VPC SBIC I, LP, License No. 05/05 0308; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest, 32293-32294 [2013-12501]

Download as PDF Federal Register / Vol. 78, No. 103 / Wednesday, May 29, 2013 / Notices filings also will be available for inspection and copying at the principal office of NSCC and on NSCC’s Web site at https://dtcc.com/legal/rule_filings/ nscc/2013.php. filing to include as Exhibit 2 a written comment received by NSCC from National Financial Services, LLC relating to the proposed rule change.7 The Commission is publishing this notice to solicit comments on the proposed rule change, as modified by Amendment No. 1, from interested persons, and to designate a longer period for Commission action on the proposed rule change, as modified by Amendment No. 1. I. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change, as modified by Amendment No. 1, is consistent with the Act. Comments may be submitted by any of the following methods: tkelley on DSK3SPTVN1PROD with NOTICES Electronic Comments • Use the Commission’s Internet comment form (https://www.sec.gov/ rules/sro.shtml); or • Send an email to rulecomments@sec.gov. Please include File No. SR–NSCC–2013–02 on the subject line. Paper Comments • Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549–1090. All submissions should refer to File No. SR–NSCC–2013–02. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (https://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of such 7 See Letter from National Financial Services dated Mar. 19, 2013, available at https://sec.gov/ rules/sro/nscc.shtml, File No. SR–NSCC–2013–02, Additional Materials. VerDate Mar<15>2010 18:07 May 28, 2013 Jkt 229001 32293 For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.10 Kevin M. O’Neill, Deputy Secretary. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File No. SR–NSCC–2013–02 and should be submitted on or before June 19, 2013. [FR Doc. 2013–12659 Filed 5–28–13; 8:45 am] II. Designation of a Longer Period for Commission Action Section 19(b)(2) of the Act provides that within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or as to which the self-regulatory organization consents, the Commission shall either approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether the proposed rule change should be disapproved.8 The 45th day from the publication of notice of the original filing of the proposed rule change is May 25, 2013. The Commission is extending this 45-day time period. The proposed rule change would permit NSCC to require certain NSCC members to provide supplemental liquidity deposits to NSCC’s Clearing Fund, in order to increase NSCC’s liquidity resources to meet its liquidity needs. The Commission finds it appropriate to designate a longer period within which to take action on the proposed rule change so that it has sufficient time to consider the complex issues under the proposed rule change and the comments received to the proposed rule change. Accordingly, the Commission, pursuant to Section 19(b)(2) of the Act,9 designates July 9, 2013 as the date by which the Commission should either approve or disapprove, or institute proceedings to determine whether to disapprove, the proposed rule change (File No. SR–NSCC–2013–02). SMALL BUSINESS ADMINISTRATION VPC SBIC I, LP, License No. 05/05 0308; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest Notice is hereby given that VPC SBIC I, LP, 227 West Monroe Street, Suite 3900, Chicago, IL 60606, a Federal Licensee under the Small Business Investment Act of 1958, as amended (‘‘the Act’’), in connection with the financing of a small concern, has sought an exemption under Section 312 of the Act and Section 107.730, Financings which Constitute Conflicts of Interest of the Small Business Administration (‘‘SBA’’) Rules and Regulations (13 CFR 107.730). VPC SBIC I, LP proposes to Provide debt financing to Global Employment Holdings, Inc., 10375 Park Meadows Drive, Suite 475, Littleton, CO, 80124 (‘‘GEYB’’). The proceeds will be used to redeem maturing debt and fund an acquisition. The financing is brought within the purview of § 107.730(a) of the Regulations because Victory Park Credit Opportunities, L.P., Victory Park Credit Opportunities Intermediate Fund, L.P., and Victory Park Capital Advisors, LLC, Associates of the Licensee, are majority owners of and control GEYH, and because portions of the financing will be used to repay obligations to Victory Park Credit Opportunities Intermediate Fund, L.P. and Victory Park Credit Opportunities, L.P., and additional Associates of the Licensee, VPC Fund II, L.P. and VPC Intermediate Fund II (Cayman), L.P.; this transaction is considered Financing an Associate and Providing Financing to discharge an obligation to an Associate requiring prior SBA approval. Notice is hereby given that any interested person may submit written comments on the transaction within 15 days of the date of this publication to the Associate Administrator for Administration, U.S. Small Business Administration, 409 Third Street SW., Washington, DC 20416. 8 See 9 15 PO 00000 15 U.S.C. 78s(b)(2). U.S.C. 78s(b)(2). BILLING CODE 8011–01–P Frm 00068 Fmt 4703 10 17 Sfmt 4703 E:\FR\FM\29MYN1.SGM CFR 200.30–3(a)(12) and (31). 29MYN1 32294 Federal Register / Vol. 78, No. 103 / Wednesday, May 29, 2013 / Notices Dated: May 15, 2013. Harry E. Haskins, Acting Associate Administrator for Investment. SMALL BUSINESS ADMINISTRATION DeltaPoint Capital IV, L.P., DeltaPoint Capital IV (New York), L.P., License No. 02/02–0662,02/02–0661; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest [FR Doc. 2013–12501 Filed 5–28–13; 8:45 am] BILLING CODE 8025–01–P SMALL BUSINESS ADMINISTRATION Escalate Capital Partners SBIC I, L.P., License No. 06/06–0335; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest tkelley on DSK3SPTVN1PROD with NOTICES Notice is hereby given that Escalate Capital Partners SBIC I, L.P., 300 W. 6th Street, Suite 2250, Austin, TX 78701, a Federal Licensee under the Small Business Investment Act of 1958, as amended (the ‘‘Act’’), in connection with the financing of a small concern, has sought an exemption under Section 312 of the Act and Section 107.730, Financings which Constitute Conflicts of Interest of the Small Business Administration (‘‘SBA’’) Rules and Regulations (13 CFR 107.730). Escalate Capital Partners SBIC I, L.P. proposes to make a debt investment in Windwood I Development Co., Inc., a wholly owned subsidiary of Lincoln Renewable Energy, LLC, which is portfolio company of its Associate Austin Ventures. The financing is brought within the purview of § 107.730(a)(l) of the Regulations because Austin Ventures, an Associate of Escalate Capital Partners, SBIC I, L.P., owns more than ten percent of Lincoln Renewable Energy LLC, parent company of Windwood I Development Co., Inc. Therefore, this transaction is considered a financing of an Associate requiring an exemption. Notice is hereby given that any interested person may submit written comments on the transaction, within 15 days of the date of this publication, to the Associate Administrator for Investment, U.S. Small Business Administration, 409 Third Street SW., Washington, DC 20416. Dated: May 15, 2013. Harry E. Haskins, Acting Associate Administrator for Investment. [FR Doc. 2013–12500 Filed 5–28–13; 8:45 am] BILLING CODE 8025–01–P VerDate Mar<15>2010 18:07 May 28, 2013 Jkt 229001 Notice is hereby given that DeltaPoint Capital IV, L.P. and DeltaPoint Capital IV (New York), L.P., 45 East Avenue, 6th Floor, Rochester, NY 14604, Federal Licensees under the Small Business Investment Act of 1958, as amended (‘‘the Act’’), in connection with the financing of a small concern, has sought an exemption under Section 312 of the Act and Section 107.730, Financings which Constitute Conflicts of Interest of the Small Business Administration (‘‘SBA’’) Rules and Regulations (13 CFR 107.730). DeltaPoint Capital IV, L.P. provided financing to Switchgear Acquisition, Inc., 1211Stewart Avenue, Bethpage, NY 11714. The financing was contemplated for working capital and general corporate purposes. The financing is brought within the purview of § 107.730(a)(1) of the Regulations because DeltaPoint Capital IV (New York), L.P., an Associate of DeltaPoint Capital IV, L.P., owns more than ten percent of Switchgear Acquisition, Inc. Therefore, this transaction is considered a financing of an Associate requiring an exemption. Notice is hereby given that any interested person may submit written comments on the transaction within fifteen days of the date of this publication to the Acting Associate Administrator for Investment, U.S. Small Business Administration, 409 Third Street SW., Washington, DC 20416. Harry Haskins, Acting Associate Administrator for Investment. [FR Doc. 2013–12497 Filed 5–28–13; 8:45 am] BILLING CODE 8025–01–P SMALL BUSINESS ADMINISTRATION Escalate Capital Partners SBIC I, L.P., License No. 06/06–0335; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest Notice is hereby given that Escalate Capital Partners, SBIC I, L.P., 300 W. 6th Street, Suite 2250, Austin, TX 78701, a Federal Licensee under the Small Business Investment Act of 1958, as amended (the ‘‘Act’’), in connection with the financing of a small concern, has sought an exemption under Section PO 00000 Frm 00069 Fmt 4703 Sfmt 4703 312 of the Act and Section 107.730, Financings which Constitute Conflicts of Interest of the Small Business Administration (‘‘SBA’’) Rules and Regulations (13 CFR 107.730). Escalate Capital Partners, SBIC I, L.P. proposes to provide loan financing to SailPoint Technologies, Inc., 6034 West Courtyard Drive, Suite 309, Austin, TX 78730. The financing is contemplated to provide working capital. The financing is brought within the purview of § 107.730(a)(1) of the Regulations because AV• EC Partners I, L.P., an Associate of Escalate Capital Partners, SBIC I, L.P., owns more than ten percent of SailPoint Technologies, Inc. Therefore, this transaction is considered a financing of an Associate requiring an exemption. Notice is hereby given that any interested person may submit written comments on the transaction within 15 days of the date of this publication to the Associate Administrator for Investment, U.S. Small Business Administration, 409 Third Street SW., Washington, DC 20416. Dated: May 15, 2013. Harry E. Haskins, Acting Associate Administrator for Investment. [FR Doc. 2013–12499 Filed 5–28–13; 8:45 am] BILLING CODE P SMALL BUSINESS ADMINISTRATION Main Street Capital ll, L.P., License No. 06/06–0332; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest Notice is hereby given that Main Street Capital ll, L.P., 1300 Post Oak Boulevard, Suite 800, Houston, TX 77056, a Federal Licensee under the Small Business Investment Act of 1958, as amended (‘‘the Act’’), in connection with the financing of a small concern, has sought an exemption under Section 312 of the Act and Section 107.730, Financings which Constitute Conflicts of Interest of the Small Business Administration (‘‘SBA’’) Rules and Regulations (13 CFR 107.730). Main Street Capital ll, L.P. proposes to provide loan and equity financing to Pacific Consolidated Industries, Inc., 12201 Magnolia Avenue, Riverside, CA 92503 (‘‘PCf’). The financing is brought within the purview of § 107.730(a)(4) of the Regulations because Main Street Capital ll, L.P. proposes to purchase the investment in PCI from Main Street Capital Corporation, an Associate of Main Street Capital ll, L.P. Therefore E:\FR\FM\29MYN1.SGM 29MYN1

Agencies

[Federal Register Volume 78, Number 103 (Wednesday, May 29, 2013)]
[Notices]
[Pages 32293-32294]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-12501]


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SMALL BUSINESS ADMINISTRATION


 VPC SBIC I, LP, License No. 05/05 0308; Notice Seeking Exemption 
Under Section 312 of the Small Business Investment Act, Conflicts of 
Interest

    Notice is hereby given that VPC SBIC I, LP, 227 West Monroe Street, 
Suite 3900, Chicago, IL 60606, a Federal Licensee under the Small 
Business Investment Act of 1958, as amended (``the Act''), in 
connection with the financing of a small concern, has sought an 
exemption under Section 312 of the Act and Section 107.730, Financings 
which Constitute Conflicts of Interest of the Small Business 
Administration (``SBA'') Rules and Regulations (13 CFR 107.730). VPC 
SBIC I, LP proposes to Provide debt financing to Global Employment 
Holdings, Inc., 10375 Park Meadows Drive, Suite 475, Littleton, CO, 
80124 (``GEYB''). The proceeds will be used to redeem maturing debt and 
fund an acquisition.
    The financing is brought within the purview of Sec.  107.730(a) of 
the Regulations because Victory Park Credit Opportunities, L.P., 
Victory Park Credit Opportunities Intermediate Fund, L.P., and Victory 
Park Capital Advisors, LLC, Associates of the Licensee, are majority 
owners of and control GEYH, and because portions of the financing will 
be used to repay obligations to Victory Park Credit Opportunities 
Intermediate Fund, L.P. and Victory Park Credit Opportunities, L.P., 
and additional Associates of the Licensee, VPC Fund II, L.P. and VPC 
Intermediate Fund II (Cayman), L.P.; this transaction is considered 
Financing an Associate and Providing Financing to discharge an 
obligation to an Associate requiring prior SBA approval.
    Notice is hereby given that any interested person may submit 
written comments on the transaction within 15 days of the date of this 
publication to the Associate Administrator for Administration, U.S. 
Small Business Administration, 409 Third Street SW., Washington, DC 
20416.


[[Page 32294]]


    Dated: May 15, 2013.
Harry E. Haskins,
Acting Associate Administrator for Investment.
[FR Doc. 2013-12501 Filed 5-28-13; 8:45 am]
BILLING CODE 8025-01-P
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