Special Nuclear Material Control and Accounting Systems for Nuclear Power Plants, 38739-38741 [2013-15427]
Download as PDF
Federal Register / Vol. 78, No. 124 / Thursday, June 27, 2013 / Notices
constitute a Fair Use application,
participants are requested not to include
copyrighted materials in their
submission.
For the Nuclear Regulatory Commission.
Dated at Rockville, Maryland, this 20th day
of June 2013.
Andrew Persinko,
Deputy Director, Decommissioning and
Uranium Recovery Licensing Directorate,
Division of Waste Management and
Environmental Protection, Office of Federal
and State Materials and Environmental
Management Programs.
[FR Doc. 2013–15414 Filed 6–26–13; 8:45 am]
BILLING CODE 7590–01–P
NUCLEAR REGULATORY
COMMISSION
[NRC–2012–0299]
Standard Format and Content for PostShutdown Decommissioning Activities
Report
Nuclear Regulatory
Commission.
ACTION: Regulatory guide; issuance.
AGENCY:
The U.S. Nuclear Regulatory
Commission (NRC) is issuing Revision 1
of Regulatory Guide (RG) 1.185,
‘‘Standard Format and Content for Postshutdown Decommissioning Activities
Report.’’ This guide describes a method
that the NRC staff considers acceptable
for use in complying with the
Commission’s requirements regarding
the submission of a post-shutdown
decommissioning activities report
(PSDAR).
SUMMARY:
Please refer to Docket ID
NRC–2012–0299 when contacting the
NRC about the availability of
information regarding this document.
You may access information related to
this document, which the NRC
possesses and is publically available,
using the following methods:
• Federal Rulemaking Web site: Go to
https://www.regulations.gov and search
for Docket ID NRC–2012–0299. Address
questions about NRC dockets to Carol
Gallagher; telephone: 301–492–3668;
email: Carol.Gallagher@nrc.gov. For
technical questions, contact the
individual(s) listed in the FOR FURTHER
INFORMATION CONTACT section of this
document.
• NRC’s Agencywide Documents
Access and Management System
(ADAMS): You may access publicly
available documents online in the NRC
Library at https://www.nrc.gov/readingrm/adams.html. To begin the search,
select ‘‘ADAMS Public Documents’’ and
then select ‘‘Begin Web-based ADAMS
mstockstill on DSK4VPTVN1PROD with NOTICES
ADDRESSES:
VerDate Mar<15>2010
18:12 Jun 26, 2013
Jkt 229001
Search.’’ For problems with ADAMS,
please contact the NRC’s Public
Document Room (PDR) reference staff at
1–800–397–4209, 301–415–4737, or by
email to pdr.resource@nrc.gov. The
ADAMS accession number for each
document referenced in this notice (if
that document is available in ADAMS)
is provided the first time that a
document is referenced. Revision 1 of
Regulatory Guide 1.185 is available in
ADAMS under Accession No.
ML13140A038. The regulatory analysis
may be found in ADAMS under
Accession No. ML13140A039.
• NRC’s PDR: You may examine and
purchase copies of public documents at
the NRC’s PDR, Room O1–F21, One
White Flint North, 11555 Rockville
Pike, Rockville, Maryland 20852.
Regulatory guides are not
copyrighted, and NRC approval is not
required to reproduce them.
FOR FURTHER INFORMATION CONTACT:
James Shepherd, Office of Federal and
State Materials and Environmental
Management Programs, telephone: 301–
415–6712, email:
James.Shepherd@nrc.gov or Edward
O’Donnell, Office of Nuclear Regulatory
Research, U.S. Nuclear Regulatory
Commission, Washington, DC 20555–
0001; telephone: 301–251–7455, email:
Edward.Odonnell@nrc.gov.
SUPPLEMENTARY INFORMATION:
I. Introduction
The NRC is issuing a revision to an
existing guide in the NRC’s ‘‘Regulatory
Guide’’ series. This series was
developed to describe and make
available to the public information such
as methods that are acceptable to the
NRC staff for implementing specific
parts of the agency’s regulations,
techniques that the staff uses in
evaluating specific problems or
postulated accidents, and data that the
staff needs in its review of applications
for permits and licenses.
The NRC issued Revision 1 of RG
1.185 with a temporary identification as
Draft Regulatory Guide, DG–1272, in the
Federal Register on December 19, 2012
(77 FR 75198), for a 60-day public
comment period. The public comment
period closed on February 19, 2013, and
the NRC did not receive any comments.
This revision updates RG 1.185 to
reflect lessons learned since its original
issuance in 2000. It identifies the type
of information that the PSDAR must
contain and establishes a standard
format for the PSDAR that the NRC staff
considers acceptable. The PSDAR is
required of nuclear power plant
licensees before or within two years of
permanent cessation of operations. The
PO 00000
Frm 00058
Fmt 4703
Sfmt 4703
38739
report must include a description of the
licensee’s planned decommissioning
activities, a schedule for the
accomplishment of significant
milestones, an estimate of expected
costs, and a discussion of the licensee’s
evaluation of the environmental impacts
associated with site-specific
decommissioning activities.
Revision 1 of RG 1.185 represents the
NRC staff’s current guidance for future
users and applications. Earlier versions
of this regulatory guide, however,
continue to be acceptable for those
licensees whose licensing basis includes
earlier versions of this regulatory guide,
absent a licensee-initiated change to its
licensing basis. Additional information
on the NRC staff’s use of this revised
regulatory guide with respect to both
current and future users and
applications is set forth in the
‘‘Implementation’’ section of the revised
regulatory guide.
II. Congressional Review Act
This regulatory guide is a rule as
defined in the Congressional Review
Act (5 U.S.C. 801–808). However, the
Office of Management and Budget has
not found it to be a major rule as
defined in the Congressional Review
Act.
III. Backfitting and Issue Finality
Issuance of this final regulatory guide
does not constitute backfitting as
defined in 10 CFR 50.109 (the Backfit
Rule) and is not otherwise inconsistent
with the issue finality provisions in 10
CFR part 52. As discussed in the
‘‘Implementation’’ section of this
regulatory guide, the NRC has no
current intention to impose this
regulatory guide on holders of current
operating licenses or combined licenses.
Dated at Rockville, Maryland, this 19th day
of June, 2013.
For the Nuclear Regulatory Commission.
Thomas H. Boyce,
Chief, Regulatory Guide Development Branch,
Division of Engineering, Office of Nuclear
Regulatory Research.
[FR Doc. 2013–15426 Filed 6–26–13; 8:45 am]
BILLING CODE 7590–01–P
NUCLEAR REGULATORY
COMMISSION
[NRC–2012–0109]
Special Nuclear Material Control and
Accounting Systems for Nuclear
Power Plants
Nuclear Regulatory
Commission.
ACTION: Regulatory guide; issuance.
AGENCY:
E:\FR\FM\27JNN1.SGM
27JNN1
38740
Federal Register / Vol. 78, No. 124 / Thursday, June 27, 2013 / Notices
The U.S. Nuclear Regulatory
Commission (NRC) is issuing a revision
to Regulatory Guide (RG) 5.29, ‘‘Special
Nuclear Material Control and
Accounting Systems for Nuclear Power
Plants.’’ This regulatory guide provides
guidance on recordkeeping and
reporting requirements with respect to
material control and accounting. This
guide applies to all nuclear power
plants.
SUMMARY:
Please refer to Docket ID
NRC–2012–0109 when contacting the
NRC about the availability of
information regarding this document.
You may access information related to
this document, which the NRC
possesses and is publicly available,
using the following methods:
• Federal Rulemaking Web site: Go to
https://www.regulations.gov and search
for Docket ID NRC–2012–0109. Address
questions about NRC dockets to Carol
Gallagher; telephone: 301–492–3668;
email: Carol.Gallagher@nrc.gov. For
technical questions, contact the
individual(s) listed in the FOR FURTHER
INFORMATION CONTACT section of this
document.
• NRC’s Agencywide Documents
Access and Management System
(ADAMS): You may access publicly
available documents online in the NRC
Library at https://www.nrc.gov/readingrm/adams.html. To begin the search,
select ‘‘ADAMS Public Documents’’ and
then select ‘‘Begin Web-based ADAMS
Search.’’ For problems with ADAMS,
please contact the NRC’s Public
Document Room (PDR) reference staff at
1–800–397–4209, 301–415–4737, or by
email to pdr.resource@nrc.gov. The
ADAMS accession number for each
document referenced in this notice (if
that document is available in ADAMS)
is provided the first time that a
document is referenced. Revision 2 of
Regulatory Guide 5.29, is available in
ADAMS under Accession No.
ML13051A421. The regulatory analysis
may be found in ADAMS under
Accession No. ML13051A418.
• NRC’s PDR: You may examine and
purchase copies of public documents at
the NRC’s PDR, Room O1–F21, One
White Flint North, 11555 Rockville
Pike, Rockville, Maryland 20852.
Regulatory guides are not
copyrighted, and NRC approval is not
required to reproduce them.
FOR FURTHER INFORMATION CONTACT:
Richard Jervey, Office of Nuclear
Regulatory Research, U.S. Nuclear
Regulatory Commission, Washington,
DC 20555–0001; telephone: 301–251–
7404; email: Richard.Jervey@nrc.gov.
SUPPLEMENTARY INFORMATION:
mstockstill on DSK4VPTVN1PROD with NOTICES
ADDRESSES:
VerDate Mar<15>2010
18:12 Jun 26, 2013
Jkt 229001
I. Introduction
The NRC is issuing a revision to an
existing guide in the NRC’s ‘‘Regulatory
Guide’’ series. This series was
developed to describe and make
available to the public information such
as methods that are acceptable to the
NRC staff for implementing specific
parts of the agency’s regulations,
techniques that the staff uses in
evaluating specific problems or
postulated accidents, and data that the
staff needs in its review of applications
for permits and licenses.
Revision 2 of RG 5.29 was issued with
a temporary identification as Draft
Regulatory Guide, DG–5028. This guide
describes a method that the NRC staff
considers acceptable to implement
special nuclear material control and
accounting system requirements for
nuclear power plants. This guide
applies to all nuclear power plants.
Part 74 of Title 10, of the Code of
Federal Regulations (10 CFR), ‘‘Material
Control and Accounting of Special
Nuclear Material,’’ Subpart B, ‘‘General
Reporting and Recordkeeping
Requirements,’’ establishes the material
control and accounting performance
requirements for special nuclear
material at nuclear power plants. The
regulations at 10 CFR 74.11, ‘‘Reports of
Loss or Theft or Attempted Theft or
Unauthorized Production of Special
Nuclear Material,’’ require, in part, that
nuclear power reactor licensees notify
the NRC of any such events within 1
hour of discovery. The regulations at 10
CFR 74.13, ‘‘Material Status Reports,’’
require nuclear power reactor licensees
to submit material status reports for
certain quantities of special nuclear
material. The regulations at 10 CFR
74.15, ‘‘Nuclear Material Transaction
Reports,’’ require nuclear power reactor
licensees to complete transaction
reports when transferring, receiving, or
making adjustments to specified
quantities of special nuclear material.
The regulations at 10 CFR 74.19,
‘‘Recordkeeping,’’ require, in part, that
nuclear power reactor licensees keep
records that show the receipt, inventory
(including location and unique
identity), acquisition, transfer, and
disposal of all special nuclear material
in their possession. Additionally, 10
CFR 74.19 requires, in part, that
licensees establish, maintain, and follow
written material control and accounting
procedures, and that they conduct
physical inventories of special nuclear
material at intervals not to exceed once
every 12 months.
Regulatory Guide 5.29 endorses
American National Standards Institute
(ANSI) N15.8–2009, ‘‘Methods of
PO 00000
Frm 00059
Fmt 4703
Sfmt 4703
Nuclear Material Control—Material
Control Systems—Special Nuclear
Material Control and Accounting
Systems for Nuclear Power Plants.’’
ANSI N15.8–2009 provides guidance on
the control and accounting of (1) fuel
rods that are separated from their parent
assemblies; and (2) pieces of irradiated
material that are separated as a result of
fuel damage.
II. Additional Information
DG–5028, was published in the
Federal Register on May 14, 2012 (77
FR 28407), for a 60-day public comment
period. The public comment period
closed on July 16, 2012. Public
comments on DG–5028 and the staff
responses to the public comments are
available under ADAMS Accession
Number ML13051A437.
This regulatory guide is a rule as
designated in the Congressional Review
Act (5 U.S.C. 801–808). However, OMB
has not found it to be a major rule as
designated in the congressional Review
Act.
III. Congressional Review Act
This regulatory guide is a rule as
defined in the Congressional Review
Act (5 U.S.C. 801–808). However, the
Office of Management and Budget
(OMB) has not found it to be a major
rule as defined in the Congressional
Review Act.
IV. Backfitting and Issue Finality
This regulatory guide provides
guidance on recordkeeping and
reporting requirements with respect to
material control and accounting, as set
forth in 10 CFR part 74. The regulatory
position held in this guidance
demonstrates the method that the NRC
staff finds acceptable for an applicant or
licensee to meet the requirements of the
underlying NRC regulations.
The issuance of the guidance in this
regulatory guide is not backfitting, as
that term is defined in 10 CFR 50.109
or inconsistent with the issue finality
provisions in 10 CFR part 52, because
information collection and reporting
requirements with respect to material
control and accounting are not included
within the scope of the NRC’s
backfitting protections or part 52 issue
finality provisions. Material control and
accounting requirements are applicable
to special nuclear material (SNM)
licensees possessing SNM quantities
greater than the part 74-specified
threshold. Materials control and
accounting are intended to ensure that
SNM is not used, or diverted for use, in
a manner that endangers public health
and safety or the common defense and
security. The requirements are focused
E:\FR\FM\27JNN1.SGM
27JNN1
Federal Register / Vol. 78, No. 124 / Thursday, June 27, 2013 / Notices
mstockstill on DSK4VPTVN1PROD with NOTICES
on the possession of SNM, and not with
respect to its use in the operation of the
nuclear power reactor. This is true even
though the guidance in this regulatory
guide is addressed to materials control
and accounting at nuclear power plants.
This regulatory guide reflects the
physical and operational considerations
of nuclear power reactors, which are
different from other facilities possessing
SNM above the part 74 specific
threshold. The regulatory guide does not
present more stringent guidance for
materials licensees who are also power
reactor licensees, as compared to
guidance for those materials licensees
who are not power reactor licensees.
Therefore, the NRC does not regard the
materials control and accounting
requirements in part 74 as a general
matter, or as applied to nuclear power
reactors in the guidance of RG 5.29, as
being within the scope of backfitting or
issue finality provisions.
Applicants and potential applicants
are not, with certain exceptions,
protected by any issue finality
provisions under part 52. This is
because the issue finality provisions
under part 52, with certain exclusions
discussed below, were not intended to
apply to every NRC action which
substantially changes the expectations
of current and future applicants. The
exceptions to the general principle are
whenever an applicant references a part
52 license (e.g., an early site permit)
and/or NRC regulatory approval (e.g., a
design certification rule) with specified
issue finality provisions. However, the
scope of issue finality provided extends
only to the matters resolved in the
license or regulatory approval. Early site
permits and design certification rules do
not address or resolve compliance with
material control and accounting
requirements in 10 CFR part 74.
Therefore, no applicant referencing an
ESP or DCR is protected by relevant
issue finality provisions with respect to
the material control and accounting
matters addressed in this regulatory
guide.
Dated at Rockville, Maryland, this 19th day
of June, 2013.
For the Nuclear Regulatory Commission.
Thomas H. Boyce,
Chief, Regulatory Guide Development Branch,
Division of Engineering, Office of Nuclear
Regulatory Research.
[FR Doc. 2013–15427 Filed 6–26–13; 8:45 am]
BILLING CODE 7590–01–P
VerDate Mar<15>2010
18:12 Jun 26, 2013
Jkt 229001
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–69831; File No. TP 13–03]
Order Granting Limited Exemptions
From Exchange Act Rule 10b–17 and
Rules 101 and 102 of Regulation M to
ALPS ETF Trust, the VelocityShares
Tail Risk Hedged Large Cap ETF, and
the VelocityShares Volatility Hedged
Large Cap ETF
June 21, 2013.
By letter dated June 21, 2013 (the
‘‘Letter’’), as supplemented by
conversations with the staff of the
Division of Trading and Markets,
counsel for ALPS ETF Trust (the
‘‘Trust’’) on behalf of the Trust, the
VelocityShares Tail Risk Hedged Large
Cap ETF and the VelocityShares
Volatility Hedged Large Cap ETF (each
a ‘‘Fund’’ and, collectively, the
‘‘Funds’’), any national securities
exchange on or through which shares
issued by the Funds (‘‘Shares’’) may
subsequently trade, ALPS Distributors,
Inc., and persons or entities engaging in
transactions in Shares (collectively, the
‘‘Requestors’’) requested exemptions, or
interpretive or no-action relief, from
Rule 10b–17 of the Securities Exchange
Act of 1934, as amended (‘‘Exchange
Act’’) and Rules 101 and 102 of
Regulation M in connection with
secondary market transactions in Shares
and the creation or redemption of
aggregations of Shares of at least 50,000
shares (‘‘Creation Units’’).
The Trust is registered with the
Commission under the Investment
Company Act of 1940, as amended
(‘‘1940 Act’’), as an open-end
management investment company. Each
Fund seeks to track the performance of
a particular underlying index (‘‘Index’’),
which for each Fund is comprised of
shares of exchange traded products
(‘‘ETPs’’). Each Fund’s underlying index
reflects the performance of a portfolio
consisting of an exposure to a large cap
equity portfolio, consisting of three
underlying ETFs which track the S&P
500 index (‘‘Underlying Large-Cap
ETFs’’) and a volatility strategy to hedge
‘‘tail risk’’ events (which are market
events that occur rarely but may have
severe consequences when they do
occur), consisting of two underlying
ETFs which reflect leveraged or inverse
positions on the S&P 500 VIX ShortTerm Futures Index (‘‘Underlying
Volatility ETFs’’). The underlying index,
at each monthly rebalance, consists of
an 85% allocation to the Underlying
Large-Cap ETFs and a 15% allocation to
the Underlying Volatility ETFs. The
Funds intend to operate as ‘‘ETFs of
PO 00000
Frm 00060
Fmt 4703
Sfmt 4703
38741
ETFs’’ by seeking to track the
performance of the respective
underlying Index by investing at least
80% of their assets in the ETPs that
comprise each Index. Each Fund also
intends to enter into swap agreements
designed to provide exposure to (a) the
Underlying Volatility ETFs and/or (b)
leveraged and/or inverse positions on
the S&P 500 VIX Short-Term Futures
Index directly. Except for the fact that
the Funds will operate as ETFs of ETFs
and intend to enter into swaps to obtain
the leveraged and/or inverse exposure to
the Underlying Volatility ETFs and/or
the S&P 500 VIX Short-Term Futures
Index, the Funds will operate in a
manner identical to the ETPs that
comprise each Index.
The Requestors represent, among
other things, the following:
• Shares of the Funds will be issued
by the Trust, an open-end management
investment company that is registered
with the Commission;
• The Trust will continuously redeem
Creation Units at net asset value
(‘‘NAV’’) and the secondary market
price of the Shares should not vary
substantially from the NAV of such
Shares;
• Shares of the Funds will be listed
and traded on the NYSE Arca (the
‘‘Exchange’’) or other exchange in
accordance with exchange listing
standards that are, or will become,
effective pursuant to Section 19(b) of the
Exchange Act;
• All ETPs that are invested in by the
Funds will meet all conditions set forth
in a relevant class relief letter,1 will
have received individual relief from the
Commission, or will be able to rely on
individual relief even though they are
not named parties;
• At least 70% of each Fund is
comprised of component securities that
meet the minimum public float and
minimum average daily trading volume
thresholds under the ‘‘actively-traded
securities’’ definition found in
Regulation M for excepted securities
during each of the previous two months
of trading prior to formation of the
1 Letter from Catherine McGuire, Esq., Chief
Counsel, Division of Market Regulation, to the
Securities Industry Association Derivative Products
Committee (November 21, 2005); Letter from
Racquel L. Russell, Branch Chief, Division of
Market Regulation, to George T. Simon, Esq., Foley
& Lardner LLP (June 21, 2006); Letter from James
A. Brigagliano, Acting Associate Director, Division
of Market Regulation, to Stuart M. Strauss, Esq.,
Clifford Chance US LLP (October 24, 2006); Letter
from James A. Brigagliano, Associate Director,
Division of Market Regulation, to Benjamin Haskin,
Esq., Willkie. Farr & Gallagher LLP (April 9, 2007);
or Letter from Josephine Tao, Assistant Director,
Division of Trading and Markets, to Domenick
Pugliese, Esq., Paul, Hastings, Janofsky and Walker
LLP (June 27, 2007).
E:\FR\FM\27JNN1.SGM
27JNN1
Agencies
[Federal Register Volume 78, Number 124 (Thursday, June 27, 2013)]
[Notices]
[Pages 38739-38741]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-15427]
-----------------------------------------------------------------------
NUCLEAR REGULATORY COMMISSION
[NRC-2012-0109]
Special Nuclear Material Control and Accounting Systems for
Nuclear Power Plants
AGENCY: Nuclear Regulatory Commission.
ACTION: Regulatory guide; issuance.
-----------------------------------------------------------------------
[[Page 38740]]
SUMMARY: The U.S. Nuclear Regulatory Commission (NRC) is issuing a
revision to Regulatory Guide (RG) 5.29, ``Special Nuclear Material
Control and Accounting Systems for Nuclear Power Plants.'' This
regulatory guide provides guidance on recordkeeping and reporting
requirements with respect to material control and accounting. This
guide applies to all nuclear power plants.
ADDRESSES: Please refer to Docket ID NRC-2012-0109 when contacting the
NRC about the availability of information regarding this document. You
may access information related to this document, which the NRC
possesses and is publicly available, using the following methods:
Federal Rulemaking Web site: Go to https://www.regulations.gov and search for Docket ID NRC-2012-0109. Address
questions about NRC dockets to Carol Gallagher; telephone: 301-492-
3668; email: Carol.Gallagher@nrc.gov. For technical questions, contact
the individual(s) listed in the FOR FURTHER INFORMATION CONTACT section
of this document.
NRC's Agencywide Documents Access and Management System
(ADAMS): You may access publicly available documents online in the NRC
Library at https://www.nrc.gov/reading-rm/adams.html. To begin the
search, select ``ADAMS Public Documents'' and then select ``Begin Web-
based ADAMS Search.'' For problems with ADAMS, please contact the NRC's
Public Document Room (PDR) reference staff at 1-800-397-4209, 301-415-
4737, or by email to pdr.resource@nrc.gov. The ADAMS accession number
for each document referenced in this notice (if that document is
available in ADAMS) is provided the first time that a document is
referenced. Revision 2 of Regulatory Guide 5.29, is available in ADAMS
under Accession No. ML13051A421. The regulatory analysis may be found
in ADAMS under Accession No. ML13051A418.
NRC's PDR: You may examine and purchase copies of public
documents at the NRC's PDR, Room O1-F21, One White Flint North, 11555
Rockville Pike, Rockville, Maryland 20852.
Regulatory guides are not copyrighted, and NRC approval is not
required to reproduce them.
FOR FURTHER INFORMATION CONTACT: Richard Jervey, Office of Nuclear
Regulatory Research, U.S. Nuclear Regulatory Commission, Washington, DC
20555-0001; telephone: 301-251-7404; email: Richard.Jervey@nrc.gov.
SUPPLEMENTARY INFORMATION:
I. Introduction
The NRC is issuing a revision to an existing guide in the NRC's
``Regulatory Guide'' series. This series was developed to describe and
make available to the public information such as methods that are
acceptable to the NRC staff for implementing specific parts of the
agency's regulations, techniques that the staff uses in evaluating
specific problems or postulated accidents, and data that the staff
needs in its review of applications for permits and licenses.
Revision 2 of RG 5.29 was issued with a temporary identification as
Draft Regulatory Guide, DG-5028. This guide describes a method that the
NRC staff considers acceptable to implement special nuclear material
control and accounting system requirements for nuclear power plants.
This guide applies to all nuclear power plants.
Part 74 of Title 10, of the Code of Federal Regulations (10 CFR),
``Material Control and Accounting of Special Nuclear Material,''
Subpart B, ``General Reporting and Recordkeeping Requirements,''
establishes the material control and accounting performance
requirements for special nuclear material at nuclear power plants. The
regulations at 10 CFR 74.11, ``Reports of Loss or Theft or Attempted
Theft or Unauthorized Production of Special Nuclear Material,''
require, in part, that nuclear power reactor licensees notify the NRC
of any such events within 1 hour of discovery. The regulations at 10
CFR 74.13, ``Material Status Reports,'' require nuclear power reactor
licensees to submit material status reports for certain quantities of
special nuclear material. The regulations at 10 CFR 74.15, ``Nuclear
Material Transaction Reports,'' require nuclear power reactor licensees
to complete transaction reports when transferring, receiving, or making
adjustments to specified quantities of special nuclear material. The
regulations at 10 CFR 74.19, ``Recordkeeping,'' require, in part, that
nuclear power reactor licensees keep records that show the receipt,
inventory (including location and unique identity), acquisition,
transfer, and disposal of all special nuclear material in their
possession. Additionally, 10 CFR 74.19 requires, in part, that
licensees establish, maintain, and follow written material control and
accounting procedures, and that they conduct physical inventories of
special nuclear material at intervals not to exceed once every 12
months.
Regulatory Guide 5.29 endorses American National Standards
Institute (ANSI) N15.8-2009, ``Methods of Nuclear Material Control--
Material Control Systems--Special Nuclear Material Control and
Accounting Systems for Nuclear Power Plants.'' ANSI N15.8-2009 provides
guidance on the control and accounting of (1) fuel rods that are
separated from their parent assemblies; and (2) pieces of irradiated
material that are separated as a result of fuel damage.
II. Additional Information
DG-5028, was published in the Federal Register on May 14, 2012 (77
FR 28407), for a 60-day public comment period. The public comment
period closed on July 16, 2012. Public comments on DG-5028 and the
staff responses to the public comments are available under ADAMS
Accession Number ML13051A437.
This regulatory guide is a rule as designated in the Congressional
Review Act (5 U.S.C. 801-808). However, OMB has not found it to be a
major rule as designated in the congressional Review Act.
III. Congressional Review Act
This regulatory guide is a rule as defined in the Congressional
Review Act (5 U.S.C. 801-808). However, the Office of Management and
Budget (OMB) has not found it to be a major rule as defined in the
Congressional Review Act.
IV. Backfitting and Issue Finality
This regulatory guide provides guidance on recordkeeping and
reporting requirements with respect to material control and accounting,
as set forth in 10 CFR part 74. The regulatory position held in this
guidance demonstrates the method that the NRC staff finds acceptable
for an applicant or licensee to meet the requirements of the underlying
NRC regulations.
The issuance of the guidance in this regulatory guide is not
backfitting, as that term is defined in 10 CFR 50.109 or inconsistent
with the issue finality provisions in 10 CFR part 52, because
information collection and reporting requirements with respect to
material control and accounting are not included within the scope of
the NRC's backfitting protections or part 52 issue finality provisions.
Material control and accounting requirements are applicable to special
nuclear material (SNM) licensees possessing SNM quantities greater than
the part 74-specified threshold. Materials control and accounting are
intended to ensure that SNM is not used, or diverted for use, in a
manner that endangers public health and safety or the common defense
and security. The requirements are focused
[[Page 38741]]
on the possession of SNM, and not with respect to its use in the
operation of the nuclear power reactor. This is true even though the
guidance in this regulatory guide is addressed to materials control and
accounting at nuclear power plants. This regulatory guide reflects the
physical and operational considerations of nuclear power reactors,
which are different from other facilities possessing SNM above the part
74 specific threshold. The regulatory guide does not present more
stringent guidance for materials licensees who are also power reactor
licensees, as compared to guidance for those materials licensees who
are not power reactor licensees. Therefore, the NRC does not regard the
materials control and accounting requirements in part 74 as a general
matter, or as applied to nuclear power reactors in the guidance of RG
5.29, as being within the scope of backfitting or issue finality
provisions.
Applicants and potential applicants are not, with certain
exceptions, protected by any issue finality provisions under part 52.
This is because the issue finality provisions under part 52, with
certain exclusions discussed below, were not intended to apply to every
NRC action which substantially changes the expectations of current and
future applicants. The exceptions to the general principle are whenever
an applicant references a part 52 license (e.g., an early site permit)
and/or NRC regulatory approval (e.g., a design certification rule) with
specified issue finality provisions. However, the scope of issue
finality provided extends only to the matters resolved in the license
or regulatory approval. Early site permits and design certification
rules do not address or resolve compliance with material control and
accounting requirements in 10 CFR part 74. Therefore, no applicant
referencing an ESP or DCR is protected by relevant issue finality
provisions with respect to the material control and accounting matters
addressed in this regulatory guide.
Dated at Rockville, Maryland, this 19th day of June, 2013.
For the Nuclear Regulatory Commission.
Thomas H. Boyce,
Chief, Regulatory Guide Development Branch, Division of Engineering,
Office of Nuclear Regulatory Research.
[FR Doc. 2013-15427 Filed 6-26-13; 8:45 am]
BILLING CODE 7590-01-P