Compatibility of Generally Licensed and Exempt Devices, 56839-56841 [2013-22464]
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56839
Proposed Rules
Federal Register
Vol. 78, No. 179
Monday, September 16, 2013
This section of the FEDERAL REGISTER
contains notices to the public of the proposed
issuance of rules and regulations. The
purpose of these notices is to give interested
persons an opportunity to participate in the
rule making prior to the adoption of the final
rules.
NUCLEAR REGULATORY
COMMISSION
10 CFR Part 32
[Docket No. PRM–32–7; NRC–2012–0127]
Compatibility of Generally Licensed
and Exempt Devices
Nuclear Regulatory
Commission.
ACTION: Petition for rulemaking; denial.
AGENCY:
The U.S. Nuclear Regulatory
Commission (NRC) is denying a petition
for rulemaking (PRM), dated May 7,
2012, submitted by Mr. Sean Chapel
(the petitioner) on behalf of the
Association of Device Distributors and
Manufacturers (ADDM). The petition
was docketed by the NRC on May 24,
2012, and was assigned Docket No.
PRM–32–7. The petitioner requested
that the NRC create a new regulation for
exempt devices similar to the NRC’s
regulations for generally licensed
devices. The petitioner also requested
that the NRC change the Agreement
State compatibility designation of the
regulations applicable to generally
licensed devices that are specified in
§ 31.6 of Title 10 of the Code of Federal
Regulations (10 CFR) from ‘‘C’’ to ‘‘B’’.
The NRC is denying the petition
because the petitioner failed to present
any significant new information or
arguments that would support the
requested changes, nor has he
demonstrated a need for a new
provision for exempt devices.
DATES: The docket for the petition for
rulemaking, PRM–32–7, is closed on
September 16, 2013.
ADDRESSES: Please refer to Docket ID
NRC–2012–0127 when contacting the
NRC about the availability of
information for this petition. You may
access publicly-available information
related to this petition by any of the
following methods:
• Federal Rulemaking Web site: Go to
https://www.regulations.gov and search
for Docket ID NRC–2012–0127. Address
questions about NRC dockets to Carol
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SUMMARY:
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Gallagher; telephone: 301–287–3422;
email: Carol.Gallagher@nrc.gov. For
technical questions, contact the
individual listed in the FOR FURTHER
INFORMATION CONTACT section of this
document.
• NRC’s Agencywide Documents
Access and Management System
(ADAMS): You may access publicly
available documents online in the NRC
Library at https://www.nrc.gov/readingrm/adams.html. To begin the search,
select ‘‘ADAMS Public Documents’’ and
then select ‘‘Begin Web-based ADAMS
Search.’’ For problems with ADAMS,
please contact the NRC’s Public
Document Room (PDR) reference staff at
1–800–397–4209, 301–415–4737, or by
email to pdr.resource@nrc.gov. The
ADAMS accession number for each
document referenced in this document
(if that document is available in
ADAMS) is provided the first time that
a document is referenced. The petition,
PRM–32–7, is available in ADAMS
under Accession No. ML12146A083.
• NRC’s PDR: You may examine and
purchase copies of public documents at
the NRC’s PDR, Room O1–F21, One
White Flint North, 11555 Rockville
Pike, Rockville, Maryland 20852.
FOR FURTHER INFORMATION CONTACT:
Solomon Sahle, Office of Federal and
State Materials and Environmental
Management Program, U.S. Nuclear
Regulatory Commission, Washington,
DC 20555–0001; telephone: 301–415–
3781, email: Solomon.Sahle@nrc.gov.
SUPPLEMENTARY INFORMATION:
I. The Petition
Section 2.802 of 10 CFR, ‘‘Petition for
rulemaking,’’ provides an opportunity
for any interested person to petition the
Commission to issue, amend, or rescind
any regulation. On May 7, 2012, the
NRC received a PRM from Mr. Sean
Chapel on behalf of the ADDM. The
PRM contained two requests.
The petitioner’s first request was ‘‘that
language similar to 10 CFR 31.6 be
included in section 10 CFR [part] 32 to
include the servicing of exempt devices,
since these are within the jurisdiction of
the NRC.’’ The petitioner further
asserted that ‘‘[i]t does not make sense
that generally licensed devices can be
serviced without filing for reciprocity,
but exempt devices, which have a lower
radiation dose potential, [cannot] be.’’
The petitioner suggested the following
language for 10 CFR part 32:
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Fmt 4702
Sfmt 4702
Any person who holds a specific license
issued by an Agreement State authorizing the
holder to manufacture, install or service a
device described in [§§ ] 32.14, 32.22, or
32.26 within such Agreement State is hereby
granted a general license to install and
service such device in any non-Agreement
State and a general license to install and
service such device in offshore waters, as
defined in § 150.3(f) of this chapter:,
[p]rovided [t]hat:
(a) Reserved[.]
(b) The device has been manufactured,
labeled, installed and serviced in accordance
with the provisions of the specific license
issued to such person by the Agreement
State.
(c) Such person assures that any labels
required to be affixed to the device under
regulations of the Agreement State which
licensed manufacture of the device bear a
statement that removal of the label is
prohibited.
The petitioner’s second request was
that the NRC change the compatibility
designation of 10 CFR 31.6, ‘‘General
license to install devices generally
licensed in § 31.5,’’ from ‘‘C’’ to ‘‘B.’’
The petitioner’s basis for the request for
compatibility change was that
‘‘inconsistent application of individual
Agreement State regulations and
policies places an unreasonable burden
on licensees to maintain compliance.’’
Further, the petitioner stated that in
2000, the NRC changed the
compatibility of 10 CFR 31.6 from ‘‘C’’
to ‘‘B’’ ‘‘in acknowledgement of the
problems caused by incompatible State
reciprocity regulations.’’
The petitioner stated that ‘‘[t]he
Commission voted to decrease the
compatibility in December 2010, stating
that they thought it appropriate for
Agreement States to regulate devices in
their jurisdiction as they saw fit.’’ The
petitioner asserted that ‘‘[i]n the
Commission ruling, there is no evidence
that they fully reviewed the original
decision in 2000 to increase the
compatibility rating.’’
The petitioner stated that ‘‘reciprocity
regulations must be standardized at the
national level’’ to avoid the chaos that
‘‘would be caused if each state had
different regulations for occupational
radiation doses, nuclear power plant
operation, or high and low level
radioactive waste.’’ The petitioner
asserted that ‘‘[t]his is the type of
disorder that reciprocity applicants are
forced to endure on a daily basis.’’ The
petitioner stated that ‘‘[t]he NRC should
enforce these requirements as part of the
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56840
Federal Register / Vol. 78, No. 179 / Monday, September 16, 2013 / Proposed Rules
IMPEP [Integrated Materials
Performance Evaluation Program]
review process.’’ The petitioner further
stated ‘‘that there are several Agreement
States which have adopted 10 CFR 31.6,
but do not implement the regulations as
they are written, and still require
reciprocity to be filed.’’ In reference to
the change in compatibility, the
petitioner is ‘‘not asking that the
regulations be re-written, only that they
be enforced as written.’’
In support of the second request, the
petitioner cited a PRM dated June 27,
2005 (ADAMS Accession No.
ML051940187), from the Organization
of Agreement States (OAS), which
requested that the compatibility of 10
CFR 31.6 be revised from ‘‘C’’ to ‘‘B.’’
The petitioner also noted that the OAS
petition ‘‘stated that the reason for
changing the compatibility of 10 CFR
31.6 was to assist the tracking and
movement of companies and
individuals that service these devices.’’
The NRC staff asked the petitioner, by
telephone, to clarify that the reference
was to an OAS PRM requesting that the
compatibility of 10 CFR 31.6 be revised
from ‘‘B’’ to ‘‘C,’’ and if so, to resubmit
a letter correcting his PRM. By letter
dated August 3, 2012 (ADAMS
Accession No. ML12219A085), the
petitioner corrected his reference to the
OAS PRM.
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II. Discussion
Reciprocity for Exempt Devices
Section 31.6 of 10 CFR provides a
general license to persons holding a
specific license issued by an Agreement
State that authorizes manufacture,
installation, or servicing of a device
described in 10 CFR 31.5 to install and
service these devices in any nonAgreement State and in offshore waters.
The NRC adopted this regulation in
1962 (originally in 10 CFR 30.21(c)(6))
at the same time 10 CFR part 150,
‘‘Exemptions and Continued Regulatory
Authority in Agreement States and in
Offshore Waters Under Section 274,’’
was issued as part of implementing the
Agreement State program.
In accordance with 10 CFR
150.15(a)(6), only the NRC can issue
licenses for the manufacture,
processing, or production of any
equipment, device, commodity, or other
product containing source material or
byproduct material whose subsequent
possession, use, transfer, and disposal
by all other persons are exempted from
licensing and regulatory requirements.
Therefore, the Agreement States do not
issue licenses to manufacture, install, or
service exempt devices. Further,
servicing exempt devices does not
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require a license. Any refurbishing not
covered by the exemption, such as
replacement of a source in a device,
would require an NRC license and/or an
Agreement State license. Therefore, a
general license is not required to install
or service exempt devices, and the
petitioner’s requested change to the
regulations is not needed.
Compatibility of 10 CFR 31.6
On January 25, 2012, the NRC
published a Federal Register notice
(FRN) (77 FR 3640) to withdraw a
proposed rule and to close PRM–31–5
(NRC–2005–0018; NRC–2008–0272).
PRM–31–5 requested that the NRC
amend its regulations to strengthen the
regulation of radioactive materials by
requiring a specific license for higheractivity devices that are currently
available under a general license and by
changing the compatibility designation
of 10 CFR 31.6 from category ‘‘B’’ to
category ‘‘C.’’ In this FRN, the NRC also
addressed a related request filed by the
Florida Department of Health, Bureau of
Radiation Control, in conjunction with
the OAS petition to change the
compatibility category of a certain part
of the applicable regulations from
category ‘‘B’’ to category ‘‘C.’’
In response to PRM–31–5, the NRC
developed a proposed rule that would
have limited the quantity of byproduct
material contained in a generally
licensed device to below one-tenth of
the International Atomic Energy Agency
Category 3 thresholds. It would also
have changed the compatibility of the
applicable regulations.
The compatibility change requested in
PRM–31–5 was filed in response to the
2000 general license rule (65 FR 79162;
December 18, 2000), which designated
the requirements in 10 CFR 31.5 and 10
CFR 31.6 as compatibility category ‘‘B.’’
The general license rule adopted
compatibility ‘‘B’’ for these regulations
because the Commission was concerned
that essentially identical regulations
were needed to ensure reciprocal
recognition of licenses and licensing
requirements among Agreement States
and the NRC. After evaluating the post2000 general license regulations in
response to PRM–31–5, the NRC
reassessed its position. The NRC found
that since 2000, Agreement States took
a variety of actions that were not
consistent with the rule, despite its
designation as compatibility category
‘‘B.’’ Many Agreement States adopted
stricter regulations of generally licensed
devices, including registration with
annual reporting requirements and
periodic inspection; expanded
registration of more types of generally
licensed devices; specific licensing of
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Fmt 4702
Sfmt 4702
certain generally licensed devices; and
specific licensing of all generally
licensed devices currently registered by
the NRC. However, the NRC did not
observe any transboundary problems
from these different practices that
would have supported the continued
use of compatibility ‘‘B’’ for 10 CFR 31.5
and 31.6. Further, complexity and cost
are not aspects of determining
significant transboundary health and
safety impacts under the Commission’s
1997 Policy Statement on Adequacy and
Compatibility of Agreement State
Programs (62 FR 46517; September 3,
1997). Therefore, the NRC believed it
was appropriate to change the
compatibility category from ‘‘B’’ to ‘‘C’’
for 10 CFR 31.5 and 10 CFR 31.6. This
action allowed many Agreement States
to continue the practices they had
already implemented and to take
additional steps they deem appropriate
based on local circumstances, including
retaining the use of tools to track the
location and movement of devices,
manufacturers, and service providers
within the State; addressing issues
specific to their jurisdictions;
continuing programs that have proven
beneficial; and adopting requirements
based on their specific circumstances
and needs.
After further review, the Commission
addressed the compatibility-related
issues raised in PRM–31–5. Although
the Commission disapproved
publication of the final rule and
withdrew the proposed rule, it approved
the change in compatibility for 10 CFR
31.5 and 10 CFR 31.6. The Commission
also directed the staff to assess the
degree to which the Agreement States
modify their programs as a result of the
change in compatibility category and to
analyze any transboundary impacts to
regulated entities, particularly those
operating in multiple jurisdictions. If
transboundary problems are identified,
the staff will suggest corrective actions
that may be necessary (ADAMS
Accession No. ML103360262). The
Commission also planned to consider
proposed updates to the Policy
Statement on Adequacy and
Compatibility of Agreement State
Programs and associated guidance
documents to include both safety and
source security considerations in the
determination process. The NRC closed
PRM–31–5 because all of the
petitioners’ requests had been resolved.
As previously discussed, the NRC is
denying this portion of the petitioner’s
request because the compatibility of
§ 31.6 was recently and thoroughly
addressed in the response to PRM–31–
5, and the NRC is not aware of any new
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Federal Register / Vol. 78, No. 179 / Monday, September 16, 2013 / Proposed Rules
information that would cause it to
reevaluate this decision.
public hearing on these proposed
regulations.
III. Conclusion
DATES:
The NRC is denying PRM–32–7
because the petition did not present a
need for any revision of the regulations
to add a general license for installation
and servicing of exempt devices. The
petition failed to present any significant
new information or arguments that
would warrant the requested
amendment. The NRC elected not to
request public comment on PRM–32–7
because no new regulation is necessary
to accomplish the petitioner’s request;
accordingly, there were no public
comments on this petition.
As to the additional request for a
compatibility change for 10 CFR 31.6,
the issues concerning this categorization
were considered and addressed by the
Commission in a recent decision (77 FR
3640; January 25, 2012). The
Commission will not reconsider that
decision at this time in the absence of
new information that warrants the
requested change.
For the previously cited reasons, the
NRC is denying PRM–32–7.
Dated at Rockville, Maryland, this 10th day
of September 2013.
For the Nuclear Regulatory Commission.
Annette L. Vietti-Cook,
Secretary of the Commission.
[FR Doc. 2013–22464 Filed 9–13–13; 8:45 am]
Background and Explanation of
Provisions
BILLING CODE 7590–01–P
DEPARTMENT OF THE TREASURY
Internal Revenue Service
26 CFR Part 1
[REG–148812–11]
RIN 1545–BK80
Arbitrage Rebate Overpayments on
Tax-Exempt Bonds
Internal Revenue Service (IRS),
Treasury.
ACTION: Notice of Proposed Rulemaking
and Notice of Public Hearing.
AGENCY:
This document contains
proposed regulations that provide
guidance on the recovery of
overpayments of arbitrage rebate on taxexempt bonds and other tax-advantaged
bonds. These proposed regulations
provide the deadline for filing a claim
for an arbitrage rebate overpayment and
certain other rules. These proposed
regulations affect issuers of tax-exempt
and tax-advantaged bonds. This
document also provides notice of a
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SUMMARY:
VerDate Mar<15>2010
16:13 Sep 13, 2013
Written or electronic comments
must be received by December 16, 2013.
Requests to speak and outlines of topics
to be discussed at the public hearing
scheduled for February 5, 2014, at 2
p.m., must be received by December 16,
2013.
ADDRESSES: Send submissions to:
CC:PA:LPD:PR (REG–148812–11),
Internal Revenue Service, PO Box 7604,
Ben Franklin Station, Washington, DC
20044. Submissions may be hand
delivered to: CC:PA:LPD:PR Monday
through Friday between the hours of 8
a.m. and 4 p.m. to CC:PA:LPD:PR,
(REG–148812–11), Courier’s Desk,
Internal Revenue Service, 1111
Constitution Avenue NW., Washington,
DC, or sent electronically via the
Federal eRulemaking Portal at
www.regulations.gov (IRS REG–148812–
11). The public hearing will be held at
the Internal Revenue Building, 1111
Constitution Avenue NW., Washington,
DC.
FOR FURTHER INFORMATION CONTACT:
Concerning the proposed regulations,
Timothy Jones at (202) 622–3980;
concerning submissions of comments
and the hearing, Oluwafunmilayo
(Funmi) Taylor at (202) 622–7180 (not
toll-free numbers).
SUPPLEMENTARY INFORMATION:
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This document contains proposed
amendments to the Income Tax
Regulations (26 CFR part 1) on the
arbitrage investment restrictions on taxexempt bonds and other tax-advantaged
bonds under section 148 of the Internal
Revenue Code (Code) (Proposed
Regulations). Section 1.148–3(i) of the
Income Tax Regulations provides that
an issuer may recover an overpayment
of arbitrage rebate and similar payments
on an issue of tax-exempt bonds if the
issuer establishes to the satisfaction of
the IRS Commissioner that the
overpayment occurred. Revenue
Procedure 2008–37, 2008–2 CB 137,
provides procedures for filing claims for
a refund of arbitrage rebate and similar
payments and imposes a deadline for
filing such claims. In particular, a claim
for a refund must be filed no later than
2 years after the final arbitrage
computation date for the issue from
which the claim arose. A transition rule
applies to issues with a final
computation date before June 24, 2008.
The Proposed Regulations include this
2-year limitation on filing claims as well
as the transition rule.
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56841
The Proposed Regulations also
provide that the Commissioner may
request additional information to
support a claim, specify a date for a
return of that information, and deny the
claim if the information is not returned
by the date specified or as extended by
the Commissioner. Under the Proposed
Regulations, if the Commissioner denies
a claim because it was filed after the 2year deadline or requested information
is not received by the date specified in
the request for such additional
information, the issuer may appeal the
denial to the Office of Appeals. If
Appeals concludes the claim was timely
filed or the requested information was
timely submitted, as applicable, the case
will be returned to the Commissioner
for further consideration of the merits of
the claim. See 26 CFR 601.601(d)(2).
In accordance with section 7805(b)(1),
§ 1.148–3(i)(3)(i) of the Proposed
Regulations applies to refund claims
arising from an issue of bonds to which
§ 1.148–3(i) applies and for which the
final computation date is after June 24,
2008. Issues for which the actual final
computation date is on or before June
24, 2008, are deemed to have a final
computation date of July 1, 2008.
Section 1.148–3(i)(3)(ii) and (iii) of the
Proposed Regulations apply to refund
claims arising from an issue of bonds to
which § 1.148–3(i) applies and for
which the final computation date is
after the date of publication of the
Proposed Regulations.
Special Analyses
It has been determined that this notice
of proposed rulemaking is not a
significant regulatory action as defined
in Executive Order 12866, as
supplemented by Executive Order
13563. Therefore, a regulatory
assessment is not required. It is hereby
certified that these Proposed
Regulations will not have a significant
economic impact on a substantial
number of small entities. Therefore, a
Regulatory Flexibility Analysis under
the Regulatory Flexibility Act (5 U.S.C.
chapter 6) is not required. The proposed
changes reaffirm or clarify filing
deadlines previously published in other
administrative guidance. Pursuant to
section 7805(f) of the Internal Revenue
Code, this regulation has been
submitted to the Chief Counsel for
Advocacy of the Small Business
Administration for comment on its
impact on small business.
Comments and Public Hearing
Before these Proposed Regulations are
adopted as final regulations,
consideration will be given to any
comments that are submitted timely to
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Agencies
[Federal Register Volume 78, Number 179 (Monday, September 16, 2013)]
[Proposed Rules]
[Pages 56839-56841]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-22464]
========================================================================
Proposed Rules
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains notices to the public of
the proposed issuance of rules and regulations. The purpose of these
notices is to give interested persons an opportunity to participate in
the rule making prior to the adoption of the final rules.
========================================================================
Federal Register / Vol. 78, No. 179 / Monday, September 16, 2013 /
Proposed Rules
[[Page 56839]]
NUCLEAR REGULATORY COMMISSION
10 CFR Part 32
[Docket No. PRM-32-7; NRC-2012-0127]
Compatibility of Generally Licensed and Exempt Devices
AGENCY: Nuclear Regulatory Commission.
ACTION: Petition for rulemaking; denial.
-----------------------------------------------------------------------
SUMMARY: The U.S. Nuclear Regulatory Commission (NRC) is denying a
petition for rulemaking (PRM), dated May 7, 2012, submitted by Mr. Sean
Chapel (the petitioner) on behalf of the Association of Device
Distributors and Manufacturers (ADDM). The petition was docketed by the
NRC on May 24, 2012, and was assigned Docket No. PRM-32-7. The
petitioner requested that the NRC create a new regulation for exempt
devices similar to the NRC's regulations for generally licensed
devices. The petitioner also requested that the NRC change the
Agreement State compatibility designation of the regulations applicable
to generally licensed devices that are specified in Sec. 31.6 of Title
10 of the Code of Federal Regulations (10 CFR) from ``C'' to ``B''. The
NRC is denying the petition because the petitioner failed to present
any significant new information or arguments that would support the
requested changes, nor has he demonstrated a need for a new provision
for exempt devices.
DATES: The docket for the petition for rulemaking, PRM-32-7, is closed
on September 16, 2013.
ADDRESSES: Please refer to Docket ID NRC-2012-0127 when contacting the
NRC about the availability of information for this petition. You may
access publicly-available information related to this petition by any
of the following methods:
Federal Rulemaking Web site: Go to https://www.regulations.gov and search for Docket ID NRC-2012-0127. Address
questions about NRC dockets to Carol Gallagher; telephone: 301-287-
3422; email: Carol.Gallagher@nrc.gov. For technical questions, contact
the individual listed in the FOR FURTHER INFORMATION CONTACT section of
this document.
NRC's Agencywide Documents Access and Management System
(ADAMS): You may access publicly available documents online in the NRC
Library at https://www.nrc.gov/reading-rm/adams.html. To begin the
search, select ``ADAMS Public Documents'' and then select ``Begin Web-
based ADAMS Search.'' For problems with ADAMS, please contact the NRC's
Public Document Room (PDR) reference staff at 1-800-397-4209, 301-415-
4737, or by email to pdr.resource@nrc.gov. The ADAMS accession number
for each document referenced in this document (if that document is
available in ADAMS) is provided the first time that a document is
referenced. The petition, PRM-32-7, is available in ADAMS under
Accession No. ML12146A083.
NRC's PDR: You may examine and purchase copies of public
documents at the NRC's PDR, Room O1-F21, One White Flint North, 11555
Rockville Pike, Rockville, Maryland 20852.
FOR FURTHER INFORMATION CONTACT: Solomon Sahle, Office of Federal and
State Materials and Environmental Management Program, U.S. Nuclear
Regulatory Commission, Washington, DC 20555-0001; telephone: 301-415-
3781, email: Solomon.Sahle@nrc.gov.
SUPPLEMENTARY INFORMATION:
I. The Petition
Section 2.802 of 10 CFR, ``Petition for rulemaking,'' provides an
opportunity for any interested person to petition the Commission to
issue, amend, or rescind any regulation. On May 7, 2012, the NRC
received a PRM from Mr. Sean Chapel on behalf of the ADDM. The PRM
contained two requests.
The petitioner's first request was ``that language similar to 10
CFR 31.6 be included in section 10 CFR [part] 32 to include the
servicing of exempt devices, since these are within the jurisdiction of
the NRC.'' The petitioner further asserted that ``[i]t does not make
sense that generally licensed devices can be serviced without filing
for reciprocity, but exempt devices, which have a lower radiation dose
potential, [cannot] be.'' The petitioner suggested the following
language for 10 CFR part 32:
Any person who holds a specific license issued by an Agreement
State authorizing the holder to manufacture, install or service a
device described in [Sec. Sec. ] 32.14, 32.22, or 32.26 within such
Agreement State is hereby granted a general license to install and
service such device in any non-Agreement State and a general license
to install and service such device in offshore waters, as defined in
Sec. 150.3(f) of this chapter:, [p]rovided [t]hat:
(a) Reserved[.]
(b) The device has been manufactured, labeled, installed and
serviced in accordance with the provisions of the specific license
issued to such person by the Agreement State.
(c) Such person assures that any labels required to be affixed
to the device under regulations of the Agreement State which
licensed manufacture of the device bear a statement that removal of
the label is prohibited.
The petitioner's second request was that the NRC change the
compatibility designation of 10 CFR 31.6, ``General license to install
devices generally licensed in Sec. 31.5,'' from ``C'' to ``B.'' The
petitioner's basis for the request for compatibility change was that
``inconsistent application of individual Agreement State regulations
and policies places an unreasonable burden on licensees to maintain
compliance.'' Further, the petitioner stated that in 2000, the NRC
changed the compatibility of 10 CFR 31.6 from ``C'' to ``B'' ``in
acknowledgement of the problems caused by incompatible State
reciprocity regulations.''
The petitioner stated that ``[t]he Commission voted to decrease the
compatibility in December 2010, stating that they thought it
appropriate for Agreement States to regulate devices in their
jurisdiction as they saw fit.'' The petitioner asserted that ``[i]n the
Commission ruling, there is no evidence that they fully reviewed the
original decision in 2000 to increase the compatibility rating.''
The petitioner stated that ``reciprocity regulations must be
standardized at the national level'' to avoid the chaos that ``would be
caused if each state had different regulations for occupational
radiation doses, nuclear power plant operation, or high and low level
radioactive waste.'' The petitioner asserted that ``[t]his is the type
of disorder that reciprocity applicants are forced to endure on a daily
basis.'' The petitioner stated that ``[t]he NRC should enforce these
requirements as part of the
[[Page 56840]]
IMPEP [Integrated Materials Performance Evaluation Program] review
process.'' The petitioner further stated ``that there are several
Agreement States which have adopted 10 CFR 31.6, but do not implement
the regulations as they are written, and still require reciprocity to
be filed.'' In reference to the change in compatibility, the petitioner
is ``not asking that the regulations be re-written, only that they be
enforced as written.''
In support of the second request, the petitioner cited a PRM dated
June 27, 2005 (ADAMS Accession No. ML051940187), from the Organization
of Agreement States (OAS), which requested that the compatibility of 10
CFR 31.6 be revised from ``C'' to ``B.'' The petitioner also noted that
the OAS petition ``stated that the reason for changing the
compatibility of 10 CFR 31.6 was to assist the tracking and movement of
companies and individuals that service these devices.'' The NRC staff
asked the petitioner, by telephone, to clarify that the reference was
to an OAS PRM requesting that the compatibility of 10 CFR 31.6 be
revised from ``B'' to ``C,'' and if so, to resubmit a letter correcting
his PRM. By letter dated August 3, 2012 (ADAMS Accession No.
ML12219A085), the petitioner corrected his reference to the OAS PRM.
II. Discussion
Reciprocity for Exempt Devices
Section 31.6 of 10 CFR provides a general license to persons
holding a specific license issued by an Agreement State that authorizes
manufacture, installation, or servicing of a device described in 10 CFR
31.5 to install and service these devices in any non-Agreement State
and in offshore waters. The NRC adopted this regulation in 1962
(originally in 10 CFR 30.21(c)(6)) at the same time 10 CFR part 150,
``Exemptions and Continued Regulatory Authority in Agreement States and
in Offshore Waters Under Section 274,'' was issued as part of
implementing the Agreement State program.
In accordance with 10 CFR 150.15(a)(6), only the NRC can issue
licenses for the manufacture, processing, or production of any
equipment, device, commodity, or other product containing source
material or byproduct material whose subsequent possession, use,
transfer, and disposal by all other persons are exempted from licensing
and regulatory requirements. Therefore, the Agreement States do not
issue licenses to manufacture, install, or service exempt devices.
Further, servicing exempt devices does not require a license. Any
refurbishing not covered by the exemption, such as replacement of a
source in a device, would require an NRC license and/or an Agreement
State license. Therefore, a general license is not required to install
or service exempt devices, and the petitioner's requested change to the
regulations is not needed.
Compatibility of 10 CFR 31.6
On January 25, 2012, the NRC published a Federal Register notice
(FRN) (77 FR 3640) to withdraw a proposed rule and to close PRM-31-5
(NRC-2005-0018; NRC-2008-0272). PRM-31-5 requested that the NRC amend
its regulations to strengthen the regulation of radioactive materials
by requiring a specific license for higher-activity devices that are
currently available under a general license and by changing the
compatibility designation of 10 CFR 31.6 from category ``B'' to
category ``C.'' In this FRN, the NRC also addressed a related request
filed by the Florida Department of Health, Bureau of Radiation Control,
in conjunction with the OAS petition to change the compatibility
category of a certain part of the applicable regulations from category
``B'' to category ``C.''
In response to PRM-31-5, the NRC developed a proposed rule that
would have limited the quantity of byproduct material contained in a
generally licensed device to below one-tenth of the International
Atomic Energy Agency Category 3 thresholds. It would also have changed
the compatibility of the applicable regulations.
The compatibility change requested in PRM-31-5 was filed in
response to the 2000 general license rule (65 FR 79162; December 18,
2000), which designated the requirements in 10 CFR 31.5 and 10 CFR 31.6
as compatibility category ``B.'' The general license rule adopted
compatibility ``B'' for these regulations because the Commission was
concerned that essentially identical regulations were needed to ensure
reciprocal recognition of licenses and licensing requirements among
Agreement States and the NRC. After evaluating the post-2000 general
license regulations in response to PRM-31-5, the NRC reassessed its
position. The NRC found that since 2000, Agreement States took a
variety of actions that were not consistent with the rule, despite its
designation as compatibility category ``B.'' Many Agreement States
adopted stricter regulations of generally licensed devices, including
registration with annual reporting requirements and periodic
inspection; expanded registration of more types of generally licensed
devices; specific licensing of certain generally licensed devices; and
specific licensing of all generally licensed devices currently
registered by the NRC. However, the NRC did not observe any
transboundary problems from these different practices that would have
supported the continued use of compatibility ``B'' for 10 CFR 31.5 and
31.6. Further, complexity and cost are not aspects of determining
significant transboundary health and safety impacts under the
Commission's 1997 Policy Statement on Adequacy and Compatibility of
Agreement State Programs (62 FR 46517; September 3, 1997). Therefore,
the NRC believed it was appropriate to change the compatibility
category from ``B'' to ``C'' for 10 CFR 31.5 and 10 CFR 31.6. This
action allowed many Agreement States to continue the practices they had
already implemented and to take additional steps they deem appropriate
based on local circumstances, including retaining the use of tools to
track the location and movement of devices, manufacturers, and service
providers within the State; addressing issues specific to their
jurisdictions; continuing programs that have proven beneficial; and
adopting requirements based on their specific circumstances and needs.
After further review, the Commission addressed the compatibility-
related issues raised in PRM-31-5. Although the Commission disapproved
publication of the final rule and withdrew the proposed rule, it
approved the change in compatibility for 10 CFR 31.5 and 10 CFR 31.6.
The Commission also directed the staff to assess the degree to which
the Agreement States modify their programs as a result of the change in
compatibility category and to analyze any transboundary impacts to
regulated entities, particularly those operating in multiple
jurisdictions. If transboundary problems are identified, the staff will
suggest corrective actions that may be necessary (ADAMS Accession No.
ML103360262). The Commission also planned to consider proposed updates
to the Policy Statement on Adequacy and Compatibility of Agreement
State Programs and associated guidance documents to include both safety
and source security considerations in the determination process. The
NRC closed PRM-31-5 because all of the petitioners' requests had been
resolved.
As previously discussed, the NRC is denying this portion of the
petitioner's request because the compatibility of Sec. 31.6 was
recently and thoroughly addressed in the response to PRM-31-5, and the
NRC is not aware of any new
[[Page 56841]]
information that would cause it to reevaluate this decision.
III. Conclusion
The NRC is denying PRM-32-7 because the petition did not present a
need for any revision of the regulations to add a general license for
installation and servicing of exempt devices. The petition failed to
present any significant new information or arguments that would warrant
the requested amendment. The NRC elected not to request public comment
on PRM-32-7 because no new regulation is necessary to accomplish the
petitioner's request; accordingly, there were no public comments on
this petition.
As to the additional request for a compatibility change for 10 CFR
31.6, the issues concerning this categorization were considered and
addressed by the Commission in a recent decision (77 FR 3640; January
25, 2012). The Commission will not reconsider that decision at this
time in the absence of new information that warrants the requested
change.
For the previously cited reasons, the NRC is denying PRM-32-7.
Dated at Rockville, Maryland, this 10th day of September 2013.
For the Nuclear Regulatory Commission.
Annette L. Vietti-Cook,
Secretary of the Commission.
[FR Doc. 2013-22464 Filed 9-13-13; 8:45 am]
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