Eagle Fund III, L.P.; Notice Seeking Exemption Under the Small Business Investment Act, Conflicts of Interest, 57444 [2013-22415]
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57444
Federal Register / Vol. 78, No. 181 / Wednesday, September 18, 2013 / Notices
B. Self-Regulatory Organization’s
Statement on Burden on Competition
The Exchange does not believe that
the proposed rule change will impose
any burden on competition that is not
necessary or appropriate in furtherance
of the purposes of the Act. The
proposed changes will incentivize
market participants to utilize the
services offered by the Exchange by
affording customers better opportunities
to execute complex combination orders.
By doing so, the Exchange is promoting
competition among the trading centers,
which will promote the public interest.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
No written comments were either
solicited or received.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
Within 45 days of the date of
publication of this notice in the Federal
Register or within such longer period (i)
as the Commission may designate up to
90 days of such date if it finds such
longer period to be appropriate and
publishes its reasons for so finding or
(ii) as to which the self-regulatory
organization consents, the Commission
will:
(A) by order approve or disapprove
the proposed rule change, or
(B) institute proceedings to determine
whether the proposed rule change
should be disapproved.
To help the Commission process and
review your comments more efficiently,
please use only one method. The
Commission will post all comments on
the Commission’s Internet Web site
(https://www.sec.gov/rules/sro.shtml).
Copies of the submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room on official business
days between the hours of 10:00 a.m.
and 3:00 p.m. Copies of such filing also
will be available for inspection and
copying at the principal offices of CHX.
All comments received will be posted
without change; the Commission does
not edit personal identifying
information from submissions. You
should submit only information that
you wish to make available publicly. All
submissions should refer to File
Number SR–CHX–2013–16, and should
be submitted on or before October 9,
2013.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.58
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2013–22648 Filed 9–17–13; 8:45 am]
BILLING CODE 8011–01–P
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
emcdonald on DSK67QTVN1PROD with NOTICES
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
CHX–2013–16 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Elizabeth M. Murphy, Secretary,
Securities and Exchange Commission,
100 F Street NE., Washington, DC
20549–1090.
All submissions should refer to File
Number SR–CHX–2013–16. This file
number should be included on the
subject line if email is used.
VerDate Mar<15>2010
16:45 Sep 17, 2013
Jkt 229001
SMALL BUSINESS ADMINISTRATION
[License No. 07/07–0116]
Eagle Fund III, L.P.; Notice Seeking
Exemption Under the Small Business
Investment Act, Conflicts of Interest
Notice is hereby given that Eagle
Fund III, L.P., 101 S. Hanley Road, Suite
1250, St. Louis, Missouri 63105, a
Federal Licensee under the Small
Business Investment Act of 1958, as
amended (the ‘‘Act’’), in connection
with the financing of a small concern,
has sought an exemption under Section
312 of the Act and 13 CFR 107.730,
Financings which Constitute Conflicts
of Interest, of the Small Business
Administration (‘‘SBA’’) Rules and
Regulations. Eagle Fund III, L.P.,
provided debt and equity financing to
Net Direct Merchants LLC (‘‘Net
Direct’’), 217 North Seminary Street,
58 17
PO 00000
CFR 200.30–3(a)(12).
Frm 00094
Fmt 4703
Sfmt 4703
Florence, AL, 35630. The financing was
contemplated to provide capital that
contributes to the growth and overall
sound financing of Net Direct.
The financing is brought within the
purview of § 107.730(a)(1) because Eagle
Fund II, L.P., an Associate of Eagle Fund
III, L.P. as defined in § 107.50, owns a
ten percent or greater equity interest in
Net Direct. Accordingly, Net Direct is
considered an Associate of Eagle Fund
III, L.P.
Notice is hereby given that any
interested person may submit written
comments on the transaction to the
Acting Associate Administrator for
Investment and Innovation, U.S. Small
Business Administration, 409 Third
Street SW., Washington, DC 20416.
Pravina Raghavan,
Acting Associate Administrator for
Investment and Innovation.
[FR Doc. 2013–22415 Filed 9–17–13; 8:45 am]
BILLING CODE P
SMALL BUSINESS ADMINISTRATION
[License No. 07/07–0117]
Eagle Fund III–A, L.P.; Notice Seeking
Exemption Under the Small Business
Investment Act, Conflicts of Interest
Notice is hereby given that Eagle
Fund III–A, L.P., 101 S. Hanley Road,
Suite 1250, St. Louis, Missouri 63105, a
Federal Licensee under the Small
Business Investment Act of 1958, as
amended (the ‘‘Act’’), in connection
with the financing of a small concern,
has sought an exemption under Section
312 of the Act and 13 CFR 107.730,
Financings which Constitute Conflicts
of Interest, of the Small Business
Administration (‘‘SBA’’) Rules and
Regulations. Eagle Fund III–A, L.P.,
provided debt and equity financing to
Net Direct Merchants LLC, (‘‘Net
Direct’’), 217 North Seminary Street,
Florence, AL 35630. The financing was
contemplated to provide capital that
contributes to the growth and overall
sound financing of Net Direct.
The financing is brought within the
purview of § 107.730(a)(1) because Eagle
Fund II, L.P., an Associate of Eagle Fund
III–A, L.P. as defined in § 107.50, owns
a ten percent or greater equity interest
in Net Direct. Accordingly, Net Direct is
considered an Associate of Eagle Fund
III–A, L.P.
Notice is hereby given that any
interested person may submit written
comments on the transaction to the
Acting Associate Administrator for
Investment and Innovation, U.S. Small
E:\FR\FM\18SEN1.SGM
18SEN1
Agencies
[Federal Register Volume 78, Number 181 (Wednesday, September 18, 2013)]
[Notices]
[Page 57444]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-22415]
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SMALL BUSINESS ADMINISTRATION
[License No. 07/07-0116]
Eagle Fund III, L.P.; Notice Seeking Exemption Under the Small
Business Investment Act, Conflicts of Interest
Notice is hereby given that Eagle Fund III, L.P., 101 S. Hanley
Road, Suite 1250, St. Louis, Missouri 63105, a Federal Licensee under
the Small Business Investment Act of 1958, as amended (the ``Act''), in
connection with the financing of a small concern, has sought an
exemption under Section 312 of the Act and 13 CFR 107.730, Financings
which Constitute Conflicts of Interest, of the Small Business
Administration (``SBA'') Rules and Regulations. Eagle Fund III, L.P.,
provided debt and equity financing to Net Direct Merchants LLC (``Net
Direct''), 217 North Seminary Street, Florence, AL, 35630. The
financing was contemplated to provide capital that contributes to the
growth and overall sound financing of Net Direct.
The financing is brought within the purview of Sec. 107.730(a)(1)
because Eagle Fund II, L.P., an Associate of Eagle Fund III, L.P. as
defined in Sec. 107.50, owns a ten percent or greater equity interest
in Net Direct. Accordingly, Net Direct is considered an Associate of
Eagle Fund III, L.P.
Notice is hereby given that any interested person may submit
written comments on the transaction to the Acting Associate
Administrator for Investment and Innovation, U.S. Small Business
Administration, 409 Third Street SW., Washington, DC 20416.
Pravina Raghavan,
Acting Associate Administrator for Investment and Innovation.
[FR Doc. 2013-22415 Filed 9-17-13; 8:45 am]
BILLING CODE P