Agency Information Collection Activities: Announcement of Board Approval Under Delegated Authority and Submission to OMB, 50055-50056 [2013-19920]

Download as PDF emcdonald on DSK67QTVN1PROD with NOTICES Federal Register / Vol. 78, No. 159 / Friday, August 16, 2013 / Notices Parkville, MO 64152, Officers:, Matthew P. Weiss, Vice President (QI), Chad Earwood, President, Application Type: Add NVO Service. Fesco Integrated Transport North American, Inc (OFF), 1000 Second Avenue, Suite 1310, Seattle, WA 98104, Officers:, Michael Evans, President (QI), Larry E. Altenbrun, Secretary, Application Type: QI Change. Force Container Line Limited Liability Company (NVO), 20 Commerce Drive, Suite 135, Cranford, NJ 07016, Officers:, Toni M. Stanislawczyk, Member (QI), Jonathan A. Stanislawezyk, Sr., Member, Application Type: NVO License. Graceworld Incorporation (NVO & OFF), 14023 Crenshaw Blvd., Suite 6, Hawthorne, CA 90250, Officers:, Tracy Strine, CFO (QI), Ugochukwu O. Ene, President, Application Type: New NVO & OFF License. Icon Logistics Services LLC (OFF), 14725B Baltimore Avenue, Laurel, MD 20707, Officers:, Gbenga Yinsua, Member (QI), Musiliu Adelaja, Member, Application Type: QI Change. Inter Shipping Line, Inc. (NVO), 18039 Crenshaw Blvd., Suite 311, Torrance, CA 90504, Officers:, Seung Joon Kim, CEO (QI), Brendan Sheen, CFO, Application Type: QI Change. King Cargo Corporation (NVO & OFF), 8399 NW 66th Street, Suite 8 & 9, Miami, FL 33166, Officers:, Rafael C. Da Costa, Secretary (QI), Raphael D. Alves, President, Application Type: New NVO & OFF License. SFS Cargo Express, Inc. (NVO & OFF), 8610 NW. 72nd Street, Miami, FL 33166, Officers:, Yurisnay Leyva, Secretary (QI), Juan C. Sevilla, President, Application Type: New NVO & OFF License. Share Logistics B.V., LLC dba US Container Line (NVO), Waalhaven Zz 19 Port City II, 3089 JH Rotterdam, Netherlands, Officers:, Dirk (Dik) Biji, Executive Vice President (QI), Johannes (Jan) A. Crezee, President, Application Type: New NVO License. Shipping Cars R US of South Florida, Inc (OFF), 16411 NW 8th Avenue, Miami, FL 33169, Officers:, Susanne A. Getten, Secretary (QI), Mattias Brannstrom, President, Application Type: New OFF License. Sobe Enterprises, Inc. dba Sobe Export Services (NVO & OFF), 150 NW 176th Street, Unit C, Miami Gardens, FL 33169, Officers:, Claude Sterling, President (QI), David Desrouleaux, Vice President, Application Type: Add NVO Service. Topocean Consolidation Service (Los Angeles) Inc. (NVO & OFF), 2727 VerDate Mar<15>2010 19:06 Aug 15, 2013 Jkt 229001 Workman Mill Road, City of Industry, CA 90601, Officers: Robert Wang, President (QI), Duncan Wright, Vic President, Application Type: Add OFF Service. Trans-Trade, Inc. dba Trans-Ocean Services, Inc. (NVO & OFF), 1040 Trade Avenue, DFW Airport, TX 75261, Officers:, Scott T. Brinks, President (QI), Brian D. Finkelstein, Secretary, Application Type: Transfer to TransTrade Operators, Inc. dba Trans-Trade, Inc. And QI Change. West Indies Trade & Consulting, LLC (OFF), 5200 Dallas Highway, Suite 200 #301, Powder Springs, GA 30127, Officers:, Mark Weimann, President (QI), Brad P. Mangus, Owner, Application Type: Add Trade Name Trinity Transport & Logistics. By the Commission. Dated: August 12, 2013. Rachel E. Dickon, Assistant Secretary. [FR Doc. 2013–19882 Filed 8–15–13; 8:45 am] BILLING CODE 6730–01–P FEDERAL RESERVE SYSTEM Agency Information Collection Activities: Announcement of Board Approval Under Delegated Authority and Submission to OMB Board of Governors of the Federal Reserve System. SUMMARY: Notice is hereby given of the final approval of proposed information collections by the Board of Governors of the Federal Reserve System (Board) under OMB delegated authority, as per 5 CFR 1320.16 (OMB Regulations on Controlling Paperwork Burdens on the Public). Board-approved collections of information are incorporated into the official OMB inventory of currently approved collections of information. Copies of the Paperwork Reduction Act Submission, supporting statement and approved collection of information instrument are placed into OMB’s public docket files. The Federal Reserve may not conduct or sponsor, and the respondent is not required to respond to, an information collection that has been extended, revised, or implemented on or after October 1, 1995, unless it displays a currently valid OMB control number. FOR FURTHER INFORMATION CONTACT: Federal Reserve Board Clearance Officer—Cynthia Ayouch—Office of the Chief Data Officer, Board of Governors of the Federal Reserve System, Washington, DC 20551 (202) 452–3829. Telecommunications Device for the Deaf (TDD) users may AGENCY: PO 00000 Frm 00034 Fmt 4703 Sfmt 4703 50055 contact (202) 263–4869, Board of Governors of the Federal Reserve System, Washington, DC 20551. OMB Desk Officer—Shagufta Ahmed —Office of Information and Regulatory Affairs, Office of Management and Budget, New Executive Office Building, Room 10235, 725 17th Street NW.,Washington, DC 20503. Final approval under OMB delegated authority of the extension for three years, with revision, of the following reports: Report title: Information Collections Related to the Gramm-Leach-Bliley (GLB) Act. Agency form number: FR 4010, FR 4011, FR 4012, FR 4017, FR 4019, and FR 4023. OMB control number: 7100–0292. Frequency: On occasion. Reporters: BHCs, foreign banking organizations (FBOs), state member banks (SMBs), and Savings and Loan Holding Companies (SLHCs). Annual reporting hours: 1,884 hours. Estimated average hours per response: FR 4010: BHC and SLHCs 3 hours, FBOs 3.5 hours; FR 4011: 10 hours; FR 4012: BHCs decertified as financial holding companies (FHCs) 1 hour, SLHCs decertified as a FHC 1 hour, FHCs back into compliance—BHC 10 hours; FHCs back into compliance—SLHC 10 hours, FR 4017: 4 hours; FR 4019: Regulatory relief requests 1 hour, Portfolio company notification 1 hour; and FR 4023: 50 hours. Number of respondents: FR 4010: BHC and SLHCs 29, FBOs 5; FR 4011: 5; FR 4012: BHCs decertified as FHCs 8, SLHCs decertified as a FHC 2, FHCs back into compliance—BHC 17; FHCs back into compliance—SLHC 3, FR 4017: 3; FR 4019: Regulatory relief requests 5, Portfolio company notification 2; FR 4023: 30. General description of report: The FR 4010 is required to obtain a benefit and is authorized under Section 4(l)(1)(C) of the BHC Act, 12 U.S.C. 1843(l)(l)(C); section 8(a) of the International Banking Act, 12 U.S.C. 3106(a); and sections 225.82 and 225.91 of Regulation Y, 12 CFR 225.82 and 225.91; and section 238.65 of Regulation LL. The FR 4011 is voluntary and is authorized under Sections 4(j) and 4(k) of the BHC Act, 12 U.S.C. 1843(j) through (k); and sections 225.88, and 225.89, of Regulation Y, 12 CFR 225.88, and 225.89. The FR 4012 is mandatory and is authorized under Section 4(l)(1) and 4(m) of the BHC Act, 12 U.S.C. 1843(l)(1) and (m); section 10(c)(2)(H) of the Home Owner’s Loan Act; section 8(a) of the International Banking Act, 12 E:\FR\FM\16AUN1.SGM 16AUN1 emcdonald on DSK67QTVN1PROD with NOTICES 50056 Federal Register / Vol. 78, No. 159 / Friday, August 16, 2013 / Notices U.S.C. 3106(a); and sections 225.83 and 225.93 of Regulation Y, 12 CFR 225.83 and 225.93; and section 238.66(b) of Regulation LL. The FR 4017 is required to obtain a benefit and is authorized under Section 9 of the Federal Reserve Act, 12 U.S.C. 335; and section 208.76 of Regulation H, 12 CFR 208.76. The FR 4019 is required to obtain a benefit and is authorized under Section 4(k)(7) of the BHC Act, 12 U.S.C. 1843(k)(7); and sections 225.171(e)(3), 225.172(b)(4), and 225.173(c)(2) of Regulation Y, 12 CFR 225.171(e)(3), 225.172(b)(4), and 225.173(c)(2). The FR 4023 is mandatory and is authorized under Section 4(k)(7) of the BHC Act, 12 U.S.C. 1843(k)(7); and sections 225.171(e)(4) and 225.175 of Regulation Y, 12 CFR 225.171(e)(4) and 225.175. For the FR 4010, FR 4011, FR 4017, FR 4019, and information related to a failure to meet capital requirements on the FR 4012, a company may request confidential treatment of the information contained in these information collections pursuant to section (b)(4) and (b)(6) of the Freedom of Information Act (FOIA) (5 U.S.C. 552 (b)(4) and (b)(6)). Information related to a failure to meet management requirements on the FR 4012 is confidential and exempt from disclosure under section (b)(4), because the release of this information would cause substantial harm to the competitive position of the entity, and (b)(8) if the information is related to examination, operating, or condition reports prepared by, on behalf of, or for the use of an agency responsible for the regulation or supervision of financial institutions. Since the Federal Reserve does not collect the FR 4023, no issue of confidentiality under the FOIA arises. FOIA will only be implicated if the Board’s examiners retained a copy of the records in their examination or supervision of the institution, and would likely be exempt from disclosure pursuant to FOIA (5 U.S.C. 552(b)(4), (b)(6), and (b)(8)). Abstract: Each BHC or FBO seeking FHC status must file the FR 4010 declaration, which includes information needed to verify eligibility for FHC status. By filing the FR 4011, a requestor may ask the Board to determine that an activity is financial in nature, to issue an advisory opinion that an activity is within the scope of an activity previously determined to be financial in nature, or to approve engagement in an activity complementary to a financial activity. Any FHC ceasing to meet capital or managerial prerequisites for FHC status must notify the Board of the VerDate Mar<15>2010 19:06 Aug 15, 2013 Jkt 229001 deficiency by filing the FR 4012 and often must submit plans to the Board to cure the deficiency. Any SMB seeking to establish a financial subsidiary must seek the Board’s prior approval by submitting the FR 4017. Any FHC seeking to extend the 10-year holding period for a merchant banking investment must submit the FR 4019 to apply for the Board’s prior approval, and a FHC also must notify the Board if it routinely manages or operates a portfolio company for more than nine months. All FHCs engaging in merchant banking activities must keep records of those activities, and make them available to examiners as specified in the FR 4023 requirements. There are no formal reporting forms for these collections of information, which are event generated, though in each case the type of information required to be filed is described in the Board’s regulations. These collections of information are required pursuant to amendments made by the GLB Act to the BHC Act or the Federal Reserve Act, or Board regulations issued to carry out the GLB Act. Current Actions: On May 30, 2013, the Federal Reserve published a notice in the Federal Register (78 FR 32387) requesting public comment for 60 days on the extension for three years, with revision, of the FR 4012. The comment period for this notice expired on July 29, 2013. The Federal Reserve did not receive any comments. The revision will be implemented as proposed. Board of Governors of the Federal Reserve System, August 13, 2013. Robert deV. Frierson, Secretary of the Board. [FR Doc. 2013–19920 Filed 8–15–13; 8:45 am] BILLING CODE 6210–01–P FEDERAL RESERVE SYSTEM Change in Bank Control Notices; Acquisitions of Shares of a Bank or Bank Holding Company The notificants listed below have applied under the Change in Bank Control Act (12 U.S.C. 1817(j)) and § 225.41 of the Board’s Regulation Y (12 CFR 225.41) to acquire shares of a bank or bank holding company. The factors that are considered in acting on the notices are set forth in paragraph 7 of the Act (12 U.S.C. 1817(j)(7)). The notices are available for immediate inspection at the Federal Reserve Bank indicated. The notices also will be available for inspection at the offices of the Board of Governors. Interested persons may express their views in writing to the Reserve Bank PO 00000 Frm 00035 Fmt 4703 Sfmt 4703 indicated for that notice or to the offices of the Board of Governors. Comments must be received not later than September 3, 2013. A. Federal Reserve Bank of Minneapolis (Jacqueline G. King, Community Affairs Officer) 90 Hennepin Avenue, Minneapolis, Minnesota 55480–0291: 1. Jay Charles Erie, Rochester, Minnesota, John Kenneth Erie, Fargo, North Dakota, and Jane Kathryn Erie Moen, Eden Prairie, Minnesota, as members of the Erie Family Shareholder Group; to retain voting shares of MEDR Bancshares, Inc., and thereby indirectly retain voting shares of American State Bank of Erskine, both in Erskine, Minnesota. Board of Governors of the Federal Reserve System, August 13, 2013. Margaret McCloskey Shanks, Deputy Secretary of the Board. [FR Doc. 2013–19935 Filed 8–15–13; 8:45 am] BILLING CODE 6210–01–P FEDERAL RESERVE SYSTEM Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice have applied to the Board for approval, pursuant to the Bank Holding Company Act of 1956 (12 U.S.C. 1841 et seq.) (BHC Act), Regulation Y (12 CFR part 225), and all other applicable statutes and regulations to become a bank holding company and/or to acquire the assets or the ownership of, control of, or the power to vote shares of a bank or bank holding company and all of the banks and nonbanking companies owned by the bank holding company, including the companies listed below. The applications listed below, as well as other related filings required by the Board, are available for immediate inspection at the Federal Reserve Bank indicated. The applications will also be available for inspection at the offices of the Board of Governors. Interested persons may express their views in writing on the standards enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with the standards in section 4 of the BHC Act (12 U.S.C. 1843). Unless otherwise noted, nonbanking activities will be conducted throughout the United States. Unless otherwise noted, comments regarding each of these applications must be received at the Reserve Bank indicated or the offices of the Board of E:\FR\FM\16AUN1.SGM 16AUN1

Agencies

[Federal Register Volume 78, Number 159 (Friday, August 16, 2013)]
[Notices]
[Pages 50055-50056]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-19920]


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FEDERAL RESERVE SYSTEM


Agency Information Collection Activities: Announcement of Board 
Approval Under Delegated Authority and Submission to OMB

AGENCY: Board of Governors of the Federal Reserve System.

SUMMARY: Notice is hereby given of the final approval of proposed 
information collections by the Board of Governors of the Federal 
Reserve System (Board) under OMB delegated authority, as per 5 CFR 
1320.16 (OMB Regulations on Controlling Paperwork Burdens on the 
Public). Board-approved collections of information are incorporated 
into the official OMB inventory of currently approved collections of 
information. Copies of the Paperwork Reduction Act Submission, 
supporting statement and approved collection of information instrument 
are placed into OMB's public docket files. The Federal Reserve may not 
conduct or sponsor, and the respondent is not required to respond to, 
an information collection that has been extended, revised, or 
implemented on or after October 1, 1995, unless it displays a currently 
valid OMB control number.

FOR FURTHER INFORMATION CONTACT: 
Federal Reserve Board Clearance Officer--Cynthia Ayouch--Office of the 
Chief Data Officer, Board of Governors of the Federal Reserve System, 
Washington, DC 20551 (202) 452-3829. Telecommunications Device for the 
Deaf (TDD) users may contact (202) 263-4869, Board of Governors of the 
Federal Reserve System, Washington, DC 20551.
OMB Desk Officer--Shagufta Ahmed --Office of Information and Regulatory 
Affairs, Office of Management and Budget, New Executive Office 
Building, Room 10235, 725 17th Street NW.,Washington, DC 20503.
    Final approval under OMB delegated authority of the extension for 
three years, with revision, of the following reports:
    Report title: Information Collections Related to the Gramm-Leach-
Bliley (GLB) Act.
    Agency form number: FR 4010, FR 4011, FR 4012, FR 4017, FR 4019, 
and FR 4023.
    OMB control number: 7100-0292.
    Frequency: On occasion.
    Reporters: BHCs, foreign banking organizations (FBOs), state member 
banks (SMBs), and Savings and Loan Holding Companies (SLHCs).
    Annual reporting hours: 1,884 hours.
    Estimated average hours per response: FR 4010: BHC and SLHCs 3 
hours, FBOs 3.5 hours; FR 4011: 10 hours; FR 4012: BHCs decertified as 
financial holding companies (FHCs) 1 hour, SLHCs decertified as a FHC 1 
hour, FHCs back into compliance--BHC 10 hours; FHCs back into 
compliance--SLHC 10 hours, FR 4017: 4 hours; FR 4019: Regulatory relief 
requests 1 hour, Portfolio company notification 1 hour; and FR 4023: 50 
hours.
    Number of respondents: FR 4010: BHC and SLHCs 29, FBOs 5; FR 4011: 
5; FR 4012: BHCs decertified as FHCs 8, SLHCs decertified as a FHC 2, 
FHCs back into compliance--BHC 17; FHCs back into compliance--SLHC 3, 
FR 4017: 3; FR 4019: Regulatory relief requests 5, Portfolio company 
notification 2; FR 4023: 30.
    General description of report: The FR 4010 is required to obtain a 
benefit and is authorized under Section 4(l)(1)(C) of the BHC Act, 12 
U.S.C. 1843(l)(l)(C); section 8(a) of the International Banking Act, 12 
U.S.C. 3106(a); and sections 225.82 and 225.91 of Regulation Y, 12 CFR 
225.82 and 225.91; and section 238.65 of Regulation LL.
    The FR 4011 is voluntary and is authorized under Sections 4(j) and 
4(k) of the BHC Act, 12 U.S.C. 1843(j) through (k); and sections 
225.88, and 225.89, of Regulation Y, 12 CFR 225.88, and 225.89.
    The FR 4012 is mandatory and is authorized under Section 4(l)(1) 
and 4(m) of the BHC Act, 12 U.S.C. 1843(l)(1) and (m); section 
10(c)(2)(H) of the Home Owner's Loan Act; section 8(a) of the 
International Banking Act, 12

[[Page 50056]]

U.S.C. 3106(a); and sections 225.83 and 225.93 of Regulation Y, 12 CFR 
225.83 and 225.93; and section 238.66(b) of Regulation LL.
    The FR 4017 is required to obtain a benefit and is authorized under 
Section 9 of the Federal Reserve Act, 12 U.S.C. 335; and section 208.76 
of Regulation H, 12 CFR 208.76.
    The FR 4019 is required to obtain a benefit and is authorized under 
Section 4(k)(7) of the BHC Act, 12 U.S.C. 1843(k)(7); and sections 
225.171(e)(3), 225.172(b)(4), and 225.173(c)(2) of Regulation Y, 12 CFR 
225.171(e)(3), 225.172(b)(4), and 225.173(c)(2).
    The FR 4023 is mandatory and is authorized under Section 4(k)(7) of 
the BHC Act, 12 U.S.C. 1843(k)(7); and sections 225.171(e)(4) and 
225.175 of Regulation Y, 12 CFR 225.171(e)(4) and 225.175.
    For the FR 4010, FR 4011, FR 4017, FR 4019, and information related 
to a failure to meet capital requirements on the FR 4012, a company may 
request confidential treatment of the information contained in these 
information collections pursuant to section (b)(4) and (b)(6) of the 
Freedom of Information Act (FOIA) (5 U.S.C. 552 (b)(4) and (b)(6)). 
Information related to a failure to meet management requirements on the 
FR 4012 is confidential and exempt from disclosure under section 
(b)(4), because the release of this information would cause substantial 
harm to the competitive position of the entity, and (b)(8) if the 
information is related to examination, operating, or condition reports 
prepared by, on behalf of, or for the use of an agency responsible for 
the regulation or supervision of financial institutions. Since the 
Federal Reserve does not collect the FR 4023, no issue of 
confidentiality under the FOIA arises. FOIA will only be implicated if 
the Board's examiners retained a copy of the records in their 
examination or supervision of the institution, and would likely be 
exempt from disclosure pursuant to FOIA (5 U.S.C. 552(b)(4), (b)(6), 
and (b)(8)).
    Abstract: Each BHC or FBO seeking FHC status must file the FR 4010 
declaration, which includes information needed to verify eligibility 
for FHC status. By filing the FR 4011, a requestor may ask the Board to 
determine that an activity is financial in nature, to issue an advisory 
opinion that an activity is within the scope of an activity previously 
determined to be financial in nature, or to approve engagement in an 
activity complementary to a financial activity. Any FHC ceasing to meet 
capital or managerial prerequisites for FHC status must notify the 
Board of the deficiency by filing the FR 4012 and often must submit 
plans to the Board to cure the deficiency. Any SMB seeking to establish 
a financial subsidiary must seek the Board's prior approval by 
submitting the FR 4017. Any FHC seeking to extend the 10-year holding 
period for a merchant banking investment must submit the FR 4019 to 
apply for the Board's prior approval, and a FHC also must notify the 
Board if it routinely manages or operates a portfolio company for more 
than nine months. All FHCs engaging in merchant banking activities must 
keep records of those activities, and make them available to examiners 
as specified in the FR 4023 requirements.
    There are no formal reporting forms for these collections of 
information, which are event generated, though in each case the type of 
information required to be filed is described in the Board's 
regulations. These collections of information are required pursuant to 
amendments made by the GLB Act to the BHC Act or the Federal Reserve 
Act, or Board regulations issued to carry out the GLB Act.
    Current Actions: On May 30, 2013, the Federal Reserve published a 
notice in the Federal Register (78 FR 32387) requesting public comment 
for 60 days on the extension for three years, with revision, of the FR 
4012. The comment period for this notice expired on July 29, 2013. The 
Federal Reserve did not receive any comments. The revision will be 
implemented as proposed.

    Board of Governors of the Federal Reserve System, August 13, 
2013.
Robert deV. Frierson,
Secretary of the Board.
[FR Doc. 2013-19920 Filed 8-15-13; 8:45 am]
BILLING CODE 6210-01-P