Notice of Meetings: Public Meetings of the National Science and Technology Council; Committee on Technology; Nanoscale Science, Engineering, and Technology Subcommittee; National Nanotechnology Coordination Office, 56952-56953 [2013-22551]
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Federal Register / Vol. 78, No. 179 / Monday, September 16, 2013 / Notices
on-line instructions for submitting
comments.
• Written comments may be
submitted at any time prior to the
closing of the docket at 11:59 p.m.
Eastern Time on October 25, 2013.
All comments will be made publicly
available and posted without change. Do
not include personal or confidential
information.
Addresses
Time and Date: 9:00 a.m.–4:30 p.m.
(Eastern Time) on Friday, October 4,
2013.
Place: Mayflower Renaissance Hotel
Washington, 1127 Connecticut Ave.
NW., Washington DC 20036. Facility’s
location is near Farragut North Metro
station.
Contact Person for More Information:
Susan Reingold, Chief Administrative
Officer, 202–331–1986. For email
inquiries, please email info@pclob.gov.
SUPPLEMENTARY INFORMATION:
Procedures for Public Participation
The hearing will be open to the
public. Individuals who plan to attend
and require special assistance, such as
sign language interpretation or other
reasonable accommodations, should
contact Susan Reingold, Chief
Administrative Officer, 202–331–1986,
at least 72 hours prior to the meeting
date.
Dated: September 10, 2013.
Diane Janosek,
Chief Legal Officer, Privacy and Civil Liberties
Oversight Board.
[FR Doc. 2013–22393 Filed 9–13–13; 8:45 am]
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OFFICE OF SCIENCE AND
TECHNOLOGY POLICY
Notice of Meetings: Public Meetings of
the National Science and Technology
Council; Committee on Technology;
Nanoscale Science, Engineering, and
Technology Subcommittee; National
Nanotechnology Coordination Office
Office of Science and
Technology Policy.
ACTION: Notice of public meetings.
AGENCY:
The National Nanotechnology
Coordination Office (NNCO), on behalf
of the Nanoscale Science, Engineering,
and Technology (NSET) Subcommittee
of the Committee on Technology,
National Science and Technology
Council (NSTC) and in collaboration
with the European Commission, will
hold the 2013 ‘‘U.S.-EU Bridging
NanoEHS Research Efforts’’ joint
workshop on December 2–3, 2013, in
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SUMMARY:
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Arlington, Virginia. The workshop will
bring together the U.S.-EU Communities
of Research (CORs), which are a
platform for scientists to develop a
shared repertoire of protocols and
methods to overcome research gaps and
barriers and to address environmental,
health, and safety questions about
nanomaterials. The goal of this
workshop is to publicize progress
towards COR goals and objectives,
clarify and communicate future plans,
share best practices, and identify areas
of cross-Community collaboration.
NNCO and the European Commission
will also host meetings for the CORs on
the topic of environmental, health, and
safety issues related to nanomaterials
between the publication date of this
Notice and September 30, 2014. The cochairs for each COR will convene
meetings and set meeting agendas with
administrative support from the
European Commission and the NNCO.
The CORs were proposed at the first
U.S.-EU workshop on Bridging
NanoEHS Research Efforts, which was
held in Washington, DC, in March 2011.
Based on feedback from the workshop
participants, the following six
Communities were launched in 2012:
• Exposure through the Life Cycle, with
Material Characterization
• Ecotoxicity Testing and Predictive
Models, with Material
Characterization
• Predictive Modeling for Human
Health, with Material Characterization
• Databases and Ontologies
• Risk Assessment
• Risk Management and Control
The 2013 workshop is intended to
further develop and support the CORs’
activities.
The CORs directly address Goal 4.2 of
the 2011 National Nanotechnology
Initiative Strategic Plan: ‘‘Develop tools
and procedures for . . . international
outreach and engagement to assist
stakeholders in developing best
practices for communicating and
managing risks.’’ However, the CORs are
not envisioned to provide any
government agency with advice or
recommendations.
The CORs will hold several webinars
and/or conference calls between the
publication date of this Notice and
September 30, 2014. The envisioned
end date for the CORs is September 30,
2014.
DATES: Monday, December 2, 2013, from
9:00 a.m. until 5:00 p.m. and Tuesday,
December 3, 2013, from 9:00 a.m. until
4:00 p.m.
ADDRESSES: The workshop will be held
at the National Science Foundation,
4201 Wilson Boulevard, Arlington,
PO 00000
Frm 00097
Fmt 4703
Sfmt 4703
Virginia. Teleconferences and web
meetings for the CORs will take place
periodically between the publication
date of this Notice and September 30,
2014. Meeting dates and call-in
information will be posted on the
Community of Research page at https://
us-eu.org/ as meetings are scheduled.
Registration: Due to space limitations,
pre-registration for the workshop is
required. Registration is on a first-come,
first-served basis and will be capped at
approximately 100 participants.
Registration will open on October 16,
2013. Individuals planning to attend the
workshop should register online at
https://us-eu.org/2013-u-s-eu-nanoehsworkshop/. Written notices of
participation by email should be sent to
sstandridge@nnco.nano.gov or mailed to
Stacey Standridge, 4201 Wilson Blvd.,
Stafford II, Suite 405, Arlington, VA
22230. Individuals wishing to
participate in any of the CORs should
send the participant’s name, affiliation,
and country of residence to Stacey
Standridge at either of the addresses
above. NNCO will collect email
addresses from registrants to ensure that
they are included in COR conference
calls and other meetings and that they
receive information relevant to the COR
scope from other COR members. Email
addresses are submitted on a completely
voluntary basis.
Those interested in presenting 3–5
minutes of public comments at the U.S.EU workshop on Bridging NanoEHS
Research Efforts or any of the COR
meetings should register for the
appropriate event. For those who are
unable to attend the workshop or COR
meetings in person, written or electronic
comments should be submitted by email
to sstandridge@nnco.nano.gov at least
two business days prior to each meeting
to provide time to copy and distribute
the written comments to the
participants.
For
information regarding this Notice,
please contact Stacey Standridge at
National Nanotechnology Coordination
Office, by telephone (703–292–8103) or
email (sstandridge@nnco.nano.gov).
Additional information about the
workshop, including the agenda, is
posted at https://us-eu.org/2013-u-s-eunanoehs-workshop/. Additional
information about the CORs and their
upcoming meetings is posted at https://
us-eu.org/.
Meeting Accomodations: Individuals
requiring special accommodation to
access these public meetings should
contact Stacey Standridge (telephone
703–292–8103) at least ten business
FOR FURTHER INFORMATION CONTACT:
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16SEN1
Federal Register / Vol. 78, No. 179 / Monday, September 16, 2013 / Notices
days prior to each meeting so that
appropriate arrangements can be made.
Ted Wackler,
Deputy Chief of Staff and Assistant Director.
Dated: September 10, 2013.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2013–22508 Filed 9–12–13; 11:15 am]
BILLING CODE 8011–01–P
[FR Doc. 2013–22551 Filed 9–13–13; 8:45 am]
BILLING CODE 3170–F3–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–70366; File No. SR–OCC–
2013–805]
Sunshine Act Meeting
mstockstill on DSK4VPTVN1PROD with NOTICES
SECURITIES AND EXCHANGE
COMMISSION
Self-Regulatory Organizations; The
Options Clearing Corporation; Notice
of Filing of an Advance Notice To
Amend an Existing Interpretation and
Policy To Give OCC Discretion Not To
Grant a Particular Clearing Member
Margin Credit for an Otherwise Eligible
Security
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
the Securities and Exchange
Commission will hold an Open Meeting
on September 17, 2013, at 3:00 p.m., in
Room 10800 at the Commission’s
headquarters building, to hear oral
argument in an appeal by Montford and
Company, Inc., d/b/a Montford
Associates, and Earnest V. Montford
from an initial decision of an
administrative law judge.
The law judge found that Montford
Associates, a former investment adviser,
and Montford, its president and sole
owner, violated Sections 206(1) and (2)
of the Investment Advisers Act of 1940
by failing to disclose a material conflict
of interest: That they were receiving
substantial payments from an
investment manager they were also
recommending. The law judge further
found that they made materially false
and misleading statements in Forms
ADV in violation of Advisers Act
Section 207 and that the firm failed to
amend its Forms ADV in violation of
Advisers Act Section 204 and Rule 204–
1(a)(2), misconduct that Montford aided
and abetted and caused. The law judge
imposed an industry-wide bar against
Montford, entered a cease-and-desist
order against both Respondents, and
ordered them to pay disgorgement and
civil penalties totaling $860,000.
The issues likely to be considered at
oral argument include whether the
proceeding should be dismissed under
Section 4E of the Securities Exchange
Act of 1934, which provides a ‘‘deadline
for completing enforcement
investigations . . . not later than 180
days after’’ issuance of a Wells notice;
whether Respondents violated the
Advisers Act and its rule by failing to
disclose their receipt of $210,000 from
an investment manager that they
recommended to clients and, if so, the
extent to which sanctions are warranted
under the circumstances.
For further information, please
contact the Office of the Secretary at
(202) 551–5400.
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17:46 Sep 13, 2013
Jkt 229001
September 10, 2013.
Pursuant to Section 806(e)(1) of the
Payment, Clearing, and Settlement
Supervision Act of 2010 (‘‘Clearing
Supervision Act’’) 1 and Rule 19b–
4(n)(1)(i) 2 of the Securities Exchange
Act of 1934 (‘‘Act’’), notice is hereby
given that on August 15, 2013, The
Options Clearing Corporation (‘‘OCC’’)
filed with the Securities and Exchange
Commission (‘‘Commission’’) the
advance notice as described in Items I,
II and III below, which Items have been
prepared by OCC.3 The Commission is
publishing this notice to solicit
comments on the advance notice from
interested persons.
I. Clearing Agency’s Statement of the
Terms of Substance of the Proposed
Advance Notice
OCC proposes to amend an existing
Interpretation and Policy so that OCC
has discretion to disapprove as margin
collateral for a particular clearing
member, shares of an otherwise eligible
security held as margin.
II. Clearing Agency’s Statement of the
Purpose of, and Statutory Basis for, the
Advance Notice
In its filing with the Commission,
OCC included statements concerning
the purpose of and basis for the
proposed advance notice and discussed
any comments it received on the
proposed advance notice. The text of
1 12
U.S.C. 5465(e)(1).
CFR 240.19b–4(n)(1)(i).
3 OCC is a designated financial market utility and
is required to file advance notices with the
Commission. See 12 U.S.C. 5465(e). OCC also filed
the proposal contained in this advance notice as a
proposed rule change under Section 19(b)(1) of the
Exchange Act and Rule 19b–4 thereunder. 15 U.S.C.
78s(b)(1) and 17 CFR 240.19b–4, respectively. See
SR–OCC–2013–14.
2 17
PO 00000
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56953
these statements may be examined at
the places specified in Item IV below.
OCC has prepared summaries, set forth
in sections (A) and (B) below, of the
most significant aspects of these
statements.
(A) Clearing Agency’s Statement of the
Purpose of, and Statutory Basis for, the
Proposed Advance Notice
The purpose of the proposed advance
notice is to provide OCC with discretion
with regard to granting or not granting
margin credit to a clearing member.
OCC currently may withhold margin
credit from all clearing members with
respect to a specific security. OCC
proposes to address the risk presented
by concentrated positions of securities
posted as margin by particular clearing
members by withholding margin credit
from such clearing member’s accounts.
OCC proposes to enhance its ability to
limit its risk exposure to a concentrated
position of equity securities posted as
margin by a specific clearing member by
providing OCC with the discretion to
disregard, for the purposes of granting
margin credit, some or all of the
otherwise eligible equity securities
posted as margin. In addition, the
proposed advance notice is designed to
provide OCC with discretion to make
exceptions to proposed Interpretation
and Policy .14 with respect to a specific
clearing member. Accordingly, OCC
may allow margin credit for an
otherwise ineligible security for a
specific clearing member in situations
in which OCC determines that such
security serves as a hedge to positions
in cleared contracts in the same account
of such clearing member.
Rule 604 lists the acceptable types of
assets that clearing members may post
with OCC to satisfy their margin
requirements under Rule 601, including
equity securities, and establishes the
eligibility criteria for such assets. Equity
securities are the most common form of
margin assets posted by clearing
members and, under Rule 601, are
included in OCC’s STANS margining
system for the purposes of valuing such
equity securities and determining on a
portfolio basis a clearing member’s
margin obligation to OCC. Interpretation
and Policy .14 to Rule 604 allows OCC
to disapprove a security as margin
collateral for all clearing members based
on a consideration of the factors set
forth in the interpretation, including
number of outstanding shares, number
of outstanding shareholders and overall
trading volume. The STANS system
currently takes into account the risk to
a portfolio presented by fluctuations in
the market price of concentrated
security positions by identifying the two
E:\FR\FM\16SEN1.SGM
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Agencies
[Federal Register Volume 78, Number 179 (Monday, September 16, 2013)]
[Notices]
[Pages 56952-56953]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-22551]
=======================================================================
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OFFICE OF SCIENCE AND TECHNOLOGY POLICY
Notice of Meetings: Public Meetings of the National Science and
Technology Council; Committee on Technology; Nanoscale Science,
Engineering, and Technology Subcommittee; National Nanotechnology
Coordination Office
AGENCY: Office of Science and Technology Policy.
ACTION: Notice of public meetings.
-----------------------------------------------------------------------
SUMMARY: The National Nanotechnology Coordination Office (NNCO), on
behalf of the Nanoscale Science, Engineering, and Technology (NSET)
Subcommittee of the Committee on Technology, National Science and
Technology Council (NSTC) and in collaboration with the European
Commission, will hold the 2013 ``U.S.-EU Bridging NanoEHS Research
Efforts'' joint workshop on December 2-3, 2013, in Arlington, Virginia.
The workshop will bring together the U.S.-EU Communities of Research
(CORs), which are a platform for scientists to develop a shared
repertoire of protocols and methods to overcome research gaps and
barriers and to address environmental, health, and safety questions
about nanomaterials. The goal of this workshop is to publicize progress
towards COR goals and objectives, clarify and communicate future plans,
share best practices, and identify areas of cross-Community
collaboration.
NNCO and the European Commission will also host meetings for the
CORs on the topic of environmental, health, and safety issues related
to nanomaterials between the publication date of this Notice and
September 30, 2014. The co-chairs for each COR will convene meetings
and set meeting agendas with administrative support from the European
Commission and the NNCO. The CORs were proposed at the first U.S.-EU
workshop on Bridging NanoEHS Research Efforts, which was held in
Washington, DC, in March 2011. Based on feedback from the workshop
participants, the following six Communities were launched in 2012:
Exposure through the Life Cycle, with Material
Characterization
Ecotoxicity Testing and Predictive Models, with Material
Characterization
Predictive Modeling for Human Health, with Material
Characterization
Databases and Ontologies
Risk Assessment
Risk Management and Control
The 2013 workshop is intended to further develop and support the
CORs' activities.
The CORs directly address Goal 4.2 of the 2011 National
Nanotechnology Initiative Strategic Plan: ``Develop tools and
procedures for . . . international outreach and engagement to assist
stakeholders in developing best practices for communicating and
managing risks.'' However, the CORs are not envisioned to provide any
government agency with advice or recommendations.
The CORs will hold several webinars and/or conference calls between
the publication date of this Notice and September 30, 2014. The
envisioned end date for the CORs is September 30, 2014.
DATES: Monday, December 2, 2013, from 9:00 a.m. until 5:00 p.m. and
Tuesday, December 3, 2013, from 9:00 a.m. until 4:00 p.m.
ADDRESSES: The workshop will be held at the National Science
Foundation, 4201 Wilson Boulevard, Arlington, Virginia. Teleconferences
and web meetings for the CORs will take place periodically between the
publication date of this Notice and September 30, 2014. Meeting dates
and call-in information will be posted on the Community of Research
page at https://us-eu.org/ as meetings are scheduled.
Registration: Due to space limitations, pre-registration for the
workshop is required. Registration is on a first-come, first-served
basis and will be capped at approximately 100 participants.
Registration will open on October 16, 2013. Individuals planning to
attend the workshop should register online at https://us-eu.org/2013-u-s-eu-nanoehs-workshop/. Written notices of participation by email
should be sent to sstandridge@nnco.nano.gov or mailed to Stacey
Standridge, 4201 Wilson Blvd., Stafford II, Suite 405, Arlington, VA
22230. Individuals wishing to participate in any of the CORs should
send the participant's name, affiliation, and country of residence to
Stacey Standridge at either of the addresses above. NNCO will collect
email addresses from registrants to ensure that they are included in
COR conference calls and other meetings and that they receive
information relevant to the COR scope from other COR members. Email
addresses are submitted on a completely voluntary basis.
Those interested in presenting 3-5 minutes of public comments at
the U.S.-EU workshop on Bridging NanoEHS Research Efforts or any of the
COR meetings should register for the appropriate event. For those who
are unable to attend the workshop or COR meetings in person, written or
electronic comments should be submitted by email to
sstandridge@nnco.nano.gov at least two business days prior to each
meeting to provide time to copy and distribute the written comments to
the participants.
FOR FURTHER INFORMATION CONTACT: For information regarding this Notice,
please contact Stacey Standridge at National Nanotechnology
Coordination Office, by telephone (703-292-8103) or email
(sstandridge@nnco.nano.gov). Additional information about the workshop,
including the agenda, is posted at https://us-eu.org/2013-u-s-eu-nanoehs-workshop/. Additional information about the CORs and their
upcoming meetings is posted at https://us-eu.org/.
Meeting Accomodations: Individuals requiring special accommodation
to access these public meetings should contact Stacey Standridge
(telephone 703-292-8103) at least ten business
[[Page 56953]]
days prior to each meeting so that appropriate arrangements can be
made.
Ted Wackler,
Deputy Chief of Staff and Assistant Director.
[FR Doc. 2013-22551 Filed 9-13-13; 8:45 am]
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