Government In the Sunshine Meeting Notice, 31989 [2013-12669]
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Federal Register / Vol. 78, No. 102 / Tuesday, May 28, 2013 / Notices
Dated: May 21, 2013.
Cayetano Santos,
Chief, Technical Support Branch, Advisory
Committee on Reactor Safeguards.
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–69612; File No. SR–Phlx–
2013–52]
[FR Doc. 2013–12591 Filed 5–24–13; 8:45 am]
BILLING CODE 7590–01–P
OVERSEAS PRIVATE INVESTMENT
CORPORATION
Government In the Sunshine Meeting
Notice
Thursday, June 13,
2013, 10 a.m. (Open Portion); 10:15 a.m.
(Closed Portion).
TIME AND DATE:
Offices of the Corporation,
Twelfth Floor Board Room, 1100 New
York Avenue NW., Washington, DC
PLACE:
Meeting open to the Public
from 10 a.m. to 10:15 a.m. Closed
portion will commence at 10:15 a.m.
(approx.).
STATUS:
Matters To Be Considered
1. President’s Report
2. Confirmation—Margaret L. Kuhlow as
Vice President, Office of Investment
Policy
3. Minutes of the Open Session of the
March 21, 2013 Board of Directors
Meeting
Further Matters To Be Considered
(Closed to the Public 10:15 a.m.)
1. Finance Project—Chile
2. Finance Project—Chile
3. Finance Project—Malaysia
4. Finance Project—Uruguay
5. Minutes of the Closed Session of the
March 21, 2013 Board of Directors
Meeting
6. Reports
7. Pending Major Projects
Written summaries of the projects to
be presented will be posted on OPIC’s
Web site on or about May 23, 2013.
FOR FURTHER INFORMATION CONTACT:
mstockstill on DSK4VPTVN1PROD with NOTICES
Information on the meeting may be
obtained from Connie M. Downs at (202)
336–8438.
Dated: May 23, 2013.
Connie M. Downs,
Corporate Secretary, Overseas Private
Investment Corporation.
[FR Doc. 2013–12669 Filed 5–23–13; 11:15 am]
Self-Regulatory Organizations;
NASDAQ OMX PHLX LLC; Notice of
Filing of Proposed Rule Change and
Amendment No. 1 Thereto To Establish
a Lead Market Maker Program on the
NASDAQ OMX PSX Market and To
Make Related Changes to the Schedule
Fees and Rebates for Execution of
Quotes and Orders
May 21, 2013.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on May 7,
2013, NASDAQ OMX PHLX LLC
(‘‘Phlx’’ or ‘‘Exchange’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’) the proposed rule
change, which filing was amended by
Amendment No. 1 thereto on May 15,
2013, as described in Items II and III
below, which Items have been prepared
by the Exchange. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to establish a
Lead Market Maker (‘‘LMM’’) program
on its NASDAQ OMX PSX (‘‘PSX’’)
market and to make related changes to
its schedule of fees and rebates for
execution of quotes and orders on PSX.
Phlx proposes to implement the
proposed rule change as soon as
practicable following Commission
approval. The text of the proposed rule
change is available on the Exchange’s
Web site at https://
nasdaqomxphlx.cchwallstreet.com/
nasdaqomxphlx/phlx/, at the
Exchange’s principal office, and at the
Commission’s Public Reference Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
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forth in Sections A, B, and C below, of
the most significant aspects of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The Commission recently approved
modifications to the rules governing the
operation of Phlx’s PSX trading platform
in order to replace its price/size/pro rata
allocation model with a price/time
model, and to permit member
organizations to register as market
makers in securities traded on PSX.3
Phlx is now proposing to adopt a
program for designating Lead Market
Makers in particular securities, and
adopting associated pricing changes.
The overall purpose of these changes is
to use financial incentives to encourage
member organizations to become LMMs
on PSX and adhere to rigorous
standards of market quality.4 In doing
so, the Exchange hopes to increase the
attractiveness of PSX as a trading venue
and benefit all of its market participants
by increasing the extent to which
liquidity is available on PSX at or near
the national best bid and national best
offer (‘‘NBBO’’).
An NMS stock that has been selected
by the Exchange as a security for which
it wishes to designate a Lead Market
Maker will be known as a ‘‘Qualified
Security.’’ Initially, the Exchange
expects that Qualified Securities will be
limited to trust-issued receipts, portfolio
depository receipts, managed fund
shares, and other forms of exchangetraded products (‘‘ETPs’’). Phlx has the
discretion, however, to designate any
NMS stock eligible for trading on PSX
as a Qualified Security for which an
LMM may be designated. The Exchange
will select Qualified Securities based on
factors that include, but may not be
limited to, historical trading patterns
and the interest expressed by member
organizations in making a market in
particular securities. Depending on its
3 Securities Exchange Act Release No. 69452
(April 25, 2013), 78 FR 25512 (May 1, 2013) (SR–
Phlx–2013–24).
4 In its ‘‘Recommendations Regarding Regulatory
Responses to the Market Events of May 6, 2010’’
(February 18, 2011) (available at https://
www.cftc.gov/ucm/groups/public/@aboutcftc/
documents/file/jacreport_021811.pdf), the Joint
CFTC-SEC Advisory Committee on Emerging
Regulatory Issues recommend that the Commission
‘‘consider encouraging, through incentives or
regulation, persons who regularly implement
market maker strategies to maintain best buy and
sell quotations which are ‘reasonably related to the
market,’ ’’ noting that such ‘‘measures could
certainly include differential pricing.’’ Phlx believes
that this proposed rule change is responsive to this
recommendation.
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Agencies
[Federal Register Volume 78, Number 102 (Tuesday, May 28, 2013)]
[Notices]
[Page 31989]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-12669]
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OVERSEAS PRIVATE INVESTMENT CORPORATION
Government In the Sunshine Meeting Notice
TIME AND DATE: Thursday, June 13, 2013, 10 a.m. (Open Portion); 10:15
a.m. (Closed Portion).
PLACE: Offices of the Corporation, Twelfth Floor Board Room, 1100 New
York Avenue NW., Washington, DC
STATUS: Meeting open to the Public from 10 a.m. to 10:15 a.m. Closed
portion will commence at 10:15 a.m. (approx.).
Matters To Be Considered
1. President's Report
2. Confirmation--Margaret L. Kuhlow as Vice President, Office of
Investment Policy
3. Minutes of the Open Session of the March 21, 2013 Board of Directors
Meeting
Further Matters To Be Considered (Closed to the Public 10:15 a.m.)
1. Finance Project--Chile
2. Finance Project--Chile
3. Finance Project--Malaysia
4. Finance Project--Uruguay
5. Minutes of the Closed Session of the March 21, 2013 Board of
Directors Meeting
6. Reports
7. Pending Major Projects
Written summaries of the projects to be presented will be posted on
OPIC's Web site on or about May 23, 2013.
FOR FURTHER INFORMATION CONTACT: Information on the meeting may be
obtained from Connie M. Downs at (202) 336-8438.
Dated: May 23, 2013.
Connie M. Downs,
Corporate Secretary, Overseas Private Investment Corporation.
[FR Doc. 2013-12669 Filed 5-23-13; 11:15 am]
BILLING CODE 3210-01-P