Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to a Wharf Construction Project, 43148-43165 [2013-17404]
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Federal Register / Vol. 78, No. 139 / Friday, July 19, 2013 / Notices
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Dated: July 16, 2013.
William D. Chappell,
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[FR Doc. 2013–17398 Filed 7–18–13; 8:45 am]
BILLING CODE 3510–22–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
RIN 0648–XC646
Takes of Marine Mammals Incidental to
Specified Activities; Taking Marine
Mammals Incidental to a Wharf
Construction Project
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; issuance of an incidental
harassment authorization.
AGENCY:
In accordance with the
regulations implementing the Marine
Mammal Protection Act (MMPA) as
amended, notification is hereby given
that we have issued an incidental
harassment authorization (IHA) to the
U.S. Navy (Navy) to incidentally harass,
by Level B harassment only, six species
of marine mammals during construction
activities associated with a wharf
construction project in Hood Canal,
Washington.
DATES: This authorization is effective
from July 16, 2013, through February 15,
2014.
ADDRESSES: A copy of the IHA and
related documents may be obtained by
visiting the internet at: https://
www.nmfs.noaa.gov/pr/permits/
incidental.htm or by writing to Michael
Payne, Chief, Permits and Conservation
Division, Office of Protected Resources,
National Marine Fisheries Service, 1315
East-West Highway, Silver Spring, MD
20910. A memorandum describing our
adoption of the Navy’s Environmental
Impact Statement (2011) and our
associated Record of Decision, prepared
pursuant to the National Environmental
Policy Act, are also available at the same
site. Documents cited in this notice may
also be viewed, by appointment, during
SUMMARY:
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regular business hours, at the
aforementioned address.
Ben
Laws, Office of Protected Resources,
NMFS, (301) 427–8401.
SUPPLEMENTARY INFORMATION:
FOR FURTHER INFORMATION CONTACT:
Background
Sections 101(a)(5)(A) and (D) of the
MMPA (16 U.S.C. 1361 et seq.) direct
the Secretary of Commerce to allow,
upon request, the incidental, but not
intentional, taking of small numbers of
marine mammals by U.S. citizens who
engage in a specified activity (other than
commercial fishing) within a specified
geographical region if certain findings
are made and either regulations are
issued or, if the taking is limited to
harassment, a notice of a proposed
authorization is provided to the public
for review.
Authorization for incidental takings
shall be granted if NMFS finds that the
taking will have a negligible impact on
the species or stock(s), will not have an
unmitigable adverse impact on the
availability of the species or stock(s) for
subsistence uses (where relevant), and if
the permissible methods of taking and
requirements pertaining to the
mitigation, monitoring and reporting of
such takings are set forth. NMFS has
defined ‘‘negligible impact’’ in 50 CFR
216.103 as ‘‘. . . an impact resulting
from the specified activity that cannot
be reasonably expected to, and is not
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival.’’
Section 101(a)(5)(D) of the MMPA
established an expedited process by
which citizens of the U.S. can apply for
an authorization to incidentally take
small numbers of marine mammals by
harassment. Section 101(a)(5)(D)
establishes a 45-day time limit for
NMFS review of an application
followed by a 30-day public notice and
comment period on any proposed
authorizations for the incidental
harassment of marine mammals. Within
45 days of the close of the comment
period, NMFS must either issue or deny
the authorization. Except with respect to
certain activities not pertinent here, the
MMPA defines ‘‘harassment’’ as: ‘‘Any
act of pursuit, torment, or annoyance
which (i) has the potential to injure a
marine mammal or marine mammal
stock in the wild [Level A harassment];
or (ii) has the potential to disturb a
marine mammal or marine mammal
stock in the wild by causing disruption
of behavioral patterns, including, but
not limited to, migration, breathing,
nursing, breeding, feeding, or sheltering
[Level B harassment].’’
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Federal Register / Vol. 78, No. 139 / Friday, July 19, 2013 / Notices
Summary of Request
We received an application on
December 10, 2012, from the Navy for
the taking of marine mammals
incidental to pile driving and removal
in association with a wharf construction
project in the Hood Canal at Naval Base
Kitsap in Bangor, WA (NBKB). The
Navy submitted a revised version of the
application on May 6, 2013, which we
deemed adequate and complete. The
wharf construction project is a multiyear project; this IHA would cover only
the second year of the project, from July
16, 2013, through February 15, 2014. We
previously issued an IHA to the Navy
for the first year of work associated with
this project; that IHA was valid from
July 16, 2012, through February 15,
2013 (77 FR 42279; July 18, 2012). Pile
driving and removal activities in a given
year may occur only within an approved
in-water work window from July 16February 15. Six species of marine
mammals may be affected by the
specified activities: Steller sea lion
(Eumetopias jubatus monteriensis),
California sea lion (Zalophus
californianus californianus), harbor seal
(Phoca vitulina richardii), killer whale
(transient only; Orcinus orca), Dall’s
porpoise (Phocoenoides dalli dalli), and
harbor porpoise (Phocoena phocoena
vomerina). These species may occur
year-round in the Hood Canal, with the
exception of the Steller sea lion, which
is typically present only from fall to late
spring (October to mid-April), and the
California sea lion, which is typically
present from late summer to late spring
(August to early June). The killer whale
and Dall’s porpoise have been observed
in Hood Canal but do not regularly
occur there.
NBKB provides berthing and support
services to Navy submarines and other
fleet assets. The Navy plans to continue
construction of the Explosive Handling
Wharf #2 (EHW–2) facility at NBKB in
order to support future program
requirements for submarines berthed at
NBKB. The Navy has determined that
construction of EHW–2 is necessary
because the existing EHW alone will not
be able to support future program
requirements. Under the specified
activities—which include only the
portion of the project that would be
completed under this 1-year IHA—a
maximum of 195 pile driving days
would occur. All piles will be driven
with a vibratory hammer for their initial
embedment depths, while select piles
may be finished with an impact hammer
for proofing, as necessary. Proofing
involves striking a driven pile with an
impact hammer to verify that it provides
the required load-bearing capacity, as
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indicated by the number of hammer
blows per foot of pile advancement.
Sound attenuation measures (i.e.,
bubble curtain) will be used during all
impact hammer operations.
For pile driving activities, the Navy
used thresholds recommended by
NMFS for assessing project impacts,
outlined later in this document. The
Navy assumed practical spreading loss
and used empirically-measured source
levels from other similar pile driving
events to estimate potential marine
mammal exposures. Predicted
exposures are outlined later in this
document. The calculations predict that
only Level B harassment will occur
associated with pile driving or
construction activities.
Description of the Specified Activity
NBKB is located on the Hood Canal
approximately twenty miles (32 km)
west of Seattle, Washington (see Figures
2–1 through 2–4 in the Navy’s
application). The specified activities
with the potential to cause harassment
of marine mammals within the
waterways adjacent to NBKB, under the
MMPA, are vibratory and impact pile
driving operations, as well as vibratory
removal of falsework piles, associated
with the wharf construction project. The
specified activities that would be
authorized by this IHA would occur
between July 16, 2013, and February 15,
2014. The allowable season for in-water
work, including pile driving, at NBKB is
July 16 through February 15, which was
established by the Washington
Department of Fish and Wildlife in
coordination with NMFS and the U.S.
Fish and Wildlife Service (USFWS) to
protect juvenile salmon protected under
the Endangered Species Act (ESA).
Additional details regarding the
specified geographic area and
construction plans for the project were
described in our Federal Register notice
of proposed authorization (78 FR 29705;
May 21, 2013; hereafter, the FR notice);
please see that document or the Navy’s
application for more information.
As part of the Navy’s sea-based
strategic deterrence mission, the Navy
Strategic Systems Programs directs
research, development, manufacturing,
testing, evaluation, and operational
support for the TRIDENT Fleet Ballistic
Missile program. Development of
necessary facilities for handling of
explosive materials is part of these
duties. The EHW–2 will consist of two
components: (1) The wharf proper (or
Operations Area), including the warping
wharf; and (2) two access trestles. Please
see Figures 1–1 and 1–2 of the Navy’s
application for conceptual and
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schematic representations of the EHW–
2.
For the entire project, a total of up to
1,250 permanent piles ranging in size
between 24–48 in (0.6–1.2 m) in
diameter will be driven in-water to
construct the wharf, with up to three
vibratory rigs and one impact driving rig
operating simultaneously. Construction
will also involve temporary installation
of up to 150 falsework piles used as an
aid to guide permanent piles to their
proper locations. Falsework piles,
which are removed upon installation of
the permanent piles, will likely be steel
pipe piles and will be driven and
removed using a vibratory driver. It has
not been determined exactly what parts
or how much of the project will be
constructed in any given year; however,
a maximum of 195 days of pile driving
may occur per in-water work window.
The analysis contained herein is based
upon the maximum of 195 pile driving
days, rather than any specific number of
piles driven. Table 1 summarizes the
number and nature of piles required for
the entire project, rather than what
subset of piles may be expected to be
driven during the second year of
construction planned for this IHA.
TABLE 1—SUMMARY OF PILES
REQUIRED FOR WHARF CONSTRUCTION
[in total]
Feature
Total number of permanent in-water
piles.
Size and number of
main wharf piles.
Quantity
Up to 1,250
24-in: 140
36-in: 157
48-in: 263
Size and number of
24-in: 80
warping wharf piles. 36-in: 190
Size and number of
24-in: 40
lightning tower piles. 36-in: 90
Size and number of
24-in: 57
trestle piles.
36-in: 233
Falsework piles ......... Up to 150, 18- to 24in
Maximum pile driving
195 days (under 1duration.
year IHA)
Pile installation will employ vibratory
pile drivers to the greatest extent
possible, and the Navy anticipates that
most piles will be able to be vibratory
driven to within several feet of the
required depth. Pile drivability is, to a
large degree, a function of soil
conditions and the type of pile hammer.
Recent experience at two other
construction locations along the NBKB
waterfront indicates that most piles
should be able to be driven with a
vibratory hammer to proper embedment
depth. However, difficulties during pile
driving may be encountered as a result
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of obstructions that may exist
throughout the project area. Such
obstructions may consist of rocks or
boulders within the glacially overridden
soils. If difficult driving conditions
occur, increased usage of an impact
hammer will be required. The Navy
estimates that up to five piles may be
proofed in a day, requiring a maximum
total of 1,000 strikes from the impact
hammer. Under a worst-case scenario
(i.e., difficult subsurface driving
conditions encountered), as many as
three piles might require driving with
an impact hammer to their full
embedment depth. With proofing of two
additional piles, this scenario would
result in as many as 6,400 impact pile
strikes in a day. Please see the FR notice
(78 FR 29705; May 21, 2013) for more
detail.
Impact pile driving during the first
half of the in-water work window (July
16 to September 15) will only occur
between 2 hours after sunrise and 2
hours before sunset to protect breeding
marbled murrelets (Brachyramphus
marmoratus; an ESA-listed bird under
the jurisdiction of the USFWS). Between
September 16 and February 15,
construction activities occurring in the
water will occur during daylight hours
(sunrise to sunset). Other construction
(not in-water) may occur between 7 a.m.
and 10 p.m., year-round.
Description of Work Completed
During the first in-water work season,
and during the period of validity of the
first IHA issued for this project, the
contractor completed installation of 184
piles to support the main segment of the
access trestle. Driven piles ranged in
size from 24- to 36-in diameter. A
maximum of two vibratory rigs were
operated concurrently and only one
impact hammer rig was operated at a
time. Due to delays in beginning
construction, pile driving did not begin
until September 28, 2012, and occurred
on 78 days between that date and the
end of the work window on February
15, 2013. Primarily vibratory driving
was conducted; of the 78 pile driving
days, both vibratory and impact driving
occurred on 19 days and impact driving
alone occurred on only three days.
During the second season, installation of
the piling for the wharf deck is expected
to be completed, and it is likely that
contractors will more closely approach
the notional activity levels
contemplated in this analysis (i.e., 195
days total driving, with both impact and
vibratory driving occurring on each
day). However, the activity level is the
maximum possible, and unforeseen
delays inherent to any construction
schedule mean that it is not likely that
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the maximum activity level will actually
occur.
Description of Sound Sources and
Distances to Thresholds
An in-depth description of sound
sources in general was provided in the
FR notice (78 FR 29705; May 21, 2013).
Significant sound-producing in-water
construction activities associated with
the project include impact and vibratory
pile driving and vibratory pile removal.
NMFS uses generic sound exposure
thresholds to determine when an
activity that produces sound might
result in impacts to a marine mammal
such that a take by harassment might
occur. To date, no studies have been
conducted that examine impacts to
marine mammals from pile driving
sounds from which empirical sound
thresholds have been established.
Current NMFS practice (in relation to
the MMPA) regarding exposure of
marine mammals to sound is that
cetaceans and pinnipeds exposed to
sound levels of 180 and 190 dB root
mean square (rms; note that all
underwater sound levels in this
document are referenced to a pressure of
1 mPa) or above, respectively, are
considered to have been taken by Level
A (i.e., injurious) harassment, while
behavioral harassment (Level B) is
considered to have occurred when
marine mammals are exposed to sounds
at or above 120 dB rms for continuous
sound (such as will be produced by
vibratory pile driving) and 160 dB rms
for pulsed sound (produced by impact
pile driving), but below injurious
thresholds. For airborne sound,
pinniped disturbance from haul-outs
has been documented at 100 dB
(unweighted) for pinnipeds in general,
and at 90 dB (unweighted) for harbor
seals (note that all airborne sound levels
in this document are referenced to a
pressure of 20 mPa). NMFS uses these
levels as guidelines to estimate when
harassment may occur. NMFS is
currently revising these acoustic
guidelines. For more information on
that process, please visit https://
www.nmfs.noaa.gov/pr/acoustics/
guidelines.htm.
Sound levels can be greatly reduced
during impact pile driving using sound
attenuation devices. The Navy is
required to use sound attenuation
devices for all impact pile driving, and
has elected to use bubble curtains.
Bubble curtains work by creating a
column of air bubbles rising around a
pile from the substrate to the water
surface. The air bubbles absorb and
scatter sound waves emanating from the
pile, thereby reducing the sound energy.
A confined bubble curtain contains the
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air bubbles within a flexible or rigid
sleeve made from plastic, cloth, or pipe.
Confined bubble curtains generally offer
higher attenuation levels than
unconfined curtains because they may
physically block sound waves and they
prevent air bubbles from migrating away
from the pile.
The literature presents a wide array of
observed attenuation results for bubble
curtains (e.g., Oestman et al., 2009,
Coleman, 2011, Caltrans, 2012). The
variability in attenuation levels is due to
variation in design, as well as
differences in site conditions and
difficulty in properly installing and
operating in-water attenuation devices.
As a general rule, reductions of greater
than 10 dB cannot be reliably predicted.
In the acoustic modeling conducted by
the Navy to assess project impacts, they
assumed that use of a bubble curtain
could reasonably result in 10 dB of
attenuation, and reduced the proxy
source levels accordingly. Since that
initial assessment was completed, sitespecific measurements from the Navy’s
2011 Test Pile Project (TPP; Illingworth
& Rodkin, Inc., 2012), as well as
difficulties encountered by the Navy’s
contractors in properly deploying
bubble curtains, have shown that 8 dB
(or possibly less) may be a more realistic
assumption regarding average SPL (rms)
reduction. However, the prior
assumption of 10 dB attenuation is
carried forward here. The Navy has
committed to implementing
conservative shutdown zones, as
indicated by empirical, site-specific
measurements that are larger than those
predicted from the modeling results in
order to ensure that the 180/190 dB
zones are encompassed by protective
measures. Prior to any future IHAs, we
will work with the Navy to more
accurately account for the mitigating
effects of bubble curtain usage. In
addition, to avoid loss of attenuation
from design and implementation errors,
the Navy has incorporated contractual
requirements regarding specific bubble
curtain design specifications, including
testing requirements for air pressure and
flow prior to initial impact hammer use,
and a requirement for placement on the
substrate.
Distance to Sound Thresholds
Pile driving generates underwater
noise that can potentially result in
disturbance to marine mammals in the
project area. Please see the FR notice (78
FR 29705; May 21, 2013) for a detailed
description of the calculations and
information used to estimate distances
to relevant threshold levels.
Transmission loss, or the decrease in
acoustic intensity as an acoustic
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pressure wave propagates out from a
source, was estimated as so-called
‘‘practical spreading loss’’. This model
follows a geometric propagation loss
based on the distance from the pile,
resulting in a 4.5 dB reduction in level
for each doubling of distance from the
source. In the model used here, the
sound pressure level (SPL) at some
distance away from the source (e.g.,
driven pile) is governed by a measured
source level, minus the transmission
loss of the energy as it dissipates with
distance.
The intensity of pile driving sounds is
greatly influenced by factors such as the
type of piles, hammers, and the physical
environment in which the activity takes
place. A large quantity of literature
regarding SPLs recorded from pile
driving projects is available for
consideration. In order to determine
reasonable SPLs and their associated
effects on marine mammals that are
likely to result from pile driving at
NBKB, studies with similar properties to
the specified activity were evaluated,
including measurements conducted for
driving of steel piles at NBKB as part of
the TPP (Illingworth & Rodkin, Inc.,
2012). During the TPP, SPLs from
driving of 24-, 36-, and 48-in piles by
impact and vibratory hammers were
measured. Sound levels associated with
vibratory pile removal are assumed to be
the same as those during vibratory
installation (Reyff, 2007)—which is
likely a conservative assumption—and
have been taken into consideration in
the modeling analysis. Overall, studies
which met the following parameters
were considered: (1) Pile size and
materials: Steel pipe piles (30–72 in
diameter); (2) Hammer machinery:
Vibratory and impact hammer; and (3)
Physical environment: shallow depth
(less than 100 ft [30 m]).
Representative data for pile driving
SPLs recorded from similar construction
activities in recent years were presented
in the FR notice (78 FR 29705; May 21,
2013). For impact pile driving, distances
to the marine mammal sound thresholds
were calculated with the assumption of
a 10 dB reduction in source levels from
the use of a bubble curtain. For impact
driving, a source value of 195 dB RMS
re 1mPa at 10 m (185 dB used as proxy
value) was the average value reported
from the listed studies, and is consistent
with measurements from the TPP and
Carderock Pier pile driving projects at
NBKB, which had similar pile materials
(48- and 42-inch hollow steel piles,
respectively), water depth, and substrate
type as the EHW–2 project site. For
vibratory pile driving, the Navy selected
the most conservative value (72-in piles;
180 dB rms re 1mPa at 10 m) available
when initially assessing EHW–2 project
impacts, prior to the first year of the
project. Since then, data from the TPP
have become available that indicate, on
average, a lower source level for
vibratory pile driving (172 dB rms re
1mPa for 48-inch steel piles). However,
for consistency we have maintained the
initial conservative assumption
regarding source level for vibratory
driving. All calculated distances to and
the total area encompassed by the
marine mammal sound thresholds are
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provided in Table 2. Predicted distances
to thresholds for different sources are
shown in Figures 6–1 and 6–2 of the
Navy’s application.
Under the maximum construction
scenario, up to three vibratory drivers
will operate simultaneously with one
impact driver. Although radial distance
and area associated with the zone
ensonified to 160 dB rms (the behavioral
harassment threshold for pulsed sounds,
such as those produced by impact
driving) are presented in Table 2 for
reference, this zone would be subsumed
by the 120 dB rms zone produced by
vibratory driving. Thus, behavioral
harassment of marine mammals
associated with impact driving is not
considered further here. Since the 160
dB threshold and the 120 dB threshold
both indicate behavioral harassment,
pile driving effects in the two zones are
equivalent. Although such a day is not
planned, if only the impact driver is
operated on a given day, incidental take
on that day would likely be lower
because the area ensonified to levels
producing Level B harassment would be
smaller (although actual take would be
determined by the numbers of marine
mammals in the area on that day). The
use of multiple vibratory rigs at the
same time will result in a small additive
effect with regard to produced SPLs;
however, because the sound field
produced by vibratory driving will be
truncated by land in the Hood Canal, no
increase in actual sound field produced
will occur. There will be no overlap in
the 190/180-dB sound fields produced
by rigs operating simultaneously.
TABLE 2—CALCULATED DISTANCE(S) TO AND AREA ENCOMPASSED BY UNDERWATER MARINE MAMMAL SOUND
THRESHOLDS DURING PILE INSTALLATION
Distance
(m)
Threshold
Impact driving, pinniped injury (190 dB) ..................................................................................................
Impact driving, cetacean injury (180 dB) .................................................................................................
Impact driving, disturbance 2 (160 dB) ....................................................................................................
Vibratory driving, pinniped injury (190 dB) ..............................................................................................
Vibratory driving, cetacean injury (180 dB) .............................................................................................
Vibratory driving, disturbance (120 dB) ...................................................................................................
4.9
22
724
2.1
10
3 13,800
Area, km 2
0.0001
0.002
1.65
< 0.0001
0.0003
3 41.4 (15.98)
1 SPLs
used for calculations were: 185 dB for impact and 180 dB for vibratory driving.
of 160-dB zone presented for reference. Estimated incidental take calculated on basis of larger 120-dB zone.
Canal average width at site is 2.4 km (1.5 mi), and is fetch limited from N to S at 20.3 km (12.6 mi). Calculated range (over 222 km) is
greater than actual sound propagation through Hood Canal due to intervening land masses. 13.8 km (8.6 mi) is the greatest line-of-sight distance
from pile driving locations unimpeded by land masses, which would block further propagation of sound. 15.98 km is the approximate actual area
encompassing the 120-dB zone, as demonstrated by modeling results.
2 Area
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3 Hood
Hood Canal does not represent open
water, or free field, conditions.
Therefore, sounds will attenuate as they
encounter land masses or bends in the
canal. As a result, the calculated
distance and areas of impact for the 120
dB threshold cannot actually be attained
at the project area. See Figure 6–1 of the
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Navy’s application for a depiction of the
size of areas in which each underwater
sound threshold is predicted to occur at
the project area due to pile driving.
Pile driving can generate airborne
sound that could potentially result in
disturbance to marine mammals
(specifically, pinnipeds) which are
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hauled out or at the water’s surface. As
a result, the Navy analyzed the potential
for pinnipeds hauled out or swimming
at the surface near NBKB to be exposed
to airborne SPLs that could result in
Level B behavioral harassment. A
spherical spreading loss model (i.e., 6
dB reduction in sound level for each
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doubling of distance from the source), in
which there is a perfectly unobstructed
(free-field) environment not limited by
depth or water surface, is appropriate
for use with airborne sound and was
used to estimate the distance to the
airborne thresholds.
As was discussed for underwater
sound from pile driving, the intensity of
pile driving sounds is greatly influenced
by factors such as the type of piles,
hammers, and the physical environment
in which the activity takes place. In
order to determine reasonable airborne
SPLs and their associated effects on
marine mammals that are likely to result
from pile driving at NBKB, studies with
similar properties to the Navy’s project,
as described previously, were evaluated.
Based on in-situ recordings from
similar construction activities, the Navy
previously considered the maximum
airborne sound levels that would result
from impact and vibratory pile driving
as 118 dB and 96 dB (at 15 m),
respectively (Blackwell et al., 2004;
Laughlin, 2010). During the TPP, impact
driving was measured at 109 dB and
vibratory driving at 102 dB (at 15 m).
We have retained the previous values
for impact assessment because the value
for impact driving, as used in the
combined rig scenario, results in a more
conservative ZOI than does the TPP
measurement. The Navy has analyzed
the combined sound field produced
under the multi-rig scenario and
calculated the radial distances to the 90
and 100 dB airborne thresholds as 361
m and 114 m, respectively, equating to
areas of 0.41 km2 and 0.04 km2,
respectively.
There are no haul-out locations
within these zones, which are
encompassed by the zones estimated for
underwater sound. Protective measures
would be in place out to the distances
calculated for the underwater
thresholds, and the distances for the
airborne thresholds would be covered
fully by mitigation and monitoring
measures in place for underwater sound
thresholds. Construction sound
associated with the project would not
extend beyond the buffer zone for
underwater sound that would be
established to protect pinnipeds. No
haul-outs or rookeries are located within
the airborne harassment radii. See
Figure 6–2 of the Navy’s application for
a depiction of the size of areas in which
each airborne sound threshold is
predicted to occur at the project area
due to pile driving. We recognize that
pinnipeds in water that are within the
area of ensonification for airborne sound
could be incidentally taken by either
underwater or airborne sound or both.
We consider these incidences of
harassment to be accounted for in the
take estimates for underwater sound.
Acoustic Monitoring
During the first year of construction
for EHW–2, the Navy conducted
acoustic monitoring as required under
the IHA. During year one, 24- to 36-in
diameter piles were primarily driven, by
vibratory and impact driving. Only one
48-in pile was driven, so no data are
provided for that pile size. All piles
were steel pipe piles. Primary objectives
for the acoustic monitoring were to
characterize underwater and airborne
source levels for each pile size and
hammer type and to verify distances to
relevant threshold levels by
characterizing site-specific transmission
loss. Select results are reproduced here;
the interested reader may find the entire
reports posted at https://
www.nmfs.noaa.gov/pr/permits/
incidental.htm.
TABLE 3—ACOUSTIC MONITORING RESULTS FROM 2012–13 ACTIVITIES AT EHW–2
Underwater
Hammer type 1
Pile size (in)
RL 3
24
36
24
36
..............................................................
..............................................................
..............................................................
..............................................................
Airborne
n
Impact .......................................................
Impact .......................................................
Vibratory ...................................................
Vibratory ...................................................
41
26
71
113
SD 4
179
188
163
169
24.1
5.0
8.3
4.3
TL 5
18.6
14.9
15.3
16.8
RL 6
103
102
95
103
SD
1.0
2.2
3.7
3.2
1 All
data for impact driving include use of bubble curtain.
= sample size, or number of measured pile driving events.
3 Received level at 10 m, presented in dB re: 1 μPa rms.
4 Standard deviation.
5 Transmission loss (log ).
10
6 Received level at 15 m, presented in dB re: 20 μPa rms (Z-weighted L ).
eq
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2n
For vibratory driving, measured
source levels were below the 180-dB
threshold. Calculation of average
distances to the 120-dB threshold was
complicated by variability in
propagation of sound at greater
distances, variability in measured
sounds from event to event, and the
difficulty of making measurements,
given noise from wind and wave action,
in the far field. Also, as observed during
previous monitoring events at NBKB,
measured levels in shallower water at
the far side of Hood Canal are
sometimes louder than measurements
made closer to the source in the deeper
open channel. These events are
unexplained. Average radial distances
to the 120-dB threshold were 2,765 m
for 24-in piles and 10,483 m for 36-in
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piles. However, the topography of Hood
Canal realistically constrains distances
to 7,000 m to the south of the project
area. For impact driving, calculated
average zones (provided for 36-in piles)
were as follows: 190-dB zone at 12 m;
180-dB zone at 45 m; and 160-dB zone
at 670 m. Measurements of impact
driving for 24-in piles showed a high
degree of variation (standard deviation
of 24.1) because many of these piles
were driven either on land or in
extremely shallow water, while others
were driven in deeper water more
characteristic of typical driving
conditions for EHW–2.
Sound levels during soft starts were
typically lower than those levels at the
initiation and completion of continuous
vibratory driving. However, levels
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during continuous driving varied
considerably and were at times lower
than those produced during the soft
starts. It is difficult to assign a level that
describes how much lower the soft start
sound levels were than continuous
levels. Similarly inconclusive results
were seen from monitoring associated
with the TPP.
Comments and Responses
We published a notice of receipt of
the Navy’s application and proposed
IHA in the Federal Register on May 21,
2013 (78 FR 29705). NMFS received
comments from the Marine Mammal
Commission (Commission). The
Commission’s comments and our
responses are provided here, and the
comments have been posted on the
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internet at: https://www.nmfs.noaa.gov/
pr/permits/incidental.htm.
Comment 1: The Commission
recommends that we require the Navy to
re-estimate the number of harbor seal
takes using more recent survey data
from Tannenbaum et al. (2009, 2011),
which is based on the total estimated
population rather than the Navy’s
rationale of reducing the density for the
proportion of seals hauled out and older
data.
Response: As described in greater
detail in the FR notice, there are two
sources of information from which a
suitable density estimate may be
derived for harbor seals. These include
aerial surveys of Hood Canal (358.4
km2) conducted in 1999 and vesselbased marine wildlife surveys
conducted by the Navy in nearshore
waters of NBKB (3.9 km2) during July
through September 2008 and November
through May 2009–10. Despite the time
lapse, these survey efforts produce
comparable results. Because harbor
seals, unlike sea lions, form a resident
population in Hood Canal and are not
known to be attracted to the NBKB
waterfront by any foraging or haul-out
opportunity, it is the opinion of both
NMFS and the Navy that it is preferable
to use the density value that is derived
from a survey of the entire population.
The Tannenbaum et al. (2009, 2011)
data are not based on the total estimated
population, but on surveys of a very
small section of Hood Canal
(approximately one percent of the Hood
Canal area along the NBKB waterfront).
Based on the 1999 surveys, which
also form the basis for the most recent
abundance estimates provided in
NMFS’ Stock Assessment Report for the
Washington inland waters stock of
harbor seals, Jeffries et al. (2003)
estimated the abundance of harbor seals
in the Hood Canal as 1,088 individuals.
The resulting density is 3.04 animals/
km2; however, use of this density in
estimating take would make the
assumption that 100 percent of the
animals would be in the water at all
times. Therefore, a factor derived from
Huber et al. (2001)—only 35 percent of
seals are in the water at any given
time—was applied to correct for animals
out of the water and not available to be
exposed to underwater sound; the
resulting corrected density of seals in
the water at any given time is 1.06
animals/km2. We note here that
previous analyses for Navy actions at
NBKB used a corrected density of 1.31
animals/km2 that was based on an
erroneous understanding of the survey
area used by Jeffries et al. (2003). The
Navy requested that we retain the higher
density for take estimation associated
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with this IHA because their analyses
were already complete, and because the
higher density would produce an
overestimate of take. A separate request
for incidental take authorization, for the
barge mooring project at NBKB, uses the
lower density estimate based off of an
accurate understanding of the survey
area used by Jeffries et al. (2003). The
reason for the discrepancy was clearly
explained (see page 29728 at 78 FR
29705; May 21, 2013).
The Commission disagrees with this
approach because of their contention
that (1) an instantaneous estimate of
animals in the water at a given time
does not produce an accurate
assessment of the number of individuals
that may enter the water over the daily
duration of the activity and (2) use of
the uncorrected density would be
consistent with our decision to base the
number of takes of sea lions on average
monthly maximum abundance estimates
at NBKB haul-out sites, under the
assumption that each individual present
would enter the water and therefore be
exposed to underwater sound that may
result in behavioral harassment at some
point on any given day. With regard to
the second point, we note that
consistency between approaches for sea
lions and for harbor seals would not be
appropriate. Sea lions are attracted to
the NBKB waterfront by the presence of
submarines and other haul-out
opportunities. Site-specific data
therefore better reflects the nature of sea
lion occurrence than does a regional
density. With regard to the first point,
as acknowledged in the FR notice (78
FR 29705; May 21, 2013), we recognize
that over the course of a day, while the
proportion of animals in the water may
not vary significantly, different
individuals may enter and exit the
water. That is, it is probable that greater
than 35 percent of seals will enter the
water at some point during the day. No
data exist regarding fine-scale harbor
seal movements within the project area
on time durations of less than a day,
thus precluding an assessment of
ingress or egress of different animals
through the action area. As such, it is
impossible, given available data, to
determine exactly what number of
individuals above 35 percent may
potentially be exposed to underwater
sound. Therefore, we are left to make a
decision, on the basis of limited
available information, regarding which
of these two scenarios (i.e., 100 percent
vs. 35 percent of harbor seals are in the
water and exposed to sound) produces
a more accurate estimate of the potential
incidents of take.
First, we understand that hauled-out
harbor seals are necessarily at haul-outs.
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No significant harbor seal haul-outs are
located within or near the action area.
Harbor seals observed in the vicinity of
the NBKB shoreline are rarely hauledout (for example, in formal surveys
during 2007–08, approximately 86
percent of observed seals were
swimming), and when hauled-out, they
do so opportunistically (i.e., on floating
booms rather than established haulouts). Harbor seals are typically
unsuited for using manmade haul-outs
at NBKB, which are used by sea lions.
Primary harbor seal haul-outs in Hood
Canal are located at significant distance
(20 km or more) from the action area in
Dabob Bay or further south (see Figure
4–1 in the Navy’s application), meaning
that animals casually entering the water
from haul-outs or flushing due to some
disturbance at those locations would not
be exposed to underwater sound from
the project; rather, only those animals
embarking on foraging trips and
entering the action area may be exposed.
Second, we know that harbor seals in
Hood Canal are not likely to have a
uniform distribution as is assumed
through use of a density estimate, but
are likely to be relatively concentrated
near areas of interest such as the haulouts found in Dabob Bay or foraging
areas. The majority of the action area
consists of the Level B harassment zone
in deeper waters of Hood Canal; past
observations from surveys and required
monitoring have confirmed that harbor
seals are less abundant in these waters.
Third, a typical pile driving day (in
terms of the actual time spent driving)
is much shorter than the 8–15 hours
cited by the Commission as a
representative pile driving day.
Construction scheduling and notional
production rates in concert with typical
delays mean that hammers are active for
only some small fraction of time on pile
driving ‘‘days’’. During the first year of
construction for EHW–2, vibratory pile
driving occurred on 75 days, but only
for an approximate total time of 71
hours.
What we know tells us that (1) The
turnover of harbor seals (in and out of
the water) is occurring primarily outside
the action area and would not be
expected to result in a greater number
of individuals entering the action area
within a given day and being harassed
than is assumed; (2) there are likely to
be significantly fewer harbor seals in the
majority of the action area than would
be indicated by the uncorrected density;
and (3) pile driving actually occurs over
a limited timeframe on any given day,
reducing the amount of time over which
new individuals might enter the action
area within a given day. These factors
lead us to believe that the corrected
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density is likely to more closely
approximate the number of seals that
may be found in the action area than
does the uncorrected density, and there
are no existing data that would indicate
that the proportion of individuals
entering the water within the predicted
area of effect during pile driving would
be dramatically larger than 35 percent.
Therefore, the Commission’s suggestion
that 100 percent of the population be
used to estimate density would likely
result in a gross exaggeration of
potential take. Moreover, because the
Navy is typically unable to determine
from field observations whether the
same or different individuals are being
exposed, each observation is recorded as
a new take, although an individual
theoretically would only be considered
as taken once in a given day.
Finally, we note that during the
course of four previous IHAs over two
years (2011–12), the Navy has been
authorized for 6,725 incidents of
incidental harassment (corrected for
actual number of pile driving days). The
total estimate of actual incidents of take
(observed takes and observations
extrapolated to unobserved area) was
868. This is almost certainly negatively
biased, but the huge disparity does
provide confirmation that we are not
significantly underestimating takes.
Comment 2: The Commission
recommends that we require the Navy to
implement soft start procedures after 15
minutes if pile driving or removal is
delayed or shut down because of the
presence of a marine mammal within or
approaching the shutdown zone.
Response: We do not believe the
recommendation would be effective in
reducing the number or intensity of
incidents of harassment—in fact, we
believe that implementation of this
recommendation may actually increase
the number of incidents of harassment
by extending the overall project
duration—while imposing a high cost in
terms of operational practicability. We
note here that, while the Commission
recommends use of the measure to
avoid serious injury (i.e., injury that will
result in death of the animal), such an
outcome is extremely unlikely even in
the absence of any mitigation measures
(as described in the FR notice at 78 FR
29705; May 21, 2013). Given that
conclusion, we address our response to
the potential usefulness of the measure
in avoidance of non-serious injury (i.e.,
Level A harassment).
Soft start is required for the first
impact pile driving of each day and,
subsequently, after any impact pile
driving stoppage of 30 minutes or
greater. The purpose of a soft start is to
provide a ‘‘warning’’ to animals by
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initiating the production of underwater
sound at lower levels than are produced
at full operating power. This warning is
presumed to allow animals the
opportunity to move away from an
unpleasant stimulus and to potentially
reduce the intensity of behavioral
reactions to noise or prevent injury of
animals that may remain undetected in
the zone ensonified to potentially
injurious levels. However, soft start
requires additional time, resulting in a
larger temporal footprint for the project.
That is, soft start requires a longer
cumulative period of pile driving (i.e.,
hours) but, more importantly, leads to a
longer overall duration (i.e., more days
on which pile driving occurs). In order
to maximize the effectiveness of soft
start while minimizing the
implementation costs, we require soft
start after a period of extended and
unobserved relative silence (i.e., at the
beginning of the day, after the end of the
required 30-minute post-activity
monitoring period, or after 30 minutes
with no impact driving). It is after these
periods that marine mammals are more
likely to closely approach the site
(because it is relatively quiet) and less
likely to be observed prior to initiation
of the activity (because continuous
monitoring has been interrupted).
The Commission justifies this
recommendation on the basis of the
potential for undetected animals to
remain in the shutdown zone, and
describes various biases (i.e.,
availability, detection, and perception)
on an observer’s ability to detect an
animal. We do not believe that time is
a factor in determining the influence of
these biases on the probability of
observing an animal in the shutdown
zone. That is, an observer is not more
likely to detect the presence of an
animal at the 15-minute mark of
continuous monitoring than after 30
minutes (it is established that soft start
is required after any unmonitored
period). Therefore, requiring soft start
after 15 minutes (i.e., more soft starts) is
not likely to result in increased
avoidance of injury. Finally, we do not
believe that the use of soft start may be
expected to appreciably reduce the
potential for injury where the
probability of detection is high (e.g.,
small, shallow zones with good
environmental conditions). Rather, the
primary purpose of soft start under such
conditions is to reduce the intensity of
potential behavioral reactions to
underwater sound in the disturbance
zone.
As noted by the Commission, there
are multiple reasons why marine
mammals may remain in a shutdown
zone and yet be undetected by
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observers. Animals are missed because
they are underwater (availability bias) or
because they are available to be seen,
but are missed by observers (perception
and detection biases) (e.g., Marsh and
Sinclair, 1989). Negative bias on
perception or detection of an available
animal may result from environmental
conditions, limitations inherent to the
observation platform, or observer
ability. While missed detections are
possible in theory, this would require
that an animal would either (a) remain
submerged (i.e., be unavailable) for
periods of time approaching or
exceeding 15 minutes and/or (b) remain
undetected while at the surface. We
provide further site-specific detail
below.
First, environmental conditions in the
Hood Canal are typically excellent and,
unlike the moving aerial or vessel-based
observation platforms for which
detectability bias is often a concern, the
observers here will be positioned in the
most suitable locations to ensure high
detectability (randomness of
observations is not a concern, as it is for
abundance sampling). We believe that
the probability of detecting animals
within the shutdown zones proposed for
this action approaches 100 percent. The
190 dB zone for pinnipeds is small, with
radial distance of only 20 m, while the
180 dB zone for cetaceans (85 m) is
notional only—no cetaceans have ever
been recorded as entering the security
area bounded by the floating port
security barrier. Regarding availability,
the most abundant species, and
therefore the species most likely to be
present in the mitigation zones, are the
harbor seal and California sea lion.
It is generally unlikely that a pinniped
would remain within approximately 20
m of an active construction zone, in the
absence of any known foraging
opportunities or other attractant of any
significance, for an extended period of
time. However, some harbor seals have
been known to frequent the areas
surrounding existing wharves at NBKB.
Even when this situation does occur, the
possibility that individuals would
remain submerged for a period of time
exceeding 15 minutes is discountable.
Dive behavior for harbor seals,
including typical duration, is influenced
by a variety of factors, such as
behavioral context, local bathymetric
conditions, and the specific
physiological characteristics of the
animal (e.g., Harkonen, 1987a,b; Eguchi
and Harvey, 2005). Dive depth may be
expected to correlate well with dive
duration. However, Eguchi and Harvey
(2005) showed that average dive
durations in Monterey Bay, where
available depths are much deeper than
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those in the nearshore environment at
NBKB, were only 4.8 and 5.5 minutes
for females and males, respectively.
Although fine-scale population
structure exists for harbor seals on a
geographic basis from California to
Alaska (Carretta et al., 2011), similar
results have been obtained in Alaska
and Washington. Dive durations for
harbor seals from three locations across
the Gulf of Alaska were typically less
than 4 minutes across factors (Hastings
et al., 2004). Closer to the action area in
Puget Sound waters, Suryan and Harvey
(1998) reported dive depths ranging
from 3.2–4.6 min. Importantly, those
durations were reduced in nearshore
waters similar to those in the shutdown
zone (1.5–3.6 min). Conversely, dive
durations were somewhat longer during
milling behavior, which is sometimes
observed in the action area. However,
surface intervals (which ranged from
0.6–0.9 min) showed a significantly
positive correlation to dive duration
(Suryan and Harvey, 1998), meaning
that longer dives, or periods of high
availability bias, are followed by periods
of relatively greater availability.
Sea lions employ a shallow epipelagic
foraging strategy, and numerous studies
have reported mean dive times of
approximately 2 minutes for California
sea lions (e.g., Feldkamp et al., 1989
[mean dive time less than 3 min]; Weise
et al., 2006 [mean dive time 1.9 ± 1.6
min]). Kuhn et al. (2003) cite published
values for sea lion aerobic dive limits
ranging from 2.3–5.8 minutes and, while
it is possible that sea lions may dive
beyond these limits when foraging on
the benthos, significantly longer dive
durations would not be expected in
shallow waters. In addition, while short
surface intervals are also possible,
longer values are typical of data found
in the literature for animals engaged in
foraging (e.g., Costa et al. (2007) report
a mean surface interval of 1.6 minutes).
Sea lions will typically spend a much
greater proportion of time at the surface
when not foraging, and behavioral
observations in the nearshore action
area show that California sea lions are
typically traveling, likely to haul-out
opportunities at Delta Pier.
Under the typically excellent
observation conditions found in the
Hood Canal, we believe that surfaced
animals would be observed. Based on
the foregoing factors, we have high
confidence in the ability of observers to
detect marine mammals in the
shutdown zones estimated for this
project in the Hood Canal.
Comment 3: The Commission
recommends that we require the Navy to
consult with the Washington State
Department of Transportation and/or
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the California Department of
Transportation to (1) determine whether
soft start procedures can be used safely
with the vibratory hammers that the
Navy plans to use prior to eliminating
the Navy’s requirement to implement
those measures and (2) clarify and
troubleshoot the sound attenuation
device implementation procedures to
ensure the device’s efficacy.
Response: We concur with the first
part of the Commission’s
recommendation and will facilitate the
suggested consultation. However, this
cannot be accomplished prior to
issuance of the IHA due to the Navy’s
operational needs. Accordingly, we
deem vibratory soft starts to not
currently be practicable due to safety
concerns. We will determine whether
the potentially significant human safety
issue is inherent to implementation of
the measure or is due to operator error
prior to issuing any further IHAs to the
Navy for pile driving activities in 2014
and beyond.
With regard to sound attenuation
device implementation, we previously
required the Navy to use such a device
and to require that their contractors
ensure: (1) that the device be capable of
achieving attenuation performance of 10
dB of reduction and (2) that the device
is properly deployed such that no
reduction in performance may be
attributable to operator error. However,
because recent observations indicate
that achievement of 10 dB of attenuation
performance may not be reasonable, we
now stipulate simply that the Navy
must make the necessary contractual
requirements to ensure that the device
is capable of achieving optimal
performance, and that deployment of
the device is implemented properly
such that no reduction in performance
may be attributable to faulty
deployment. Compliance with this
stipulation is incumbent upon the Navy
and it would not be appropriate for us
to dictate the manner of compliance,
including requirements for consultation
with third parties.
Comment 4: The Commission
recommends that we require the Navy to
monitor the extent of the disturbance
zone using additional shore- or vesselbased observers beyond the waterfront
restricted area to (1) determine the
numbers of marine mammals taken
during pile driving and removal
activities and (2) characterize the effects
on those mammals.
Response: We believe that we have
developed, in consultation with the
Navy, a strategy that is appropriate to
accomplish the stated objectives of the
Commission’s recommendation. The
Commission states that the goal is not
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43155
simply to employ a strategy that ensures
monitoring out to a certain distance, but
rather to employ a strategy that provides
the information necessary to determine
if the construction activities have
adverse effects on marine mammals and
to describe the nature and extent of
those effects. We agree with that
statement, and note that the Navy does
not simply monitor within defined
zones, ignoring occurrences outside
those zones. The mitigation strategy is
designed to implement shutdown of
activity only for marine mammal
occurrence within designated zones, but
all observations of marine mammals and
any observed behavior, whether
construed as a reaction to project
activity or not, are recorded regardless
of distance to project activity. This
information is coupled with the results
of previous acoustic monitoring data
(i.e., sound levels recorded at multiple
defined distances from the activity) to
draw conclusions about the impact of
the activity on marine mammals.
Importantly, the larger monitoring effort
conducted by the Navy in deeper waters
of Hood Canal during their 2011 project
monitoring was an important piece of
the Navy’s overall monitoring strategy
for the ongoing suite of actions at NBKB
and may reasonably be used as a
reference for the current activities.
Using that information, as well as the
results of required monitoring
associated with the 2011–12 Test Pile
Program, 2011–13 rehabilitation of the
existing Explosives Handling Wharf,
and the first year of construction for the
EHW–2, we believe we have gained a
sufficient understanding of marine
mammal behavior in response to the
specified activities, as well as
occurrence and behavior within the
Level B harassment zone in deeper
waters beyond the waterfront restricted
area, which is intensively monitored.
We also note that the de facto zone of
monitoring effort has been expanded for
the duration of the concurrent barge
mooring effort, as observers monitoring
the waterfront at that location will also
be collecting information on occurrence
and potential reactions of marine
mammals.
The Commission urges us to consider
a more comprehensive approach to
assessment of effects of activities colocated in time and space. We believe
that the Navy has designed a
comprehensive, multi-year approach for
its monitoring strategy. It is not fiscally
feasible, or the best use of resources, to
deploy multiple vessel-based observers
for year after year of similar activities.
A strategic approach demands frontloaded effort that, when properly
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designed, provides utility for
subsequent years. Beginning in 2008,
the Navy began to expand their efforts
to better understand nature and
frequency of occurrence for wildlife at
NBKB. Opportunistic haul-out surveys
and vessel-based wildlife surveys have
been useful in evaluating the potential
effects of construction activities. At the
initiation of the recent construction
activities, the Navy mounted an
intensive monitoring effort, including
deep-water monitoring (that was not
mitigation-specific) and comprehensive
acoustic monitoring, with the express
purpose of providing a robust body of
data that would form a reference for
evaluation of future effects of similar
activities. In addition, the Navy has
proactively secured funding and sought
collaboration with NMFS and other
experts to conduct future surveys of
Washington inland waters that will
provide much-needed updates to our
understanding of marine mammal
abundance and distribution in the
region.
Comment 5: The Commission
recommends that we complete an
analysis of the impact of the proposed
activities together with the cumulative
impacts of all the other pertinent risk
factors (including but not limited to the
Navy’s concurrent barge mooring
project) for marine mammals in the
Hood Canal area.
Response: Section 101(a)(5)(D) of the
MMPA requires NMFS to make a
determination that the harassment
incidental to a specified activity will
have a negligible impact on the affected
species or stocks of marine mammals,
and will not result in an unmitigable
adverse impact on the availability of
marine mammals for taking for
subsistence uses. Neither the MMPA nor
NMFS’ implementing regulations
specify how to consider other activities
and their impacts on the same
populations. However, consistent with
the 1989 preamble for NMFS’
implementing regulations (54 FR 40338;
September 29, 1989), the impacts from
other past and ongoing anthropogenic
activities are incorporated into the
negligible impact analysis via their
impacts on the environmental baseline
(e.g., as reflected in the density/
distribution and status of the species,
population size and growth rate, and
ambient noise).
In addition, cumulative effects were
addressed in the Navy’s Environmental
Impact Statement and in the biological
opinion prepared for this action, as well
as in the NEPA analyses prepared for
other actions conducted at the NBKB
waterfront. These documents, as well as
the relevant Stock Assessment Reports,
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are part of NMFS’ Administrative
Record for this action, and provided the
decision-maker with information
regarding other activities in the action
area that affect marine mammals, an
analysis of cumulative impacts, and
other information relevant to the
determination made under the MMPA.
Comment 6: The Commission
recommends that we encourage the
Navy to combine future requests for
IHAs for all activities that would occur
in the same general area and within the
same year rather than segmenting those
activities and their associated impacts
by requesting separate authorizations.
Response: We agree with the
Commission’s recommendation and
have encouraged the Navy to do so.
However, we do not have the statutory
authority to require the Navy to
combine such requests. With our
encouragement, the Navy is working to
develop a regionally comprehensive
approach to environmental compliance
for reasonably foreseeable small actions,
such as pile replacement and repair
projects. A major project such as the
current EHW–2 construction would
likely remain as a standalone effort due
to constraints related to planning,
funding, and contracting.
Comment 7: The Commission
recommends that we require the Navy to
use the same data (e.g., source levels,
sound attenuation factors, densities),
methods, and justification for all pile
driving and removal activities that occur
during the same timeframe at NBKB.
Response: We concur with the
Commission’s recommendation and will
require consistency from the Navy in
future IHA requests. However, we are
not overly concerned here because
where there are inconsistencies they are
due to use of conservative approaches.
For example, in discussing source levels
used for determining mitigation zones,
the Commission notes that the Navy
used a conservative estimate (i.e., the
maximum source level) for the barge
mooring project, but did not do so for
the EHW–2. While the approach differs,
conservatism is also built into the
estimation of mitigation zones for EHW–
2, not through use of a conservative
source level, but by using the maximum
radial distances to relevant thresholds,
as measured during in site-specific
acoustic monitoring. The modeled zones
for the EHW–2 project were 22 and 5 m
for the 180 and 190 dB zones,
respectively, but the zones required of
the Navy are 85 and 20 m, respectively.
This more conservative approach was
adopted at the urging and with the
concurrence of the Commission in 2012.
The Commission states that it is unclear
why these inconsistencies are present,
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however, in each case the reason for the
inconsistency and the rationale for our
decision that use of an inconsistent
approach is acceptable, if not desirable,
is clearly presented in the associated FR
notices.
Description of Marine Mammals in the
Area of the Specified Activity
There are seven marine mammal
species, four cetaceans and three
pinnipeds, which may inhabit or transit
through the waters nearby NBKB in the
Hood Canal. These include the transient
killer whale, harbor porpoise, Dall’s
porpoise, Steller sea lion, California sea
lion, harbor seal, and humpback whale.
The Steller sea lion and humpback
whale are the only marine mammals
that may occur within the Hood Canal
that are listed under the Endangered
Species Act (ESA); the humpback whale
is listed as endangered and the eastern
distinct population segment (DPS) of
Steller sea lion is listed as threatened.
The Steller sea lion is typically present
in low numbers in the Hood Canal only
from approximately October through
mid-April. The humpback whale is not
typically present in Hood Canal, with
no confirmed sightings found in the
literature or the Orca Network database
(https://www.orcanetwork.org/) prior to
January and February 2012, when one
individual was observed repeatedly over
a period of several weeks. No sightings
have been recorded since that time and
we consider the humpback whale to be
a rare visitor to Hood Canal at most.
While the southern resident killer whale
is resident to the inland waters of
Washington and British Columbia, it has
not been observed in the Hood Canal in
over 15 years. Therefore, these three
stocks were excluded from further
analysis. The FR notice (78 FR 29705;
May 21, 2013) summarizes the
population status and abundance of
these species, and the Navy’s
application provides detailed life
history information.
Potential Effects of the Specified
Activity on Marine Mammals
We have determined that pile driving,
as outlined in the project description,
has the potential to result in behavioral
harassment of marine mammals that
may be present in the project vicinity
while construction activity is being
conducted. Pile driving could
potentially harass those pinnipeds that
are in the water close to the project site,
whether exposed to airborne or
underwater sound. The FR notice (78 FR
29705; May 21, 2013) provides a
detailed description of marine mammal
hearing and of the potential effects of
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Anticipated Effects on Habitat
The specified activities at NBKB will
not result in permanent impacts to
habitats used directly by marine
mammals, such as haul-out sites, but
may have potential short-term impacts
to food sources such as forage fish and
salmonids. There are no rookeries or
major haul-out sites within 10 km (6.2
mi), foraging hotspots, or other ocean
bottom structures of significant
biological importance to marine
mammals that may be present in the
marine waters in the vicinity of the
project area. Therefore, the main impact
issue associated with the specified
activity will be temporarily elevated
sound levels and the associated direct
effects on marine mammals, as
discussed previously in this document.
The most likely impact to marine
mammal habitat occurs from pile
driving effects on likely marine mammal
prey (i.e., fish) near NBKB and minor
impacts to the immediate substrate
during construction activity associated
with the EHW–2 project. The FR notice
(78 FR 29705; May 21, 2013) describes
these potential impacts in greater detail.
Summary of Previous Monitoring
The Navy complied with the
mitigation and monitoring required
under the previous authorization for
this project. In accordance with the
2012 IHA, the Navy submitted a Year 1
Marine Mammal Monitoring Report
(2012–2013), covering the period of July
16 through February 15. Due to delays
in beginning the project the first day of
monitored pile driving activity occurred
on September 28, 2012, and a total of 78
days of pile driving occurred between
then and February 14, 2013. That total
included 56 days of vibratory driving
only, three days of only impact driving,
and 19 days where both vibratory and
impact driving occurred. Marine
mammal monitoring occurred the
before, during, and after each pile
driving event. During the course of these
activities, the Navy did not exceed the
take levels authorized under the IHA.
For more detail, including full
monitoring results and analysis, please
see the monitoring report at https://
www.nmfs.noaa.gov/pr/permits/
incidental.htm.
Mitigation
In order to issue an incidental take
authorization (ITA) under Section
101(a)(5)(D) of the MMPA, we must,
where applicable, set forth the
permissible methods of taking pursuant
to such activity, and other means of
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effecting the least practicable impact on
such species or stock and its habitat,
paying particular attention to rookeries,
mating grounds, and areas of similar
significance, and on the availability of
such species or stock for taking for
certain subsistence uses (where
relevant).
Measurements from similar pile
driving events were coupled with
practical spreading loss to estimate
zones of influence (ZOIs; see ‘‘Estimated
Take by Incidental Harassment’’); these
values were used to develop mitigation
measures for pile driving activities at
NBKB. The ZOIs effectively represent
the mitigation zones that will be
established around each pile to prevent
Level A harassment to marine
mammals, while providing estimates of
the areas within which Level B
harassment might occur. In addition to
the measures described later in this
section, the Navy will employ the
following standard mitigation measures:
(a) Conduct briefings between
construction supervisors and crews,
marine mammal monitoring team,
acoustical monitoring team, and Navy
staff prior to the start of all pile driving
activity, and when new personnel join
the work, in order to explain
responsibilities, communication
procedures, marine mammal monitoring
protocol, and operational procedures.
(b) Comply with applicable
equipment sound standards and ensure
that all construction equipment has
sound control devices no less effective
than those provided on the original
equipment.
(c) For in-water heavy machinery
work other than pile driving (using, e.g.,
standard barges, tug boats, bargemounted excavators, or clamshell
equipment used to place or remove
material), if a marine mammal comes
within 10 m, operations shall cease and
vessels shall reduce speed to the
minimum level required to maintain
steerage and safe working conditions.
This type of work could include the
following activities: (1) movement of the
barge to the pile location; (2) positioning
of the pile on the substrate via a crane
(i.e., stabbing the pile); (3) removal of
the pile from the water column/
substrate via a crane (i.e., deadpull); or
(4) the placement of sound attenuation
devices around the piles. For these
activities, monitoring will take place
from 15 minutes prior to initiation until
the action is complete.
Monitoring and Shutdown for Pile
Driving
The following measures will apply to
the Navy’s mitigation through shutdown
and disturbance zones:
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Shutdown Zone—For all pile driving
and removal activities, the Navy will
establish a shutdown zone intended to
contain the area in which SPLs equal or
exceed the 180/190 dB rms acoustic
injury criteria. The purpose of a
shutdown zone is to define an area
within which shutdown of activity
would occur upon sighting of a marine
mammal (or in anticipation of an animal
entering the defined area), thus
preventing injury, serious injury, or
death of marine mammals. Modeled
distances for shutdown zones are shown
in Table 2. However, during impact pile
driving, the Navy would implement a
minimum shutdown zone of 85 m
radius for cetaceans and 20 m for
pinnipeds around all pile driving
activity. The modeled injury threshold
distances are approximately 22 and 5 m,
respectively, but the distances are
increased based on in-situ recorded
sound pressure levels from the TPP.
During vibratory driving, the shutdown
zone would be 10 m distance from the
source for all animals. These
precautionary measures are intended to
act conservatively in the
implementation of the measure and
further reduce any possibility of
acoustic injury, as well as to account for
any undue reduction in the modeled
zones stemming from the assumption of
10 dB attenuation from use of a bubble
curtain.
Disturbance Zone—Disturbance zones
are the areas in which SPLs equal or
exceed 160 and 120 dB rms (for pulsed
and non-pulsed sound, respectively).
Disturbance zones provide utility for
monitoring conducted for mitigation
purposes (i.e., shutdown zone
monitoring) by establishing monitoring
protocols for areas adjacent to the
shutdown zones. Monitoring of
disturbance zones enables observers to
be aware of and communicate the
presence of marine mammals in the
project area but outside the shutdown
zone and thus prepare for potential
shutdowns of activity. However, the
primary purpose of disturbance zone
monitoring is for documenting incidents
of Level B harassment; disturbance zone
monitoring is discussed in greater detail
later (see ‘‘Monitoring and Reporting’’).
Nominal radial distances for
disturbance zones are shown in Table 2.
Given the size of the disturbance zone
for vibratory pile driving, it is
impossible to guarantee that all animals
would be observed or to make
comprehensive observations of finescale behavioral reactions to sound, and
only a portion of the zone (e.g., what
may be reasonably observed by visual
observers stationed within the water
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front restricted area [WRA]) will be
monitored.
In order to document observed
incidences of harassment, monitors
record all marine mammal observations,
regardless of location. The observer’s
location, as well as the location of the
pile being driven, is known from a GPS.
The location of the animal is estimated
as a distance from the observer, which
is then compared to the location from
the pile. If acoustic monitoring is being
conducted for that pile, a received SPL
may be estimated, or the received level
may be estimated on the basis of past or
subsequent acoustic monitoring. It may
then be determined whether the animal
was exposed to sound levels
constituting incidental harassment in
post-processing of observational and
acoustic data, and a precise accounting
of observed incidences of harassment
created. Therefore, although the
predicted distances to behavioral
harassment thresholds are useful for
estimating incidental harassment for
purposes of authorizing levels of
incidental take, actual take may be
determined in part through the use of
empirical data. That information may
then be used to extrapolate observed
takes to reach an approximate
understanding of actual total takes.
Monitoring Protocols—Monitoring
would be conducted before, during, and
after pile driving activities. In addition,
observers shall record all incidences of
marine mammal occurrence, regardless
of distance from activity, and shall
document any behavioral reactions in
concert with distance from piles being
driven. Observations made outside the
shutdown zone will not result in
shutdown; that pile segment would be
completed without cessation, unless the
animal approaches or enters the
shutdown zone, at which point all pile
driving activities will be halted.
Monitoring will take place from 15
minutes prior to initiation through 15
minutes post-completion of pile driving
activities. Pile driving activities include
the time to remove a single pile or series
of piles, as long as the time elapsed
between uses of the pile driving
equipment is no more than 30 minutes.
Please see the Marine Mammal
Monitoring Plan (available at https://
www.nmfs.noaa.gov/pr/permits/
incidental.htm), developed by the Navy
in agreement with us, for full details of
the monitoring protocols.
The following additional measures
apply to visual monitoring:
(1) Monitoring will be conducted by
qualified observers, who will be placed
at the best vantage point(s) practicable
to monitor for marine mammals and
implement shutdown/delay procedures
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when applicable by calling for the
shutdown to the hammer operator.
Qualified observers are trained
biologists, with the following minimum
qualifications:
• Visual acuity in both eyes
(correction is permissible) sufficient for
discernment of moving targets at the
water’s surface with ability to estimate
target size and distance; use of
binoculars may be necessary to correctly
identify the target;
• Advanced education in biological
science, wildlife management,
mammalogy, or related fields (bachelor’s
degree or higher is required);
• Experience and ability to conduct
field observations and collect data
according to assigned protocols (this
may include academic experience);
• Experience or training in the field
identification of marine mammals,
including the identification of
behaviors;
• Sufficient training, orientation, or
experience with the construction
operation to provide for personal safety
during observations;
• Writing skills sufficient to prepare a
report of observations including but not
limited to the number and species of
marine mammals observed; dates and
times when in-water construction
activities were conducted; dates and
times when in-water construction
activities were suspended to avoid
potential incidental injury from
construction sound of marine mammals
observed within a defined shutdown
zone; and marine mammal behavior;
and
• Ability to communicate orally, by
radio or in person, with project
personnel to provide real-time
information on marine mammals
observed in the area as necessary.
(2) Prior to the start of pile driving
activity, the shutdown zone will be
monitored for 15 minutes to ensure that
it is clear of marine mammals. Pile
driving will only commence once
observers have declared the shutdown
zone clear of marine mammals; animals
will be allowed to remain in the
shutdown zone (i.e., must leave of their
own volition) and their behavior will be
monitored and documented. The
shutdown zone may only be declared
clear, and pile driving started, when the
entire shutdown zone is visible (i.e.,
when not obscured by dark, rain, fog,
etc.). In addition, if such conditions
should arise during impact pile driving
that is already underway, the activity
will be halted.
(3) If a marine mammal approaches or
enters the shutdown zone during the
course of pile driving operations,
activity will be halted and delayed until
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either the animal has voluntarily left
and been visually confirmed beyond the
shutdown zone or 15 minutes have
passed without re-detection of the
animal. Monitoring will be conducted
throughout the time required to drive a
pile.
Sound Attenuation Devices
Bubble curtains shall be used during
all impact pile driving. The device will
distribute air bubbles around 100
percent of the piling perimeter for the
full depth of the water column, and the
lowest bubble ring shall be in contact
with the mudline for the full
circumference of the ring. Testing of the
device by comparing attenuated and
unattenuated strikes is not possible
because of requirements in place to
protect marbled murrelets (an ESAlisted bird species under the jurisdiction
of the USFWS). However, in order to
avoid loss of attenuation from design
and implementation errors in the
absence of such testing, a performance
test of the device shall be conducted
prior to initial use. The performance test
shall confirm the calculated pressures
and flow rates at each manifold ring. In
addition, the contractor shall also train
personnel in the proper balancing of air
flow to the bubblers and shall submit an
inspection/performance report to the
Navy within 72 hours following the
performance test.
Timing Restrictions
In Hood Canal, designated exist
timing restrictions for pile driving
activities to avoid in-water work when
salmonids and other spawning forage
fish are likely to be present. The inwater work window is July 16-February
15. The initial months (July to
September) of the timing window
overlap with times when Steller sea
lions are not expected to be present
within the project area. Until September
23, impact pile driving will only occur
starting two hours after sunrise and
ending two hours before sunset due to
marbled murrelet nesting season. After
September 23, in-water construction
activities will occur during daylight
hours (sunrise to sunset).
Soft Start
The use of a soft-start procedure is
believed to provide additional
protection to marine mammals by
warning or providing a chance to leave
the area prior to the hammer operating
at full capacity, and typically involves
a requirement to initiate sound from
vibratory hammers for fifteen seconds at
reduced energy followed by a 30-second
waiting period. This procedure is
repeated two additional times. However,
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implementation of soft start for
vibratory pile driving during previous
pile driving work at NBKB has led to
equipment failure and serious human
safety concerns; those issues were
detailed in the FR notice (78 FR 29705;
May 21, 2013). Therefore, vibratory soft
start is not required as a mitigation
measure for this project, as we have
determined it to not currently be
practicable due to safety concerns. We
have further determined this measure
unnecessary to providing the means of
effecting the least practicable impact on
marine mammals and their habitat. For
impact driving, soft start will be
required, and contractors will provide
an initial set of strikes from the impact
hammer at reduced energy, followed by
a 30-second waiting period, then two
subsequent reduced energy strike sets.
The reduced energy of an individual
hammer cannot be quantified because of
variation in individual drivers. The
actual number of strikes at reduced
energy will vary because operating the
hammer at less than full power results
in ‘‘bouncing’’ of the hammer as it
strikes the pile, resulting in multiple
‘‘strikes’’. Soft start for impact driving
will be required at the beginning of each
day’s pile driving work and at any time
following a cessation of impact pile
driving of 30 minutes or longer.
We have carefully evaluated the
applicant’s mitigation measures and
considered a range of other measures in
the context of ensuring that we
prescribe the means of effecting the least
practicable impact on the affected
marine mammal species and stocks and
their habitat. Our evaluation of potential
measures included consideration of the
following factors in relation to one
another: (1) The manner in which, and
the degree to which, the successful
implementation of the measure is
expected to minimize adverse impacts
to marine mammals; (2) the proven or
likely efficacy of the specific measure to
minimize adverse impacts as planned;
and (3) the practicability of the measure
for applicant implementation, including
consideration of personnel safety, and
practicality of implementation.
Based on our evaluation of the
applicant’s planned measures, as well as
any other potential measures that may
be relevant to the specified activity, we
have determined that these mitigation
measures provide the means of effecting
the least practicable impact on marine
mammal species or stocks and their
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance.
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Monitoring and Reporting
In order to issue an ITA for an
activity, section 101(a)(5)(D) of the
MMPA states that we must, where
applicable, set forth ‘‘requirements
pertaining to the monitoring and
reporting of such taking’’. The MMPA
implementing regulations at 50 CFR
216.104 (a)(13) indicate that requests for
ITAs must include the suggested means
of accomplishing the necessary
monitoring and reporting that will result
in increased knowledge of the species
and of the level of taking or impacts on
populations of marine mammals that are
expected to be present in the action
area. Please see the Navy’s Marine
Mammal Monitoring Plan for full details
of the requirements for monitoring and
reporting.
Visual Marine Mammal Observations
The Navy will collect sighting data
and behavioral responses to
construction for marine mammal
species observed in the region of
activity during the period of activity. All
observers will be trained in marine
mammal identification and behaviors
and are required to have no other
construction-related tasks while
conducting monitoring. The Navy will
monitor the shutdown zone and
disturbance zone before, during, and
after pile driving, with observers located
at the best practicable vantage points.
Based on our requirements, the Marine
Mammal Monitoring Plan would
implement the following procedures for
pile driving:
• MMOs would be located at the best
vantage point(s) in order to properly see
the entire shutdown zone and as much
of the disturbance zone as possible.
• During all observation periods,
observers will use binoculars and the
naked eye to search continuously for
marine mammals.
• If the shutdown zones are obscured
by fog or poor lighting conditions, pile
driving at that location will not be
initiated until that zone is visible.
Should such conditions arise while
impact driving is underway, the activity
would be halted.
• The shutdown and disturbance
zones around the pile will be monitored
for the presence of marine mammals
before, during, and after any pile driving
or removal activity.
Individuals implementing the
monitoring protocol will assess its
effectiveness using an adaptive
approach. Monitoring biologists will use
their best professional judgment
throughout implementation and seek
improvements to these methods when
deemed appropriate. Any modifications
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to protocol will be coordinated between
NMFS and the Navy.
Data Collection
We require that observers use
approved data forms. Among other
pieces of information, the Navy will
record detailed information about any
implementation of shutdowns,
including the distance of animals to the
pile and description of specific actions
that ensued and resulting behavior of
the animal, if any. In addition, the Navy
will attempt to distinguish between the
number of individual animals taken and
the number of incidences of take. We
require that, at a minimum, the
following information be collected on
the sighting forms:
• Date and time that monitored
activity begins or ends;
• Construction activities occurring
during each observation period;
• Weather parameters (e.g., percent
cover, visibility);
• Water conditions (e.g., sea state,
tide state);
• Species, numbers, and, if possible,
sex and age class of marine mammals;
• Description of any observable
marine mammal behavior patterns,
including bearing and direction of
travel, and if possible, the correlation to
SPLs;
• Distance from pile driving activities
to marine mammals and distance from
the marine mammals to the observation
point;
• Locations of all marine mammal
observations; and
• Other human activity in the area.
Reporting
A draft report must be submitted to
NMFS within 90 calendar days of the
completion of the in-water work
window. The report will include marine
mammal observations pre-activity,
during-activity, and post-activity during
pile driving days, and will also provide
descriptions of any problems
encountered in deploying sound
attenuating devices, any adverse
responses to construction activities by
marine mammals and a complete
description of all mitigation shutdowns
and the results of those actions and a
refined take estimate based on the
number of marine mammals observed
during the course of construction. A
final report must be submitted within 30
days following resolution of comments
on the draft report.
Estimated Take by Incidental
Harassment
With respect to the activities
described here, the MMPA defines
‘‘harassment’’ as: ‘‘Any act of pursuit,
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torment, or annoyance which (i) has the
potential to injure a marine mammal or
marine mammal stock in the wild [Level
A harassment]; or (ii) has the potential
to disturb a marine mammal or marine
mammal stock in the wild by causing
disruption of behavioral patterns,
including, but not limited to, migration,
breathing, nursing, breeding, feeding, or
sheltering [Level B harassment].’’
All anticipated takes will be by Level
B harassment, involving temporary
changes in behavior. The planned
mitigation and monitoring measures are
expected to minimize the possibility of
injurious or lethal takes such that take
by Level A harassment, serious injury or
mortality is considered discountable.
However, it is unlikely that injurious or
lethal takes would occur even in the
absence of the planned mitigation and
monitoring measures.
If a marine mammal responds to a
stimulus by changing its behavior (e.g.,
through relatively minor changes in
locomotion direction/speed or
vocalization behavior), the response
may or may not constitute taking at the
individual level, and is unlikely to
affect the stock or the species as a
whole. However, if a sound source
displaces marine mammals from an
important feeding or breeding area for a
prolonged period, impacts on animals or
on the stock or species could potentially
be significant (Lusseau and Bejder,
2007; Weilgart, 2007). Given the many
uncertainties in predicting the quantity
and types of impacts of sound on
marine mammals, it is common practice
to estimate how many animals are likely
to be present within a particular
distance of a given activity, or exposed
to a particular level of sound. This
practice potentially overestimates the
numbers of marine mammals taken. For
example, during the past ten years,
killer whales have been observed within
the project area twice. On the basis of
that information, an estimated amount
of potential takes for killer whales is
presented here. However, while a pod of
killer whales could potentially visit
again during the project timeframe, and
thus be taken, it is more likely that they
will not. Although incidental take of
killer whales and Dall’s porpoises was
authorized for 2011–12 activities at
NBKB on the basis of past observations
of these species, no such takes were
recorded and no individuals of these
species were observed. Similarly,
estimated actual take levels (observed
takes extrapolated to the remainder of
unobserved but ensonified area) were
significantly less than authorized levels
of take for the remaining species.
The project area is not believed to be
particularly important habitat for
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marine mammals, nor is it considered
an area frequented by marine mammals,
although harbor seals are year-round
residents of Hood Canal and sea lions
are known to haul-out on submarines
and other man-made objects at the
NBKB waterfront (although typically at
a distance of a mile or greater from the
project site). Therefore, behavioral
disturbances that could result from
anthropogenic sound associated with
these activities are expected to affect
only a relatively small number of
individual marine mammals, although
those effects could be recurring over the
life of the project if the same individuals
remain in the project vicinity.
The Navy has requested authorization
for the potential taking of small
numbers of Steller sea lions, California
sea lions, harbor seals, transient killer
whales, Dall’s porpoises, and harbor
porpoises in the Hood Canal that may
result from pile driving during
construction activities associated with
the wharf construction project described
previously in this document.
Marine Mammal Densities
The Navy is in the process of
developing, with input from regional
marine mammal experts, estimates of
marine mammal densities in
Washington inland waters for the Navy
Marine Species Density Database
(NMSDD). A technical report will
describe methodologies used to derive
these densities, which are generally
considered the best available
information for Washington inland
waters, except where specific local
abundance information is available.
Initial take estimates and impact
assessment for the EHW–2 project relied
on data available at the time the
application was submitted, including
survey efforts in the project area. For
future projects at NBKB, it is likely that
the NMSDD densities will be used in
assessing project impacts. However,
because the NMSDD report is not
complete, and because use of the
previous density or abundance
information results in more conservative
(i.e., higher) take estimates, the
approach to take estimation used for the
first year of EHW–2 construction is
largely retained here. Please see
Appendix A of the Navy’s application
for more information on the NMSDD
information.
For all species, the most appropriate
information available was used to
estimate the number of potential
incidences of take. For harbor seals, this
involved published literature describing
harbor seal research conducted in
Washington and Oregon as well as more
specific counts conducted in Hood
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Canal (Huber et al., 2001; Jeffries et al.,
2003). Killer whales are known from
two periods of occurrence (2003 and
2005) and are not known to
preferentially use any specific portion of
the Hood Canal. Therefore, density was
calculated as the maximum number of
individuals present at a given time
during those occurrences (London,
2006), divided by the area of Hood
Canal. The best information available
for the remaining species in Hood Canal
came from surveys conducted by the
Navy at the NBKB waterfront or in the
vicinity of the project area.
Beginning in April 2008, Navy
personnel have recorded sightings of
marine mammals occurring at known
haul-outs along the NBKB waterfront,
including docked submarines or other
structures associated with NBKB docks
and piers and the nearshore pontoons of
the floating security fence. Sightings of
marine mammals within the waters
adjoining these locations were also
recorded. Sightings were attempted
whenever possible during a typical
work week (i.e., Monday through
Friday), but inclement weather,
holidays, or security constraints often
precluded surveys. These sightings took
place frequently, although without a
formal survey protocol. During the
surveys, staff visited each of the abovementioned locations and recorded
observations of marine mammals.
Surveys were conducted using
binoculars and the naked eye from
shoreline locations or the piers/wharves
themselves. Because these surveys
consist of opportunistic sighting data
from shore-based observers, largely of
hauled-out animals, there is no
associated survey area appropriate for
use in calculating a density from the
abundance data. Data were compiled for
the period from April 2008 through
December 2012 for analysis here, and
these data provide the basis for take
estimation for Steller and California sea
lions. Other information, including
sightings data from other Navy survey
efforts at NBKB, is available for these
two species, but these data provide the
most conservative (i.e., highest) local
abundance estimates (and thus the
highest estimates of potential take).
In addition, vessel-based marine
wildlife surveys were conducted
according to established survey
protocols during July through
September 2008 and November through
May 2009–10 (Tannenbaum et al., 2009,
2011). Eighteen complete surveys of the
nearshore area resulted in observations
of four marine mammal species (harbor
seal, California sea lion, harbor
porpoise, and Dall’s porpoise). These
surveys operated along pre-determined
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transects parallel to the shoreline from
the nearshore out to approximately
1,800 ft (549 m) from shoreline, at a
spacing of 100 yd, and covered the
entire NBKB waterfront (approximately
3.9 km2 per survey) at a speed of 5 kn
or less. Two observers recorded
sightings of marine mammals both in
the water and hauled out, including
date, time, species, number of
individuals, age (juvenile, adult),
behavior (swimming, diving, hauled
out, avoidance dive), and haul-out
location. Positions of marine mammals
were obtained by recording distance and
bearing to the animal with a rangefinder
and compass, noting the concurrent
location of the boat with GPS, and,
subsequently, analyzing these data to
produce coordinates of the locations of
all animals detected. These surveys
resulted in the only observation of a
Dall’s porpoise near NBKB.
The Navy also conducted vessel-based
line transect surveys in Hood Canal on
non-construction days during the 2011
TPP in order to collect additional data
for species present in Hood Canal.
These surveys detected three marine
mammal species (harbor seal, California
sea lion, and harbor porpoise), and
included surveys conducted in both the
main body of Hood Canal, near the
project area, and baseline surveys
conducted for comparison in Dabob
Bay, an area of Hood Canal that is not
affected by sound from Navy actions at
the NBKB waterfront. The surveys
operated along pre-determined transects
that followed a double saw-tooth pattern
to achieve uniform coverage of the
entire NBKB waterfront. The vessel
traveled at a speed of approximately 5
kn when transiting along the transect
lines. Two observers recorded sightings
of marine mammals both in the water
and hauled out, including the date,
time, species, number of individuals,
and behavior (swimming, diving, etc.).
Positions of marine mammals were
obtained by recording the distance and
bearing to the animal(s), noting the
concurrent location of the boat with
GPS, and subsequently analyzing these
data to produce coordinates of the
locations of all animals detected.
Sighting information for harbor
porpoises was corrected for detectability
(g(0) = 0.54; Barlow, 1988; Calambokidis
et al., 1993; Carretta et al., 2001).
Distance sampling methodologies were
used to estimate densities of animals for
the data. This information provides the
best information for harbor porpoises.
The cetaceans, as well as the harbor
seal, appear to range throughout Hood
Canal; therefore, the analysis for this
IHA assumes that harbor seal, transient
killer whale, harbor porpoise, and Dall’s
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porpoise are uniformly distributed in
the project area. However, it should be
noted that there have been no
observations of cetaceans within the
floating security barriers at NBKB; these
barriers thus appear to effectively
prevent cetaceans from approaching the
shutdown zones. Although the Navy
will implement a precautionary
shutdown zone for cetaceans, anecdotal
evidence suggests that cetaceans are not
at risk of Level A harassment at NBKB
even from louder activities (e.g., impact
pile driving). The remaining species that
occur in the project area, Steller sea lion
and California sea lion, do not appear to
utilize most of Hood Canal. The sea
lions appear to be attracted to the manmade haul-out opportunities along the
NBKB waterfront while dispersing for
foraging opportunities elsewhere in
Hood Canal. California sea lions were
not reported during aerial surveys of
Hood Canal (Jeffries et al., 2000), and
Steller sea lions have only been
documented at the NBKB waterfront.
Description of Take Calculation
The take calculations presented here
rely on the best data currently available
for marine mammal populations in the
Hood Canal. The methodology for
estimating take was described in detail
in the FR notice (78 FR 29705; May 21,
2013). The ZOI impact area is the
estimated range of impact to the sound
criteria. The distances specified in Table
2 were used to calculate ZOIs around
each pile. All impact pile driving take
calculations were based on the
estimated threshold ranges assuming
attenuation of 10 dB from use of a
bubble curtain. The ZOI impact area
took into consideration the possible
affected area of the Hood Canal from the
pile driving site furthest from shore
with attenuation due to land shadowing
from bends in the canal. Because of the
close proximity of some of the piles to
the shore, the narrowness of the canal
at the project area, and the maximum
fetch, the ZOIs for each threshold are
not necessarily spherical and may be
truncated.
While pile driving can occur any day
throughout the in-water work window,
and the analysis is conducted on a per
day basis, only a fraction of that time
(typically a matter of hours on any given
day) is actually spent pile driving.
Acoustic monitoring conducted as part
of the TPP demonstrated that Level B
harassment zones for vibratory pile
driving are likely to be significantly
smaller than the zones estimated
through modeling based on measured
source levels and practical spreading
loss. Also of note is the fact that the
effectiveness of mitigation measures in
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reducing takes is typically not
quantified in the take estimation
process. Here, we do explicitly account
for an assumed level of efficacy for use
of the bubble curtain, but not for the soft
start associated with impact driving. In
addition, equating exposure with
response (i.e., a behavioral response
meeting the definition of take under the
MMPA) is simplistic and conservative
assumption. For these reasons, these
take estimates are likely to be
conservative.
Airborne Sound—No incidents of
incidental take resulting solely from
airborne sound are likely, as distances
to the harassment thresholds would not
reach areas where pinnipeds may haul
out. Harbor seals can haul out at a
variety of natural or manmade locations,
but the closest known harbor seal haulout is at the Dosewallips River mouth
(London, 2006) and Navy waterfront
surveys and boat surveys have found it
rare for harbor seals to haul out along
the NBKB waterfront (Agness and
Tannenbaum, 2009; Tannenbaum et al.,
2009, 2011; Navy, 2010). Individual
seals have occasionally been observed
hauled out on pontoons of the floating
security fence within the restricted areas
of NBKB, but this area is not with the
airborne disturbance ZOI. Nearby piers
are elevated well above the surface of
the water and are inaccessible to
pinnipeds, and seals have not been
observed hauled out on the adjacent
shoreline. Sea lions typically haul out
on submarines docked at Delta Pier,
approximately one mile from the project
site.
We recognize that pinnipeds in the
water could be exposed to airborne
sound that may result in behavioral
harassment when looking with heads
above water. However, these animals
would previously have been ‘taken’ as a
result of exposure to underwater sound
above the behavioral harassment
thresholds, which are in all cases larger
than those associated with airborne
sound. Thus, the behavioral harassment
of these animals is already accounted
for in these estimates of potential take.
Multiple incidents of exposure to sound
above NMFS’ thresholds for behavioral
harassment are not believed to result in
increased behavioral disturbance, in
either nature or intensity of disturbance
reaction. Therefore, we do not believe
that authorization of incidental take
resulting from airborne sound for
pinnipeds is warranted.
The derivation of density or
abundance estimates for each species, as
well as further description of the
rationale for each take estimate, was
described in detail in the FR notice (78
FR 29705; May 21, 2013). A summary of
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the information and assumptions that
went into take estimates for each species
is provided here. Total take estimates
are presented in Table 4.
• California sea lions—Data from
waterfront surveys at NBKB was most
appropriate, because haul-out
opportunities provided by submarines
at Delta Pier are the primary attractant
for sea lions in the project vicinity and
local abundances are higher than
indicated by regional densities. In order
to provide a margin of conservatism, the
monthly averages for maximum daily
numbers observed (in a given month)
were used to estimate an average
maximum daily abundance for the work
window. Exposures were calculated
assuming 31 individuals could be
present, and therefore exposed to sound
exceeding the behavioral harassment
threshold, on each day of pile driving.
• Steller sea lions—The same data
were used for Steller sea lions as for
California sea lions, for the same
reasons. Exposures were calculated
assuming two individuals could be
present, and therefore exposed to sound
exceeding the behavioral harassment
threshold, on each day of pile driving.
• Harbor seals—Data from Huber et
al. (2001) and Jeffries et al. (2003) were
used to produce a corrected
instantaneous density for harbor seals in
Hood Canal that accounts for animals in
the water versus hauled out at any given
time. Recently, the Navy discovered
errors in those calculations (a smaller
area was assumed for Hood Canal than
was used in the initial surveys) that
resulted in a higher density (1.31 vs.
1.06 animals/km2). The earlier density
was retained here as it provides a more
conservative estimate of potential
incidences of behavioral harassment.
• Killer whales—Regional density
values produce an estimate of zero
incidences of harassment. However,
pods of transient killer whales have
been observed in Hood Canal in 2003
and 2005, for a minimum of 59 days. In
order to account for the possibility that
killer whales could be present, we
assume a pod size of six whales and a
residence time of half the previous
minimum (to account for likely
avoidance of harassing stimuli) for
estimating potential incidences of
behavioral harassment (six individuals
present for thirty days). We believe that
this is likely a very conservative
estimate.
• Dall’s porpoise—Regional density
values produce an estimate of zero
incidences of harassment. However, a
Dall’s porpoise has been observed in
waters off of NBKB, and the Navy has
requested take authorization for this
species. In order to account for possible
presence of this species, and in the
absence of information indicating any
particular proportion of days, we
assume that one porpoise could be
present on each day of pile driving. This
is not likely to be a very realistic
estimate, as no Dall’s porpoise has been
observed in the past two years of
monitoring at NBKB. It is, however, a
reasonable compromise between the
only available information and the
Navy’s request for take authorization.
• Harbor porpoise—Surveys from
2011 collected in waters off of NBKB
provide the best data for this species.
Preliminary results from those surveys
indicated a density of 0.25 animals/km2,
and this value was used by the Navy in
initial impact assessments. Additional
data subsequently produced a revised
density estimate of 0.149 animals/km2;
however, the Navy has requested that
we retain the earlier value as it produces
a more conservative estimate of
potential incidences of behavioral
harassment.
Potential takes could occur if
individuals of these species are present
in the vicinity when pile driving is
occurring. Individuals that are taken
could exhibit behavioral changes such
as increased swimming speeds,
increased surfacing time, or decreased
foraging. Most likely, individuals may
move away from the sound source and
be temporarily displaced from the areas
of pile driving. Potential takes by
disturbance would likely have a
negligible short-term effect on
individuals and not result in
population-level impacts.
TABLE 4—NUMBER OF POTENTIAL INCIDENTAL TAKES OF MARINE MAMMALS WITHIN VARIOUS ACOUSTIC THRESHOLD
ZONES
Underwater
Density/
abundance
Species
California sea lion ................................
Steller sea lion .....................................
Harbor seal ..........................................
Killer whale ...........................................
Dall’s porpoise .....................................
Harbor porpoise ...................................
Vibratory disturbance threshold
(120 dB) 2
Impact injury
threshold 1
4 31.2
0
0
0
0
0
0
4 1.7
1.31
5 0.0019
5 0.000001
0.250
Airborne
Impact disturbance
threshold 3
6,045
390
10,530
180
195
1,950
0
0
0
N/A
N/A
N/A
Total authorized
takes
6,045
390
10,530
180
195
1,950
1 Acoustic
injury threshold for impact pile driving is 190 dB for pinnipeds and 180 dB for cetaceans.
160-dB acoustic harassment zone associated with impact pile driving would always be subsumed by the 120-dB harassment zone produced by vibratory driving. Therefore, takes are not calculated separately for the two zones.
3 Acoustic disturbance threshold is 100 dB for sea lions and 90 dB for harbor seals. We do not believe that pinnipeds would be available for
airborne acoustic harassment because they are not known to regularly haul-out at locations inside the zone in which airborne acoustic harassment could occur.
4 Figures presented are abundance numbers, not density, and are calculated as the average of average daily maximum numbers per month.
Abundance numbers are rounded to the nearest whole number for take estimation.
5 Density values not used for take estimation. Assumptions are that a pod of six killer whales could be present for thirty days and that one
Dall’s porpoise could be present on each day of pile driving.
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2 The
Negligible Impact and Small Numbers
Analysis and Determinations
NMFS has defined ‘‘negligible
impact’’ in 50 CFR 216.103 as ‘‘. . . an
impact resulting from the specified
activity that cannot be reasonably
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expected to, and is not reasonably likely
to, adversely affect the species or stock
through effects on annual rates of
recruitment or survival.’’ In making a
negligible impact determination, NMFS
considers a variety of factors, including
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but not limited to: (1) The number of
anticipated mortalities; (2) the number
and nature of anticipated injuries; (3)
the number, nature, intensity, and
duration of Level B harassment; and (4)
the context in which the take occurs.
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Small Numbers Analysis
The numbers of animals authorized to
be taken for Steller and California sea
lions and for Dall’s porpoises would be
considered small relative to the relevant
stocks or populations (less than one
percent for Steller sea lions and Dall’s
porpoise and less than three percent for
California sea lions) even if each
estimated taking occurred to a new
individual—an extremely unlikely
scenario. For pinnipeds occurring at the
NBKB waterfront, there will almost
certainly be some overlap in individuals
present day-to-day and, for the Dall’s
porpoise, given the rare occurrence of
this species in the Hood Canal it seems
likely that for the number of takes
contemplated here to occur, at least one
to several individuals would have to
remain in the area for an extended
period of time. Further, for the pinniped
species, these takes could potentially
occur only within some small portion of
the overall regional stock. For example,
of the estimated 296,500 California sea
lions, only certain adult and subadult
males—believed to number
approximately 3,000–5,000 by Jeffries et
al. (2000)—travel north during the nonbreeding season. That number has
almost certainly increased with the
population of California sea lions—the
2000 Stock Assessment Report for
California sea lions reported an
estimated population size of 204,000–
214,000 animals—but likely remains a
relatively small portion of the overall
population.
For harbor seals, animals found in
Hood Canal belong to a closed, resident
population estimated at approximately
1,000 animals by Jeffries et al. (2003),
and takes are likely to occur only within
some portion of that closed population,
rather than to animals from the
Washington inland waters stock as a
whole. The animals that are resident to
Hood Canal, to which any incidental
take would accrue, represent only seven
percent of the best estimate of regional
stock abundance. For transient killer
whales, we estimate take based on an
assumption that a single pod of whales,
comprising six individuals, is present in
the vicinity of the project area for the
entire duration of the project. These six
individuals represent a small number of
transient killer whales, for which a
conservative minimum estimate of 354
animals was given in the 2011 Stock
Assessment Reports.
Little is known about harbor porpoise
use of Hood Canal, and prior to
monitoring associated with recent pile
driving projects at NBKB, it was
believed that harbor porpoises were
infrequent visitors to the area. It is
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unclear from the limited information
available what relationship harbor
porpoise occurrence in Hood Canal may
hold to the regional stock or whether
similar usage of Hood Canal may be
expected to be recurring. It is unknown
how many unique individuals are
represented by sightings in Hood Canal,
although it is unlikely that these
animals represent a large proportion of
the overall stock. While we believe that
the authorized numbers of incidental
take would likely to occur to a much
smaller number of individuals, the
number of incidences of take relative to
the stock abundance (approximately
eighteen percent) remains within the
bounds of what we consider to be small
numbers.
As described in the FR notice (78 FR
29705; May 21, 2013) and summarized
here, the estimated number of potential
incidences of harassment for these
species are likely much higher than will
realistically occur. This is because (1)
We use the maximum possible number
of days (195) in estimating take, despite
the fact that multiple delays and work
stoppages are likely to result in a
significantly lower number of actual
pile driving days; (2) estimates for
harbor porpoise and harbor seal rely on
density estimates that are higher than
what we consider to be the best
available information; (3) sea lion
estimates rely on the averaged
maximum daily abundances per month,
rather than simply an overall average
which would provide a much lower
abundance figure; and (4) the estimates
for killer whale and Dall’s porpoise use
sparse information to attempt to account
for the potential presence of species that
have not been observed in Hood Canal
since 2005 and 2008 (when a single
individual was observed), respectively.
In addition, with the exception of the
bubble curtain, potential efficacy of
mitigation measures in terms of
reduction in numbers and/or intensity
of incidences of take has not been
quantified. Therefore, these take
numbers are likely to be conservative.
Negligible Impact Analysis
Pile driving activities associated with
the wharf construction project, as
outlined previously, have the potential
to disturb or displace marine mammals.
Specifically, the specified activities may
result in take, in the form of Level B
harassment (behavioral disturbance)
only, from airborne or underwater
sounds generated from pile driving.
Potential takes could occur if
individuals of these species are present
in the ensonified zone when pile
driving is happening, which is likely to
occur because (1) Harbor seals, which
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are frequently observed along the NBKB
waterfront, are present within the WRA;
(2) sea lions, which are less frequently
observed, transit the WRA en route to
haul-outs to the south at Delta Pier; or
(3) cetaceans or pinnipeds transit the
larger Level B harassment zone outside
of the WRA.
No injury, serious injury, or mortality
is anticipated given the methods of
installation and measures designed to
minimize the possibility of injury to
marine mammals. The potential for
these outcomes is minimized through
the construction method and the
implementation of the planned
mitigation measures. Specifically,
vibratory hammers will be the primary
method of installation, and this activity
does not have significant potential to
cause injury to marine mammals due to
the relatively low source levels
produced (less than 190 dB) and the
lack of potentially injurious source
characteristics. Impact pile driving
produces short, sharp pulses with
higher peak levels and much sharper
rise time to reach those peaks. When
impact driving is necessary, required
measures (use of a sound attenuation
system, which reduces overall source
levels as well as dampening the sharp,
potentially injurious peaks, and
implementation of shutdown zones)
significantly reduce any possibility of
injury. Likewise, Level B harassment
will be reduced to the level of least
practicable adverse impact through the
use of mitigation measures described
herein. that, given sufficient ‘‘notice’’
through mitigation measures including
soft start (for impact driving), marine
mammals are expected to move away
from a sound source that is annoying
prior to its becoming potentially
injurious, and the likelihood that
marine mammal detection ability by
trained observers is high under the
environmental conditions described for
Hood Canal, enabling the
implementation of shutdowns to avoid
injury, serious injury, or mortality.
Effects on individuals that are taken
by Level B harassment, on the basis of
reports in the literature as well as
monitoring from past projects at NBKB,
will likely be limited to reactions such
as increased swimming speeds,
increased surfacing time, or decreased
foraging (if such activity were
occurring). Most likely, individuals will
simply move away from the sound
source and be temporarily displaced
from the areas of pile driving, although
even this reaction has been observed
primarily only in association with
impact pile driving. In response to
vibratory driving, harbor seals (which
may be somewhat habituated to human
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activity along the NBKB waterfront)
have been observed to orient towards
and sometimes move towards the
sound.
For pinnipeds, no rookeries are
present in the project area, there are no
haul-outs other than those provided
opportunistically by man-made objects,
and the project area is not known to
provide foraging habitat of any special
importance. No cetaceans are expected
within the WRA. The pile driving
activities analyzed here are similar to
other nearby construction activities
within the Hood Canal, including two
recent projects conducted by the Navy
at the same location (test pile project
and EHW–1 pile replacement project) as
well as work conducted in 2005 for the
Hood Canal Bridge (SR–104) by the
Washington Department of
Transportation, which have taken place
with no reported injuries or mortality to
marine mammals, and no known longterm adverse consequences from
behavioral harassment.
In summary, this negligible impact
analysis is founded on the following
factors: (1) The possibility of injury,
serious injury, or mortality may
reasonably be considered discountable;
(2) the anticipated incidences of Level B
harassment consist of, at worst,
temporary modifications in behavior; (3)
the absence of any major rookeries and
only a few isolated and opportunistic
haul-out areas near or adjacent to the
project site; (4) the absence of cetaceans
within the WRA and generally sporadic
occurrence outside the WRA; (5) the
absence of any other known areas or
features of special significance for
foraging or reproduction within the
project area; (6) the presumed efficacy of
the planned mitigation measures in
reducing the effects of the specified
activity to the level of least practicable
impact. In addition, with the exception
of the Steller sea lion (eastern DPS
only), none of these stocks are listed
under the ESA or considered of special
status (e.g., depleted or strategic) under
the MMPA. Five of the stocks for which
take is authorized, including the Steller
sea lion, are thought to be increasing.
Insufficient information is available to
determine population trends for the
sixth stock (Dall’s porpoise). In
combination, we believe that these
factors, as well as the available body of
evidence from other similar activities,
including those conducted at the same
time of year and in the same location,
demonstrate that the potential effects of
the specified activity will have only
short-term effects on individuals. The
specified activity is not expected to
impact rates of recruitment or survival
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and will therefore not result in
population-level impacts.
Determinations
The number of marine mammals
actually incidentally harassed by the
project will depend on the distribution
and abundance of marine mammals in
the vicinity of the survey activity.
However, we find that the number of
potential takings authorized (by level B
harassment only), which we consider to
be a conservative, maximum estimate, is
small relative to the relevant regional
stock or population numbers, and that
the effect of the activity will be
mitigated to the level of least practicable
impact through implementation of the
mitigation and monitoring measures
described previously. Based on the
analysis contained herein of the likely
effects of the specified activity on
marine mammals and their habitat, we
find that the total taking from the
activity will have a negligible impact on
the affected species or stocks.
Impact on Availability of Affected
Species or Stock for Taking for
Subsistence Uses
No tribal subsistence hunts are held
in the vicinity of the project area; thus,
temporary behavioral impacts to
individual animals will not affect any
subsistence activity. Further, no
population or stock level impacts to
marine mammals are anticipated or
authorized. As a result, no impacts to
the availability of the species or stock to
the Pacific Northwest treaty tribes are
expected as a result of the activities.
Therefore, no relevant subsistence uses
of marine mammals are implicated by
this action.
Endangered Species Act (ESA)
There are two ESA-listed marine
mammal species with known
occurrence in the project area: the
Eastern DPS of the Steller sea lion,
listed as threatened, and the humpback
whale, listed as endangered. Because of
the potential presence of these species,
the Navy engaged in a formal
consultation with the NMFS Northwest
Regional Office (NWR) under Section 7
of the ESA. We also initiated separate
consultation with NWR because of our
proposal to authorize the incidental take
of Steller sea lions under the first IHA
for EHW–2 construction. NWR’s
Biological Opinion, issued on
September 29, 2011, concluded that the
effects of pile driving activities at NBKB
were likely to adversely affect, but not
likely to jeopardize the continued
existence of the eastern DPS of Steller
sea lion. The Steller sea lion does not
have critical habitat in the action area.
PO 00000
Frm 00025
Fmt 4703
Sfmt 4703
Subsequent to the completion of the
biological opinion, NWR prepared an
Incidental Take Statement (ITS) to be
appended to the opinion.
NWR compared the ITS, as well as the
effects analysis and conclusions in the
Biological Opinion, with the amount of
and conditions on take proposed in the
IHA and determined that the effects of
issuing an IHA to the Navy for the
taking of Steller sea lions incidental to
construction activities are consistent
with those described in the opinion.
The September 29, 2011 Biological
Opinion remains valid and the proposed
MMPA authorization provided no new
information about the effects of the
action, nor did it change the extent of
effects of the action, or any other basis
to require reinitiation of the opinion.
Therefore, the September 29, 2011
Biological Opinion meets the
requirements of section 7(a)(2) of the
ESA and implementing regulations at 50
CFR 402 for both the Navy construction
action, as well as our action to issue an
IHA under the MMPA, and no further
consultation is required. NWR has
issued a new ITS and appended it to the
2011 Biological Opinion upon issuance
of the IHA.
National Environmental Policy Act
(NEPA)
The Navy prepared an Environmental
Impact Statement and issued a Record
of Decision for this project. We acted as
a cooperating agency in the preparation
of that document, and reviewed the EIS
and the public comments received and
determined that preparation of
additional NEPA analysis was not
necessary. We subsequently adopted the
Navy’s EIS and issued our own Record
of Decision for the issuance of the first
IHA on July 6, 2012.
We reviewed the Navy’s application
for a renewed IHA for ongoing
construction activities for 2013–14 and
the 2012–13 monitoring report. Based
on that review, we determined that the
action follows closely the previous IHA
and does not present any substantial
changes, or significant new
circumstances or information relevant to
environmental concerns which would
require preparation of a new or
supplemental NEPA document.
Therefore, we have determined that a
new or supplemental Environmental
Assessment or EIS is unnecessary, and,
after review of public comments,
reaffirm our 2012 ROD. The 2012 NEPA
documents are available for review at
https://www.nmfs.noaa.gov/pr/permits/
incidental.htm.
E:\FR\FM\19JYN1.SGM
19JYN1
Federal Register / Vol. 78, No. 139 / Friday, July 19, 2013 / Notices
Authorization
As a result of these determinations,
we have issued an IHA to the Navy to
conduct the described activities in the
Hood Canal from the period of July 16,
2013, through February 15, 2014,
provided the previously described
mitigation, monitoring, and reporting
requirements are incorporated.
Dated: July 11, 2013.
Donna S. Wieting,
Director, Office of Protected Resources,
National Marine Fisheries Service.
[FR Doc. 2013–17404 Filed 7–18–13; 8:45 am]
BILLING CODE 3510–22–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
RIN 0648–XC647
Takes of Marine Mammals Incidental to
Specified Activities; Taking Marine
Mammals Incidental to a Barge
Mooring Project
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; issuance of an incidental
harassment authorization.
AGENCY:
In accordance with the
regulations implementing the Marine
Mammal Protection Act (MMPA) as
amended, notification is hereby given
that we have issued an incidental
harassment authorization (IHA) to the
U.S. Navy (Navy) to incidentally harass,
by Level B harassment only, four
species of marine mammals during
construction activities associated with a
barge mooring project in Hood Canal,
Washington.
SUMMARY:
This authorization is effective
from July 16, 2013, through September
30, 2013.
ADDRESSES: A copy of the IHA and
related documents may be obtained by
visiting the internet at: https://
www.nmfs.noaa.gov/pr/permits/
incidental.htm or by writing to Michael
Payne, Chief, Permits and Conservation
Division, Office of Protected Resources,
National Marine Fisheries Service, 1315
East West Highway, Silver Spring, MD
20910. A memorandum describing our
adoption of the Navy’s Environmental
Assessment (2013) and our associated
Finding of No Significant Impact,
prepared pursuant to the National
Environmental Policy Act, are also
available at the same site. Documents
cited in this notice may also be viewed,
emcdonald on DSK67QTVN1PROD with NOTICES
DATES:
VerDate Mar<15>2010
15:33 Jul 18, 2013
Jkt 229001
by appointment, during regular business
hours, at the aforementioned address.
FOR FURTHER INFORMATION CONTACT: Ben
Laws, Office of Protected Resources,
NMFS, (301) 427–8401.
SUPPLEMENTARY INFORMATION:
Background
Sections 101(a)(5)(A) and (D) of the
MMPA (16 U.S.C. 1361 et seq.) direct
the Secretary of Commerce to allow,
upon request, the incidental, but not
intentional, taking of small numbers of
marine mammals by U.S. citizens who
engage in a specified activity (other than
commercial fishing) within a specified
geographical region if certain findings
are made and either regulations are
issued or, if the taking is limited to
harassment, a notice of a proposed
authorization is provided to the public
for review.
Authorization for incidental takings
shall be granted if NMFS finds that the
taking will have a negligible impact on
the species or stock(s), will not have an
unmitigable adverse impact on the
availability of the species or stock(s) for
subsistence uses (where relevant), and if
the permissible methods of taking and
requirements pertaining to the
mitigation, monitoring and reporting of
such takings are set forth. NMFS has
defined ‘‘negligible impact’’ in 50 CFR
216.103 as ‘‘. . . an impact resulting
from the specified activity that cannot
be reasonably expected to, and is not
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival.’’
Section 101(a)(5)(D) of the MMPA
established an expedited process by
which citizens of the U.S. can apply for
an authorization to incidentally take
small numbers of marine mammals by
harassment. Section 101(a)(5)(D)
establishes a 45-day time limit for
NMFS review of an application
followed by a 30-day public notice and
comment period on any proposed
authorizations for the incidental
harassment of marine mammals. Within
45 days of the close of the comment
period, NMFS must either issue or deny
the authorization. Except with respect to
certain activities not pertinent here, the
MMPA defines ‘‘harassment’’ as: ‘‘Any
act of pursuit, torment, or annoyance
which (i) has the potential to injure a
marine mammal or marine mammal
stock in the wild [Level A harassment];
or (ii) has the potential to disturb a
marine mammal or marine mammal
stock in the wild by causing disruption
of behavioral patterns, including, but
not limited to, migration, breathing,
nursing, breeding, feeding, or sheltering
[Level B harassment].’’
PO 00000
Frm 00026
Fmt 4703
Sfmt 4703
43165
Summary of Request
We received an application on
February 6, 2013, from the Navy for the
taking of marine mammals incidental to
pile driving and removal in association
with a barge mooring project in the
Hood Canal at Naval Base Kitsap in
Bangor, WA (NBKB). The Navy
submitted a revised version of the
application on April 8, 2013, which we
deemed adequate and complete. The
barge mooring project is expected to
require approximately eight weeks and
will occur between July 16 and
September 30, 2013. Four species of
marine mammals are expected to be
affected by the specified activities:
California sea lion (Zalophus
californianus californianus), harbor seal
(Phoca vitulina richardii), harbor
porpoise (Phocoena phocoena
vomerina), and killer whale (transient
only; Orcinus orca). These species may
occur year-round in the Hood Canal,
with the exception of the California sea
lion, which is only present from late
summer to late spring (August to early
June).
NBKB provides berthing and support
services to Navy submarines and other
fleet assets. Commander Submarine
Development Squadron Five (CSDS–5)
is a tenant command on NBKB and is
the working repository for deep ocean
technology and operational, at-sea
application of that technology. CSDS–5
currently moors and operates a research
barge at the Service Pier on NBKB and
plans to install mooring for a new larger
research barge equipped with upgraded
technology necessary for continuing the
Navy mission. CSDS–5 currently
conducts research equipment operations
from an existing 115-ft by 35-ft barge
with a 4-ft draft that was constructed in
1940 and cannot accommodate the new
research equipment. A new larger barge
measuring 260 ft by 85 ft with a 10-ft
draft will replace the existing barge.
Activities associated with the project
include the removal of an existing
mooring dolphin, the relocation and
addition of floating pier sections, and
the installation of up to twenty steel
piles to support the barge, electrical
transformer platform, and relocated pier
sections (see Figures 1–2 and 1–3 in the
Navy’s application). All steel piles will
be driven with a vibratory hammer for
their initial embedment depths and may
be finished with an impact hammer for
proofing, as necessary. Proofing
involves striking a driven pile with an
impact hammer to verify that it provides
the required load-bearing capacity, as
indicated by the number of hammer
blows per foot of pile advancement.
Sound attenuation measures (i.e.,
E:\FR\FM\19JYN1.SGM
19JYN1
Agencies
[Federal Register Volume 78, Number 139 (Friday, July 19, 2013)]
[Notices]
[Pages 43148-43165]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-17404]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
RIN 0648-XC646
Takes of Marine Mammals Incidental to Specified Activities;
Taking Marine Mammals Incidental to a Wharf Construction Project
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Notice; issuance of an incidental harassment authorization.
-----------------------------------------------------------------------
SUMMARY: In accordance with the regulations implementing the Marine
Mammal Protection Act (MMPA) as amended, notification is hereby given
that we have issued an incidental harassment authorization (IHA) to the
U.S. Navy (Navy) to incidentally harass, by Level B harassment only,
six species of marine mammals during construction activities associated
with a wharf construction project in Hood Canal, Washington.
DATES: This authorization is effective from July 16, 2013, through
February 15, 2014.
ADDRESSES: A copy of the IHA and related documents may be obtained by
visiting the internet at: https://www.nmfs.noaa.gov/pr/permits/incidental.htm or by writing to Michael Payne, Chief, Permits and
Conservation Division, Office of Protected Resources, National Marine
Fisheries Service, 1315 East-West Highway, Silver Spring, MD 20910. A
memorandum describing our adoption of the Navy's Environmental Impact
Statement (2011) and our associated Record of Decision, prepared
pursuant to the National Environmental Policy Act, are also available
at the same site. Documents cited in this notice may also be viewed, by
appointment, during regular business hours, at the aforementioned
address.
FOR FURTHER INFORMATION CONTACT: Ben Laws, Office of Protected
Resources, NMFS, (301) 427-8401.
SUPPLEMENTARY INFORMATION:
Background
Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361 et seq.)
direct the Secretary of Commerce to allow, upon request, the
incidental, but not intentional, taking of small numbers of marine
mammals by U.S. citizens who engage in a specified activity (other than
commercial fishing) within a specified geographical region if certain
findings are made and either regulations are issued or, if the taking
is limited to harassment, a notice of a proposed authorization is
provided to the public for review.
Authorization for incidental takings shall be granted if NMFS finds
that the taking will have a negligible impact on the species or
stock(s), will not have an unmitigable adverse impact on the
availability of the species or stock(s) for subsistence uses (where
relevant), and if the permissible methods of taking and requirements
pertaining to the mitigation, monitoring and reporting of such takings
are set forth. NMFS has defined ``negligible impact'' in 50 CFR 216.103
as ``. . . an impact resulting from the specified activity that cannot
be reasonably expected to, and is not reasonably likely to, adversely
affect the species or stock through effects on annual rates of
recruitment or survival.''
Section 101(a)(5)(D) of the MMPA established an expedited process
by which citizens of the U.S. can apply for an authorization to
incidentally take small numbers of marine mammals by harassment.
Section 101(a)(5)(D) establishes a 45-day time limit for NMFS review of
an application followed by a 30-day public notice and comment period on
any proposed authorizations for the incidental harassment of marine
mammals. Within 45 days of the close of the comment period, NMFS must
either issue or deny the authorization. Except with respect to certain
activities not pertinent here, the MMPA defines ``harassment'' as:
``Any act of pursuit, torment, or annoyance which (i) has the potential
to injure a marine mammal or marine mammal stock in the wild [Level A
harassment]; or (ii) has the potential to disturb a marine mammal or
marine mammal stock in the wild by causing disruption of behavioral
patterns, including, but not limited to, migration, breathing, nursing,
breeding, feeding, or sheltering [Level B harassment].''
[[Page 43149]]
Summary of Request
We received an application on December 10, 2012, from the Navy for
the taking of marine mammals incidental to pile driving and removal in
association with a wharf construction project in the Hood Canal at
Naval Base Kitsap in Bangor, WA (NBKB). The Navy submitted a revised
version of the application on May 6, 2013, which we deemed adequate and
complete. The wharf construction project is a multi-year project; this
IHA would cover only the second year of the project, from July 16,
2013, through February 15, 2014. We previously issued an IHA to the
Navy for the first year of work associated with this project; that IHA
was valid from July 16, 2012, through February 15, 2013 (77 FR 42279;
July 18, 2012). Pile driving and removal activities in a given year may
occur only within an approved in-water work window from July 16-
February 15. Six species of marine mammals may be affected by the
specified activities: Steller sea lion (Eumetopias jubatus
monteriensis), California sea lion (Zalophus californianus
californianus), harbor seal (Phoca vitulina richardii), killer whale
(transient only; Orcinus orca), Dall's porpoise (Phocoenoides dalli
dalli), and harbor porpoise (Phocoena phocoena vomerina). These species
may occur year-round in the Hood Canal, with the exception of the
Steller sea lion, which is typically present only from fall to late
spring (October to mid-April), and the California sea lion, which is
typically present from late summer to late spring (August to early
June). The killer whale and Dall's porpoise have been observed in Hood
Canal but do not regularly occur there.
NBKB provides berthing and support services to Navy submarines and
other fleet assets. The Navy plans to continue construction of the
Explosive Handling Wharf 2 (EHW-2) facility at NBKB in order
to support future program requirements for submarines berthed at NBKB.
The Navy has determined that construction of EHW-2 is necessary because
the existing EHW alone will not be able to support future program
requirements. Under the specified activities--which include only the
portion of the project that would be completed under this 1-year IHA--a
maximum of 195 pile driving days would occur. All piles will be driven
with a vibratory hammer for their initial embedment depths, while
select piles may be finished with an impact hammer for proofing, as
necessary. Proofing involves striking a driven pile with an impact
hammer to verify that it provides the required load-bearing capacity,
as indicated by the number of hammer blows per foot of pile
advancement. Sound attenuation measures (i.e., bubble curtain) will be
used during all impact hammer operations.
For pile driving activities, the Navy used thresholds recommended
by NMFS for assessing project impacts, outlined later in this document.
The Navy assumed practical spreading loss and used empirically-measured
source levels from other similar pile driving events to estimate
potential marine mammal exposures. Predicted exposures are outlined
later in this document. The calculations predict that only Level B
harassment will occur associated with pile driving or construction
activities.
Description of the Specified Activity
NBKB is located on the Hood Canal approximately twenty miles (32
km) west of Seattle, Washington (see Figures 2-1 through 2-4 in the
Navy's application). The specified activities with the potential to
cause harassment of marine mammals within the waterways adjacent to
NBKB, under the MMPA, are vibratory and impact pile driving operations,
as well as vibratory removal of falsework piles, associated with the
wharf construction project. The specified activities that would be
authorized by this IHA would occur between July 16, 2013, and February
15, 2014. The allowable season for in-water work, including pile
driving, at NBKB is July 16 through February 15, which was established
by the Washington Department of Fish and Wildlife in coordination with
NMFS and the U.S. Fish and Wildlife Service (USFWS) to protect juvenile
salmon protected under the Endangered Species Act (ESA). Additional
details regarding the specified geographic area and construction plans
for the project were described in our Federal Register notice of
proposed authorization (78 FR 29705; May 21, 2013; hereafter, the FR
notice); please see that document or the Navy's application for more
information.
As part of the Navy's sea-based strategic deterrence mission, the
Navy Strategic Systems Programs directs research, development,
manufacturing, testing, evaluation, and operational support for the
TRIDENT Fleet Ballistic Missile program. Development of necessary
facilities for handling of explosive materials is part of these duties.
The EHW-2 will consist of two components: (1) The wharf proper (or
Operations Area), including the warping wharf; and (2) two access
trestles. Please see Figures 1-1 and 1-2 of the Navy's application for
conceptual and schematic representations of the EHW-2.
For the entire project, a total of up to 1,250 permanent piles
ranging in size between 24-48 in (0.6-1.2 m) in diameter will be driven
in-water to construct the wharf, with up to three vibratory rigs and
one impact driving rig operating simultaneously. Construction will also
involve temporary installation of up to 150 falsework piles used as an
aid to guide permanent piles to their proper locations. Falsework
piles, which are removed upon installation of the permanent piles, will
likely be steel pipe piles and will be driven and removed using a
vibratory driver. It has not been determined exactly what parts or how
much of the project will be constructed in any given year; however, a
maximum of 195 days of pile driving may occur per in-water work window.
The analysis contained herein is based upon the maximum of 195 pile
driving days, rather than any specific number of piles driven. Table 1
summarizes the number and nature of piles required for the entire
project, rather than what subset of piles may be expected to be driven
during the second year of construction planned for this IHA.
Table 1--Summary of Piles Required for Wharf Construction
[in total]
------------------------------------------------------------------------
Feature Quantity
------------------------------------------------------------------------
Total number of permanent in-water piles.. Up to 1,250
Size and number of main wharf piles....... 24-in: 140
36-in: 157
48-in: 263
Size and number of warping wharf piles.... 24-in: 80
36-in: 190
Size and number of lightning tower piles.. 24-in: 40
36-in: 90
Size and number of trestle piles.......... 24-in: 57
36-in: 233
Falsework piles........................... Up to 150, 18- to 24-in
Maximum pile driving duration............. 195 days (under 1-year IHA)
------------------------------------------------------------------------
Pile installation will employ vibratory pile drivers to the
greatest extent possible, and the Navy anticipates that most piles will
be able to be vibratory driven to within several feet of the required
depth. Pile drivability is, to a large degree, a function of soil
conditions and the type of pile hammer. Recent experience at two other
construction locations along the NBKB waterfront indicates that most
piles should be able to be driven with a vibratory hammer to proper
embedment depth. However, difficulties during pile driving may be
encountered as a result
[[Page 43150]]
of obstructions that may exist throughout the project area. Such
obstructions may consist of rocks or boulders within the glacially
overridden soils. If difficult driving conditions occur, increased
usage of an impact hammer will be required. The Navy estimates that up
to five piles may be proofed in a day, requiring a maximum total of
1,000 strikes from the impact hammer. Under a worst-case scenario
(i.e., difficult subsurface driving conditions encountered), as many as
three piles might require driving with an impact hammer to their full
embedment depth. With proofing of two additional piles, this scenario
would result in as many as 6,400 impact pile strikes in a day. Please
see the FR notice (78 FR 29705; May 21, 2013) for more detail.
Impact pile driving during the first half of the in-water work
window (July 16 to September 15) will only occur between 2 hours after
sunrise and 2 hours before sunset to protect breeding marbled murrelets
(Brachyramphus marmoratus; an ESA-listed bird under the jurisdiction of
the USFWS). Between September 16 and February 15, construction
activities occurring in the water will occur during daylight hours
(sunrise to sunset). Other construction (not in-water) may occur
between 7 a.m. and 10 p.m., year-round.
Description of Work Completed
During the first in-water work season, and during the period of
validity of the first IHA issued for this project, the contractor
completed installation of 184 piles to support the main segment of the
access trestle. Driven piles ranged in size from 24- to 36-in diameter.
A maximum of two vibratory rigs were operated concurrently and only one
impact hammer rig was operated at a time. Due to delays in beginning
construction, pile driving did not begin until September 28, 2012, and
occurred on 78 days between that date and the end of the work window on
February 15, 2013. Primarily vibratory driving was conducted; of the 78
pile driving days, both vibratory and impact driving occurred on 19
days and impact driving alone occurred on only three days. During the
second season, installation of the piling for the wharf deck is
expected to be completed, and it is likely that contractors will more
closely approach the notional activity levels contemplated in this
analysis (i.e., 195 days total driving, with both impact and vibratory
driving occurring on each day). However, the activity level is the
maximum possible, and unforeseen delays inherent to any construction
schedule mean that it is not likely that the maximum activity level
will actually occur.
Description of Sound Sources and Distances to Thresholds
An in-depth description of sound sources in general was provided in
the FR notice (78 FR 29705; May 21, 2013). Significant sound-producing
in-water construction activities associated with the project include
impact and vibratory pile driving and vibratory pile removal.
NMFS uses generic sound exposure thresholds to determine when an
activity that produces sound might result in impacts to a marine mammal
such that a take by harassment might occur. To date, no studies have
been conducted that examine impacts to marine mammals from pile driving
sounds from which empirical sound thresholds have been established.
Current NMFS practice (in relation to the MMPA) regarding exposure of
marine mammals to sound is that cetaceans and pinnipeds exposed to
sound levels of 180 and 190 dB root mean square (rms; note that all
underwater sound levels in this document are referenced to a pressure
of 1 [mu]Pa) or above, respectively, are considered to have been taken
by Level A (i.e., injurious) harassment, while behavioral harassment
(Level B) is considered to have occurred when marine mammals are
exposed to sounds at or above 120 dB rms for continuous sound (such as
will be produced by vibratory pile driving) and 160 dB rms for pulsed
sound (produced by impact pile driving), but below injurious
thresholds. For airborne sound, pinniped disturbance from haul-outs has
been documented at 100 dB (unweighted) for pinnipeds in general, and at
90 dB (unweighted) for harbor seals (note that all airborne sound
levels in this document are referenced to a pressure of 20 [micro]Pa).
NMFS uses these levels as guidelines to estimate when harassment may
occur. NMFS is currently revising these acoustic guidelines. For more
information on that process, please visit https://www.nmfs.noaa.gov/pr/acoustics/guidelines.htm.
Sound levels can be greatly reduced during impact pile driving
using sound attenuation devices. The Navy is required to use sound
attenuation devices for all impact pile driving, and has elected to use
bubble curtains. Bubble curtains work by creating a column of air
bubbles rising around a pile from the substrate to the water surface.
The air bubbles absorb and scatter sound waves emanating from the pile,
thereby reducing the sound energy. A confined bubble curtain contains
the air bubbles within a flexible or rigid sleeve made from plastic,
cloth, or pipe. Confined bubble curtains generally offer higher
attenuation levels than unconfined curtains because they may physically
block sound waves and they prevent air bubbles from migrating away from
the pile.
The literature presents a wide array of observed attenuation
results for bubble curtains (e.g., Oestman et al., 2009, Coleman, 2011,
Caltrans, 2012). The variability in attenuation levels is due to
variation in design, as well as differences in site conditions and
difficulty in properly installing and operating in-water attenuation
devices. As a general rule, reductions of greater than 10 dB cannot be
reliably predicted. In the acoustic modeling conducted by the Navy to
assess project impacts, they assumed that use of a bubble curtain could
reasonably result in 10 dB of attenuation, and reduced the proxy source
levels accordingly. Since that initial assessment was completed, site-
specific measurements from the Navy's 2011 Test Pile Project (TPP;
Illingworth & Rodkin, Inc., 2012), as well as difficulties encountered
by the Navy's contractors in properly deploying bubble curtains, have
shown that 8 dB (or possibly less) may be a more realistic assumption
regarding average SPL (rms) reduction. However, the prior assumption of
10 dB attenuation is carried forward here. The Navy has committed to
implementing conservative shutdown zones, as indicated by empirical,
site-specific measurements that are larger than those predicted from
the modeling results in order to ensure that the 180/190 dB zones are
encompassed by protective measures. Prior to any future IHAs, we will
work with the Navy to more accurately account for the mitigating
effects of bubble curtain usage. In addition, to avoid loss of
attenuation from design and implementation errors, the Navy has
incorporated contractual requirements regarding specific bubble curtain
design specifications, including testing requirements for air pressure
and flow prior to initial impact hammer use, and a requirement for
placement on the substrate.
Distance to Sound Thresholds
Pile driving generates underwater noise that can potentially result
in disturbance to marine mammals in the project area. Please see the FR
notice (78 FR 29705; May 21, 2013) for a detailed description of the
calculations and information used to estimate distances to relevant
threshold levels. Transmission loss, or the decrease in acoustic
intensity as an acoustic
[[Page 43151]]
pressure wave propagates out from a source, was estimated as so-called
``practical spreading loss''. This model follows a geometric
propagation loss based on the distance from the pile, resulting in a
4.5 dB reduction in level for each doubling of distance from the
source. In the model used here, the sound pressure level (SPL) at some
distance away from the source (e.g., driven pile) is governed by a
measured source level, minus the transmission loss of the energy as it
dissipates with distance.
The intensity of pile driving sounds is greatly influenced by
factors such as the type of piles, hammers, and the physical
environment in which the activity takes place. A large quantity of
literature regarding SPLs recorded from pile driving projects is
available for consideration. In order to determine reasonable SPLs and
their associated effects on marine mammals that are likely to result
from pile driving at NBKB, studies with similar properties to the
specified activity were evaluated, including measurements conducted for
driving of steel piles at NBKB as part of the TPP (Illingworth &
Rodkin, Inc., 2012). During the TPP, SPLs from driving of 24-, 36-, and
48-in piles by impact and vibratory hammers were measured. Sound levels
associated with vibratory pile removal are assumed to be the same as
those during vibratory installation (Reyff, 2007)--which is likely a
conservative assumption--and have been taken into consideration in the
modeling analysis. Overall, studies which met the following parameters
were considered: (1) Pile size and materials: Steel pipe piles (30-72
in diameter); (2) Hammer machinery: Vibratory and impact hammer; and
(3) Physical environment: shallow depth (less than 100 ft [30 m]).
Representative data for pile driving SPLs recorded from similar
construction activities in recent years were presented in the FR notice
(78 FR 29705; May 21, 2013). For impact pile driving, distances to the
marine mammal sound thresholds were calculated with the assumption of a
10 dB reduction in source levels from the use of a bubble curtain. For
impact driving, a source value of 195 dB RMS re 1[mu]Pa at 10 m (185 dB
used as proxy value) was the average value reported from the listed
studies, and is consistent with measurements from the TPP and Carderock
Pier pile driving projects at NBKB, which had similar pile materials
(48- and 42-inch hollow steel piles, respectively), water depth, and
substrate type as the EHW-2 project site. For vibratory pile driving,
the Navy selected the most conservative value (72-in piles; 180 dB rms
re 1[mu]Pa at 10 m) available when initially assessing EHW-2 project
impacts, prior to the first year of the project. Since then, data from
the TPP have become available that indicate, on average, a lower source
level for vibratory pile driving (172 dB rms re 1[mu]Pa for 48-inch
steel piles). However, for consistency we have maintained the initial
conservative assumption regarding source level for vibratory driving.
All calculated distances to and the total area encompassed by the
marine mammal sound thresholds are provided in Table 2. Predicted
distances to thresholds for different sources are shown in Figures 6-1
and 6-2 of the Navy's application.
Under the maximum construction scenario, up to three vibratory
drivers will operate simultaneously with one impact driver. Although
radial distance and area associated with the zone ensonified to 160 dB
rms (the behavioral harassment threshold for pulsed sounds, such as
those produced by impact driving) are presented in Table 2 for
reference, this zone would be subsumed by the 120 dB rms zone produced
by vibratory driving. Thus, behavioral harassment of marine mammals
associated with impact driving is not considered further here. Since
the 160 dB threshold and the 120 dB threshold both indicate behavioral
harassment, pile driving effects in the two zones are equivalent.
Although such a day is not planned, if only the impact driver is
operated on a given day, incidental take on that day would likely be
lower because the area ensonified to levels producing Level B
harassment would be smaller (although actual take would be determined
by the numbers of marine mammals in the area on that day). The use of
multiple vibratory rigs at the same time will result in a small
additive effect with regard to produced SPLs; however, because the
sound field produced by vibratory driving will be truncated by land in
the Hood Canal, no increase in actual sound field produced will occur.
There will be no overlap in the 190/180-dB sound fields produced by
rigs operating simultaneously.
Table 2--Calculated Distance(s) to and Area Encompassed by Underwater
Marine Mammal Sound Thresholds During Pile Installation
------------------------------------------------------------------------
Threshold Distance (m) Area, km \2\
------------------------------------------------------------------------
Impact driving, pinniped injury 4.9 0.0001
(190 dB).......................
Impact driving, cetacean injury 22 0.002
(180 dB).......................
Impact driving, disturbance \2\ 724 1.65
(160 dB).......................
Vibratory driving, pinniped 2.1 < 0.0001
injury (190 dB)................
Vibratory driving, cetacean 10 0.0003
injury (180 dB)................
Vibratory driving, disturbance \3\ 13,800 \3\ 41.4 (15.98)
(120 dB).......................
------------------------------------------------------------------------
\1\ SPLs used for calculations were: 185 dB for impact and 180 dB for
vibratory driving.
\2\ Area of 160-dB zone presented for reference. Estimated incidental
take calculated on basis of larger 120-dB zone.
\3\ Hood Canal average width at site is 2.4 km (1.5 mi), and is fetch
limited from N to S at 20.3 km (12.6 mi). Calculated range (over 222
km) is greater than actual sound propagation through Hood Canal due to
intervening land masses. 13.8 km (8.6 mi) is the greatest line-of-
sight distance from pile driving locations unimpeded by land masses,
which would block further propagation of sound. 15.98 km is the
approximate actual area encompassing the 120-dB zone, as demonstrated
by modeling results.
Hood Canal does not represent open water, or free field,
conditions. Therefore, sounds will attenuate as they encounter land
masses or bends in the canal. As a result, the calculated distance and
areas of impact for the 120 dB threshold cannot actually be attained at
the project area. See Figure 6-1 of the Navy's application for a
depiction of the size of areas in which each underwater sound threshold
is predicted to occur at the project area due to pile driving.
Pile driving can generate airborne sound that could potentially
result in disturbance to marine mammals (specifically, pinnipeds) which
are hauled out or at the water's surface. As a result, the Navy
analyzed the potential for pinnipeds hauled out or swimming at the
surface near NBKB to be exposed to airborne SPLs that could result in
Level B behavioral harassment. A spherical spreading loss model (i.e.,
6 dB reduction in sound level for each
[[Page 43152]]
doubling of distance from the source), in which there is a perfectly
unobstructed (free-field) environment not limited by depth or water
surface, is appropriate for use with airborne sound and was used to
estimate the distance to the airborne thresholds.
As was discussed for underwater sound from pile driving, the
intensity of pile driving sounds is greatly influenced by factors such
as the type of piles, hammers, and the physical environment in which
the activity takes place. In order to determine reasonable airborne
SPLs and their associated effects on marine mammals that are likely to
result from pile driving at NBKB, studies with similar properties to
the Navy's project, as described previously, were evaluated.
Based on in-situ recordings from similar construction activities,
the Navy previously considered the maximum airborne sound levels that
would result from impact and vibratory pile driving as 118 dB and 96 dB
(at 15 m), respectively (Blackwell et al., 2004; Laughlin, 2010).
During the TPP, impact driving was measured at 109 dB and vibratory
driving at 102 dB (at 15 m). We have retained the previous values for
impact assessment because the value for impact driving, as used in the
combined rig scenario, results in a more conservative ZOI than does the
TPP measurement. The Navy has analyzed the combined sound field
produced under the multi-rig scenario and calculated the radial
distances to the 90 and 100 dB airborne thresholds as 361 m and 114 m,
respectively, equating to areas of 0.41 km\2\ and 0.04 km\2\,
respectively.
There are no haul-out locations within these zones, which are
encompassed by the zones estimated for underwater sound. Protective
measures would be in place out to the distances calculated for the
underwater thresholds, and the distances for the airborne thresholds
would be covered fully by mitigation and monitoring measures in place
for underwater sound thresholds. Construction sound associated with the
project would not extend beyond the buffer zone for underwater sound
that would be established to protect pinnipeds. No haul-outs or
rookeries are located within the airborne harassment radii. See Figure
6-2 of the Navy's application for a depiction of the size of areas in
which each airborne sound threshold is predicted to occur at the
project area due to pile driving. We recognize that pinnipeds in water
that are within the area of ensonification for airborne sound could be
incidentally taken by either underwater or airborne sound or both. We
consider these incidences of harassment to be accounted for in the take
estimates for underwater sound.
Acoustic Monitoring
During the first year of construction for EHW-2, the Navy conducted
acoustic monitoring as required under the IHA. During year one, 24- to
36-in diameter piles were primarily driven, by vibratory and impact
driving. Only one 48-in pile was driven, so no data are provided for
that pile size. All piles were steel pipe piles. Primary objectives for
the acoustic monitoring were to characterize underwater and airborne
source levels for each pile size and hammer type and to verify
distances to relevant threshold levels by characterizing site-specific
transmission loss. Select results are reproduced here; the interested
reader may find the entire reports posted at https://www.nmfs.noaa.gov/pr/permits/incidental.htm.
Table 3--Acoustic Monitoring Results From 2012-13 Activities at EHW-2
----------------------------------------------------------------------------------------------------------------
Underwater Airborne
Pile size (in) Hammer type \1\ n --------------------------------------------
RL \3\ SD \4\ TL \5\ RL \6\ SD
----------------------------------------------------------------------------------------------------------------
24................................. Impact............... 41 179 24.1 18.6 103 1.0
36................................. Impact............... 26 188 5.0 14.9 102 2.2
24................................. Vibratory............ 71 163 8.3 15.3 95 3.7
36................................. Vibratory............ 113 169 4.3 16.8 103 3.2
----------------------------------------------------------------------------------------------------------------
\1\ All data for impact driving include use of bubble curtain.
\2\ n = sample size, or number of measured pile driving events.
\3\ Received level at 10 m, presented in dB re: 1 [mu]Pa rms.
\4\ Standard deviation.
\5\ Transmission loss (log10).
\6\ Received level at 15 m, presented in dB re: 20 [mu]Pa rms (Z-weighted Leq).
For vibratory driving, measured source levels were below the 180-dB
threshold. Calculation of average distances to the 120-dB threshold was
complicated by variability in propagation of sound at greater
distances, variability in measured sounds from event to event, and the
difficulty of making measurements, given noise from wind and wave
action, in the far field. Also, as observed during previous monitoring
events at NBKB, measured levels in shallower water at the far side of
Hood Canal are sometimes louder than measurements made closer to the
source in the deeper open channel. These events are unexplained.
Average radial distances to the 120-dB threshold were 2,765 m for 24-in
piles and 10,483 m for 36-in piles. However, the topography of Hood
Canal realistically constrains distances to 7,000 m to the south of the
project area. For impact driving, calculated average zones (provided
for 36-in piles) were as follows: 190-dB zone at 12 m; 180-dB zone at
45 m; and 160-dB zone at 670 m. Measurements of impact driving for 24-
in piles showed a high degree of variation (standard deviation of 24.1)
because many of these piles were driven either on land or in extremely
shallow water, while others were driven in deeper water more
characteristic of typical driving conditions for EHW-2.
Sound levels during soft starts were typically lower than those
levels at the initiation and completion of continuous vibratory
driving. However, levels during continuous driving varied considerably
and were at times lower than those produced during the soft starts. It
is difficult to assign a level that describes how much lower the soft
start sound levels were than continuous levels. Similarly inconclusive
results were seen from monitoring associated with the TPP.
Comments and Responses
We published a notice of receipt of the Navy's application and
proposed IHA in the Federal Register on May 21, 2013 (78 FR 29705).
NMFS received comments from the Marine Mammal Commission (Commission).
The Commission's comments and our responses are provided here, and the
comments have been posted on the
[[Page 43153]]
internet at: https://www.nmfs.noaa.gov/pr/permits/incidental.htm.
Comment 1: The Commission recommends that we require the Navy to
re-estimate the number of harbor seal takes using more recent survey
data from Tannenbaum et al. (2009, 2011), which is based on the total
estimated population rather than the Navy's rationale of reducing the
density for the proportion of seals hauled out and older data.
Response: As described in greater detail in the FR notice, there
are two sources of information from which a suitable density estimate
may be derived for harbor seals. These include aerial surveys of Hood
Canal (358.4 km\2\) conducted in 1999 and vessel-based marine wildlife
surveys conducted by the Navy in nearshore waters of NBKB (3.9 km\2\)
during July through September 2008 and November through May 2009-10.
Despite the time lapse, these survey efforts produce comparable
results. Because harbor seals, unlike sea lions, form a resident
population in Hood Canal and are not known to be attracted to the NBKB
waterfront by any foraging or haul-out opportunity, it is the opinion
of both NMFS and the Navy that it is preferable to use the density
value that is derived from a survey of the entire population. The
Tannenbaum et al. (2009, 2011) data are not based on the total
estimated population, but on surveys of a very small section of Hood
Canal (approximately one percent of the Hood Canal area along the NBKB
waterfront).
Based on the 1999 surveys, which also form the basis for the most
recent abundance estimates provided in NMFS' Stock Assessment Report
for the Washington inland waters stock of harbor seals, Jeffries et al.
(2003) estimated the abundance of harbor seals in the Hood Canal as
1,088 individuals. The resulting density is 3.04 animals/km\2\;
however, use of this density in estimating take would make the
assumption that 100 percent of the animals would be in the water at all
times. Therefore, a factor derived from Huber et al. (2001)--only 35
percent of seals are in the water at any given time--was applied to
correct for animals out of the water and not available to be exposed to
underwater sound; the resulting corrected density of seals in the water
at any given time is 1.06 animals/km\2\. We note here that previous
analyses for Navy actions at NBKB used a corrected density of 1.31
animals/km\2\ that was based on an erroneous understanding of the
survey area used by Jeffries et al. (2003). The Navy requested that we
retain the higher density for take estimation associated with this IHA
because their analyses were already complete, and because the higher
density would produce an overestimate of take. A separate request for
incidental take authorization, for the barge mooring project at NBKB,
uses the lower density estimate based off of an accurate understanding
of the survey area used by Jeffries et al. (2003). The reason for the
discrepancy was clearly explained (see page 29728 at 78 FR 29705; May
21, 2013).
The Commission disagrees with this approach because of their
contention that (1) an instantaneous estimate of animals in the water
at a given time does not produce an accurate assessment of the number
of individuals that may enter the water over the daily duration of the
activity and (2) use of the uncorrected density would be consistent
with our decision to base the number of takes of sea lions on average
monthly maximum abundance estimates at NBKB haul-out sites, under the
assumption that each individual present would enter the water and
therefore be exposed to underwater sound that may result in behavioral
harassment at some point on any given day. With regard to the second
point, we note that consistency between approaches for sea lions and
for harbor seals would not be appropriate. Sea lions are attracted to
the NBKB waterfront by the presence of submarines and other haul-out
opportunities. Site-specific data therefore better reflects the nature
of sea lion occurrence than does a regional density. With regard to the
first point, as acknowledged in the FR notice (78 FR 29705; May 21,
2013), we recognize that over the course of a day, while the proportion
of animals in the water may not vary significantly, different
individuals may enter and exit the water. That is, it is probable that
greater than 35 percent of seals will enter the water at some point
during the day. No data exist regarding fine-scale harbor seal
movements within the project area on time durations of less than a day,
thus precluding an assessment of ingress or egress of different animals
through the action area. As such, it is impossible, given available
data, to determine exactly what number of individuals above 35 percent
may potentially be exposed to underwater sound. Therefore, we are left
to make a decision, on the basis of limited available information,
regarding which of these two scenarios (i.e., 100 percent vs. 35
percent of harbor seals are in the water and exposed to sound) produces
a more accurate estimate of the potential incidents of take.
First, we understand that hauled-out harbor seals are necessarily
at haul-outs. No significant harbor seal haul-outs are located within
or near the action area. Harbor seals observed in the vicinity of the
NBKB shoreline are rarely hauled-out (for example, in formal surveys
during 2007-08, approximately 86 percent of observed seals were
swimming), and when hauled-out, they do so opportunistically (i.e., on
floating booms rather than established haul-outs). Harbor seals are
typically unsuited for using manmade haul-outs at NBKB, which are used
by sea lions. Primary harbor seal haul-outs in Hood Canal are located
at significant distance (20 km or more) from the action area in Dabob
Bay or further south (see Figure 4-1 in the Navy's application),
meaning that animals casually entering the water from haul-outs or
flushing due to some disturbance at those locations would not be
exposed to underwater sound from the project; rather, only those
animals embarking on foraging trips and entering the action area may be
exposed.
Second, we know that harbor seals in Hood Canal are not likely to
have a uniform distribution as is assumed through use of a density
estimate, but are likely to be relatively concentrated near areas of
interest such as the haul-outs found in Dabob Bay or foraging areas.
The majority of the action area consists of the Level B harassment zone
in deeper waters of Hood Canal; past observations from surveys and
required monitoring have confirmed that harbor seals are less abundant
in these waters.
Third, a typical pile driving day (in terms of the actual time
spent driving) is much shorter than the 8-15 hours cited by the
Commission as a representative pile driving day. Construction
scheduling and notional production rates in concert with typical delays
mean that hammers are active for only some small fraction of time on
pile driving ``days''. During the first year of construction for EHW-2,
vibratory pile driving occurred on 75 days, but only for an approximate
total time of 71 hours.
What we know tells us that (1) The turnover of harbor seals (in and
out of the water) is occurring primarily outside the action area and
would not be expected to result in a greater number of individuals
entering the action area within a given day and being harassed than is
assumed; (2) there are likely to be significantly fewer harbor seals in
the majority of the action area than would be indicated by the
uncorrected density; and (3) pile driving actually occurs over a
limited timeframe on any given day, reducing the amount of time over
which new individuals might enter the action area within a given day.
These factors lead us to believe that the corrected
[[Page 43154]]
density is likely to more closely approximate the number of seals that
may be found in the action area than does the uncorrected density, and
there are no existing data that would indicate that the proportion of
individuals entering the water within the predicted area of effect
during pile driving would be dramatically larger than 35 percent.
Therefore, the Commission's suggestion that 100 percent of the
population be used to estimate density would likely result in a gross
exaggeration of potential take. Moreover, because the Navy is typically
unable to determine from field observations whether the same or
different individuals are being exposed, each observation is recorded
as a new take, although an individual theoretically would only be
considered as taken once in a given day.
Finally, we note that during the course of four previous IHAs over
two years (2011-12), the Navy has been authorized for 6,725 incidents
of incidental harassment (corrected for actual number of pile driving
days). The total estimate of actual incidents of take (observed takes
and observations extrapolated to unobserved area) was 868. This is
almost certainly negatively biased, but the huge disparity does provide
confirmation that we are not significantly underestimating takes.
Comment 2: The Commission recommends that we require the Navy to
implement soft start procedures after 15 minutes if pile driving or
removal is delayed or shut down because of the presence of a marine
mammal within or approaching the shutdown zone.
Response: We do not believe the recommendation would be effective
in reducing the number or intensity of incidents of harassment--in
fact, we believe that implementation of this recommendation may
actually increase the number of incidents of harassment by extending
the overall project duration--while imposing a high cost in terms of
operational practicability. We note here that, while the Commission
recommends use of the measure to avoid serious injury (i.e., injury
that will result in death of the animal), such an outcome is extremely
unlikely even in the absence of any mitigation measures (as described
in the FR notice at 78 FR 29705; May 21, 2013). Given that conclusion,
we address our response to the potential usefulness of the measure in
avoidance of non-serious injury (i.e., Level A harassment).
Soft start is required for the first impact pile driving of each
day and, subsequently, after any impact pile driving stoppage of 30
minutes or greater. The purpose of a soft start is to provide a
``warning'' to animals by initiating the production of underwater sound
at lower levels than are produced at full operating power. This warning
is presumed to allow animals the opportunity to move away from an
unpleasant stimulus and to potentially reduce the intensity of
behavioral reactions to noise or prevent injury of animals that may
remain undetected in the zone ensonified to potentially injurious
levels. However, soft start requires additional time, resulting in a
larger temporal footprint for the project. That is, soft start requires
a longer cumulative period of pile driving (i.e., hours) but, more
importantly, leads to a longer overall duration (i.e., more days on
which pile driving occurs). In order to maximize the effectiveness of
soft start while minimizing the implementation costs, we require soft
start after a period of extended and unobserved relative silence (i.e.,
at the beginning of the day, after the end of the required 30-minute
post-activity monitoring period, or after 30 minutes with no impact
driving). It is after these periods that marine mammals are more likely
to closely approach the site (because it is relatively quiet) and less
likely to be observed prior to initiation of the activity (because
continuous monitoring has been interrupted).
The Commission justifies this recommendation on the basis of the
potential for undetected animals to remain in the shutdown zone, and
describes various biases (i.e., availability, detection, and
perception) on an observer's ability to detect an animal. We do not
believe that time is a factor in determining the influence of these
biases on the probability of observing an animal in the shutdown zone.
That is, an observer is not more likely to detect the presence of an
animal at the 15-minute mark of continuous monitoring than after 30
minutes (it is established that soft start is required after any
unmonitored period). Therefore, requiring soft start after 15 minutes
(i.e., more soft starts) is not likely to result in increased avoidance
of injury. Finally, we do not believe that the use of soft start may be
expected to appreciably reduce the potential for injury where the
probability of detection is high (e.g., small, shallow zones with good
environmental conditions). Rather, the primary purpose of soft start
under such conditions is to reduce the intensity of potential
behavioral reactions to underwater sound in the disturbance zone.
As noted by the Commission, there are multiple reasons why marine
mammals may remain in a shutdown zone and yet be undetected by
observers. Animals are missed because they are underwater (availability
bias) or because they are available to be seen, but are missed by
observers (perception and detection biases) (e.g., Marsh and Sinclair,
1989). Negative bias on perception or detection of an available animal
may result from environmental conditions, limitations inherent to the
observation platform, or observer ability. While missed detections are
possible in theory, this would require that an animal would either (a)
remain submerged (i.e., be unavailable) for periods of time approaching
or exceeding 15 minutes and/or (b) remain undetected while at the
surface. We provide further site-specific detail below.
First, environmental conditions in the Hood Canal are typically
excellent and, unlike the moving aerial or vessel-based observation
platforms for which detectability bias is often a concern, the
observers here will be positioned in the most suitable locations to
ensure high detectability (randomness of observations is not a concern,
as it is for abundance sampling). We believe that the probability of
detecting animals within the shutdown zones proposed for this action
approaches 100 percent. The 190 dB zone for pinnipeds is small, with
radial distance of only 20 m, while the 180 dB zone for cetaceans (85
m) is notional only--no cetaceans have ever been recorded as entering
the security area bounded by the floating port security barrier.
Regarding availability, the most abundant species, and therefore the
species most likely to be present in the mitigation zones, are the
harbor seal and California sea lion.
It is generally unlikely that a pinniped would remain within
approximately 20 m of an active construction zone, in the absence of
any known foraging opportunities or other attractant of any
significance, for an extended period of time. However, some harbor
seals have been known to frequent the areas surrounding existing
wharves at NBKB. Even when this situation does occur, the possibility
that individuals would remain submerged for a period of time exceeding
15 minutes is discountable.
Dive behavior for harbor seals, including typical duration, is
influenced by a variety of factors, such as behavioral context, local
bathymetric conditions, and the specific physiological characteristics
of the animal (e.g., Harkonen, 1987a,b; Eguchi and Harvey, 2005). Dive
depth may be expected to correlate well with dive duration. However,
Eguchi and Harvey (2005) showed that average dive durations in Monterey
Bay, where available depths are much deeper than
[[Page 43155]]
those in the nearshore environment at NBKB, were only 4.8 and 5.5
minutes for females and males, respectively. Although fine-scale
population structure exists for harbor seals on a geographic basis from
California to Alaska (Carretta et al., 2011), similar results have been
obtained in Alaska and Washington. Dive durations for harbor seals from
three locations across the Gulf of Alaska were typically less than 4
minutes across factors (Hastings et al., 2004). Closer to the action
area in Puget Sound waters, Suryan and Harvey (1998) reported dive
depths ranging from 3.2-4.6 min. Importantly, those durations were
reduced in nearshore waters similar to those in the shutdown zone (1.5-
3.6 min). Conversely, dive durations were somewhat longer during
milling behavior, which is sometimes observed in the action area.
However, surface intervals (which ranged from 0.6-0.9 min) showed a
significantly positive correlation to dive duration (Suryan and Harvey,
1998), meaning that longer dives, or periods of high availability bias,
are followed by periods of relatively greater availability.
Sea lions employ a shallow epipelagic foraging strategy, and
numerous studies have reported mean dive times of approximately 2
minutes for California sea lions (e.g., Feldkamp et al., 1989 [mean
dive time less than 3 min]; Weise et al., 2006 [mean dive time 1.9
1.6 min]). Kuhn et al. (2003) cite published values for
sea lion aerobic dive limits ranging from 2.3-5.8 minutes and, while it
is possible that sea lions may dive beyond these limits when foraging
on the benthos, significantly longer dive durations would not be
expected in shallow waters. In addition, while short surface intervals
are also possible, longer values are typical of data found in the
literature for animals engaged in foraging (e.g., Costa et al. (2007)
report a mean surface interval of 1.6 minutes). Sea lions will
typically spend a much greater proportion of time at the surface when
not foraging, and behavioral observations in the nearshore action area
show that California sea lions are typically traveling, likely to haul-
out opportunities at Delta Pier.
Under the typically excellent observation conditions found in the
Hood Canal, we believe that surfaced animals would be observed. Based
on the foregoing factors, we have high confidence in the ability of
observers to detect marine mammals in the shutdown zones estimated for
this project in the Hood Canal.
Comment 3: The Commission recommends that we require the Navy to
consult with the Washington State Department of Transportation and/or
the California Department of Transportation to (1) determine whether
soft start procedures can be used safely with the vibratory hammers
that the Navy plans to use prior to eliminating the Navy's requirement
to implement those measures and (2) clarify and troubleshoot the sound
attenuation device implementation procedures to ensure the device's
efficacy.
Response: We concur with the first part of the Commission's
recommendation and will facilitate the suggested consultation. However,
this cannot be accomplished prior to issuance of the IHA due to the
Navy's operational needs. Accordingly, we deem vibratory soft starts to
not currently be practicable due to safety concerns. We will determine
whether the potentially significant human safety issue is inherent to
implementation of the measure or is due to operator error prior to
issuing any further IHAs to the Navy for pile driving activities in
2014 and beyond.
With regard to sound attenuation device implementation, we
previously required the Navy to use such a device and to require that
their contractors ensure: (1) that the device be capable of achieving
attenuation performance of 10 dB of reduction and (2) that the device
is properly deployed such that no reduction in performance may be
attributable to operator error. However, because recent observations
indicate that achievement of 10 dB of attenuation performance may not
be reasonable, we now stipulate simply that the Navy must make the
necessary contractual requirements to ensure that the device is capable
of achieving optimal performance, and that deployment of the device is
implemented properly such that no reduction in performance may be
attributable to faulty deployment. Compliance with this stipulation is
incumbent upon the Navy and it would not be appropriate for us to
dictate the manner of compliance, including requirements for
consultation with third parties.
Comment 4: The Commission recommends that we require the Navy to
monitor the extent of the disturbance zone using additional shore- or
vessel-based observers beyond the waterfront restricted area to (1)
determine the numbers of marine mammals taken during pile driving and
removal activities and (2) characterize the effects on those mammals.
Response: We believe that we have developed, in consultation with
the Navy, a strategy that is appropriate to accomplish the stated
objectives of the Commission's recommendation. The Commission states
that the goal is not simply to employ a strategy that ensures
monitoring out to a certain distance, but rather to employ a strategy
that provides the information necessary to determine if the
construction activities have adverse effects on marine mammals and to
describe the nature and extent of those effects. We agree with that
statement, and note that the Navy does not simply monitor within
defined zones, ignoring occurrences outside those zones. The mitigation
strategy is designed to implement shutdown of activity only for marine
mammal occurrence within designated zones, but all observations of
marine mammals and any observed behavior, whether construed as a
reaction to project activity or not, are recorded regardless of
distance to project activity. This information is coupled with the
results of previous acoustic monitoring data (i.e., sound levels
recorded at multiple defined distances from the activity) to draw
conclusions about the impact of the activity on marine mammals.
Importantly, the larger monitoring effort conducted by the Navy in
deeper waters of Hood Canal during their 2011 project monitoring was an
important piece of the Navy's overall monitoring strategy for the
ongoing suite of actions at NBKB and may reasonably be used as a
reference for the current activities. Using that information, as well
as the results of required monitoring associated with the 2011-12 Test
Pile Program, 2011-13 rehabilitation of the existing Explosives
Handling Wharf, and the first year of construction for the EHW-2, we
believe we have gained a sufficient understanding of marine mammal
behavior in response to the specified activities, as well as occurrence
and behavior within the Level B harassment zone in deeper waters beyond
the waterfront restricted area, which is intensively monitored. We also
note that the de facto zone of monitoring effort has been expanded for
the duration of the concurrent barge mooring effort, as observers
monitoring the waterfront at that location will also be collecting
information on occurrence and potential reactions of marine mammals.
The Commission urges us to consider a more comprehensive approach
to assessment of effects of activities co-located in time and space. We
believe that the Navy has designed a comprehensive, multi-year approach
for its monitoring strategy. It is not fiscally feasible, or the best
use of resources, to deploy multiple vessel-based observers for year
after year of similar activities. A strategic approach demands front-
loaded effort that, when properly
[[Page 43156]]
designed, provides utility for subsequent years. Beginning in 2008, the
Navy began to expand their efforts to better understand nature and
frequency of occurrence for wildlife at NBKB. Opportunistic haul-out
surveys and vessel-based wildlife surveys have been useful in
evaluating the potential effects of construction activities. At the
initiation of the recent construction activities, the Navy mounted an
intensive monitoring effort, including deep-water monitoring (that was
not mitigation-specific) and comprehensive acoustic monitoring, with
the express purpose of providing a robust body of data that would form
a reference for evaluation of future effects of similar activities. In
addition, the Navy has proactively secured funding and sought
collaboration with NMFS and other experts to conduct future surveys of
Washington inland waters that will provide much-needed updates to our
understanding of marine mammal abundance and distribution in the
region.
Comment 5: The Commission recommends that we complete an analysis
of the impact of the proposed activities together with the cumulative
impacts of all the other pertinent risk factors (including but not
limited to the Navy's concurrent barge mooring project) for marine
mammals in the Hood Canal area.
Response: Section 101(a)(5)(D) of the MMPA requires NMFS to make a
determination that the harassment incidental to a specified activity
will have a negligible impact on the affected species or stocks of
marine mammals, and will not result in an unmitigable adverse impact on
the availability of marine mammals for taking for subsistence uses.
Neither the MMPA nor NMFS' implementing regulations specify how to
consider other activities and their impacts on the same populations.
However, consistent with the 1989 preamble for NMFS' implementing
regulations (54 FR 40338; September 29, 1989), the impacts from other
past and ongoing anthropogenic activities are incorporated into the
negligible impact analysis via their impacts on the environmental
baseline (e.g., as reflected in the density/distribution and status of
the species, population size and growth rate, and ambient noise).
In addition, cumulative effects were addressed in the Navy's
Environmental Impact Statement and in the biological opinion prepared
for this action, as well as in the NEPA analyses prepared for other
actions conducted at the NBKB waterfront. These documents, as well as
the relevant Stock Assessment Reports, are part of NMFS' Administrative
Record for this action, and provided the decision-maker with
information regarding other activities in the action area that affect
marine mammals, an analysis of cumulative impacts, and other
information relevant to the determination made under the MMPA.
Comment 6: The Commission recommends that we encourage the Navy to
combine future requests for IHAs for all activities that would occur in
the same general area and within the same year rather than segmenting
those activities and their associated impacts by requesting separate
authorizations.
Response: We agree with the Commission's recommendation and have
encouraged the Navy to do so. However, we do not have the statutory
authority to require the Navy to combine such requests. With our
encouragement, the Navy is working to develop a regionally
comprehensive approach to environmental compliance for reasonably
foreseeable small actions, such as pile replacement and repair
projects. A major project such as the current EHW-2 construction would
likely remain as a standalone effort due to constraints related to
planning, funding, and contracting.
Comment 7: The Commission recommends that we require the Navy to
use the same data (e.g., source levels, sound attenuation factors,
densities), methods, and justification for all pile driving and removal
activities that occur during the same timeframe at NBKB.
Response: We concur with the Commission's recommendation and will
require consistency from the Navy in future IHA requests. However, we
are not overly concerned here because where there are inconsistencies
they are due to use of conservative approaches. For example, in
discussing source levels used for determining mitigation zones, the
Commission notes that the Navy used a conservative estimate (i.e., the
maximum source level) for the barge mooring project, but did not do so
for the EHW-2. While the approach differs, conservatism is also built
into the estimation of mitigation zones for EHW-2, not through use of a
conservative source level, but by using the maximum radial distances to
relevant thresholds, as measured during in site-specific acoustic
monitoring. The modeled zones for the EHW-2 project were 22 and 5 m for
the 180 and 190 dB zones, respectively, but the zones required of the
Navy are 85 and 20 m, respectively. This more conservative approach was
adopted at the urging and with the concurrence of the Commission in
2012. The Commission states that it is unclear why these
inconsistencies are present, however, in each case the reason for the
inconsistency and the rationale for our decision that use of an
inconsistent approach is acceptable, if not desirable, is clearly
presented in the associated FR notices.
Description of Marine Mammals in the Area of the Specified Activity
There are seven marine mammal species, four cetaceans and three
pinnipeds, which may inhabit or transit through the waters nearby NBKB
in the Hood Canal. These include the transient killer whale, harbor
porpoise, Dall's porpoise, Steller sea lion, California sea lion,
harbor seal, and humpback whale. The Steller sea lion and humpback
whale are the only marine mammals that may occur within the Hood Canal
that are listed under the Endangered Species Act (ESA); the humpback
whale is listed as endangered and the eastern distinct population
segment (DPS) of Steller sea lion is listed as threatened. The Steller
sea lion is typically present in low numbers in the Hood Canal only
from approximately October through mid-April. The humpback whale is not
typically present in Hood Canal, with no confirmed sightings found in
the literature or the Orca Network database (https://www.orcanetwork.org/) prior to January and February 2012, when one
individual was observed repeatedly over a period of several weeks. No
sightings have been recorded since that time and we consider the
humpback whale to be a rare visitor to Hood Canal at most. While the
southern resident killer whale is resident to the inland waters of
Washington and British Columbia, it has not been observed in the Hood
Canal in over 15 years. Therefore, these three stocks were excluded
from further analysis. The FR notice (78 FR 29705; May 21, 2013)
summarizes the population status and abundance of these species, and
the Navy's application provides detailed life history information.
Potential Effects of the Specified Activity on Marine Mammals
We have determined that pile driving, as outlined in the project
description, has the potential to result in behavioral harassment of
marine mammals that may be present in the project vicinity while
construction activity is being conducted. Pile driving could
potentially harass those pinnipeds that are in the water close to the
project site, whether exposed to airborne or underwater sound. The FR
notice (78 FR 29705; May 21, 2013) provides a detailed description of
marine mammal hearing and of the potential effects of
[[Page 43157]]
these construction activities on marine mammals.
Anticipated Effects on Habitat
The specified activities at NBKB will not result in permanent
impacts to habitats used directly by marine mammals, such as haul-out
sites, but may have potential short-term impacts to food sources such
as forage fish and salmonids. There are no rookeries or major haul-out
sites within 10 km (6.2 mi), foraging hotspots, or other ocean bottom
structures of significant biological importance to marine mammals that
may be present in the marine waters in the vicinity of the project
area. Therefore, the main impact issue associated with the specified
activity will be temporarily elevated sound levels and the associated
direct effects on marine mammals, as discussed previously in this
document. The most likely impact to marine mammal habitat occurs from
pile driving effects on likely marine mammal prey (i.e., fish) near
NBKB and minor impacts to the immediate substrate during construction
activity associated with the EHW-2 project. The FR notice (78 FR 29705;
May 21, 2013) describes these potential impacts in greater detail.
Summary of Previous Monitoring
The Navy complied with the mitigation and monitoring required under
the previous authorization for this project. In accordance with the
2012 IHA, the Navy submitted a Year 1 Marine Mammal Monitoring Report
(2012-2013), covering the period of July 16 through February 15. Due to
delays in beginning the project the first day of monitored pile driving
activity occurred on September 28, 2012, and a total of 78 days of pile
driving occurred between then and February 14, 2013. That total
included 56 days of vibratory driving only, three days of only impact
driving, and 19 days where both vibratory and impact driving occurred.
Marine mammal monitoring occurred the before, during, and after each
pile driving event. During the course of these activities, the Navy did
not exceed the take levels authorized under the IHA. For more detail,
including full monitoring results and analysis, please see the
monitoring report at https://www.nmfs.noaa.gov/pr/permits/incidental.htm.
Mitigation
In order to issue an incidental take authorization (ITA) under
Section 101(a)(5)(D) of the MMPA, we must, where applicable, set forth
the permissible methods of taking pursuant to such activity, and other
means of effecting the least practicable impact on such species or
stock and its habitat, paying particular attention to rookeries, mating
grounds, and areas of similar significance, and on the availability of
such species or stock for taking for certain subsistence uses (where
relevant).
Measurements from similar pile driving events were coupled with
practical spreading loss to estimate zones of influence (ZOIs; see
``Estimated Take by Incidental Harassment''); these values were used to
develop mitigation measures for pile driving activities at NBKB. The
ZOIs effectively represent the mitigation zones that will be
established around each pile to prevent Level A harassment to marine
mammals, while providing estimates of the areas within which Level B
harassment might occur. In addition to the measures described later in
this section, the Navy will employ the following standard mitigation
measures:
(a) Conduct briefings between construction supervisors and crews,
marine mammal monitoring team, acoustical monitoring team, and Navy
staff prior to the start of all pile driving activity, and when new
personnel join the work, in order to explain responsibilities,
communication procedures, marine mammal monitoring protocol, and
operational procedures.
(b) Comply with applicable equipment sound standards and ensure
that all construction equipment has sound control devices no less
effective than those provided on the original equipment.
(c) For in-water heavy machinery work other than pile driving
(using, e.g., standard barges, tug boats, barge-mounted excavators, or
clamshell equipment used to place or remove material), if a marine
mammal comes within 10 m, operations shall cease and vessels shall
reduce speed to the minimum level required to maintain steerage and
safe working conditions. This type of work could include the following
activities: (1) movement of the barge to the pile location; (2)
positioning of the pile on the substrate via a crane (i.e., stabbing
the pile); (3) removal of the pile from the water column/substrate via
a crane (i.e., deadpull); or (4) the placement of sound attenuation
devices around the piles. For these activities, monitoring will take
place from 15 minutes prior to initiation until the action is complete.
Monitoring and Shutdown for Pile Driving
The following measures will apply to the Navy's mitigation through
shutdown and disturbance zones:
Shutdown Zone--For all pile driving and removal activities, the
Navy will establish a shutdown zone intended to contain the area in
which SPLs equal or exceed the 180/190 dB rms acoustic injury criteria.
The purpose of a shutdown zone is to define an area within which
shutdown of activity would occur upon sighting of a marine mammal (or
in anticipation of an animal entering the defined area), thus
preventing injury, serious injury, or death of marine mammals. Modeled
distances for shutdown zones are shown in Table 2. However, during
impact pile driving, the Navy would implement a minimum shutdown zone
of 85 m radius for cetaceans and 20 m for pinnipeds around all pile
driving activity. The modeled injury threshold distances are
approximately 22 and 5 m, respectively, but the distances are increased
based on in-situ recorded sound pressure levels from the TPP. During
vibratory driving, the shutdown zone would be 10 m distance from the
source for all animals. These precautionary measures are intended to
act conservatively in the implementation of the measure and further
reduce any possibility of acoustic injury, as well as to account for
any undue reduction in the modeled zones stemming from the assumption
of 10 dB attenuation from use of a bubble curtain.
Disturbance Zone--Disturbance zones are the areas in which SPLs
equal or exceed 160 and 120 dB rms (for pulsed and non-pulsed sound,
respectively). Disturbance zones provide utility for monitoring
conducted for mitigation purposes (i.e., shutdown zone monitoring) by
establishing monitoring protocols for areas adjacent to the shutdown
zones. Monitoring of disturbance zones enables observers to be aware of
and communicate the presence of marine mammals in the project area but
outside the shutdown zone and thus prepare for potential shutdowns of
activity. However, the primary purpose of disturbance zone monitoring
is for documenting incidents of Level B harassment; disturbance zone
monitoring is discussed in greater detail later (see ``Monitoring and
Reporting''). Nominal radial distances for disturbance zones are shown
in Table 2. Given the size of the disturbance zone for vibratory pile
driving, it is impossible to guarantee that all animals would be
observed or to make comprehensive observations of fine-scale behavioral
reactions to sound, and only a portion of the zone (e.g., what may be
reasonably observed by visual observers stationed within the water
[[Page 43158]]
front restricted area [WRA]) will be monitored.
In order to document observed incidences of harassment, monitors
record all marine mammal observations, regardless of location. The
observer's location, as well as the location of the pile being driven,
is known from a GPS. The location of the animal is estimated as a
distance from the observer, which is then compared to the location from
the pile. If acoustic monitoring is being conducted for that pile, a
received SPL may be estimated, or the received level may be estimated
on the basis of past or subsequent acoustic monitoring. It may then be
determined whether the animal was exposed to sound levels constituting
incidental harassment in post-processing of observational and acoustic
data, and a precise accounting of observed incidences of harassment
created. Therefore, although the predicted distances to behavioral
harassment thresholds are useful for estimating incidental harassment
for purposes of authorizing levels of incidental take, actual take may
be determined in part through the use of empirical data. That
information may then be used to extrapolate observed takes to reach an
approximate understanding of actual total takes.
Monitoring Protocols--Monitoring would be conducted before, during,
and after pile driving activities. In addition, observers shall record
all incidences of marine mammal occurrence, regardless of distance from
activity, and shall document any behavioral reactions in concert with
distance from piles being driven. Observations made outside the
shutdown zone will not result in shutdown; that pile segment would be
completed without cessation, unless the animal approaches or enters the
shutdown zone, at which point all pile driving activities will be
halted. Monitoring will take place from 15 minutes prior to initiation
through 15 minutes post-completion of pile driving activities. Pile
driving activities include the time to remove a single pile or series
of piles, as long as the time elapsed between uses of the pile driving
equipment is no more than 30 minutes. Please see the Marine Mammal
Monitoring Plan (available at https://www.nmfs.noaa.gov/pr/permits/incidental.htm), developed by the Navy in agreement with us, for full
details of the monitoring protocols.
The following additional measures apply to visual monitoring:
(1) Monitoring will be conducted by qualified observers, who will
be placed at the best vantage point(s) practicable to monitor for
marine mammals and implement shutdown/delay procedures when applicable
by calling for the shutdown to the hammer operator. Qualified observers
are trained biologists, with the following minimum qualifications:
Visual acuity in both eyes (correction is permissible)
sufficient for discernment of moving targets at the water's surface
with ability to estimate target size and distance; use of binoculars
may be necessary to correctly identify the target;
Advanced education in biological science, wildlife
management, mammalogy, or related fields (bachelor's degree or higher
is required);
Experience and ability to conduct field observations and
collect data according to assigned protocols (this may include academic
experience);
Experience or training in the field identification of
marine mammals, including the identification of behaviors;
Sufficient training, orientation, or experience with the
construction operation to provide for personal safety during
observations;
Writing skills sufficient to prepare a report of
observations including but not limited to the number and species of
marine mammals observed; dates and times when in-water construction
activities were conducted; dates and times when in-water construction
activities were suspended to avoid potential incidental injury from
construction sound of marine mammals observed within a defined shutdown
zone; and marine mammal behavior; and
Ability to communicate orally, by radio or in person, with
project personnel to provide real-time information on marine mammals
observed in the area as necessary.
(2) Prior to the start of pile driving activity, the shutdown zone
will be monitored for 15 minutes to ensure that it is clear of marine
mammals. Pile driving will only commence once observers have declared
the shutdown zone clear of marine mammals; animals will be allowed to
remain in the shutdown zone (i.e., must leave of their own volition)
and their behavior will be monitored and documented. The shutdown zone
may only be declared clear, and pile driving started, when the entire
shutdown zone is visible (i.e., when not obscured by dark, rain, fog,
etc.). In addition, if such conditions should arise during impact pile
driving that is already underway, the activity will be halted.
(3) If a marine mammal approaches or enters the shutdown zone
during the course of pile driving operations, activity will be halted
and delayed until either the animal has voluntarily left and been
visually confirmed beyond the shutdown zone or 15 minutes have passed
without re-detection of the animal. Monitoring will be conducted
throughout the time required to drive a pile.
Sound Attenuation Devices
Bubble curtains shall be used during all impact pile driving. The
device will distribute air bubbles around 100 percent of the piling
perimeter for the full depth of the water column, and the lowest bubble
ring shall be in contact with the mudline for the full circumference of
the ring. Testing of the device by comparing attenuated and
unattenuated strikes is not possible because of requirements in place
to protect marbled murrelets (an ESA-listed bird species under the
jurisdiction of the USFWS). However, in order to avoid loss of
attenuation from design and implementation errors in the absence of
such testing, a performance test of the device shall be conducted prior
to initial use. The performance test shall confirm the calculated
pressures and flow rates at each manifold ring. In addition, the
contractor shall also train personnel in the proper balancing of air
flow to the bubblers and shall submit an inspection/performance report
to the Navy within 72 hours following the performance test.
Timing Restrictions
In Hood Canal, designated exist timing restrictions for pile
driving activities to avoid in-water work when salmonids and other
spawning forage fish are likely to be present. The in-water work window
is July 16-February 15. The initial months (July to September) of the
timing window overlap with times when Steller sea lions are not
expected to be present within the project area. Until September 23,
impact pile driving will only occur starting two hours after sunrise
and ending two hours before sunset due to marbled murrelet nesting
season. After September 23, in-water construction activities will occur
during daylight hours (sunrise to sunset).
Soft Start
The use of a soft-start procedure is believed to provide additional
protection to marine mammals by warning or providing a chance to leave
the area prior to the hammer operating at full capacity, and typically
involves a requirement to initiate sound from vibratory hammers for
fifteen seconds at reduced energy followed by a 30-second waiting
period. This procedure is repeated two additional times. However,
[[Page 43159]]
implementation of soft start for vibratory pile driving during previous
pile driving work at NBKB has led to equipment failure and serious
human safety concerns; those issues were detailed in the FR notice (78
FR 29705; May 21, 2013). Therefore, vibratory soft start is not
required as a mitigation measure for this project, as we have
determined it to not currently be practicable due to safety concerns.
We have further determined this measure unnecessary to providing the
means of effecting the least practicable impact on marine mammals and
their habitat. For impact driving, soft start will be required, and
contractors will provide an initial set of strikes from the impact
hammer at reduced energy, followed by a 30-second waiting period, then
two subsequent reduced energy strike sets. The reduced energy of an
individual hammer cannot be quantified because of variation in
individual drivers. The actual number of strikes at reduced energy will
vary because operating the hammer at less than full power results in
``bouncing'' of the hammer as it strikes the pile, resulting in
multiple ``strikes''. Soft start for impact driving will be required at
the beginning of each day's pile driving work and at any time following
a cessation of impact pile driving of 30 minutes or longer.
We have carefully evaluated the applicant's mitigation measures and
considered a range of other measures in the context of ensuring that we
prescribe the means of effecting the least practicable impact on the
affected marine mammal species and stocks and their habitat. Our
evaluation of potential measures included consideration of the
following factors in relation to one another: (1) The manner in which,
and the degree to which, the successful implementation of the measure
is expected to minimize adverse impacts to marine mammals; (2) the
proven or likely efficacy of the specific measure to minimize adverse
impacts as planned; and (3) the practicability of the measure for
applicant implementation, including consideration of personnel safety,
and practicality of implementation.
Based on our evaluation of the applicant's planned measures, as
well as any other potential measures that may be relevant to the
specified activity, we have determined that these mitigation measures
provide the means of effecting the least practicable impact on marine
mammal species or stocks and their habitat, paying particular attention
to rookeries, mating grounds, and areas of similar significance.
Monitoring and Reporting
In order to issue an ITA for an activity, section 101(a)(5)(D) of
the MMPA states that we must, where applicable, set forth
``requirements pertaining to the monitoring and reporting of such
taking''. The MMPA implementing regulations at 50 CFR 216.104 (a)(13)
indicate that requests for ITAs must include the suggested means of
accomplishing the necessary monitoring and reporting that will result
in increased knowledge of the species and of the level of taking or
impacts on populations of marine mammals that are expected to be
present in the action area. Please see the Navy's Marine Mammal
Monitoring Plan for full details of the requirements for monitoring and
reporting.
Visual Marine Mammal Observations
The Navy will collect sighting data and behavioral responses to
construction for marine mammal species observed in the region of
activity during the period of activity. All observers will be trained
in marine mammal identification and behaviors and are required to have
no other construction-related tasks while conducting monitoring. The
Navy will monitor the shutdown zone and disturbance zone before,
during, and after pile driving, with observers located at the best
practicable vantage points. Based on our requirements, the Marine
Mammal Monitoring Plan would implement the following procedures for
pile driving:
MMOs would be located at the best vantage point(s) in
order to properly see the entire shutdown zone and as much of the
disturbance zone as possible.
During all observation periods, observers will use
binoculars and the naked eye to search continuously for marine mammals.
If the shutdown zones are obscured by fog or poor lighting
conditions, pile driving at that location will not be initiated until
that zone is visible. Should such conditions arise while impact driving
is underway, the activity would be halted.
The shutdown and disturbance zones around the pile will be
monitored for the presence of marine mammals before, during, and after
any pile driving or removal activity.
Individuals implementing the monitoring protocol will assess its
effectiveness using an adaptive approach. Monitoring biologists will
use their best professional judgment throughout implementation and seek
improvements to these methods when deemed appropriate. Any
modifications to protocol will be coordinated between NMFS and the
Navy.
Data Collection
We require that observers use approved data forms. Among other
pieces of information, the Navy will record detailed information about
any implementation of shutdowns, including the distance of animals to
the pile and description of specific actions that ensued and resulting
behavior of the animal, if any. In addition, the Navy will attempt to
distinguish between the number of individual animals taken and the
number of incidences of take. We require that, at a minimum, the
following information be collected on the sighting forms:
Date and time that monitored activity begins or ends;
Construction activities occurring during each observation
period;
Weather parameters (e.g., percent cover, visibility);
Water conditions (e.g., sea state, tide state);
Species, numbers, and, if possible, sex and age class of
marine mammals;
Description of any observable marine mammal behavior
patterns, including bearing and direction of travel, and if possible,
the correlation to SPLs;
Distance from pile driving activities to marine mammals
and distance from the marine mammals to the observation point;
Locations of all marine mammal observations; and
Other human activity in the area.
Reporting
A draft report must be submitted to NMFS within 90 calendar days of
the completion of the in-water work window. The report will include
marine mammal observations pre-activity, during-activity, and post-
activity during pile driving days, and will also provide descriptions
of any problems encountered in deploying sound attenuating devices, any
adverse responses to construction activities by marine mammals and a
complete description of all mitigation shutdowns and the results of
those actions and a refined take estimate based on the number of marine
mammals observed during the course of construction. A final report must
be submitted within 30 days following resolution of comments on the
draft report.
Estimated Take by Incidental Harassment
With respect to the activities described here, the MMPA defines
``harassment'' as: ``Any act of pursuit,
[[Page 43160]]
torment, or annoyance which (i) has the potential to injure a marine
mammal or marine mammal stock in the wild [Level A harassment]; or (ii)
has the potential to disturb a marine mammal or marine mammal stock in
the wild by causing disruption of behavioral patterns, including, but
not limited to, migration, breathing, nursing, breeding, feeding, or
sheltering [Level B harassment].''
All anticipated takes will be by Level B harassment, involving
temporary changes in behavior. The planned mitigation and monitoring
measures are expected to minimize the possibility of injurious or
lethal takes such that take by Level A harassment, serious injury or
mortality is considered discountable. However, it is unlikely that
injurious or lethal takes would occur even in the absence of the
planned mitigation and monitoring measures.
If a marine mammal responds to a stimulus by changing its behavior
(e.g., through relatively minor changes in locomotion direction/speed
or vocalization behavior), the response may or may not constitute
taking at the individual level, and is unlikely to affect the stock or
the species as a whole. However, if a sound source displaces marine
mammals from an important feeding or breeding area for a prolonged
period, impacts on animals or on the stock or species could potentially
be significant (Lusseau and Bejder, 2007; Weilgart, 2007). Given the
many uncertainties in predicting the quantity and types of impacts of
sound on marine mammals, it is common practice to estimate how many
animals are likely to be present within a particular distance of a
given activity, or exposed to a particular level of sound. This
practice potentially overestimates the numbers of marine mammals taken.
For example, during the past ten years, killer whales have been
observed within the project area twice. On the basis of that
information, an estimated amount of potential takes for killer whales
is presented here. However, while a pod of killer whales could
potentially visit again during the project timeframe, and thus be
taken, it is more likely that they will not. Although incidental take
of killer whales and Dall's porpoises was authorized for 2011-12
activities at NBKB on the basis of past observations of these species,
no such takes were recorded and no individuals of these species were
observed. Similarly, estimated actual take levels (observed takes
extrapolated to the remainder of unobserved but ensonified area) were
significantly less than authorized levels of take for the remaining
species.
The project area is not believed to be particularly important
habitat for marine mammals, nor is it considered an area frequented by
marine mammals, although harbor seals are year-round residents of Hood
Canal and sea lions are known to haul-out on submarines and other man-
made objects at the NBKB waterfront (although typically at a distance
of a mile or greater from the project site). Therefore, behavioral
disturbances that could result from anthropogenic sound associated with
these activities are expected to affect only a relatively small number
of individual marine mammals, although those effects could be recurring
over the life of the project if the same individuals remain in the
project vicinity.
The Navy has requested authorization for the potential taking of
small numbers of Steller sea lions, California sea lions, harbor seals,
transient killer whales, Dall's porpoises, and harbor porpoises in the
Hood Canal that may result from pile driving during construction
activities associated with the wharf construction project described
previously in this document.
Marine Mammal Densities
The Navy is in the process of developing, with input from regional
marine mammal experts, estimates of marine mammal densities in
Washington inland waters for the Navy Marine Species Density Database
(NMSDD). A technical report will describe methodologies used to derive
these densities, which are generally considered the best available
information for Washington inland waters, except where specific local
abundance information is available. Initial take estimates and impact
assessment for the EHW-2 project relied on data available at the time
the application was submitted, including survey efforts in the project
area. For future projects at NBKB, it is likely that the NMSDD
densities will be used in assessing project impacts. However, because
the NMSDD report is not complete, and because use of the previous
density or abundance information results in more conservative (i.e.,
higher) take estimates, the approach to take estimation used for the
first year of EHW-2 construction is largely retained here. Please see
Appendix A of the Navy's application for more information on the NMSDD
information.
For all species, the most appropriate information available was
used to estimate the number of potential incidences of take. For harbor
seals, this involved published literature describing harbor seal
research conducted in Washington and Oregon as well as more specific
counts conducted in Hood Canal (Huber et al., 2001; Jeffries et al.,
2003). Killer whales are known from two periods of occurrence (2003 and
2005) and are not known to preferentially use any specific portion of
the Hood Canal. Therefore, density was calculated as the maximum number
of individuals present at a given time during those occurrences
(London, 2006), divided by the area of Hood Canal. The best information
available for the remaining species in Hood Canal came from surveys
conducted by the Navy at the NBKB waterfront or in the vicinity of the
project area.
Beginning in April 2008, Navy personnel have recorded sightings of
marine mammals occurring at known haul-outs along the NBKB waterfront,
including docked submarines or other structures associated with NBKB
docks and piers and the nearshore pontoons of the floating security
fence. Sightings of marine mammals within the waters adjoining these
locations were also recorded. Sightings were attempted whenever
possible during a typical work week (i.e., Monday through Friday), but
inclement weather, holidays, or security constraints often precluded
surveys. These sightings took place frequently, although without a
formal survey protocol. During the surveys, staff visited each of the
above-mentioned locations and recorded observations of marine mammals.
Surveys were conducted using binoculars and the naked eye from
shoreline locations or the piers/wharves themselves. Because these
surveys consist of opportunistic sighting data from shore-based
observers, largely of hauled-out animals, there is no associated survey
area appropriate for use in calculating a density from the abundance
data. Data were compiled for the period from April 2008 through
December 2012 for analysis here, and these data provide the basis for
take estimation for Steller and California sea lions. Other
information, including sightings data from other Navy survey efforts at
NBKB, is available for these two species, but these data provide the
most conservative (i.e., highest) local abundance estimates (and thus
the highest estimates of potential take).
In addition, vessel-based marine wildlife surveys were conducted
according to established survey protocols during July through September
2008 and November through May 2009-10 (Tannenbaum et al., 2009, 2011).
Eighteen complete surveys of the nearshore area resulted in
observations of four marine mammal species (harbor seal, California sea
lion, harbor porpoise, and Dall's porpoise). These surveys operated
along pre-determined
[[Page 43161]]
transects parallel to the shoreline from the nearshore out to
approximately 1,800 ft (549 m) from shoreline, at a spacing of 100 yd,
and covered the entire NBKB waterfront (approximately 3.9 km\2\ per
survey) at a speed of 5 kn or less. Two observers recorded sightings of
marine mammals both in the water and hauled out, including date, time,
species, number of individuals, age (juvenile, adult), behavior
(swimming, diving, hauled out, avoidance dive), and haul-out location.
Positions of marine mammals were obtained by recording distance and
bearing to the animal with a rangefinder and compass, noting the
concurrent location of the boat with GPS, and, subsequently, analyzing
these data to produce coordinates of the locations of all animals
detected. These surveys resulted in the only observation of a Dall's
porpoise near NBKB.
The Navy also conducted vessel-based line transect surveys in Hood
Canal on non-construction days during the 2011 TPP in order to collect
additional data for species present in Hood Canal. These surveys
detected three marine mammal species (harbor seal, California sea lion,
and harbor porpoise), and included surveys conducted in both the main
body of Hood Canal, near the project area, and baseline surveys
conducted for comparison in Dabob Bay, an area of Hood Canal that is
not affected by sound from Navy actions at the NBKB waterfront. The
surveys operated along pre-determined transects that followed a double
saw-tooth pattern to achieve uniform coverage of the entire NBKB
waterfront. The vessel traveled at a speed of approximately 5 kn when
transiting along the transect lines. Two observers recorded sightings
of marine mammals both in the water and hauled out, including the date,
time, species, number of individuals, and behavior (swimming, diving,
etc.). Positions of marine mammals were obtained by recording the
distance and bearing to the animal(s), noting the concurrent location
of the boat with GPS, and subsequently analyzing these data to produce
coordinates of the locations of all animals detected. Sighting
information for harbor porpoises was corrected for detectability (g(0)
= 0.54; Barlow, 1988; Calambokidis et al., 1993; Carretta et al.,
2001). Distance sampling methodologies were used to estimate densities
of animals for the data. This information provides the best information
for harbor porpoises.
The cetaceans, as well as the harbor seal, appear to range
throughout Hood Canal; therefore, the analysis for this IHA assumes
that harbor seal, transient killer whale, harbor porpoise, and Dall's
porpoise are uniformly distributed in the project area. However, it
should be noted that there have been no observations of cetaceans
within the floating security barriers at NBKB; these barriers thus
appear to effectively prevent cetaceans from approaching the shutdown
zones. Although the Navy will implement a precautionary shutdown zone
for cetaceans, anecdotal evidence suggests that cetaceans are not at
risk of Level A harassment at NBKB even from louder activities (e.g.,
impact pile driving). The remaining species that occur in the project
area, Steller sea lion and California sea lion, do not appear to
utilize most of Hood Canal. The sea lions appear to be attracted to the
man-made haul-out opportunities along the NBKB waterfront while
dispersing for foraging opportunities elsewhere in Hood Canal.
California sea lions were not reported during aerial surveys of Hood
Canal (Jeffries et al., 2000), and Steller sea lions have only been
documented at the NBKB waterfront.
Description of Take Calculation
The take calculations presented here rely on the best data
currently available for marine mammal populations in the Hood Canal.
The methodology for estimating take was described in detail in the FR
notice (78 FR 29705; May 21, 2013). The ZOI impact area is the
estimated range of impact to the sound criteria. The distances
specified in Table 2 were used to calculate ZOIs around each pile. All
impact pile driving take calculations were based on the estimated
threshold ranges assuming attenuation of 10 dB from use of a bubble
curtain. The ZOI impact area took into consideration the possible
affected area of the Hood Canal from the pile driving site furthest
from shore with attenuation due to land shadowing from bends in the
canal. Because of the close proximity of some of the piles to the
shore, the narrowness of the canal at the project area, and the maximum
fetch, the ZOIs for each threshold are not necessarily spherical and
may be truncated.
While pile driving can occur any day throughout the in-water work
window, and the analysis is conducted on a per day basis, only a
fraction of that time (typically a matter of hours on any given day) is
actually spent pile driving. Acoustic monitoring conducted as part of
the TPP demonstrated that Level B harassment zones for vibratory pile
driving are likely to be significantly smaller than the zones estimated
through modeling based on measured source levels and practical
spreading loss. Also of note is the fact that the effectiveness of
mitigation measures in reducing takes is typically not quantified in
the take estimation process. Here, we do explicitly account for an
assumed level of efficacy for use of the bubble curtain, but not for
the soft start associated with impact driving. In addition, equating
exposure with response (i.e., a behavioral response meeting the
definition of take under the MMPA) is simplistic and conservative
assumption. For these reasons, these take estimates are likely to be
conservative.
Airborne Sound--No incidents of incidental take resulting solely
from airborne sound are likely, as distances to the harassment
thresholds would not reach areas where pinnipeds may haul out. Harbor
seals can haul out at a variety of natural or manmade locations, but
the closest known harbor seal haul-out is at the Dosewallips River
mouth (London, 2006) and Navy waterfront surveys and boat surveys have
found it rare for harbor seals to haul out along the NBKB waterfront
(Agness and Tannenbaum, 2009; Tannenbaum et al., 2009, 2011; Navy,
2010). Individual seals have occasionally been observed hauled out on
pontoons of the floating security fence within the restricted areas of
NBKB, but this area is not with the airborne disturbance ZOI. Nearby
piers are elevated well above the surface of the water and are
inaccessible to pinnipeds, and seals have not been observed hauled out
on the adjacent shoreline. Sea lions typically haul out on submarines
docked at Delta Pier, approximately one mile from the project site.
We recognize that pinnipeds in the water could be exposed to
airborne sound that may result in behavioral harassment when looking
with heads above water. However, these animals would previously have
been `taken' as a result of exposure to underwater sound above the
behavioral harassment thresholds, which are in all cases larger than
those associated with airborne sound. Thus, the behavioral harassment
of these animals is already accounted for in these estimates of
potential take. Multiple incidents of exposure to sound above NMFS'
thresholds for behavioral harassment are not believed to result in
increased behavioral disturbance, in either nature or intensity of
disturbance reaction. Therefore, we do not believe that authorization
of incidental take resulting from airborne sound for pinnipeds is
warranted.
The derivation of density or abundance estimates for each species,
as well as further description of the rationale for each take estimate,
was described in detail in the FR notice (78 FR 29705; May 21, 2013). A
summary of
[[Page 43162]]
the information and assumptions that went into take estimates for each
species is provided here. Total take estimates are presented in Table
4.
California sea lions--Data from waterfront surveys at NBKB
was most appropriate, because haul-out opportunities provided by
submarines at Delta Pier are the primary attractant for sea lions in
the project vicinity and local abundances are higher than indicated by
regional densities. In order to provide a margin of conservatism, the
monthly averages for maximum daily numbers observed (in a given month)
were used to estimate an average maximum daily abundance for the work
window. Exposures were calculated assuming 31 individuals could be
present, and therefore exposed to sound exceeding the behavioral
harassment threshold, on each day of pile driving.
Steller sea lions--The same data were used for Steller sea
lions as for California sea lions, for the same reasons. Exposures were
calculated assuming two individuals could be present, and therefore
exposed to sound exceeding the behavioral harassment threshold, on each
day of pile driving.
Harbor seals--Data from Huber et al. (2001) and Jeffries
et al. (2003) were used to produce a corrected instantaneous density
for harbor seals in Hood Canal that accounts for animals in the water
versus hauled out at any given time. Recently, the Navy discovered
errors in those calculations (a smaller area was assumed for Hood Canal
than was used in the initial surveys) that resulted in a higher density
(1.31 vs. 1.06 animals/km\2\). The earlier density was retained here as
it provides a more conservative estimate of potential incidences of
behavioral harassment.
Killer whales--Regional density values produce an estimate
of zero incidences of harassment. However, pods of transient killer
whales have been observed in Hood Canal in 2003 and 2005, for a minimum
of 59 days. In order to account for the possibility that killer whales
could be present, we assume a pod size of six whales and a residence
time of half the previous minimum (to account for likely avoidance of
harassing stimuli) for estimating potential incidences of behavioral
harassment (six individuals present for thirty days). We believe that
this is likely a very conservative estimate.
Dall's porpoise--Regional density values produce an
estimate of zero incidences of harassment. However, a Dall's porpoise
has been observed in waters off of NBKB, and the Navy has requested
take authorization for this species. In order to account for possible
presence of this species, and in the absence of information indicating
any particular proportion of days, we assume that one porpoise could be
present on each day of pile driving. This is not likely to be a very
realistic estimate, as no Dall's porpoise has been observed in the past
two years of monitoring at NBKB. It is, however, a reasonable
compromise between the only available information and the Navy's
request for take authorization.
Harbor porpoise--Surveys from 2011 collected in waters off
of NBKB provide the best data for this species. Preliminary results
from those surveys indicated a density of 0.25 animals/km\2\, and this
value was used by the Navy in initial impact assessments. Additional
data subsequently produced a revised density estimate of 0.149 animals/
km\2\; however, the Navy has requested that we retain the earlier value
as it produces a more conservative estimate of potential incidences of
behavioral harassment.
Potential takes could occur if individuals of these species are
present in the vicinity when pile driving is occurring. Individuals
that are taken could exhibit behavioral changes such as increased
swimming speeds, increased surfacing time, or decreased foraging. Most
likely, individuals may move away from the sound source and be
temporarily displaced from the areas of pile driving. Potential takes
by disturbance would likely have a negligible short-term effect on
individuals and not result in population-level impacts.
Table 4--Number of Potential Incidental Takes of Marine Mammals within Various Acoustic Threshold Zones
--------------------------------------------------------------------------------------------------------------------------------------------------------
Underwater Airborne
------------------------------------------------------------
Density/ Vibratory Total authorized
Species abundance Impact injury disturbance Impact disturbance takes
threshold \1\ threshold (120 threshold \3\
dB) \2\
--------------------------------------------------------------------------------------------------------------------------------------------------------
California sea lion...................................... \4\ 31.2 0 6,045 0 6,045
Steller sea lion......................................... \4\ 1.7 0 390 0 390
Harbor seal.............................................. 1.31 0 10,530 0 10,530
Killer whale............................................. \5\ 0.0019 0 180 N/A 180
Dall's porpoise.......................................... \5\ 0.000001 0 195 N/A 195
Harbor porpoise.......................................... 0.250 0 1,950 N/A 1,950
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Acoustic injury threshold for impact pile driving is 190 dB for pinnipeds and 180 dB for cetaceans.
\2\ The 160-dB acoustic harassment zone associated with impact pile driving would always be subsumed by the 120-dB harassment zone produced by vibratory
driving. Therefore, takes are not calculated separately for the two zones.
\3\ Acoustic disturbance threshold is 100 dB for sea lions and 90 dB for harbor seals. We do not believe that pinnipeds would be available for airborne
acoustic harassment because they are not known to regularly haul-out at locations inside the zone in which airborne acoustic harassment could occur.
\4\ Figures presented are abundance numbers, not density, and are calculated as the average of average daily maximum numbers per month. Abundance
numbers are rounded to the nearest whole number for take estimation.
\5\ Density values not used for take estimation. Assumptions are that a pod of six killer whales could be present for thirty days and that one Dall's
porpoise could be present on each day of pile driving.
Negligible Impact and Small Numbers Analysis and Determinations
NMFS has defined ``negligible impact'' in 50 CFR 216.103 as ``. . .
an impact resulting from the specified activity that cannot be
reasonably expected to, and is not reasonably likely to, adversely
affect the species or stock through effects on annual rates of
recruitment or survival.'' In making a negligible impact determination,
NMFS considers a variety of factors, including but not limited to: (1)
The number of anticipated mortalities; (2) the number and nature of
anticipated injuries; (3) the number, nature, intensity, and duration
of Level B harassment; and (4) the context in which the take occurs.
[[Page 43163]]
Small Numbers Analysis
The numbers of animals authorized to be taken for Steller and
California sea lions and for Dall's porpoises would be considered small
relative to the relevant stocks or populations (less than one percent
for Steller sea lions and Dall's porpoise and less than three percent
for California sea lions) even if each estimated taking occurred to a
new individual--an extremely unlikely scenario. For pinnipeds occurring
at the NBKB waterfront, there will almost certainly be some overlap in
individuals present day-to-day and, for the Dall's porpoise, given the
rare occurrence of this species in the Hood Canal it seems likely that
for the number of takes contemplated here to occur, at least one to
several individuals would have to remain in the area for an extended
period of time. Further, for the pinniped species, these takes could
potentially occur only within some small portion of the overall
regional stock. For example, of the estimated 296,500 California sea
lions, only certain adult and subadult males--believed to number
approximately 3,000-5,000 by Jeffries et al. (2000)--travel north
during the non-breeding season. That number has almost certainly
increased with the population of California sea lions--the 2000 Stock
Assessment Report for California sea lions reported an estimated
population size of 204,000-214,000 animals--but likely remains a
relatively small portion of the overall population.
For harbor seals, animals found in Hood Canal belong to a closed,
resident population estimated at approximately 1,000 animals by
Jeffries et al. (2003), and takes are likely to occur only within some
portion of that closed population, rather than to animals from the
Washington inland waters stock as a whole. The animals that are
resident to Hood Canal, to which any incidental take would accrue,
represent only seven percent of the best estimate of regional stock
abundance. For transient killer whales, we estimate take based on an
assumption that a single pod of whales, comprising six individuals, is
present in the vicinity of the project area for the entire duration of
the project. These six individuals represent a small number of
transient killer whales, for which a conservative minimum estimate of
354 animals was given in the 2011 Stock Assessment Reports.
Little is known about harbor porpoise use of Hood Canal, and prior
to monitoring associated with recent pile driving projects at NBKB, it
was believed that harbor porpoises were infrequent visitors to the
area. It is unclear from the limited information available what
relationship harbor porpoise occurrence in Hood Canal may hold to the
regional stock or whether similar usage of Hood Canal may be expected
to be recurring. It is unknown how many unique individuals are
represented by sightings in Hood Canal, although it is unlikely that
these animals represent a large proportion of the overall stock. While
we believe that the authorized numbers of incidental take would likely
to occur to a much smaller number of individuals, the number of
incidences of take relative to the stock abundance (approximately
eighteen percent) remains within the bounds of what we consider to be
small numbers.
As described in the FR notice (78 FR 29705; May 21, 2013) and
summarized here, the estimated number of potential incidences of
harassment for these species are likely much higher than will
realistically occur. This is because (1) We use the maximum possible
number of days (195) in estimating take, despite the fact that multiple
delays and work stoppages are likely to result in a significantly lower
number of actual pile driving days; (2) estimates for harbor porpoise
and harbor seal rely on density estimates that are higher than what we
consider to be the best available information; (3) sea lion estimates
rely on the averaged maximum daily abundances per month, rather than
simply an overall average which would provide a much lower abundance
figure; and (4) the estimates for killer whale and Dall's porpoise use
sparse information to attempt to account for the potential presence of
species that have not been observed in Hood Canal since 2005 and 2008
(when a single individual was observed), respectively. In addition,
with the exception of the bubble curtain, potential efficacy of
mitigation measures in terms of reduction in numbers and/or intensity
of incidences of take has not been quantified. Therefore, these take
numbers are likely to be conservative.
Negligible Impact Analysis
Pile driving activities associated with the wharf construction
project, as outlined previously, have the potential to disturb or
displace marine mammals. Specifically, the specified activities may
result in take, in the form of Level B harassment (behavioral
disturbance) only, from airborne or underwater sounds generated from
pile driving. Potential takes could occur if individuals of these
species are present in the ensonified zone when pile driving is
happening, which is likely to occur because (1) Harbor seals, which are
frequently observed along the NBKB waterfront, are present within the
WRA; (2) sea lions, which are less frequently observed, transit the WRA
en route to haul-outs to the south at Delta Pier; or (3) cetaceans or
pinnipeds transit the larger Level B harassment zone outside of the
WRA.
No injury, serious injury, or mortality is anticipated given the
methods of installation and measures designed to minimize the
possibility of injury to marine mammals. The potential for these
outcomes is minimized through the construction method and the
implementation of the planned mitigation measures. Specifically,
vibratory hammers will be the primary method of installation, and this
activity does not have significant potential to cause injury to marine
mammals due to the relatively low source levels produced (less than 190
dB) and the lack of potentially injurious source characteristics.
Impact pile driving produces short, sharp pulses with higher peak
levels and much sharper rise time to reach those peaks. When impact
driving is necessary, required measures (use of a sound attenuation
system, which reduces overall source levels as well as dampening the
sharp, potentially injurious peaks, and implementation of shutdown
zones) significantly reduce any possibility of injury. Likewise, Level
B harassment will be reduced to the level of least practicable adverse
impact through the use of mitigation measures described herein. that,
given sufficient ``notice'' through mitigation measures including soft
start (for impact driving), marine mammals are expected to move away
from a sound source that is annoying prior to its becoming potentially
injurious, and the likelihood that marine mammal detection ability by
trained observers is high under the environmental conditions described
for Hood Canal, enabling the implementation of shutdowns to avoid
injury, serious injury, or mortality.
Effects on individuals that are taken by Level B harassment, on the
basis of reports in the literature as well as monitoring from past
projects at NBKB, will likely be limited to reactions such as increased
swimming speeds, increased surfacing time, or decreased foraging (if
such activity were occurring). Most likely, individuals will simply
move away from the sound source and be temporarily displaced from the
areas of pile driving, although even this reaction has been observed
primarily only in association with impact pile driving. In response to
vibratory driving, harbor seals (which may be somewhat habituated to
human
[[Page 43164]]
activity along the NBKB waterfront) have been observed to orient
towards and sometimes move towards the sound.
For pinnipeds, no rookeries are present in the project area, there
are no haul-outs other than those provided opportunistically by man-
made objects, and the project area is not known to provide foraging
habitat of any special importance. No cetaceans are expected within the
WRA. The pile driving activities analyzed here are similar to other
nearby construction activities within the Hood Canal, including two
recent projects conducted by the Navy at the same location (test pile
project and EHW-1 pile replacement project) as well as work conducted
in 2005 for the Hood Canal Bridge (SR-104) by the Washington Department
of Transportation, which have taken place with no reported injuries or
mortality to marine mammals, and no known long-term adverse
consequences from behavioral harassment.
In summary, this negligible impact analysis is founded on the
following factors: (1) The possibility of injury, serious injury, or
mortality may reasonably be considered discountable; (2) the
anticipated incidences of Level B harassment consist of, at worst,
temporary modifications in behavior; (3) the absence of any major
rookeries and only a few isolated and opportunistic haul-out areas near
or adjacent to the project site; (4) the absence of cetaceans within
the WRA and generally sporadic occurrence outside the WRA; (5) the
absence of any other known areas or features of special significance
for foraging or reproduction within the project area; (6) the presumed
efficacy of the planned mitigation measures in reducing the effects of
the specified activity to the level of least practicable impact. In
addition, with the exception of the Steller sea lion (eastern DPS
only), none of these stocks are listed under the ESA or considered of
special status (e.g., depleted or strategic) under the MMPA. Five of
the stocks for which take is authorized, including the Steller sea
lion, are thought to be increasing. Insufficient information is
available to determine population trends for the sixth stock (Dall's
porpoise). In combination, we believe that these factors, as well as
the available body of evidence from other similar activities, including
those conducted at the same time of year and in the same location,
demonstrate that the potential effects of the specified activity will
have only short-term effects on individuals. The specified activity is
not expected to impact rates of recruitment or survival and will
therefore not result in population-level impacts.
Determinations
The number of marine mammals actually incidentally harassed by the
project will depend on the distribution and abundance of marine mammals
in the vicinity of the survey activity. However, we find that the
number of potential takings authorized (by level B harassment only),
which we consider to be a conservative, maximum estimate, is small
relative to the relevant regional stock or population numbers, and that
the effect of the activity will be mitigated to the level of least
practicable impact through implementation of the mitigation and
monitoring measures described previously. Based on the analysis
contained herein of the likely effects of the specified activity on
marine mammals and their habitat, we find that the total taking from
the activity will have a negligible impact on the affected species or
stocks.
Impact on Availability of Affected Species or Stock for Taking for
Subsistence Uses
No tribal subsistence hunts are held in the vicinity of the project
area; thus, temporary behavioral impacts to individual animals will not
affect any subsistence activity. Further, no population or stock level
impacts to marine mammals are anticipated or authorized. As a result,
no impacts to the availability of the species or stock to the Pacific
Northwest treaty tribes are expected as a result of the activities.
Therefore, no relevant subsistence uses of marine mammals are
implicated by this action.
Endangered Species Act (ESA)
There are two ESA-listed marine mammal species with known
occurrence in the project area: the Eastern DPS of the Steller sea
lion, listed as threatened, and the humpback whale, listed as
endangered. Because of the potential presence of these species, the
Navy engaged in a formal consultation with the NMFS Northwest Regional
Office (NWR) under Section 7 of the ESA. We also initiated separate
consultation with NWR because of our proposal to authorize the
incidental take of Steller sea lions under the first IHA for EHW-2
construction. NWR's Biological Opinion, issued on September 29, 2011,
concluded that the effects of pile driving activities at NBKB were
likely to adversely affect, but not likely to jeopardize the continued
existence of the eastern DPS of Steller sea lion. The Steller sea lion
does not have critical habitat in the action area. Subsequent to the
completion of the biological opinion, NWR prepared an Incidental Take
Statement (ITS) to be appended to the opinion.
NWR compared the ITS, as well as the effects analysis and
conclusions in the Biological Opinion, with the amount of and
conditions on take proposed in the IHA and determined that the effects
of issuing an IHA to the Navy for the taking of Steller sea lions
incidental to construction activities are consistent with those
described in the opinion. The September 29, 2011 Biological Opinion
remains valid and the proposed MMPA authorization provided no new
information about the effects of the action, nor did it change the
extent of effects of the action, or any other basis to require
reinitiation of the opinion. Therefore, the September 29, 2011
Biological Opinion meets the requirements of section 7(a)(2) of the ESA
and implementing regulations at 50 CFR 402 for both the Navy
construction action, as well as our action to issue an IHA under the
MMPA, and no further consultation is required. NWR has issued a new ITS
and appended it to the 2011 Biological Opinion upon issuance of the
IHA.
National Environmental Policy Act (NEPA)
The Navy prepared an Environmental Impact Statement and issued a
Record of Decision for this project. We acted as a cooperating agency
in the preparation of that document, and reviewed the EIS and the
public comments received and determined that preparation of additional
NEPA analysis was not necessary. We subsequently adopted the Navy's EIS
and issued our own Record of Decision for the issuance of the first IHA
on July 6, 2012.
We reviewed the Navy's application for a renewed IHA for ongoing
construction activities for 2013-14 and the 2012-13 monitoring report.
Based on that review, we determined that the action follows closely the
previous IHA and does not present any substantial changes, or
significant new circumstances or information relevant to environmental
concerns which would require preparation of a new or supplemental NEPA
document. Therefore, we have determined that a new or supplemental
Environmental Assessment or EIS is unnecessary, and, after review of
public comments, reaffirm our 2012 ROD. The 2012 NEPA documents are
available for review at https://www.nmfs.noaa.gov/pr/permits/incidental.htm.
[[Page 43165]]
Authorization
As a result of these determinations, we have issued an IHA to the
Navy to conduct the described activities in the Hood Canal from the
period of July 16, 2013, through February 15, 2014, provided the
previously described mitigation, monitoring, and reporting requirements
are incorporated.
Dated: July 11, 2013.
Donna S. Wieting,
Director, Office of Protected Resources, National Marine Fisheries
Service.
[FR Doc. 2013-17404 Filed 7-18-13; 8:45 am]
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