Change in Bank Control Notices; Acquisitions of Shares of a Bank or Bank Holding Company, 42522-42523 [2013-16923]

Download as PDF emcdonald on DSK67QTVN1PROD with NOTICES 42522 Federal Register / Vol. 78, No. 136 / Tuesday, July 16, 2013 / Notices years, without revision, of the following report: Report title: Reporting and Disclosure Requirements Associated with the Policy on Payments System Risk. Agency form number: FR 4102. OMB control number: 7100–0315. Frequency: Biennial. Reporters: Payment and securities settlement systems. Annual reporting hours: 210 hours. Estimated average hours per response: 70 hours. Number of respondents: 3. General description of report: The Federal Reserve has determined that sections 11(i) & (j), 13, 16, and 19(f) of the Federal Reserve Act authorize the Board to exercise general supervision of the Reserve Banks, to make rules and regulations to perform effectively its duties and functions, and to determine and regulate fees charged by member or nonmember banks for the collection or payment of checks, among other things (12 U.S.C. 248(i) & (j), 248–1, 342, 360, and 464). Additionally, depending upon the individual institution, the information collection may be authorized under a more specific statute. Specifically, the Board is authorized to collect information from state member banks under section 9 of the Federal Reserve Act (12 U.S.C. § 324); from bank holding companies (and their subsidiaries) under section 5(c) of the Bank Holding Company Act (12 U.S.C. 1844(c)); from savings and loan holding companies under 12 U.S.C. 1467a(b)(3) and 5412; from Edge and agreement corporations under sections 25 and 25A of the Federal Reserve Act (12 U.S.C. 602 and 625); and from U.S. branches and agencies of foreign banks under section 7(c)(2) of the International Banking Act of 1978 (12 U.S.C. 3105(c)(2)), and under section 7(a) of the Federal Deposit Insurance Act (12 U.S.C. 1817(a)). Together, these statutory provisions provide the legal authorization for the reporting and disclosure requirements associated with the FR 4102. Because the selfassessments are to be publicly disclosed and because the Federal Reserve will not collect any information pursuant to this information collection beyond what is made publicly available, no confidentiality issue arises with regard to the FR 4102. The reporting and disclosure requirements of the FR 4102 are mandatory. Abstract: The FR 4102 was implemented in January 2007 as a result of revisions to the Federal Reserve’s Policy on Payment System Risk (PSR policy). Under the revised policy, systemically important payment and settlement systems as determined by the VerDate Mar<15>2010 18:49 Jul 15, 2013 Jkt 229001 Board at that time and subject to the Federal Reserve’s authority are expected to complete and disclose publicly selfassessments against the principles and minimum standards in the policy. The self-assessment should be reviewed and approved by the system’s senior management and board of directors upon completion and made readily available to the public. In addition, a self-assessment should be updated following material changes to the system or its environment and, at a minimum, reviewed by the system every two years. Current actions: On April 18, 2013, the Federal Reserve published a notice in the Federal Register (78 FR 23253) seeking public comment for 60 days on the extension, without revision, of the FR 4102. The comment period for this notice expired on June 17, 2013. The Federal Reserve did not receive any comments. Final approval under OMB delegated authority of the extension for three years, with revision, of the following report: Report title: Transfer Agent Registration and Amendment Form. Agency form number: FR TA–1. OMB control number: 7100–0099. Frequency: On occasion. Reporters: State member banks (SMBs) and their subsidiaries, bank holding companies (BHCs), certain nondeposit trust company subsidiaries of BHCs, and savings and loan holding companies (SLHCs). Annual reporting hours: 4 hours. Estimated average time per response: Registrations: 1.25 hours; Amendments: 10 minutes. Number of respondents: Registrations: 2; Amendments: 4. General description of report: The FR TA–1 is mandatory and that its collection is authorized by sections 17A(c), 17(a)(3), and 23(a)(1) of the Securities Exchange Act of 1934 (the Act), as amended (15 U.S.C. 78q-1(c), 78q(a)(3), and 78w(a)(1)). Additionally, Section 3(a)(34)(B)(ii) of the Act (15 U.S.C. 78c(a)(34)(B)(ii)) provides that the Board is the appropriate regulatory agency for purposes of various filings by SMBs and their subsidiaries, BHCs, SLHCs and certain nondepository trust company subsidiaries of BHCs that act as a clearing agency or transfer agent. The registrations are public filings and are not considered confidential. Abstract: The Act requires any person acting as a transfer agent to register as such and to amend registration information when it changes. SMBs and their subsidiaries, BHCs, and certain nondeposit trust company subsidiaries of BHCs register with the Federal PO 00000 Frm 00037 Fmt 4703 Sfmt 4703 Reserve System by submitting Form TA–1. The information collected is available to the public upon request and includes the company name, all business addresses, and several questions about the registrant’s proposed activities as a transfer agent. Current Actions: On April 18, 2013, the Federal Reserve published a notice in the Federal Register (78 FR 23253) seeking public comment for 60 days on the extension, with revision, of the FR TA–1. The comment period for this notice expired on June 17, 2013. The Federal Reserve did not receive any comments. The revision will be implemented as proposed. Board of Governors of the Federal Reserve System, July 10, 2013. Robert deV. Frierson, Secretary of the Board. [FR Doc. 2013–16906 Filed 7–15–13; 8:45 am] BILLING CODE 6210–01–P FEDERAL RESERVE SYSTEM Change in Bank Control Notices; Acquisitions of Shares of a Bank or Bank Holding Company The notificants listed below have applied under the Change in Bank Control Act (12 U.S.C. 1817(j)) and § 225.41 of the Board’s Regulation Y (12 CFR 225.41) to acquire shares of a bank or bank holding company. The factors that are considered in acting on the notices are set forth in paragraph 7 of the Act (12 U.S.C. 1817(j)(7)). The notices are available for immediate inspection at the Federal Reserve Bank indicated. The notices also will be available for inspection at the offices of the Board of Governors. Interested persons may express their views in writing to the Reserve Bank indicated for that notice or to the offices of the Board of Governors. Comments must be received not later than July 30, 2013. A. Federal Reserve Bank of Chicago (Colette A. Fried, Assistant Vice President) 230 South LaSalle Street, Chicago, Illinois 60690–1414: 1. Gregory F. Steil, Hinsdale, Illinois; to retain voting shares of LWCBancorp, Inc., New Lenox, Illinois, and thereby indirectly retain voting shares of LincolnWay Community Bank, New Lenox, Illinois. B. Federal Reserve Bank of Minneapolis (Jacqueline G. King, Community Affairs Officer) 90 Hennepin Avenue, Minneapolis, Minnesota 55480–0291: 1. Barbara Carlson, Sauk Centre, Minnesota, individually; Sarah Beuning, Springfield, Illinois, Steven Beuning, E:\FR\FM\16JYN1.SGM 16JYN1 Federal Register / Vol. 78, No. 136 / Tuesday, July 16, 2013 / Notices Edina, Minnesota, Eric Beuning, Scott Beuning, and Tyler Carlson, all of Sauk Centre, Minnesota, as members of the Carlson/Beuning family shareholder group; Mary Jeanne Woodward, Sartell, Minnesota, Lisa DuBois Schmitze and John DuBois, both of Sauk Centre, Minnesota, as members of the Margaret DuBois Family Sharesholder group; to retain voting shares of DuBois Bankshares, Inc., and thereby indirectly retain voting shares of First State Bank of Sauk Centre, both in Sauk Centre, Minnesota. Board of Governors of the Federal Reserve System, July 10, 2013. Michael J. Lewandowski, Associate Secretary of the Board. 1. Home Bancorp Wisconsin, Inc., Madison, Wisconsin; to become a bank holding company by acquiring 100 percent of the voting shares of Home Savings Bank, Madison, Wisconsin. B. Federal Reserve Bank of Minneapolis (Jacqueline G. King, Community Affairs Officer) 90 Hennepin Avenue, Minneapolis, Minnesota 55480–0291: 1. Dacotah Banks, Inc., Aberdeen, South Dakota; to merge with Donnelly Bancshares, Inc., and thereby indirectly acquire United Farmers and Merchants State Bank, both of Morris, Minnesota. 42523 1. Ford Financial Fund II, L.P., Ford Management II, L.P., Ford Ultimate Management II, LLC, 2009 TCRT, GJF Financial Management II, LLC, Ford Fund Investment LP, and LR Acquisition Company LLC, all of Dallas, Texas, each to become a bank holding company by directly or indirectly acquiring control of Metropolitan National Bank, Little Rock, Arkansas. Board of Governors of the Federal Reserve System, July 11, 2013. Margaret McCloskey Shanks, Deputy Secretary of the Board. [FR Doc. 2013–16980 Filed 7–15–13; 8:45 am] [FR Doc. 2013–16923 Filed 7–15–13; 8:45 am] Board of Governors of the Federal Reserve System, July 10, 2013. Michael J. Lewandowski, Associate Secretary of the Board. BILLING CODE 6210–01–P [FR Doc. 2013–16922 Filed 7–15–13; 8:45 am] FEDERAL RESERVE SYSTEM BILLING CODE 6210–01–P FEDERAL RESERVE SYSTEM FEDERAL RESERVE SYSTEM emcdonald on DSK67QTVN1PROD with NOTICES Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice have applied to the Board for approval, pursuant to the Bank Holding Company Act of 1956 (12 U.S.C. 1841 et seq.) (BHC Act), Regulation Y (12 CFR part 225), and all other applicable statutes and regulations to become a bank holding company and/or to acquire the assets or the ownership of, control of, or the power to vote shares of a bank or bank holding company and all of the banks and nonbanking companies owned by the bank holding company, including the companies listed below. The applications listed below, as well as other related filings required by the Board, are available for immediate inspection at the Federal Reserve Bank indicated. The applications will also be available for inspection at the offices of the Board of Governors. Interested persons may express their views in writing on the standards enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with the standards in section 4 of the BHC Act (12 U.S.C. 1843). Unless otherwise noted, nonbanking activities will be conducted throughout the United States. Unless otherwise noted, comments regarding each of these applications must be received at the Reserve Bank indicated or the offices of the Board of Governors not later than August 9, 2013. A. Federal Reserve Bank of Chicago (Colette A. Fried, Assistant Vice President) 230 South LaSalle Street, Chicago, Illinois 60690–1414: VerDate Mar<15>2010 18:49 Jul 15, 2013 Jkt 229001 Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice have applied to the Board for approval, pursuant to the Bank Holding Company Act of 1956 (12 U.S.C. 1841 et seq.) (BHC Act), Regulation Y (12 CFR part 225), and all other applicable statutes and regulations to become a bank holding company and/or to acquire the assets or the ownership of, control of, or the power to vote shares of a bank or bank holding company and all of the banks and nonbanking companies owned by the bank holding company, including the companies listed below. The applications listed below, as well as other related filings required by the Board, are available for immediate inspection at the Federal Reserve Bank indicated. The applications will also be available for inspection at the offices of the Board of Governors. Interested persons may express their views in writing on the standards enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with the standards in section 4 of the BHC Act (12 U.S.C. 1843). Unless otherwise noted, nonbanking activities will be conducted throughout the United States. Unless otherwise noted, comments regarding each of these applications must be received at the Reserve Bank indicated or the offices of the Board of Governors not later than August 9, 2013. A. Federal Reserve Bank of Dallas (E. Ann Worthy, Vice President) 2200 North Pearl Street, Dallas, Texas 75201– 2272: PO 00000 Frm 00038 Fmt 4703 Sfmt 4703 BILLING CODE 6210–01–P Notice of Proposals To Engage in or To Acquire Companies Engaged in Permissible Nonbanking Activities The companies listed in this notice have given notice under the Home Owners’ Loan Act (HOLA) (12 U.S.C. 1461 et seq.), and Regulation LL (12 CFR Part 238) or Regulation MM (12 CFR part 239) to engage de novo, or to acquire or control voting securities or assets of a company, including the companies listed below, that engages either directly or through a subsidiary or other company, in a nonbanking activity that is described in §§ 238.53 or 238.54 of Regulation LL (12 CFR 238.53 or 238.54) or § 239.8 of Regulation MM (12 CFR 239.8). Unless otherwise noted, these activities will be conducted throughout the United States. Each notice is available for inspection at the Federal Reserve Bank indicated. The notice also will be available for inspection at the offices of the Board of Governors. Interested persons may express their views in writing on the question whether the proposal complies with the standards of section 10a(c)(4)(B) of HOLA (12.U.S.C. 1467a(c)(4)(B)). Unless otherwise noted, comments regarding the applications must be received at the Reserve Bank indicated or the offices of the Board of Governors not later than July 30, 2013. A. Federal Reserve Bank of Atlanta (Chapelle Davis, Assistant Vice President) 1000 Peachtree Street, NE., Atlanta, Georgia 30309: 1. Sunshine Financial, Inc., Tallahassee, Florida; to originate, purchase or sell loans and participations, pursuant to section 238.53(b)(1) of Regulation LL. E:\FR\FM\16JYN1.SGM 16JYN1

Agencies

[Federal Register Volume 78, Number 136 (Tuesday, July 16, 2013)]
[Notices]
[Pages 42522-42523]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-16923]


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FEDERAL RESERVE SYSTEM


Change in Bank Control Notices; Acquisitions of Shares of a Bank 
or Bank Holding Company

    The notificants listed below have applied under the Change in Bank 
Control Act (12 U.S.C. 1817(j)) and Sec.  225.41 of the Board's 
Regulation Y (12 CFR 225.41) to acquire shares of a bank or bank 
holding company. The factors that are considered in acting on the 
notices are set forth in paragraph 7 of the Act (12 U.S.C. 1817(j)(7)).
    The notices are available for immediate inspection at the Federal 
Reserve Bank indicated. The notices also will be available for 
inspection at the offices of the Board of Governors. Interested persons 
may express their views in writing to the Reserve Bank indicated for 
that notice or to the offices of the Board of Governors. Comments must 
be received not later than July 30, 2013.
    A. Federal Reserve Bank of Chicago (Colette A. Fried, Assistant 
Vice President) 230 South LaSalle Street, Chicago, Illinois 60690-1414:
    1. Gregory F. Steil, Hinsdale, Illinois; to retain voting shares of 
LWCBancorp, Inc., New Lenox, Illinois, and thereby indirectly retain 
voting shares of LincolnWay Community Bank, New Lenox, Illinois.
    B. Federal Reserve Bank of Minneapolis (Jacqueline G. King, 
Community Affairs Officer) 90 Hennepin Avenue, Minneapolis, Minnesota 
55480-0291:
    1. Barbara Carlson, Sauk Centre, Minnesota, individually; Sarah 
Beuning, Springfield, Illinois, Steven Beuning,

[[Page 42523]]

Edina, Minnesota, Eric Beuning, Scott Beuning, and Tyler Carlson, all 
of Sauk Centre, Minnesota, as members of the Carlson/Beuning family 
shareholder group; Mary Jeanne Woodward, Sartell, Minnesota, Lisa 
DuBois Schmitze and John DuBois, both of Sauk Centre, Minnesota, as 
members of the Margaret DuBois Family Sharesholder group; to retain 
voting shares of DuBois Bankshares, Inc., and thereby indirectly retain 
voting shares of First State Bank of Sauk Centre, both in Sauk Centre, 
Minnesota.

    Board of Governors of the Federal Reserve System, July 10, 2013.
Michael J. Lewandowski,
Associate Secretary of the Board.
[FR Doc. 2013-16923 Filed 7-15-13; 8:45 am]
BILLING CODE 6210-01-P