World Trade Center Health Program; Addition of Prostate Cancer to the List of WTC-Related Health Conditions, 39670-39691 [2013-15816]
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39670
Federal Register / Vol. 78, No. 127 / Tuesday, July 2, 2013 / Proposed Rules
Based upon EPA’s previous action,
the 2005 emissions inventory was
complete and accurate, and met the
requirement of CAA section 172(c)(3).
7. Summary of Proposed Actions
EPA is proposing to determine that
the Detroit-Ann Arbor area is attaining
and will continue to attain the 1997
annual and 2006 24-hour PM2.5
standards. EPA is proposing to approve
Michigan’s PM2.5 maintenance plan for
the Detroit-Ann Arbor area as a revision
to the Michigan SIP because the plan
meets the requirements of section 175A
of the CAA. EPA is further proposing
that the Detroit-Ann Arbor area has met
the requirements for redesignation
under section 107(d)(3)(E) of the CAA.
Therefore, EPA is proposing to grant the
request from Michigan to change the
legal designation of the Detroit-Ann
Arbor area from nonattainment to
attainment for the 1997 annual and 2006
24-hour PM2.5 NAAQS. Finally, for
transportation conformity purposes EPA
is also proposing to approve Michigan’s
MVEBs for the Detroit-Ann Arbor area.
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VI. What are the effects of EPA’s
proposed actions?
If finalized, approval of the
redesignation request would change the
official designation of the Michigan
portion of the Detroit-Ann Arbor area
for the 1997 annual and 2006 24-hour
PM2.5 NAAQS, found at 40 CFR part 81,
from nonattainment to attainment. If
finalized, EPA’s proposal would
approve as a revision to the Michigan
SIP for the Detroit-Ann Arbor area, the
maintenance plan for the 1997 annual
and 2006 24-hour PM2.5 standard.
VII. Statutory and Executive Order
Reviews
Under the CAA, redesignation of an
area to attainment and the
accompanying approval of a
maintenance plan under section
107(d)(3)(E) are actions that affect the
status of a geographical area and do not
impose any additional regulatory
requirements on sources beyond those
imposed by state law. A redesignation to
attainment does not in and of itself
create any new requirements, but rather
results in the applicability of
requirements contained in the CAA for
areas that have been redesignated to
attainment. Moreover, the Administrator
is required to approve a SIP submission
that complies with the provisions of the
Act and applicable Federal regulations.
42 U.S.C. 7410(k); 40 CFR 52.02(a).
Thus, in reviewing SIP submissions,
EPA’s role is to approve state choices,
provided that they meet the criteria of
the CAA. Accordingly, this action
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merely proposes to approve state law as
meeting Federal requirements and, if
finalized, will not impose additional
requirements beyond those imposed by
state law. For that reason, these actions:
• Are not a ‘‘significant regulatory
action’’ subject to review by the Office
of Management and Budget under
Executive Order 12866 (58 FR 51735,
October 4, 1993);
• do not impose an information
collection burden under the provisions
of the Paperwork Reduction Act (44
U.S.C. 3501 et seq.);
• are certified as not having a
significant economic impact on a
substantial number of small entities
under the Regulatory Flexibility Act (5
U.S.C. 601 et seq.);
• do not contain any unfunded
mandate or significantly or uniquely
affect small governments, as described
in the Unfunded Mandates Reform Act
of 1995 (Pub. L. 104–4);
• do not have Federalism
implications as specified in Executive
Order 13132 (64 FR 43255, August 10,
1999);
• are not economically significant
regulatory actions based on health or
safety risks subject to Executive Order
13045 (62 FR 19885, April 23, 1997);
• are not significant regulatory
actions subject to Executive Order
13211 (66 FR 28355, May 22, 2001);
• are not subject to requirements of
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (15 U.S.C. 272 note) because
application of those requirements would
be inconsistent with the Clean Air Act;
and
• do not provide EPA with the
discretionary authority to address, as
appropriate, disproportionate human
health or environmental effects, using
practicable and legally permissible
methods, under Executive Order 12898
(59 FR 7629, February 16, 1994).
In addition, this rule does not have
tribal implications as specified by
Executive Order 13175 (65 FR 67249,
November 9, 2000), because the SIP is
not approved to apply in Indian country
located in the state, and EPA notes that
it will not impose substantial direct
costs on tribal governments or preempt
tribal law.
List of Subjects
40 CFR Part 52
Environmental protection, Air
pollution control, Incorporation by
reference, Intergovernmental relations,
Particulate matter.
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40 CFR Part 81
Environmental protection, Air
pollution control, National parks,
Wilderness areas.
Dated: June 19, 2013.
Susan Hedman,
Regional Administrator, Region 5.
[FR Doc. 2013–15887 Filed 7–1–13; 8:45 am]
BILLING CODE 6560–50–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
[Docket No. CDC–2013–0012]
42 CFR Part 88
RIN 0920–AA54
World Trade Center Health Program;
Addition of Prostate Cancer to the List
of WTC-Related Health Conditions
Centers for Disease Control and
Prevention, HHS.
ACTION: Notice of proposed rulemaking.
AGENCY:
On May 2, 2013, the
Administrator of the World Trade
Center (WTC) Health Program received
a petition (Petition 002) requesting the
addition of prostate cancer to the List of
WTC-Related Health Conditions (List)
covered in the WTC Health Program.
The Administrator has determined to
publish a proposed rule adding
malignant neoplasm of the prostate
(prostate cancer) to the List in the WTC
Health Program regulations.
DATES: Comments must be received by
August 1, 2013.
ADDRESSES: Written Comments: You
may submit comments by any of the
following methods:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
• Mail: NIOSH Docket Office, Robert
A. Taft Laboratories, MS–C34, 4676
Columbia Parkway, Cincinnati, OH
45226.
Instructions: All submissions received
must include the agency name (Centers
for Disease Control and Prevention,
HHS) and docket number (CDC–2013–
0012) or Regulation Identifier Number
(0920–AA54) for this rulemaking. All
relevant comments, including any
personal information provided, will be
posted without change to https://
www.regulations.gov. For detailed
instructions on submitting public
comments, see the ‘‘Public
Participation’’ heading of the
SUPPLEMENTARY INFORMATION section of
this document.
SUMMARY:
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Docket: For access to the docket to
read background documents, go to
https://www.regulations.gov.
FOR FURTHER INFORMATION CONTACT: Paul
Middendorf, Senior Health Scientist,
1600 Clifton Rd. NE., MS: E–20, Atlanta,
GA 30329; telephone (404) 498–2500
(this is not a toll-free number); email
pmiddendorf@cdc.gov.
SUPPLEMENTARY INFORMATION:
This notice is organized as follows:
I. Executive Summary
A. Purpose of Regulatory Action
B. Summary of Major Provisions
C. Costs and Benefits
II. Public Participation
III. Background
A. WTC Health Program Statutory
Authority
B. Rulemaking History
C. Methods Used by the Administrator To
Determine Whether To Add Cancer or
Types of Cancer to the List of WTCRelated Health Conditions
D. Consideration of Prostate Cancer, 2011–
2012
1. First Periodic Review of the Scientific
and Medical Evidence Related to Cancer,
July 2011
2. Rulemaking in Response to Petition 001
E. Petition 002
IV. Administrator’s Determination on
Petition 002 Requesting the Addition of
Prostate Cancer to the List
V. Early Detection of Prostate Cancer
VI. Effects of Rulemaking on Federal
Agencies
VII. Summary of Proposed Rule
VIII. Regulatory Assessment Requirements
A. Executive Order 12866 and Executive
Order 13563
B. Regulatory Flexibility Act
C. Paperwork Reduction Act
D. Small Business Regulatory Enforcement
Fairness Act
E. Unfunded Mandates Reform Act of 1995
F. Executive Order 12988 (Civil Justice)
G. Executive Order 13132 (Federalism)
H. Executive Order 13045 (Protection of
Children From Environmental Health
Risks and Safety Risks)
I. Executive Order 13211 (Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use)
J. Plain Writing Act of 2010
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I. Executive Summary
A. Purpose of Regulatory Action
This rulemaking is being conducted
in response to a petition to the
Administrator of the WTC Health
Program by the Patrolmen’s Benevolent
Association, a union representing New
York City police officers (Petition 002).
The petition asks that the Administrator
add prostate cancer to the List of WTCRelated Health Conditions.
B. Summary of Major Provisions
The rule proposes the addition of
prostate cancer to the cancers identified
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in 42 CFR 88.1, Table 1 as covered by
the WTC Health Program for treatment
and monitoring.
C. Costs and Benefits
The proposed addition of prostate
cancer by this rulemaking is estimated
to cost the WTC Health Program
between $3,462,675 and $6,995,817 per
annum. All of the costs to the WTC
Health Program will be transfers after
the implementation of provisions of the
Patient Protection and Affordable Care
Act (Pub. L. 111–148) on January 1,
2014.
II. Public Participation
Interested persons or organizations
are invited to participate in this
rulemaking by submitting written views,
opinions, recommendations, and/or
data. Comments are invited on any topic
related to this proposed rule.
Comments received, including
attachments and other supporting
materials, are part of the public record
and subject to public disclosure. Do not
include any information in your
comment or supporting materials that
you consider confidential or
inappropriate for public disclosure.
Comments submitted electronically or
by mail should be titled ‘‘Docket No.
CDC–2013–0012’’ and should identify
the author(s) and contact information in
case clarification is needed. Electronic
and written comments can be submitted
to the addresses provided in the
ADDRESSES section, above. All
communications received on or before
the closing date for comments will be
fully considered by the Administrator of
the WTC Health Program.
III. Background
A. WTC Health Program Statutory
Authority
Title I of the James Zadroga 9/11
Health and Compensation Act of 2010
(Pub. L. 111–347), amended the Public
Health Service Act (PHS Act) to add
Title XXXIII 1 establishing the WTC
Health Program within the Department
of Health and Human Services (HHS).
The WTC Health Program provides
medical monitoring and treatment
benefits to eligible firefighters and
related personnel, law enforcement
officers, and rescue, recovery, and
cleanup workers (responders) who
responded to the September 11, 2001,
terrorist attacks in New York City, at the
Pentagon, and in Shanksville,
1 Title XXXIII of the PHS Act is codified at 42
U.S.C. 300mm to 300mm–61. Those portions of the
Zadroga Act found in Titles II and III of Public Law
111–347 do not pertain to the WTC Health Program
and are codified elsewhere.
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Pennsylvania, and to eligible persons
(survivors) who were present in the dust
or dust cloud on September 11, 2001 or
who worked, resided, or attended
school, childcare, or adult daycare in
the New York City disaster area.
All references to the Administrator of
the WTC Health Program
(Administrator) in this notice mean the
Director of the National Institute for
Occupational Safety and Health
(NIOSH) or his or her designee. Section
3312(a)(6) of the PHS Act requires the
Administrator to conduct rulemaking to
propose the addition of a health
condition to the List of WTC-Related
Health Conditions (List) codified in 42
CFR 88.1.
B. Rulemaking History
On September 7, 2011, the
Administrator received a written
petition to add a health condition to the
List in § 88.1 (Petition 001). Petition 001
requested that the Administrator
‘‘conduct an immediate review of new
medical evidence showing increased
cancer rates among firefighters who
served at ground zero and that [the
Administrator] consider adding
coverage for cancer under the Zadroga
Act.’’ 2
Pursuant to section 3312(a)(6)(B) of
the PHS Act, interested parties may
petition to add a health condition to the
List. Within 60 calendar days after
receipt of a petition to add a condition
to the List, the Administrator must take
one of the following four actions
described in 42 CFR 88.17: (i) Request
a recommendation of the WTC Health
Program Scientific/Technical Advisory
Committee (STAC); (ii) publish a
proposed rule in the Federal Register to
add such health condition; (iii) publish
in the Federal Register the
Administrator’s determination not to
publish such a proposed rule and the
basis for such determination; or (iv)
publish in the Federal Register a
determination that insufficient evidence
exists to take action under (i) through
(iii) above.
On October 5, 2011, the Administrator
formally exercised his option to request
a recommendation from the STAC
regarding Petition 001.3 In a letter to the
STAC the Administrator requested ‘‘that
the STAC review the available
information on cancer outcomes
associated with the exposures resulting
2 Letter dated September 7, 2011 from U.S.
Senators Charles E. Schumer and Kirsten E.
Gillibrand, and U.S. Representatives Carolyn B.
Maloney, Jerrold Nadler, Peter T. King, Charles B.
´
Rangel, Nydia M. Velazquez, Michael C. Grimm and
Yvette D. Clarke to John Howard, M.D.
3 See PHS Act, sec. 3312(a)(6)(B)(i); 42 CFR
88.17(a)(2)(i).
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from the September 11, 2001, terrorist
attacks, and provide advice on whether
to add cancer, or a certain type of
cancer, to the List specified in the
Zadroga Act.’’ 4
In response to the Administrator’s
request, the STAC submitted its
recommendation on April 2, 2012. After
considering the STAC’s
recommendation, the Administrator
issued a notice of proposed rulemaking
on June 13, 2012 (77 FR 35574). On
September 12, 2012, the Administrator
published a final rule in the Federal
Register adding over 50 types of cancer
to the List of WTC-Related Health
Conditions in 42 CFR 88.1 (77 FR
56138).5
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C. Methods Used by the Administrator
To Determine Whether To Add Cancer
or Types of Cancer to the List of WTCRelated Health Conditions
In the final rule published September
12, 2012, the Administrator established
a four-part hierarchical methodology to
apply in evaluating whether to propose
adding certain types of cancer to the List
of WTC-Related Health Conditions
included in 42 CFR 88.1.6 Method 1 is
the preferred method for adding types of
cancer to the List. When the analysis of
epidemiologic studies in Method 1 does
not support a causal association
between 9/11 exposures and a type of
cancer, the Administrator applies the
criteria of Method 2.7 If no causal
association between a currently listed
condition and the type of cancer is
identified using Method 2, the
Administrator applies the criteria of
Method 3. If Method 3 does not indicate
that a recognized 9/11 exposure is
categorized by the National Toxicology
Program (NTP) as a known or
reasonably anticipated human
carcinogen 8 or the International Agency
4 Letter dated October 5, 2011 from John Howard,
M.D. to Elizabeth Ward, Ph.D., STAC Chair
available at https://www.cdc.gov/niosh/docket/
archive/pdfs/NIOSH-248/0248-100511-letter.pdf.
Accessed June 1, 2013.
5 On October 12, 2012, HHS published a Federal
Register notice to correct errors in Table 1 of the
final rule (the list of cancers covered by the
Program) (77 FR 62167).
6 77 FR 56138, 56142.
7 The results of epidemiologic studies are the
primary and best evidence for making a
determination of a causal association between an
exposure and a health outcome, such as cancer. An
analysis of the results of any epidemiologic study
has three possible outcomes: (1) The analysis
supports an association between exposures and a
health outcome (yes); (2) the analysis supports that
there is no association between exposures and a
health outcome (no); or (3) the analysis is
inconclusive about whether an association exists
between exposures and a health outcome
(inconclusive).
8 National Toxicology Program (NTP), U.S.
Department of Health and Human Services. Report
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for Research on Cancer (IARC) has not
determined there is sufficient or limited
evidence in humans that a 9/11
exposure is causally associated with a
type of cancer,9 then the criteria of
Method 4 are applied. Under Method 4,
the Administrator determines whether
the STAC has provided a reasonable
basis for adding the type of cancer, aside
from Methods 1, 2, or 3. Only where the
Administrator is satisfied that one of the
four methods provides a reasonable
basis to add the cancer will he propose
that a type of cancer be added to the
List. The four methods are presented in
detail below:
Method 1. Epidemiologic Studies of
September 11, 2001 Exposed Populations. A
type of cancer may be added to the List if
published, peer-reviewed epidemiologic
evidence supports a causal association
between 9/11 exposures and a type of cancer.
The following criteria extrapolated from the
Bradford Hill criteria will be used to evaluate
the evidence of the exposure-cancer
relationship:
Strength of the association between a 9/11
exposure and a health effect (including the
magnitude of the effect and statistical
significance);
b Consistency of the findings across
multiple studies;
b Biological gradient, or dose (or
exposure)-response relationships between
9/11 exposures and the cancer type; and
b Plausibility and coherence with known
facts about the biology of the cancer type.
If only a single published epidemiologic
study is available for review, the consistency
of findings cannot be evaluated and strength
of association will necessarily place greater
emphasis on statistical significance than on
the magnitude of the effect.
Method 2. Established Causal Associations.
A type of cancer may be added to the List
if there is well-established scientific support
published in multiple epidemiologic studies
for a causal association between that cancer
and a condition already on the List of WTCRelated Health Conditions.
Method 3. Review of Evaluations of
Carcinogenicity in Humans. A type of cancer
may be added to the List only if both of the
following criteria for Method 3 are satisfied:
b 3A. Published Exposure Assessment
Information. 9/11 exposures were reported in
a published, peer-reviewed exposure
assessment study of responders or survivors
who were present in either the New York
City disaster area as defined in 42 CFR 88.1,
or at the Pentagon, or in Shanksville,
Pennsylvania; and
b 3B. Evaluation of Carcinogenicity in
Humans from Scientific Studies. NTP has
determined that any of the 9/11 exposures
are known to be a human carcinogen or is
reasonably anticipated to be a human
on Carcinogens (RoC). https://ntp.niehs.nih.gov/
?objectid=72016262-BDB7-CEBA-FA60E922
B18C2540. Accessed May 15, 2013.
9 World Health Organization International Agency
for Research on Cancer (IARC). https://
monographs.iarc.fr/. Accessed May 15, 2013.
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carcinogen, and IARC has determined there
is sufficient or limited evidence that the
9/11 exposure causes a type of cancer.
Method 4. Review of Information Provided
by the WTC Health Program Scientific/
Technical Advisory Committee. A type of
cancer may be added to the List if the STAC
has provided a reasonable basis, for adding
a type of cancer, and the basis for inclusion
does not meet the criteria for Methods 1, 2,
or 3.
D. Consideration of Prostate Cancer,
2011–2012
Since 2011, the Administrator has
twice evaluated whether to add health
conditions to the List. In both instances,
the Administrator considered adding
certain types of cancer to the List,
including prostate cancer.
1. First Periodic Review of the Scientific
and Medical Evidence Related to
Cancer, July 2011
The Administrator’s first evaluation
was published in the July 2011 First
Periodic Review of the Scientific and
Medical Evidence Related to Cancer
(First Periodic Review) for the WTC
Health Program. As required by Title
XXXIII, section 3312(a)(5)(A) of the PHS
Act, the Administrator reviewed ‘‘all
available scientific and medical
evidence, including findings and
recommendations of Clinical Centers of
Excellence, published in peer-reviewed
journals to determine if, based on such
evidence, cancer or a certain type of
cancer should be added to the
applicable list of WTC-related health
conditions.’’ The Administrator used a
‘‘weight of the evidence’’ approach to
evaluate the available data. At that time,
there were no significant epidemiologic
studies available which evaluated the
association of 9/11 exposures and health
outcomes involving types of cancer. As
a result, the Administrator determined
that insufficient evidence existed at that
time to propose the addition of cancer,
or certain types of cancer, to the List,
but cautioned that,
the current absence of published scientific
and medical findings demonstrating a causal
association between exposures resulting from
the September 11, 2001, terrorist attacks and
the occurrence of cancer in responders and
survivors does not indicate evidence of the
absence of a causal association.10
2. Rulemaking in Response to Petition
001
The Administrator’s second
evaluation of whether to add cancer or
certain types of cancer to the List
followed receipt of Petition 001 and the
subsequent recommendation on the
10 First Periodic Review of Scientific and Medical
Evidence Related to Cancer for the World Trade
Center Health Program, VI.C, p. 40.
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Petition from the STAC. During
meetings held November 9–10, 2011,
February 15–16, 2012, and March 28,
2012, the STAC reviewed the available
scientific evidence for adding cancer or
certain types of cancer to the List and
made its recommendation to the
Administrator regarding Petition 001 on
April 2, 2012.
In reviewing Petition 001, the STAC
compiled and reviewed the available
evidence for adding all types of cancer,
including prostate cancer, to the List.
Specifically, with regard to the analysis
of prostate cancer, this evidence
included (1) the results of a study by
Zeig-Owens et al., published in The
Lancet in September 2011; 11 and (2) a
determination by NTP that arsenic and
cadmium, 9/11 exposures, are known to
be human carcinogens 12 and a
determination by IARC that limited
evidence supports a causal association
between prostate cancer and arsenic or
cadmium exposure.13
At the March 28, 2012 meeting, STAC
members noted that prostate cancer
would qualify for inclusion in its
recommendation of types of cancer that
should be added to the List based on
evidence from NTP and IARC.14
However, other STAC members
expressed concern that the increased
rate of prostate cancer in both exposed
and unexposed firefighters in the ZeigOwens study was a result of
surveillance bias associated with
widespread screening for prostate
cancer. The Zeig-Owens study involved
a small population that was subject to
substantial medical screening. STAC
members expressed concern that the
observed excess risk for prostate cancer
seen in the Zeig-Owens study was the
result of screening for prostate cancer by
11 Zeig-Owens R, Webber MP, Hall CB, Schwartz
T, Jaber N, Weakley J, Rohan TE, Cohen HW,
Derman O, Aldrich TK, Kelly K, Prezant DJ [2011].
Early Assessment of Cancer Outcomes in New York
City Firefighters After the 9/11 Attacks: An
Observational Cohort Study. Lancet. 378(9794):898–
905.
12 NTP (National Toxicology Program) [2011].
12th Report on Carcinogens. National Toxicology
Program, Public Health Service, U.S. Department of
Health and Human Services, Research Triangle
Park, NC. https://ntp.niehs.nih.gov/
?objectid=03C9AF75-E1BF-FF40DBA9EC0928DF8B15. Accessed May 24, 2013.
13 IARC (International Agency for Research on
Cancer) [2012]. IARC Monographs on the
Evaluation of the Carcinogenic Risks to Humans:
Vol. 100C—Arsenic, Metals, Fibres, and Dusts.
IARC, Lyon, France. https://monographs.iarc.fr/
ENG/Monographs/vol100C/index.php. Accessed
May 24, 2013.
14 STAC (WTC Health Program Scientific/
Technical Advisory Committee) [2012]. Transcript
of the STAC meeting, March 28, 2012:97–105.
https://www.cdc.gov/niosh/docket/archive/pdfs/
NIOSH-248/0248-032812-transcript3.pdf. Accessed
June 1, 2013.
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means of the prostate-specific antigen
(PSA) test.15
During the meeting, the STAC
considered a motion to ‘‘recommend
adding prostate cancer to the list of
covered conditions.’’ 16 The motion
failed in an 8 to 7 vote. In the April 2,
2012 recommendation, the STAC noted
that ‘‘the WTC-exposed FDNY [Fire
Department of New York] group did not
show an increased risk over the
unexposed, with estimated SIR
[standardized incidence ratio] ratio [of]
0.90 (after correction for possible
surveillance bias),’’ and concluded
‘‘therefore, despite the statistically
significant SIR for prostate cancer in
WTC-exposed firefighters compared to
the general population, the overall
results do not support an increased risk
of prostate cancer associated with WTC
exposures.’’ 17 The STAC’s discussion
and subsequent vote indicated that the
members found that the epidemiologic
evidence of 9/11-exposed populations
outweighed the NTP and IARC evidence
of carcinogenicity of arsenic and
cadmium.
In evaluating whether to add prostate
cancer based on Method 1, the
Administrator considered the STAC’s
concerns about the findings of the one
epidemiologic study that was available
to review at the time, the Zeig-Owens
study, which involved a small, heavily
medically screened population. The
Administrator agreed that surveillance
bias could have explained the excess
prostate cancer risk found in the study.
In addition, as the STAC noted—and the
Administrator agreed—the SIR for
prostate cancer fell to 0.90 after
correction for surveillance bias. The
15 The PSA test was approved by the Food and
Drug Administration in 1986 for the purpose of
monitoring disease status in prostate cancer, and in
1994 for the detection of prostate cancer in men 50
years and older. The routine use of the PSA test for
screening increased dramatically beginning in 1998,
along with the prostate cancer incidence, but the
incidence has since fallen. See Etzioni R, Penson
DF, Legler JM, di Tommaso D, Boer R, Gann PH,
Feuer EJ. (2002) Overdiagnosis due to prostatespecific antigen screening: lessons from U.S.
prostate cancer incidence. JNCI 94(13):981–990;
Potosky AL, Miller BA, Albertsen PC, Kramer BS.
(1995) The role of increasing detection in the rising
incidence of prostate cancer. JAMA 273:548–552;
and Altekruse SF, Kosary C, Krapcho M et al. (2010)
SEER cancer statistics review 1975–2007. Bethesda,
MD: National Cancer Institute. https://
seer.cancer.gov/csr/1975_2007/. Accessed June 2,
2013.
16 See STAC (WTC Health Program Scientific/
Technical Advisory Committee) [2012]. Transcript
of the STAC meeting, March 28, 2012:98, lines 23–
31. https://www.cdc.gov/niosh/docket/archive/pdfs/
NIOSH-248/0248-032812-transcript3.pdf. Accessed
June 1, 2013.
17 STAC (WTC Health Program Scientific/
Technical Advisory Committee) [2012]. Letter from
Elizabeth Ward, Chair to John Howard, MD,
Administrator at 24. This letter is included in the
docket for this rulemaking.
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Administrator determined that, based
on the information then available, the
prostate cancer risk was not
significantly increased over an
appropriate reference population
(Method 1). Additionally, no evidence
existed for a causal association between
prostate cancer and a condition already
on the List (Method 2).
As described above, the basis for
adding a cancer according to the criteria
in Method 3 is a determination by NTP
that 9/11 exposures are known or
reasonably anticipated to be human
carcinogens, and a determination by
IARC that sufficient or limited evidence
in humans supports a causal association
between a cancer and a 9/11 exposure.
The STAC considered the
determinations by NTP and IARC
regarding the carcinogenicity of arsenic
and cadmium and still voted not to
recommend adding prostate cancer to
the List. The Administrator was aware
that two additional epidemiologic
studies in 9/11-exposed populations
were then in progress and might provide
additional information about the
association of prostate cancer and 9/11
exposures in the future. Given the
STAC’s decision not to recommend the
addition of prostate cancer, which relied
on the epidemiologic evidence available
at that time, the Administrator
determined that there was not a
reasonable basis for adding prostate
cancer to the List.
E. Petition 002
On May 2, 2013, the Administrator
received Petition 002 from the
Patrolmen’s Benevolent Association, a
union representing New York City
police officers. Petition 002 references,
and relies upon, a study of over 25,000
WTC responders enrolled in the WTC
Health Program, authored by Solan et al.
and published in the scientific journal
Environmental Health Perspectives.18
Petition 002 asserts that the Solan study:
[A]ffirms what was reported in prior
published studies, that those exposed to the
Ground Zero toxins are at higher risk of
developing cancer than the general
population. Notably, the Study found a
statistically significant incidence rate for
prostate cancer, including a 17% greater than
expected rate of prostate cancer among
responders. According to the Study, these
findings were ‘‘concordant’’ with the findings
of the New York City Fire Department
18 Solan S, Wallenstein S, Shapiro M, Teitelbaum
SL, Stevenson L, Kochman A, Kaplan J,
Dellenbaugh C, Kahn A, Biro FN, Crane M, Crowley
L, Gabrilove J, Gonsalves L, Harrison D, Herbert R,
Luft B, Markowitz SB, Moline J, Niu X, Sacks H,
Shukla G, Udasin I, Lucchini RG, Boffetta P,
Landrigan PJ. [2013] Cancer incidence in World
Trade Center rescue and recovery workers, 2001–
2008. Environ Health Perspect 121(6):699–704.
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[FDNY] and the New York City Department
of Health and Mental Hygiene World Trade
Center Health City Registry.19
The ‘‘prior published studies’’
referenced in Petition 002 were
authored by Zeig-Owens et al., and by
Li et al., published in the Journal of the
American Medical Association (JAMA)
in December 2012.20 The Zeig-Owens,
Li, and Solan studies are reviewed and
analyzed by the Administrator below. In
reviewing Petition 002, the
Administrator is mindful of what the
STAC stated in its April 2, 2012
recommendation to the Administrator:
The Committee recognizes that additional
epidemiologic studies will soon become
available, and recommends that as they do
become available, their findings be reviewed
and modifications made to the list as
appropriate.
Accordingly, the Administrator
reviewed the two new epidemiologic
studies in 9/11 exposed populations
published subsequent to the 2011 ZeigOwens study. The Administrator’s
review focused on the information that
the three epidemiologic studies, taken
as a whole, provided on the question of
the risk of prostate cancer in association
with 9/11 exposures and the role of
surveillance bias in explaining any
observed excess risk. The
Administrator’s findings regarding the
three studies are described below, under
Method 1.
IV. Administrator’s Determination on
Petition 002 Requesting the Addition of
Prostate Cancer to the List
In response to Petition 002, the
Administrator has reviewed the
available evidence pertinent to the fourpart hierarchical methodology detailed
above. The Administrator’s review of
the relevant evidence is below.
emcdonald on DSK67QTVN1PROD with PROPOSALS
Method 1
Method 1 requires that the
Administrator evaluate the available
information in published, peer-reviewed
epidemiologic studies for evidence of an
adequate strength of the association
between 9/11 exposure and a health
effect (including the magnitude of the
effect and its statistical significance),
consistency of the findings across
multiple studies, biological gradient, or
dose (or exposure)-response
19 The Petitioner incorrectly states that the Solan
study reported a 17 percent increase in prostate
cancer. Solan et al. report a 21 percent increase in
prostate cancer when the timeframe for diagnosis is
unrestricted, and 23 percent when the timeframe for
diagnosis is restricted.
20 Li J, Cone JE, Kahn AR, Brackbill RM, Farfel
MR, Greene CM, Hadler JL, Stayner LT, Stellman
SD [2012]. Association Between World Trade
Center Exposure and Excess Cancer Risk. JAMA
308(23):2479–2488.
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relationships between 9/11 exposures
and the cancer type, and plausibility
and coherence with known facts about
the biology of the cancer type.
The Zeig-Owens study. The first
published study of cancer outcomes
associated with the 9/11 attacks was
authored by Zeig-Owens et al. and
published in September 2011. The study
involved examination of the potential
association between exposure and
cancer outcomes among 9,853 male Fire
Department of the City of New York
(FDNY) firefighters within 7 years of
September 11, 2001.21 The study
evaluated cancer cases identified by
self-reporting and through five state
cancer registries. SIRs were used to
determine if the number of observed
cancer cases in the studied firefighters
was greater or less than the number of
cases expected to occur if the same
disease rate in a large reference
population occurred in the studied
group.22 The reference cancer incidence
data was obtained from the U.S.
National Cancer Institute Surveillance
Epidemiology and End Results (SEER)
database.
In the Zeig-Owens study, the SIRs for
various types of cancer, including
prostate cancer, were reported in two
ways: (1) By comparing the exposed
FDNY firefighters to the general
population; and (2) by comparing the
SIR for 9/11 exposed FDNY firefighters
to the SIR for non-9/11 exposed FDNY
firefighters (the ratio of standardized
incidence ratios is referred to as the
‘‘SIR ratio’’). When compared to the
general population, the SIR for prostate
cancer was increased, and that increase
was statistically significant (SIR=1.49,
95% confidence interval (CI) 1.20–1.85).
When compared to non-9/11 exposed
FDNY firefighters, the SIR ratio was
slightly greater than 1 (one),23 but the
increase was not statistically significant
(SIR ratio=1.11, 95% CI 0.77–1.59).
Zeig-Owens noted the potential for
surveillance bias, that is, FDNY
firefighters may be medically followed
more closely or have more diagnostic
tests performed than the general
et al. 2011.
the observed number of cancer cases equals
the expected number of cases, the SIR equals 1
(one). If more cases are observed in the studied
population than expected, the SIR is greater than 1
(one). If fewer cases are observed in the studied
population than expected, the SIR is less than 1.
23 If the SIR in the studied population equals the
SIR in the reference population, the SIR ratio equals
1 (one). If the SIR in the studied population is
greater than the SIR in the reference population, the
SIR ratio is greater than 1 (one). If the SIR ratio in
the studied population is less than the SIR in the
reference population, the SIR ratio is less than 1
(one).
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21 Zeig-Owens
22 If
Frm 00043
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Sfmt 4702
population, which could lead to finding
more disease among this population.
A standard method to adjust for
surveillance bias is not available, and
the adequacy of any adjustment method
is uncertain. In an attempt to correct for
surveillance bias, Zeig-Owens adjusted
the SIRs and SIR ratios by delaying the
recorded date of diagnosis by 2 years for
25 cases of prostate and other cancers
that potentially could be detected early
by FDNY surveillance (i.e., medical
screening). When the estimates were
adjusted in this way, the comparison to
the general population produced a SIR
for prostate cancer that was increased,
but not statistically significant
(SIR=1.21, 95% CI 0.96–1.52). When
compared to non-exposed firefighters,
the SIR ratio was not increased (SIR
ratio=0.90, 95% CI 0.62–1.30). The
authors noted that they had gone to
‘‘great lengths’’ to assess and correct for
potential biases and provided arguments
against the existence of considerable
bias. However, the authors further noted
that delaying the date of diagnosis may
have over-corrected or under-corrected
for surveillance bias, and the authors
could not rule out the potential for
surveillance bias in several types of
cancer, including prostate cancer.
The Li study. Li et al. authored the
second published epidemiologic study
of cancer outcomes associated with the
9/11 attacks, published in December
2012. It involved examination of cancer
health outcomes of 55,778 members of
the WTC Health Registry, including
rescue and recovery workers as well as
people not involved in rescue and
recovery (e.g., area residents, workers,
and passersby).24 In comparison to the
Zeig-Owens study, the Li study involves
a much larger and more heterogeneous
population that is likely subjected to
much less medical screening and
surveillance bias.
In the Li study, cancer cases were
identified through 11 state cancer
registries; New York State cancer rates
were used as the reference. The authors
accounted for cancer latency by
assuming that any exposure-related
cancers would be more likely to occur
at least 5 years after the 9/11 exposures.
The study population was divided into
two groups: Early period (WTC Health
Registry participants who were
diagnosed with cancer between
enrollment and 2006) and later period
(WTC Health Registry participants who
were diagnosed with cancer between
2007 and 2008). Among rescue and
recovery workers, a statistically
significant increase in the incidence of
prostate cancer was reported for the
24 Li
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later period (SIR=1.43, 95% CI 1.11–
1.82). In the early period, the SIR was
slightly, but not statistically
significantly, increased (SIR=1.12, 95%
CI 0.83–1.40).
The potential for surveillance bias in
the Li study was assessed by: (1)
Comparing the number of Stage 1
cancers for selected cancer sites as a
proportion of total cancer diagnoses in
the study population to the
corresponding proportion in the New
York State reference population during
the same period; and (2) comparing the
proportion of participants who reported
a routine physical checkup within the
preceding 12 months to the number of
follow-up participants with and without
subsequent cancers. Importantly, the Li
study noted that the proportions were
similar in both cases and stated:
emcdonald on DSK67QTVN1PROD with PROPOSALS
These observations suggest that cancer
cases in this study may not have received
more thorough cancer screening than the
NYS [New York State] population in general,
although they do not eliminate the possible
role of surveillance altogether. Also, our
findings might be prone to type 1 error 25
given the large number of comparisons.26
The Solan study. The third
epidemiologic study of cancer outcomes
in 9/11 exposed populations was
authored by Solan et al. First published
online in April 2013 and then in print
in June of 2013, this study addressed
cancer health outcomes associated with
the 9/11 attacks involving 20,984 WTC
responders (including rescue and
recovery workers) enrolled in the WTC
Health Program.27 Cancer cases
diagnosed between 2001 and 2008 were
identified through the New York, New
Jersey, Connecticut, and Pennsylvania
cancer registries, and SIRs were
calculated using the general population
of the state of residence as the reference
population. No adjustments were made
for potential surveillance bias. When all
prostate cancers diagnosed after
September 11, 2001 were included, a
small statistically significant increase in
the SIR for prostate cancer among WTC
responders was observed (SIR = 1.21,
95% CI 1.01–1.44). The authors note
that, ‘‘[e]vidence for occupational risk
factors of prostate cancer is very weak,
and heightened diagnosis due to
increased medical surveillance is a
possible explanation for greater than
expected numbers of prostate cancer
25 A type 1 error is a ‘‘false positive.’’ In this case,
the authors are noting that they made a large
number of comparisons in the study and, when
making a large number of comparisons, it is likely
that some statistically significant findings will
occur by chance.
26 Li et al., at 2486.
27 Solan et al., 2013.
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diagnoses.’’ 28 The SIR was also
calculated for those WTC responders
who were diagnosed with prostate
cancer 6 months after enrollment in the
WTC Health Program. This adjustment
reduces the potential for selection
bias 29 in the results. After this
adjustment, the SIR for prostate cancer
remained increased, but was not
statistically significant (SIR = 1.23, 95%
CI 0.98–1.53).
When more than one epidemiologic
study in 9/11 exposed populations has
been published, Method 1 directs the
Administrator to evaluate findings from
the studies using the following criteria:
(1) Strength of any association between
a 9/11 exposure and a health effect
(including the magnitude of the effect
and statistical significance); (2)
consistency of the findings across
multiple studies; (3) biological gradient
or dose-response relationships between
9/11 exposures and the cancer type; and
(4) the plausibility and coherence with
known facts about the biology of the
cancer type. After review, the
Administrator finds that the strength of
the association between 9/11 exposures
and prostate cancer across all three
studies is weak (criteria 1), but that
excess risk is consistently reported in
each of the three studies (criteria 2). A
dose (exposure)-response relationship
between 9/11 exposures and prostate
cancer is difficult to establish because of
the substantial limitations of 9/11
exposure information (criteria 3).
Finally, there is limited evidence of the
potential plausibility of the
development of prostate cancer with
two of the documented 9/11
exposures—arsenic and cadmium
(criteria 4). The Li study provides
evidence that surveillance bias does not
fully explain the observed excess risk
for prostate cancer.
Because surveillance bias may not
explain all of the observed excess risk
in studies of 9/11-exposed populations
and because the strength of the
association between 9/11 exposures and
prostate cancer across all three studies
is weak, the Administrator has
determined that the evidence to add
prostate cancer based on Method 1 is
inconclusive.
Method 2
Method 2 requires that the
Administrator find that multiple
epidemiologic studies show a causal
et al., at 702.
bias might have occurred when
individuals decided to enroll in the WTC Health
Program after being diagnosed with prostate cancer.
If this occurred, the number of prostate cancers
among the exposed population would be increased
and result in a higher SIR.
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28 Solan
29 Selection
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39675
association between a type of cancer
and a health condition already on the
List of WTC-Related Health Conditions.
After review of the scientific literature,
the Administrator finds that there is no
evidence that any of the conditions on
the List of WTC-Related Health
Conditions increase the risk of prostate
cancer and Method 3 should be
reviewed.
Method 3
Method 1 provides insufficient
evidence to add prostate cancer to the
List and Method 2 provides no evidence
to add prostate cancer. The
Administrator next reviewed 9/11
exposures in relation to NTP and IARC
information pertinent to prostate cancer
(Method 3).
Arsenic and cadmium are 9/11
exposures that have been reported in
several exposure assessment studies of
responders or survivors of the
September 11, 2001, terrorist attacks in
New York City (Method 3A); 30 and NTP
identified arsenic and cadmium as
known to be human carcinogens 31 and
IARC found limited 32 evidence in
humans that arsenic and cadmium
cause prostate cancer (Method 3B).
Based on the evidence provided in
Methods 3A and 3B, the Administrator
has determined that prostate cancer
should be added to the List.
Method 4
Because Method 3 supports the
addition of prostate cancer, Method 4 is
not analyzed.
Administrator’s Determination
Following review of all relevant
evidence, the Administrator has
30 Butt CM, Diamond ML, Truong J, Ikonomou
MG, Helm PA, Stern GA [2004]. Semivolatile
organic compounds in window films from lower
Manhattan after the September 11th World Trade
Center attacks. Environmental Science &
Technology. 38(13):3514–3524.
Lorber M, Gibb H, Grant L, Pinto J, Pleil J,
Cleverly D [2007]. Assessment of inhalation
exposures and potential health risks to the general
population that resulted from the collapse of the
World Trade Center towers. Risk Anal 27(5):1203–
21.
Lioy PJ, Gochfeld M [2002]. Lessons learned on
environmental, occupational, and residential
exposures from the attack on the World Trade
Center. Am J Ind Med 42(6):560–565.
31 NTP (National Toxicology Program) [2011].
12th Report on Carcinogens. National Toxicology
Program, Public Health Service, U.S. Department of
Health and Human Services, Research Triangle
Park, NC. https://ntp.niehs.nih.gov/
?objectid=03C9AF75-E1BF-FF40DBA9EC0928DF8B15. Accessed May 24, 2013.
32 IARC (International Agency for Research on
Cancer) [2012]. IARC Monographs on the
Evaluation of the Carcinogenic Risks to Humans:
Vol. 100C—Arsenic, Metals, Fibres, and Dusts.
IARC, Lyon, France. https://monographs.iarc.fr/
ENG/Monographs/vol100C/index.php. Accessed
May 24, 2013.
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determined that the decision to not add
prostate cancer in the 2012 rulemaking
is superseded by his new evaluation
incorporating the Li and Solan study
findings. The 2012 evaluation relied on
the only epidemiologic study available
at that time, Zeig-Owens, and the
STAC’s assessment of that study and
vote to not include prostate cancer in
their recommendation. The Li and Solan
studies present epidemiologic findings
from larger, more heterogeneous
populations and present evidence that
surveillance bias may not be occurring
in the studied populations. Review of
the two new studies leads the
Administrator to believe that
surveillance bias may not fully explain
the increased incidence of prostate
cancer and, accordingly, the
Administrator can no longer attribute
increased incidence of prostate cancer
to surveillance bias with certainty. After
comprehensive review of all three
epidemiology studies of 9/11-exposed
populations, the Administrator has
determined that the epidemiologic
evidence evaluated under Method 1 is
inconclusive and therefore turns to
evaluating the evidence of
carcinogenicity provided by NTP and
IARC under Method 3. The
Administrator now finds that, based on
the evidence provided in Methods 3A
and 3B, prostate cancer may be added
to the named cancer types in 42 CFR
88.1, Table 1.
emcdonald on DSK67QTVN1PROD with PROPOSALS
V. Early Detection of Prostate Cancer
Early detection of cancer in 9/11exposed populations—either as part of
medical monitoring of enrolled WTC
responders and survivors or part of
ongoing research—is an important
adjunct to the WTC Health Program.
The WTC Health Program adheres to the
recommendations of the U.S. Preventive
Services Task Force (USPSTF) with
regard to coverage for preventive
measures, including screening tests,
counseling, immunizations, and
preventive medications. The USPSTF
recommends against PSA-based
screening for prostate cancer.33
Therefore, PSA-based screening for
prostate cancer will not be covered by
the WTC Health Program.
VI. Effects of Rulemaking on Federal
Agencies
Title II of the James Zadroga 9/11
Health and Compensation Act of 2010
(Pub. L. 111–347) reactivated the
33 U.S. Preventive Services Task Force.
Recommendation: Screening for Prostate Cancer
(2012). https://
www.uspreventiveservicestaskforce.org/
prostatecancerscreening.htm. Accessed June 2,
2013.
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September 11, 2001 Victim
Compensation Fund (VCF).
Administered by the U.S. Department of
Justice (DOJ), the VCF provides
compensation to any individual or
representative of a deceased individual
who was physically injured or killed as
a result of the September 11, 2001,
terrorist attacks or during the debris
removal. Eligibility criteria for
compensation by the VCF include a list
of presumptively covered health
conditions, which are physical injuries
determined to be WTC-related health
conditions by the WTC Health Program.
Pursuant to DOJ regulations, the VCF
Special Master is required to update the
list of presumptively covered conditions
when the List of WTC-Related Health
Conditions in 42 CFR 88.1 is updated.
VII. Summary of Proposed Rule
For the reasons discussed above, the
Administrator proposes to amend 42
CFR 88.1, paragraph (4), Table 1, to add
malignant neoplasm of the prostate
(prostate cancer) and to add the
corresponding medical diagnostic
codes.34
VIII. Regulatory Assessment
Requirements
A. Executive Order 12866 and Executive
Order 13563
Executive Orders (E.O.) 12866 and
13563 direct agencies to assess all costs
and benefits of available regulatory
alternatives and, if regulation is
necessary, to select regulatory
approaches that maximize net benefits
(including potential economic,
environmental, public health and safety
effects, distributive impacts, and
equity). E.O. 13563 emphasizes the
importance of quantifying both costs
and benefits, of reducing costs, of
harmonizing rules, and of promoting
flexibility.
This notice of proposed rulemaking
has been determined not to be a
‘‘significant regulatory action’’ under
sec. 3(f) of E.O. 12866. The proposed
addition of prostate cancer by this
rulemaking is estimated to cost the WTC
Health Program between $3,462,675 35
and $6,995,817 36 per annum. All of the
costs to the WTC Health Program will be
transfers after the implementation of
provisions of the Patient Protection and
34 ICD–9 code 185 and ICD–10 code C61. See,
respectively, WHO (World Health Organization)
[1978]. International Classification of Diseases,
Ninth Edition, and WHO [1997] International
Classification of Diseases, Tenth Edition.
35 Based on a population of 60,000 at the U.S.
cancer rate and discounted at 7 percent.
36 Based on a population of 110,000 at 21 percent
above the U.S. cancer rate and discounted at 3
percent.
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Affordable Care Act (Pub. L. 111–148)
on January 1, 2014. This notice of
proposed rulemaking has been reviewed
by the Office of Management and
Budget (OMB). The rule would not
interfere with State, local, and Tribal
governments in the exercise of their
governmental functions.
Cost Estimates
The WTC Health Program has, to date,
enrolled approximately 58,500 WTC
responders and approximately 6,500
survivors, or approximately 65,000
individuals in total. Of that total
population, approximately 60,000
individuals were participants in
previous WTC medical programs and
were ‘grandfathered’ into the WTC
Health Program established by Title
XXXIII.37 In addition to those
grandfathered WTC responders and
survivors already enrolled, the PHS Act
sets a numerical limitation on the
number of eligible members who can
enroll in the WTC Health Program
beginning July 1, 2011 at 25,000 new
WTC responders and 25,000 new WTC
survivors (i.e., the statute restricts new
enrollment).38 Since July 1, 2011, a total
of approximately 3,000 new WTC
responders and new WTC survivors
(over 1,700 responders and 1,200
survivors) have enrolled in the WTC
Health Program, resulting in only a
minor impact on the statutory
enrollment limits for new members. For
the purpose of calculating a baseline
estimate of cancer prevalence only, the
Administrator assumed that this gradual
rate of enrollment would continue, and
that the currently enrolled population
numbers would remain around 58,500
WTC responders and 6,500 WTC
survivors. The estimate is further based
on the average U.S. cancer prevalence
rate and 7 percent discount rate.
As it is not possible to identify an
upper bound estimate, HHS has
modeled another possible point on the
continuum. For the purpose of
calculating the impact of an increased
rate of cancer on the WTC Health
Program, this analysis assumes that the
entire statutory cap for new WTC
responders (25,000) and WTC survivors
(25,000) will be filled. Accordingly, this
estimate is based on a population of
80,000 responders (55,000
grandfathered + 25,000 new) and 30,000
survivors (5,000 grandfathered + 25,000
37 These grandfathered members were enrolled
without having to complete a new member
application when the WTC Health Program started
on July 1, 2011 and are referred to in the WTC
Health Program regulations in 42 CFR Part 88 as
‘‘currently identified responders’’ and ‘‘currently
identified survivors.’’
38 PHS Act, secs. 3311(a)(4)(A) and 3321(a)(3)(A).
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new). The upper cost estimate also
assumes an overall increase in
population cancer rates (for malignant
neoplasm of the prostate [prostate
cancer] of 21 percent due to 9/11
exposure),39 and costs were discounted
at 3 percent. The choice of a 21 percent
increase in the risk of cancer of the rate
found in the un-exposed population is
based on findings presented in the first
published epidemiologic study of
September 11, 2001 exposed
populations.40 Given the challenges
associated with interpreting the ZeigOwens findings,41 we simply
characterize 21 percent as a possible
outcome rather than asserting the
probability that 21 percent is a ‘‘likely’’
outcome.
The Administrator acknowledges that
some prostate cancer cases are not likely
to have been caused by 9/11 exposures.
The certification of individual cancer
diagnoses will be conducted on a caseby-case basis. However, for the purpose
of this analysis, the Administrator has
estimated that all diagnosed cancers
added to the List will be certified for
treatment by the WTC Health Program.
Finally, because there are no existing
data on cancer rates related to 9/11
exposures at either the Pentagon or in
Shanksville, Pennsylvania, the
Administrator has used only data from
studies of individuals who were
responders or survivors in the New York
City disaster area.
Costs of Cancer Treatment
The Administrator estimated the
treatment costs associated with covering
prostate cancer in this rulemaking using
the methods described below. The WTC
Health Program obtained data for the
cost of providing medical treatment for
prostate cancer.42 The costs of treatment
are described in Table A. The costs of
treatment are divided into three phases:
The costs for the first year following
diagnosis, the costs of intervening years
or continuing treatment after the first
year, and the costs of treatment for the
last year of life. The first year costs of
cancer treatment are higher due to the
initial need for aggressive medical (e.g.,
radiation, chemotherapy) and surgical
care. The costs during last year of life
are often dominated by increased
hospitalization costs.43 Therefore, we
used three different treatment phase
costs to estimate the costs of treatment
to be able to best estimate costs in
conjunction with expected incidence
and long-term survival rates for prostate
cancer.
These cost figures were based on a
study of elderly cancer patients from the
Surveillance, Epidemiology, and End
Results (SEER) program maintained by
the National Cancer Institute using
Medicare files.44 The average costs of
treatment described above are given in
2011 prices adjusted using the Medical
Consumer Price Index for all urban
consumers.45
Incident Cases of Cancer
The Administrator estimated the
expected number of cases of cancer that
would be observed in a cohort of
responders and survivors followed for
cancer incidence after September 11,
2001 using U.S. population cancer rates
for prostate cancer. Demographic
characteristics of the cohort were
assigned since the actual data are not
available for individuals in the
responder and survivor populations
who have not yet enrolled in the WTC
Health Program. Gender and age (at the
time of exposure) distributions for
responders and survivors were assumed
to be the same as current members in
the WTC Health Program. According to
WTC Health Program data, males
TABLE A—AVERAGE COSTS OF TREAT- comprise 88 percent of the current
MENT
FOR
PROSTATE CANCER responder members and 50 percent of
survivor members. Because prostate
(2011$)
cancer occurs only in males, all
Last year
calculations only take into account male
Initial
Continuing
of life
WTC Health Program members. The age
(12 month)
(annual)
(12 mos.)
distribution for current members by
gender and responder/survivor status is
$13,696 .....
$2,754
$43,481
presented in Table B.
TABLE B—PERCENTILES OF CURRENT AGE (ON APRIL 11, 2012) FOR CURRENT MEMBERS IN THE WTC HEALTH
PROGRAM BY GENDER AND RESPONDER/SURVIVOR STATUS
Age percentile (years)
Group
Min
Male responders ..............................................................
Female responders ..........................................................
Male survivors ..................................................................
Female survivors ..............................................................
28
28
12
12
1
10
32
30
23
21
30
39
38
35
38
50
44
44
46
49
70
49
49
52
54
90
54
54
58
60
99
62
62
67
68
Max
74
76
81
84
92
92
99
95
emcdonald on DSK67QTVN1PROD with PROPOSALS
The Administrator assumed race and
ethnic origin distributions for
responders and survivors according to
distributions in the WTC Health
Registry cohort: 46 57 percent nonHispanic white, 15 percent non-
39 Zeig-Owens R, Webber MP, Hall CB, Schwartz
T, Jaber N, Weakley J, Rohan TE, Cohen HW,
Derman O, Aldrich TK, Kelly K, Prezant DJ [2011].
Early Assessment of Cancer Outcomes in New York
City Firefighters After the 9/11 Attacks: An
Observational Cohort Study. Lancet. 378(9794):898–
905.
40 Zeig-Owens R, Webber MP, Hall CB, Schwartz
T, Jaber N, Weakley J, Rohan TE, Cohen HW,
Derman O, Aldrich TK, Kelly K, Prezant DJ [2011].
Early Assessment of Cancer Outcomes in New York
City Firefighters After the 9/11 Attacks: An
Observational Cohort Study. Lancet. 378(9794):898–
905.
41 As Zeig-Owens et al point out, the time interval
since 9/11 is short for cancer outcomes, the
recorded excess of cancers is not limited to specific
sites, and the biological plausibility of chronic
inflammation as a possible mediator between WTCexposure and cancer means that the outcomes
remain speculative.
42 Yabroff KR, Lamont EB, Mariotto A, Warren JL,
Topor M, Meekins A, Brown ML [2008]. Cost of
Care for Elderly Cancer Patients in the United
States. Journal: J Natl Cancer Inst 100(9):630–41.
43 Yabroff KR, Lamont EB, Mariotto A, Warren JL,
Topor M, Meekins A, Brown ML [2008]. Cost of
Care for Elderly Cancer Patients in the United
States. Journal: J Natl Cancer Inst 100(9):630–41.
44 Surveillance, Epidemiology, and End Results
(SEER) Program (www.seer.cancer.gov) Research
Data (1973–2006), National Cancer Institute,
DCCPS, Surveillance Research Program,
Surveillance Systems Branch, released April 2009,
based on the November 2008 submission.
45 Bureau of Labor Statistics. Consumer Price
Index. Available at https://research.stlouisfed.org/
fred2/series/CPIMEDSL/downloaddata?cid=32419.
Accessed April 23, 2012.
46 Jordan HT, Brackbill RM, Cone JE,
Debchoudhury I, Farfel MR, Greene CM, Hadler JL,
Kennedy J, Li J, Liff J, Stayner L, Stellman SD.
Mortality Among Survivors of the Sept 11, 2001,
Word Trade Center Disaster: Results from the World
Trade Center Health Registry Cohort. Lancet
2011;378:879–887. Note: percentages may not sum
to 100 percent due to rounding.
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Hispanic black, 21 percent Hispanic,
and 8 percent other race/ethnicity for
responders and 50 percent non-Hispanic
white, 17 percent non-Hispanic black,
15 percent Hispanic, and 18 percent
other race/ethnicity for survivors.
Follow-up for cancer morbidity for each
person began on January 1, 2002 or age
15 years, whichever was later. Age 15
was considered because the cancer
incidence rate file did not include rates
for persons less than 15 years of age.
Follow-up ended on December 31, 2016
or the estimated last year of life,
whichever was earlier. The estimated
last year of life was used since not all
persons would be expected to remain
alive at the end of 2016. The estimated
last year of life was based on U.S.
gender, race, age, and year-specific
death rates from CDC Wonder (since
rates are currently available through
2008, the rate from 2008 was applied to
2009 and later).47 A life-table analysis
program, LTAS.NET, was used to
estimate the expected number of
incident cancers for prostate cancer.48
The Administrator calculated cancer
incidence rates using data through 2006
from the Surveillance Epidemiology and
End Results (SEER) Program and
estimated rates for 2007–2016.49 The
Program applied the resulting gender,
race, age, and year-specific cancer
incidence rates to the estimated personyears at risk to estimate the expected
number of cancer cases for prostate
cancer starting from year 2002, the first
full year following the September 11,
2001, terrorist attacks, to 2016, the last
year for which this Program is currently
funded.
Prevalence of Cancer
To determine the potential number of
persons in the responder and survivor
populations with cancer, the
Administrator used the number of
incident cases described above for each
year starting with 2002 and estimated
the prevalence of cancer using survival
rate statistics for each incident cancer
group through 2016.50 Using the
incident cases and survival rate
statistics, HHS has estimated the
prevalence (number of persons living
with cancer) of cases during the 15 year
period (2002–2016) since September 11,
2001. The resulting table provides for
each year from 2002 through 2016, the
number of new cases occurring in that
year (incidence), the number of
individuals who died from their cancer
in that year, and the number of persons
surviving up to 15 years beyond their
first diagnosis (prevalence).51 For
example, in 2002 there are 34.22
projected new cases of prostate cancer,
which would be listed as incident cases
for that year. The survival rate for
prostate cancer in the first year of
diagnosis is 99.44 percent.52 Therefore
the number of deceased persons in 2002
would be 34.22 × (1 ¥ 0.9944) = 0.19.
For the prostate cancer prevalence table,
in year 2003, the number of incident
cases would be 38.55 cases. In addition
to 38.55 newly diagnosed cases in 2003,
there would be the one-year survivors
from 2002 which would be 34.22 ¥ 0.19
= 34.03 cases. This computation process
can be repeated for each year through
year 2016. A portion of the prostate
cancer prevalence tables are provided in
Table C. Prevalence is summarized in
Tables E and G. This analysis considers
cancers diagnosed in 2002 through
2016.
TABLE C—PREVALENCE TABLE FOR PROSTATE CANCER
[Based on 80,000 responders]
Year
Years since 9/11 exposure
Years covered by WTC Health
Program
New/Surv.
1 ...............................................................
2 ...............................................................
3 ...............................................................
4 ...............................................................
5 ...............................................................
6 ...............................................................
7 ...............................................................
8 ...............................................................
9 ...............................................................
10 .............................................................
11 .............................................................
12 .............................................................
13 .............................................................
14 .............................................................
15 .............................................................
Live cases from previous years ...............
Prevalence ...............................................
Last year of life ........................................
2002
2003
2013
2014
34.22
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
0.00
34.22
0.19
38.55
34.03
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
34.03
72.58
0.62
112.54
100.76
88.67
79.02
71.15
63.27
55.71
48.22
42.10
39.77
35.02
30.91
........................
........................
........................
654.61
767.15
7.20
123.98
111.92
99.55
87.58
78.61
70.41
62.74
55.06
47.91
41.51
39.38
34.83
30.43
........................
........................
759.95
883.93
8.19
134.46
123.29
110.57
98.33
87.13
77.80
69.83
62.01
54.71
47.24
41.11
39.17
34.29
30.26
........................
875.74
1010.20
9.31
emcdonald on DSK67QTVN1PROD with PROPOSALS
Cost Computation
To compute the costs for prostate
cancer, the Administrator assumes that
47 Centers for Disease Control and Prevention,
National Center for Health Statistics. Compressed
Mortality File 1999–2008. CDC WONDER Online
Database, compiled from Compressed Mortality File
1999–2008 Series 20 No. 2N, 2011. https://
wonder.cdc.gov/cmf-icd10.html. Accessed February
15, 2012.
48 Schubauer-Berigan MK, Hein MJ, Raudabaugh
WM, Ruder AM, Silver SR, Spaeth S, Steenland K,
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2015
146.33
133.72
121.81
109.22
97.82
86.23
77.15
69.01
61.61
53.95
46.77
40.88
38.56
34.10
30.06
1000.89
1147.22
10.65
all of the individuals who are diagnosed
with prostate cancer will be certified by
the WTC Health Program for treatment
and monitoring services. The treatment
costs for the first year of treatment
(Table A, year adjusted) were applied to
Petersen MR, and Waters KM [2011]. Update of the
NIOSH Life Table Analysis System: A Person-Years
Analysis program for the Windows Computing
Environment. American Journal of Industrial
Medicine 54:915–924.
49 National Cancer Institute, Surveillance
Epidemiology and End Results (SEER). https://
seer.cancer.gov/. Accessed May 27, 2012.
50 National Cancer Institute, Surveillance
Epidemiology and End Results (SEER). https://
seer.cancer.gov/. Accessed May 27, 2012.
51 The 15-year survival limit is imposed based on
the analytic time horizon.
52 National Cancer Institute, Surveillance
Epidemiology and End Results (SEER). https://
seer.cancer.gov/. Accessed May 27, 2012.
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the predicted newly incident (Year 1)
cases for each year. Likewise, the costs
of treatment for the last year of life were
applied in each year to the number of
people predicted to die from their
cancer in that year. The costs of
continuing treatment from Table A were
applied to the number of prevalent cases
who had survived their cancers beyond
39679
persons surviving n-years beyond the
year of diagnosis. Finally, the cost of
last year of life treatment is computed
by multiplying the cost for last year of
life from Table A by the number of
persons dying in that year from prostate
cancer from Table C.
their year of diagnosis, for each year of
survival (Year 2–15).
Using this procedure, a cost table was
constructed for each year covered by the
WTC Health Program and the results are
presented in Table D. The row for Year
1 in each table is the cost of incident
cases for that year. Rows for years 2–15
show the cost from continuing care for
TABLE D—COST PER 80,000 RESPONDERS FOR PROSTATE CANCER, 2011$
Years covered by the WTC Health Program
Year
2014
2015
1 ...................................................................................................................................................
2 ...................................................................................................................................................
3 ...................................................................................................................................................
4 ...................................................................................................................................................
5 ...................................................................................................................................................
6 ...................................................................................................................................................
7 ...................................................................................................................................................
8 ...................................................................................................................................................
9 ...................................................................................................................................................
10 .................................................................................................................................................
11 .................................................................................................................................................
12 .................................................................................................................................................
13 .................................................................................................................................................
14 .................................................................................................................................................
15 .................................................................................................................................................
Prevalent care ..............................................................................................................................
Last year of life care ....................................................................................................................
$1,688,586
308,251
274,159
241,216
216,509
193,930
172,786
151,653
131,942
114,331
108,466
95,925
83,816
........................
........................
3,781,570
356,227
$1,831,435
339,563
304,530
270,809
239,972
214,266
192,305
170,779
150,680
130,098
113,209
107,868
94,438
83,345
........................
4,243,298
404,804
$1,993,026
368,289
335,464
300,809
269,413
237,486
212,470
190,071
169,685
148,574
128,822
112,586
106,196
93,906
82,779
4,666,796
463,183
Total ......................................................................................................................................
4,137,798
4,648,102
5,129,979
The sum of the annual costs in the
table for the years 2014 through 2016
represents the estimated treatment costs
to the WTC Health Program for coverage
of prostate cancer for 80,000 responders.
The same process described above was
applied to the survivor cohort. Based on
the incidence rate expected from the
survivor cohort, prevalence tables were
constructed. The estimated treatment
costs for responders and survivors were
re-computed under the following two
assumptions: (1) The rate of cancer in
the WTC Health Program is equal to the
rate of cancer observed in the general
population; and (2) the rate of cancer
exceeds the general population rate by
21 percent due to their WTC
exposures.53
A summary of the estimated
prevalence at the U.S. population
average for the assumed population of
58,500 responders and 6,500 survivors
2016
is provided in Table E. A summary of
the estimated treatment costs to the
WTC Health Program is provided in
Table F. A summary of the estimated
prevalence using cancer rates 21 percent
over the U.S. population average for the
increased rate of 80,000 responders and
30,000 survivors is given in Table G. A
summary of the estimated treatment
costs to the WTC Health Program is
provided in Table H.
TABLE E—ESTIMATED PREVALENCE OF PROSTATE CANCER BY YEAR BASED ON 58,500 AND 6,500 RESPONDER AND
SURVIVOR POPULATION, RESPECTIVELY AND ASSUMING CANCER RATES AT U.S. POPULATION AVERAGE
Prevalence (incident + live cases)
Population
2014
emcdonald on DSK67QTVN1PROD with PROPOSALS
Based on 58,500 responders ......................................................................................................
Based on 6,500 survivors ............................................................................................................
53 Zeig-Owens R, Webber MP, Hall CB, Schwartz
T, Jaber N, Weakley J, Rohan TE, Cohen HW,
Derman O, Aldrich TK, Kelly K, Prezant DJ [2011].
Early Assessment of Cancer Outcomes in New York
City Firefighters After the 9/11 Attacks: An
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Observational Cohort Study. Lancet. 378(9794):898–
905. Limitations of the Zeig-Owens study include:
limited information on specific exposures
experienced by firefighters; short time for follow-up
of cancer outcomes; speculation about the
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646.37
65.95
2015
738.71
73.93
2016
838.90
82.41
biological plausibility of chronic inflammation as a
possible mediator between WTC-exposure and
cancer outcomes; and potential unmeasured
confounders.
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TABLE F—ESTIMATED TREATMENT COSTS OF PROSTATE CANCER BY YEAR BASED ON 58,500 AND 6,500 RESPONDER
AND SURVIVOR POPULATION, RESPECTIVELY AND ASSUMING CANCER RATES AT U.S. POPULATION AVERAGE (2011 $)
Population
2014
Based on 58,500 responders ..........................................................................
Based on 6,500 survivors ................................................................................
2015
2016
2014–2016
3,025,765
296,297
3,398,924
326,642
3,751,298
352,170
10,175,987
975,109
TABLE G—ESTIMATED PREVALENCE OF PROSTATE CANCER BY YEAR BASED ON 80,000 AND 30,000 RESPONDER AND
SURVIVOR POPULATION, RESPECTIVELY AND ASSUMING INCIDENCE OF CANCER IS 21% HIGHER THAN THE U.S. POPULATION DUE TO 9/11 EXPOSURE
Prevalence (incident + live cases)
Population
2014
Based on 80,000 responders ......................................................................................................
Based on 30,000 survivors ..........................................................................................................
2015
1069.55
368.31
2016
1222.34
412.86
1388.13
460.19
TABLE H—ESTIMATED TREATMENT COSTS OF PROSTATE CANCER BY YEAR BASED ON 80,000 AND 30,000 RESPONDER
AND SURVIVOR POPULATION, RESPECTIVELY AND ASSUMING INCIDENCE OF CANCER IS 21% HIGHER THAN THE U.S.
POPULATION DUE TO 9/11 EXPOSURE (2011 $)
Population
2014
Based on 80,000 responders ..........................................................................
Based on 30,000 survivors ..............................................................................
Summary of Costs
Because HHS lacks data to account for
recoupment by workers’ compensation
insurance or reduction by either health
insurance or Medicare/Medicaid
payments, the estimates offered here are
reflective of estimated WTC Health
Program costs only. This analysis offers
an assumption about the number of
individuals who might enroll in the
WTC Health Program and estimates the
impact of both a low rate of cancer (U.S.
population average rate) and an
increased rate (21 percent greater than
$5,089,491
1,378,925
the U.S. population average) on the
number of cases and the resulting
estimated treatment costs to the WTC
Health Program. This analysis does not
include administrative costs associated
with certifying additional diagnoses of
cancers that are WTC-related health
conditions that might result from this
action. Those costs were addressed in
the interim final rule that established
regulations for the WTC Health Program
(76 FR 38914, July 1, 2011).
After the implementation of
provisions of the Affordable Care Act on
2015
2016
$5,717,165
1,520,138
2014–2016
$6,309,875
1,638,947
$17,116,531
4,538,010
January 1, 2014, all of the members and
future members can be assumed to have
or have access to medical insurance
coverage other than through the WTC
Health Program. Therefore, all treatment
and screening costs to be paid by the
WTC Health Program from 2014 through
2016 are considered transfers. Table I
describes the allocation of WTC Health
Program transfer payments based on
58,500 responders and 6,500 survivors
and, alternatively, 80,000 responders
and 30,000 survivors.
TABLE I—BREAKDOWN OF ESTIMATED ANNUAL WTC HEALTH PROGRAM TRANSFERS FOR PROSTATE CANCER BASED ON
80,000 AND 58,500 RESPONDERS AND 30,000 AND 6,500 SURVIVORS, 2014–2016, 2011$
Annualized transfers for 2014–
2016, 2011 $
Discounted at 7
percent
Discounted at 3
percent
Cancer Rate
emcdonald on DSK67QTVN1PROD with PROPOSALS
U.S. average
58,500 Responders .........................................................................................................................................
6,500 Survivors ................................................................................................................................................
65,000 Total ..............................................................................................................................................
80,000 Responders .........................................................................................................................................
30,000 Survivors ..............................................................................................................................................
110,000 Total ............................................................................................................................................
Examination of Benefits (Health Impact)
This section describes qualitatively
the potential benefits of the proposed
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improvements in the health and healthrelated quality of life of potential
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U.S. average +
21%
$3,159,619
303,056
$3,462,675
............................
............................
............................
............................
............................
............................
$5,529,266
1,466,551
6,995,817
prostate cancer patients treated through
the WTC Health Program, compared to
no Program. The assessment of the
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health benefits for prostate cancer
patients uses the number of expected
cancer cases that was estimated in the
cost analysis section.
The Administrator does not have
information on the health of the
population that may have experienced
9/11 exposures and is not currently
enrolled in the WTC Health Program. In
addition, the Administrator has only
limited information about health
insurance and health care services for
prostate cancers potentially caused by
9/11 exposures and suffered by any
population of responders and survivors,
including responders and survivors
currently enrolled in the WTC Health
Program and responders and survivors
not enrolled in the Program. For the
purposes of this analysis, the
Administrator assumes that broad
trends on demographics and access to
health insurance reported by the U.S.
Census Bureau and health care services
for cancer similar to those reported by
Ward et al. 54 would apply to the
population of general responders (those
individuals who are not members of the
FDNY and who meet the eligibility
criteria in 42 CFR Part 88 for WTC
responders) and survivors both within
and outside the Program. For the
purposes of this analysis, the
Administrator assumes that access to
health insurance and health care
services for FDNY responders within
and outside the Program would be
equivalent because this population is
overwhelmingly covered by employerbased health insurance.
Although the Administrator cannot
quantify the benefits associated with the
WTC Health Program, members with
prostate cancer would have improved
access to care and thereby the Program
should produce better treatment
outcomes than in its absence. Under
other insurance plans, patients would
have deductibles and copays, which
impact access to care and particularly
its timeliness.55 WTC Health Program
members would have first-dollar
coverage and hence are likely to seek
care sooner when indicated, resulting in
improved treatment outcomes.
emcdonald on DSK67QTVN1PROD with PROPOSALS
Limitations
The analysis presented here was
limited by the dearth of verifiable data
on the prostate cancer status of
54 Ward E, Halpern M, Schrag N, Cokkinides V,
DeSantis C, Bandi P, Siegel R, Stewart A, Jemal A
[2008]. Association of Insurance with Cancer Care
Utilization and Outcomes. CA Cancer J Clin 58:9–
31.
55 Wharam JF, Galbraith AA, Kleinman KP,
Soumerai SB, Ross-Degnan D, Landon BE. Cancer
Screening before and after Switching to a HighDeductible Health Plan. Annals of Internal
Medicine. 2008 May;148(9):647–655.
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responders and survivors who have yet
to apply for enrollment in the WTC
Health Program. Because of the limited
data, the Administrator was not able to
estimate benefits in terms of averted
healthcare costs. Nor was the
Administrator able to estimate
administrative costs, or indirect costs,
such as averted absenteeism, short and
long-term disability, and productivity
losses averted due to premature
mortality.
annual expenditures in excess of $100
million in 1995 dollars by State, local or
Tribal governments in the aggregate, or
by the private sector. However, the rule
may result in an increase in the
contribution made by New York City for
treatment and monitoring, as required
by Title XXXIII, § 3331(d)(2). For 2013,
the inflation adjusted threshold is $150
million.
B. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA),
5 U.S.C. 601 et seq., requires each
agency to consider the potential impact
of its regulations on small entities
including small businesses, small
governmental units, and small not-forprofit organizations. The Administrator
believes that this rule has ‘‘no
significant economic impact upon a
substantial number of small entities’’
within the meaning of the Regulatory
Flexibility Act (5 U.S.C. 601 et seq.).
This proposed rule has been drafted
and reviewed in accordance with
Executive Order 12988, ‘‘Civil Justice
Reform,’’ and will not unduly burden
the Federal court system. This rule has
been reviewed carefully to eliminate
drafting errors and ambiguities.
C. Paperwork Reduction Act
The Paperwork Reduction Act (PRA),
44 U.S.C. 3501 et seq., requires an
agency to invite public comment on,
and to obtain OMB approval of, any
regulation that requires 10 or more
people to report information to the
agency or to keep certain records. Data
collection and recordkeeping
requirements for the WTC Health
Program are approved by OMB under
‘‘World Trade Center Health Program
Enrollment, Appeals & Reimbursement’’
(OMB Control No. 0920–0891, exp.
December 31, 2014). The Administrator
has determined that no changes are
needed to the information collection
request already approved by OMB.
D. Small Business Regulatory
Enforcement Fairness Act
As required by Congress under the
Small Business Regulatory Enforcement
Fairness Act of 1996 (5 U.S.C. 801 et
seq.), HHS will report the promulgation
of this rule to Congress prior to its
effective date.
E. Unfunded Mandates Reform Act of
1995
Title II of the Unfunded Mandates
Reform Act of 1995 (2 U.S.C. 1531 et
seq.) directs agencies to assess the
effects of Federal regulatory actions on
State, local, and Tribal governments,
and the private sector ‘‘other than to the
extent that such regulations incorporate
requirements specifically set forth in
law.’’ For purposes of the Unfunded
Mandates Reform Act, this proposed
rule does not include any Federal
mandate that may result in increased
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F. Executive Order 12988 (Civil Justice)
G. Executive Order 13132 (Federalism)
The Administrator has reviewed this
proposed rule in accordance with
Executive Order 13132 regarding
federalism, and has determined that it
does not have ‘‘federalism
implications.’’ The rule does not ‘‘have
substantial direct effects on the States,
on the relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government.’’
H. Executive Order 13045 (Protection of
Children From Environmental Health
Risks and Safety Risks)
In accordance with Executive Order
13045, the Administrator has evaluated
the environmental health and safety
effects of this proposed rule on children.
The Administrator has determined that
the rule would have no environmental
health and safety effect on children.
I. Executive Order 13211 (Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use)
In accordance with Executive Order
13211, the Administrator has evaluated
the effects of this proposed rule on
energy supply, distribution or use, and
has determined that the rule will not
have a significant adverse effect.
J. Plain Writing Act of 2010
Under Public Law 111–274 (October
13, 2010), executive Departments and
Agencies are required to use plain
language in documents that explain to
the public how to comply with a
requirement the Federal Government
administers or enforces. The
Administrator has attempted to use
plain language in promulgating the
proposed rule consistent with the
Federal Plain Writing Act guidelines.
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Federal Register / Vol. 78, No. 127 / Tuesday, July 2, 2013 / Proposed Rules
Human Services proposes to amend 42
CFR Part 88 as follows:
Proposed Rule
List of Subjects in 42 CFR Part 88:
Aerodigestive disorders, Appeal
procedures, Cancer, Health care, Mental
health conditions, Musculoskeletal
disorders, Respiratory and pulmonary
diseases.
emcdonald on DSK67QTVN1PROD with PROPOSALS
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HEALTH PROGRAM
2. In § 88.1, the under the definition
‘‘List of WTC-related health
conditions’’, following paragraph (4),
revise Table 1 to read as follows:
■
§ 88.1
Definitions.
■
*
Authority: 42 U.S.C. 300mm–300mm–61,
Pub. L. 111–347, 124 Stat. 3623.
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Federal Register / Vol. 78, No. 127 / Tuesday, July 2, 2013 / Proposed Rules
Dated: June 26, 2013.
John Howard,
Administrator, World Trade Center, Health
Program and Director, National Institute for
Occupational Safety and Health, Centers for
Disease Control and Prevention, Department
of Health and Human Services.
[FR Doc. 2013–15816 Filed 7–1–13; 8:45 am]
BILLING CODE 4150–28–C
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Part 79
[MB Docket No. 11–154; FCC 13–84]
Closed Captioning of Internet ProtocolDelivered Video Programming:
Implementation of the Twenty-First
Century Communications and Video
Accessibility Act of 2010
Federal Communications
Commission.
ACTION: Proposed rule.
AGENCY:
In this document, the
Commission seeks comment on the
potential imposition of closed
captioning synchronization
requirements for covered apparatus, and
on how DVD and Blu-ray players can
fulfill the closed captioning
requirements of the statute. These issues
were raised by petitions for
reconsideration of the Report and Order,
which adopted rules governing the
closed captioning requirements for the
owners, providers, and distributors of
IP-delivered video programming and
rules governing the closed captioning
capabilities of certain apparatus on
which consumers view video
programming.
SUMMARY:
Comments are due on or before
September 3, 2013; reply comments are
due on or before September 30, 2013.
ADDRESSES: You may submit comments,
identified by MB Docket No. 11–154, by
any of the following methods:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
• Federal Communications
Commission’s Web site: https://
fjallfoss.fcc.gov/ecfs2/. Follow the
instructions for submitting comments.
• Mail: Filings can be sent by hand or
messenger delivery, by commercial
overnight courier, or by first-class or
overnight U.S. Postal Service mail. All
filings must be addressed to the
Commission’s Secretary, Office of the
Secretary, Federal Communications
Commission.
• People with Disabilities: Contact the
FCC to request reasonable
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39691
accommodations (accessible format
documents, sign language interpreters,
CART, etc.) by email: FCC504@fcc.gov
or phone: (202) 418–0530 or TTY: (202)
418–0432.
FOR FURTHER INFORMATION CONTACT:
Diana Sokolow, Diana.Sokolow@fcc.gov,
or Maria Mullarkey,
Maria.Mullarkey@fcc.gov, of the Policy
Division, Media Bureau, (202) 418–
2120.
SUPPLEMENTARY INFORMATION: This is a
summary of the Commission’s Further
Notice of Proposed Rulemaking, FCC
13–84, adopted on June 13, 2013 and
released on June 14, 2013. The full text
of this document is available for public
inspection and copying during regular
business hours in the FCC Reference
Center, Federal Communications
Commission, 445 12th Street SW., Room
CY–A257, Washington, DC 20554. This
document will also be available via
ECFS at https://fjallfoss.fcc.gov/ecfs/.
Documents will be available
electronically in ASCII, Microsoft Word,
and/or Adobe Acrobat. The complete
text may be purchased from the
Commission’s copy contractor, 445 12th
Street SW., Room CY–B402,
Washington, DC 20554. Alternative
formats are available for people with
disabilities (Braille, large print,
electronic files, audio format), by
sending an email to fcc504@fcc.gov or
calling the Commission’s Consumer and
Governmental Affairs Bureau at (202)
418–0530 (voice), (202) 418–0432
(TTY).
202 and 203 of the Twenty-First Century
Communications and Video
Accessibility Act of 2010 (‘‘CVAA’’) by
adopting rules governing the closed
captioning requirements for the owners,
providers, and distributors of video
programming delivered via Internet
protocol (‘‘IP’’) and rules governing the
closed captioning capabilities of certain
apparatus on which consumers view
video programming. Specifically, in
response to the Petition for
Reconsideration of Consumer Groups,
we issue an FNPRM to obtain further
information necessary to determine
whether the Commission should impose
synchronization requirements on device
manufacturers. Such synchronization
requirements could provide that all
apparatus that render closed captions
must do so consistent with the timing
data included with the video
programming the apparatus receives.
Separately, in response to issues raised
by the Petition for Reconsideration of
the Consumer Electronics Association,
the FNPRM seeks comment on how
DVD and Blu-ray players can fulfill the
closed captioning requirements of the
statute.
2. Our goal in this proceeding remains
to implement Congress’s intent to better
enable individuals who are deaf or hard
of hearing to view video programming.
In considering the requests made in the
three petitions for reconsideration
received, we have evaluated the effect
on consumers who are deaf or hard of
hearing as well as the cost of
compliance to affected entities.
Paperwork Reduction Act of 1995
Analysis
This document does not contain
proposed information collection(s)
subject to the Paperwork Reduction Act
of 1995 (PRA), Public Law 104–13. In
addition, therefore, it does not contain
any new or modified ‘‘information
collection burden for small business
concerns with fewer than 25
employees,’’ pursuant to the Small
Business Paperwork Relief Act of 2002,
Public Law 107–198, see 44 U.S.C.
3506(c)(4).
II. Further Notice of Proposed
Rulemaking
3. Apparatus synchronization
requirements. We invite comment on
whether the Commission should require
apparatus manufacturers to ensure that
their apparatus synchronize the
appearance of closed captions with the
display of the corresponding video. In
the Report and Order, the Commission
concluded that it would be
inappropriate to impose
synchronization requirements on
apparatus. Rather, the Commission
stated ‘‘that ensuring that timing data is
properly encoded and maintained
through the captioning interchange and
delivery system is an obligation of
[s]ection 202 [video programming
distributors and providers], and not of
device manufacturers.’’ Consumer
Groups argue that the Commission
should impose timing obligations on
device manufacturers pursuant to
section 203 of the CVAA because
apparatus may cause captions to become
out of synch with the corresponding
video. We need more information in the
Summary of the Further Notice of
Proposed Rulemaking
I. Introduction
1. In the FNPRM, we seek further
comment on the potential imposition of
closed captioning synchronization
requirements for covered apparatus, and
on how DVD and Blu-ray players can
fulfill the closed captioning
requirements of the statute. These issues
were raised by petitions for
reconsideration of the Report and Order,
which implemented portions of sections
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Agencies
[Federal Register Volume 78, Number 127 (Tuesday, July 2, 2013)]
[Proposed Rules]
[Pages 39670-39691]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-15816]
=======================================================================
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DEPARTMENT OF HEALTH AND HUMAN SERVICES
[Docket No. CDC-2013-0012]
42 CFR Part 88
RIN 0920-AA54
World Trade Center Health Program; Addition of Prostate Cancer to
the List of WTC-Related Health Conditions
AGENCY: Centers for Disease Control and Prevention, HHS.
ACTION: Notice of proposed rulemaking.
-----------------------------------------------------------------------
SUMMARY: On May 2, 2013, the Administrator of the World Trade Center
(WTC) Health Program received a petition (Petition 002) requesting the
addition of prostate cancer to the List of WTC-Related Health
Conditions (List) covered in the WTC Health Program. The Administrator
has determined to publish a proposed rule adding malignant neoplasm of
the prostate (prostate cancer) to the List in the WTC Health Program
regulations.
DATES: Comments must be received by August 1, 2013.
ADDRESSES: Written Comments: You may submit comments by any of the
following methods:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments.
Mail: NIOSH Docket Office, Robert A. Taft Laboratories,
MS-C34, 4676 Columbia Parkway, Cincinnati, OH 45226.
Instructions: All submissions received must include the agency name
(Centers for Disease Control and Prevention, HHS) and docket number
(CDC-2013-0012) or Regulation Identifier Number (0920-AA54) for this
rulemaking. All relevant comments, including any personal information
provided, will be posted without change to https://www.regulations.gov.
For detailed instructions on submitting public comments, see the
``Public Participation'' heading of the SUPPLEMENTARY INFORMATION
section of this document.
[[Page 39671]]
Docket: For access to the docket to read background documents, go
to https://www.regulations.gov.
FOR FURTHER INFORMATION CONTACT: Paul Middendorf, Senior Health
Scientist, 1600 Clifton Rd. NE., MS: E-20, Atlanta, GA 30329; telephone
(404) 498-2500 (this is not a toll-free number); email
pmiddendorf@cdc.gov.
SUPPLEMENTARY INFORMATION:
This notice is organized as follows:
I. Executive Summary
A. Purpose of Regulatory Action
B. Summary of Major Provisions
C. Costs and Benefits
II. Public Participation
III. Background
A. WTC Health Program Statutory Authority
B. Rulemaking History
C. Methods Used by the Administrator To Determine Whether To Add
Cancer or Types of Cancer to the List of WTC-Related Health
Conditions
D. Consideration of Prostate Cancer, 2011-2012
1. First Periodic Review of the Scientific and Medical Evidence
Related to Cancer, July 2011
2. Rulemaking in Response to Petition 001
E. Petition 002
IV. Administrator's Determination on Petition 002 Requesting the
Addition of Prostate Cancer to the List
V. Early Detection of Prostate Cancer
VI. Effects of Rulemaking on Federal Agencies
VII. Summary of Proposed Rule
VIII. Regulatory Assessment Requirements
A. Executive Order 12866 and Executive Order 13563
B. Regulatory Flexibility Act
C. Paperwork Reduction Act
D. Small Business Regulatory Enforcement Fairness Act
E. Unfunded Mandates Reform Act of 1995
F. Executive Order 12988 (Civil Justice)
G. Executive Order 13132 (Federalism)
H. Executive Order 13045 (Protection of Children From
Environmental Health Risks and Safety Risks)
I. Executive Order 13211 (Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use)
J. Plain Writing Act of 2010
I. Executive Summary
A. Purpose of Regulatory Action
This rulemaking is being conducted in response to a petition to the
Administrator of the WTC Health Program by the Patrolmen's Benevolent
Association, a union representing New York City police officers
(Petition 002). The petition asks that the Administrator add prostate
cancer to the List of WTC-Related Health Conditions.
B. Summary of Major Provisions
The rule proposes the addition of prostate cancer to the cancers
identified in 42 CFR 88.1, Table 1 as covered by the WTC Health Program
for treatment and monitoring.
C. Costs and Benefits
The proposed addition of prostate cancer by this rulemaking is
estimated to cost the WTC Health Program between $3,462,675 and
$6,995,817 per annum. All of the costs to the WTC Health Program will
be transfers after the implementation of provisions of the Patient
Protection and Affordable Care Act (Pub. L. 111-148) on January 1,
2014.
II. Public Participation
Interested persons or organizations are invited to participate in
this rulemaking by submitting written views, opinions, recommendations,
and/or data. Comments are invited on any topic related to this proposed
rule.
Comments received, including attachments and other supporting
materials, are part of the public record and subject to public
disclosure. Do not include any information in your comment or
supporting materials that you consider confidential or inappropriate
for public disclosure.
Comments submitted electronically or by mail should be titled
``Docket No. CDC-2013-0012'' and should identify the author(s) and
contact information in case clarification is needed. Electronic and
written comments can be submitted to the addresses provided in the
ADDRESSES section, above. All communications received on or before the
closing date for comments will be fully considered by the Administrator
of the WTC Health Program.
III. Background
A. WTC Health Program Statutory Authority
Title I of the James Zadroga 9/11 Health and Compensation Act of
2010 (Pub. L. 111-347), amended the Public Health Service Act (PHS Act)
to add Title XXXIII \1\ establishing the WTC Health Program within the
Department of Health and Human Services (HHS). The WTC Health Program
provides medical monitoring and treatment benefits to eligible
firefighters and related personnel, law enforcement officers, and
rescue, recovery, and cleanup workers (responders) who responded to the
September 11, 2001, terrorist attacks in New York City, at the
Pentagon, and in Shanksville, Pennsylvania, and to eligible persons
(survivors) who were present in the dust or dust cloud on September 11,
2001 or who worked, resided, or attended school, childcare, or adult
daycare in the New York City disaster area.
---------------------------------------------------------------------------
\1\ Title XXXIII of the PHS Act is codified at 42 U.S.C. 300mm
to 300mm-61. Those portions of the Zadroga Act found in Titles II
and III of Public Law 111-347 do not pertain to the WTC Health
Program and are codified elsewhere.
---------------------------------------------------------------------------
All references to the Administrator of the WTC Health Program
(Administrator) in this notice mean the Director of the National
Institute for Occupational Safety and Health (NIOSH) or his or her
designee. Section 3312(a)(6) of the PHS Act requires the Administrator
to conduct rulemaking to propose the addition of a health condition to
the List of WTC-Related Health Conditions (List) codified in 42 CFR
88.1.
B. Rulemaking History
On September 7, 2011, the Administrator received a written petition
to add a health condition to the List in Sec. 88.1 (Petition 001).
Petition 001 requested that the Administrator ``conduct an immediate
review of new medical evidence showing increased cancer rates among
firefighters who served at ground zero and that [the Administrator]
consider adding coverage for cancer under the Zadroga Act.'' \2\
---------------------------------------------------------------------------
\2\ Letter dated September 7, 2011 from U.S. Senators Charles E.
Schumer and Kirsten E. Gillibrand, and U.S. Representatives Carolyn
B. Maloney, Jerrold Nadler, Peter T. King, Charles B. Rangel, Nydia
M. Vel[aacute]zquez, Michael C. Grimm and Yvette D. Clarke to John
Howard, M.D.
---------------------------------------------------------------------------
Pursuant to section 3312(a)(6)(B) of the PHS Act, interested
parties may petition to add a health condition to the List. Within 60
calendar days after receipt of a petition to add a condition to the
List, the Administrator must take one of the following four actions
described in 42 CFR 88.17: (i) Request a recommendation of the WTC
Health Program Scientific/Technical Advisory Committee (STAC); (ii)
publish a proposed rule in the Federal Register to add such health
condition; (iii) publish in the Federal Register the Administrator's
determination not to publish such a proposed rule and the basis for
such determination; or (iv) publish in the Federal Register a
determination that insufficient evidence exists to take action under
(i) through (iii) above.
On October 5, 2011, the Administrator formally exercised his option
to request a recommendation from the STAC regarding Petition 001.\3\ In
a letter to the STAC the Administrator requested ``that the STAC review
the available information on cancer outcomes associated with the
exposures resulting
[[Page 39672]]
from the September 11, 2001, terrorist attacks, and provide advice on
whether to add cancer, or a certain type of cancer, to the List
specified in the Zadroga Act.'' \4\
---------------------------------------------------------------------------
\3\ See PHS Act, sec. 3312(a)(6)(B)(i); 42 CFR 88.17(a)(2)(i).
\4\ Letter dated October 5, 2011 from John Howard, M.D. to
Elizabeth Ward, Ph.D., STAC Chair available at https://www.cdc.gov/niosh/docket/archive/pdfs/NIOSH-248/0248-100511-letter.pdf. Accessed
June 1, 2013.
---------------------------------------------------------------------------
In response to the Administrator's request, the STAC submitted its
recommendation on April 2, 2012. After considering the STAC's
recommendation, the Administrator issued a notice of proposed
rulemaking on June 13, 2012 (77 FR 35574). On September 12, 2012, the
Administrator published a final rule in the Federal Register adding
over 50 types of cancer to the List of WTC-Related Health Conditions in
42 CFR 88.1 (77 FR 56138).\5\
---------------------------------------------------------------------------
\5\ On October 12, 2012, HHS published a Federal Register notice
to correct errors in Table 1 of the final rule (the list of cancers
covered by the Program) (77 FR 62167).
---------------------------------------------------------------------------
C. Methods Used by the Administrator To Determine Whether To Add Cancer
or Types of Cancer to the List of WTC-Related Health Conditions
In the final rule published September 12, 2012, the Administrator
established a four-part hierarchical methodology to apply in evaluating
whether to propose adding certain types of cancer to the List of WTC-
Related Health Conditions included in 42 CFR 88.1.\6\ Method 1 is the
preferred method for adding types of cancer to the List. When the
analysis of epidemiologic studies in Method 1 does not support a causal
association between 9/11 exposures and a type of cancer, the
Administrator applies the criteria of Method 2.\7\ If no causal
association between a currently listed condition and the type of cancer
is identified using Method 2, the Administrator applies the criteria of
Method 3. If Method 3 does not indicate that a recognized 9/11 exposure
is categorized by the National Toxicology Program (NTP) as a known or
reasonably anticipated human carcinogen \8\ or the International Agency
for Research on Cancer (IARC) has not determined there is sufficient or
limited evidence in humans that a 9/11 exposure is causally associated
with a type of cancer,\9\ then the criteria of Method 4 are applied.
Under Method 4, the Administrator determines whether the STAC has
provided a reasonable basis for adding the type of cancer, aside from
Methods 1, 2, or 3. Only where the Administrator is satisfied that one
of the four methods provides a reasonable basis to add the cancer will
he propose that a type of cancer be added to the List. The four methods
are presented in detail below:
---------------------------------------------------------------------------
\6\ 77 FR 56138, 56142.
\7\ The results of epidemiologic studies are the primary and
best evidence for making a determination of a causal association
between an exposure and a health outcome, such as cancer. An
analysis of the results of any epidemiologic study has three
possible outcomes: (1) The analysis supports an association between
exposures and a health outcome (yes); (2) the analysis supports that
there is no association between exposures and a health outcome (no);
or (3) the analysis is inconclusive about whether an association
exists between exposures and a health outcome (inconclusive).
\8\ National Toxicology Program (NTP), U.S. Department of Health
and Human Services. Report on Carcinogens (RoC). https://ntp.niehs.nih.gov/?objectid=72016262-BDB7-CEBA-FA60E922B18C2540.
Accessed May 15, 2013.
\9\ World Health Organization International Agency for Research
on Cancer (IARC). https://monographs.iarc.fr/. Accessed May 15, 2013.
Method 1. Epidemiologic Studies of September 11, 2001 Exposed
Populations. A type of cancer may be added to the List if published,
peer-reviewed epidemiologic evidence supports a causal association
between 9/11 exposures and a type of cancer. The following criteria
extrapolated from the Bradford Hill criteria will be used to
evaluate the evidence of the exposure-cancer relationship:
Strength of the association between a 9/11 exposure and a health
effect (including the magnitude of the effect and statistical
significance);
[squ] Consistency of the findings across multiple studies;
[squ] Biological gradient, or dose (or exposure)-response
relationships between 9/11 exposures and the cancer type; and
[squ] Plausibility and coherence with known facts about the
biology of the cancer type.
If only a single published epidemiologic study is available for
review, the consistency of findings cannot be evaluated and strength
of association will necessarily place greater emphasis on
statistical significance than on the magnitude of the effect.
Method 2. Established Causal Associations. A type of cancer may
be added to the List if there is well-established scientific support
published in multiple epidemiologic studies for a causal association
between that cancer and a condition already on the List of WTC-
Related Health Conditions.
Method 3. Review of Evaluations of Carcinogenicity in Humans. A
type of cancer may be added to the List only if both of the
following criteria for Method 3 are satisfied:
[squ] 3A. Published Exposure Assessment Information. 9/11
exposures were reported in a published, peer-reviewed exposure
assessment study of responders or survivors who were present in
either the New York City disaster area as defined in 42 CFR 88.1, or
at the Pentagon, or in Shanksville, Pennsylvania; and
[squ] 3B. Evaluation of Carcinogenicity in Humans from
Scientific Studies. NTP has determined that any of the 9/11
exposures are known to be a human carcinogen or is reasonably
anticipated to be a human carcinogen, and IARC has determined there
is sufficient or limited evidence that the 9/11 exposure causes a
type of cancer.
Method 4. Review of Information Provided by the WTC Health
Program Scientific/Technical Advisory Committee. A type of cancer
may be added to the List if the STAC has provided a reasonable
basis, for adding a type of cancer, and the basis for inclusion does
not meet the criteria for Methods 1, 2, or 3.
D. Consideration of Prostate Cancer, 2011-2012
Since 2011, the Administrator has twice evaluated whether to add
health conditions to the List. In both instances, the Administrator
considered adding certain types of cancer to the List, including
prostate cancer.
1. First Periodic Review of the Scientific and Medical Evidence Related
to Cancer, July 2011
The Administrator's first evaluation was published in the July 2011
First Periodic Review of the Scientific and Medical Evidence Related to
Cancer (First Periodic Review) for the WTC Health Program. As required
by Title XXXIII, section 3312(a)(5)(A) of the PHS Act, the
Administrator reviewed ``all available scientific and medical evidence,
including findings and recommendations of Clinical Centers of
Excellence, published in peer-reviewed journals to determine if, based
on such evidence, cancer or a certain type of cancer should be added to
the applicable list of WTC-related health conditions.'' The
Administrator used a ``weight of the evidence'' approach to evaluate
the available data. At that time, there were no significant
epidemiologic studies available which evaluated the association of 9/11
exposures and health outcomes involving types of cancer. As a result,
the Administrator determined that insufficient evidence existed at that
time to propose the addition of cancer, or certain types of cancer, to
the List, but cautioned that,
the current absence of published scientific and medical findings
demonstrating a causal association between exposures resulting from
the September 11, 2001, terrorist attacks and the occurrence of
cancer in responders and survivors does not indicate evidence of the
absence of a causal association.\10\
\10\ First Periodic Review of Scientific and Medical Evidence
Related to Cancer for the World Trade Center Health Program, VI.C,
p. 40.
---------------------------------------------------------------------------
2. Rulemaking in Response to Petition 001
The Administrator's second evaluation of whether to add cancer or
certain types of cancer to the List followed receipt of Petition 001
and the subsequent recommendation on the
[[Page 39673]]
Petition from the STAC. During meetings held November 9-10, 2011,
February 15-16, 2012, and March 28, 2012, the STAC reviewed the
available scientific evidence for adding cancer or certain types of
cancer to the List and made its recommendation to the Administrator
regarding Petition 001 on April 2, 2012.
In reviewing Petition 001, the STAC compiled and reviewed the
available evidence for adding all types of cancer, including prostate
cancer, to the List. Specifically, with regard to the analysis of
prostate cancer, this evidence included (1) the results of a study by
Zeig-Owens et al., published in The Lancet in September 2011; \11\ and
(2) a determination by NTP that arsenic and cadmium, 9/11 exposures,
are known to be human carcinogens \12\ and a determination by IARC that
limited evidence supports a causal association between prostate cancer
and arsenic or cadmium exposure.\13\
---------------------------------------------------------------------------
\11\ Zeig-Owens R, Webber MP, Hall CB, Schwartz T, Jaber N,
Weakley J, Rohan TE, Cohen HW, Derman O, Aldrich TK, Kelly K,
Prezant DJ [2011]. Early Assessment of Cancer Outcomes in New York
City Firefighters After the 9/11 Attacks: An Observational Cohort
Study. Lancet. 378(9794):898-905.
\12\ NTP (National Toxicology Program) [2011]. 12th Report on
Carcinogens. National Toxicology Program, Public Health Service,
U.S. Department of Health and Human Services, Research Triangle
Park, NC. https://ntp.niehs.nih.gov/?objectid=03C9AF75-E1BF-FF40-DBA9EC0928DF8B15. Accessed May 24, 2013.
\13\ IARC (International Agency for Research on Cancer) [2012].
IARC Monographs on the Evaluation of the Carcinogenic Risks to
Humans: Vol. 100C--Arsenic, Metals, Fibres, and Dusts. IARC, Lyon,
France. https://monographs.iarc.fr/ENG/Monographs/vol100C/index.php.
Accessed May 24, 2013.
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At the March 28, 2012 meeting, STAC members noted that prostate
cancer would qualify for inclusion in its recommendation of types of
cancer that should be added to the List based on evidence from NTP and
IARC.\14\ However, other STAC members expressed concern that the
increased rate of prostate cancer in both exposed and unexposed
firefighters in the Zeig-Owens study was a result of surveillance bias
associated with widespread screening for prostate cancer. The Zeig-
Owens study involved a small population that was subject to substantial
medical screening. STAC members expressed concern that the observed
excess risk for prostate cancer seen in the Zeig-Owens study was the
result of screening for prostate cancer by means of the prostate-
specific antigen (PSA) test.\15\
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\14\ STAC (WTC Health Program Scientific/Technical Advisory
Committee) [2012]. Transcript of the STAC meeting, March 28,
2012:97-105. https://www.cdc.gov/niosh/docket/archive/pdfs/NIOSH-248/0248-032812-transcript3.pdf. Accessed June 1, 2013.
\15\ The PSA test was approved by the Food and Drug
Administration in 1986 for the purpose of monitoring disease status
in prostate cancer, and in 1994 for the detection of prostate cancer
in men 50 years and older. The routine use of the PSA test for
screening increased dramatically beginning in 1998, along with the
prostate cancer incidence, but the incidence has since fallen. See
Etzioni R, Penson DF, Legler JM, di Tommaso D, Boer R, Gann PH,
Feuer EJ. (2002) Overdiagnosis due to prostate-specific antigen
screening: lessons from U.S. prostate cancer incidence. JNCI
94(13):981-990; Potosky AL, Miller BA, Albertsen PC, Kramer BS.
(1995) The role of increasing detection in the rising incidence of
prostate cancer. JAMA 273:548-552; and Altekruse SF, Kosary C,
Krapcho M et al. (2010) SEER cancer statistics review 1975-2007.
Bethesda, MD: National Cancer Institute. https://seer.cancer.gov/csr/1975_2007/. Accessed June 2, 2013.
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During the meeting, the STAC considered a motion to ``recommend
adding prostate cancer to the list of covered conditions.'' \16\ The
motion failed in an 8 to 7 vote. In the April 2, 2012 recommendation,
the STAC noted that ``the WTC-exposed FDNY [Fire Department of New
York] group did not show an increased risk over the unexposed, with
estimated SIR [standardized incidence ratio] ratio [of] 0.90 (after
correction for possible surveillance bias),'' and concluded
``therefore, despite the statistically significant SIR for prostate
cancer in WTC-exposed firefighters compared to the general population,
the overall results do not support an increased risk of prostate cancer
associated with WTC exposures.'' \17\ The STAC's discussion and
subsequent vote indicated that the members found that the epidemiologic
evidence of 9/11-exposed populations outweighed the NTP and IARC
evidence of carcinogenicity of arsenic and cadmium.
---------------------------------------------------------------------------
\16\ See STAC (WTC Health Program Scientific/Technical Advisory
Committee) [2012]. Transcript of the STAC meeting, March 28,
2012:98, lines 23-31. https://www.cdc.gov/niosh/docket/archive/pdfs/NIOSH-248/0248-032812-transcript3.pdf. Accessed June 1, 2013.
\17\ STAC (WTC Health Program Scientific/Technical Advisory
Committee) [2012]. Letter from Elizabeth Ward, Chair to John Howard,
MD, Administrator at 24. This letter is included in the docket for
this rulemaking.
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In evaluating whether to add prostate cancer based on Method 1, the
Administrator considered the STAC's concerns about the findings of the
one epidemiologic study that was available to review at the time, the
Zeig-Owens study, which involved a small, heavily medically screened
population. The Administrator agreed that surveillance bias could have
explained the excess prostate cancer risk found in the study. In
addition, as the STAC noted--and the Administrator agreed--the SIR for
prostate cancer fell to 0.90 after correction for surveillance bias.
The Administrator determined that, based on the information then
available, the prostate cancer risk was not significantly increased
over an appropriate reference population (Method 1). Additionally, no
evidence existed for a causal association between prostate cancer and a
condition already on the List (Method 2).
As described above, the basis for adding a cancer according to the
criteria in Method 3 is a determination by NTP that 9/11 exposures are
known or reasonably anticipated to be human carcinogens, and a
determination by IARC that sufficient or limited evidence in humans
supports a causal association between a cancer and a 9/11 exposure. The
STAC considered the determinations by NTP and IARC regarding the
carcinogenicity of arsenic and cadmium and still voted not to recommend
adding prostate cancer to the List. The Administrator was aware that
two additional epidemiologic studies in 9/11-exposed populations were
then in progress and might provide additional information about the
association of prostate cancer and 9/11 exposures in the future. Given
the STAC's decision not to recommend the addition of prostate cancer,
which relied on the epidemiologic evidence available at that time, the
Administrator determined that there was not a reasonable basis for
adding prostate cancer to the List.
E. Petition 002
On May 2, 2013, the Administrator received Petition 002 from the
Patrolmen's Benevolent Association, a union representing New York City
police officers. Petition 002 references, and relies upon, a study of
over 25,000 WTC responders enrolled in the WTC Health Program, authored
by Solan et al. and published in the scientific journal Environmental
Health Perspectives.\18\ Petition 002 asserts that the Solan study:
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\18\ Solan S, Wallenstein S, Shapiro M, Teitelbaum SL, Stevenson
L, Kochman A, Kaplan J, Dellenbaugh C, Kahn A, Biro FN, Crane M,
Crowley L, Gabrilove J, Gonsalves L, Harrison D, Herbert R, Luft B,
Markowitz SB, Moline J, Niu X, Sacks H, Shukla G, Udasin I, Lucchini
RG, Boffetta P, Landrigan PJ. [2013] Cancer incidence in World Trade
Center rescue and recovery workers, 2001-2008. Environ Health
Perspect 121(6):699-704.
[A]ffirms what was reported in prior published studies, that those
exposed to the Ground Zero toxins are at higher risk of developing
cancer than the general population. Notably, the Study found a
statistically significant incidence rate for prostate cancer,
including a 17% greater than expected rate of prostate cancer among
responders. According to the Study, these findings were
``concordant'' with the findings of the New York City Fire
Department
[[Page 39674]]
[FDNY] and the New York City Department of Health and Mental Hygiene
World Trade Center Health City Registry.\19\
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\19\ The Petitioner incorrectly states that the Solan study
reported a 17 percent increase in prostate cancer. Solan et al.
report a 21 percent increase in prostate cancer when the timeframe
for diagnosis is unrestricted, and 23 percent when the timeframe for
diagnosis is restricted.
The ``prior published studies'' referenced in Petition 002 were
authored by Zeig-Owens et al., and by Li et al., published in the
Journal of the American Medical Association (JAMA) in December
2012.\20\ The Zeig-Owens, Li, and Solan studies are reviewed and
analyzed by the Administrator below. In reviewing Petition 002, the
Administrator is mindful of what the STAC stated in its April 2, 2012
recommendation to the Administrator:
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\20\ Li J, Cone JE, Kahn AR, Brackbill RM, Farfel MR, Greene CM,
Hadler JL, Stayner LT, Stellman SD [2012]. Association Between World
Trade Center Exposure and Excess Cancer Risk. JAMA 308(23):2479-
2488.
The Committee recognizes that additional epidemiologic studies will
soon become available, and recommends that as they do become
available, their findings be reviewed and modifications made to the
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list as appropriate.
Accordingly, the Administrator reviewed the two new epidemiologic
studies in 9/11 exposed populations published subsequent to the 2011
Zeig-Owens study. The Administrator's review focused on the information
that the three epidemiologic studies, taken as a whole, provided on the
question of the risk of prostate cancer in association with 9/11
exposures and the role of surveillance bias in explaining any observed
excess risk. The Administrator's findings regarding the three studies
are described below, under Method 1.
IV. Administrator's Determination on Petition 002 Requesting the
Addition of Prostate Cancer to the List
In response to Petition 002, the Administrator has reviewed the
available evidence pertinent to the four-part hierarchical methodology
detailed above. The Administrator's review of the relevant evidence is
below.
Method 1
Method 1 requires that the Administrator evaluate the available
information in published, peer-reviewed epidemiologic studies for
evidence of an adequate strength of the association between 9/11
exposure and a health effect (including the magnitude of the effect and
its statistical significance), consistency of the findings across
multiple studies, biological gradient, or dose (or exposure)-response
relationships between 9/11 exposures and the cancer type, and
plausibility and coherence with known facts about the biology of the
cancer type.
The Zeig-Owens study. The first published study of cancer outcomes
associated with the 9/11 attacks was authored by Zeig-Owens et al. and
published in September 2011. The study involved examination of the
potential association between exposure and cancer outcomes among 9,853
male Fire Department of the City of New York (FDNY) firefighters within
7 years of September 11, 2001.\21\ The study evaluated cancer cases
identified by self-reporting and through five state cancer registries.
SIRs were used to determine if the number of observed cancer cases in
the studied firefighters was greater or less than the number of cases
expected to occur if the same disease rate in a large reference
population occurred in the studied group.\22\ The reference cancer
incidence data was obtained from the U.S. National Cancer Institute
Surveillance Epidemiology and End Results (SEER) database.
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\21\ Zeig-Owens et al. 2011.
\22\ If the observed number of cancer cases equals the expected
number of cases, the SIR equals 1 (one). If more cases are observed
in the studied population than expected, the SIR is greater than 1
(one). If fewer cases are observed in the studied population than
expected, the SIR is less than 1.
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In the Zeig-Owens study, the SIRs for various types of cancer,
including prostate cancer, were reported in two ways: (1) By comparing
the exposed FDNY firefighters to the general population; and (2) by
comparing the SIR for 9/11 exposed FDNY firefighters to the SIR for
non-9/11 exposed FDNY firefighters (the ratio of standardized incidence
ratios is referred to as the ``SIR ratio''). When compared to the
general population, the SIR for prostate cancer was increased, and that
increase was statistically significant (SIR=1.49, 95% confidence
interval (CI) 1.20-1.85). When compared to non-9/11 exposed FDNY
firefighters, the SIR ratio was slightly greater than 1 (one),\23\ but
the increase was not statistically significant (SIR ratio=1.11, 95% CI
0.77-1.59). Zeig-Owens noted the potential for surveillance bias, that
is, FDNY firefighters may be medically followed more closely or have
more diagnostic tests performed than the general population, which
could lead to finding more disease among this population.
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\23\ If the SIR in the studied population equals the SIR in the
reference population, the SIR ratio equals 1 (one). If the SIR in
the studied population is greater than the SIR in the reference
population, the SIR ratio is greater than 1 (one). If the SIR ratio
in the studied population is less than the SIR in the reference
population, the SIR ratio is less than 1 (one).
---------------------------------------------------------------------------
A standard method to adjust for surveillance bias is not available,
and the adequacy of any adjustment method is uncertain. In an attempt
to correct for surveillance bias, Zeig-Owens adjusted the SIRs and SIR
ratios by delaying the recorded date of diagnosis by 2 years for 25
cases of prostate and other cancers that potentially could be detected
early by FDNY surveillance (i.e., medical screening). When the
estimates were adjusted in this way, the comparison to the general
population produced a SIR for prostate cancer that was increased, but
not statistically significant (SIR=1.21, 95% CI 0.96-1.52). When
compared to non-exposed firefighters, the SIR ratio was not increased
(SIR ratio=0.90, 95% CI 0.62-1.30). The authors noted that they had
gone to ``great lengths'' to assess and correct for potential biases
and provided arguments against the existence of considerable bias.
However, the authors further noted that delaying the date of diagnosis
may have over-corrected or under-corrected for surveillance bias, and
the authors could not rule out the potential for surveillance bias in
several types of cancer, including prostate cancer.
The Li study. Li et al. authored the second published epidemiologic
study of cancer outcomes associated with the 9/11 attacks, published in
December 2012. It involved examination of cancer health outcomes of
55,778 members of the WTC Health Registry, including rescue and
recovery workers as well as people not involved in rescue and recovery
(e.g., area residents, workers, and passersby).\24\ In comparison to
the Zeig-Owens study, the Li study involves a much larger and more
heterogeneous population that is likely subjected to much less medical
screening and surveillance bias.
---------------------------------------------------------------------------
\24\ Li et al., 2012.
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In the Li study, cancer cases were identified through 11 state
cancer registries; New York State cancer rates were used as the
reference. The authors accounted for cancer latency by assuming that
any exposure-related cancers would be more likely to occur at least 5
years after the 9/11 exposures. The study population was divided into
two groups: Early period (WTC Health Registry participants who were
diagnosed with cancer between enrollment and 2006) and later period
(WTC Health Registry participants who were diagnosed with cancer
between 2007 and 2008). Among rescue and recovery workers, a
statistically significant increase in the incidence of prostate cancer
was reported for the
[[Page 39675]]
later period (SIR=1.43, 95% CI 1.11-1.82). In the early period, the SIR
was slightly, but not statistically significantly, increased (SIR=1.12,
95% CI 0.83-1.40).
The potential for surveillance bias in the Li study was assessed
by: (1) Comparing the number of Stage 1 cancers for selected cancer
sites as a proportion of total cancer diagnoses in the study population
to the corresponding proportion in the New York State reference
population during the same period; and (2) comparing the proportion of
participants who reported a routine physical checkup within the
preceding 12 months to the number of follow-up participants with and
without subsequent cancers. Importantly, the Li study noted that the
proportions were similar in both cases and stated:
These observations suggest that cancer cases in this study may
not have received more thorough cancer screening than the NYS [New
York State] population in general, although they do not eliminate
the possible role of surveillance altogether. Also, our findings
might be prone to type 1 error \25\ given the large number of
comparisons.\26\
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\25\ A type 1 error is a ``false positive.'' In this case, the
authors are noting that they made a large number of comparisons in
the study and, when making a large number of comparisons, it is
likely that some statistically significant findings will occur by
chance.
\26\ Li et al., at 2486.
The Solan study. The third epidemiologic study of cancer outcomes
in 9/11 exposed populations was authored by Solan et al. First
published online in April 2013 and then in print in June of 2013, this
study addressed cancer health outcomes associated with the 9/11 attacks
involving 20,984 WTC responders (including rescue and recovery workers)
enrolled in the WTC Health Program.\27\ Cancer cases diagnosed between
2001 and 2008 were identified through the New York, New Jersey,
Connecticut, and Pennsylvania cancer registries, and SIRs were
calculated using the general population of the state of residence as
the reference population. No adjustments were made for potential
surveillance bias. When all prostate cancers diagnosed after September
11, 2001 were included, a small statistically significant increase in
the SIR for prostate cancer among WTC responders was observed (SIR =
1.21, 95% CI 1.01-1.44). The authors note that, ``[e]vidence for
occupational risk factors of prostate cancer is very weak, and
heightened diagnosis due to increased medical surveillance is a
possible explanation for greater than expected numbers of prostate
cancer diagnoses.'' \28\ The SIR was also calculated for those WTC
responders who were diagnosed with prostate cancer 6 months after
enrollment in the WTC Health Program. This adjustment reduces the
potential for selection bias \29\ in the results. After this
adjustment, the SIR for prostate cancer remained increased, but was not
statistically significant (SIR = 1.23, 95% CI 0.98-1.53).
---------------------------------------------------------------------------
\27\ Solan et al., 2013.
\28\ Solan et al., at 702.
\29\ Selection bias might have occurred when individuals decided
to enroll in the WTC Health Program after being diagnosed with
prostate cancer. If this occurred, the number of prostate cancers
among the exposed population would be increased and result in a
higher SIR.
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When more than one epidemiologic study in 9/11 exposed populations
has been published, Method 1 directs the Administrator to evaluate
findings from the studies using the following criteria: (1) Strength of
any association between a 9/11 exposure and a health effect (including
the magnitude of the effect and statistical significance); (2)
consistency of the findings across multiple studies; (3) biological
gradient or dose-response relationships between 9/11 exposures and the
cancer type; and (4) the plausibility and coherence with known facts
about the biology of the cancer type. After review, the Administrator
finds that the strength of the association between 9/11 exposures and
prostate cancer across all three studies is weak (criteria 1), but that
excess risk is consistently reported in each of the three studies
(criteria 2). A dose (exposure)-response relationship between 9/11
exposures and prostate cancer is difficult to establish because of the
substantial limitations of 9/11 exposure information (criteria 3).
Finally, there is limited evidence of the potential plausibility of the
development of prostate cancer with two of the documented 9/11
exposures--arsenic and cadmium (criteria 4). The Li study provides
evidence that surveillance bias does not fully explain the observed
excess risk for prostate cancer.
Because surveillance bias may not explain all of the observed
excess risk in studies of 9/11-exposed populations and because the
strength of the association between 9/11 exposures and prostate cancer
across all three studies is weak, the Administrator has determined that
the evidence to add prostate cancer based on Method 1 is inconclusive.
Method 2
Method 2 requires that the Administrator find that multiple
epidemiologic studies show a causal association between a type of
cancer and a health condition already on the List of WTC-Related Health
Conditions. After review of the scientific literature, the
Administrator finds that there is no evidence that any of the
conditions on the List of WTC-Related Health Conditions increase the
risk of prostate cancer and Method 3 should be reviewed.
Method 3
Method 1 provides insufficient evidence to add prostate cancer to
the List and Method 2 provides no evidence to add prostate cancer. The
Administrator next reviewed 9/11 exposures in relation to NTP and IARC
information pertinent to prostate cancer (Method 3).
Arsenic and cadmium are 9/11 exposures that have been reported in
several exposure assessment studies of responders or survivors of the
September 11, 2001, terrorist attacks in New York City (Method 3A);
\30\ and NTP identified arsenic and cadmium as known to be human
carcinogens \31\ and IARC found limited \32\ evidence in humans that
arsenic and cadmium cause prostate cancer (Method 3B). Based on the
evidence provided in Methods 3A and 3B, the Administrator has
determined that prostate cancer should be added to the List.
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\30\ Butt CM, Diamond ML, Truong J, Ikonomou MG, Helm PA, Stern
GA [2004]. Semivolatile organic compounds in window films from lower
Manhattan after the September 11th World Trade Center attacks.
Environmental Science & Technology. 38(13):3514-3524.
Lorber M, Gibb H, Grant L, Pinto J, Pleil J, Cleverly D [2007].
Assessment of inhalation exposures and potential health risks to the
general population that resulted from the collapse of the World
Trade Center towers. Risk Anal 27(5):1203-21.
Lioy PJ, Gochfeld M [2002]. Lessons learned on environmental,
occupational, and residential exposures from the attack on the World
Trade Center. Am J Ind Med 42(6):560-565.
\31\ NTP (National Toxicology Program) [2011]. 12th Report on
Carcinogens. National Toxicology Program, Public Health Service,
U.S. Department of Health and Human Services, Research Triangle
Park, NC. https://ntp.niehs.nih.gov/?objectid=03C9AF75-E1BF-FF40-DBA9EC0928DF8B15. Accessed May 24, 2013.
\32\ IARC (International Agency for Research on Cancer) [2012].
IARC Monographs on the Evaluation of the Carcinogenic Risks to
Humans: Vol. 100C--Arsenic, Metals, Fibres, and Dusts. IARC, Lyon,
France. https://monographs.iarc.fr/ENG/Monographs/vol100C/index.php.
Accessed May 24, 2013.
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Method 4
Because Method 3 supports the addition of prostate cancer, Method 4
is not analyzed.
Administrator's Determination
Following review of all relevant evidence, the Administrator has
[[Page 39676]]
determined that the decision to not add prostate cancer in the 2012
rulemaking is superseded by his new evaluation incorporating the Li and
Solan study findings. The 2012 evaluation relied on the only
epidemiologic study available at that time, Zeig-Owens, and the STAC's
assessment of that study and vote to not include prostate cancer in
their recommendation. The Li and Solan studies present epidemiologic
findings from larger, more heterogeneous populations and present
evidence that surveillance bias may not be occurring in the studied
populations. Review of the two new studies leads the Administrator to
believe that surveillance bias may not fully explain the increased
incidence of prostate cancer and, accordingly, the Administrator can no
longer attribute increased incidence of prostate cancer to surveillance
bias with certainty. After comprehensive review of all three
epidemiology studies of 9/11-exposed populations, the Administrator has
determined that the epidemiologic evidence evaluated under Method 1 is
inconclusive and therefore turns to evaluating the evidence of
carcinogenicity provided by NTP and IARC under Method 3. The
Administrator now finds that, based on the evidence provided in Methods
3A and 3B, prostate cancer may be added to the named cancer types in 42
CFR 88.1, Table 1.
V. Early Detection of Prostate Cancer
Early detection of cancer in 9/11-exposed populations--either as
part of medical monitoring of enrolled WTC responders and survivors or
part of ongoing research--is an important adjunct to the WTC Health
Program. The WTC Health Program adheres to the recommendations of the
U.S. Preventive Services Task Force (USPSTF) with regard to coverage
for preventive measures, including screening tests, counseling,
immunizations, and preventive medications. The USPSTF recommends
against PSA-based screening for prostate cancer.\33\ Therefore, PSA-
based screening for prostate cancer will not be covered by the WTC
Health Program.
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\33\ U.S. Preventive Services Task Force. Recommendation:
Screening for Prostate Cancer (2012). https://www.uspreventiveservicestaskforce.org/prostatecancerscreening.htm.
Accessed June 2, 2013.
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VI. Effects of Rulemaking on Federal Agencies
Title II of the James Zadroga 9/11 Health and Compensation Act of
2010 (Pub. L. 111-347) reactivated the September 11, 2001 Victim
Compensation Fund (VCF). Administered by the U.S. Department of Justice
(DOJ), the VCF provides compensation to any individual or
representative of a deceased individual who was physically injured or
killed as a result of the September 11, 2001, terrorist attacks or
during the debris removal. Eligibility criteria for compensation by the
VCF include a list of presumptively covered health conditions, which
are physical injuries determined to be WTC-related health conditions by
the WTC Health Program. Pursuant to DOJ regulations, the VCF Special
Master is required to update the list of presumptively covered
conditions when the List of WTC-Related Health Conditions in 42 CFR
88.1 is updated.
VII. Summary of Proposed Rule
For the reasons discussed above, the Administrator proposes to
amend 42 CFR 88.1, paragraph (4), Table 1, to add malignant neoplasm of
the prostate (prostate cancer) and to add the corresponding medical
diagnostic codes.\34\
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\34\ ICD-9 code 185 and ICD-10 code C61. See, respectively, WHO
(World Health Organization) [1978]. International Classification of
Diseases, Ninth Edition, and WHO [1997] International Classification
of Diseases, Tenth Edition.
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VIII. Regulatory Assessment Requirements
A. Executive Order 12866 and Executive Order 13563
Executive Orders (E.O.) 12866 and 13563 direct agencies to assess
all costs and benefits of available regulatory alternatives and, if
regulation is necessary, to select regulatory approaches that maximize
net benefits (including potential economic, environmental, public
health and safety effects, distributive impacts, and equity). E.O.
13563 emphasizes the importance of quantifying both costs and benefits,
of reducing costs, of harmonizing rules, and of promoting flexibility.
This notice of proposed rulemaking has been determined not to be a
``significant regulatory action'' under sec. 3(f) of E.O. 12866. The
proposed addition of prostate cancer by this rulemaking is estimated to
cost the WTC Health Program between $3,462,675 \35\ and $6,995,817 \36\
per annum. All of the costs to the WTC Health Program will be transfers
after the implementation of provisions of the Patient Protection and
Affordable Care Act (Pub. L. 111-148) on January 1, 2014. This notice
of proposed rulemaking has been reviewed by the Office of Management
and Budget (OMB). The rule would not interfere with State, local, and
Tribal governments in the exercise of their governmental functions.
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\35\ Based on a population of 60,000 at the U.S. cancer rate and
discounted at 7 percent.
\36\ Based on a population of 110,000 at 21 percent above the
U.S. cancer rate and discounted at 3 percent.
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Cost Estimates
The WTC Health Program has, to date, enrolled approximately 58,500
WTC responders and approximately 6,500 survivors, or approximately
65,000 individuals in total. Of that total population, approximately
60,000 individuals were participants in previous WTC medical programs
and were `grandfathered' into the WTC Health Program established by
Title XXXIII.\37\ In addition to those grandfathered WTC responders and
survivors already enrolled, the PHS Act sets a numerical limitation on
the number of eligible members who can enroll in the WTC Health Program
beginning July 1, 2011 at 25,000 new WTC responders and 25,000 new WTC
survivors (i.e., the statute restricts new enrollment).\38\ Since July
1, 2011, a total of approximately 3,000 new WTC responders and new WTC
survivors (over 1,700 responders and 1,200 survivors) have enrolled in
the WTC Health Program, resulting in only a minor impact on the
statutory enrollment limits for new members. For the purpose of
calculating a baseline estimate of cancer prevalence only, the
Administrator assumed that this gradual rate of enrollment would
continue, and that the currently enrolled population numbers would
remain around 58,500 WTC responders and 6,500 WTC survivors. The
estimate is further based on the average U.S. cancer prevalence rate
and 7 percent discount rate.
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\37\ These grandfathered members were enrolled without having to
complete a new member application when the WTC Health Program
started on July 1, 2011 and are referred to in the WTC Health
Program regulations in 42 CFR Part 88 as ``currently identified
responders'' and ``currently identified survivors.''
\38\ PHS Act, secs. 3311(a)(4)(A) and 3321(a)(3)(A).
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As it is not possible to identify an upper bound estimate, HHS has
modeled another possible point on the continuum. For the purpose of
calculating the impact of an increased rate of cancer on the WTC Health
Program, this analysis assumes that the entire statutory cap for new
WTC responders (25,000) and WTC survivors (25,000) will be filled.
Accordingly, this estimate is based on a population of 80,000
responders (55,000 grandfathered + 25,000 new) and 30,000 survivors
(5,000 grandfathered + 25,000
[[Page 39677]]
new). The upper cost estimate also assumes an overall increase in
population cancer rates (for malignant neoplasm of the prostate
[prostate cancer] of 21 percent due to 9/11 exposure),\39\ and costs
were discounted at 3 percent. The choice of a 21 percent increase in
the risk of cancer of the rate found in the un-exposed population is
based on findings presented in the first published epidemiologic study
of September 11, 2001 exposed populations.\40\ Given the challenges
associated with interpreting the Zeig-Owens findings,\41\ we simply
characterize 21 percent as a possible outcome rather than asserting the
probability that 21 percent is a ``likely'' outcome.
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\39\ Zeig-Owens R, Webber MP, Hall CB, Schwartz T, Jaber N,
Weakley J, Rohan TE, Cohen HW, Derman O, Aldrich TK, Kelly K,
Prezant DJ [2011]. Early Assessment of Cancer Outcomes in New York
City Firefighters After the 9/11 Attacks: An Observational Cohort
Study. Lancet. 378(9794):898-905.
\40\ Zeig-Owens R, Webber MP, Hall CB, Schwartz T, Jaber N,
Weakley J, Rohan TE, Cohen HW, Derman O, Aldrich TK, Kelly K,
Prezant DJ [2011]. Early Assessment of Cancer Outcomes in New York
City Firefighters After the 9/11 Attacks: An Observational Cohort
Study. Lancet. 378(9794):898-905.
\41\ As Zeig-Owens et al point out, the time interval since 9/11
is short for cancer outcomes, the recorded excess of cancers is not
limited to specific sites, and the biological plausibility of
chronic inflammation as a possible mediator between WTC-exposure and
cancer means that the outcomes remain speculative.
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The Administrator acknowledges that some prostate cancer cases are
not likely to have been caused by 9/11 exposures. The certification of
individual cancer diagnoses will be conducted on a case-by-case basis.
However, for the purpose of this analysis, the Administrator has
estimated that all diagnosed cancers added to the List will be
certified for treatment by the WTC Health Program. Finally, because
there are no existing data on cancer rates related to 9/11 exposures at
either the Pentagon or in Shanksville, Pennsylvania, the Administrator
has used only data from studies of individuals who were responders or
survivors in the New York City disaster area.
Costs of Cancer Treatment
The Administrator estimated the treatment costs associated with
covering prostate cancer in this rulemaking using the methods described
below. The WTC Health Program obtained data for the cost of providing
medical treatment for prostate cancer.\42\ The costs of treatment are
described in Table A. The costs of treatment are divided into three
phases: The costs for the first year following diagnosis, the costs of
intervening years or continuing treatment after the first year, and the
costs of treatment for the last year of life. The first year costs of
cancer treatment are higher due to the initial need for aggressive
medical (e.g., radiation, chemotherapy) and surgical care. The costs
during last year of life are often dominated by increased
hospitalization costs.\43\ Therefore, we used three different treatment
phase costs to estimate the costs of treatment to be able to best
estimate costs in conjunction with expected incidence and long-term
survival rates for prostate cancer.
---------------------------------------------------------------------------
\42\ Yabroff KR, Lamont EB, Mariotto A, Warren JL, Topor M,
Meekins A, Brown ML [2008]. Cost of Care for Elderly Cancer Patients
in the United States. Journal: J Natl Cancer Inst 100(9):630-41.
\43\ Yabroff KR, Lamont EB, Mariotto A, Warren JL, Topor M,
Meekins A, Brown ML [2008]. Cost of Care for Elderly Cancer Patients
in the United States. Journal: J Natl Cancer Inst 100(9):630-41.
Table A--Average Costs of Treatment for Prostate Cancer (2011$)
------------------------------------------------------------------------
Last year of
Initial (12 month) Continuing life (12
(annual) mos.)
------------------------------------------------------------------------
$13,696................................. $2,754 $43,481
------------------------------------------------------------------------
These cost figures were based on a study of elderly cancer patients
from the Surveillance, Epidemiology, and End Results (SEER) program
maintained by the National Cancer Institute using Medicare files.\44\
The average costs of treatment described above are given in 2011 prices
adjusted using the Medical Consumer Price Index for all urban
consumers.\45\
---------------------------------------------------------------------------
\44\ Surveillance, Epidemiology, and End Results (SEER) Program
(www.seer.cancer.gov) Research Data (1973-2006), National Cancer
Institute, DCCPS, Surveillance Research Program, Surveillance
Systems Branch, released April 2009, based on the November 2008
submission.
\45\ Bureau of Labor Statistics. Consumer Price Index. Available
at https://research.stlouisfed.org/fred2/series/CPIMEDSL/downloaddata?cid=32419. Accessed April 23, 2012.
---------------------------------------------------------------------------
Incident Cases of Cancer
The Administrator estimated the expected number of cases of cancer
that would be observed in a cohort of responders and survivors followed
for cancer incidence after September 11, 2001 using U.S. population
cancer rates for prostate cancer. Demographic characteristics of the
cohort were assigned since the actual data are not available for
individuals in the responder and survivor populations who have not yet
enrolled in the WTC Health Program. Gender and age (at the time of
exposure) distributions for responders and survivors were assumed to be
the same as current members in the WTC Health Program. According to WTC
Health Program data, males comprise 88 percent of the current responder
members and 50 percent of survivor members. Because prostate cancer
occurs only in males, all calculations only take into account male WTC
Health Program members. The age distribution for current members by
gender and responder/survivor status is presented in Table B.
Table B--Percentiles of Current Age (on April 11, 2012) for Current Members in the WTC Health Program by Gender
and Responder/Survivor Status
----------------------------------------------------------------------------------------------------------------
Age percentile (years)
Group --------------------------------------------------------------------------------
Min 1 10 30 50 70 90 99 Max
----------------------------------------------------------------------------------------------------------------
Male responders................ 28 32 39 44 49 54 62 74 92
Female responders.............. 28 30 38 44 49 54 62 76 92
Male survivors................. 12 23 35 46 52 58 67 81 99
Female survivors............... 12 21 38 49 54 60 68 84 95
----------------------------------------------------------------------------------------------------------------
The Administrator assumed race and ethnic origin distributions for
responders and survivors according to distributions in the WTC Health
Registry cohort: \46\ 57 percent non-Hispanic white, 15 percent non-
[[Page 39678]]
Hispanic black, 21 percent Hispanic, and 8 percent other race/ethnicity
for responders and 50 percent non-Hispanic white, 17 percent non-
Hispanic black, 15 percent Hispanic, and 18 percent other race/
ethnicity for survivors. Follow-up for cancer morbidity for each person
began on January 1, 2002 or age 15 years, whichever was later. Age 15
was considered because the cancer incidence rate file did not include
rates for persons less than 15 years of age. Follow-up ended on
December 31, 2016 or the estimated last year of life, whichever was
earlier. The estimated last year of life was used since not all persons
would be expected to remain alive at the end of 2016. The estimated
last year of life was based on U.S. gender, race, age, and year-
specific death rates from CDC Wonder (since rates are currently
available through 2008, the rate from 2008 was applied to 2009 and
later).\47\ A life-table analysis program, LTAS.NET, was used to
estimate the expected number of incident cancers for prostate
cancer.\48\ The Administrator calculated cancer incidence rates using
data through 2006 from the Surveillance Epidemiology and End Results
(SEER) Program and estimated rates for 2007-2016.\49\ The Program
applied the resulting gender, race, age, and year-specific cancer
incidence rates to the estimated person-years at risk to estimate the
expected number of cancer cases for prostate cancer starting from year
2002, the first full year following the September 11, 2001, terrorist
attacks, to 2016, the last year for which this Program is currently
funded.
---------------------------------------------------------------------------
\46\ Jordan HT, Brackbill RM, Cone JE, Debchoudhury I, Farfel
MR, Greene CM, Hadler JL, Kennedy J, Li J, Liff J, Stayner L,
Stellman SD. Mortality Among Survivors of the Sept 11, 2001, Word
Trade Center Disaster: Results from the World Trade Center Health
Registry Cohort. Lancet 2011;378:879-887. Note: percentages may not
sum to 100 percent due to rounding.
\47\ Centers for Disease Control and Prevention, National Center
for Health Statistics. Compressed Mortality File 1999-2008. CDC
WONDER Online Database, compiled from Compressed Mortality File
1999-2008 Series 20 No. 2N, 2011. https://wonder.cdc.gov/cmf-icd10.html. Accessed February 15, 2012.
\48\ Schubauer-Berigan MK, Hein MJ, Raudabaugh WM, Ruder AM,
Silver SR, Spaeth S, Steenland K, Petersen MR, and Waters KM [2011].
Update of the NIOSH Life Table Analysis System: A Person-Years
Analysis program for the Windows Computing Environment. American
Journal of Industrial Medicine 54:915-924.
\49\ National Cancer Institute, Surveillance Epidemiology and
End Results (SEER). https://seer.cancer.gov/. Accessed May 27, 2012.
---------------------------------------------------------------------------
Prevalence of Cancer
To determine the potential number of persons in the responder and
survivor populations with cancer, the Administrator used the number of
incident cases described above for each year starting with 2002 and
estimated the prevalence of cancer using survival rate statistics for
each incident cancer group through 2016.\50\ Using the incident cases
and survival rate statistics, HHS has estimated the prevalence (number
of persons living with cancer) of cases during the 15 year period
(2002-2016) since September 11, 2001. The resulting table provides for
each year from 2002 through 2016, the number of new cases occurring in
that year (incidence), the number of individuals who died from their
cancer in that year, and the number of persons surviving up to 15 years
beyond their first diagnosis (prevalence).\51\ For example, in 2002
there are 34.22 projected new cases of prostate cancer, which would be
listed as incident cases for that year. The survival rate for prostate
cancer in the first year of diagnosis is 99.44 percent.\52\ Therefore
the number of deceased persons in 2002 would be 34.22 x (1 - 0.9944) =
0.19. For the prostate cancer prevalence table, in year 2003, the
number of incident cases would be 38.55 cases. In addition to 38.55
newly diagnosed cases in 2003, there would be the one-year survivors
from 2002 which would be 34.22 - 0.19 = 34.03 cases. This computation
process can be repeated for each year through year 2016. A portion of
the prostate cancer prevalence tables are provided in Table C.
Prevalence is summarized in Tables E and G. This analysis considers
cancers diagnosed in 2002 through 2016.
---------------------------------------------------------------------------
\50\ National Cancer Institute, Surveillance Epidemiology and
End Results (SEER). https://seer.cancer.gov/. Accessed May 27, 2012.
\51\ The 15-year survival limit is imposed based on the analytic
time horizon.
\52\ National Cancer Institute, Surveillance Epidemiology and
End Results (SEER). https://seer.cancer.gov/. Accessed May 27, 2012.
Table C--Prevalence Table for Prostate Cancer
[Based on 80,000 responders]
--------------------------------------------------------------------------------------------------------------------------------------------------------
Year Years since 9/11 exposure Years covered by WTC Health Program
------------------------------------------------------------------------------------------------------
New/Surv. 2002 2003 2013 2014 2015 2016
---------------------------------------------------------------------------------------------------------------------------------------------------- ------
1................................................... 34.22 38.55 112.54 123.98 134.46 146.33
2................................................... .............. 34.03 100.76 111.92 123.29 133.72
3................................................... .............. .............. 88.67 99.55 110.57 121.81
4................................................... .............. .............. 79.02 87.58 98.33 109.22
5................................................... .............. .............. 71.15 78.61 87.13 97.82
6................................................... .............. .............. 63.27 70.41 77.80 86.23
7................................................... .............. .............. 55.71 62.74 69.83 77.15
8................................................... .............. .............. 48.22 55.06 62.01 69.01
9................................................... .............. .............. 42.10 47.91 54.71 61.61
10.................................................. .............. .............. 39.77 41.51 47.24 53.95
11.................................................. .............. .............. 35.02 39.38 41.11 46.77
12.................................................. .............. .............. 30.91 34.83 39.17 40.88
13.................................................. .............. .............. .............. 30.43 34.29 38.56
14.................................................. .............. .............. .............. .............. 30.26 34.10
15.................................................. .............. .............. .............. .............. .............. 30.06
Live cases from previous years...................... 0.00 34.03 654.61 759.95 875.74 1000.89
Prevalence.......................................... 34.22 72.58 767.15 883.93 1010.20 1147.22
Last year of life................................... 0.19 0.62 7.20 8.19 9.31 10.65
--------------------------------------------------------------------------------------------------------------------------------------------------------
Cost Computation
To compute the costs for prostate cancer, the Administrator assumes
that all of the individuals who are diagnosed with prostate cancer will
be certified by the WTC Health Program for treatment and monitoring
services. The treatment costs for the first year of treatment (Table A,
year adjusted) were applied to
[[Page 39679]]
the predicted newly incident (Year 1) cases for each year. Likewise,
the costs of treatment for the last year of life were applied in each
year to the number of people predicted to die from their cancer in that
year. The costs of continuing treatment from Table A were applied to
the number of prevalent cases who had survived their cancers beyond
their year of diagnosis, for each year of survival (Year 2-15).
Using this procedure, a cost table was constructed for each year
covered by the WTC Health Program and the results are presented in
Table D. The row for Year 1 in each table is the cost of incident cases
for that year. Rows for years 2-15 show the cost from continuing care
for persons surviving n-years beyond the year of diagnosis. Finally,
the cost of last year of life treatment is computed by multiplying the
cost for last year of life from Table A by the number of persons dying
in that year from prostate cancer from Table C.
Table D--Cost per 80,000 Responders for Prostate Cancer, 2011$
----------------------------------------------------------------------------------------------------------------
Years covered by the WTC Health Program
Year -----------------------------------------------
2014 2015 2016
----------------------------------------------------------------------------------------------------------------
1............................................................... $1,688,586 $1,831,435 $1,993,026
2............................................................... 308,251 339,563 368,289
3............................................................... 274,159 304,530 335,464
4............................................................... 241,216 270,809 300,809
5............................................................... 216,509 239,972 269,413
6............................................................... 193,930 214,266 237,486
7............................................................... 172,786 192,305 212,470
8............................................................... 151,653 170,779 190,071
9............................................................... 131,942 150,680 169,685
10.............................................................. 114,331 130,098 148,574
11.............................................................. 108,466 113,209 128,822
12.............................................................. 95,925 107,868 112,586
13.............................................................. 83,816 94,438 106,196
14.............................................................. .............. 83,345 93,906
15.............................................................. .............. .............. 82,779
Prevalent care.................................................. 3,781,570 4,243,298 4,666,796
Last year of life care.......................................... 356,227 404,804 463,183
-----------------------------------------------
Total....................................................... 4,137,798 4,648,102 5,129,979
----------------------------------------------------------------------------------------------------------------
The sum of the annual costs in the table for the years 2014 through
2016 represents the estimated treatment costs to the WTC Health Program
for coverage of prostate cancer for 80,000 responders. The same process
described above was applied to the survivor cohort. Based on the
incidence rate expected from the survivor cohort, prevalence tables
were constructed. The estimated treatment costs for responders and
survivors were re-computed under the following two assumptions: (1) The
rate of cancer in the WTC Health Program is equal to the rate of cancer
observed in the general population; and (2) the rate of cancer exceeds
the general population rate by 21 percent due to their WTC
exposures.\53\
---------------------------------------------------------------------------
\53\ Zeig-Owens R, Webber MP, Hall CB, Schwartz T, Jaber N,
Weakley J, Rohan TE, Cohen HW, Derman O, Aldrich TK, Kelly K,
Prezant DJ [2011]. Early Assessment of Cancer Outcomes in New York
City Firefighters After the 9/11 Attacks: An Observational Cohort
Study. Lancet. 378(9794):898-905. Limitations of the Zeig-Owens
study include: limited information on specific exposures experienced
by firefighters; short time for follow-up of cancer outcomes;
speculation about the biological plausibility of chronic
inflammation as a possible mediator between WTC-exposure and cancer
outcomes; and potential unmeasured confounders.
---------------------------------------------------------------------------
A summary of the estimated prevalence at the U.S. population
average for the assumed population of 58,500 responders and 6,500
survivors is provided in Table E. A summary of the estimated treatment
costs to the WTC Health Program is provided in Table F. A summary of
the estimated prevalence using cancer rates 21 percent over the U.S.
population average for the increased rate of 80,000 responders and
30,000 survivors is given in Table G. A summary of the estimated
treatment costs to the WTC Health Program is provided in Table H.
Table E--Estimated Prevalence of Prostate Cancer by Year Based on 58,500 and 6,500 Responder and Survivor
Population, Respectively and Assuming Cancer Rates at U.S. Population Average
----------------------------------------------------------------------------------------------------------------
Prevalence (incident + live cases)
Population -----------------------------------------------
2014 2015 2016
----------------------------------------------------------------------------------------------------------------
Based on 58,500 responders...................................... 646.37 738.71 838.90
Based on 6,500 survivors........................................ 65.95 73.93 82.41
----------------------------------------------------------------------------------------------------------------
[[Page 39680]]
Table F--Estimated Treatment Costs of Prostate Cancer by Year Based on 58,500 and 6,500 Responder and Survivor
Population, Respectively and Assuming Cancer Rates at U.S. Population Average (2011 $)
----------------------------------------------------------------------------------------------------------------
Population 2014 2015 2016 2014-2016
----------------------------------------------------------------------------------------------------------------
Based on 58,500 responders...................... 3,025,765 3,398,924 3,751,298 10,175,987
Based on 6,500 survivors........................ 296,297 326,642 352,170 975,109
----------------------------------------------------------------------------------------------------------------
Table G--Estimated Prevalence of Prostate Cancer by Year Based on 80,000 and 30,000 Responder and Survivor
Population, Respectively and Assuming Incidence of Cancer is 21% Higher Than the U.S. Population Due to 9/11
Exposure
----------------------------------------------------------------------------------------------------------------
Prevalence (incident + live cases)
Population -----------------------------------------------
2014 2015 2016
----------------------------------------------------------------------------------------------------------------
Based on 80,000 responders...................................... 1069.55 1222.34 1388.13
Based on 30,000 survivors....................................... 368.31 412.86 460.19
----------------------------------------------------------------------------------------------------------------
Table H--Estimated Treatment Costs of Prostate Cancer by Year Based on 80,000 and 30,000 Responder and Survivor
Population, Respectively and Assuming Incidence of Cancer is 21% Higher Than the U.S. Population Due to 9/11
Exposure (2011 $)
----------------------------------------------------------------------------------------------------------------
Population 2014 2015 2016 2014-2016
----------------------------------------------------------------------------------------------------------------
Based on 80,000 responders...................... $5,089,491 $5,717,165 $6,309,875 $17,116,531
Based on 30,000 survivors....................... 1,378,925 1,520,138 1,638,947 4,538,010
----------------------------------------------------------------------------------------------------------------
Summary of Costs
Because HHS lacks data to account for recoupment by workers'
compensation insurance or reduction by either health insurance or
Medicare/Medicaid payments, the estimates offered here are reflective
of estimated WTC Health Program costs only. This analysis offers an
assumption about the number of individuals who might enroll in the WTC
Health Program and estimates the impact of both a low rate of cancer
(U.S. population average rate) and an increased rate (21 percent
greater than the U.S. population average) on the number of cases and
the resulting estimated treatment costs to the WTC Health Program. This
analysis does not include administrative costs associated with
certifying additional diagnoses of cancers that are WTC-related health
conditions that might result from this action. Those costs were
addressed in the interim final rule that established regulations for
the WTC Health Program (76 FR 38914, July 1, 2011).
After the implementation of provisions of the Affordable Care Act
on January 1, 2014, all of the members and future members can be
assumed to have or have access to medical insurance coverage other than
through the WTC Health Program. Therefore, all treatment and screening
costs to be paid by the WTC Health Program from 2014 through 2016 are
considered transfers. Table I describes the allocation of WTC Health
Program transfer payments based on 58,500 responders and 6,500
survivors and, alternatively, 80,000 responders and 30,000 survivors.
Table I--Breakdown of Estimated Annual WTC Health Program Transfers for
Prostate Cancer Based on 80,000 and 58,500 Responders and 30,000 and
6,500 Survivors, 2014-2016, 2011$
------------------------------------------------------------------------
Annualized transfers for 2014-
2016, 2011 $
-----------------------------------
Discounted at 7 Discounted at 3
percent percent
------------------------------------------------------------------------
Cancer Rate
------------------------------------------------------------------------
U.S. average U.S. average +
21%
------------------------------------------------------------------------
58,500 Responders................... $3,159,619 ................
6,500 Survivors..................... 303,056 ................
65,000 Total.................... $3,462,675 ................
80,000 Responders................... ................ $5,529,266
30,000 Survivors.................... ................ 1,466,551
110,000 Total................... ................ 6,995,817
------------------------------------------------------------------------
Examination of Benefits (Health Impact)
This section describes qualitatively the potential benefits of the
proposed rule in terms of the expected improvements in the health and
health-related quality of life of potential prostate cancer patients
treated through the WTC Health Program, compared to no Program. The
assessment of the
[[Page 39681]]
health benefits for prostate cancer patients uses the number of
expected cancer cases that was estimated in the cost analysis section.
The Administrator does not have information on the health of the
population that may have experienced 9/11 exposures and is not
currently enrolled in the WTC Health Program. In addition, the
Administrator has only limited information about health insurance and
health care services for prostate cancers potentially caused by 9/11
exposures and suffered by any population of responders and survivors,
including responders and survivors currently enrolled in the WTC Health
Program and responders and survivors not enrolled in the Program. For
the purposes of this analysis, the Administrator assumes that broad
trends on demographics and access to health insurance reported by the
U.S. Census Bureau and health care services for cancer similar to those
reported by Ward et al. \54\ would apply to the population of general
responders (those individuals who are not members of the FDNY and who
meet the eligibility criteria in 42 CFR Part 88 for WTC responders) and
survivors both within and outside the Program. For the purposes of this
analysis, the Administrator assumes that access to health insurance and
health care services for FDNY responders within and outside the Program
would be equivalent because this population is overwhelmingly covered
by employer-based health insurance.
---------------------------------------------------------------------------
\54\ Ward E, Halpern M, Schrag N, Cokkinides V, DeSantis C,
Bandi P, Siegel R, Stewart A, Jemal A [2008]. Association of
Insurance with Cancer Care Utilization and Outcomes. CA Cancer J
Clin 58:9-31.
---------------------------------------------------------------------------
Although the Administrator cannot quantify the benefits associated
with the WTC Health Program, members with prostate cancer would have
improved access to care and thereby the Program should produce better
treatment outcomes than in its absence. Under other insurance plans,
patients would have deductibles and copays, which impact access to care
and particularly its timeliness.\55\ WTC Health Program members would
have first-dollar coverage and hence are likely to seek care sooner
when indicated, resulting in improved treatment outcomes.
---------------------------------------------------------------------------
\55\ Wharam JF, Galbraith AA, Kleinman KP, Soumerai SB, Ross-
Degnan D, Landon BE. Cancer Screening before and after Switching to
a High-Deductible Health Plan. Annals of Internal Medicine. 2008
May;148(9):647-655.
---------------------------------------------------------------------------
Limitations
The analysis presented here was limited by the dearth of verifiable
data on the prostate cancer status of responders and survivors who have
yet to apply for enrollment in the WTC Health Program. Because of the
limited data, the Administrator was not able to estimate benefits in
terms of averted healthcare costs. Nor was the Administrator able to
estimate administrative costs, or indirect costs, such as averted
absenteeism, short and long-term disability, and productivity losses
averted due to premature mortality.
B. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA), 5 U.S.C. 601 et seq.,
requires each agency to consider the potential impact of its
regulations on small entities including small businesses, small
governmental units, and small not-for-profit organizations. The
Administrator believes that this rule has ``no significant economic
impact upon a substantial number of small entities'' within the meaning
of the Regulatory Flexibility Act (5 U.S.C. 601 et seq.).
C. Paperwork Reduction Act
The Paperwork Reduction Act (PRA), 44 U.S.C. 3501 et seq., requires
an agency to invite public comment on, and to obtain OMB approval of,
any regulation that requires 10 or more people to report information to
the agency or to keep certain records. Data collection and
recordkeeping requirements for the WTC Health Program are approved by
OMB under ``World Trade Center Health Program Enrollment, Appeals &
Reimbursement'' (OMB Control No. 0920-0891, exp. December 31, 2014).
The Administrator has determined that no changes are needed to the
information collection request already approved by OMB.
D. Small Business Regulatory Enforcement Fairness Act
As required by Congress under the Small Business Regulatory
Enforcement Fairness Act of 1996 (5 U.S.C. 801 et seq.), HHS will
report the promulgation of this rule to Congress prior to its effective
date.
E. Unfunded Mandates Reform Act of 1995
Title II of the Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531
et seq.) directs agencies to assess the effects of Federal regulatory
actions on State, local, and Tribal governments, and the private sector
``other than to the extent that such regulations incorporate
requirements specifically set forth in law.'' For purposes of the
Unfunded Mandates Reform Act, this proposed rule does not include any
Federal mandate that may result in increased annual expenditures in
excess of $100 million in 1995 dollars by State, local or Tribal
governments in the aggregate, or by the private sector. However, the
rule may result in an increase in the contribution made by New York
City for treatment and monitoring, as required by Title XXXIII, Sec.
3331(d)(2). For 2013, the inflation adjusted threshold is $150 million.
F. Executive Order 12988 (Civil Justice)
This proposed rule has been drafted and reviewed in accordance with
Executive Order 12988, ``Civil Justice Reform,'' and will not unduly
burden the Federal court system. This rule has been reviewed carefully
to eliminate drafting errors and ambiguities.
G. Executive Order 13132 (Federalism)
The Administrator has reviewed this proposed rule in accordance
with Executive Order 13132 regarding federalism, and has determined
that it does not have ``federalism implications.'' The rule does not
``have substantial direct effects on the States, on the relationship
between the national government and the States, or on the distribution
of power and responsibilities among the various levels of government.''
H. Executive Order 13045 (Protection of Children From Environmental
Health Risks and Safety Risks)
In accordance with Executive Order 13045, the Administrator has
evaluated the environmental health and safety effects of this proposed
rule on children. The Administrator has determined that the rule would
have no environmental health and safety effect on children.
I. Executive Order 13211 (Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use)
In accordance with Executive Order 13211, the Administrator has
evaluated the effects of this proposed rule on energy supply,
distribution or use, and has determined that the rule will not have a
significant adverse effect.
J. Plain Writing Act of 2010
Under Public Law 111-274 (October 13, 2010), executive Departments
and Agencies are required to use plain language in documents that
explain to the public how to comply with a requirement the Federal
Government administers or enforces. The Administrator has attempted to
use plain language in promulgating the proposed rule consistent with
the Federal Plain Writing Act guidelines.
[[Page 39682]]
Proposed Rule
List of Subjects in 42 CFR Part 88:
Aerodigestive disorders, Appeal procedures, Cancer, Health care,
Mental health conditions, Musculoskeletal disorders, Respiratory and
pulmonary diseases.
For the reasons discussed in the preamble, the Department of Health
and Human Services proposes to amend 42 CFR Part 88 as follows:
PART 88--WORLD TRADE CENTER HEALTH PROGRAM
0
1. The authority citation for Part 88 continues to read as follows:
Authority: 42 U.S.C. 300mm-300mm-61, Pub. L. 111-347, 124 Stat.
3623.
0
2. In Sec. 88.1, the under the definition ``List of WTC-related health
conditions'', following paragraph (4), revise Table 1 to read as
follows:
Sec. 88.1 Definitions.
* * * * *
List of WTC-related health conditions * * *
(4) * * *
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Dated: June 26, 2013.
John Howard,
Administrator, World Trade Center, Health Program and Director,
National Institute for Occupational Safety and Health, Centers for
Disease Control and Prevention, Department of Health and Human
Services.
[FR Doc. 2013-15816 Filed 7-1-13; 8:45 am]
BILLING CODE 4150-28-C