Commercial Driver's License Standards: Definition of Tank Vehicle Used for Determining the License Endorsement Requirement, 59328-59333 [2013-23510]
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*
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(d) * * *
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[FR Doc. 2013–23501 Filed 9–25–13; 8:45 am]
BILLING CODE 5001–06–P
DEPARTMENT OF TRANSPORTATION
Federal Motor Carrier Safety
Administration
49 CFR Parts 383
[Docket No. FMCSA–2013–0140]
RIN 2126–AB61
Commercial Driver’s License
Standards: Definition of Tank Vehicle
Used for Determining the License
Endorsement Requirement
Federal Motor Carrier Safety
Administration (FMCSA), DOT.
ACTION: Notice of proposed rulemaking
(NPRM), request for comments.
AGENCY:
FMCSA proposes to revise its
definition of ‘‘tank vehicle.’’
Commercial driver’s license (CDL)
holders who operate such vehicles are
required to obtain a tank vehicle
endorsement. On May 9, 2011, FMCSA
published a final rule on ‘‘Commercial
Driver’s License Testing and
Commercial Learner’s Permit
Standards’’ that included a new
definition of tank vehicle which
required additional drivers to obtain
tank vehicle endorsements on their
commercial learners’ permits (CLPs) and
CDLs. FMCSA received numerous
petitions regarding the new definition.
On May 24, 2012, the Agency published
guidance in the Federal Register to
clarify the ‘‘tank vehicle’’ definition.
This NPRM would revise the definition
by incorporating the 2012 regulatory
guidance. FMCSA seeks comment on
the proposal and information on the
impact that the revised definition would
have on the industry.
DATES: Comments must be received on
or before November 25, 2013.
ADDRESSES: You may submit comments
identified by Docket Number FMCSA–
2013–0140 using any of the following
methods:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the online
instructions for submitting comments.
• Mail: Docket Management Facility,
U.S. Department of Transportation, 1200
New Jersey Avenue SE., West Building,
Ground Floor, Room W12–140,
Washington, DC 20590–0001.
• Hand Delivery or Courier: West
Building, Ground Floor, Room W12–
SUMMARY:
252.225–7040 Contractor Personnel
Authorized To Accompany U.S. Armed
Forces Deployed Outside the United States.
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(iii) The Contractor shall enforce the
rights of Contractor personnel
accompanying the U.S. Armed Forces.
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140, 1200 New Jersey Avenue SE.,
between 9 a.m. and 5 p.m. E.T., Monday
through Friday, except Federal holidays.
• Fax: 202–493–2251.
To avoid duplication, please use only
one of these four methods. See the
‘‘Public Participation and Request for
Comments’’ portion of the
SUPPLEMENTARY INFORMATION section
below for instructions on submitting
comments. Comments received after the
comment closing date will be included
in the docket, and we will consider late
comments to the extent practicable.
FMCSA may, however, issue a final rule
at any time after the close of the
comment period.
FOR FURTHER INFORMATION CONTACT:
Robert Redmond, Office of Safety
Programs, Commercial Driver’s License
Division, Federal Motor Carrier Safety
Administration, 1200 New Jersey
Avenue SE., Washington, DC 20590–
0001, by telephone at (202) 366–5014 or
via email at robert.redmond@dot.gov.
Office hours are from 8 a.m. to 4:30 p.m.
ET, Monday through Friday, except
Federal holidays. If you have questions
on viewing or submitting material to the
docket, contact Docket Operations,
telephone (202) 366–9826.
SUPPLEMENTARY INFORMATION:
Table of Contents for Preamble
I. Public Participation and Request for
Comments
A. Submitting Comments
B. Viewing Comments and Documents
C. Privacy Act
II. Executive Summary
A. Purpose and Summary of the Major
Provisions
B. Benefits and Costs
III. Abbreviations
IV. Legal Basis for the Rulemaking
V. Background
VI. Section-by-Section Analysis
VII. Regulatory Analyses
I. Public Participation and Request for
Comments
FMCSA encourages you to participate
in this rulemaking by submitting
comments and related materials. All
comments received will be posted
without change to https://
www.regulations.gov and will include
any personal information you provide.
A. Submitting Comments
You may submit your comments and
material online or by fax, mail, or hand
delivery, but please use only one of
these means. FMCSA recommends that
you include your name and a mailing
address, an email address, or a phone
number in the body of your document
so that FMCSA can contact you if there
are questions regarding your
submission.
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To submit your comment online, go to
https://www.regulations.gov and in the
search box insert the docket number
‘‘FMCSA–2013–0140’’ and click the
search button. When the new screen
appears, click on the blue ‘‘Comment
Now!’’ button on the right hand side of
the page. On the new page, enter
information required including the
specific section of this document to
which each comment applies, and
provide a reason for each suggestion or
recommendation. If you submit your
comments by mail or hand delivery,
submit them in an unbound format, no
larger than 8c by 11 inches, suitable for
copying and electronic filing. If you
submit comments by mail and would
like to know that they reached the
facility, please enclose a stamped, selfaddressed postcard or envelope.
We will consider all comments and
material received during the comment
period and may change this proposed
rule based on your comments. FMCSA
may issue a final rule at any time after
the close of the comment period.
B. Viewing Comments and Documents
To view comments, as well as any
documents mentioned in this preamble,
or to submit your comments online, go
to https://www.regulations.gov and in the
search box insert the docket number
‘‘FMCSA–2013–0140’’ and click
‘‘Search.’’ Next, click ‘‘Open Docket
Folder’’ and you will find all documents
and comments related to the proposed
rulemaking. If you do not have access to
the Internet, you may view the docket
online by visiting the Docket
Management Facility in Room W12–140
on the ground floor of the Department
of Transportation West Building, 1200
New Jersey Avenue SE., Washington,
DC 20590, between 9 a.m. and 5 p.m.
ET, Monday through Friday, except
Federal holidays.
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C. Privacy Act
Anyone may search the electronic
form of all comments received into any
of our dockets by the name of the
individual submitting the comment (or
of the person signing the comment, if
submitted on behalf of an association,
business, labor union, etc.). You may
review the U.S. Department of
Transportation’s (DOT) Privacy Act
Statement for the Federal Docket
Management System published in the
Federal Register on January17, 2008 (73
FR 3316), or you may visit https://
www.gpo.gov/fdsys/pkg/FR-2008-01-17/
pdf/E8-785.pdf.
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II. Executive Summary
A. Purpose and Summary of the Major
Provisions
FMCSA proposes to revise the
definition of ‘‘tank vehicle’’ in 49 CFR
383.5. The revised version makes
changes to clarify two points: that the
quantity amounts apply regardless of
the method of tank securement, and that
the transportation of tanks that are
manifested as empty or as residue (and
that are actually empty or contain only
residue) does not require the driver to
have a tank vehicle endorsement.
B. Benefits and Costs
Although the Agency does not know
the precise number of additional drivers
that would be required to obtain a tank
endorsement due to this proposed rule,
we estimate that even if every existing
less than truckload (LTL) driver were to
get an endorsement the total cost would
be $5.82 million, far below the $100
million threshold for economic
significance. The safety benefit of this
rule, like the 2011 final rule, derives
from the added training and knowledge
(which may be accomplished through
self-study) that drivers of tank vehicles
will need in order to pass the test for the
tank vehicle endorsement, thereby
reducing the risk of rollover crashes.
III. Abbreviations
ATA American Trucking Associations
CE Categorical Exclusion
CDL Commercial Driver’s License
CFR Code of Federal Regulations
CLP Commercial Learner’s Permit
CMV Commercial Motor Vehicle
CMVSA Commercial Motor Vehicle Safety
Act of 1986
DOT U.S. Department of Transportation
DGAC Dangerous Goods Advisory Council
E.O. Executive Order
FMCSA Federal Motor Carrier Safety
Administration
FMCSRs Federal Motor Carrier Safety
Regulations
IBC Intermediate Bulk Container
HM Hazardous Material
HMRs Hazardous Materials Regulations
LTL Less Than Truckload
MCA Motor Carrier Act of 1935
MCSA Motor Carrier Safety Act of 1984
NEPA National Environmental Policy Act
NPRM Notice of Proposed Rulemaking
OMB Office of Management and Budget
RFA Regulatory Flexibility Act
SAFETEA–LU Safe, Accountable, Flexible,
Efficient Transportation Equity Act: A
Legacy for Users
Secretary Secretary of Transportation
TEA–21 Transportation Equity Act for the
21st Century
IV. Legal Basis for the Rulemaking
This rulemaking is based on the broad
authority of the Commercial Motor
Vehicle Safety Act of 1986 (CMVSA)
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(Pub. L. 99–570, Title XII, 100 Stat.
3207–170, 49 U.S.C. chapter 313); the
Motor Carrier Safety Act of 1984
(MCSA) (Pub. L. 98–554, Title II, 98
Stat. 2832, 49 U.S.C. 31136); and the
Motor Carrier Act of 1935 (MCA)
(Chapter 498, 49 Stat. 543, 49 U.S.C.
31502). It is also based on section 4019
of the Transportation Equity Act for the
21st Century (TEA–21), and section
4122 of the Safe, Accountable, Flexible,
Efficient Transportation Equity Act: A
Legacy for Users (SAFETEA–LU) (Pub.
L. 109–59, 119 Stat. 1144, at 1734, 49
U.S.C. 31302, 31308, and 31309).
The CDL program was established by
the CMVSA of 1986. Parts 383 and 384
of Title 49, Code of Federal Regulations
(CFR), implement the CMVSA
requirements. The CMVSA prohibits
any person who does not hold a valid
CDL or CLP issued by his/her State of
domicile from operating a CMV that
requires a driver with a CDL. The
CMVSA also authorized the Secretary of
Transportation (Secretary) to adopt
regulations for a CLP [49 U.S.C.
31305(b)(2)]. This NPRM would revise
the definition of ‘‘tank vehicle’’ which
would impact commercial motor vehicle
(CMV) drivers operating certain types
and sizes of tank vehicles.
The authority for this rulemaking is
also based in part on the MCA. The
MCA authorizes the Secretary to
prescribe requirements for the
‘‘qualifications . . . of employees’’ of
for-hire and private motor carriers [49
U.S.C. 31502(b)]. This rule, like the CDL
regulations, is based in part on that
authority and is intended to enhance the
qualifications of CMV drivers by
ensuring that they obtain the proper
endorsements before operating a CMV.
Section 4019 of TEA–21 required the
DOT to complete a review of the CDL
testing system to determine if the
current CDL system is an accurate
measure of an individual’s knowledge
and skills as an operator of a CMV. It
also authorized the Agency to issue
regulations reflecting the results of its
review. This rule includes new or
enhanced requirements adopted in
response to the Agency’s review.
Section 4122 of SAFETEA–LU
required the DOT to prescribe
regulations on minimum uniform
standards for the issuance of CLPs, as it
has already done for CDLs [49 U.S.C.
31308(2)]. More specifically, section
4122 provided that an applicant for a
CLP must first pass a knowledge test
which complies with minimum
standards prescribed by the Secretary;
that the CLP document must have the
same information and security features
as the CDL; and that a driver’s record
must be created for each CLP holder in
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the Commercial Driver’s License
Information System.
V. Background
FMCSA proposes a new definition of
‘‘tank vehicle’’ to clarify the population
required to secure a CDL tank vehicle
endorsement.
On April 9, 2008, FMCSA published
an NPRM entitled ‘‘Commercial Driver’s
License Testing and Commercial
Learner’s Permit Standards’’ (73 FR
19282) to revise the standards for CDL
testing and to require new standards for
a CLP. The NPRM acknowledged that
the definition of ‘‘tank vehicle’’ in
§ 383.5 was confusing because of the
reference to the definition of ‘‘cargo
tank’’ in 49 CFR part 171. The definition
in Part 383 could be misinterpreted to
mean that a driver needed a tank vehicle
endorsement to operate a vehicle with a
permanently attached tank that had a
rated capacity greater than 119 gallons.
In the case of a portable tank
temporarily attached to the vehicle, a
tank endorsement was needed only if
the portable tank had a rated capacity of
1,000 gallons or more.
FMCSA recognized the disparity in
minimum rated capacity between
permanently attached tanks (119
gallons) and temporarily attached
portable tanks (1000 gallons) for the
tank vehicle endorsement. As FMCSA
had no reports of any problems with
drivers transporting portable tanks with
a rated capacity of less than 1,000
gallons, the NPRM proposed a rated
capacity threshold of 1,000 or more
gallons for all tanks before a driver
would need a tank endorsement. The
proposed change was also expected to
eliminate the controversy over whether
the driver of a ready mix concrete truck
equipped with a small water tank to
clean the mixer drum or a truck
transporting generators with small fuel
tanks needed a tank vehicle
endorsement.
The NPRM proposed defining ‘‘tank
vehicle’’ as any commercial motor
vehicle that is designed to transport any
liquid or gaseous materials within a
tank having an aggregate rated capacity
of 1,000 gallons or more that is either
permanently or temporarily attached to
the vehicle or the chassis. A commercial
motor vehicle transporting an empty
storage container tank, not designed for
transportation, with a rated capacity of
1,000 gallons or more that is temporarily
attached to a flatbed trailer is not
considered a tank vehicle.
In the final rule, ‘‘Commercial
Driver’s License Testing and
Commercial Learner’s Permit
Standards’’ (76 FR 26854), published on
May 9, 2011, FMCSA responded to
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comments submitted to the NPRM
docket and stated that, while the
proposed amendment setting a 1,000
gallon aggregate capacity threshold was
included in the final rule, there was also
a need to retain a minimum individual
rated tank capacity of more than 119
gallons for the purpose of determining
the aggregate capacity of a vehicle
carrying multiple tanks. In the final
rule, reference was made to cargo tanks
and portable tanks as defined in 49 CFR
171. Both of these types of tanks are
defined as ‘‘bulk packaging’’ which is
further defined in part 171 as having a
capacity greater than 119 gallons.
Therefore, only tanks with a rated
capacity greater than 119 gallons were
considered in determining the 1,000gallon aggregate capacity threshold for a
tank vehicle endorsement.
The definition of ‘‘tank vehicle,’’
adopted in the final rule is any
commercial motor vehicle that is
designed to transport any liquid or
gaseous materials within a tank or tanks
having an individual rated capacity of
more than 119 gallons and an aggregate
rated capacity of 1,000 gallons or more
that is either permanently or
temporarily attached to the vehicle or
the chassis. A commercial motor vehicle
transporting an empty storage container
tank, not designed for transportation,
with a rated capacity of 1,000 gallons or
more that is temporarily attached to a
flatbed trailer is not considered a tank
vehicle.
After publication of the final rule,
FMCSA received questions and requests
for clarification from the Dangerous
Goods Advisory Council (DGAC),
American Trucking Associations (ATA),
FedEx Corporation, and Fremont
Carriers, Inc. In response, FMCSA
published guidance in the Federal
Register on May 24, 2012 [77 FR 30919].
The guidance explained that the
definition proposed by the NPRM
would have included a single tank with
a capacity of 1,000 gallons. However,
after reviewing the public comments to
the rulemaking docket, the Agency
modified the definition to include
multiple tanks with an aggregate
capacity of 1,000 gallons.
FMCSA recognized that the revised
definition meant that intermediate bulk
containers (IBCs) being delivered to a
shipper meet the ‘‘tank vehicle’’
definition, and that the driver would
require a tank vehicle endorsement.
IBCs are commonly used as containers
for transporting liquid hazardous
materials (HM). They are subject to the
DOT Hazardous Materials Regulations
(HMRs). These packages commonly
move by less than truckload (LTL)
carriers. While IBCs may have a
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capacity of up to 3,000 liters, the sizes
more commonly in use range up to
1,000 liters (264 gallons).
The guidance published on May 24,
2012, confirmed that the transportation
of IBCs is covered by the definition
whether they are temporarily or
permanently attached—by bolts, straps,
chains, or by blocking and bracing—
because the characteristics of tanks and
their liquid contents, and the driving
skills needed to safely operate a tank
vehicle, are essentially identical, no
matter how the tanks are secured in or
on the vehicle. The aggregate capacity of
four or more 1,000 liter IBCs would
exceed the 1,000 gallon threshold. To be
qualified to haul the range of cargo they
normally handle, drivers for many LTL
carriers must obtain a CDL tank vehicle
endorsement.
The guidance also clarified that the
definition of tank vehicle does not cover
the transportation of empty IBCs or
other tanks when these containers are
cargo manifested on a bill of lading
either as empty or empty except for
residue.
Lastly, the guidance confirmed that
the effective date of the final rule was
60 days after publication, or July 9,
2011. While the rule provided a
compliance date of July 9, 2014 (3 years
from the effective date of the rule) for
the State requirements under subpart B
of Part 384 (49 CFR part 384), this
compliance date was limited to the
subpart referenced.
FMCSA recognizes that the States
participating in the Motor Carrier Safety
Assistance Program (currently all States)
have different timeframes for
incorporating the Agency’s definitional
changes into State law. However, States
that automatically implement the
Federal Motor Carrier Safety
Regulations (FMCSRs) are able to take
immediate action against drivers
transporting HM in a tank vehicle
without the proper endorsement. As a
result, FMCSA recommended that tank
vehicle drivers impacted by the final
rule secure the needed endorsement as
quickly as possible or investigate the
requirements of the States where they
travel to avoid violating an endorsement
requirement already in effect.
FMCSA received petitions for
reconsideration and rulemaking from
the ATA, FedEx Corporation, and
Fremont Carriers, Inc. The Agency also
received letters of concern from the
DGAC and others supporting the ATA
petition. Each of these documents is
available in docket FMCSA–2013–0140.
The Agency appreciates that the 2011
final rule expanded the number of
vehicles requiring drivers with tank
endorsements on their CDLs, which
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resulted in increased costs for the
drivers. As the tank vehicle definition
continues to be a source of questions
and concern, the Agency proposes a
slightly revised version to improve
understanding and enforcement.
The Agency offers this revised
definition to clarify that vehicles
transporting multiple IBCs (over 119
gallons each) with an aggregate capacity
of 1,000-gallons or more are tank
vehicles that would require an
endorsement; and that the endorsement
is needed if one or more tanks are on the
vehicle, regardless of the method by
which the tanks are secured to the
vehicle. In addition, this definition
clearly explains that tanks manifested as
empty or as residue as part of the load
(assuming they are actually empty or
contain only residue) do not make the
vehicle a ‘‘tank vehicle’’ provided the
tanks are actually empty or contain only
residue. The revised definition
incorporates the substance of the
regulatory guidance published on May
24, 2012.
Because, DOT uses 119 gallons in the
definition of bulk package in the HMRs,
that value is also used here to specify
the minimum tank size that can be
aggregated to reach the 1,000-gallon
threshold. The Agency specifically
seeks comments and data on whether or
not a different threshold should be used.
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VI. Section-by-Section Analysis
This section includes a summary of
the regulatory changes proposed for 49
CFR part 383 organized by section
number.
Proposed Changes to Part 383
Part 383, Commercial Driver’s License
Standards; Requirements and penalties,
contains the requirements for CLPs and
CDLs. With certain exceptions, the rules
in this part apply to every person who
operates a CMV in interstate, foreign or
intrastate commerce, to all employers of
such persons, and to all States.
Section 383.5, Definitions. FMCSA
proposes to revise the definition of
‘‘tank vehicle.’’ The revised version
makes changes to clarify two points:
that the quantity amounts apply
regardless of the method of tank
securement, and that the transportation
of tanks manifested as empty or as
residue, provided they are actually
empty or contain only residue, does not
require the driver to have a tank
endorsement.
In view of the revised definition of
tank vehicle proposed in this NPRM,
FMCSA would withdraw previous
regulatory guidance on this subject,
including the questions and answers
published on May 24, 2012.
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Specifically, the guidance to be
withdrawn is question 33 to 49 CFR
383.3 and questions 13 and 14 to 49
CFR 383.5, as printed below.
Guidance to 49 CFR 383.3
Question 33: Must the driver of an
empty tank vehicle that is being
transported from the manufacturer to a
local distributor or purchaser have a
tank endorsement on his or her
commercial driver’s license (CDL)?
Guidance: Yes. One of the primary
objectives of the CDL program is to
ensure that drivers are qualified to
safely operate the type of vehicle they
will be driving. To achieve this
objective, the FMCSRs require a driver
to pass a knowledge and skills test for
the CMV group they intend to drive. In
addition to this requirement, if the
driver will be operating double/triple
trailers, a tank vehicle, or a CMV used
to transport passengers, they must also
obtain an appropriate endorsement on
their CDL. The specific requirements for
the knowledge and skills tests an
applicant must meet to obtain a CDL
and the various endorsements can be
found in Subpart G of part 383 of the
FMCSRs.
Guidance to 49 CFR 383.5
Question 13: On May 9, 2011, FMCSA
revised the definition of ‘‘tank vehicle’’
to include any commercial motor
vehicle that is designed to transport any
liquid or gaseous materials within a
tank or tanks having an individual rated
capacity of more than 119 gallons and
an aggregate rated capacity of 1,000
gallons or more that is either
permanently or temporarily attached to
the vehicle or the chassis. Does the new
definition include loaded IBCs or other
tanks temporarily attached to a CMV?
Guidance: Yes. The new definition is
intended to cover (1) a vehicle
transporting an IBC or other tank used
for any liquid or gaseous materials, with
an individual rated capacity of 1,000
gallons or more that is either
permanently or temporarily attached to
the vehicle or chassis; or (2) a vehicle
used to transport multiple IBCs or other
tanks having an individual rated
capacity of more than 119 gallons and
an aggregate rated capacity of 1,000
gallons or more that are permanently or
temporarily attached to the vehicle or
the chassis.
Question 14: On May 9, 2011, FMCSA
revised the definition of ‘‘tank vehicle.’’
Does the new definition cover the
transportation of empty intermediate
bulk containers (IBCs) or other tanks, or
empty storage tanks?
Guidance: No. The definition of ‘‘tank
vehicle’’ does not cover the
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transportation of empty IBCs or other
tanks when these containers are
manifested as either empty or as residue
on a bill of lading. Furthermore, the
definition of tank vehicle does not cover
the transportation of empty storage
tanks that are not designed for
transportation and have a rated capacity
of 1,000 gallons or more, that are
temporarily attached to a flatbed
vehicle.
VII. Regulatory Analyses
A. Executive Order (E.O.) 12866
(Regulatory Planning and Review and
DOT Regulatory Policies and Procedures
as Supplemented by E.O. 13563)
FMCSA has determined that this
proposed rule is not a significant
regulatory action under E.O. 12866 (58
FR 51735, October 4, 1993), as
supplemented by E.O. 13563 (76 FR
3821, January 21, 2011), and not
significant within the meaning of the
DOT regulatory policies and procedures
(44 FR 11034, February 26, 1979). This
rule may affect some drivers who may
need a tank endorsement and will thus
be subject to §§ 383.71(b)(8), 383.121,
and 383.141. The revised definition in
49 CFR 383.5 clarifies that vehicles with
a tank or multiple bulk tanks (each over
119 gallons, including IBCs) with an
aggregate capacity of 1,000-gallons or
more are tank vehicles; and that the
endorsement is needed if the tank(s) is
(are) on the vehicle, regardless of the
method of tank securement. The
modified definition does not cover the
transportation of empty IBCs, storage
tanks not designed for transportation of
liquid or gaseous materials, or tanks
empty except for residue. FMCSA
welcomes the submission of any
relevant comments, data, or other
materials be submitted to the Docket
Number FMCSA–2013–0140.
The total financial burden imposed on
drivers to obtain a tank endorsement
depends on a number of factors. The
average fee charged for a tank
endorsement by the States is about $20
(California $30, Georgia $20, Maryland
$20, Oregon $10 and Pennsylvania
$23.50). That is a minimal burden for an
individual driver. FMCSA does not have
data on how many drivers currently
have tank endorsements, as States are
not required to report on that
information. Nor is the number of
drivers who would be required to obtain
a tank endorsement precisely known,
but to be conservative, we have used the
total number of LTL drivers: 291,045.1
1 U.S. Department of Commerce, U.S. Census
Bureau: 2007 Economic Census—Transportation
and Warehousing available at https://
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emcdonald on DSK67QTVN1PROD with PROPOSALS
Multiplying this number of LTL drivers
by $20 per endorsement will result in an
over-estimate of the total cost of the rule
because some unknown numbers of
these LTL drivers already have tank
endorsements. In any case, 291,045 LTL
drivers × $20 per endorsement produces
a total cost of the rule of $5.82 million.
This action could not exceed the $100
million threshold required for an
economically significant rule.2 The
Agency does not expect the rule to
generate substantial congressional or
public interest due to the fact that the
NPRM would not change the substance
of the guidance published in the
Federal Register on May 24, 2012 (77
FR 30919). Therefore, a full regulatory
impact analysis has not been conducted,
nor has this NPRM been reviewed by
Office of Management and Budget
(OMB).
B. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA)
of 1980 (5 U.S.C. 601 et seq.) requires
Federal agencies to consider the effects
of the regulatory action on small
business and other small entities and to
minimize any significant economic
impact. The term ‘‘small entities’’
comprises small businesses and not-forprofit organizations that are
independently owned and operated and
are not dominant in their fields, and
governmental jurisdictions with
populations of less than 50,000.3
Accordingly, DOT policy requires an
analysis of the impact of all regulations
on small entities, and mandates that
agencies strive to lessen any adverse
effects on these businesses.
Under the RFA, as amended by the
Small Business Regulatory Enforcement
Fairness Act of 1996 (Pub. L. 104–121,
110 Stat. 857), the proposed rule is not
expected to have a significant economic
impact on the LTL driver population
most likely to be affected. The current
number of LTL drivers with tank vehicle
endorsements could not be determined
unless all 50 State Driver Licensing
Agencies performed computer searches
of their databases, which they have
never done. However, FMCSA believes
that, historically, the tank vehicle
endorsement has been closely tied to the
HM endorsement, and that nearly all
drivers who transport HM have already
obtained the tank vehicle endorsement.
factfinder2.census.gov/faces/tableservices/jsf/
pages/productview.xhtml?pid=BP_2011_
00A1&prodType=table.
2 5,000,000 drivers would have to seek a $20 tank
vehicle endorsement before the $100 million
threshold was reached.
3 RFA (5 U.S.C. 601 et seq.) see National Archives
at https://www.archives.gov/federal-register/laws/
regulatory-flexibility/601.html.
VerDate Mar<15>2010
18:01 Sep 25, 2013
Jkt 229001
In other words, the drivers likely to be
affected by this rule are only that small
group which neither transported HM in
bulk nor hauled non-hazardous
products like milk or orange juice in
tank vehicles large enough to require a
tank endorsement. FMCSA believes that
number to be relatively small. As
indicated above, the number of drivers
assumed for purposes of this analysis to
need a tank vehicle endorsement
(291,045, at a total cost of $5.82 million)
is almost certainly an over-estimate.
Consequently, I certify that the
proposed action would not have a
significant economic impact on a
substantial number of small entities.
C. Assistance for Small Entities
In accordance with section 213(a) of
the Small Business Regulatory
Enforcement Fairness Act of 1996,
FMCSA wants to assist small entities in
understanding this proposed rule so that
they can better evaluate its effects on
themselves and participate in the
rulemaking initiative. If the proposed
rule would affect your small business,
organization, or governmental
jurisdiction and you have questions
concerning its provisions or options for
compliance; please consult the FMCSA
point of contact, Robert Redmond, listed
in the FOR FURTHER INFORMATION
CONTACT section of this proposed rule.
Small businesses may send comments
on the actions of Federal employees
who enforce or otherwise determine
compliance with Federal regulations to
the Small Business Administration’s
Small Business and Agriculture
Regulatory Enforcement Ombudsman
and the Regional Small Business
Regulatory Fairness Boards. The
Ombudsman evaluates these actions
annually and rates each agency’s
responsiveness to small business. If you
wish to comment on actions by
employees of FMCSA, call 1–888–REG–
FAIR (1–888–734–3247). DOT has a
policy regarding the rights of small
entities to regulatory enforcement
fairness and an explicit policy against
retaliation for exercising these rights.
D. Unfunded Mandates Reform Act of
1995
This proposed rule would not impose
an unfunded Federal mandate, as
defined by the Unfunded Mandates
Reform Act of 1995 (2 U.S.C. 1532 et
seq.), that would result in the
expenditure by State, local, and tribal
governments, in the aggregate, or by the
private sector, of $143.1 million (which
is the value of $100 million in 2010 after
adjusting for inflation) or more in any 1
year.
PO 00000
Frm 00044
Fmt 4702
Sfmt 4702
E. E.O. 13132 (Federalism)
A rulemaking has implications for
Federalism under Section 1(a) of E.O.
13132 if it has a substantial direct effect
on State or local governments and
would either preempt State law or
impose a substantial direct cost of
compliance on State or local
governments. FMCSA analyzed this
action in accordance with E.O. 13132.
This proposed rule does not preempt or
modify any provision of State law,
impose substantial direct unreimbursed
compliance costs on any State, or
diminish the power of any State to
enforce its own laws. Accordingly, this
rulemaking does not have Federalism
implications.
F. E.O. 12988 (Civil Justice Reform)
This proposed action meets
applicable standards in sections 3(a)
and 3(b)(2) of E.O. 12988, Civil Justice
Reform, to minimize litigation,
eliminate ambiguity, and reduce
burden.
G. E.O. 13045 (Protection of Children)
E.O. 13045, Protection of Children
from Environmental Health Risks and
Safety Risks (62 FR 19885, Apr. 23,
1997), requires agencies issuing
‘‘economically significant’’ rules, if the
regulation also concerns an
environmental health or safety risk that
an agency has reason to believe may
disproportionately affect children, to
include an evaluation of the regulation’s
environmental health and safety effects
on children. The Agency determined
this proposed rule is not economically
significant. Therefore, no analysis of the
impacts on children is required. In any
event, the Agency does not anticipate
that this regulatory action could in any
respect present an environmental or
safety risk that could disproportionately
affect children.
H. E.O. 12630 (Taking of Private
Property)
FMCSA reviewed this proposed rule
in accordance with E.O. 12630,
Governmental Actions and Interference
with Constitutionally Protected Property
Rights, and has determined it will not
effect a taking of private property or
otherwise have taking implications.
I. Privacy Impact Assessment
Section 522 of title I of division H of
the Consolidated Appropriations Act,
2005, enacted December 8, 2004 (Pub. L.
108–447, 118 Stat. 2809, 3268, 5 U.S.C.
552a note), requires the Agency to
conduct a privacy impact assessment of
a regulation that will affect the privacy
of individuals. FMCSA has determined
that this proposed rule does not require
E:\FR\FM\26SEP1.SGM
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Federal Register / Vol. 78, No. 187 / Thursday, September 26, 2013 / Proposed Rules
the collection of personally identifiable
information.
J. E.O. 12372 (Intergovernmental
Review)
The regulations implementing E.O.
12372 regarding intergovernmental
consultation on Federal programs and
activities do not apply to this program.
emcdonald on DSK67QTVN1PROD with PROPOSALS
K. Paperwork Reduction Act
Under the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.), Federal
agencies must obtain approval from
OMB for each collection of information
they conduct, sponsor, or require
through regulations. There is no new
information collections requirement
associated with this NPRM to pose an
undue burden on drivers, their
employers, States or others in the motor
carrier industry.
L. National Environmental Policy Act
and Clean Air Act
FMCSA analyzed this proposed rule
for the purpose of the National
Environmental Policy Act of 1969
(NEPA) (42 U.S.C. 4321 et seq.) and
determined under its environmental
procedures Order 5610.1, published
March 1, 2004 in the Federal Register
(69 FR 9680), that this action is
categorically excluded from further
environmental documentation under
two categorical exclusions (CEs) in
FMCSA’s NEPA Order. The first CE in
Paragraph 6(b) applies to the editorial
nature of this rule in aligning the
definitions. The second, found in
Paragraph 6(s)(7) address regulations
concerning requirements for drivers to
have a single CMV driver’s license. In
addition, the Agency believes that the
action includes no extraordinary
circumstances that will have any effect
on the quality of the environment. Thus,
FMCSA determines action does not
require an environmental assessment or
an environmental impact statement.
FMCSA requests comments on this
determination.
FMCSA also analyzed this proposed
rule under the Clean Air Act, as
amended (CAA), section 176(c) (42
U.S.C. 7401 et seq.), and implementing
regulations promulgated by the
Environmental Protection Agency.
Approval of this action is exempt from
the CAA’s general conformity
requirement since it does not affect
direct or indirect emissions of criteria
pollutants.
M. E.O. 12898 (Environmental Justice)
FMCSA evaluated the environmental
effects of this proposed rule in
accordance with E.O 12898 and
determined that there are no
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18:01 Sep 25, 2013
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59333
environmental justice issues associated
with its provisions nor any collective
environmental impact resulting from its
promulgation. Environmental justice
issues would be raised if there were
‘‘disproportionate’’ and ‘‘high and
adverse impact’’ on minority or lowincome populations.
For the reasons stated in the
preamble, FMCSA proposes to amend
49 CFR,part 383 as follows:
N. E.O. 13211 (Energy Supply,
Distribution, or Use)
■
FMCSA has analyzed this proposed
rule under E.O. 13211, Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use. The Agency has
determined that it is not a ‘‘significant
energy action’’ under that order because
it is not a ‘‘significant regulatory action’’
likely to have a significant adverse effect
on the supply, distribution, or use of
energy. Therefore, it does not require a
Statement of Energy Effects under E.O.
13211.
Authority: 49 U.S.C. 521, 31136, 31301 et
seq., and 31502; secs. 214 and 215, Pub. L.
106–159, 113 Stat. 1748, 1766, 1767; sec.
1012(b) of Pub. L. 107–56, 115 Stat. 272, 397;
sec. 4140, Pub. L. 109–59, 119 Stat. 1144,
1746; and 49 CFR 1.87.
PART 383—COMMERCIAL DRIVER’S
LICENSE STANDARDS;
REQUIREMENTS AND PENALTIES
1. The authority citation for part 383
is revised to read as follows:
O. E.O. 13175 (Indian Tribal
Governments)
2. Amend § 383.5 by revising the
definition for ‘‘tank vehicle’’ to read as
follows:
■
§ 383.5
*
Definitions.
*
*
P. National Technology Transfer and
Advancement Act (Technical
Standards)
The National Technology Transfer
and Advancement Act (15 U.S.C. 272
note) directs agencies to use voluntary
consensus standards in their regulatory
activities unless the agency provides
Congress, through OMB, with an
explanation of why using these
standards would be inconsistent with
applicable law or otherwise impractical.
Voluntary consensus standards (e.g.,
specifications of materials, performance,
design, or operation; test methods;
sampling procedures; and related
management systems practices) are
standards that are developed or adopted
by voluntary consensus standards
bodies. This proposed rule does not use
technical standards. Therefore, we did
not consider the use of voluntary
consensus standards.
Tank vehicle:
*
*
*
*
(1) Means any commercial motor
vehicle transporting, or designed to
transport, any liquid or gaseous
materials within:
(i) A tank that is either permanently
or temporarily attached or secured to
the vehicle or chassis and has a rated
capacity of 1,000 gallons or more; or
(ii) Multiple tanks either permanently
or temporarily attached or secured,
when the aggregate rated capacity of
those tanks is 1,000 gallons or more, as
determined by adding the capacity of
each individual tank with a capacity of
more than 119 gallons.
(2) If a commercial motor vehicle
transports one or more tanks that are
manifested either as empty or as residue
and that are actually empty or contain
only residue, those tanks shall not be
considered in determining whether the
vehicle is a tank vehicle.
*
*
*
*
*
Issued under the authority delegated in 49
CFR 1.87 on August 15, 2013.
Anne S. Ferro,
Administrator.
[FR Doc. 2013–23510 Filed 9–25–13; 8:45 am]
BILLING CODE 4910–EX–P
List of Subjects in 49 CFR Part 383
Administrative practice and
procedure, Alcohol abuse, Drug abuse,
Highway safety, Incorporation by
reference, Motor carriers.
Frm 00045
Fmt 4702
Sfmt 9990
*
*
This proposed rule does not have
tribal implications under E.O. 13175,
Consultation and Coordination with
Indian Tribal Governments, because it
does not have a substantial direct effect
on one or more Indian tribes, on the
relationship between the Federal
Government and Indian tribes, or on the
distribution of power and
responsibilities between the Federal
Government and Indian tribes.
PO 00000
*
E:\FR\FM\26SEP1.SGM
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Agencies
[Federal Register Volume 78, Number 187 (Thursday, September 26, 2013)]
[Proposed Rules]
[Pages 59328-59333]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-23510]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Motor Carrier Safety Administration
49 CFR Parts 383
[Docket No. FMCSA-2013-0140]
RIN 2126-AB61
Commercial Driver's License Standards: Definition of Tank Vehicle
Used for Determining the License Endorsement Requirement
AGENCY: Federal Motor Carrier Safety Administration (FMCSA), DOT.
ACTION: Notice of proposed rulemaking (NPRM), request for comments.
-----------------------------------------------------------------------
SUMMARY: FMCSA proposes to revise its definition of ``tank vehicle.''
Commercial driver's license (CDL) holders who operate such vehicles are
required to obtain a tank vehicle endorsement. On May 9, 2011, FMCSA
published a final rule on ``Commercial Driver's License Testing and
Commercial Learner's Permit Standards'' that included a new definition
of tank vehicle which required additional drivers to obtain tank
vehicle endorsements on their commercial learners' permits (CLPs) and
CDLs. FMCSA received numerous petitions regarding the new definition.
On May 24, 2012, the Agency published guidance in the Federal Register
to clarify the ``tank vehicle'' definition. This NPRM would revise the
definition by incorporating the 2012 regulatory guidance. FMCSA seeks
comment on the proposal and information on the impact that the revised
definition would have on the industry.
DATES: Comments must be received on or before November 25, 2013.
ADDRESSES: You may submit comments identified by Docket Number FMCSA-
2013-0140 using any of the following methods:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the online instructions for submitting comments.
Mail: Docket Management Facility, U.S. Department of
Transportation, 1200 New Jersey Avenue SE., West Building, Ground
Floor, Room W12-140, Washington, DC 20590-0001.
Hand Delivery or Courier: West Building, Ground Floor,
Room W12-140, 1200 New Jersey Avenue SE., between 9 a.m. and 5 p.m.
E.T., Monday through Friday, except Federal holidays.
Fax: 202-493-2251.
To avoid duplication, please use only one of these four methods.
See the ``Public Participation and Request for Comments'' portion of
the SUPPLEMENTARY INFORMATION section below for instructions on
submitting comments. Comments received after the comment closing date
will be included in the docket, and we will consider late comments to
the extent practicable. FMCSA may, however, issue a final rule at any
time after the close of the comment period.
FOR FURTHER INFORMATION CONTACT: Robert Redmond, Office of Safety
Programs, Commercial Driver's License Division, Federal Motor Carrier
Safety Administration, 1200 New Jersey Avenue SE., Washington, DC
20590-0001, by telephone at (202) 366-5014 or via email at
robert.redmond@dot.gov. Office hours are from 8 a.m. to 4:30 p.m. ET,
Monday through Friday, except Federal holidays. If you have questions
on viewing or submitting material to the docket, contact Docket
Operations, telephone (202) 366-9826.
SUPPLEMENTARY INFORMATION:
Table of Contents for Preamble
I. Public Participation and Request for Comments
A. Submitting Comments
B. Viewing Comments and Documents
C. Privacy Act
II. Executive Summary
A. Purpose and Summary of the Major Provisions
B. Benefits and Costs
III. Abbreviations
IV. Legal Basis for the Rulemaking
V. Background
VI. Section-by-Section Analysis
VII. Regulatory Analyses
I. Public Participation and Request for Comments
FMCSA encourages you to participate in this rulemaking by
submitting comments and related materials. All comments received will
be posted without change to https://www.regulations.gov and will include
any personal information you provide.
A. Submitting Comments
You may submit your comments and material online or by fax, mail,
or hand delivery, but please use only one of these means. FMCSA
recommends that you include your name and a mailing address, an email
address, or a phone number in the body of your document so that FMCSA
can contact you if there are questions regarding your submission.
[[Page 59329]]
To submit your comment online, go to https://www.regulations.gov and
in the search box insert the docket number ``FMCSA-2013-0140'' and
click the search button. When the new screen appears, click on the blue
``Comment Now!'' button on the right hand side of the page. On the new
page, enter information required including the specific section of this
document to which each comment applies, and provide a reason for each
suggestion or recommendation. If you submit your comments by mail or
hand delivery, submit them in an unbound format, no larger than
8[frac12] by 11 inches, suitable for copying and electronic filing. If
you submit comments by mail and would like to know that they reached
the facility, please enclose a stamped, self-addressed postcard or
envelope.
We will consider all comments and material received during the
comment period and may change this proposed rule based on your
comments. FMCSA may issue a final rule at any time after the close of
the comment period.
B. Viewing Comments and Documents
To view comments, as well as any documents mentioned in this
preamble, or to submit your comments online, go to https://www.regulations.gov and in the search box insert the docket number
``FMCSA-2013-0140'' and click ``Search.'' Next, click ``Open Docket
Folder'' and you will find all documents and comments related to the
proposed rulemaking. If you do not have access to the Internet, you may
view the docket online by visiting the Docket Management Facility in
Room W12-140 on the ground floor of the Department of Transportation
West Building, 1200 New Jersey Avenue SE., Washington, DC 20590,
between 9 a.m. and 5 p.m. ET, Monday through Friday, except Federal
holidays.
C. Privacy Act
Anyone may search the electronic form of all comments received into
any of our dockets by the name of the individual submitting the comment
(or of the person signing the comment, if submitted on behalf of an
association, business, labor union, etc.). You may review the U.S.
Department of Transportation's (DOT) Privacy Act Statement for the
Federal Docket Management System published in the Federal Register on
January17, 2008 (73 FR 3316), or you may visit https://www.gpo.gov/fdsys/pkg/FR-2008-01-17/pdf/E8-785.pdf.
II. Executive Summary
A. Purpose and Summary of the Major Provisions
FMCSA proposes to revise the definition of ``tank vehicle'' in 49
CFR 383.5. The revised version makes changes to clarify two points:
that the quantity amounts apply regardless of the method of tank
securement, and that the transportation of tanks that are manifested as
empty or as residue (and that are actually empty or contain only
residue) does not require the driver to have a tank vehicle
endorsement.
B. Benefits and Costs
Although the Agency does not know the precise number of additional
drivers that would be required to obtain a tank endorsement due to this
proposed rule, we estimate that even if every existing less than
truckload (LTL) driver were to get an endorsement the total cost would
be $5.82 million, far below the $100 million threshold for economic
significance. The safety benefit of this rule, like the 2011 final
rule, derives from the added training and knowledge (which may be
accomplished through self-study) that drivers of tank vehicles will
need in order to pass the test for the tank vehicle endorsement,
thereby reducing the risk of rollover crashes.
III. Abbreviations
ATA American Trucking Associations
CE Categorical Exclusion
CDL Commercial Driver's License
CFR Code of Federal Regulations
CLP Commercial Learner's Permit
CMV Commercial Motor Vehicle
CMVSA Commercial Motor Vehicle Safety Act of 1986
DOT U.S. Department of Transportation
DGAC Dangerous Goods Advisory Council
E.O. Executive Order
FMCSA Federal Motor Carrier Safety Administration
FMCSRs Federal Motor Carrier Safety Regulations
IBC Intermediate Bulk Container
HM Hazardous Material
HMRs Hazardous Materials Regulations
LTL Less Than Truckload
MCA Motor Carrier Act of 1935
MCSA Motor Carrier Safety Act of 1984
NEPA National Environmental Policy Act
NPRM Notice of Proposed Rulemaking
OMB Office of Management and Budget
RFA Regulatory Flexibility Act
SAFETEA-LU Safe, Accountable, Flexible, Efficient Transportation
Equity Act: A Legacy for Users
Secretary Secretary of Transportation
TEA-21 Transportation Equity Act for the 21st Century
IV. Legal Basis for the Rulemaking
This rulemaking is based on the broad authority of the Commercial
Motor Vehicle Safety Act of 1986 (CMVSA) (Pub. L. 99-570, Title XII,
100 Stat. 3207-170, 49 U.S.C. chapter 313); the Motor Carrier Safety
Act of 1984 (MCSA) (Pub. L. 98-554, Title II, 98 Stat. 2832, 49 U.S.C.
31136); and the Motor Carrier Act of 1935 (MCA) (Chapter 498, 49 Stat.
543, 49 U.S.C. 31502). It is also based on section 4019 of the
Transportation Equity Act for the 21st Century (TEA-21), and section
4122 of the Safe, Accountable, Flexible, Efficient Transportation
Equity Act: A Legacy for Users (SAFETEA-LU) (Pub. L. 109-59, 119 Stat.
1144, at 1734, 49 U.S.C. 31302, 31308, and 31309).
The CDL program was established by the CMVSA of 1986. Parts 383 and
384 of Title 49, Code of Federal Regulations (CFR), implement the CMVSA
requirements. The CMVSA prohibits any person who does not hold a valid
CDL or CLP issued by his/her State of domicile from operating a CMV
that requires a driver with a CDL. The CMVSA also authorized the
Secretary of Transportation (Secretary) to adopt regulations for a CLP
[49 U.S.C. 31305(b)(2)]. This NPRM would revise the definition of
``tank vehicle'' which would impact commercial motor vehicle (CMV)
drivers operating certain types and sizes of tank vehicles.
The authority for this rulemaking is also based in part on the MCA.
The MCA authorizes the Secretary to prescribe requirements for the
``qualifications . . . of employees'' of for-hire and private motor
carriers [49 U.S.C. 31502(b)]. This rule, like the CDL regulations, is
based in part on that authority and is intended to enhance the
qualifications of CMV drivers by ensuring that they obtain the proper
endorsements before operating a CMV.
Section 4019 of TEA-21 required the DOT to complete a review of the
CDL testing system to determine if the current CDL system is an
accurate measure of an individual's knowledge and skills as an operator
of a CMV. It also authorized the Agency to issue regulations reflecting
the results of its review. This rule includes new or enhanced
requirements adopted in response to the Agency's review.
Section 4122 of SAFETEA-LU required the DOT to prescribe
regulations on minimum uniform standards for the issuance of CLPs, as
it has already done for CDLs [49 U.S.C. 31308(2)]. More specifically,
section 4122 provided that an applicant for a CLP must first pass a
knowledge test which complies with minimum standards prescribed by the
Secretary; that the CLP document must have the same information and
security features as the CDL; and that a driver's record must be
created for each CLP holder in
[[Page 59330]]
the Commercial Driver's License Information System.
V. Background
FMCSA proposes a new definition of ``tank vehicle'' to clarify the
population required to secure a CDL tank vehicle endorsement.
On April 9, 2008, FMCSA published an NPRM entitled ``Commercial
Driver's License Testing and Commercial Learner's Permit Standards''
(73 FR 19282) to revise the standards for CDL testing and to require
new standards for a CLP. The NPRM acknowledged that the definition of
``tank vehicle'' in Sec. 383.5 was confusing because of the reference
to the definition of ``cargo tank'' in 49 CFR part 171. The definition
in Part 383 could be misinterpreted to mean that a driver needed a tank
vehicle endorsement to operate a vehicle with a permanently attached
tank that had a rated capacity greater than 119 gallons. In the case of
a portable tank temporarily attached to the vehicle, a tank endorsement
was needed only if the portable tank had a rated capacity of 1,000
gallons or more.
FMCSA recognized the disparity in minimum rated capacity between
permanently attached tanks (119 gallons) and temporarily attached
portable tanks (1000 gallons) for the tank vehicle endorsement. As
FMCSA had no reports of any problems with drivers transporting portable
tanks with a rated capacity of less than 1,000 gallons, the NPRM
proposed a rated capacity threshold of 1,000 or more gallons for all
tanks before a driver would need a tank endorsement. The proposed
change was also expected to eliminate the controversy over whether the
driver of a ready mix concrete truck equipped with a small water tank
to clean the mixer drum or a truck transporting generators with small
fuel tanks needed a tank vehicle endorsement.
The NPRM proposed defining ``tank vehicle'' as any commercial motor
vehicle that is designed to transport any liquid or gaseous materials
within a tank having an aggregate rated capacity of 1,000 gallons or
more that is either permanently or temporarily attached to the vehicle
or the chassis. A commercial motor vehicle transporting an empty
storage container tank, not designed for transportation, with a rated
capacity of 1,000 gallons or more that is temporarily attached to a
flatbed trailer is not considered a tank vehicle.
In the final rule, ``Commercial Driver's License Testing and
Commercial Learner's Permit Standards'' (76 FR 26854), published on May
9, 2011, FMCSA responded to comments submitted to the NPRM docket and
stated that, while the proposed amendment setting a 1,000 gallon
aggregate capacity threshold was included in the final rule, there was
also a need to retain a minimum individual rated tank capacity of more
than 119 gallons for the purpose of determining the aggregate capacity
of a vehicle carrying multiple tanks. In the final rule, reference was
made to cargo tanks and portable tanks as defined in 49 CFR 171. Both
of these types of tanks are defined as ``bulk packaging'' which is
further defined in part 171 as having a capacity greater than 119
gallons. Therefore, only tanks with a rated capacity greater than 119
gallons were considered in determining the 1,000-gallon aggregate
capacity threshold for a tank vehicle endorsement.
The definition of ``tank vehicle,'' adopted in the final rule is
any commercial motor vehicle that is designed to transport any liquid
or gaseous materials within a tank or tanks having an individual rated
capacity of more than 119 gallons and an aggregate rated capacity of
1,000 gallons or more that is either permanently or temporarily
attached to the vehicle or the chassis. A commercial motor vehicle
transporting an empty storage container tank, not designed for
transportation, with a rated capacity of 1,000 gallons or more that is
temporarily attached to a flatbed trailer is not considered a tank
vehicle.
After publication of the final rule, FMCSA received questions and
requests for clarification from the Dangerous Goods Advisory Council
(DGAC), American Trucking Associations (ATA), FedEx Corporation, and
Fremont Carriers, Inc. In response, FMCSA published guidance in the
Federal Register on May 24, 2012 [77 FR 30919]. The guidance explained
that the definition proposed by the NPRM would have included a single
tank with a capacity of 1,000 gallons. However, after reviewing the
public comments to the rulemaking docket, the Agency modified the
definition to include multiple tanks with an aggregate capacity of
1,000 gallons.
FMCSA recognized that the revised definition meant that
intermediate bulk containers (IBCs) being delivered to a shipper meet
the ``tank vehicle'' definition, and that the driver would require a
tank vehicle endorsement. IBCs are commonly used as containers for
transporting liquid hazardous materials (HM). They are subject to the
DOT Hazardous Materials Regulations (HMRs). These packages commonly
move by less than truckload (LTL) carriers. While IBCs may have a
capacity of up to 3,000 liters, the sizes more commonly in use range up
to 1,000 liters (264 gallons).
The guidance published on May 24, 2012, confirmed that the
transportation of IBCs is covered by the definition whether they are
temporarily or permanently attached--by bolts, straps, chains, or by
blocking and bracing--because the characteristics of tanks and their
liquid contents, and the driving skills needed to safely operate a tank
vehicle, are essentially identical, no matter how the tanks are secured
in or on the vehicle. The aggregate capacity of four or more 1,000
liter IBCs would exceed the 1,000 gallon threshold. To be qualified to
haul the range of cargo they normally handle, drivers for many LTL
carriers must obtain a CDL tank vehicle endorsement.
The guidance also clarified that the definition of tank vehicle
does not cover the transportation of empty IBCs or other tanks when
these containers are cargo manifested on a bill of lading either as
empty or empty except for residue.
Lastly, the guidance confirmed that the effective date of the final
rule was 60 days after publication, or July 9, 2011. While the rule
provided a compliance date of July 9, 2014 (3 years from the effective
date of the rule) for the State requirements under subpart B of Part
384 (49 CFR part 384), this compliance date was limited to the subpart
referenced.
FMCSA recognizes that the States participating in the Motor Carrier
Safety Assistance Program (currently all States) have different
timeframes for incorporating the Agency's definitional changes into
State law. However, States that automatically implement the Federal
Motor Carrier Safety Regulations (FMCSRs) are able to take immediate
action against drivers transporting HM in a tank vehicle without the
proper endorsement. As a result, FMCSA recommended that tank vehicle
drivers impacted by the final rule secure the needed endorsement as
quickly as possible or investigate the requirements of the States where
they travel to avoid violating an endorsement requirement already in
effect.
FMCSA received petitions for reconsideration and rulemaking from
the ATA, FedEx Corporation, and Fremont Carriers, Inc. The Agency also
received letters of concern from the DGAC and others supporting the ATA
petition. Each of these documents is available in docket FMCSA-2013-
0140.
The Agency appreciates that the 2011 final rule expanded the number
of vehicles requiring drivers with tank endorsements on their CDLs,
which
[[Page 59331]]
resulted in increased costs for the drivers. As the tank vehicle
definition continues to be a source of questions and concern, the
Agency proposes a slightly revised version to improve understanding and
enforcement.
The Agency offers this revised definition to clarify that vehicles
transporting multiple IBCs (over 119 gallons each) with an aggregate
capacity of 1,000-gallons or more are tank vehicles that would require
an endorsement; and that the endorsement is needed if one or more tanks
are on the vehicle, regardless of the method by which the tanks are
secured to the vehicle. In addition, this definition clearly explains
that tanks manifested as empty or as residue as part of the load
(assuming they are actually empty or contain only residue) do not make
the vehicle a ``tank vehicle'' provided the tanks are actually empty or
contain only residue. The revised definition incorporates the substance
of the regulatory guidance published on May 24, 2012.
Because, DOT uses 119 gallons in the definition of bulk package in
the HMRs, that value is also used here to specify the minimum tank size
that can be aggregated to reach the 1,000-gallon threshold. The Agency
specifically seeks comments and data on whether or not a different
threshold should be used.
VI. Section-by-Section Analysis
This section includes a summary of the regulatory changes proposed
for 49 CFR part 383 organized by section number.
Proposed Changes to Part 383
Part 383, Commercial Driver's License Standards; Requirements and
penalties, contains the requirements for CLPs and CDLs. With certain
exceptions, the rules in this part apply to every person who operates a
CMV in interstate, foreign or intrastate commerce, to all employers of
such persons, and to all States.
Section 383.5, Definitions. FMCSA proposes to revise the definition
of ``tank vehicle.'' The revised version makes changes to clarify two
points: that the quantity amounts apply regardless of the method of
tank securement, and that the transportation of tanks manifested as
empty or as residue, provided they are actually empty or contain only
residue, does not require the driver to have a tank endorsement.
In view of the revised definition of tank vehicle proposed in this
NPRM, FMCSA would withdraw previous regulatory guidance on this
subject, including the questions and answers published on May 24, 2012.
Specifically, the guidance to be withdrawn is question 33 to 49 CFR
383.3 and questions 13 and 14 to 49 CFR 383.5, as printed below.
Guidance to 49 CFR 383.3
Question 33: Must the driver of an empty tank vehicle that is being
transported from the manufacturer to a local distributor or purchaser
have a tank endorsement on his or her commercial driver's license
(CDL)?
Guidance: Yes. One of the primary objectives of the CDL program is
to ensure that drivers are qualified to safely operate the type of
vehicle they will be driving. To achieve this objective, the FMCSRs
require a driver to pass a knowledge and skills test for the CMV group
they intend to drive. In addition to this requirement, if the driver
will be operating double/triple trailers, a tank vehicle, or a CMV used
to transport passengers, they must also obtain an appropriate
endorsement on their CDL. The specific requirements for the knowledge
and skills tests an applicant must meet to obtain a CDL and the various
endorsements can be found in Subpart G of part 383 of the FMCSRs.
Guidance to 49 CFR 383.5
Question 13: On May 9, 2011, FMCSA revised the definition of ``tank
vehicle'' to include any commercial motor vehicle that is designed to
transport any liquid or gaseous materials within a tank or tanks having
an individual rated capacity of more than 119 gallons and an aggregate
rated capacity of 1,000 gallons or more that is either permanently or
temporarily attached to the vehicle or the chassis. Does the new
definition include loaded IBCs or other tanks temporarily attached to a
CMV?
Guidance: Yes. The new definition is intended to cover (1) a
vehicle transporting an IBC or other tank used for any liquid or
gaseous materials, with an individual rated capacity of 1,000 gallons
or more that is either permanently or temporarily attached to the
vehicle or chassis; or (2) a vehicle used to transport multiple IBCs or
other tanks having an individual rated capacity of more than 119
gallons and an aggregate rated capacity of 1,000 gallons or more that
are permanently or temporarily attached to the vehicle or the chassis.
Question 14: On May 9, 2011, FMCSA revised the definition of ``tank
vehicle.'' Does the new definition cover the transportation of empty
intermediate bulk containers (IBCs) or other tanks, or empty storage
tanks?
Guidance: No. The definition of ``tank vehicle'' does not cover the
transportation of empty IBCs or other tanks when these containers are
manifested as either empty or as residue on a bill of lading.
Furthermore, the definition of tank vehicle does not cover the
transportation of empty storage tanks that are not designed for
transportation and have a rated capacity of 1,000 gallons or more, that
are temporarily attached to a flatbed vehicle.
VII. Regulatory Analyses
A. Executive Order (E.O.) 12866 (Regulatory Planning and Review and DOT
Regulatory Policies and Procedures as Supplemented by E.O. 13563)
FMCSA has determined that this proposed rule is not a significant
regulatory action under E.O. 12866 (58 FR 51735, October 4, 1993), as
supplemented by E.O. 13563 (76 FR 3821, January 21, 2011), and not
significant within the meaning of the DOT regulatory policies and
procedures (44 FR 11034, February 26, 1979). This rule may affect some
drivers who may need a tank endorsement and will thus be subject to
Sec. Sec. 383.71(b)(8), 383.121, and 383.141. The revised definition
in 49 CFR 383.5 clarifies that vehicles with a tank or multiple bulk
tanks (each over 119 gallons, including IBCs) with an aggregate
capacity of 1,000-gallons or more are tank vehicles; and that the
endorsement is needed if the tank(s) is (are) on the vehicle,
regardless of the method of tank securement. The modified definition
does not cover the transportation of empty IBCs, storage tanks not
designed for transportation of liquid or gaseous materials, or tanks
empty except for residue. FMCSA welcomes the submission of any relevant
comments, data, or other materials be submitted to the Docket Number
FMCSA-2013-0140.
The total financial burden imposed on drivers to obtain a tank
endorsement depends on a number of factors. The average fee charged for
a tank endorsement by the States is about $20 (California $30, Georgia
$20, Maryland $20, Oregon $10 and Pennsylvania $23.50). That is a
minimal burden for an individual driver. FMCSA does not have data on
how many drivers currently have tank endorsements, as States are not
required to report on that information. Nor is the number of drivers
who would be required to obtain a tank endorsement precisely known, but
to be conservative, we have used the total number of LTL drivers:
291,045.\1\
[[Page 59332]]
Multiplying this number of LTL drivers by $20 per endorsement will
result in an over-estimate of the total cost of the rule because some
unknown numbers of these LTL drivers already have tank endorsements. In
any case, 291,045 LTL drivers x $20 per endorsement produces a total
cost of the rule of $5.82 million. This action could not exceed the
$100 million threshold required for an economically significant
rule.\2\ The Agency does not expect the rule to generate substantial
congressional or public interest due to the fact that the NPRM would
not change the substance of the guidance published in the Federal
Register on May 24, 2012 (77 FR 30919). Therefore, a full regulatory
impact analysis has not been conducted, nor has this NPRM been reviewed
by Office of Management and Budget (OMB).
---------------------------------------------------------------------------
\1\ U.S. Department of Commerce, U.S. Census Bureau: 2007
Economic Census--Transportation and Warehousing available at https://factfinder2.census.gov/faces/tableservices/jsf/pages/productview.xhtml?pid=BP_2011_00A1&prodType=table.
\2\ 5,000,000 drivers would have to seek a $20 tank vehicle
endorsement before the $100 million threshold was reached.
---------------------------------------------------------------------------
B. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA) of 1980 (5 U.S.C. 601 et seq.)
requires Federal agencies to consider the effects of the regulatory
action on small business and other small entities and to minimize any
significant economic impact. The term ``small entities'' comprises
small businesses and not-for-profit organizations that are
independently owned and operated and are not dominant in their fields,
and governmental jurisdictions with populations of less than 50,000.\3\
Accordingly, DOT policy requires an analysis of the impact of all
regulations on small entities, and mandates that agencies strive to
lessen any adverse effects on these businesses.
---------------------------------------------------------------------------
\3\ RFA (5 U.S.C. 601 et seq.) see National Archives at https://www.archives.gov/federal-register/laws/regulatory-flexibility/601.html.
---------------------------------------------------------------------------
Under the RFA, as amended by the Small Business Regulatory
Enforcement Fairness Act of 1996 (Pub. L. 104-121, 110 Stat. 857), the
proposed rule is not expected to have a significant economic impact on
the LTL driver population most likely to be affected. The current
number of LTL drivers with tank vehicle endorsements could not be
determined unless all 50 State Driver Licensing Agencies performed
computer searches of their databases, which they have never done.
However, FMCSA believes that, historically, the tank vehicle
endorsement has been closely tied to the HM endorsement, and that
nearly all drivers who transport HM have already obtained the tank
vehicle endorsement. In other words, the drivers likely to be affected
by this rule are only that small group which neither transported HM in
bulk nor hauled non-hazardous products like milk or orange juice in
tank vehicles large enough to require a tank endorsement. FMCSA
believes that number to be relatively small. As indicated above, the
number of drivers assumed for purposes of this analysis to need a tank
vehicle endorsement (291,045, at a total cost of $5.82 million) is
almost certainly an over-estimate.
Consequently, I certify that the proposed action would not have a
significant economic impact on a substantial number of small entities.
C. Assistance for Small Entities
In accordance with section 213(a) of the Small Business Regulatory
Enforcement Fairness Act of 1996, FMCSA wants to assist small entities
in understanding this proposed rule so that they can better evaluate
its effects on themselves and participate in the rulemaking initiative.
If the proposed rule would affect your small business, organization, or
governmental jurisdiction and you have questions concerning its
provisions or options for compliance; please consult the FMCSA point of
contact, Robert Redmond, listed in the FOR FURTHER INFORMATION CONTACT
section of this proposed rule.
Small businesses may send comments on the actions of Federal
employees who enforce or otherwise determine compliance with Federal
regulations to the Small Business Administration's Small Business and
Agriculture Regulatory Enforcement Ombudsman and the Regional Small
Business Regulatory Fairness Boards. The Ombudsman evaluates these
actions annually and rates each agency's responsiveness to small
business. If you wish to comment on actions by employees of FMCSA, call
1-888-REG-FAIR (1-888-734-3247). DOT has a policy regarding the rights
of small entities to regulatory enforcement fairness and an explicit
policy against retaliation for exercising these rights.
D. Unfunded Mandates Reform Act of 1995
This proposed rule would not impose an unfunded Federal mandate, as
defined by the Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1532 et
seq.), that would result in the expenditure by State, local, and tribal
governments, in the aggregate, or by the private sector, of $143.1
million (which is the value of $100 million in 2010 after adjusting for
inflation) or more in any 1 year.
E. E.O. 13132 (Federalism)
A rulemaking has implications for Federalism under Section 1(a) of
E.O. 13132 if it has a substantial direct effect on State or local
governments and would either preempt State law or impose a substantial
direct cost of compliance on State or local governments. FMCSA analyzed
this action in accordance with E.O. 13132. This proposed rule does not
preempt or modify any provision of State law, impose substantial direct
unreimbursed compliance costs on any State, or diminish the power of
any State to enforce its own laws. Accordingly, this rulemaking does
not have Federalism implications.
F. E.O. 12988 (Civil Justice Reform)
This proposed action meets applicable standards in sections 3(a)
and 3(b)(2) of E.O. 12988, Civil Justice Reform, to minimize
litigation, eliminate ambiguity, and reduce burden.
G. E.O. 13045 (Protection of Children)
E.O. 13045, Protection of Children from Environmental Health Risks
and Safety Risks (62 FR 19885, Apr. 23, 1997), requires agencies
issuing ``economically significant'' rules, if the regulation also
concerns an environmental health or safety risk that an agency has
reason to believe may disproportionately affect children, to include an
evaluation of the regulation's environmental health and safety effects
on children. The Agency determined this proposed rule is not
economically significant. Therefore, no analysis of the impacts on
children is required. In any event, the Agency does not anticipate that
this regulatory action could in any respect present an environmental or
safety risk that could disproportionately affect children.
H. E.O. 12630 (Taking of Private Property)
FMCSA reviewed this proposed rule in accordance with E.O. 12630,
Governmental Actions and Interference with Constitutionally Protected
Property Rights, and has determined it will not effect a taking of
private property or otherwise have taking implications.
I. Privacy Impact Assessment
Section 522 of title I of division H of the Consolidated
Appropriations Act, 2005, enacted December 8, 2004 (Pub. L. 108-447,
118 Stat. 2809, 3268, 5 U.S.C. 552a note), requires the Agency to
conduct a privacy impact assessment of a regulation that will affect
the privacy of individuals. FMCSA has determined that this proposed
rule does not require
[[Page 59333]]
the collection of personally identifiable information.
J. E.O. 12372 (Intergovernmental Review)
The regulations implementing E.O. 12372 regarding intergovernmental
consultation on Federal programs and activities do not apply to this
program.
K. Paperwork Reduction Act
Under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.),
Federal agencies must obtain approval from OMB for each collection of
information they conduct, sponsor, or require through regulations.
There is no new information collections requirement associated with
this NPRM to pose an undue burden on drivers, their employers, States
or others in the motor carrier industry.
L. National Environmental Policy Act and Clean Air Act
FMCSA analyzed this proposed rule for the purpose of the National
Environmental Policy Act of 1969 (NEPA) (42 U.S.C. 4321 et seq.) and
determined under its environmental procedures Order 5610.1, published
March 1, 2004 in the Federal Register (69 FR 9680), that this action is
categorically excluded from further environmental documentation under
two categorical exclusions (CEs) in FMCSA's NEPA Order. The first CE in
Paragraph 6(b) applies to the editorial nature of this rule in aligning
the definitions. The second, found in Paragraph 6(s)(7) address
regulations concerning requirements for drivers to have a single CMV
driver's license. In addition, the Agency believes that the action
includes no extraordinary circumstances that will have any effect on
the quality of the environment. Thus, FMCSA determines action does not
require an environmental assessment or an environmental impact
statement. FMCSA requests comments on this determination.
FMCSA also analyzed this proposed rule under the Clean Air Act, as
amended (CAA), section 176(c) (42 U.S.C. 7401 et seq.), and
implementing regulations promulgated by the Environmental Protection
Agency. Approval of this action is exempt from the CAA's general
conformity requirement since it does not affect direct or indirect
emissions of criteria pollutants.
M. E.O. 12898 (Environmental Justice)
FMCSA evaluated the environmental effects of this proposed rule in
accordance with E.O 12898 and determined that there are no
environmental justice issues associated with its provisions nor any
collective environmental impact resulting from its promulgation.
Environmental justice issues would be raised if there were
``disproportionate'' and ``high and adverse impact'' on minority or
low-income populations.
N. E.O. 13211 (Energy Supply, Distribution, or Use)
FMCSA has analyzed this proposed rule under E.O. 13211, Actions
Concerning Regulations That Significantly Affect Energy Supply,
Distribution, or Use. The Agency has determined that it is not a
``significant energy action'' under that order because it is not a
``significant regulatory action'' likely to have a significant adverse
effect on the supply, distribution, or use of energy. Therefore, it
does not require a Statement of Energy Effects under E.O. 13211.
O. E.O. 13175 (Indian Tribal Governments)
This proposed rule does not have tribal implications under E.O.
13175, Consultation and Coordination with Indian Tribal Governments,
because it does not have a substantial direct effect on one or more
Indian tribes, on the relationship between the Federal Government and
Indian tribes, or on the distribution of power and responsibilities
between the Federal Government and Indian tribes.
P. National Technology Transfer and Advancement Act (Technical
Standards)
The National Technology Transfer and Advancement Act (15 U.S.C. 272
note) directs agencies to use voluntary consensus standards in their
regulatory activities unless the agency provides Congress, through OMB,
with an explanation of why using these standards would be inconsistent
with applicable law or otherwise impractical. Voluntary consensus
standards (e.g., specifications of materials, performance, design, or
operation; test methods; sampling procedures; and related management
systems practices) are standards that are developed or adopted by
voluntary consensus standards bodies. This proposed rule does not use
technical standards. Therefore, we did not consider the use of
voluntary consensus standards.
List of Subjects in 49 CFR Part 383
Administrative practice and procedure, Alcohol abuse, Drug abuse,
Highway safety, Incorporation by reference, Motor carriers.
For the reasons stated in the preamble, FMCSA proposes to amend 49
CFR,part 383 as follows:
PART 383--COMMERCIAL DRIVER'S LICENSE STANDARDS; REQUIREMENTS AND
PENALTIES
0
1. The authority citation for part 383 is revised to read as follows:
Authority: 49 U.S.C. 521, 31136, 31301 et seq., and 31502;
secs. 214 and 215, Pub. L. 106-159, 113 Stat. 1748, 1766, 1767; sec.
1012(b) of Pub. L. 107-56, 115 Stat. 272, 397; sec. 4140, Pub. L.
109-59, 119 Stat. 1144, 1746; and 49 CFR 1.87.
0
2. Amend Sec. 383.5 by revising the definition for ``tank vehicle'' to
read as follows:
Sec. 383.5 Definitions.
* * * * *
Tank vehicle:
* * * * *
(1) Means any commercial motor vehicle transporting, or designed to
transport, any liquid or gaseous materials within:
(i) A tank that is either permanently or temporarily attached or
secured to the vehicle or chassis and has a rated capacity of 1,000
gallons or more; or
(ii) Multiple tanks either permanently or temporarily attached or
secured, when the aggregate rated capacity of those tanks is 1,000
gallons or more, as determined by adding the capacity of each
individual tank with a capacity of more than 119 gallons.
(2) If a commercial motor vehicle transports one or more tanks that
are manifested either as empty or as residue and that are actually
empty or contain only residue, those tanks shall not be considered in
determining whether the vehicle is a tank vehicle.
* * * * *
Issued under the authority delegated in 49 CFR 1.87 on August
15, 2013.
Anne S. Ferro,
Administrator.
[FR Doc. 2013-23510 Filed 9-25-13; 8:45 am]
BILLING CODE 4910-EX-P