Senior Executive Service: Performance Review Board Members, 52995 [2013-20859]
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Federal Register / Vol. 78, No. 166 / Tuesday, August 27, 2013 / Notices
orders that they submit to NASDAQ and
the associated execution costs.
2. Statutory Basis
NASDAQ believes that the proposed
rule change is consistent with the
provisions of Section 6 of the Act,6 in
general, and with Section 6(b)(5) of the
Act 7 in particular, in that the proposal
is designed to prevent fraudulent and
manipulative acts and practices, to
promote just and equitable principles of
trade, to foster cooperation and
coordination with persons engaged in
regulating, clearing, settling, processing
information with respect to, and
facilitating transactions in securities, to
remove impediments to and perfect the
mechanism of a free and open market
and a national market system, and, in
general, to protect investors and the
public interest. Specifically, NASDAQ
believes that the change, which is
responsive to member input, will
facilitate transactions in securities and
perfect the mechanism of a free and
open market by providing members
with additional optional functionality
that may assist them with managing the
book of orders that they submit to
NASDAQ and the associated execution
costs.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
NASDAQ does not believe that the
proposed rule change will result in any
burden on competition that is not
necessary or appropriate in furtherance
of the purposes of the Act, as amended.
Specifically, by offering market
participants additional options with
regard to preventing inadvertent
internalization of orders submitted to
NASDAQ, the change has the potential
to enhance NASDAQ’s competitiveness
with respect to other trading venues,
thereby promoting greater competition.
Moreover, the change does not burden
competition in that its use is optional
and provided at no additional cost to
members.
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C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
Written comments were neither
solicited nor received.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
Because the foregoing proposed rule
change does not: (i) Significantly affect
the protection of investors or the public
interest; (ii) impose any significant
burden on competition; and (iii) become
operative for 30 days from the date on
which it was filed, or such shorter time
as the Commission may designate, it has
become effective pursuant to Section
19(b)(3)(A)(ii) of the Act 8 and
subparagraph (f)(6) of Rule 19b–4
thereunder.9 At any time within 60 days
of the filing of the proposed rule change,
the Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
NASDAQ–2013–109 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Elizabeth M. Murphy, Secretary,
Securities and Exchange Commission,
100 F Street NE., Washington, DC
20549–1090.
All submissions should refer to File
Number SR–NASDAQ–2013–109. This
file number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml ). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room on official business
days between the hours of 10:00 a.m.
and 3:00 p.m. Copies of such filing also
will be available for inspection and
copying at the principal offices of the
Exchange. All comments received will
be posted without change; the
Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–
NASDAQ–2013–109, and should be
submitted on or before September 17,
2013.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.10
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2013–20774 Filed 8–26–13; 8:45 am]
BILLING CODE 8011–01–P
SMALL BUSINESS ADMINISTRATION
Senior Executive Service: Performance
Review Board Members
U. S. Small Business
Administration.
AGENCY:
Notice of Members for the FY
2014 Performance Review Board.
ACTION:
Title 5 U.S.C. 4314(c)(4)
requires each agency to publish
notification of the appointment of
individuals who may serve as members
of that Agency’s Performance Review
Board (PRB). The following individuals
have been designated to serve on the FY
2014 Performance Review Board for the
U.S. Small Business Administration.
SUMMARY:
1. Robert Hill, (Chair), Associate
Administrator for Field Operations
2. Michele Chang, Deputy Chief of Staff
3. Paul Christy, Chief Operating Officer
4. Nicholas Coutsos, Assistant
Administrator, Congressional and
Legislative Affairs
5. John Klein, Assistant General Counsel
for Procurement
6. John Miller, Director, Financial
Program Operations, Office of
Capital Access
7. Judith Roussel, Director of
Government Contracting
Karen G. Mills,
Administrator.
[FR Doc. 2013–20859 Filed 8–26–13; 8:45 am]
BILLING CODE P
6 15
U.S.C. 78f.
7 15 U.S.C. 78f(b)(5).
VerDate Mar<15>2010
15:54 Aug 26, 2013
U.S.C. 78s(b)(3)(a)(ii).
9 17 CFR 240.19b–4(f)(6).
8 15
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[Federal Register Volume 78, Number 166 (Tuesday, August 27, 2013)]
[Notices]
[Page 52995]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-20859]
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SMALL BUSINESS ADMINISTRATION
Senior Executive Service: Performance Review Board Members
AGENCY: U. S. Small Business Administration.
ACTION: Notice of Members for the FY 2014 Performance Review Board.
-----------------------------------------------------------------------
SUMMARY: Title 5 U.S.C. 4314(c)(4) requires each agency to publish
notification of the appointment of individuals who may serve as members
of that Agency's Performance Review Board (PRB). The following
individuals have been designated to serve on the FY 2014 Performance
Review Board for the U.S. Small Business Administration.
1. Robert Hill, (Chair), Associate Administrator for Field Operations
2. Michele Chang, Deputy Chief of Staff
3. Paul Christy, Chief Operating Officer
4. Nicholas Coutsos, Assistant Administrator, Congressional and
Legislative Affairs
5. John Klein, Assistant General Counsel for Procurement
6. John Miller, Director, Financial Program Operations, Office of
Capital Access
7. Judith Roussel, Director of Government Contracting
Karen G. Mills,
Administrator.
[FR Doc. 2013-20859 Filed 8-26-13; 8:45 am]
BILLING CODE P
