Data Collection Available for Public Comments, 54362-54363 [2013-21242]
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54362
Federal Register / Vol. 78, No. 170 / Tuesday, September 3, 2013 / Notices
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.26
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2013–21296 Filed 8–30–13; 8:45 am]
BILLING CODE 8011–01–P
Electronic Comments
SMALL BUSINESS ADMINISTRATION
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
FINRA–2013–032 on the subject line.
Data Collection Available for Public
Comments
Paper Comments
emcdonald on DSK67QTVN1PROD with NOTICES
• Send paper comments in triplicate
to Elizabeth M. Murphy, Secretary,
Securities and Exchange Commission,
100 F Street NE., Washington, DC
20549–1090.
All submissions should refer to File
Number SR–FINRA–2013–032. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of such
filing also will be available for
inspection and copying at the principal
office of FINRA. All comments received
will be posted without change; the
Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–FINRA–
2013–032 and should be submitted on
or before September 24, 2013.
60-day notice and request for
comments.
ACTION:
The Small Business
Administration (SBA) intends to request
approval, from the Office of
Management and Budget (OMB) for the
collection of information described
below. The Paperwork Reduction Act
(PRA) of 1995, 44 U.S.C Chapter 35
requires federal agencies to publish a
notice in the Federal Register
concerning each proposed collection of
information before submission to OMB,
and to allow 60 days for public
comment in response to the notice. This
notice complies with that requirement.
DATES: Submit comments on or before
November 4, 2013.
ADDRESSES: Send all comments to
Patrick Kelley, Deputy Associate
Administrator, Office of Capital Access,
Small Business Administration, 409 3rd
Street, 8th Floor, Washington, DC
20416.
SUMMARY:
FOR FURTHER INFORMATION CONTACT:
Patrick Kelley, Deputy Associate
Administrator, 202–205–0067,
patrick.kelley@sba.gov, or Curtis B.
Rich, Management Analyst, 202–205–
7030, curtis.rich@sba.gov.
SUPPLEMENTARY INFORMATION: Section
7(a) of the Small Business Act (15 U.S.C.
636(a)) authorizes SBA to guarantee
loans made by banks or other financial
institutions to qualified small
businesses for the purposes of plant
acquisition, construction, conversion, or
expansion, and/or for the acquisition of
land, materials, supplies, equipment, or
working capital. SBA is proposing to
make several changes to the information
collections related to the application
process for all loan processing methods
for the Agency’s 7(a) loan program. The
information collected from the small
business applicants and participating
lenders is used to determine eligibility
and to properly evaluate and consider
the merits of each loan request based on
such criteria as character, capacity,
credit, collateral, etc. for the purpose of
26 17
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17:57 Aug 30, 2013
Jkt 229001
PO 00000
CFR 200.30–3(a)(12).
Frm 00131
Fmt 4703
Sfmt 4703
extending credit under the 7(a) loan
program.
SBA proposes to discontinue use of:
(a) SBA Form 4 and Form 4–I (OMB
Control Number 3245–0016); and (b)
SBA Form 2301(A, B, C & D) and Form
7 (OMB Control Number 3245–0361).
The Form 4 series is the currently
approved loan application for standard
7(a) program, and the Form 2301 series
is the currently approved application for
SBA’s Lender Advantage programs
(Small/Rural Lender Advantage and
Community Advantage Pilot Loan
Program). In lieu of these two
information collections, SBA proposes
to use Form 1919, Form 1920SX (B & C)
and Form 2237 (OMB Control Number
3245–0348) to collect the application
related information currently collected
by the proposed discontinued forms. As
a result, SBA proposes changes to the
Form 1919 series (OMB Control Number
3245–0348) to ensure that all of the
information necessary to process
applications for the affected loan
programs is captured in the
consolidated forms.
SBA would also make various
substantive changes to this proposed
consolidated information collection to
conform the forms to pending changes
in the 7(a) loan program. Specifically,
changes are pending that will clarify the
credit analysis and collateral
requirements for the 7(a) program, and
require all application forms be
submitted to SBA electronically.
Finally, the Dealer Floor Plan Pilot Loan
Program will be removed from the forms
as the pilot will expire September 30,
2013.
(a) Solicitation of Public Comments
SBA is requesting comments on (a)
Whether the collection of information is
necessary for the agency to properly
perform its functions; (b) whether the
burden estimates are accurate; (c)
whether there are ways to minimize the
burden, including through the use of
automated techniques or other forms of
information technology; and (d) whether
there are ways to enhance the quality,
utility, and clarity of the information.
(b) Summary of Information Collection
Title: SBA Express, Export Express,
Small Loan Advantage, PLP–Caplines,
and Pilot Loan Programs (Patriot
Express and Dealer Floor Plan).
Description of Respondents: Small
businesses applying for an SBA 7(a)
loan and lenders participating in that
program.
Form Numbers: (i) Form 1919: SBA
Express, Export Express, Small Loan
Advantage, PLP–CAPLines, and Pilot
Loan Programs (Patriot Express and
E:\FR\FM\03SEN1.SGM
03SEN1
54363
Federal Register / Vol. 78, No. 170 / Tuesday, September 3, 2013 / Notices
Dealer Floor Plan) Borrower Information
Form. This form collects identifying
information regarding the applicant,
loan request, indebtedness, information
about the principals, information about
current or previous government
financing, and certain other disclosures.
(ii) Form 1920SX (Part A): SBA
Express, Export Express, Small Loan
Advantage, PLP–CAPLines and Pilot
Loan Programs (Patriot Express and
Dealer Floor Plan) Guaranty Request.
This form will no longer be used as it
is a fax coversheet and all applications
will be submitted to SBA electronically.
(iii) Form 1920SX (Part B):
Supplemental Information for SBA
Express, Export Express, Small Loan
Advantage, Pilot Loan Programs and
PLP Processing. This form is completed
by the 7(a) Lender. This form includes,
among other things, identifying
information regarding the lender, loan
terms, and use of proceeds.
(iv) Form 1920SX (Part C): Eligibility
Information Required for SBA Express,
Export Express, Small Loan Advantage,
PLP–CAPLines and Pilot Loan Programs
(Patriot Express and Dealer Floor Plan).
This form is completed by the 7(a)
Lender. It consolidates eligibility
criteria regarding the loan applicants,
including use of proceeds and general
rules applicable to SBA Express, Export
Express, Small Loan Advantage, PLP–
CAPLines, Patriot Express and Dealer
Floor Plan.
(v) Form 2237: 7(a) Loan Post
Approval Action Checklist. This form is
completed by the Lender and submitted
to SBA for post-approval changes to the
loan.
(vi) Form 2238: Supplemental
Information for SBA Express/Patriot
Express Guaranty Request (Eligibility
Authorized). This form is completed by
the Lender that has been designated as
‘‘eligibility authorized.’’ This form will
no longer be used.
Total Estimated Annual Responses:
165,930.
Total Estimated Annual Hour Burden:
275,055.
Dated: August 26, 2013.
Yvonne K. Wilson,
Chief, Administrative Information Branch.
[FR Doc. 2013–21242 Filed 8–30–13; 8:45 am]
BILLING CODE 8025–01–P
SOCIAL SECURITY ADMINISTRATION
Agency Information Collection
Activities: Proposed Request and
Comment Request
The Social Security Administration
(SSA) publishes a list of information
collection packages requiring clearance
by the Office of Management and
Budget (OMB) in compliance with
Public Law 104–13, the Paperwork
Reduction Act of 1995, effective October
1, 1995. This notice includes one
extension and revisions of OMBapproved information collections.
SSA is soliciting comments on the
accuracy of the agency’s burden
estimate; the need for the information;
its practical utility; ways to enhance its
quality, utility, and clarity; and ways to
minimize burden on respondents,
including the use of automated
collection techniques or other forms of
information technology. Mail, email, or
fax your comments and
recommendations on the information
collection(s) to the OMB Desk Officer
and SSA Reports Clearance Officer at
the following addresses or fax numbers.
(OMB) Office of Management and
Budget, Attn: Desk Officer for SSA, Fax:
202–395–6974, Email address: OIRA_
Submission@omb.eop.gov.
Number of
respondents
Modality of completion
(SSA) Social Security Administration,
DCRDP, Attn: Reports Clearance
Director, 107 Altmeyer Building, 6401
Security Blvd., Baltimore, MD 21235,
Fax: 410–966–2830, Email address:
OR.Reports.Clearance@ssa.gov.
I. The information collections below
are pending at SSA. SSA will submit
them to OMB within 60 days from the
date of this notice. To be sure we
consider your comments, we must
receive them no later than November 4,
2013. Individuals can obtain copies of
the collection instruments by writing to
the above email address.
1. Continuing Disability Review
Report—20 CFR 404.1589, 416.989
—0960–0072. Sections 221(i),
1614(a)(3)(H)(ii)(I), and 1633(c)(1) of the
Social Security Act (Act) require SSA to
periodically review the cases of
individuals who receive disability
benefits under title II or title XVI to
determine if the individuals’ disabilities
continue. SSA uses Form SSA–454,
Continuing Disability Review Report, to
complete the review for continuing
disability. SSA considers adults eligible
for payment if they continue to be
unable to do substantial gainful activity
because of their impairments, and we
consider title XVI children eligible for
payment if they have marked and severe
functional limitations because of their
impairments. SSA also uses Form SSA–
454 to obtain information on sources of
medical treatment; participation in
vocational rehabilitation programs (if
any); attempts to work (if any); and if
individuals believe their conditions
have improved. The respondents are
title II or title XVI disability recipients
or their representatives.
Type of Request: Revision of an OMBapproved information collection.
Frequency of
response
Average
burden per
response
(minutes)
Estimated total
annual burden
(hours)
270,500
270,500
1
1
60
60
270,500
270,500
Totals ........................................................................................................
emcdonald on DSK67QTVN1PROD with NOTICES
SSA–454–BK (Paper version) .........................................................................
Electronic Disability Collect System ................................................................
541,000
........................
541,000
498,892
2. Appointment of Representative—20
CFR 404.1707, 404.1720, 404.1725,
410.684 and 416.1507—0960–0527.
Persons claiming rights or benefits
under the Act must notify SSA in
writing when they appoint an
individual to represent them in their
dealings with SSA. SSA collects the
information on Form SSA–1696–U4 to
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17:57 Aug 30, 2013
Jkt 229001
verify the appointment of such
representatives. The SSA–1696–U4
allows SSA to inform representatives of
items that affect the recipient’s claim,
and allows claimants to give permission
to their appointed representatives to
designate a person to receive their
claims files. Respondents are applicants
for or recipients of Social Security
PO 00000
Frm 00132
Fmt 4703
Sfmt 4703
benefits or Supplemental Security
Income payments who are notifying
SSA they have appointed a person to
represent them in their dealings with
SSA.
Type of Request: Revision of an OMBapproved information collection.
E:\FR\FM\03SEN1.SGM
03SEN1
]]>Agencies
[Federal Register Volume 78, Number 170 (Tuesday, September 3, 2013)]
[Notices]
[Pages 54362-54363]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-21242]
=======================================================================
-----------------------------------------------------------------------
SMALL BUSINESS ADMINISTRATION
Data Collection Available for Public Comments
ACTION: 60-day notice and request for comments.
-----------------------------------------------------------------------
SUMMARY: The Small Business Administration (SBA) intends to request
approval, from the Office of Management and Budget (OMB) for the
collection of information described below. The Paperwork Reduction Act
(PRA) of 1995, 44 U.S.C Chapter 35 requires federal agencies to publish
a notice in the Federal Register concerning each proposed collection of
information before submission to OMB, and to allow 60 days for public
comment in response to the notice. This notice complies with that
requirement.
DATES: Submit comments on or before November 4, 2013.
ADDRESSES: Send all comments to Patrick Kelley, Deputy Associate
Administrator, Office of Capital Access, Small Business Administration,
409 3rd Street, 8th Floor, Washington, DC 20416.
FOR FURTHER INFORMATION CONTACT: Patrick Kelley, Deputy Associate
Administrator, 202-205-0067, patrick.kelley@sba.gov, or Curtis B. Rich,
Management Analyst, 202-205-7030, curtis.rich@sba.gov.
SUPPLEMENTARY INFORMATION: Section 7(a) of the Small Business Act (15
U.S.C. 636(a)) authorizes SBA to guarantee loans made by banks or other
financial institutions to qualified small businesses for the purposes
of plant acquisition, construction, conversion, or expansion, and/or
for the acquisition of land, materials, supplies, equipment, or working
capital. SBA is proposing to make several changes to the information
collections related to the application process for all loan processing
methods for the Agency's 7(a) loan program. The information collected
from the small business applicants and participating lenders is used to
determine eligibility and to properly evaluate and consider the merits
of each loan request based on such criteria as character, capacity,
credit, collateral, etc. for the purpose of extending credit under the
7(a) loan program.
SBA proposes to discontinue use of: (a) SBA Form 4 and Form 4-I
(OMB Control Number 3245-0016); and (b) SBA Form 2301(A, B, C & D) and
Form 7 (OMB Control Number 3245-0361). The Form 4 series is the
currently approved loan application for standard 7(a) program, and the
Form 2301 series is the currently approved application for SBA's Lender
Advantage programs (Small/Rural Lender Advantage and Community
Advantage Pilot Loan Program). In lieu of these two information
collections, SBA proposes to use Form 1919, Form 1920SX (B & C) and
Form 2237 (OMB Control Number 3245-0348) to collect the application
related information currently collected by the proposed discontinued
forms. As a result, SBA proposes changes to the Form 1919 series (OMB
Control Number 3245-0348) to ensure that all of the information
necessary to process applications for the affected loan programs is
captured in the consolidated forms.
SBA would also make various substantive changes to this proposed
consolidated information collection to conform the forms to pending
changes in the 7(a) loan program. Specifically, changes are pending
that will clarify the credit analysis and collateral requirements for
the 7(a) program, and require all application forms be submitted to SBA
electronically. Finally, the Dealer Floor Plan Pilot Loan Program will
be removed from the forms as the pilot will expire September 30, 2013.
(a) Solicitation of Public Comments
SBA is requesting comments on (a) Whether the collection of
information is necessary for the agency to properly perform its
functions; (b) whether the burden estimates are accurate; (c) whether
there are ways to minimize the burden, including through the use of
automated techniques or other forms of information technology; and (d)
whether there are ways to enhance the quality, utility, and clarity of
the information.
(b) Summary of Information Collection
Title: SBA Express, Export Express, Small Loan Advantage, PLP-
Caplines, and Pilot Loan Programs (Patriot Express and Dealer Floor
Plan).
Description of Respondents: Small businesses applying for an SBA
7(a) loan and lenders participating in that program.
Form Numbers: (i) Form 1919: SBA Express, Export Express, Small
Loan Advantage, PLP-CAPLines, and Pilot Loan Programs (Patriot Express
and
[[Page 54363]]
Dealer Floor Plan) Borrower Information Form. This form collects
identifying information regarding the applicant, loan request,
indebtedness, information about the principals, information about
current or previous government financing, and certain other
disclosures.
(ii) Form 1920SX (Part A): SBA Express, Export Express, Small Loan
Advantage, PLP-CAPLines and Pilot Loan Programs (Patriot Express and
Dealer Floor Plan) Guaranty Request. This form will no longer be used
as it is a fax coversheet and all applications will be submitted to SBA
electronically.
(iii) Form 1920SX (Part B): Supplemental Information for SBA
Express, Export Express, Small Loan Advantage, Pilot Loan Programs and
PLP Processing. This form is completed by the 7(a) Lender. This form
includes, among other things, identifying information regarding the
lender, loan terms, and use of proceeds.
(iv) Form 1920SX (Part C): Eligibility Information Required for SBA
Express, Export Express, Small Loan Advantage, PLP-CAPLines and Pilot
Loan Programs (Patriot Express and Dealer Floor Plan). This form is
completed by the 7(a) Lender. It consolidates eligibility criteria
regarding the loan applicants, including use of proceeds and general
rules applicable to SBA Express, Export Express, Small Loan Advantage,
PLP-CAPLines, Patriot Express and Dealer Floor Plan.
(v) Form 2237: 7(a) Loan Post Approval Action Checklist. This form
is completed by the Lender and submitted to SBA for post-approval
changes to the loan.
(vi) Form 2238: Supplemental Information for SBA Express/Patriot
Express Guaranty Request (Eligibility Authorized). This form is
completed by the Lender that has been designated as ``eligibility
authorized.'' This form will no longer be used.
Total Estimated Annual Responses: 165,930.
Total Estimated Annual Hour Burden: 275,055.
Dated: August 26, 2013.
Yvonne K. Wilson,
Chief, Administrative Information Branch.
[FR Doc. 2013-21242 Filed 8-30-13; 8:45 am]
BILLING CODE 8025-01-P
