Modification of Mandatory Label Information for Wine, 34565-34568 [2013-13601]
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Federal Register / Vol. 78, No. 111 / Monday, June 10, 2013 / Rules and Regulations
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34565
Subject
LOC/DME BC RWY 33, Amdt 10.
Takeoff Minimums and (Obstacle) DP, Amdt 1.
Takeoff Minimums and (Obstacle) DP, Amdt 2A.
VOR/DME OR TACAN RWY 13,
Amdt 5.
VOR/DME OR TACAN RWY 31,
Amdt 5.
VOR/DME RWY 34, Amdt 7A.
RADAR–1, Amdt 19A.
ILS OR LOC/DME RWY 34,
Amdt 11A.
VOR RWY 34, Amdt 10D.
ILS OR LOC RWY 28L, Amdt
26B.
style for the strength units describing
radiation sources. This correction is
being made to improve the accuracy of
the animal drug regulations.
DEPARTMENT OF THE TREASURY
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
List of Subjects in 21 CFR Part 579
27 CFR Part 4
Food and Drug Administration
Animal feeds, Animal foods,
Radiation protection.
[Docket No. TTB–2007–0065; T.D. TTB–114;
Re: Notice No. 74]
Therefore, 21 CFR part 579 is
corrected by making the following
correcting amendments.
RIN 1513–AB36
PART 579—IRRADIATION IN THE
PRODUCTION, PROCESSING, AND
HANDLING OF ANIMAL FEED AND
PET FOOD
AGENCY:
[FR Doc. 2013–13364 Filed 6–7–13; 8:45 am]
BILLING CODE 4910–13–P
21 CFR Part 579
[Docket No. FDA–2012–F–0178]
Irradiation in the Production,
Processing, and Handling of Animal
Feed and Pet Food; Electron Beam and
X-Ray Sources for Irradiation of
Poultry Feed and Poultry Feed
Ingredients; Correction
AGENCY:
Food and Drug Administration,
HHS.
ACTION:
Authority: 21 U.S.C. 321, 342, 348, 371.
The Food and Drug
Administration (FDA) is correcting a
document amending the regulations for
irradiation of animal feed and pet food
that appeared in the Federal Register of
May 10, 2013 (78 FR 27303). That
document used incorrect style for the
strength units describing radiation
sources. This correction is being made
to improve the accuracy of the animal
drug regulations.
DATES: This rule is effective June 10,
2013.
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FOR FURTHER INFORMATION CONTACT:
George K. Haibel, Center for Veterinary
Medicine (HFV–6), Food and Drug
Administration, 7519 Standish Pl.,
Rockville, MD 20855, 240–276–
9019,ghaibel@fda.hhs.gov.
The Food
and Drug Administration (FDA) is
correcting a document amending the
regulations for irradiation of animal feed
and pet food that appeared in the
Federal Register of May 10, 2013 (78 FR
27303). That document used incorrect
SUPPLEMENTARY INFORMATION:
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Jkt 229001
Modification of Mandatory Label
Information for Wine
Alcohol and Tobacco Tax and
Trade Bureau, Treasury.
ACTION: Final rule; Treasury decision.
The Alcohol and Tobacco Tax
and Trade Bureau (TTB) is amending its
regulations regarding the mandatory
labeling requirements for wine. The
regulatory change permits alcohol
content to appear on other labels affixed
to the container rather than requiring it
to appear on the brand label. This
regulatory change provides greater
flexibility in wine labeling, and will
conform the TTB wine labeling
regulations to the agreement reached by
members of the World Wine Trade
Group regarding the presentation of
certain information on wine labels.
DATES: Effective Date: August 9, 2013.
FOR FURTHER INFORMATION CONTACT:
Karen Welch, Alcohol and Tobacco Tax
and Trade Bureau, Regulations and
Rulings Division, 1310 G St. NW., Box
12, Washington, DC 20005; telephone
(202) 453–1039, extension 046; or email
WineRegs@ttb.gov.
SUPPLEMENTARY INFORMATION:
SUMMARY:
1. The authority citation for 21 CFR
part 579 continues to read as follows:
■
Correcting amendments.
SUMMARY:
Alcohol and Tobacco Tax and Trade
Bureau
2. In § 579.40, revise paragraphs (a)(2),
(a)(3), and (a)(4) to read as follows:
■
§ 579.40 Ionizing radiation for the
treatment of poultry feed and poultry feed
ingredients.
*
*
*
*
*
(a) * * *
(2) Electrons generated from machine
sources at energy levels not to exceed 10
million electron volts (MeV);
(3) X-rays generated from machine
sources at energies not to exceed 5 MeV,
except as permitted by § 179.26(a)(4) of
this chapter; or
(4) X-rays generated from machine
sources using tantalum or gold as the
target material and using energies not to
exceed 7.5 MeV.
*
*
*
*
*
Dated: June 4, 2013.
Bernadette Dunham,
Director, Center for Veterinary Medicine.
[FR Doc. 2013–13648 Filed 6–7–13; 8:45 am]
BILLING CODE 4160–01–P
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Background
TTB Authority
Section 105(e) of the Federal Alcohol
Administration Act (FAA Act), 27
U.S.C. 205(e), authorizes the Secretary
of the Treasury to prescribe regulations
for the labeling of wine, distilled spirits,
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Federal Register / Vol. 78, No. 111 / Monday, June 10, 2013 / Rules and Regulations
and malt beverages. The FAA Act
provides that these regulations should,
among other things, prohibit consumer
deception and the use of misleading
statements on labels, and ensure that
labels provide the consumer with
adequate information as to the identity,
quality, and alcohol content of the
product. The Alcohol and Tobacco Tax
and Trade Bureau (TTB) administers the
FAA Act pursuant to section 1111(d) of
the Homeland Security Act of 2002,
codified at 6 U.S.C. 531(d). The
Secretary has delegated various
authorities through Treasury
Department Order 120–01 (Revised),
dated January 21, 2003, to the TTB
Administrator to perform the functions
and duties in the administration and
enforcement of this law.
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Current TTB Mandatory Labeling
Requirements for Wine
Part 4 of the TTB regulations (27 CFR
part 4) sets forth the requirements under
the FAA Act for the labeling and
advertising of wine. Section 4.10 (27
CFR 4.10) defines a brand label as the
label carrying, in the usual distinctive
design, the brand name of the wine.
Section 4.32 (27 CFR 4.32) prescribes
mandatory label information. Section
4.32(a) requires a statement of the
following on the brand label:
• The brand name, in accordance
with § 4.33;
• The class, type, or other
designation, in accordance with § 4.34;
• The alcohol content, in accordance
with § 4.36; and
• On blends consisting of American
and foreign wines, if any reference is
made to the presence of foreign wine,
the exact percentage by volume.
In addition, § 4.32(b) lists other
mandatory label information that may
appear on any label affixed to the
container.
World Wine Trade Group Agreement on
Requirements for Wine Labeling
The World Wine Trade Group
(WWTG) is composed of both
government officials and industry
representatives from, currently,
Argentina, Australia, Canada, Chile,
Georgia, New Zealand, South Africa,
and the United States. The WWTG was
formed to discuss and address issues
relating to international wine trade,
including reducing and preventing nontariff barriers to that wine trade.
The Office of the United States Trade
Representative heads the inter-agency
team from the United States that
represents the U.S. Government during
WWTG discussions. This team also
includes representatives from TTB, the
Food and Drug Administration, and the
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16:02 Jun 07, 2013
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Departments of Commerce, State, and
Agriculture.
The WWTG concluded negotiations
on a wine labeling agreement intended
to facilitate further wine trade among
members. The WWTG Agreement on
Requirements for Wine Labelling,
hereinafter referred to as the
‘‘Agreement,’’ was initialed on
September 20, 2006, and was signed in
Canberra, Australia, on January 23,
2007, by the United States and other
governments. This is an executive
agreement and not a treaty. A full copy
of the Agreement can be viewed at
https://www.ita.doc.gov/td/ocg/
WWTGlabel.pdf. These negotiations
proceeded from the view that common
labeling requirements would provide
industry members with the opportunity
to use the same label when shipping
wine to each of the WWTG member
countries.
In the course of the negotiations, the
participants recognized that most
members consider four particular items
of information to be mandatory. The
four items, referred to as ‘‘Common
Mandatory Information’’ (hereinafter
CMI) in the WWTG Agreement, are: (1)
Country of origin, (2) alcohol content
(percentage by volume), (3) net contents,
and (4) product name. The negotiated
Agreement also incorporates a ‘‘Single
Field of Vision’’ concept for the
placement of the CMI. A ‘‘Single Field
of Vision’’ is any part of the surface of
the container, excluding its base and
cap, that can be seen without having to
turn the container. Under this approach,
as long as all four of the CMI elements
are visible at the same time, they will
meet the placement requirements (if
any) of each member country. In other
words, each country must permit the
CMI for an imported wine to appear on
any label anywhere on the wine
container (except the base or cap),
provided all four CMI items are in a
Single Field of Vision.
Conforming TTB Regulations to the
WWTG Agreement
The United States cannot deposit an
instrument of acceptance for the
Agreement if the TTB regulations on
wine labeling are inconsistent with the
CMI terms of the Agreement. TTB
reviewed its wine labeling regulations to
determine if any change was necessary
in order for the United States to meet its
obligation to permit these four pieces of
information to appear in a single field
of vision on labels of imported wines, as
outlined in the Agreement. TTB noted
that:
• Although the TTB regulations do
not require the inclusion of the country
of origin on wine labels, such a
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requirement is contained in statutory
and regulatory provisions administered
by U.S. Customs and Border Protection
(see 19 U.S.C. 1304 and 19 CFR 134.11).
Consistent with these requirements, the
country of origin may appear on any
label affixed to a container of imported
wine.
• The product name under the
Agreement is the word ‘‘wine’’ and the
TTB regulations contain no specific
requirements for, or restrictions on, the
use of the word ‘‘wine’’ alone on wine
labels.
• TTB regulations generally allow the
net contents statement to appear on any
label affixed to the wine container. (See
27 CFR 4.32(b)(2)).
• TTB regulations require that
alcohol content information appear on
the brand label of a wine container. (See
27 CFR 4.32(a)(3)).
Thus, the only inconsistency between
the TTB wine labeling regulations and
the CMI terms of the Agreement is in the
regulatory requirement for alcohol
content information to appear on the
brand label. Accordingly, TTB issued a
notice of proposed rulemaking in 2007
to propose removing this requirement.
Notice of Proposed Rulemaking and
Comments Received
Regulatory Changes Proposed in Notice
No. 74
On September 11, 2007, TTB
published a notice of proposed
rulemaking titled ‘‘Modification of
Mandatory Label Information for Wine,
Distilled Spirits, and Malt Beverages’’ in
the Federal Register (72 FR 51732) as
Notice No. 74. In that notice, TTB
proposed to permit alcohol content
information for wine, distilled spirits,
and malt beverages to appear on other
labels affixed to the container rather
than on the brand label as is currently
required. Specifically, TTB proposed to
amend 27 CFR 4.32 (mandatory label
information for wine), 5.32 (mandatory
label information for distilled spirits),
and 7.22 (mandatory label information
for malt beverages) to move the alcohol
content requirements from paragraph (a)
of each of those sections, which
prescribes in each case mandatory label
information required to appear on a
brand label, to paragraph (b) of each of
those sections, which prescribes
mandatory label requirements for
information that need not appear on the
brand label.
The change in § 4.32 will allow
industry members to apply the WWTG
‘‘Single Field of Vision’’ concept
concerning the placement of CMI on
labels. TTB’s proposal to make the
additional changes in §§ 5.32, and 7.22
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was intended to foster consistency in
the labeling requirements among all
TTB-regulated alcohol beverage
products.
The changes proposed in Notice No.
74 were limited to removing the
placement requirement for alcohol
content. All other formatting
requirements, such as type size and
legibility, remain the same.
Comments Received
In Notice No. 74, TTB requested
comments from all interested persons
on the proposed regulatory changes by
November 13, 2007. TTB received five
comments in response to that notice.
(Copies of Notice No. 74, the comments
received, and this final rule are
available online at the
‘‘Regulations.gov’’ Web site (https://
www.regulations.gov) within Docket No.
TTB–2007–0065.)
Three comments expressed support
for the proposal. Jackson Family Wines
stated its support for the WWTG
labeling initiative, as well as for giving
industry members more flexibility in
labeling while not reducing the
information that is available to the
consumer. The Francis Ford Coppola
Winery and the Niebaum-Coppola
Estate Winery also expressed their ‘‘full
support’’ of the proposal. Finally, the
Distilled Spirits Council of the United
States (DISCUS) expressed its support
for the increased flexibility that the
proposal would provide, in addition to
the proposal’s reduction of regulatory
conflicts among global trading partners.
DISCUS also supported TTB’s proposal
to make the change for distilled spirits
and malt beverages in addition to wine.
DISCUS also referred to other proposals
outside the scope of Notice No. 74,
which are not addressed in this
document.
The two remaining comments were
mistakenly submitted in response to
Notice No. 74, but they actually related
to Notice No. 73 (72 FR 41860), which
proposed new requirements relating to
alcohol content statements and a
‘‘Serving Facts’’ panel on alcohol
beverage labels. Because those
comments do not pertain to Notice No.
74, they are also not addressed in this
document.
In addition to the five comments
submitted in response to Notice No. 74,
some comments submitted in response
to Notice No. 73 included points that
were responsive to Notice No. 74. Many
commenters expressed strong
opposition to TTB’s proposal to allow
alcohol content information to appear
on any label rather than to require this
information to appear on a ‘‘Serving
Facts’’ information panel. The Center for
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Science in the Public Interest (CSPI)
specifically stated that the TTB proposal
would obscure information that is of
vital importance to consumers of
alcohol beverages. According to CSPI,
‘‘[c]onsumers should not have to hunt
for alcohol-content information that
might appear in different locations on
different brands and different sizes of
thousands of products in the market
place.’’ CSPI further stated:
TTB provides no rationale for not requiring
alcohol-content information on the ‘‘Serving
Facts’’ label, nor does it provide any
research, testing, or human factors analyses
to determine the effects on consumers of
burying critical alcohol-content information
anywhere on product containers. Rather, TTB
cites the need to conform to an international
trade agreement among wine-producing
countries.
Many other commenters, most notably
consumers, consumer organizations,
and public health and education
officials, agreed that consumers should
not have to hunt for alcohol content
information. Other commenters stated
that they believe that the alcohol
content should continue to be displayed
on the brand label as well as in any
‘‘Serving Facts’’ information panel. For
example, the Marin Institute (which has
since changed its name to Alcohol
Justice) supported a requirement to list
the alcohol content for all alcohol
beverages on the brand label, as is
currently required for distilled spirits,
wines with an alcohol content above 14
percent alcohol by volume, and certain
flavored malt beverages.
TTB Finding
TTB is finalizing the proposal to
amend § 4.32 so that the United States’
wine labeling regulations will be
consistent with the Agreement. The
Agreement entered into force on July 1,
2010. This final rule will allow the
United States to deposit its instrument
of acceptance.
TTB notes that the change does not
require alcohol beverage industry
members to make any changes to their
current labels because alcohol content
information may still be placed on the
brand label. The TTB regulations (27
CFR 4.40 and 4.50) generally require
that regulated industry members obtain
a certificate of label approval (COLA)
from TTB prior to the bottling or
removal of domestic wines, or prior to
the release of imported wines, in
containers, from customs custody for
consumption. TTB’s position is that a
new COLA is not required if the only
change made to a wine label appearing
on a previously issued COLA is the
moving of the alcohol content
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34567
information to a label other than the
brand label.
TTB revisited the changes proposed to
§§ 5.32 and 7.22 (similar changes for
distilled spirits and malt beverages) and
has decided not to finalize these
changes at this time. The proposed
changes to §§ 5.32 and 7.22 remain
under consideration. TTB may amend
those sections in the future.
Accordingly, TTB is adopting the
proposed regulatory amendments to
§ 4.32, to conform the regulations to the
Agreement, but not the proposed
regulatory amendments to §§ 5.32 or
7.22.
TTB is also making a clarifying
change to § 4.36 with regard to the use
of the type designation ‘‘table wine’’ or
‘‘light wine’’ in lieu of a numerical
alcohol content statement. Section
4.34(a) provides that the class of the
wine must be stated in conformity with
the standards of identity if the wine is
defined in subpart C of part 4, except
that ‘‘table wine’’ or ‘‘light wine’’ and
‘‘dessert wine’’ need not be designated
as such. (A ‘‘table wine’’ or ‘‘light wine’’
is grape wine having an alcohol content
of at least 7 percent and no more than
14 percent by volume. A ‘‘dessert wine’’
is grape wine having an alcohol content
of more than 14 percent but no more
than 24 percent by volume.)
As previously noted, § 4.32 provides
that alcohol content must be stated on
the label in accordance with § 4.36.
However, § 4.36 allows wine with an
alcohol content of at least 7 percent and
no more than 14 percent by volume to
bear the type designation ‘‘table wine’’
or ‘‘light wine’’ in lieu of a numerical
alcohol content statement. On the other
hand, consistent with § 4.34(a), the type
designation ‘‘table wine’’ or ‘‘light
wine’’ need not appear on the label if
the wine is labeled with an alcohol
content statement, expressed as a
percentage of alcohol by volume.
Accordingly, while the type
designation ‘‘table wine’’ or ‘‘light
wine’’ may be used in lieu of a
numerical alcohol content statement
pursuant to § 4.36, these designations
are not treated as alcohol content
statements by the Agreement, which
only addresses ‘‘actual alcohol content’’
stated as a percentage of alcohol by
volume. The amendment to § 4.36
simply clarifies that, pursuant to
existing regulations on the placement of
class and type designations, the
designation ‘‘table wine’’ or ‘‘light
wine’’ must appear on the brand label
where it is used as a type designation in
lieu of a numerical alcohol content
statement.
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Regulatory Analysis and Notices
PART 4—LABELING AND
ADVERTISING OF WINE
Executive Order 12866
It has been determined that this final
rule is not a significant regulatory action
as defined in Executive Order 12866.
Therefore, a regulatory assessment is not
required.
Regulatory Flexibility Act
Pursuant to the requirements of the
Regulatory Flexibility Act (5 U.S.C.
chapter 6), TTB certifies that this
rulemaking will not have a significant
economic impact on a substantial
number of small entities. The rule will
not impose, or otherwise cause, a
significant increase in reporting,
recordkeeping, or other compliance
burdens on a substantial number of
small entities. The final rule will
increase the flexibility afforded to
bottlers and importers of wine with
regard to placement of mandatory
alcohol content statements on labels and
will not require any changes to existing
labels. Accordingly, a regulatory
flexibility analysis is not required.
Paperwork Reduction Act
The collection of information in this
rule has been previously approved by
the Office of Management and Budget
(OMB) under the title ‘‘Labeling and
Advertising Requirements Under the
Federal Alcohol Administration Act,’’
and assigned control number 1513–
0087. This regulation will not result in
a substantive or material change in the
previously approved collection action,
since the nature of the mandatory
information that must appear on labels
affixed to the container remains
unchanged. An agency may not conduct
or sponsor, and a person is not required
to respond to, a collection of
information unless it displays a valid
OMB control number.
Drafting Information
Karen E. Welch of the Regulations and
Rulings Division, Alcohol and Tobacco
Tax and Trade Bureau, drafted this
document. Other personnel participated
in its development.
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List of Subjects in 27 CFR Part 4
1. The authority citation for part 4
continues to read as follows:
■
Authority: 27 U.S.C. 205, unless otherwise
noted.
2. In § 4.32:
a. Paragraph (a)(3) is removed and
reserved; and
■ b. A new paragraph (b)(3) is added to
read as follows:
■
■
§ 4.32
Mandatory label information.
*
*
*
*
*
(b) * * *
(3) Alcohol content, in accordance
with § 4.36.
*
*
*
*
*
■ 3. In § 4.36, paragraph (a) is revised to
read as follows:
§ 4.36
Alcoholic content.
(a) Alcoholic content shall be stated
in the case of wines containing more
than 14 percent of alcohol by volume.
In the case of wine containing 14
percent or less of alcohol by volume, the
alcohol content may be stated, but need
not be stated if the type designation
‘‘table’’ wine (or ‘‘light’’ wine) appears
on the brand label as prescribed in
§ 4.32(a)(2). Any statement of alcoholic
content shall be made as prescribed in
paragraph (b) of this section.
*
*
*
*
*
Signed: January 10, 2013.
John J. Manfreda,
Administrator.
Approved: May 23, 2013.
Timothy E. Skud,
Deputy Assistant Secretary (Tax, Trade, and
Tariff Policy).
[FR Doc. 2013–13601 Filed 6–7–13; 8:45 am]
BILLING CODE 4810–31–P
DEPARTMENT OF HOMELAND
SECURITY
Coast Guard
33 CFR Part 100
[Docket No. USCG–2013–0434]
RIN 1625–AA08
Special Local Regulation; Heritage
Coast Offshore Grand Prix, Tawas Bay;
East Tawas, MI
Amendment to the Regulations
ACTION:
For the reasons discussed in the
preamble, TTB is amending 27 CFR,
chapter I, part 4 as follows:
SUMMARY:
16:02 Jun 07, 2013
Jkt 229001
Table of Acronyms
DHS Department of Homeland Security
FR Federal Register
NPRM Notice of Proposed Rulemaking
A. Regulatory Information
Advertising, Customs duties and
inspection, Imports, Labeling, Packaging
and containers, Reporting and
recordkeeping requirements, Trade
practices, Wine.
VerDate Mar<15>2010
This action is necessary and intended to
ensure safety of life on the navigable
waters immediately prior to, during, and
immediately after the Heritage Coast
Offshore Grand Prix boat race. This
special local regulation will establish
restrictions upon, and control
movement of, vessels in a portion of
Tawas Bay. During the enforcement
period, no person or vessel may enter
the regulated area without permission of
the Captain of the Port.
DATES: This rule is effective from 10
a.m. until 4 p.m. on June 16, 2013.
ADDRESSES: Documents mentioned in
this preamble are part of docket [USCG–
2013–0434]. To view documents
mentioned in this preamble as being
available in the docket, go to https://
www.regulations.gov, type the docket
number in the ‘‘SEARCH’’ box, and
click ‘‘Search.’’ You may visit the
Docket Management Facility,
Department of Transportation, West
Building Ground Floor, Room W12–140,
1200 New Jersey Avenue SE.,
Washington, DC 20590, between 9 a.m.
and 5 p.m., Monday through Friday,
except Federal holidays.
FOR FURTHER INFORMATION CONTACT: If
you have questions on this temporary
rule, call or email LT Adrian
Palomeque, Prevention Department,
Sector Detroit, Coast Guard; telephone
(313) 568–9508, email
Adrian.F.Palomeque@uscg.mil. If you
have questions on viewing the docket,
call Barbara Hairston, Program Manager,
Docket Operations, telephone 202–366–
9826.
SUPPLEMENTARY INFORMATION:
Coast Guard, DHS.
Temporary final rule.
AGENCY:
The Coast Guard is
establishing a temporary special local
regulation on Tawas Bay, Michigan.
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The Coast Guard is issuing this
temporary final rule without prior
notice and opportunity to comment
pursuant to authority under section 4(a)
of the Administrative Procedure Act
(APA) (5 U.S.C. 553(b)). This provision
authorizes an agency to issue a rule
without prior notice and opportunity to
comment when the agency for good
cause finds that those procedures are
‘‘impracticable, unnecessary, or contrary
to the public interest.’’ Under 5 U.S.C.
553(b)(B), the Coast Guard finds that
good cause exists for not publishing a
notice of proposed rulemaking (NPRM)
with respect to this rule because doing
so would be impracticable and contrary
to the public interest. The final details
for this power boat race were not known
to the Coast Guard until there was
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Agencies
[Federal Register Volume 78, Number 111 (Monday, June 10, 2013)]
[Rules and Regulations]
[Pages 34565-34568]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-13601]
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DEPARTMENT OF THE TREASURY
Alcohol and Tobacco Tax and Trade Bureau
27 CFR Part 4
[Docket No. TTB-2007-0065; T.D. TTB-114; Re: Notice No. 74]
RIN 1513-AB36
Modification of Mandatory Label Information for Wine
AGENCY: Alcohol and Tobacco Tax and Trade Bureau, Treasury.
ACTION: Final rule; Treasury decision.
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SUMMARY: The Alcohol and Tobacco Tax and Trade Bureau (TTB) is amending
its regulations regarding the mandatory labeling requirements for wine.
The regulatory change permits alcohol content to appear on other labels
affixed to the container rather than requiring it to appear on the
brand label. This regulatory change provides greater flexibility in
wine labeling, and will conform the TTB wine labeling regulations to
the agreement reached by members of the World Wine Trade Group
regarding the presentation of certain information on wine labels.
DATES: Effective Date: August 9, 2013.
FOR FURTHER INFORMATION CONTACT: Karen Welch, Alcohol and Tobacco Tax
and Trade Bureau, Regulations and Rulings Division, 1310 G St. NW., Box
12, Washington, DC 20005; telephone (202) 453-1039, extension 046; or
email WineRegs@ttb.gov.
SUPPLEMENTARY INFORMATION:
Background
TTB Authority
Section 105(e) of the Federal Alcohol Administration Act (FAA Act),
27 U.S.C. 205(e), authorizes the Secretary of the Treasury to prescribe
regulations for the labeling of wine, distilled spirits,
[[Page 34566]]
and malt beverages. The FAA Act provides that these regulations should,
among other things, prohibit consumer deception and the use of
misleading statements on labels, and ensure that labels provide the
consumer with adequate information as to the identity, quality, and
alcohol content of the product. The Alcohol and Tobacco Tax and Trade
Bureau (TTB) administers the FAA Act pursuant to section 1111(d) of the
Homeland Security Act of 2002, codified at 6 U.S.C. 531(d). The
Secretary has delegated various authorities through Treasury Department
Order 120-01 (Revised), dated January 21, 2003, to the TTB
Administrator to perform the functions and duties in the administration
and enforcement of this law.
Current TTB Mandatory Labeling Requirements for Wine
Part 4 of the TTB regulations (27 CFR part 4) sets forth the
requirements under the FAA Act for the labeling and advertising of
wine. Section 4.10 (27 CFR 4.10) defines a brand label as the label
carrying, in the usual distinctive design, the brand name of the wine.
Section 4.32 (27 CFR 4.32) prescribes mandatory label information.
Section 4.32(a) requires a statement of the following on the brand
label:
The brand name, in accordance with Sec. 4.33;
The class, type, or other designation, in accordance with
Sec. 4.34;
The alcohol content, in accordance with Sec. 4.36; and
On blends consisting of American and foreign wines, if any
reference is made to the presence of foreign wine, the exact percentage
by volume.
In addition, Sec. 4.32(b) lists other mandatory label information
that may appear on any label affixed to the container.
World Wine Trade Group Agreement on Requirements for Wine Labeling
The World Wine Trade Group (WWTG) is composed of both government
officials and industry representatives from, currently, Argentina,
Australia, Canada, Chile, Georgia, New Zealand, South Africa, and the
United States. The WWTG was formed to discuss and address issues
relating to international wine trade, including reducing and preventing
non-tariff barriers to that wine trade.
The Office of the United States Trade Representative heads the
inter-agency team from the United States that represents the U.S.
Government during WWTG discussions. This team also includes
representatives from TTB, the Food and Drug Administration, and the
Departments of Commerce, State, and Agriculture.
The WWTG concluded negotiations on a wine labeling agreement
intended to facilitate further wine trade among members. The WWTG
Agreement on Requirements for Wine Labelling, hereinafter referred to
as the ``Agreement,'' was initialed on September 20, 2006, and was
signed in Canberra, Australia, on January 23, 2007, by the United
States and other governments. This is an executive agreement and not a
treaty. A full copy of the Agreement can be viewed at https://www.ita.doc.gov/td/ocg/WWTGlabel.pdf. These negotiations proceeded from
the view that common labeling requirements would provide industry
members with the opportunity to use the same label when shipping wine
to each of the WWTG member countries.
In the course of the negotiations, the participants recognized that
most members consider four particular items of information to be
mandatory. The four items, referred to as ``Common Mandatory
Information'' (hereinafter CMI) in the WWTG Agreement, are: (1) Country
of origin, (2) alcohol content (percentage by volume), (3) net
contents, and (4) product name. The negotiated Agreement also
incorporates a ``Single Field of Vision'' concept for the placement of
the CMI. A ``Single Field of Vision'' is any part of the surface of the
container, excluding its base and cap, that can be seen without having
to turn the container. Under this approach, as long as all four of the
CMI elements are visible at the same time, they will meet the placement
requirements (if any) of each member country. In other words, each
country must permit the CMI for an imported wine to appear on any label
anywhere on the wine container (except the base or cap), provided all
four CMI items are in a Single Field of Vision.
Conforming TTB Regulations to the WWTG Agreement
The United States cannot deposit an instrument of acceptance for
the Agreement if the TTB regulations on wine labeling are inconsistent
with the CMI terms of the Agreement. TTB reviewed its wine labeling
regulations to determine if any change was necessary in order for the
United States to meet its obligation to permit these four pieces of
information to appear in a single field of vision on labels of imported
wines, as outlined in the Agreement. TTB noted that:
Although the TTB regulations do not require the inclusion
of the country of origin on wine labels, such a requirement is
contained in statutory and regulatory provisions administered by U.S.
Customs and Border Protection (see 19 U.S.C. 1304 and 19 CFR 134.11).
Consistent with these requirements, the country of origin may appear on
any label affixed to a container of imported wine.
The product name under the Agreement is the word ``wine''
and the TTB regulations contain no specific requirements for, or
restrictions on, the use of the word ``wine'' alone on wine labels.
TTB regulations generally allow the net contents statement
to appear on any label affixed to the wine container. (See 27 CFR
4.32(b)(2)).
TTB regulations require that alcohol content information
appear on the brand label of a wine container. (See 27 CFR 4.32(a)(3)).
Thus, the only inconsistency between the TTB wine labeling
regulations and the CMI terms of the Agreement is in the regulatory
requirement for alcohol content information to appear on the brand
label. Accordingly, TTB issued a notice of proposed rulemaking in 2007
to propose removing this requirement.
Notice of Proposed Rulemaking and Comments Received
Regulatory Changes Proposed in Notice No. 74
On September 11, 2007, TTB published a notice of proposed
rulemaking titled ``Modification of Mandatory Label Information for
Wine, Distilled Spirits, and Malt Beverages'' in the Federal Register
(72 FR 51732) as Notice No. 74. In that notice, TTB proposed to permit
alcohol content information for wine, distilled spirits, and malt
beverages to appear on other labels affixed to the container rather
than on the brand label as is currently required. Specifically, TTB
proposed to amend 27 CFR 4.32 (mandatory label information for wine),
5.32 (mandatory label information for distilled spirits), and 7.22
(mandatory label information for malt beverages) to move the alcohol
content requirements from paragraph (a) of each of those sections,
which prescribes in each case mandatory label information required to
appear on a brand label, to paragraph (b) of each of those sections,
which prescribes mandatory label requirements for information that need
not appear on the brand label.
The change in Sec. 4.32 will allow industry members to apply the
WWTG ``Single Field of Vision'' concept concerning the placement of CMI
on labels. TTB's proposal to make the additional changes in Sec. Sec.
5.32, and 7.22
[[Page 34567]]
was intended to foster consistency in the labeling requirements among
all TTB-regulated alcohol beverage products.
The changes proposed in Notice No. 74 were limited to removing the
placement requirement for alcohol content. All other formatting
requirements, such as type size and legibility, remain the same.
Comments Received
In Notice No. 74, TTB requested comments from all interested
persons on the proposed regulatory changes by November 13, 2007. TTB
received five comments in response to that notice. (Copies of Notice
No. 74, the comments received, and this final rule are available online
at the ``Regulations.gov'' Web site (https://www.regulations.gov) within
Docket No. TTB-2007-0065.)
Three comments expressed support for the proposal. Jackson Family
Wines stated its support for the WWTG labeling initiative, as well as
for giving industry members more flexibility in labeling while not
reducing the information that is available to the consumer. The Francis
Ford Coppola Winery and the Niebaum-Coppola Estate Winery also
expressed their ``full support'' of the proposal. Finally, the
Distilled Spirits Council of the United States (DISCUS) expressed its
support for the increased flexibility that the proposal would provide,
in addition to the proposal's reduction of regulatory conflicts among
global trading partners. DISCUS also supported TTB's proposal to make
the change for distilled spirits and malt beverages in addition to
wine. DISCUS also referred to other proposals outside the scope of
Notice No. 74, which are not addressed in this document.
The two remaining comments were mistakenly submitted in response to
Notice No. 74, but they actually related to Notice No. 73 (72 FR
41860), which proposed new requirements relating to alcohol content
statements and a ``Serving Facts'' panel on alcohol beverage labels.
Because those comments do not pertain to Notice No. 74, they are also
not addressed in this document.
In addition to the five comments submitted in response to Notice
No. 74, some comments submitted in response to Notice No. 73 included
points that were responsive to Notice No. 74. Many commenters expressed
strong opposition to TTB's proposal to allow alcohol content
information to appear on any label rather than to require this
information to appear on a ``Serving Facts'' information panel. The
Center for Science in the Public Interest (CSPI) specifically stated
that the TTB proposal would obscure information that is of vital
importance to consumers of alcohol beverages. According to CSPI,
``[c]onsumers should not have to hunt for alcohol-content information
that might appear in different locations on different brands and
different sizes of thousands of products in the market place.'' CSPI
further stated:
TTB provides no rationale for not requiring alcohol-content
information on the ``Serving Facts'' label, nor does it provide any
research, testing, or human factors analyses to determine the
effects on consumers of burying critical alcohol-content information
anywhere on product containers. Rather, TTB cites the need to
conform to an international trade agreement among wine-producing
countries.
Many other commenters, most notably consumers, consumer
organizations, and public health and education officials, agreed that
consumers should not have to hunt for alcohol content information.
Other commenters stated that they believe that the alcohol content
should continue to be displayed on the brand label as well as in any
``Serving Facts'' information panel. For example, the Marin Institute
(which has since changed its name to Alcohol Justice) supported a
requirement to list the alcohol content for all alcohol beverages on
the brand label, as is currently required for distilled spirits, wines
with an alcohol content above 14 percent alcohol by volume, and certain
flavored malt beverages.
TTB Finding
TTB is finalizing the proposal to amend Sec. 4.32 so that the
United States' wine labeling regulations will be consistent with the
Agreement. The Agreement entered into force on July 1, 2010. This final
rule will allow the United States to deposit its instrument of
acceptance.
TTB notes that the change does not require alcohol beverage
industry members to make any changes to their current labels because
alcohol content information may still be placed on the brand label. The
TTB regulations (27 CFR 4.40 and 4.50) generally require that regulated
industry members obtain a certificate of label approval (COLA) from TTB
prior to the bottling or removal of domestic wines, or prior to the
release of imported wines, in containers, from customs custody for
consumption. TTB's position is that a new COLA is not required if the
only change made to a wine label appearing on a previously issued COLA
is the moving of the alcohol content information to a label other than
the brand label.
TTB revisited the changes proposed to Sec. Sec. 5.32 and 7.22
(similar changes for distilled spirits and malt beverages) and has
decided not to finalize these changes at this time. The proposed
changes to Sec. Sec. 5.32 and 7.22 remain under consideration. TTB may
amend those sections in the future. Accordingly, TTB is adopting the
proposed regulatory amendments to Sec. 4.32, to conform the
regulations to the Agreement, but not the proposed regulatory
amendments to Sec. Sec. 5.32 or 7.22.
TTB is also making a clarifying change to Sec. 4.36 with regard to
the use of the type designation ``table wine'' or ``light wine'' in
lieu of a numerical alcohol content statement. Section 4.34(a) provides
that the class of the wine must be stated in conformity with the
standards of identity if the wine is defined in subpart C of part 4,
except that ``table wine'' or ``light wine'' and ``dessert wine'' need
not be designated as such. (A ``table wine'' or ``light wine'' is grape
wine having an alcohol content of at least 7 percent and no more than
14 percent by volume. A ``dessert wine'' is grape wine having an
alcohol content of more than 14 percent but no more than 24 percent by
volume.)
As previously noted, Sec. 4.32 provides that alcohol content must
be stated on the label in accordance with Sec. 4.36. However, Sec.
4.36 allows wine with an alcohol content of at least 7 percent and no
more than 14 percent by volume to bear the type designation ``table
wine'' or ``light wine'' in lieu of a numerical alcohol content
statement. On the other hand, consistent with Sec. 4.34(a), the type
designation ``table wine'' or ``light wine'' need not appear on the
label if the wine is labeled with an alcohol content statement,
expressed as a percentage of alcohol by volume.
Accordingly, while the type designation ``table wine'' or ``light
wine'' may be used in lieu of a numerical alcohol content statement
pursuant to Sec. 4.36, these designations are not treated as alcohol
content statements by the Agreement, which only addresses ``actual
alcohol content'' stated as a percentage of alcohol by volume. The
amendment to Sec. 4.36 simply clarifies that, pursuant to existing
regulations on the placement of class and type designations, the
designation ``table wine'' or ``light wine'' must appear on the brand
label where it is used as a type designation in lieu of a numerical
alcohol content statement.
[[Page 34568]]
Regulatory Analysis and Notices
Executive Order 12866
It has been determined that this final rule is not a significant
regulatory action as defined in Executive Order 12866. Therefore, a
regulatory assessment is not required.
Regulatory Flexibility Act
Pursuant to the requirements of the Regulatory Flexibility Act (5
U.S.C. chapter 6), TTB certifies that this rulemaking will not have a
significant economic impact on a substantial number of small entities.
The rule will not impose, or otherwise cause, a significant increase in
reporting, recordkeeping, or other compliance burdens on a substantial
number of small entities. The final rule will increase the flexibility
afforded to bottlers and importers of wine with regard to placement of
mandatory alcohol content statements on labels and will not require any
changes to existing labels. Accordingly, a regulatory flexibility
analysis is not required.
Paperwork Reduction Act
The collection of information in this rule has been previously
approved by the Office of Management and Budget (OMB) under the title
``Labeling and Advertising Requirements Under the Federal Alcohol
Administration Act,'' and assigned control number 1513-0087. This
regulation will not result in a substantive or material change in the
previously approved collection action, since the nature of the
mandatory information that must appear on labels affixed to the
container remains unchanged. An agency may not conduct or sponsor, and
a person is not required to respond to, a collection of information
unless it displays a valid OMB control number.
Drafting Information
Karen E. Welch of the Regulations and Rulings Division, Alcohol and
Tobacco Tax and Trade Bureau, drafted this document. Other personnel
participated in its development.
List of Subjects in 27 CFR Part 4
Advertising, Customs duties and inspection, Imports, Labeling,
Packaging and containers, Reporting and recordkeeping requirements,
Trade practices, Wine.
Amendment to the Regulations
For the reasons discussed in the preamble, TTB is amending 27 CFR,
chapter I, part 4 as follows:
PART 4--LABELING AND ADVERTISING OF WINE
0
1. The authority citation for part 4 continues to read as follows:
Authority: 27 U.S.C. 205, unless otherwise noted.
0
2. In Sec. 4.32:
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a. Paragraph (a)(3) is removed and reserved; and
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b. A new paragraph (b)(3) is added to read as follows:
Sec. 4.32 Mandatory label information.
* * * * *
(b) * * *
(3) Alcohol content, in accordance with Sec. 4.36.
* * * * *
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3. In Sec. 4.36, paragraph (a) is revised to read as follows:
Sec. 4.36 Alcoholic content.
(a) Alcoholic content shall be stated in the case of wines
containing more than 14 percent of alcohol by volume. In the case of
wine containing 14 percent or less of alcohol by volume, the alcohol
content may be stated, but need not be stated if the type designation
``table'' wine (or ``light'' wine) appears on the brand label as
prescribed in Sec. 4.32(a)(2). Any statement of alcoholic content
shall be made as prescribed in paragraph (b) of this section.
* * * * *
Signed: January 10, 2013.
John J. Manfreda,
Administrator.
Approved: May 23, 2013.
Timothy E. Skud,
Deputy Assistant Secretary (Tax, Trade, and Tariff Policy).
[FR Doc. 2013-13601 Filed 6-7-13; 8:45 am]
BILLING CODE 4810-31-P