VPC SBIC I, LP, License No. 05/05 0308; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest, 32293-32294 [2013-12501]
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Federal Register / Vol. 78, No. 103 / Wednesday, May 29, 2013 / Notices
filings also will be available for
inspection and copying at the principal
office of NSCC and on NSCC’s Web site
at https://dtcc.com/legal/rule_filings/
nscc/2013.php.
filing to include as Exhibit 2 a written
comment received by NSCC from
National Financial Services, LLC
relating to the proposed rule change.7
The Commission is publishing this
notice to solicit comments on the
proposed rule change, as modified by
Amendment No. 1, from interested
persons, and to designate a longer
period for Commission action on the
proposed rule change, as modified by
Amendment No. 1.
I. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change, as modified by Amendment No.
1, is consistent with the Act. Comments
may be submitted by any of the
following methods:
tkelley on DSK3SPTVN1PROD with NOTICES
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rulecomments@sec.gov. Please include File
No. SR–NSCC–2013–02 on the subject
line.
Paper Comments
• Send paper comments in triplicate
to Elizabeth M. Murphy, Secretary,
Securities and Exchange Commission,
100 F Street NE., Washington, DC
20549–1090.
All submissions should refer to File No.
SR–NSCC–2013–02. This file number
should be included on the subject line
if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of such
7 See Letter from National Financial Services
dated Mar. 19, 2013, available at https://sec.gov/
rules/sro/nscc.shtml, File No. SR–NSCC–2013–02,
Additional Materials.
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18:07 May 28, 2013
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32293
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.10
Kevin M. O’Neill,
Deputy Secretary.
All comments received will be posted
without change; the Commission does
not edit personal identifying
information from submissions. You
should submit only information that
you wish to make available publicly. All
submissions should refer to File No.
SR–NSCC–2013–02 and should be
submitted on or before June 19, 2013.
[FR Doc. 2013–12659 Filed 5–28–13; 8:45 am]
II. Designation of a Longer Period for
Commission Action
Section 19(b)(2) of the Act provides
that within 45 days of the publication of
notice of the filing of a proposed rule
change, or within such longer period up
to 90 days as the Commission may
designate if it finds such longer period
to be appropriate and publishes its
reasons for so finding or as to which the
self-regulatory organization consents,
the Commission shall either approve the
proposed rule change, disapprove the
proposed rule change, or institute
proceedings to determine whether the
proposed rule change should be
disapproved.8 The 45th day from the
publication of notice of the original
filing of the proposed rule change is
May 25, 2013. The Commission is
extending this 45-day time period.
The proposed rule change would
permit NSCC to require certain NSCC
members to provide supplemental
liquidity deposits to NSCC’s Clearing
Fund, in order to increase NSCC’s
liquidity resources to meet its liquidity
needs. The Commission finds it
appropriate to designate a longer period
within which to take action on the
proposed rule change so that it has
sufficient time to consider the complex
issues under the proposed rule change
and the comments received to the
proposed rule change.
Accordingly, the Commission,
pursuant to Section 19(b)(2) of the Act,9
designates July 9, 2013 as the date by
which the Commission should either
approve or disapprove, or institute
proceedings to determine whether to
disapprove, the proposed rule change
(File No. SR–NSCC–2013–02).
SMALL BUSINESS ADMINISTRATION
VPC SBIC I, LP, License No. 05/05
0308; Notice Seeking Exemption Under
Section 312 of the Small Business
Investment Act, Conflicts of Interest
Notice is hereby given that VPC SBIC
I, LP, 227 West Monroe Street, Suite
3900, Chicago, IL 60606, a Federal
Licensee under the Small Business
Investment Act of 1958, as amended
(‘‘the Act’’), in connection with the
financing of a small concern, has sought
an exemption under Section 312 of the
Act and Section 107.730, Financings
which Constitute Conflicts of Interest of
the Small Business Administration
(‘‘SBA’’) Rules and Regulations (13 CFR
107.730). VPC SBIC I, LP proposes to
Provide debt financing to Global
Employment Holdings, Inc., 10375 Park
Meadows Drive, Suite 475, Littleton,
CO, 80124 (‘‘GEYB’’). The proceeds will
be used to redeem maturing debt and
fund an acquisition.
The financing is brought within the
purview of § 107.730(a) of the
Regulations because Victory Park Credit
Opportunities, L.P., Victory Park Credit
Opportunities Intermediate Fund, L.P.,
and Victory Park Capital Advisors, LLC,
Associates of the Licensee, are majority
owners of and control GEYH, and
because portions of the financing will be
used to repay obligations to Victory Park
Credit Opportunities Intermediate Fund,
L.P. and Victory Park Credit
Opportunities, L.P., and additional
Associates of the Licensee, VPC Fund II,
L.P. and VPC Intermediate Fund II
(Cayman), L.P.; this transaction is
considered Financing an Associate and
Providing Financing to discharge an
obligation to an Associate requiring
prior SBA approval.
Notice is hereby given that any
interested person may submit written
comments on the transaction within 15
days of the date of this publication to
the Associate Administrator for
Administration, U.S. Small Business
Administration, 409 Third Street SW.,
Washington, DC 20416.
8 See
9 15
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15 U.S.C. 78s(b)(2).
U.S.C. 78s(b)(2).
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CFR 200.30–3(a)(12) and (31).
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32294
Federal Register / Vol. 78, No. 103 / Wednesday, May 29, 2013 / Notices
Dated: May 15, 2013.
Harry E. Haskins,
Acting Associate Administrator for
Investment.
SMALL BUSINESS ADMINISTRATION
DeltaPoint Capital IV, L.P., DeltaPoint
Capital IV (New York), L.P., License No.
02/02–0662,02/02–0661; Notice Seeking
Exemption Under Section 312 of the
Small Business Investment Act,
Conflicts of Interest
[FR Doc. 2013–12501 Filed 5–28–13; 8:45 am]
BILLING CODE 8025–01–P
SMALL BUSINESS ADMINISTRATION
Escalate Capital Partners SBIC I, L.P.,
License No. 06/06–0335; Notice
Seeking Exemption Under Section 312
of the Small Business Investment Act,
Conflicts of Interest
tkelley on DSK3SPTVN1PROD with NOTICES
Notice is hereby given that Escalate
Capital Partners SBIC I, L.P., 300 W. 6th
Street, Suite 2250, Austin, TX 78701, a
Federal Licensee under the Small
Business Investment Act of 1958, as
amended (the ‘‘Act’’), in connection
with the financing of a small concern,
has sought an exemption under Section
312 of the Act and Section 107.730,
Financings which Constitute Conflicts
of Interest of the Small Business
Administration (‘‘SBA’’) Rules and
Regulations (13 CFR 107.730). Escalate
Capital Partners SBIC I, L.P. proposes to
make a debt investment in Windwood I
Development Co., Inc., a wholly owned
subsidiary of Lincoln Renewable
Energy, LLC, which is portfolio
company of its Associate Austin
Ventures.
The financing is brought within the
purview of § 107.730(a)(l) of the
Regulations because Austin Ventures,
an Associate of Escalate Capital
Partners, SBIC I, L.P., owns more than
ten percent of Lincoln Renewable
Energy LLC, parent company of
Windwood I Development Co., Inc.
Therefore, this transaction is considered
a financing of an Associate requiring an
exemption.
Notice is hereby given that any
interested person may submit written
comments on the transaction, within 15
days of the date of this publication, to
the Associate Administrator for
Investment, U.S. Small Business
Administration, 409 Third Street SW.,
Washington, DC 20416.
Dated: May 15, 2013.
Harry E. Haskins,
Acting Associate Administrator for
Investment.
[FR Doc. 2013–12500 Filed 5–28–13; 8:45 am]
BILLING CODE 8025–01–P
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18:07 May 28, 2013
Jkt 229001
Notice is hereby given that DeltaPoint
Capital IV, L.P. and DeltaPoint Capital
IV (New York), L.P., 45 East Avenue, 6th
Floor, Rochester, NY 14604, Federal
Licensees under the Small Business
Investment Act of 1958, as amended
(‘‘the Act’’), in connection with the
financing of a small concern, has sought
an exemption under Section 312 of the
Act and Section 107.730, Financings
which Constitute Conflicts of Interest of
the Small Business Administration
(‘‘SBA’’) Rules and Regulations (13 CFR
107.730). DeltaPoint Capital IV, L.P.
provided financing to Switchgear
Acquisition, Inc., 1211Stewart Avenue,
Bethpage, NY 11714. The financing was
contemplated for working capital and
general corporate purposes.
The financing is brought within the
purview of § 107.730(a)(1) of the
Regulations because DeltaPoint Capital
IV (New York), L.P., an Associate of
DeltaPoint Capital IV, L.P., owns more
than ten percent of Switchgear
Acquisition, Inc.
Therefore, this transaction is
considered a financing of an Associate
requiring an exemption. Notice is
hereby given that any interested person
may submit written comments on the
transaction within fifteen days of the
date of this publication to the Acting
Associate Administrator for Investment,
U.S. Small Business Administration,
409 Third Street SW., Washington, DC
20416.
Harry Haskins,
Acting Associate Administrator for
Investment.
[FR Doc. 2013–12497 Filed 5–28–13; 8:45 am]
BILLING CODE 8025–01–P
SMALL BUSINESS ADMINISTRATION
Escalate Capital Partners SBIC I, L.P.,
License No. 06/06–0335; Notice
Seeking Exemption Under Section 312
of the Small Business Investment Act,
Conflicts of Interest
Notice is hereby given that Escalate
Capital Partners, SBIC I, L.P., 300 W. 6th
Street, Suite 2250, Austin, TX 78701, a
Federal Licensee under the Small
Business Investment Act of 1958, as
amended (the ‘‘Act’’), in connection
with the financing of a small concern,
has sought an exemption under Section
PO 00000
Frm 00069
Fmt 4703
Sfmt 4703
312 of the Act and Section 107.730,
Financings which Constitute Conflicts
of Interest of the Small Business
Administration (‘‘SBA’’) Rules and
Regulations (13 CFR 107.730). Escalate
Capital Partners, SBIC I, L.P. proposes to
provide loan financing to SailPoint
Technologies, Inc., 6034 West Courtyard
Drive, Suite 309, Austin, TX 78730. The
financing is contemplated to provide
working capital.
The financing is brought within the
purview of § 107.730(a)(1) of the
Regulations because AV• EC Partners I,
L.P., an Associate of Escalate Capital
Partners, SBIC I, L.P., owns more than
ten percent of SailPoint Technologies,
Inc. Therefore, this transaction is
considered a financing of an Associate
requiring an exemption.
Notice is hereby given that any
interested person may submit written
comments on the transaction within 15
days of the date of this publication to
the Associate Administrator for
Investment, U.S. Small Business
Administration, 409 Third Street SW.,
Washington, DC 20416.
Dated: May 15, 2013.
Harry E. Haskins,
Acting Associate Administrator for
Investment.
[FR Doc. 2013–12499 Filed 5–28–13; 8:45 am]
BILLING CODE P
SMALL BUSINESS ADMINISTRATION
Main Street Capital ll, L.P., License No.
06/06–0332; Notice Seeking Exemption
Under Section 312 of the Small
Business Investment Act, Conflicts of
Interest
Notice is hereby given that Main
Street Capital ll, L.P., 1300 Post Oak
Boulevard, Suite 800, Houston, TX
77056, a Federal Licensee under the
Small Business Investment Act of 1958,
as amended (‘‘the Act’’), in connection
with the financing of a small concern,
has sought an exemption under Section
312 of the Act and Section 107.730,
Financings which Constitute Conflicts
of Interest of the Small Business
Administration (‘‘SBA’’) Rules and
Regulations (13 CFR 107.730). Main
Street Capital ll, L.P. proposes to
provide loan and equity financing to
Pacific Consolidated Industries, Inc.,
12201 Magnolia Avenue, Riverside, CA
92503 (‘‘PCf’).
The financing is brought within the
purview of § 107.730(a)(4) of the
Regulations because Main Street Capital
ll, L.P. proposes to purchase the
investment in PCI from Main Street
Capital Corporation, an Associate of
Main Street Capital ll, L.P. Therefore
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Agencies
[Federal Register Volume 78, Number 103 (Wednesday, May 29, 2013)]
[Notices]
[Pages 32293-32294]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-12501]
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SMALL BUSINESS ADMINISTRATION
VPC SBIC I, LP, License No. 05/05 0308; Notice Seeking Exemption
Under Section 312 of the Small Business Investment Act, Conflicts of
Interest
Notice is hereby given that VPC SBIC I, LP, 227 West Monroe Street,
Suite 3900, Chicago, IL 60606, a Federal Licensee under the Small
Business Investment Act of 1958, as amended (``the Act''), in
connection with the financing of a small concern, has sought an
exemption under Section 312 of the Act and Section 107.730, Financings
which Constitute Conflicts of Interest of the Small Business
Administration (``SBA'') Rules and Regulations (13 CFR 107.730). VPC
SBIC I, LP proposes to Provide debt financing to Global Employment
Holdings, Inc., 10375 Park Meadows Drive, Suite 475, Littleton, CO,
80124 (``GEYB''). The proceeds will be used to redeem maturing debt and
fund an acquisition.
The financing is brought within the purview of Sec. 107.730(a) of
the Regulations because Victory Park Credit Opportunities, L.P.,
Victory Park Credit Opportunities Intermediate Fund, L.P., and Victory
Park Capital Advisors, LLC, Associates of the Licensee, are majority
owners of and control GEYH, and because portions of the financing will
be used to repay obligations to Victory Park Credit Opportunities
Intermediate Fund, L.P. and Victory Park Credit Opportunities, L.P.,
and additional Associates of the Licensee, VPC Fund II, L.P. and VPC
Intermediate Fund II (Cayman), L.P.; this transaction is considered
Financing an Associate and Providing Financing to discharge an
obligation to an Associate requiring prior SBA approval.
Notice is hereby given that any interested person may submit
written comments on the transaction within 15 days of the date of this
publication to the Associate Administrator for Administration, U.S.
Small Business Administration, 409 Third Street SW., Washington, DC
20416.
[[Page 32294]]
Dated: May 15, 2013.
Harry E. Haskins,
Acting Associate Administrator for Investment.
[FR Doc. 2013-12501 Filed 5-28-13; 8:45 am]
BILLING CODE 8025-01-P