Rescission of Quarterly Financial Reporting Requirements, 31475-31479 [2013-12339]
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Federal Register / Vol. 78, No. 101 / Friday, May 24, 2013 / Proposed Rules
IV. Down From 51 TDD Approach
11. In addition, we seek further
comment on using a Down from 51 band
plan framework with unpaired TDD
blocks (‘‘Down from 51 TDD’’). Under a
Down from 51 TDD band plan, the band
would begin after a guard band at
channel 51 (698 MHz) and expand
downward, followed by a guard band
between wireless operations and
broadcast television operations at the
lower edge of the 600 MHz wireless
band. As in the other Down from 51
band plan proposals, the band could
extend past channel 37, either
nationwide or in certain markets,
depending on the amount of repurposed
spectrum, which may also require the
Commission to protect existing channel
37 operations.
12. Although the Down from 51 TDD
band plan would require guard bands at
both ends of the 600 MHz wireless
band, no duplex gap is necessary.
Further, the Down from 51 TDD band
plan would allow for market variation
without placing television stations in
the duplex gap. Although a TDD band
plan could not support market variation
through variable uplink, it could
support market variation through an
alternative approach that aligns the
amount of repurposed spectrum in
constrained markets with the expected
filter configurations.
13. We seek additional comment on
this Down from 51 TDD band plan.
Specifically, we seek comment on the
tradeoffs associated with implementing
the Down from 51 TDD band plan as
compared to the other Down from 51
band plan variations that also
accommodate market variation. Which
band plan provides the most flexibility
while maintaining the best certainty
about the operating environment?
TKELLEY on DSK3SPTVN1PROD with PROPOSALS
V. Procedural Matters
14. Ex Parte Presentations—PermitBut-Disclose Proceeding: This matter
shall be treated as a ‘‘permit-butdisclose’’ proceeding in accordance
with the ex parte rules. Persons making
oral ex parte presentations are reminded
that memoranda summarizing the
presentations must contain summaries
of the substance of the presentations
and not merely a listing of the subjects
discussed. More than a one- or twosentence description of the views and
arguments presented generally is
required. Other requirements pertaining
to oral and written presentations are set
forth in § 1.1206(b) of the rules.
15. Initial Regulatory Flexibility
Analysis: The NPRM in this proceeding
included an Initial Regulatory
Flexibility Analysis (IRFA) pursuant to
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5 U.S.C. 603, exploring the potential
impact of the Commission’s proposal on
small entities. The matters discussed in
this notice do not modify in any way the
IRFA we previously issued.
Federal Communications Commission.
Ruth Milkman,
Chief. Wireless Telecommunications Bureau.
[FR Doc. 2013–12484 Filed 5–23–13; 8:45 am]
BILLING CODE 6712–01–P
DEPARTMENT OF TRANSPORTATION
Federal Motor Carrier Safety
Administration
49 CFR Part 369
[Docket No. FMCSA–2012–0020]
RIN–2126–AB48
Rescission of Quarterly Financial
Reporting Requirements
Federal Motor Carrier Safety
Administration (FMCSA), DOT.
ACTION: Notice of proposed rulemaking
(NPRM); request for comments.
AGENCY:
FMCSA proposes to eliminate
the quarterly financial reporting
requirements for certain for-hire motor
carriers of property (Form QFR) and forhire motor carriers of passengers (Form
MP–1). This paperwork burden can be
removed without an adverse impact on
safety or the Agency´s ability to
maintain effective commercial
regulatory oversight over the for-hire
trucking and passenger-carrying
industries.
SUMMARY:
You may submit comments by
July 23, 2013.
ADDRESSES: You may submit comments
identified by docket number FMCSA–
2012–0020 using any one of the
following methods:
(1) Federal eRulemaking Portal:
https://www.regulations.gov.
(2) Fax: 202–493–2251.
(3) Mail: Docket Management Facility
(M–30), U.S. Department of
Transportation, West Building Ground
Floor, Room W12–140, 1200 New Jersey
Avenue SE., Washington, DC 20590–
0001.
(4) Hand delivery: Same as mail
address above, between 9 a.m. and 5
p.m. e.t., Monday through Friday,
except Federal holidays. The telephone
number is 202–366–9329.
To avoid duplication, please use only
one of these four methods. See the
‘‘Public Participation and Comments’’
portion of the SUPPLEMENTARY
INFORMATION section below for
instructions on submitting comments.
DATES:
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31475
If
you have questions on this proposal,
email or call Ms. Vivian Oliver, Office
of Research and Information
Technology, Federal Motor Carrier
Safety Administration, 1200 New Jersey
Ave. SE., Washington, DC 20590;
Telephone 202–366–2974; email
Vivian.Oliver@dot.gov.
SUPPLEMENTARY INFORMATION:
FOR FURTHER INFORMATION CONTACT:
Public Participation and Comments
If you would like to participate in this
rulemaking, you may submit comments
and related materials. All comments
received will be posted, without change,
to https://www.regulations.gov and will
include any personal information you
have provided.
Submitting Comments
If you submit a comment, please
include the docket number for this
rulemaking (FMCSA–2012–0020),
indicate the specific section of this
document to which each comment
applies, and provide a reason for each
suggestion or recommendation. You
may submit your comments and
material online or by fax, mail, or hand
delivery, but please use only one of
these means. FMCSA recommends that
you include your name and a mailing
address, an email address, or a phone
number in the body of your document
so the Agency can contact you if it has
questions regarding your submission.
To submit your comment online, go to
https://www.regulations.gov and insert
‘‘FMCSA–2012–0020’’ in the ‘‘Search’’
box, and then click the ‘‘Search’’ button
to the right of the white box. Click on
the top ‘‘Comment Now’’ box which
appears next to the notice. Fill in your
contact information, as desired and your
comment, uploading documents if
appropriate. If you submit your
comments by mail or hand delivery,
submit them in an unbound format, no
larger than 81⁄2; by 11 inches, suitable
for copying and electronic filing. If you
submit comments by mail and would
like to know that they reached the
facility, please enclose a stamped, selfaddressed postcard or envelope.
FMCSA will consider all comments
and material received during the
comment period and may change this
proposed rule based on your comments.
Viewing Comments and Documents
To view comments, as well as
documents mentioned in this preamble
as being available in the docket, go to
https://www.regulations.gov and insert
‘‘FMCSA–2012–0020’’ in the ‘‘Search’’
box and then click on ‘‘Search.’’ Click
on the ‘‘Open Docket Folder’’ link and
all the information for the notice, and
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Federal Register / Vol. 78, No. 101 / Friday, May 24, 2013 / Proposed Rules
the list of comments will appear with a
link to each one. Click on the comment
you would like to read.
Privacy Act
Anyone can search the electronic
form of comments received into any of
our dockets by the name of the
individual submitting the comment (or
signing the comment, if submitted on
behalf of an association, business, labor
union, etc.). You may review a Privacy
Act notice regarding our public dockets
in the January 17, 2008, issue of the
Federal Register (73 FR 3316).
Executive Summary
Purpose of the Proposal
This action is in response to a
recommendation received by the public
in response to Executive Order 13563,
‘‘Improving Regulation and Regulatory
Review,’’ which required FMCSA,
among other things, to prepare plans for
reviewing existing rules. One person
argued that the financial reporting
requirements transferred from the
Interstate Commerce Commission (ICC)
to FMCSA provide no discernible
benefits to the government or motor
carrier industry.
Summary of the Major Provision
The proposal would eliminate the
quarterly financial reporting
requirements for certain for-hire motor
carriers of property and for-hire motor
carriers of passengers. This paperwork
burden can be removed without an
adverse impact on safety or the
Agency´s ability to maintain effective
commercial regulatory oversight over
the for-hire trucking and passengercarrying industries.
Costs and Benefits
TKELLEY on DSK3SPTVN1PROD with PROPOSALS
FMCSA estimates that eliminating
these reporting requirements would
reduce the burden to industry by about
200 hours and $9,900 annually. Table
ES–1 displays the average annual net
costs and benefits that we are proposing.
Background
Annual Financial Reporting
Requirements
Section 14123 of title 49 of the United
States Code (U.S.C.) requires certain forhire motor carriers of property and
household goods to file annual financial
reports. The annual reporting program
was implemented on December 24, 1938
(3 FR 3158), and it was subsequently
transferred from the Interstate
Commerce Commission (ICC) to the U.S.
Department of Transportation’s (DOT)
Bureau of Transportation Statistics
(BTS) on January 1, 1996. The Secretary
of DOT delegated to BTS the
responsibility for the program on
December 17, 1996 (61 FR 68162).
Annual financial reports are filed on
Form M (for-hire property carriers,
including household goods carriers) and
Form MP–1 (for-hire passenger carriers).
Responsibility for collection of the
reports was transferred from BTS to
FMCSA on August 17, 2004 (69 FR
51009), and the regulations were
redesignated as 49 CFR part 369 on
August 10, 2006 (71 FR 45740). FMCSA
has continued to collect carriers’ annual
reports and to furnish copies of the
reports requested under the Freedom of
Information Act.
Quarterly Financial Reporting
Section 14123(a)(2) of 49 U.S.C.
allows, but does not require, the Agency
to require for-hire property and
passenger carriers to file quarterly
financial reports. These requirements
are included in 49 CFR part 369 and
apply to Class I (average annual gross
transportation operating revenues of $10
million or more) and Class II (average
annual gross transportation operating
revenues of $3 million dollars or more,
but less than $10 million) for-hire motor
carriers of property. The requirements
also apply to Class I (average annual
gross transportation operating revenues
of $5 million or more) for-hire motor
carriers of passengers.
E.O. 13563 Improving Regulation and
Regulatory Review
On January 18, 2011, the President
issued Executive Order (E.O.) 13563,
‘‘Improving Regulation and Regulatory
TABLE ES—1 ESTIMATED ANNUAL
COSTS AND BENEFITS FOR IMPLE- Review,’’ 76 FR 3821 (Jan. 21, 2011),
which required agencies, among other
MENTING THE PROPOSAL
things, to prepare plans for reviewing
[2013 Dollars rounded]
existing rules. On February 16, 2011,
DOT published a notice requesting
Annual Impact
comments on its regulatory review plan
Benefits .................................
$9,900 (76 FR 8940). A public meeting on this
Costs .....................................
0 issue was held on March 14, 2011. DOT
Net Benefits ..........................
9,900 placed all of the comments it received
in docket DOT–OST–2011–0025, along
with a transcript of the March 14
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meeting. DOT received 102 comments,
many offering multiple suggestions. One
person argued that the financial
reporting requirements transferred from
the ICC to FMCSA provide no
discernible benefits to the government
or motor carrier industry.
Direct Final Rule
On June 27, 2012, FMCSA published
a direct final rule that would have
eliminated the quarterly financial
reporting requirements for certain forhire motor carriers of property (Form
QFR) and for-hire motor carriers of
passengers (Form MP–1 Quarterly) if no
adverse comments were received by July
27, 2012 (77 FR 38211). One entity, SJ
Consulting Group, submitted adverse
comments and stated that it uses the
quarterly financial information to advise
motor carriers, shippers, and persons
interested in buying motor carriers. It
argued that the quarterly reports provide
useful insight into the U.S. trucking
industry, such as operating statistics
that are not available from other public
sources, particularly for private carriers.
Although SJ Consulting conceded that
some data on general demand and
pricing trends are available from other
sources, it argued that quarterly data on
the profitability of carriers are essential
in providing safe and timely service to
shippers, estimating future growth rates,
and assessing opportunities for
profitable investment in the trucking
industry. SJ Consulting has used Form
QFR reports for these purposes for many
years. FMCSA considered this an
adverse comment which caused the
Agency to therefore withdraw the direct
final rule on August 27, 2012 (77 FR
51705).
Although FMCSA considered SJ
Consulting’s comment adverse for the
direct final rule, it continues to believe
the quarterly financial reporting
requirements for certain for-hire motor
carriers of property (Form QFR) and forhire motor carriers of passengers (Form
MP–1 Quarterly) can be eliminated
without an adverse impact on safety. SJ
Consulting and others that have used
the quarterly report will still be able to
use the annual Form M and Form MP–
1 reports which are not being rescinded
in this proposed rule. SJ Consulting can
still advise motor carriers, shippers, and
persons interested in buying for-hire
motor carriers of freight using 112
annual reports through Form M’s and
Form MP–1’s operating statistics and
data on general demand, pricing, and
profitability to estimate future growth
rates, and to assess opportunities for
profitable investment in the for-hire
truck and motorcoach industries. The
Agency also continues to believe
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removal of the quarterly financial
reporting requirements will have no
impact on the Agency’s ability to
maintain effective commercial
regulatory oversight over the for-hire
trucking and passenger-carrying
industries.
The information submitted to FMCSA
does not help the Agency with any
decisions the Agency needs to make
with regard to raising the safety bar to
enter the motor carrier industry,
maintaining high standards to remain in
the industry, and removing unsafe
operators. The implementation of these
three core principles is not contingent
upon financial reporting data. The
information collected does not currently
support any Agency regulatory function,
nor does it have practical utility for the
Agency or for those carriers who must
comply with the reporting requirement.
Discussion of the Proposal
For the reasons discussed in the
Background section, above, FMCSA
proposes to amend 49 CFR part 369 by
eliminating the quarterly reporting
requirement under 49 CFR 369.1 and
369.4. In addition, FMCSA would make
other conforming technical amendments
to 49 CFR 369.8, 369.9, and 369.11. This
proposal does not affect the annual
reporting requirements, which still must
be prepared and filed as required by
statute (49 U.S.C. 14123(a)(1)).
TKELLEY on DSK3SPTVN1PROD with PROPOSALS
Regulatory Analyses
When developing this NPRM, FMCSA
considered numerous statutes and
executive orders related to rulemaking.
The Agency’s analyses are summarized
below.
Regulatory Planning and Review
Under E.O. 12866 (58 FR 51735, Oct.
4, 1993) as supplemented by E.O. 13563
(76 FR 3821, Jan. 18, 2011), FMCSA
must determine whether a regulatory
action is ‘‘significant’’ and, therefore,
subject to Office of Management and
Budget (OMB) review and the
requirements of the E.O. The Order
defines ‘‘significant regulatory action’’
as one that is likely to result in a rule
that may:
(1) Have an annual effect on the
economy of $100 million or more or
adversely affect in a material way the
economy, a sector of the economy,
productivity, competition, jobs, the
environment, public health or safety, or
State, local, or tribal governments or
communities.
(2) Create a serious inconsistency or
otherwise interfere with an action taken
or planned by another agency.
(3) Materially alter the budgetary
impact of entitlements, grants, user fees,
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Jkt 229001
or loan programs or the rights and
obligations of recipients thereof.
(4) Raise novel legal or policy issues
arising out of legal mandates, the
President’s priorities, or the principles
set forth in the E.O.
This rulemaking is not a significant
regulatory action under section 3(f) of
E.O. 12866, and does not require an
assessment of potential costs and
benefits under section 6(a)(3) of that
Order. This rulemaking will not have a
significant economic impact. In fact,
elimination of the reporting requirement
will, if anything, have a beneficial
economic impact on the motor carrier
industry through reduced reporting
costs. Consequently, the OMB has not
reviewed it under that Order.
Small Entities
Under the Regulatory Flexibility Act
(RFA), as amended by the Small
Business Regulatory Enforcement
Fairness Act of 1996 (Pub. L. 104–121,
Title II, 110 Stat. 857), when an agency
issues a rulemaking proposal, the RFA
requires the agency to ‘‘prepare and
make available for public comment an
initial regulatory flexibility analysis’’
that will ‘‘describe the impact of the
proposed rule on small entities’’ (5
U.S.C. sec. 603(a)).
FMCSA has determined that the
impact on entities affected by the
proposed rule will not be significant. In
fact, the existing burden from quarterly
reporting will be eliminated. FMCSA
expects the impact of the proposed rule
will be a reduction in the paperwork
burden for for-hire motor carriers.
FMCSA asserts that the economic
impact of the reduction in paperwork, if
any, will be minimal and entirely
beneficial to small for-hire motor
carriers. As can be seen below under
section C., Paperwork Reduction Act,
FMCSA estimates eliminating these
reporting requirements reduces the
burden to the for-hire motor carrier
industry by about 200 hours and $9,900
annually.
The courts have held that ‘‘a
regulatory flexibility analysis is required
when an agency determines that the rule
will have a significant economic impact
on a substantial number of small entities
that are subject to the requirements of
the rule.’’ 1 The RFA does not require
FMCSA to consider the effect of this
proposal on entities that are not subject
to the rule.2 Although SJ Consulting
1 Mid-Tex Electric Cooperative, Inc. v. Federal
Energy Regulatory Commission (FERC), 773 F.2d
327, 342 (D.C. Cir. 1985).
2 Id. See also ‘‘A Guide for Government Agencies:
How to Comply with the Regulatory Flexibility
Act,’’ Small Business Administration (2010),
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31477
Group filed an adverse comment to the
FMCSA’s June 27, 2012, direct final
rule, it is not a for-hire motor carrier
and, therefore, not subject to the current
financial reporting rule. Consequently,
FMCSA has determined that this
proposed rule will not have an impact
on a substantial number of small entities
that are subject to the requirements of
the rule.
Section 605 of the RFA allows an
agency to certify a rule, in lieu of
preparing an analysis, if the proposed
rulemaking is not expected to have a
significant economic impact on a
substantial number of small entities
regulated by FMCSA. This proposed
rule directly affects 112 for-hire motor
carriers that prepare and file quarterly
financial reports under per 49 CFR part
369. FMCSA estimates that
approximately 10 percent of these 112
for-hire motor carriers are small entities
with average annual gross transportation
operating revenues of no more than
$23.5 million. The current requirement
to file quarterly financial reports applies
only to for-hire motor carriers of
property with average annual gross
transportation operating revenues of $3
million dollars or more, and $5 million
or more for passenger carriers.
Accordingly, the Administrator of the
FMCSA hereby certifies that this
rulemaking will not have a significant
economic impact on a substantial
number of small entities. FMCSA
invites comment from members of the
public who believe there will be a
significant impact on a substantial
number of small for-hire motor carriers.
Paperwork Reduction Act
This rulemaking eliminates two
quarterly reporting requirements that
are currently reported to OMB under the
Paperwork Reduction Act (PRA) of 1995
(44 U.S.C. 3501–3520).
Quarterly Report for 110 Property
Carriers
Form QFR Quarterly for property
carriers, authorized by OMB under
information collection 2126–0033, is
two pages long and takes approximately
27 minutes for each of the
approximately 110 carriers to complete.
This report is filed 4 times per year, so
the total burden-hour impact per filer
per year is 4 × 27/60 = 1.8 hours.
Multiplying this figure by the 110
carriers that file quarterly reports yields
a total burden estimate of 198 hours.
FMCSA assumes that completion and
submission of Form QFR is performed
by an accountant designated by the
retrieved February 13, 2013, from https://
archive.sba.gov/advo/laws/rfaguide.pdf.
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business entity. The median salary of an
accountant in the truck transportation
industry is $25.90 per hour (BLS, May
2010).3 Two adjustments are made to
this hourly compensation estimate.
First, employee benefits are estimated at
50.0 percent of the employee wage.4
Second, employee wage and benefits are
increased by 27 percent to include
relevant firm overhead.5 Applying the
estimated 50.0 percent factor for
employee benefits and 27 percent for
overhead results in $49.34 in hourly
compensation for the accountant
($25.90 × (1 + 0.50) × (1 + 0.27) =
$49.34). The total annual salary cost
burden associated with the filings is
$9,770 rounded up ($49.34 × 198 hours
= $9,769.32).
TKELLEY on DSK3SPTVN1PROD with PROPOSALS
Quarterly Report for 2 Passenger
Carriers
The Class I passenger carrier financial
quarterly survey (Form MP–1
Quarterly), which is two pages long and
takes about 18 minutes to complete for
the estimated 2 participating carriers, is
authorized by OMB under information
collection 2126–0031. Since this report
is also filed 4 times per year, the total
burden hours associated with the
requirement are 4 x 18/60 x 2 = 2.4
hours.
FMCSA believes the completion and
submission of Form MP–1 Quarterly is
typically performed by a business and
financial operations expert designated
by the business entity because of the
level of detail in the financial reports.
The median salary of a business and
financial operations expert in the
interurban and rural bus transportation
industry is $26.41 per hour (BLS, May
2010).6 Two adjustments are made to
3 Bureau of Labor Statistics, ‘‘Occupational
Employment Survey,’’ May 2010, retrieved
December 15, 2011, from https://www.bls.gov/oes/
current/naics3_484000.htm. North American
Industry Classification System (NAICS) 484000,
Truck Transportation, Standard Occupational
Classification (SOC) 13–2011, Accountants and
Auditors.
4 FMCSA estimates this 50 percent employee
benefit rate by using the private industry average
wage ($16.03 per hour) and benefit information
($8.01 per hour) for production, transportation, and
moving material workers. Benefits thus amount to
50.0 percent of wages (0.500 = $8.01/$16.03). From
‘‘Employer Costs for Employee Compensation—
September 2010,’’ retrieved August 23, 2011, from
https://www.bls.gov/news.release/pdf/ecec.pdf.
5 Berwick, Farooq. ‘‘Truck Costing Model for
Transportation Managers.’’ Upper Great Plains
Transportation Institute, North Dakota State
University (2003), retrieved January 9, 2013, from
https://ntl.bts.gov/lib/24000/24200/24223/
24223.pdf.
6 Bureau of Labor Statistics, ‘‘Occupational
Employment Survey,’’ May 2010, retrieved
December 15, 2011, from https://www.bls.gov/oes/
current/naics4_485200.htm. North American
Industry Classification System (NAICS) 485200,
Interurban and Rural Bus Transportation, Standard
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this hourly estimate. First, employee
benefits are estimated at 50.0 percent of
the employee wage.7 Second, employee
wage and benefits are increased by 27
percent to include relevant firm
overhead.8 Applying the estimated 50.0
percent factor for employee benefits and
27 percent for overhead results in
$50.31 in hourly compensation for the
business and financial operations expert
($26.41 × (1 + 0.50) × (1 + 0.27) =
$50.31). The total annual salary cost
burden associated with the filings is
$121 ($50.31 × 2.4 hours = $120.74,
rounded to the nearest dollar).
Collectively, eliminating these
reporting requirements reduces the
burden to industry by 200.4 hours and
$9,891 annually, rounded to 200 hours
and $9,900, respectively.
The PRA requires that each agency
‘‘shall certify . . . that each collection of
information . . . is necessary for the
proper performance of the functions of
the agency, including that the
information has practical utility’’ (44
U.S.C. 3506(c)(3)(A); 5 CFR
1320.5(d)(1)(iii)). FMCSA can no longer
certify that the quarterly requirements
are ‘‘necessary for the proper
performance of the functions of the
agency.’’ Therefore, FMCSA is
proposing to discontinue the quarterly
reporting requirements.
Federalism
A rule has federalism implications
under E.O. 13132, Federalism, if it has
a substantial direct effect on State or
local governments and would either
preempt State law or impose a
substantial direct cost of compliance on
the States. FMCSA has analyzed this
rulemaking under that Order and has
determined that it does not have
federalism implications.
Unfunded Mandates Reform Act
The Unfunded Mandates Reform Act
of 1995 (2 U.S.C. 1531–1538) requires
Federal agencies to assess the effects of
their discretionary regulatory actions. In
particular, the Act addresses actions
that may result in the expenditure by a
State, local, or tribal government, in the
aggregate, or by the private sector of
$143.1 million (which is the value of
$100,000,000 in 2010 after adjusting for
inflation) or more in any 1 year. This
Occupational Classification (SOC) 13–2000,
Business and Financial Operations Occupations.
7 FMCSA estimates this 50 percent employee
benefit rate by using the private industry average
wage ($16.03 per hour) and benefit information
($8.01 per hour) for production, transportation, and
moving material workers. See footnote 5, above.
8 Berwick ‘‘Truck Costing Model for
Transportation Managers.’’
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rulemaking would not result in such an
expenditure.
Taking of Private Property
This rulemaking will not effect a
taking of private property or otherwise
have taking implications under E.O.
12630, Governmental Actions and
Interference with Constitutionally
Protected Property Rights.
Civil Justice Reform
This rulemaking meets applicable
standards in sections 3(a) and 3(b)(2) of
E.O. 12988, Civil Justice Reform, to
minimize litigation, eliminate
ambiguity, and reduce burden.
Protection of Children
FMCSA analyzed this NPRM under
E.O. 13045, Protection of Children from
Environmental Health Risks and Safety
Risks. This NPRM is not economically
significant and does not create an
environmental risk to health or risk to
safety that may disproportionately affect
children.
Energy Effects
FMCSA analyzed this NPRM under
E.O. 13211, Actions Concerning
Regulations That Significantly Affect
Energy Supply, Distribution, or Use.
The Agency determined that it is not a
‘‘significant energy action’’ under that
order because it is not a ‘‘significant
regulatory action’’ under E.O. 12866 and
will not have a significant adverse effect
on the supply, distribution, or use of
energy. The Administrator of the Office
of Information and Regulatory Affairs
has not designated it as a significant
energy action. Therefore, it does not
require a Statement of Energy Effects
under E.O. 13211.
Environment
The Agency analyzed this NPRM for
the purpose of the National
Environmental Policy Act of 1969
(NEPA) (42 U.S.C. 4321, et seq.) and
determined under our environmental
procedures Order 5610.1, published
March 1, 2004 (69 FR 9680), that this
action is excluded from further
environmental documentation under
two categorical exclusions (CEs). These
are found in Appendix 2, paragraph 4,
which covers data and information
gathering, and Appendix 2, paragraph
6(y)(2) concerning reports provided by
motor carriers. The action involves no
extraordinary circumstances that would
have any effect on the quality of the
environment. Thus, the action does not
require an environmental assessment or
an environmental impact statement. The
Categorical Exclusion Determination is
available for inspection or copying in
E:\FR\FM\24MYP1.SGM
24MYP1
Federal Register / Vol. 78, No. 101 / Friday, May 24, 2013 / Proposed Rules
the regulations.gov Web site listed
under ADDRESSES.
FMCSA also analyzed this NPRM
under the Clean Air Act, as amended
(CAA), section 176(c), as amended (42
U.S.C. 7401 et seq.), and implementing
regulations promulgated by the
Environmental Protection Agency.
Approval of this action is exempt from
the CAA’s general conformity
requirement since it does not result in
any potential increase in emissions that
are above the general conformity rule’s
de minimis emission threshold levels
(40 CFR 93.153(c)(2)). This action
merely eliminates a reporting
requirement.
Additionally, FMCSA evaluated the
effects of this rule in accordance with
Executive Order 12898 and determined
that there are no environmental justice
issues associated with its provisions nor
any collective environmental impacts
resulting from its promulgation.
Environmental justice issues would be
raised if there were ‘‘disproportionate’’
and ‘‘high and adverse impact’’ on
minority or low-income populations.
This NPRM is exempt from analysis
under the National Environmental
Policy Act due to a categorical
exclusion. This proposal simply
eliminates a paperwork requirement and
would not result in high and adverse
environmental impacts.
§ 369.4 Annual reports of Class I carriers
of passengers.
List of Subjects in 49 CFR Part 369
§ 369.8
filing.
Motor carriers, Reporting and
recordkeeping requirements.
In consideration of the foregoing,
FMCSA proposes to amend part 369 in
49 CFR chapter III, subchapter B, as
follows:
(a) General. This section governs
requests for exemptions from filing of
the report required under § 369.1 of this
part.
*
*
*
*
*
(d) When requests are due. The timing
of a request for an exemption from filing
is the same as the timing for a request
for an exemption from public release
contained in § 369.9(d). For Annual
Form M, both the report and the request
are due by March 31.
*
*
*
*
*
■ 5. Amend § 369.9 by removing
paragraph (d)(4) and revising paragraphs
(a) and (e)(4) to read as follows.
PART 369 [AMENDED]
1. The authority citation for part 369
continues to read as follows.
■
Authority: 49 U.S.C. 14123; 49 CFR 1.87.
2. Amend § 369.1, by removing
paragraph (b) and redesignating
paragraph (c) as paragraph (b) and
revising it to read as follows.
■
§ 369.1 Annual reports of motor carriers of
property, motor carriers of household
goods, and dual property carriers.
TKELLEY on DSK3SPTVN1PROD with PROPOSALS
*
*
*
*
*
(b) Where to file report. Carriers must
file the annual report with the Federal
Motor Carrier Safety Administration at
the address in § 369.6. You can obtain
blank copies of the report form from the
Federal Motor Carrier Safety
Administration Web site https://
www.fmcsa.dot.gov/forms/reporting/
mcs_info.htm#fos.
■ 3. Revise § 369.4 to read as follows.
VerDate Mar<15>2010
19:26 May 23, 2013
Jkt 229001
(a) All Class I motor carriers of
passengers shall complete and file
Motor Carrier Annual Report Form
MP–1 for Motor Carriers of Passengers
(Form MP–1).
(b) Accounting period. (1) Motor
Carrier Annual Report Form MP–1 shall
be used to file annual selected motor
carrier data.
(2) The annual accounting period
shall be based either (i) on the 31st day
of December in each year, or (ii) an
accounting year of thirteen 4-week
periods ending at the close of the last 7
days of each calendar year.
(3) A carrier electing to adopt an
accounting year of thirteen 4-week
periods shall file with the FMCSA a
statement showing the day on which its
accounting year will close. A
subsequent change in the accounting
period may not be made except by
authority of the FMCSA.
(c) The annual report shall be filed on
or before March 31 of the year following
the year to which it relates. The annual
report shall be filed in duplicate with
the Federal Motor Carrier Safety
Administration at the address in § 369.6.
Copies of Form MP–1 may be obtained
from the FMCSA.
■ 4. Amend § 369.8 by revising
paragraphs (a) and (d) to read as follows.
Requests for exemptions from
§ 369.9 Requests for exemptions from
public release.
(a) General. This section governs
requests for exemptions from filing of
the report required under § 369.1 of this
part.
*
*
*
*
*
(e) * * *
(4) FMCSA will grant or deny each
request no later than 90 days after the
request’s due date as defined in
paragraph (d) of this section. The
decision by FMCSA shall be
administratively final. For Annual Form
PO 00000
Frm 00052
Fmt 4702
Sfmt 4702
31479
M, both the report and the request are
due by March 31, and the decision is
due by June 30.
*
*
*
*
*
§ 369.11
■
[Removed]
6. Remove § 369.11.
Issued under the authority delegated in 49
CFR 1.87 on: May 13, 2013.
Anne S. Ferro,
Administrator.
[FR Doc. 2013–12339 Filed 5–23–13; 8:45 am]
BILLING CODE 4910–EX–P
DEPARTMENT OF THE INTERIOR
Fish and Wildlife Service
50 CFR Part 17
[FWS–R4–ES–2013–0015; 4500030113]
RIN 1018–AZ47
Endangered and Threatened Wildlife
and Plants; Designation of Critical
Habitat for Leavenworthia exigua var.
laciniata (Kentucky Glade Cress)
Fish and Wildlife Service,
Interior.
ACTION: Proposed rule.
AGENCY:
We, the U.S. Fish and
Wildlife Service, propose to designate
critical habitat for Leavenworthia exigua
var. laciniata (Kentucky glade cress).
The effect of these regulations, if
finalized, would be to protect
Leavenworthia exigua var. laciniata’s
critical habitat under the Act.
DATES: We will accept comments
received or postmarked on or before July
23, 2013. Comments submitted
electronically using the Federal
eRulemaking Portal (see ADDRESSES
section, below) must be received by
11:59 p.m. Eastern Time on the closing
date. We must receive requests for
public hearings, in writing, at the
address shown in the ADDRESSES section
by July 8, 2013.
ADDRESSES: You may submit comments
by one of the following methods:
(1) Electronically: Go to the Federal
eRulemaking Portal: https://
www.regulations.gov. In the Search box,
enter FWS–R4–ES–2013–0015, which is
the docket number for this rulemaking.
You may submit a comment by clicking
on ‘‘Comment Now!’’
(2) By hard copy: Submit by U.S. mail
or hand-delivery to: Public Comments
Processing, Attn: FWS–R4–ES–2013–
0015; Division of Policy and Directives
Management; U.S. Fish and Wildlife
Service; 4401 N. Fairfax Drive, MS
2042–PDM; Arlington, VA 22203.
SUMMARY:
E:\FR\FM\24MYP1.SGM
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Agencies
[Federal Register Volume 78, Number 101 (Friday, May 24, 2013)]
[Proposed Rules]
[Pages 31475-31479]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-12339]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Motor Carrier Safety Administration
49 CFR Part 369
[Docket No. FMCSA-2012-0020]
RIN-2126-AB48
Rescission of Quarterly Financial Reporting Requirements
AGENCY: Federal Motor Carrier Safety Administration (FMCSA), DOT.
ACTION: Notice of proposed rulemaking (NPRM); request for comments.
-----------------------------------------------------------------------
SUMMARY: FMCSA proposes to eliminate the quarterly financial reporting
requirements for certain for-hire motor carriers of property (Form QFR)
and for-hire motor carriers of passengers (Form MP-1). This paperwork
burden can be removed without an adverse impact on safety or the
Agency[acute]s ability to maintain effective commercial regulatory
oversight over the for-hire trucking and passenger-carrying industries.
DATES: You may submit comments by July 23, 2013.
ADDRESSES: You may submit comments identified by docket number FMCSA-
2012-0020 using any one of the following methods:
(1) Federal eRulemaking Portal: https://www.regulations.gov.
(2) Fax: 202-493-2251.
(3) Mail: Docket Management Facility (M-30), U.S. Department of
Transportation, West Building Ground Floor, Room W12-140, 1200 New
Jersey Avenue SE., Washington, DC 20590-0001.
(4) Hand delivery: Same as mail address above, between 9 a.m. and 5
p.m. e.t., Monday through Friday, except Federal holidays. The
telephone number is 202-366-9329.
To avoid duplication, please use only one of these four methods.
See the ``Public Participation and Comments'' portion of the
SUPPLEMENTARY INFORMATION section below for instructions on submitting
comments.
FOR FURTHER INFORMATION CONTACT: If you have questions on this
proposal, email or call Ms. Vivian Oliver, Office of Research and
Information Technology, Federal Motor Carrier Safety Administration,
1200 New Jersey Ave. SE., Washington, DC 20590; Telephone 202-366-2974;
email Vivian.Oliver@dot.gov.
SUPPLEMENTARY INFORMATION:
Public Participation and Comments
If you would like to participate in this rulemaking, you may submit
comments and related materials. All comments received will be posted,
without change, to https://www.regulations.gov and will include any
personal information you have provided.
Submitting Comments
If you submit a comment, please include the docket number for this
rulemaking (FMCSA-2012-0020), indicate the specific section of this
document to which each comment applies, and provide a reason for each
suggestion or recommendation. You may submit your comments and material
online or by fax, mail, or hand delivery, but please use only one of
these means. FMCSA recommends that you include your name and a mailing
address, an email address, or a phone number in the body of your
document so the Agency can contact you if it has questions regarding
your submission.
To submit your comment online, go to https://www.regulations.gov and
insert ``FMCSA-2012-0020'' in the ``Search'' box, and then click the
``Search'' button to the right of the white box. Click on the top
``Comment Now'' box which appears next to the notice. Fill in your
contact information, as desired and your comment, uploading documents
if appropriate. If you submit your comments by mail or hand delivery,
submit them in an unbound format, no larger than 8\1/2\; by 11 inches,
suitable for copying and electronic filing. If you submit comments by
mail and would like to know that they reached the facility, please
enclose a stamped, self-addressed postcard or envelope.
FMCSA will consider all comments and material received during the
comment period and may change this proposed rule based on your
comments.
Viewing Comments and Documents
To view comments, as well as documents mentioned in this preamble
as being available in the docket, go to https://www.regulations.gov and
insert ``FMCSA-2012-0020'' in the ``Search'' box and then click on
``Search.'' Click on the ``Open Docket Folder'' link and all the
information for the notice, and
[[Page 31476]]
the list of comments will appear with a link to each one. Click on the
comment you would like to read.
Privacy Act
Anyone can search the electronic form of comments received into any
of our dockets by the name of the individual submitting the comment (or
signing the comment, if submitted on behalf of an association,
business, labor union, etc.). You may review a Privacy Act notice
regarding our public dockets in the January 17, 2008, issue of the
Federal Register (73 FR 3316).
Executive Summary
Purpose of the Proposal
This action is in response to a recommendation received by the
public in response to Executive Order 13563, ``Improving Regulation and
Regulatory Review,'' which required FMCSA, among other things, to
prepare plans for reviewing existing rules. One person argued that the
financial reporting requirements transferred from the Interstate
Commerce Commission (ICC) to FMCSA provide no discernible benefits to
the government or motor carrier industry.
Summary of the Major Provision
The proposal would eliminate the quarterly financial reporting
requirements for certain for-hire motor carriers of property and for-
hire motor carriers of passengers. This paperwork burden can be removed
without an adverse impact on safety or the Agency[acute]s ability to
maintain effective commercial regulatory oversight over the for-hire
trucking and passenger-carrying industries.
Costs and Benefits
FMCSA estimates that eliminating these reporting requirements would
reduce the burden to industry by about 200 hours and $9,900 annually.
Table ES-1 displays the average annual net costs and benefits that we
are proposing.
Table ES--1 Estimated Annual Costs and Benefits for Implementing the
Proposal
[2013 Dollars rounded]
------------------------------------------------------------------------
Annual Impact
------------------------------------------------------------------------
Benefits................................................ $9,900
Costs................................................... 0
Net Benefits............................................ 9,900
------------------------------------------------------------------------
Background
Annual Financial Reporting Requirements
Section 14123 of title 49 of the United States Code (U.S.C.)
requires certain for-hire motor carriers of property and household
goods to file annual financial reports. The annual reporting program
was implemented on December 24, 1938 (3 FR 3158), and it was
subsequently transferred from the Interstate Commerce Commission (ICC)
to the U.S. Department of Transportation's (DOT) Bureau of
Transportation Statistics (BTS) on January 1, 1996. The Secretary of
DOT delegated to BTS the responsibility for the program on December 17,
1996 (61 FR 68162). Annual financial reports are filed on Form M (for-
hire property carriers, including household goods carriers) and Form
MP-1 (for-hire passenger carriers). Responsibility for collection of
the reports was transferred from BTS to FMCSA on August 17, 2004 (69 FR
51009), and the regulations were redesignated as 49 CFR part 369 on
August 10, 2006 (71 FR 45740). FMCSA has continued to collect carriers'
annual reports and to furnish copies of the reports requested under the
Freedom of Information Act.
Quarterly Financial Reporting
Section 14123(a)(2) of 49 U.S.C. allows, but does not require, the
Agency to require for-hire property and passenger carriers to file
quarterly financial reports. These requirements are included in 49 CFR
part 369 and apply to Class I (average annual gross transportation
operating revenues of $10 million or more) and Class II (average annual
gross transportation operating revenues of $3 million dollars or more,
but less than $10 million) for-hire motor carriers of property. The
requirements also apply to Class I (average annual gross transportation
operating revenues of $5 million or more) for-hire motor carriers of
passengers.
E.O. 13563 Improving Regulation and Regulatory Review
On January 18, 2011, the President issued Executive Order (E.O.)
13563, ``Improving Regulation and Regulatory Review,'' 76 FR 3821 (Jan.
21, 2011), which required agencies, among other things, to prepare
plans for reviewing existing rules. On February 16, 2011, DOT published
a notice requesting comments on its regulatory review plan (76 FR
8940). A public meeting on this issue was held on March 14, 2011. DOT
placed all of the comments it received in docket DOT-OST-2011-0025,
along with a transcript of the March 14 meeting. DOT received 102
comments, many offering multiple suggestions. One person argued that
the financial reporting requirements transferred from the ICC to FMCSA
provide no discernible benefits to the government or motor carrier
industry.
Direct Final Rule
On June 27, 2012, FMCSA published a direct final rule that would
have eliminated the quarterly financial reporting requirements for
certain for-hire motor carriers of property (Form QFR) and for-hire
motor carriers of passengers (Form MP-1 Quarterly) if no adverse
comments were received by July 27, 2012 (77 FR 38211). One entity, SJ
Consulting Group, submitted adverse comments and stated that it uses
the quarterly financial information to advise motor carriers, shippers,
and persons interested in buying motor carriers. It argued that the
quarterly reports provide useful insight into the U.S. trucking
industry, such as operating statistics that are not available from
other public sources, particularly for private carriers. Although SJ
Consulting conceded that some data on general demand and pricing trends
are available from other sources, it argued that quarterly data on the
profitability of carriers are essential in providing safe and timely
service to shippers, estimating future growth rates, and assessing
opportunities for profitable investment in the trucking industry. SJ
Consulting has used Form QFR reports for these purposes for many years.
FMCSA considered this an adverse comment which caused the Agency to
therefore withdraw the direct final rule on August 27, 2012 (77 FR
51705).
Although FMCSA considered SJ Consulting's comment adverse for the
direct final rule, it continues to believe the quarterly financial
reporting requirements for certain for-hire motor carriers of property
(Form QFR) and for-hire motor carriers of passengers (Form MP-1
Quarterly) can be eliminated without an adverse impact on safety. SJ
Consulting and others that have used the quarterly report will still be
able to use the annual Form M and Form MP-1 reports which are not being
rescinded in this proposed rule. SJ Consulting can still advise motor
carriers, shippers, and persons interested in buying for-hire motor
carriers of freight using 112 annual reports through Form M's and Form
MP-1's operating statistics and data on general demand, pricing, and
profitability to estimate future growth rates, and to assess
opportunities for profitable investment in the for-hire truck and
motorcoach industries. The Agency also continues to believe
[[Page 31477]]
removal of the quarterly financial reporting requirements will have no
impact on the Agency's ability to maintain effective commercial
regulatory oversight over the for-hire trucking and passenger-carrying
industries.
The information submitted to FMCSA does not help the Agency with
any decisions the Agency needs to make with regard to raising the
safety bar to enter the motor carrier industry, maintaining high
standards to remain in the industry, and removing unsafe operators. The
implementation of these three core principles is not contingent upon
financial reporting data. The information collected does not currently
support any Agency regulatory function, nor does it have practical
utility for the Agency or for those carriers who must comply with the
reporting requirement.
Discussion of the Proposal
For the reasons discussed in the Background section, above, FMCSA
proposes to amend 49 CFR part 369 by eliminating the quarterly
reporting requirement under 49 CFR 369.1 and 369.4. In addition, FMCSA
would make other conforming technical amendments to 49 CFR 369.8,
369.9, and 369.11. This proposal does not affect the annual reporting
requirements, which still must be prepared and filed as required by
statute (49 U.S.C. 14123(a)(1)).
Regulatory Analyses
When developing this NPRM, FMCSA considered numerous statutes and
executive orders related to rulemaking. The Agency's analyses are
summarized below.
Regulatory Planning and Review
Under E.O. 12866 (58 FR 51735, Oct. 4, 1993) as supplemented by
E.O. 13563 (76 FR 3821, Jan. 18, 2011), FMCSA must determine whether a
regulatory action is ``significant'' and, therefore, subject to Office
of Management and Budget (OMB) review and the requirements of the E.O.
The Order defines ``significant regulatory action'' as one that is
likely to result in a rule that may:
(1) Have an annual effect on the economy of $100 million or more or
adversely affect in a material way the economy, a sector of the
economy, productivity, competition, jobs, the environment, public
health or safety, or State, local, or tribal governments or
communities.
(2) Create a serious inconsistency or otherwise interfere with an
action taken or planned by another agency.
(3) Materially alter the budgetary impact of entitlements, grants,
user fees, or loan programs or the rights and obligations of recipients
thereof.
(4) Raise novel legal or policy issues arising out of legal
mandates, the President's priorities, or the principles set forth in
the E.O.
This rulemaking is not a significant regulatory action under
section 3(f) of E.O. 12866, and does not require an assessment of
potential costs and benefits under section 6(a)(3) of that Order. This
rulemaking will not have a significant economic impact. In fact,
elimination of the reporting requirement will, if anything, have a
beneficial economic impact on the motor carrier industry through
reduced reporting costs. Consequently, the OMB has not reviewed it
under that Order.
Small Entities
Under the Regulatory Flexibility Act (RFA), as amended by the Small
Business Regulatory Enforcement Fairness Act of 1996 (Pub. L. 104-121,
Title II, 110 Stat. 857), when an agency issues a rulemaking proposal,
the RFA requires the agency to ``prepare and make available for public
comment an initial regulatory flexibility analysis'' that will
``describe the impact of the proposed rule on small entities'' (5
U.S.C. sec. 603(a)).
FMCSA has determined that the impact on entities affected by the
proposed rule will not be significant. In fact, the existing burden
from quarterly reporting will be eliminated. FMCSA expects the impact
of the proposed rule will be a reduction in the paperwork burden for
for-hire motor carriers. FMCSA asserts that the economic impact of the
reduction in paperwork, if any, will be minimal and entirely beneficial
to small for-hire motor carriers. As can be seen below under section
C., Paperwork Reduction Act, FMCSA estimates eliminating these
reporting requirements reduces the burden to the for-hire motor carrier
industry by about 200 hours and $9,900 annually.
The courts have held that ``a regulatory flexibility analysis is
required when an agency determines that the rule will have a
significant economic impact on a substantial number of small entities
that are subject to the requirements of the rule.'' \1\ The RFA does
not require FMCSA to consider the effect of this proposal on entities
that are not subject to the rule.\2\ Although SJ Consulting Group filed
an adverse comment to the FMCSA's June 27, 2012, direct final rule, it
is not a for-hire motor carrier and, therefore, not subject to the
current financial reporting rule. Consequently, FMCSA has determined
that this proposed rule will not have an impact on a substantial number
of small entities that are subject to the requirements of the rule.
---------------------------------------------------------------------------
\1\ Mid-Tex Electric Cooperative, Inc. v. Federal Energy
Regulatory Commission (FERC), 773 F.2d 327, 342 (D.C. Cir. 1985).
\2\ Id. See also ``A Guide for Government Agencies: How to
Comply with the Regulatory Flexibility Act,'' Small Business
Administration (2010), retrieved February 13, 2013, from https://archive.sba.gov/advo/laws/rfaguide.pdf.
---------------------------------------------------------------------------
Section 605 of the RFA allows an agency to certify a rule, in lieu
of preparing an analysis, if the proposed rulemaking is not expected to
have a significant economic impact on a substantial number of small
entities regulated by FMCSA. This proposed rule directly affects 112
for-hire motor carriers that prepare and file quarterly financial
reports under per 49 CFR part 369. FMCSA estimates that approximately
10 percent of these 112 for-hire motor carriers are small entities with
average annual gross transportation operating revenues of no more than
$23.5 million. The current requirement to file quarterly financial
reports applies only to for-hire motor carriers of property with
average annual gross transportation operating revenues of $3 million
dollars or more, and $5 million or more for passenger carriers.
Accordingly, the Administrator of the FMCSA hereby certifies that
this rulemaking will not have a significant economic impact on a
substantial number of small entities. FMCSA invites comment from
members of the public who believe there will be a significant impact on
a substantial number of small for-hire motor carriers.
Paperwork Reduction Act
This rulemaking eliminates two quarterly reporting requirements
that are currently reported to OMB under the Paperwork Reduction Act
(PRA) of 1995 (44 U.S.C. 3501-3520).
Quarterly Report for 110 Property Carriers
Form QFR Quarterly for property carriers, authorized by OMB under
information collection 2126-0033, is two pages long and takes
approximately 27 minutes for each of the approximately 110 carriers to
complete. This report is filed 4 times per year, so the total burden-
hour impact per filer per year is 4 x 27/60 = 1.8 hours. Multiplying
this figure by the 110 carriers that file quarterly reports yields a
total burden estimate of 198 hours.
FMCSA assumes that completion and submission of Form QFR is
performed by an accountant designated by the
[[Page 31478]]
business entity. The median salary of an accountant in the truck
transportation industry is $25.90 per hour (BLS, May 2010).\3\ Two
adjustments are made to this hourly compensation estimate. First,
employee benefits are estimated at 50.0 percent of the employee
wage.\4\ Second, employee wage and benefits are increased by 27 percent
to include relevant firm overhead.\5\ Applying the estimated 50.0
percent factor for employee benefits and 27 percent for overhead
results in $49.34 in hourly compensation for the accountant ($25.90 x
(1 + 0.50) x (1 + 0.27) = $49.34). The total annual salary cost burden
associated with the filings is $9,770 rounded up ($49.34 x 198 hours =
$9,769.32).
---------------------------------------------------------------------------
\3\ Bureau of Labor Statistics, ``Occupational Employment
Survey,'' May 2010, retrieved December 15, 2011, from https://www.bls.gov/oes/current/naics3_484000.htm. North American Industry
Classification System (NAICS) 484000, Truck Transportation, Standard
Occupational Classification (SOC) 13-2011, Accountants and Auditors.
\4\ FMCSA estimates this 50 percent employee benefit rate by
using the private industry average wage ($16.03 per hour) and
benefit information ($8.01 per hour) for production, transportation,
and moving material workers. Benefits thus amount to 50.0 percent of
wages (0.500 = $8.01/$16.03). From ``Employer Costs for Employee
Compensation--September 2010,'' retrieved August 23, 2011, from
https://www.bls.gov/news.release/pdf/ecec.pdf.
\5\ Berwick, Farooq. ``Truck Costing Model for Transportation
Managers.'' Upper Great Plains Transportation Institute, North
Dakota State University (2003), retrieved January 9, 2013, from
https://ntl.bts.gov/lib/24000/24200/24223/24223.pdf.
---------------------------------------------------------------------------
Quarterly Report for 2 Passenger Carriers
The Class I passenger carrier financial quarterly survey (Form MP-1
Quarterly), which is two pages long and takes about 18 minutes to
complete for the estimated 2 participating carriers, is authorized by
OMB under information collection 2126-0031. Since this report is also
filed 4 times per year, the total burden hours associated with the
requirement are 4 x 18/60 x 2 = 2.4 hours.
FMCSA believes the completion and submission of Form MP-1 Quarterly
is typically performed by a business and financial operations expert
designated by the business entity because of the level of detail in the
financial reports. The median salary of a business and financial
operations expert in the interurban and rural bus transportation
industry is $26.41 per hour (BLS, May 2010).\6\ Two adjustments are
made to this hourly estimate. First, employee benefits are estimated at
50.0 percent of the employee wage.\7\ Second, employee wage and
benefits are increased by 27 percent to include relevant firm
overhead.\8\ Applying the estimated 50.0 percent factor for employee
benefits and 27 percent for overhead results in $50.31 in hourly
compensation for the business and financial operations expert ($26.41 x
(1 + 0.50) x (1 + 0.27) = $50.31). The total annual salary cost burden
associated with the filings is $121 ($50.31 x 2.4 hours = $120.74,
rounded to the nearest dollar).
---------------------------------------------------------------------------
\6\ Bureau of Labor Statistics, ``Occupational Employment
Survey,'' May 2010, retrieved December 15, 2011, from https://www.bls.gov/oes/current/naics4_485200.htm. North American Industry
Classification System (NAICS) 485200, Interurban and Rural Bus
Transportation, Standard Occupational Classification (SOC) 13-2000,
Business and Financial Operations Occupations.
\7\ FMCSA estimates this 50 percent employee benefit rate by
using the private industry average wage ($16.03 per hour) and
benefit information ($8.01 per hour) for production, transportation,
and moving material workers. See footnote 5, above.
\8\ Berwick ``Truck Costing Model for Transportation Managers.''
---------------------------------------------------------------------------
Collectively, eliminating these reporting requirements reduces the
burden to industry by 200.4 hours and $9,891 annually, rounded to 200
hours and $9,900, respectively.
The PRA requires that each agency ``shall certify . . . that each
collection of information . . . is necessary for the proper performance
of the functions of the agency, including that the information has
practical utility'' (44 U.S.C. 3506(c)(3)(A); 5 CFR 1320.5(d)(1)(iii)).
FMCSA can no longer certify that the quarterly requirements are
``necessary for the proper performance of the functions of the
agency.'' Therefore, FMCSA is proposing to discontinue the quarterly
reporting requirements.
Federalism
A rule has federalism implications under E.O. 13132, Federalism, if
it has a substantial direct effect on State or local governments and
would either preempt State law or impose a substantial direct cost of
compliance on the States. FMCSA has analyzed this rulemaking under that
Order and has determined that it does not have federalism implications.
Unfunded Mandates Reform Act
The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538)
requires Federal agencies to assess the effects of their discretionary
regulatory actions. In particular, the Act addresses actions that may
result in the expenditure by a State, local, or tribal government, in
the aggregate, or by the private sector of $143.1 million (which is the
value of $100,000,000 in 2010 after adjusting for inflation) or more in
any 1 year. This rulemaking would not result in such an expenditure.
Taking of Private Property
This rulemaking will not effect a taking of private property or
otherwise have taking implications under E.O. 12630, Governmental
Actions and Interference with Constitutionally Protected Property
Rights.
Civil Justice Reform
This rulemaking meets applicable standards in sections 3(a) and
3(b)(2) of E.O. 12988, Civil Justice Reform, to minimize litigation,
eliminate ambiguity, and reduce burden.
Protection of Children
FMCSA analyzed this NPRM under E.O. 13045, Protection of Children
from Environmental Health Risks and Safety Risks. This NPRM is not
economically significant and does not create an environmental risk to
health or risk to safety that may disproportionately affect children.
Energy Effects
FMCSA analyzed this NPRM under E.O. 13211, Actions Concerning
Regulations That Significantly Affect Energy Supply, Distribution, or
Use. The Agency determined that it is not a ``significant energy
action'' under that order because it is not a ``significant regulatory
action'' under E.O. 12866 and will not have a significant adverse
effect on the supply, distribution, or use of energy. The Administrator
of the Office of Information and Regulatory Affairs has not designated
it as a significant energy action. Therefore, it does not require a
Statement of Energy Effects under E.O. 13211.
Environment
The Agency analyzed this NPRM for the purpose of the National
Environmental Policy Act of 1969 (NEPA) (42 U.S.C. 4321, et seq.) and
determined under our environmental procedures Order 5610.1, published
March 1, 2004 (69 FR 9680), that this action is excluded from further
environmental documentation under two categorical exclusions (CEs).
These are found in Appendix 2, paragraph 4, which covers data and
information gathering, and Appendix 2, paragraph 6(y)(2) concerning
reports provided by motor carriers. The action involves no
extraordinary circumstances that would have any effect on the quality
of the environment. Thus, the action does not require an environmental
assessment or an environmental impact statement. The Categorical
Exclusion Determination is available for inspection or copying in
[[Page 31479]]
the regulations.gov Web site listed under ADDRESSES.
FMCSA also analyzed this NPRM under the Clean Air Act, as amended
(CAA), section 176(c), as amended (42 U.S.C. 7401 et seq.), and
implementing regulations promulgated by the Environmental Protection
Agency. Approval of this action is exempt from the CAA's general
conformity requirement since it does not result in any potential
increase in emissions that are above the general conformity rule's de
minimis emission threshold levels (40 CFR 93.153(c)(2)). This action
merely eliminates a reporting requirement.
Additionally, FMCSA evaluated the effects of this rule in
accordance with Executive Order 12898 and determined that there are no
environmental justice issues associated with its provisions nor any
collective environmental impacts resulting from its promulgation.
Environmental justice issues would be raised if there were
``disproportionate'' and ``high and adverse impact'' on minority or
low-income populations. This NPRM is exempt from analysis under the
National Environmental Policy Act due to a categorical exclusion. This
proposal simply eliminates a paperwork requirement and would not result
in high and adverse environmental impacts.
List of Subjects in 49 CFR Part 369
Motor carriers, Reporting and recordkeeping requirements.
In consideration of the foregoing, FMCSA proposes to amend part 369
in 49 CFR chapter III, subchapter B, as follows:
PART 369 [AMENDED]
0
1. The authority citation for part 369 continues to read as follows.
Authority: 49 U.S.C. 14123; 49 CFR 1.87.
0
2. Amend Sec. 369.1, by removing paragraph (b) and redesignating
paragraph (c) as paragraph (b) and revising it to read as follows.
Sec. 369.1 Annual reports of motor carriers of property, motor
carriers of household goods, and dual property carriers.
* * * * *
(b) Where to file report. Carriers must file the annual report with
the Federal Motor Carrier Safety Administration at the address in Sec.
369.6. You can obtain blank copies of the report form from the Federal
Motor Carrier Safety Administration Web site https://www.fmcsa.dot.gov/forms/reporting/mcs_info.htm#fos.
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3. Revise Sec. 369.4 to read as follows.
Sec. 369.4 Annual reports of Class I carriers of passengers.
(a) All Class I motor carriers of passengers shall complete and
file Motor Carrier Annual Report Form MP-1 for Motor Carriers of
Passengers (Form MP-1).
(b) Accounting period. (1) Motor Carrier Annual Report Form MP-1
shall be used to file annual selected motor carrier data.
(2) The annual accounting period shall be based either (i) on the
31st day of December in each year, or (ii) an accounting year of
thirteen 4-week periods ending at the close of the last 7 days of each
calendar year.
(3) A carrier electing to adopt an accounting year of thirteen 4-
week periods shall file with the FMCSA a statement showing the day on
which its accounting year will close. A subsequent change in the
accounting period may not be made except by authority of the FMCSA.
(c) The annual report shall be filed on or before March 31 of the
year following the year to which it relates. The annual report shall be
filed in duplicate with the Federal Motor Carrier Safety Administration
at the address in Sec. 369.6. Copies of Form MP-1 may be obtained from
the FMCSA.
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4. Amend Sec. 369.8 by revising paragraphs (a) and (d) to read as
follows.
Sec. 369.8 Requests for exemptions from filing.
(a) General. This section governs requests for exemptions from
filing of the report required under Sec. 369.1 of this part.
* * * * *
(d) When requests are due. The timing of a request for an exemption
from filing is the same as the timing for a request for an exemption
from public release contained in Sec. 369.9(d). For Annual Form M,
both the report and the request are due by March 31.
* * * * *
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5. Amend Sec. 369.9 by removing paragraph (d)(4) and revising
paragraphs (a) and (e)(4) to read as follows.
Sec. 369.9 Requests for exemptions from public release.
(a) General. This section governs requests for exemptions from
filing of the report required under Sec. 369.1 of this part.
* * * * *
(e) * * *
(4) FMCSA will grant or deny each request no later than 90 days
after the request's due date as defined in paragraph (d) of this
section. The decision by FMCSA shall be administratively final. For
Annual Form M, both the report and the request are due by March 31, and
the decision is due by June 30.
* * * * *
Sec. 369.11 [Removed]
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6. Remove Sec. 369.11.
Issued under the authority delegated in 49 CFR 1.87 on: May 13,
2013.
Anne S. Ferro,
Administrator.
[FR Doc. 2013-12339 Filed 5-23-13; 8:45 am]
BILLING CODE 4910-EX-P