Energy Conservation Program for Consumer Products and Certain Commercial and Industrial Equipment: Proposed Determination of Computer Servers as a Covered Consumer Product, 41868-41873 [2013-16730]
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Federal Register / Vol. 78, No. 134 / Friday, July 12, 2013 / Proposed Rules
• Harvey Sachs (American Council for
an Energy-Efficient Economy)
• Ronald Shebik (Hussmann
Corporation)
• Judd Smith (CSA)
• Louis Starr (Northwest Energy
Efficiency Alliance)
• Phillip Stephens (Heat Transfer
Products)
• Russell Tharp (Goodman
Manufacturing)
• Eric Truskoski (Bradford White Corp.)
Purpose of Meeting: To provide
advice and recommendations to the U.S.
Department of Energy on certification
requirements of commercial HVAC,
WH, and refrigeration equipment under
the authority of the Negotiated
Rulemaking Act (5 U.S.C. 561–570, Pub.
L. 104–320).
Public Participation: Members of the
public are welcome to observe the
business of the meeting and, if time
allows, may make oral statements
during the specified period for public
comment. To attend the meeting and/or
to make oral statements regarding any of
the items on the agenda, email
asrac@ee.doe.gov. In the email, please
indicate your name, organization (if
appropriate), citizenship, and contact
information. Please note that foreign
nationals visiting DOE Headquarters are
subject to advance security screening
procedures. Any foreign national
wishing to participate in the meetings
should advise ASRAC staff as soon as
possible by emailing asrac@ee.doe.gov
to initiate the necessary procedures, no
later than two weeks before each
meeting. Anyone attending the meeting
will be required to present a government
photo identification, such as a passport,
driver’s license, or government
identification. Due to the required
security screening upon entry,
individuals attending should arrive
early to allow for the extra time needed.
Members of the public will be heard
in the order in which they sign up for
the Public Comment Period. Time
allotted per speaker will depend on the
number of individuals who wish to
speak but will not exceed five minutes.
Reasonable provision will be made to
include the scheduled oral statements
on the agenda. A third-party neutral
facilitator will make every effort to
allow the presentations of views of all
interested parties and to facilitate the
orderly conduct of business.
Participation in the meeting is not a
prerequisite for submission of written
comments. Written comments are
welcome from all interested parties.
Any comments submitted must identify
the Commercial HVAC, WH, and
Refrigeration Certification Working
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Group, and provide docket number
EERE–2013–BT–NOC–0023. Comments
may be submitted using any of the
following methods:
1. Federal eRulemaking Portal:
www.regulations.gov. Follow the
instructions for submitting comments.
2. Email: ASRACworkgroup2013
NOC0023@ee.doe.gov. Include docket
number EERE–2013–BT–NOC–0023 in
the subject line of the message.
3. Mail: Ms. Brenda Edwards, U.S.
Department of Energy, Building
Technologies Program, Mailstop EE–2J,
1000 Independence Avenue SW.,
Washington, DC 20585–0121. If
possible, please submit all items on a
compact disc (CD), in which case it is
not necessary to include printed copies.
4. Hand Delivery/Courier: Ms. Brenda
Edwards, U.S. Department of Energy,
Building Technologies Program, 950
L’Enfant Plaza SW., Suite 600,
Washington, DC 20024. Telephone:
(202) 586–2945. If possible, please
submit all items on a CD, in which case
it is not necessary to include printed
copies.
No telefacsimilies (faxes) will be
accepted.
Docket: The docket is available for
review at www.regulations.gov,
including Federal Register notices,
public meeting attendee lists and
transcripts, comments, and other
supporting documents/materials. All
documents in the docket are listed in
the www.regulations.gov index.
However, not all documents listed in
the index may be publicly available,
such as information that is exempt from
public disclosure.
The Secretary of Energy has approved
publication of today’s notice of
proposed rulemaking.
Issued in Washington, DC, on July 8, 2013.
Kathleen B. Hogan,
Deputy Assistant Secretary for Energy
Efficiency, Energy Efficiency and Renewable
Energy.
[FR Doc. 2013–16731 Filed 7–11–13; 8:45 am]
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DEPARTMENT OF ENERGY
10 CFR Part 430
[Docket No. EERE–2013–BT–DET–0034]
RIN 1904–AD03
Energy Conservation Program for
Consumer Products and Certain
Commercial and Industrial Equipment:
Proposed Determination of Computer
Servers as a Covered Consumer
Product
Office of Energy Efficiency and
Renewable Energy, Department of
Energy.
ACTION: Proposed determination of
coverage.
AGENCY:
The U.S. Department of
Energy (DOE or the ‘‘Department’’) has
determined tentatively that computer
servers (servers) qualify as a covered
product under Part A of Title III of the
Energy Policy and Conservation Act
(EPCA), as amended. DOE has
determined that servers meet the criteria
for covered products because classifying
products of such type as covered
products is necessary or appropriate to
carry out the purposes of EPCA, and the
average U.S. household energy use for
servers is likely to exceed 100 kilowatthours (kWh) per year.
DATES: DOE will accept written
comments, data, and information on this
notice, but no later than August 12,
2013.
SUMMARY:
Interested persons may
submit comments, identified by docket
number EERE–2013–BT–DET–0034, by
any of the following methods:
• Federal eRulemaking Portal:
www.regulations.gov Follow the
instructions for submitting comments.
• Email:
Servers2013DET0034@ee.doe.gov.
Include EERE–2013–BT–DET–0034
and/or RIN 1904–AD03 in the subject
line of the message.
• Mail: Ms. Brenda Edwards, U.S.
Department of Energy, Building
Technologies Program, Mailstop EE–2J,
Proposed Determination for servers,
EERE–2013–BT–DET–0034 and/or RIN
1904–AD03, 1000 Independence
Avenue SW., Washington, DC 20585–
0121. Phone: (202) 586–2945. Please
submit one signed paper original.
• Hand Delivery/Courier: Ms. Brenda
Edwards, U.S. Department of Energy,
Building Technologies Program, 6th
Floor, 950 L’Enfant Plaza SW.,
Washington, DC 20024. Phone: (202)
586–2945. Please submit one signed
paper original.
Instructions: All submissions received
must include the agency name and
ADDRESSES:
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Federal Register / Vol. 78, No. 134 / Friday, July 12, 2013 / Proposed Rules
docket number or RIN for this
rulemaking.
Docket: For access to the docket to
read background documents or
comments received, go to the U.S.
Department of Energy, 6th Floor, 950
L’Enfant Plaza SW., Washington, DC
20024, (202) 586–2945, between 9:00
a.m. and 4:00 p.m., Monday through
Friday, except Federal holidays. Please
call Ms. Brenda Edwards at (202) 586–
2945 for additional information
regarding visiting the Resource Room.
FOR FURTHER INFORMATION CONTACT: Mr.
Jeremy Dommu, U.S. Department of
Energy, Office of Energy Efficiency and
Renewable Energy, Building
Technologies Program, EE–2J, 1000
Independence Avenue SW.,
Washington, DC 20585–0121.
Telephone: (202) 586–9870. Email:
DOE_server_standards@ee.doe.gov.
In the Office of General Counsel,
contact Ms. Celia Sher, U.S. Department
of Energy, Office of the General Counsel,
GC–71, 1000 Independence Avenue
SW., Washington, DC 20585–0121.
Telephone: (202) 287–6122. Email:
Celia.Sher@hq.doe.gov.
SUPPLEMENTARY INFORMATION:
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Table of Contents
I. Statutory Authority
II. Current Rulemaking Process
III. Proposed Definition(s)
IV. Evaluation of Servers as a Covered
Product Subject to Energy Conservation
Standards
A. Coverage Necessary or Appropriate To
Carry Out Purposes of EPCA
B. Average Household Energy Use
V. Procedural Issues and Regulatory Review
A. Review Under Executive Order 12866
B. Review Under the Regulatory Flexibility
Act
C. Review Under the Paperwork Reduction
Act of 1995
D. Review Under the National
Environmental Policy Act of 1969
E. Review Under Executive Order 13132
F. Review Under Executive Order 12988
G. Review Under the Unfunded Mandates
Reform Act of 1995
H. Review Under the Treasury and General
Government Appropriations Act of 1999
I. Review Under Executive Order 12630
J. Review Under the Treasury and General
Government Appropriations Act of 2001
K. Review Under Executive Order 13211
L. Review Under the Information Quality
Bulletin for Peer Review
VI. Public Participation
A. Submission of Comments
B. Issues on Which DOE Seeks Comments
I. Statutory Authority
Title III of the Energy Policy and
Conservation Act (EPCA), as amended
(42 U.S.C. 6291 et seq.), sets forth
various provisions designed to improve
energy efficiency. Part A of Title III of
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EPCA (42 U.S.C. 6291–6309) established
the ‘‘Energy Conservation Program for
Consumer Products Other Than
Automobiles,’’ which covers consumer
products and certain commercial
products (hereafter referred to as
‘‘covered products’’).1 The term
‘‘consumer product’’ is defined as a
non-automotive product ‘‘which, to any
significant extent, is distributed in
commerce for personal use or
consumption by individuals, without
regard to whether such article of such
type is in fact distributed in commerce
for personal use or consumption by an
individual [. . .].’’ (42 U.S.C. 6291(1))
In addition to specifying a list of
covered residential and commercial
products, EPCA contains provisions that
enable the Secretary of Energy to
classify additional types of consumer
products as covered products. For a
given product to be classified as a
covered product, the Secretary must
determine that:
(1) Classifying the product as a
covered product is necessary for the
purposes of EPCA; and
(2) The average annual per-household
energy use by products of such type is
likely to exceed 100 kilowatt-hours
(kWh) per year. (42 U.S.C. 6292(b)(1))
For the Secretary to prescribe an
energy conservation standard pursuant
to 42 U.S.C. 6295(o) and (p) for covered
products added pursuant to 42 U.S.C.
6292(b)(1), he must also determine that:
(1) The average household energy use
of the products has exceeded 150 kWh
per household for a 12-month period;
(2) The aggregate 12-month energy use
of the products has exceeded 4.2 TWh;
(3) Substantial improvement in energy
efficiency is technologically feasible;
and
(4) Application of a labeling rule
under 42 U.S.C. 6294 is unlikely to be
sufficient to induce manufacturers to
produce, and consumers and other
persons to purchase, covered products
of such type (or class) that achieve the
maximum energy efficiency that is
technologically feasible and
economically justified. (42 U.S.C.
6295(l)(1))
Servers provide services and manage
networked resources for client devices
such as desktop and laptop computers.
These services and resources are
accessed via a network connection. If
DOE issues a final determination that
servers are a covered product, DOE will
consider test procedures and energy
conservation standards for servers. DOE
will determine if servers satisfy the
provisions of 42 U.S.C. 6295(l)(1) during
1 For editorial reasons, upon codification in the
U.S. Code, Part B was re-designated Part A.
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the course of any energy conservation
standards rulemaking.
II. Current Rulemaking Process
DOE has not previously conducted an
energy conservation standard
rulemaking for servers. If, after public
comment, DOE issues a final
determination of coverage for this
product, DOE may prescribe test
procedures and energy conservation
standards for this product.
With respect to test procedures, DOE
will consider a proposed test procedure
for measuring the energy efficiency,
energy use or estimated annual
operating cost of servers during a
representative average use cycle or
period of use that is not unduly
burdensome to conduct. (42 U.S.C.
6293(b)(3)) In a test procedure
rulemaking, DOE initially prepares a
notice of proposed rulemaking (NOPR)
and allows interested parties to present
oral and written data, views, and
arguments with respect to such
procedures. In prescribing new test
procedures, DOE takes into account
relevant information including
technological developments relating to
energy use or energy efficiency of
servers.
With respect to energy conservation
standards, DOE is required to publish a
NOPR. The NOPR provides DOE’s
proposal for potential energy
conservations standards and a summary
of the results of DOE’s supporting
technical analysis. The details of DOE’s
energy conservation standards analysis
are provided in a technical support
document (TSD) that describes the
details of DOE’s analysis of both the
burdens and benefits of potential
standards, pursuant to 42 U.S.C.
6295(o). Because servers would be a
product that is newly covered under 42
U.S.C. 6292(b)(1), DOE would also
consider as part of any energy
conservation standard NOPR whether
servers satisfy the requirements of 42
U.S.C. 6295(l)(1). After the publication
of the NOPR, DOE affords interested
persons an opportunity during a period
of not less than 60 days to provide oral
and written comment. After receiving
and considering the comments on the
NOPR and not less than 90 days after
the publication of the NOPR, DOE
would issue the final rule prescribing
any new energy conservation standards
for servers.
III. Proposed Definition(s)
DOE proposes to add a definition for
‘‘Servers’’ in the Code of Federal
Regulations to clarify coverage of any
potential test procedure or energy
conservation standard that may arise
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Federal Register / Vol. 78, No. 134 / Friday, July 12, 2013 / Proposed Rules
from today’s proposed determination.
There currently is no statutory
definition of servers. DOE has
determined preliminarily that adding
servers as a covered product is justified.
Accordingly, DOE proposes the
following definition of servers to
consider test procedures and energy
conservation standards for servers and
to provide clarity for interested parties
as it continues its analyses:
A computer that provides services
and manages networked resources for
client devices (e.g., desktop computers,
notebook computers, thin clients,
wireless devices, PDAs, IP telephones,
other computer servers, or other
network devices). A computer server is
primarily accessed via network
connections, versus directly connected
user input devices such as a keyboard
or mouse.
This proposed definition does not
include desktop or laptop computers,
which are not primarily accessed via
network connections. DOE seeks
feedback from interested parties on its
proposed definition of servers.
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IV. Evaluation of Servers as a Covered
Product Subject to Energy Conservation
Standards
The following sections describe DOE’s
evaluation of whether servers fulfill the
criteria for being added as a covered
product pursuant to 42 U.S.C.
6292(b)(1). As stated previously, DOE
may classify a consumer product as a
covered product if (1) classifying
products of such type as covered
products is necessary and appropriate to
carry out the purposes of EPCA; and (2)
the average annual per-household
energy use by products of such type is
likely to exceed 100 kWh (or its Btu
equivalent) per year.
A. Coverage Necessary or Appropriate
to Carry Out Purposes of EPCA
Coverage of servers is necessary or
appropriate to carry out the purposes of
EPCA, which include: (1) To conserve
energy supplies through energy
conservation programs, and, where
necessary, the regulation of certain
energy uses; and (2) to provide for
improved energy efficiency of motor
vehicles, major appliances, and certain
other consumer products. (42 U.S.C.
6201) The aggregate energy use of
servers is significant and rising as cloud
computing becomes more ubiquitous.
Individuals and enterprises increasingly
rely on centralized applications and
data storage. Coverage of servers will
enable the conservation of energy
supplies through both labeling programs
and the regulation of server energy
efficiency. The national electricity use
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of servers in 2010 was estimated to be
26.5 billion kWh as a lower bound, an
increase of at least 18% from 2005.2
Several technologies exist to reduce the
energy consumption of servers,
including virtualization, improved
capacity management, high-efficiency
hard disk drives, dynamic frequency/
voltage scaling, and improved network
port efficiency. In addition, reduced
server energy demand enables
secondary energy savings from space
cooling, ventilation, and uninterruptible
power supplies.
B. Average Household Energy Use
DOE calculated average household
energy use for servers, in households
that use the product, based on data from
published literature. These recent
studies estimate the electricity use of
individual servers in the U.S., from
mass-produced volume servers to
custom designed high-end servers.3 The
annual energy consumption of
individual servers reported in these
studies ranges from approximately
1900–2100 kWh/yr for volume servers,
5400–6900 kWh/yr for mid-range
servers, and 66,000–81,000 kWh/yr for
high-end servers.4 Under the
assumption that households that use
servers would have at most one of these
types of servers, DOE estimated the
average annual household energy use
for households that use servers to be at
least 1900 kWh/yr, and possibly much
larger. Therefore, DOE tentatively
determines that the average annual perhousehold energy use for servers is very
likely to exceed 100 kWh/yr, satisfying
the provisions of 42 U.S.C. 6292(b)(1).
Based on the above, DOE has
determined tentatively that servers
qualify as a covered product under Part
A of Title III of the EPCA, as amended.
V. Procedural Issues and Regulatory
Review
DOE has reviewed its proposed
determination of servers under the
following executive orders and acts.
A. Review Under Executive Order 12866
The Office of Management and Budget
(OMB) has determined that coverage
determination rulemakings do not
2 Koomey, J.G. 2011. Growth in Data Center
Electricity Use 2005 to 2010. Analytics Press.
3 Koomey, J.G. 2011. Growth in Data Center
Electricity Use 2005 to 2010. Analytics Press;
Koomey, J.G. 2008. Worldwide Electricity Used in
Data Centers. Environmental Research Letters, 3;
Zogg, R. et al. 2009. Energy Savings Potential and
RD&D Opportunities for Commercial Building
Appliances. Prepared by Navigant Consulting, Inc.
for DOE; Masanet, E.R. et al. 2011. Estimating the
Energy Use and Efficiency Potential of U.S. Data
Centers. Proceedings of the IEEE 99 (8), 1440–1453.
4 Id.
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constitute ‘‘significant regulatory
actions’’ under section 3(f) of Executive
Order 12866, Regulatory Planning and
Review, 58 FR 51735 (Oct. 4, 1993).
Accordingly, this proposed action was
not subject to review under the
Executive Order by the Office of
Information and Regulatory Affairs
(OIRA) in OMB.
B. Review Under the Regulatory
Flexibility Act
The Regulatory Flexibility Act (5
U.S.C. 601 et seq., as amended by the
Small Business Regulatory Enforcement
Fairness Act of 1996) requires
preparation of an initial regulatory
flexibility analysis for any rule that, by
law, must be proposed for public
comment, unless the agency certifies
that the proposed rule, if promulgated,
will not have a significant economic
impact on a substantial number of small
entities. A regulatory flexibility analysis
examines the impact of the rule on
small entities and considers alternative
ways of reducing negative effects. Also,
as required by E.O. 13272, ‘‘Proper
Consideration of Small Entities in
Agency Rulemaking’’ 67 FR 53461
(August 16, 2002), DOE published
procedures and policies on February 19,
2003 to ensure that the potential impact
of its rules on small entities are properly
considered during the DOE rulemaking
process. 68 FR 7990 (February 19, 2003).
DOE makes its procedures and policies
available on the Office of the General
Counsel’s Web site at www. gc.doe.gov./
gc/office-general-counsel.
DOE reviewed today’s proposed
determination under the provisions of
the Regulatory Flexibility Act and the
policies and procedures published on
February 19, 2003. If adopted, today’s
proposed determination would set no
standards; they would only positively
determine that future standards may be
warranted and should be explored in an
energy conservation standards and test
procedure rulemaking. Economic
impacts on small entities would be
considered in the context of such
rulemakings. On the basis of the
foregoing, DOE certifies that the
proposed determination, if adopted,
would have no significant economic
impact on a substantial number of small
entities. Accordingly, DOE has not
prepared a regulatory flexibility analysis
for this proposed determination. DOE
will transmit this certification and
supporting statement of factual basis to
the Chief Counsel for Advocacy of the
Small Business Administration for
review under 5 U.S.C. 605(b).
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C. Review Under the Paperwork
Reduction Act of 1995
This proposed determination, which
proposes to determine that servers meet
the criteria for a covered product for
which the Secretary may prescribe an
energy conservation standard pursuant
to 42 U.S.C. 6295(o) and (p), will
impose no new information or recordkeeping requirements. Accordingly,
OMB clearance is not required under
the Paperwork Reduction Act. (44
U.S.C. 3501 et seq.)
D. Review Under the National
Environmental Policy Act of 1969
In this notice, DOE proposes to
positively determine that future
standards may be warranted and that
environmental impacts should be
explored in an energy conservation
standards rulemaking. DOE has
determined that review under the
National Environmental Policy Act of
1969 (NEPA), Public Law 91–190,
codified at 42 U.S.C. 4321 et seq. is not
required at this time. NEPA review can
only be initiated ‘‘as soon as
environmental impacts can be
meaningfully evaluated’’ (10 CFR
1021.213(b)). This proposed
determination would only determine
that future standards may be warranted,
but would not itself propose to set any
specific standard. DOE has, therefore,
determined that there are no
environmental impacts to be evaluated
at this time. Accordingly, neither an
environmental assessment nor an
environmental impact statement is
required.
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E. Review Under Executive Order 13132
Executive Order (E.O.) 13132,
‘‘Federalism’’ 64 FR 43255 (August 10,
1999), imposes certain requirements on
agencies formulating and implementing
policies or regulations that preempt
State law or that have Federalism
implications. The Executive Order
requires agencies to examine the
constitutional and statutory authority
supporting any action that would limit
the policymaking discretion of the
States and to assess carefully the
necessity for such actions. The
Executive Order also requires agencies
to have an accountable process to
ensure meaningful and timely input by
State and local officials in developing
regulatory policies that have Federalism
implications. On March 14, 2000, DOE
published a statement of policy
describing the intergovernmental
consultation process that it will follow
in developing such regulations. 65 FR
13735 (March 14, 2000). DOE has
examined today’s proposed
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determination and concludes that it
would not preempt State law or have
substantial direct effects on the States,
on the relationship between the Federal
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government. EPCA governs and
prescribes Federal preemption of State
regulations as to energy conservation for
the product that is the subject of today’s
proposed determination. States can
petition DOE for exemption from such
preemption to the extent permitted, and
based on criteria, set forth in EPCA. (42
U.S.C. 6297) No further action is
required by E.O. 13132.
F. Review Under Executive Order 12988
With respect to the review of existing
regulations and the promulgation of
new regulations, section 3(a) of E.O.
12988, ‘‘Civil Justice Reform’’ 61 FR
4729 (February 7, 1996), imposes on
Federal agencies the duty to: (1)
Eliminate drafting errors and ambiguity;
(2) write regulations to minimize
litigation; (3) provide a clear legal
standard for affected conduct rather
than a general standard; and (4) promote
simplification and burden reduction.
Section 3(b) of E.O. 12988 specifically
requires that Executive agencies make
every reasonable effort to ensure that the
regulation specifies the following: (1)
The preemptive effect, if any; (2) any
effect on existing Federal law or
regulation; (3) a clear legal standard for
affected conduct while promoting
simplification and burden reduction; (4)
the retroactive effect, if any; (5)
definitions of key terms; and (6) other
important issues affecting clarity and
general draftsmanship under any
guidelines issued by the Attorney
General. Section 3(c) of E.O. 12988
requires Executive agencies to review
regulations in light of applicable
standards in sections 3(a) and 3(b) to
determine whether these standards are
met, or whether it is unreasonable to
meet one or more of them. DOE
completed the required review and
determined that, to the extent permitted
by law, this proposed determination
meets the relevant standards of E.O.
12988.
G. Review Under the Unfunded
Mandates Reform Act of 1995
Title II of the Unfunded Mandates
Reform Act of 1995 (UMRA) (Pub. L.
104–4, codified at 2 U.S.C. 1501 et seq.)
requires each Federal agency to assess
the effects of Federal regulatory actions
on State, local, and tribal governments
and the private sector. For regulatory
actions likely to result in a rule that may
cause expenditures by State, local, and
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Tribal governments, in the aggregate, or
by the private sector of $100 million or
more in any 1 year (adjusted annually
for inflation), section 202 of UMRA
requires a Federal agency to publish a
written statement that estimates the
resulting costs, benefits, and other
effects on the national economy. (2
U.S.C. 1532(a) and (b)) UMRA requires
a Federal agency to develop an effective
process to permit timely input by
elected officers of State, local, and tribal
governments on a proposed ‘‘significant
intergovernmental mandate.’’ UMRA
also requires an agency plan for giving
notice and opportunity for timely input
to small governments that may be
potentially affected before establishing
any requirement that might significantly
or uniquely affect them. On March 18,
1997, DOE published a statement of
policy on its process for
intergovernmental consultation under
UMRA. 62 FR 12820 (March 18, 1997).
(This policy also is available at
www.gc.doe.gov). DOE reviewed today’s
proposed determination pursuant to
these existing authorities and its policy
statement and determined that the
proposed determination contains
neither an intergovernmental mandate
nor a mandate that may result in the
expenditure of $100 million or more in
any year, so the UMRA requirements do
not apply.
H. Review Under the Treasury and
General Government Appropriations
Act of 1999
Section 654 of the Treasury and
General Government Appropriations
Act of 1999 (Pub. L. 105–277) requires
Federal agencies to issue a Family
Policymaking Assessment for any rule
that may affect family well-being. This
proposed determination would not have
any impact on the autonomy or integrity
of the family as an institution.
Accordingly, DOE has concluded that it
is not necessary to prepare a Family
Policymaking Assessment.
I. Review Under Executive Order 12630
Pursuant to E.O. 12630,
‘‘Governmental Actions and Interference
With Constitutionally Protected
Property Rights’’ 53 FR 8859 (March 15,
1988), DOE determined that this
proposed determination would not
result in any takings that might require
compensation under the Fifth
Amendment to the U.S. Constitution.
J. Review Under the Treasury and
General Government Appropriations
Act of 2001
The Treasury and General
Government Appropriation Act of 2001
(44 U.S.C. 3516, note) requires agencies
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Federal Register / Vol. 78, No. 134 / Friday, July 12, 2013 / Proposed Rules
wreier-aviles on DSK5TPTVN1PROD with PROPOSALS
to review most disseminations of
information they make to the public
under guidelines established by each
agency pursuant to general guidelines
issued by OMB. The OMB’s guidelines
were published at 67 FR 8452 (February
22, 2002), and DOE’s guidelines were
published at 67 FR 62446 (October 7,
2002). DOE has reviewed today’s
proposed determination under the OMB
and DOE guidelines and has concluded
that it is consistent with applicable
policies in those guidelines.
K. Review Under Executive Order 13211
E.O. 13211, ‘‘Actions Concerning
Regulations That Significantly Affect
Energy Supply, Distribution, or Use,’’ 66
FR 28355 (May 22, 2001), requires
Federal agencies to prepare and submit
to OMB a Statement of Energy Effects
for any proposed significant energy
action. A ‘‘significant energy action’’ is
defined as any action by an agency that
promulgates a final rule or is expected
to lead to promulgation of a final rule,
and that: (1) Is a significant regulatory
action under E.O. 12866, or any
successor order; and (2) is likely to have
a significant adverse effect on the
supply, distribution, or use of energy; or
(3) is designated by the Administrator of
OIRA as a significant energy action. For
any proposed significant energy action,
the agency must give a detailed
statement of any adverse effects on
energy supply, distribution, or use if the
proposal is implemented, and of
reasonable alternatives to the proposed
action and their expected benefits on
energy supply, distribution, and use.
DOE has concluded that today’s
regulatory action proposing to
determine that servers meet the criteria
for a covered product for which the
Secretary may prescribe an energy
conservation standard pursuant to 42
U.S.C. 6295(o) and (p) would not have
a significant adverse effect on the
supply, distribution, or use of energy.
This action is also not a significant
regulatory action for purposes of E.O.
12866, and the OIRA Administrator has
not designated this proposed
determination as a significant energy
action under E.O. 12866 or any
successor order. Therefore, this
proposed determination is not a
significant energy action. Accordingly,
DOE has not prepared a Statement of
Energy Effects for this proposed
determination.
L. Review Under the Information
Quality Bulletin for Peer Review
On December 16, 2004, OMB, in
consultation with the Office of Science
and Technology Policy (OSTP), issued
its Final Information Quality Bulletin
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for Peer Review (the Bulletin). 70 FR
2664 (January 14, 2005). The Bulletin
establishes that certain scientific
information shall be peer reviewed by
qualified specialists before it is
disseminated by the Federal
government, including influential
scientific information related to agency
regulatory actions. The purpose of the
Bulletin is to enhance the quality and
credibility of the Government’s
scientific information. DOE has
determined that the analyses conducted
for this rulemaking do not constitute
‘‘influential scientific information,’’
which the Bulletin defines as ‘‘scientific
information the agency reasonably can
determine will have or does have a clear
and substantial impact on important
public policies or private sector
decisions.’’ 70 FR 2667 (January 14,
2005). The analyses were subject to predissemination review prior to issuance
of this rulemaking.
DOE will determine the appropriate
level of review that would be applicable
to any future rulemaking to establish
energy conservation standards for
servers.
VI. Public Participation
A. Submission of Comments
DOE will accept comments, data, and
information regarding this notice of
proposed determination no later than
the date provided at the beginning of
this notice. After the close of the
comment period, DOE will review the
comments received and determine
whether servers are a covered product
under EPCA.
Comments, data, and information
submitted to DOE’s email address for
this proposed determination should be
provided in WordPerfect, Microsoft
Word, PDF, or text (ASCII) file format.
Submissions should avoid the use of
special characters or any form of
encryption, and wherever possible
comments should include the electronic
signature of the author. No
telefacsimiles (faxes) will be accepted.
According to 10 CFR 1004.11, any
person submitting information that he
or she believes to be confidential and
exempt by law from public disclosure
should submit two copies: One copy of
the document should have all the
information believed to be confidential
deleted. DOE will make its own
determination as to the confidential
status of the information and treat it
according to its determination.
Factors of interest to DOE when
evaluating requests to treat submitted
information as confidential include (1)
A description of the items; (2) whether
and why such items are customarily
PO 00000
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Fmt 4702
Sfmt 4702
treated as confidential within the
industry; (3) whether the information is
generally known or available from
public sources; (4) whether the
information has previously been made
available to others without obligations
concerning its confidentiality; (5) an
explanation of the competitive injury to
the submitting persons which would
result from public disclosure; (6) a date
after which such information might no
longer be considered confidential; and
(7) why disclosure of the information
would be contrary to the public interest.
B. Issues on Which DOE Seeks
Comments
DOE welcomes comments on all
aspects of this proposed determination.
DOE is particularly interested in
receiving comments from interested
parties on the following issues related to
the proposed determination for servers:
• Definition(s) of servers;
• Whether classifying servers as a
covered product is necessary or
appropriate to carry out the purposes of
EPCA;
• Calculations and values for
household and national energy
consumption; and
• Availability or lack of availability of
technologies for improving energy
efficiency of servers.
The Department is interested in
receiving views concerning other
relevant issues that participants believe
would affect DOE’s ability to establish
test procedures and energy conservation
standards for servers. The Department
invites all interested parties to submit in
writing by August 12, 2013, comments
and information on matters addressed in
this notice and on other matters relevant
to consideration of a determination for
servers.
After the expiration of the period for
submitting written statements, the
Department will consider all comments
and additional information that is
obtained from interested parties or
through further analyses, and it will
prepare a final determination. If DOE
determines that servers qualify as a
covered product, DOE will consider a
test procedure and energy conservation
standards for servers. Members of the
public will be given an opportunity to
submit written and oral comments on
any proposed test procedure and
standards.
List of Subjects in 10 CFR Part 430
Administrative practice and
procedure, Confidential business
information, Energy conservation,
Reporting and recordkeeping
requirements.
E:\FR\FM\12JYP1.SGM
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Federal Register / Vol. 78, No. 134 / Friday, July 12, 2013 / Proposed Rules
Issued in Washington, DC, on July 5, 2013.
Kathleen B. Hogan,
Deputy Assistant Secretary for Energy
Efficiency, Energy Efficiency and Renewable
Energy.
[FR Doc. 2013–16730 Filed 7–11–13; 8:45 am]
BILLING CODE 6450–01–P
DEPARTMENT OF ENERGY
10 CFR Part 430
[Docket No. EERE–2013–BT–DET–0035]
RIN 1904–AD04
Energy Conservation Program for
Consumer Products and Certain
Commercial and Industrial Equipment:
Proposed Determination of Computers
as a Covered Consumer Product
Office of Energy Efficiency and
Renewable Energy, Department of
Energy.
ACTION: Proposed determination.
AGENCY:
The U.S. Department of
Energy (DOE or the ‘‘Department’’) has
determined tentatively that computers
qualify as a covered product under Part
A of Title III of the Energy Policy and
Conservation Act (EPCA), as amended.
DOE has determined that computers
meet the criteria for covered products
because classifying products of such
type as covered products is necessary or
appropriate to carry out the purposes of
EPCA, and the average U.S. household
energy use for computers is likely to
exceed 100 kilowatt-hours (kWh) per
year.
DATES: DOE will accept written
comments, data, and information on this
notice, but no later than August 12,
2013.
ADDRESSES: Interested persons may
submit comments, identified by docket
number EERE–2013–BT–DET–0035, by
any of the following methods:
• Federal eRulemaking Portal:
www.regulations.gov. Follow the
instructions for submitting comments.
• Email:
Computers2013DET0035@ee.doe.gov.
Include EERE–2013–BT–DET–0035 and/
or RIN 1904–AD04 in the subject line of
the message.
• Mail: Ms. Brenda Edwards, U.S.
Department of Energy, Building
Technologies Program, Mailstop EE–2J,
Proposed Determination for computers,
EERE–2013–BT–DET–0035 and/or RIN
1904–AD04, 1000 Independence
Avenue SW., Washington, DC 20585–
0121. Phone: (202) 586–2945. Please
submit one signed paper original.
• Hand Delivery/Courier: Ms. Brenda
Edwards, U.S. Department of Energy,
wreier-aviles on DSK5TPTVN1PROD with PROPOSALS
SUMMARY:
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Jkt 229001
Building Technologies Program, 6th
Floor, 950 L’Enfant Plaza SW.,
Washington, DC 20024. Phone: (202)
586–2945. Please submit one signed
paper original.
Instructions: All submissions received
must include the agency name and
docket number or RIN for this
rulemaking.
Docket: For access to the docket to
read background documents or
comments received, go to the U.S.
Department of Energy, 6th Floor, 950
L’Enfant Plaza SW., Washington, DC
20024, (202) 586–2945, between 9:00
a.m. and 4:00 p.m., Monday through
Friday, except Federal holidays. Please
call Ms. Brenda Edwards at (202) 586–
2945 for additional information
regarding visiting the Resource Room.
FOR FURTHER INFORMATION CONTACT: Mr.
Jeremy Dommu, U.S. Department of
Energy, Office of Energy Efficiency and
Renewable Energy, Building
Technologies Program, EE–2J, 1000
Independence Avenue SW.,
Washington, DC 20585–0121.
Telephone: (202) 586–9870. Email:
DOE_computer_standards@ee.doe.gov.
In the Office of General Counsel,
contact Ms. Celia Sher, U.S. Department
of Energy, Office of the General Counsel,
GC–71, 1000 Independence Avenue
SW., Washington, DC 20585–0121.
Telephone: (202) 287–6122. Email:
Celia.Sher@hq.doe.gov.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Statutory Authority
II. Current Rulemaking Process
III. Proposed Definition
IV. Evaluation of Computers as a Covered
Product Subject to Energy Conservation
Standards
A. Coverage Necessary or Appropriate To
Carry Out Purposes of EPCA
B. Average Household Energy Use
V. Procedural Issues and Regulatory Review
A. Review Under Executive Order 12866
B. Review Under the Regulatory Flexibility
Act
C. Review Under the Paperwork Reduction
Act of 1995
D. Review Under the National
Environmental Policy Act of 1969
E. Review Under Executive Order 13132
F. Review Under Executive Order 12988
G. Review Under the Unfunded Mandates
Reform Act of 1995
H. Review Under the Treasury and General
Government Appropriations Act of 1999
I. Review Under Executive Order 12630
J. Review Under the Treasury and General
Government Appropriations Act of 2001
K. Review Under Executive Order 13211
L. Review Under the Information Quality
Bulletin for Peer Review
VI. Public Participation
A. Submission of Comments
B. Issues on Which DOE Seeks Comments
PO 00000
Frm 00017
Fmt 4702
Sfmt 4702
41873
I. Statutory Authority
Title III of the Energy Policy and
Conservation Act (EPCA), as amended
(42 U.S.C. 6291 et seq.), sets forth
various provisions designed to improve
energy efficiency. Part A of Title III of
EPCA (42 U.S.C. 6291–6309) established
the ‘‘Energy Conservation Program for
Consumer Products Other Than
Automobiles,’’ which covers consumer
products and certain commercial
products (hereafter referred to as
‘‘covered products’’).1 In addition to
specifying a list of covered residential
and commercial products, EPCA
contains provisions that enable the
Secretary of Energy to classify
additional types of consumer products
as covered products. For a given
product to be classified as a covered
product, the Secretary must determine
that:
(1) Classifying the product as a
covered product is necessary for the
purposes of EPCA; and
(2) The average annual per-household
energy use by products of such type is
likely to exceed 100 kilowatt-hours
(kWh) per year. (42 U.S.C. 6292(b)(1))
For the Secretary to prescribe an
energy conservation standard pursuant
to 42 U.S.C. 6295(o) and (p) for covered
products added pursuant to 42 U.S.C.
6292(b)(1), he must also determine that:
(1) The average household energy use
of the products has exceeded 150 kWh
per household for a 12-month period;
(2) The aggregate 12-month energy use
of the products has exceeded 4.2 TWh;
(3) Substantial improvement in energy
efficiency is technologically feasible;
and
(4) Application of a labeling rule
under 42 U.S.C. 6294 is unlikely to be
sufficient to induce manufacturers to
produce, and consumers and other
persons to purchase, covered products
of such type (or class) that achieve the
maximum energy efficiency that is
technologically feasible and
economically justified. (42 U.S.C.
6295(l)(1)).
Computers are devices which perform
logical operations and process data. If
DOE issues a final determination that
computers are a covered product, DOE
will consider test procedures and energy
conservation standards for computers.
DOE will determine if computers satisfy
the provisions of 42 U.S.C. 6295(l)(1)
during the course of any energy
conservation standards rulemaking.
II. Current Rulemaking Process
DOE has not previously conducted an
energy conservation standard
1 For editorial reasons, upon codification in the
U.S. Code, Part B was re-designated Part A.
E:\FR\FM\12JYP1.SGM
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Agencies
[Federal Register Volume 78, Number 134 (Friday, July 12, 2013)]
[Proposed Rules]
[Pages 41868-41873]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-16730]
-----------------------------------------------------------------------
DEPARTMENT OF ENERGY
10 CFR Part 430
[Docket No. EERE-2013-BT-DET-0034]
RIN 1904-AD03
Energy Conservation Program for Consumer Products and Certain
Commercial and Industrial Equipment: Proposed Determination of Computer
Servers as a Covered Consumer Product
AGENCY: Office of Energy Efficiency and Renewable Energy, Department of
Energy.
ACTION: Proposed determination of coverage.
-----------------------------------------------------------------------
SUMMARY: The U.S. Department of Energy (DOE or the ``Department'') has
determined tentatively that computer servers (servers) qualify as a
covered product under Part A of Title III of the Energy Policy and
Conservation Act (EPCA), as amended. DOE has determined that servers
meet the criteria for covered products because classifying products of
such type as covered products is necessary or appropriate to carry out
the purposes of EPCA, and the average U.S. household energy use for
servers is likely to exceed 100 kilowatt-hours (kWh) per year.
DATES: DOE will accept written comments, data, and information on this
notice, but no later than August 12, 2013.
ADDRESSES: Interested persons may submit comments, identified by docket
number EERE-2013-BT-DET-0034, by any of the following methods:
Federal eRulemaking Portal: www.regulations.gov Follow the
instructions for submitting comments.
Email: Servers2013DET0034@ee.doe.gov. Include EERE-2013-
BT-DET-0034 and/or RIN 1904-AD03 in the subject line of the message.
Mail: Ms. Brenda Edwards, U.S. Department of Energy,
Building Technologies Program, Mailstop EE-2J, Proposed Determination
for servers, EERE-2013-BT-DET-0034 and/or RIN 1904-AD03, 1000
Independence Avenue SW., Washington, DC 20585-0121. Phone: (202) 586-
2945. Please submit one signed paper original.
Hand Delivery/Courier: Ms. Brenda Edwards, U.S. Department
of Energy, Building Technologies Program, 6th Floor, 950 L'Enfant Plaza
SW., Washington, DC 20024. Phone: (202) 586-2945. Please submit one
signed paper original.
Instructions: All submissions received must include the agency name
and
[[Page 41869]]
docket number or RIN for this rulemaking.
Docket: For access to the docket to read background documents or
comments received, go to the U.S. Department of Energy, 6th Floor, 950
L'Enfant Plaza SW., Washington, DC 20024, (202) 586-2945, between 9:00
a.m. and 4:00 p.m., Monday through Friday, except Federal holidays.
Please call Ms. Brenda Edwards at (202) 586-2945 for additional
information regarding visiting the Resource Room.
FOR FURTHER INFORMATION CONTACT: Mr. Jeremy Dommu, U.S. Department of
Energy, Office of Energy Efficiency and Renewable Energy, Building
Technologies Program, EE-2J, 1000 Independence Avenue SW., Washington,
DC 20585-0121. Telephone: (202) 586-9870. Email: DOE_server_standards@ee.doe.gov.
In the Office of General Counsel, contact Ms. Celia Sher, U.S.
Department of Energy, Office of the General Counsel, GC-71, 1000
Independence Avenue SW., Washington, DC 20585-0121. Telephone: (202)
287-6122. Email: Celia.Sher@hq.doe.gov.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Statutory Authority
II. Current Rulemaking Process
III. Proposed Definition(s)
IV. Evaluation of Servers as a Covered Product Subject to Energy
Conservation Standards
A. Coverage Necessary or Appropriate To Carry Out Purposes of
EPCA
B. Average Household Energy Use
V. Procedural Issues and Regulatory Review
A. Review Under Executive Order 12866
B. Review Under the Regulatory Flexibility Act
C. Review Under the Paperwork Reduction Act of 1995
D. Review Under the National Environmental Policy Act of 1969
E. Review Under Executive Order 13132
F. Review Under Executive Order 12988
G. Review Under the Unfunded Mandates Reform Act of 1995
H. Review Under the Treasury and General Government
Appropriations Act of 1999
I. Review Under Executive Order 12630
J. Review Under the Treasury and General Government
Appropriations Act of 2001
K. Review Under Executive Order 13211
L. Review Under the Information Quality Bulletin for Peer Review
VI. Public Participation
A. Submission of Comments
B. Issues on Which DOE Seeks Comments
I. Statutory Authority
Title III of the Energy Policy and Conservation Act (EPCA), as
amended (42 U.S.C. 6291 et seq.), sets forth various provisions
designed to improve energy efficiency. Part A of Title III of EPCA (42
U.S.C. 6291-6309) established the ``Energy Conservation Program for
Consumer Products Other Than Automobiles,'' which covers consumer
products and certain commercial products (hereafter referred to as
``covered products'').\1\ The term ``consumer product'' is defined as a
non-automotive product ``which, to any significant extent, is
distributed in commerce for personal use or consumption by individuals,
without regard to whether such article of such type is in fact
distributed in commerce for personal use or consumption by an
individual [. . .].'' (42 U.S.C. 6291(1)) In addition to specifying a
list of covered residential and commercial products, EPCA contains
provisions that enable the Secretary of Energy to classify additional
types of consumer products as covered products. For a given product to
be classified as a covered product, the Secretary must determine that:
---------------------------------------------------------------------------
\1\ For editorial reasons, upon codification in the U.S. Code,
Part B was re-designated Part A.
---------------------------------------------------------------------------
(1) Classifying the product as a covered product is necessary for
the purposes of EPCA; and
(2) The average annual per-household energy use by products of such
type is likely to exceed 100 kilowatt-hours (kWh) per year. (42 U.S.C.
6292(b)(1))
For the Secretary to prescribe an energy conservation standard
pursuant to 42 U.S.C. 6295(o) and (p) for covered products added
pursuant to 42 U.S.C. 6292(b)(1), he must also determine that:
(1) The average household energy use of the products has exceeded
150 kWh per household for a 12-month period;
(2) The aggregate 12-month energy use of the products has exceeded
4.2 TWh;
(3) Substantial improvement in energy efficiency is technologically
feasible; and
(4) Application of a labeling rule under 42 U.S.C. 6294 is unlikely
to be sufficient to induce manufacturers to produce, and consumers and
other persons to purchase, covered products of such type (or class)
that achieve the maximum energy efficiency that is technologically
feasible and economically justified. (42 U.S.C. 6295(l)(1))
Servers provide services and manage networked resources for client
devices such as desktop and laptop computers. These services and
resources are accessed via a network connection. If DOE issues a final
determination that servers are a covered product, DOE will consider
test procedures and energy conservation standards for servers. DOE will
determine if servers satisfy the provisions of 42 U.S.C. 6295(l)(1)
during the course of any energy conservation standards rulemaking.
II. Current Rulemaking Process
DOE has not previously conducted an energy conservation standard
rulemaking for servers. If, after public comment, DOE issues a final
determination of coverage for this product, DOE may prescribe test
procedures and energy conservation standards for this product.
With respect to test procedures, DOE will consider a proposed test
procedure for measuring the energy efficiency, energy use or estimated
annual operating cost of servers during a representative average use
cycle or period of use that is not unduly burdensome to conduct. (42
U.S.C. 6293(b)(3)) In a test procedure rulemaking, DOE initially
prepares a notice of proposed rulemaking (NOPR) and allows interested
parties to present oral and written data, views, and arguments with
respect to such procedures. In prescribing new test procedures, DOE
takes into account relevant information including technological
developments relating to energy use or energy efficiency of servers.
With respect to energy conservation standards, DOE is required to
publish a NOPR. The NOPR provides DOE's proposal for potential energy
conservations standards and a summary of the results of DOE's
supporting technical analysis. The details of DOE's energy conservation
standards analysis are provided in a technical support document (TSD)
that describes the details of DOE's analysis of both the burdens and
benefits of potential standards, pursuant to 42 U.S.C. 6295(o). Because
servers would be a product that is newly covered under 42 U.S.C.
6292(b)(1), DOE would also consider as part of any energy conservation
standard NOPR whether servers satisfy the requirements of 42 U.S.C.
6295(l)(1). After the publication of the NOPR, DOE affords interested
persons an opportunity during a period of not less than 60 days to
provide oral and written comment. After receiving and considering the
comments on the NOPR and not less than 90 days after the publication of
the NOPR, DOE would issue the final rule prescribing any new energy
conservation standards for servers.
III. Proposed Definition(s)
DOE proposes to add a definition for ``Servers'' in the Code of
Federal Regulations to clarify coverage of any potential test procedure
or energy conservation standard that may arise
[[Page 41870]]
from today's proposed determination. There currently is no statutory
definition of servers. DOE has determined preliminarily that adding
servers as a covered product is justified. Accordingly, DOE proposes
the following definition of servers to consider test procedures and
energy conservation standards for servers and to provide clarity for
interested parties as it continues its analyses:
A computer that provides services and manages networked resources
for client devices (e.g., desktop computers, notebook computers, thin
clients, wireless devices, PDAs, IP telephones, other computer servers,
or other network devices). A computer server is primarily accessed via
network connections, versus directly connected user input devices such
as a keyboard or mouse.
This proposed definition does not include desktop or laptop
computers, which are not primarily accessed via network connections.
DOE seeks feedback from interested parties on its proposed definition
of servers.
IV. Evaluation of Servers as a Covered Product Subject to Energy
Conservation Standards
The following sections describe DOE's evaluation of whether servers
fulfill the criteria for being added as a covered product pursuant to
42 U.S.C. 6292(b)(1). As stated previously, DOE may classify a consumer
product as a covered product if (1) classifying products of such type
as covered products is necessary and appropriate to carry out the
purposes of EPCA; and (2) the average annual per-household energy use
by products of such type is likely to exceed 100 kWh (or its Btu
equivalent) per year.
A. Coverage Necessary or Appropriate to Carry Out Purposes of EPCA
Coverage of servers is necessary or appropriate to carry out the
purposes of EPCA, which include: (1) To conserve energy supplies
through energy conservation programs, and, where necessary, the
regulation of certain energy uses; and (2) to provide for improved
energy efficiency of motor vehicles, major appliances, and certain
other consumer products. (42 U.S.C. 6201) The aggregate energy use of
servers is significant and rising as cloud computing becomes more
ubiquitous. Individuals and enterprises increasingly rely on
centralized applications and data storage. Coverage of servers will
enable the conservation of energy supplies through both labeling
programs and the regulation of server energy efficiency. The national
electricity use of servers in 2010 was estimated to be 26.5 billion kWh
as a lower bound, an increase of at least 18% from 2005.\2\ Several
technologies exist to reduce the energy consumption of servers,
including virtualization, improved capacity management, high-efficiency
hard disk drives, dynamic frequency/voltage scaling, and improved
network port efficiency. In addition, reduced server energy demand
enables secondary energy savings from space cooling, ventilation, and
uninterruptible power supplies.
---------------------------------------------------------------------------
\2\ Koomey, J.G. 2011. Growth in Data Center Electricity Use
2005 to 2010. Analytics Press.
---------------------------------------------------------------------------
B. Average Household Energy Use
DOE calculated average household energy use for servers, in
households that use the product, based on data from published
literature. These recent studies estimate the electricity use of
individual servers in the U.S., from mass-produced volume servers to
custom designed high-end servers.\3\ The annual energy consumption of
individual servers reported in these studies ranges from approximately
1900-2100 kWh/yr for volume servers, 5400-6900 kWh/yr for mid-range
servers, and 66,000-81,000 kWh/yr for high-end servers.\4\ Under the
assumption that households that use servers would have at most one of
these types of servers, DOE estimated the average annual household
energy use for households that use servers to be at least 1900 kWh/yr,
and possibly much larger. Therefore, DOE tentatively determines that
the average annual per-household energy use for servers is very likely
to exceed 100 kWh/yr, satisfying the provisions of 42 U.S.C.
6292(b)(1).
---------------------------------------------------------------------------
\3\ Koomey, J.G. 2011. Growth in Data Center Electricity Use
2005 to 2010. Analytics Press; Koomey, J.G. 2008. Worldwide
Electricity Used in Data Centers. Environmental Research Letters, 3;
Zogg, R. et al. 2009. Energy Savings Potential and RD&D
Opportunities for Commercial Building Appliances. Prepared by
Navigant Consulting, Inc. for DOE; Masanet, E.R. et al. 2011.
Estimating the Energy Use and Efficiency Potential of U.S. Data
Centers. Proceedings of the IEEE 99 (8), 1440-1453.
\4\ Id.
---------------------------------------------------------------------------
Based on the above, DOE has determined tentatively that servers
qualify as a covered product under Part A of Title III of the EPCA, as
amended.
V. Procedural Issues and Regulatory Review
DOE has reviewed its proposed determination of servers under the
following executive orders and acts.
A. Review Under Executive Order 12866
The Office of Management and Budget (OMB) has determined that
coverage determination rulemakings do not constitute ``significant
regulatory actions'' under section 3(f) of Executive Order 12866,
Regulatory Planning and Review, 58 FR 51735 (Oct. 4, 1993).
Accordingly, this proposed action was not subject to review under the
Executive Order by the Office of Information and Regulatory Affairs
(OIRA) in OMB.
B. Review Under the Regulatory Flexibility Act
The Regulatory Flexibility Act (5 U.S.C. 601 et seq., as amended by
the Small Business Regulatory Enforcement Fairness Act of 1996)
requires preparation of an initial regulatory flexibility analysis for
any rule that, by law, must be proposed for public comment, unless the
agency certifies that the proposed rule, if promulgated, will not have
a significant economic impact on a substantial number of small
entities. A regulatory flexibility analysis examines the impact of the
rule on small entities and considers alternative ways of reducing
negative effects. Also, as required by E.O. 13272, ``Proper
Consideration of Small Entities in Agency Rulemaking'' 67 FR 53461
(August 16, 2002), DOE published procedures and policies on February
19, 2003 to ensure that the potential impact of its rules on small
entities are properly considered during the DOE rulemaking process. 68
FR 7990 (February 19, 2003). DOE makes its procedures and policies
available on the Office of the General Counsel's Web site at www.
gc.doe.gov./gc/office-general-counsel.
DOE reviewed today's proposed determination under the provisions of
the Regulatory Flexibility Act and the policies and procedures
published on February 19, 2003. If adopted, today's proposed
determination would set no standards; they would only positively
determine that future standards may be warranted and should be explored
in an energy conservation standards and test procedure rulemaking.
Economic impacts on small entities would be considered in the context
of such rulemakings. On the basis of the foregoing, DOE certifies that
the proposed determination, if adopted, would have no significant
economic impact on a substantial number of small entities. Accordingly,
DOE has not prepared a regulatory flexibility analysis for this
proposed determination. DOE will transmit this certification and
supporting statement of factual basis to the Chief Counsel for Advocacy
of the Small Business Administration for review under 5 U.S.C. 605(b).
[[Page 41871]]
C. Review Under the Paperwork Reduction Act of 1995
This proposed determination, which proposes to determine that
servers meet the criteria for a covered product for which the Secretary
may prescribe an energy conservation standard pursuant to 42 U.S.C.
6295(o) and (p), will impose no new information or record-keeping
requirements. Accordingly, OMB clearance is not required under the
Paperwork Reduction Act. (44 U.S.C. 3501 et seq.)
D. Review Under the National Environmental Policy Act of 1969
In this notice, DOE proposes to positively determine that future
standards may be warranted and that environmental impacts should be
explored in an energy conservation standards rulemaking. DOE has
determined that review under the National Environmental Policy Act of
1969 (NEPA), Public Law 91-190, codified at 42 U.S.C. 4321 et seq. is
not required at this time. NEPA review can only be initiated ``as soon
as environmental impacts can be meaningfully evaluated'' (10 CFR
1021.213(b)). This proposed determination would only determine that
future standards may be warranted, but would not itself propose to set
any specific standard. DOE has, therefore, determined that there are no
environmental impacts to be evaluated at this time. Accordingly,
neither an environmental assessment nor an environmental impact
statement is required.
E. Review Under Executive Order 13132
Executive Order (E.O.) 13132, ``Federalism'' 64 FR 43255 (August
10, 1999), imposes certain requirements on agencies formulating and
implementing policies or regulations that preempt State law or that
have Federalism implications. The Executive Order requires agencies to
examine the constitutional and statutory authority supporting any
action that would limit the policymaking discretion of the States and
to assess carefully the necessity for such actions. The Executive Order
also requires agencies to have an accountable process to ensure
meaningful and timely input by State and local officials in developing
regulatory policies that have Federalism implications. On March 14,
2000, DOE published a statement of policy describing the
intergovernmental consultation process that it will follow in
developing such regulations. 65 FR 13735 (March 14, 2000). DOE has
examined today's proposed determination and concludes that it would not
preempt State law or have substantial direct effects on the States, on
the relationship between the Federal government and the States, or on
the distribution of power and responsibilities among the various levels
of government. EPCA governs and prescribes Federal preemption of State
regulations as to energy conservation for the product that is the
subject of today's proposed determination. States can petition DOE for
exemption from such preemption to the extent permitted, and based on
criteria, set forth in EPCA. (42 U.S.C. 6297) No further action is
required by E.O. 13132.
F. Review Under Executive Order 12988
With respect to the review of existing regulations and the
promulgation of new regulations, section 3(a) of E.O. 12988, ``Civil
Justice Reform'' 61 FR 4729 (February 7, 1996), imposes on Federal
agencies the duty to: (1) Eliminate drafting errors and ambiguity; (2)
write regulations to minimize litigation; (3) provide a clear legal
standard for affected conduct rather than a general standard; and (4)
promote simplification and burden reduction. Section 3(b) of E.O. 12988
specifically requires that Executive agencies make every reasonable
effort to ensure that the regulation specifies the following: (1) The
preemptive effect, if any; (2) any effect on existing Federal law or
regulation; (3) a clear legal standard for affected conduct while
promoting simplification and burden reduction; (4) the retroactive
effect, if any; (5) definitions of key terms; and (6) other important
issues affecting clarity and general draftsmanship under any guidelines
issued by the Attorney General. Section 3(c) of E.O. 12988 requires
Executive agencies to review regulations in light of applicable
standards in sections 3(a) and 3(b) to determine whether these
standards are met, or whether it is unreasonable to meet one or more of
them. DOE completed the required review and determined that, to the
extent permitted by law, this proposed determination meets the relevant
standards of E.O. 12988.
G. Review Under the Unfunded Mandates Reform Act of 1995
Title II of the Unfunded Mandates Reform Act of 1995 (UMRA) (Pub.
L. 104-4, codified at 2 U.S.C. 1501 et seq.) requires each Federal
agency to assess the effects of Federal regulatory actions on State,
local, and tribal governments and the private sector. For regulatory
actions likely to result in a rule that may cause expenditures by
State, local, and Tribal governments, in the aggregate, or by the
private sector of $100 million or more in any 1 year (adjusted annually
for inflation), section 202 of UMRA requires a Federal agency to
publish a written statement that estimates the resulting costs,
benefits, and other effects on the national economy. (2 U.S.C. 1532(a)
and (b)) UMRA requires a Federal agency to develop an effective process
to permit timely input by elected officers of State, local, and tribal
governments on a proposed ``significant intergovernmental mandate.''
UMRA also requires an agency plan for giving notice and opportunity for
timely input to small governments that may be potentially affected
before establishing any requirement that might significantly or
uniquely affect them. On March 18, 1997, DOE published a statement of
policy on its process for intergovernmental consultation under UMRA. 62
FR 12820 (March 18, 1997). (This policy also is available at
www.gc.doe.gov). DOE reviewed today's proposed determination pursuant
to these existing authorities and its policy statement and determined
that the proposed determination contains neither an intergovernmental
mandate nor a mandate that may result in the expenditure of $100
million or more in any year, so the UMRA requirements do not apply.
H. Review Under the Treasury and General Government Appropriations Act
of 1999
Section 654 of the Treasury and General Government Appropriations
Act of 1999 (Pub. L. 105-277) requires Federal agencies to issue a
Family Policymaking Assessment for any rule that may affect family
well-being. This proposed determination would not have any impact on
the autonomy or integrity of the family as an institution. Accordingly,
DOE has concluded that it is not necessary to prepare a Family
Policymaking Assessment.
I. Review Under Executive Order 12630
Pursuant to E.O. 12630, ``Governmental Actions and Interference
With Constitutionally Protected Property Rights'' 53 FR 8859 (March 15,
1988), DOE determined that this proposed determination would not result
in any takings that might require compensation under the Fifth
Amendment to the U.S. Constitution.
J. Review Under the Treasury and General Government Appropriations Act
of 2001
The Treasury and General Government Appropriation Act of 2001 (44
U.S.C. 3516, note) requires agencies
[[Page 41872]]
to review most disseminations of information they make to the public
under guidelines established by each agency pursuant to general
guidelines issued by OMB. The OMB's guidelines were published at 67 FR
8452 (February 22, 2002), and DOE's guidelines were published at 67 FR
62446 (October 7, 2002). DOE has reviewed today's proposed
determination under the OMB and DOE guidelines and has concluded that
it is consistent with applicable policies in those guidelines.
K. Review Under Executive Order 13211
E.O. 13211, ``Actions Concerning Regulations That Significantly
Affect Energy Supply, Distribution, or Use,'' 66 FR 28355 (May 22,
2001), requires Federal agencies to prepare and submit to OMB a
Statement of Energy Effects for any proposed significant energy action.
A ``significant energy action'' is defined as any action by an agency
that promulgates a final rule or is expected to lead to promulgation of
a final rule, and that: (1) Is a significant regulatory action under
E.O. 12866, or any successor order; and (2) is likely to have a
significant adverse effect on the supply, distribution, or use of
energy; or (3) is designated by the Administrator of OIRA as a
significant energy action. For any proposed significant energy action,
the agency must give a detailed statement of any adverse effects on
energy supply, distribution, or use if the proposal is implemented, and
of reasonable alternatives to the proposed action and their expected
benefits on energy supply, distribution, and use.
DOE has concluded that today's regulatory action proposing to
determine that servers meet the criteria for a covered product for
which the Secretary may prescribe an energy conservation standard
pursuant to 42 U.S.C. 6295(o) and (p) would not have a significant
adverse effect on the supply, distribution, or use of energy. This
action is also not a significant regulatory action for purposes of E.O.
12866, and the OIRA Administrator has not designated this proposed
determination as a significant energy action under E.O. 12866 or any
successor order. Therefore, this proposed determination is not a
significant energy action. Accordingly, DOE has not prepared a
Statement of Energy Effects for this proposed determination.
L. Review Under the Information Quality Bulletin for Peer Review
On December 16, 2004, OMB, in consultation with the Office of
Science and Technology Policy (OSTP), issued its Final Information
Quality Bulletin for Peer Review (the Bulletin). 70 FR 2664 (January
14, 2005). The Bulletin establishes that certain scientific information
shall be peer reviewed by qualified specialists before it is
disseminated by the Federal government, including influential
scientific information related to agency regulatory actions. The
purpose of the Bulletin is to enhance the quality and credibility of
the Government's scientific information. DOE has determined that the
analyses conducted for this rulemaking do not constitute ``influential
scientific information,'' which the Bulletin defines as ``scientific
information the agency reasonably can determine will have or does have
a clear and substantial impact on important public policies or private
sector decisions.'' 70 FR 2667 (January 14, 2005). The analyses were
subject to pre-dissemination review prior to issuance of this
rulemaking.
DOE will determine the appropriate level of review that would be
applicable to any future rulemaking to establish energy conservation
standards for servers.
VI. Public Participation
A. Submission of Comments
DOE will accept comments, data, and information regarding this
notice of proposed determination no later than the date provided at the
beginning of this notice. After the close of the comment period, DOE
will review the comments received and determine whether servers are a
covered product under EPCA.
Comments, data, and information submitted to DOE's email address
for this proposed determination should be provided in WordPerfect,
Microsoft Word, PDF, or text (ASCII) file format. Submissions should
avoid the use of special characters or any form of encryption, and
wherever possible comments should include the electronic signature of
the author. No telefacsimiles (faxes) will be accepted.
According to 10 CFR 1004.11, any person submitting information that
he or she believes to be confidential and exempt by law from public
disclosure should submit two copies: One copy of the document should
have all the information believed to be confidential deleted. DOE will
make its own determination as to the confidential status of the
information and treat it according to its determination.
Factors of interest to DOE when evaluating requests to treat
submitted information as confidential include (1) A description of the
items; (2) whether and why such items are customarily treated as
confidential within the industry; (3) whether the information is
generally known or available from public sources; (4) whether the
information has previously been made available to others without
obligations concerning its confidentiality; (5) an explanation of the
competitive injury to the submitting persons which would result from
public disclosure; (6) a date after which such information might no
longer be considered confidential; and (7) why disclosure of the
information would be contrary to the public interest.
B. Issues on Which DOE Seeks Comments
DOE welcomes comments on all aspects of this proposed
determination. DOE is particularly interested in receiving comments
from interested parties on the following issues related to the proposed
determination for servers:
Definition(s) of servers;
Whether classifying servers as a covered product is
necessary or appropriate to carry out the purposes of EPCA;
Calculations and values for household and national energy
consumption; and
Availability or lack of availability of technologies for
improving energy efficiency of servers.
The Department is interested in receiving views concerning other
relevant issues that participants believe would affect DOE's ability to
establish test procedures and energy conservation standards for
servers. The Department invites all interested parties to submit in
writing by August 12, 2013, comments and information on matters
addressed in this notice and on other matters relevant to consideration
of a determination for servers.
After the expiration of the period for submitting written
statements, the Department will consider all comments and additional
information that is obtained from interested parties or through further
analyses, and it will prepare a final determination. If DOE determines
that servers qualify as a covered product, DOE will consider a test
procedure and energy conservation standards for servers. Members of the
public will be given an opportunity to submit written and oral comments
on any proposed test procedure and standards.
List of Subjects in 10 CFR Part 430
Administrative practice and procedure, Confidential business
information, Energy conservation, Reporting and recordkeeping
requirements.
[[Page 41873]]
Issued in Washington, DC, on July 5, 2013.
Kathleen B. Hogan,
Deputy Assistant Secretary for Energy Efficiency, Energy Efficiency and
Renewable Energy.
[FR Doc. 2013-16730 Filed 7-11-13; 8:45 am]
BILLING CODE 6450-01-P