Electric Power Research Institute; Seismic Evaluation Guidance, 29159-29162 [2013-11847]
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Federal Register / Vol. 78, No. 96 / Friday, May 17, 2013 / Notices
disadvantage to financial stakeholder by
the proposed transfer.
III.
Accordingly, pursuant to Section 184
of the AEA Act of 1954, as amended and
Section 50.80 of 10 CFR, it is hereby
ordered that the indirect transfer of
control of ZNPS, as described herein, is
approved.
It is further ordered that after receipt
of all required regulatory approvals of
the proposed indirect transfer, ZS shall
inform the Director of the Office of
Federal and State Materials and
Environmental Management Programs,
in writing, of such receipt no later than
one (1) business day prior to the closing
of the proposed indirect transfer.
Should the proposed indirect transfer
not be completed within 60 days from
the date of issuance of this Order, the
Order shall become null and void;
however, on written application and for
good cause shown, such date may be
extended by order.
This Order is effective upon issuance.
For further details with respect to this
Order, see the application dated January
10, 2013 (which can be found at
Agencywide Documents Access and
Management System [ADAMS]
Accession Number ML13014A007).
Publicly-Available records will be
accessible electronically from the
ADAMS Public Electronic Reading
Room on the Internet at the NRC Web
site https://www.nrc.gov/reading-rm/
adams.html. Persons who do not have
access to ADAMS or who encounter
problems in accessing the documents
located in ADAMS should contact the
NRC PDR Reference staff by telephone
at 1–800–397–4209, or 301–415–4737 or
by email to pdr@nrc.gov.
Dated at Rockville, Maryland, this 8th day
of May 2013.
For the Nuclear Regulatory Commission.
Mark A. Satorius,
Director, Office of Federal and State
Materials, and Environmental Management
Programs.
[FR Doc. 2013–11833 Filed 5–16–13; 8:45 am]
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Advisory Committee on Reactor
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Metallurgy & Reactor Fuels; Notice of
Meeting
The ACRS Subcommittee on
Materials, Metallurgy & Reactor Fuels
will hold a meeting on May 22, 2013,
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Room T–2B1, 11545 Rockville Pike,
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The entire meeting will be open to
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The agenda for the subject meeting
shall be as follows:
Wednesday, May 22, 2013—1:00 p.m.
Until 3:00 p.m.
The Subcommittee will review and
discuss the use of demonstration
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continued storage of high burnup fuel
beyond 20 years. The Subcommittee
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If attending this meeting, please enter
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building, 11555 Rockville Pike,
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security, please contact Mr. Theron
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escorted to the meeting room.
Dated: May 13, 2013.
Cayetano Santos,
Chief, Technical Support Branch, Advisory
Committee on Reactor Safeguards.
[FR Doc. 2013–11831 Filed 5–16–13; 8:45 am]
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[NRC–2013–0038]
Electric Power Research Institute;
Seismic Evaluation Guidance
Nuclear Regulatory
Commission.
ACTION: Endorsement letter; issuance.
AGENCY:
The U.S. Nuclear Regulatory
Commission (NRC) is issuing an
endorsement letter of Electric Power
Research Institute (EPRI) Report,
‘‘Seismic Evaluation Guidance: EPRI
Guidance for the Resolution of
Fukushima Near-Term Task Force
Recommendation 2.1: Seismic,’’ Draft
Report, hereafter referred to as the EPRI
Guidance.
ADDRESSES: You may access information
related to this document, which the
NRC possesses and is publicly available,
by searching on https://
www.regulations.gov under Docket ID
NRC–2013–0038.
• Federal Rulemaking Web site: Go to
https://www.regulations.gov and search
for Docket ID NRC–2013–0038. Address
questions about NRC dockets to Carol
Gallagher; telephone: 301–492–3668;
email: Carol.Gallagher@nrc.gov.
• NRC’s Agencywide Documents
Access and Management System
(ADAMS): You may access publiclyavailable documents online in the NRC
Library at https://www.nrc.gov/readingrm/adams.html. To begin the search,
select ‘‘ADAMS Public Documents’’ and
then select ‘‘Begin Web-based ADAMS
Search.’’ For problems with ADAMS,
please contact the NRC’s Public
Document Room (PDR) reference staff at
1–800–397–4209, 301–415–4737, or by
email to PDR.Resources@nrc.gov. The
NRC staff’s endorsement letter of the
EPRI Guidance is available under
ADAMS Accession No. ML13106A331.
The NRC staff’s request for information
dated March 12, 2012, is available under
ADAMS Accession No. ML12053A340.
SUMMARY:
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• NRC’s PDR: You may examine and
purchase copies of public documents at
the NRC’s PDR, Room O1–F21, One
White Flint North, 11555 Rockville
Pike, Rockville, Maryland 20852.
FOR FURTHER INFORMATION CONTACT: Ms.
Lisa M. Regner, Japan Lessons-Learned
Project Directorate, Office of Nuclear
Reactor Regulation, U.S. Nuclear
Regulatory Commission, Washington,
DC 20555–0001; telephone: 301–415–
1906; email: Lisa.Regner@nrc.gov.
SUPPLEMENTARY INFORMATION:
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I. Background Information
This EPRI Guidance provides
additional information, to be used in
combination with the staff-endorsed
Screening Prioritization and
Implementation Details (SPID) report,1
on an acceptable strategy to implement
interim actions in accordance with item
(6) of the Requested Information in
Enclosure 1 ‘‘Recommendation 2.1:
Seismic,’’ of the NRC staff’s request for
information (Section 50.54(f) of Title 10
of the Code of Federal Regulations (10
CFR), (the 50.54(f) letter)), ‘‘Request for
Information Pursuant to 10 CFR 50.54(f)
Regarding Recommendations 2.1, 2.3,
and 9.3, of the Near-Term Task Force
Review of Insights from the Fukushima
Dai-ichi Accident,’’ dated March 12,
2012. In addition, in its April 9, 2013
letter,2 the Nuclear Energy Institute
(NEI) requested modifications to the
schedule established in the staff’s
50.54(f) letter. The NRC staff has found
the schedule modifications to be
acceptable since they account for
completion of the EPRI central and
eastern United States (CEUS) ground
motion model (GMM) update,
completion of potential interim actions
provided in the EPRI Guidance, and
limited available seismic resources.
The NRC issued the 50.54(f) letter
following letter dated March 12, 2012,
regarding Recommendations 2.1, 2.3,
and 9.3, of the Near-Term Task Force
(NTTF) Review of Insights from the
Fukushima Dai-ichi Accident.3 The
NRC issued the 50.54(f) letter following
the staff’s evaluation of the earthquake
and tsunami, and resulting nuclear
accident, at the Fukushima Dai-ichi
nuclear power plant in March 2011.
1 The SPID report is available in the NRC’s
Agencywide Documents Access and Management
System (ADAMS) under Accession No.
ML12333A170. The staff endorsement letter for the
SPID report is available in ADAMS under
Accession No. ML12319A074.
2 The NEI letter, with attachments, is available in
ADAMS in a package with Accession No.
ML13101A345.
3 The NTTF Report is available under ADAMS
Accession No. ML111861807. The 50.54(f) letter is
available under ADAMS Accession No.
ML12053A340.
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Enclosure 1 to the 50.54(f) letter
requests licensees and holders of
construction permits under 10 CFR Part
50, ‘‘Domestic Licensing of Production
and Utilization Facilities,’’ to reevaluate
the seismic hazards at their sites using
present-day NRC requirements and
guidance, and to identify actions taken
or planned to address plant-specific
vulnerabilities associated with the
updated seismic hazards. Based on this
information, the NRC staff will
determine if additional regulatory
actions are necessary to protect against
the updated hazards.
By letter dated February 15, 2013, the
NRC staff issued an endorsement letter,
with clarifications, of EPRI–1025287,
‘‘Seismic Evaluation Guidance:
Screening, Prioritization, and
Implementation Details (SPID) for the
Resolution of Fukushima Near-Term
Task Force Recommendation 2.1:
Seismic,’’ referred to as the SPID report.
This SPID report describes strategies for
the screening, prioritization, and
implementation of seismic risk
evaluations that are acceptable to the
NRC staff, and will assist nuclear power
reactor licensees when responding to
Enclosure 1 of the 50.54(f) letter.
By letter dated April 9, 2013, the NEI
submitted additional guidance to be
used to supplement the SPID report for
NRC endorsement. The letter also
documented the industry’s proposed
plan to update the GMM for CEUS
plants, and proposed modifications to
the schedule for plant seismic
reevaluations established in the 50.54(f)
letter. The NEI letter, the EPRI
Guidance, and additional attachments
addressing proposed schedule changes
are available in ADAMS under package
Accession No. ML13101A345.
II. Ground Motion Model
The 50.54(f) letter requested that the
licensees whose plants are located in
the CEUS use NUREG–2115, ‘‘Central
and Eastern United States [CEUS]
Seismic Source Characterization for
Nuclear Facilities’’ and the appropriate
EPRI (2004, 2006) GMM to characterize
the seismic hazard for their sites. The
industry is currently completing a study
to update the EPRI (2004, 2006) GMM
based on current data and new ground
motion prediction equations developed
by seismic experts.
The NRC staff has interacted with
NEI, EPRI, and other stakeholders in
public meetings since November 2012,
for status updates on industry’s efforts
to update the CEUS GMM. By letter
dated January 31, 2013, the NEI
transmitted the EPRI draft document,
‘‘Draft—EPRI (2004, 2006) Ground
Motion Model (GMM) Review Project’’
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to the NRC, requesting review and
approval by February 27, 2013. For the
update of its earlier GMM, EPRI used a
significant amount of additional data,
conducted field investigations, and used
more recent methods than were
previously available. In performing the
GMM update, EPRI has also addressed
the concerns of an independent peer
review panel, which is an important
part of the Senior Seismic Hazard
Analysis Committee (SSHAC)
guidelines (these guidelines are
discussed in NRC’s NUREG 2117,
‘‘Practical Implementation Guidelines
for SSHAC Level 3 and 4 Hazard
Studies’’). Following a review of the NEI
submittal, in a public meeting on
February 28, 2013, the staff expressed
concern with EPRI’s treatment of
uncertainty and the level of
documentation in the proposed updated
GMM. The staff formally documented
these concerns by letter dated March 20,
2013.
Subsequently, in a public meeting on
March 26, 2013, industry presented a
revision of its updated EPRI GMM,
which demonstrated significant progress
toward addressing the staff’s concerns
with respect to the treatment of
uncertainty. Industry also proposed a
schedule, including further interactions
with NRC staff, for completing the
development and documentation of the
updated EPRI GMM. In order to
complete its update of the EPRI GMM
and accompanying documentation, and
to allow time for the development of
site-specific seismic hazard curves,
industry proposed a 6 month delay from
the schedule outlined in the 50.54(f)
letter for the submittal of the seismic
hazard reevaluations for CEUS plants.
The staff agrees that updated models,
methods, and data will provide
licensees with the most current
information in order to perform the
seismic hazard evaluations requested by
the 50.54(f) letter.
III. EPRI Guidance
The EPRI Guidance document
provides licensees with information on
the performance of an Expedited
Seismic Evaluation Process. The
Expedited Seismic Evaluation Process is
a screening, evaluation, and equipment
modification process to be conducted by
licensees to provide additional seismic
margin and expedite plant safety
enhancements while more detailed and
comprehensive plant seismic risk
evaluations are being performed.
The Expedited Seismic Evaluation
Process evaluations would be conducted
on plants with a new seismic hazard
that exceeds their current seismic
design basis, and necessary
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modifications would be made to certain
core and containment cooling
components used during the initial
plant coping time following a severe
external event. The letter states that
CEUS licensees will complete nonoutage-related Expedited Seismic
Evaluation Process equipment
modifications by December 2016.
Western United States (WUS) licensees
will complete non-outage-related
Expedited Seismic Evaluation Process
equipment modifications by June 2018.
After review of industry’s proposed
EPRI Guidance, the NRC staff believes
that the evaluations and potential nearterm equipment modifications
associated with the Expedited Seismic
Evaluation Process will provide an
important demonstration of seismic
margin and enhance plant safety while
more detailed plant risk evaluations are
being conducted by licensees. The staff
further concludes that the seismic
evaluation guidance for the EPRI
Guidance provides an appropriate
methodology for licensees to implement
and complete the Expedited Seismic
Evaluation Process according to the
schedule provided in the letter.
IV. Schedule Modifications
The NEI has proposed two
adjustments to the seismic hazard
reevaluations at nuclear power plant
sites: (1) to complete the update of the
EPRI GMM for the CEUS, and (2) to
implement the EPRI Guidance. These
proposed changes affect the schedule
outlined in the 50.54(f) letter.
First, the industry has requested
additional time to complete the updated
EPRI GMM project, including
documentation and interactions with
the NRC staff. The project
documentation is scheduled to be
submitted to the NRC on June 3, 2013.
Pending approval by the staff, the CEUS
licensees will use the updated model to
complete the site-specific seismic
hazard reevaluations specified in
Enclosure 1 to the SPID guidance.
Currently, the hazard submittals are
requested by September 2013; however,
industry has requested to submit the
hazard evaluations by March 31, 2014.
The industry stated in its letter that it
will not delay submittal of items 3.a.
‘‘Description of Subsurface Materials
and Properties,’’ and 3.b. ‘‘Development
of Base Case Profiles and Nonlinear
Material Properties’’ of Section 4 of
Enclosure 1 to the SPID guidance.
Licensees intend to submit these items
in September 2013 for the staff’s review.
This will allow the staff to begin its
review in accordance with the original
schedule and complete a significant
portion of the Section 4 review on time.
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The staff finds that the schedule
modifications discussed above for CEUS
plants are acceptable because the
updated GMM will provide the CEUS
operating nuclear plant fleet with a
model developed using the most recent
data and methodologies available for
their seismic hazard reevaluations.
Additionally, the partial submittal in
September 2013 will allow the staff to
complete a portion of its CEUS review
as originally scheduled by the 50.54(f)
letter.
Second, the industry has requested
modifications to the 50.54(f) letter
schedule to allow for implementation of
the EPRI Guidance interim actions for
those nuclear power plants where the
reevaluated seismic hazard exceeds the
plant’s design basis. These schedule
modifications allow for completion of
Expedited Seismic Evaluation Process
for CEUS plants by December 2016, if
the modifications do not require a plant
shutdown to access equipment. For
WUS plants, the Expedited Seismic
Evaluation Process modifications will
be completed by June 2018, if the
modifications do not require a plant
shutdown to access equipment.
For plants requiring a seismic risk
analysis (i.e., those with a reevaluated
seismic hazard that exceeds the current
seismic design basis), the 50.54(f) letter
states that the staff will perform a
prioritization for both the CEUS and
WUS plants into two priority groups,
and possibly a third, if needed. Under
industry’s proposed schedule, the
higher priority CEUS plants will
complete their risk evaluations by June
2017 (originally scheduled for October
2016). This delay is primarily due to the
additional time needed to complete the
EPRI GMM update project. The second
group of CEUS plants will complete
their risk evaluations by December
2019. This is about a two-year delay
from the schedule specified in the
50.54(f) letter for the lower priority
plants to complete their risk
evaluations. Conversely, the letter
proposes an earlier completion date of
June 2017 for the risk evaluations for the
higher priority WUS plants.
The staff finds that the schedule
modifications discussed above for CEUS
and WUS nuclear power plants are
acceptable, since the Expedited Seismic
Evaluation Process provides for nearterm seismic evaluations and expedited
equipment modifications at the plants
that will offer additional assurance that
plants will operate safely during a
beyond design basis seismic event.
Furthermore, the schedule
modifications account for limited
seismic resources available to both the
NRC and the industry. The schedule
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modifications provide for completion of
the higher priority CEUS plant risk
evaluations by the end of June 2017,
which is not a significant extension of
the original 50.54(f) letter schedule of
October 2016. In addition, the schedule
proposes an earlier completion date for
the higher priority risk evaluations for
the WUS plants.
V. Basis for Endorsement
The NRC staff interacted with the
stakeholders on development of the
EPRI Guidance report with a focus on
guidance on potential interim actions to
be implemented for plants where the
reevaluated seismic hazard exceeds the
current seismic design basis. The EPRI
Guidance report is the product of
considerable interaction between the
NRC, NEI, EPRI, and other stakeholders
at five public meetings 4 over a 5-month
period. These interactions and the
insights gained from the meetings
allowed for the development of this
document in a very short time frame.
The meetings helped develop the
expectations for how licensees would
perform potential interim actions after
updating their seismic hazard
information. At each meeting, the NRC
staff provided its comments on the
current version of the EPRI Guidance
and discussed with stakeholders
subsequent proposed revisions to the
document. This iterative process, over
several months, resulted in the final
version of the document. The NRC
staff’s endorsement of the EPRI
Guidance is based on this cumulative
development process resulting from the
interactions between stakeholders and
the NRC staff. This is the same process
employed successfully in the
development of the SPID guidance.
The staff has determined that the EPRI
Guidance will provide an important
demonstration of seismic margin and
enhanced plant safety through
evaluations and potential near-term
modifications of certain core and
containment cooling equipment while
more comprehensive plant seismic risk
evaluations are being performed. The
NRC staff also has determined that the
schedule modifications provided in the
NEI’s April 9, 2013, letter are acceptable
because the schedule accounts for
seismic resource limitations, EPRI’s
completion of the update to the GMM
for the CEUS, and implementation of
the EPRI Guidance evaluations and
actions.
4 Public meetings were held on November 2 and
14 and December 13, 2012; and February 14 and
March 26, 2013.
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VI. Backfitting and Issue Finality
This endorsement letter does not
constitute backfitting as defined in 10
CFR 50.109, ‘‘Backfitting’’ (the Backfit
Rule). This endorsement letter provides
additional guidance on an acceptable
method for implementing the interim
actions described in item (6) of the
Requested Information in Enclosure 1,
‘‘Recommendation 2.1: Seismic,’’ of the
50.54(f) letter. Licensees and
construction permit holders may
voluntarily use the guidance in the EPRI
Guidance to comply with the requested
interim action portion of the 50.54(f)
letter. Methods, analyses, or solutions
that differ from those described in the
EPRI Guidance report may be deemed
acceptable if they provide sufficient
basis and information for the NRC staff
to verify that the proposed alternative is
acceptable.
VII. Congressional Review Act
This endorsement letter is a rule as
designated in the Congressional Review
Act (5 U.S.C. 801–808). The Office of
Management and Budget has found that
this is a major rule in accordance with
the Congressional Review Act.
Dated at Rockville, Maryland, this 7th day
of May 2013.
For the Nuclear Regulatory Commission.
Eric J. Leeds,
Director, Office of Nuclear Reactor
Regulation.
[FR Doc. 2013–11847 Filed 5–16–13; 8:45 am]
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Upon Written Request, Copies Available
From: Securities and Exchange
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Education and Advocacy,
Washington, DC 20549–0213.
Extension:
Rule 19b–4(e) and Form 19b–4(e);
SEC File No. 270–447; OMB Control
No. 3235–0504.
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.) the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget
(OMB) a request for approval of
extension of the previously approved
collection of information provided for in
Rule 19b–4(e) (17 CFR 240.19b–4(e))
under the Securities Exchange Act of
1934 (15 U.S.C. 78a et seq.) (the ‘‘Act’’).
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Rule 19b–4(e) permits a selfregulatory organization (‘‘SRO’’) to list
and trade a new derivative securities
product without submitting a proposed
rule change pursuant to Section 19(b) of
the Act (15 U.S.C. 78s(b)), so long as
such product meets the criteria of Rule
19b–4(e) under the Act. However, in
order for the Commission to maintain an
accurate record of all new derivative
securities products traded on the SROs,
Rule 19b–4(e) requires an SRO to file a
summary form, Form 19b–4(e), to notify
the Commission when the SRO begins
trading a new derivative securities
product that is not required to be
submitted as a proposed rule change to
the Commission. Form 19b–4(e) should
be submitted within five business days
after an SRO begins trading a new
derivative securities product that is not
required to be submitted as a proposed
rule change. In addition, Rule 19b–4(e)
requires an SRO to maintain, on-site, a
copy of Form 19b–4(e) for a prescribed
period of time.
This collection of information is
designed to allow the Commission to
maintain an accurate record of all new
derivative securities products traded on
the SROs that are not deemed to be
proposed rule changes and to determine
whether an SRO has properly availed
itself of the permission granted by Rule
19b–4(e). The Commission reviews SRO
compliance with Rule 19b–4(e) through
its routine inspections of the SROs.
The respondents to the collection of
information are SROs (as defined by the
Act), all of which are national securities
exchanges. As of March 2013, there are
seventeen entities registered as national
securities exchanges with the
Commission. The Commission receives
an average total of 3,879 responses per
year, which corresponds to an estimated
annual response burden of 3,879 hours.
At an average hourly cost of $63, the
aggregate related cost of compliance
with Rule 19b–4(e) is $244,377 (3,879
burden hours multiplied by $63/hour).
Compliance with Rule 19b–4(e) is
mandatory. Information received in
response to Rule 19b–4(e) shall not be
kept confidential; the information
collected is public information. An
agency may not conduct or sponsor, and
a person is not required to respond to,
a collection of information unless it
displays a currently valid OMB control
number.
The public may view background
documentation for this information
collection at the following Web site,
www.reginfo.gov. Comments should be
directed to: (i) Desk Officer for the
Securities and Exchange Commission,
Office of Information and Regulatory
Affairs, Office of Management and
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Budget, Room 10102, New Executive
Office Building, Washington, DC 20503,
or by sending an email to:
Shagufta_Ahmed@omb.eop.gov; and (ii)
Thomas Bayer, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Remi PavlikSimon, 6432 General Green Way,
Alexandria, VA 22312 or send an email
to: PRA_Mailbox@sec.gov. Comments
must be submitted to OMB within 30
days of this notice.
Dated: May 14, 2013.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2013–11784 Filed 5–16–13; 8:45 am]
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Sunshine Act Meeting.
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
the Securities and Exchange
Commission will hold a Closed Meeting
on Thursday, May 23, 2013 at 2:00 p.m.
Commissioners, Counsel to the
Commissioners, the Secretary to the
Commission, and recording secretaries
will attend the Closed Meeting. Certain
staff members who have an interest in
the matters also may be present.
The General Counsel of the
Commission, or her designee, has
certified that, in her opinion, one or
more of the exemptions set forth in 5
U.S.C. 552b(c)(3), (5), (7), 9(B) and (10)
and 17 CFR 200.402(a)(3), (5), (7), 9(ii)
and (10), permit consideration of the
scheduled matters at the Closed
Meeting.
Commissioner Aguilar, as duty
officer, voted to consider the items
listed for the Closed Meeting in a closed
session.
The subject matter of the Closed
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E:\FR\FM\17MYN1.SGM
17MYN1
Agencies
[Federal Register Volume 78, Number 96 (Friday, May 17, 2013)]
[Notices]
[Pages 29159-29162]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-11847]
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NUCLEAR REGULATORY COMMISSION
[NRC-2013-0038]
Electric Power Research Institute; Seismic Evaluation Guidance
AGENCY: Nuclear Regulatory Commission.
ACTION: Endorsement letter; issuance.
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SUMMARY: The U.S. Nuclear Regulatory Commission (NRC) is issuing an
endorsement letter of Electric Power Research Institute (EPRI) Report,
``Seismic Evaluation Guidance: EPRI Guidance for the Resolution of
Fukushima Near-Term Task Force Recommendation 2.1: Seismic,'' Draft
Report, hereafter referred to as the EPRI Guidance.
ADDRESSES: You may access information related to this document, which
the NRC possesses and is publicly available, by searching on https://www.regulations.gov under Docket ID NRC-2013-0038.
Federal Rulemaking Web site: Go to https://www.regulations.gov and search for Docket ID NRC-2013-0038. Address
questions about NRC dockets to Carol Gallagher; telephone: 301-492-
3668; email: Carol.Gallagher@nrc.gov.
NRC's Agencywide Documents Access and Management System
(ADAMS): You may access publicly-available documents online in the NRC
Library at https://www.nrc.gov/reading-rm/adams.html. To begin the
search, select ``ADAMS Public Documents'' and then select ``Begin Web-
based ADAMS Search.'' For problems with ADAMS, please contact the NRC's
Public Document Room (PDR) reference staff at 1-800-397-4209, 301-415-
4737, or by email to PDR.Resources@nrc.gov. The NRC staff's endorsement
letter of the EPRI Guidance is available under ADAMS Accession No.
ML13106A331. The NRC staff's request for information dated March 12,
2012, is available under ADAMS Accession No. ML12053A340.
[[Page 29160]]
NRC's PDR: You may examine and purchase copies of public
documents at the NRC's PDR, Room O1-F21, One White Flint North, 11555
Rockville Pike, Rockville, Maryland 20852.
FOR FURTHER INFORMATION CONTACT: Ms. Lisa M. Regner, Japan Lessons-
Learned Project Directorate, Office of Nuclear Reactor Regulation, U.S.
Nuclear Regulatory Commission, Washington, DC 20555-0001; telephone:
301-415-1906; email: Lisa.Regner@nrc.gov.
SUPPLEMENTARY INFORMATION:
I. Background Information
This EPRI Guidance provides additional information, to be used in
combination with the staff-endorsed Screening Prioritization and
Implementation Details (SPID) report,\1\ on an acceptable strategy to
implement interim actions in accordance with item (6) of the Requested
Information in Enclosure 1 ``Recommendation 2.1: Seismic,'' of the NRC
staff's request for information (Section 50.54(f) of Title 10 of the
Code of Federal Regulations (10 CFR), (the 50.54(f) letter)), ``Request
for Information Pursuant to 10 CFR 50.54(f) Regarding Recommendations
2.1, 2.3, and 9.3, of the Near-Term Task Force Review of Insights from
the Fukushima Dai-ichi Accident,'' dated March 12, 2012. In addition,
in its April 9, 2013 letter,\2\ the Nuclear Energy Institute (NEI)
requested modifications to the schedule established in the staff's
50.54(f) letter. The NRC staff has found the schedule modifications to
be acceptable since they account for completion of the EPRI central and
eastern United States (CEUS) ground motion model (GMM) update,
completion of potential interim actions provided in the EPRI Guidance,
and limited available seismic resources.
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\1\ The SPID report is available in the NRC's Agencywide
Documents Access and Management System (ADAMS) under Accession No.
ML12333A170. The staff endorsement letter for the SPID report is
available in ADAMS under Accession No. ML12319A074.
\2\ The NEI letter, with attachments, is available in ADAMS in a
package with Accession No. ML13101A345.
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The NRC issued the 50.54(f) letter following letter dated March 12,
2012, regarding Recommendations 2.1, 2.3, and 9.3, of the Near-Term
Task Force (NTTF) Review of Insights from the Fukushima Dai-ichi
Accident.\3\ The NRC issued the 50.54(f) letter following the staff's
evaluation of the earthquake and tsunami, and resulting nuclear
accident, at the Fukushima Dai-ichi nuclear power plant in March 2011.
Enclosure 1 to the 50.54(f) letter requests licensees and holders of
construction permits under 10 CFR Part 50, ``Domestic Licensing of
Production and Utilization Facilities,'' to reevaluate the seismic
hazards at their sites using present-day NRC requirements and guidance,
and to identify actions taken or planned to address plant-specific
vulnerabilities associated with the updated seismic hazards. Based on
this information, the NRC staff will determine if additional regulatory
actions are necessary to protect against the updated hazards.
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\3\ The NTTF Report is available under ADAMS Accession No.
ML111861807. The 50.54(f) letter is available under ADAMS Accession
No. ML12053A340.
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By letter dated February 15, 2013, the NRC staff issued an
endorsement letter, with clarifications, of EPRI-1025287, ``Seismic
Evaluation Guidance: Screening, Prioritization, and Implementation
Details (SPID) for the Resolution of Fukushima Near-Term Task Force
Recommendation 2.1: Seismic,'' referred to as the SPID report. This
SPID report describes strategies for the screening, prioritization, and
implementation of seismic risk evaluations that are acceptable to the
NRC staff, and will assist nuclear power reactor licensees when
responding to Enclosure 1 of the 50.54(f) letter.
By letter dated April 9, 2013, the NEI submitted additional
guidance to be used to supplement the SPID report for NRC endorsement.
The letter also documented the industry's proposed plan to update the
GMM for CEUS plants, and proposed modifications to the schedule for
plant seismic reevaluations established in the 50.54(f) letter. The NEI
letter, the EPRI Guidance, and additional attachments addressing
proposed schedule changes are available in ADAMS under package
Accession No. ML13101A345.
II. Ground Motion Model
The 50.54(f) letter requested that the licensees whose plants are
located in the CEUS use NUREG-2115, ``Central and Eastern United States
[CEUS] Seismic Source Characterization for Nuclear Facilities'' and the
appropriate EPRI (2004, 2006) GMM to characterize the seismic hazard
for their sites. The industry is currently completing a study to update
the EPRI (2004, 2006) GMM based on current data and new ground motion
prediction equations developed by seismic experts.
The NRC staff has interacted with NEI, EPRI, and other stakeholders
in public meetings since November 2012, for status updates on
industry's efforts to update the CEUS GMM. By letter dated January 31,
2013, the NEI transmitted the EPRI draft document, ``Draft--EPRI (2004,
2006) Ground Motion Model (GMM) Review Project'' to the NRC, requesting
review and approval by February 27, 2013. For the update of its earlier
GMM, EPRI used a significant amount of additional data, conducted field
investigations, and used more recent methods than were previously
available. In performing the GMM update, EPRI has also addressed the
concerns of an independent peer review panel, which is an important
part of the Senior Seismic Hazard Analysis Committee (SSHAC) guidelines
(these guidelines are discussed in NRC's NUREG 2117, ``Practical
Implementation Guidelines for SSHAC Level 3 and 4 Hazard Studies'').
Following a review of the NEI submittal, in a public meeting on
February 28, 2013, the staff expressed concern with EPRI's treatment of
uncertainty and the level of documentation in the proposed updated GMM.
The staff formally documented these concerns by letter dated March 20,
2013.
Subsequently, in a public meeting on March 26, 2013, industry
presented a revision of its updated EPRI GMM, which demonstrated
significant progress toward addressing the staff's concerns with
respect to the treatment of uncertainty. Industry also proposed a
schedule, including further interactions with NRC staff, for completing
the development and documentation of the updated EPRI GMM. In order to
complete its update of the EPRI GMM and accompanying documentation, and
to allow time for the development of site-specific seismic hazard
curves, industry proposed a 6 month delay from the schedule outlined in
the 50.54(f) letter for the submittal of the seismic hazard
reevaluations for CEUS plants.
The staff agrees that updated models, methods, and data will
provide licensees with the most current information in order to perform
the seismic hazard evaluations requested by the 50.54(f) letter.
III. EPRI Guidance
The EPRI Guidance document provides licensees with information on
the performance of an Expedited Seismic Evaluation Process. The
Expedited Seismic Evaluation Process is a screening, evaluation, and
equipment modification process to be conducted by licensees to provide
additional seismic margin and expedite plant safety enhancements while
more detailed and comprehensive plant seismic risk evaluations are
being performed.
The Expedited Seismic Evaluation Process evaluations would be
conducted on plants with a new seismic hazard that exceeds their
current seismic design basis, and necessary
[[Page 29161]]
modifications would be made to certain core and containment cooling
components used during the initial plant coping time following a severe
external event. The letter states that CEUS licensees will complete
non-outage-related Expedited Seismic Evaluation Process equipment
modifications by December 2016. Western United States (WUS) licensees
will complete non-outage-related Expedited Seismic Evaluation Process
equipment modifications by June 2018.
After review of industry's proposed EPRI Guidance, the NRC staff
believes that the evaluations and potential near-term equipment
modifications associated with the Expedited Seismic Evaluation Process
will provide an important demonstration of seismic margin and enhance
plant safety while more detailed plant risk evaluations are being
conducted by licensees. The staff further concludes that the seismic
evaluation guidance for the EPRI Guidance provides an appropriate
methodology for licensees to implement and complete the Expedited
Seismic Evaluation Process according to the schedule provided in the
letter.
IV. Schedule Modifications
The NEI has proposed two adjustments to the seismic hazard
reevaluations at nuclear power plant sites: (1) to complete the update
of the EPRI GMM for the CEUS, and (2) to implement the EPRI Guidance.
These proposed changes affect the schedule outlined in the 50.54(f)
letter.
First, the industry has requested additional time to complete the
updated EPRI GMM project, including documentation and interactions with
the NRC staff. The project documentation is scheduled to be submitted
to the NRC on June 3, 2013. Pending approval by the staff, the CEUS
licensees will use the updated model to complete the site-specific
seismic hazard reevaluations specified in Enclosure 1 to the SPID
guidance. Currently, the hazard submittals are requested by September
2013; however, industry has requested to submit the hazard evaluations
by March 31, 2014. The industry stated in its letter that it will not
delay submittal of items 3.a. ``Description of Subsurface Materials and
Properties,'' and 3.b. ``Development of Base Case Profiles and
Nonlinear Material Properties'' of Section 4 of Enclosure 1 to the SPID
guidance. Licensees intend to submit these items in September 2013 for
the staff's review. This will allow the staff to begin its review in
accordance with the original schedule and complete a significant
portion of the Section 4 review on time.
The staff finds that the schedule modifications discussed above for
CEUS plants are acceptable because the updated GMM will provide the
CEUS operating nuclear plant fleet with a model developed using the
most recent data and methodologies available for their seismic hazard
reevaluations. Additionally, the partial submittal in September 2013
will allow the staff to complete a portion of its CEUS review as
originally scheduled by the 50.54(f) letter.
Second, the industry has requested modifications to the 50.54(f)
letter schedule to allow for implementation of the EPRI Guidance
interim actions for those nuclear power plants where the reevaluated
seismic hazard exceeds the plant's design basis. These schedule
modifications allow for completion of Expedited Seismic Evaluation
Process for CEUS plants by December 2016, if the modifications do not
require a plant shutdown to access equipment. For WUS plants, the
Expedited Seismic Evaluation Process modifications will be completed by
June 2018, if the modifications do not require a plant shutdown to
access equipment.
For plants requiring a seismic risk analysis (i.e., those with a
reevaluated seismic hazard that exceeds the current seismic design
basis), the 50.54(f) letter states that the staff will perform a
prioritization for both the CEUS and WUS plants into two priority
groups, and possibly a third, if needed. Under industry's proposed
schedule, the higher priority CEUS plants will complete their risk
evaluations by June 2017 (originally scheduled for October 2016). This
delay is primarily due to the additional time needed to complete the
EPRI GMM update project. The second group of CEUS plants will complete
their risk evaluations by December 2019. This is about a two-year delay
from the schedule specified in the 50.54(f) letter for the lower
priority plants to complete their risk evaluations. Conversely, the
letter proposes an earlier completion date of June 2017 for the risk
evaluations for the higher priority WUS plants.
The staff finds that the schedule modifications discussed above for
CEUS and WUS nuclear power plants are acceptable, since the Expedited
Seismic Evaluation Process provides for near-term seismic evaluations
and expedited equipment modifications at the plants that will offer
additional assurance that plants will operate safely during a beyond
design basis seismic event. Furthermore, the schedule modifications
account for limited seismic resources available to both the NRC and the
industry. The schedule modifications provide for completion of the
higher priority CEUS plant risk evaluations by the end of June 2017,
which is not a significant extension of the original 50.54(f) letter
schedule of October 2016. In addition, the schedule proposes an earlier
completion date for the higher priority risk evaluations for the WUS
plants.
V. Basis for Endorsement
The NRC staff interacted with the stakeholders on development of
the EPRI Guidance report with a focus on guidance on potential interim
actions to be implemented for plants where the reevaluated seismic
hazard exceeds the current seismic design basis. The EPRI Guidance
report is the product of considerable interaction between the NRC, NEI,
EPRI, and other stakeholders at five public meetings \4\ over a 5-month
period. These interactions and the insights gained from the meetings
allowed for the development of this document in a very short time
frame. The meetings helped develop the expectations for how licensees
would perform potential interim actions after updating their seismic
hazard information. At each meeting, the NRC staff provided its
comments on the current version of the EPRI Guidance and discussed with
stakeholders subsequent proposed revisions to the document. This
iterative process, over several months, resulted in the final version
of the document. The NRC staff's endorsement of the EPRI Guidance is
based on this cumulative development process resulting from the
interactions between stakeholders and the NRC staff. This is the same
process employed successfully in the development of the SPID guidance.
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\4\ Public meetings were held on November 2 and 14 and December
13, 2012; and February 14 and March 26, 2013.
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The staff has determined that the EPRI Guidance will provide an
important demonstration of seismic margin and enhanced plant safety
through evaluations and potential near-term modifications of certain
core and containment cooling equipment while more comprehensive plant
seismic risk evaluations are being performed. The NRC staff also has
determined that the schedule modifications provided in the NEI's April
9, 2013, letter are acceptable because the schedule accounts for
seismic resource limitations, EPRI's completion of the update to the
GMM for the CEUS, and implementation of the EPRI Guidance evaluations
and actions.
[[Page 29162]]
VI. Backfitting and Issue Finality
This endorsement letter does not constitute backfitting as defined
in 10 CFR 50.109, ``Backfitting'' (the Backfit Rule). This endorsement
letter provides additional guidance on an acceptable method for
implementing the interim actions described in item (6) of the Requested
Information in Enclosure 1, ``Recommendation 2.1: Seismic,'' of the
50.54(f) letter. Licensees and construction permit holders may
voluntarily use the guidance in the EPRI Guidance to comply with the
requested interim action portion of the 50.54(f) letter. Methods,
analyses, or solutions that differ from those described in the EPRI
Guidance report may be deemed acceptable if they provide sufficient
basis and information for the NRC staff to verify that the proposed
alternative is acceptable.
VII. Congressional Review Act
This endorsement letter is a rule as designated in the
Congressional Review Act (5 U.S.C. 801-808). The Office of Management
and Budget has found that this is a major rule in accordance with the
Congressional Review Act.
Dated at Rockville, Maryland, this 7th day of May 2013.
For the Nuclear Regulatory Commission.
Eric J. Leeds,
Director, Office of Nuclear Reactor Regulation.
[FR Doc. 2013-11847 Filed 5-16-13; 8:45 am]
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