Eagle Fund III, L.P.; Notice Seeking Exemption Under the Small Business Investment Act, Conflicts of Interest, 57444 [2013-22415]

Download as PDF 57444 Federal Register / Vol. 78, No. 181 / Wednesday, September 18, 2013 / Notices B. Self-Regulatory Organization’s Statement on Burden on Competition The Exchange does not believe that the proposed rule change will impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act. The proposed changes will incentivize market participants to utilize the services offered by the Exchange by affording customers better opportunities to execute complex combination orders. By doing so, the Exchange is promoting competition among the trading centers, which will promote the public interest. C. Self-Regulatory Organization’s Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others No written comments were either solicited or received. III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action Within 45 days of the date of publication of this notice in the Federal Register or within such longer period (i) as the Commission may designate up to 90 days of such date if it finds such longer period to be appropriate and publishes its reasons for so finding or (ii) as to which the self-regulatory organization consents, the Commission will: (A) by order approve or disapprove the proposed rule change, or (B) institute proceedings to determine whether the proposed rule change should be disapproved. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (https://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of such filing also will be available for inspection and copying at the principal offices of CHX. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–CHX–2013–16, and should be submitted on or before October 9, 2013. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.58 Kevin M. O’Neill, Deputy Secretary. [FR Doc. 2013–22648 Filed 9–17–13; 8:45 am] BILLING CODE 8011–01–P IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: emcdonald on DSK67QTVN1PROD with NOTICES Electronic Comments • Use the Commission’s Internet comment form (https://www.sec.gov/ rules/sro.shtml); or • Send an email to rule-comments@ sec.gov. Please include File Number SR– CHX–2013–16 on the subject line. Paper Comments • Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549–1090. All submissions should refer to File Number SR–CHX–2013–16. This file number should be included on the subject line if email is used. VerDate Mar<15>2010 16:45 Sep 17, 2013 Jkt 229001 SMALL BUSINESS ADMINISTRATION [License No. 07/07–0116] Eagle Fund III, L.P.; Notice Seeking Exemption Under the Small Business Investment Act, Conflicts of Interest Notice is hereby given that Eagle Fund III, L.P., 101 S. Hanley Road, Suite 1250, St. Louis, Missouri 63105, a Federal Licensee under the Small Business Investment Act of 1958, as amended (the ‘‘Act’’), in connection with the financing of a small concern, has sought an exemption under Section 312 of the Act and 13 CFR 107.730, Financings which Constitute Conflicts of Interest, of the Small Business Administration (‘‘SBA’’) Rules and Regulations. Eagle Fund III, L.P., provided debt and equity financing to Net Direct Merchants LLC (‘‘Net Direct’’), 217 North Seminary Street, 58 17 PO 00000 CFR 200.30–3(a)(12). Frm 00094 Fmt 4703 Sfmt 4703 Florence, AL, 35630. The financing was contemplated to provide capital that contributes to the growth and overall sound financing of Net Direct. The financing is brought within the purview of § 107.730(a)(1) because Eagle Fund II, L.P., an Associate of Eagle Fund III, L.P. as defined in § 107.50, owns a ten percent or greater equity interest in Net Direct. Accordingly, Net Direct is considered an Associate of Eagle Fund III, L.P. Notice is hereby given that any interested person may submit written comments on the transaction to the Acting Associate Administrator for Investment and Innovation, U.S. Small Business Administration, 409 Third Street SW., Washington, DC 20416. Pravina Raghavan, Acting Associate Administrator for Investment and Innovation. [FR Doc. 2013–22415 Filed 9–17–13; 8:45 am] BILLING CODE P SMALL BUSINESS ADMINISTRATION [License No. 07/07–0117] Eagle Fund III–A, L.P.; Notice Seeking Exemption Under the Small Business Investment Act, Conflicts of Interest Notice is hereby given that Eagle Fund III–A, L.P., 101 S. Hanley Road, Suite 1250, St. Louis, Missouri 63105, a Federal Licensee under the Small Business Investment Act of 1958, as amended (the ‘‘Act’’), in connection with the financing of a small concern, has sought an exemption under Section 312 of the Act and 13 CFR 107.730, Financings which Constitute Conflicts of Interest, of the Small Business Administration (‘‘SBA’’) Rules and Regulations. Eagle Fund III–A, L.P., provided debt and equity financing to Net Direct Merchants LLC, (‘‘Net Direct’’), 217 North Seminary Street, Florence, AL 35630. The financing was contemplated to provide capital that contributes to the growth and overall sound financing of Net Direct. The financing is brought within the purview of § 107.730(a)(1) because Eagle Fund II, L.P., an Associate of Eagle Fund III–A, L.P. as defined in § 107.50, owns a ten percent or greater equity interest in Net Direct. Accordingly, Net Direct is considered an Associate of Eagle Fund III–A, L.P. Notice is hereby given that any interested person may submit written comments on the transaction to the Acting Associate Administrator for Investment and Innovation, U.S. Small E:\FR\FM\18SEN1.SGM 18SEN1

Agencies

[Federal Register Volume 78, Number 181 (Wednesday, September 18, 2013)]
[Notices]
[Page 57444]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-22415]


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SMALL BUSINESS ADMINISTRATION

[License No. 07/07-0116]


Eagle Fund III, L.P.; Notice Seeking Exemption Under the Small 
Business Investment Act, Conflicts of Interest

    Notice is hereby given that Eagle Fund III, L.P., 101 S. Hanley 
Road, Suite 1250, St. Louis, Missouri 63105, a Federal Licensee under 
the Small Business Investment Act of 1958, as amended (the ``Act''), in 
connection with the financing of a small concern, has sought an 
exemption under Section 312 of the Act and 13 CFR 107.730, Financings 
which Constitute Conflicts of Interest, of the Small Business 
Administration (``SBA'') Rules and Regulations. Eagle Fund III, L.P., 
provided debt and equity financing to Net Direct Merchants LLC (``Net 
Direct''), 217 North Seminary Street, Florence, AL, 35630. The 
financing was contemplated to provide capital that contributes to the 
growth and overall sound financing of Net Direct.
    The financing is brought within the purview of Sec.  107.730(a)(1) 
because Eagle Fund II, L.P., an Associate of Eagle Fund III, L.P. as 
defined in Sec.  107.50, owns a ten percent or greater equity interest 
in Net Direct. Accordingly, Net Direct is considered an Associate of 
Eagle Fund III, L.P.
    Notice is hereby given that any interested person may submit 
written comments on the transaction to the Acting Associate 
Administrator for Investment and Innovation, U.S. Small Business 
Administration, 409 Third Street SW., Washington, DC 20416.

Pravina Raghavan,
Acting Associate Administrator for Investment and Innovation.
[FR Doc. 2013-22415 Filed 9-17-13; 8:45 am]
BILLING CODE P
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