Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to a Pier Replacement Project, 30873-30894 [2013-12251]
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Federal Register / Vol. 78, No. 100 / Thursday, May 23, 2013 / Notices
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
RIN 0648–XC622
Takes of Marine Mammals Incidental to
Specified Activities; Taking Marine
Mammals Incidental to a Pier
Replacement Project
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; proposed incidental
harassment authorization; request for
comments.
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AGENCY:
SUMMARY: NMFS has received an
application from the U.S. Navy (Navy)
for an Incidental Harassment
Authorization (IHA) to take marine
mammals, by harassment, incidental to
construction activities as part of a pier
replacement project. Pursuant to the
Marine Mammal Protection Act
(MMPA), NMFS is requesting comments
on its proposal to issue an IHA to the
Navy to take, by Level B Harassment
only, four species of marine mammals
during the specified activity.
DATES: Comments and information must
be received no later than June 24, 2013.
ADDRESSES: Comments on the
application should be addressed to
Michael Payne, Chief, Permits and
Conservation Division, Office of
Protected Resources, National Marine
Fisheries Service, 1315 East-West
Highway, Silver Spring, MD 20910. The
mailbox address for providing email
comments is ITP.Laws@noaa.gov. NMFS
is not responsible for email comments
sent to addresses other than the one
provided here. Comments sent via
email, including all attachments, must
not exceed a 10-megabyte file size.
Instructions: All comments received
are a part of the public record. All
Personal Identifying Information (e.g.,
name, address) voluntarily submitted by
the commenter may be publicly
accessible. Do not submit Confidential
Business Information or otherwise
sensitive or protected information.
A copy of the application as well as
a list of the references used in this
document may be obtained by writing to
the address specified above, telephoning
the contact listed below (see FOR
FURTHER INFORMATION CONTACT), or
visiting the internet at: https://
www.nmfs.noaa.gov/pr/permits/
incidental.htm. Supplemental
documents provided by the U.S. Navy
may be found at the same web address.
The Navy has prepared a Draft
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Environmental Assessment (Naval Base
Point Loma Fuel Pier Replacement and
Dredging (P–151/DESC1306)
Environmental Assessment) in
accordance with the National
Environmental Policy Act (NEPA) and
the regulations published by the
Council on Environmental Quality. It is
posted at the foregoing site. NMFS will
independently evaluate the EA and
determine whether or not to adopt it.
We may prepare a separate NEPA
analysis and incorporate relevant
portions of the Navy’s EA by reference.
Information in the Navy’s application,
EA and this notice collectively provide
the environmental information related
to proposed issuance of the IHA for
public review and comment. We will
review all comments submitted in
response to this notice as we complete
the NEPA process, including a decision
of whether to sign a Finding of No
Significant Impact (FONSI), prior to a
final decision on the IHA request.
Documents cited in this notice may also
be viewed, by appointment only, at the
aforementioned physical address.
FOR FURTHER INFORMATION CONTACT: Ben
Laws, Office of Protected Resources,
NMFS, (301) 427–8401.
SUPPLEMENTARY INFORMATION:
Background
Sections 101(a)(5)(A) and (D) of the
MMPA (16 U.S.C. 1361 et seq.) direct
the Secretary of Commerce to allow,
upon request, the incidental, but not
intentional, taking of small numbers of
marine mammals by U.S. citizens who
engage in a specified activity (other than
commercial fishing) within a specified
geographical region if certain findings
are made and either regulations are
issued or, if the taking is limited to
harassment, a notice of a proposed
authorization is provided to the public
for review.
Authorization for incidental takings
shall be granted if NMFS finds that the
taking will have a negligible impact on
the species or stock(s), will not have an
unmitigable adverse impact on the
availability of the species or stock(s) for
subsistence uses (where relevant), and if
the permissible methods of taking and
requirements pertaining to the
mitigation, monitoring and reporting of
such takings are set forth. NMFS has
defined ‘‘negligible impact’’ in 50 CFR
216.103 as ‘‘. . . an impact resulting
from the specified activity that cannot
be reasonably expected to, and is not
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival.’’
Section 101(a)(5)(D) of the MMPA
established an expedited process by
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30873
which citizens of the U.S. can apply for
an authorization to incidentally take
small numbers of marine mammals by
harassment. Section 101(a)(5)(D)
establishes a 45-day time limit for
NMFS review of an application
followed by a 30-day public notice and
comment period on any proposed
authorizations for the incidental
harassment of marine mammals. Within
45 days of the close of the comment
period, NMFS must either issue or deny
the authorization. Except with respect to
certain activities not pertinent here, the
MMPA defines ‘‘harassment’’ as ‘‘any
act of pursuit, torment, or annoyance
which (i) has the potential to injure a
marine mammal or marine mammal
stock in the wild [Level A harassment];
or (ii) has the potential to disturb a
marine mammal or marine mammal
stock in the wild by causing disruption
of behavioral patterns, including, but
not limited to, migration, breathing,
nursing, breeding, feeding, or sheltering
[Level B harassment].’’
Summary of Request
We received an application on
September 24, 2012 from the Navy for
the taking of marine mammals
incidental to pile driving and removal
in association with a pier replacement
project in San Diego Bay at Naval Base
Point Loma in San Diego, CA (NBPL).
The Navy submitted a revised version of
the application on November 15, 2012
which we deemed adequate and
complete. The pier replacement project
is proposed to occur over multiple
years; however, this IHA would cover
only the initial year of work, beginning
September 1, 2013. Four species of
marine mammals are expected to occur
in the vicinity of the project during all
or a portion of the project duration:
California sea lion (Zalophus
californianus californianus), harbor seal
(Phoca vitulina richardii), bottlenose
dolphin (Tursiops truncatus truncatus),
and gray whale (Eschrichtius robustus).
California sea lions are present yearround and are common in the project
area, while bottlenose dolphins may be
present year-round but sightings are
highly variable in Navy marine mammal
surveys of northern San Diego Bay.
Harbor seals have limited occurrence in
the project area. Gray whales may be
observed in San Diego Bay sporadically
during migration periods.
NBPL provides berthing and support
services for Navy submarines and other
fleet assets. The existing fuel pier serves
as a fuel depot for loading and
unloading tankers and Navy underway
replenishment vessels that refuel ships
at sea (‘‘oilers’’), as well as transferring
fuel to local replenishment vessels and
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other small craft operating in San Diego
Bay, and is the only active Navy fueling
facility in southern California. Portions
of the pier are over one hundred years
old, while the newer segment was
constructed in 1942. The pier as a whole
is significantly past its design service
life and does not meet current
construction standards.
Demolition and construction would
occur in two phases to maintain the
fueling capabilities of the existing fuel
pier while the new pier is being
constructed. The total duration of
demolition/construction is estimated to
be approximately four years (2013–17).
During the first year of construction (the
specified activity considered under this
proposed IHA), approximately 120 piles
(including 18-in concrete and 36- to 48in steel) would be installed and 109
piles would be removed (via multiple
methods). All steel piles would be
driven with a vibratory hammer for their
initial embedment depths and finished
with an impact hammer for proofing, as
necessary. Proofing involves striking a
driven pile with an impact hammer to
verify that it provides the required loadbearing capacity, as indicated by the
number of hammer blows per foot of
pile advancement.
For pile driving activities, the Navy
used NMFS-promulgated thresholds for
assessing project impacts, outlined later
in this document. The Navy used a sitespecific model for transmission loss and
empirically-measured source levels
from other 36–72 in diameter pile
driving events to estimate potential
marine mammal exposures. Predicted
exposures are outlined later in this
document. The calculations predict that
no Level A harassments would occur
associated with pile driving or
construction activities, and that as many
as 1,738 incidents of Level B harassment
may occur during the first year of the
pier replacement project from sound
produced by pile driving and removal
activity.
Description of the Specified Activity
NBPL is located on the peninsula of
Point Loma near the mouth and along
the northern edge of San Diego Bay (see
Figures 1–1 and 1–2 in the Navy’s
application). The proposed actions with
the potential to cause harassment of
marine mammals within the waterways
adjacent to NBPL, under the MMPA, are
vibratory and impact pile driving and
removal of piles via vibratory driver or
pneumatic chipper associated with the
pier replacement project and associated
projects. The entire project is scheduled
to occur from 2013–17; the proposed
activities that would be authorized by
this IHA would occur for one year from
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September 1, 2013. Under the terms of
a memorandum of understanding
between the Navy and the U.S. Fish and
Wildlife Service, all noise- and
turbidity-producing in-water activities
in designated least tern foraging habitat
are to be avoided during the period
when least terns are present and
engaged in nesting and foraging.
Therefore, all in-water construction
activities will occur during a window
from approximately September 15
through April 1.
Specific Geographic Region
San Diego Bay is a narrow, crescentshaped natural embayment oriented
northwest-southeast with an
approximate length of fifteen miles and
a total area of roughly 11,000 acres. The
width of the bay ranges from 0.2 to 3.6
miles, and depths range from 74 ft mean
lower low water (MLLW) near the tip of
Ballast Point to less than 4 ft at the
southern end (see Figure 2–1 of the
Navy’s application). San Diego Bay is a
heavily urbanized area with a mix of
industrial, military, and recreational
uses. The northern and central portions
of the bay have been shaped by historic
dredging to support large ship
navigation. Dredging occurs as
necessary to maintain constant depth
within the navigation channel. Outside
the navigation channel, the bay floor
consists of platforms at depths that vary
slightly. Sediments in northern San
Diego Bay are relatively sandy as tidal
currents tend to keep the finer silt and
clay fractions in suspension, except in
harbors and elsewhere in the lee of
structures where water movement is
diminished. Much of the shoreline
consists of riprap and manmade
structures.
San Diego Bay is heavily used by
commercial, recreational, and military
vessels, with an average of 82,413 vessel
movements (in or out of the bay) per
year (not including recreational boating
within the Bay) (see Table 2–2 of the
Navy’s application). The Navy has been
measuring underwater noise in northern
San Diego Bay and has thus far found
that the median broadband sound
pressure level for background sound in
the Bay is 123.8 dB re 1 mPa. These
preliminary data reflect the busy nature
of the project area and show that
background sound may be higher than
the NMFS-specified Level B harassment
threshold of 120 dB for continuous
sound (see Figures 2–4 to 2–6 of the
Navy’s application). The Navy intends
to continue gathering ambient sound
data for the project area and this subject
will be addressed in greater detail under
future IHA requests. For more
information about the specific
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geographic region, please see section 2.3
of the Navy’s application.
In order to provide context, we will
first describe the entire project and then
describe the specific portions scheduled
for completion during the first work
window. Associated projects (separate
from primary construction/demolition)
are described first. The project consists
of the following key elements:
Temporary Relocation of the Marine
Mammal Program
The Navy Marine Mammal Program,
administered by Space and Naval
Warfare Systems Command (SPAWAR)
Systems Center (SSC), would be moved
approximately three kilometers to the
Naval Mine and Anti-submarine
Warfare Command (NMAWC). Although
not subject to the MMPA, SSC’s working
animals are being relocated so that they
will not be affected by the project. In
addition to the distance of remove,
NMAWC is acoustically shadowed from
potential project noise (see Figure 1–4 of
the Navy’s application). Construction of
the temporary holding facility would
include impact driving fifty 18-in square
concrete piles. After completion of the
new fuel pier the Marine Mammal
Program would move back to its original
location adjacent to the fuel pier and the
temporary facilities at NMAWC would
be removed.
Temporary Relocation of Bait Barges
The Everingham Brothers San Diego
Bay Bait Barge facility will be
temporarily relocated by the owners.
Although not an element of the Navy’s
Fuel Pier Replacement Project, this
action is mentioned here because the
barges, currently anchored
approximately 600 m south of the
existing fuel pier, attract large numbers
of California sea lions and their
relocation would be expected to reduce
the number of sea lions that would be
exposed to noise levels constituting
harassment under the MMPA. The
barges would be moved to either of two
locations along the southwest side of
Harbor Island, approximately five
kilometers from the project site (see
Figure 1–5 in the Navy’s application).
The Bait Barge would be moved prior to
the initiation of in-water construction
and may be moved back to the current
location when in-water construction is
complete.
Dredging and Sediment Disposal
Dredging and sediment disposal are
needed to deepen the existing turning
basin in order to safely accommodate
current and future deep draft berthing
capabilities. An estimated 80,000 yd3 of
sediment would be dredged. Laboratory
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testing of the sediments confirmed the
lack of contamination and they were
approved for ocean disposal by the U.S.
Environmental Protection Agency and
U.S. Army Corps of Engineers. However,
the sediments also have sufficient
content of sand for beneficial reuse in
nearshore replenishment. Accordingly,
the sediments would be transported by
barge and deposited at an approved
nearshore replenishment site (Imperial
Beach). Noise measurements of dredging
activities are rare in the literature, but
dredging is considered to be a lowimpact activity for marine mammals,
producing non-pulsed sound and being
substantially quieter in terms of acoustic
energy output than sources such as
seismic airguns and impact pile driving.
Noise produced by dredging operations
has been compared to that produced by
a commercial vessel travelling at modest
speed (Robinson et al., 2011). Further
discussion of dredging sound
production may be found in the
literature (e.g., Richardson et al., 1995,
Nedwell et al., 2008, Parvin et al., 2008,
Ainslie et al., 2009). Generally, the
effects of dredging on marine mammals
are not expected to rise to the level of
a take. Therefore, this project
component will not be discussed
further.
Construction of the New Pier and
Demolition and Removal of the Existing
Pier
Demolition and construction would
occur on a segment-by-segment basis to
allow for continuous fueling operations
during the project. The south side of the
existing pier would remain operational
while the north side is undergoing
demolition and the new pier is being
constructed. When construction of the
new pier is complete, the remainder of
the old pier would be demolished. See
Table 1–1 in the Navy’s application for
a complete construction phase
summary. More detail is provided below
only on those aspects of the project that
involve in-water activity and that have
the potential to result in incidental take
of marine mammals. The majority of the
work would be conducted over water
and would include removal of the pier,
pilings, plastic camels and fenders. All
utility infrastructure would be removed,
including water and sewer pipelines,
lighting systems, and wiring. The
fueling systems, including piping and
pipe supports, would also be removed.
These and other aspects of the project
are considered in more detail in the
Navy’s Draft Environmental
Assessment.
Methods, Pile Removal—Typical pier
demolition takes place bayward to
landward and from the top down.
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Fender piles and exterior appurtenances
(such as utilities and the fuel piping
systems) would first be removed above
and below the pier deck before the deck
would be demolished using concrete
saws and a barge-mounted excavator
equipped with a hydraulic breaker.
Next, structural and fender piles would
be demolished. Table 1 summarizes the
total number and nature of existing piles
to be removed.
TABLE 1—EXISTING FUEL PIER TOTAL
PILES AND CAISSONS
[To be removed]
Pile type or structure
16-in concrete structural piles ......
14- and 24-in concrete fender
piles ...........................................
13-in plastic fender piles ..............
16-in steel pipe filled with concrete ..........................................
12-in timber piles ..........................
66-in
diameter
concrete-filled
steel caissons ...........................
84-in
diameter
concrete-filled
steel caissons ...........................
Total ..........................................
Quantity
518
105
34
24
739
26
25
1,471
There are multiple methods for pile
removal, including dry pulling, cutting
at the mudline, jetting, and vibratory
removal. Typically piles would be cut
off at the mudline; however, the full
length of the piles would be pulled at
the area where the new approach
segment would be constructed. An
attempt would first be made to dry pull
the piles with a barge-mounted crane. A
vibratory hammer or a pneumatic
chipper may be used to loosen the piles.
Jetting (the application of a focused
stream of water under high pressure)
would be another option to loosen piles
that could not be removed through the
previous procedures. The caisson
elements would be removed with a
clamshell, which is a dredging bucket
consisting of two similar halves that
open/close at the bottom and are hinged
at the top. The clamshell would be used
to grasp and lift large components.
When a wooden pile cannot be
completely pulled out, the pile may be
cut at the mudline using the clamshell’s
hydraulic jaws and/or a diver-operated
underwater chainsaw, except for piles
that are within the footprint of the
approach pier, which may require
jetting to remove.
Methods, Pile Installation—In general,
pile installation work would be
accomplished during the in-water work
window from September through
March, with installation of deck and
utility components as well as acceptable
demolition work (i.e., work that is not
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considered a significant source of
underwater noise or turbidity) occurring
from April through August. Pile driving
would occur during normal working
hours (7:00 a.m. to 4:00 p.m.). The
impact pile driver would be used for all
types of piles (steel, concrete and
fiberglass). For steel piles, a vibratory
hammer would be used to drive the pile
to refusal and then the impact hammer
would be used for proofing or until the
pile meets structural requirements
(expected to require 25–125 blows). The
concrete piles would first be jetted, a
process wherein pressurized air or water
jets are applied at the tip of the pile to
loosen the substrate and allow the pile
to sink vertically, before being driven
the last few feet with the impact
hammer. The fiberglass piles do not
need to be embedded very deeply into
the subsurface so would be impactdriven for the entire length. In all cases,
impact driving would be minimized.
The replacement pier structure,
including the mooring dolphins, would
consist of steel pipe piles, supporting
concrete pile caps and cast-in-place
concrete deck slabs. The upper 10 ft of
the steel wall pipe piles would be filled
with concrete as part of the connection
between the piles and the pier deck.
Approximately 554 total piles would be
installed, including 228 36-in steel pipe
piles, 77 48-in steel pipe piles, 84 16-in
concrete-filled fiberglass piles, and 165
24-in prestressed concrete piles. The
sizes of the steel piles are dependent on
water depth, subsurface soil conditions,
and the mass of the deck structure. In
most areas, a 36-in diameter steel pile is
adequate to meet the criteria. In other
areas, a 48-in diameter pile is necessary.
Table 1–4 in the Navy’s application
summarizes the total piles that would be
installed over the life of the project.
Project Indicator Pile Program and
Temporary Mooring Dolphin (March–
April 2014); North Segment Demolition
(March–July 2014)—The Indicator Pile
Program (IPP) is designed to validate the
length of pile required and the method
of installation (vibratory and impact).
Approximately twelve steel pipe piles
(36- and 48-in diameter, exact mix to be
determined later) would be driven in
the new pier alignment to verify the
driving conditions and establish the
final driving lengths prior to fabrication
of the final production piles that would
be used to construct the new pier. In
addition, the IPP will validate the
acoustics modeling used by the Navy to
estimate incidental take levels.
A temporary mooring dolphin would
be constructed to allow vessels to berth
and load/unload fuel on the existing
south segment while the north segment
of the existing pier is under demolition.
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Sixteen 36-in piles would be driven
during construction. The north segment
would be demolished by water access
using barges to provide a working area
for the crane and equipment. Some
equipment used for demolition may
include: hydraulic hammers mounted to
back-hoes for breaking concrete, frontend loaders, fork-lifts, concrete saws,
steel cutting torches, and excavators
with hydraulic thumb shears.
Approach Pier Construction, North
Pier Construction and Mooring Dolphins
(March 2014–September 2016)—The
north pier would be constructed
concurrently with the approach pier.
Two mooring dolphins and connecting
catwalks would also be constructed at
this time.
South Pier Construction (September
2016–November 2016)—The south
berthing dolphin and mooring dolphin
construction would begin after the
approach pier, north pier, and mooring
dolphins are operational.
South Pier and Approach Pier
Demolition (June 2016–November
2016)—The old south pier and old
approach pier demolition would begin
after the new south pier is operational.
The temporary mooring dolphin near
the north pier would also be demolished
at this time.
The currently proposed action (i.e.,
the specified activity for the one-year
period of this proposed IHA) includes
pile driving associated with relocation
of the Navy Marine Mammal Program
(MMP), pile driving associated with the
Indicator Pile Program and construction
of the temporary mooring dolphin, and
beginning of construction of the new
pier structure. In addition, pile removal
associated with demolition of the old
structure will begin. These activities are
detailed in Table 2. As described under
Methods, the majority of pile removal
will likely not require the use of
vibratory extraction and/or pneumatic
chipping, and these methods are
included here as contingency in the
event other methods of extraction are
not successful.
TABLE 2—SPECIFIED ACTIVITY SUMMARY
[2013–14]
Activity
Timing
(days)
Pile type
MMP relocation (at NMAWC) ..................
Indicator Pile Program .............................
Temporary mooring dolphin ....................
Abutment pile driving ...............................
Structural pile driving ...............................
Sep–Oct 2013 (16) ..................................
Mar 2014 (17) ..........................................
Mar 2014 (5) ............................................
Mar–Apr 2014 (13) ..................................
Mar–Apr 2014 (15) ..................................
18-in square concrete .............................
36- and 48-in steel pipe ..........................
36-in steel pipe ........................................
48-in steel pipe ........................................
36- and 48-in steel pipe ..........................
50
12
16
24
26
Total installed ...................................
..................................................................
..................................................................
128
removal 1
Mar–Sep 2014 .........................................
Mar–Sep 2014 .........................................
16- and 24-in square concrete ................
12-in timber .............................................
18
91
Pile
...........................................
Pile removal 1 ...........................................
Number piles
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1 Pile removal schedule is notional and is dependent on contractor workload and timing of in-water work shutdown in spring 2014. Removals
using no-impact methods (e.g., dry pull) may continue outside the in-water work window or would resume under the period of subsequent IHAs
(i.e., September 2014).
The Navy assumes that the contractor
will drive approximately two steel piles
per day, and five concrete or fiberglass
piles per day. For steel piles, each pile
is assumed to require up to two hours
of driving, including 1–1.5 hours of
vibratory pile driving and up to 0.5 hour
of impact pile driving (if necessary).
Concrete and fiberglass piles would be
jetted then driven with an impact pile
driver only. During the first year of
work, approximately 66 nonoverlapping days of pile driving are
expected to occur in the episodes
described in Table 2. Approximately 84
days of demolition work are expected,
beginning in March 2014. The majority
of these 84 days will involve abovewater work or other no-impact methods
and would not impact marine mammals;
the Navy assumes that approximately
one quarter of the days (21 days) might
involve methods that could cause
disturbance to marine mammals.
Description of Sound Sources
Sound travels in waves, the basic
components of which are frequency,
wavelength, velocity, and amplitude.
Frequency is the number of pressure
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waves that pass by a reference point per
unit of time and is measured in Hz or
cycles per second. Wavelength is the
distance between two peaks of a sound
wave; lower frequency sounds have
longer wavelengths than higher
frequency sounds and attenuate more
rapidly in shallower water. Amplitude
is the height of the sound pressure wave
or the ‘loudness’ of a sound and is
typically measured using the decibel
(dB) scale. A dB is the ratio between a
measured pressure (with sound) and a
reference pressure (sound at a constant
pressure, established by scientific
standards). It is a logarithmic unit that
accounts for large variations in
amplitude; therefore, relatively small
changes in dB ratings correspond to
large changes in sound pressure. When
referring to SPLs (SPLs; the sound force
per unit area), sound is referenced in the
context of underwater sound pressure to
1 microPascal (mPa). One pascal is the
pressure resulting from a force of one
newton exerted over an area of one
square meter. The source level
represents the sound level at a distance
of 1 m from the source (referenced to 1
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mPa). The received level is the sound
level at the listener’s position.
Root mean square (rms) is the
quadratic mean sound pressure over the
duration of an impulse. Rms is
calculated by squaring all of the sound
amplitudes, averaging the squares, and
then taking the square root of the
average (Urick, 1983). Rms accounts for
both positive and negative values;
squaring the pressures makes all values
positive so that they may be accounted
for in the summation of pressure levels
(Hastings and Popper, 2005). This
measurement is often used in the
context of discussing behavioral effects,
in part because behavioral effects,
which often result from auditory cues,
may be better expressed through
averaged units than by peak pressures.
When underwater objects vibrate or
activity occurs, sound-pressure waves
are created. These waves alternately
compress and decompress the water as
the sound wave travels. Underwater
sound waves radiate in all directions
away from the source (similar to ripples
on the surface of a pond), except in
cases where the source is directional.
The compressions and decompressions
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associated with sound waves are
detected as changes in pressure by
aquatic life and man-made sound
receptors such as hydrophones.
Underwater sound levels (‘ambient
sound’) are comprised of multiple
sources, including physical (e.g., waves,
earthquakes, ice, atmospheric sound),
biological (e.g., sounds produced by
marine mammals, fish, and
invertebrates), and anthropogenic sound
(e.g., vessels, dredging, aircraft,
construction). Even in the absence of
anthropogenic sound, the sea is
typically a loud environment. A number
of sources of sound are likely to occur
within Hood Canal, including the
following (Richardson et al., 1995):
• Wind and waves: The complex
interactions between wind and water
surface, including processes such as
breaking waves and wave-induced
bubble oscillations and cavitation, are a
main source of naturally occurring
ambient noise for frequencies between
200 Hz and 50 kHz (Mitson, 1995). In
general, ambient noise levels tend to
increase with increasing wind speed
and wave height. Surf noise becomes
important near shore, with
measurements collected at a distance of
8.5 km (5.3 mi) from shore showing an
increase of 10 dB in the 100 to 700 Hz
band during heavy surf conditions.
• Precipitation noise: Noise from rain
and hail impacting the water surface can
become an important component of total
noise at frequencies above 500 Hz, and
possibly down to 100 Hz during quiet
times.
• Biological noise: Marine mammals
can contribute significantly to ambient
noise levels, as can some fish and
shrimp. The frequency band for
biological contributions is from
approximately 12 Hz to over 100 kHz.
• Anthropogenic noise: Sources of
ambient noise related to human activity
include transportation (surface vessels
and aircraft), dredging and construction,
oil and gas drilling and production,
seismic surveys, sonar, explosions, and
ocean acoustic studies (Richardson et
al., 1995). Shipping noise typically
dominates the total ambient noise for
frequencies between 20 and 300 Hz. In
general, the frequencies of
anthropogenic sounds are below 1 kHz
and, if higher frequency sound levels
are created, they will attenuate
(decrease) rapidly (Richardson et al.,
1995). Known sound levels and
frequency ranges associated with
anthropogenic sources similar to those
that would be used for this project are
summarized in Table 2. Details of each
of the sources are described in the
following text.
TABLE 3—REPRESENTATIVE SOUND LEVELS OF ANTHROPOGENIC SOURCES
Underwater
sound level
(dB re 1 μPa)
Frequency range
(Hz)
Sound source
Reference
sroberts on DSK5SPTVN1PROD with NOTICES
Small vessels .........................................
Tug docking gravel barge ......................
Vibratory driving of 72-in (1.8 m) steel
pipe pile.
Impact driving of 36-in steel pipe pile ....
Impact driving of 66-in cast-in-steel-shell
pile.
250–1,000
200–1,000
10–1,500
151 dB rms at 1 m (3.3 ft) .....................
149 dB rms at 100 m (328 ft) ................
180 dB rms at 10 m (33 ft) ....................
Richardson et al., 1995.
Blackwell and Greene, 2002.
Reyff, 2007.
10–1,500
10–1,500
195 dB rms at 10 m ...............................
195 dB rms at 10 m ...............................
Laughlin, 2007.
Reviewed in Hastings and Popper,
2005.
In-water construction activities
associated with the project would
include impact pile driving, vibratory
pile driving and removal, and possibly
pneumatic chipping. The sounds
produced by these activities fall into
one of two sound types: Pulsed and
non-pulsed (defined in next paragraph).
The distinction between these two
general sound types is important
because they have differing potential to
cause physical effects, particularly with
regard to hearing (e.g., Ward, 1997 in
Southall et al., 2007). Please see
Southall et al., (2007) for an in-depth
discussion of these concepts.
Pulsed sounds (e.g., explosions,
gunshots, sonic booms, and impact pile
driving) are brief, broadband, atonal
transients (ANSI, 1986; Harris, 1998)
and occur either as isolated events or
repeated in some succession. Pulsed
sounds are all characterized by a
relatively rapid rise from ambient
pressure to a maximal pressure value
followed by a decay period that may
include a period of diminishing,
oscillating maximal and minimal
pressures. Pulsed sounds generally have
an increased capacity to induce physical
injury as compared with sounds that
lack these features.
Non-pulse (intermittent or continuous
sounds) can be tonal, broadband, or
both. Some of these non-pulse sounds
can be transient signals of short
duration but without the essential
properties of pulses (e.g., rapid rise
time). Examples of non-pulse sounds
include those produced by vessels,
aircraft, machinery operations such as
drilling or dredging, vibratory pile
driving, and active sonar systems. The
duration of such sounds, as received at
a distance, can be greatly extended in a
highly reverberant environment.
Impact hammers operate by
repeatedly dropping a heavy piston onto
a pile to drive the pile into the substrate.
Sound generated by impact hammers is
characterized by rapid rise times and
high peak levels, a potentially injurious
combination (Hastings and Popper,
2005). Vibratory hammers install piles
by vibrating them and allowing the
weight of the hammer to push them into
the sediment. Vibratory hammers
produce significantly less sound than
impact hammers. Peak SPLs may be 180
dB or greater, but are generally 10 to 20
dB lower than SPLs generated during
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impact pile driving of the same-sized
pile (Oestman et al., 2009). Rise time is
slower, reducing the probability and
severity of injury, and sound energy is
distributed over a greater amount of
time (Nedwell and Edwards, 2002;
Carlson et al., 2005).
Ambient Sound
The underwater acoustic environment
consists of ambient sound, defined as
environmental background sound levels
lacking a single source or point
(Richardson et al., 1995). The ambient
underwater sound level of a region is
defined by the total acoustical energy
being generated by known and
unknown sources, including sounds
from both natural and anthropogenic
sources. The sum of the various natural
and anthropogenic sound sources at any
given location and time depends not
only on the source levels (as determined
by current weather conditions and
levels of biological and shipping
activity) but also on the ability of sound
to propagate through the environment.
In turn, sound propagation is dependent
on the spatially and temporally varying
properties of the water column and sea
floor, and is frequency-dependent. As a
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result of the dependence on a large
number of varying factors, the ambient
sound levels at a given frequency and
location can vary by 10–20 dB from day
to day (Richardson et al., 1995).
In the vicinity of the project area, the
median broadband background
underwater sound levels have been
measured by the Navy at 123.8 dB re 1
mPa between 3 Hz and 20 kHz (see
Figures 2–4 to 2–6 in the Navy’s
application. The distribution of
underwater sound levels was relatively
uniform, reflecting the active ship traffic
passing through the navigation channel
at all times of day. The sample locations
are distributed in the project area on
either side of the channel in the fairly
narrow entrance of San Diego Bay
proper. Most ship traffic is transiting
through the vicinity of the fuel pier to
berths farther in the bay. Higher levels
were observationally associated with
nearby ship movements when the data
were collected (refer to the field log in
Appendix B of the Navy’s application),
with the exception of Zuniga Jetty,
where large populations of snapping
shrimp are found.
Sound Thresholds
NMFS uses generic sound exposure
thresholds to determine when an
activity that produces sound might
result in impacts to a marine mammal
such that a take by harassment might
occur. To date, no studies have been
conducted that examine impacts to
marine mammals from pile driving
sounds from which empirical sound
thresholds have been established.
Current NMFS practice (in relation to
the MMPA) regarding exposure of
marine mammals to sound is that
cetaceans and pinnipeds exposed to
impulsive sounds of 180 and 190 dB
rms or above, respectively, are
considered to have been taken by Level
A (i.e., injurious) harassment.
Behavioral harassment (Level B) is
considered to have occurred when
marine mammals are exposed to sounds
at or above 160 dB rms and 120 dB rms
(for pulsive sounds such as impact pile
driving and for non-pulsed sounds such
as vibratory pile driving, respectively),
but below injurious thresholds. For
airborne sound, pinniped disturbance
from haul-outs has been documented at
100 dB (unweighted) for pinnipeds in
general, and at 90 dB (unweighted) for
harbor seals. NMFS uses these levels as
guidelines to estimate when harassment
may occur.
Distance to Sound Thresholds
Underwater sound propagation
formula—Pile driving would generate
underwater noise that potentially could
result in disturbance to marine
mammals in the project area.
Transmission loss (TL) is the decrease
in acoustic intensity as an acoustic
pressure wave propagates out from a
source. TL parameters vary with
frequency, temperature, sea conditions,
current, source and receiver depth,
water depth, water chemistry, and
bottom composition and topography.
The general formula for underwater TL
is:
TL = B * log10(R1/R2)
Where:
R1 = the distance of the modeled SPL from
the driven pile, and
R2 = the distance from the driven pile of the
initial measurement.
This formula neglects loss due to
scattering and absorption, which is
assumed to be zero here. The degree to
which underwater sound propagates
away from a sound source is dependent
on a variety of factors, most notably by
the water bathymetry and presence or
absence of reflective or absorptive
conditions including in-water structures
and sediments. Spherical spreading
occurs in a perfectly unobstructed (freefield) environment not limited by depth
or water surface, resulting in a 6 dB
reduction in sound level for each
doubling of distance from the source
(20*log[range]). Cylindrical spreading
occurs in an environment in which
sound propagation is bounded by the
water surface and sea bottom, resulting
in a reduction of 3 dB in sound level for
each doubling of distance from the
source (10*log[range]). A practical
spreading value of 15 is often used in
shallow water conditions, such as San
Diego Bay, where spreading may start
out spherically but then end up
cylindrically as the sound is constrained
by the surface and the bottom.
However, for this request, the Navy
consulted with the University of
Washington Applied Physics Laboratory
to develop a site-specific model for TL
from pile driving at a central point at
the project site (see Appendix A in the
Navy’s application). The model is based
on historical temperature-salinity data
and location-dependent bathymetry. In
the model, TL is the same for different
sound source levels and is applied to
each of the different activities to
determine the point at which the
applicable thresholds are reached as a
function of distance from the source.
The model’s predictions result in a
slightly lower average rate of TL than
practical spreading, and hence are
conservative. We reviewed and
approved this approach. Because the
model is specific to the project area
around the fuel pier site, practical
spreading loss was assumed in
modeling sound propagation for pile
driving at NMAWC (for relocation of the
Navy Marine Mammal Program facility).
Underwater sound from pile driving
and extraction—The intensity of pile
driving sounds is greatly influenced by
factors such as the type of piles,
hammers, and the physical environment
in which the activity takes place. A
large quantity of literature regarding
SPLs recorded from pile driving projects
is available for consideration. In order to
determine reasonable SPLs and their
associated affects on marine mammals
that are likely to result from pile driving
at NBPL, studies with similar properties
to the proposed action were evaluated.
Piles to be installed include 36- and 48in steel pipes, 24- and 18-in concrete
piles, and 16-in fiberglass-concrete
piles. In addition, a vibratory pile driver
could be used in the extraction of 16-in
steel, 14-, 16- and 24-in concrete, 13-in
plastic, and 12-in timber piles. Sound
levels associated with vibratory pile
removal are assumed to be the same as
those during vibratory installation
(Caltrans, 2007)—which is likely a
conservative assumption—and have
been taken into consideration in the
modeling analysis. Overall, studies
which met the following parameters
were considered: (1) Pile size and
materials: Steel pipe piles (30–72 in
diameter); (2) Hammer machinery:
Vibratory and impact hammer; and (3)
Physical environment: shallow depth
(less than 100 ft [30 m]).
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TABLE 4—UNDERWATER SPLS FROM MONITORED CONSTRUCTION ACTIVITIES USING IMPACT HAMMERS
Project and location
Pile size and type
Method
Mukilteo Test Piles, WA 1 ................
Richmond-San Rafael Bridge, CA 2
Richmond Inner Harbor, CA 2 ..........
36-in steel pipe ...............................
66-in steel cast-in-steel shell ..........
72-in steel pipe ...............................
Impact ................
Impact ................
Vibratory .............
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Water
depth
Measured SPLs
7.3 m
4m
∼5 m
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195 dB re 1 μPa (rms) at 10 m.
195 dB re 1 μPa (rms) at 10 m.
180 dB re 1 μPa (rms) at 10 m.
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TABLE 4—UNDERWATER SPLS FROM MONITORED CONSTRUCTION ACTIVITIES USING IMPACT HAMMERS—Continued
Project and location
Pile size and type
Method
Water
depth
Measured SPLs
San Francisco Bay, CA 2 .................
16–24-in concrete ...........................
Impact ................
10–15 m
Columbia River Crossing, OR/WA 3
24–48-in steel pipe .........................
Vibratory extraction.
173–176 dB re 1 μPa (rms) at 10
m.
172 dB re 1 μPa (rms) at 10 m.
10 m
Sources: 1 Laughlin, 2007;
2 Oestman et al., 2009;
3 Coleman, 2011.
Driving of non-steel piles produces
lower levels of sound than does that of
steel piles, and extraction of non-steel
piles is assumed to produce lower
sound levels than that of steel piles
(Oestman et al., 2009). We assume here
that a reduction of 10–20 dB from the
sound produced by extraction of steel
piles can be assumed for non-steel (i.e.,
concrete, timber, plastic) piles. There
are few data regarding use of pneumatic
chippers or other underwater cutting
tools. In a previous IHA proposal
(NMFS, 2012), we considered a source
value of 161 dB re 1 mPa (rms) at 1 m
for use of a jackhammer (Nedwell and
Howell, 2004). Here, we conservatively
assume that use of these tools will
produce the same sound levels as
vibratory extraction of non-steel piles.
Underwater sound levels from pile
driving for this project are therefore
assumed to be as follows:
• For 36- and 48-in steel pipes, 195
dB re 1 mPa (rms) at 10 m when driven
by impact hammer, 180 dB re 1 mPa
(rms) at 10 m when driven by vibratory
hammer;
• For 24-in concrete piles driven by
impact hammer, 176 dB re 1 mPa (rms)
at 10 m; and
• For 16- and 18-in concrete piles
driven by impact hammer, 173 dB re 1
mPa (rms) at 10 m.
• For vibratory removal of steel piles,
172 dB re 1 mPa (rms) at 10 m; for
vibratory removal/pneumatic chipping
of non-steel piles, 160 dB re 1 mPa (rms)
at 10 m.
Based on these values and the results of
site-specific transmission loss modeling,
distances to relevant thresholds and
associated areas of ensonification are
presented in Table 5. Predicted
distances to thresholds for different
sources are shown in Figures 6–1
through 6–7 of the Navy’s application.
The areas of ensonification reflect the
conventional assumption that
topographical features such as
shorelines act as a barrier to underwater
sound. Although it is known that there
can be leakage or diffraction around
such barriers, it is generally accepted
practice to model underwater sound
propagation from pile driving as
continuing in a straight line past a
shoreline projection such as Ballast
Point. In contrast, although Zuniga Jetty
would likely prevent sound propagation
east of the jetty, this effect was not
considered. Hence the projection of
sound through the mouth of the bay into
the open ocean would be truncated
along the jetty and narrower in reality
than shown. The limits of ensonification
due to the project are assumed to be
essentially the same for different pile
sizes subject to vibratory installation or
removal.
TABLE 5—DISTANCES TO RELEVANT SOUND THRESHOLDS AND AREAS OF ENSONIFICATION
Distance to threshold (m) and associated area of ensonification (km2)
Source level
(dB at 10 m)
Description
Steel piles, impact ............................................
Steel piles, vibratory ........................................
24-in concrete piles ..........................................
16-in concrete-fiberglass piles .........................
18-in concrete piles 1 (NMAWC) ......................
Vibratory extraction, steel ................................
Vibratory extraction/pneumatic chipping, nonsteel ..............................................................
190 dB
180 dB
160 dB
120 dB
195
180
176
173
173
172
36, 0.0034
n/a
n/a
n/a
n/a
n/a
452, 0.1477
14, 0.0004
n/a
n/a
n/a
n/a
5,484, 8.5069
n/a
505, 0.1914
259, 0.0834
84, 0.0620
n/a
n/a
6,470, 11.4895
n/a
n/a
n/a
6,467, 11.4895
160
n/a
n/a
n/a
6,467, 11.4890
1 Practical
sroberts on DSK5SPTVN1PROD with NOTICES
spreading loss was assumed for pile driving at marine mammal relocation site because site-specific TL model used for sources at
fuel pier is not applicable.
Airborne sound from pile installation
and removal—Pile driving can generate
airborne sound that could potentially
result in disturbance to marine
mammals (specifically, pinnipeds)
which are hauled out or at the water’s
surface. As a result, the Navy analyzed
the potential for pinnipeds hauled out
or swimming at the surface near NBPL
to be exposed to airborne SPLs that
could result in Level B behavioral
harassment. Although there is no
official airborne sound threshold, NMFS
assumes for purposes of the MMPA that
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behavioral disturbance can occur upon
exposure to sounds above 100 dB re 20
mPa rms (unweighted) for all pinnipeds,
except harbor seals. For harbor seals, the
threshold is 90 dB re 20 mPa rms
(unweighted). A spherical spreading
loss model, assuming average
atmospheric conditions, was used to
estimate the distance to the 100 dB and
90 dB re 20 mPa rms (unweighted)
airborne thresholds.
As was discussed for underwater
sound from pile driving, the intensity of
pile driving sounds is greatly influenced
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by factors such as the type of piles,
hammers, and the physical environment
in which the activity takes place. In
order to determine reasonable airborne
SPLs and their associated effects on
marine mammals that are likely to result
from pile driving at NBPL, studies with
similar properties to the proposed
action, as described previously, were
evaluated. Table 6 details representative
pile driving activities that have occurred
in recent years. Due to the similarity of
these actions and the Navy’s proposed
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action, they represent reasonable SPLs
which could be anticipated.
TABLE 6—AIRBORNE SPLS FROM SIMILAR CONSTRUCTION ACTIVITIES
Project and location
Pile size and type
Method
Water depth
Measured SPLs
Northstar Island, AK 1 ............
42-in steel pipe .....................
Impact ...............
Approximately 12 m ..............
Keystone Ferry Terminal,
WA 2.
30-in steel pipe .....................
Vibratory ...........
Approximately 9 m ................
97 dB re 20 μPa (rms) at 160
m.
97 dB re 20 μPa (rms) at 13
m.
Sources: 1 Blackwell et al., 2004; 2 Laughlin, 2010.
Based on these values and the
assumption of spherical spreading loss,
distances to relevant thresholds and
associated areas of ensonification are
presented in Table 7. The nearest
known haul-out location for harbor seals
is approximately 250 m away and hence
would be subject to sound levels that
may result in behavioral disturbance, if
animals are present. For sea lions, all
airborne distances are less than those
calculated for underwater sound
thresholds, therefore, protective
measures would be in place out to the
distances calculated for the underwater
thresholds, and the distances for the
airborne thresholds would be covered
fully by mitigation and monitoring
measures in place for underwater sound
thresholds. No sea lion haul-outs or
rookeries are located within the airborne
harassment radii.
TABLE 7—DISTANCES TO RELEVANT SOUND THRESHOLDS AND AREAS OF ENSONIFICATION, AIRBORNE SOUND
Threshold, re 20
μPa rms
(unweighted)
Group
Harbor seals ..............................................................................................................
California sea lions ....................................................................................................
Description of Marine Mammals in the
Area of the Specified Activity
The Navy has conducted marine
mammal surveys in the project area
beginning in 2007 and continuing
through March 2012 (Merkel and
Associates, Inc., 2008; Johnson, 2010,
2011; Lerma, 2012). Boat survey routes
(see Figure 3–1 of the Navy’s
application) established in 2007 have
been resurveyed on 16 occasions, 13 of
which were during the seasonal window
for in-water construction and
demolition (September–April). There
are four marine mammal species which
are either resident or have known
seasonal occurrence in San Diego Bay,
including the California sea lion, harbor
Distance to threshold (m) and associated area of ensonification (km2)
Impact driving
90 dB
100 dB
seal, bottlenose dolphin, and gray
whale. Navy records indicate that other
species that occur in the Southern
California Bight may have the potential
for isolated occurrence within San
Diego Bay or just offshore. The Pacific
white-sided and common dolphin
(Lagenorhynchus obliquidens and
Delphinus sp., respectively) were
sighted along a previously used transect
on the opposite side of the Point Loma
peninsula (Merkel & Associates, Inc.,
2008), near the kelp forests. Risso’s
dolphin (Grampus griseus) is fairly
common in southern California coastal
waters, but has not been seen in San
Diego Bay. These species have not been
observed near the project area and are
not expected to occur there, and, given
Vibratory driving
358, 0.403
113, 0.040
28, 0.002
9, 0.000
the unlikelihood of their exposure to
sound generated from the project, are
thus not considered further. This
section summarizes the population
status and abundance of the four species
for which we anticipate exposure to
sound from the project. We have
reviewed the Navy’s detailed species
descriptions, including life history
information, for accuracy and
completeness and refer the reader to
Sections 3 and 4 of the Navy’s
application instead of reprinting the
information here. Table 7 lists the
marine mammal species that occur in
the vicinity of NBPL. The following
information is summarized largely from
NMFS Stock Assessment Reports.
TABLE 8—MARINE MAMMALS PRESENT IN THE VICINITY OF NBPL
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Species
Stock abundance 1
(CV, Nmin)
Relative occurrence in north San Diego
Bay
California sea lion U.S. stock ...................
Harbor seal California stock .....................
Bottlenose dolphin California coastal
stock.
Gray whale Eastern North Pacific stock ..
296,750 (n/a, 153,337) ............................
30,196 (0.157, 26,667) ............................
323 ...........................................................
(0.13, 290) ...............................................
19,126 (0.07, 18,017) ..............................
Abundant ..................................................
Uncommon, localized ..............................
Occasional ...............................................
Year-round.
Year-round.
Year-round.
Rare, during migration only .....................
Late winter.
Season of
occurrence
1 NMFS marine mammal stock assessment reports at: https://www.nmfs.noaa.gov/pr/sars/species.htm. CV is coefficient of variation; N
min is the
minimum estimate of stock abundance.
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California Sea Lion
California sea lions range from the
Gulf of California north to the Gulf of
Alaska, with breeding areas located in
the Gulf of California, western Baja
California, and southern California. Five
genetically distinct geographic
populations have been identified: (1)
Pacific Temperate, (2) Pacific
Subtropical, (3) Southern Gulf of
California, (4) Central Gulf of California
and (5) Northern Gulf of California
(Schramm et al., 2009). Rookeries for
the Pacific Temperate population are
found within U.S. waters and just south
of the U.S.-Mexico border, and animals
belonging to this population may be
found form the Gulf of Alaska to
Mexican waters off Baja California.
Animals belonging to other populations
(e.g., Pacific Subtropical) may range into
U.S. waters during non-breeding
periods. For management purposes, a
stock of California sea lions comprising
those animals at rookeries within the
U.S. is defined (i.e., the U.S. stock of
California sea lions) (Carretta et al.,
2012). Pup production at the Coronado
Islands rookery in Mexican waters is
considered an insignificant contribution
to the overall size of the Pacific
Temperate population (Lowry and
Maravilla-Chavez, 2005).
California sea lions are not protected
under the Endangered Species Act
(ESA) or listed as depleted under the
MMPA. Total annual human-caused
mortality (at least 431) is substantially
less than the potential biological
removal (PBR, estimated at 9,200 per
year); therefore, California sea lions are
not considered a strategic stock under
the MMPA. There are indications that
the California sea lion may have reached
or is approaching carrying capacity,
although more data are needed to
confirm that leveling in growth persists
(Carretta et al., 2012).
The best abundance estimate of the
U.S. stock of California sea lions is
296,750 and the minimum population
size of this stock is 153,337 individuals
(Carretta et al., 2012). The entire
population cannot be counted because
all age and sex classes are never ashore
at the same time; therefore, the best
abundance estimate is determined from
the number of births and the proportion
of pups in the population, with
censuses conducted in July after all
pups have been born. Specifically, the
pup count for rookeries in southern
California from 2008 was adjusted for
pre-census mortality and then
multiplied by the inverse of the fraction
of newborn pups in the population
(Carretta et al., 2012). The minimum
population size was determined from
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counts of all age and sex classes that
were ashore at all the major rookeries
and haul-out sites in southern and
central California during the 2007
breeding season, including all California
sea lions counted during the July 2007
census at the Channel Islands in
southern California and at haul-out sites
located between Point Conception and
Point Reyes, California (Carretta et al.,
2012). An additional unknown number
of California sea lions are at sea or
hauled out at locations that were not
censused and are not accounted for in
the minimum population size.
Trends in pup counts from 1975
through 2008 have been assessed for
four rookeries in southern California
and for haul-outs in central and
northern California. During this time
period counts of pups increased at an
annual rate of 5.4 percent, excluding six
El Nino years when pup production
declined dramatically before quickly
rebounding (Carretta et al., 2012). The
maximum population growth rate was
9.2 percent when pup counts from the
˜
El Nino years were removed. However,
the apparent growth rate from the
population trajectory underestimates the
intrinsic growth rate because it does not
consider human-caused mortality
occurring during the time series; the
default maximum net productivity rate
for pinnipeds (12 percent per year) is
considered appropriate for California
sea lions (Carretta et al., 2012).
Historic exploitation of California sea
lions include harvest for food by Native
Americans in pre-historic times and for
oil and hides in the mid-1800s, as well
as exploitation for a variety of reasons
more recently (Carretta et al., 2012).
There are few historical records to
document the effects of such
exploitation on sea lion abundance
(Lowry et al., 1992). Data from 2003–09
indicate that a minimum of 337 (CV =
0.56) California sea lions are killed
annually in commercial fisheries. In
addition, a summary of stranding
database records for 2005–09 shows an
annual average of 65 such events, which
is likely a gross underestimate because
most carcasses are not recovered.
California sea lions may also be
removed because of predation on
endangered salmonids (17 per year,
2008–10) or incidentally captured
during scientific research (3 per year,
2005–09) (Carretta et al., 2012). Sea lion
mortality has also been linked to the
algal-produced neurotoxin domoic acid
(Scholin et al., 2000). There is currently
an Unusual Mortality Event (UME)
declaration in effect for California sea
lions. Future mortality may be expected
to occur, due to the sporadic occurrence
of such harmful algal blooms. Beginning
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in January 2013, elevated strandings of
California sea lion pups have been
observed in Southern California, with
live sea lion strandings nearly three
times higher than the historical average.
The causes of this UME are under
investigation (https://www.nmfs.noaa.
gov/pr/health/mmume/californiasea
lions2013.htm; accessed April 10, 2013).
The California sea lion is by far the
most commonly-sighted pinniped
species at sea or on land in the vicinity
of NBPL and northern San Diego Bay,
where there is a resident non-breeding
population. California sea lions
regularly occur on rocks, buoys and
other structures, and especially on the
bait barges, although numbers vary
greatly as individuals move between the
bay and rookeries on offshore islands.
Different age classes of California sea
lions are found in the San Diego region
throughout the year (Lowry et al., 1991),
although Navy surveys show that the
local population comprises adult
females and subadult males and
females, with adult males being
uncommon. The Navy has conducted
marine mammal surveys throughout the
north San Diego Bay project area
(Merkel & Associates, Inc., 2008,
Johnson, 2010, 2011, Lerma, 2012).
Sightings include all animals observed
and their locations (using geographical
positioning systems). The majority of
observations are of animals hauled out.
Harbor Seal
Harbor seals inhabit coastal and
estuarine waters and shoreline areas of
the northern hemisphere from temperate
to polar regions. The eastern North
Pacific subspecies is found from Baja
California north to the Aleutian Islands
and into the Bering Sea. Multiple lines
of evidence support the existence of
geographic structure among harbor seal
populations from California to Alaska
(Carretta et al., 2012). However, because
stock boundaries are difficult to
meaningfully draw from a biological
perspective, three separate harbor seal
stocks are recognized for management
purposes along the west coast of the
continental U.S.: (1) Inland waters of
Washington, (2) outer coast of Oregon
and Washington, and (3) California
(Carretta et al., 2012). Multiple stocks
are recognized in Alaska. Placement of
a stock boundary at the CaliforniaOregon border is not based on biology
but is considered a political and
jurisdictional convenience (Carretta et
al., 2012). In addition, harbor seals may
occur in Mexican waters, but these
animals are not considered part of the
California stock. Only the California
stock may be found in the project area.
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California harbor seals are not
protected under the ESA or listed as
depleted under the MMPA, and are not
considered a strategic stock under the
MMPA because annual human-caused
mortality (31) is significantly less than
the calculated PBR (1,600). The
population appears to be stabilizing at
what may be its carrying capacity and
the fishery mortality is declining.
The best abundance estimate of the
California stock of harbor seals is 30,196
(CV = 0.157) and the minimum
population size of this stock is 26,667
individuals (Carretta et al., 2012). The
entire population cannot be counted
because some individuals are always
away from haul-out sites. In addition,
complete pup counts are not possible as
for other species of pinniped because
pups are precocious and enter the water
almost immediately after birth.
Therefore, the best abundance estimate
is estimated by counting the number of
seals ashore during the peak haul-out
period (May to July) and by multiplying
this count by a correction factor equal
to the inverse of the estimated fraction
of seals on land (Carretta et al., 2012).
The current abundance estimate, as well
as the minimum population size, is
based off of haul-out counts from 2009.
Counts of harbor seals in California
increased from 1981 to 2004, with a
calculated annual net productivity rate
of 9.2 percent for the period 1983–1994
(Carretta et al., 2012). However,
maximum net productivity rates cannot
be estimated because measurements
were not made when the stock size was
very small, and the default maximum
net productivity rate for pinnipeds (12
percent per year) is considered
appropriate for harbor seals (Carretta et
al., 2012).
Prior to state and federal protection
and especially during the nineteenth
century, harbor seals along the west
coast of North America were greatly
reduced by commercial hunting, with
only a few hundred individuals
surviving in a few isolated areas along
the California coast (Carretta et al.,
2012). However, in the last half of this
century, the population has increased
dramatically. Data from 2004–09
indicate that 18 (CV = 0.73) California
harbor seals are killed annually in
commercial fisheries. In addition,
California stranding database records for
2005–09 shows an annual average of 12
such events, which is likely an
underestimate because most carcasses
are not recovered. Two UMEs of harbor
seals in California occurred in 1997 and
2000 with the cause considered to be
infectious disease. All west coast harbor
seals that have been tested for
morbilliviruses were found to be
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seronegative, indicating that this disease
is not endemic in the population and
that this population is extremely
susceptible to an epidemic of this
´
disease (Ham-Lamme et al., 1999).
Harbor seals are relatively uncommon
within San Diego Bay, and do not have
a significant mainland California
distribution south of Point Mugu.
Sightings in the Navy transect surveys
of northern San Diego Bay cited above
were limited to individuals outside of
the project area, on the south side of
Ballast Point. The haul-out area south of
Ballast Point is only temporary with
overwash of the rocks occurring daily;
primary local harbor seal haul-outs are
in La Jolla. With heavy vessel traffic and
noise in the project area, it is likely that
harbor seals seen outside the project
area at Ballast Point move toward Point
Loma and preferred foraging habitat
rather than actively foraging in or
transiting the project area on a frequent
basis. However, Navy marine mammal
monitoring for another project
conducted intermittently from 2010–12
has documented several harbor seals
near Pier 122 (within the project area)
at various times, with the greatest
number of sightings during April and
May.
Gray Whale
Gray whales are found in shallow
coastal waters, migrating between
summer feeding areas in the north and
winter breeding areas in the south. Gray
whales were historically common
throughout the northern hemisphere but
are now found only in the Pacific,
where two populations are recognized,
Eastern and Western North Pacific (ENP
and WNP). ENP whales breed and calve
primarily in areas off Baja California
and in the Gulf of California. From
February to May, whales typically
migrate northbound to summer/fall
feeding areas in the Chukchi and
northern Bering Seas, with the
southbound return to calving areas
typically occurring in November and
December. WNP whales are known to
feed in the Okhotsk Sea and off of
Kamchatka before migrating south to
poorly known wintering grounds,
possibly in the South China Sea.
The two populations have historically
been considered geographically isolated
from each other; however, recent data
from satellite-tracked whales indicates
that there is some overlap between the
stocks. Two WNP whales were tracked
from Russian foraging areas along the
Pacific rim to Baja California (Mate et
al., 2011), and, in one case where the
satellite tag remained attached to the
whale for a longer period, a WNP whale
was tracked from Russia to Mexico and
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back again (IWC, 2012). Between 22–24
WNP whales are known to have
occurred in the eastern Pacific through
comparisons of ENP and WNP photoidentification catalogs (IWC, 2012;
Weller et al., 2011; Burdin et al., 2011),
and WNP animals comprised 8.1
percent of gray whales identified during
a recent field season off of Vancouver
Island (Weller et al., 2012). In addition,
two genetic matches of WNP whales
have been recorded off of Santa Barbara,
CA (Lang et al., 2011). Therefore, a
portion of the WNP population is
assumed to migrate, at least in some
years, to the eastern Pacific during the
winter breeding season.
However, only ENP whales are
expected to occur in the project area.
The likelihood of any gray whale being
exposed to project sound to the degree
considered in this document is already
low, as it would require a migrating
whale to linger for an extended period
of time, or for multiple migrating whales
to linger for shorter periods of time.
While such an occurrence is not
unknown, it is uncommon. Further, of
the approximately 20,000 gray whales
migrating through the Southern
California Bight, it is extremely unlikely
that one found in San Diego Bay would
be one of the approximately 20 WNP
whales that have been documented in
the eastern Pacific (less than one
percent probability). The likelihood that
a WNP whale would be exposed to
elevated levels of sound from the
specified activities is insignificant and
discountable.
The ENP population of gray whales,
which is managed as a stock, was
removed from ESA protection in 1994,
is not currently protected under the
ESA, and is not listed as depleted under
the MMPA. Punt and Wade (2010)
estimated the ENP population was at 91
percent of carrying capacity and at 129
percent of the maximum net
productivity level and therefore within
the range of its optimum sustainable
population. The ENP stock of gray
whales is not classified as a strategic
stock under the MMPA because the
estimated annual level of human-caused
mortality (128) is less than the
calculated PBR (558) (Carretta et al.,
2013). The WNP population is listed as
endangered under the ESA and depleted
under the MMPA as a foreign stock.
The best abundance estimate of the
ENP stock of gray whales is 19,126 (CV
= 0.071) and the minimum population
size of this stock is 18,017 individuals
(Carretta et al., 2013). Systematic counts
of gray whales migrating south along the
central California coast have been
conducted by shore-based observers
since 1967. The best and minimum
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abundance estimates were calculated
from 2006–07 survey data, the first year
in which improved counting techniques
and a more consistent approach to
abundance estimation were used
(Carretta et al., 2013). The population
size of the ENP gray whale stock has
been increasing over the past several
decades despite a west coast UME
(unexplained causes) from 1999–2001.
The estimated annual rate of increase
from 1967–88, based on the revised
abundance time series from Laake et al.
(2009), is 3.2 percent (Punt and Wade,
2010). Based on the same analyses, the
best estimate of the maximum
productivity rate for gray whales is
considered to be 6.2 percent. The most
recent estimate of WNP gray whale
abundance is 137 individuals (IWC,
2012).
As noted above, gray whale numbers
were significantly reduced by whaling,
becoming extirpated from the Atlantic
by the early 1700s and listed as an
endangered species in the Pacific. The
ENP stock has since recovered
sufficiently to be delisted from the ESA.
Gray whales remain subject to
occasional fisheries-related mortality
and death from ship strikes. Based on
stranding network data for the period
2006–10, there are an average of 0.2
deaths per year from the former and 2.2
per year from the latter. In addition,
subsistence hunting of gray whales by
hunters in Russia and the U.S. is
approved by the International Whaling
Commission, although none is currently
authorized in the U.S. From 2006–10,
the annual Russian subsistence harvest
was 123 whales (Carretta et al., 2013).
Climate change is considered a
significant habitat concern for gray
whales, as prey composition and
distribution is likely to be altered and
human activity in the whales’ summer
feeding grounds increases (Carretta et
al., 2013).
Peak abundance of gray whales off the
coast of San Diego is typically during
January during the southbound
migration and in March as whales
return north, although females with
calves, which depart Mexico later than
males or females without calves, can be
sighted from March through May or
June (Leatherwood, 1974; Poole, 1984;
Rugh et al., 2001). Gray whales are not
expected in the project area except
during the northward migration, when
they are closest to the coast and may be
infrequently observed offshore of San
Diego Bay (Rice et al., 1981). Migrating
gray whales that do transit nearshore
waters would likely be traveling, rather
than foraging, and would likely be
present only briefly at typical travel
speeds of 3 kn (Perryman et al., 1999,
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´
Mate and Urban-Ramirez, 2003). Gray
whales are known to occur near the
mouth of San Diego Bay, and
occasionally enter the bay. However,
their occurrence in San Diego Bay is
sporadic and unpredictable. In recent
years, local records show that solitary
individuals have entered the bay and
remained for varying lengths of time
during March 2009, April 2010, and July
2011. Navy field notes show an
occurrence of one gray whale that
lingered in the northern part of the bay
for two weeks.
Bottlenose Dolphin
Bottlenose dolphins are found
worldwide in tropical to temperate
waters and can be found in all depths
from estuarine inshore to deep offshore
waters. Temperature appears to limit the
range of the species, either directly, or
indirectly, for example, through
distribution of prey. Off North American
coasts, common bottlenose dolphins are
found where surface water temperatures
range from about 10 °C to 32 °C. In
many regions, including California,
separate coastal and offshore
populations are known, with significant
genetic differentiation evident between
the two ecotypes (e.g., Walker, 1981).
Therefore, two stocks of bottlenose
dolphins—coastal and offshore—are
managed along the west coast.
California coastal bottlenose dolphins
are found within about one kilometer of
shore from San Francisco Bay south into
Mexican waters (Hansen, 1990; Carretta
et al., 1998; Defran and Weller, 1999).
Although there is little site fidelity of
coastal bottlenose dolphins in California
and they are known to move between
U.S. and Mexican waters, the stock as
defined for management purposes
includes only animals found in U.S.
waters. In southern California, animals
are found within 500 m of the shoreline
99 percent of the time and within 250
m 90 percent of the time (Hanson and
Defran, 1993). Only coastal bottlenose
dolphins would be expected to occur at
the project location.
California coastal bottlenose dolphins
are not protected under the MMPA or
listed as depleted under the MMPA. The
total annual human-caused mortality for
this stock (≥0.2) is less than the
calculated PBR (2.4) and the stock is not
considered strategic under the MMPA.
The best abundance estimate for
California coastal bottlenose dolphins is
323 (CV = 0.13, 95% CI 259–430), and
the minimum population estimate is
approximately 290 individuals (Carretta
et al., 2009). These values are based on
photographic mark-recapture surveys
conducted along the San Diego coast in
2004–05, but are considered likely
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30883
underestimates, as they do not reflect
that approximately 35 percent of
dolphins encountered lack identifiable
dorsal fin marks (Defran and Weller,
1999). If 35 percent of all animals lack
distinguishing marks, then the true
population size would be closer to 450–
500 animals (Carretta et al., 2009).
Based on a comparison of markrecapture abundance estimates for the
periods 1987–89, 1996–98, and 2004–
05, Dudzik et al. (2006) stated that the
population size had remained stable
over this period. No information on
current or maximum net productivity
rates is available for California coastal
bottlenose dolphins, and the default
maximum annual net growth rate for
cetaceans (4 percent) is considered
appropriate (Carretta et al., 2009).
Historically, bottlenose dolphins were
removed via live-capture for display,
but no such captures have been
documented since 1982 and no permits
are active. Due to its exclusive use of
coastal habitats, the California coastal
bottlenose dolphin population is
susceptible to fishery-related mortality
in coastal set net fisheries. However,
because of various fishery closures, the
potential for mortality of coastal
bottlenose dolphins in California set
gillnet fisheries has been greatly
reduced. Records from 2002–06 indicate
that a minimum of 0.2 deaths per year
occurred (Carretta et al., 2009). Coastal
gillnet fisheries exist in Mexico and may
take animals from this population, but
no details are available. Habitat
concerns may be an issue for this stock,
as pollutant levels, especially DDT
residues, found in Southern California
coastal bottlenose dolphins have been
found to be among the highest of any
cetacean examined (O’Shea et al. 1980).
Effects of these pollutants are not well
understood. In addition, California
coastal bottlenose dolphins may be
vulnerable to the effects of morbillivirus
outbreaks, which have been implicated
in mass mortality of bottlenose dolphins
on the U.S. Atlantic coast (Lipscomb et
al. 1994).
As seen in the Navy’s marine mammal
surveys of San Diego Bay, cited above,
coastal bottlenose dolphins have
occurred within San Diego Bay
sporadically and in variable numbers
and locations. California coastal
bottlenose dolphins show little site
fidelity and likely move within their
home range in response to patchy
concentrations of nearshore prey
(Defran et al., 1999, Bearzi et al., 2009).
After finding concentrations of prey,
animals may then forage within a more
limited spatial extent to take advantage
of this local accumulation until such
time that prey abundance is reduced,
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likely then shifting location once again
and possibly covering larger distances.
Navy surveys frequently result in no
observations of bottlenose dolphins, and
sightings have ranged from 0–8 groups
observed (0–40 individuals).
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Potential Effects of the Specified
Activity on Marine Mammals
We have determined that pile driving
and removal (depending on technique
used), as outlined in the project
description, has the potential to result
in behavioral harassment of marine
mammals present in the project area,
which may include California sea lions,
harbor seals, bottlenose dolphins, and
gray whales. Pinnipeds spend much of
their time in the water with heads held
above the surface and therefore are not
subject to underwater noise to the same
degree as cetaceans (although they are
correspondingly more susceptible to
exposure to airborne sound). For
purposes of this assessment, however,
pinnipeds are conservatively assumed
to be available to be exposed to
underwater sound 100 percent of the
time that they are in the water.
Marine Mammal Hearing
The primary effect on marine
mammals anticipated from the specified
activities would result from exposure of
animals to underwater sound. Exposure
to sound can affect marine mammal
hearing. When considering the
influence of various kinds of sound on
the marine environment, it is necessary
to understand that different kinds of
marine life are sensitive to different
frequencies of sound. Based on available
behavioral data, audiograms derived
using auditory evoked potential
techniques, anatomical modeling, and
other data, Southall et al. (2007)
designate functional hearing groups for
marine mammals and estimate the lower
and upper frequencies of functional
hearing of the groups. The functional
groups and the associated frequencies
are indicated below (though animals are
less sensitive to sounds at the outer edge
of their functional range and most
sensitive to sounds of frequencies
within a smaller range somewhere in
the middle of their functional hearing
range):
• Low frequency cetaceans (thirteen
species of mysticetes): Functional
hearing is estimated to occur between
approximately 7 Hz and 22 kHz;
• Mid-frequency cetaceans (32
species of dolphins, six species of larger
toothed whales, and nineteen species of
beaked and bottlenose whales):
Functional hearing is estimated to occur
between approximately 150 Hz and 160
kHz;
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• High frequency cetaceans (six
species of true porpoises, four species of
river dolphins, two members of the
genus Kogia, and four dolphin species
of the genus Cephalorhynchus):
Functional hearing is estimated to occur
between approximately 200 Hz and 180
kHz; and
• Pinnipeds in water: Functional
hearing is estimated to occur between
approximately 75 Hz and 75 kHz, with
the greatest sensitivity between
approximately 700 Hz and 20 kHz.
Two pinniped and two cetacean
species are likely to occur in the
proposed project area. Of the two
cetacean species likely to occur in the
project area, the bottlenose dolphin is
classified as a mid-frequency cetacean,
and the gray whale is classified as a
low-frequency cetacean (Southall et al.,
2007).
Underwater Sound Effects
Potential Effects of Pile Driving
Sound—The effects of sounds from pile
driving might result in one or more of
the following: Temporary or permanent
hearing impairment, non-auditory
physical or physiological effects,
behavioral disturbance, and masking
(Richardson et al., 1995; Gordon et al.,
2004; Nowacek et al., 2007; Southall et
al., 2007). The effects of pile driving on
marine mammals are dependent on
several factors, including the size, type,
and depth of the animal; the depth,
intensity, and duration of the pile
driving sound; the depth of the water
column; the substrate of the habitat; the
standoff distance between the pile and
the animal; and the sound propagation
properties of the environment. Impacts
to marine mammals from pile driving
activities are expected to result
primarily from acoustic pathways. As
such, the degree of effect is intrinsically
related to the received level and
duration of the sound exposure, which
are in turn influenced by the distance
between the animal and the source. The
further away from the source, the less
intense the exposure should be. The
substrate and depth of the habitat affect
the sound propagation properties of the
environment. Shallow environments are
typically more structurally complex,
which leads to rapid sound attenuation.
In addition, substrates that are soft (e.g.,
sand) would absorb or attenuate the
sound more readily than hard substrates
(e.g., rock) which may reflect the
acoustic wave. Soft porous substrates
would also likely require less time to
drive the pile, and possibly less forceful
equipment, which would ultimately
decrease the intensity of the acoustic
source.
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In the absence of mitigation, impacts
to marine species would be expected to
result from physiological and behavioral
responses to both the type and strength
of the acoustic signature (Viada et al.,
2008). The type and severity of
behavioral impacts are more difficult to
define due to limited studies addressing
the behavioral effects of impulsive
sounds on marine mammals. Potential
effects from impulsive sound sources
can range in severity, ranging from
effects such as behavioral disturbance,
tactile perception, physical discomfort,
slight injury of the internal organs and
the auditory system, to mortality
(Yelverton et al., 1973).
Hearing Impairment and Other
Physical Effects—Marine mammals
exposed to high intensity sound
repeatedly or for prolonged periods can
experience hearing threshold shift (TS),
which is the loss of hearing sensitivity
at certain frequency ranges (Kastak et
al., 1999; Schlundt et al., 2000;
Finneran et al., 2002, 2005). TS can be
permanent (PTS), in which case the loss
of hearing sensitivity is not recoverable,
or temporary (TTS), in which case the
animal’s hearing threshold would
recover over time (Southall et al., 2007).
Marine mammals depend on acoustic
cues for vital biological functions, (e.g.,
orientation, communication, finding
prey, avoiding predators); thus, TTS
may result in reduced fitness in survival
and reproduction. However, this
depends on the frequency and duration
of TTS, as well as the biological context
in which it occurs. TTS of limited
duration, occurring in a frequency range
that does not coincide with that used for
recognition of important acoustic cues,
would have little to no effect on an
animal’s fitness. Repeated sound
exposure that leads to TTS could cause
PTS. PTS, in the unlikely event that it
occurred, would constitute injury, but
TTS is not considered injury (Southall
et al., 2007). It is unlikely that the
project would result in any cases of
temporary or especially permanent
hearing impairment or any significant
non-auditory physical or physiological
effects for reasons discussed later in this
document. Some behavioral disturbance
is expected, but it is likely that this
would be localized and short-term
because of the short project duration.
Several aspects of the planned
monitoring and mitigation measures for
this project (see the ‘‘Proposed
Mitigation’’ and ‘‘Proposed Monitoring
and Reporting’’ sections later in this
document) are designed to detect
marine mammals occurring near the pile
driving to avoid exposing them to sound
pulses that might, in theory, cause
hearing impairment. In addition, many
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cetaceans are likely to show some
avoidance of the area where received
levels of pile driving sound are high
enough that hearing impairment could
potentially occur. In those cases, the
avoidance responses of the animals
themselves would reduce or (most
likely) avoid any possibility of hearing
impairment. Non-auditory physical
effects may also occur in marine
mammals exposed to strong underwater
pulsed sound. It is especially unlikely
that any effects of these types would
occur during the present project given
the brief duration of exposure for any
given individual and the planned
monitoring and mitigation measures.
The following subsections discuss in
somewhat more detail the possibilities
of TTS, PTS, and non-auditory physical
effects.
Temporary Threshold Shift—TTS is
the mildest form of hearing impairment
that can occur during exposure to a
strong sound (Kryter, 1985). While
experiencing TTS, the hearing threshold
rises, and a sound must be stronger in
order to be heard. In terrestrial
mammals, TTS can last from minutes or
hours to days (in cases of strong TTS).
For sound exposures at or somewhat
above the TTS threshold, hearing
sensitivity in both terrestrial and marine
mammals recovers rapidly after
exposure to the sound ends. Few data
on sound levels and durations necessary
to elicit mild TTS have been obtained
for marine mammals, and none of the
published data concern TTS elicited by
exposure to multiple pulses of sound.
Available data on TTS in marine
mammals are summarized in Southall et
al. (2007).
Given the available data, the received
level of a single pulse (with no
frequency weighting) might need to be
approximately 186 dB re 1 mPa2-s (i.e.,
186 dB sound exposure level [SEL] or
approximately 221–226 dB pk-pk) in
order to produce brief, mild TTS.
Exposure to several strong pulses that
each have received levels near 190 dB
re 1 mPa rms (175–180 dB SEL) might
result in cumulative exposure of
approximately 186 dB SEL and thus
slight TTS in a small odontocete,
assuming the TTS threshold is (to a first
approximation) a function of the total
received pulse energy. Levels greater
than or equal to 190 dB re 1 mPa rms are
expected to be restricted to radii no
more than 5 m (16 ft) from the pile
driving. For an odontocete closer to the
surface, the maximum radius with
greater than or equal to 190 dB re 1 mPa
rms would be smaller.
The above TTS information for
odontocetes is derived from studies on
the bottlenose dolphin and beluga
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whale (Delphinapterus leucas). There is
no published TTS information for other
species of cetaceans. However,
preliminary evidence from a harbor
porpoise exposed to pulsed sound
suggests that its TTS threshold may
have been lower (Lucke et al., 2009). To
avoid the potential for injury, NMFS has
determined that cetaceans should not be
exposed to pulsed underwater sound at
received levels exceeding 180 dB re 1
mPa rms. As summarized above, data
that are now available imply that TTS
is unlikely to occur unless odontocetes
are exposed to pile driving pulses
stronger than 180 dB re 1 mPa rms.
Permanent Threshold Shift—When
PTS occurs, there is physical damage to
the sound receptors in the ear. In severe
cases, there can be total or partial
deafness, while in other cases the
animal has an impaired ability to hear
sounds in specific frequency ranges
(Kryter, 1985). There is no specific
evidence that exposure to pulses of
sound can cause PTS in any marine
mammal. However, given the possibility
that mammals close to pile driving
activity might incur TTS, there has been
further speculation about the possibility
that some individuals occurring very
close to pile driving might incur PTS.
Single or occasional occurrences of mild
TTS are not indicative of permanent
auditory damage, but repeated or (in
some cases) single exposures to a level
well above that causing TTS onset might
elicit PTS.
Relationships between TTS and PTS
thresholds have not been studied in
marine mammals but are assumed to be
similar to those in humans and other
terrestrial mammals. PTS might occur at
a received sound level at least several
decibels above that inducing mild TTS
if the animal were exposed to strong
sound pulses with rapid rise time.
Based on data from terrestrial mammals,
a precautionary assumption is that the
PTS threshold for impulse sounds (such
as pile driving pulses as received close
to the source) is at least 6 dB higher than
the TTS threshold on a peak-pressure
basis and probably greater than 6 dB
(Southall et al., 2007). On an SEL basis,
Southall et al. (2007) estimated that
received levels would need to exceed
the TTS threshold by at least 15 dB for
there to be risk of PTS. Thus, for
cetaceans, Southall et al. (2007) estimate
that the PTS threshold might be an Mweighted SEL (for the sequence of
received pulses) of approximately 198
dB re 1 mPa2-s (15 dB higher than the
TTS threshold for an impulse). Given
the higher level of sound necessary to
cause PTS as compared with TTS, it is
considerably less likely that PTS could
occur.
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Measured source levels from impact
pile driving can be as high as 214 dB re
1 mPa at 1 m (3.3 ft). Although no
marine mammals have been shown to
experience TTS or PTS as a result of
being exposed to pile driving activities,
captive bottlenose dolphins and beluga
whales exhibited changes in behavior
when exposed to strong pulsed sounds
(Finneran et al., 2000, 2002, 2005). The
animals tolerated high received levels of
sound before exhibiting aversive
behaviors. Experiments on a beluga
whale showed that exposure to a single
watergun impulse at a received level of
207 kPa (30 psi) p-p, which is
equivalent to 228 dB p-p re 1 mPa,
resulted in a 7 and 6 dB TTS in the
beluga whale at 0.4 and 30 kHz,
respectively. Thresholds returned to
within 2 dB of the pre-exposure level
within four minutes of the exposure
(Finneran et al., 2002). Although the
source level of pile driving from one
hammer strike is expected to be much
lower than the single watergun impulse
cited here, animals being exposed for a
prolonged period to repeated hammer
strikes could receive more sound
exposure in terms of SEL than from the
single watergun impulse (estimated at
188 dB re 1 mPa2-s) in the
aforementioned experiment (Finneran et
al., 2002). However, in order for marine
mammals to experience TTS or PTS, the
animals have to be close enough to be
exposed to high intensity sound levels
for a prolonged period of time. Based on
the best scientific information available,
these SPLs are far below the thresholds
that could cause TTS or the onset of
PTS.
Non-auditory Physiological Effects—
Non-auditory physiological effects or
injuries that could theoretically occur in
marine mammals exposed to strong
underwater sound include stress,
neurological effects, bubble formation,
resonance effects, and other types of
organ or tissue damage (Cox et al., 2006;
Southall et al., 2007). Studies examining
such effects are limited. In general, little
is known about the potential for pile
driving to cause auditory impairment or
other physical effects in marine
mammals. Available data suggest that
such effects, if they occur at all, would
presumably be limited to short distances
from the sound source and to activities
that extend over a prolonged period.
The available data do not allow
identification of a specific exposure
level above which non-auditory effects
can be expected (Southall et al., 2007)
or any meaningful quantitative
predictions of the numbers (if any) of
marine mammals that might be affected
in such ways. Marine mammals that
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show behavioral avoidance of pile
driving, including some odontocetes
and some pinnipeds, are especially
unlikely to incur auditory impairment
or non-auditory physical effects.
Disturbance Reactions
Disturbance includes a variety of
effects, including subtle changes in
behavior, more conspicuous changes in
activities, and displacement. Behavioral
responses to sound are highly variable
and context-specific and reactions, if
any, depend on species, state of
maturity, experience, current activity,
reproductive state, auditory sensitivity,
time of day, and many other factors
(Richardson et al., 1995; Wartzok et al.,
2003/2004; Southall et al., 2007).
Habituation can occur when an
animal’s response to a stimulus wanes
with repeated exposure, usually in the
absence of unpleasant associated events
(Wartzok et al., 2003/04). Animals are
most likely to habituate to sounds that
are predictable and unvarying. The
opposite process is sensitization, when
an unpleasant experience leads to
subsequent responses, often in the form
of avoidance, at a lower level of
exposure. Behavioral state may affect
the type of response as well. For
example, animals that are resting may
show greater behavioral change in
response to disturbing sound levels than
animals that are highly motivated to
remain in an area for feeding
(Richardson et al., 1995; NRC, 2003;
Wartzok et al., 2003/04).
Controlled experiments with captive
marine mammals showed pronounced
behavioral reactions, including
avoidance of loud sound sources
(Ridgway et al., 1997; Finneran et al.,
2003). Observed responses of wild
marine mammals to loud pulsed sound
sources (typically seismic guns or
acoustic harassment devices, but also
including pile driving) have been varied
but often consist of avoidance behavior
or other behavioral changes suggesting
discomfort (Morton and Symonds, 2002;
Thorson and Reyff, 2006; see also
Gordon et al., 2004; Wartzok et al.,
2003/04; Nowacek et al., 2007).
Responses to continuous sound, such as
vibratory pile installation, have not been
documented as well as responses to
pulsed sounds.
With both types of pile driving, it is
likely that the onset of pile driving
could result in temporary, short term
changes in an animal’s typical behavior
and/or avoidance of the affected area.
These behavioral changes may include
(Richardson et al., 1995): Changing
durations of surfacing and dives,
number of blows per surfacing, or
moving direction and/or speed;
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reduced/increased vocal activities;
changing/cessation of certain behavioral
activities (such as socializing or
feeding); visible startle response or
aggressive behavior (such as tail/fluke
slapping or jaw clapping); avoidance of
areas where sound sources are located;
and/or flight responses (e.g., pinnipeds
flushing into water from haul-outs or
rookeries). Pinnipeds may increase their
haul-out time, possibly to avoid inwater disturbance (Thorson and Reyff,
2006). Since pile driving would likely
only occur for a few hours a day, over
a short period of time, it is unlikely to
result in permanent displacement. Any
potential impacts from pile driving
activities could be experienced by
individual marine mammals, but would
not be likely to cause population level
impacts, or affect the long-term fitness
of the species.
The biological significance of many of
these behavioral disturbances is difficult
to predict, especially if the detected
disturbances appear minor. However,
the consequences of behavioral
modification could be expected to be
biologically significant if the change
affects growth, survival, or
reproduction. Significant behavioral
modifications that could potentially
lead to effects on growth, survival, or
reproduction include:
• Drastic changes in diving/surfacing
patterns (such as those thought to be
causing beaked whale stranding due to
exposure to military mid-frequency
tactical sonar);
• Habitat abandonment due to loss of
desirable acoustic environment; and
• Cessation of feeding or social
interaction.
The onset of behavioral disturbance
from anthropogenic sound depends on
both external factors (characteristics of
sound sources and their paths) and the
specific characteristics of the receiving
animals (hearing, motivation,
experience, demography) and is difficult
to predict (Southall et al., 2007).
Auditory Masking
Natural and artificial sounds can
disrupt behavior by masking, or
interfering with, a marine mammal’s
ability to hear other sounds. Masking
occurs when the receipt of a sound is
interfered with by another coincident
sound at similar frequencies and at
similar or higher levels. Chronic
exposure to excessive, though not highintensity, sound could cause masking at
particular frequencies for marine
mammals that utilize sound for vital
biological functions. Masking can
interfere with detection of acoustic
signals such as communication calls,
echolocation sounds, and
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environmental sounds important to
marine mammals. Therefore, under
certain circumstances, marine mammals
whose acoustical sensors or
environment are being severely masked
could also be impaired from maximizing
their performance fitness in survival
and reproduction. If the coincident
(masking) sound were man-made, it
could be potentially harassing if it
disrupted hearing-related behavior. It is
important to distinguish TTS and PTS,
which persist after the sound exposure,
from masking, which occurs during the
sound exposure. Because masking
(without resulting in TS) is not
associated with abnormal physiological
function, it is not considered a
physiological effect, but rather a
potential behavioral effect.
The frequency range of the potentially
masking sound is important in
determining any potential behavioral
impacts. Because sound generated from
in-water pile driving is mostly
concentrated at low frequency ranges, it
may have less effect on high frequency
echolocation sounds made by porpoises.
However, lower frequency man-made
sounds are more likely to affect
detection of communication calls and
other potentially important natural
sounds such as surf and prey sound. It
may also affect communication signals
when they occur near the sound band
and thus reduce the communication
space of animals (e.g., Clark et al., 2009)
and cause increased stress levels (e.g.,
Foote et al., 2004; Holt et al., 2009).
Masking has the potential to impact
species at population, community, or
even ecosystem levels, as well as at
individual levels. Masking affects both
senders and receivers of the signals and
can potentially have long-term chronic
effects on marine mammal species and
populations. Recent research suggests
that low frequency ambient sound levels
have increased by as much as 20 dB
(more than three times in terms of SPL)
in the world’s ocean from pre-industrial
periods, and that most of these increases
are from distant shipping (Hildebrand,
2009). All anthropogenic sound sources,
such as those from vessel traffic, pile
driving, and dredging activities,
contribute to the elevated ambient
sound levels, thus intensifying masking.
However, the sum of sound from the
proposed activities is confined in an
area of inland waters (San Diego Bay)
that is bounded by landmass; therefore,
the sound generated is not expected to
contribute to increased ocean ambient
sound.
The most intense underwater sounds
in the proposed action are those
produced by impact pile driving. Given
that the energy distribution of pile
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driving covers a broad frequency
spectrum, sound from these sources
would likely be within the audible
range of marine mammals present in the
project area. Impact pile driving activity
is relatively short-term, with rapid
pulses occurring for approximately
fifteen minutes per pile. The probability
for impact pile driving resulting from
this proposed action masking acoustic
signals important to the behavior and
survival of marine mammal species is
likely to be negligible. Vibratory pile
driving is also relatively short-term,
with rapid oscillations occurring for
approximately one and a half hours per
pile. It is possible that vibratory pile
driving resulting from this proposed
action may mask acoustic signals
important to the behavior and survival
of marine mammal species, but the
short-term duration and limited affected
area would result in insignificant
impacts from masking. Any masking
event that could possibly rise to Level
B harassment under the MMPA would
occur concurrently within the zones of
behavioral harassment already
estimated for vibratory and impact pile
driving, and which have already been
taken into account in the exposure
analysis.
Airborne Sound Effects
Marine mammals that occur in the
project area could be exposed to
airborne sounds associated with pile
driving that have the potential to cause
harassment, depending on their distance
from pile driving activities. Airborne
pile driving sound would have less
impact on cetaceans than pinnipeds
because sound from atmospheric
sources does not transmit well
underwater (Richardson et al., 1995);
thus, airborne sound would only be an
issue for hauled-out pinnipeds in the
project area. Most likely, airborne sound
would cause behavioral responses
similar to those discussed above in
relation to underwater sound. For
instance, anthropogenic sound could
cause hauled-out pinnipeds to exhibit
changes in their normal behavior, such
as reduction in vocalizations, or cause
them to temporarily abandon their
habitat and move further from the
source. Studies by Blackwell et al.
(2004) and Moulton et al. (2005)
indicate a tolerance or lack of response
to unweighted airborne sounds as high
as 112 dB peak and 96 dB rms.
Anticipated Effects on Habitat
The proposed activities at NBPL
would not result in permanent impacts
to habitats used directly by marine
mammals, such as haul-out sites, but
may have potential short-term impacts
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to food sources such as forage fish.
There are no rookeries or major haul-out
sites nearby (the bait barges will be
relocated from the project area), foraging
hotspots, or other ocean bottom
structure of significant biological
importance to marine mammals that
may be present in the marine waters in
the vicinity of the project area.
Therefore, the main impact issue
associated with the proposed activity
would be temporarily elevated sound
levels and the associated direct effects
on marine mammals, as discussed
previously in this document. The most
likely impact to marine mammal habitat
occurs from pile driving effects on likely
marine mammal prey (i.e., fish) near
NBPL and minor impacts to the
immediate substrate during installation
and removal of piles during the wharf
construction project.
Pile Driving Effects on Potential Prey
(Fish)
Construction activities would produce
both pulsed (i.e., impact pile driving)
and continuous (i.e., vibratory pile
driving) sounds. Fish react to sounds
which are especially strong and/or
intermittent low-frequency sounds.
Short duration, sharp sounds can cause
overt or subtle changes in fish behavior
and local distribution. Hastings and
Popper (2005, 2009) identified several
studies that suggest fish may relocate to
avoid certain areas of sound energy.
Additional studies have documented
effects of pile driving (or other types of
continuous sounds) on fish, although
several are based on studies in support
of large, multiyear bridge construction
projects (e.g., Scholik and Yan, 2001,
2002; Popper and Hastings, 2009).
Sound pulses at received levels of 160
dB re 1 mPa may cause subtle changes
in fish behavior. SPLs of 180 dB may
cause noticeable changes in behavior
(Pearson et al., 1992; Skalski et al.,
1992). SPLs of sufficient strength may
cause injury to fish and fish mortality.
The most likely impact to fish from pile
driving activities at the project area
would be temporary behavioral
avoidance of the area. The duration of
fish avoidance of this area after pile
driving stops is unknown, but a rapid
return to normal recruitment,
distribution and behavior is anticipated.
In general, impacts to marine mammal
prey species are expected to be minor
and temporary due to the short
timeframe for the pier replacement
project.
Pile Driving Effects on Potential
Foraging Habitat
Avoidance by potential prey (i.e., fish)
of the immediate area due to the
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30887
temporary loss of this foraging habitat is
also possible. The duration of fish
avoidance of this area after pile driving
stops is unknown, but a rapid return to
normal recruitment, distribution and
behavior is anticipated. Any behavioral
avoidance by fish of the disturbed area
would still leave significantly large
areas of fish and marine mammal
foraging habitat in the vicinity of San
Diego Bay.
Given the short daily duration of
sound associated with individual pile
driving events and the relatively small
areas being affected, pile driving
activities associated with the proposed
action are not likely to have a
permanent, adverse effect on any fish
habitat, or populations of fish species.
Therefore, pile driving is not likely to
have a permanent, adverse effect on
marine mammal foraging habitat at the
project area.
Proposed Mitigation
In order to issue an incidental take
authorization (ITA) under Section
101(a)(5)(D) of the MMPA, we must,
where applicable, set forth the
permissible methods of taking pursuant
to such activity, and other means of
effecting the least practicable impact on
such species or stock and its habitat,
paying particular attention to rookeries,
mating grounds, and areas of similar
significance, and on the availability of
such species or stock for taking for
certain subsistence uses (where
relevant).
Proxy source measurements and sitespecific modeling of spreading loss
(with the exception of the MMP
relocation site, where practical
spreading loss was assumed) were used
to estimate zones of influence (ZOIs; see
‘‘Estimated Take by Incidental
Harassment’’); these values were used to
develop mitigation measures for pile
driving activities at NBPL. The ZOIs
effectively represent the mitigation zone
that would be established around each
pile to prevent Level A harassment to
marine mammals, while providing
estimates of the areas within which
Level B harassment might occur. In
addition to the measures described later
in this section, the Navy would employ
the following standard mitigation
measures:
(a) Conduct briefings between
construction supervisors and crews,
marine mammal monitoring team,
acoustical monitoring team, and Navy
staff prior to the start of all pile driving
activity, and when new personnel join
the work, in order to explain
responsibilities, communication
procedures, marine mammal monitoring
protocol, and operational procedures.
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(b) Comply with applicable
equipment sound standards and ensure
that all construction equipment has
sound control devices no less effective
than those provided on the original
equipment.
(c) For in-water heavy machinery
work with the potential to affect marine
mammals (other than pile driving), if a
marine mammal comes within 10 m,
operations shall cease and vessels shall
reduce speed to the minimum level
required to maintain steerage and safe
working conditions. This type of work
could include the following activities:
(1) Movement of the barge to the pile
location and (2) removal of the pile from
the water column/substrate via a crane
(i.e., deadpull). For these activities,
monitoring would take place from 15
minutes prior to initiation until the
action is complete.
Monitoring and Shutdown for Pile
Driving
The following measures would apply
to the Navy’s mitigation through
shutdown and disturbance zones:
Shutdown Zone—For all pile driving
and removal activities, the Navy will
establish a shutdown zone intended to
contain the area in which SPLs equal or
exceed the 180/190 dB rms acoustic
injury criteria. The purpose of a
shutdown zone is to define an area
within which shutdown of activity
would occur upon sighting of a marine
mammal (or in anticipation of an animal
entering the defined area), thus
preventing injury, serious injury, or
death of marine mammals. Radial
distances for shutdown zones are shown
in Table 5. For certain pile types or
techniques, the shutdown zone would
not exist because source levels are lower
than the threshold (see Table 5).
However, a minimum shutdown zone of
10 m will be established during all pile
driving and removal activities,
regardless of the estimated zone. These
precautionary measures are intended to
prevent the already unlikely possibility
of physical interaction with
construction equipment and to further
reduce any possibility of acoustic
injury.
Disturbance Zone—Disturbance zones
are typically defined as the area in
which SPLs equal or exceed 160 or 120
dB rms (for pulsed or non-pulsed sound,
respectively). Disturbance zones provide
utility for monitoring conducted for
mitigation purposes (i.e., shutdown
zone monitoring) by establishing
monitoring protocols for areas adjacent
to the shutdown zones. Monitoring of
disturbance zones enables observers to
be aware of and communicate the
presence of marine mammals in the
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project area but outside the shutdown
zone and thus prepare for potential
shutdowns of activity. However, the
primary purpose of disturbance zone
monitoring is for documenting incidents
of Level B harassment; disturbance zone
monitoring is discussed in greater detail
later (see ‘‘Proposed Monitoring and
Reporting’’). Nominal radial distances
for disturbance zones are shown in
Table 5 and Table 7 (for airborne
sound). As with any such large action
area, it is impossible to guarantee that
all animals would be observed or to
make comprehensive observations of
fine-scale behavioral reactions to sound.
In order to document observed
incidences of harassment, monitors
record all marine mammal observations,
regardless of location. The observer’s
location, as well as the location of the
pile being driven, is known from a GPS.
The location of the animal is estimated
as a distance from the observer, which
is then compared to the location from
the pile. If acoustic monitoring is being
conducted for that pile, a received SPL
may be estimated, or the received level
may be estimated on the basis of past or
subsequent acoustic monitoring. It may
then be determined whether the animal
was exposed to sound levels
constituting incidental harassment in
post-processing of observational and
acoustic data, and a precise accounting
of observed incidences of harassment
created. Therefore, although the
predicted distances to behavioral
harassment thresholds are useful for
estimating incidental harassment for
purposes of authorizing levels of
incidental take, actual take may be
determined in part through the use of
empirical data. That information may
then be used to extrapolate observed
takes to reach an approximate
understanding of actual total takes.
Monitoring Protocols—Monitoring
would be conducted before, during, and
after pile driving activities. In addition,
observers shall record all incidences of
marine mammal occurrence, regardless
of distance from activity, and shall
document any behavioral reactions in
concert with distance from piles being
driven. Observations made outside the
shutdown zone will not result in
shutdown; that pile segment would be
completed without cessation, unless the
animal approaches or enters the
shutdown zone, at which point all pile
driving activities would be halted.
Please see the Marine Mammal
Monitoring Plan (available at https://
www.nmfs.noaa.gov/pr/permits/
incidental.htm), developed by the Navy
in agreement with us, for full details of
the monitoring protocols. Monitoring
will take place from 15 minutes prior to
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initiation through 15 minutes postcompletion of pile driving activities.
Pile driving activities include the time
to remove a single pile or series of piles,
as long as the time elapsed between uses
of the pile driving equipment is no more
than 30 minutes.
The following additional measures
apply to visual monitoring:
(1) Monitoring will be conducted by
qualified observers, who will be placed
at the best vantage point(s) practicable
(as defined in the Navy’s Marine
Mammal Monitoring Plan) to monitor
for marine mammals and implement
shutdown/delay procedures when
applicable by calling for the shutdown
to the hammer operator. Qualified
observers are trained biologists, with the
following minimum qualifications:
• Visual acuity in both eyes
(correction is permissible) sufficient for
discernment of moving targets at the
water’s surface with ability to estimate
target size and distance; use of
binoculars may be necessary to correctly
identify the target;
• Advanced education in biological
science, wildlife management,
mammalogy, or related fields (bachelor’s
degree or higher is required);
• Experience and ability to conduct
field observations and collect data
according to assigned protocols (this
may include academic experience);
• Experience or training in the field
identification of marine mammals,
including the identification of
behaviors;
• Sufficient training, orientation, or
experience with the construction
operation to provide for personal safety
during observations;
• Writing skills sufficient to prepare a
report of observations including but not
limited to the number and species of
marine mammals observed; dates and
times when in-water construction
activities were conducted; dates and
times when in-water construction
activities were suspended to avoid
potential incidental injury from
construction sound of marine mammals
observed within a defined shutdown
zone; and marine mammal behavior;
and
• Ability to communicate orally, by
radio or in person, with project
personnel to provide real-time
information on marine mammals
observed in the area as necessary.
(2) Prior to the start of pile driving
activity, the shutdown zone will be
monitored for 15 minutes to ensure that
it is clear of marine mammals. Pile
driving will only commence once
observers have declared the shutdown
zone clear of marine mammals; animals
will be allowed to remain in the
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shutdown zone (i.e., must leave of their
own volition) and their behavior will be
monitored and documented. The
shutdown zone may only be declared
clear, and pile driving started, when the
entire shutdown zone is visible (i.e.,
when not obscured by dark, rain, fog,
etc.). In addition, if such conditions
should arise during impact pile driving
that is already underway, the activity
would be halted.
(3) If a marine mammal approaches or
enters the shutdown zone during the
course of pile driving operations,
activity will be halted and delayed until
either the animal has voluntarily left
and been visually confirmed beyond the
shutdown zone or 15 minutes have
passed without re-detection of the
animal. Monitoring will be conducted
throughout the time required to drive a
pile.
Sound Attenuation Devices
The use of bubble curtains to reduce
underwater sound from impact pile
driving was considered but is not
proposed. Use of a bubble curtain in a
channel with substantial current may
not be effective, as unconfined bubbles
are likely to be swept away and
confined curtain systems may be
difficult to deploy effectively in high
currents. Data gathered during
monitoring of construction on the San
Francisco-Oakland Bay Bridge indicated
that no reduction in the overall linear
sound level resulted from use of a
bubble curtain in deep water with
relatively strong current, and the
distance to the 190 dB zone was
considered to be the same with and
without the bubble curtain (Illingworth
& Rodkin, Inc., 2001). During project
monitoring for pile driving associated
with the Richmond-San Rafael Bridge,
also in San Francisco Bay, it was
observed that performance in moderate
current was significantly reduced
(Oestman et al., 2009). Lucke et al.
(2011) also note that the effectiveness of
most currently used curtain designs may
be compromised in stronger currents
and greater water depths. We believe
that conditions (relatively deep water
and strong tidal currents of up to 3 kn)
at the project site would disperse the
bubbles and compromise the
effectiveness of sound attenuation.
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Timing Restrictions
The Navy has set timing restrictions
for pile driving activities to avoid inwater work when least tern populations
are most likely to be foraging and
nesting. The in-water work window for
avoiding negative impacts to terns is
September 16–March 31.
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Soft-Start
The use of a soft-start procedure is
believed to provide additional
protection to marine mammals by
warning or providing a chance to leave
the area prior to the hammer operating
at full capacity. The pier replacement
project will utilize soft-start techniques
(ramp-up and dry fire) for impact and
vibratory pile driving. The soft-start
requires contractors to initiate sound
from vibratory hammers for fifteen
seconds at reduced energy followed by
a 30-second waiting period. This
procedure is repeated two additional
times. For impact driving, contractors
will be required to provide an initial set
of three strikes from the impact hammer
at 40 percent energy, followed by a 30second waiting period, then two
subsequent three strike sets.
Daylight Construction
All pile driving would be conducted
only during daylight hours.
We have carefully evaluated the
applicant’s proposed mitigation
measures and considered a range of
other measures in the context of
ensuring that we prescribe the means of
effecting the least practicable impact on
the affected marine mammal species
and stocks and their habitat. Our
evaluation of potential measures
included consideration of the following
factors in relation to one another: (1)
The manner in which, and the degree to
which, the successful implementation of
the measure is expected to minimize
adverse impacts to marine mammals; (2)
the proven or likely efficacy of the
specific measure to minimize adverse
impacts as planned; and (3) the
practicability of the measure for
applicant implementation, including
consideration of personnel safety, and
practicality of implementation.
Based on our evaluation of the
applicant’s proposed measures, as well
as other measures considered, we have
preliminarily determined that the
proposed mitigation measures provide
the means of effecting the least
practicable impact on marine mammal
species or stocks and their habitat,
paying particular attention to rookeries,
mating grounds, and areas of similar
significance.
Proposed Monitoring and Reporting
In order to issue an ITA for an
activity, section 101(a)(5)(D) of the
MMPA states that we must, where
applicable, set forth ‘‘requirements
pertaining to the monitoring and
reporting of such taking.’’ The MMPA
implementing regulations at 50 CFR
216.104 (a)(13) indicate that requests for
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ITAs must include the suggested means
of accomplishing the necessary
monitoring and reporting that would
result in increased knowledge of the
species and of the level of taking or
impacts on populations of marine
mammals that are expected to be
present in the proposed action area.
Please see the Navy’s Acoustic and
Marine Mammal Monitoring Plan for
full details of the requirements for
monitoring and reporting. We have
preliminarily determined this
monitoring plan, which is summarized
here, to be sufficient to meet the
MMPA’s monitoring and reporting
requirements.
Acoustic Measurements
The primary purpose of acoustic
monitoring is to empirically verify
modeled injury and behavioral
disturbance zones for marine mammals.
The Navy will determine actual
distances to the 160-, 180-, and 190-dB
zones for underwater sound (where
applicable) and to the 90- and 100-dB
zones for airborne sound. For nonpulsed sound, distances will be
determined for attenuation to the greater
of either the 120-dB threshold or to the
point at which sound becomes
indistinguishable from background
levels. Acoustic monitoring will be
conducted with the following
objectives:
(1) Indicator Pile Program (IPP)—
Implement a robust in-situ monitoring
effort to measure sound pressure levels
from different project activities,
including impact and vibratory driving
of 36- and 48-in piles, and to validate
the Navy’s site-specific transmission
loss modeling effort.
(2) Conduct acoustic monitoring for
vibratory pile extraction and for
pneumatic chipping, if used.
(3) Continue the Navy’s collection of
ambient underwater sound
measurements in the absence of project
activities to develop a rigorous baseline
for the San Diego Bay region.
It is assumed that the measured
contours will be significantly reduced
compared to the conservatively modeled
ZOIs. As statistically robust results from
acoustic monitoring become available,
marine mammal mitigation zones would
be revised as necessary to encompass
actual ZOIs in subsequent years of the
fuel pier replacement project. However,
should substantial discrepancies
become evident through limited data
processing, the Navy will contact NMFS
to propose and discuss appropriate
changes in monitoring. Acoustic
monitoring will be conducted in
accordance with the approved Acoustic
and Marine Mammal Monitoring Plan
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developed by the Navy. Notional
monitoring locations are shown in
Figures 3–1 and 3–2 of the Navy’s Plan.
Please see that plan, available at
https://www.nmfs.noaa.gov/pr/permits/
incidental.htm, for full details of the
required acoustic monitoring.
Some details of the methodology
include:
• Hydroacoustic monitoring will be
conducted for each different type of pile
and each different method of
installation and removal. Monitoring
will occur across a representative range
of locations with special attention given
to the 120-, 160-, 180-, and 190-dB ZOI
contours. The resulting data set will be
analyzed to provide a statistically robust
characterization of the sound source
levels and transmission loss associated
with different types of pile driving and
removal activities.
• For underwater recordings,
hydrophone systems with the ability to
measure real time SPLs will be used in
accordance with NMFS’ most recent
guidance for the collection of source
levels.
• For airborne recordings, to the
extent that logistics and security allow,
reference recordings will be collected at
approximately 50 ft (15.2 m) from the
source via a sound meter with
integrated microphone placed on a
tripod 5 ft above the ground. Other
distances may also be utilized to obtain
better data if the signal cannot be
isolated clearly due to other sound
sources (i.e., barges or generators). If
from a distance other than 50 ft, the
source data would be converted to the
50-ft distance based on simple spherical
spreading.
• Hydrophones will be placed 10 m
from the source and within the ZOIs to
their predicted eastern and southern
limits. An integrated DGPS will record
the location of individual acoustic
records. A depth sounder or weighted
tape measure will be used to determine
the depth of the water. The hydrophone
will be attached to a weighted line to
maintain a constant depth.
• Each hydrophone (underwater) and
microphone (airborne) will be calibrated
at the beginning of each day of
monitoring activity. Pressure and
intensity levels will be reported relative
to 1 mPa and 1 mPa2, respectively.
• For each monitored location, a
hydrophone will be deployed at middepth in order to evaluate site specific
attenuation and propagation
characteristics.
• In order to determine the area
encompassed by the relevant isopleths
for marine mammals, hydrophones will
collect data at various distances from
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the source to measure attenuation
throughout the ZOIs.
• Ambient conditions, both airborne
and underwater, would be measured at
the same monitoring locations but in the
absence of project sound to determine
background sound levels. Ambient
levels are intended to be recorded over
the frequency range from 7 Hz to 20
kHz. Ambient conditions will be
recorded for at least one minute every
hour of the work day, for at least one
week of each month of the period of the
IHA.
• Sound levels associated with softstart techniques will also be measured
but will be differentiated from source
level measurements.
• Airborne levels would be recorded
as unweighted, as well as in dBA and
the distance to marine mammal injury
and behavioral disturbance thresholds,
also referred to as shutdown and buffer
zones, would be measured.
• Environmental data would be
collected including but not limited to:
Wind speed and direction, air
temperature, humidity, surface water
temperature, water depth, wave height,
weather conditions and other factors
that could contribute to influencing the
airborne and underwater sound levels
(e.g., aircraft, boats, etc.).
Visual Marine Mammal Observations
The Navy will collect sighting data
and behavioral responses to
construction for marine mammal
species observed in the region of
activity during the period of activity. All
observers will be trained in marine
mammal identification and behaviors
and are required to have no other
construction-related tasks while
conducting monitoring. The Navy will
monitor the shutdown zone and
disturbance zone before, during, and
after pile driving as described under
‘‘Proposed Mitigation’’ and in the
Acoustic and Marine Mammal
Monitoring Plan. Notional monitoring
locations are shown in Figures 3–1 and
3–2 of the Navy’s Plan. Please see that
plan, available at https://
www.nmfs.noaa.gov/pr/permits/
incidental.htm, for full details of the
required marine mammal monitoring.
Based on our requirements, the Plan
includes the following procedures for
pile driving:
• MMOs would be located at the best
vantage point(s) in order to properly see
the entire shutdown zone and as much
of the disturbance zone as possible.
• During all observation periods,
observers will use binoculars and the
naked eye to search continuously for
marine mammals.
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• If the shutdown zones are obscured
by fog or poor lighting conditions, pile
driving at that location will not be
initiated until that zone is visible.
Should such conditions arise while
impact driving is underway, the activity
would be halted.
• The shutdown and disturbance
zones around the pile will be monitored
for the presence of marine mammals
before, during, and after any pile driving
or removal activity.
Individuals implementing the
monitoring protocol will assess its
effectiveness using an adaptive
approach. Monitoring biologists will use
their best professional judgment
throughout implementation and seek
improvements to these methods when
deemed appropriate. Any modifications
to protocol will be coordinated between
NMFS and the Navy.
Data Collection
We require that observers use
approved data forms. Among other
pieces of information, the Navy will
record detailed information about any
implementation of shutdowns,
including the distance of animals to the
pile and description of specific actions
that ensued and resulting behavior of
the animal, if any. We require that, at a
minimum, the following information be
collected on the sighting forms:
• Date and time that pile driving
begins or ends;
• Construction activities occurring
during each observation period;
• Weather parameters (e.g., percent
cover, visibility);
• Water conditions (e.g., sea state,
tide state);
• Species, numbers, and, if possible,
sex and age class of marine mammals;
• Marine mammal behavior patterns
observed, including bearing and
direction of travel, and if possible, the
correlation to SPLs;
• Distance from pile driving activities
to marine mammals and distance from
the marine mammals to the observation
point;
• Locations of all marine mammal
observations; and
• Other human activity in the area.
In addition, photographs would be
taken of any gray whales observed.
These photographs would be submitted
to NMFS’ Southwest Regional Office for
comparison with photo-identification
catalogs to determine whether the whale
is a member of the WNP population.
Reporting
A draft report would be submitted to
NMFS within 45 calendar days of the
completion of acoustic measurements
and marine mammal monitoring. The
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report will include marine mammal
observations pre-activity, duringactivity, and post-activity during pile
driving days, and will also provide
descriptions of any adverse responses to
construction activities by marine
mammals and a complete description of
all mitigation shutdowns and the results
of those actions. A final report would be
prepared and submitted within 30 days
following resolution of comments on the
draft report. Required contents of the
monitoring reports are described in
more detail in the Navy’s Acoustic and
Marine Mammal Monitoring Plan.
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Estimated Take by Incidental
Harassment
With respect to the activities
described here, the MMPA defines
‘‘harassment’’ as: ‘‘any act of pursuit,
torment, or annoyance which (i) has the
potential to injure a marine mammal or
marine mammal stock in the wild [Level
A harassment]; or (ii) has the potential
to disturb a marine mammal or marine
mammal stock in the wild by causing
disruption of behavioral patterns,
including, but not limited to, migration,
breathing, nursing, breeding, feeding, or
sheltering [Level B harassment].’’
All anticipated takes would be by
Level B harassment, involving
temporary changes in behavior. The
proposed mitigation and monitoring
measures are expected to minimize the
possibility of injurious or lethal takes
such that take by Level A harassment,
serious injury or mortality is considered
remote. However, as noted earlier, it is
unlikely that injurious or lethal takes
would occur even in the absence of the
planned mitigation and monitoring
measures.
If a marine mammal responds to an
underwater sound by changing its
behavior (e.g., through relatively minor
changes in locomotion direction/speed
or vocalization behavior), the response
may or may not constitute taking at the
individual level, and is unlikely to
affect the stock or the species as a
whole. However, if a sound source
displaces marine mammals from an
important feeding or breeding area for a
prolonged period, impacts on animals or
on the stock or species could potentially
be significant (Lusseau and Bejder,
2007; Weilgart, 2007). Given the many
uncertainties in predicting the quantity
and types of impacts of sound on
marine mammals, it is common practice
to estimate how many animals are likely
to be present within a particular
distance of a given activity, or exposed
to a particular level of sound. This
practice potentially overestimates the
numbers of marine mammals taken.
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The proposed project area is not
believed to be particularly important
habitat for marine mammals, nor is it
considered an area frequented by
marine mammals (with the exception of
California sea lions). The occurrence of
California sea lions in the project area,
and, therefore, the likely incidence of
exposure of sea lions to sound levels
above relevant thresholds, will be much
reduced due to the relocation of the bait
barges (i.e., significant California sea
lion haul-outs). Behavioral disturbances
that could result from anthropogenic
sound associated with the proposed
activities are expected to affect only a
relatively small number of individual
marine mammals, although those effects
could be recurring over the life of the
project if the same individuals remain
in the project vicinity.
The Navy is requesting authorization
for the potential taking of small
numbers of California sea lions, harbor
seals, bottlenose dolphins, and gray
whales in San Diego Bay that may result
from pile driving during construction
activities associated with the fuel pier
replacement project described
previously in this document. The takes
requested are expected to have no more
than a minor effect on individual
animals and no effect at the population
level for these species. Any effects
experienced by individual marine
mammals are anticipated to be limited
to short-term disturbance of normal
behavior or temporary displacement of
animals near the source of the sound.
Marine Mammal Densities
For all species, the best scientific
information available was used to
construct density estimates or estimate
local abundance. Although information
exists for regional offshore surveys for
marine mammals, it is unlikely that
these data would be representative of
the fauna that may be encountered in
San Diego Bay. As a result, the data
resulting from dedicated line-transect
surveys conducted by the Navy from
2007–12, or from opportunistic
observations for more rarely observed
species, was deemed most appropriate
for use in estimating the number of
incidental harassments that may occur
as a result of the specified activities (see
Figures 3–1 and 3–2 of the Navy’s
application). Boat survey transects
established within northern San Diego
Bay in 2007 have been resurveyed on 16
occasions, 13 of which were during the
seasonal window for in-water
construction and demolition
(September–April).
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Description of Take Calculation
The take calculations presented here
rely on the best data currently available
for marine mammal populations in San
Diego Bay. The formula was developed
for calculating take due to pile driving
activity and applied to each groupspecific sound impact threshold. The
formula is founded on the following
assumptions:
• Each species’ density is based on
the average daily number of individuals
observed within the project area
(defined as the 120-dB ZOI for potential
behavioral disturbance by vibratory pile
driving) during Navy marine mammal
surveys, corrected for detection
probability. It is the opinion of the
professional biologists who conducted
these surveys that detectability of
animals during these surveys, at slow
speeds and under calm weather and
excellent viewing conditions,
approached 100%. However, to account
for the possibility that some parts of the
study area may not have been covered
due to access limitations, and to allow
for variation in the accuracy of counts
of large numbers of animals, a 95%
detection rate is assumed.
• ZOIs for underwater sound
generating activities at the fuel pier
location are based on sound emanating
from a central point in the water column
slightly offshore of the existing pier, at
the source levels specified in Table 5,
and rates of transmission loss derived
from the site-specific model described
in Appendix A of the Navy’s
application.
• Pile driving or vibratory extraction
is conservatively estimated to occur on
every day within the scheduled window
for that component of project
construction, as defined in in the project
description.
• An individual can only be ‘‘taken’’
once during each 24-hour period of
activity.
• Although sea lions and harbor seals
in the project area spend a considerable
amount of time above water, when they
would not be subject to underwater
sound, the conservative assumption is
made that all sea lions within the ZOI
are underwater during at least a portion
of the noise generating activity, and
hence exposed to sound at the predicted
levels. However, all sea lions within
each airborne sound ZOI are also
assumed to be exposed to the airborne
sound of each activity.
The calculation for marine mammal
takes is estimated by:
Take estimate = (n * ZOI) * days of total
activity
Where:
n = density estimate used for each species/
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season
n * ZOI produces an estimate of the
abundance of animals that could be
present in the area for exposure, and is
rounded to the nearest whole number
before multiplying by days of total
activity.
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The ZOI impact area is the estimated
range of impact to the sound criteria.
The distances (actual) specified in Table
5 were used to calculate ZOI around
each pile. The ZOI impact area took into
consideration the possible affected area
of San Diego Bay with attenuation due
to land shadowing from bends in the
shoreline. Because of the close
proximity of some of the piles to the
shore, the ZOIs for each threshold are
not necessarily spherical and may be
truncated.
While pile driving can occur any day
throughout the in-water work window,
and the analysis is conducted on a per
day basis, only a fraction of that time is
actually spent pile driving. On days
when pile driving occurs, it could take
place for thirty minutes, or up to several
hours. The Navy assumes that the
contractor will drive approximately two
steel piles per day, and five concrete or
fiberglass piles per day. For each pile
installed, vibratory pile driving is
expected to be no more than 1–1.5
hours. The impact driving portion of the
project is anticipated to take
approximately thirty minutes per pile
(for proofing, when necessary). Based on
the proposed action, the total pile
driving time from vibratory pile driving
during installation would be a
maximum of 66 days. Approximately 21
days of demolition work might involve
methods that could cause disturbance to
marine mammals are expected.
The exposure assessment
methodology is an estimate of the
numbers of individuals exposed to the
effects of pile driving activities
exceeding NMFS-established
thresholds. Of note in these exposure
estimates, mitigation methods (i.e.,
visual monitoring and the use of
shutdown zones) were not quantified
within the assessment and successful
implementation of mitigation is not
reflected in exposure estimates. Results
from acoustic impact exposure
assessments should be regarded as
conservative estimates.
California Sea Lion
The Navy Marine Species Density
Database (NMSDD) reports estimated
densities for North and Central San
Diego Bay of 5.75/km2 for the summer
and fall periods and 2.51/km2 during
the winter and spring. During Navy
surveys of northern San Diego Bay, the
maximum number of sea lions observed
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within the study area was 114, with an
average abundance of 59.92 individuals
per survey day; translating to an average
density of 5.22/km2. Adjusting based on
95% detection results in an average
abundance of 63.07 and density of 5.50/
km2, which is similar to the value
reported by Hanser et al. (2012). For
California sea lions, the most common
species in northern San Diego Bay and
the only species with regular occurrence
in the project area, it was determined
that the density value derived from sitespecific surveys would be most
appropriate for use in estimating
potential incidences of take.
In the surveys analyzed for this IHA
request, an average of 47.00 animals
were observed on or swimming next to
the bait barges. Assuming the same
proportion of the population continues
to spend most of their time at the bait
barges when they are relocated, there
would be an average of 12.92
individuals within the ZOI (1.12/km2).
Assuming 95% detection results in an
estimated average abundance of 13.60
and density of 1.18/km2 in the ZOI
without the bait barges’ influence as a
sea lion aggregator within the project
area. With the relocation of the bait
barges, no haul-outs are available for
California sea lions within the airborne
ZOI. We acknowledge that California
sea lions may experience airborne
acoustic harassment when in the water
within the airborne ZOI but with their
heads above water. However, these
animals are considered harassed by
underwater sound.
Harbor Seal
As discussed previously, the
occurrence of harbor seals in the ZOI
appears to be limited. Small numbers of
individuals are known to haul out south
of Ballast Point, but these have not been
observed entering or transiting the
project area and are believed to move
from this location to haul-outs further
north at La Jolla. Accordingly, harbor
seal presence in the project area is
assessed on the basis of the only
observational data available, the
opportunistic observation of several
individuals occurring in the vicinity of
Pier 122 repeatedly for a period of about
a month. We therefore assume that as
many as three harbor seals could be
incidentally harassed on a daily basis
for as much as one month. In addition,
because the Pier 122 location is
approximately 250 m from the fuel pier,
these individuals we assume that these
individuals could be either in the water
or hauled out each day and therefore
conservatively consider them to be
exposed to both underwater and
airborne sound on each day.
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Gray Whale
Similar to the harbor seal,
observational data for gray whales is
limited and their occurrence in the
project area infrequent and
unpredictable. On the basis of limited
information, we assume here that 15
exposures of gray whales to sound that
could result in harassment might occur.
This could result from as many as 15
individuals transiting near the mouth of
the Bay, or from one individual entering
the Bay and lingering in the project area
for 15 days. We limit the time period to
15 days because, although both of these
scenarios are unlikely, they would only
possibly occur in March. Most sightings
of gray whales near or within the Bay
have been outside of the in-water work
window.
Bottlenose Dolphin
Coastal bottlenose dolphins can occur
at any time of year in San Diego Bay,
and with California sea lions are the
only species observed during sitespecific marine mammal surveys
conducted by the Navy. Numbers
sighted have been highly variable,
ranging from zero (6 out of 13 surveys)
to 40 individuals. Unidentified dolphins
recorded in the surveys are assumed to
have been coastal bottlenose dolphins.
Given the sporadic nature of bottlenose
dolphin sightings and their high
variability in terms of numbers and
locations, the regional density estimate
of 0.36/km2 developed for the NMSDD
(Hanser et al., 2012) was considered a
more reliable indicator of the number of
bottlenose dolphins that may be present
and is used here to estimate the
potential number of incidences of take.
Steel pile installation involves a
combination of vibratory and impact
hammering. Both are assumed to occur
on the same day and, therefore, the
estimated number of animals taken is
given by the maximum of either type of
exposure. Given that the vibratory (120
dB rms) ZOI is larger, all animals
considered behaviorally harassed by
impact pile driving are also considered
to potentially be harassed by vibratory
pile driving, whereas animals outside of
the ZOI for impact hammering but
within the ZOI for vibratory hammering
would only be harassed by the latter.
For example, for California sea lions the
estimate for vibratory pile driving is 700
and the estimate for impact pile driving
is 500. Because both events occur on the
same day and the vibratory harassment
zone subsumes the impact harassment
zone, the estimate for vibratory pile
driving necessarily includes the 500
incidents of harassment estimated for
impact pile driving alone. To provide a
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more conservative estimate of total
harassments, demolition use of
vibratory extraction is assumed not to
overlap the driving of steel piles for the
new pier. Thus, the 294 incidences of
harassment for California sea lions
resulting from pile removal would add
to the 700 estimated for pile installation
(500 resulting from either vibratory or
impact installation and 200 resulting
from vibratory installation alone) for a
total estimate of 994 incidences of
harassment.
TABLE 8—NUMBER OF POTENTIAL INCIDENTAL TAKES OF MARINE MAMMALS WITHIN VARIOUS ACOUSTIC THRESHOLD
ZONES
Underwater
Species
Density
(#/km 2)
California sea lion ......................
Harbor seal 2 ..............................
Gray whale 2 ...............................
Bottlenose dolphin .....................
Airborne
Impact
injury
threshold
(180/190 dB)
Disturbance
threshold,
combined
impact/
vibratory (160
dB) 1
Vibratory
injury
threshold
(180/190 dB)
0
0
0
0
500
90
15
144
0
0
0
0
1.18
n/a
n/a
0.36
Vibratory
disturbance
threshold
(120 dB)
494
0
0
163
Impact
disturbance
threshold
(90/100 dB)
0
90
n/a
n/a
Total
proposed
authorized
takes
994
180
15
307
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1 The 160-dB acoustic harassment zone associated with impact pile driving would always be subsumed by the 120-dB harassment zone produced by vibratory driving. Therefore, total takes estimated for impact driving alone could occur as a result of either impact or vibratory driving.
2 Because there is no density estimate available for harbor seals or gray whales, we cannot estimate takes separately for vibratory and impact
pile driving. We simply assume here that these animals could be present within the project area for 30 (3 harbor seals) or 15 days (1 gray
whale), respectively, and that they could be taken by impact or vibratory driving or vibratory removal. We also assume that mitigation measures
would be effective in preventing Level A harassment for these species and believe a zero value for Level A harassments to be reasonable.
Potential takes could occur if
individuals of these species move
through the area on foraging trips when
pile driving is occurring. Individuals
that are taken could exhibit behavioral
changes such as increased swimming
speeds, increased surfacing time, or
decreased foraging. Most likely,
individuals may move away from the
sound source and be temporarily
displaced from the areas of pile driving.
Potential takes by disturbance would
likely have a negligible short-term effect
on individuals and not result in
population-level impacts. Negligible
Impact and Small Numbers Analysis
and Preliminary Determination
NMFS has defined ‘‘negligible
impact’’ in 50 CFR 216.103 as ‘‘. . .an
impact resulting from the specified
activity that cannot be reasonably
expected to, and is not reasonably likely
to, adversely affect the species or stock
through effects on annual rates of
recruitment or survival.’’ In making a
negligible impact determination, we
consider a variety of factors, including
but not limited to: (1) The number of
anticipated mortalities; (2) the number
and nature of anticipated injuries; (3)
the number, nature, intensity, and
duration of Level B harassment; and (4)
the context in which the take occurs.
Pile driving activities associated with
the pier replacement project, as outlined
previously, have the potential to disturb
or displace marine mammals.
Specifically, the proposed activities may
result in take, in the form of Level B
harassment (behavioral disturbance)
only, from airborne or underwater
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sounds generated from pile driving. No
mortality, serious injury, or Level A
harassment is anticipated given the
methods of installation and measures
designed to minimize the possibility of
injury to marine mammals and Level B
harassment would be reduced to the
level of least practicable adverse impact.
Specifically, vibratory hammers, which
do not have significant potential to
cause injury to marine mammals due to
the relatively low source levels (less
than 190 dB), would be the primary
method of installation. Also, pile
driving would either not start or be
halted if marine mammals approach the
shutdown zone (described previously in
this document). The pile driving
activities analyzed here are similar to
other similar construction activities,
including recent projects conducted by
the Navy in the Hood Canal as well as
substantial work conducted in San
Francisco Bay by the California
Department of Transportation, which
have taken place with no reported
injuries or mortality to marine
mammals.
The proposed numbers of authorized
take for California sea lions, harbor
seals, and gray whales would be
considered small relative to the relevant
stocks or populations (each less than
one percent) even if each estimated
taking occurred to a new individual—an
extremely unlikely scenario. For
pinnipeds, no rookeries are present in
the project area, there are no haul-outs
other than those provided
opportunistically by man-made objects,
and the project area is not known to
PO 00000
Frm 00052
Fmt 4703
Sfmt 4703
provide foraging habitat of any special
importance.
The proposed numbers of authorized
take for bottlenose dolphins are higher
relative to the total stock abundance
estimate and would not represent small
numbers if a significant portion of the
take was for a new individual. However,
these numbers represent the estimated
incidences of take, not the number of
individuals taken. That is, it is likely
that a relatively small subset of
California coastal bottlenose dolphins
would be harassed by project activities.
California coastal bottlenose dolphins
range from San Francisco Bay to San
Diego (and south into Mexico) and the
specified activity would be stationary
within an enclosed Bay that is not
recognized as an area of any special
significance for coastal bottlenose
dolphins (and is therefore not an area of
dolphin aggregation, as evident in Navy
observational records). We therefore
believe that the estimated numbers of
takes, were they to occur, likely
represent repeated exposures of a much
smaller number of bottlenose dolphins
and that, based on the limited region of
exposure in comparison with the known
distribution of the coastal bottlenose
dolphin, these estimated incidences of
take represent small numbers of
bottlenose dolphins.
Repeated exposures of individuals to
levels of sound that may cause Level B
harassment are unlikely to result in
hearing impairment or to significantly
disrupt foraging behavior. Thus, even
repeated Level B harassment of some
small subset of the overall stock is
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unlikely to result in any significant
realized decrease in viability for
California coastal bottlenose dolphins,
and thus would not result in any
adverse impact to the stock as a whole.
The potential for multiple exposures of
a small portion of the overall stock to
levels associated with Level B
harassment in this area is expected to
have a negligible impact on the stock.
We have preliminarily determined
that the impact of the first phase of the
previously described wharf construction
project, to be conducted under this
proposed one-year IHA, may result, at
worst, in a temporary modification in
behavior (Level B harassment) of small
numbers of marine mammals. No
injuries, serious injuries, or mortalities
are anticipated as a result of the
specified activity, and none are
proposed to be authorized.
Additionally, animals in the area are not
expected to incur hearing impairment
(i.e., TTS or PTS) or non-auditory
physiological effects. For pinnipeds, the
absence of any major rookeries and only
a few isolated and opportunistic haulout areas near or adjacent to the project
site means that potential takes by
disturbance would have an insignificant
short-term effect on individuals and
would not result in population-level
impacts. Similarly, for cetacean species
the absence of any known regular
occurrence adjacent to the project site
means that potential takes by
disturbance would have an insignificant
short-term effect on individuals and
would not result in population-level
impacts. Due to the nature, degree, and
context of behavioral harassment
anticipated, the activity is not expected
to impact rates of recruitment or
survival.
For reasons stated previously in this
document, the negligible impact
determination is also supported by the
likelihood that, given sufficient ‘‘notice’’
through mitigation measures including
soft start, marine mammals are expected
to move away from a sound source that
is annoying prior to its becoming
potentially injurious, and the likelihood
that marine mammal detection ability
by trained observers is high under the
environmental conditions described for
San Diego Bay, enabling the
implementation of shutdowns to avoid
injury, serious injury, or mortality. As a
result, no take by injury, serious injury
or death is anticipated, and the potential
for temporary or permanent hearing
impairment is very low and would be
avoided through the incorporation of
the proposed mitigation measures.
While the number of marine
mammals potentially incidentally
harassed would depend on the
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distribution and abundance of marine
mammals in the vicinity of the survey
activity, the number of potential
harassment takings is estimated to be
small, and has been mitigated to the
lowest level practicable through
incorporation of the proposed
mitigation and monitoring measures
mentioned previously in this document.
This activity is expected to result in a
negligible impact on the affected species
or stocks. No species for which take
authorization is requested are either
ESA-listed or considered depleted
under the MMPA.
Based on the analysis contained
herein of the likely effects of the
specified activity on marine mammals
and their habitat, and taking into
consideration the implementation of the
mitigation and monitoring measures, we
preliminarily find that the first year of
construction associated with the
proposed pier replacement project
would result in the incidental take of
small numbers of marine mammal, by
Level B harassment only, and that the
total taking from the activity would
have a negligible impact on the affected
species or stocks.
Impact on Availability of Affected
Species for Taking for Subsistence Uses
There are no relevant subsistence uses
of marine mammals implicated by this
action.
Endangered Species Act (ESA)
The Navy initiated informal
consultation under section 7 of the ESA
with NMFS Southwest Regional Office
on March 5, 2013. NMFS concluded on
May 16, 2013, that the proposed action
may affect, but is not likely to adversely
affect, WNP gray whales. The Navy has
not requested authorization of the
incidental take of WNP gray whales and
no such authorization is proposed, and
there are no other ESA-listed marine
mammals found in the action area.
Therefore, no consultation under the
ESA is required.
National Environmental Policy Act
(NEPA)
In September 2012, the Navy prepared
a Draft Environmental Assessment
(Naval Base Point Loma Fuel Pier
Replacement and Dredging (P–151/
DESC1306) Environmental Assessment)
in accordance with the National
Environmental Policy Act (NEPA) and
the regulations published by the
Council on Environmental Quality. We
have posted it on the NMFS Web site
(see ADDRESSES) concurrently with the
publication of this proposed IHA. NMFS
will independently evaluate the EA and
determine whether or not to adopt it.
PO 00000
Frm 00053
Fmt 4703
Sfmt 4703
We may prepare a separate NEPA
analysis and incorporate relevant
portions of the Navy’s EA by reference.
Information in the Navy’s application,
EA and this notice collectively provide
the environmental information related
to proposed issuance of the IHA for
public review and comment. We will
review all comments submitted in
response to this notice as we complete
the NEPA process, including a decision
of whether to sign a Finding of No
Significant Impact (FONSI), prior to a
final decision on the IHA request.
Proposed Authorization
As a result of these preliminary
determinations, we propose to authorize
the take of marine mammals incidental
to the Navy’s pier replacement project,
provided the previously mentioned
mitigation, monitoring, and reporting
requirements are incorporated.
Dated: May 17, 2013.
Helen M. Golde,
Acting Director, Office of Protected Resources,
National Marine Fisheries Service.
[FR Doc. 2013–12251 Filed 5–22–13; 8:45 am]
BILLING CODE 3510–22–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
RIN 0648–XC640
Taking and Importing Marine
Mammals; U.S. Navy Training in the
Gulf of Alaska Temporary Maritime
Activities Area
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
AGENCY:
Notice of issuance of a Letter of
Authorization.
ACTION:
SUMMARY: In accordance with the
Marine Mammal Protection Act
(MMPA), as amended, and
implementing regulations, notice is
hereby given that NMFS has issued a 3year Letter of Authorization (LOA) to
the U.S. Navy (Navy) to take marine
mammals incidental to Navy training
and research activities to be conducted
within the Gulf of Alaska Temporary
Maritime Activities Area (GOA TMAA).
These activities are considered military
readiness activities pursuant to the
Marine Mammal Protection Act
(MMPA), as amended by the National
Defense Authorization Act of 2004
(NDAA).
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[Federal Register Volume 78, Number 100 (Thursday, May 23, 2013)]
[Notices]
[Pages 30873-30894]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-12251]
[[Page 30873]]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
RIN 0648-XC622
Takes of Marine Mammals Incidental to Specified Activities;
Taking Marine Mammals Incidental to a Pier Replacement Project
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Notice; proposed incidental harassment authorization; request
for comments.
-----------------------------------------------------------------------
SUMMARY: NMFS has received an application from the U.S. Navy (Navy) for
an Incidental Harassment Authorization (IHA) to take marine mammals, by
harassment, incidental to construction activities as part of a pier
replacement project. Pursuant to the Marine Mammal Protection Act
(MMPA), NMFS is requesting comments on its proposal to issue an IHA to
the Navy to take, by Level B Harassment only, four species of marine
mammals during the specified activity.
DATES: Comments and information must be received no later than June 24,
2013.
ADDRESSES: Comments on the application should be addressed to Michael
Payne, Chief, Permits and Conservation Division, Office of Protected
Resources, National Marine Fisheries Service, 1315 East-West Highway,
Silver Spring, MD 20910. The mailbox address for providing email
comments is ITP.Laws@noaa.gov. NMFS is not responsible for email
comments sent to addresses other than the one provided here. Comments
sent via email, including all attachments, must not exceed a 10-
megabyte file size.
Instructions: All comments received are a part of the public
record. All Personal Identifying Information (e.g., name, address)
voluntarily submitted by the commenter may be publicly accessible. Do
not submit Confidential Business Information or otherwise sensitive or
protected information.
A copy of the application as well as a list of the references used
in this document may be obtained by writing to the address specified
above, telephoning the contact listed below (see FOR FURTHER
INFORMATION CONTACT), or visiting the internet at: https://www.nmfs.noaa.gov/pr/permits/incidental.htm. Supplemental documents
provided by the U.S. Navy may be found at the same web address. The
Navy has prepared a Draft Environmental Assessment (Naval Base Point
Loma Fuel Pier Replacement and Dredging (P-151/DESC1306) Environmental
Assessment) in accordance with the National Environmental Policy Act
(NEPA) and the regulations published by the Council on Environmental
Quality. It is posted at the foregoing site. NMFS will independently
evaluate the EA and determine whether or not to adopt it. We may
prepare a separate NEPA analysis and incorporate relevant portions of
the Navy's EA by reference. Information in the Navy's application, EA
and this notice collectively provide the environmental information
related to proposed issuance of the IHA for public review and comment.
We will review all comments submitted in response to this notice as we
complete the NEPA process, including a decision of whether to sign a
Finding of No Significant Impact (FONSI), prior to a final decision on
the IHA request. Documents cited in this notice may also be viewed, by
appointment only, at the aforementioned physical address.
FOR FURTHER INFORMATION CONTACT: Ben Laws, Office of Protected
Resources, NMFS, (301) 427-8401.
SUPPLEMENTARY INFORMATION:
Background
Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361 et seq.)
direct the Secretary of Commerce to allow, upon request, the
incidental, but not intentional, taking of small numbers of marine
mammals by U.S. citizens who engage in a specified activity (other than
commercial fishing) within a specified geographical region if certain
findings are made and either regulations are issued or, if the taking
is limited to harassment, a notice of a proposed authorization is
provided to the public for review.
Authorization for incidental takings shall be granted if NMFS finds
that the taking will have a negligible impact on the species or
stock(s), will not have an unmitigable adverse impact on the
availability of the species or stock(s) for subsistence uses (where
relevant), and if the permissible methods of taking and requirements
pertaining to the mitigation, monitoring and reporting of such takings
are set forth. NMFS has defined ``negligible impact'' in 50 CFR 216.103
as ``. . . an impact resulting from the specified activity that cannot
be reasonably expected to, and is not reasonably likely to, adversely
affect the species or stock through effects on annual rates of
recruitment or survival.''
Section 101(a)(5)(D) of the MMPA established an expedited process
by which citizens of the U.S. can apply for an authorization to
incidentally take small numbers of marine mammals by harassment.
Section 101(a)(5)(D) establishes a 45-day time limit for NMFS review of
an application followed by a 30-day public notice and comment period on
any proposed authorizations for the incidental harassment of marine
mammals. Within 45 days of the close of the comment period, NMFS must
either issue or deny the authorization. Except with respect to certain
activities not pertinent here, the MMPA defines ``harassment'' as ``any
act of pursuit, torment, or annoyance which (i) has the potential to
injure a marine mammal or marine mammal stock in the wild [Level A
harassment]; or (ii) has the potential to disturb a marine mammal or
marine mammal stock in the wild by causing disruption of behavioral
patterns, including, but not limited to, migration, breathing, nursing,
breeding, feeding, or sheltering [Level B harassment].''
Summary of Request
We received an application on September 24, 2012 from the Navy for
the taking of marine mammals incidental to pile driving and removal in
association with a pier replacement project in San Diego Bay at Naval
Base Point Loma in San Diego, CA (NBPL). The Navy submitted a revised
version of the application on November 15, 2012 which we deemed
adequate and complete. The pier replacement project is proposed to
occur over multiple years; however, this IHA would cover only the
initial year of work, beginning September 1, 2013. Four species of
marine mammals are expected to occur in the vicinity of the project
during all or a portion of the project duration: California sea lion
(Zalophus californianus californianus), harbor seal (Phoca vitulina
richardii), bottlenose dolphin (Tursiops truncatus truncatus), and gray
whale (Eschrichtius robustus). California sea lions are present year-
round and are common in the project area, while bottlenose dolphins may
be present year-round but sightings are highly variable in Navy marine
mammal surveys of northern San Diego Bay. Harbor seals have limited
occurrence in the project area. Gray whales may be observed in San
Diego Bay sporadically during migration periods.
NBPL provides berthing and support services for Navy submarines and
other fleet assets. The existing fuel pier serves as a fuel depot for
loading and unloading tankers and Navy underway replenishment vessels
that refuel ships at sea (``oilers''), as well as transferring fuel to
local replenishment vessels and
[[Page 30874]]
other small craft operating in San Diego Bay, and is the only active
Navy fueling facility in southern California. Portions of the pier are
over one hundred years old, while the newer segment was constructed in
1942. The pier as a whole is significantly past its design service life
and does not meet current construction standards.
Demolition and construction would occur in two phases to maintain
the fueling capabilities of the existing fuel pier while the new pier
is being constructed. The total duration of demolition/construction is
estimated to be approximately four years (2013-17). During the first
year of construction (the specified activity considered under this
proposed IHA), approximately 120 piles (including 18-in concrete and
36- to 48-in steel) would be installed and 109 piles would be removed
(via multiple methods). All steel piles would be driven with a
vibratory hammer for their initial embedment depths and finished with
an impact hammer for proofing, as necessary. Proofing involves striking
a driven pile with an impact hammer to verify that it provides the
required load-bearing capacity, as indicated by the number of hammer
blows per foot of pile advancement.
For pile driving activities, the Navy used NMFS-promulgated
thresholds for assessing project impacts, outlined later in this
document. The Navy used a site-specific model for transmission loss and
empirically-measured source levels from other 36-72 in diameter pile
driving events to estimate potential marine mammal exposures. Predicted
exposures are outlined later in this document. The calculations predict
that no Level A harassments would occur associated with pile driving or
construction activities, and that as many as 1,738 incidents of Level B
harassment may occur during the first year of the pier replacement
project from sound produced by pile driving and removal activity.
Description of the Specified Activity
NBPL is located on the peninsula of Point Loma near the mouth and
along the northern edge of San Diego Bay (see Figures 1-1 and 1-2 in
the Navy's application). The proposed actions with the potential to
cause harassment of marine mammals within the waterways adjacent to
NBPL, under the MMPA, are vibratory and impact pile driving and removal
of piles via vibratory driver or pneumatic chipper associated with the
pier replacement project and associated projects. The entire project is
scheduled to occur from 2013-17; the proposed activities that would be
authorized by this IHA would occur for one year from September 1, 2013.
Under the terms of a memorandum of understanding between the Navy and
the U.S. Fish and Wildlife Service, all noise- and turbidity-producing
in-water activities in designated least tern foraging habitat are to be
avoided during the period when least terns are present and engaged in
nesting and foraging. Therefore, all in-water construction activities
will occur during a window from approximately September 15 through
April 1.
Specific Geographic Region
San Diego Bay is a narrow, crescent-shaped natural embayment
oriented northwest-southeast with an approximate length of fifteen
miles and a total area of roughly 11,000 acres. The width of the bay
ranges from 0.2 to 3.6 miles, and depths range from 74 ft mean lower
low water (MLLW) near the tip of Ballast Point to less than 4 ft at the
southern end (see Figure 2-1 of the Navy's application). San Diego Bay
is a heavily urbanized area with a mix of industrial, military, and
recreational uses. The northern and central portions of the bay have
been shaped by historic dredging to support large ship navigation.
Dredging occurs as necessary to maintain constant depth within the
navigation channel. Outside the navigation channel, the bay floor
consists of platforms at depths that vary slightly. Sediments in
northern San Diego Bay are relatively sandy as tidal currents tend to
keep the finer silt and clay fractions in suspension, except in harbors
and elsewhere in the lee of structures where water movement is
diminished. Much of the shoreline consists of riprap and manmade
structures.
San Diego Bay is heavily used by commercial, recreational, and
military vessels, with an average of 82,413 vessel movements (in or out
of the bay) per year (not including recreational boating within the
Bay) (see Table 2-2 of the Navy's application). The Navy has been
measuring underwater noise in northern San Diego Bay and has thus far
found that the median broadband sound pressure level for background
sound in the Bay is 123.8 dB re 1 [mu]Pa. These preliminary data
reflect the busy nature of the project area and show that background
sound may be higher than the NMFS-specified Level B harassment
threshold of 120 dB for continuous sound (see Figures 2-4 to 2-6 of the
Navy's application). The Navy intends to continue gathering ambient
sound data for the project area and this subject will be addressed in
greater detail under future IHA requests. For more information about
the specific geographic region, please see section 2.3 of the Navy's
application.
In order to provide context, we will first describe the entire
project and then describe the specific portions scheduled for
completion during the first work window. Associated projects (separate
from primary construction/demolition) are described first. The project
consists of the following key elements:
Temporary Relocation of the Marine Mammal Program
The Navy Marine Mammal Program, administered by Space and Naval
Warfare Systems Command (SPAWAR) Systems Center (SSC), would be moved
approximately three kilometers to the Naval Mine and Anti-submarine
Warfare Command (NMAWC). Although not subject to the MMPA, SSC's
working animals are being relocated so that they will not be affected
by the project. In addition to the distance of remove, NMAWC is
acoustically shadowed from potential project noise (see Figure 1-4 of
the Navy's application). Construction of the temporary holding facility
would include impact driving fifty 18-in square concrete piles. After
completion of the new fuel pier the Marine Mammal Program would move
back to its original location adjacent to the fuel pier and the
temporary facilities at NMAWC would be removed.
Temporary Relocation of Bait Barges
The Everingham Brothers San Diego Bay Bait Barge facility will be
temporarily relocated by the owners. Although not an element of the
Navy's Fuel Pier Replacement Project, this action is mentioned here
because the barges, currently anchored approximately 600 m south of the
existing fuel pier, attract large numbers of California sea lions and
their relocation would be expected to reduce the number of sea lions
that would be exposed to noise levels constituting harassment under the
MMPA. The barges would be moved to either of two locations along the
southwest side of Harbor Island, approximately five kilometers from the
project site (see Figure 1-5 in the Navy's application). The Bait Barge
would be moved prior to the initiation of in-water construction and may
be moved back to the current location when in-water construction is
complete.
Dredging and Sediment Disposal
Dredging and sediment disposal are needed to deepen the existing
turning basin in order to safely accommodate current and future deep
draft berthing capabilities. An estimated 80,000 yd\3\ of sediment
would be dredged. Laboratory
[[Page 30875]]
testing of the sediments confirmed the lack of contamination and they
were approved for ocean disposal by the U.S. Environmental Protection
Agency and U.S. Army Corps of Engineers. However, the sediments also
have sufficient content of sand for beneficial reuse in nearshore
replenishment. Accordingly, the sediments would be transported by barge
and deposited at an approved nearshore replenishment site (Imperial
Beach). Noise measurements of dredging activities are rare in the
literature, but dredging is considered to be a low-impact activity for
marine mammals, producing non-pulsed sound and being substantially
quieter in terms of acoustic energy output than sources such as seismic
airguns and impact pile driving. Noise produced by dredging operations
has been compared to that produced by a commercial vessel travelling at
modest speed (Robinson et al., 2011). Further discussion of dredging
sound production may be found in the literature (e.g., Richardson et
al., 1995, Nedwell et al., 2008, Parvin et al., 2008, Ainslie et al.,
2009). Generally, the effects of dredging on marine mammals are not
expected to rise to the level of a take. Therefore, this project
component will not be discussed further.
Construction of the New Pier and Demolition and Removal of the Existing
Pier
Demolition and construction would occur on a segment-by-segment
basis to allow for continuous fueling operations during the project.
The south side of the existing pier would remain operational while the
north side is undergoing demolition and the new pier is being
constructed. When construction of the new pier is complete, the
remainder of the old pier would be demolished. See Table 1-1 in the
Navy's application for a complete construction phase summary. More
detail is provided below only on those aspects of the project that
involve in-water activity and that have the potential to result in
incidental take of marine mammals. The majority of the work would be
conducted over water and would include removal of the pier, pilings,
plastic camels and fenders. All utility infrastructure would be
removed, including water and sewer pipelines, lighting systems, and
wiring. The fueling systems, including piping and pipe supports, would
also be removed. These and other aspects of the project are considered
in more detail in the Navy's Draft Environmental Assessment.
Methods, Pile Removal--Typical pier demolition takes place bayward
to landward and from the top down. Fender piles and exterior
appurtenances (such as utilities and the fuel piping systems) would
first be removed above and below the pier deck before the deck would be
demolished using concrete saws and a barge-mounted excavator equipped
with a hydraulic breaker. Next, structural and fender piles would be
demolished. Table 1 summarizes the total number and nature of existing
piles to be removed.
Table 1--Existing Fuel Pier Total Piles and Caissons
[To be removed]
------------------------------------------------------------------------
Pile type or structure Quantity
------------------------------------------------------------------------
16-in concrete structural piles.............................. 518
14- and 24-in concrete fender piles.......................... 105
13-in plastic fender piles................................... 34
16-in steel pipe filled with concrete........................ 24
12-in timber piles........................................... 739
66-in diameter concrete-filled steel caissons................ 26
84-in diameter concrete-filled steel caissons................ 25
----------
Total...................................................... 1,471
------------------------------------------------------------------------
There are multiple methods for pile removal, including dry pulling,
cutting at the mudline, jetting, and vibratory removal. Typically piles
would be cut off at the mudline; however, the full length of the piles
would be pulled at the area where the new approach segment would be
constructed. An attempt would first be made to dry pull the piles with
a barge-mounted crane. A vibratory hammer or a pneumatic chipper may be
used to loosen the piles. Jetting (the application of a focused stream
of water under high pressure) would be another option to loosen piles
that could not be removed through the previous procedures. The caisson
elements would be removed with a clamshell, which is a dredging bucket
consisting of two similar halves that open/close at the bottom and are
hinged at the top. The clamshell would be used to grasp and lift large
components. When a wooden pile cannot be completely pulled out, the
pile may be cut at the mudline using the clamshell's hydraulic jaws
and/or a diver-operated underwater chainsaw, except for piles that are
within the footprint of the approach pier, which may require jetting to
remove.
Methods, Pile Installation--In general, pile installation work
would be accomplished during the in-water work window from September
through March, with installation of deck and utility components as well
as acceptable demolition work (i.e., work that is not considered a
significant source of underwater noise or turbidity) occurring from
April through August. Pile driving would occur during normal working
hours (7:00 a.m. to 4:00 p.m.). The impact pile driver would be used
for all types of piles (steel, concrete and fiberglass). For steel
piles, a vibratory hammer would be used to drive the pile to refusal
and then the impact hammer would be used for proofing or until the pile
meets structural requirements (expected to require 25-125 blows). The
concrete piles would first be jetted, a process wherein pressurized air
or water jets are applied at the tip of the pile to loosen the
substrate and allow the pile to sink vertically, before being driven
the last few feet with the impact hammer. The fiberglass piles do not
need to be embedded very deeply into the subsurface so would be impact-
driven for the entire length. In all cases, impact driving would be
minimized.
The replacement pier structure, including the mooring dolphins,
would consist of steel pipe piles, supporting concrete pile caps and
cast-in-place concrete deck slabs. The upper 10 ft of the steel wall
pipe piles would be filled with concrete as part of the connection
between the piles and the pier deck. Approximately 554 total piles
would be installed, including 228 36-in steel pipe piles, 77 48-in
steel pipe piles, 84 16-in concrete-filled fiberglass piles, and 165
24-in prestressed concrete piles. The sizes of the steel piles are
dependent on water depth, subsurface soil conditions, and the mass of
the deck structure. In most areas, a 36-in diameter steel pile is
adequate to meet the criteria. In other areas, a 48-in diameter pile is
necessary. Table 1-4 in the Navy's application summarizes the total
piles that would be installed over the life of the project.
Project Indicator Pile Program and Temporary Mooring Dolphin
(March-April 2014); North Segment Demolition (March-July 2014)--The
Indicator Pile Program (IPP) is designed to validate the length of pile
required and the method of installation (vibratory and impact).
Approximately twelve steel pipe piles (36- and 48-in diameter, exact
mix to be determined later) would be driven in the new pier alignment
to verify the driving conditions and establish the final driving
lengths prior to fabrication of the final production piles that would
be used to construct the new pier. In addition, the IPP will validate
the acoustics modeling used by the Navy to estimate incidental take
levels.
A temporary mooring dolphin would be constructed to allow vessels
to berth and load/unload fuel on the existing south segment while the
north segment of the existing pier is under demolition.
[[Page 30876]]
Sixteen 36-in piles would be driven during construction. The north
segment would be demolished by water access using barges to provide a
working area for the crane and equipment. Some equipment used for
demolition may include: hydraulic hammers mounted to back-hoes for
breaking concrete, front-end loaders, fork-lifts, concrete saws, steel
cutting torches, and excavators with hydraulic thumb shears.
Approach Pier Construction, North Pier Construction and Mooring
Dolphins (March 2014-September 2016)--The north pier would be
constructed concurrently with the approach pier. Two mooring dolphins
and connecting catwalks would also be constructed at this time.
South Pier Construction (September 2016-November 2016)--The south
berthing dolphin and mooring dolphin construction would begin after the
approach pier, north pier, and mooring dolphins are operational.
South Pier and Approach Pier Demolition (June 2016-November 2016)--
The old south pier and old approach pier demolition would begin after
the new south pier is operational. The temporary mooring dolphin near
the north pier would also be demolished at this time.
The currently proposed action (i.e., the specified activity for the
one-year period of this proposed IHA) includes pile driving associated
with relocation of the Navy Marine Mammal Program (MMP), pile driving
associated with the Indicator Pile Program and construction of the
temporary mooring dolphin, and beginning of construction of the new
pier structure. In addition, pile removal associated with demolition of
the old structure will begin. These activities are detailed in Table 2.
As described under Methods, the majority of pile removal will likely
not require the use of vibratory extraction and/or pneumatic chipping,
and these methods are included here as contingency in the event other
methods of extraction are not successful.
Table 2--Specified Activity Summary
[2013-14]
----------------------------------------------------------------------------------------------------------------
Activity Timing (days) Pile type Number piles
----------------------------------------------------------------------------------------------------------------
MMP relocation (at NMAWC)............... Sep-Oct 2013 (16)......... 18-in square concrete..... 50
Indicator Pile Program.................. Mar 2014 (17)............. 36- and 48-in steel pipe.. 12
Temporary mooring dolphin............... Mar 2014 (5).............. 36-in steel pipe.......... 16
Abutment pile driving................... Mar-Apr 2014 (13)......... 48-in steel pipe.......... 24
Structural pile driving................. Mar-Apr 2014 (15)......... 36- and 48-in steel pipe.. 26
-----------------------------------------------------------------------
Total installed..................... .......................... .......................... 128
-----------------------------------------------------------------------
Pile removal \1\........................ Mar-Sep 2014.............. 16- and 24-in square 18
concrete.
Pile removal \1\........................ Mar-Sep 2014.............. 12-in timber.............. 91
----------------------------------------------------------------------------------------------------------------
\1\ Pile removal schedule is notional and is dependent on contractor workload and timing of in-water work
shutdown in spring 2014. Removals using no-impact methods (e.g., dry pull) may continue outside the in-water
work window or would resume under the period of subsequent IHAs (i.e., September 2014).
The Navy assumes that the contractor will drive approximately two
steel piles per day, and five concrete or fiberglass piles per day. For
steel piles, each pile is assumed to require up to two hours of
driving, including 1-1.5 hours of vibratory pile driving and up to 0.5
hour of impact pile driving (if necessary). Concrete and fiberglass
piles would be jetted then driven with an impact pile driver only.
During the first year of work, approximately 66 non-overlapping days of
pile driving are expected to occur in the episodes described in Table
2. Approximately 84 days of demolition work are expected, beginning in
March 2014. The majority of these 84 days will involve above-water work
or other no-impact methods and would not impact marine mammals; the
Navy assumes that approximately one quarter of the days (21 days) might
involve methods that could cause disturbance to marine mammals.
Description of Sound Sources
Sound travels in waves, the basic components of which are
frequency, wavelength, velocity, and amplitude. Frequency is the number
of pressure waves that pass by a reference point per unit of time and
is measured in Hz or cycles per second. Wavelength is the distance
between two peaks of a sound wave; lower frequency sounds have longer
wavelengths than higher frequency sounds and attenuate more rapidly in
shallower water. Amplitude is the height of the sound pressure wave or
the `loudness' of a sound and is typically measured using the decibel
(dB) scale. A dB is the ratio between a measured pressure (with sound)
and a reference pressure (sound at a constant pressure, established by
scientific standards). It is a logarithmic unit that accounts for large
variations in amplitude; therefore, relatively small changes in dB
ratings correspond to large changes in sound pressure. When referring
to SPLs (SPLs; the sound force per unit area), sound is referenced in
the context of underwater sound pressure to 1 microPascal ([mu]Pa). One
pascal is the pressure resulting from a force of one newton exerted
over an area of one square meter. The source level represents the sound
level at a distance of 1 m from the source (referenced to 1 [mu]Pa).
The received level is the sound level at the listener's position.
Root mean square (rms) is the quadratic mean sound pressure over
the duration of an impulse. Rms is calculated by squaring all of the
sound amplitudes, averaging the squares, and then taking the square
root of the average (Urick, 1983). Rms accounts for both positive and
negative values; squaring the pressures makes all values positive so
that they may be accounted for in the summation of pressure levels
(Hastings and Popper, 2005). This measurement is often used in the
context of discussing behavioral effects, in part because behavioral
effects, which often result from auditory cues, may be better expressed
through averaged units than by peak pressures.
When underwater objects vibrate or activity occurs, sound-pressure
waves are created. These waves alternately compress and decompress the
water as the sound wave travels. Underwater sound waves radiate in all
directions away from the source (similar to ripples on the surface of a
pond), except in cases where the source is directional. The
compressions and decompressions
[[Page 30877]]
associated with sound waves are detected as changes in pressure by
aquatic life and man-made sound receptors such as hydrophones.
Underwater sound levels (`ambient sound') are comprised of multiple
sources, including physical (e.g., waves, earthquakes, ice, atmospheric
sound), biological (e.g., sounds produced by marine mammals, fish, and
invertebrates), and anthropogenic sound (e.g., vessels, dredging,
aircraft, construction). Even in the absence of anthropogenic sound,
the sea is typically a loud environment. A number of sources of sound
are likely to occur within Hood Canal, including the following
(Richardson et al., 1995):
Wind and waves: The complex interactions between wind and
water surface, including processes such as breaking waves and wave-
induced bubble oscillations and cavitation, are a main source of
naturally occurring ambient noise for frequencies between 200 Hz and 50
kHz (Mitson, 1995). In general, ambient noise levels tend to increase
with increasing wind speed and wave height. Surf noise becomes
important near shore, with measurements collected at a distance of 8.5
km (5.3 mi) from shore showing an increase of 10 dB in the 100 to 700
Hz band during heavy surf conditions.
Precipitation noise: Noise from rain and hail impacting
the water surface can become an important component of total noise at
frequencies above 500 Hz, and possibly down to 100 Hz during quiet
times.
Biological noise: Marine mammals can contribute
significantly to ambient noise levels, as can some fish and shrimp. The
frequency band for biological contributions is from approximately 12 Hz
to over 100 kHz.
Anthropogenic noise: Sources of ambient noise related to
human activity include transportation (surface vessels and aircraft),
dredging and construction, oil and gas drilling and production, seismic
surveys, sonar, explosions, and ocean acoustic studies (Richardson et
al., 1995). Shipping noise typically dominates the total ambient noise
for frequencies between 20 and 300 Hz. In general, the frequencies of
anthropogenic sounds are below 1 kHz and, if higher frequency sound
levels are created, they will attenuate (decrease) rapidly (Richardson
et al., 1995). Known sound levels and frequency ranges associated with
anthropogenic sources similar to those that would be used for this
project are summarized in Table 2. Details of each of the sources are
described in the following text.
Table 3--Representative Sound Levels of Anthropogenic Sources
----------------------------------------------------------------------------------------------------------------
Frequency range Underwater sound level (dB
Sound source (Hz) re 1 [mu]Pa) Reference
----------------------------------------------------------------------------------------------------------------
Small vessels.......................... 250-1,000 151 dB rms at 1 m (3.3 ft) Richardson et al., 1995.
Tug docking gravel barge............... 200-1,000 149 dB rms at 100 m (328 Blackwell and Greene,
ft). 2002.
Vibratory driving of 72-in (1.8 m) 10-1,500 180 dB rms at 10 m (33 ft) Reyff, 2007.
steel pipe pile.
Impact driving of 36-in steel pipe pile 10-1,500 195 dB rms at 10 m........ Laughlin, 2007.
Impact driving of 66-in cast-in-steel- 10-1,500 195 dB rms at 10 m........ Reviewed in Hastings and
shell pile. Popper, 2005.
----------------------------------------------------------------------------------------------------------------
In-water construction activities associated with the project would
include impact pile driving, vibratory pile driving and removal, and
possibly pneumatic chipping. The sounds produced by these activities
fall into one of two sound types: Pulsed and non-pulsed (defined in
next paragraph). The distinction between these two general sound types
is important because they have differing potential to cause physical
effects, particularly with regard to hearing (e.g., Ward, 1997 in
Southall et al., 2007). Please see Southall et al., (2007) for an in-
depth discussion of these concepts.
Pulsed sounds (e.g., explosions, gunshots, sonic booms, and impact
pile driving) are brief, broadband, atonal transients (ANSI, 1986;
Harris, 1998) and occur either as isolated events or repeated in some
succession. Pulsed sounds are all characterized by a relatively rapid
rise from ambient pressure to a maximal pressure value followed by a
decay period that may include a period of diminishing, oscillating
maximal and minimal pressures. Pulsed sounds generally have an
increased capacity to induce physical injury as compared with sounds
that lack these features.
Non-pulse (intermittent or continuous sounds) can be tonal,
broadband, or both. Some of these non-pulse sounds can be transient
signals of short duration but without the essential properties of
pulses (e.g., rapid rise time). Examples of non-pulse sounds include
those produced by vessels, aircraft, machinery operations such as
drilling or dredging, vibratory pile driving, and active sonar systems.
The duration of such sounds, as received at a distance, can be greatly
extended in a highly reverberant environment.
Impact hammers operate by repeatedly dropping a heavy piston onto a
pile to drive the pile into the substrate. Sound generated by impact
hammers is characterized by rapid rise times and high peak levels, a
potentially injurious combination (Hastings and Popper, 2005).
Vibratory hammers install piles by vibrating them and allowing the
weight of the hammer to push them into the sediment. Vibratory hammers
produce significantly less sound than impact hammers. Peak SPLs may be
180 dB or greater, but are generally 10 to 20 dB lower than SPLs
generated during impact pile driving of the same-sized pile (Oestman et
al., 2009). Rise time is slower, reducing the probability and severity
of injury, and sound energy is distributed over a greater amount of
time (Nedwell and Edwards, 2002; Carlson et al., 2005).
Ambient Sound
The underwater acoustic environment consists of ambient sound,
defined as environmental background sound levels lacking a single
source or point (Richardson et al., 1995). The ambient underwater sound
level of a region is defined by the total acoustical energy being
generated by known and unknown sources, including sounds from both
natural and anthropogenic sources. The sum of the various natural and
anthropogenic sound sources at any given location and time depends not
only on the source levels (as determined by current weather conditions
and levels of biological and shipping activity) but also on the ability
of sound to propagate through the environment. In turn, sound
propagation is dependent on the spatially and temporally varying
properties of the water column and sea floor, and is frequency-
dependent. As a
[[Page 30878]]
result of the dependence on a large number of varying factors, the
ambient sound levels at a given frequency and location can vary by 10-
20 dB from day to day (Richardson et al., 1995).
In the vicinity of the project area, the median broadband
background underwater sound levels have been measured by the Navy at
123.8 dB re 1 [mu]Pa between 3 Hz and 20 kHz (see Figures 2-4 to 2-6 in
the Navy's application. The distribution of underwater sound levels was
relatively uniform, reflecting the active ship traffic passing through
the navigation channel at all times of day. The sample locations are
distributed in the project area on either side of the channel in the
fairly narrow entrance of San Diego Bay proper. Most ship traffic is
transiting through the vicinity of the fuel pier to berths farther in
the bay. Higher levels were observationally associated with nearby ship
movements when the data were collected (refer to the field log in
Appendix B of the Navy's application), with the exception of Zuniga
Jetty, where large populations of snapping shrimp are found.
Sound Thresholds
NMFS uses generic sound exposure thresholds to determine when an
activity that produces sound might result in impacts to a marine mammal
such that a take by harassment might occur. To date, no studies have
been conducted that examine impacts to marine mammals from pile driving
sounds from which empirical sound thresholds have been established.
Current NMFS practice (in relation to the MMPA) regarding exposure of
marine mammals to sound is that cetaceans and pinnipeds exposed to
impulsive sounds of 180 and 190 dB rms or above, respectively, are
considered to have been taken by Level A (i.e., injurious) harassment.
Behavioral harassment (Level B) is considered to have occurred when
marine mammals are exposed to sounds at or above 160 dB rms and 120 dB
rms (for pulsive sounds such as impact pile driving and for non-pulsed
sounds such as vibratory pile driving, respectively), but below
injurious thresholds. For airborne sound, pinniped disturbance from
haul-outs has been documented at 100 dB (unweighted) for pinnipeds in
general, and at 90 dB (unweighted) for harbor seals. NMFS uses these
levels as guidelines to estimate when harassment may occur.
Distance to Sound Thresholds
Underwater sound propagation formula--Pile driving would generate
underwater noise that potentially could result in disturbance to marine
mammals in the project area. Transmission loss (TL) is the decrease in
acoustic intensity as an acoustic pressure wave propagates out from a
source. TL parameters vary with frequency, temperature, sea conditions,
current, source and receiver depth, water depth, water chemistry, and
bottom composition and topography. The general formula for underwater
TL is:
TL = B * log10(R1/R2)
Where:
R1 = the distance of the modeled SPL from the driven
pile, and
R2 = the distance from the driven pile of the initial
measurement.
This formula neglects loss due to scattering and absorption, which is
assumed to be zero here. The degree to which underwater sound
propagates away from a sound source is dependent on a variety of
factors, most notably by the water bathymetry and presence or absence
of reflective or absorptive conditions including in-water structures
and sediments. Spherical spreading occurs in a perfectly unobstructed
(free-field) environment not limited by depth or water surface,
resulting in a 6 dB reduction in sound level for each doubling of
distance from the source (20*log[range]). Cylindrical spreading occurs
in an environment in which sound propagation is bounded by the water
surface and sea bottom, resulting in a reduction of 3 dB in sound level
for each doubling of distance from the source (10*log[range]). A
practical spreading value of 15 is often used in shallow water
conditions, such as San Diego Bay, where spreading may start out
spherically but then end up cylindrically as the sound is constrained
by the surface and the bottom.
However, for this request, the Navy consulted with the University
of Washington Applied Physics Laboratory to develop a site-specific
model for TL from pile driving at a central point at the project site
(see Appendix A in the Navy's application). The model is based on
historical temperature-salinity data and location-dependent bathymetry.
In the model, TL is the same for different sound source levels and is
applied to each of the different activities to determine the point at
which the applicable thresholds are reached as a function of distance
from the source. The model's predictions result in a slightly lower
average rate of TL than practical spreading, and hence are
conservative. We reviewed and approved this approach. Because the model
is specific to the project area around the fuel pier site, practical
spreading loss was assumed in modeling sound propagation for pile
driving at NMAWC (for relocation of the Navy Marine Mammal Program
facility).
Underwater sound from pile driving and extraction--The intensity of
pile driving sounds is greatly influenced by factors such as the type
of piles, hammers, and the physical environment in which the activity
takes place. A large quantity of literature regarding SPLs recorded
from pile driving projects is available for consideration. In order to
determine reasonable SPLs and their associated affects on marine
mammals that are likely to result from pile driving at NBPL, studies
with similar properties to the proposed action were evaluated. Piles to
be installed include 36- and 48-in steel pipes, 24- and 18-in concrete
piles, and 16-in fiberglass-concrete piles. In addition, a vibratory
pile driver could be used in the extraction of 16-in steel, 14-, 16-
and 24-in concrete, 13-in plastic, and 12-in timber piles. Sound levels
associated with vibratory pile removal are assumed to be the same as
those during vibratory installation (Caltrans, 2007)--which is likely a
conservative assumption--and have been taken into consideration in the
modeling analysis. Overall, studies which met the following parameters
were considered: (1) Pile size and materials: Steel pipe piles (30-72
in diameter); (2) Hammer machinery: Vibratory and impact hammer; and
(3) Physical environment: shallow depth (less than 100 ft [30 m]).
Table 4--Underwater SPLs From Monitored Construction Activities Using Impact Hammers
----------------------------------------------------------------------------------------------------------------
Water
Project and location Pile size and type Method depth Measured SPLs
----------------------------------------------------------------------------------------------------------------
Mukilteo Test Piles, WA \1\....... 36-in steel pipe..... Impact.............. 7.3 m 195 dB re 1
[micro]Pa (rms) at
10 m.
Richmond-San Rafael Bridge, CA \2\ 66-in steel cast-in- Impact.............. 4 m 195 dB re 1
steel shell. [micro]Pa (rms) at
10 m.
Richmond Inner Harbor, CA \2\..... 72-in steel pipe..... Vibratory........... ~5 m 180 dB re 1
[micro]Pa (rms) at
10 m.
[[Page 30879]]
San Francisco Bay, CA \2\......... 16-24-in concrete.... Impact.............. 10-15 m 173-176 dB re 1
[micro]Pa (rms) at
10 m.
Columbia River Crossing, OR/WA \3\ 24-48-in steel pipe.. Vibratory extraction 10 m 172 dB re 1
[micro]Pa (rms) at
10 m.
----------------------------------------------------------------------------------------------------------------
Sources: \1\ Laughlin, 2007;
\2\ Oestman et al., 2009;
\3\ Coleman, 2011.
Driving of non-steel piles produces lower levels of sound than does
that of steel piles, and extraction of non-steel piles is assumed to
produce lower sound levels than that of steel piles (Oestman et al.,
2009). We assume here that a reduction of 10-20 dB from the sound
produced by extraction of steel piles can be assumed for non-steel
(i.e., concrete, timber, plastic) piles. There are few data regarding
use of pneumatic chippers or other underwater cutting tools. In a
previous IHA proposal (NMFS, 2012), we considered a source value of 161
dB re 1 [mu]Pa (rms) at 1 m for use of a jackhammer (Nedwell and
Howell, 2004). Here, we conservatively assume that use of these tools
will produce the same sound levels as vibratory extraction of non-steel
piles. Underwater sound levels from pile driving for this project are
therefore assumed to be as follows:
For 36- and 48-in steel pipes, 195 dB re 1 [mu]Pa (rms) at
10 m when driven by impact hammer, 180 dB re 1 [mu]Pa (rms) at 10 m
when driven by vibratory hammer;
For 24-in concrete piles driven by impact hammer, 176 dB
re 1 [mu]Pa (rms) at 10 m; and
For 16- and 18-in concrete piles driven by impact hammer,
173 dB re 1 [mu]Pa (rms) at 10 m.
For vibratory removal of steel piles, 172 dB re 1
[micro]Pa (rms) at 10 m; for vibratory removal/pneumatic chipping of
non-steel piles, 160 dB re 1 [micro]Pa (rms) at 10 m.
Based on these values and the results of site-specific transmission
loss modeling, distances to relevant thresholds and associated areas of
ensonification are presented in Table 5. Predicted distances to
thresholds for different sources are shown in Figures 6-1 through 6-7
of the Navy's application. The areas of ensonification reflect the
conventional assumption that topographical features such as shorelines
act as a barrier to underwater sound. Although it is known that there
can be leakage or diffraction around such barriers, it is generally
accepted practice to model underwater sound propagation from pile
driving as continuing in a straight line past a shoreline projection
such as Ballast Point. In contrast, although Zuniga Jetty would likely
prevent sound propagation east of the jetty, this effect was not
considered. Hence the projection of sound through the mouth of the bay
into the open ocean would be truncated along the jetty and narrower in
reality than shown. The limits of ensonification due to the project are
assumed to be essentially the same for different pile sizes subject to
vibratory installation or removal.
Table 5--Distances to Relevant Sound Thresholds and Areas of Ensonification
--------------------------------------------------------------------------------------------------------------------------------------------------------
Distance to threshold (m) and associated area of ensonification
Source level (km\2\)
Description (dB at 10 m) -----------------------------------------------------------------------
190 dB 180 dB 160 dB 120 dB
--------------------------------------------------------------------------------------------------------------------------------------------------------
Steel piles, impact........................................... 195 36, 0.0034 452, 0.1477 5,484, 8.5069 n/a
Steel piles, vibratory........................................ 180 n/a 14, 0.0004 n/a 6,470, 11.4895
24-in concrete piles.......................................... 176 n/a n/a 505, 0.1914 n/a
16-in concrete-fiberglass piles............................... 173 n/a n/a 259, 0.0834 n/a
18-in concrete piles \1\ (NMAWC).............................. 173 n/a n/a 84, 0.0620 n/a
Vibratory extraction, steel................................... 172 n/a n/a n/a 6,467, 11.4895
Vibratory extraction/pneumatic chipping, non-steel............ 160 n/a n/a n/a 6,467, 11.4890
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Practical spreading loss was assumed for pile driving at marine mammal relocation site because site-specific TL model used for sources at fuel pier
is not applicable.
Airborne sound from pile installation and removal--Pile driving can
generate airborne sound that could potentially result in disturbance to
marine mammals (specifically, pinnipeds) which are hauled out or at the
water's surface. As a result, the Navy analyzed the potential for
pinnipeds hauled out or swimming at the surface near NBPL to be exposed
to airborne SPLs that could result in Level B behavioral harassment.
Although there is no official airborne sound threshold, NMFS assumes
for purposes of the MMPA that behavioral disturbance can occur upon
exposure to sounds above 100 dB re 20 [micro]Pa rms (unweighted) for
all pinnipeds, except harbor seals. For harbor seals, the threshold is
90 dB re 20 [micro]Pa rms (unweighted). A spherical spreading loss
model, assuming average atmospheric conditions, was used to estimate
the distance to the 100 dB and 90 dB re 20 [micro]Pa rms (unweighted)
airborne thresholds.
As was discussed for underwater sound from pile driving, the
intensity of pile driving sounds is greatly influenced by factors such
as the type of piles, hammers, and the physical environment in which
the activity takes place. In order to determine reasonable airborne
SPLs and their associated effects on marine mammals that are likely to
result from pile driving at NBPL, studies with similar properties to
the proposed action, as described previously, were evaluated. Table 6
details representative pile driving activities that have occurred in
recent years. Due to the similarity of these actions and the Navy's
proposed
[[Page 30880]]
action, they represent reasonable SPLs which could be anticipated.
Table 6--Airborne SPLs From Similar Construction Activities
----------------------------------------------------------------------------------------------------------------
Pile size and
Project and location type Method Water depth Measured SPLs
----------------------------------------------------------------------------------------------------------------
Northstar Island, AK \1\....... 42-in steel pipe. Impact................ Approximately 12 97 dB re 20
m. [micro]Pa (rms)
at 160 m.
Keystone Ferry Terminal, WA \2\ 30-in steel pipe. Vibratory............. Approximately 9 m 97 dB re 20
[micro]Pa (rms)
at 13 m.
----------------------------------------------------------------------------------------------------------------
Sources: \1\ Blackwell et al., 2004; \2\ Laughlin, 2010.
Based on these values and the assumption of spherical spreading
loss, distances to relevant thresholds and associated areas of
ensonification are presented in Table 7. The nearest known haul-out
location for harbor seals is approximately 250 m away and hence would
be subject to sound levels that may result in behavioral disturbance,
if animals are present. For sea lions, all airborne distances are less
than those calculated for underwater sound thresholds, therefore,
protective measures would be in place out to the distances calculated
for the underwater thresholds, and the distances for the airborne
thresholds would be covered fully by mitigation and monitoring measures
in place for underwater sound thresholds. No sea lion haul-outs or
rookeries are located within the airborne harassment radii.
Table 7--Distances to Relevant Sound Thresholds and Areas of Ensonification, Airborne Sound
----------------------------------------------------------------------------------------------------------------
Distance to threshold (m) and
Threshold, re 20 associated area of ensonification
Group [mu]Pa rms (km\2\)
(unweighted) -------------------------------------
Impact driving Vibratory driving
----------------------------------------------------------------------------------------------------------------
Harbor seals........................................... 90 dB 358, 0.403 28, 0.002
California sea lions................................... 100 dB 113, 0.040 9, 0.000
----------------------------------------------------------------------------------------------------------------
Description of Marine Mammals in the Area of the Specified Activity
The Navy has conducted marine mammal surveys in the project area
beginning in 2007 and continuing through March 2012 (Merkel and
Associates, Inc., 2008; Johnson, 2010, 2011; Lerma, 2012). Boat survey
routes (see Figure 3-1 of the Navy's application) established in 2007
have been resurveyed on 16 occasions, 13 of which were during the
seasonal window for in-water construction and demolition (September-
April). There are four marine mammal species which are either resident
or have known seasonal occurrence in San Diego Bay, including the
California sea lion, harbor seal, bottlenose dolphin, and gray whale.
Navy records indicate that other species that occur in the Southern
California Bight may have the potential for isolated occurrence within
San Diego Bay or just offshore. The Pacific white-sided and common
dolphin (Lagenorhynchus obliquidens and Delphinus sp., respectively)
were sighted along a previously used transect on the opposite side of
the Point Loma peninsula (Merkel & Associates, Inc., 2008), near the
kelp forests. Risso's dolphin (Grampus griseus) is fairly common in
southern California coastal waters, but has not been seen in San Diego
Bay. These species have not been observed near the project area and are
not expected to occur there, and, given the unlikelihood of their
exposure to sound generated from the project, are thus not considered
further. This section summarizes the population status and abundance of
the four species for which we anticipate exposure to sound from the
project. We have reviewed the Navy's detailed species descriptions,
including life history information, for accuracy and completeness and
refer the reader to Sections 3 and 4 of the Navy's application instead
of reprinting the information here. Table 7 lists the marine mammal
species that occur in the vicinity of NBPL. The following information
is summarized largely from NMFS Stock Assessment Reports.
Table 8--Marine Mammals Present in the Vicinity of NBPL
----------------------------------------------------------------------------------------------------------------
Stock abundance \1\ Relative occurrence in
Species (CV, Nmin) north San Diego Bay Season of occurrence
----------------------------------------------------------------------------------------------------------------
California sea lion U.S. stock...... 296,750 (n/a, 153,337). Abundant............... Year-round.
Harbor seal California stock........ 30,196 (0.157, 26,667). Uncommon, localized.... Year-round.
Bottlenose dolphin California 323.................... Occasional............. Year-round.
coastal stock. (0.13, 290)............
Gray whale Eastern North Pacific 19,126 (0.07, 18,017).. Rare, during migration Late winter.
stock. only.
----------------------------------------------------------------------------------------------------------------
\1\ NMFS marine mammal stock assessment reports at: https://www.nmfs.noaa.gov/pr/sars/species.htm. CV is
coefficient of variation; Nmin is the minimum estimate of stock abundance.
[[Page 30881]]
California Sea Lion
California sea lions range from the Gulf of California north to the
Gulf of Alaska, with breeding areas located in the Gulf of California,
western Baja California, and southern California. Five genetically
distinct geographic populations have been identified: (1) Pacific
Temperate, (2) Pacific Subtropical, (3) Southern Gulf of California,
(4) Central Gulf of California and (5) Northern Gulf of California
(Schramm et al., 2009). Rookeries for the Pacific Temperate population
are found within U.S. waters and just south of the U.S.-Mexico border,
and animals belonging to this population may be found form the Gulf of
Alaska to Mexican waters off Baja California. Animals belonging to
other populations (e.g., Pacific Subtropical) may range into U.S.
waters during non-breeding periods. For management purposes, a stock of
California sea lions comprising those animals at rookeries within the
U.S. is defined (i.e., the U.S. stock of California sea lions)
(Carretta et al., 2012). Pup production at the Coronado Islands rookery
in Mexican waters is considered an insignificant contribution to the
overall size of the Pacific Temperate population (Lowry and Maravilla-
Chavez, 2005).
California sea lions are not protected under the Endangered Species
Act (ESA) or listed as depleted under the MMPA. Total annual human-
caused mortality (at least 431) is substantially less than the
potential biological removal (PBR, estimated at 9,200 per year);
therefore, California sea lions are not considered a strategic stock
under the MMPA. There are indications that the California sea lion may
have reached or is approaching carrying capacity, although more data
are needed to confirm that leveling in growth persists (Carretta et
al., 2012).
The best abundance estimate of the U.S. stock of California sea
lions is 296,750 and the minimum population size of this stock is
153,337 individuals (Carretta et al., 2012). The entire population
cannot be counted because all age and sex classes are never ashore at
the same time; therefore, the best abundance estimate is determined
from the number of births and the proportion of pups in the population,
with censuses conducted in July after all pups have been born.
Specifically, the pup count for rookeries in southern California from
2008 was adjusted for pre-census mortality and then multiplied by the
inverse of the fraction of newborn pups in the population (Carretta et
al., 2012). The minimum population size was determined from counts of
all age and sex classes that were ashore at all the major rookeries and
haul-out sites in southern and central California during the 2007
breeding season, including all California sea lions counted during the
July 2007 census at the Channel Islands in southern California and at
haul-out sites located between Point Conception and Point Reyes,
California (Carretta et al., 2012). An additional unknown number of
California sea lions are at sea or hauled out at locations that were
not censused and are not accounted for in the minimum population size.
Trends in pup counts from 1975 through 2008 have been assessed for
four rookeries in southern California and for haul-outs in central and
northern California. During this time period counts of pups increased
at an annual rate of 5.4 percent, excluding six El Nino years when pup
production declined dramatically before quickly rebounding (Carretta et
al., 2012). The maximum population growth rate was 9.2 percent when pup
counts from the El Ni[ntilde]o years were removed. However, the
apparent growth rate from the population trajectory underestimates the
intrinsic growth rate because it does not consider human-caused
mortality occurring during the time series; the default maximum net
productivity rate for pinnipeds (12 percent per year) is considered
appropriate for California sea lions (Carretta et al., 2012).
Historic exploitation of California sea lions include harvest for
food by Native Americans in pre-historic times and for oil and hides in
the mid-1800s, as well as exploitation for a variety of reasons more
recently (Carretta et al., 2012). There are few historical records to
document the effects of such exploitation on sea lion abundance (Lowry
et al., 1992). Data from 2003-09 indicate that a minimum of 337 (CV =
0.56) California sea lions are killed annually in commercial fisheries.
In addition, a summary of stranding database records for 2005-09 shows
an annual average of 65 such events, which is likely a gross
underestimate because most carcasses are not recovered. California sea
lions may also be removed because of predation on endangered salmonids
(17 per year, 2008-10) or incidentally captured during scientific
research (3 per year, 2005-09) (Carretta et al., 2012). Sea lion
mortality has also been linked to the algal-produced neurotoxin domoic
acid (Scholin et al., 2000). There is currently an Unusual Mortality
Event (UME) declaration in effect for California sea lions. Future
mortality may be expected to occur, due to the sporadic occurrence of
such harmful algal blooms. Beginning in January 2013, elevated
strandings of California sea lion pups have been observed in Southern
California, with live sea lion strandings nearly three times higher
than the historical average. The causes of this UME are under
investigation (https://www.nmfs.noaa.gov/pr/health/mmume/californiasealions2013.htm; accessed April 10, 2013).
The California sea lion is by far the most commonly-sighted
pinniped species at sea or on land in the vicinity of NBPL and northern
San Diego Bay, where there is a resident non-breeding population.
California sea lions regularly occur on rocks, buoys and other
structures, and especially on the bait barges, although numbers vary
greatly as individuals move between the bay and rookeries on offshore
islands. Different age classes of California sea lions are found in the
San Diego region throughout the year (Lowry et al., 1991), although
Navy surveys show that the local population comprises adult females and
subadult males and females, with adult males being uncommon. The Navy
has conducted marine mammal surveys throughout the north San Diego Bay
project area (Merkel & Associates, Inc., 2008, Johnson, 2010, 2011,
Lerma, 2012). Sightings include all animals observed and their
locations (using geographical positioning systems). The majority of
observations are of animals hauled out.
Harbor Seal
Harbor seals inhabit coastal and estuarine waters and shoreline
areas of the northern hemisphere from temperate to polar regions. The
eastern North Pacific subspecies is found from Baja California north to
the Aleutian Islands and into the Bering Sea. Multiple lines of
evidence support the existence of geographic structure among harbor
seal populations from California to Alaska (Carretta et al., 2012).
However, because stock boundaries are difficult to meaningfully draw
from a biological perspective, three separate harbor seal stocks are
recognized for management purposes along the west coast of the
continental U.S.: (1) Inland waters of Washington, (2) outer coast of
Oregon and Washington, and (3) California (Carretta et al., 2012).
Multiple stocks are recognized in Alaska. Placement of a stock boundary
at the California-Oregon border is not based on biology but is
considered a political and jurisdictional convenience (Carretta et al.,
2012). In addition, harbor seals may occur in Mexican waters, but these
animals are not considered part of the California stock. Only the
California stock may be found in the project area.
[[Page 30882]]
California harbor seals are not protected under the ESA or listed
as depleted under the MMPA, and are not considered a strategic stock
under the MMPA because annual human-caused mortality (31) is
significantly less than the calculated PBR (1,600). The population
appears to be stabilizing at what may be its carrying capacity and the
fishery mortality is declining.
The best abundance estimate of the California stock of harbor seals
is 30,196 (CV = 0.157) and the minimum population size of this stock is
26,667 individuals (Carretta et al., 2012). The entire population
cannot be counted because some individuals are always away from haul-
out sites. In addition, complete pup counts are not possible as for
other species of pinniped because pups are precocious and enter the
water almost immediately after birth. Therefore, the best abundance
estimate is estimated by counting the number of seals ashore during the
peak haul-out period (May to July) and by multiplying this count by a
correction factor equal to the inverse of the estimated fraction of
seals on land (Carretta et al., 2012). The current abundance estimate,
as well as the minimum population size, is based off of haul-out counts
from 2009.
Counts of harbor seals in California increased from 1981 to 2004,
with a calculated annual net productivity rate of 9.2 percent for the
period 1983-1994 (Carretta et al., 2012). However, maximum net
productivity rates cannot be estimated because measurements were not
made when the stock size was very small, and the default maximum net
productivity rate for pinnipeds (12 percent per year) is considered
appropriate for harbor seals (Carretta et al., 2012).
Prior to state and federal protection and especially during the
nineteenth century, harbor seals along the west coast of North America
were greatly reduced by commercial hunting, with only a few hundred
individuals surviving in a few isolated areas along the California
coast (Carretta et al., 2012). However, in the last half of this
century, the population has increased dramatically. Data from 2004-09
indicate that 18 (CV = 0.73) California harbor seals are killed
annually in commercial fisheries. In addition, California stranding
database records for 2005-09 shows an annual average of 12 such events,
which is likely an underestimate because most carcasses are not
recovered. Two UMEs of harbor seals in California occurred in 1997 and
2000 with the cause considered to be infectious disease. All west coast
harbor seals that have been tested for morbilliviruses were found to be
seronegative, indicating that this disease is not endemic in the
population and that this population is extremely susceptible to an
epidemic of this disease (Ham-Lamm[eacute] et al., 1999).
Harbor seals are relatively uncommon within San Diego Bay, and do
not have a significant mainland California distribution south of Point
Mugu. Sightings in the Navy transect surveys of northern San Diego Bay
cited above were limited to individuals outside of the project area, on
the south side of Ballast Point. The haul-out area south of Ballast
Point is only temporary with overwash of the rocks occurring daily;
primary local harbor seal haul-outs are in La Jolla. With heavy vessel
traffic and noise in the project area, it is likely that harbor seals
seen outside the project area at Ballast Point move toward Point Loma
and preferred foraging habitat rather than actively foraging in or
transiting the project area on a frequent basis. However, Navy marine
mammal monitoring for another project conducted intermittently from
2010-12 has documented several harbor seals near Pier 122 (within the
project area) at various times, with the greatest number of sightings
during April and May.
Gray Whale
Gray whales are found in shallow coastal waters, migrating between
summer feeding areas in the north and winter breeding areas in the
south. Gray whales were historically common throughout the northern
hemisphere but are now found only in the Pacific, where two populations
are recognized, Eastern and Western North Pacific (ENP and WNP). ENP
whales breed and calve primarily in areas off Baja California and in
the Gulf of California. From February to May, whales typically migrate
northbound to summer/fall feeding areas in the Chukchi and northern
Bering Seas, with the southbound return to calving areas typically
occurring in November and December. WNP whales are known to feed in the
Okhotsk Sea and off of Kamchatka before migrating south to poorly known
wintering grounds, possibly in the South China Sea.
The two populations have historically been considered
geographically isolated from each other; however, recent data from
satellite-tracked whales indicates that there is some overlap between
the stocks. Two WNP whales were tracked from Russian foraging areas
along the Pacific rim to Baja California (Mate et al., 2011), and, in
one case where the satellite tag remained attached to the whale for a
longer period, a WNP whale was tracked from Russia to Mexico and back
again (IWC, 2012). Between 22-24 WNP whales are known to have occurred
in the eastern Pacific through comparisons of ENP and WNP photo-
identification catalogs (IWC, 2012; Weller et al., 2011; Burdin et al.,
2011), and WNP animals comprised 8.1 percent of gray whales identified
during a recent field season off of Vancouver Island (Weller et al.,
2012). In addition, two genetic matches of WNP whales have been
recorded off of Santa Barbara, CA (Lang et al., 2011). Therefore, a
portion of the WNP population is assumed to migrate, at least in some
years, to the eastern Pacific during the winter breeding season.
However, only ENP whales are expected to occur in the project area.
The likelihood of any gray whale being exposed to project sound to the
degree considered in this document is already low, as it would require
a migrating whale to linger for an extended period of time, or for
multiple migrating whales to linger for shorter periods of time. While
such an occurrence is not unknown, it is uncommon. Further, of the
approximately 20,000 gray whales migrating through the Southern
California Bight, it is extremely unlikely that one found in San Diego
Bay would be one of the approximately 20 WNP whales that have been
documented in the eastern Pacific (less than one percent probability).
The likelihood that a WNP whale would be exposed to elevated levels of
sound from the specified activities is insignificant and discountable.
The ENP population of gray whales, which is managed as a stock, was
removed from ESA protection in 1994, is not currently protected under
the ESA, and is not listed as depleted under the MMPA. Punt and Wade
(2010) estimated the ENP population was at 91 percent of carrying
capacity and at 129 percent of the maximum net productivity level and
therefore within the range of its optimum sustainable population. The
ENP stock of gray whales is not classified as a strategic stock under
the MMPA because the estimated annual level of human-caused mortality
(128) is less than the calculated PBR (558) (Carretta et al., 2013).
The WNP population is listed as endangered under the ESA and depleted
under the MMPA as a foreign stock.
The best abundance estimate of the ENP stock of gray whales is
19,126 (CV = 0.071) and the minimum population size of this stock is
18,017 individuals (Carretta et al., 2013). Systematic counts of gray
whales migrating south along the central California coast have been
conducted by shore-based observers since 1967. The best and minimum
[[Page 30883]]
abundance estimates were calculated from 2006-07 survey data, the first
year in which improved counting techniques and a more consistent
approach to abundance estimation were used (Carretta et al., 2013). The
population size of the ENP gray whale stock has been increasing over
the past several decades despite a west coast UME (unexplained causes)
from 1999-2001. The estimated annual rate of increase from 1967-88,
based on the revised abundance time series from Laake et al. (2009), is
3.2 percent (Punt and Wade, 2010). Based on the same analyses, the best
estimate of the maximum productivity rate for gray whales is considered
to be 6.2 percent. The most recent estimate of WNP gray whale abundance
is 137 individuals (IWC, 2012).
As noted above, gray whale numbers were significantly reduced by
whaling, becoming extirpated from the Atlantic by the early 1700s and
listed as an endangered species in the Pacific. The ENP stock has since
recovered sufficiently to be delisted from the ESA. Gray whales remain
subject to occasional fisheries-related mortality and death from ship
strikes. Based on stranding network data for the period 2006-10, there
are an average of 0.2 deaths per year from the former and 2.2 per year
from the latter. In addition, subsistence hunting of gray whales by
hunters in Russia and the U.S. is approved by the International Whaling
Commission, although none is currently authorized in the U.S. From
2006-10, the annual Russian subsistence harvest was 123 whales
(Carretta et al., 2013). Climate change is considered a significant
habitat concern for gray whales, as prey composition and distribution
is likely to be altered and human activity in the whales' summer
feeding grounds increases (Carretta et al., 2013).
Peak abundance of gray whales off the coast of San Diego is
typically during January during the southbound migration and in March
as whales return north, although females with calves, which depart
Mexico later than males or females without calves, can be sighted from
March through May or June (Leatherwood, 1974; Poole, 1984; Rugh et al.,
2001). Gray whales are not expected in the project area except during
the northward migration, when they are closest to the coast and may be
infrequently observed offshore of San Diego Bay (Rice et al., 1981).
Migrating gray whales that do transit nearshore waters would likely be
traveling, rather than foraging, and would likely be present only
briefly at typical travel speeds of 3 kn (Perryman et al., 1999, Mate
and Urb[aacute]n-Ramirez, 2003). Gray whales are known to occur near
the mouth of San Diego Bay, and occasionally enter the bay. However,
their occurrence in San Diego Bay is sporadic and unpredictable. In
recent years, local records show that solitary individuals have entered
the bay and remained for varying lengths of time during March 2009,
April 2010, and July 2011. Navy field notes show an occurrence of one
gray whale that lingered in the northern part of the bay for two weeks.
Bottlenose Dolphin
Bottlenose dolphins are found worldwide in tropical to temperate
waters and can be found in all depths from estuarine inshore to deep
offshore waters. Temperature appears to limit the range of the species,
either directly, or indirectly, for example, through distribution of
prey. Off North American coasts, common bottlenose dolphins are found
where surface water temperatures range from about 10 [deg]C to 32
[deg]C. In many regions, including California, separate coastal and
offshore populations are known, with significant genetic
differentiation evident between the two ecotypes (e.g., Walker, 1981).
Therefore, two stocks of bottlenose dolphins--coastal and offshore--are
managed along the west coast. California coastal bottlenose dolphins
are found within about one kilometer of shore from San Francisco Bay
south into Mexican waters (Hansen, 1990; Carretta et al., 1998; Defran
and Weller, 1999). Although there is little site fidelity of coastal
bottlenose dolphins in California and they are known to move between
U.S. and Mexican waters, the stock as defined for management purposes
includes only animals found in U.S. waters. In southern California,
animals are found within 500 m of the shoreline 99 percent of the time
and within 250 m 90 percent of the time (Hanson and Defran, 1993). Only
coastal bottlenose dolphins would be expected to occur at the project
location.
California coastal bottlenose dolphins are not protected under the
MMPA or listed as depleted under the MMPA. The total annual human-
caused mortality for this stock (>=0.2) is less than the calculated PBR
(2.4) and the stock is not considered strategic under the MMPA.
The best abundance estimate for California coastal bottlenose
dolphins is 323 (CV = 0.13, 95% CI 259-430), and the minimum population
estimate is approximately 290 individuals (Carretta et al., 2009).
These values are based on photographic mark-recapture surveys conducted
along the San Diego coast in 2004-05, but are considered likely
underestimates, as they do not reflect that approximately 35 percent of
dolphins encountered lack identifiable dorsal fin marks (Defran and
Weller, 1999). If 35 percent of all animals lack distinguishing marks,
then the true population size would be closer to 450-500 animals
(Carretta et al., 2009). Based on a comparison of mark-recapture
abundance estimates for the periods 1987-89, 1996-98, and 2004-05,
Dudzik et al. (2006) stated that the population size had remained
stable over this period. No information on current or maximum net
productivity rates is available for California coastal bottlenose
dolphins, and the default maximum annual net growth rate for cetaceans
(4 percent) is considered appropriate (Carretta et al., 2009).
Historically, bottlenose dolphins were removed via live-capture for
display, but no such captures have been documented since 1982 and no
permits are active. Due to its exclusive use of coastal habitats, the
California coastal bottlenose dolphin population is susceptible to
fishery-related mortality in coastal set net fisheries. However,
because of various fishery closures, the potential for mortality of
coastal bottlenose dolphins in California set gillnet fisheries has
been greatly reduced. Records from 2002-06 indicate that a minimum of
0.2 deaths per year occurred (Carretta et al., 2009). Coastal gillnet
fisheries exist in Mexico and may take animals from this population,
but no details are available. Habitat concerns may be an issue for this
stock, as pollutant levels, especially DDT residues, found in Southern
California coastal bottlenose dolphins have been found to be among the
highest of any cetacean examined (O'Shea et al. 1980). Effects of these
pollutants are not well understood. In addition, California coastal
bottlenose dolphins may be vulnerable to the effects of morbillivirus
outbreaks, which have been implicated in mass mortality of bottlenose
dolphins on the U.S. Atlantic coast (Lipscomb et al. 1994).
As seen in the Navy's marine mammal surveys of San Diego Bay, cited
above, coastal bottlenose dolphins have occurred within San Diego Bay
sporadically and in variable numbers and locations. California coastal
bottlenose dolphins show little site fidelity and likely move within
their home range in response to patchy concentrations of nearshore prey
(Defran et al., 1999, Bearzi et al., 2009). After finding
concentrations of prey, animals may then forage within a more limited
spatial extent to take advantage of this local accumulation until such
time that prey abundance is reduced,
[[Page 30884]]
likely then shifting location once again and possibly covering larger
distances. Navy surveys frequently result in no observations of
bottlenose dolphins, and sightings have ranged from 0-8 groups observed
(0-40 individuals).
Potential Effects of the Specified Activity on Marine Mammals
We have determined that pile driving and removal (depending on
technique used), as outlined in the project description, has the
potential to result in behavioral harassment of marine mammals present
in the project area, which may include California sea lions, harbor
seals, bottlenose dolphins, and gray whales. Pinnipeds spend much of
their time in the water with heads held above the surface and therefore
are not subject to underwater noise to the same degree as cetaceans
(although they are correspondingly more susceptible to exposure to
airborne sound). For purposes of this assessment, however, pinnipeds
are conservatively assumed to be available to be exposed to underwater
sound 100 percent of the time that they are in the water.
Marine Mammal Hearing
The primary effect on marine mammals anticipated from the specified
activities would result from exposure of animals to underwater sound.
Exposure to sound can affect marine mammal hearing. When considering
the influence of various kinds of sound on the marine environment, it
is necessary to understand that different kinds of marine life are
sensitive to different frequencies of sound. Based on available
behavioral data, audiograms derived using auditory evoked potential
techniques, anatomical modeling, and other data, Southall et al. (2007)
designate functional hearing groups for marine mammals and estimate the
lower and upper frequencies of functional hearing of the groups. The
functional groups and the associated frequencies are indicated below
(though animals are less sensitive to sounds at the outer edge of their
functional range and most sensitive to sounds of frequencies within a
smaller range somewhere in the middle of their functional hearing
range):
Low frequency cetaceans (thirteen species of mysticetes):
Functional hearing is estimated to occur between approximately 7 Hz and
22 kHz;
Mid-frequency cetaceans (32 species of dolphins, six
species of larger toothed whales, and nineteen species of beaked and
bottlenose whales): Functional hearing is estimated to occur between
approximately 150 Hz and 160 kHz;
High frequency cetaceans (six species of true porpoises,
four species of river dolphins, two members of the genus Kogia, and
four dolphin species of the genus Cephalorhynchus): Functional hearing
is estimated to occur between approximately 200 Hz and 180 kHz; and
Pinnipeds in water: Functional hearing is estimated to
occur between approximately 75 Hz and 75 kHz, with the greatest
sensitivity between approximately 700 Hz and 20 kHz.
Two pinniped and two cetacean species are likely to occur in the
proposed project area. Of the two cetacean species likely to occur in
the project area, the bottlenose dolphin is classified as a mid-
frequency cetacean, and the gray whale is classified as a low-frequency
cetacean (Southall et al., 2007).
Underwater Sound Effects
Potential Effects of Pile Driving Sound--The effects of sounds from
pile driving might result in one or more of the following: Temporary or
permanent hearing impairment, non-auditory physical or physiological
effects, behavioral disturbance, and masking (Richardson et al., 1995;
Gordon et al., 2004; Nowacek et al., 2007; Southall et al., 2007). The
effects of pile driving on marine mammals are dependent on several
factors, including the size, type, and depth of the animal; the depth,
intensity, and duration of the pile driving sound; the depth of the
water column; the substrate of the habitat; the standoff distance
between the pile and the animal; and the sound propagation properties
of the environment. Impacts to marine mammals from pile driving
activities are expected to result primarily from acoustic pathways. As
such, the degree of effect is intrinsically related to the received
level and duration of the sound exposure, which are in turn influenced
by the distance between the animal and the source. The further away
from the source, the less intense the exposure should be. The substrate
and depth of the habitat affect the sound propagation properties of the
environment. Shallow environments are typically more structurally
complex, which leads to rapid sound attenuation. In addition,
substrates that are soft (e.g., sand) would absorb or attenuate the
sound more readily than hard substrates (e.g., rock) which may reflect
the acoustic wave. Soft porous substrates would also likely require
less time to drive the pile, and possibly less forceful equipment,
which would ultimately decrease the intensity of the acoustic source.
In the absence of mitigation, impacts to marine species would be
expected to result from physiological and behavioral responses to both
the type and strength of the acoustic signature (Viada et al., 2008).
The type and severity of behavioral impacts are more difficult to
define due to limited studies addressing the behavioral effects of
impulsive sounds on marine mammals. Potential effects from impulsive
sound sources can range in severity, ranging from effects such as
behavioral disturbance, tactile perception, physical discomfort, slight
injury of the internal organs and the auditory system, to mortality
(Yelverton et al., 1973).
Hearing Impairment and Other Physical Effects--Marine mammals
exposed to high intensity sound repeatedly or for prolonged periods can
experience hearing threshold shift (TS), which is the loss of hearing
sensitivity at certain frequency ranges (Kastak et al., 1999; Schlundt
et al., 2000; Finneran et al., 2002, 2005). TS can be permanent (PTS),
in which case the loss of hearing sensitivity is not recoverable, or
temporary (TTS), in which case the animal's hearing threshold would
recover over time (Southall et al., 2007). Marine mammals depend on
acoustic cues for vital biological functions, (e.g., orientation,
communication, finding prey, avoiding predators); thus, TTS may result
in reduced fitness in survival and reproduction. However, this depends
on the frequency and duration of TTS, as well as the biological context
in which it occurs. TTS of limited duration, occurring in a frequency
range that does not coincide with that used for recognition of
important acoustic cues, would have little to no effect on an animal's
fitness. Repeated sound exposure that leads to TTS could cause PTS.
PTS, in the unlikely event that it occurred, would constitute injury,
but TTS is not considered injury (Southall et al., 2007). It is
unlikely that the project would result in any cases of temporary or
especially permanent hearing impairment or any significant non-auditory
physical or physiological effects for reasons discussed later in this
document. Some behavioral disturbance is expected, but it is likely
that this would be localized and short-term because of the short
project duration.
Several aspects of the planned monitoring and mitigation measures
for this project (see the ``Proposed Mitigation'' and ``Proposed
Monitoring and Reporting'' sections later in this document) are
designed to detect marine mammals occurring near the pile driving to
avoid exposing them to sound pulses that might, in theory, cause
hearing impairment. In addition, many
[[Page 30885]]
cetaceans are likely to show some avoidance of the area where received
levels of pile driving sound are high enough that hearing impairment
could potentially occur. In those cases, the avoidance responses of the
animals themselves would reduce or (most likely) avoid any possibility
of hearing impairment. Non-auditory physical effects may also occur in
marine mammals exposed to strong underwater pulsed sound. It is
especially unlikely that any effects of these types would occur during
the present project given the brief duration of exposure for any given
individual and the planned monitoring and mitigation measures. The
following subsections discuss in somewhat more detail the possibilities
of TTS, PTS, and non-auditory physical effects.
Temporary Threshold Shift--TTS is the mildest form of hearing
impairment that can occur during exposure to a strong sound (Kryter,
1985). While experiencing TTS, the hearing threshold rises, and a sound
must be stronger in order to be heard. In terrestrial mammals, TTS can
last from minutes or hours to days (in cases of strong TTS). For sound
exposures at or somewhat above the TTS threshold, hearing sensitivity
in both terrestrial and marine mammals recovers rapidly after exposure
to the sound ends. Few data on sound levels and durations necessary to
elicit mild TTS have been obtained for marine mammals, and none of the
published data concern TTS elicited by exposure to multiple pulses of
sound. Available data on TTS in marine mammals are summarized in
Southall et al. (2007).
Given the available data, the received level of a single pulse
(with no frequency weighting) might need to be approximately 186 dB re
1 [mu]Pa\2\-s (i.e., 186 dB sound exposure level [SEL] or approximately
221-226 dB pk-pk) in order to produce brief, mild TTS. Exposure to
several strong pulses that each have received levels near 190 dB re 1
[mu]Pa rms (175-180 dB SEL) might result in cumulative exposure of
approximately 186 dB SEL and thus slight TTS in a small odontocete,
assuming the TTS threshold is (to a first approximation) a function of
the total received pulse energy. Levels greater than or equal to 190 dB
re 1 [mu]Pa rms are expected to be restricted to radii no more than 5 m
(16 ft) from the pile driving. For an odontocete closer to the surface,
the maximum radius with greater than or equal to 190 dB re 1 [mu]Pa rms
would be smaller.
The above TTS information for odontocetes is derived from studies
on the bottlenose dolphin and beluga whale (Delphinapterus leucas).
There is no published TTS information for other species of cetaceans.
However, preliminary evidence from a harbor porpoise exposed to pulsed
sound suggests that its TTS threshold may have been lower (Lucke et
al., 2009). To avoid the potential for injury, NMFS has determined that
cetaceans should not be exposed to pulsed underwater sound at received
levels exceeding 180 dB re 1 [mu]Pa rms. As summarized above, data that
are now available imply that TTS is unlikely to occur unless
odontocetes are exposed to pile driving pulses stronger than 180 dB re
1 [mu]Pa rms.
Permanent Threshold Shift--When PTS occurs, there is physical
damage to the sound receptors in the ear. In severe cases, there can be
total or partial deafness, while in other cases the animal has an
impaired ability to hear sounds in specific frequency ranges (Kryter,
1985). There is no specific evidence that exposure to pulses of sound
can cause PTS in any marine mammal. However, given the possibility that
mammals close to pile driving activity might incur TTS, there has been
further speculation about the possibility that some individuals
occurring very close to pile driving might incur PTS. Single or
occasional occurrences of mild TTS are not indicative of permanent
auditory damage, but repeated or (in some cases) single exposures to a
level well above that causing TTS onset might elicit PTS.
Relationships between TTS and PTS thresholds have not been studied
in marine mammals but are assumed to be similar to those in humans and
other terrestrial mammals. PTS might occur at a received sound level at
least several decibels above that inducing mild TTS if the animal were
exposed to strong sound pulses with rapid rise time. Based on data from
terrestrial mammals, a precautionary assumption is that the PTS
threshold for impulse sounds (such as pile driving pulses as received
close to the source) is at least 6 dB higher than the TTS threshold on
a peak-pressure basis and probably greater than 6 dB (Southall et al.,
2007). On an SEL basis, Southall et al. (2007) estimated that received
levels would need to exceed the TTS threshold by at least 15 dB for
there to be risk of PTS. Thus, for cetaceans, Southall et al. (2007)
estimate that the PTS threshold might be an M-weighted SEL (for the
sequence of received pulses) of approximately 198 dB re 1 [mu]Pa\2\-s
(15 dB higher than the TTS threshold for an impulse). Given the higher
level of sound necessary to cause PTS as compared with TTS, it is
considerably less likely that PTS could occur.
Measured source levels from impact pile driving can be as high as
214 dB re 1 [mu]Pa at 1 m (3.3 ft). Although no marine mammals have
been shown to experience TTS or PTS as a result of being exposed to
pile driving activities, captive bottlenose dolphins and beluga whales
exhibited changes in behavior when exposed to strong pulsed sounds
(Finneran et al., 2000, 2002, 2005). The animals tolerated high
received levels of sound before exhibiting aversive behaviors.
Experiments on a beluga whale showed that exposure to a single watergun
impulse at a received level of 207 kPa (30 psi) p-p, which is
equivalent to 228 dB p-p re 1 [mu]Pa, resulted in a 7 and 6 dB TTS in
the beluga whale at 0.4 and 30 kHz, respectively. Thresholds returned
to within 2 dB of the pre-exposure level within four minutes of the
exposure (Finneran et al., 2002). Although the source level of pile
driving from one hammer strike is expected to be much lower than the
single watergun impulse cited here, animals being exposed for a
prolonged period to repeated hammer strikes could receive more sound
exposure in terms of SEL than from the single watergun impulse
(estimated at 188 dB re 1 [mu]Pa\2\-s) in the aforementioned experiment
(Finneran et al., 2002). However, in order for marine mammals to
experience TTS or PTS, the animals have to be close enough to be
exposed to high intensity sound levels for a prolonged period of time.
Based on the best scientific information available, these SPLs are far
below the thresholds that could cause TTS or the onset of PTS.
Non-auditory Physiological Effects--Non-auditory physiological
effects or injuries that could theoretically occur in marine mammals
exposed to strong underwater sound include stress, neurological
effects, bubble formation, resonance effects, and other types of organ
or tissue damage (Cox et al., 2006; Southall et al., 2007). Studies
examining such effects are limited. In general, little is known about
the potential for pile driving to cause auditory impairment or other
physical effects in marine mammals. Available data suggest that such
effects, if they occur at all, would presumably be limited to short
distances from the sound source and to activities that extend over a
prolonged period. The available data do not allow identification of a
specific exposure level above which non-auditory effects can be
expected (Southall et al., 2007) or any meaningful quantitative
predictions of the numbers (if any) of marine mammals that might be
affected in such ways. Marine mammals that
[[Page 30886]]
show behavioral avoidance of pile driving, including some odontocetes
and some pinnipeds, are especially unlikely to incur auditory
impairment or non-auditory physical effects.
Disturbance Reactions
Disturbance includes a variety of effects, including subtle changes
in behavior, more conspicuous changes in activities, and displacement.
Behavioral responses to sound are highly variable and context-specific
and reactions, if any, depend on species, state of maturity,
experience, current activity, reproductive state, auditory sensitivity,
time of day, and many other factors (Richardson et al., 1995; Wartzok
et al., 2003/2004; Southall et al., 2007).
Habituation can occur when an animal's response to a stimulus wanes
with repeated exposure, usually in the absence of unpleasant associated
events (Wartzok et al., 2003/04). Animals are most likely to habituate
to sounds that are predictable and unvarying. The opposite process is
sensitization, when an unpleasant experience leads to subsequent
responses, often in the form of avoidance, at a lower level of
exposure. Behavioral state may affect the type of response as well. For
example, animals that are resting may show greater behavioral change in
response to disturbing sound levels than animals that are highly
motivated to remain in an area for feeding (Richardson et al., 1995;
NRC, 2003; Wartzok et al., 2003/04).
Controlled experiments with captive marine mammals showed
pronounced behavioral reactions, including avoidance of loud sound
sources (Ridgway et al., 1997; Finneran et al., 2003). Observed
responses of wild marine mammals to loud pulsed sound sources
(typically seismic guns or acoustic harassment devices, but also
including pile driving) have been varied but often consist of avoidance
behavior or other behavioral changes suggesting discomfort (Morton and
Symonds, 2002; Thorson and Reyff, 2006; see also Gordon et al., 2004;
Wartzok et al., 2003/04; Nowacek et al., 2007). Responses to continuous
sound, such as vibratory pile installation, have not been documented as
well as responses to pulsed sounds.
With both types of pile driving, it is likely that the onset of
pile driving could result in temporary, short term changes in an
animal's typical behavior and/or avoidance of the affected area. These
behavioral changes may include (Richardson et al., 1995): Changing
durations of surfacing and dives, number of blows per surfacing, or
moving direction and/or speed; reduced/increased vocal activities;
changing/cessation of certain behavioral activities (such as
socializing or feeding); visible startle response or aggressive
behavior (such as tail/fluke slapping or jaw clapping); avoidance of
areas where sound sources are located; and/or flight responses (e.g.,
pinnipeds flushing into water from haul-outs or rookeries). Pinnipeds
may increase their haul-out time, possibly to avoid in-water
disturbance (Thorson and Reyff, 2006). Since pile driving would likely
only occur for a few hours a day, over a short period of time, it is
unlikely to result in permanent displacement. Any potential impacts
from pile driving activities could be experienced by individual marine
mammals, but would not be likely to cause population level impacts, or
affect the long-term fitness of the species.
The biological significance of many of these behavioral
disturbances is difficult to predict, especially if the detected
disturbances appear minor. However, the consequences of behavioral
modification could be expected to be biologically significant if the
change affects growth, survival, or reproduction. Significant
behavioral modifications that could potentially lead to effects on
growth, survival, or reproduction include:
Drastic changes in diving/surfacing patterns (such as
those thought to be causing beaked whale stranding due to exposure to
military mid-frequency tactical sonar);
Habitat abandonment due to loss of desirable acoustic
environment; and
Cessation of feeding or social interaction.
The onset of behavioral disturbance from anthropogenic sound
depends on both external factors (characteristics of sound sources and
their paths) and the specific characteristics of the receiving animals
(hearing, motivation, experience, demography) and is difficult to
predict (Southall et al., 2007).
Auditory Masking
Natural and artificial sounds can disrupt behavior by masking, or
interfering with, a marine mammal's ability to hear other sounds.
Masking occurs when the receipt of a sound is interfered with by
another coincident sound at similar frequencies and at similar or
higher levels. Chronic exposure to excessive, though not high-
intensity, sound could cause masking at particular frequencies for
marine mammals that utilize sound for vital biological functions.
Masking can interfere with detection of acoustic signals such as
communication calls, echolocation sounds, and environmental sounds
important to marine mammals. Therefore, under certain circumstances,
marine mammals whose acoustical sensors or environment are being
severely masked could also be impaired from maximizing their
performance fitness in survival and reproduction. If the coincident
(masking) sound were man-made, it could be potentially harassing if it
disrupted hearing-related behavior. It is important to distinguish TTS
and PTS, which persist after the sound exposure, from masking, which
occurs during the sound exposure. Because masking (without resulting in
TS) is not associated with abnormal physiological function, it is not
considered a physiological effect, but rather a potential behavioral
effect.
The frequency range of the potentially masking sound is important
in determining any potential behavioral impacts. Because sound
generated from in-water pile driving is mostly concentrated at low
frequency ranges, it may have less effect on high frequency
echolocation sounds made by porpoises. However, lower frequency man-
made sounds are more likely to affect detection of communication calls
and other potentially important natural sounds such as surf and prey
sound. It may also affect communication signals when they occur near
the sound band and thus reduce the communication space of animals
(e.g., Clark et al., 2009) and cause increased stress levels (e.g.,
Foote et al., 2004; Holt et al., 2009).
Masking has the potential to impact species at population,
community, or even ecosystem levels, as well as at individual levels.
Masking affects both senders and receivers of the signals and can
potentially have long-term chronic effects on marine mammal species and
populations. Recent research suggests that low frequency ambient sound
levels have increased by as much as 20 dB (more than three times in
terms of SPL) in the world's ocean from pre-industrial periods, and
that most of these increases are from distant shipping (Hildebrand,
2009). All anthropogenic sound sources, such as those from vessel
traffic, pile driving, and dredging activities, contribute to the
elevated ambient sound levels, thus intensifying masking. However, the
sum of sound from the proposed activities is confined in an area of
inland waters (San Diego Bay) that is bounded by landmass; therefore,
the sound generated is not expected to contribute to increased ocean
ambient sound.
The most intense underwater sounds in the proposed action are those
produced by impact pile driving. Given that the energy distribution of
pile
[[Page 30887]]
driving covers a broad frequency spectrum, sound from these sources
would likely be within the audible range of marine mammals present in
the project area. Impact pile driving activity is relatively short-
term, with rapid pulses occurring for approximately fifteen minutes per
pile. The probability for impact pile driving resulting from this
proposed action masking acoustic signals important to the behavior and
survival of marine mammal species is likely to be negligible. Vibratory
pile driving is also relatively short-term, with rapid oscillations
occurring for approximately one and a half hours per pile. It is
possible that vibratory pile driving resulting from this proposed
action may mask acoustic signals important to the behavior and survival
of marine mammal species, but the short-term duration and limited
affected area would result in insignificant impacts from masking. Any
masking event that could possibly rise to Level B harassment under the
MMPA would occur concurrently within the zones of behavioral harassment
already estimated for vibratory and impact pile driving, and which have
already been taken into account in the exposure analysis.
Airborne Sound Effects
Marine mammals that occur in the project area could be exposed to
airborne sounds associated with pile driving that have the potential to
cause harassment, depending on their distance from pile driving
activities. Airborne pile driving sound would have less impact on
cetaceans than pinnipeds because sound from atmospheric sources does
not transmit well underwater (Richardson et al., 1995); thus, airborne
sound would only be an issue for hauled-out pinnipeds in the project
area. Most likely, airborne sound would cause behavioral responses
similar to those discussed above in relation to underwater sound. For
instance, anthropogenic sound could cause hauled-out pinnipeds to
exhibit changes in their normal behavior, such as reduction in
vocalizations, or cause them to temporarily abandon their habitat and
move further from the source. Studies by Blackwell et al. (2004) and
Moulton et al. (2005) indicate a tolerance or lack of response to
unweighted airborne sounds as high as 112 dB peak and 96 dB rms.
Anticipated Effects on Habitat
The proposed activities at NBPL would not result in permanent
impacts to habitats used directly by marine mammals, such as haul-out
sites, but may have potential short-term impacts to food sources such
as forage fish. There are no rookeries or major haul-out sites nearby
(the bait barges will be relocated from the project area), foraging
hotspots, or other ocean bottom structure of significant biological
importance to marine mammals that may be present in the marine waters
in the vicinity of the project area. Therefore, the main impact issue
associated with the proposed activity would be temporarily elevated
sound levels and the associated direct effects on marine mammals, as
discussed previously in this document. The most likely impact to marine
mammal habitat occurs from pile driving effects on likely marine mammal
prey (i.e., fish) near NBPL and minor impacts to the immediate
substrate during installation and removal of piles during the wharf
construction project.
Pile Driving Effects on Potential Prey (Fish)
Construction activities would produce both pulsed (i.e., impact
pile driving) and continuous (i.e., vibratory pile driving) sounds.
Fish react to sounds which are especially strong and/or intermittent
low-frequency sounds. Short duration, sharp sounds can cause overt or
subtle changes in fish behavior and local distribution. Hastings and
Popper (2005, 2009) identified several studies that suggest fish may
relocate to avoid certain areas of sound energy. Additional studies
have documented effects of pile driving (or other types of continuous
sounds) on fish, although several are based on studies in support of
large, multiyear bridge construction projects (e.g., Scholik and Yan,
2001, 2002; Popper and Hastings, 2009). Sound pulses at received levels
of 160 dB re 1 [mu]Pa may cause subtle changes in fish behavior. SPLs
of 180 dB may cause noticeable changes in behavior (Pearson et al.,
1992; Skalski et al., 1992). SPLs of sufficient strength may cause
injury to fish and fish mortality. The most likely impact to fish from
pile driving activities at the project area would be temporary
behavioral avoidance of the area. The duration of fish avoidance of
this area after pile driving stops is unknown, but a rapid return to
normal recruitment, distribution and behavior is anticipated. In
general, impacts to marine mammal prey species are expected to be minor
and temporary due to the short timeframe for the pier replacement
project.
Pile Driving Effects on Potential Foraging Habitat
Avoidance by potential prey (i.e., fish) of the immediate area due
to the temporary loss of this foraging habitat is also possible. The
duration of fish avoidance of this area after pile driving stops is
unknown, but a rapid return to normal recruitment, distribution and
behavior is anticipated. Any behavioral avoidance by fish of the
disturbed area would still leave significantly large areas of fish and
marine mammal foraging habitat in the vicinity of San Diego Bay.
Given the short daily duration of sound associated with individual
pile driving events and the relatively small areas being affected, pile
driving activities associated with the proposed action are not likely
to have a permanent, adverse effect on any fish habitat, or populations
of fish species. Therefore, pile driving is not likely to have a
permanent, adverse effect on marine mammal foraging habitat at the
project area.
Proposed Mitigation
In order to issue an incidental take authorization (ITA) under
Section 101(a)(5)(D) of the MMPA, we must, where applicable, set forth
the permissible methods of taking pursuant to such activity, and other
means of effecting the least practicable impact on such species or
stock and its habitat, paying particular attention to rookeries, mating
grounds, and areas of similar significance, and on the availability of
such species or stock for taking for certain subsistence uses (where
relevant).
Proxy source measurements and site-specific modeling of spreading
loss (with the exception of the MMP relocation site, where practical
spreading loss was assumed) were used to estimate zones of influence
(ZOIs; see ``Estimated Take by Incidental Harassment''); these values
were used to develop mitigation measures for pile driving activities at
NBPL. The ZOIs effectively represent the mitigation zone that would be
established around each pile to prevent Level A harassment to marine
mammals, while providing estimates of the areas within which Level B
harassment might occur. In addition to the measures described later in
this section, the Navy would employ the following standard mitigation
measures:
(a) Conduct briefings between construction supervisors and crews,
marine mammal monitoring team, acoustical monitoring team, and Navy
staff prior to the start of all pile driving activity, and when new
personnel join the work, in order to explain responsibilities,
communication procedures, marine mammal monitoring protocol, and
operational procedures.
[[Page 30888]]
(b) Comply with applicable equipment sound standards and ensure
that all construction equipment has sound control devices no less
effective than those provided on the original equipment.
(c) For in-water heavy machinery work with the potential to affect
marine mammals (other than pile driving), if a marine mammal comes
within 10 m, operations shall cease and vessels shall reduce speed to
the minimum level required to maintain steerage and safe working
conditions. This type of work could include the following activities:
(1) Movement of the barge to the pile location and (2) removal of the
pile from the water column/substrate via a crane (i.e., deadpull). For
these activities, monitoring would take place from 15 minutes prior to
initiation until the action is complete.
Monitoring and Shutdown for Pile Driving
The following measures would apply to the Navy's mitigation through
shutdown and disturbance zones:
Shutdown Zone--For all pile driving and removal activities, the
Navy will establish a shutdown zone intended to contain the area in
which SPLs equal or exceed the 180/190 dB rms acoustic injury criteria.
The purpose of a shutdown zone is to define an area within which
shutdown of activity would occur upon sighting of a marine mammal (or
in anticipation of an animal entering the defined area), thus
preventing injury, serious injury, or death of marine mammals. Radial
distances for shutdown zones are shown in Table 5. For certain pile
types or techniques, the shutdown zone would not exist because source
levels are lower than the threshold (see Table 5). However, a minimum
shutdown zone of 10 m will be established during all pile driving and
removal activities, regardless of the estimated zone. These
precautionary measures are intended to prevent the already unlikely
possibility of physical interaction with construction equipment and to
further reduce any possibility of acoustic injury.
Disturbance Zone--Disturbance zones are typically defined as the
area in which SPLs equal or exceed 160 or 120 dB rms (for pulsed or
non-pulsed sound, respectively). Disturbance zones provide utility for
monitoring conducted for mitigation purposes (i.e., shutdown zone
monitoring) by establishing monitoring protocols for areas adjacent to
the shutdown zones. Monitoring of disturbance zones enables observers
to be aware of and communicate the presence of marine mammals in the
project area but outside the shutdown zone and thus prepare for
potential shutdowns of activity. However, the primary purpose of
disturbance zone monitoring is for documenting incidents of Level B
harassment; disturbance zone monitoring is discussed in greater detail
later (see ``Proposed Monitoring and Reporting''). Nominal radial
distances for disturbance zones are shown in Table 5 and Table 7 (for
airborne sound). As with any such large action area, it is impossible
to guarantee that all animals would be observed or to make
comprehensive observations of fine-scale behavioral reactions to sound.
In order to document observed incidences of harassment, monitors
record all marine mammal observations, regardless of location. The
observer's location, as well as the location of the pile being driven,
is known from a GPS. The location of the animal is estimated as a
distance from the observer, which is then compared to the location from
the pile. If acoustic monitoring is being conducted for that pile, a
received SPL may be estimated, or the received level may be estimated
on the basis of past or subsequent acoustic monitoring. It may then be
determined whether the animal was exposed to sound levels constituting
incidental harassment in post-processing of observational and acoustic
data, and a precise accounting of observed incidences of harassment
created. Therefore, although the predicted distances to behavioral
harassment thresholds are useful for estimating incidental harassment
for purposes of authorizing levels of incidental take, actual take may
be determined in part through the use of empirical data. That
information may then be used to extrapolate observed takes to reach an
approximate understanding of actual total takes.
Monitoring Protocols--Monitoring would be conducted before, during,
and after pile driving activities. In addition, observers shall record
all incidences of marine mammal occurrence, regardless of distance from
activity, and shall document any behavioral reactions in concert with
distance from piles being driven. Observations made outside the
shutdown zone will not result in shutdown; that pile segment would be
completed without cessation, unless the animal approaches or enters the
shutdown zone, at which point all pile driving activities would be
halted. Please see the Marine Mammal Monitoring Plan (available at
https://www.nmfs.noaa.gov/pr/permits/incidental.htm), developed by the
Navy in agreement with us, for full details of the monitoring
protocols. Monitoring will take place from 15 minutes prior to
initiation through 15 minutes post-completion of pile driving
activities. Pile driving activities include the time to remove a single
pile or series of piles, as long as the time elapsed between uses of
the pile driving equipment is no more than 30 minutes.
The following additional measures apply to visual monitoring:
(1) Monitoring will be conducted by qualified observers, who will
be placed at the best vantage point(s) practicable (as defined in the
Navy's Marine Mammal Monitoring Plan) to monitor for marine mammals and
implement shutdown/delay procedures when applicable by calling for the
shutdown to the hammer operator. Qualified observers are trained
biologists, with the following minimum qualifications:
Visual acuity in both eyes (correction is permissible)
sufficient for discernment of moving targets at the water's surface
with ability to estimate target size and distance; use of binoculars
may be necessary to correctly identify the target;
Advanced education in biological science, wildlife
management, mammalogy, or related fields (bachelor's degree or higher
is required);
Experience and ability to conduct field observations and
collect data according to assigned protocols (this may include academic
experience);
Experience or training in the field identification of
marine mammals, including the identification of behaviors;
Sufficient training, orientation, or experience with the
construction operation to provide for personal safety during
observations;
Writing skills sufficient to prepare a report of
observations including but not limited to the number and species of
marine mammals observed; dates and times when in-water construction
activities were conducted; dates and times when in-water construction
activities were suspended to avoid potential incidental injury from
construction sound of marine mammals observed within a defined shutdown
zone; and marine mammal behavior; and
Ability to communicate orally, by radio or in person, with
project personnel to provide real-time information on marine mammals
observed in the area as necessary.
(2) Prior to the start of pile driving activity, the shutdown zone
will be monitored for 15 minutes to ensure that it is clear of marine
mammals. Pile driving will only commence once observers have declared
the shutdown zone clear of marine mammals; animals will be allowed to
remain in the
[[Page 30889]]
shutdown zone (i.e., must leave of their own volition) and their
behavior will be monitored and documented. The shutdown zone may only
be declared clear, and pile driving started, when the entire shutdown
zone is visible (i.e., when not obscured by dark, rain, fog, etc.). In
addition, if such conditions should arise during impact pile driving
that is already underway, the activity would be halted.
(3) If a marine mammal approaches or enters the shutdown zone
during the course of pile driving operations, activity will be halted
and delayed until either the animal has voluntarily left and been
visually confirmed beyond the shutdown zone or 15 minutes have passed
without re-detection of the animal. Monitoring will be conducted
throughout the time required to drive a pile.
Sound Attenuation Devices
The use of bubble curtains to reduce underwater sound from impact
pile driving was considered but is not proposed. Use of a bubble
curtain in a channel with substantial current may not be effective, as
unconfined bubbles are likely to be swept away and confined curtain
systems may be difficult to deploy effectively in high currents. Data
gathered during monitoring of construction on the San Francisco-Oakland
Bay Bridge indicated that no reduction in the overall linear sound
level resulted from use of a bubble curtain in deep water with
relatively strong current, and the distance to the 190 dB zone was
considered to be the same with and without the bubble curtain
(Illingworth & Rodkin, Inc., 2001). During project monitoring for pile
driving associated with the Richmond-San Rafael Bridge, also in San
Francisco Bay, it was observed that performance in moderate current was
significantly reduced (Oestman et al., 2009). Lucke et al. (2011) also
note that the effectiveness of most currently used curtain designs may
be compromised in stronger currents and greater water depths. We
believe that conditions (relatively deep water and strong tidal
currents of up to 3 kn) at the project site would disperse the bubbles
and compromise the effectiveness of sound attenuation.
Timing Restrictions
The Navy has set timing restrictions for pile driving activities to
avoid in-water work when least tern populations are most likely to be
foraging and nesting. The in-water work window for avoiding negative
impacts to terns is September 16-March 31.
Soft-Start
The use of a soft-start procedure is believed to provide additional
protection to marine mammals by warning or providing a chance to leave
the area prior to the hammer operating at full capacity. The pier
replacement project will utilize soft-start techniques (ramp-up and dry
fire) for impact and vibratory pile driving. The soft-start requires
contractors to initiate sound from vibratory hammers for fifteen
seconds at reduced energy followed by a 30-second waiting period. This
procedure is repeated two additional times. For impact driving,
contractors will be required to provide an initial set of three strikes
from the impact hammer at 40 percent energy, followed by a 30-second
waiting period, then two subsequent three strike sets.
Daylight Construction
All pile driving would be conducted only during daylight hours.
We have carefully evaluated the applicant's proposed mitigation
measures and considered a range of other measures in the context of
ensuring that we prescribe the means of effecting the least practicable
impact on the affected marine mammal species and stocks and their
habitat. Our evaluation of potential measures included consideration of
the following factors in relation to one another: (1) The manner in
which, and the degree to which, the successful implementation of the
measure is expected to minimize adverse impacts to marine mammals; (2)
the proven or likely efficacy of the specific measure to minimize
adverse impacts as planned; and (3) the practicability of the measure
for applicant implementation, including consideration of personnel
safety, and practicality of implementation.
Based on our evaluation of the applicant's proposed measures, as
well as other measures considered, we have preliminarily determined
that the proposed mitigation measures provide the means of effecting
the least practicable impact on marine mammal species or stocks and
their habitat, paying particular attention to rookeries, mating
grounds, and areas of similar significance.
Proposed Monitoring and Reporting
In order to issue an ITA for an activity, section 101(a)(5)(D) of
the MMPA states that we must, where applicable, set forth
``requirements pertaining to the monitoring and reporting of such
taking.'' The MMPA implementing regulations at 50 CFR 216.104 (a)(13)
indicate that requests for ITAs must include the suggested means of
accomplishing the necessary monitoring and reporting that would result
in increased knowledge of the species and of the level of taking or
impacts on populations of marine mammals that are expected to be
present in the proposed action area. Please see the Navy's Acoustic and
Marine Mammal Monitoring Plan for full details of the requirements for
monitoring and reporting. We have preliminarily determined this
monitoring plan, which is summarized here, to be sufficient to meet the
MMPA's monitoring and reporting requirements.
Acoustic Measurements
The primary purpose of acoustic monitoring is to empirically verify
modeled injury and behavioral disturbance zones for marine mammals. The
Navy will determine actual distances to the 160-, 180-, and 190-dB
zones for underwater sound (where applicable) and to the 90- and 100-dB
zones for airborne sound. For non-pulsed sound, distances will be
determined for attenuation to the greater of either the 120-dB
threshold or to the point at which sound becomes indistinguishable from
background levels. Acoustic monitoring will be conducted with the
following objectives:
(1) Indicator Pile Program (IPP)--Implement a robust in-situ
monitoring effort to measure sound pressure levels from different
project activities, including impact and vibratory driving of 36- and
48-in piles, and to validate the Navy's site-specific transmission loss
modeling effort.
(2) Conduct acoustic monitoring for vibratory pile extraction and
for pneumatic chipping, if used.
(3) Continue the Navy's collection of ambient underwater sound
measurements in the absence of project activities to develop a rigorous
baseline for the San Diego Bay region.
It is assumed that the measured contours will be significantly
reduced compared to the conservatively modeled ZOIs. As statistically
robust results from acoustic monitoring become available, marine mammal
mitigation zones would be revised as necessary to encompass actual ZOIs
in subsequent years of the fuel pier replacement project. However,
should substantial discrepancies become evident through limited data
processing, the Navy will contact NMFS to propose and discuss
appropriate changes in monitoring. Acoustic monitoring will be
conducted in accordance with the approved Acoustic and Marine Mammal
Monitoring Plan
[[Page 30890]]
developed by the Navy. Notional monitoring locations are shown in
Figures 3-1 and 3-2 of the Navy's Plan. Please see that plan, available
at https://www.nmfs.noaa.gov/pr/permits/incidental.htm, for full details
of the required acoustic monitoring.
Some details of the methodology include:
Hydroacoustic monitoring will be conducted for each
different type of pile and each different method of installation and
removal. Monitoring will occur across a representative range of
locations with special attention given to the 120-, 160-, 180-, and
190-dB ZOI contours. The resulting data set will be analyzed to provide
a statistically robust characterization of the sound source levels and
transmission loss associated with different types of pile driving and
removal activities.
For underwater recordings, hydrophone systems with the
ability to measure real time SPLs will be used in accordance with NMFS'
most recent guidance for the collection of source levels.
For airborne recordings, to the extent that logistics and
security allow, reference recordings will be collected at approximately
50 ft (15.2 m) from the source via a sound meter with integrated
microphone placed on a tripod 5 ft above the ground. Other distances
may also be utilized to obtain better data if the signal cannot be
isolated clearly due to other sound sources (i.e., barges or
generators). If from a distance other than 50 ft, the source data would
be converted to the 50-ft distance based on simple spherical spreading.
Hydrophones will be placed 10 m from the source and within
the ZOIs to their predicted eastern and southern limits. An integrated
DGPS will record the location of individual acoustic records. A depth
sounder or weighted tape measure will be used to determine the depth of
the water. The hydrophone will be attached to a weighted line to
maintain a constant depth.
Each hydrophone (underwater) and microphone (airborne)
will be calibrated at the beginning of each day of monitoring activity.
Pressure and intensity levels will be reported relative to 1 [mu]Pa and
1 [mu]Pa\2\, respectively.
For each monitored location, a hydrophone will be deployed
at mid-depth in order to evaluate site specific attenuation and
propagation characteristics.
In order to determine the area encompassed by the relevant
isopleths for marine mammals, hydrophones will collect data at various
distances from the source to measure attenuation throughout the ZOIs.
Ambient conditions, both airborne and underwater, would be
measured at the same monitoring locations but in the absence of project
sound to determine background sound levels. Ambient levels are intended
to be recorded over the frequency range from 7 Hz to 20 kHz. Ambient
conditions will be recorded for at least one minute every hour of the
work day, for at least one week of each month of the period of the IHA.
Sound levels associated with soft-start techniques will
also be measured but will be differentiated from source level
measurements.
Airborne levels would be recorded as unweighted, as well
as in dBA and the distance to marine mammal injury and behavioral
disturbance thresholds, also referred to as shutdown and buffer zones,
would be measured.
Environmental data would be collected including but not
limited to: Wind speed and direction, air temperature, humidity,
surface water temperature, water depth, wave height, weather conditions
and other factors that could contribute to influencing the airborne and
underwater sound levels (e.g., aircraft, boats, etc.).
Visual Marine Mammal Observations
The Navy will collect sighting data and behavioral responses to
construction for marine mammal species observed in the region of
activity during the period of activity. All observers will be trained
in marine mammal identification and behaviors and are required to have
no other construction-related tasks while conducting monitoring. The
Navy will monitor the shutdown zone and disturbance zone before,
during, and after pile driving as described under ``Proposed
Mitigation'' and in the Acoustic and Marine Mammal Monitoring Plan.
Notional monitoring locations are shown in Figures 3-1 and 3-2 of the
Navy's Plan. Please see that plan, available at https://www.nmfs.noaa.gov/pr/permits/incidental.htm, for full details of the
required marine mammal monitoring. Based on our requirements, the Plan
includes the following procedures for pile driving:
MMOs would be located at the best vantage point(s) in
order to properly see the entire shutdown zone and as much of the
disturbance zone as possible.
During all observation periods, observers will use
binoculars and the naked eye to search continuously for marine mammals.
If the shutdown zones are obscured by fog or poor lighting
conditions, pile driving at that location will not be initiated until
that zone is visible. Should such conditions arise while impact driving
is underway, the activity would be halted.
The shutdown and disturbance zones around the pile will be
monitored for the presence of marine mammals before, during, and after
any pile driving or removal activity.
Individuals implementing the monitoring protocol will assess its
effectiveness using an adaptive approach. Monitoring biologists will
use their best professional judgment throughout implementation and seek
improvements to these methods when deemed appropriate. Any
modifications to protocol will be coordinated between NMFS and the
Navy.
Data Collection
We require that observers use approved data forms. Among other
pieces of information, the Navy will record detailed information about
any implementation of shutdowns, including the distance of animals to
the pile and description of specific actions that ensued and resulting
behavior of the animal, if any. We require that, at a minimum, the
following information be collected on the sighting forms:
Date and time that pile driving begins or ends;
Construction activities occurring during each observation
period;
Weather parameters (e.g., percent cover, visibility);
Water conditions (e.g., sea state, tide state);
Species, numbers, and, if possible, sex and age class of
marine mammals;
Marine mammal behavior patterns observed, including
bearing and direction of travel, and if possible, the correlation to
SPLs;
Distance from pile driving activities to marine mammals
and distance from the marine mammals to the observation point;
Locations of all marine mammal observations; and
Other human activity in the area.
In addition, photographs would be taken of any gray whales
observed. These photographs would be submitted to NMFS' Southwest
Regional Office for comparison with photo-identification catalogs to
determine whether the whale is a member of the WNP population.
Reporting
A draft report would be submitted to NMFS within 45 calendar days
of the completion of acoustic measurements and marine mammal
monitoring. The
[[Page 30891]]
report will include marine mammal observations pre-activity, during-
activity, and post-activity during pile driving days, and will also
provide descriptions of any adverse responses to construction
activities by marine mammals and a complete description of all
mitigation shutdowns and the results of those actions. A final report
would be prepared and submitted within 30 days following resolution of
comments on the draft report. Required contents of the monitoring
reports are described in more detail in the Navy's Acoustic and Marine
Mammal Monitoring Plan.
Estimated Take by Incidental Harassment
With respect to the activities described here, the MMPA defines
``harassment'' as: ``any act of pursuit, torment, or annoyance which
(i) has the potential to injure a marine mammal or marine mammal stock
in the wild [Level A harassment]; or (ii) has the potential to disturb
a marine mammal or marine mammal stock in the wild by causing
disruption of behavioral patterns, including, but not limited to,
migration, breathing, nursing, breeding, feeding, or sheltering [Level
B harassment].''
All anticipated takes would be by Level B harassment, involving
temporary changes in behavior. The proposed mitigation and monitoring
measures are expected to minimize the possibility of injurious or
lethal takes such that take by Level A harassment, serious injury or
mortality is considered remote. However, as noted earlier, it is
unlikely that injurious or lethal takes would occur even in the absence
of the planned mitigation and monitoring measures.
If a marine mammal responds to an underwater sound by changing its
behavior (e.g., through relatively minor changes in locomotion
direction/speed or vocalization behavior), the response may or may not
constitute taking at the individual level, and is unlikely to affect
the stock or the species as a whole. However, if a sound source
displaces marine mammals from an important feeding or breeding area for
a prolonged period, impacts on animals or on the stock or species could
potentially be significant (Lusseau and Bejder, 2007; Weilgart, 2007).
Given the many uncertainties in predicting the quantity and types of
impacts of sound on marine mammals, it is common practice to estimate
how many animals are likely to be present within a particular distance
of a given activity, or exposed to a particular level of sound. This
practice potentially overestimates the numbers of marine mammals taken.
The proposed project area is not believed to be particularly
important habitat for marine mammals, nor is it considered an area
frequented by marine mammals (with the exception of California sea
lions). The occurrence of California sea lions in the project area,
and, therefore, the likely incidence of exposure of sea lions to sound
levels above relevant thresholds, will be much reduced due to the
relocation of the bait barges (i.e., significant California sea lion
haul-outs). Behavioral disturbances that could result from
anthropogenic sound associated with the proposed activities are
expected to affect only a relatively small number of individual marine
mammals, although those effects could be recurring over the life of the
project if the same individuals remain in the project vicinity.
The Navy is requesting authorization for the potential taking of
small numbers of California sea lions, harbor seals, bottlenose
dolphins, and gray whales in San Diego Bay that may result from pile
driving during construction activities associated with the fuel pier
replacement project described previously in this document. The takes
requested are expected to have no more than a minor effect on
individual animals and no effect at the population level for these
species. Any effects experienced by individual marine mammals are
anticipated to be limited to short-term disturbance of normal behavior
or temporary displacement of animals near the source of the sound.
Marine Mammal Densities
For all species, the best scientific information available was used
to construct density estimates or estimate local abundance. Although
information exists for regional offshore surveys for marine mammals, it
is unlikely that these data would be representative of the fauna that
may be encountered in San Diego Bay. As a result, the data resulting
from dedicated line-transect surveys conducted by the Navy from 2007-
12, or from opportunistic observations for more rarely observed
species, was deemed most appropriate for use in estimating the number
of incidental harassments that may occur as a result of the specified
activities (see Figures 3-1 and 3-2 of the Navy's application). Boat
survey transects established within northern San Diego Bay in 2007 have
been resurveyed on 16 occasions, 13 of which were during the seasonal
window for in-water construction and demolition (September-April).
Description of Take Calculation
The take calculations presented here rely on the best data
currently available for marine mammal populations in San Diego Bay. The
formula was developed for calculating take due to pile driving activity
and applied to each group-specific sound impact threshold. The formula
is founded on the following assumptions:
Each species' density is based on the average daily number
of individuals observed within the project area (defined as the 120-dB
ZOI for potential behavioral disturbance by vibratory pile driving)
during Navy marine mammal surveys, corrected for detection probability.
It is the opinion of the professional biologists who conducted these
surveys that detectability of animals during these surveys, at slow
speeds and under calm weather and excellent viewing conditions,
approached 100%. However, to account for the possibility that some
parts of the study area may not have been covered due to access
limitations, and to allow for variation in the accuracy of counts of
large numbers of animals, a 95% detection rate is assumed.
ZOIs for underwater sound generating activities at the
fuel pier location are based on sound emanating from a central point in
the water column slightly offshore of the existing pier, at the source
levels specified in Table 5, and rates of transmission loss derived
from the site-specific model described in Appendix A of the Navy's
application.
Pile driving or vibratory extraction is conservatively
estimated to occur on every day within the scheduled window for that
component of project construction, as defined in in the project
description.
An individual can only be ``taken'' once during each 24-
hour period of activity.
Although sea lions and harbor seals in the project area
spend a considerable amount of time above water, when they would not be
subject to underwater sound, the conservative assumption is made that
all sea lions within the ZOI are underwater during at least a portion
of the noise generating activity, and hence exposed to sound at the
predicted levels. However, all sea lions within each airborne sound ZOI
are also assumed to be exposed to the airborne sound of each activity.
The calculation for marine mammal takes is estimated by:
Take estimate = (n * ZOI) * days of total activity
Where:
n = density estimate used for each species/
[[Page 30892]]
season
n * ZOI produces an estimate of the abundance of animals that could
be present in the area for exposure, and is rounded to the nearest
whole number before multiplying by days of total activity.
The ZOI impact area is the estimated range of impact to the sound
criteria. The distances (actual) specified in Table 5 were used to
calculate ZOI around each pile. The ZOI impact area took into
consideration the possible affected area of San Diego Bay with
attenuation due to land shadowing from bends in the shoreline. Because
of the close proximity of some of the piles to the shore, the ZOIs for
each threshold are not necessarily spherical and may be truncated.
While pile driving can occur any day throughout the in-water work
window, and the analysis is conducted on a per day basis, only a
fraction of that time is actually spent pile driving. On days when pile
driving occurs, it could take place for thirty minutes, or up to
several hours. The Navy assumes that the contractor will drive
approximately two steel piles per day, and five concrete or fiberglass
piles per day. For each pile installed, vibratory pile driving is
expected to be no more than 1-1.5 hours. The impact driving portion of
the project is anticipated to take approximately thirty minutes per
pile (for proofing, when necessary). Based on the proposed action, the
total pile driving time from vibratory pile driving during installation
would be a maximum of 66 days. Approximately 21 days of demolition work
might involve methods that could cause disturbance to marine mammals
are expected.
The exposure assessment methodology is an estimate of the numbers
of individuals exposed to the effects of pile driving activities
exceeding NMFS-established thresholds. Of note in these exposure
estimates, mitigation methods (i.e., visual monitoring and the use of
shutdown zones) were not quantified within the assessment and
successful implementation of mitigation is not reflected in exposure
estimates. Results from acoustic impact exposure assessments should be
regarded as conservative estimates.
California Sea Lion
The Navy Marine Species Density Database (NMSDD) reports estimated
densities for North and Central San Diego Bay of 5.75/km\2\ for the
summer and fall periods and 2.51/km\2\ during the winter and spring.
During Navy surveys of northern San Diego Bay, the maximum number of
sea lions observed within the study area was 114, with an average
abundance of 59.92 individuals per survey day; translating to an
average density of 5.22/km\2\. Adjusting based on 95% detection results
in an average abundance of 63.07 and density of 5.50/km\2\, which is
similar to the value reported by Hanser et al. (2012). For California
sea lions, the most common species in northern San Diego Bay and the
only species with regular occurrence in the project area, it was
determined that the density value derived from site-specific surveys
would be most appropriate for use in estimating potential incidences of
take.
In the surveys analyzed for this IHA request, an average of 47.00
animals were observed on or swimming next to the bait barges. Assuming
the same proportion of the population continues to spend most of their
time at the bait barges when they are relocated, there would be an
average of 12.92 individuals within the ZOI (1.12/km\2\). Assuming 95%
detection results in an estimated average abundance of 13.60 and
density of 1.18/km\2\ in the ZOI without the bait barges' influence as
a sea lion aggregator within the project area. With the relocation of
the bait barges, no haul-outs are available for California sea lions
within the airborne ZOI. We acknowledge that California sea lions may
experience airborne acoustic harassment when in the water within the
airborne ZOI but with their heads above water. However, these animals
are considered harassed by underwater sound.
Harbor Seal
As discussed previously, the occurrence of harbor seals in the ZOI
appears to be limited. Small numbers of individuals are known to haul
out south of Ballast Point, but these have not been observed entering
or transiting the project area and are believed to move from this
location to haul-outs further north at La Jolla. Accordingly, harbor
seal presence in the project area is assessed on the basis of the only
observational data available, the opportunistic observation of several
individuals occurring in the vicinity of Pier 122 repeatedly for a
period of about a month. We therefore assume that as many as three
harbor seals could be incidentally harassed on a daily basis for as
much as one month. In addition, because the Pier 122 location is
approximately 250 m from the fuel pier, these individuals we assume
that these individuals could be either in the water or hauled out each
day and therefore conservatively consider them to be exposed to both
underwater and airborne sound on each day.
Gray Whale
Similar to the harbor seal, observational data for gray whales is
limited and their occurrence in the project area infrequent and
unpredictable. On the basis of limited information, we assume here that
15 exposures of gray whales to sound that could result in harassment
might occur. This could result from as many as 15 individuals
transiting near the mouth of the Bay, or from one individual entering
the Bay and lingering in the project area for 15 days. We limit the
time period to 15 days because, although both of these scenarios are
unlikely, they would only possibly occur in March. Most sightings of
gray whales near or within the Bay have been outside of the in-water
work window.
Bottlenose Dolphin
Coastal bottlenose dolphins can occur at any time of year in San
Diego Bay, and with California sea lions are the only species observed
during site-specific marine mammal surveys conducted by the Navy.
Numbers sighted have been highly variable, ranging from zero (6 out of
13 surveys) to 40 individuals. Unidentified dolphins recorded in the
surveys are assumed to have been coastal bottlenose dolphins. Given the
sporadic nature of bottlenose dolphin sightings and their high
variability in terms of numbers and locations, the regional density
estimate of 0.36/km\2\ developed for the NMSDD (Hanser et al., 2012)
was considered a more reliable indicator of the number of bottlenose
dolphins that may be present and is used here to estimate the potential
number of incidences of take.
Steel pile installation involves a combination of vibratory and
impact hammering. Both are assumed to occur on the same day and,
therefore, the estimated number of animals taken is given by the
maximum of either type of exposure. Given that the vibratory (120 dB
rms) ZOI is larger, all animals considered behaviorally harassed by
impact pile driving are also considered to potentially be harassed by
vibratory pile driving, whereas animals outside of the ZOI for impact
hammering but within the ZOI for vibratory hammering would only be
harassed by the latter. For example, for California sea lions the
estimate for vibratory pile driving is 700 and the estimate for impact
pile driving is 500. Because both events occur on the same day and the
vibratory harassment zone subsumes the impact harassment zone, the
estimate for vibratory pile driving necessarily includes the 500
incidents of harassment estimated for impact pile driving alone. To
provide a
[[Page 30893]]
more conservative estimate of total harassments, demolition use of
vibratory extraction is assumed not to overlap the driving of steel
piles for the new pier. Thus, the 294 incidences of harassment for
California sea lions resulting from pile removal would add to the 700
estimated for pile installation (500 resulting from either vibratory or
impact installation and 200 resulting from vibratory installation
alone) for a total estimate of 994 incidences of harassment.
Table 8--Number of Potential Incidental Takes of Marine Mammals Within Various Acoustic Threshold Zones
--------------------------------------------------------------------------------------------------------------------------------------------------------
Underwater Airborne
---------------------------- --------------
Disturbance Vibratory Vibratory Total
Density Impact threshold, injury disturbance Impact proposed
Species (/ injury combined threshold threshold disturbance authorized
km \2\) threshold impact/ (180/190 dB) (120 dB) threshold takes
(180/190 dB) vibratory (90/100 dB)
(160 dB) \1\
--------------------------------------------------------------------------------------------------------------------------------------------------------
California sea lion................................... 1.18 0 500 0 494 0 994
Harbor seal \2\....................................... n/a 0 90 0 0 90 180
Gray whale \2\........................................ n/a 0 15 0 0 n/a 15
Bottlenose dolphin.................................... 0.36 0 144 0 163 n/a 307
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ The 160-dB acoustic harassment zone associated with impact pile driving would always be subsumed by the 120-dB harassment zone produced by vibratory
driving. Therefore, total takes estimated for impact driving alone could occur as a result of either impact or vibratory driving.
\2\ Because there is no density estimate available for harbor seals or gray whales, we cannot estimate takes separately for vibratory and impact pile
driving. We simply assume here that these animals could be present within the project area for 30 (3 harbor seals) or 15 days (1 gray whale),
respectively, and that they could be taken by impact or vibratory driving or vibratory removal. We also assume that mitigation measures would be
effective in preventing Level A harassment for these species and believe a zero value for Level A harassments to be reasonable.
Potential takes could occur if individuals of these species move
through the area on foraging trips when pile driving is occurring.
Individuals that are taken could exhibit behavioral changes such as
increased swimming speeds, increased surfacing time, or decreased
foraging. Most likely, individuals may move away from the sound source
and be temporarily displaced from the areas of pile driving. Potential
takes by disturbance would likely have a negligible short-term effect
on individuals and not result in population-level impacts. Negligible
Impact and Small Numbers Analysis and Preliminary Determination
NMFS has defined ``negligible impact'' in 50 CFR 216.103 as ``. .
.an impact resulting from the specified activity that cannot be
reasonably expected to, and is not reasonably likely to, adversely
affect the species or stock through effects on annual rates of
recruitment or survival.'' In making a negligible impact determination,
we consider a variety of factors, including but not limited to: (1) The
number of anticipated mortalities; (2) the number and nature of
anticipated injuries; (3) the number, nature, intensity, and duration
of Level B harassment; and (4) the context in which the take occurs.
Pile driving activities associated with the pier replacement
project, as outlined previously, have the potential to disturb or
displace marine mammals. Specifically, the proposed activities may
result in take, in the form of Level B harassment (behavioral
disturbance) only, from airborne or underwater sounds generated from
pile driving. No mortality, serious injury, or Level A harassment is
anticipated given the methods of installation and measures designed to
minimize the possibility of injury to marine mammals and Level B
harassment would be reduced to the level of least practicable adverse
impact. Specifically, vibratory hammers, which do not have significant
potential to cause injury to marine mammals due to the relatively low
source levels (less than 190 dB), would be the primary method of
installation. Also, pile driving would either not start or be halted if
marine mammals approach the shutdown zone (described previously in this
document). The pile driving activities analyzed here are similar to
other similar construction activities, including recent projects
conducted by the Navy in the Hood Canal as well as substantial work
conducted in San Francisco Bay by the California Department of
Transportation, which have taken place with no reported injuries or
mortality to marine mammals.
The proposed numbers of authorized take for California sea lions,
harbor seals, and gray whales would be considered small relative to the
relevant stocks or populations (each less than one percent) even if
each estimated taking occurred to a new individual--an extremely
unlikely scenario. For pinnipeds, no rookeries are present in the
project area, there are no haul-outs other than those provided
opportunistically by man-made objects, and the project area is not
known to provide foraging habitat of any special importance.
The proposed numbers of authorized take for bottlenose dolphins are
higher relative to the total stock abundance estimate and would not
represent small numbers if a significant portion of the take was for a
new individual. However, these numbers represent the estimated
incidences of take, not the number of individuals taken. That is, it is
likely that a relatively small subset of California coastal bottlenose
dolphins would be harassed by project activities. California coastal
bottlenose dolphins range from San Francisco Bay to San Diego (and
south into Mexico) and the specified activity would be stationary
within an enclosed Bay that is not recognized as an area of any special
significance for coastal bottlenose dolphins (and is therefore not an
area of dolphin aggregation, as evident in Navy observational records).
We therefore believe that the estimated numbers of takes, were they to
occur, likely represent repeated exposures of a much smaller number of
bottlenose dolphins and that, based on the limited region of exposure
in comparison with the known distribution of the coastal bottlenose
dolphin, these estimated incidences of take represent small numbers of
bottlenose dolphins.
Repeated exposures of individuals to levels of sound that may cause
Level B harassment are unlikely to result in hearing impairment or to
significantly disrupt foraging behavior. Thus, even repeated Level B
harassment of some small subset of the overall stock is
[[Page 30894]]
unlikely to result in any significant realized decrease in viability
for California coastal bottlenose dolphins, and thus would not result
in any adverse impact to the stock as a whole. The potential for
multiple exposures of a small portion of the overall stock to levels
associated with Level B harassment in this area is expected to have a
negligible impact on the stock.
We have preliminarily determined that the impact of the first phase
of the previously described wharf construction project, to be conducted
under this proposed one-year IHA, may result, at worst, in a temporary
modification in behavior (Level B harassment) of small numbers of
marine mammals. No injuries, serious injuries, or mortalities are
anticipated as a result of the specified activity, and none are
proposed to be authorized. Additionally, animals in the area are not
expected to incur hearing impairment (i.e., TTS or PTS) or non-auditory
physiological effects. For pinnipeds, the absence of any major
rookeries and only a few isolated and opportunistic haul-out areas near
or adjacent to the project site means that potential takes by
disturbance would have an insignificant short-term effect on
individuals and would not result in population-level impacts.
Similarly, for cetacean species the absence of any known regular
occurrence adjacent to the project site means that potential takes by
disturbance would have an insignificant short-term effect on
individuals and would not result in population-level impacts. Due to
the nature, degree, and context of behavioral harassment anticipated,
the activity is not expected to impact rates of recruitment or
survival.
For reasons stated previously in this document, the negligible
impact determination is also supported by the likelihood that, given
sufficient ``notice'' through mitigation measures including soft start,
marine mammals are expected to move away from a sound source that is
annoying prior to its becoming potentially injurious, and the
likelihood that marine mammal detection ability by trained observers is
high under the environmental conditions described for San Diego Bay,
enabling the implementation of shutdowns to avoid injury, serious
injury, or mortality. As a result, no take by injury, serious injury or
death is anticipated, and the potential for temporary or permanent
hearing impairment is very low and would be avoided through the
incorporation of the proposed mitigation measures.
While the number of marine mammals potentially incidentally
harassed would depend on the distribution and abundance of marine
mammals in the vicinity of the survey activity, the number of potential
harassment takings is estimated to be small, and has been mitigated to
the lowest level practicable through incorporation of the proposed
mitigation and monitoring measures mentioned previously in this
document. This activity is expected to result in a negligible impact on
the affected species or stocks. No species for which take authorization
is requested are either ESA-listed or considered depleted under the
MMPA.
Based on the analysis contained herein of the likely effects of the
specified activity on marine mammals and their habitat, and taking into
consideration the implementation of the mitigation and monitoring
measures, we preliminarily find that the first year of construction
associated with the proposed pier replacement project would result in
the incidental take of small numbers of marine mammal, by Level B
harassment only, and that the total taking from the activity would have
a negligible impact on the affected species or stocks.
Impact on Availability of Affected Species for Taking for Subsistence
Uses
There are no relevant subsistence uses of marine mammals implicated
by this action.
Endangered Species Act (ESA)
The Navy initiated informal consultation under section 7 of the ESA
with NMFS Southwest Regional Office on March 5, 2013. NMFS concluded on
May 16, 2013, that the proposed action may affect, but is not likely to
adversely affect, WNP gray whales. The Navy has not requested
authorization of the incidental take of WNP gray whales and no such
authorization is proposed, and there are no other ESA-listed marine
mammals found in the action area. Therefore, no consultation under the
ESA is required.
National Environmental Policy Act (NEPA)
In September 2012, the Navy prepared a Draft Environmental
Assessment (Naval Base Point Loma Fuel Pier Replacement and Dredging
(P-151/DESC1306) Environmental Assessment) in accordance with the
National Environmental Policy Act (NEPA) and the regulations published
by the Council on Environmental Quality. We have posted it on the NMFS
Web site (see ADDRESSES) concurrently with the publication of this
proposed IHA. NMFS will independently evaluate the EA and determine
whether or not to adopt it. We may prepare a separate NEPA analysis and
incorporate relevant portions of the Navy's EA by reference.
Information in the Navy's application, EA and this notice collectively
provide the environmental information related to proposed issuance of
the IHA for public review and comment. We will review all comments
submitted in response to this notice as we complete the NEPA process,
including a decision of whether to sign a Finding of No Significant
Impact (FONSI), prior to a final decision on the IHA request.
Proposed Authorization
As a result of these preliminary determinations, we propose to
authorize the take of marine mammals incidental to the Navy's pier
replacement project, provided the previously mentioned mitigation,
monitoring, and reporting requirements are incorporated.
Dated: May 17, 2013.
Helen M. Golde,
Acting Director, Office of Protected Resources, National Marine
Fisheries Service.
[FR Doc. 2013-12251 Filed 5-22-13; 8:45 am]
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