Distribution of Reference Biological Standards and Biological Preparations, 43817-43820 [2013-17543]
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Federal Register / Vol. 78, No. 140 / Monday, July 22, 2013 / Rules and Regulations
burden under the provisions of the
Paperwork Reduction Act of 1995 (44
U.S.C. 3501 et seq.). Incorporation by
reference will not impose any new
burdens on small entities. Accordingly,
I certify that this action will not have a
significant economic impact on a
substantial number of small entities
under the Regulatory Flexibility Act (5
U.S.C. 601 et seq.). Because this rule
approves pre-existing requirements
under state law and does not impose
any additional enforceable duty beyond
that required by State law, it does not
contain any unfunded mandate or
significantly or uniquely affect small
governments, as described in the
Unfunded Mandates Reform Act of 1995
(Pub. L. 104–4).
Executive Order 13132 (64 FR 43255,
August 10, 1999), does not apply to this
rule because it will not have federalism
implications (i.e., substantial direct
effects on the States, on the relationship
between national government and the
states, or on the distribution of power
and responsibilities among the various
levels of government). This action also
does not have Tribal implications
within the meaning of Executive Order
13175 (65 FR 67249, November 6, 2000).
This action also is not subject to
Executive Order 13045 (62 FR 19885,
April 23, 1997), because it is not
economically significant and it does not
make decisions based on environmental
health or safety risks. This action is not
subject to Executive Order 13211,
‘‘Actions Concerning Regulations That
Significantly Affect Energy Supply
Distribution or Use’’ (66 FR 28344, May
22, 2001) because it is not a significant
regulatory action under Executive Order
12866.
EPA approves state programs as long
as they meet criteria required by RCRA,
so it would be inconsistent with
applicable law for EPA, in its review of
a state program, to require the use of any
particular voluntary consensus standard
in place of another standard that meets
requirements of RCRA. Thus, the
requirements of section 12(d) of the
National Technology Transfer and
Advancement Act of 1995 (15 U.S.C.
272 note) do not apply to this rule.
As required by section 3 of Executive
Order 12988 (61 FR 4729, February 7,
1996), in issuing this rule, EPA has
taken the necessary steps to eliminate
drafting errors and ambiguity, minimize
potential litigation, and provide a clear
legal standard for affected conduct. The
final rule does not include
environmental justice issues that require
consideration under Executive Order
12898 (59 FR 7629, February 16, 1994).
EPA has complied with Executive Order
12630 (53 FR 8859, March 15, 1988) by
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examining the takings implications of
the rule in accordance with the
‘‘Attorney General’s Supplemental
Guidelines for the Evaluation of Risk
and Avoidance of Unanticipated
Takings’’ issued under the executive
order.
The Congressional Review Act (5
U.S.C. 801 et seq), generally provides
that, before a rule may take effect, the
agency promulgating the rule must
submit a rule report, which includes a
copy of the rule, to each House of the
Congress and to the Comptroller General
of the United States prior to publication
in the Federal Register. A major rule
cannot take effect until 60 days after it
is published in the Federal Register.
This action is not a ‘‘major rule’’ as
defined by 5 U.S.C. 804(2). This action
will be effective September 20, 2013.
List of Subjects in 40 CFR Part 271
Environmental protection,
Administrative practice and procedure,
Confidential business information,
Hazardous waste, Hazardous waste
transportation, Indian lands,
Intergovernmental relations, Penalties,
Reporting and recordkeeping
requirements.
Authority: This notice is issued under the
authority of Sections 2002(a), 3006 and
7004(b) of the Solid Waste Disposal Act as
amended 42 U.S.C. 6912(a), 6926, 6974(b).
Dated: June 27, 2013.
Mark Hague,
Acting Regional Administrator, Region 7.
[FR Doc. 2013–17566 Filed 7–19–13; 8:45 am]
BILLING CODE 6560–50–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
42 CFR Part 7
[Docket No. CDC–2013–0013]
RIN 0920–AA53
Distribution of Reference Biological
Standards and Biological Preparations
Centers for Disease Control and
Prevention (CDC), Department of Health
and Human Services (HHS).
ACTION: Direct final rule and request for
comments.
AGENCY:
The Centers for Disease
Control and Prevention (CDC), located
within the Department of Health and
Human Services (HHS) proposes to
update four sections of its regulations
titled ‘‘Distribution of Reference
Biological Standards and Biological
Preparations’’ to update the authority
citation and reflect the agency’s current
name, address, and contact information
SUMMARY:
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43817
for fees schedules and terms of
payment. These updates will not affect
current practices.
DATES: The direct final rule (DFR) is
effective on September 20, 2013 unless
significant adverse comment is received
by August 21, 2013. If we receive no
significant adverse comments within the
specified comment period, we intend to
publish a document confirming the
effective date of the final rule in the
Federal Register within 30 days of the
conclusion of the comment period. If we
receive any timely significant adverse
comment, we will withdraw this DFR in
part or in whole by publishing a notice
in the Federal Register within 30 days
of the conclusion of the comment
period.
ADDRESSES: You may submit comments,
identified by ‘‘RIN 0920–AA52’’: by any
of the following methods:
• Internet: Access the Federal erulemaking portal at https://
www.regulations.gov. Follow the
instructions for submitting comments.
• Mail: Division of Scientific
Resources, Centers for Disease Control
and Prevention, 1600 Clifton Road, NE.,
MS C–17, Atlanta, Georgia 30333,
ATTN: Part 7 DFR.
Instructions: All submissions received
must include the agency name and
docket number or Regulation Identifier
Number (RIN) for this rulemaking. All
relevant comments will be posted
without change to https://
regulations.gov, including any personal
information provided. For detailed
instructions on submitting comments
and additional information on the
rulemaking process, see the ‘‘Public
Participation’’ heading of the
SUPPLEMENTARY INFORMATION section of
this document.
Docket: For access to the docket to
read background documents or
comments received, please go to
https://www.regulations.gov. Comments
will be available for public inspection
Monday through Friday, except for legal
holidays, from 9 a.m. until 5 p.m.,
Eastern Time, at 1600 Clifton Road, NE.,
Atlanta, Georgia 30333. Please call
ahead to 404–639–3466 and ask for a
representative in the Division of
Scientific Resources (DSR) to schedule
your visit. To download an electronic
version of the rule, access https://
www.regulations.gov.
FOR FURTHER INFORMATION CONTACT: For
questions concerning this direct final
rule: Dr. Carolyn M. Black, Director,
Division of Scientific Resources, Centers
for Disease Control and Prevention,
1600 Clifton Road NE., Mailstop C–17,
Atlanta, Georgia 30333; telephone 404–
639–3466.
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Federal Register / Vol. 78, No. 140 / Monday, July 22, 2013 / Rules and Regulations
The
preamble is organized as follows:
SUPPLEMENTARY INFORMATION:
I. Public Participation
II. Authority for these Regulations
III. Why are we doing this rulemaking?
IV. Updates to Part 7
V. Alternatives Considered
VI. Required Regulatory Analyses
A. Required Regulatory Analyses under
Executive Orders 12866 and 13563
B. Regulatory Flexibility Act
C. Small Business Regulatory Enforcement
Fairness Act of 1996
D. The Paperwork Reduction Act of 1995
E. National Environmental Policy Act
(NEPA)
F. Civil Justice Reform (Executive Order
12988)
G. Executive Order 13132 (Federalism)
H. Plain Language Act of 2010
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I. Public Participation
HHS/CDC is publishing a DFR
because it does not expect to receive any
significant adverse comments and
believes that these updates add clarity
to the regulation and are noncontroversial. However, interested
persons may participate in this
rulemaking by submitting written views,
opinions, recommendations, and data.
Comments received, including
attachments and other supporting
materials, are part of the public record
and subject to public disclosure. Do not
include any information in your
comment or supporting materials that
you do not wish to be disclosed
publicly. You may submit comments on
any topic related to this DFR.
II. Authority for These Regulations
The legal authority for this
rulemaking is primarily based on Title
V of the Independent Offices
Appropriation Act of 1952 (31 U.S.C.
9701) which provides general authority
to Federal agencies to establish user fees
through regulations. HHS/CDC has legal
authority to retain collected user fees
through its annual appropriations bill.
In fiscal year 2013, this authority is
provided through the Continuing
Appropriations Resolution, 2013, P.L.
112–175, 126 Stat. 1313 (2012).
Additionally, HHS/CDC has legal
authority under section 352 of the
Public Health Service Act (42 U.S.C.
263). This section states that HHS/CDC
may prepare any biological product
described under section 351 of the
Public Health Service Act (42 U.S.C.
262) for use by other Federal
departments or agencies, and public or
private agencies and individuals
engaged in work in the field of medicine
when such a product is not available
from establishments licensed by HHS.
HHS/CDC is also revising the legal
authority section of the regulations to
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cite additional legal authority found in
section 301(a) of the Public Health
Service Act (42 U.S.C. 241(a)). This
section states that the HHS Secretary
may make substances and living
organisms available to individuals and
entities for biomedical and behavioral
research under such terms and
conditions (including payment) as the
Secretary determines appropriate.
III. Why are we doing this rulemaking?
Under Executive Order 13563
(Improving Regulation and Regulatory
Review), Federal agencies are required
to periodically review existing
regulation and consider how best to
modify rules that may be outmoded,
ineffective, insufficient, or excessively
burdensome. As part of its periodic
review of its regulations, HHS/CDC has
identified this regulation as one that
requires updating.
The regulations at 42 CFR 7
‘‘Distribution of Reference Biological
Standards and Biological Preparations’’
were promulgated in 1987 and have not
been revised since then. In 1992, the
U.S. Congress, as part of the Preventive
Health Amendments of 1992,
recognized CDC’s leadership role in
prevention by formally changing its
name to the Centers for Disease Control
and Prevention. The mailing address for
HHS/CDC’s Financial Management
Office changed in the mid-1990s when
the office moved from the Buckhead
location. This update removes that
address. Finally, this update will now
include current contact information to
obtain information concerning the
availability of reference biological
standards, the fee schedule, and
payment instructions.
Thus, through this Direct Final Rule
(DFR), HHS/CDC is simply updating the
regulation to clarify the rule for the
public. This DFR does not create any
additional requirements or burden, nor
does it affect the current practices of
HHS/CDC. This rulemaking does not
change the method by which fees are
calculated.
HHS/CDC is publishing a DFR
because it does not expect to receive any
significant adverse comments and
believes that these updates add clarity
to the regulation and are noncontroversial. If HHS/CDC does not
receive any significant adverse
comments on this DFR within the
specified comment period, we will
publish a document in the Federal
Register confirming the effective date of
this final rule within 30 days after the
comment period on the DFR ends. If
HHS/CDC receives any timely
significant adverse comment, we will
withdraw the DFR in part or in whole
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by publishing a notice in the Federal
Register within 30 days after the
comment period ends. A significant
adverse comment is one that explains:
(1) Why the DFR is inappropriate,
including challenges to the rule’s
underlying premise or approach; or (2)
why the DFR will be ineffective or
unacceptable without a change. In
determining whether a comment
necessitates withdrawal of the DFR,
HHS/CDC will consider whether it
warrants a substantive response in a
notice and comment rulemaking
process. If we receive significant
adverse comment on this DFR, we will
publish a timely withdrawal in the
Federal Register informing the public
that the amendment in this rule will not
take effect. If this DFR is withdrawn, we
will carefully consider all public
comments before proceeding with any
further rulemaking.
IV. Updates to Part 7
The regulations found at 42 CFR 7
describe how private entities may obtain
reference biological standards and
biological preparations from HHS/CDC
and how charges for such standards and
preparations are determined. In this
DFR, HHS/CDC is updating the
Authority citation, Section 7.1
(Applicability), Section 7.4 (Schedule of
Charges), and Section 7.5 (Payment
Procedures).
Updates to Authority
The authority citation will be
amended to add section 301(a) of the
Public Health Service Act (42 U.S.C.
241(a)).
Updates to Section 7.1 Applicability
Section 7.1 will be amended to
change the agency’s name from ‘‘Centers
for Disease Control’’ to its current name,
‘‘Centers for Disease Control and
Prevention’’.
Updates to Section 7.4 Schedule of
Charges
Section 7.4 directs private entities to
contact a particular unit within HHS/
CDC by mail to obtain a current
schedule of charges. This section will be
amended to remove the reference to an
organizational unit that no longer exists
and replace it with current contact
information to obtain information
concerning the availability of reference
biological standards and a current
schedule of charges. Due to the
changing inventory of the unique
biological standards or biological
preparations available to the public,
some of which are prepared only upon
request, a phone number in addition to
a mailing address will be provided for
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Federal Register / Vol. 78, No. 140 / Monday, July 22, 2013 / Rules and Regulations
the public to request a current inventory
and fee schedule. This rulemaking does
not change the method by which fees
are calculated.
Updates to Section 7.5 Payment
Procedures
Section 7.5 instructs the public on
how to obtain information on terms of
payment and the current fee schedule.
This section will be amended to provide
current contact information for the
public.
V. Alternatives Considered
Under Executive Order 13563
agencies are asked to consider all
feasible alternatives to current practice
and the rule as proposed. HHS/CDC
notes that the main impact of this
proposed rule is to update current
definitions and clarify language in the
current regulation to reflect modern
terminology and plain language
commonly used by global private sector
industry and public health partners. The
intent of this update is to clarify the
name of the agency and the mailing
address in the existing regulation to
help the regulated community comply
with current regulation. HHS/CDC
believes that this rulemaking complies
with the spirit of the Executive Order;
updating the agency name and address
provides good alternatives to the current
regulation.
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VI. Required Regulatory Analyses
A. Required Regulatory Analyses Under
Executive Orders 12866 and 13563
Under Executive Order 12866 (EO
12866), Regulatory Planning and Review
(58 FR 51735, October 4, 1993) HHS/
CDC is required to determine whether
this regulatory action would be
‘‘significant’’ and therefore subject to
review by the Office of Management and
Budget (OMB) and the requirements of
the Executive Orders. This order defines
‘‘significant regulatory action’’ as any
regulatory action that is likely to result
in a rule that may:
D Have an annual effect on the
economy of $100 million or more or
adversely affect in a material way the
economy, a sector of the economy,
productivity, competition, jobs, the
environment, public health or safety, or
state, local, or tribal governments or
communities;
D Create a serious inconsistency or
otherwise interfere with an action taken
or planned by another agency;
D Materially alter the budgetary
impact of entitlements, grants, user fees,
or loan programs or the rights and
obligations of recipients; or,
D Raise novel legal or policy issues
arising out of legal mandates, the
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President’s priorities, or the principles
set forth in EO 12866.
Executive Order 13563 (EO 13563),
Improving Regulation and Regulatory
Review, (76 FR 3821, January 21, 2011),
updates some of the provisions of EO
12866 in order to promote more
streamlined regulatory actions. This EO
charges, in part, that, while protecting
‘‘public health, welfare, safety, and our
environment’’ that regulations must also
‘‘promote predictability and reduce
uncertainty’’ in order to promote
economic growth. Further, regulations
must be written in common language
and be easy to understand. In the spirit
of EO 13563, this DFR clarifies the
regulation by updating the agency name
and mailing address.
HHS/CDC has determined that this
DFR is simply an update and
clarification of the authority citation,
agency name, and mailing address used
in the current regulation. As such, the
DFR complies with the spirit of EO
13563. Further, HHS/CDC has
determined that this DFR is not a
significant regulatory action as defined
in EO 12866 because the DFR is
administrative and does not change the
baseline costs for any of the primary
stakeholders. The Office of Management
and Budget (OMB) has not reviewed this
rulemaking.
B. Regulatory Flexibility Act
We have examined the impacts of the
rule under the Regulatory Flexibility
Act (5 U.S.C. 601–612). Unless we
certify that the rule is not expected to
have a significant economic impact on
a substantial number of small entities,
the Regulatory Flexibility Act (RFA), as
amended by the Small Business
Regulatory Enforcement Fairness Act
(SBREFA), requires agencies to analyze
regulatory options that would minimize
any significant economic impact of a
rule on small entities. We certify that
this rule will not have a significant
economic impact on a substantial
number of small entities within the
meaning of the RFA.
C. Small Business Regulatory
Enforcement Fairness Act of 1996
This DFR is not a major rule as
defined by Sec. 804 of the Small
Business Regulatory Enforcement
Fairness Act of 1996. This rule will not
result in an annual effect on the
economy of $100,000,000 or more; a
major increase in cost or prices; or
significant adverse effects on
competition, employment, investment,
productivity, innovation, or on the
ability of United States-based
companies to compete with foreign-
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43819
based companies in domestic and
export markets.
D. The Paperwork Reduction Act of
1995
HHS/CDC has already determined
that the Paperwork Reduction Act
applies to the data collection
requirements of 42 CFR Part 7 and has
obtained approval by OMB to collect
information under OMB Control No.
0920–0591, expiration 07/31/2014. The
changes in this rule do not impact the
data collection and do not require
revision to the approval from OMB.
E. National Environmental Policy Act
(NEPA)
Pursuant to 48 FR 9374 (list of HHS/
CDC program actions that are
categorically excluded from the NEPA
environmental review process), HHS/
CDC has determined that this action
does not qualify for a categorical
exclusion. In the absence of an
applicable categorical exclusion, HHS/
CDC has determined that provisions
amending 42 CFR Part 7 will not have
a significant impact on the human
environment. Therefore, neither an
environmental assessment nor an
environmental impact statement is
required.
F. Civil Justice Reform (Executive Order
12988)
This rule has been reviewed under
Executive Order 12988, Civil Justice
Reform. Under this rule: (1) All State
and local laws and regulations that are
inconsistent with this rule will be
preempted; (2) no retroactive effect will
be given to this rule; and (3)
administrative proceedings will not be
required before parties may file suit in
court challenging this rule.
G. Executive Order 13132 (Federalism)
HHS/CDC has reviewed this rule in
accordance with Executive Order 13132
regarding Federalism, and has
determined that it does not have
‘‘federalism implications.’’ The rule
does not ‘‘have substantial direct effects
on the States, on the relationship
between the national government and
the States, or on the distribution of
power and responsibilities among the
various levels of government.’’
H. Plain Language Act of 2010
Under Public Law 111–274 (October
13, 2010), executive Departments and
Agencies are required to use plain
language in documents that explain to
the public how to comply with a
requirement the Federal Government
administers or enforces. HHS/CDC has
attempted to use plain language in
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Federal Register / Vol. 78, No. 140 / Monday, July 22, 2013 / Rules and Regulations
promulgating this rule consistent with
the Federal Plain Writing Act and
requests public comment on this effort.
List of Subjects in 42 CFR 7
Public health, CDC, Reference
biological standards, Biological
preparations, Schedule of charges
Amended Text
For the reasons discussed in the
preamble, the Department of Health and
Human Services amends 42 CFR Part 7
as follows:
639–3466. Any changes in the fee
schedule will be published in the
Federal Register. The fee must be paid
in U.S. dollars at the time that the
requester requests the biological
reference standard or biological
preparation.
Dated: July 12, 2013.
Kathleen Sebelius,
Secretary.
[FR Doc. 2013–17543 Filed 7–19–13; 8:45 am]
BILLING CODE 4163–18–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
PART 7—DISTRIBUTION OF
REFERENCE BIOLOGICAL
STANDARDS AND BIOLOGICAL
PREPARATIONS
Centers for Medicare & Medicaid
Services
1. The authority citation for part 7 is
revised to read as follows:
■
Authority: Sec. 215, 58 Stat. 690, as
amended (42 U.S.C. 216); title V of the
Independent Offices Appropriations Act of
1952 (31 U.S.C. 9701); and secs. 301(a) and
352 of the Public Health Service Act, as
amended (42 U.S.C. 241(a) and 263).
*
■
*
*
*
*
2. Revise § 7.1 to read as follows:
§ 7.1
Applicability.
The provisions of this part are
applicable to private entities requesting
from the Centers for Disease Control and
Prevention (CDC) reference biological
Standards and Biological preparations
for use in their laboratories.
■ 3. Revise § 7.4 to read as follows:
§ 7.4
Schedule of charges.
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The charges imposed in § 7.2 are
based on the amount published in
CDC’s price list of available products.
These changes will reflect direct costs
(such as salaries and equipment),
indirect costs (such as rent, telephone
service, and a proportionate share of
management and administrative costs),
and the cost of particular ingredients.
Charges may vary over time and
between different biological standards
or biological preparations, depending
upon the cost of ingredients and the
complexity of production. An up-to-date
schedule of charges is available from the
Division of Scientific Resources, Centers
for Disease Control, 1600 Clifton Road
NE., MS C–17, Atlanta, Georgia, 30333
or 404–639–3466.
■ 4. Revise § 7.5 to read as follows:
§ 7.5
Payment procedures.
An up-to-date fee schedule and
instructions for terms of payment are
available from the Division of Scientific
Resources, Centers for Disease Control
and Prevention, 1600 Clifton Road, MS
C–17, Atlanta, Georgia 30333 or 404–
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42 CFR Parts 422 and 423
[CMS–4173–CN]
RIN 0938–AR69
Medicare Program; Medical Loss Ratio
Requirements for the Medicare
Advantage and the Medicare
Prescription Drug Benefit Programs;
Correction
Centers for Medicare &
Medicaid Services (CMS), HHS.
ACTION: Final rule; correction.
AGENCY:
This document corrects
technical, typographical, and crossreferencing errors in the final rule that
appeared in the May 23, 2013 Federal
Register titled ‘‘Medicare Program;
Medical Loss Ratio Requirements for the
Medicare Advantage and the Medicare
Prescription Drug Benefit Programs.’’
DATES: This correction document is
effective on July 22, 2013.
FOR FURTHER INFORMATION CONTACT: Ilina
Chaudhuri, 410–786–8628 or
Ilina.Chaudhuri@cms.hhs.gov.
SUMMARY:
SUPPLEMENTARY INFORMATION:
I. Background
In FR Doc. 2013–12156 of May 23,
2013 (78 FR 31284), there were a
number of technical, typographical, and
cross-referencing errors that are
identified and corrected in the
Correction of Errors section of this
correcting document. The provisions in
this correction document are effective as
if they had been included in the
document published May 23, 2013.
Accordingly, the corrections are
effective July 22, 2013.
II. Summary of Errors
• On page 31307, in § 422.2401Definitions, Non-claims costs,
paragraphs (3) and (4) of the regulations
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text, we made errors in the parenthetical
cross-references for the definition of
non-claims cost.
• On page 31308, in § 422.2420(c)
Determining the MLR denominator, we
made an error in the parenthetical crossreferences for the regulatory
requirement for the total revenue.
• On page 31310, in the table of
contents for part 423 Subpart X—
Requirements for a Minimum Medical
Loss Ratio, we made a typographical
error in a section number.
• On page 31311, in § 423.2410General requirements, and in
§ 423.2420-Calculation of medical loss
ratio, of the regulations text, we made
several technical errors in the regulatory
requirements as well as typographical
errors in several references.
• On page 31312, in § 423.2420(c)(4)
and (c)(5) of the regulations text, we
incorrectly stated the section number for
two parenthetical references. We also
made a typographical error in the
discussion of total revenue.
III. Waiver of Proposed Rulemaking
We ordinarily publish a notice of
proposed rulemaking in the Federal
Register to provide a period for public
comment before the provisions of a rule
take effect in accordance with section
553(b) of the Administrative Procedure
Act (APA) (5 U.S.C. 553(b)). However,
we can waive this notice and comment
procedure if the Secretary finds, for
good cause, that the notice and
comment process is impracticable,
unnecessary, or contrary to the public
interest, and incorporates a statement of
the finding and the reasons therefore in
the notice.
In our view, this correcting document
does not constitute a rulemaking that
would be subject to the APA notice and
comment or delayed effective date
requirements. This correcting document
corrects technical, typographical, and
cross-referencing errors in the Medicare
Program; Medical Loss Ratio
Requirements for the Medicare
Advantage and the Medicare
Prescription Drug Benefit Programs final
rule and does not make substantive
changes to the policies or payment
methodologies that were adopted in the
final rule. As a result, this correcting
document is intended to ensure that the
regulations text of the final rule
accurately reflects the policies adopted.
In addition, even if this were a
rulemaking to which the notice and
comment applied, we find that there is
good cause to waive such requirements.
Undertaking further notice and
comment procedures to incorporate the
corrections in this document into the
final rule would be contrary to the
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Agencies
[Federal Register Volume 78, Number 140 (Monday, July 22, 2013)]
[Rules and Regulations]
[Pages 43817-43820]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-17543]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF HEALTH AND HUMAN SERVICES
42 CFR Part 7
[Docket No. CDC-2013-0013]
RIN 0920-AA53
Distribution of Reference Biological Standards and Biological
Preparations
AGENCY: Centers for Disease Control and Prevention (CDC), Department of
Health and Human Services (HHS).
ACTION: Direct final rule and request for comments.
-----------------------------------------------------------------------
SUMMARY: The Centers for Disease Control and Prevention (CDC), located
within the Department of Health and Human Services (HHS) proposes to
update four sections of its regulations titled ``Distribution of
Reference Biological Standards and Biological Preparations'' to update
the authority citation and reflect the agency's current name, address,
and contact information for fees schedules and terms of payment. These
updates will not affect current practices.
DATES: The direct final rule (DFR) is effective on September 20, 2013
unless significant adverse comment is received by August 21, 2013. If
we receive no significant adverse comments within the specified comment
period, we intend to publish a document confirming the effective date
of the final rule in the Federal Register within 30 days of the
conclusion of the comment period. If we receive any timely significant
adverse comment, we will withdraw this DFR in part or in whole by
publishing a notice in the Federal Register within 30 days of the
conclusion of the comment period.
ADDRESSES: You may submit comments, identified by ``RIN 0920-AA52'': by
any of the following methods:
Internet: Access the Federal e-rulemaking portal at https://www.regulations.gov. Follow the instructions for submitting comments.
Mail: Division of Scientific Resources, Centers for
Disease Control and Prevention, 1600 Clifton Road, NE., MS C-17,
Atlanta, Georgia 30333, ATTN: Part 7 DFR.
Instructions: All submissions received must include the agency name
and docket number or Regulation Identifier Number (RIN) for this
rulemaking. All relevant comments will be posted without change to
https://regulations.gov, including any personal information provided.
For detailed instructions on submitting comments and additional
information on the rulemaking process, see the ``Public Participation''
heading of the SUPPLEMENTARY INFORMATION section of this document.
Docket: For access to the docket to read background documents or
comments received, please go to https://www.regulations.gov. Comments
will be available for public inspection Monday through Friday, except
for legal holidays, from 9 a.m. until 5 p.m., Eastern Time, at 1600
Clifton Road, NE., Atlanta, Georgia 30333. Please call ahead to 404-
639-3466 and ask for a representative in the Division of Scientific
Resources (DSR) to schedule your visit. To download an electronic
version of the rule, access https://www.regulations.gov.
FOR FURTHER INFORMATION CONTACT: For questions concerning this direct
final rule: Dr. Carolyn M. Black, Director, Division of Scientific
Resources, Centers for Disease Control and Prevention, 1600 Clifton
Road NE., Mailstop C-17, Atlanta, Georgia 30333; telephone 404-639-
3466.
[[Page 43818]]
SUPPLEMENTARY INFORMATION: The preamble is organized as follows:
I. Public Participation
II. Authority for these Regulations
III. Why are we doing this rulemaking?
IV. Updates to Part 7
V. Alternatives Considered
VI. Required Regulatory Analyses
A. Required Regulatory Analyses under Executive Orders 12866 and
13563
B. Regulatory Flexibility Act
C. Small Business Regulatory Enforcement Fairness Act of 1996
D. The Paperwork Reduction Act of 1995
E. National Environmental Policy Act (NEPA)
F. Civil Justice Reform (Executive Order 12988)
G. Executive Order 13132 (Federalism)
H. Plain Language Act of 2010
I. Public Participation
HHS/CDC is publishing a DFR because it does not expect to receive
any significant adverse comments and believes that these updates add
clarity to the regulation and are non-controversial. However,
interested persons may participate in this rulemaking by submitting
written views, opinions, recommendations, and data. Comments received,
including attachments and other supporting materials, are part of the
public record and subject to public disclosure. Do not include any
information in your comment or supporting materials that you do not
wish to be disclosed publicly. You may submit comments on any topic
related to this DFR.
II. Authority for These Regulations
The legal authority for this rulemaking is primarily based on Title
V of the Independent Offices Appropriation Act of 1952 (31 U.S.C. 9701)
which provides general authority to Federal agencies to establish user
fees through regulations. HHS/CDC has legal authority to retain
collected user fees through its annual appropriations bill. In fiscal
year 2013, this authority is provided through the Continuing
Appropriations Resolution, 2013, P.L. 112-175, 126 Stat. 1313 (2012).
Additionally, HHS/CDC has legal authority under section 352 of the
Public Health Service Act (42 U.S.C. 263). This section states that
HHS/CDC may prepare any biological product described under section 351
of the Public Health Service Act (42 U.S.C. 262) for use by other
Federal departments or agencies, and public or private agencies and
individuals engaged in work in the field of medicine when such a
product is not available from establishments licensed by HHS. HHS/CDC
is also revising the legal authority section of the regulations to cite
additional legal authority found in section 301(a) of the Public Health
Service Act (42 U.S.C. 241(a)). This section states that the HHS
Secretary may make substances and living organisms available to
individuals and entities for biomedical and behavioral research under
such terms and conditions (including payment) as the Secretary
determines appropriate.
III. Why are we doing this rulemaking?
Under Executive Order 13563 (Improving Regulation and Regulatory
Review), Federal agencies are required to periodically review existing
regulation and consider how best to modify rules that may be outmoded,
ineffective, insufficient, or excessively burdensome. As part of its
periodic review of its regulations, HHS/CDC has identified this
regulation as one that requires updating.
The regulations at 42 CFR 7 ``Distribution of Reference Biological
Standards and Biological Preparations'' were promulgated in 1987 and
have not been revised since then. In 1992, the U.S. Congress, as part
of the Preventive Health Amendments of 1992, recognized CDC's
leadership role in prevention by formally changing its name to the
Centers for Disease Control and Prevention. The mailing address for
HHS/CDC's Financial Management Office changed in the mid-1990s when the
office moved from the Buckhead location. This update removes that
address. Finally, this update will now include current contact
information to obtain information concerning the availability of
reference biological standards, the fee schedule, and payment
instructions.
Thus, through this Direct Final Rule (DFR), HHS/CDC is simply
updating the regulation to clarify the rule for the public. This DFR
does not create any additional requirements or burden, nor does it
affect the current practices of HHS/CDC. This rulemaking does not
change the method by which fees are calculated.
HHS/CDC is publishing a DFR because it does not expect to receive
any significant adverse comments and believes that these updates add
clarity to the regulation and are non-controversial. If HHS/CDC does
not receive any significant adverse comments on this DFR within the
specified comment period, we will publish a document in the Federal
Register confirming the effective date of this final rule within 30
days after the comment period on the DFR ends. If HHS/CDC receives any
timely significant adverse comment, we will withdraw the DFR in part or
in whole by publishing a notice in the Federal Register within 30 days
after the comment period ends. A significant adverse comment is one
that explains: (1) Why the DFR is inappropriate, including challenges
to the rule's underlying premise or approach; or (2) why the DFR will
be ineffective or unacceptable without a change. In determining whether
a comment necessitates withdrawal of the DFR, HHS/CDC will consider
whether it warrants a substantive response in a notice and comment
rulemaking process. If we receive significant adverse comment on this
DFR, we will publish a timely withdrawal in the Federal Register
informing the public that the amendment in this rule will not take
effect. If this DFR is withdrawn, we will carefully consider all public
comments before proceeding with any further rulemaking.
IV. Updates to Part 7
The regulations found at 42 CFR 7 describe how private entities may
obtain reference biological standards and biological preparations from
HHS/CDC and how charges for such standards and preparations are
determined. In this DFR, HHS/CDC is updating the Authority citation,
Section 7.1 (Applicability), Section 7.4 (Schedule of Charges), and
Section 7.5 (Payment Procedures).
Updates to Authority
The authority citation will be amended to add section 301(a) of the
Public Health Service Act (42 U.S.C. 241(a)).
Updates to Section 7.1 Applicability
Section 7.1 will be amended to change the agency's name from
``Centers for Disease Control'' to its current name, ``Centers for
Disease Control and Prevention''.
Updates to Section 7.4 Schedule of Charges
Section 7.4 directs private entities to contact a particular unit
within HHS/CDC by mail to obtain a current schedule of charges. This
section will be amended to remove the reference to an organizational
unit that no longer exists and replace it with current contact
information to obtain information concerning the availability of
reference biological standards and a current schedule of charges. Due
to the changing inventory of the unique biological standards or
biological preparations available to the public, some of which are
prepared only upon request, a phone number in addition to a mailing
address will be provided for
[[Page 43819]]
the public to request a current inventory and fee schedule. This
rulemaking does not change the method by which fees are calculated.
Updates to Section 7.5 Payment Procedures
Section 7.5 instructs the public on how to obtain information on
terms of payment and the current fee schedule. This section will be
amended to provide current contact information for the public.
V. Alternatives Considered
Under Executive Order 13563 agencies are asked to consider all
feasible alternatives to current practice and the rule as proposed.
HHS/CDC notes that the main impact of this proposed rule is to update
current definitions and clarify language in the current regulation to
reflect modern terminology and plain language commonly used by global
private sector industry and public health partners. The intent of this
update is to clarify the name of the agency and the mailing address in
the existing regulation to help the regulated community comply with
current regulation. HHS/CDC believes that this rulemaking complies with
the spirit of the Executive Order; updating the agency name and address
provides good alternatives to the current regulation.
VI. Required Regulatory Analyses
A. Required Regulatory Analyses Under Executive Orders 12866 and 13563
Under Executive Order 12866 (EO 12866), Regulatory Planning and
Review (58 FR 51735, October 4, 1993) HHS/CDC is required to determine
whether this regulatory action would be ``significant'' and therefore
subject to review by the Office of Management and Budget (OMB) and the
requirements of the Executive Orders. This order defines ``significant
regulatory action'' as any regulatory action that is likely to result
in a rule that may:
[ssquf] Have an annual effect on the economy of $100 million or
more or adversely affect in a material way the economy, a sector of the
economy, productivity, competition, jobs, the environment, public
health or safety, or state, local, or tribal governments or
communities;
[ssquf] Create a serious inconsistency or otherwise interfere with
an action taken or planned by another agency;
[ssquf] Materially alter the budgetary impact of entitlements,
grants, user fees, or loan programs or the rights and obligations of
recipients; or,
[ssquf] Raise novel legal or policy issues arising out of legal
mandates, the President's priorities, or the principles set forth in EO
12866.
Executive Order 13563 (EO 13563), Improving Regulation and
Regulatory Review, (76 FR 3821, January 21, 2011), updates some of the
provisions of EO 12866 in order to promote more streamlined regulatory
actions. This EO charges, in part, that, while protecting ``public
health, welfare, safety, and our environment'' that regulations must
also ``promote predictability and reduce uncertainty'' in order to
promote economic growth. Further, regulations must be written in common
language and be easy to understand. In the spirit of EO 13563, this DFR
clarifies the regulation by updating the agency name and mailing
address.
HHS/CDC has determined that this DFR is simply an update and
clarification of the authority citation, agency name, and mailing
address used in the current regulation. As such, the DFR complies with
the spirit of EO 13563. Further, HHS/CDC has determined that this DFR
is not a significant regulatory action as defined in EO 12866 because
the DFR is administrative and does not change the baseline costs for
any of the primary stakeholders. The Office of Management and Budget
(OMB) has not reviewed this rulemaking.
B. Regulatory Flexibility Act
We have examined the impacts of the rule under the Regulatory
Flexibility Act (5 U.S.C. 601-612). Unless we certify that the rule is
not expected to have a significant economic impact on a substantial
number of small entities, the Regulatory Flexibility Act (RFA), as
amended by the Small Business Regulatory Enforcement Fairness Act
(SBREFA), requires agencies to analyze regulatory options that would
minimize any significant economic impact of a rule on small entities.
We certify that this rule will not have a significant economic impact
on a substantial number of small entities within the meaning of the
RFA.
C. Small Business Regulatory Enforcement Fairness Act of 1996
This DFR is not a major rule as defined by Sec. 804 of the Small
Business Regulatory Enforcement Fairness Act of 1996. This rule will
not result in an annual effect on the economy of $100,000,000 or more;
a major increase in cost or prices; or significant adverse effects on
competition, employment, investment, productivity, innovation, or on
the ability of United States-based companies to compete with foreign-
based companies in domestic and export markets.
D. The Paperwork Reduction Act of 1995
HHS/CDC has already determined that the Paperwork Reduction Act
applies to the data collection requirements of 42 CFR Part 7 and has
obtained approval by OMB to collect information under OMB Control No.
0920-0591, expiration 07/31/2014. The changes in this rule do not
impact the data collection and do not require revision to the approval
from OMB.
E. National Environmental Policy Act (NEPA)
Pursuant to 48 FR 9374 (list of HHS/CDC program actions that are
categorically excluded from the NEPA environmental review process),
HHS/CDC has determined that this action does not qualify for a
categorical exclusion. In the absence of an applicable categorical
exclusion, HHS/CDC has determined that provisions amending 42 CFR Part
7 will not have a significant impact on the human environment.
Therefore, neither an environmental assessment nor an environmental
impact statement is required.
F. Civil Justice Reform (Executive Order 12988)
This rule has been reviewed under Executive Order 12988, Civil
Justice Reform. Under this rule: (1) All State and local laws and
regulations that are inconsistent with this rule will be preempted; (2)
no retroactive effect will be given to this rule; and (3)
administrative proceedings will not be required before parties may file
suit in court challenging this rule.
G. Executive Order 13132 (Federalism)
HHS/CDC has reviewed this rule in accordance with Executive Order
13132 regarding Federalism, and has determined that it does not have
``federalism implications.'' The rule does not ``have substantial
direct effects on the States, on the relationship between the national
government and the States, or on the distribution of power and
responsibilities among the various levels of government.''
H. Plain Language Act of 2010
Under Public Law 111-274 (October 13, 2010), executive Departments
and Agencies are required to use plain language in documents that
explain to the public how to comply with a requirement the Federal
Government administers or enforces. HHS/CDC has attempted to use plain
language in
[[Page 43820]]
promulgating this rule consistent with the Federal Plain Writing Act
and requests public comment on this effort.
List of Subjects in 42 CFR 7
Public health, CDC, Reference biological standards, Biological
preparations, Schedule of charges
Amended Text
For the reasons discussed in the preamble, the Department of Health
and Human Services amends 42 CFR Part 7 as follows:
PART 7--DISTRIBUTION OF REFERENCE BIOLOGICAL STANDARDS AND
BIOLOGICAL PREPARATIONS
0
1. The authority citation for part 7 is revised to read as follows:
Authority: Sec. 215, 58 Stat. 690, as amended (42 U.S.C. 216);
title V of the Independent Offices Appropriations Act of 1952 (31
U.S.C. 9701); and secs. 301(a) and 352 of the Public Health Service
Act, as amended (42 U.S.C. 241(a) and 263).
* * * * *
0
2. Revise Sec. 7.1 to read as follows:
Sec. 7.1 Applicability.
The provisions of this part are applicable to private entities
requesting from the Centers for Disease Control and Prevention (CDC)
reference biological Standards and Biological preparations for use in
their laboratories.
0
3. Revise Sec. 7.4 to read as follows:
Sec. 7.4 Schedule of charges.
The charges imposed in Sec. 7.2 are based on the amount published
in CDC's price list of available products. These changes will reflect
direct costs (such as salaries and equipment), indirect costs (such as
rent, telephone service, and a proportionate share of management and
administrative costs), and the cost of particular ingredients. Charges
may vary over time and between different biological standards or
biological preparations, depending upon the cost of ingredients and the
complexity of production. An up-to-date schedule of charges is
available from the Division of Scientific Resources, Centers for
Disease Control, 1600 Clifton Road NE., MS C-17, Atlanta, Georgia,
30333 or 404-639-3466.
0
4. Revise Sec. 7.5 to read as follows:
Sec. 7.5 Payment procedures.
An up-to-date fee schedule and instructions for terms of payment
are available from the Division of Scientific Resources, Centers for
Disease Control and Prevention, 1600 Clifton Road, MS C-17, Atlanta,
Georgia 30333 or 404-639-3466. Any changes in the fee schedule will be
published in the Federal Register. The fee must be paid in U.S. dollars
at the time that the requester requests the biological reference
standard or biological preparation.
Dated: July 12, 2013.
Kathleen Sebelius,
Secretary.
[FR Doc. 2013-17543 Filed 7-19-13; 8:45 am]
BILLING CODE 4163-18-P