Product Change-Priority Mail Negotiated Service Agreement, 59383 [2013-23386]

Download as PDF Federal Register / Vol. 78, No. 187 / Thursday, September 26, 2013 / Notices gives notice that, pursuant to 39 U.S.C. 3642 and 3632(b)(3), on September 19, 2013, it filed with the Postal Regulatory Commission a Request of the United States Postal Service to Add Priority Mail Contract 63 to Competitive Product List. Documents are available at www.prc.gov, Docket Nos. MC2013–61, CP2013–81. Stanley F. Mires, Attorney, Legal Policy & Legislative Advice. [FR Doc. 2013–23385 Filed 9–25–13; 8:45 am] BILLING CODE 7710–12–P POSTAL SERVICE Product Change—Priority Mail Negotiated Service Agreement Postal ServiceTM. Notice. AGENCY: ACTION: The Postal Service gives notice of filing a request with the Postal Regulatory Commission to add a domestic shipping services contract to the list of Negotiated Service Agreements in the Mail Classification Schedule’s Competitive Products List. DATES: Effective date: September 26, 2013. FOR FURTHER INFORMATION CONTACT: Elizabeth A. Reed, 202–268–3179. SUPPLEMENTARY INFORMATION: The United States Postal Service® hereby gives notice that, pursuant to 39 U.S.C. 3642 and 3632(b)(3), on September 20, 2013, it filed with the Postal Regulatory Commission a Request of the United States Postal Service to Add Priority Mail Contract 64 to Competitive Product List. Documents are available at www.prc.gov, Docket Nos. MC2013–62, CP2013–82. SUMMARY: Stanley F. Mires, Attorney, Legal Policy & Legislative Advice. [FR Doc. 2013–23386 Filed 9–25–13; 8:45 am] BILLING CODE 7710–12–P SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 30692; 812–14136] Principal Management Corporation, et al.; Notice of Application tkelley on DSK3SPTVN1PROD with NOTICES September 20, 2013. Securities and Exchange Commission (‘‘Commission’’). ACTION: Notice of an application for an order under section 6(c) of the Investment Company Act of 1940 (‘‘Act’’) for an exemption from sections 2(a)(32), 5(a)(1), 22(d) and 22(e) of the AGENCY: VerDate Mar<15>2010 18:19 Sep 25, 2013 Jkt 229001 Act and rule 22c–1 under the Act, under sections 6(c) and 17(b) of the Act for an exemption from sections 17(a)(1) and 17(a)(2) of the Act, and under section 12(d)(1)(J) of the Act for an exemption from sections 12(d)(1)(A) and (B) of the Act. Applicants: Principal Management Corporation (‘‘PMC’’), Principal Exchange-Traded Funds (the ‘‘Trust’’) and Principal Funds Distributor, Inc. (the ‘‘Distributor’’). Summary of Application: Applicants request an order that permits: (a) Actively-managed series of certain open-end management investment companies to issue shares (‘‘Shares’’) redeemable in large aggregations only (‘‘Creation Units’’); (b) secondary market transactions in Shares to occur at negotiated market prices; (c) certain series to pay redemption proceeds, under certain circumstances, more than seven days from the tender of Shares for redemption; (d) certain affiliated persons of the series to deposit securities into, and receive securities from, the series in connection with the purchase and redemption of Creation Units; and (e) certain registered management investment companies and unit investment trusts outside of the same group of investment companies as the series to acquire Shares. Filing Dates: The application was filed on March 22, 2013, and amended on March 28, 2013 and on September 6, 2013. Hearing or Notification of Hearing: An order granting the requested relief will be issued unless the Commission orders a hearing. Interested persons may request a hearing by writing to the Commission’s Secretary and serving applicants with a copy of the request, personally or by mail. Hearing requests should be received by the Commission by 5:30 p.m. on October 15, 2013, and should be accompanied by proof of service on applicants, in the form of an affidavit or, for lawyers, a certificate of service. Hearing requests should state the nature of the writer’s interest, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by writing to the Commission’s Secretary. ADDRESSES: Elizabeth M. Murphy, Secretary, U.S. Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549–1090. Applicants: c⁄o Drinker Biddle & Reath, LLP, 1500 K Street NW., Washington, DC 20005–1209. FOR FURTHER INFORMATION CONTACT: Emerson S. Davis, Senior Counsel, at (202) 551–6868 or Daniele Marchesani, PO 00000 Frm 00049 Fmt 4703 Sfmt 4703 59383 Branch Chief, at (202) 551–6821 (Division of Investment Management, Exemptive Applications Office). SUPPLEMENTARY INFORMATION: The following is a summary of the application. The complete application may be obtained via the Commission’s Web site by searching for the file number, or an applicant using the Company name box, at https:// www.sec.gov/search/search.htm or by calling (202) 551–8090. Applicants’ Representations 1. The Trust will be registered as an open-end management investment company under the Act and is a statutory trust organized under the laws of Delaware. The Trust will initially offer an actively-managed series, MultiAsset Income ETF (the ‘‘Initial Fund’’). The investment objective of the Initial Fund will be to seek to provide current income through a diversified, yieldfocused investment strategy. 2. PMC, an Iowa corporation, will be the investment adviser to the Initial Fund. PMC is and any other Adviser (as defined below) is or will be registered as an ‘‘investment adviser’’ under section 203 of the Investment Advisers Act of 1940 (‘‘Advisers Act’’). The Adviser may enter into sub-advisory agreements with investment advisers to act as sub-advisers with respect to the Funds (each, a ‘‘Subadviser’’). Any Subadviser will be registered under the Advisers Act or not subject to such registration. A registered broker-dealer under the Securities Exchange Act of 1934 (‘‘Exchange Act’’), which may be an affiliate of the Adviser, will act as the distributor and principal underwriter of the Funds (‘‘Distributor’’). 3. Applicants request that the order apply to the Initial Fund and any future series of the Trust or of other existing or future open-end management companies that may utilize active management investment strategies (‘‘Future Funds’’). Any Future Fund will (a) be advised by PMC or an entity controlling, controlled by, or under common control with PMC or any successor thereto (each such entity included in the term ‘‘Adviser’’),1 and (b) comply with the terms and conditions of the application.2 The 1 For purposes of the requested order, a ‘‘successor’’ is limited to an entity that results from a reorganization into another jurisdiction or a change in the type of business organization. 2 All entities that currently intend to rely on the order are named as applicants. Any entity that relies on the order in the future will comply with the terms and conditions of the application. An Investing Fund (as defined below) may rely on the order only to invest in Funds and not in any other registered investment company. E:\FR\FM\26SEN1.SGM 26SEN1

Agencies

[Federal Register Volume 78, Number 187 (Thursday, September 26, 2013)]
[Notices]
[Page 59383]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-23386]


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POSTAL SERVICE


Product Change--Priority Mail Negotiated Service Agreement

AGENCY: Postal ServiceTM.

ACTION: Notice.

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SUMMARY: The Postal Service gives notice of filing a request with the 
Postal Regulatory Commission to add a domestic shipping services 
contract to the list of Negotiated Service Agreements in the Mail 
Classification Schedule's Competitive Products List.

DATES: Effective date: September 26, 2013.

FOR FURTHER INFORMATION CONTACT: Elizabeth A. Reed, 202-268-3179.

SUPPLEMENTARY INFORMATION: The United States Postal Service[supreg] 
hereby gives notice that, pursuant to 39 U.S.C. 3642 and 3632(b)(3), on 
September 20, 2013, it filed with the Postal Regulatory Commission a 
Request of the United States Postal Service to Add Priority Mail 
Contract 64 to Competitive Product List. Documents are available at 
www.prc.gov, Docket Nos. MC2013-62, CP2013-82.

Stanley F. Mires,
Attorney, Legal Policy & Legislative Advice.
[FR Doc. 2013-23386 Filed 9-25-13; 8:45 am]
BILLING CODE 7710-12-P
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