Honeywell International, Inc.; Analysis of Agreement Containing Consent Order To Aid Public Comment, 58305-58307 [2013-22966]
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[FR Doc. 2013–23055 Filed 9–20–13; 8:45 am]
BILLING CODE 6714–01–P
FEDERAL TRADE COMMISSION
[File No. 131 0070]
Honeywell International, Inc.; Analysis
of Agreement Containing Consent
Order To Aid Public Comment
Federal Trade Commission.
Proposed consent agreement.
AGENCY:
ACTION:
The consent agreement in this
matter settles alleged violations of
federal law prohibiting unfair or
deceptive acts or practices or unfair
methods of competition. The attached
Analysis to Aid Public Comment
describes both the allegations in the
draft complaint and the terms of the
consent order—embodied in the consent
agreement—that would settle these
allegations.
DATES: Comments must be received on
or before October 15, 2013.
ADDRESSES: Interested parties may file a
comment at https://
ftcpublic.commentworks.com/ftc/
honeywellintermecconsent online or on
paper, by following the instructions in
the Request for Comment part of the
SUPPLEMENTARY INFORMATION section
below. Write ‘‘Honeywell Intermec, File
No. 131 0070’’ on your comment and
file your comment online at https://
ftcpublic.commentworks.com/ftc/
honeywellintermecconsent by following
the instructions on the web-based form.
If you prefer to file your comment on
paper, mail or deliver your comment to
the following address: Federal Trade
Commission, Office of the Secretary,
Room H–113 (Annex D), 600
Pennsylvania Avenue NW., Washington,
DC 20580.
FOR FURTHER INFORMATION CONTACT:
David Morris (202–326–3156), FTC,
Bureau of Competition, 600
Pennsylvania Avenue NW., Washington,
DC 20580.
SUPPLEMENTARY INFORMATION: Pursuant
to Section 6(f) of the Federal Trade
emcdonald on DSK67QTVN1PROD with NOTICES
SUMMARY:
VerDate Mar<15>2010
20:16 Sep 20, 2013
Jkt 229001
Commission Act, 15 U.S.C. 46(f), and
FTC Rule 2.34, 16 CFR 2.34, notice is
hereby given that the above-captioned
consent agreement containing a consent
order to cease and desist, having been
filed with and accepted, subject to final
approval, by the Commission, has been
placed on the public record for a period
of thirty (30) days. The following
Analysis to Aid Public Comment
describes the terms of the consent
agreement, and the allegations in the
complaint. An electronic copy of the
full text of the consent agreement
package can be obtained from the FTC
Home Page (for September 13, 2013), on
the World Wide Web, at https://
www.ftc.gov/os/actions.shtm. A paper
copy can be obtained from the FTC
Public Reference Room, Room 130–H,
600 Pennsylvania Avenue NW.,
Washington, DC 20580, either in person
or by calling (202) 326–2222.
You can file a comment online or on
paper. For the Commission to consider
your comment, we must receive it on or
before October 15, 2013. Write
‘‘Honeywell Intermec, File No. 131
0070’’ on your comment. Your
comment—including your name and
your state—will be placed on the public
record of this proceeding, including, to
the extent practicable, on the public
Commission Web site, at https://
www.ftc.gov/os/publiccomments.shtm.
As a matter of discretion, the
Commission tries to remove individuals’
home contact information from
comments before placing them on the
Commission Web site.
Because your comment will be made
public, you are solely responsible for
making sure that your comment does
not include any sensitive personal
information, like anyone’s Social
Security number, date of birth, driver’s
license number or other state
identification number or foreign country
equivalent, passport number, financial
account number, or credit or debit card
number. You are also solely responsible
for making sure that your comment does
not include any sensitive health
information, like medical records or
PO 00000
Frm 00039
Fmt 4703
Sfmt 4703
State
Date closed
other individually identifiable health
information. In addition, do not include
any ‘‘[t]rade secret or any commercial or
financial information which . . . is
privileged or confidential,’’ as discussed
in Section 6(f) of the FTC Act, 15 U.S.C.
46(f), and FTC Rule 4.10(a)(2), 16 CFR
4.10(a)(2). In particular, do not include
competitively sensitive information
such as costs, sales statistics,
inventories, formulas, patterns, devices,
manufacturing processes, or customer
names.
If you want the Commission to give
your comment confidential treatment,
you must file it in paper form, with a
request for confidential treatment, and
you have to follow the procedure
explained in FTC Rule 4.9(c), 16 CFR
4.9(c).1 Your comment will be kept
confidential only if the FTC General
Counsel, in his or her sole discretion,
grants your request in accordance with
the law and the public interest.
Postal mail addressed to the
Commission is subject to delay due to
heightened security screening. As a
result, we encourage you to submit your
comments online. To make sure that the
Commission considers your online
comment, you must file it at https://
ftcpublic.commentworks.com/ftc/
honeywellintermecconsent by following
the instructions on the web-based form.
If this Notice appears at https://
www.regulations.gov/#!home. you also
may file a comment through that Web
site.
If you file your comment on paper,
write ‘‘Honeywell Intermec, File No.
131 0070’’ on your comment and on the
envelope, and mail or deliver it to the
following address: Federal Trade
Commission, Office of the Secretary,
Room H–113 (Annex D), 600
Pennsylvania Avenue NW., Washington,
DC 20580. If possible, submit your
paper comment to the Commission by
courier or overnight service.
1 In particular, the written request for confidential
treatment that accompanies the comment must
include the factual and legal basis for the request,
and must identify the specific portions of the
comment to be withheld from the public record. See
FTC Rule 4.9(c), 16 CFR 4.9(c).
E:\FR\FM\23SEN1.SGM
23SEN1
58306
Federal Register / Vol. 78, No. 184 / Monday, September 23, 2013 / Notices
Visit the Commission Web site at
https://www.ftc.gov to read this Notice
and the news release describing it. The
FTC Act and other laws that the
Commission administers permit the
collection of public comments to
consider and use in this proceeding as
appropriate. The Commission will
consider all timely and responsive
public comments that it receives on or
before October 15, 2013. You can find
more information, including routine
uses permitted by the Privacy Act, in
the Commission’s privacy policy, at
https://www.ftc.gov/ftc/privacy.htm.
emcdonald on DSK67QTVN1PROD with NOTICES
Analysis of Agreement Containing
Consent Order To Aid Public Comment
I. Introduction
The Federal Trade Commission
(‘‘Commission’’) has accepted from
Honeywell International Inc.
(‘‘Honeywell’’), subject to final
approval, an Agreement Containing
Consent Orders (‘‘Consent Agreement’’).
The Consent Agreement, which contains
a proposed Decision and Order
(‘‘Order’’), is designed to remedy the
anticompetitive effects resulting from
Honeywell’s proposed acquisition of
Intermec Inc. (‘‘Intermec’’).
Pursuant to an agreement signed on
December 9, 2012 (the ‘‘Agreement’’),
Honeywell plans to acquire 100 percent
of the voting securities of Intermec for
an aggregate purchase price of
approximately $600 million (the
‘‘Acquisition’’). The proposed
Acquisition would result in an effective
duopoly in the market for twodimensional scan engines (‘‘2D scan
engines’’) in the United States. The
Commission’s Complaint alleges that
the proposed Acquisition, if
consummated, would violate Section 7
of the Clayton Act, as amended, 15
U.S.C. 18, and Section 5 of the Federal
Trade Commission Act, as amended 15
U.S.C. 45, by lessening competition in
the market for 2D scan engines in the
United States.
The Consent Agreement remedies the
alleged violation by replacing the lost
competition in the 2D scan engine
market that would result from the
proposed Acquisition. Under the terms
of the Consent Agreement, Honeywell
will license all of the United States
patents necessary to make twodimensional scan engines (‘‘2D scan
engines’’) to Datalogic IPTECH s.r.l., a
subsidiary of Datalogic S.p.A.
(‘‘Datalogic’’).
The Consent Agreement and proposed
Order have been placed on the public
record for 30 days to solicit comments
from interested persons. Comments
received during this period will become
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20:16 Sep 20, 2013
Jkt 229001
part of the public record. After 30 days,
the Commission will review the Consent
Agreement and the comments received,
and decide whether it should withdraw,
modify or make final the Consent
Agreement and proposed Order.
II. The Parties
Honeywell is a diversified technology
and manufacturing company
headquartered in Morristown, New
Jersey with worldwide operations.
Honeywell develops, manufactures and
sells 2D scan engines and devices into
which 2D scan engines are incorporated
through its wholly-owned subsidiaries,
Hand Held Products, Inc. and
Metrologic Instruments, Inc. d/b/a
Honeywell Scanning and Mobility.
Headquartered in Everett,
Washington, Intermec is a leading
manufacturer and seller of scan engines
and other automated identification and
data capture equipment including
barcode scanners, barcode printers,
RFID systems and voice recognition
systems.
III. Scan Engines
The relevant line of commerce in
which to analyze the effects of the
proposed Acquisition is 2D scan
engines. 2D scan engines have a 2D
image sensor that captures an image
(such as a barcode) through a digital
photograph. The 2D scan engine then
translates the image into a digital format
that computer processors can interpret
and analyze. Products such as retail
store scanners, kiosks and rugged
mobile handheld computers utilize 2D
scan engines to capture and decode
digital data.
Customers of 2D scan engines demand
compact scanners that can accurately
read all types of one-dimensional and
2D images, and that have a good field
of view and reading range. 2D scan
engines are the only scanning products
that meet these specifications. Onedimensional scan engines are unable to
read most types of 2D images and are
not viable substitutes for 2D scan
engines. Scanning functions on smart
phones and similar consumer devices
do not offer the speed, accuracy, reading
range or field of view of 2D scan
engines. As a result, customers would
likely not switch to alternate scanning
products (such as one-dimensional scan
engines or smart phones) in response to
a five to ten percent increase in the
price of 2D scan engines in sufficient
numbers to make that price increase
unprofitable to a hypothetical
monopolist.
The relevant geographic area in which
to analyze the effects of the Acquisition
on the 2D scan engine market is the
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Sfmt 4703
United States. 2D scan engine suppliers
who want to sell their scan engines to
customers who intend to incorporate the
scan engines into products that will be
sold into the United States must own or
have a license to U.S. patents covering
2D scan engine technology and be able
to indemnify their customers against the
threat of a patent suit.
The market for 2D scan engines in the
United States is highly concentrated.
Honeywell, Intermec and Motorola are
the three most significant participants in
the 2D scan engine market in the United
States. Post-Acquisition, the combined
share of the two firms—Honeywell and
Motorola—would be in excess of 80%.
Additionally, Honeywell, Intermec and
Motorola are the only 2D scan engine
firms in the U.S. that have deep and
broad portfolios of relevant intellectual
property (‘‘IP’’) that insulate them and
their customers from infringement suits.
There are a number of fringe 2D scan
engine manufacturers who sell 2D scan
engines to customers outside of the
United States, and to a lesser extent, to
customers who incorporate the scan
engines into products sold in the United
States. In aggregate, the fringe
competitors’ account for less than 20%
of all 2D scan engines sold in the United
States. While the fringe competitors are
increasingly important competitors to
Honeywell, Intermec and Motorola
outside of the United States as a result
of their growing technical capabilities,
they are constrained from expanding
their sales of 2D scan engines into
products that will be sold in the United
States because they do not possess the
relevant U.S. IP rights. Without
ownership of, or a license to, the
relevant IP, the fringe competitors are
not a significant competitive constraint
to Honeywell, Intermec and Motorola
for the sale of 2D scan engines for use
in products sold in the United States.
The proposed Acquisition increases
the likelihood of coordinated interaction
between Honeywell and the major
remaining player in the market,
Motorola. Industry participants
recognize that Honeywell, Intermec and
Motorola are the ‘‘Big Three’’ players in
the market. As noted above, the fringe
2D scan engine competitors do not
constrain the pricing of the ‘‘Big Three.’’
Accordingly, the proposed Acquisition
increases the risk that the two remaining
players, Honeywell and Motorola, will
compete less aggressively, diminishing
the level of competition in the market.
New entry, repositioning or expansion
will not be sufficient to deter or
counteract the anticompetitive effects of
the proposed Acquisition in a timely
manner. The most significant barrier to
entry and expansion in the United
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Federal Register / Vol. 78, No. 184 / Monday, September 23, 2013 / Notices
emcdonald on DSK67QTVN1PROD with NOTICES
States is IP. For example, although 2D
scan engine companies other than
Honeywell, Intermec and Motorola have
the ability to, and do, manufacture 2D
scan engines, customers who
incorporate the scan engines into
products for sale into the United States
are generally unwilling to purchase
from them because they cannot provide
customers with indemnification from
patent infringement suits.
IV. The Consent Agreement
The Consent Agreement eliminates
the competitive concerns raised by
Honeywell’s proposed acquisition of
Intermec by requiring Honeywell to
license Honeywell and Intermec’s U.S.
patents covering technology used in 2D
scan engines. The Consent Agreement
requires Honeywell to license the
relevant patents to Datalogic, or another
licensee approved by the Commission
through a license agreement approved
by the Commission.
Datalogic has the industry experience,
reputation and resources to replace
Intermec as an effective competitor in
the U.S. 2D scan engine market. It is
headquartered in Bologna, Italy, with its
North American design headquarters in
Eugene, Oregon. Datalogic is well
positioned to replace the competition
that will be eliminated as a result of the
proposed Acquisition. The company has
developed 2D scan engines that it
markets outside of the U.S. These 2D
scan engines are of similar quality to
those offered by Honeywell and
Intermec. However, Datalogic does not
currently compete against Honeywell
and Intermec in the sale of 2D scan
engines in the U.S. Datalogic also sells
products that incorporate 2D scan
engines, such as in-counter checkout
scanners and airport kiosk scanners
(where it is one of the global leaders),
hand held scanners (where it is a top
player globally), and rugged mobile
computers (where it is the fourth-largest
player globally).
Pursuant to the Consent Agreement,
Datalogic (or another approved licensee)
would receive a license to all of the
Honeywell and Intermec U.S. IP
covering technology used in 2D scan
engines and related devices (excluding
non-retail fixed scanners) necessary to
produce and sell 2D scan engines in the
U.S. Obtaining the proposed license
from Honeywell would enable the
approved licensee to sell products
without fear of an IP suit and to offer the
required indemnification to market 2D
scan engines in the U.S. The license
extends for twelve years, which is the
life of the primary blocking patents
owned by Honeywell. In addition to
licensing the U.S. patents, the Consent
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20:16 Sep 20, 2013
Jkt 229001
Agreement prohibits Honeywell from
filing infringement actions against the
approved licensee, its suppliers and
customers based on the approved
licensee’s 2D scan engines or related
devices. This provides the approved
licensee with global freedom to
research, develop, market and sell its 2D
scan engines and related devices
without fear of infringement suits by
Honeywell. The Consent Agreement
also prohibits Honeywell from selling or
assigning the patents included in the
license to anyone who does not agree to
abide by the terms of the Order with
respect to those acquired patents.
The purpose of this analysis is to
facilitate public comment on the
Consent Agreement, and it is not
intended to constitute an official
interpretation of the proposed Order or
to modify its terms in any way.
By direction of the Commission.
Donald S. Clark,
Secretary.
[FR Doc. 2013–22966 Filed 9–20–13; 8:45 am]
BILLING CODE 6750–01–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Centers for Disease Control and
Prevention
Statement of Organization, Functions,
and Delegations of Authority
Part C (Centers for Disease Control
and Prevention) of the Statement of
Organization, Functions, and
Delegations of Authority of the
Department of Health and Human
Services (45 FR 67772–76, dated
October 14, 1980, and corrected at 45 FR
69296, October 20, 1980, as amended
most recently at 78 FR 35936, dated
June 14, 2013) is amended to reorganize
the National Center for Health Statistics,
Centers for Disease Control and
Prevention.
Section C–B, Organization and
Functions, is hereby amended as
follows:
Delete in its entirety the titles and
functional statements for the Division of
Vital Statistics (CPCC) and insert the
following:
Division of Vital Statistics (CPCC).
Plans and administers complex data
collection systems and conducts a
program of methodologic and
substantive public health research
activities based on the nationwide
collection of data from vital records,
follow back surveys, and demographic
surveys of people in the childbearing
ages. (1) Participates in the development
of policy, long-range plans, and
PO 00000
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Fmt 4703
Sfmt 4703
58307
programs of the Center; (2) directs,
plans, and coordinates the vital
statistics program of the United States;
(3) administers the vital statistics
cooperative program, including the
National Death Index; (4) develops
standards for vital statistics data
collection including electronic systems,
data reduction, and tabulation; (5)
interprets, classifies, and compiles
complex demographic, economic,
health, and medical data; (6) serves as
the United States representative to the
World Health Organization (WHO),
regarding the International
Classification of Diseases (ICD) for
mortality data and the classification and
coding of cause of death; (7) conducts
research to determine cross-national
comparability of causes of death to
further enhance the ICD and make
appropriate recommendations to WHO;
(8) conducts research on data collection
methodology, survey methodology, data
quality and reliability, and statistical
computation as related to vital and
survey statistics; (9) conducts
multidisciplinary research directed
toward development of new scientific
knowledge on the demographics of
reproduction, natality, and mortality;
(10) performs theoretical and
experimental investigations into the
content of the vital statistics data
collection effort; (11) develops
sophisticated approaches to making
vital statistics data available to users,
including techniques to avoid
disclosure of confidential data; (12)
conducts descriptive analyses and
sophisticated multivariate analyses that
integrate vital statistics data across
multiple surveys or data sets; (13)
provides technical assistance and
consultation to international, State, and
local offices with vital registration
responsibilities on vital registration,
vital statistics, and data processing; (14)
researches, designs, develops, and
implements state-of-the-art computing
systems for collecting, storing, and
retrieving vital records and for
subsequent analysis and dissemination;
(15) conducts methodological research
on the tools for evaluation, utilization,
and presentation of vital statistics and
related survey data and medical
classification; (16) assesses the security
of the DVS IT systems and data files and
develops and implements strategies to
minimize any security risks; (17)
produces and publishes a wide variety
of vital statistics analytic reports and
tabulations in multiple formats; and (18)
develops and sustains collaborative
partnerships within NCHS, CDC, DHHS,
and externally with public, private,
E:\FR\FM\23SEN1.SGM
23SEN1
Agencies
[Federal Register Volume 78, Number 184 (Monday, September 23, 2013)]
[Notices]
[Pages 58305-58307]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-22966]
=======================================================================
-----------------------------------------------------------------------
FEDERAL TRADE COMMISSION
[File No. 131 0070]
Honeywell International, Inc.; Analysis of Agreement Containing
Consent Order To Aid Public Comment
AGENCY: Federal Trade Commission.
ACTION: Proposed consent agreement.
-----------------------------------------------------------------------
SUMMARY: The consent agreement in this matter settles alleged
violations of federal law prohibiting unfair or deceptive acts or
practices or unfair methods of competition. The attached Analysis to
Aid Public Comment describes both the allegations in the draft
complaint and the terms of the consent order--embodied in the consent
agreement--that would settle these allegations.
DATES: Comments must be received on or before October 15, 2013.
ADDRESSES: Interested parties may file a comment at https://ftcpublic.commentworks.com/ftc/honeywellintermecconsent online or on
paper, by following the instructions in the Request for Comment part of
the SUPPLEMENTARY INFORMATION section below. Write ``Honeywell
Intermec, File No. 131 0070'' on your comment and file your comment
online at https://ftcpublic.commentworks.com/ftc/honeywellintermecconsent by following the instructions on the web-based
form. If you prefer to file your comment on paper, mail or deliver your
comment to the following address: Federal Trade Commission, Office of
the Secretary, Room H-113 (Annex D), 600 Pennsylvania Avenue NW.,
Washington, DC 20580.
FOR FURTHER INFORMATION CONTACT: David Morris (202-326-3156), FTC,
Bureau of Competition, 600 Pennsylvania Avenue NW., Washington, DC
20580.
SUPPLEMENTARY INFORMATION: Pursuant to Section 6(f) of the Federal
Trade Commission Act, 15 U.S.C. 46(f), and FTC Rule 2.34, 16 CFR 2.34,
notice is hereby given that the above-captioned consent agreement
containing a consent order to cease and desist, having been filed with
and accepted, subject to final approval, by the Commission, has been
placed on the public record for a period of thirty (30) days. The
following Analysis to Aid Public Comment describes the terms of the
consent agreement, and the allegations in the complaint. An electronic
copy of the full text of the consent agreement package can be obtained
from the FTC Home Page (for September 13, 2013), on the World Wide Web,
at https://www.ftc.gov/os/actions.shtm. A paper copy can be obtained
from the FTC Public Reference Room, Room 130-H, 600 Pennsylvania Avenue
NW., Washington, DC 20580, either in person or by calling (202) 326-
2222.
You can file a comment online or on paper. For the Commission to
consider your comment, we must receive it on or before October 15,
2013. Write ``Honeywell Intermec, File No. 131 0070'' on your comment.
Your comment--including your name and your state--will be placed on the
public record of this proceeding, including, to the extent practicable,
on the public Commission Web site, at https://www.ftc.gov/os/publiccomments.shtm. As a matter of discretion, the Commission tries to
remove individuals' home contact information from comments before
placing them on the Commission Web site.
Because your comment will be made public, you are solely
responsible for making sure that your comment does not include any
sensitive personal information, like anyone's Social Security number,
date of birth, driver's license number or other state identification
number or foreign country equivalent, passport number, financial
account number, or credit or debit card number. You are also solely
responsible for making sure that your comment does not include any
sensitive health information, like medical records or other
individually identifiable health information. In addition, do not
include any ``[t]rade secret or any commercial or financial information
which . . . is privileged or confidential,'' as discussed in Section
6(f) of the FTC Act, 15 U.S.C. 46(f), and FTC Rule 4.10(a)(2), 16 CFR
4.10(a)(2). In particular, do not include competitively sensitive
information such as costs, sales statistics, inventories, formulas,
patterns, devices, manufacturing processes, or customer names.
If you want the Commission to give your comment confidential
treatment, you must file it in paper form, with a request for
confidential treatment, and you have to follow the procedure explained
in FTC Rule 4.9(c), 16 CFR 4.9(c).\1\ Your comment will be kept
confidential only if the FTC General Counsel, in his or her sole
discretion, grants your request in accordance with the law and the
public interest.
---------------------------------------------------------------------------
\1\ In particular, the written request for confidential
treatment that accompanies the comment must include the factual and
legal basis for the request, and must identify the specific portions
of the comment to be withheld from the public record. See FTC Rule
4.9(c), 16 CFR 4.9(c).
---------------------------------------------------------------------------
Postal mail addressed to the Commission is subject to delay due to
heightened security screening. As a result, we encourage you to submit
your comments online. To make sure that the Commission considers your
online comment, you must file it at https://ftcpublic.commentworks.com/ftc/honeywellintermecconsent by following the instructions on the web-
based form. If this Notice appears at https://www.regulations.gov/#!home. you also may file a comment through that Web site.
If you file your comment on paper, write ``Honeywell Intermec, File
No. 131 0070'' on your comment and on the envelope, and mail or deliver
it to the following address: Federal Trade Commission, Office of the
Secretary, Room H-113 (Annex D), 600 Pennsylvania Avenue NW.,
Washington, DC 20580. If possible, submit your paper comment to the
Commission by courier or overnight service.
[[Page 58306]]
Visit the Commission Web site at https://www.ftc.gov to read this
Notice and the news release describing it. The FTC Act and other laws
that the Commission administers permit the collection of public
comments to consider and use in this proceeding as appropriate. The
Commission will consider all timely and responsive public comments that
it receives on or before October 15, 2013. You can find more
information, including routine uses permitted by the Privacy Act, in
the Commission's privacy policy, at https://www.ftc.gov/ftc/privacy.htm.
Analysis of Agreement Containing Consent Order To Aid Public Comment
I. Introduction
The Federal Trade Commission (``Commission'') has accepted from
Honeywell International Inc. (``Honeywell''), subject to final
approval, an Agreement Containing Consent Orders (``Consent
Agreement''). The Consent Agreement, which contains a proposed Decision
and Order (``Order''), is designed to remedy the anticompetitive
effects resulting from Honeywell's proposed acquisition of Intermec
Inc. (``Intermec'').
Pursuant to an agreement signed on December 9, 2012 (the
``Agreement''), Honeywell plans to acquire 100 percent of the voting
securities of Intermec for an aggregate purchase price of approximately
$600 million (the ``Acquisition''). The proposed Acquisition would
result in an effective duopoly in the market for two-dimensional scan
engines (``2D scan engines'') in the United States. The Commission's
Complaint alleges that the proposed Acquisition, if consummated, would
violate Section 7 of the Clayton Act, as amended, 15 U.S.C. 18, and
Section 5 of the Federal Trade Commission Act, as amended 15 U.S.C. 45,
by lessening competition in the market for 2D scan engines in the
United States.
The Consent Agreement remedies the alleged violation by replacing
the lost competition in the 2D scan engine market that would result
from the proposed Acquisition. Under the terms of the Consent
Agreement, Honeywell will license all of the United States patents
necessary to make two-dimensional scan engines (``2D scan engines'') to
Datalogic IPTECH s.r.l., a subsidiary of Datalogic S.p.A.
(``Datalogic'').
The Consent Agreement and proposed Order have been placed on the
public record for 30 days to solicit comments from interested persons.
Comments received during this period will become part of the public
record. After 30 days, the Commission will review the Consent Agreement
and the comments received, and decide whether it should withdraw,
modify or make final the Consent Agreement and proposed Order.
II. The Parties
Honeywell is a diversified technology and manufacturing company
headquartered in Morristown, New Jersey with worldwide operations.
Honeywell develops, manufactures and sells 2D scan engines and devices
into which 2D scan engines are incorporated through its wholly-owned
subsidiaries, Hand Held Products, Inc. and Metrologic Instruments, Inc.
d/b/a Honeywell Scanning and Mobility.
Headquartered in Everett, Washington, Intermec is a leading
manufacturer and seller of scan engines and other automated
identification and data capture equipment including barcode scanners,
barcode printers, RFID systems and voice recognition systems.
III. Scan Engines
The relevant line of commerce in which to analyze the effects of
the proposed Acquisition is 2D scan engines. 2D scan engines have a 2D
image sensor that captures an image (such as a barcode) through a
digital photograph. The 2D scan engine then translates the image into a
digital format that computer processors can interpret and analyze.
Products such as retail store scanners, kiosks and rugged mobile
handheld computers utilize 2D scan engines to capture and decode
digital data.
Customers of 2D scan engines demand compact scanners that can
accurately read all types of one-dimensional and 2D images, and that
have a good field of view and reading range. 2D scan engines are the
only scanning products that meet these specifications. One-dimensional
scan engines are unable to read most types of 2D images and are not
viable substitutes for 2D scan engines. Scanning functions on smart
phones and similar consumer devices do not offer the speed, accuracy,
reading range or field of view of 2D scan engines. As a result,
customers would likely not switch to alternate scanning products (such
as one-dimensional scan engines or smart phones) in response to a five
to ten percent increase in the price of 2D scan engines in sufficient
numbers to make that price increase unprofitable to a hypothetical
monopolist.
The relevant geographic area in which to analyze the effects of the
Acquisition on the 2D scan engine market is the United States. 2D scan
engine suppliers who want to sell their scan engines to customers who
intend to incorporate the scan engines into products that will be sold
into the United States must own or have a license to U.S. patents
covering 2D scan engine technology and be able to indemnify their
customers against the threat of a patent suit.
The market for 2D scan engines in the United States is highly
concentrated. Honeywell, Intermec and Motorola are the three most
significant participants in the 2D scan engine market in the United
States. Post-Acquisition, the combined share of the two firms--
Honeywell and Motorola--would be in excess of 80%. Additionally,
Honeywell, Intermec and Motorola are the only 2D scan engine firms in
the U.S. that have deep and broad portfolios of relevant intellectual
property (``IP'') that insulate them and their customers from
infringement suits.
There are a number of fringe 2D scan engine manufacturers who sell
2D scan engines to customers outside of the United States, and to a
lesser extent, to customers who incorporate the scan engines into
products sold in the United States. In aggregate, the fringe
competitors' account for less than 20% of all 2D scan engines sold in
the United States. While the fringe competitors are increasingly
important competitors to Honeywell, Intermec and Motorola outside of
the United States as a result of their growing technical capabilities,
they are constrained from expanding their sales of 2D scan engines into
products that will be sold in the United States because they do not
possess the relevant U.S. IP rights. Without ownership of, or a license
to, the relevant IP, the fringe competitors are not a significant
competitive constraint to Honeywell, Intermec and Motorola for the sale
of 2D scan engines for use in products sold in the United States.
The proposed Acquisition increases the likelihood of coordinated
interaction between Honeywell and the major remaining player in the
market, Motorola. Industry participants recognize that Honeywell,
Intermec and Motorola are the ``Big Three'' players in the market. As
noted above, the fringe 2D scan engine competitors do not constrain the
pricing of the ``Big Three.'' Accordingly, the proposed Acquisition
increases the risk that the two remaining players, Honeywell and
Motorola, will compete less aggressively, diminishing the level of
competition in the market.
New entry, repositioning or expansion will not be sufficient to
deter or counteract the anticompetitive effects of the proposed
Acquisition in a timely manner. The most significant barrier to entry
and expansion in the United
[[Page 58307]]
States is IP. For example, although 2D scan engine companies other than
Honeywell, Intermec and Motorola have the ability to, and do,
manufacture 2D scan engines, customers who incorporate the scan engines
into products for sale into the United States are generally unwilling
to purchase from them because they cannot provide customers with
indemnification from patent infringement suits.
IV. The Consent Agreement
The Consent Agreement eliminates the competitive concerns raised by
Honeywell's proposed acquisition of Intermec by requiring Honeywell to
license Honeywell and Intermec's U.S. patents covering technology used
in 2D scan engines. The Consent Agreement requires Honeywell to license
the relevant patents to Datalogic, or another licensee approved by the
Commission through a license agreement approved by the Commission.
Datalogic has the industry experience, reputation and resources to
replace Intermec as an effective competitor in the U.S. 2D scan engine
market. It is headquartered in Bologna, Italy, with its North American
design headquarters in Eugene, Oregon. Datalogic is well positioned to
replace the competition that will be eliminated as a result of the
proposed Acquisition. The company has developed 2D scan engines that it
markets outside of the U.S. These 2D scan engines are of similar
quality to those offered by Honeywell and Intermec. However, Datalogic
does not currently compete against Honeywell and Intermec in the sale
of 2D scan engines in the U.S. Datalogic also sells products that
incorporate 2D scan engines, such as in-counter checkout scanners and
airport kiosk scanners (where it is one of the global leaders), hand
held scanners (where it is a top player globally), and rugged mobile
computers (where it is the fourth-largest player globally).
Pursuant to the Consent Agreement, Datalogic (or another approved
licensee) would receive a license to all of the Honeywell and Intermec
U.S. IP covering technology used in 2D scan engines and related devices
(excluding non-retail fixed scanners) necessary to produce and sell 2D
scan engines in the U.S. Obtaining the proposed license from Honeywell
would enable the approved licensee to sell products without fear of an
IP suit and to offer the required indemnification to market 2D scan
engines in the U.S. The license extends for twelve years, which is the
life of the primary blocking patents owned by Honeywell. In addition to
licensing the U.S. patents, the Consent Agreement prohibits Honeywell
from filing infringement actions against the approved licensee, its
suppliers and customers based on the approved licensee's 2D scan
engines or related devices. This provides the approved licensee with
global freedom to research, develop, market and sell its 2D scan
engines and related devices without fear of infringement suits by
Honeywell. The Consent Agreement also prohibits Honeywell from selling
or assigning the patents included in the license to anyone who does not
agree to abide by the terms of the Order with respect to those acquired
patents.
The purpose of this analysis is to facilitate public comment on the
Consent Agreement, and it is not intended to constitute an official
interpretation of the proposed Order or to modify its terms in any way.
By direction of the Commission.
Donald S. Clark,
Secretary.
[FR Doc. 2013-22966 Filed 9-20-13; 8:45 am]
BILLING CODE 6750-01-P