Professional Conduct for Practitioners, 42863 [2013-17392]
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42863
Rules and Regulations
Federal Register
Vol. 78, No. 138
Thursday, July 18, 2013
This section of the FEDERAL REGISTER
contains regulatory documents having general
applicability and legal effect, most of which
are keyed to and codified in the Code of
Federal Regulations, which is published under
50 titles pursuant to 44 U.S.C. 1510.
DEPARTMENT OF JUSTICE
The Code of Federal Regulations is sold by
the Superintendent of Documents. Prices of
new books are listed in the first FEDERAL
REGISTER issue of each week.
Professional Conduct for Practitioners
Executive Office for Immigration
Review
8 CFR Part 1003
CFR Correction
In Title 8 of the Code of Federal
Regulations, revised as of January 1,
2013, on page 857, in § 1003.108, the
following words are added to the end of
the second sentence in paragraph (a):
‘‘before the filing of a Notice of Intent
to Discipline.’’
■
DEPARTMENT OF HOMELAND
SECURITY
8 CFR Part 208
Procedures for Asylum and
Withholding of Removal
[FR Doc. 2013–17392 Filed 7–17–13; 8:45 am]
BILLING CODE 1505–01–D
CFR Correction
In Title 8 of the Code of Federal
Regulations, revised as of January 1,
2013, on page 157, in § 208.13,
paragraph (c)(2)(ii) is moved to the end
of the section, following paragraph
(c)(2)(i)(F).
DEPARTMENT OF JUSTICE
[FR Doc. 2013–17385 Filed 7–17–13; 8:45 am]
Procedures for Asylum and
Withholding of Removal
■
BILLING CODE 1505–01–D
Executive Office for Immigration
Review
8 CFR Part 1208
CFR Correction
DEPARTMENT OF HOMELAND
SECURITY
In Title 8 of the Code of Federal
Regulations, revised as of January 1,
2013, on page 885, in § 1208.13,
paragraph (c)(2)(ii) is moved to after
paragraph (c)(2)(i)(F).
■
8 CFR Part 245
Adjustment of Status to That of Person
Admitted for Permanent Residence
[FR Doc. 2013–17394 Filed 7–17–13; 8:45 am]
BILLING CODE 1501–01–D
CFR Correction
In Title 8 of the Code of Federal
Regulations, revised as of January 1,
2013, on page 568, in § 245.15, the
heading for paragraph (g) is reinstated
after paragraph (f)(2) and before
paragraph (g)(1) to read as follows:
SECURITIES AND EXCHANGE
COMMISSION
§ 245.15 Adjustment of status of certain
Haitian nationals under the Haitian Refugee
Immigrant Fairness Act of 1998 (HRIFA).
Rescission of Supervised Investment
Bank Holding Company Rules
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(g) Jurisdiction for filing of
applications— * * *
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[FR Doc. 2013–17387 Filed 7–17–13; 8:45 am]
BILLING CODE 1505–01–D
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17 CFR Parts 200 and 240
[Release No. 34–69979]
RIN 3235–AL35
Securities and Exchange
Commission.
ACTION: Final rule.
The Securities and Exchange
Commission (the ‘‘Commission’’) is
rescinding rules under the Securities
Exchange Act of 1934 (the ‘‘Exchange
Act’’) that established the Commission’s
program for supervising investment
bank holding companies. The
SUMMARY:
PO 00000
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Commission is taking this action
pursuant to the Dodd-Frank Wall Street
Reform and Consumer Protection Act
(the ‘‘Dodd-Frank Act’’), which
eliminated the applicable section
effective July 21, 2011. The Commission
also is rescinding certain exemptive
provisions in its broker-dealer risk
assessment rules and delegation of
authority rules that pertain to the
supervised investment bank holding
company program rules that are being
rescinded.
DATES:
Effective Date: July 18, 2013.
FOR FURTHER INFORMATION CONTACT:
Michael A. Macchiaroli, Associate
Director, at (202) 551–5525; Thomas K.
McGowan, Deputy Associate Director, at
(202) 551–5521; Randall W. Roy,
Assistant Director, at (202) 551–5522;
Mark M. Attar, Branch Chief, at (202)
551–5889; Carrie A. O’Brien, Special
Counsel, at (202) 551–5640, or Rachel B.
Yura, Attorney, at (202) 551–5729,
Division of Trading and Markets,
Securities and Exchange Commission,
100 F Street NE., Washington, DC
20549–7010.
SUPPLEMENTARY INFORMATION: The
Commission is rescinding Exchange Act
Rules 17i–1 through 17i–8 and making
conforming amendments to Exchange
Act Rules 17h–1T and 17h–2T and Rule
30–3 of the Commission’s Rules of
Organization and Program Management.
I. Discussion
Section 17(i) of the Exchange Act,
promulgated under section 231 of the
Gramm-Leach-Bliley Act of 1999,1
authorized the Commission to create a
regulatory framework pursuant to which
a holding company of a broker-dealer
could elect to be supervised by the
Commission as a supervised investment
bank holding company (‘‘SIBHC’’).2 On
June 8, 2004, the Commission adopted
Exchange Act Rules 17i–1 through 17i–
8 to implement the framework for
Commission supervision of SIBHCs
under section 17(i).3
1 Public
Law 106–102, 113 Stat. 1338 (1999).
U.S.C. 78(q)(i).
3 Supervised Investment Bank Holding
Companies, Exchange Act Release No. 49831 (Jun.
8, 2004), 69 FR 34472 (Jun. 21, 2004) (adopting
Exchange Act Rules 17i–1 through 17i–8 to
implement Exchange Act section 17(i)). See also
Supervised Investment Bank Holding Companies,
Exchange Act Release No. 48694 (Oct. 24, 2003), 68
FR 62910 (Nov. 6, 2003) (proposing rules to
implement Exchange Act section 17(i)).
2 15
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[Federal Register Volume 78, Number 138 (Thursday, July 18, 2013)]
[Rules and Regulations]
[Page 42863]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-17392]
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DEPARTMENT OF JUSTICE
Executive Office for Immigration Review
8 CFR Part 1003
Professional Conduct for Practitioners
CFR Correction
0
In Title 8 of the Code of Federal Regulations, revised as of January 1,
2013, on page 857, in Sec. 1003.108, the following words are added to
the end of the second sentence in paragraph (a): ``before the filing of
a Notice of Intent to Discipline.''
[FR Doc. 2013-17392 Filed 7-17-13; 8:45 am]
BILLING CODE 1505-01-D
