Filing, Indexing, and Service Requirements for Oil Pipelines, 32090-32099 [2013-12140]
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32090
Federal Register / Vol. 78, No. 103 / Wednesday, May 29, 2013 / Rules and Regulations
Atlanta, GA, Hartsfield—Jackson Atlanta Intl,
ILS PRM RWY 10, ILS PRM RWY 10 (SA
CAT I), ILS PRM RWY 10 (CAT II), ILS
PRM RWY 10 (CAT III) (SIMULTANEOUS
CLOSE PARALLEL), Amdt 3A
Atlanta, GA, Hartsfield—Jackson Atlanta Intl,
ILS PRM RWY 26L (SIMULTANEOUS
CLOSE PARALLEL), Amdt 1A
Atlanta, GA, Hartsfield—Jackson Atlanta Intl,
ILS PRM RWY 26R, ILS PRM RWY 26R
(SA CAT I), ILS PRM RWY 26R (SA CAT
II) (SIMULTANEOUS CLOSE PARALLEL),
Amdt 2A
Atlanta, GA, Hartsfield—Jackson Atlanta Intl,
ILS PRM RWY 27L, ILS PRM RWY 27L (SA
CAT I), ILS PRM RWY 27L (CAT II),
(SIMULTANEOUS CLOSE PARALLEL),
Amdt 2A
Atlanta, GA, Hartsfield—Jackson Atlanta Intl,
ILS PRM RWY 27R (SIMULTANEOUS
CLOSE PARALLEL), Amdt 1A
Atlanta, GA, Hartsfield—Jackson Atlanta Intl,
ILS PRM RWY 28, ILS PRM RWY 28 (SA
CAT I), ILS PRM RWY 28 (CAT II)
(SIMULTANEOUS CLOSE PARALLEL),
Amdt 3A
Sandersville, GA, Kaolin Field, VOR/DME–
A, Amdt 6, CANCELED
Cairo, IL, Cairo Rgnl, NDB RWY 14, Amdt 2
Cairo, IL, Cairo Rgnl, RNAV (GPS) RWY 32,
Orig
Cairo, IL, Cairo Rgnl, Takeoff Minimums and
Obstacle DP, Amdt 1
Canton, IL, Ingersoll, NDB OR GPS RWY 36,
Amdt 2B, CANCELED
Chicago, IL, Chicago O’Hare Intl, RNAV
(GPS) RWY 9R, Amdt 3A
Fort Wayne, IN, Fort Wayne Intl, ILS OR LOC
RWY 32, Amdt 30
Fort Wayne, IN, Fort Wayne Intl, LOC BC
RWY 14, Amdt 15
Hill City, KS, Hill City Muni, RNAV (GPS)
RWY 18, Amdt 1
Hill City, KS, Hill City Muni, RNAV (GPS)
RWY 36, Amdt 1
Hill City, KS, Hill City Muni, Takeoff
Minimums and Obstacle DP, Amdt 1
Bedford, MA, Laurence G Hanscom Fld,
Takeoff Minimums and Obstacle DP, Amdt
6
South Haven, MI, South Haven Area Rgnl,
Takeoff Minimums and Obstacle DP, Amdt
4
Crookston, MN, Crookston Muni Kirkwood
Fld, VOR/DME RWY 13, Orig
Morris, MN, Morris Muni—Charlie Schmidt
Fld, RNAV (GPS) RWY 14, Amdt 1
Morris, MN, Morris Muni—Charlie Schmidt
Fld, RNAV (GPS) RWY 32, Amdt 1
St Louis, MO, Spirit of St Louis, Takeoff
Minimums and Obstacle DP, Amdt 2
Starkville, MS, George M Bryan, RNAV (GPS)
RWY 36, Amdt 3A
Dillon, MT, Dillon, RNAV (GPS) RWY 17,
Orig
Dillon, MT, Dillon, Takeoff Minimums and
Obstacle DP, Amdt 3
Dillon, MT, Dillon, VOR–A, Amdt 8
Dillon, MT, Dillon, VOR/DME–B, Amdt 2
Asheville, NC, Asheville Rgnl, Takeoff
Minimums and Obstacle DP, Amdt 9
Carrington, ND, Carrington Muni, GPS RWY
31, Orig, CANCELED
Carrington, ND, Carrington Muni, RNAV
(GPS) RWY 31, Orig
Carrington, ND, Carrington Muni, Takeoff
Minimums and Obstacle DP, Orig
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Rolla, ND, Rolla Muni, GPS RWY 32, OrigA, CANCELED
Rolla, ND, Rolla Muni, RNAV (GPS) RWY 32,
Orig
Syracuse, NY, Syracuse Hancock Intl, RNAV
(GPS) Z RWY 10, Amdt 2A
Syracuse, NY, Syracuse Hancock Intl, RNAV
(GPS) Z RWY 28, Amdt 2A
Syracuse, NY, Syracuse Hancock Intl, RNAV
(RNP) Y RWY 10, Orig
Syracuse, NY, Syracuse Hancock Intl, RNAV
(RNP) Y RWY 28, Orig
Redmond, OR, Roberts Field, ILS OR LOC/
DME RWY 22, Amdt 3
Aguadilla, PR, Rafael Hernandez, RNAV
(GPS) RWY 26, Orig
Aguadilla, PR, Rafael Hernandez, VOR/DME
OR TACAN RWY 26, Orig
Charleston, SC, Charleston AFB/Intl, RNAV
(GPS) Y RWY 3, Amdt 2A
Charleston, SC, Charleston AFB/Intl, RNAV
(GPS) Y RWY 21, Amdt 2A
Charleston, SC, Charleston AFB/Intl, RNAV
(RNP) Z RWY 3, Orig-A
Charleston, SC, Charleston AFB/Intl, RNAV
(RNP) Z RWY 15, Orig-A
Charleston, SC, Charleston AFB/Intl, RNAV
(RNP) Z RWY 21, Orig-A
Big Spring, TX, Big Spring Mc MahonWrinkle, RNAV (GPS) RWY 6, Orig
Big Spring, TX, Big Spring Mc MahonWrinkle, RNAV (GPS) RWY 24, Orig
Salt Lake City, UT, Salt Lake City Intl, ILS
OR LOC RWY 34L, ILS RWY 34L (SA CAT
I), ILS RWY 34L (CAT II), ILS RWY 34L
(CAT III), Amdt 3
Salt Lake City, UT, Salt Lake City Intl, ILS
OR LOC RWY 34R, ILS RWY 34R (SA CAT
I), ILS RWY 34R (CAT II), ILS RWY 34R
(CAT III), Amdt 4
Salt Lake City, UT, Salt Lake City Intl, RNAV
(GPS) RWY 34L, Amdt 1
Salt Lake City, UT, Salt Lake City Intl, RNAV
(GPS) RWY 34R, Amdt 1
Pasco, WA, Tri-Cities, Takeoff Minimums
and Obstacle DP, Amdt 7
Wilbur, WA, Wilbur, RNAV (GPS)–A, Orig
Effective 25 JULY 2013
Santa Rosa, CA, Charles M. Schulz—Sonoma
County, RNAV (GPS) RWY 14, Amdt 1B
Cleveland, OH, Cleveland-Hopkins Intl, ILS
OR LOC RWY 6L, ILS RWY 6L (CAT II),
ILS RWY 6L (CAT III), Amdt 2D
[FR Doc. 2013–12318 Filed 5–28–13; 8:45 am]
BILLING CODE 4910–13–P
regulations under the Interstate
Commerce Act to update its regulations
governing the form, composition and
filing of rates and charges by interstate
oil pipelines for transportation in
interstate commerce. This final rule is a
part of the Commission’s ongoing effort
to review its filing and reporting
requirements and reduce unnecessary
burdens by eliminating the collection of
data that are not necessary to the
performance of the Commission’s
regulatory responsibilities.
This rule will become effective
June 28, 2013.
DATES:
FOR FURTHER INFORMATION CONTACT:
Aaron Kahn (Technical Issues), 888
First Street NE., Washington, DC
20426, (202) 502–8339,
aaron.kahn@ferc.gov.
Michelle A. Davis (Legal Issues), 888
First Street NE., Washington, DC
20426, (202) 502–8687,
michelle.davis2@ferc.gov.
143 FERC ¶ 61,137
Before Commissioners: Jon Wellinghoff,
Chairman; Philip D. Moeller, John R.
Norris, Cheryl A. LaFleur, and Tony Clark.
Final Rule
(Issued May 16, 2013)
I. Introduction
1. The Federal Energy Regulatory
Commission (Commission or FERC) is
amending part 341 of its regulations to
rewrite, remove, and update its
regulations governing the form,
composition and filing of rates and
charges by interstate oil pipelines for
transportation in interstate commerce.1
These modifications are part of the
Commission’s ongoing effort to review
its filing and reporting requirements and
reduce unnecessary burdens by
eliminating the collection of data that
are not necessary to the performance of
the Commission’s regulatory
responsibilities.
DEPARTMENT OF ENERGY
II. Background
Federal Energy Regulatory
Commission
2. Section 6 of the Interstate
Commerce Act (ICA) requires each
interstate oil pipeline to file rates, fares,
and charges for transportation on its
system, and also to file copies of
contracts with other common carriers
for such traffic. Similarly, section 20 of
the ICA requires annual or special
reports from carriers subject to the ICA
collected by the Commission.2 These
requirements are reflected in 18 CFR
18 CFR Part 341
[Docket No. RM12–15–000; Order No. 780]
Filing, Indexing, and Service
Requirements for Oil Pipelines
Federal Energy Regulatory
Commission, DOE.
ACTION: Final rule.
AGENCY:
The Federal Energy
Regulatory Commission is amending its
SUMMARY:
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1 18
CFR Part 341 (2012).
49 U.S.C. app. 6 and 20 (1988).
2 See
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Parts 341 and 357 of the Commission’s
regulations.3
3. In 2008, the Commission adopted
Order No. 714, which required that all
tariffs and tariff revisions and rate
change applications for oil pipelines
and other Commission-regulated entities
be filed electronically according to a set
of standards developed in conjunction
with the North American Energy
Standards Board.4 Consequently, since
April 1, 2010, all tariff filings with the
Commission are made electronically.5
4. On October 12, 2012, consistent
with the Commission’s goal to
streamline its procedures to eliminate
unnecessary regulatory obligations, the
Commission proposed modifying Part
341 of its regulations.6
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III. NOPR Comments
5. Airlines for America (A4A),7 the
National Propane Gas Association
(NPGA),8 Valero Marketing and Supply
Company (Valero), and the Association
of Oil Pipelines (AOPL) 9 filed
comments in response to the
Commission’s NOPR. AOPL filed reply
comments. AOPL’s reply comments will
not be specifically addressed below
because they relate to issues raised by
other commenters that are beyond the
scope of this proceeding.
6. All the commenters generally
support the proposed rulemaking and
the Commission’s efforts to eliminate
unnecessary oil pipeline filings and to
update the service and posting
requirements. AOPL, NPGA and Valero
agree with the proposals to streamline
the processing of rate and other filings.
NPGA believes the changes will help
improve communications between
pipelines and shippers and other
interested parties.
7. Nonetheless, several commenters
seek clarification on various proposed
regulations. Others seek to expand the
scope of the proceeding to include
3 See also 18 CFR parts 341 and 357 (2012)
(implementing the filing and reporting
requirements of sections 6 and 20 of the ICA).
4 Electronic Tariff Filings, Order No. 714, FERC
Stats. & Regs. ¶ 31,276 (2008).
5 Id. P 104.
6 Filing, Indexing, and Service Requirements,
Notice of Proposed Rulemaking, 77 FR 65513 (Oct.
29, 2012), FERC Stats. & Regs. ¶ 32,694 (2012) FERC
Stats. & Regs. ¶ 32,694 (2012) (NOPR).
7 A4A is an airline trade association whose
members account for more than 90 percent of the
passenger and cargo traffic carried by U.S. airlines.
8 NPGA is a trade association of the U.S. propane
industry with a membership of about 3,000
companies, including 38 affiliated state and
regional associations representing members in all
50 states.
9 AOPL is a trade association that represents the
interests of common carrier oil pipelines. AOPL’s
members transport almost 85 percent of the crude
oil and refined petroleum products shipped through
pipelines in the U.S.
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changes outside the scope of the
proposed rulemaking. The comments
are addressed below.
IV. Discussion
A. Posting Requirements
1. Eliminating Paper Posting
a. NOPR
8. On October 12, 2012, consistent
with the Commission’s goal to
streamline its procedures to eliminate
unnecessary regulatory obligations, the
Commission proposed eliminating the
paper posting requirements of sections
341.0(a)(7), 341.3(c), and 341.7 of its
regulations.10
9. The Commission proposed revising
section 341.0(a)(7) to eliminate the
requirement that oil pipelines make
their tariffs ‘‘available . . . for public
inspection . . . at the carrier’s principal
office and other offices of the carrier
where business is conducted. . . .’’
Instead, consistent with the
requirements for public utilities and
interstate natural gas pipelines, the
Commission proposed mandating that
each oil pipeline post its currently
effective, pending and suspended tariffs
on its public Web site(s).11 The
Commission also proposed revising
section 341.7 of its regulations to
eliminate the requirement that
‘‘[c]oncurrences must be maintained at
carriers’ offices’’ in paper form. In
conjunction with these changes, the
Commission proposed updating section
341.3 of its regulations by removing
subsection 341.3(c), which references
‘‘loose-leaf tariffs,’’ as loose-leaf tariffs
would no longer exist under the
proposal. The Commission concluded
that its proposals would reduce the
burden on interstate oil pipelines while
increasing the ease of accessing oil
pipeline tariffs for shippers, the public,
and possibly the oil pipelines
themselves.
b. Comments
10. As noted, the Commission
proposed to modify section 341.0(a)(7)
to require each oil pipeline to
electronically post its currently
effective, pending and suspended tariffs
on their public Web sites and eliminate
references to making the tariffs available
10 Section 341.0(a)(7) provides that pipelines
must post their tariffs by making them available at
offices of the carrier, or on the Internet. Section
341.3(c) lays out the requirements for ‘‘loose-leaf
tariffs,’’ i.e., paper tariffs. Section 341.7 provides
that pipelines must maintain their concurrences at
their offices.
11 The terms of ‘‘effective,’’ ‘‘pending,’’ and
‘‘suspended’’ are those used by Order No. 714 and
eTariff, and for this document. The equivalent
terms in 18 CFR 341.0(b)(4) (2012) are ‘‘current,’’
‘‘proposed,’’ and ‘‘suspended,’’ respectively.
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32091
at the carrier’s place of business. The
electronic posting proposal elicited the
most comments with commenters
suggesting modifications and additional
changes.
11. AOPL recommended two
modifications. First, AOPL requests the
Commission eliminate the requirement
to post pending or proposed tariffs on a
public Web site.12 AOPL argues that
posting pending tariffs is unnecessary
because oil pipelines should exclusively
post current tariffs since shippers can
access information on pending tariffs
through eTariff or eLibrary. AOPL also
complains that public utilities and
interstate natural gas pipelines are not
obligated to post pending or proposed
tariffs.13
12. AOPL then requests the
Commission eliminate the proposed
requirement to post suspended tariff
filings unless the suspended filing is
subject to the maximum seven-month
suspension period under the ICA. AOPL
rationalizes that suspended tariff filings
will be served on all interested parties
in accordance with section 341.2(a) of
the Commission’s regulations and that
posting suspended tariffs may cause
confusion because tariffs are often only
suspended for a nominal period.14
13. AOPL also asks for 30 days from
the date the Commission issues an order
approving or suspending a tariff for an
oil pipeline to post an update of that
tariff record on its public Web site.
AOPL contends 30 days are necessary
for an oil pipeline to coordinate with
information technology staff to post a
tariff, but would still allow entities to
access the tariff in a timely manner.
c. Commission Decision
14. The Commission adopts, with a
minor modification, the NOPR proposal
to modify section 341.0(a)(7) to require
each oil pipeline to electronically post
its currently effective, pending and
suspended tariffs on its public Web sites
and eliminate references to making the
tariffs available at the carrier’s place of
business. While the Commission will
retain the requirement to post all
currently effective, pending and
suspended tariffs, as discussed below
section 341.0(a)(7) will not require an
oil pipeline to post tariffs that are
suspended for a nominal period.
15. The Commission rejects AOPL’s
request to strike the word ‘‘proposed’’
from revised section 341.0(a)(7). The
Commission does not adopt AOPL’s
suggestion to eliminate the requirement
to post pending or suspended tariff
12 AOPL
Comments at 3.
at 4.
14 Id. (citing 18 CFR 431.2(a)).
13 Id.
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records because oil pipelines already
have an obligation to post effective,
pending and suspended tariffs under the
Commission’s current regulations.15 The
changes adopted in this final rule are
not intended to modify this existing
substantive requirement. Rather, they
were intended to reduce the burden on
interstate oil pipelines of compliance
with Commission regulations while
increasing the ease of accessing oil
pipeline tariffs for shippers, the public,
and possibly the oil pipelines
themselves.
16. Although proposed tariff changes
are available through eLibrary or the
Commission’ eTariff Public Viewer,16
the Commission notes that proposed
tariffs are not substitutes for the actual
tariffs in effect and applicable to
shippers on a given day. Thus, an oil
pipeline must post the currently
effective tariff and shippers should be
able to view such posting as well as any
proposed or suspended tariffs going into
effect. This final rule does not change
this requirement. Additionally, although
proposed tariffs are available through
eLibrary or eTarriff, shippers and other
interested parties inexperienced with
accessing information from the
Commission’s Web site will benefit from
oil pipelines posting tariffs on their
public Web sites.
17. The Commission agrees with
AOPL, as a practical matter, that it
could be cumbersome and
uninformative to post tariff records that
are suspended for only a nominal period
because minimally suspended tariffs
could move from a pending status to a
suspended status to an effective status
on the same date. Accordingly, the
Commission will eliminate the posting
requirements for tariffs suspended for
only a nominal period. However, the
Commission notes oil pipelines are still
required by section 341.0(b)(4) to
identify any tariff records that remain in
a suspended status. To the extent that
AOPL is arguing for not posting tariff
records that are suspended for periods
longer than a minimal period, the
Commission does not agree with such a
proposed change.
18. The Commission notes that a
notation of ‘‘suspended’’ designation is
one of many ways an oil pipeline could
denote a suspended tariff record. The
Commission is not mandating any
specific way to mark the status of
effective, pending or suspended tariff
records as long as the method used is
reasonably clear.
15 18
CFR 341.0(b)(4) (2012).
Commission’s eTariff Public Viewer may
be found via the following link: https://
etariff.ferc.gov/TariffList.aspx.
16 The
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19. The Commission rejects AOPL’s
suggestion that oil pipelines be given 30
days from the date the Commission
issues an order approving or suspending
a tariff for an oil pipeline to post an
update of that tariff record on its public
Web site. Section 341.0(b)(4), which the
Commission does not propose to change
in this proceeding, does not provide any
timeline for when tariffs are to be
updated. Oil pipelines are required by
the ICA to post and keep open for public
inspection their tariffs for all
transportation services they provide.17
Shippers should reasonably expect that,
when they view an oil pipeline’s tariff,
they will find the rates, terms and
conditions applicable to the
transportation service they are
interested in or for which they are
receiving transportation service. AOPL
did not identify any reason as to why
maintenance of an electronic tariff
cannot meet the timing standards
currently met for paper tariffs.
2. Service of Filings
a. NOPR
20. The Commission also proposed
revising section 341.2(a) of its
regulations to be more consistent with
section 385.2010 of its regulations by
eliminating an oil pipeline’s option to
‘‘serve tariff publications and
justifications to each shipper and
subscriber’’ by paper.18 Section
385.2010(f)(2) currently provides that,
subject to certain limitations and
exceptions, ‘‘service of any document in
proceedings commenced on or after
March 21, 2005, must be made by
electronic means. . . .’’ 19 The
Commission’s proposed change will
create a uniform service requirement for
all Commission-regulated entities and
eliminate any ambiguity regarding the
Commission’s preferred mode of
service. Moreover, the Commission’s
proposal will reduce the burden on
interstate oil pipelines while increasing
the ease of tracking document filing
activity and potentially reducing
mailing and courier fees.
b. Comments
21. A4A asks the Commission to
specify the methods of service that will
be allowed under the amended section
17 49
U.S.C. app. 6(1).
Commission recognizes that the NOPR
could be read to indicate that only service by paper
is currently provided for in section 341.2(a). See
NOPR at P 7. However, section 341.2(a) of the
Commission’s regulations allowed for service either
electronically or by paper, so while existing section
341.2(a) provides for electronic or paper service, the
proposal was to remove the option of paper service
and require, consistent with Order No. 714,
exclusively electronic service.
19 18 CFR 385.2010(f)(2) (2012).
18 The
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341.2(a) of its regulations. A4A believes
that section 385.2010 is confusing as it
is focused on service in existing
proceedings. A4A suggests citing
section 385.2010(f) of the Commission’s
regulations instead of the more generic
section 385.2010. A4A also requests that
the Commission require carriers to serve
all filings or orders that affect rates,
terms, or conditions on shippers in
accordance with the requirements of
revised section 341.2(a).20
22. AOPL supports referencing
section 385.2010(f)(2) in proposed
section 341.2(a).21 AOPL believes that
reference will help clarify the service
requirements for tariff filings to the
benefit of oil pipelines and shippers
alike.
c. Commission Decision
23. The Commission adopts the NOPR
proposal to revise section 341.2(a) of its
regulations to require an oil pipeline to
serve tariff publications and
justifications to each shipper and
subscriber electronically. To do so, the
Commission will revise its regulations
to require that service ‘‘shall be made in
accordance with the requirements of
[section] 385.2010’’ of the Commission’s
regulations.
24. Contrary to A4A’s assertion,
section 385.2010 of the Commission’s
regulations does not only relate to
existing proceedings. Rather section
385.2010 applies to both existing and
new proceedings, and rulemakings.
Section 385.2010 provides that service
is not limited to just those on the official
service list, but also includes any other
person ‘‘required to be served under
Commission rule or order or under
law.’’
25. The Commission declines to limit
the service reference to subsection
385.2010(f). Section 385.2010 addresses
additional service requirements that
may apply to an oil pipelines’ service
obligations. For these reasons, the
Commission rejects A4A’s and AOPL’s
recommendation to modify section
341.2(a) to reference 385.2010(f).
3. Index of Effective Tariffs
a. NOPR
26. As part of its efforts to eliminate
unnecessary filing requirements, the
Commission also proposed changing
section 341.9 of its regulations, which
specifies the information that an oil
pipeline’s tariff index must contain and
how it must be organized. Section
341.9(a) of the Commission’s regulations
provides that each Commissionregulated ‘‘carrier must publish as a
20 A4A
Comments at 4.
Comments at 6.
21 AOPL
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separate tariff publication under its
FERC Tariff numbering system, a
complete index of all effective tariffs to
which it is a party . . . .’’ 22 Section
341.9(e) further provides that the ‘‘index
must be kept current by supplements
numbered consecutively’’ that may be
issued quarterly. At a minimum, the
index must be reissued every four
years.23
27. The Commission proposed to
eliminate the requirement that each oil
pipeline make a tariff filing setting forth
an index of all effective tariffs to which
it is a party and replace such
requirement with an obligation that
each oil pipeline post an index of its
tariffs on its public Web site(s).24 The
Commission also proposed simplifying
the information oil pipelines must
include by requiring that the index of
tariffs identify for each tariff: (1) the
product being shipped and (2) the origin
and destination points for that
product.25 The Commission further
proposed that each oil pipeline update
the online index of tariffs within ninety
(90) days of any change.26 The
Commission stated that its proposal
would eliminate the need of an oil
pipeline to make the quadrennial and
intermediate supplemental tariff
filings.27 The Commission also reasoned
the posting of the index of tariffs on an
oil pipeline’s public Web site would
provide shippers with more current
information as the index of tariffs would
be able to be updated more frequently
under the proposal. Importantly, the
Commission also concluded that this
proposal would simplify what is
required to be contained in the index of
tariffs while easing access to this
information for current shippers and
prospective shippers.28
28. Many oil pipelines only have one
or two tariffs on file with the
Commission. Therefore, the
Commission proposed to require only
oil pipelines with more than two tariffs
to maintain an index of tariffs on their
public Web sites.29 The Commission
estimated that the proposed changes to
the index of tariff requirements will
eliminate approximately twenty-two
unnecessary filings each year.30 These
changes will provide shippers and the
public with more timely information
and in a more useful manner while
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22 18
CFR 341.9(a)(2012).
CFR 341.9(e) (2012).
24 NOPR, FERC Stats. & Regs. ¶ 32,694 at P 9.
25 Id.
26 Id.
27 Id. P 10.
28 Id.
29 Id. P 11.
30 Id.
23 18
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reducing the burden of Commission
filings.
b. Comments
29. AOPL does not oppose the
proposed revisions to the index of
effective tariffs and finds them
reasonable.31 A4A and Valero propose
to revise section 341.9(a)(5) to identify
the specific origins and destination for
each product or products covered by the
tariff.32 They believe such information
will eliminate ambiguities regarding the
tariffs that cover multiple products with
multiple origins and destinations.
c. Commission Decision
30. The Commission adopts the NOPR
proposal, as modified by A4A and
Valero, to amend section 341.9 to
require only those oil pipelines with
more than two tariffs to maintain an
index of tariffs on their public Web
sites, simplify the information each oil
pipelines must include in its index of
tariffs and to eliminate the need of an
oil pipeline to make the quadrennial
and intermediate supplemental tariff
filings. The Commission finds that the
language suggested by A4A and Valero
revising the Commission’s proposal
regarding section 341.9(a)(5) is
reasonable and provides additional
clarity.
31. The Commission intends for the
Index of Tariffs to be a simple way for
interested parties to see what products
are carried under a tariff and their origin
and destination points. The language as
originally proposed left open the
possibility that products and points of
origin and delivery could be aggregated,
which was not the Commission’s intent.
Identifying the specific origins and
destination for each product or products
covered by the tariff makes the
Commission’s intent for the Index of
Tariffs clearer. Thus, the Commission
will include this provision in the
regulations adopted by this final rule.
B. Electronic Updates and Filing
Requirements
32. The Commission pointed out in
the NOPR that many of the tariff filing
and tariff maintenance requirements
currently set forth in Part 341 of the
Commission’s regulations are premised
on the maintenance of paper records.33
Since the implementation of Order No.
714, however, some oil pipeline tariff
filings are now obsolete. In light of these
changes, the Commission proposed
removing the filing requirements for
31 AOPL
32 A4A
Comments at 6.
Comments at 5 and Valero Comments at
2.
33 NOPR,
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32093
amendments to tariffs provided for
under section 341.4 of the Commission’s
regulations, including the amendment
and suspension requirements.
1. Tariff Supplements/Amended,
Canceled or Reissued Tariff Supplement
Data/Cancelling Tariffs
a. NOPR
33. Section 341.4(a)(1) of the
Commission’s regulations allows an oil
pipeline’s tariff to be supplemented
only once.34 In the NOPR, the
Commission concluded that this
provision is now outdated because it is
practical for oil pipelines to modify
electronic tariffs at any time.
Accordingly, the Commission proposed
to delete section 341.4(a)(1).
34. Section 341.4(a)(2) of the
Commission’s regulations sets forth the
requirements for maintenance of oil
pipeline tariffs that are amended,
canceled, or reissued.35 In Order No.
714, the Commission required oil
pipelines to maintain Record Version
Numbers for each tariff record.36 The
Commission noted that data is now
maintained electronically and the
provisions set forth in section
341.4(a)(2) are obsolete. Consequently,
the Commission proposed to delete
section 341.4(a)(2).37
35. The Commission also proposed to
consolidate the instructions for
cancellation of tariffs into section 341.5
of the Commission’s regulations.38
Section 341.4(b) of the Commission’s
regulations requires oil pipelines to file
supplements to an amendment to a tariff
‘‘when tariffs are canceled without
reissue.’’ 39 Section 341.5 of the
Commission’s regulations also details
requirements in the event that an oil
pipeline’s tariff is canceled. Rather than
addressing cancelation in two separate
regulations, the Commission proposed
to consolidate and simplify the
requirements relating to oil pipeline
tariff cancelations into section 341.5 of
the Commission’s regulations by
detailing that if an oil pipeline tariff is
no longer offered, then the oil pipeline
34 18 CFR 341.4(a)(1) (2012) (limiting
supplements to ‘‘one effective supplement per tariff,
except for cancellation, postponement, adoption,
correction, and suspension supplements.’’).
35 18 CFR 341.4(a)(2) (2012).
36 Record Version Number is the representation of
the version of the Tariff Record. See
Implementation Guide for Electronic Filing of Parts
35, 154, 284, 300 and 341 Tariff Filings
(Implementation Guide) located on the Commission
Web site.
37 NOPR, FERC Stats. & Regs. ¶ 32,694 at P 14.
38 18 CFR 341.5 (2012).
39 18 CFR 341.4(b) (2012). See also 18 CFR
341.3(b)(10)(ii) (2012) (detailing tariff reissuance
requirements).
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must cancel such tariff within thirty
days of the termination of the tariff.
b. Comments
36. AOPL supports the proposed
revisions to Part 341 to reflect the
electronic tariff filing procedures that
have been implemented pursuant to
Order No. 714.40 A4A also supports the
proposed revision but asks the
Commission to ‘‘ensure that any of the
[oil] pipeline’s filings or supplements
and/or tariff cancellations, are serviced
in accordance with section 341.2(a).’’ 41
c. Commission Decision
37. The Commission adopts the
NOPR’s proposals as to tariff
supplements, amended, canceled, or
reissued tariff supplement data, and
canceling tariffs. The Commission
declines to adopt A4A’s request because
the Commission’s service obligations
under proposed 341.2(a) and 385.2010
are self explanatory.
2. Suspension Supplements
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a. NOPR
38. The Commission further proposed
to eliminate the filing requirements for
oil pipeline suspension supplements
required by section 341.4(f) of the
Commission’s regulations. Section
341.4(f) currently provides that a
‘‘suspension supplement must be filed
for each suspended tariff or suspended
part of a tariff within 30 days of the
issuance of a suspension order.’’ 42
Section 341.4(f) additionally provides
that the suspension supplement must be
served on all subscribers.
39. The suspension supplement tariff
record filing was originally premised on
the maintenance of paper tariff records
and the service of such paper tariff
records, which is now obsolete because
of the electronic filing requirements of
Order No. 714.43 Accordingly, the
Commission proposed to eliminate the
current filing requirements of section
341.4(f) and to replace them with an
obligation for oil pipelines to serve
notice of Commission suspension orders
on individual oil pipeline subscriber
lists. The Commission concluded that
this would eliminate the tariff filing for
the suspension supplement, as well as
subsequent filings an oil pipeline must
make to remove a suspension
supplement. The Commission estimated
that this will eliminate approximately
twelve filings each year.
40 AOPL
Comments at 4.
41 Id.
42 18
CFR 341.4(f) (2012).
FERC Stats. & Regs. ¶ 32,694 at P 17.
43 NOPR,
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b. Comments
40. AOPL supports the elimination of
suspension supplements, but asks the
Commission to ‘‘eliminate any
requirement’’ for oil pipelines ‘‘to serve
suspension orders on individual
subscriber lists after a transition
period. . . .’’ 44 AOPL notes that
shippers may access suspension orders
through the Commission’s eLibrary and
the Commission does not require any
other Commission-jurisdictional entities
to serve a Commission order on their
subscriber lists.45
41. Valero, on the other hand,
requests that oil pipelines be required to
post suspension supplements on their
public Web sites in addition to serving
the Commission suspension orders on
those included on a subscriber list.46
c. Commission Decision
42. The Commission adopts the NOPR
proposal to eliminate the filing
requirements for oil pipeline suspension
supplements required by section
341.4(f) of the Commission’s
regulations, but declines to adopt the
proposal to require oil pipelines to serve
notice of Commission suspension orders
on individual oil pipeline subscriber
lists. However, the Commission will not
adopt Valero’s request that pipelines
post suspension supplements.47
43. Valero’s proposal to create and
post a suspension supplement would be
duplicative of the requirement for oil
pipelines to post suspended tariff
records. Under section 341.4(f), a
suspension supplement consists of a
tariff record that contains the ordering
paragraphs of the Commission’s
suspension order. Since the issuance of
Order No. 714, the status of a tariff
record is now maintained as part of an
electronic tariff, not a paper tariff.
Shippers’ and interested parties’ access
to this information is protected because
Commission issuances are available on
eLibrary and the Federal Register.
Further, the Commission serves its
issuances on those entities that have
intervened in the tariff proceeding and
who have eSubscribed to the tariff
proceeding.48
44 AOPL
Comments at 7.
at 8.
46 Valero Comments at 3.
47 The Commission notes that no change to the
regulations is required as the result of this finding.
The NOPR did not contain a regulation to
implement this proposal.
48 The Commission notes that any person,
regardless of whether they are a party to the
proceeding, a shipper, a subscriber or simply an
interested person, may receive an email notification
from the Commission with a link to eLibrary of
every document filed by the parties or the
Commission in a proceeding through the
Commission’s free eSubscription service. The
45 Id.
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44. With respect to requiring oil
pipelines to serve their subscriber lists
with Commission issuances, the
Commission notes that it does not
require regulated entities in any other
tariff program to serve Commission
issuances on their customers. For these
reasons, the Commission will not
require oil pipelines to serve their
subscriber lists with Commission
issuances nor require oil pipelines to
post suspension supplements.
3. Amendments to Tariffs
a. NOPR
45. The Commission proposed further
revisions to section 341.4 of its
regulations to treat all amendments to
pending tariffs, whether ministerial or
substantive, in the same manner as they
are treated for public utilities and
natural gas companies.49 The
Commission’s regulations do not allow
an oil pipeline to make non-ministerial
tariff changes without filing to withdraw
any pending proposal and making a new
tariff filing. Section 341.4(e) of the
Commission’s regulations only permits
an oil pipeline to file no more than three
‘‘correction supplements’’ to correct
‘‘typographical or clerical errors’’ per
tariff.50
46. In the electronic filing
environment established by Order No.
714, the Commission no longer sees a
reason to limit the number of times an
oil pipeline may make corrections to a
tariff record. Thus, the Commission
proposed to revise section 341.4 of its
tariff to treat all amendments to pending
tariff records, the same, whether
ministerial or substantive to allow an oil
pipeline to file to amend or to modify
a tariff record at any time during the
pendency of any Commission action on
such tariff record.51 In addition, the
Commission proposed to create a tariff
record amendment process that parallels
the existing business process for
amending pending statutory tariff filings
under its public utility and natural gas
programs.52 Under these proposals, an
oil pipeline will be able to keep its
requested effective date from its original
tariff record filing, while giving
interested parties a full comment period
to address any issues relating to a
proposed amendment. Pursuant to
proposed section 341.4, an amendment
to a pending tariff filing will toll the
notice period as provided in section
eSubscription service is located at https://
www.ferc.gov/docs-filing/esubscription.asp.
49 NOPR, FERC Stats. & Regs. ¶ 32,694 at P 18.
50 18 CFR 341.1(e) (2012).
51 NOPR, FERC Stats. & Regs. ¶ 32,694 at P 19.
52 18 CFR 35.17(b) and 18 CFR 154.205(b) (2012)
(respectively).
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341.2(b) of the Commission’s
regulations for the original filing, and
establish a new date for final
Commission action.
b. Comments
47. A4A supports the proposed
changes but seeks a service
requirement.53 AOPL supports the
proposed revision but requests that the
Commission modify the language in
proposed section 341.4 to reflect the
intent of the NOPR. Specifically, AOPL
points out that ‘‘while the NOPR
explains that, under the proposed
regulations, ‘an oil pipeline will be able
to keep its requested effective date from
its original tariff record filing,’ the
proposed language in Section 341.4
provides that filing an amendment or
modification to a tariff filing will
‘establish a new date on which the
entire filing will become effective in the
absence of Commission action, no
earlier than 31 days from the date of the
filing of the amendment or
modification.’ ’’ 54 Accordingly, AOPL
requests that the Commission modify
the proposed language in section 341.4
to reflect the stated intent in the
NOPR.55
c. Commission Decision
48. The Commission adopts the NOPR
proposal to modify section 341.4 to treat
all amendments to pending tariff
records the same, whether ministerial or
substantive, to allow an oil pipeline to
file to amend or to modify a tariff record
at any time during the pendency of the
Commission acting on such tariff record,
as modified as by AOPL. We believe
that the language proposed by AOPL
more clearly reflects the Commission’s
intent in proposing the modification.
tkelley on DSK3SPTVN1PROD with RULES
4. Adoption
a. NOPR
49. Section 341.6(a) of the
Commission’s regulations currently
provides an oil pipeline must file a tariff
and ‘‘notify the Commission when there
is: (1) [a] change in the legal name of the
carrier; (2) [a] transfer of all of the
carrier’s properties; or (3) [a] change in
ownership of only a portion of the
carrier’s property.’’ 56 This filing must
be made no later than thirty days
following such occurrence. This filing is
commonly known as an ‘‘adoption
notice.’’ Sections 341.6(c) and (d)
provide the requirements for complete
and partial adoptions, respectively.
53 A4A
Comments at 4.
Comments at 8.
When a carrier changes its legal name,
when ownership of all a carrier’s
properties is transferred, or when the
ownership of a portion of a carrier’s
properties is transferred to another
carrier, the adopting carrier ‘‘must file
and post an adoption notice. . . .’’
Under either complete or partial
adoption, the adopting oil pipeline must
make a tariff filing within thirty days
following such occurrence to bring such
tariffs forward.
50. To eliminate unnecessary filings,
the Commission proposed consolidating
the adoption notice filing and the filing
to integrate the tariff records of the
adopting carrier. To implement this
change, the Commission proposed to
model section 341.6 on section 154.603
of the Commission’s natural gas
regulations. Section 154.603 provides
that ‘‘[w]henever the tariff . . . of a
natural gas company on file with the
Commission is to be adopted by another
company or person as a result of an
acquisition, or merger . . . the
succeeding company must file with the
Commission, and post within 30 days
after such succession, a tariff filing . . .
bearing the name of the successor
company.’’ 57 The Commission
estimated that this proposal will
eliminate approximately fifteen
Adoption Notice filings each year.58
b. Comments
51. AOPL seeks clarification that the
Commission will modify the proposed
language in section 341.6 so that it more
clearly includes partial adoptions. In
addition, AOPL requests that the
Commission clarify that the proposed
change in the business process will not
change any established practices with
regard to the effective date for
adoptions.59
52. A4A supports the proposed
change to 341.6(a) but asks the
Commission to retain sections 341.6(b)
through (d).60 A4A believes the
Commission only meant to replace
section § 341.6(a).
c. Commission Decision
53. The Commission adopts the NOPR
proposal to consolidate the adoption
notice filing and the filing to integrate
the tariff records of the adopting carrier,
with modifications. The Commission
agrees with AOPL that the language
proposed in the NOPR for amending
section 341.6 was unclear with regard to
partial adoptions. The Commission has
accordingly changed the language to
54 AOPL
57 18
55 Id.
58 NOPR,
56 18 CFR 341.6(a)(1) (2012) (complete adoption);
18 CFR 341.6(c) (2012) (partial adoption).
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CFR 154.603 (2012).
FERC Stats. & Regs. ¶ 32,694 at P 21.
59 AOPL Comments at 9.
60 A4A Comments at 5–6.
PO 00000
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32095
reflect the Commission’s intent as stated
in the NOPR and as suggested by AOPL.
54. The Commission clarifies that it
does not intend for this final rule to
change any established practices with
regard to the effective date for
adoptions.
55. The Commission denies A4A’s
request, as sections 341.6(b) through (d)
are no longer necessary. By removing
sections 341.6(b) through (d), the
Commission is not eliminating the
requirement for oil pipelines to update
tariffs to reflect adoptions and/or
cancellations. Those requirements have
simply been consolidated in new
sections 341.5 and 341.6. Section
341.6(b) currently provides the
notification requirements for adoptions.
This section is no longer necessary, as
adoption filings will be served on each
shipper and subscriber on the oil
pipeline’s subscription list as required
by section 341.2(a) in the same manner
as any other oil pipeline tariff filing.
56. Sections 341.6(c) and (d) provide
instructions for version control and the
submission of an adoption notice tariff
records for complete and partial
adoptions. Order No. 714 provides a
different required method of version
control (the data element Record
Version Number), thus the instructions
in section 341.6 are outdated and
duplicative.61
57. As for the adoption notice tariff
record, the Commission intends to
eliminate this intermediate filing. Oil
pipelines should simply file actual tariff
records for the services that they are
adopting. Therefore, the Commission
finds there is no need to retain sections
341.6(b) through (d).
5. Implementation
a. NOPR
58. The Commission did not propose
a specific implementation schedule.
59. The NOPR noted that if the
Commission ultimately adopted the
proposals and made changes to the
types of filings discussed in the
preceding paragraphs, the Secretary of
the Commission will issue a revised list
of Type of Filing Codes.62
61 Record Version Number is a representation of
the version of the tariff record in the format of x.y.z.
Each version of the tariff record is required to have
a unique Record Version Number, which
increments by one with each filing of the tariff
record. The Record Version Number must be
included as part of the tariff record’s meta data, and
shown in the tariff text if part of a PDF tariff record.
Implementation Guide at pp. 7–9 and 21.
62 See 18 CFR 375.302(z) (2012). The
Implementation Guide describes the Type of Filing
contents. The Type of Filing Code list is posted on
the Commission’s Web site at https://www.ferc.gov/
docs-filing/etariff/filing_type.csv.
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b. Comments
60. AOPL proposes a 90 day
implementation period from the date of
issuance of the final rule for oil
pipelines to set up and post their first
set tariffs on their Web sites.
c. Commission Decision
61. The Commission agrees with
AOPL that 90 days is a reasonable
timeframe to make sure systems and
software are in place to post tariffs on
a public Web site. The Commission
notes that this rule will become final 30
days after publication in the Federal
Register. Therefore, the Commission
establishes the date for the posting of
tariff material on the oil pipelines’ Web
sites as 90 days after publication of this
final rule in the Federal Register.
C. Other Issues—Requests for
Additional Changes to Part 341
tkelley on DSK3SPTVN1PROD with RULES
62. Commenters raise multiple issues
related to other aspects of oil pipeline
regulation. These issues and requests
are beyond the scope of this proceeding
which is limited to bringing Part 341 up
to date in the electronic age, and is
focused on eliminating unnecessary
filing requirements.
63. A4A requests that the Commission
require oil pipelines to post, if
applicable, their grandfathered rate
tariffs.63 A4A states that it can be
difficult to find records regarding the
rates that were grandfathered.
64. The Commission will not require
oil pipelines to post their grandfathered
rate tariffs on their Web sites. The
Commission finds that such a
requirement goes beyond the scope of
the instant rulemaking. The proposals
set forth in the NOPR were designed
solely to bring Part 341 up to date in the
electronic age. Currently, Part 341 only
requires posting of current, proposed,
and suspended tariffs and the
Commission does not intend to change
the substance of that requirement.64
65. The NPGA requests the
Commission amend section 341.8 to
require oil pipelines to disclose and
post requirements for handling transmix
and the specific rates for transmix.
63 Under the Energy Policy Act of 1992, rates that
were in effect on October 24, 1992 and not subject
to a protest, investigation or complaint in the prior
year, were deemed to be ‘‘grandfathered.’’ Energy
Policy Act of 1992, Pub. L. 102–486, 106 Stat. 3010
(Oct. 24, 1992).
64 The Commission notes that all the superseded
paper oil pipeline tariffs maintained by the
Commission, including the grandfathered tariffs, are
available in eLibrary. The Commission posted a
guide on how to search eLibrary for these
superseded tariffs at https://www.ferc.gov/docsfiling/etariff/oil-ica.pdf. All ICA oil pipeline tariffs
that are in effect are in eTariff’s electronic format.
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66. The Commission finds that oil
pipelines already are required to
disclose requirements for handling
transmix and the rates for transmix that
is part of a transportation service under
section 341.8. Therefore, no
modification to section 341.8 65 or the
posting requirements of proposed
section 341.0(a)(7) is necessary.
67. A4A and NPGA request that an oil
pipeline be required to post all policies
regarding prorationing and inventory, as
well as all policies and manuals
applicable to transportation of products
on the oil pipeline on its Web site in
addition to tariffs.
68. Consistent with existing policy,
the Commission will not require the oil
pipelines to post on their company Web
site all policies and manuals applicable
to transportation of products. However,
if the oil pipeline references the policies
and manuals in its tariff, then it must
post that information on its Web site.
Moreover, this request goes beyond the
scope of the NOPR. In addition, A4A’s
and NPGA’s request includes an
expansive number of documents that
they request be posted on the pipeline’s
Web site. However, they do not explain
the shippers’ need for this information
or why the Commission’s existing tariff
content requirements, such as section
341.8, are inadequate.
69. A4A also requests that emails
involving notification of a rate or tariff
change be clearly marked with the
subject ‘‘rate or tariff change.’’ 66 On the
subject of email, NPGA asks that the
Commission require oil pipelines to
notify up to three email addressees per
company, and to provide links on their
Web sites to allow parties to sign up for
email updates on filings, and that rate
change emails be clearly marked as
such.67 NPGA and A4A ask the
Commission to require oil pipelines to
hold pre-filing meetings with shippers
and to require oil pipelines to hold
regular shipper meetings. Lastly, A4A
asks that the Commission revise its
regulations regarding faxing protests.68
70. NPGA also suggests that oil
pipelines be required to include current
65 18
CFR 341.8 (2012) provides:
Terminal and other services.
Carriers must publish in their tariffs rules
governing such matters as prorationing of capacity,
demurrage, odorization, carrier liability, quality
bank, reconsignment, in-transit transfers, storage,
loading and unloading, gathering, terminalling,
batching, blending, commingling, and connection
policy, and all other charges, services, allowances,
absorptions and rules which in any way increase or
decrease the amount to be paid on any shipment
or which increase or decrease the value of service
to the shipper. (Emphasis added.)
66 A4A Comments at 6.
67 NPGA Comments at 2.
68 A4A Comments at 7.
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Frm 00030
Fmt 4700
Sfmt 4700
rates and the proposed ‘‘new’’ rates in
a cover letter when making a tariff
change and oil pipelines should provide
an explanation and related work papers
showing the allocation of costs for the
rates and the method used to achieve
the allocation.69 Finally NPGA also
requests the period to file interventions
and protests be changed from 15 days to
60 days.
71. The Commission declines to adopt
these suggestions as they address issues
that are outside the scope of the
proposed NOPR. Nonetheless, the
Commission encourages shippers to
speak directly with their respective oil
pipeline(s) if they wish to have
meetings.
72. The Commission also agrees with
NPGA that any emails from oil pipelines
that include notice of tariff filings
should be clearly marked, as this issue
goes to the adequacy of service that oil
pipelines provide. However, the
Commission will not mandate a specific
approach.
73. Similarly, the Commission agrees
that all oil pipeline tariffs should be
fully supported. However, the
Commission’s regulations already
provide that oil pipelines must support
their proposals.70 The Commission
concludes that the existing procedures
that permit a filing to be protested on
the basis that it was unsupported are
adequate. Such protests can lead to the
Commission suspending the proposed
Tariff and establishing additional
procedures, such as a hearing and/or
settlement judge, to complete the
record.
V. Information Collection Statement
74. The Office of Management and
Budget (OMB) regulations require
approval of certain information
collection requirements imposed by
agency rules.71 Upon approval of a
collection(s) of information, OMB will
assign an OMB control number and an
expiration date. Respondents subject to
the filing requirements of an agency rule
will not be penalized for failing to
respond to these collections of
information unless the collections of
information display a valid OMB
control number. The Paperwork
Reduction Act (PRA) 72 requires each
federal agency to seek and obtain OMB
approval before undertaking a collection
of information directed to ten or more
persons or contained in a rule of general
applicability.73
69 NPGA
Comments at 2.
e.g., 18 CFR 342.3(b), 342.4 and Part 346.
71 5 CFR part 1320 (2012).
72 44 U.S.C. 3501–3520 (2012).
73 OMB’s regulations at 5 CFR 1320.3(c)(4)(i)
(2012) require that ‘‘Any recordkeeping, reporting,
70 See,
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75. The Commission is submitting
these reporting requirements to OMB for
its review and approval under section
3507(d) of the PRA.
76. The Commission’s estimate of the
change in Public Reporting Burden and
cost related to the final rule in Docket
RM12–15–000 follow.
filings necessary to amend incorrect
filings. Based upon a review of the
filings made by interstate oil pipelines
since eTariff was implemented in April
2010, the Commission estimates a
reduction of 99 tariff filings and 1,082
burden hours per year, as shown in the
table below.
77. The revised regulations will
eliminate or reduce several filing
requirements as obsolete and no longer
necessary. The eliminated or reduced
filings include the filing of Index of
Tariffs, reduced number of adoption
filings, eliminated suspension
supplements, and reduced number of
Reduction in
filings
RM12–15, FERC–550
32097
Est. hours per
filing
Total hours
Total cost
reduction 74
Revised 341.4, Amendments to tariff filings ....................................................
Revised 341.6, Adoption of the tariff by a successor .....................................
Elimination of 341.4(f) (Suspension Supplements) .........................................
Revised 341.9, Index of Tariffs .......................................................................
50
15
12
22
11
11
11
11
550
165
132
242
$30,250
9,075
7,260
13,310
Total ..........................................................................................................
99
........................
1,089
59,895
78. The Commission proposes to
revise Part 341’s tariff posting
requirements for interstate oil pipelines
from paper to electronic format. There is
no change in burden for the oil
pipelines to maintain the status of their
tariffs for public inspection, as that
requirement is unchanged. The
Commission recognizes that there will
be a one-time increased burden
involved in the initial implementation
associated with purchasing software and
updating Web sites to post their tariff
electronically. We estimate a one-time
additional cost of $250 per respondent
for non-labor costs. Additionally we
estimate a one-time hourly burden of 20
hours per respondent for updating the
Web sites for posting of the tariffs.
RM12–15, FERC–550
Number of oil
pipelines with
tariffs
Estimated
additional
one-time
burden per
filer (hours)
Total
estimated
additional onetime burden
(hours)
Estimated
additional onetime non-labor
hours cost
per filer
($)
Total
estimated onetime hourly
burden cost
per filer
($)
Revisions to 18 CFR Part 341 .............................................
167
20
3,340
$250
$1,097
tkelley on DSK3SPTVN1PROD with RULES
Information Collection Costs:
Total additional one-time non-labor
hour cost = $41,750 ($250 per
respondent).75
Savings per year = $468 per
respondent.76
Total additional one-time hourly
burden cost = $183,199 ($1,097 per
respondent).77
Burden hour savings per year after
implementation year = 8.4 hours per
respondent.
Title: FERC–550, Oil Pipeline: Tariff
Filing.
Action: Revisions to the FERC–550.
OMB Control No: 1902–0089.
Respondents: Public and non-public
utilities.
Frequency of Responses: Initial
implementation and ongoing reduction
in burden.
Necessity of the Information: The
changes in this final rule increase
transparency to both shippers and the
public, simplify some filings, reduce the
regulatory burden placed on oil
pipelines, and modernize Part 341 in
accordance with the Commission’s
electronic systems.
Internal review: The Commission has
reviewed the changes and has
determined that the changes are
necessary. These requirements conform
to the Commission’s need for efficient
information collection, communication,
and management within the energy
industry. The Commission has assured
itself, by means of internal review, that
there is specific, objective support for
the burden estimates associated with the
information collection requirements.
Interested persons may obtain
information on the reporting
requirements by contacting: Federal
Energy Regulatory Commission, 888
First Street NE., Washington, DC 20426
[Attention: Ellen Brown, Office of the
Executive Director, email:
DataClearance@ferc.gov, Phone: (202)
502–8663, fax: (202) 273–0873].
Comments on the requirements of this
rule may also be sent to the Office of
Information and Regulatory Affairs,
Office of Management and Budget,
Washington, DC 20503 [Attention: Desk
Officer for the Federal Energy
Regulatory Commission]. For security
reasons, comments should be sent by
email to OMB at
oira_submission@omb.eop.gov. Please
reference OMB Control No. 1902–0089,
or disclosure requirement contained in a rule of
general applicability is deemed to involve ten or
more persons.’’
74 The cost figure is based on management analyst
work at $38.50 per hour. We adjusted the $38.50
figure to account for benefits resulting in a loaded
figure of $55 per hour ($38.5/0.704). We obtained
wage and benefit information from Bureau of Labor
Statistics information, 2011 data, at https://bls.gov/
oes/current/naics2_22.htm and https://www.bls.gov/
news.release/ecec.nr0.htm.
75 The $250 is an aggregate number. Some
respondents will incur little to no expense in order
to satisfy the proposals in this rulemaking. Posting
tariffs on a Web site was already an option under
section 341.0(a)(7). Some pipelines already have
chosen that option and post their tariffs on their
Web sites and/or have software with that
functionality.
76 Based on an annual reduction of $59,895
divided by 128, the average number of respondents
per year. The number of pipelines with tariffs is
greater than the number of respondents because not
all pipelines with tariffs make tariff filings every
year.
77 The cost figure is based on 5 hours of computer
analyst work ($39.02/hour) and 15 hours of
management analyst work ($38.50/hour) resulting
in a total of $772.60. We adjusted the $772.60 figure
to account for benefits resulting in a loaded figure
of $1,097 ($772.60/0.704). We obtained wage and
benefit information from the Bureau of Labor
Statistics, 2011 data (at https://bls.gov/oes/current/
naics2_22.htm and at https://www.bls.gov/
news.release/ecec.nr0.htm).
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32098
Federal Register / Vol. 78, No. 103 / Wednesday, May 29, 2013 / Rules and Regulations
FERC–550 and the docket number of
this rulemaking in your submission.
VI. Environmental Analysis
79. The Commission is required to
prepare an Environmental Assessment
or an Environmental Impact Statement
for any action that may have a
significant adverse effect on the human
environment.78 The actions taken here
fall within categorical exclusions in the
Commission’s regulations for
information gathering, analysis, and
dissemination.79 Therefore, an
environmental assessment is
unnecessary and has not been prepared
in this rulemaking.
VII. Regulatory Flexibility Act
80. The Regulatory Flexibility Act of
1980 (RFA) requires agencies to prepare
certain statements, descriptions, and
analyses of proposed rules that will
have a significant economic impact on
a substantial number of small entities.80
Agencies are not required to make such
an analysis if a rule would not have
such an effect.
81. The Commission does not believe
that this final rule will have a
significant impact on small entities, nor
will it impose upon them any
significant costs of compliance. The
Commission identified 29 small entities
as respondents to the requirements in
the final rule.81 As explained above, the
changes to Part 341 of the Commission’s
regulations will only impose a small
burden in the first year ($1,347 per
respondent) and will result in net
savings for other years ($468 per
respondent). The Commission does not
estimate that there are any other
regulatory burdens associated with this
final rule. Thus, the Commission
certifies that the final rule does not have
a significant economic impact on a
substantial number of small entities.
tkelley on DSK3SPTVN1PROD with RULES
VIII. Document Availability
82. In addition to publishing the full
text of this document in the Federal
Register, the Commission provides all
interested persons an opportunity to
view and/or print the contents of this
78 Regulations Implementing the National
Environmental Policy Act, Order No. 486, FERC
Stats. & Regs., Regulations Preambles 1986–1990
¶ 30,783 (1987).
79 18 CFR 380.4(a)(5) (2012).
80 5 U.S.C. 601–12 (2012).
81 The RFA definition of ‘‘small entity’’ refers to
the definition provided in the Small Business Act,
which defines a ‘‘small business concern’’ as a
business that is independently owned and operated
and that is not dominant in its field of operation.
15 U.S.C. 632 (2012). The Small Business Size
Standards component of the North American
Industry Classification System defines a small oil
pipeline company as one with less than 1,500
employees. See 13 CFR Parts 121, 201 (2012).
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document via the Internet through
FERC’s Home Page (https://www.ferc.gov)
and in FERC’s Public Reference Room
during normal business hours (8:30 a.m.
to 5:00 p.m. Eastern time) at 888 First
Street NE., Room 2A, Washington, DC
20426.
83. From FERC’s Home Page on the
Internet, this information is available on
eLibrary. The full text of this document
is available on eLibrary in PDF and
Microsoft Word format for viewing,
printing, and/or downloading. To access
this document in eLibrary, type the
docket number excluding the last three
digits of this document in the docket
number field.
84. User assistance is available for
eLibrary and the FERC’s Web site during
normal business hours from FERC
Online Support at (202) 502–6652 (toll
free at 1–866–208–3676) or email at
ferconlinesupport@ferc.gov, or the
Public Reference Room at (202) 502–
8371, TTY (202) 502–8659. Email the
Public Reference Room at
public.referenceroom@ferc.gov.
IX. Effective Date and Congressional
Notification
85. These regulations are effective
June 28, 2013. The Commission has
determined, with the concurrence of the
Administrator of the Office of
Information and Regulatory Affairs of
OMB that this rule is not a ‘‘major rule’’
as defined in section 351 of the Small
Business Regulatory Enforcement
Fairness Act of 1996.
List of Subjects in 18 CFR Part 341
Pipelines, Reporting and
recordkeeping requirements.
By the Commission.
Nathaniel J. Davis, Sr.,
Deputy Secretary.
PART 341—OIL PIPELINE TARIFFS:
OIL PIPELINE COMPANIES SUBJECT
TO SECTION 6 OF THE INTERSTATE
COMMERCE ACT
1. The authority citation for Part 341
continues to read as follows:
■
Authority: 42 U.S.C. 7101–7352; 49 U.S.C.
1–27.
2. In § 341.0, paragraph (a)(7) is
revised to read as follows:
■
Definitions; application.
*
*
*
*
*
(a) * * *
(7) Posting or post means making
current and proposed and tariffs
PO 00000
Frm 00032
Fmt 4700
§ 341.2
Sfmt 4700
Filing requirements.
(a) * * *
(1) * * * Such service shall be made
in accordance with the requirements of
§ 385.2010 of this chapter.
*
*
*
*
*
■ 4. Amend § 341.3 by revising
paragraph (a) and removing paragraph
(c).
The revision reads as follows:
§ 341.3
Form of tariff.
(a) Tariffs may be filed either by
dividing the tariff into tariff sections or
as an entire document.
*
*
*
*
*
■ 5. Section 341.4 is revised to read as
follows:
§ 341.4
Amendments of tariff filings.
A carrier may file to amend or modify
a tariff contained in a tariff filing at any
time during the pendency of the filing.
Such filing will toll the notice period as
provided in § 341.2(b) for the original
filing, and the filing becomes
provisionally effective 31 days from the
original filing and, in the absence of
Commission action, fully effective 31
days from the date of the filing of
amendment or modification.
■ 6. Section 341.5 is revised to read as
follows:
§ 341.5
In consideration of the foregoing, the
Commission amends Part 341, Chapter I,
Title 18, Code of Federal Regulations, as
follows.
§ 341.0
suspended for more than a nominal
period available on a carriers’ public
Web site.
*
*
*
*
*
■ 3. Amend § 341.2 by removing the
second sentence and revising the third
sentence of paragraph (a)(1) to read as
follows:
Cancellation of tariffs.
Carriers must cancel tariffs when the
service or transportation movement is
terminated. If the service in connection
with the tariff is no longer in interstate
commerce, the tariff publication must so
state. Carrier must file such
cancellations within 30 days of the
termination of service.
■ 7. Section 341.6 is revised to read as
follows:
§ 341.6
Adoption of tariff by a successor.
Whenever the tariff(s), or a portion
thereof, of a carrier on file with the
Commission are to be adopted by
another carrier as a result of an
acquisition, merger, or name change, the
succeeding company must file with the
Commission, and post within 30 days
after such succession, the tariff, or
portion thereof, that has been adopted
in the electronic format required by
§ 341.1 bearing the name of the
successor company.
E:\FR\FM\29MYR1.SGM
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Federal Register / Vol. 78, No. 103 / Wednesday, May 29, 2013 / Rules and Regulations
8. Section 341.7 is revised to read as
follows:
§ 341.7
5 CFR Parts 831, 841
Concurrences.
Concurrences must be shown in the
carrier’s tariff and maintained consistent
with the requirements of Part 341 of this
chapter.
9. Amend § 341.9 by revising the first
sentence of paragraph (a), adding
paragraph (a)(5), removing paragraphs
(b) through (d) and (f), and redesignating
paragraph (e) as paragraph (b) and it to
read as follows:
■
§ 341.9
§ 341.11
[Amended]
10. In § 341.11(b), remove the second
sentence.
■
§ 341.13
RIN 3206–AM17
RAILROAD RETIREMENT BOARD
SUPPLEMENTARY INFORMATION:
20 CFR Part 350
I. Background
RIN 3220–AB63
On April 19, 2010, the Agencies
published a proposed rule to address
concerns associated with the
garnishment of certain exempt Federal
benefit payments, including Social
Security benefits, Supplemental
Security Income (SSI) payments, VA
benefits, Federal Railroad retirement
benefits, Federal Railroad
unemployment and sickness benefits,
Civil Service Retirement System
benefits and Federal Employees
Retirement System benefits. See 75 FR
20299. The Agencies received 586
comments on the proposed rule. On
February 23, 2011, the Agencies
published an interim final rule and
request for public comment. See 76 FR
9939. The Agencies received 39
comments on the interim final rule,
including comments from individuals,
consumer advocacy organizations, legal
services organizations, an organization
of credit and collection companies, a
prepaid card association, and financial
institutions and their trade associations.
As described in Parts II and III of this
SUPPLEMENTARY INFORMATION, this final
rule amends certain provisions of the
interim final rule to address certain
issues raised by commenters.
SOCIAL SECURITY ADMINISTRATION
20 CFR Parts 404, 416
RIN 0960–AH18
Index of tariffs.
(a) * * * Each carrier with more than
two tariffs or concurrences must post on
its public Web site a complete index of
all effective tariffs to which it is a party,
either as an initial, intermediate, or
delivering carrier. * * *
*
*
*
*
*
(5) Product Shipped and Origin. Each
index must identify, for each tariff, the
product or products being shipped and
the origin and destination points
specific to each product or products.
(b) Updates. The index of tariffs must
be updated within 90 days of any
change to an effective tariff.
[Amended]
11. In § 341.13(c), remove the second
sentence.
■
DEPARTMENT OF THE TREASURY
Fiscal Service
31 CFR Part 212
RIN 1505–AC20
DEPARTMENT OF VETERANS
AFFAIRS
38 CFR Part 1
RIN 2900–AN67
Garnishment of Accounts Containing
Federal Benefit Payments
Fiscal Service (Treasury),
Department of the Treasury; Social
Security Administration (SSA);
Department of Veterans Affairs (VA);
Railroad Retirement Board (RRB); Office
of Personnel Management (OPM).
ACTION: Final rule.
AGENCY:
Treasury, SSA, VA, RRB and
OPM (Agencies) are adopting as final an
interim rule to amend their regulation
governing the garnishment of certain
Federal benefit payments that are
directly deposited to accounts at
financial institutions. The rule
establishes procedures that financial
institutions must follow when they
receive a garnishment order against an
account holder who receives certain
types of Federal benefit payments by
direct deposit. The rule requires
financial institutions that receive such a
garnishment order to determine the sum
of such Federal benefit payments
deposited to the account during a two
month period, and to ensure that the
account holder has access to an amount
equal to that sum or to the current
balance of the account, whichever is
lower.
BILLING CODE 6717–01–P
SUMMARY:
Interim Final Rule
This final rule is effective June
28, 2013.
FOR FURTHER INFORMATION CONTACT:
Sheryl Morrow, Deputy Fiscal Assistant
Secretary, at (202) 622–0560; Barbara
[FR Doc. 2013–12140 Filed 5–28–13; 8:45 am]
tkelley on DSK3SPTVN1PROD with RULES
Wiss, Fiscal Affairs Specialist, at (202)
622–0570 or barbara.wiss@treasury.gov;
or Natalie H. Diana, Senior Counsel,
Financial Management Service, at (202)
874–6680 or
natalie.diana@fms.treas.gov.
OFFICE OF PERSONNEL
MANAGEMENT
■
32099
The interim final rule established
procedures that financial institutions
must follow when they receive a
garnishment order for an account
holder. Under the interim final rule, a
financial institution that receives a
garnishment order must first determine
if the United States or a State child
support enforcement agency is the
plaintiff that obtained the order. If so,
the financial institution follows its
customary procedures for handling the
order. If not, the financial institution
must review the account history for the
prior two-month period to determine
whether, during this ‘‘lookback period,’’
one or more exempt benefit payments
were directly deposited to the account.
The financial institution may rely on the
presence of certain Automated Clearing
House (ACH) identifiers to determine
whether a payment is an exempt benefit
payment for purposes of the rule.
The financial institution must allow
the account holder to have access to an
amount equal to the lesser of the sum
DATES:
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Agencies
[Federal Register Volume 78, Number 103 (Wednesday, May 29, 2013)]
[Rules and Regulations]
[Pages 32090-32099]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-12140]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF ENERGY
Federal Energy Regulatory Commission
18 CFR Part 341
[Docket No. RM12-15-000; Order No. 780]
Filing, Indexing, and Service Requirements for Oil Pipelines
AGENCY: Federal Energy Regulatory Commission, DOE.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The Federal Energy Regulatory Commission is amending its
regulations under the Interstate Commerce Act to update its regulations
governing the form, composition and filing of rates and charges by
interstate oil pipelines for transportation in interstate commerce.
This final rule is a part of the Commission's ongoing effort to review
its filing and reporting requirements and reduce unnecessary burdens by
eliminating the collection of data that are not necessary to the
performance of the Commission's regulatory responsibilities.
DATES: This rule will become effective June 28, 2013.
FOR FURTHER INFORMATION CONTACT:
Aaron Kahn (Technical Issues), 888 First Street NE., Washington, DC
20426, (202) 502-8339, aaron.kahn@ferc.gov.
Michelle A. Davis (Legal Issues), 888 First Street NE., Washington, DC
20426, (202) 502-8687, michelle.davis2@ferc.gov.
143 FERC ] 61,137
Before Commissioners: Jon Wellinghoff, Chairman; Philip D. Moeller,
John R. Norris, Cheryl A. LaFleur, and Tony Clark.
Final Rule
(Issued May 16, 2013)
I. Introduction
1. The Federal Energy Regulatory Commission (Commission or FERC) is
amending part 341 of its regulations to rewrite, remove, and update its
regulations governing the form, composition and filing of rates and
charges by interstate oil pipelines for transportation in interstate
commerce.\1\ These modifications are part of the Commission's ongoing
effort to review its filing and reporting requirements and reduce
unnecessary burdens by eliminating the collection of data that are not
necessary to the performance of the Commission's regulatory
responsibilities.
---------------------------------------------------------------------------
\1\ 18 CFR Part 341 (2012).
---------------------------------------------------------------------------
II. Background
2. Section 6 of the Interstate Commerce Act (ICA) requires each
interstate oil pipeline to file rates, fares, and charges for
transportation on its system, and also to file copies of contracts with
other common carriers for such traffic. Similarly, section 20 of the
ICA requires annual or special reports from carriers subject to the ICA
collected by the Commission.\2\ These requirements are reflected in 18
CFR
[[Page 32091]]
Parts 341 and 357 of the Commission's regulations.\3\
---------------------------------------------------------------------------
\2\ See 49 U.S.C. app. 6 and 20 (1988).
\3\ See also 18 CFR parts 341 and 357 (2012) (implementing the
filing and reporting requirements of sections 6 and 20 of the ICA).
---------------------------------------------------------------------------
3. In 2008, the Commission adopted Order No. 714, which required
that all tariffs and tariff revisions and rate change applications for
oil pipelines and other Commission-regulated entities be filed
electronically according to a set of standards developed in conjunction
with the North American Energy Standards Board.\4\ Consequently, since
April 1, 2010, all tariff filings with the Commission are made
electronically.\5\
---------------------------------------------------------------------------
\4\ Electronic Tariff Filings, Order No. 714, FERC Stats. &
Regs. ] 31,276 (2008).
\5\ Id. P 104.
---------------------------------------------------------------------------
4. On October 12, 2012, consistent with the Commission's goal to
streamline its procedures to eliminate unnecessary regulatory
obligations, the Commission proposed modifying Part 341 of its
regulations.\6\
---------------------------------------------------------------------------
\6\ Filing, Indexing, and Service Requirements, Notice of
Proposed Rulemaking, 77 FR 65513 (Oct. 29, 2012), FERC Stats. &
Regs. ] 32,694 (2012) FERC Stats. & Regs. ] 32,694 (2012) (NOPR).
---------------------------------------------------------------------------
III. NOPR Comments
5. Airlines for America (A4A),\7\ the National Propane Gas
Association (NPGA),\8\ Valero Marketing and Supply Company (Valero),
and the Association of Oil Pipelines (AOPL) \9\ filed comments in
response to the Commission's NOPR. AOPL filed reply comments. AOPL's
reply comments will not be specifically addressed below because they
relate to issues raised by other commenters that are beyond the scope
of this proceeding.
---------------------------------------------------------------------------
\7\ A4A is an airline trade association whose members account
for more than 90 percent of the passenger and cargo traffic carried
by U.S. airlines.
\8\ NPGA is a trade association of the U.S. propane industry
with a membership of about 3,000 companies, including 38 affiliated
state and regional associations representing members in all 50
states.
\9\ AOPL is a trade association that represents the interests of
common carrier oil pipelines. AOPL's members transport almost 85
percent of the crude oil and refined petroleum products shipped
through pipelines in the U.S.
---------------------------------------------------------------------------
6. All the commenters generally support the proposed rulemaking and
the Commission's efforts to eliminate unnecessary oil pipeline filings
and to update the service and posting requirements. AOPL, NPGA and
Valero agree with the proposals to streamline the processing of rate
and other filings. NPGA believes the changes will help improve
communications between pipelines and shippers and other interested
parties.
7. Nonetheless, several commenters seek clarification on various
proposed regulations. Others seek to expand the scope of the proceeding
to include changes outside the scope of the proposed rulemaking. The
comments are addressed below.
IV. Discussion
A. Posting Requirements
1. Eliminating Paper Posting
a. NOPR
8. On October 12, 2012, consistent with the Commission's goal to
streamline its procedures to eliminate unnecessary regulatory
obligations, the Commission proposed eliminating the paper posting
requirements of sections 341.0(a)(7), 341.3(c), and 341.7 of its
regulations.\10\
---------------------------------------------------------------------------
\10\ Section 341.0(a)(7) provides that pipelines must post their
tariffs by making them available at offices of the carrier, or on
the Internet. Section 341.3(c) lays out the requirements for
``loose-leaf tariffs,'' i.e., paper tariffs. Section 341.7 provides
that pipelines must maintain their concurrences at their offices.
---------------------------------------------------------------------------
9. The Commission proposed revising section 341.0(a)(7) to
eliminate the requirement that oil pipelines make their tariffs
``available . . . for public inspection . . . at the carrier's
principal office and other offices of the carrier where business is
conducted. . . .'' Instead, consistent with the requirements for public
utilities and interstate natural gas pipelines, the Commission proposed
mandating that each oil pipeline post its currently effective, pending
and suspended tariffs on its public Web site(s).\11\ The Commission
also proposed revising section 341.7 of its regulations to eliminate
the requirement that ``[c]oncurrences must be maintained at carriers'
offices'' in paper form. In conjunction with these changes, the
Commission proposed updating section 341.3 of its regulations by
removing subsection 341.3(c), which references ``loose-leaf tariffs,''
as loose-leaf tariffs would no longer exist under the proposal. The
Commission concluded that its proposals would reduce the burden on
interstate oil pipelines while increasing the ease of accessing oil
pipeline tariffs for shippers, the public, and possibly the oil
pipelines themselves.
---------------------------------------------------------------------------
\11\ The terms of ``effective,'' ``pending,'' and ``suspended''
are those used by Order No. 714 and eTariff, and for this document.
The equivalent terms in 18 CFR 341.0(b)(4) (2012) are ``current,''
``proposed,'' and ``suspended,'' respectively.
---------------------------------------------------------------------------
b. Comments
10. As noted, the Commission proposed to modify section 341.0(a)(7)
to require each oil pipeline to electronically post its currently
effective, pending and suspended tariffs on their public Web sites and
eliminate references to making the tariffs available at the carrier's
place of business. The electronic posting proposal elicited the most
comments with commenters suggesting modifications and additional
changes.
11. AOPL recommended two modifications. First, AOPL requests the
Commission eliminate the requirement to post pending or proposed
tariffs on a public Web site.\12\ AOPL argues that posting pending
tariffs is unnecessary because oil pipelines should exclusively post
current tariffs since shippers can access information on pending
tariffs through eTariff or eLibrary. AOPL also complains that public
utilities and interstate natural gas pipelines are not obligated to
post pending or proposed tariffs.\13\
---------------------------------------------------------------------------
\12\ AOPL Comments at 3.
\13\ Id. at 4.
---------------------------------------------------------------------------
12. AOPL then requests the Commission eliminate the proposed
requirement to post suspended tariff filings unless the suspended
filing is subject to the maximum seven-month suspension period under
the ICA. AOPL rationalizes that suspended tariff filings will be served
on all interested parties in accordance with section 341.2(a) of the
Commission's regulations and that posting suspended tariffs may cause
confusion because tariffs are often only suspended for a nominal
period.\14\
---------------------------------------------------------------------------
\14\ Id. (citing 18 CFR 431.2(a)).
---------------------------------------------------------------------------
13. AOPL also asks for 30 days from the date the Commission issues
an order approving or suspending a tariff for an oil pipeline to post
an update of that tariff record on its public Web site. AOPL contends
30 days are necessary for an oil pipeline to coordinate with
information technology staff to post a tariff, but would still allow
entities to access the tariff in a timely manner.
c. Commission Decision
14. The Commission adopts, with a minor modification, the NOPR
proposal to modify section 341.0(a)(7) to require each oil pipeline to
electronically post its currently effective, pending and suspended
tariffs on its public Web sites and eliminate references to making the
tariffs available at the carrier's place of business. While the
Commission will retain the requirement to post all currently effective,
pending and suspended tariffs, as discussed below section 341.0(a)(7)
will not require an oil pipeline to post tariffs that are suspended for
a nominal period.
15. The Commission rejects AOPL's request to strike the word
``proposed'' from revised section 341.0(a)(7). The Commission does not
adopt AOPL's suggestion to eliminate the requirement to post pending or
suspended tariff
[[Page 32092]]
records because oil pipelines already have an obligation to post
effective, pending and suspended tariffs under the Commission's current
regulations.\15\ The changes adopted in this final rule are not
intended to modify this existing substantive requirement. Rather, they
were intended to reduce the burden on interstate oil pipelines of
compliance with Commission regulations while increasing the ease of
accessing oil pipeline tariffs for shippers, the public, and possibly
the oil pipelines themselves.
---------------------------------------------------------------------------
\15\ 18 CFR 341.0(b)(4) (2012).
---------------------------------------------------------------------------
16. Although proposed tariff changes are available through eLibrary
or the Commission' eTariff Public Viewer,\16\ the Commission notes that
proposed tariffs are not substitutes for the actual tariffs in effect
and applicable to shippers on a given day. Thus, an oil pipeline must
post the currently effective tariff and shippers should be able to view
such posting as well as any proposed or suspended tariffs going into
effect. This final rule does not change this requirement. Additionally,
although proposed tariffs are available through eLibrary or eTarriff,
shippers and other interested parties inexperienced with accessing
information from the Commission's Web site will benefit from oil
pipelines posting tariffs on their public Web sites.
---------------------------------------------------------------------------
\16\ The Commission's eTariff Public Viewer may be found via the
following link: https://etariff.ferc.gov/TariffList.aspx.
---------------------------------------------------------------------------
17. The Commission agrees with AOPL, as a practical matter, that it
could be cumbersome and uninformative to post tariff records that are
suspended for only a nominal period because minimally suspended tariffs
could move from a pending status to a suspended status to an effective
status on the same date. Accordingly, the Commission will eliminate the
posting requirements for tariffs suspended for only a nominal period.
However, the Commission notes oil pipelines are still required by
section 341.0(b)(4) to identify any tariff records that remain in a
suspended status. To the extent that AOPL is arguing for not posting
tariff records that are suspended for periods longer than a minimal
period, the Commission does not agree with such a proposed change.
18. The Commission notes that a notation of ``suspended''
designation is one of many ways an oil pipeline could denote a
suspended tariff record. The Commission is not mandating any specific
way to mark the status of effective, pending or suspended tariff
records as long as the method used is reasonably clear.
19. The Commission rejects AOPL's suggestion that oil pipelines be
given 30 days from the date the Commission issues an order approving or
suspending a tariff for an oil pipeline to post an update of that
tariff record on its public Web site. Section 341.0(b)(4), which the
Commission does not propose to change in this proceeding, does not
provide any timeline for when tariffs are to be updated. Oil pipelines
are required by the ICA to post and keep open for public inspection
their tariffs for all transportation services they provide.\17\
Shippers should reasonably expect that, when they view an oil
pipeline's tariff, they will find the rates, terms and conditions
applicable to the transportation service they are interested in or for
which they are receiving transportation service. AOPL did not identify
any reason as to why maintenance of an electronic tariff cannot meet
the timing standards currently met for paper tariffs.
---------------------------------------------------------------------------
\17\ 49 U.S.C. app. 6(1).
---------------------------------------------------------------------------
2. Service of Filings
a. NOPR
20. The Commission also proposed revising section 341.2(a) of its
regulations to be more consistent with section 385.2010 of its
regulations by eliminating an oil pipeline's option to ``serve tariff
publications and justifications to each shipper and subscriber'' by
paper.\18\ Section 385.2010(f)(2) currently provides that, subject to
certain limitations and exceptions, ``service of any document in
proceedings commenced on or after March 21, 2005, must be made by
electronic means. . . .'' \19\ The Commission's proposed change will
create a uniform service requirement for all Commission-regulated
entities and eliminate any ambiguity regarding the Commission's
preferred mode of service. Moreover, the Commission's proposal will
reduce the burden on interstate oil pipelines while increasing the ease
of tracking document filing activity and potentially reducing mailing
and courier fees.
---------------------------------------------------------------------------
\18\ The Commission recognizes that the NOPR could be read to
indicate that only service by paper is currently provided for in
section 341.2(a). See NOPR at P 7. However, section 341.2(a) of the
Commission's regulations allowed for service either electronically
or by paper, so while existing section 341.2(a) provides for
electronic or paper service, the proposal was to remove the option
of paper service and require, consistent with Order No. 714,
exclusively electronic service.
\19\ 18 CFR 385.2010(f)(2) (2012).
---------------------------------------------------------------------------
b. Comments
21. A4A asks the Commission to specify the methods of service that
will be allowed under the amended section 341.2(a) of its regulations.
A4A believes that section 385.2010 is confusing as it is focused on
service in existing proceedings. A4A suggests citing section
385.2010(f) of the Commission's regulations instead of the more generic
section 385.2010. A4A also requests that the Commission require
carriers to serve all filings or orders that affect rates, terms, or
conditions on shippers in accordance with the requirements of revised
section 341.2(a).\20\
---------------------------------------------------------------------------
\20\ A4A Comments at 4.
---------------------------------------------------------------------------
22. AOPL supports referencing section 385.2010(f)(2) in proposed
section 341.2(a).\21\ AOPL believes that reference will help clarify
the service requirements for tariff filings to the benefit of oil
pipelines and shippers alike.
---------------------------------------------------------------------------
\21\ AOPL Comments at 6.
---------------------------------------------------------------------------
c. Commission Decision
23. The Commission adopts the NOPR proposal to revise section
341.2(a) of its regulations to require an oil pipeline to serve tariff
publications and justifications to each shipper and subscriber
electronically. To do so, the Commission will revise its regulations to
require that service ``shall be made in accordance with the
requirements of [section] 385.2010'' of the Commission's regulations.
24. Contrary to A4A's assertion, section 385.2010 of the
Commission's regulations does not only relate to existing proceedings.
Rather section 385.2010 applies to both existing and new proceedings,
and rulemakings. Section 385.2010 provides that service is not limited
to just those on the official service list, but also includes any other
person ``required to be served under Commission rule or order or under
law.''
25. The Commission declines to limit the service reference to
subsection 385.2010(f). Section 385.2010 addresses additional service
requirements that may apply to an oil pipelines' service obligations.
For these reasons, the Commission rejects A4A's and AOPL's
recommendation to modify section 341.2(a) to reference 385.2010(f).
3. Index of Effective Tariffs
a. NOPR
26. As part of its efforts to eliminate unnecessary filing
requirements, the Commission also proposed changing section 341.9 of
its regulations, which specifies the information that an oil pipeline's
tariff index must contain and how it must be organized. Section
341.9(a) of the Commission's regulations provides that each Commission-
regulated ``carrier must publish as a
[[Page 32093]]
separate tariff publication under its FERC Tariff numbering system, a
complete index of all effective tariffs to which it is a party . . .
.'' \22\ Section 341.9(e) further provides that the ``index must be
kept current by supplements numbered consecutively'' that may be issued
quarterly. At a minimum, the index must be reissued every four
years.\23\
---------------------------------------------------------------------------
\22\ 18 CFR 341.9(a)(2012).
\23\ 18 CFR 341.9(e) (2012).
---------------------------------------------------------------------------
27. The Commission proposed to eliminate the requirement that each
oil pipeline make a tariff filing setting forth an index of all
effective tariffs to which it is a party and replace such requirement
with an obligation that each oil pipeline post an index of its tariffs
on its public Web site(s).\24\ The Commission also proposed simplifying
the information oil pipelines must include by requiring that the index
of tariffs identify for each tariff: (1) the product being shipped and
(2) the origin and destination points for that product.\25\ The
Commission further proposed that each oil pipeline update the online
index of tariffs within ninety (90) days of any change.\26\ The
Commission stated that its proposal would eliminate the need of an oil
pipeline to make the quadrennial and intermediate supplemental tariff
filings.\27\ The Commission also reasoned the posting of the index of
tariffs on an oil pipeline's public Web site would provide shippers
with more current information as the index of tariffs would be able to
be updated more frequently under the proposal. Importantly, the
Commission also concluded that this proposal would simplify what is
required to be contained in the index of tariffs while easing access to
this information for current shippers and prospective shippers.\28\
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\24\ NOPR, FERC Stats. & Regs. ] 32,694 at P 9.
\25\ Id.
\26\ Id.
\27\ Id. P 10.
\28\ Id.
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28. Many oil pipelines only have one or two tariffs on file with
the Commission. Therefore, the Commission proposed to require only oil
pipelines with more than two tariffs to maintain an index of tariffs on
their public Web sites.\29\ The Commission estimated that the proposed
changes to the index of tariff requirements will eliminate
approximately twenty-two unnecessary filings each year.\30\ These
changes will provide shippers and the public with more timely
information and in a more useful manner while reducing the burden of
Commission filings.
---------------------------------------------------------------------------
\29\ Id. P 11.
\30\ Id.
---------------------------------------------------------------------------
b. Comments
29. AOPL does not oppose the proposed revisions to the index of
effective tariffs and finds them reasonable.\31\ A4A and Valero propose
to revise section 341.9(a)(5) to identify the specific origins and
destination for each product or products covered by the tariff.\32\
They believe such information will eliminate ambiguities regarding the
tariffs that cover multiple products with multiple origins and
destinations.
---------------------------------------------------------------------------
\31\ AOPL Comments at 6.
\32\ A4A Comments at 5 and Valero Comments at 2.
---------------------------------------------------------------------------
c. Commission Decision
30. The Commission adopts the NOPR proposal, as modified by A4A and
Valero, to amend section 341.9 to require only those oil pipelines with
more than two tariffs to maintain an index of tariffs on their public
Web sites, simplify the information each oil pipelines must include in
its index of tariffs and to eliminate the need of an oil pipeline to
make the quadrennial and intermediate supplemental tariff filings. The
Commission finds that the language suggested by A4A and Valero revising
the Commission's proposal regarding section 341.9(a)(5) is reasonable
and provides additional clarity.
31. The Commission intends for the Index of Tariffs to be a simple
way for interested parties to see what products are carried under a
tariff and their origin and destination points. The language as
originally proposed left open the possibility that products and points
of origin and delivery could be aggregated, which was not the
Commission's intent. Identifying the specific origins and destination
for each product or products covered by the tariff makes the
Commission's intent for the Index of Tariffs clearer. Thus, the
Commission will include this provision in the regulations adopted by
this final rule.
B. Electronic Updates and Filing Requirements
32. The Commission pointed out in the NOPR that many of the tariff
filing and tariff maintenance requirements currently set forth in Part
341 of the Commission's regulations are premised on the maintenance of
paper records.\33\ Since the implementation of Order No. 714, however,
some oil pipeline tariff filings are now obsolete. In light of these
changes, the Commission proposed removing the filing requirements for
amendments to tariffs provided for under section 341.4 of the
Commission's regulations, including the amendment and suspension
requirements.
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\33\ NOPR, FERC Stats. & Regs. ] 32,694 at P 12.
---------------------------------------------------------------------------
1. Tariff Supplements/Amended, Canceled or Reissued Tariff Supplement
Data/Cancelling Tariffs
a. NOPR
33. Section 341.4(a)(1) of the Commission's regulations allows an
oil pipeline's tariff to be supplemented only once.\34\ In the NOPR,
the Commission concluded that this provision is now outdated because it
is practical for oil pipelines to modify electronic tariffs at any
time. Accordingly, the Commission proposed to delete section
341.4(a)(1).
---------------------------------------------------------------------------
\34\ 18 CFR 341.4(a)(1) (2012) (limiting supplements to ``one
effective supplement per tariff, except for cancellation,
postponement, adoption, correction, and suspension supplements.'').
---------------------------------------------------------------------------
34. Section 341.4(a)(2) of the Commission's regulations sets forth
the requirements for maintenance of oil pipeline tariffs that are
amended, canceled, or reissued.\35\ In Order No. 714, the Commission
required oil pipelines to maintain Record Version Numbers for each
tariff record.\36\ The Commission noted that data is now maintained
electronically and the provisions set forth in section 341.4(a)(2) are
obsolete. Consequently, the Commission proposed to delete section
341.4(a)(2).\37\
---------------------------------------------------------------------------
\35\ 18 CFR 341.4(a)(2) (2012).
\36\ Record Version Number is the representation of the version
of the Tariff Record. See Implementation Guide for Electronic Filing
of Parts 35, 154, 284, 300 and 341 Tariff Filings (Implementation
Guide) located on the Commission Web site.
\37\ NOPR, FERC Stats. & Regs. ] 32,694 at P 14.
---------------------------------------------------------------------------
35. The Commission also proposed to consolidate the instructions
for cancellation of tariffs into section 341.5 of the Commission's
regulations.\38\ Section 341.4(b) of the Commission's regulations
requires oil pipelines to file supplements to an amendment to a tariff
``when tariffs are canceled without reissue.'' \39\ Section 341.5 of
the Commission's regulations also details requirements in the event
that an oil pipeline's tariff is canceled. Rather than addressing
cancelation in two separate regulations, the Commission proposed to
consolidate and simplify the requirements relating to oil pipeline
tariff cancelations into section 341.5 of the Commission's regulations
by detailing that if an oil pipeline tariff is no longer offered, then
the oil pipeline
[[Page 32094]]
must cancel such tariff within thirty days of the termination of the
tariff.
---------------------------------------------------------------------------
\38\ 18 CFR 341.5 (2012).
\39\ 18 CFR 341.4(b) (2012). See also 18 CFR 341.3(b)(10)(ii)
(2012) (detailing tariff reissuance requirements).
---------------------------------------------------------------------------
b. Comments
36. AOPL supports the proposed revisions to Part 341 to reflect the
electronic tariff filing procedures that have been implemented pursuant
to Order No. 714.\40\ A4A also supports the proposed revision but asks
the Commission to ``ensure that any of the [oil] pipeline's filings or
supplements and/or tariff cancellations, are serviced in accordance
with section 341.2(a).'' \41\
---------------------------------------------------------------------------
\40\ AOPL Comments at 4.
\41\ Id.
---------------------------------------------------------------------------
c. Commission Decision
37. The Commission adopts the NOPR's proposals as to tariff
supplements, amended, canceled, or reissued tariff supplement data, and
canceling tariffs. The Commission declines to adopt A4A's request
because the Commission's service obligations under proposed 341.2(a)
and 385.2010 are self explanatory.
2. Suspension Supplements
a. NOPR
38. The Commission further proposed to eliminate the filing
requirements for oil pipeline suspension supplements required by
section 341.4(f) of the Commission's regulations. Section 341.4(f)
currently provides that a ``suspension supplement must be filed for
each suspended tariff or suspended part of a tariff within 30 days of
the issuance of a suspension order.'' \42\ Section 341.4(f)
additionally provides that the suspension supplement must be served on
all subscribers.
---------------------------------------------------------------------------
\42\ 18 CFR 341.4(f) (2012).
---------------------------------------------------------------------------
39. The suspension supplement tariff record filing was originally
premised on the maintenance of paper tariff records and the service of
such paper tariff records, which is now obsolete because of the
electronic filing requirements of Order No. 714.\43\ Accordingly, the
Commission proposed to eliminate the current filing requirements of
section 341.4(f) and to replace them with an obligation for oil
pipelines to serve notice of Commission suspension orders on individual
oil pipeline subscriber lists. The Commission concluded that this would
eliminate the tariff filing for the suspension supplement, as well as
subsequent filings an oil pipeline must make to remove a suspension
supplement. The Commission estimated that this will eliminate
approximately twelve filings each year.
---------------------------------------------------------------------------
\43\ NOPR, FERC Stats. & Regs. ] 32,694 at P 17.
---------------------------------------------------------------------------
b. Comments
40. AOPL supports the elimination of suspension supplements, but
asks the Commission to ``eliminate any requirement'' for oil pipelines
``to serve suspension orders on individual subscriber lists after a
transition period. . . .'' \44\ AOPL notes that shippers may access
suspension orders through the Commission's eLibrary and the Commission
does not require any other Commission-jurisdictional entities to serve
a Commission order on their subscriber lists.\45\
---------------------------------------------------------------------------
\44\ AOPL Comments at 7.
\45\ Id. at 8.
---------------------------------------------------------------------------
41. Valero, on the other hand, requests that oil pipelines be
required to post suspension supplements on their public Web sites in
addition to serving the Commission suspension orders on those included
on a subscriber list.\46\
---------------------------------------------------------------------------
\46\ Valero Comments at 3.
---------------------------------------------------------------------------
c. Commission Decision
42. The Commission adopts the NOPR proposal to eliminate the filing
requirements for oil pipeline suspension supplements required by
section 341.4(f) of the Commission's regulations, but declines to adopt
the proposal to require oil pipelines to serve notice of Commission
suspension orders on individual oil pipeline subscriber lists. However,
the Commission will not adopt Valero's request that pipelines post
suspension supplements.\47\
---------------------------------------------------------------------------
\47\ The Commission notes that no change to the regulations is
required as the result of this finding. The NOPR did not contain a
regulation to implement this proposal.
---------------------------------------------------------------------------
43. Valero's proposal to create and post a suspension supplement
would be duplicative of the requirement for oil pipelines to post
suspended tariff records. Under section 341.4(f), a suspension
supplement consists of a tariff record that contains the ordering
paragraphs of the Commission's suspension order. Since the issuance of
Order No. 714, the status of a tariff record is now maintained as part
of an electronic tariff, not a paper tariff. Shippers' and interested
parties' access to this information is protected because Commission
issuances are available on eLibrary and the Federal Register. Further,
the Commission serves its issuances on those entities that have
intervened in the tariff proceeding and who have eSubscribed to the
tariff proceeding.\48\
---------------------------------------------------------------------------
\48\ The Commission notes that any person, regardless of whether
they are a party to the proceeding, a shipper, a subscriber or
simply an interested person, may receive an email notification from
the Commission with a link to eLibrary of every document filed by
the parties or the Commission in a proceeding through the
Commission's free eSubscription service. The eSubscription service
is located at https://www.ferc.gov/docs-filing/esubscription.asp.
---------------------------------------------------------------------------
44. With respect to requiring oil pipelines to serve their
subscriber lists with Commission issuances, the Commission notes that
it does not require regulated entities in any other tariff program to
serve Commission issuances on their customers. For these reasons, the
Commission will not require oil pipelines to serve their subscriber
lists with Commission issuances nor require oil pipelines to post
suspension supplements.
3. Amendments to Tariffs
a. NOPR
45. The Commission proposed further revisions to section 341.4 of
its regulations to treat all amendments to pending tariffs, whether
ministerial or substantive, in the same manner as they are treated for
public utilities and natural gas companies.\49\ The Commission's
regulations do not allow an oil pipeline to make non-ministerial tariff
changes without filing to withdraw any pending proposal and making a
new tariff filing. Section 341.4(e) of the Commission's regulations
only permits an oil pipeline to file no more than three ``correction
supplements'' to correct ``typographical or clerical errors'' per
tariff.\50\
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\49\ NOPR, FERC Stats. & Regs. ] 32,694 at P 18.
\50\ 18 CFR 341.1(e) (2012).
---------------------------------------------------------------------------
46. In the electronic filing environment established by Order No.
714, the Commission no longer sees a reason to limit the number of
times an oil pipeline may make corrections to a tariff record. Thus,
the Commission proposed to revise section 341.4 of its tariff to treat
all amendments to pending tariff records, the same, whether ministerial
or substantive to allow an oil pipeline to file to amend or to modify a
tariff record at any time during the pendency of any Commission action
on such tariff record.\51\ In addition, the Commission proposed to
create a tariff record amendment process that parallels the existing
business process for amending pending statutory tariff filings under
its public utility and natural gas programs.\52\ Under these proposals,
an oil pipeline will be able to keep its requested effective date from
its original tariff record filing, while giving interested parties a
full comment period to address any issues relating to a proposed
amendment. Pursuant to proposed section 341.4, an amendment to a
pending tariff filing will toll the notice period as provided in
section
[[Page 32095]]
341.2(b) of the Commission's regulations for the original filing, and
establish a new date for final Commission action.
---------------------------------------------------------------------------
\51\ NOPR, FERC Stats. & Regs. ] 32,694 at P 19.
\52\ 18 CFR 35.17(b) and 18 CFR 154.205(b) (2012)
(respectively).
---------------------------------------------------------------------------
b. Comments
47. A4A supports the proposed changes but seeks a service
requirement.\53\ AOPL supports the proposed revision but requests that
the Commission modify the language in proposed section 341.4 to reflect
the intent of the NOPR. Specifically, AOPL points out that ``while the
NOPR explains that, under the proposed regulations, `an oil pipeline
will be able to keep its requested effective date from its original
tariff record filing,' the proposed language in Section 341.4 provides
that filing an amendment or modification to a tariff filing will
`establish a new date on which the entire filing will become effective
in the absence of Commission action, no earlier than 31 days from the
date of the filing of the amendment or modification.' '' \54\
Accordingly, AOPL requests that the Commission modify the proposed
language in section 341.4 to reflect the stated intent in the NOPR.\55\
---------------------------------------------------------------------------
\53\ A4A Comments at 4.
\54\ AOPL Comments at 8.
\55\ Id.
---------------------------------------------------------------------------
c. Commission Decision
48. The Commission adopts the NOPR proposal to modify section 341.4
to treat all amendments to pending tariff records the same, whether
ministerial or substantive, to allow an oil pipeline to file to amend
or to modify a tariff record at any time during the pendency of the
Commission acting on such tariff record, as modified as by AOPL. We
believe that the language proposed by AOPL more clearly reflects the
Commission's intent in proposing the modification.
4. Adoption
a. NOPR
49. Section 341.6(a) of the Commission's regulations currently
provides an oil pipeline must file a tariff and ``notify the Commission
when there is: (1) [a] change in the legal name of the carrier; (2) [a]
transfer of all of the carrier's properties; or (3) [a] change in
ownership of only a portion of the carrier's property.'' \56\ This
filing must be made no later than thirty days following such
occurrence. This filing is commonly known as an ``adoption notice.''
Sections 341.6(c) and (d) provide the requirements for complete and
partial adoptions, respectively. When a carrier changes its legal name,
when ownership of all a carrier's properties is transferred, or when
the ownership of a portion of a carrier's properties is transferred to
another carrier, the adopting carrier ``must file and post an adoption
notice. . . .'' Under either complete or partial adoption, the adopting
oil pipeline must make a tariff filing within thirty days following
such occurrence to bring such tariffs forward.
---------------------------------------------------------------------------
\56\ 18 CFR 341.6(a)(1) (2012) (complete adoption); 18 CFR
341.6(c) (2012) (partial adoption).
---------------------------------------------------------------------------
50. To eliminate unnecessary filings, the Commission proposed
consolidating the adoption notice filing and the filing to integrate
the tariff records of the adopting carrier. To implement this change,
the Commission proposed to model section 341.6 on section 154.603 of
the Commission's natural gas regulations. Section 154.603 provides that
``[w]henever the tariff . . . of a natural gas company on file with the
Commission is to be adopted by another company or person as a result of
an acquisition, or merger . . . the succeeding company must file with
the Commission, and post within 30 days after such succession, a tariff
filing . . . bearing the name of the successor company.'' \57\ The
Commission estimated that this proposal will eliminate approximately
fifteen Adoption Notice filings each year.\58\
---------------------------------------------------------------------------
\57\ 18 CFR 154.603 (2012).
\58\ NOPR, FERC Stats. & Regs. ] 32,694 at P 21.
---------------------------------------------------------------------------
b. Comments
51. AOPL seeks clarification that the Commission will modify the
proposed language in section 341.6 so that it more clearly includes
partial adoptions. In addition, AOPL requests that the Commission
clarify that the proposed change in the business process will not
change any established practices with regard to the effective date for
adoptions.\59\
---------------------------------------------------------------------------
\59\ AOPL Comments at 9.
---------------------------------------------------------------------------
52. A4A supports the proposed change to 341.6(a) but asks the
Commission to retain sections 341.6(b) through (d).\60\ A4A believes
the Commission only meant to replace section Sec. 341.6(a).
---------------------------------------------------------------------------
\60\ A4A Comments at 5-6.
---------------------------------------------------------------------------
c. Commission Decision
53. The Commission adopts the NOPR proposal to consolidate the
adoption notice filing and the filing to integrate the tariff records
of the adopting carrier, with modifications. The Commission agrees with
AOPL that the language proposed in the NOPR for amending section 341.6
was unclear with regard to partial adoptions. The Commission has
accordingly changed the language to reflect the Commission's intent as
stated in the NOPR and as suggested by AOPL.
54. The Commission clarifies that it does not intend for this final
rule to change any established practices with regard to the effective
date for adoptions.
55. The Commission denies A4A's request, as sections 341.6(b)
through (d) are no longer necessary. By removing sections 341.6(b)
through (d), the Commission is not eliminating the requirement for oil
pipelines to update tariffs to reflect adoptions and/or cancellations.
Those requirements have simply been consolidated in new sections 341.5
and 341.6. Section 341.6(b) currently provides the notification
requirements for adoptions. This section is no longer necessary, as
adoption filings will be served on each shipper and subscriber on the
oil pipeline's subscription list as required by section 341.2(a) in the
same manner as any other oil pipeline tariff filing.
56. Sections 341.6(c) and (d) provide instructions for version
control and the submission of an adoption notice tariff records for
complete and partial adoptions. Order No. 714 provides a different
required method of version control (the data element Record Version
Number), thus the instructions in section 341.6 are outdated and
duplicative.\61\
---------------------------------------------------------------------------
\61\ Record Version Number is a representation of the version of
the tariff record in the format of x.y.z. Each version of the tariff
record is required to have a unique Record Version Number, which
increments by one with each filing of the tariff record. The Record
Version Number must be included as part of the tariff record's meta
data, and shown in the tariff text if part of a PDF tariff record.
Implementation Guide at pp. 7-9 and 21.
---------------------------------------------------------------------------
57. As for the adoption notice tariff record, the Commission
intends to eliminate this intermediate filing. Oil pipelines should
simply file actual tariff records for the services that they are
adopting. Therefore, the Commission finds there is no need to retain
sections 341.6(b) through (d).
5. Implementation
a. NOPR
58. The Commission did not propose a specific implementation
schedule.
59. The NOPR noted that if the Commission ultimately adopted the
proposals and made changes to the types of filings discussed in the
preceding paragraphs, the Secretary of the Commission will issue a
revised list of Type of Filing Codes.\62\
---------------------------------------------------------------------------
\62\ See 18 CFR 375.302(z) (2012). The Implementation Guide
describes the Type of Filing contents. The Type of Filing Code list
is posted on the Commission's Web site at https://www.ferc.gov/docs-filing/etariff/filing_type.csv.
---------------------------------------------------------------------------
[[Page 32096]]
b. Comments
60. AOPL proposes a 90 day implementation period from the date of
issuance of the final rule for oil pipelines to set up and post their
first set tariffs on their Web sites.
c. Commission Decision
61. The Commission agrees with AOPL that 90 days is a reasonable
timeframe to make sure systems and software are in place to post
tariffs on a public Web site. The Commission notes that this rule will
become final 30 days after publication in the Federal Register.
Therefore, the Commission establishes the date for the posting of
tariff material on the oil pipelines' Web sites as 90 days after
publication of this final rule in the Federal Register.
C. Other Issues--Requests for Additional Changes to Part 341
62. Commenters raise multiple issues related to other aspects of
oil pipeline regulation. These issues and requests are beyond the scope
of this proceeding which is limited to bringing Part 341 up to date in
the electronic age, and is focused on eliminating unnecessary filing
requirements.
63. A4A requests that the Commission require oil pipelines to post,
if applicable, their grandfathered rate tariffs.\63\ A4A states that it
can be difficult to find records regarding the rates that were
grandfathered.
---------------------------------------------------------------------------
\63\ Under the Energy Policy Act of 1992, rates that were in
effect on October 24, 1992 and not subject to a protest,
investigation or complaint in the prior year, were deemed to be
``grandfathered.'' Energy Policy Act of 1992, Pub. L. 102-486, 106
Stat. 3010 (Oct. 24, 1992).
---------------------------------------------------------------------------
64. The Commission will not require oil pipelines to post their
grandfathered rate tariffs on their Web sites. The Commission finds
that such a requirement goes beyond the scope of the instant
rulemaking. The proposals set forth in the NOPR were designed solely to
bring Part 341 up to date in the electronic age. Currently, Part 341
only requires posting of current, proposed, and suspended tariffs and
the Commission does not intend to change the substance of that
requirement.\64\
---------------------------------------------------------------------------
\64\ The Commission notes that all the superseded paper oil
pipeline tariffs maintained by the Commission, including the
grandfathered tariffs, are available in eLibrary. The Commission
posted a guide on how to search eLibrary for these superseded
tariffs at https://www.ferc.gov/docs-filing/etariff/oil-ica.pdf. All
ICA oil pipeline tariffs that are in effect are in eTariff's
electronic format.
---------------------------------------------------------------------------
65. The NPGA requests the Commission amend section 341.8 to require
oil pipelines to disclose and post requirements for handling transmix
and the specific rates for transmix.
66. The Commission finds that oil pipelines already are required to
disclose requirements for handling transmix and the rates for transmix
that is part of a transportation service under section 341.8.
Therefore, no modification to section 341.8 \65\ or the posting
requirements of proposed section 341.0(a)(7) is necessary.
---------------------------------------------------------------------------
\65\ 18 CFR 341.8 (2012) provides:
Terminal and other services.
Carriers must publish in their tariffs rules governing such
matters as prorationing of capacity, demurrage, odorization, carrier
liability, quality bank, reconsignment, in-transit transfers,
storage, loading and unloading, gathering, terminalling, batching,
blending, commingling, and connection policy, and all other charges,
services, allowances, absorptions and rules which in any way
increase or decrease the amount to be paid on any shipment or which
increase or decrease the value of service to the shipper. (Emphasis
added.)
---------------------------------------------------------------------------
67. A4A and NPGA request that an oil pipeline be required to post
all policies regarding prorationing and inventory, as well as all
policies and manuals applicable to transportation of products on the
oil pipeline on its Web site in addition to tariffs.
68. Consistent with existing policy, the Commission will not
require the oil pipelines to post on their company Web site all
policies and manuals applicable to transportation of products. However,
if the oil pipeline references the policies and manuals in its tariff,
then it must post that information on its Web site. Moreover, this
request goes beyond the scope of the NOPR. In addition, A4A's and
NPGA's request includes an expansive number of documents that they
request be posted on the pipeline's Web site. However, they do not
explain the shippers' need for this information or why the Commission's
existing tariff content requirements, such as section 341.8, are
inadequate.
69. A4A also requests that emails involving notification of a rate
or tariff change be clearly marked with the subject ``rate or tariff
change.'' \66\ On the subject of email, NPGA asks that the Commission
require oil pipelines to notify up to three email addressees per
company, and to provide links on their Web sites to allow parties to
sign up for email updates on filings, and that rate change emails be
clearly marked as such.\67\ NPGA and A4A ask the Commission to require
oil pipelines to hold pre-filing meetings with shippers and to require
oil pipelines to hold regular shipper meetings. Lastly, A4A asks that
the Commission revise its regulations regarding faxing protests.\68\
---------------------------------------------------------------------------
\66\ A4A Comments at 6.
\67\ NPGA Comments at 2.
\68\ A4A Comments at 7.
---------------------------------------------------------------------------
70. NPGA also suggests that oil pipelines be required to include
current rates and the proposed ``new'' rates in a cover letter when
making a tariff change and oil pipelines should provide an explanation
and related work papers showing the allocation of costs for the rates
and the method used to achieve the allocation.\69\ Finally NPGA also
requests the period to file interventions and protests be changed from
15 days to 60 days.
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\69\ NPGA Comments at 2.
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71. The Commission declines to adopt these suggestions as they
address issues that are outside the scope of the proposed NOPR.
Nonetheless, the Commission encourages shippers to speak directly with
their respective oil pipeline(s) if they wish to have meetings.
72. The Commission also agrees with NPGA that any emails from oil
pipelines that include notice of tariff filings should be clearly
marked, as this issue goes to the adequacy of service that oil
pipelines provide. However, the Commission will not mandate a specific
approach.
73. Similarly, the Commission agrees that all oil pipeline tariffs
should be fully supported. However, the Commission's regulations
already provide that oil pipelines must support their proposals.\70\
The Commission concludes that the existing procedures that permit a
filing to be protested on the basis that it was unsupported are
adequate. Such protests can lead to the Commission suspending the
proposed Tariff and establishing additional procedures, such as a
hearing and/or settlement judge, to complete the record.
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\70\ See, e.g., 18 CFR 342.3(b), 342.4 and Part 346.
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V. Information Collection Statement
74. The Office of Management and Budget (OMB) regulations require
approval of certain information collection requirements imposed by
agency rules.\71\ Upon approval of a collection(s) of information, OMB
will assign an OMB control number and an expiration date. Respondents
subject to the filing requirements of an agency rule will not be
penalized for failing to respond to these collections of information
unless the collections of information display a valid OMB control
number. The Paperwork Reduction Act (PRA) \72\ requires each federal
agency to seek and obtain OMB approval before undertaking a collection
of information directed to ten or more persons or contained in a rule
of general applicability.\73\
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\71\ 5 CFR part 1320 (2012).
\72\ 44 U.S.C. 3501-3520 (2012).
\73\ OMB's regulations at 5 CFR 1320.3(c)(4)(i) (2012) require
that ``Any recordkeeping, reporting, or disclosure requirement
contained in a rule of general applicability is deemed to involve
ten or more persons.''
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[[Page 32097]]
75. The Commission is submitting these reporting requirements to
OMB for its review and approval under section 3507(d) of the PRA.
76. The Commission's estimate of the change in Public Reporting
Burden and cost related to the final rule in Docket RM12-15-000 follow.
77. The revised regulations will eliminate or reduce several filing
requirements as obsolete and no longer necessary. The eliminated or
reduced filings include the filing of Index of Tariffs, reduced number
of adoption filings, eliminated suspension supplements, and reduced
number of filings necessary to amend incorrect filings. Based upon a
review of the filings made by interstate oil pipelines since eTariff
was implemented in April 2010, the Commission estimates a reduction of
99 tariff filings and 1,082 burden hours per year, as shown in the
table below.
----------------------------------------------------------------------------------------------------------------
Reduction in Est. hours per Total cost
RM12-15, FERC-550 filings filing Total hours reduction \74\
----------------------------------------------------------------------------------------------------------------
Revised 341.4, Amendments to tariff filings..... 50 11 550 $30,250
Revised 341.6, Adoption of the tariff by a 15 11 165 9,075
successor......................................
Elimination of 341.4(f) (Suspension Supplements) 12 11 132 7,260
Revised 341.9, Index of Tariffs................. 22 11 242 13,310
---------------------------------------------------------------
Total....................................... 99 .............. 1,089 59,895
----------------------------------------------------------------------------------------------------------------
78. The Commission proposes to revise Part 341's tariff posting
requirements for interstate oil pipelines from paper to electronic
format. There is no change in burden for the oil pipelines to maintain
the status of their tariffs for public inspection, as that requirement
is unchanged. The Commission recognizes that there will be a one-time
increased burden involved in the initial implementation associated with
purchasing software and updating Web sites to post their tariff
electronically. We estimate a one-time additional cost of $250 per
respondent for non-labor costs. Additionally we estimate a one-time
hourly burden of 20 hours per respondent for updating the Web sites for
posting of the tariffs.
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\74\ The cost figure is based on management analyst work at
$38.50 per hour. We adjusted the $38.50 figure to account for
benefits resulting in a loaded figure of $55 per hour ($38.5/0.704).
We obtained wage and benefit information from Bureau of Labor
Statistics information, 2011 data, at https://bls.gov/oes/current/naics2_22.htm and https://www.bls.gov/news.release/ecec.nr0.htm.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Estimated Total Estimated Total
Number of oil additional one- estimated additional one- estimated one-
RM12-15, FERC-550 pipelines with time burden additional one- time non-labor time hourly
tariffs per filer time burden hours cost per burden cost per
(hours) (hours) filer ($) filer ($)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Revisions to 18 CFR Part 341....................................... 167 20 3,340 $250 $1,097
--------------------------------------------------------------------------------------------------------------------------------------------------------
Information Collection Costs:
Total additional one-time non-labor hour cost = $41,750 ($250 per
respondent).\75\
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\75\ The $250 is an aggregate number. Some respondents will
incur little to no expense in order to satisfy the proposals in this
rulemaking. Posting tariffs on a Web site was already an option
under section 341.0(a)(7). Some pipelines already have chosen that
option and post their tariffs on their Web sites and/or have
software with that functionality.
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Savings per year = $468 per respondent.\76\
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\76\ Based on an annual reduction of $59,895 divided by 128, the
average number of respondents per year. The number of pipelines with
tariffs is greater than the number of respondents because not all
pipelines with tariffs make tariff filings every year.
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Total additional one-time hourly burden cost = $183,199 ($1,097 per
respondent).\77\
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\77\ The cost figure is based on 5 hours of computer analyst
work ($39.02/hour) and 15 hours of management analyst work ($38.50/
hour) resulting in a total of $772.60. We adjusted the $772.60
figure to account for benefits resulting in a loaded figure of
$1,097 ($772.60/0.704). We obtained wage and benefit information
from the Bureau of Labor Statistics, 2011 data (at https://bls.gov/oes/current/naics2_22.htm and at https://www.bls.gov/news.release/ecec.nr0.htm).
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Burden hour savings per year after implementation year = 8.4 hours
per respondent.
Title: FERC-550, Oil Pipeline: Tariff Filing.
Action: Revisions to the FERC-550.
OMB Control No: 1902-0089.
Respondents: Public and non-public utilities.
Frequency of Responses: Initial implementation and ongoing
reduction in burden.
Necessity of the Information: The changes in this final rule
increase transparency to both shippers and the public, simplify some
filings, reduce the regulatory burden placed on oil pipelines, and
modernize Part 341 in accordance with the Commission's electronic
systems.
Internal review: The Commission has reviewed the changes and has
determined that the changes are necessary. These requirements conform
to the Commission's need for efficient information collection,
communication, and management within the energy industry. The
Commission has assured itself, by means of internal review, that there
is specific, objective support for the burden estimates associated with
the information collection requirements.
Interested persons may obtain information on the reporting
requirements by contacting: Federal Energy Regulatory Commission, 888
First Street NE., Washington, DC 20426 [Attention: Ellen Brown, Office
of the Executive Director, email: DataClearance@ferc.gov, Phone: (202)
502-8663, fax: (202) 273-0873]. Comments on the requirements of this
rule may also be sent to the Office of Information and Regulatory
Affairs, Office of Management and Budget, Washington, DC 20503
[Attention: Desk Officer for the Federal Energy Regulatory Commission].
For security reasons, comments should be sent by email to OMB at oira_submission@omb.eop.gov. Please reference OMB Control No. 1902-0089,
[[Page 32098]]
FERC-550 and the docket number of this rulemaking in your submission.
VI. Environmental Analysis
79. The Commission is required to prepare an Environmental
Assessment or an Environmental Impact Statement for any action that may
have a significant adverse effect on the human environment.\78\ The
actions taken here fall within categorical exclusions in the
Commission's regulations for information gathering, analysis, and
dissemination.\79\ Therefore, an environmental assessment is
unnecessary and has not been prepared in this rulemaking.
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\78\ Regulations Implementing the National Environmental Policy
Act, Order No. 486, FERC Stats. & Regs., Regulations Preambles 1986-
1990 ] 30,783 (1987).
\79\ 18 CFR 380.4(a)(5) (2012).
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VII. Regulatory Flexibility Act
80. The Regulatory Flexibility Act of 1980 (RFA) requires agencies
to prepare certain statements, descriptions, and analyses of proposed
rules that will have a significant economic impact on a substantial
number of small entities.\80\ Agencies are not required to make such an
analysis if a rule would not have such an effect.
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\80\ 5 U.S.C. 601-12 (2012).
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81. The Commission does not believe that this final rule will have
a significant impact on small entities, nor will it impose upon them
any significant costs of compliance. The Commission identified 29 small
entities as respondents to the requirements in the final rule.\81\ As
explained above, the changes to Part 341 of the Commission's
regulations will only impose a small burden in the first year ($1,347
per respondent) and will result in net savings for other years ($468
per respondent). The Commission does not estimate that there are any
other regulatory burdens associated with this final rule. Thus, the
Commission certifies that the final rule does not have a significant
economic impact on a substantial number of small entities.
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\81\ The RFA definition of ``small entity'' refers to the
definition provided in the Small Business Act, which defines a
``small business concern'' as a business that is independently owned
and operated and that is not dominant in its field of operation. 15
U.S.C. 632 (2012). The Small Business Size Standards component of
the North American Industry Classification System defines a small
oil pipeline company as one with less than 1,500 employees. See 13
CFR Parts 121, 201 (2012).
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VIII. Document Availability
82. In addition to publishing the full text of this document in the
Federal Register, the Commission provides all interested persons an
opportunity to view and/or print the contents of this document via the
Internet through FERC's Home Page (https://www.ferc.gov) and in FERC's
Public Reference Room during normal business hours (8:30 a.m. to 5:00
p.m. Eastern time) at 888 First Street NE., Room 2A, Washington, DC
20426.
83. From FERC's Home Page on the Internet, this information is
available on eLibrary. The full text of this document is available on
eLibrary in PDF and Microsoft Word format for viewing, printing, and/or
downloading. To access this document in eLibrary, type the docket
number excluding the last three digits of this document in the docket
number field.
84. User assistance is available for eLibrary and the FERC's Web
site during normal business hours from FERC Online Support at (202)
502-6652 (toll free at 1-866-208-3676) or email at
ferconlinesupport@ferc.gov, or the Public Reference Room at (202) 502-
8371, TTY (202) 502-8659. Email the Public Reference Room at
public.referenceroom@ferc.gov.
IX. Effective Date and Congressional Notification
85. These regulations are effective June 28, 2013. The Commission
has determined, with the concurrence of the Administrator of the Office
of Information and Regulatory Affairs of OMB that this rule is not a
``major rule'' as defined in section 351 of the Small Business
Regulatory Enforcement Fairness Act of 1996.
List of Subjects in 18 CFR Part 341
Pipelines, Reporting and recordkeeping requirements.
By the Commission.
Nathaniel J. Davis, Sr.,
Deputy Secretary.
In consideration of the foregoing, the Commission amends Part 341,
Chapter I, Title 18, Code of Federal Regulations, as follows.
PART 341--OIL PIPELINE TARIFFS: OIL PIPELINE COMPANIES SUBJECT TO
SECTION 6 OF THE INTERSTATE COMMERCE ACT
0
1. The authority citation for Part 341 continues to read as follows:
Authority: 42 U.S.C. 7101-7352; 49 U.S.C. 1-27.
0
2. In Sec. 341.0, paragraph (a)(7) is revised to read as follows:
Sec. 341.0 Definitions; application.
* * * * *
(a) * * *
(7) Posting or post means making current and proposed and tariffs
suspended for more than a nominal period available on a carriers'
public Web site.
* * * * *
0
3. Amend Sec. 341.2 by removing the second sentence and revising the
third sentence of paragraph (a)(1) to read as follows:
Sec. 341.2 Filing requirements.
(a) * * *
(1) * * * Such service shall be made in accordance with the
requirements of Sec. 385.2010 of this chapter.
* * * * *
0
4. Amend Sec. 341.3 by revising paragraph (a) and removing paragraph
(c).
The revision reads as follows:
Sec. 341.3 Form of tariff.
(a) Tariffs may be filed either by dividing the tariff into tariff
sections or as an entire document.
* * * * *
0
5. Section 341.4 is revised to read as follows:
Sec. 341.4 Amendments of tariff filings.
A carrier may file to amend or modify a tariff contained in a
tariff filing at any time during the pendency of the filing. Such
filing will toll the notice period as provided in Sec. 341.2(b) for
the original filing, and the filing becomes provisionally effective 31
days from the original filing and, in the absence of Commission action,
fully effective 31 days from the date of the filing of amendment or
modification.
0
6. Section 341.5 is revised to read as follows:
Sec. 341.5 Cancellation of tariffs.
Carriers must cancel tariffs when the service or transportation
movement is terminated. If the service in connection with the tariff is
no longer in interstate commerce, the tariff publication must so state.
Carrier must file such cancellations within 30 days of the termination
of service.
0
7. Section 341.6 is revised to read as follows:
Sec. 341.6 Adoption of tariff by a successor.
Whenever the tariff(s), or a portion thereof, of a carrier on file
with the Commission are to be adopted by another carrier as a result of
an acquisition, merger, or name change, the succeeding company must
file with the Commission, and post within 30 days after such
succession, the tariff, or portion thereof, that has been adopted in
the electronic format required by Sec. 341.1 bearing the name of the
successor company.
[[Page 32099]]
0
8. Section 341.7 is revised to read as follows:
Sec. 341.7 Concurrences.
Concurrences must be shown in the carrier's tariff and maintained
consistent with the requirements of Part 341 of this chapter.
0
9. Amend Sec. 341.9 by revising the first sentence of paragraph (a),
adding paragraph (a)(5), removing paragraphs (b) through (d) and (f),
and redesignating paragraph (e) as paragraph (b) and it to read as
follows:
Sec. 341.9 Index of tariffs.
(a) * * * Each carrier with more than two tariffs or concurrences
must post on its public Web site a complete index of all effective
tariffs to which it is a party, either as an initial, intermediate, or
delivering carrier. * * *
* * * * *
(5) Product Shipped and Origin. Each index must identify, for each
tariff, the product or products being shipped and the origin and
destination points specific to each product or products.
(b) Updates. The index of tariffs must be updated within 90 days of
any change to an effective tariff.
Sec. 341.11 [Amended]
0
10. In Sec. 341.11(b), remove the second sentence.
Sec. 341.13 [Amended]
0
11. In Sec. 341.13(c), remove the second sentence.
[FR Doc. 2013-12140 Filed 5-28-13; 8:45 am]
BILLING CODE 6717-01-P