure indefinitely. Id. at 7.
II. Notice of Filings
The Commission establishes Docket Nos. MC2013-62 and CP2013-82 to
consider the Request pertaining to the proposed Priority Mail Contract
64 product and the related contract, respectively.
Interested persons may submit comments on whether the Postal
Service's filings in the captioned dockets are consistent with the
policies of 39 U.S.C. 3632, 3633, or 3642, 39 CFR 3015.5, and 39 CFR
part 3020, subpart B. Comments are due no later than September 30,
2013. The public portions of these filings can be accessed via the
Commission's Web site (https://www.prc.gov).
The Commission appoints Curtis E. Kidd to serve as Public
Representative in these dockets.
III. Ordering Paragraphs
It is ordered:
1. The Commission establishes Docket Nos. MC2013-62 and CP2013-82
to consider the matters raised in each docket.
2. Pursuant to 39 U.S.C. 505, Curtis E. Kidd is appointed to serve
as an officer of the Commission (Public Representative) to represent
the interests of the general public in these proceedings.
3. Comments by interested persons in these proceedings are due no
later than September 30, 2013.
4. The Secretary shall arrange for publication of this order in the
Federal Register.
By the Commission.
Ruth Ann Abrams,
Acting Secretary.
[FR Doc. 2013-23536 Filed 9-26-13; 8:45 am]
BILLING CODE P