Lifesaving Devices-Uninspected Commercial Barges and Sailing Vessels, 42739-42746 [2013-16955]
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Federal Register / Vol. 78, No. 137 / Wednesday, July 17, 2013 / Proposed Rules
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government.’’ This proposed
rule directly regulates growers, food
processors, food handlers, and food
retailers, not States. This action does not
alter the relationships or distribution of
power and responsibilities established
by Congress in the preemption
provisions of FFDCA section 408(n)(4).
For these same reasons, the Agency has
determined that this proposed rule does
not have any ‘‘tribal implications’’ as
described in Executive Order 13175,
entitled ‘‘Consultation and Coordination
with Indian Tribal Governments’’ (65 FR
67249, November 9, 2000). Executive
Order 13175, requires EPA to develop
an accountable process to ensure
‘‘meaningful and timely input by tribal
officials in the development of
regulatory policies that have tribal
implications.’’ ‘‘Policies that have tribal
implications’’ is defined in the
Executive order to include regulations
that have ‘‘substantial direct effects on
one or more Indian tribes, on the
relationship between the Federal
Government and the Indian tribes, or on
the distribution of power and
responsibilities between the Federal
Government and Indian tribes.’’ This
proposed rule will not have substantial
direct effects on tribal governments, on
the relationship between the Federal
Government and Indian tribes, or on the
distribution of power and
responsibilities between the Federal
Government and Indian tribes, as
specified in Executive Order 13175.
Thus, Executive Order 13175 does not
apply to this proposed rule.
Environmental protection,
Administrative practice and procedure,
Agricultural commodities, Pesticides
and pests, Reporting and recordkeeping
requirements.
Dated: July 2, 2013.
Lois Rossi,
Director, Registration Division, Office of
Pesticide Programs.
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PART 180—[AMENDED]
1. The authority citation for part 180
continues to read as follows:
■
Authority: 21 U.S.C. 321(q), 346a and 371.
2. In § 180.641, in the table in
paragraph (a), alphabetically add the
commodities ‘‘Corn, sweet, kernel plus
cob with husks removed’’ and
‘‘Persimmon’’ and revise the entries for
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(a) * * *
Parts per
million
Commodity
*
*
*
*
Corn, sweet, kernel plus cob
with husks removed 1 ............
1.5
*
*
*
*
Feijoa ........................................
*
2.5
*
*
*
*
Papaya ......................................
*
0.40
*
*
*
*
Persimmon ................................
*
2.5
*
*
*
*
*
Spanish lime .............................
*
*
*
*
13
*
*
1 There
are no U.S. registrations as of [date
of effective date of final rule] for use on corn,
sweet, kernel plus cob with husks removed.
*
*
*
*
*
[FR Doc. 2013–16904 Filed 7–16–13; 8:45 am]
BILLING CODE 6560–50–P
DEPARTMENT OF HOMELAND
SECURITY
Coast Guard
46 CFR parts 2, 24, 25, 30, 70, 90, and
188
[Docket No. USCG–2012–0919]
Lifesaving Devices—Uninspected
Commercial Barges and Sailing
Vessels
Coast Guard, DHS.
Notice of proposed rulemaking.
AGENCY:
ACTION:
The Coast Guard proposes
aligning its regulations with the 2010
Coast Guard Authorization Act. Before
2010, uninspected commercial barges
and uninspected commercial sailing
vessels fell outside the scope of a statute
requiring the regulation of lifesaving
devices on uninspected vessels.
Lifesaving devices were required on
uninspected commercial barges and
sailing vessels only if they carried
passengers for hire. The 2010 Act
brought uninspected commercial barges
and sailing vessels within the scope of
the statutory requirement to carry
lifesaving devices even if they carry no
passengers. The Coast Guard proposes
SUMMARY:
Therefore, it is proposed that 40 CFR
chapter I be amended as follows:
VerDate Mar<15>2010
§ 180.641 Spirotetramat; tolerances for
residues.
RIN 1625–AB83
List of Subjects in 40 CFR Part 180
■
‘‘Feijoa’’, ‘‘Papaya’’ and ‘‘Spanish lime,’’
and footnote 1 to read as follows:
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requiring use of wearable personal
flotation devices for individuals on
board uninspected commercial barges
and sailing vessels, and amending
several regulatory tables to reflect that
requirement. This rulemaking promotes
the Coast Guard’s marine safety mission.
DATES: Comments and related material
must either be submitted to our online
docket via https://www.regulations.gov
on or before October 15, 2013 or reach
the Docket Management Facility by that
date.
ADDRESSES: You may submit comments
identified by docket number USCG–
2012–0919 using any one of the
following methods:
(1) Federal eRulemaking Portal:
https://www.regulations.gov.
(2) Fax: 202–493–2251.
(3) Mail: Docket Management Facility
(M–30), U.S. Department of
Transportation, West Building Ground
Floor, Room W12–140, 1200 New Jersey
Avenue SE., Washington, DC 20590–
0001.
(4) Hand delivery: Same as mail
address above, between 9 a.m. and 5
p.m., Monday through Friday, except
Federal holidays. The telephone number
is 202–366–9329.
To avoid duplication, please use only
one of these four methods. See the
‘‘Public Participation and Request for
Comments’’ portion of the
SUPPLEMENTARY INFORMATION section
below for instructions on submitting
comments.
If
you have questions on this proposed
rule, call or email Mr. Martin Jackson,
Office of Design and Engineering
Standards Lifesaving and Fire Safety
Division (CG–ENG–4), Coast Guard;
telephone 202–372–1391, email
Martin.L.Jackson@uscg.mil. If you have
questions on viewing or submitting
material to the docket, call Ms. Barbara
Hairston, Program Manager, Docket
Operations, telephone 202–366–9826.
SUPPLEMENTARY INFORMATION:
FOR FURTHER INFORMATION CONTACT:
Table of Contents for Preamble
I. Public Participation and Request for
Comments
A. Submitting Comments
B. Viewing Comments and Documents
C. Privacy Act
D. Public Meeting
II. Abbreviations
III. Background
IV. Discussion of Proposed Rule
V. Regulatory Analyses
A. Regulatory Planning and Review
B. Small Entities
C. Assistance for Small Entities
D. Collection of Information
E. Federalism
F. Unfunded Mandates Reform Act
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Federal Register / Vol. 78, No. 137 / Wednesday, July 17, 2013 / Proposed Rules
G. Taking of Private Property
H. Civil Justice Reform
I. Protection of Children
J. Indian Tribal Governments
K. Energy Effects
L. Technical Standards
M. Environment
DC 20590, between 9 a.m. and 5 p.m.,
Monday through Friday, except Federal
holidays. We have an agreement with
the Department of Transportation to use
the Docket Management Facility.
I. Public Participation and Request for
Comments
We encourage you to participate in
this rulemaking by submitting
comments and related materials. All
comments received will be posted
without change to https://
www.regulations.gov and will include
any personal information you have
provided.
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A. Submitting Comments
If you submit a comment, please
include the docket number for this
rulemaking (USCG–2012–0919),
indicate the specific section of this
document to which each comment
applies, and provide a reason for each
suggestion or recommendation. You
may submit your comments and
material online or by fax, mail, or hand
delivery, but please use only one of
these means. We recommend that you
include your name and a mailing
address, an email address, or a phone
number in the body of your document
so that we can contact you if we have
questions regarding your submission.
To submit your comment online, go to
https://www.regulations.gov and insert
‘‘USCG–2012–0919’’ in the ‘‘Search’’
box. Click on ‘‘Submit a Comment’’ in
the ‘‘Actions’’ column. If you submit
your comments by mail or hand
delivery, submit them in an unbound
format, no larger than 81⁄2 by 11 inches,
suitable for copying and electronic
filing. If you submit comments by mail
and would like to know that they
reached the Facility, please enclose a
stamped, self-addressed postcard or
envelope.
We will consider all comments and
material received during the comment
period and may change this proposed
rule based on your comments.
B. Viewing Comments and Documents
To view comments, as well as
documents mentioned in this preamble
as being available in the docket, go to
https://www.regulations.gov and insert
‘‘USCG–2012–0919’’ in the ‘‘Search’’
box. Click ‘‘Search.’’ Click the ‘‘Open
Docket Folder’’ in the ‘‘Actions’’
column. If you do not have access to the
internet, you may view the docket
online by visiting the Docket
Management Facility in Room W12–140
on the ground floor of the Department
of Transportation West Building, 1200
New Jersey Avenue SE., Washington,
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C. Privacy Act
Anyone can search the electronic
form of comments received into any of
our dockets by the name of the
individual submitting the comment (or
signing the comment, if submitted on
behalf of an association, business, labor
union, etc.). You may review a Privacy
Act notice regarding our public dockets
in the January 17, 2008, issue of the
Federal Register (73 FR 3316).
D. Public meeting
We do not now plan to hold a public
meeting. You may submit a request for
one to the docket using one of the
methods specified under ADDRESSES. In
your request, explain why you believe a
public meeting would be beneficial. If
we determine that one would aid this
rulemaking, we will hold one at a time
and place announced by a later notice
in the Federal Register.
II. Abbreviations
AWO American Waterways Operators
CDC Centers for Disease Control and
Prevention
CFR Code of Federal Regulations
E.O. Executive Order
FR Federal Register
NAICS North American Industry
Classification System
NIOSH National Institute for Occupational
Safety and Health
Non-PFH Not carrying persons for hire
NPRM Notice of proposed rulemaking
OSHA Occupational Safety and Health
Administration
PFD Personal flotation device
Pub. L. Public Law
RCP American Waterways Operators’
Responsible Carriers Program
§ Section symbol
SBA U.S. Small Business Association
The Act 2010 Coast Guard Authorization
Act
U.S.C. United States Code
III. Background
Sections 2103 and 4102 of title 46,
United States Code (U.S.C.), provide the
legal basis for this proposed rule.
Section 2103 gives the Secretary of the
department in which the Coast Guard is
operating general regulatory authority to
carry out the provisions of 46 U.S.C.
Subtitle II (‘‘Vessels and Seamen’’).
Section 4102(b), as amended by section
619 of the 2010 Coast Guard
Authorization Act (the Act), Public Law
111–281, 124 Stat. 2905, requires the
Secretary to ‘‘prescribe regulations
requiring the installation, maintenance,
and use of life preservers and other
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lifesaving devices for individuals on
board uninspected vessels.’’ The
Secretary of Homeland Security’s
authority under 46 U.S.C. 2103 and
4102 is delegated to the Coast Guard.
See DHS Delegation No. 0170.1(92)(a),
(92)(b).
The uninspected vessels to which
section 4102(b) applies are defined in 46
U.S.C. 2101(43) as vessels not subject to
inspection under 46 U.S.C. 3301 and
that are not recreational vessels as
defined in 46 U.S.C. 2101(25). Until
passage of the Act in 2010, section
4102(b) applied only to uninspected
vessels ‘‘propelled by machinery,’’ and
thus excluded most barges and sailing
vessels unless they carried passengers
for hire. (Vessels carrying passengers for
hire are inspected vessels covered by 46
U.S.C. 3301.) Current Coast Guard
regulations that implement section
4102(b) reflect the ‘‘propelled by
machinery’’ requirement and therefore
specifically exempt those excluded
barges and sailing vessels. See 46 CFR
25.25–1(c) and (d).
The purpose of the proposed rule is
to implement 46 U.S.C. 4102(b) as
amended by the Act. The Act deleted
the requirement in section 4102(b) that
vessels be propelled by machinery. As
amended, section 4102(b) now requires
all non-recreational uninspected
vessels, regardless of vessel type or
mode of propulsion, to make some form
of lifesaving devices available for the
use of individuals on board the vessel.
The types and numbers of devices
appropriate for each type of vessel are
left to the Coast Guard’s discretion, as
are the requirements for installing,
maintaining, and using those devices.
We are unaware of any commercial
sailing vessel currently in service,
except for those that carry passengers
for hire and that, therefore, are
inspected vessels subject to Coast Guard
regulations in 46 CFR subchapters H, K,
or T, and already required to carry
lifesaving devices. However, should
such an uninspected commercial sailing
vessel ever enter service, it would be
covered by this proposed rule. Many
commercial barges are also subject to
inspection and therefore are already
required to carry lifesaving devices.1
IV. Discussion of Proposed Rule
The Coast Guard proposes amending
46 CFR subpart 25.25, which concerns
1 Barges subject to inspection include barges
carrying combustible or flammable liquid cargo in
bulk (inspected in accordance with 46 CFR
subchapter D); barges carrying more than a few
passengers (the number varies by barge type but is
generally at least 7; 46 CFR subchapters H, K, or T);
seagoing and Great Lakes barges (46 CFR subchapter
I); and tank barges carrying specified bulk or
dangerous cargoes (46 CFR subchapter O).
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Federal Register / Vol. 78, No. 137 / Wednesday, July 17, 2013 / Proposed Rules
life preservers and other lifesaving
equipment on uninspected commercial
vessels.
Section 25.25–1 exempts certain types
of vessels from subpart 25.25.
Paragraphs (a) and (b) of the section
exempt non-commercial vessels and
vessels leased, rented, or chartered to
another for that person’s noncommercial use. Paragraphs (c) and (d)
exempted uninspected commercial
sailing vessels and barges that do not
carry passengers for hire. Paragraphs (c)
and (d) reflected the pre-2010 inclusion
of the ‘‘propelled by machinery’’ clause
in 46 U.S.C. 4102(b). Because section
4102(b) now mandates the Coast Guard
to require some form of lifesaving
devices on uninspected commercial
sailing vessels and barges that do not
carry passengers for hire, we propose
removing 46 CFR 25.25–1(c) and (d).
We propose amending the definitions
in 46 CFR 25.25–3 by adding a
definition for ‘‘approval series,’’ a term
we propose using elsewhere in the
subpart to describe equipment
requirements.
We propose amending 46 CFR 25.25–
5. We propose revising current
paragraphs (b) through (f) to eliminate
references to equipment specifications
that have become obsolete or that have
lost their Coast Guard-approved status
since this section was last amended in
2002. Although the proposed regulatory
text omits the language of current
§ 25.25–5(f)(3), requiring Type V
commercial hybrid PFDs to be worn
when a vessel is underway, the
substance of that provision would be
covered by the proposed requirement in
§ 25.25–5(c)(2)(i) for approved
commercial hybrid PFDs to be used in
accordance with the conditions marked
on the PFD and in the owner’s manual.
All Coast Guard-approved Type V
hybrid PFDs are labeled with, and their
user manuals refer to, the conditions
contained in current § 25.25–5(f)(3).
Otherwise, the requirements currently
found in § 25.25–5(b) through (f) would
not be substantively changed, but would
be incorporated into revised § 25.25–
5(b) and (c).
We propose revising the introductory
paragraph in § 25.25–5(b) to provide for
commercial barges of any length. Barge
operators would have to provide some
form of wearable PFD (or an immersion
suit) for individuals on board. Although
most barges are longer than 26 feet,
unlike other uninspected vessels we
would not require barges to be equipped
with lifebuoys. Lifebuoys typically are
mounted on stanchions. Given the
configuration of some barges,
installation of a lifebuoy stanchion
could unreasonably interfere with
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operations, and because often only one
individual is on board a barge at any
given time, should that individual fall
overboard there would be no one
available to throw the lifebuoy to the
individual. We think the use of a
wearable PFD not only involves less
burden but also provides greater safety.
We would amend 46 CFR 25.25–9 to
allow PFDs for barge personnel to be
stowed remotely rather than on the
barge itself, and to require barge
operators to ensure that PFDs are worn
by individuals while they are on board
a barge. This is in line with current
industry practice. Typically, barge
operators stow PFDs on the barge’s
towboat, and require crew members to
don PFDs before they go aboard a barge
and to wear them while on board.
Allowing this not only increases safety
but also does so at a lower cost relative
to the lifebuoy option.
Finally, we would amend tables in 46
CFR 2.01–7, 24.05–1, 30.01–5, 70.05–1,
90.05–1, and 188.05–1. These tables
describe the applicable Coast Guard
regulations for different vessel types.
They currently refer to the 46 CFR
25.25–1(c) and (d) exemptions that we
propose removing. We would reflect the
removal of those exemptions in the
tables.
V. Regulatory Analyses
We developed this proposed rule after
considering numerous statutes and
executive orders (E.O.s) related to
rulemaking. Below we summarize our
analyses based on these statutes or
E.O.s.
A. Regulatory Planning and Review
Executive Orders 12866 (‘‘Regulatory
Planning and Review’’) and 13563
(‘‘Improving Regulation and Regulatory
Review’’) direct agencies to assess the
costs and benefits of available regulatory
alternatives and, if regulation is
necessary, to select regulatory
approaches that maximize net benefits
(including potential economic,
environmental, public health and safety
effects, distributive impacts, and
equity). Executive Order 13563
emphasizes the importance of
quantifying both costs and benefits, of
reducing costs, of harmonizing rules,
and of promoting flexibility.
This proposed rule is not a significant
regulatory action under section 3(f) of
E.O. 12866, Regulatory Planning and
Review, as supplemented by E.O. 13563,
Improving Regulation and Regulatory
Review, and does not require an
assessment of potential costs and
benefits under section 6(a)(3) of that
Order. The Office of Management and
Budget (OMB) has not reviewed it under
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42741
that Order. Nonetheless, we developed
an analysis of the costs and benefits of
the proposed rule to ascertain its
probable impacts on industry. We
consider all estimates and analysis in
this Regulatory Analysis to be
preliminary and subject to change in
consideration of public comments.
A preliminary regulatory assessment
follows:
As described in section III
(Background) of this NPRM, as amended
by section 619 of the Act, 46 U.S.C.
4102(b) now makes all uninspected
commercial barges and sailing vessels
subject to Coast Guard regulation for the
installation, maintenance, and use of
life preservers and other lifesaving
devices for individuals on board. The
2010 amendment removed language that
formerly limited the applicability of
section 4102(b) to vessels ‘‘propelled by
machinery,’’ which effectively kept
most commercial barges, which are not
self-propelled by machinery, as well as
commercial sailing vessels, outside the
scope of section 4102(b). At this time,
we are unaware of any uninspected
commercial sailing vessel not carrying
passengers for hire currently in service,
and thus the data on which the rest of
this discussion are based relate
exclusively to uninspected commercial
barges not carrying passengers for hire.
Proposed 46 CFR 25.25–5(b) requires
owners of affected vessels to store and
maintain at least one PFD for each
person on board a barge.2 In lieu of
storing a PFD for each individual
onboard a barge, PFDs can be stored and
maintained on another vessel so long as
crewmembers wear the PFDs while
onboard the barge. For instance,
uninspected commercial barges not
carrying passengers for hire carry lowcost cargos in bulk and generally do not
carry individuals on board. However,
towing vessel personnel may be on
board the barge to perform specific tasks
such as securing the barge to other
barges or the towing vessel, or providing
lookout for the towing vessel.
While some firms that operate barges
may also own them, for the purposes of
this analysis, we treat barge owners and
operators as different companies. We
assume that the barge operators would
be responsible for the PFDs because
they are responsible for the safety of
their crews and therefore they would
store a sufficient number of PFDs for
2 While barges may in practice be tied together,
there is no exception as to storing a set of lifesaving
devices for each barge rather than one per set of
barges or around the perimeter of a set of barges.
Towing vessels may transport barges from various
barge owners and drop them off on a schedule, so
having lifebuoys and sets of PFDs on a perimeter
of a set of barges may not be feasible.
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each crewmember on board the towing
vessel. Under proposed 46 CFR 25.25–
9(c), a barge operator may comply with
proposed § 25.25–5(b) by storing PFDs
elsewhere and ensuring that each
individual dons the equipment before
boarding the barge and keeps it on for
as long as the individual remains on
board, in lieu of maintaining PFDs on
each barge. This would reduce costs by
eliminating the need to install storage
facilities on each barge, and would
enable the typical industry practice of
PFDs being worn to be substituted.3 We
also assume that the barge owners
would then negotiate the PFD wear
conditions with the barge operators.
Table 1 summarizes the affected
population, costs, and benefits of this
proposed rule.
TABLE 1—SUMMARY OF AFFECTED POPULATION, COSTS AND BENEFITS
Category
Description
Applicability .....................................
Uninspected commercial vessels.
Not propelled by machinery.
Not carrying passengers for hire.
35,568 barges (including new and currently inactive barges).
0 sailing vessels.
No additional cost to purchase or install PFDs since already required on towing vessels that would transport affected barges.
Improves regulatory efficiency by providing technical updates to the Code of Federal Regulations.
Reinforces existing company policy and current industry practice of PFD use.
Costs ...............................................
Benefits (Qualitative) .......................
Cost
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No cost was attributed to the
purchase, installation, or maintenance
of PFDs due to current regulatory
requirements for the carriage of PFDs on
towing vessels 4 and standard industry
practice of wearing a PFD while on
board commercial barges. Uninspected
commercial barges not carrying
passengers for hire are typically
unmanned and anyone boarding such
vessel would be coming from either a
dock, shore facility, or another vessel.
Under OSHA regulations in 29 CFR
1926 Subpart E, personnel boarding
from a dock or shore are already
required to wear a PFD and we find no
evidence of non-compliance. Under 46
CFR 25.25–5, uninspected vessels
(including towing vessels) are required
to maintain at least one PFD per person
on board the vessel. In proposed 46 CFR
25.25–5, if a barge operator stores PFDs
elsewhere and ensures that each
individual dons the equipment before
boarding the barge and keeps it on for
as long as the individual remains on
board, they can use the PFDs stored on
the towing vessel in lieu of maintaining
a set on each barge. Presumably, a
crewmember coming from a towing
vessel would wear the PFD that was
originally stored on the towing vessel,
which discussions with industry show
to be standard practice. Therefore, we
estimate that there is no additional cost
to purchase or install new PFDs in
3 Based on information from the American
Waterways Operators (AWO), we believe that
crewmembers wear PFDs while onboard a barge.
4 46 CFR 25.25–5
5 https://www.westmarine.com/webapp/wcs/
stores/servlet/SiteSearch?storeId=11151&langId=1&catalogId=10001&pageSize=10&
beginIndex=0&sType=SimpleSearch&search
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response to the proposed rule. We note
that the cost for a type 1 PFD may range
from $55 to $79 per PFD depending on
the type that a company uses and the
expected lifespan of a PFD is 5 years.5
As stated in the introductory
paragraphs of this section, we believe
that companies already require the
wearing of PFDs or work vests based on
current OSHA regulatory requirements
and industry practice.6 Furthermore, the
American Waterways Operators
association has encouraged training
with development of ‘‘Fall Overboard
Prevention’’ and ‘‘Slip, Trip and Fall
Prevention’’ lesson plans since 2002, to
raise awareness on preventing falls
overboard and encouraging PFD use.7
The American Waterways Operators’
Responsible Carriers Program (RCP)
requires that participants ensure that a
sufficient number of PFDs are available
and in working order.8 OSHA also
encourages wearing of PFDs to improve
deck safety on barges.9
approximately four casualties a year. We
reviewed these cases to see if the
individual overboard wore a PFD (or
had ready access to one) and whether
the availability of such devices could
have reduced the risk of death in a fall
overboard. Of the casualties that we
reviewed, we found only one instance
where the individual did not wear a
PFD (despite company policy requiring
the use of a PFD).10 The casualty report
noted that the failure to wear a PFD was
a contributing factor to the fatality. In
this case, the proposed regulation may
have reinforced existing company
policy of PFD use.
Benefits
A benefit of this rule is the
improvement in regulatory efficiency by
providing technical updates to the Code
of Federal Regulations, aligning them to
the U.S. Code and thereby reducing the
potential for uncertainty and confusion.
We reviewed casualty cases from the
years 2000 to 2010 that may have been
impacted by this proposed rule. During
this time, there were 49 falls overboard
from barges, an average of
Alternatives
We examine four alternatives for this
regulation.
Proposed Alternative—Store and
maintain enough PFDs for all persons
on board. The PFD can be worn in lieu
of storage: This alternative was chosen
because it meets the statutory
requirement at no additional cost.
Furthermore, this requirement would be
more in line with existing PFD
requirements for other vessels and
provides regulatory flexibility in the
option of storage or wearing of PFDs.
Uninspected vessels (such as towing
vessels) must store and maintain a
sufficient number of PFDs for every
individual on board the vessel in
accordance with 46 CFR 25.25–5. In lieu
of storing PFDs, companies can require
individuals to wear a PFD or work vest.
TermScope=3&Ns=Most+Popular%7C0&
keyword=work+vest&searchBtn.
6 See for example https://www.parkertowing.com/
downloads/Person.PDF; https://
www.southerntowing.net/December2005.pdf.
7 https://www.americanwaterways.com/
commitment_safety/lessons/Fall_Overboard/
slpsplan.doc; https://www.americanwaterways.com/
commitment_safety/lessons/ppe/PPE_PFDs.DOC;
https://www.americanwaterways.com/
commitment_safety/QAT/falloverboard
qatreportapril2012.pdf.
8 https://www.americanwaterways.com/
commitment_safety/RCP.pdf.
9 https://www.osha.gov/Publications/3358deckbarge-safety.pdf.
10 Marine Information for Safety and Law
Enforcement Activity Number 90148, year 2011.
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Companies have the option of either
instituting a policy of wearing PFDs
while on board (which discussions with
industry and reviews of their casualty
data show to be the case on the majority
of vessels) or otherwise making PFDs
readily accessible. Therefore, we
estimate that there is no cost to obtain
or install PFDs. Compared to other
listed alternatives, this proposed
alternative provides the greatest
flexibility and safety, at no cost.
Alternative 1—Require that all vessels
have a lifebuoy, and store a sufficient
number of PFDs on board. In lieu of
storing PFDs, persons can wear PFDs.
This alternative is similar to the
proposed alternative in that it requires
the wearing or storing of PFDs (which
we estimate to be no additional cost),
but owners would also need to install a
lifebuoy on board barges at an estimated
cost of $262 per vessel (barge) every 5
years.11 Annual costs may range from
$342,958 to $3.6 million depending on
the annual affected population and
lifebuoy replacement.12 At a total
estimated 35,568 barges (including new
constructions and currently inactive
42743
barges) we anticipate that the 10-year
undiscounted cost would be $16.9
million for this alternative. This
alternative was not chosen because this
would cost more and not provide
additional benefit as the lifebuoy would
provide protection redundant to the
PFD, and in most cases, there would be
no one available to deploy it. We did
not find any associated benefits that
would outweigh the costs for this
alternative. Table 2 provides the
breakdown in population and
undiscounted costs by year.
TABLE 2—UNDISCOUNTED COST TO INSTALL RING BUOYS
Year
Year
Year
Year
Year
Year
Year
Year
Year
Year
Year
Population
Replacement
Per vessel cost
($)
Undiscounted cost
($)
1 ......................................................................................
2 ......................................................................................
3 ......................................................................................
4 ......................................................................................
5 ......................................................................................
6 ......................................................................................
7 ......................................................................................
8 ......................................................................................
9 ......................................................................................
10 ....................................................................................
12548
12548
1309
1309
1309
1309
1309
1309
1309
1309
0
0
0
0
0
12548
12548
1309
1309
1309
262
262
262
262
262
262
262
262
262
262
3,287,576
3,287,576
342,958
342,958
342,958
3,630,534
3,630,534
685,916
685,916
685,916
Total ..................................................................................
..............................
..............................
..............................
16,922,842
ehiers on DSK2VPTVN1PROD with PROPOSALS-1
Alternative 2—Require that all vessels
have a lifebuoy only. This change would
have the effect of requiring one lifebuoy
on board each vessel (barge). The
lifebuoy would need to be installed (and
replaced as needed) at an estimated cost
to barge owners of $262 per vessel
(barge) every 5 years. At an estimated
35,568 barges, we anticipate that this
alternative would cost $16.9 million
overall, undiscounted. As mentioned
above, the lifebuoy would provide
protection redundant to the PFD, and in
most cases, there would be no one
available to deploy it. Also mentioned
in Alternative 1, above, is the derivation
of the cost. This alternative was not
chosen because it would not provide the
lowest cost with the maximum benefits.
Alternative 3—No action. Section 619
of the Act directs the Department of
Homeland Security (DHS) Secretary to
carry out specific regulatory actions;
therefore if no action is taken, the Coast
Guard, having been delegated this
rulemaking authority by the DHS
Secretary, will not fulfill its
Congressional mandate. This will
further cause a conflict between U.S.
Code and the Code of Federal
Regulations, resulting in regulatory
uncertainty and confusion.
11 Welder: 4 hours (Coast Guard subject matter
expert)*$27 per hour (https://www.bls.gov/oes/
current/oes514121.htm) * load factor of 1.482.
Therefore, $18.67 * 1.482 = $27.70. Lifebuoy: $72.
https://www.amazon.com/RING–BUOY–WHITE–
COAST–APPROVED/dp/B001DSKEAO, https://
www.westmarine.com/webapp/wcs/stores/servlet/
Product_11151_10001_39507_-1?cid=chanintel_
google&ci_src=14110944&ci_sku=39507.
Brackets $40.00. https://
www.starmarinedepot.com/Seachoice+Ring+
Buoy+Bracket.html, https://
www.starmarinedepot.com/Seachoice+Ring+
Buoy+Bracket.html
Stanchion $42.00. https://www.discountsteel.com/
items/A36_Hot_Rolled_Steel_Equal_Leg_
Angle.cfm?item_id=183&size_no=19&sku_
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B. Small Entities
Under the Regulatory Flexibility Act
(5 U.S.C. 601–612), we have considered
whether this proposed rule would have
a significant economic impact on a
substantial number of small entities.
The term ‘‘small entities’’ comprises
small businesses, not-for-profit
organizations that are independently
owned and operated and are not
dominant in their fields, and
governmental jurisdictions with
populations of less than 50,000.
There are approximately 2,622 owners
of 22,478 barges. We researched 355
randomly selected small entities to
determine if they fell below or exceeded
the threshold for a small entity, as
PO 00000
Frm 00025
Fmt 4702
Sfmt 4702
determined by the U.S. Small Business
Association (SBA). To establish whether
an entity was below the threshold or
above the threshold, we used the North
American Industry Classification
System (NAICS) code for each industry
and the small entity qualifying
definitions for each NAICS code
established by the SBA for businesses.
The following provides a breakdown of
the size determination for the entities:
• 3 Government or non-profit
exceeding the threshold
• 1 Government or non-profit below
the threshold
• 45 businesses exceeding the
threshold
• 43 businesses below the threshold
• 263 unknown and therefore
considered small
Based on this analysis, 86 percent of
the sample is small entities.
Table 3 provides a description of the
most-prevalent NAICS for the small
entities.
no=74&pieceLength=cut&len_ft=8&frmGS=true.
Therefore, $262 = (4 * $27/hour welder wage,
loaded) + $72 per lifebuoy + $40 brackets (for 3) +
$42 per stanchion.
12 Similar to PFDs, we assume the expected
lifespan, and therefore replacement time, of a
lifebuoy to be 5 years.
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TABLE 3—NINE MOST-PREVALENT NAICS CODES AND SMALL ENTITIES SIZE STANDARDS
NAICS
Industry
336611 ...
237110 ...
532411 ...
Ship Building and Repairing ......................................................
Water and Sewer Line and Related Structures Construction ...
Commercial Air, Rail, and Water Transportation Equipment
Rental and Leasing.
Commercial and Institutional Building Construction ..................
Other Heavy and Civil Engineering Construction ......................
Site Preparation Contractors .....................................................
Ready-Mix Concrete Manufacturing ..........................................
Brick, Stone, and Related Construction Material Merchant
Wholesalers.
Inland Water Freight Transportation ..........................................
All others
....................................................................................................
236220
237990
238910
327320
423320
...
...
...
...
...
483211 ...
Total
ehiers on DSK2VPTVN1PROD with PROPOSALS-1
Company revenue for businesses
below the threshold, as established by
the SBA, ranges from $59,000 to $7.5
million. However, we do not anticipate
additional costs to this proposed rule, so
we do not anticipate significant
economic impacts on affected small
entities as a result of this proposed rule.
Therefore, the Coast Guard certifies
under 5 U.S.C. 605(b) that this proposed
rule, if promulgated, will not have a
significant economic impact on a
substantial number of small entities. If
you think that your business,
organization, or governmental
jurisdiction qualifies as a small entity
and that this rule would have a
significant economic impact on it,
please submit a comment to the Docket
Management Facility at the address
under ADDRESSES. In your comment,
explain why you think it qualifies and
how and to what degree this rule would
economically affect it.
C. Assistance for Small Entities
Under section 213(a) of the Small
Business Regulatory Enforcement
Fairness Act of 1996 (Pub. L. 104–121),
we want to assist small entities in
understanding this proposed rule so that
they can better evaluate its effects on
them and participate in the rulemaking.
If the proposed rule would affect your
small business, organization, or
governmental jurisdiction and you have
questions concerning its provisions or
options for compliance; please consult
Mr. Martin Jackson, Office of Design and
Engineering Standards, Lifesaving and
Fire Safety Division (CG–ENG–4) via
phone at (202) 372–1391 or via email at
Martin.L.Jackson@uscg.mil. The Coast
Guard will not retaliate against small
entities that question or complain about
this rule or any policy or action of the
Coast Guard.
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SBA Size
threshold
(less than
threshold
small)
Percent of
small entities
1000
$33,500,000
$7,000,000
Employee ........
Revenue .........
Revenue .........
7
3
3
5
5
5
5
5
$33,500,000
$33,500,000
$14,000,000
500
100
Revenue .........
Employee ........
Employee ........
Employee ........
Employee ........
2
2
2
2
2
5
43
500
........................
Employee ........
.........................
2
19
100
........................
.........................
44
D. Collection of Information
This proposed rule would call for no
new collection of information under the
Paperwork Reduction Act of 1995 (44
U.S.C. 3501–3520).
E. Federalism
A rule has implications for federalism
under E.O. 13132, Federalism, if it has
a substantial direct effect on the States,
on the relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government. We have analyzed
this rule under that Order and have
determined that it has implications for
federalism. A summary of our analysis
follows.
Before the enactment of section 619 of
the Act, the lifesaving device
requirements found in 46 U.S.C. 4102(b)
did not apply to uninspected
commercial sailing vessels and
uninspected commercial barges not
carrying passengers for hire. By enacting
section 619 of the Act, Congress
expressly intended existing Coast Guard
regulations to apply these vessels that
were previously exempted. Therefore,
existing State or local laws or
regulations that regulate the
Frm 00026
Fmt 4702
Sfmt 4702
Number of
entities
16
7
7
Small businesses may send comments
on the actions of Federal employees
who enforce, or otherwise determine
compliance with, Federal regulations to
the Small Business and Agriculture
Regulatory Enforcement Ombudsman
and the Regional Small Business
Regulatory Fairness Boards. The
Ombudsman evaluates these actions
annually and rates each agency’s
responsiveness to small business. If you
wish to comment on actions by
employees of the Coast Guard, call 1–
888–REG–FAIR (1–888–734–3247).
PO 00000
SBA Size
standard type
‘‘installation, maintenance, and use of
life preservers and other lifesaving
devices for individuals on board
uninspected vessels’’ are preempted, but
only in so far as a State or local law or
regulation conflicts with the federal
regulation.
Given our analysis, the Coast Guard
recognizes the key role State and local
governments may have in making
regulatory determinations. Additionally,
Sections 4 and 6 of E.O. 13132 require
that for any rules with preemptive
effect, the Coast Guard shall provide
elected officials of affected State and
local governments and their
representative national organizations
the notice and opportunity for
appropriate participation in any
rulemaking proceedings, and to consult
with such officials early in the
rulemaking process. Therefore, we
invite affected State and local
governments and their representative
national organizations to indicate their
desire for participation and consultation
in this rulemaking process by
submitting comments to this notice. In
accordance with E.O. 13132, the Coast
Guard will provide a federalism impact
statement to document (1) the extent of
the Coast Guard’s consultation with
State and local officials that submit
comments to this proposed rule, (2) a
summary of the nature of any concerns
raised by State or local governments and
the Coast Guard’s position thereon, and
(3) a statement of the extent to which
the concerns of State and local officials
have been met.
F. Unfunded Mandates Reform Act
The Unfunded Mandates Reform Act
of 1995 (2 U.S.C. 1531–1538) requires
Federal agencies to assess the effects of
their discretionary regulatory actions. In
particular, the Act addresses actions
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that may result in the expenditure by a
State, local, or tribal government, in the
aggregate, or by the private sector of
$100,000,000 (adjusted for inflation) or
more in any one year. Though this
proposed rule would not result in such
an expenditure, we do discuss the
effects of this rule elsewhere in this
preamble.
G. Taking of Private Property
This proposed rule would not cause a
taking of private property or otherwise
have taking implications under E.O.
12630, Governmental Actions and
Interference with Constitutionally
Protected Property Rights.
H. Civil Justice Reform
This proposed rule meets applicable
standards in sections 3(a) and 3(b)(2) of
E.O. 12988, Civil Justice Reform, to
minimize litigation, eliminate
ambiguity, and reduce burden.
I. Protection of Children
We have analyzed this proposed rule
under E.O. 13045, Protection of
Children from Environmental Health
Risks and Safety Risks. This rule is not
an economically significant rule and
would not create an environmental risk
to health or risk to safety that might
disproportionately affect children.
J. Indian Tribal Governments
This proposed rule does not have
tribal implications under E.O. 13175,
Consultation and Coordination with
Indian Tribal Governments, because it
would not have a substantial direct
effect on one or more Indian tribes, on
the relationship between the Federal
Government and Indian tribes, or on the
distribution of power and
responsibilities between the Federal
Government and Indian tribes.
K. Energy Effects
ehiers on DSK2VPTVN1PROD with PROPOSALS-1
We have analyzed this proposed rule
under E.O. 13211, Actions Concerning
Regulations That Significantly Affect
Energy Supply, Distribution, or Use. We
have determined that it is not a
‘‘significant energy action’’ under that
order because it is not a ‘‘significant
regulatory action’’ under E.O. 12866 and
is not likely to have a significant
adverse effect on the supply,
distribution, or use of energy.
L. Technical Standards
The National Technology Transfer
and Advancement Act (15 U.S.C. 272
note) directs agencies to use voluntary
consensus standards in their regulatory
activities unless the agency provides
Congress, through the Office of
Management and Budget, with an
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14:22 Jul 16, 2013
Jkt 229001
explanation of why using these
standards would be inconsistent with
applicable law or otherwise impractical.
Voluntary consensus standards are
technical standards (e.g., specifications
of materials, performance, design, or
operation; test methods; sampling
procedures; and related management
systems practices) that are developed or
adopted by voluntary consensus
standards bodies.
This proposed rule does not use
technical standards. Therefore, we did
not consider the use of voluntary
consensus standards.
M. Environment
We have analyzed this proposed rule
under Department of Homeland
Security Management Directive 023–01
and Commandant Instruction
M16475.lD, which guide the Coast
Guard in complying with the National
Environmental Policy Act of 1969
(NEPA) (42 U.S.C. 4321–4370f), and
have made a preliminary determination
that this action is one of a category of
actions that do not individually or
cumulatively have a significant effect on
the human environment. A preliminary
environmental analysis checklist
supporting this determination is
available in the docket where indicated
under the ‘‘Public Participation and
Request for Comments’’ section of this
preamble. This rule involves regulations
concerning equipping of vessels,
equipment approval and carriage
requirements and vessel operation
safety standards. Thus, this rule is likely
to be categorically excluded under
section 2.B.2, figure 2–1, paragraphs
(34)(d) and (e) of the Instruction, and
6(a) of the Federal Register, Vol. 6, No.
14, Tuesday, July 23, 2002, page 48243.
We seek any comments or information
that may lead to the discovery of a
significant environmental impact from
this proposed rule.
List of Subjects
46 CFR Part 2
Marine safety, Reporting and
recordkeeping requirements, Vessels.
46 CFR Part 24
42745
46 CFR Part 70
Marine safety, Passenger vessels,
Reporting and recordkeeping
requirements.
46 CFR Part 90
Cargo vessels, Marine safety.
46 CFR Part 188
Marine safety, Oceanographic
research vessels.
For the reasons discussed in the
preamble, the Coast Guard proposes to
amend 46 CFR parts 2, 24, 25, 30, 70,
90, and 188 as follows:
PART 2—VESSEL INSPECTIONS
1. The authority citation for part 2
continues to read as follows:
■
Authority: Sec. 622, Pub. L. 111–281; 33
U.S.C. 1903; 43 U.S.C. 1333; 46 U.S.C. 2110,
3103, 3205, 3306, 3307, 3703; 46 U.S.C.
Chapter 701; E.O. 12234, 45 FR 58801, 3 CFR,
1980 Comp., p. 277; Department of
Homeland Security Delegation No. 0170.1.
§ 2.01–7
[Amended]
2. Amend § 2.01–7 to remove the
phrase ‘‘carrying passengers or
passengers for hire’’ from Table 2.01–
7(a), column 5, rows 3 and 4, and
remove the phrase ‘‘none.’’ from column
5, row 6, adding in its place the phrase
‘‘All vessels not covered by columns 2,
3, 4, and 6.’’
■
PART 24—GENERAL PROVISIONS
3. The authority citation for part 24
continues to read as follows:
■
Authority: 46 U.S.C. 2113, 3306, 4104,
4302; Pub. L. 103–206; 107 Stat. 2439; E.O.
12234; 45 FR 58801, 3 CFR, 1980 Comp., p.
277; Department of Homeland Security
Delegation No. 0170.1.
§ 24.05–1
[Amended]
4. Amend § 24.05–01 to remove the
phrase ‘‘carrying passengers or
passengers for hire’’ from Table 24.05–
1(a), column 5, rows 3 and 4, and
remove the phrase ‘‘none.’’ from column
5, row 6, adding in its place the phrase
‘‘All vessels not covered by columns 2,
3, 4, and 6.’’
■
PART 25—REQUIREMENTS
Marine safety.
5. The authority citation for part 25
continues to read as follows:
■
46 CFR Part 25
Fire prevention, Marine safety,
Reporting and recordkeeping
requirements.
Authority: 33 U.S.C. 1903(b); 46 U.S.C.
3306, 4102, 4302; Department of Homeland
Security Delegation No. 0170.1.
46 CFR Part 30
§ 25.25–1
Cargo vessels, Foreign relations,
Hazardous materials transportation,
Penalties, Reporting and recordkeeping
requirements, Seamen.
■
■
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Fmt 4702
Sfmt 4702
[Amended]
6. Amend § 25.25–1 as follows:
a. In paragraph (a) following the text
‘‘noncommercial use;’’, add the word
‘‘and’’;
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b. In paragraph (b) following the text
‘‘noncommercial use’’, remove the
punctuation ‘‘;’’, and add, in its place,
the punctuation ‘‘.’’; and
■ c. Remove paragraphs (c) and (d).
■ 7. Revise § 25.25–3 to read as follows:
■
§ 25.25–3
Definitions.
As used in this subpart:
(a) Approval series means the first six
digits of a number assigned by the Coast
Guard to approved equipment. Where
approval is based on a subpart of
subchapter Q of this chapter, the
approval series corresponds to the
number of the subpart. A listing of
current and formerly approved
equipment and materials may be found
on the Internet at: https://cgmix.uscg.mil/
equipment. Each OCMI may be
contacted for information concerning
approved equipment.
(b) Approved means approved under
subchapter Q of this chapter.
(c) Use means operate, navigate, or
employ.
■ 8. Revise § 25.25–5 to read as follows:
ehiers on DSK2VPTVN1PROD with PROPOSALS-1
§ 25.25–5 Life preservers and other
lifesaving equipment required.
(a) No person may operate a vessel to
which this subpart applies unless it
meets the requirements of this subpart.
(b) The following applies to all
vessels, except commercial barges not
carrying passengers for hire which must
comply with paragraph (b)(1) of this
section or make substitutions authorized
by paragraph (c) of this section.
(1) Each vessel not carrying
passengers for hire and less than 40 feet
in length must have on board at least
one wearable personal flotation device
(PFD) approved under 46 CFR
subchapter Q, and of a suitable size for
each person on board.
(2) Each vessel carrying passengers for
hire, and each vessel not carrying
passengers for hire and 40 feet in length
or longer, must have at least one PFD
approved under approval series
160.055, 160.155, or 160.176, and of a
suitable size for each person on board.
(3) In addition to the equipment
required by paragraphs (b)(1) and (b)(2),
each vessel 26 feet in length or longer
must have at least one approved
lifebuoy, and each uninspected
passenger vessel of at least 100 gross
tons must have at least three approved
lifebuoys. Lifebuoys must be approved
under approval series 160.050 or
160.150, except that a lifebuoy approved
under former 46 CFR 160.009 prior to
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14:22 Jul 16, 2013
Jkt 229001
May 9, 1979, may be used as long as it
is in good and serviceable condition.
(c)(1) Each vessel not carrying
passengers for hire may substitute an
immersion suit approved under 46 CFR
160.171 for a wearable PFD required
under paragraphs (b)(1) or (b)(2) of this
section.
(2) On each vessel, regardless of
length and regardless of whether
carrying passengers for hire, an
approved commercial hybrid PFD may
be substituted for a PFD approved under
approval series 160.055, 160.155, or
160.176, if it is—
(i) Used in accordance with the
conditions marked on the PFD and in
the owner’s manual; and
(ii) Labeled for use on commercial
vessels.
■ 9. In § 25.25–9, add a paragraph (c) to
read as follows:
Authority: 46 U.S.C. 3306, 3703; Pub. L.
103–206, 107 Stat. 2439; 49 U.S.C. 5103,
5106; E.O. 12234, 45 FR 58801, 3 CFR, 1980
Comp., p. 277; Department of Homeland
Security Delegation No. 0170.1; Section
70.01–15 also issued under the authority of
44 U.S.C. 3507.
§ 25.25–9
Authority: 46 U.S.C. 3306, 3703; Pub. L.
103–206, 107 Stat. 2439; 49 U.S.C. 5103,
5106; E.O. 12234, 45 FR 58801, 3 CFR, 1980
Comp., p. 277; Department of Homeland
Security Delegation No. 0170.1.
Storage.
*
*
*
*
*
(c) For a barge to which this subpart
applies, the wearable lifesaving
equipment specified in 46 CFR 25.25–5
need not be stored on board the barge
if the barge’s operator stores it
elsewhere, and ensures that each
individual dons the equipment before
boarding the barge and keeps it on for
as long as the individual remains on
board. Donned lifesaving equipment
approved under 46 CFR 160.053 is
acceptable for the purposes of this
paragraph (c).
§ 70.05–1
[Amended]
13. Amend § 70.05–1 to remove the
phrase ‘‘carrying passengers or
passengers for hire’’ from Table 70.05–
1(a), column 5, rows 3 and 4, and
remove the word ‘‘none’’ from column
5, row 6, adding in its place the phrase
‘‘All vessels not covered by columns 2,
3, 4, and 6.’’
■
PART 90—GENERAL PROVISIONS
14. The authority citation for part 90
continues to read as follows:
■
§ 90.05–1
[Amended]
15. Amend § 90.05–1 to remove the
phrase ‘‘carrying passengers or
passengers for hire’’ from Table 90.05–
1(a), column 5, rows 3 and 4, and
remove the word ‘‘none.’’ from column
5, row 6, adding in its place the phrase
‘‘All vessels not covered by columns 2,
3, 4, and 6.’’
■
PART 30—GENERAL PROVISIONS
PART 188—GENERAL PROVISIONS
10. The authority citation for part 30
continues to read as follows:
■
■
Authority: 46 U.S.C. 2103, 3306, 3703;
Pub. L. 103–206, 107 Stat. 2439; 49 U.S.C.
5103, 5106; Department of Homeland
Security Delegation No. 0170.1; Section
30.01–2 also issued under the authority of 44
U.S.C. 3507; Section 30.01–05 also issued
under the authority of Sec. 4109, Pub. L.
101–380, 104 Stat. 515.
§ 30.01–5
[Amended]
11. Amend § 30.01–5 to remove the
phrase ‘‘carrying passengers or
passengers for hire’’ from Table 30.01–
5(d), column 5, rows 3 and 4, and
remove the word ‘‘none’’ from column
5, row 6, adding in its place the phrase
‘‘All vessels not covered by columns 2,
3, 4, and 6.’’
■
PART 70—GENERAL PROVISIONS
12. The authority citation for part 70
continues to read as follows:
■
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Frm 00028
Fmt 4702
Sfmt 9990
16. The authority citation for part 188
continues to read as follows:
Authority: 46 U.S.C. 2113, 3306; Pub. L
103–206, 107 Stat. 2439; 49 U.S.C. 5103,
5106; E.O. 12234, 45 FR 58801, 3 CFR, 1980
Comp., p. 277; Department of Homeland
Security Delegation No. 0170.1.
§ 188.05–1
[Amended]
17. Amend § 188.05–1 to remove the
phrase ‘‘carrying passengers or
passengers for hire’’ from Table 188.05–
1(a), column 5, rows 3 and 4, and
remove the word ‘‘none.’’ from column
5, row 6, adding in its place the phrase
‘‘All vessels not covered by columns 2,
3, 4, and 6.’’
■
Dated: July 9, 2013.
J. G. Lantz,
Director of Commercial Regulations and
Standards, U.S. Coast Guard.
[FR Doc. 2013–16955 Filed 7–16–13; 8:45 am]
BILLING CODE 9110–04–P
E:\FR\FM\17JYP1.SGM
17JYP1
Agencies
[Federal Register Volume 78, Number 137 (Wednesday, July 17, 2013)]
[Proposed Rules]
[Pages 42739-42746]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-16955]
=======================================================================
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DEPARTMENT OF HOMELAND SECURITY
Coast Guard
46 CFR parts 2, 24, 25, 30, 70, 90, and 188
[Docket No. USCG-2012-0919]
RIN 1625-AB83
Lifesaving Devices--Uninspected Commercial Barges and Sailing
Vessels
AGENCY: Coast Guard, DHS.
ACTION: Notice of proposed rulemaking.
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SUMMARY: The Coast Guard proposes aligning its regulations with the
2010 Coast Guard Authorization Act. Before 2010, uninspected commercial
barges and uninspected commercial sailing vessels fell outside the
scope of a statute requiring the regulation of lifesaving devices on
uninspected vessels. Lifesaving devices were required on uninspected
commercial barges and sailing vessels only if they carried passengers
for hire. The 2010 Act brought uninspected commercial barges and
sailing vessels within the scope of the statutory requirement to carry
lifesaving devices even if they carry no passengers. The Coast Guard
proposes requiring use of wearable personal flotation devices for
individuals on board uninspected commercial barges and sailing vessels,
and amending several regulatory tables to reflect that requirement.
This rulemaking promotes the Coast Guard's marine safety mission.
DATES: Comments and related material must either be submitted to our
online docket via https://www.regulations.gov on or before October 15,
2013 or reach the Docket Management Facility by that date.
ADDRESSES: You may submit comments identified by docket number USCG-
2012-0919 using any one of the following methods:
(1) Federal eRulemaking Portal: https://www.regulations.gov.
(2) Fax: 202-493-2251.
(3) Mail: Docket Management Facility (M-30), U.S. Department of
Transportation, West Building Ground Floor, Room W12-140, 1200 New
Jersey Avenue SE., Washington, DC 20590-0001.
(4) Hand delivery: Same as mail address above, between 9 a.m. and 5
p.m., Monday through Friday, except Federal holidays. The telephone
number is 202-366-9329.
To avoid duplication, please use only one of these four methods.
See the ``Public Participation and Request for Comments'' portion of
the SUPPLEMENTARY INFORMATION section below for instructions on
submitting comments.
FOR FURTHER INFORMATION CONTACT: If you have questions on this proposed
rule, call or email Mr. Martin Jackson, Office of Design and
Engineering Standards Lifesaving and Fire Safety Division (CG-ENG-4),
Coast Guard; telephone 202-372-1391, email Martin.L.Jackson@uscg.mil.
If you have questions on viewing or submitting material to the docket,
call Ms. Barbara Hairston, Program Manager, Docket Operations,
telephone 202-366-9826.
SUPPLEMENTARY INFORMATION:
Table of Contents for Preamble
I. Public Participation and Request for Comments
A. Submitting Comments
B. Viewing Comments and Documents
C. Privacy Act
D. Public Meeting
II. Abbreviations
III. Background
IV. Discussion of Proposed Rule
V. Regulatory Analyses
A. Regulatory Planning and Review
B. Small Entities
C. Assistance for Small Entities
D. Collection of Information
E. Federalism
F. Unfunded Mandates Reform Act
[[Page 42740]]
G. Taking of Private Property
H. Civil Justice Reform
I. Protection of Children
J. Indian Tribal Governments
K. Energy Effects
L. Technical Standards
M. Environment
I. Public Participation and Request for Comments
We encourage you to participate in this rulemaking by submitting
comments and related materials. All comments received will be posted
without change to https://www.regulations.gov and will include any
personal information you have provided.
A. Submitting Comments
If you submit a comment, please include the docket number for this
rulemaking (USCG-2012-0919), indicate the specific section of this
document to which each comment applies, and provide a reason for each
suggestion or recommendation. You may submit your comments and material
online or by fax, mail, or hand delivery, but please use only one of
these means. We recommend that you include your name and a mailing
address, an email address, or a phone number in the body of your
document so that we can contact you if we have questions regarding your
submission.
To submit your comment online, go to https://www.regulations.gov and
insert ``USCG-2012-0919'' in the ``Search'' box. Click on ``Submit a
Comment'' in the ``Actions'' column. If you submit your comments by
mail or hand delivery, submit them in an unbound format, no larger than
8\1/2\ by 11 inches, suitable for copying and electronic filing. If you
submit comments by mail and would like to know that they reached the
Facility, please enclose a stamped, self-addressed postcard or
envelope.
We will consider all comments and material received during the
comment period and may change this proposed rule based on your
comments.
B. Viewing Comments and Documents
To view comments, as well as documents mentioned in this preamble
as being available in the docket, go to https://www.regulations.gov and
insert ``USCG-2012-0919'' in the ``Search'' box. Click ``Search.''
Click the ``Open Docket Folder'' in the ``Actions'' column. If you do
not have access to the internet, you may view the docket online by
visiting the Docket Management Facility in Room W12-140 on the ground
floor of the Department of Transportation West Building, 1200 New
Jersey Avenue SE., Washington, DC 20590, between 9 a.m. and 5 p.m.,
Monday through Friday, except Federal holidays. We have an agreement
with the Department of Transportation to use the Docket Management
Facility.
C. Privacy Act
Anyone can search the electronic form of comments received into any
of our dockets by the name of the individual submitting the comment (or
signing the comment, if submitted on behalf of an association,
business, labor union, etc.). You may review a Privacy Act notice
regarding our public dockets in the January 17, 2008, issue of the
Federal Register (73 FR 3316).
D. Public meeting
We do not now plan to hold a public meeting. You may submit a
request for one to the docket using one of the methods specified under
ADDRESSES. In your request, explain why you believe a public meeting
would be beneficial. If we determine that one would aid this
rulemaking, we will hold one at a time and place announced by a later
notice in the Federal Register.
II. Abbreviations
AWO American Waterways Operators
CDC Centers for Disease Control and Prevention
CFR Code of Federal Regulations
E.O. Executive Order
FR Federal Register
NAICS North American Industry Classification System
NIOSH National Institute for Occupational Safety and Health
Non-PFH Not carrying persons for hire
NPRM Notice of proposed rulemaking
OSHA Occupational Safety and Health Administration
PFD Personal flotation device
Pub. L. Public Law
RCP American Waterways Operators' Responsible Carriers Program
Sec. Section symbol
SBA U.S. Small Business Association
The Act 2010 Coast Guard Authorization Act
U.S.C. United States Code
III. Background
Sections 2103 and 4102 of title 46, United States Code (U.S.C.),
provide the legal basis for this proposed rule. Section 2103 gives the
Secretary of the department in which the Coast Guard is operating
general regulatory authority to carry out the provisions of 46 U.S.C.
Subtitle II (``Vessels and Seamen''). Section 4102(b), as amended by
section 619 of the 2010 Coast Guard Authorization Act (the Act), Public
Law 111-281, 124 Stat. 2905, requires the Secretary to ``prescribe
regulations requiring the installation, maintenance, and use of life
preservers and other lifesaving devices for individuals on board
uninspected vessels.'' The Secretary of Homeland Security's authority
under 46 U.S.C. 2103 and 4102 is delegated to the Coast Guard. See DHS
Delegation No. 0170.1(92)(a), (92)(b).
The uninspected vessels to which section 4102(b) applies are
defined in 46 U.S.C. 2101(43) as vessels not subject to inspection
under 46 U.S.C. 3301 and that are not recreational vessels as defined
in 46 U.S.C. 2101(25). Until passage of the Act in 2010, section
4102(b) applied only to uninspected vessels ``propelled by machinery,''
and thus excluded most barges and sailing vessels unless they carried
passengers for hire. (Vessels carrying passengers for hire are
inspected vessels covered by 46 U.S.C. 3301.) Current Coast Guard
regulations that implement section 4102(b) reflect the ``propelled by
machinery'' requirement and therefore specifically exempt those
excluded barges and sailing vessels. See 46 CFR 25.25-1(c) and (d).
The purpose of the proposed rule is to implement 46 U.S.C. 4102(b)
as amended by the Act. The Act deleted the requirement in section
4102(b) that vessels be propelled by machinery. As amended, section
4102(b) now requires all non-recreational uninspected vessels,
regardless of vessel type or mode of propulsion, to make some form of
lifesaving devices available for the use of individuals on board the
vessel. The types and numbers of devices appropriate for each type of
vessel are left to the Coast Guard's discretion, as are the
requirements for installing, maintaining, and using those devices.
We are unaware of any commercial sailing vessel currently in
service, except for those that carry passengers for hire and that,
therefore, are inspected vessels subject to Coast Guard regulations in
46 CFR subchapters H, K, or T, and already required to carry lifesaving
devices. However, should such an uninspected commercial sailing vessel
ever enter service, it would be covered by this proposed rule. Many
commercial barges are also subject to inspection and therefore are
already required to carry lifesaving devices.\1\
---------------------------------------------------------------------------
\1\ Barges subject to inspection include barges carrying
combustible or flammable liquid cargo in bulk (inspected in
accordance with 46 CFR subchapter D); barges carrying more than a
few passengers (the number varies by barge type but is generally at
least 7; 46 CFR subchapters H, K, or T); seagoing and Great Lakes
barges (46 CFR subchapter I); and tank barges carrying specified
bulk or dangerous cargoes (46 CFR subchapter O).
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IV. Discussion of Proposed Rule
The Coast Guard proposes amending 46 CFR subpart 25.25, which
concerns
[[Page 42741]]
life preservers and other lifesaving equipment on uninspected
commercial vessels.
Section 25.25-1 exempts certain types of vessels from subpart
25.25. Paragraphs (a) and (b) of the section exempt non-commercial
vessels and vessels leased, rented, or chartered to another for that
person's non-commercial use. Paragraphs (c) and (d) exempted
uninspected commercial sailing vessels and barges that do not carry
passengers for hire. Paragraphs (c) and (d) reflected the pre-2010
inclusion of the ``propelled by machinery'' clause in 46 U.S.C.
4102(b). Because section 4102(b) now mandates the Coast Guard to
require some form of lifesaving devices on uninspected commercial
sailing vessels and barges that do not carry passengers for hire, we
propose removing 46 CFR 25.25-1(c) and (d).
We propose amending the definitions in 46 CFR 25.25-3 by adding a
definition for ``approval series,'' a term we propose using elsewhere
in the subpart to describe equipment requirements.
We propose amending 46 CFR 25.25-5. We propose revising current
paragraphs (b) through (f) to eliminate references to equipment
specifications that have become obsolete or that have lost their Coast
Guard-approved status since this section was last amended in 2002.
Although the proposed regulatory text omits the language of current
Sec. 25.25-5(f)(3), requiring Type V commercial hybrid PFDs to be worn
when a vessel is underway, the substance of that provision would be
covered by the proposed requirement in Sec. 25.25-5(c)(2)(i) for
approved commercial hybrid PFDs to be used in accordance with the
conditions marked on the PFD and in the owner's manual. All Coast
Guard-approved Type V hybrid PFDs are labeled with, and their user
manuals refer to, the conditions contained in current Sec. 25.25-
5(f)(3). Otherwise, the requirements currently found in Sec. 25.25-
5(b) through (f) would not be substantively changed, but would be
incorporated into revised Sec. 25.25-5(b) and (c).
We propose revising the introductory paragraph in Sec. 25.25-5(b)
to provide for commercial barges of any length. Barge operators would
have to provide some form of wearable PFD (or an immersion suit) for
individuals on board. Although most barges are longer than 26 feet,
unlike other uninspected vessels we would not require barges to be
equipped with lifebuoys. Lifebuoys typically are mounted on stanchions.
Given the configuration of some barges, installation of a lifebuoy
stanchion could unreasonably interfere with operations, and because
often only one individual is on board a barge at any given time, should
that individual fall overboard there would be no one available to throw
the lifebuoy to the individual. We think the use of a wearable PFD not
only involves less burden but also provides greater safety.
We would amend 46 CFR 25.25-9 to allow PFDs for barge personnel to
be stowed remotely rather than on the barge itself, and to require
barge operators to ensure that PFDs are worn by individuals while they
are on board a barge. This is in line with current industry practice.
Typically, barge operators stow PFDs on the barge's towboat, and
require crew members to don PFDs before they go aboard a barge and to
wear them while on board. Allowing this not only increases safety but
also does so at a lower cost relative to the lifebuoy option.
Finally, we would amend tables in 46 CFR 2.01-7, 24.05-1, 30.01-5,
70.05-1, 90.05-1, and 188.05-1. These tables describe the applicable
Coast Guard regulations for different vessel types. They currently
refer to the 46 CFR 25.25-1(c) and (d) exemptions that we propose
removing. We would reflect the removal of those exemptions in the
tables.
V. Regulatory Analyses
We developed this proposed rule after considering numerous statutes
and executive orders (E.O.s) related to rulemaking. Below we summarize
our analyses based on these statutes or E.O.s.
A. Regulatory Planning and Review
Executive Orders 12866 (``Regulatory Planning and Review'') and
13563 (``Improving Regulation and Regulatory Review'') direct agencies
to assess the costs and benefits of available regulatory alternatives
and, if regulation is necessary, to select regulatory approaches that
maximize net benefits (including potential economic, environmental,
public health and safety effects, distributive impacts, and equity).
Executive Order 13563 emphasizes the importance of quantifying both
costs and benefits, of reducing costs, of harmonizing rules, and of
promoting flexibility.
This proposed rule is not a significant regulatory action under
section 3(f) of E.O. 12866, Regulatory Planning and Review, as
supplemented by E.O. 13563, Improving Regulation and Regulatory Review,
and does not require an assessment of potential costs and benefits
under section 6(a)(3) of that Order. The Office of Management and
Budget (OMB) has not reviewed it under that Order. Nonetheless, we
developed an analysis of the costs and benefits of the proposed rule to
ascertain its probable impacts on industry. We consider all estimates
and analysis in this Regulatory Analysis to be preliminary and subject
to change in consideration of public comments.
A preliminary regulatory assessment follows:
As described in section III (Background) of this NPRM, as amended
by section 619 of the Act, 46 U.S.C. 4102(b) now makes all uninspected
commercial barges and sailing vessels subject to Coast Guard regulation
for the installation, maintenance, and use of life preservers and other
lifesaving devices for individuals on board. The 2010 amendment removed
language that formerly limited the applicability of section 4102(b) to
vessels ``propelled by machinery,'' which effectively kept most
commercial barges, which are not self-propelled by machinery, as well
as commercial sailing vessels, outside the scope of section 4102(b). At
this time, we are unaware of any uninspected commercial sailing vessel
not carrying passengers for hire currently in service, and thus the
data on which the rest of this discussion are based relate exclusively
to uninspected commercial barges not carrying passengers for hire.
Proposed 46 CFR 25.25-5(b) requires owners of affected vessels to
store and maintain at least one PFD for each person on board a
barge.\2\ In lieu of storing a PFD for each individual onboard a barge,
PFDs can be stored and maintained on another vessel so long as
crewmembers wear the PFDs while onboard the barge. For instance,
uninspected commercial barges not carrying passengers for hire carry
low-cost cargos in bulk and generally do not carry individuals on
board. However, towing vessel personnel may be on board the barge to
perform specific tasks such as securing the barge to other barges or
the towing vessel, or providing lookout for the towing vessel.
---------------------------------------------------------------------------
\2\ While barges may in practice be tied together, there is no
exception as to storing a set of lifesaving devices for each barge
rather than one per set of barges or around the perimeter of a set
of barges. Towing vessels may transport barges from various barge
owners and drop them off on a schedule, so having lifebuoys and sets
of PFDs on a perimeter of a set of barges may not be feasible.
---------------------------------------------------------------------------
While some firms that operate barges may also own them, for the
purposes of this analysis, we treat barge owners and operators as
different companies. We assume that the barge operators would be
responsible for the PFDs because they are responsible for the safety of
their crews and therefore they would store a sufficient number of PFDs
for
[[Page 42742]]
each crewmember on board the towing vessel. Under proposed 46 CFR
25.25-9(c), a barge operator may comply with proposed Sec. 25.25-5(b)
by storing PFDs elsewhere and ensuring that each individual dons the
equipment before boarding the barge and keeps it on for as long as the
individual remains on board, in lieu of maintaining PFDs on each barge.
This would reduce costs by eliminating the need to install storage
facilities on each barge, and would enable the typical industry
practice of PFDs being worn to be substituted.\3\ We also assume that
the barge owners would then negotiate the PFD wear conditions with the
barge operators.
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\3\ Based on information from the American Waterways Operators
(AWO), we believe that crewmembers wear PFDs while onboard a barge.
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Table 1 summarizes the affected population, costs, and benefits of
this proposed rule.
Table 1--Summary of Affected Population, Costs and Benefits
------------------------------------------------------------------------
Category Description
------------------------------------------------------------------------
Applicability..................... Uninspected commercial vessels.
Not propelled by machinery.
Not carrying passengers for hire.
35,568 barges (including new and
currently inactive barges).
0 sailing vessels.
Costs............................. No additional cost to purchase or
install PFDs since already required
on towing vessels that would
transport affected barges.
Benefits (Qualitative)............ Improves regulatory efficiency by
providing technical updates to the
Code of Federal Regulations.
Reinforces existing company policy
and current industry practice of
PFD use.
------------------------------------------------------------------------
Cost
No cost was attributed to the purchase, installation, or
maintenance of PFDs due to current regulatory requirements for the
carriage of PFDs on towing vessels \4\ and standard industry practice
of wearing a PFD while on board commercial barges. Uninspected
commercial barges not carrying passengers for hire are typically
unmanned and anyone boarding such vessel would be coming from either a
dock, shore facility, or another vessel. Under OSHA regulations in 29
CFR 1926 Subpart E, personnel boarding from a dock or shore are already
required to wear a PFD and we find no evidence of non-compliance. Under
46 CFR 25.25-5, uninspected vessels (including towing vessels) are
required to maintain at least one PFD per person on board the vessel.
In proposed 46 CFR 25.25-5, if a barge operator stores PFDs elsewhere
and ensures that each individual dons the equipment before boarding the
barge and keeps it on for as long as the individual remains on board,
they can use the PFDs stored on the towing vessel in lieu of
maintaining a set on each barge. Presumably, a crewmember coming from a
towing vessel would wear the PFD that was originally stored on the
towing vessel, which discussions with industry show to be standard
practice. Therefore, we estimate that there is no additional cost to
purchase or install new PFDs in response to the proposed rule. We note
that the cost for a type 1 PFD may range from $55 to $79 per PFD
depending on the type that a company uses and the expected lifespan of
a PFD is 5 years.\5\
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\4\ 46 CFR 25.25-5
\5\ https://www.westmarine.com/webapp/wcs/stores/servlet/SiteSearch?storeId=11151&langId=-1&catalogId=10001&pageSize=10&beginIndex=0&sType=SimpleSearch&searchTermScope=3&Ns=Most+Popular%7C0&keyword=work+vest&searchBtn.
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As stated in the introductory paragraphs of this section, we
believe that companies already require the wearing of PFDs or work
vests based on current OSHA regulatory requirements and industry
practice.\6\ Furthermore, the American Waterways Operators association
has encouraged training with development of ``Fall Overboard
Prevention'' and ``Slip, Trip and Fall Prevention'' lesson plans since
2002, to raise awareness on preventing falls overboard and encouraging
PFD use.\7\ The American Waterways Operators' Responsible Carriers
Program (RCP) requires that participants ensure that a sufficient
number of PFDs are available and in working order.\8\ OSHA also
encourages wearing of PFDs to improve deck safety on barges.\9\
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\6\ See for example https://www.parkertowing.com/downloads/Person.PDF; https://www.southerntowing.net/December2005.pdf.
\7\ https://www.americanwaterways.com/commitment_safety/lessons/Fall_Overboard/slpsplan.doc; https://www.americanwaterways.com/commitment_safety/lessons/ppe/PPE_PFDs.DOC;
https://www.americanwaterways.com/commitment_safety/QAT/falloverboardqatreportapril2012.pdf.
\8\ https://www.americanwaterways.com/commitment_safety/RCP.pdf.
\9\ https://www.osha.gov/Publications/3358deck-barge-safety.pdf.
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Benefits
A benefit of this rule is the improvement in regulatory efficiency
by providing technical updates to the Code of Federal Regulations,
aligning them to the U.S. Code and thereby reducing the potential for
uncertainty and confusion.
We reviewed casualty cases from the years 2000 to 2010 that may
have been impacted by this proposed rule. During this time, there were
49 falls overboard from barges, an average of approximately four
casualties a year. We reviewed these cases to see if the individual
overboard wore a PFD (or had ready access to one) and whether the
availability of such devices could have reduced the risk of death in a
fall overboard. Of the casualties that we reviewed, we found only one
instance where the individual did not wear a PFD (despite company
policy requiring the use of a PFD).\10\ The casualty report noted that
the failure to wear a PFD was a contributing factor to the fatality. In
this case, the proposed regulation may have reinforced existing company
policy of PFD use.
---------------------------------------------------------------------------
\10\ Marine Information for Safety and Law Enforcement Activity
Number 90148, year 2011.
---------------------------------------------------------------------------
Alternatives
We examine four alternatives for this regulation.
Proposed Alternative--Store and maintain enough PFDs for all
persons on board. The PFD can be worn in lieu of storage: This
alternative was chosen because it meets the statutory requirement at no
additional cost. Furthermore, this requirement would be more in line
with existing PFD requirements for other vessels and provides
regulatory flexibility in the option of storage or wearing of PFDs.
Uninspected vessels (such as towing vessels) must store and maintain a
sufficient number of PFDs for every individual on board the vessel in
accordance with 46 CFR 25.25-5. In lieu of storing PFDs, companies can
require individuals to wear a PFD or work vest.
[[Page 42743]]
Companies have the option of either instituting a policy of wearing
PFDs while on board (which discussions with industry and reviews of
their casualty data show to be the case on the majority of vessels) or
otherwise making PFDs readily accessible. Therefore, we estimate that
there is no cost to obtain or install PFDs. Compared to other listed
alternatives, this proposed alternative provides the greatest
flexibility and safety, at no cost.
Alternative 1--Require that all vessels have a lifebuoy, and store
a sufficient number of PFDs on board. In lieu of storing PFDs, persons
can wear PFDs. This alternative is similar to the proposed alternative
in that it requires the wearing or storing of PFDs (which we estimate
to be no additional cost), but owners would also need to install a
lifebuoy on board barges at an estimated cost of $262 per vessel
(barge) every 5 years.\11\ Annual costs may range from $342,958 to $3.6
million depending on the annual affected population and lifebuoy
replacement.\12\ At a total estimated 35,568 barges (including new
constructions and currently inactive barges) we anticipate that the 10-
year undiscounted cost would be $16.9 million for this alternative.
This alternative was not chosen because this would cost more and not
provide additional benefit as the lifebuoy would provide protection
redundant to the PFD, and in most cases, there would be no one
available to deploy it. We did not find any associated benefits that
would outweigh the costs for this alternative. Table 2 provides the
breakdown in population and undiscounted costs by year.
---------------------------------------------------------------------------
\11\ Welder: 4 hours (Coast Guard subject matter expert)*$27 per
hour (https://www.bls.gov/oes/current/oes514121.htm) * load factor of
1.482. Therefore, $18.67 * 1.482 = $27.70. Lifebuoy: $72. https://www.amazon.com/RING-BUOY-WHITE-COAST-APPROVED/dp/B001DSKEAO, https://www.westmarine.com/webapp/wcs/stores/servlet/Product_11151_10001_39507_-1?cid=chanintel_google&ci_src=14110944&ci_sku=39507.
Brackets $40.00. https://www.starmarinedepot.com/Seachoice+Ring+Buoy+Bracket.html, https://www.starmarinedepot.com/Seachoice+Ring+Buoy+Bracket.html
Stanchion $42.00. https://www.discountsteel.com/items/A36_Hot_Rolled_Steel_Equal_Leg_Angle.cfm?item_id=183&size_no=19&sku_no=74&pieceLength=cut&len_ft=8&frmGS=true. Therefore, $262 = (4 *
$27/hour welder wage, loaded) + $72 per lifebuoy + $40 brackets (for
3) + $42 per stanchion.
\12\ Similar to PFDs, we assume the expected lifespan, and
therefore replacement time, of a lifebuoy to be 5 years.
Table 2--Undiscounted Cost To Install Ring Buoys
----------------------------------------------------------------------------------------------------------------
Per vessel cost Undiscounted cost
Year Population Replacement ($) ($)
----------------------------------------------------------------------------------------------------------------
Year 1.............................. 12548 0 262 3,287,576
Year 2.............................. 12548 0 262 3,287,576
Year 3.............................. 1309 0 262 342,958
Year 4.............................. 1309 0 262 342,958
Year 5.............................. 1309 0 262 342,958
Year 6.............................. 1309 12548 262 3,630,534
Year 7.............................. 1309 12548 262 3,630,534
Year 8.............................. 1309 1309 262 685,916
Year 9.............................. 1309 1309 262 685,916
Year 10............................. 1309 1309 262 685,916
---------------------------------------------------------------------------
Total........................... ................. ................. ................. 16,922,842
----------------------------------------------------------------------------------------------------------------
Alternative 2--Require that all vessels have a lifebuoy only. This
change would have the effect of requiring one lifebuoy on board each
vessel (barge). The lifebuoy would need to be installed (and replaced
as needed) at an estimated cost to barge owners of $262 per vessel
(barge) every 5 years. At an estimated 35,568 barges, we anticipate
that this alternative would cost $16.9 million overall, undiscounted.
As mentioned above, the lifebuoy would provide protection redundant to
the PFD, and in most cases, there would be no one available to deploy
it. Also mentioned in Alternative 1, above, is the derivation of the
cost. This alternative was not chosen because it would not provide the
lowest cost with the maximum benefits.
Alternative 3--No action. Section 619 of the Act directs the
Department of Homeland Security (DHS) Secretary to carry out specific
regulatory actions; therefore if no action is taken, the Coast Guard,
having been delegated this rulemaking authority by the DHS Secretary,
will not fulfill its Congressional mandate. This will further cause a
conflict between U.S. Code and the Code of Federal Regulations,
resulting in regulatory uncertainty and confusion.
B. Small Entities
Under the Regulatory Flexibility Act (5 U.S.C. 601-612), we have
considered whether this proposed rule would have a significant economic
impact on a substantial number of small entities. The term ``small
entities'' comprises small businesses, not-for-profit organizations
that are independently owned and operated and are not dominant in their
fields, and governmental jurisdictions with populations of less than
50,000.
There are approximately 2,622 owners of 22,478 barges. We
researched 355 randomly selected small entities to determine if they
fell below or exceeded the threshold for a small entity, as determined
by the U.S. Small Business Association (SBA). To establish whether an
entity was below the threshold or above the threshold, we used the
North American Industry Classification System (NAICS) code for each
industry and the small entity qualifying definitions for each NAICS
code established by the SBA for businesses. The following provides a
breakdown of the size determination for the entities:
3 Government or non-profit exceeding the threshold
1 Government or non-profit below the threshold
45 businesses exceeding the threshold
43 businesses below the threshold
263 unknown and therefore considered small
Based on this analysis, 86 percent of the sample is small entities.
Table 3 provides a description of the most-prevalent NAICS for the
small entities.
[[Page 42744]]
Table 3--Nine Most-Prevalent NAICS Codes and Small Entities Size Standards
----------------------------------------------------------------------------------------------------------------
SBA Size
threshold
NAICS Industry Percent of (less than SBA Size standard Number of
small entities threshold type entities
small)
----------------------------------------------------------------------------------------------------------------
336611.......... Ship Building and 16 1000 Employee........... 7
Repairing.
237110.......... Water and Sewer Line and 7 $33,500,000 Revenue............ 3
Related Structures
Construction.
532411.......... Commercial Air, Rail, and 7 $7,000,000 Revenue............ 3
Water Transportation
Equipment Rental and
Leasing.
236220.......... Commercial and 5 $33,500,000 Revenue............ 2
Institutional Building
Construction.
237990.......... Other Heavy and Civil 5 $33,500,000 Employee........... 2
Engineering Construction.
238910.......... Site Preparation 5 $14,000,000 Employee........... 2
Contractors.
327320.......... Ready[dash]Mix Concrete 5 500 Employee........... 2
Manufacturing.
423320.......... Brick, Stone, and Related 5 100 Employee........... 2
Construction Material
Merchant Wholesalers.
483211.......... Inland Water Freight 5 500 Employee........... 2
Transportation.
All others 43 .............. ................... 19
--------------------------------------------------------------------
Total....... ......................... 100 .............. ................... 44
----------------------------------------------------------------------------------------------------------------
Company revenue for businesses below the threshold, as established
by the SBA, ranges from $59,000 to $7.5 million. However, we do not
anticipate additional costs to this proposed rule, so we do not
anticipate significant economic impacts on affected small entities as a
result of this proposed rule.
Therefore, the Coast Guard certifies under 5 U.S.C. 605(b) that
this proposed rule, if promulgated, will not have a significant
economic impact on a substantial number of small entities. If you think
that your business, organization, or governmental jurisdiction
qualifies as a small entity and that this rule would have a significant
economic impact on it, please submit a comment to the Docket Management
Facility at the address under ADDRESSES. In your comment, explain why
you think it qualifies and how and to what degree this rule would
economically affect it.
C. Assistance for Small Entities
Under section 213(a) of the Small Business Regulatory Enforcement
Fairness Act of 1996 (Pub. L. 104-121), we want to assist small
entities in understanding this proposed rule so that they can better
evaluate its effects on them and participate in the rulemaking. If the
proposed rule would affect your small business, organization, or
governmental jurisdiction and you have questions concerning its
provisions or options for compliance; please consult Mr. Martin
Jackson, Office of Design and Engineering Standards, Lifesaving and
Fire Safety Division (CG-ENG-4) via phone at (202) 372-1391 or via
email at Martin.L.Jackson@uscg.mil. The Coast Guard will not retaliate
against small entities that question or complain about this rule or any
policy or action of the Coast Guard.
Small businesses may send comments on the actions of Federal
employees who enforce, or otherwise determine compliance with, Federal
regulations to the Small Business and Agriculture Regulatory
Enforcement Ombudsman and the Regional Small Business Regulatory
Fairness Boards. The Ombudsman evaluates these actions annually and
rates each agency's responsiveness to small business. If you wish to
comment on actions by employees of the Coast Guard, call 1-888-REG-FAIR
(1-888-734-3247).
D. Collection of Information
This proposed rule would call for no new collection of information
under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520).
E. Federalism
A rule has implications for federalism under E.O. 13132,
Federalism, if it has a substantial direct effect on the States, on the
relationship between the national government and the States, or on the
distribution of power and responsibilities among the various levels of
government. We have analyzed this rule under that Order and have
determined that it has implications for federalism. A summary of our
analysis follows.
Before the enactment of section 619 of the Act, the lifesaving
device requirements found in 46 U.S.C. 4102(b) did not apply to
uninspected commercial sailing vessels and uninspected commercial
barges not carrying passengers for hire. By enacting section 619 of the
Act, Congress expressly intended existing Coast Guard regulations to
apply these vessels that were previously exempted. Therefore, existing
State or local laws or regulations that regulate the ``installation,
maintenance, and use of life preservers and other lifesaving devices
for individuals on board uninspected vessels'' are preempted, but only
in so far as a State or local law or regulation conflicts with the
federal regulation.
Given our analysis, the Coast Guard recognizes the key role State
and local governments may have in making regulatory determinations.
Additionally, Sections 4 and 6 of E.O. 13132 require that for any rules
with preemptive effect, the Coast Guard shall provide elected officials
of affected State and local governments and their representative
national organizations the notice and opportunity for appropriate
participation in any rulemaking proceedings, and to consult with such
officials early in the rulemaking process. Therefore, we invite
affected State and local governments and their representative national
organizations to indicate their desire for participation and
consultation in this rulemaking process by submitting comments to this
notice. In accordance with E.O. 13132, the Coast Guard will provide a
federalism impact statement to document (1) the extent of the Coast
Guard's consultation with State and local officials that submit
comments to this proposed rule, (2) a summary of the nature of any
concerns raised by State or local governments and the Coast Guard's
position thereon, and (3) a statement of the extent to which the
concerns of State and local officials have been met.
F. Unfunded Mandates Reform Act
The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538)
requires Federal agencies to assess the effects of their discretionary
regulatory actions. In particular, the Act addresses actions
[[Page 42745]]
that may result in the expenditure by a State, local, or tribal
government, in the aggregate, or by the private sector of $100,000,000
(adjusted for inflation) or more in any one year. Though this proposed
rule would not result in such an expenditure, we do discuss the effects
of this rule elsewhere in this preamble.
G. Taking of Private Property
This proposed rule would not cause a taking of private property or
otherwise have taking implications under E.O. 12630, Governmental
Actions and Interference with Constitutionally Protected Property
Rights.
H. Civil Justice Reform
This proposed rule meets applicable standards in sections 3(a) and
3(b)(2) of E.O. 12988, Civil Justice Reform, to minimize litigation,
eliminate ambiguity, and reduce burden.
I. Protection of Children
We have analyzed this proposed rule under E.O. 13045, Protection of
Children from Environmental Health Risks and Safety Risks. This rule is
not an economically significant rule and would not create an
environmental risk to health or risk to safety that might
disproportionately affect children.
J. Indian Tribal Governments
This proposed rule does not have tribal implications under E.O.
13175, Consultation and Coordination with Indian Tribal Governments,
because it would not have a substantial direct effect on one or more
Indian tribes, on the relationship between the Federal Government and
Indian tribes, or on the distribution of power and responsibilities
between the Federal Government and Indian tribes.
K. Energy Effects
We have analyzed this proposed rule under E.O. 13211, Actions
Concerning Regulations That Significantly Affect Energy Supply,
Distribution, or Use. We have determined that it is not a ``significant
energy action'' under that order because it is not a ``significant
regulatory action'' under E.O. 12866 and is not likely to have a
significant adverse effect on the supply, distribution, or use of
energy.
L. Technical Standards
The National Technology Transfer and Advancement Act (15 U.S.C. 272
note) directs agencies to use voluntary consensus standards in their
regulatory activities unless the agency provides Congress, through the
Office of Management and Budget, with an explanation of why using these
standards would be inconsistent with applicable law or otherwise
impractical. Voluntary consensus standards are technical standards
(e.g., specifications of materials, performance, design, or operation;
test methods; sampling procedures; and related management systems
practices) that are developed or adopted by voluntary consensus
standards bodies.
This proposed rule does not use technical standards. Therefore, we
did not consider the use of voluntary consensus standards.
M. Environment
We have analyzed this proposed rule under Department of Homeland
Security Management Directive 023-01 and Commandant Instruction
M16475.lD, which guide the Coast Guard in complying with the National
Environmental Policy Act of 1969 (NEPA) (42 U.S.C. 4321-4370f), and
have made a preliminary determination that this action is one of a
category of actions that do not individually or cumulatively have a
significant effect on the human environment. A preliminary
environmental analysis checklist supporting this determination is
available in the docket where indicated under the ``Public
Participation and Request for Comments'' section of this preamble. This
rule involves regulations concerning equipping of vessels, equipment
approval and carriage requirements and vessel operation safety
standards. Thus, this rule is likely to be categorically excluded under
section 2.B.2, figure 2-1, paragraphs (34)(d) and (e) of the
Instruction, and 6(a) of the Federal Register, Vol. 6, No. 14, Tuesday,
July 23, 2002, page 48243. We seek any comments or information that may
lead to the discovery of a significant environmental impact from this
proposed rule.
List of Subjects
46 CFR Part 2
Marine safety, Reporting and recordkeeping requirements, Vessels.
46 CFR Part 24
Marine safety.
46 CFR Part 25
Fire prevention, Marine safety, Reporting and recordkeeping
requirements.
46 CFR Part 30
Cargo vessels, Foreign relations, Hazardous materials
transportation, Penalties, Reporting and recordkeeping requirements,
Seamen.
46 CFR Part 70
Marine safety, Passenger vessels, Reporting and recordkeeping
requirements.
46 CFR Part 90
Cargo vessels, Marine safety.
46 CFR Part 188
Marine safety, Oceanographic research vessels.
For the reasons discussed in the preamble, the Coast Guard proposes
to amend 46 CFR parts 2, 24, 25, 30, 70, 90, and 188 as follows:
PART 2--VESSEL INSPECTIONS
0
1. The authority citation for part 2 continues to read as follows:
Authority: Sec. 622, Pub. L. 111-281; 33 U.S.C. 1903; 43 U.S.C.
1333; 46 U.S.C. 2110, 3103, 3205, 3306, 3307, 3703; 46 U.S.C.
Chapter 701; E.O. 12234, 45 FR 58801, 3 CFR, 1980 Comp., p. 277;
Department of Homeland Security Delegation No. 0170.1.
Sec. 2.01-7 [Amended]
0
2. Amend Sec. 2.01-7 to remove the phrase ``carrying passengers or
passengers for hire'' from Table 2.01-7(a), column 5, rows 3 and 4, and
remove the phrase ``none.'' from column 5, row 6, adding in its place
the phrase ``All vessels not covered by columns 2, 3, 4, and 6.''
PART 24--GENERAL PROVISIONS
0
3. The authority citation for part 24 continues to read as follows:
Authority: 46 U.S.C. 2113, 3306, 4104, 4302; Pub. L. 103-206;
107 Stat. 2439; E.O. 12234; 45 FR 58801, 3 CFR, 1980 Comp., p. 277;
Department of Homeland Security Delegation No. 0170.1.
Sec. 24.05-1 [Amended]
0
4. Amend Sec. 24.05-01 to remove the phrase ``carrying passengers or
passengers for hire'' from Table 24.05-1(a), column 5, rows 3 and 4,
and remove the phrase ``none.'' from column 5, row 6, adding in its
place the phrase ``All vessels not covered by columns 2, 3, 4, and 6.''
PART 25--REQUIREMENTS
0
5. The authority citation for part 25 continues to read as follows:
Authority: 33 U.S.C. 1903(b); 46 U.S.C. 3306, 4102, 4302;
Department of Homeland Security Delegation No. 0170.1.
Sec. 25.25-1 [Amended]
0
6. Amend Sec. 25.25-1 as follows:
0
a. In paragraph (a) following the text ``noncommercial use;'', add the
word ``and'';
[[Page 42746]]
0
b. In paragraph (b) following the text ``noncommercial use'', remove
the punctuation ``;'', and add, in its place, the punctuation ``.'';
and
0
c. Remove paragraphs (c) and (d).
0
7. Revise Sec. 25.25-3 to read as follows:
Sec. 25.25-3 Definitions.
As used in this subpart:
(a) Approval series means the first six digits of a number assigned
by the Coast Guard to approved equipment. Where approval is based on a
subpart of subchapter Q of this chapter, the approval series
corresponds to the number of the subpart. A listing of current and
formerly approved equipment and materials may be found on the Internet
at: https://cgmix.uscg.mil/equipment. Each OCMI may be contacted for
information concerning approved equipment.
(b) Approved means approved under subchapter Q of this chapter.
(c) Use means operate, navigate, or employ.
0
8. Revise Sec. 25.25-5 to read as follows:
Sec. 25.25-5 Life preservers and other lifesaving equipment required.
(a) No person may operate a vessel to which this subpart applies
unless it meets the requirements of this subpart.
(b) The following applies to all vessels, except commercial barges
not carrying passengers for hire which must comply with paragraph
(b)(1) of this section or make substitutions authorized by paragraph
(c) of this section.
(1) Each vessel not carrying passengers for hire and less than 40
feet in length must have on board at least one wearable personal
flotation device (PFD) approved under 46 CFR subchapter Q, and of a
suitable size for each person on board.
(2) Each vessel carrying passengers for hire, and each vessel not
carrying passengers for hire and 40 feet in length or longer, must have
at least one PFD approved under approval series 160.055, 160.155, or
160.176, and of a suitable size for each person on board.
(3) In addition to the equipment required by paragraphs (b)(1) and
(b)(2), each vessel 26 feet in length or longer must have at least one
approved lifebuoy, and each uninspected passenger vessel of at least
100 gross tons must have at least three approved lifebuoys. Lifebuoys
must be approved under approval series 160.050 or 160.150, except that
a lifebuoy approved under former 46 CFR 160.009 prior to May 9, 1979,
may be used as long as it is in good and serviceable condition.
(c)(1) Each vessel not carrying passengers for hire may substitute
an immersion suit approved under 46 CFR 160.171 for a wearable PFD
required under paragraphs (b)(1) or (b)(2) of this section.
(2) On each vessel, regardless of length and regardless of whether
carrying passengers for hire, an approved commercial hybrid PFD may be
substituted for a PFD approved under approval series 160.055, 160.155,
or 160.176, if it is--
(i) Used in accordance with the conditions marked on the PFD and in
the owner's manual; and
(ii) Labeled for use on commercial vessels.
0
9. In Sec. 25.25-9, add a paragraph (c) to read as follows:
Sec. 25.25-9 Storage.
* * * * *
(c) For a barge to which this subpart applies, the wearable
lifesaving equipment specified in 46 CFR 25.25-5 need not be stored on
board the barge if the barge's operator stores it elsewhere, and
ensures that each individual dons the equipment before boarding the
barge and keeps it on for as long as the individual remains on board.
Donned lifesaving equipment approved under 46 CFR 160.053 is acceptable
for the purposes of this paragraph (c).
PART 30--GENERAL PROVISIONS
0
10. The authority citation for part 30 continues to read as follows:
Authority: 46 U.S.C. 2103, 3306, 3703; Pub. L. 103-206, 107
Stat. 2439; 49 U.S.C. 5103, 5106; Department of Homeland Security
Delegation No. 0170.1; Section 30.01-2 also issued under the
authority of 44 U.S.C. 3507; Section 30.01-05 also issued under the
authority of Sec. 4109, Pub. L. 101-380, 104 Stat. 515.
Sec. 30.01-5 [Amended]
0
11. Amend Sec. 30.01-5 to remove the phrase ``carrying passengers or
passengers for hire'' from Table 30.01-5(d), column 5, rows 3 and 4,
and remove the word ``none'' from column 5, row 6, adding in its place
the phrase ``All vessels not covered by columns 2, 3, 4, and 6.''
PART 70--GENERAL PROVISIONS
0
12. The authority citation for part 70 continues to read as follows:
Authority: 46 U.S.C. 3306, 3703; Pub. L. 103-206, 107 Stat.
2439; 49 U.S.C. 5103, 5106; E.O. 12234, 45 FR 58801, 3 CFR, 1980
Comp., p. 277; Department of Homeland Security Delegation No.
0170.1; Section 70.01-15 also issued under the authority of 44
U.S.C. 3507.
Sec. 70.05-1 [Amended]
0
13. Amend Sec. 70.05-1 to remove the phrase ``carrying passengers or
passengers for hire'' from Table 70.05-1(a), column 5, rows 3 and 4,
and remove the word ``none'' from column 5, row 6, adding in its place
the phrase ``All vessels not covered by columns 2, 3, 4, and 6.''
PART 90--GENERAL PROVISIONS
0
14. The authority citation for part 90 continues to read as follows:
Authority: 46 U.S.C. 3306, 3703; Pub. L. 103-206, 107 Stat.
2439; 49 U.S.C. 5103, 5106; E.O. 12234, 45 FR 58801, 3 CFR, 1980
Comp., p. 277; Department of Homeland Security Delegation No.
0170.1.
Sec. 90.05-1 [Amended]
0
15. Amend Sec. 90.05-1 to remove the phrase ``carrying passengers or
passengers for hire'' from Table 90.05-1(a), column 5, rows 3 and 4,
and remove the word ``none.'' from column 5, row 6, adding in its place
the phrase ``All vessels not covered by columns 2, 3, 4, and 6.''
PART 188--GENERAL PROVISIONS
0
16. The authority citation for part 188 continues to read as follows:
Authority: 46 U.S.C. 2113, 3306; Pub. L 103-206, 107 Stat.
2439; 49 U.S.C. 5103, 5106; E.O. 12234, 45 FR 58801, 3 CFR, 1980
Comp., p. 277; Department of Homeland Security Delegation No.
0170.1.
Sec. 188.05-1 [Amended]
0
17. Amend Sec. 188.05-1 to remove the phrase ``carrying passengers or
passengers for hire'' from Table 188.05-1(a), column 5, rows 3 and 4,
and remove the word ``none.'' from column 5, row 6, adding in its place
the phrase ``All vessels not covered by columns 2, 3, 4, and 6.''
Dated: July 9, 2013.
J. G. Lantz,
Director of Commercial Regulations and Standards, U.S. Coast Guard.
[FR Doc. 2013-16955 Filed 7-16-13; 8:45 am]
BILLING CODE 9110-04-P