Revision of Crane Regulation Standards for Mobile Offshore Drilling Units (MODUs), Offshore Supply Vessels (OSVs), and Floating Outer Continental Shelf (OCS) Facilities, 27913-27927 [2013-11132]
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Federal Register / Vol. 78, No. 92 / Monday, May 13, 2013 / Proposed Rules
(g) Promote professional certification
for mail managers and mail center
employees;
(h) Ensure that expedited mail service
providers are used only when
authorized by the Private Express
Statutes, 39 U.S.C. 601–606;
(i) Establish written policies and
procedures to minimize incoming and
outgoing personal mail;
(j) Provide guidance to agency
representatives who develop
correspondence or design mailing
materials including Business Reply
Mail, letterhead, and mail piece design;
(k) Represent the agency in its
relations with service providers, other
agency mail managers, and the GSA
Office of Governmentwide Policy;
(l) Ensure agency policy incorporates
Federal hazardous materials
requirements set forth in 49 CFR parts
100–180; and
(m) Ensure agency sustainable
activities become part of the mail
program by incorporating strategies in
accordance with Executive Order 13514
of October 5, 2009 (‘‘Federal Leadership
in Environmental, Energy, and
Economic Performance’’), specifically
Sec. 8 that describes the Agency
Strategic Sustainability Performance
Plan.
Subpart C—GSA’s Responsibilities
and Services
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§ 102–192.135 What are GSA’s
responsibilities in mail management?
44 U.S.C 2904(b) directs the
Administrator of General Services to
provide guidance and assistance to
Federal agencies to ensure economical
and efficient records management. 44
U.S.C. 2901(2) and (4)(C) define the
processing of mail by Federal agencies
as part of records management. In
carrying out its responsibilities under
the Act, GSA is required to—
(a) Develop standards, procedures,
and guidelines;
(b) Conduct research to improve
practices and programs;
(c) Collect and disseminate
information on training programs,
technological developments, etc;
(d) Establish one or more interagency
committees (e.g., the Federal Mail
Executive Council, and the Interagency
Mail Policy Council) as necessary to
provide an exchange of information
among Federal agencies;
(e) Conduct studies, inspections, or
surveys;
(f) Promote economy and efficiency in
the selection and utilization of space,
staff, equipment, and supplies; and
(g) In the event of an emergency, at
the request of DHS, cooperate with DHS
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in communicating with agencies about
mail related issues.
§ 102–192.140 What types of support does
GSA offer to Federal agency mail
management programs?
(a) GSA supports Federal agency mail
management programs by—
(1) Assisting in the development of
agency policy and guidance in mail
management and mail operations;
(2) Identifying best business practices
and sharing them with Federal agencies;
(3) Developing and providing access
to a Governmentwide management
information system for mail;
(4) Helping agencies develop
performance measures and management
information systems for mail;
(5) Maintaining a current list of
agency mail managers;
(6) Establishing, developing, and
maintaining interagency mail
committees;
(7) Maintaining liaison with the USPS
and other service providers at the
national level;
(8) Maintaining a publically
accessible Web site for mail
communications policy; and
(9) Serving as a point of contact for all
Federal agencies on mail issues.
(b) For further information contact:
U.S. General Services Administration,
Office of Governmentwide Policy (MA),
1275 First Street NE., Washington, DC
20417; telephone 202–501–1777, or
email: Federal.mail@gsa.gov.
[FR Doc. 2013–11139 Filed 5–10–13; 8:45 am]
BILLING CODE 6820–14–P
DEPARTMENT OF HOMELAND
SECURITY
Coast Guard
46 CFR Parts 107, 108, and 109
[Docket No. USCG–2011–0992]
RIN 1625–AB78
Revision of Crane Regulation
Standards for Mobile Offshore Drilling
Units (MODUs), Offshore Supply
Vessels (OSVs), and Floating Outer
Continental Shelf (OCS) Facilities
Coast Guard, DHS.
Notice of proposed rulemaking.
AGENCY:
ACTION:
SUMMARY: The Coast Guard proposes to
revise regulations related to the design,
certification, inspection, and testing of
cranes. These regulations apply to
cranes installed on Mobile Offshore
Drilling Units (MODUs), Offshore
Supply Vessels (OSVs), and floating
Outer Continental Shelf (OCS) facilities.
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This revision would update industry
standards incorporated by reference
with more recent versions, which are
used by industry and incorporated in
Bureau of Safety and Environmental
Enforcement regulations. Additionally,
the Coast Guard proposes to revise
regulations regarding certification,
inspection, and testing of cranes by
allowing use of additional organizations
to act in lieu of Coast Guard marine
inspectors.
Comments and related material
must either be submitted to our online
docket via https://www.regulations.gov
on or before August 12, 2013 or reach
the Docket Management Facility by that
date. Comments sent to the Office of
Management and Budget (OMB) on
collection of information must reach
OMB on or before August 12, 2013.
ADDRESSES: You may submit comments
identified by docket number USCG–
2011–0992 using any one of the
following methods:
(1) Federal eRulemaking Portal:
https://www.regulations.gov.
(2) Fax: 202–493–2251.
(3) Mail: Docket Management Facility
(M–30), U.S. Department of
Transportation, West Building Ground
Floor, Room W12–140, 1200 New Jersey
Avenue SE., Washington, DC 20590–
0001.
(4) Hand Delivery: Same as mail
address above, between 9 a.m. and 5
p.m., Monday through Friday, except
Federal holidays. The telephone number
is 202–366–9329.
To avoid duplication, please use only
one of these four methods. See the
‘‘Public Participation and Request for
Comments’’ portion of the
SUPPLEMENTARY INFORMATION section
below for instructions on submitting
comments.
Collection of Information Comments:
If you have comments on the collection
of information discussed in section
VI.D. of this notice of proposed
rulemaking (NPRM), you must also send
comments to the Office of Information
and Regulatory Affairs (OIRA), Office of
Management and Budget. To ensure that
your comments to OIRA are received on
time, the preferred methods are by email
to oira_submission@omb.eop.gov
(include the docket number and
‘‘Attention: Desk Officer for Coast
Guard, DHS’’ in the subject line of the
email) or fax at 202–395–6566. An
alternate, though slower, method is by
U.S. mail to the Office of Information
and Regulatory Affairs, Office of
Management and Budget, 725 17th
Street NW., Washington, DC 20503,
ATTN: Desk Officer, U.S. Coast Guard.
DATES:
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Federal Register / Vol. 78, No. 92 / Monday, May 13, 2013 / Proposed Rules
Viewing incorporation by reference
material: You may inspect the material
proposed for incorporation by reference
at room 1210, U.S. Coast Guard
Headquarters, 2100 Second Street SW.,
Washington, DC 20593–0001 between 9
a.m. and 4 p.m., Monday through
Friday, except Federal holidays. The
telephone number is 202–372–1437.
Copies of the material are available as
indicated in the ‘‘Incorporation by
Reference’’ section of this preamble.
FOR FURTHER INFORMATION CONTACT: If
you have questions on this proposed
rule, call or email Mr. Ken Smith, CG–
OES–2, U.S. Coast Guard; telephone
202–372–1413 or email
Ken.A.Smith@uscg.mil. If you have
questions on viewing or submitting
material to the docket, call Barbara
Hairston, Program Manager, Docket
Operations, telephone 202–366–9826.
SUPPLEMENTARY INFORMATION:
Table of Contents for Preamble
I. Public Participation and Request for
Comments
A. Submitting Comments
B. Viewing Comments and Documents
C. Privacy Act
D. Public Meeting
II. Abbreviations
III. Background
IV. Discussion of Proposed Rule
V. Incorporation by Reference
VI. Regulatory Analyses
A. Regulatory Planning and Review
B. Small Entities
C. Assistance for Small Entities
D. Collection of Information
E. Federalism
F. Unfunded Mandates Reform Act
G. Taking of Private Property
H. Civil Justice Reform
I. Protection of Children
J. Indian Tribal Governments
K. Energy Effects
L. Technical Standards
M. Environment
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I. Public Participation and Request for
Comments
We encourage you to participate in
this rulemaking by submitting
comments and related materials. All
comments received will be posted
without change to https://
www.regulations.gov and will include
any personal information you have
provided.
A. Submitting Comments
If you submit a comment, please
include the docket number for this
rulemaking (USCG–2011–0992),
indicate the specific section of this
document to which each comment
applies, and provide a reason for each
suggestion or recommendation. You
may submit your comments and
material online or by fax, mail, or hand
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delivery, but please use only one of
these means. We recommend that you
include your name and a mailing
address, an email address, or a phone
number in the body of your document
so that we can contact you if we have
questions regarding your submission.
To submit your comments online, go
to https://www.regulations.gov, click on
the ‘‘submit a comment’’ box, which
will then become highlighted in blue. In
the ‘‘Document Type’’ drop down menu
select ‘‘Proposed Rule’’ and insert
‘‘USCG–2011–0992’’ in the ‘‘Keyword’’
box. Click ‘‘Search’’ then click on the
balloon shape in the ‘‘Actions’’ column.
If you submit your comments by mail or
hand delivery, submit them in an
unbound format, no larger than 81⁄2 by
11 inches, suitable for copying and
electronic filing. If you submit
comments by mail and would like to
know that they reached the Facility,
please enclose a stamped, self-addressed
postcard or envelope.
We will consider all comments and
material received during the comment
period and may change this proposed
rule based on your comments.
B. Viewing Comments and Documents
To view comments, as well as
documents mentioned in this preamble
as being available in the docket, go to
https://www.regulations.gov, click on the
‘‘read comments’’ box, which will then
become highlighted in blue. In the
‘‘Keyword’’ box insert ‘‘USCG–2011–
0992’’ and click ‘‘Search.’’ Click the
‘‘Open Docket Folder’’ in the ‘‘Actions’’
column. If you do not have access to the
Internet, you may view the docket
online by visiting the Docket
Management Facility in Room W12–140
on the ground floor of the Department
of Transportation West Building, 1200
New Jersey Avenue SE., Washington,
DC 20590, between 9 a.m. and 5 p.m.,
Monday through Friday, except Federal
holidays. We have an agreement with
the Department of Transportation to use
the Docket Management Facility.
C. Privacy Act
Anyone can search the electronic
form of comments received into any of
our dockets by the name of the
individual submitting the comment (or
signing the comment, if submitted on
behalf of an association, business, labor
union, etc.). You may review a Privacy
Act notice regarding our public dockets
in the January 17, 2008, issue of the
Federal Register (73 FR 3316).
D. Public Meeting
We do not plan to hold a public
meeting at this time. But you may
submit a request for one to the docket
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using one of the methods specified
under ADDRESSES. In your request,
explain why you believe a public
meeting would be beneficial. If we
determine that one would aid this
rulemaking, we will hold one at a time
and place announced by a later notice
in the Federal Register.
II. Abbreviations
ABS American Bureau of Shipping
ANSI American National Standards
Institute
API American Petroleum Institute
ICGB International Cargo Gear Bureau
IMO International Maritime Organization
MODU Mobile offshore drilling unit
NFPA National Fire Protection Association
NPRM Notice of proposed rulemaking
OCS Outer continental shelf
OIRA Office of Information and Regulatory
Affairs
OMB Office of Management and Budget
OSV Offshore supply vessel
SBA Small Business Administration
§ Section symbol
UL Underwriters Laboratories
U.S.C. United States Code
III. Background
The legal basis for the proposed rule
is 43 U.S.C. 1333; 46 U.S.C. 3103, 3306,
3307, 3316; and Department of
Homeland Security Delegation No.
0170.1, which collectively authorize the
Coast Guard to establish standards for
the design, installation, operation, and
inspection of vessels and to regulate
floating Outer Continental Shelf (OCS)
facilities as they relate to the safety of
life.
This proposed rule is necessary to
enhance the safety of offshore cranes by
ensuring that industry uses the best
available and safest technologies for the
operation, maintenance, design, and
construction of cranes used on Mobile
Offshore Drilling Units (MODUs),
Offshore Supply Vessels (OSVs), and
floating OCS facilities. The proposed
rule would also align Coast Guard
regulations with Bureau of Safety and
Environmental Enforcement
requirements for cranes used on
offshore fixed platforms. Additionally,
the proposed rule would provide
owners and operators of vessels the
option and flexibility of using
additional organizations and
associations for the certification of
cranes.
The Coast Guard currently regulates
cranes by requiring owners and
operators of MODUs, OSVs, and floating
OCS facilities to comply with Coast
Guard regulations in 46 CFR subchapter
I–A, Mobile Offshore Drilling Units
parts 107, 108, and 109.
These regulations apply to cranes
installed on MODUs, OSVs, and floating
OCS facilities because the crane
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regulations for OSVs (46 CFR 126.130)
and floating OCS facilities (33 CFR
143.120) refer back to the requirements
for cranes found in 46 CFR parts 107,
108, and 109. The existing regulations
make reference to American Petroleum
Institute (API) standards that are
outdated and generally are no longer
used by industry. The current
regulations specifically reference the
First Edition (October 1972) of the API’s
‘‘Recommended Practice for Operation
and Maintenance of Offshore Cranes’’
(API RP 2D), and the Second Edition
(February 1972) of API’s ‘‘Specification
for Offshore Pedestal Mounted Cranes’’
(API Spec. 2C). These standards outline
the specifications for designing pedestal
mounted cranes (API Spec. 2C) and the
recommended practices for their
operation and maintenance (API RP 2D)
once the cranes are installed on
MODUs, OSVs, and floating OCS
facilities.
This proposed rule would update our
existing regulations by adopting the
most recent editions of API Spec. 2C
and RP 2D standards. By updating these
API standards in our regulations, we
would ensure that industry uses the best
available and safest technologies for the
operation, maintenance, design, and
construction of cranes used on MODUs,
OSVs, and floating OCS facilities.
Compliance with the most recent
edition of API RP 2D, currently the
Sixth Edition (May 2007), would be
effective for cranes installed on all
existing and newly built MODUs, OSVs,
and floating OCS facilities after the
effective date of the final rule. API RP
2D can be applied to existing MODUs,
OSVs, and floating OCS facilities
because it outlines recommendations for
operations and maintenance, as opposed
to specifying requirements for design
and construction.
Compliance with the most recent
edition of API Spec. 2C, ‘‘Specification
for Offshore Pedestal Mounted Cranes,’’
currently the Seventh Edition (March
2012), would be effective for new cranes
installed on MODUs, OSVs, and floating
OCS facilities after the effective date of
the final rule. Offshore cranes installed
on or before the effective date of the
final rule may be designed to the API
Spec. 2C edition and regulations that
were current at the time of construction.
The most recent edition of API RP 2D,
currently the Sixth Edition (May 2007),
provides for improved safety conditions
by enhancing personnel qualifications
and improving practices associated with
operations and maintenance. In addition
to expanding on the content of
information existing in API RP 2D, First
Edition (October 1972), the sixth edition
improves on the first edition by adding
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new sections that address rigger
qualifications and personnel operating
practices, signaling, load testing, and
pull tests. The inspection, testing, and
maintenance requirements have been
expanded and sorted into categories that
are based on crane usage (i.e.,
infrequent, moderate, and heavy).
Inspection categories have also been
added that detail the inspection
requirements to be conducted at
periodic intervals including initial
certification, pre-use, monthly,
quarterly, and annually. Also, new
sections have been added that address
rerating of cranes, crane operations,
wire rope testing, pendant lines, and
slings. Finally, the sixth edition
includes eight appendixes, which
expand on details contained in the body
of the standard and provide clearer
understanding of the subject matter.
Additional information on the
differences between the two editions
can be reviewed by examining the
document titled, ‘‘API RP 2D Table of
Comparison 1st Ed to 6th Ed’’, which is
provided as supplemental information
in the public docket.
The most recent edition of API Spec.
2C, currently the Seventh Edition
(March 2012), improves upon API Spec.
2C, Second Edition (February 1972) by
more accurately defining the scope of
cranes covered and not covered and
expanding the list of components
identified to be critical, including
components of rigging gear. New
recordkeeping requirements are
imposed on manufacturers that require
them to keep test and inspection records
for 20 years and to provide certain
pieces of documentation to the
purchaser, including load and
information charts, crane foundation
design forces and moments, a listing of
all critical components, an operations,
parts, and maintenance manual, and a
failure mode assessment for gross
unintended overloads, if requested by
the purchaser. The revised specification
expands the method for establishing
crane rated loads and establishes
methods for determining the rated loads
for cranes handling personnel. New
requirements for calculating in-service
loads based on specific crane usage (e.g.,
onboard or offboard lifts) have been
added, as were calculations to
determine dynamic forces and forces in
the horizontal and vertical directions.
Requirements have been added to
address environmental loads (i.e., wind,
ice, and snow) and seismic design. The
revised specification also outlines new
requirements for strength factors
associated with wire rope for standing,
guy ropes, and personnel hoist systems.
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Finally, U-bolts, grip clips, eye splices,
wedge sockets, and wire rope end
terminations that were not included in
the second edition have been addressed.
Additional information on the
differences between these editions can
be reviewed by examining the document
titled, ‘‘Change Matrix for API Spec. 2C
Comparison of Editions 2 and 6 and
Change Matrix for API Spec. 2C
Comparison of Editions 6 and 7,’’
provided as supplemental information
in the public docket for this proposed
rule.
API Spec. 2C and API RP 2D do not
have a threshold limiting the size of
cranes to which they apply. However,
the Coast Guard believes that small
cranes and other lifting appliances are
satisfactory for operation, as long as
they are maintained and operated in
accordance with the manufacturer’s
recommendations. The Coast Guard
does not intend in this rulemaking to
capture small cranes or other lifting
appliances that have a lifting capacity
below 5 tons (10,000 lbs) that are used
only for special purposes, such as lifting
fuel transfer hoses or transferring
supplies or provisions. The Coast Guard
has incorporated provisions in the
proposed rule to address this matter,
and seeks comments concerning the
lifting capacity threshold and
exemption of smaller cranes from the
requirements of API Spec. 2C and API
RP 2D.
Currently, the regulations provide for
extensive plan review and inspections
and tests by Coast Guard personnel, the
American Bureau of Shipping (ABS), or
the International Cargo Gear Bureau
(ICGB). The ABS is a classification
society that can also act as a crane
certifying authority. Classification
societies perform many functions and
conduct or witness various tests in the
survey of a vessel. The ICGB is a
membership corporation which
primarily provides registration,
inspection, certification, and
documentation services for materials
handling appliances and devices that
are afloat, shore-based, and offshore.
The ICGB is limited in that it is
primarily concerned with cranes and
cargo handling machinery and gear,
whereas an approved classification
society can perform those functions,
tests, and inspections that lead to the
complete certification of a vessel.
The current regulations only allow
ABS and ICGB to conduct crane
inspections and certifications on behalf
of the Coast Guard.
Until the passage of the 1996 Coast
Guard Authorization Act (Pub. L. 104–
324, 110 Stat. 3901), the Coast Guard
could only delegate marine safety
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Federal Register / Vol. 78, No. 92 / Monday, May 13, 2013 / Proposed Rules
functions related to vessel plan review
and inspection to ABS. Section 607 of
Pub. L. 104–324 amended 46 U.S.C.
3316 to allow delegation of these
functions to a classification society
based in a foreign country. This
authority provides that additional
classification societies may be
authorized to review and approve plans
and to conduct vessel inspections and
examinations on behalf of the Coast
Guard. This also means that other
classification societies may be utilized
in a manner similar to the ABS. The
Coast Guard proposes to allow
organizations, other than just ABS and
ICGB, to perform these tasks. The
proposed rule would expand the list of
organizations, beyond ABS and ICGB,
that can inspect and certify cranes.
The Coast Guard expects that, due to
the additional classification societies
that may review and approve crane
plans and conduct crane inspections
and examinations, vessel owners and
operators would have reduced crane
operational down time, greater
flexibility in scheduling crane
inspections, and greater flexibility in
meeting required standards. But before
any classification society can be
delegated authority under this
amendment to act on behalf of the Coast
Guard for any purpose, the statute
requires that the classification society be
recognized by the Coast Guard.
The option to use other organizations
for crane approvals and inspections has
proven successful on other Coast Guard
inspected vessels.1 These organizations
have personnel who are specifically
trained and qualified to witness tests of
cranes and conduct crane inspections,
and these inspections can often be
scheduled more conveniently than
inspections by the Coast Guard. It is
common marine industry practice to
rely on other organizations for surveys
and certification of cranes. In fact,
actual crane inspections by Coast Guard
marine inspectors have become rare.
The proposed rule would expand the
current list of crane-certifying
authorities in the regulations by
allowing all classification societies
recognized under 46 CFR part 8 to
inspect, test, and certify cranes.
Therefore, recognized classification
societies would be able to conduct
inspections and tests on behalf of the
Coast Guard, issue certificates under
international treaties and conventions,
and certify cranes on these vessels. This
will eliminate the complication of one
1 See 46 CFR 91.25–25 and 31.10–16 for
acceptance of other organizations or associations for
certification of cranes and cargo handling
machinery and gear on cargo and miscellaneous
vessels and tank vessels, respectively.
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classification society issuing vessel
certificates and another certifying
authority (ABS or ICGB) issuing crane
certifications. This will increase
efficiency and reduce costs for owners
or operators of MODUs, OSVs, and
floating OCS facilities. The owners or
operators of MODUs, OSVs, and floating
OCS facilities would present certificates
and test documents from these
recognized classification societies to the
Coast Guard during initial installation
or during the regular inspection for
certification as proof that the cranes
were certified and inspected in a
satisfactory manner.
The proposed rule would also allow
crane manufacturers who have a license
from API to affix API monograms to
their cranes to be recognized as cranecertifying authorities. As outlined in
Annex C of API Spec. 2C, by affixing an
API monogram to a crane nameplate, a
crane manufacturer certifies that
construction of the crane complies in all
details to API Spec. 2C, ‘‘Specification
for Offshore Pedestal Mounted Cranes.’’
There is duplication of effort
involving safety of cranes among the
Coast Guard, ABS, ICGB, and crane
manufacturers that results in extra costs
to U.S. vessel owners. Under 46 U.S.C.
3316, the Coast Guard has the authority
to delegate to classification societies the
ability to conduct inspections and plan
review on behalf of the United States.
Title 46, U.S.C. 3103 allows the Coast
Guard to rely on reports, documents,
and records to establish compliance
with statutory and regulatory
requirements. To address the additional
costs associated with the duplicative
effort, the Coast Guard proposes to
implement the monogram program that
is already provided for in the standard
proposed for incorporation.
Accordingly, cranes affixed with an
API monogram on the nameplate would
be accepted as being designed and
constructed in accordance with API
Spec. 2C. However, such cranes would
not be considered satisfactory for use on
inspected vessels without a continued
program of tests and inspections
witnessed or conducted annually by a
crane-certifying authority. The Coast
Guard would have the option to
conduct, at any time, an audit of the
crane certification and inspection
process to ensure satisfactory
performance of an organization or API
monogram license holder.
This approach is consistent with the
Coast Guard’s efforts to implement
alternative compliance methods that are
provided for in 46 CFR 107.205. This
proposed rule would not undermine the
authority of the Officer in Charge,
Marine Inspection, to visually inspect
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and examine cranes as part of their
periodic inspections and take action as
needed to ensure that installed cranes
and their associated equipment are
suitable for their intended service as
outlined in 46 CFR 107.270.
IV. Discussion of Proposed Rule
A description of the changes we
propose to make to 46 CFR part 107 are
as follows:
46 CFR 107.111: We propose to
modify § 107.111 by adding a definition
for ‘‘crane’’ that clarifies the type of
crane (pedestal), its use (offshore
operations), and a minimum lifting
capacity of 5 tons (10,000 lbs) that is to
be certified and inspected under the
subchapter.
46 CFR 107.115: We propose to
update and combine the incorporation
by reference language in paragraphs (a)
and (b) into a new paragraph (a), and to
add new paragraphs (b), (c), and (d) to
update the reference standards for API
and to note the currently referenced
standards for ABS and ASTM. We
propose to delete references to
standards of the American National
Standards Institute (ANSI), the
International Cargo Gear Bureau (ICGB),
the National Fire Protection Association
(NFPA), and Underwriters Laboratories
(UL).
46 CFR 107.231: We propose to
modify § 107.231(m) by providing the
correct cross-reference to the
requirements for inspection and testing
of cranes found in § 107.259 and
deleting the current cross-reference
pointing to the requirements for
certification of cranes found in
§ 107.258.
46 CFR 107.258: We propose to add a
new § 107.258(a) containing language
requiring that cranes and crane
foundations be certified as being
designed and constructed to the latest
edition of API Spec. 2C, ‘‘Specification
for Offshore Pedestal Mounted Cranes,’’
or other equivalent standard identified
by the Coast Guard. The term ‘‘other
equivalent standard’’ may refer to the
standards of a classification society
recognized by the Coast Guard or other
national or international organization
specifically recognized by the Coast
Guard. We recognize that cranes
designed, constructed, and maintained
in class to the classification standards of
a recognized classification society may
offer an equivalent level of safety to
cranes designed, constructed, and
maintained in accordance with API
Spec. 2C. Accordingly, we propose to
include language to allow for Coast
Guard review of these and other
equivalencies.
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We propose to redesignate existing
paragraph (a) as paragraph (b), and the
list of crane-certifying authorities in
existing paragraphs (a)(1) and (a)(2) as
paragraphs (b)(1) and (b)(2),
respectively. We propose to modify
redesignated paragraph (b)(1) by
deleting a reference to ABS and
replacing it with ‘‘recognized
classification societies as outlined in 46
CFR part 8,’’ a group that includes ABS.
We also propose adding a new
paragraph (b)(3) to allow recognition of
crane manufacturers, as specified in
Annex C of API Spec. 2C, who are
licensed by API to affix the API
monogram to their cranes, thereby
certifying that their cranes are designed
and constructed in compliance with API
Spec. 2C.
We propose to redesignate existing
paragraphs (b), (b)(1), and (b)(2) as
paragraphs (c), (c)(1), and (c)(2),
respectively, which list the revised
conditions under which all cranecertifying authorities would be required
to base their certification. We propose to
modify the text in redesignated
paragraph (c)(2) to distinguish between
inspection and testing requirements
needed for initial crane certification and
the requirements for periodic
inspections and tests. Periodic
inspections and tests are meant to
provide evidence that a crane is suitable
for continued service after it has been
initially tested and inspected in
accordance with the most recent edition
of APR RP 2D, ‘‘Recommended Practice
for Operation and Maintenance of
Offshore Cranes,’’ currently the Sixth
Edition (May 2007) and certified as
being designed in accordance with the
most recent edition of API Spec. 2C,
‘‘Specification for Offshore Pedestal
Mounted Cranes,’’ currently the Seventh
Edition (March 2012).
Finally, we propose to add a new
paragraph (e) to allow the Coast Guard
to, at any time, conduct oversight audits
on crane-certification authorities to
ensure that cranes are designed,
constructed, inspected, tested, and
maintained in accordance with
recognized standards as modified by the
regulations.
46 CFR 107.259: We propose to
modify § 107.259(a) by updating crane
inspections and tests to refer to the
latest edition of API RP 2D,
‘‘Recommended Practice for Operation
and Maintenance of Offshore Cranes,’’
or other equivalent standard identified
by the Coast Guard. For the same
reasons discussed under the section
explaining proposed changes to 46 CFR
107.258, we propose to include
language to allow for Coast Guard
review of these and other equivalencies.
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In § 107.259(b), we propose to revise
the sentence to clarify that our intention
is to require certifying authorities only
for the annual inspections and tests
required by revised API RP 2D, Chapter
4, including the periodic load tests
required by § 107.260. API RP 2D
outlines a number of routine tests and
inspections that must be performed
periodically on cranes, and it is not our
intention to require that all these tests
and inspections be carried out by cranecertifying authorities. Routine tests and
inspections should be carried out at
intervals and conducted by persons as
outlined in Chapter 4 of API RP 2D. We
also propose to remove a direct listing
of the persons or organizations who may
witness tests and conduct inspections
identified in existing paragraph (b)(1)
and (2). Coast Guard marine inspectors
listed in existing paragraph (b)(1) are no
longer used for such purposes and have
been removed from the list of persons
who may be called to witness tests or
conduct inspections of cranes. ABS and
ICGB, listed in existing paragraph (b)(2)
are proposed to be included as
‘‘qualified inspectors’’ as defined in API
RP 2D, Sixth Edition (May 2007), of an
approved crane-certifying authority
listed under proposed § 107.258. We
propose this change to clarify the level
of personnel training and experience
necessary to accurately conduct
inspections and witness tests of cranes
in accordance with API RP 2D.
Inspectors of a crane-certifying authority
receive a high level of training and
formal qualification for inspecting and
testing specific types of cranes. As such,
the Coast Guard believes they provide
the level of expertise that is necessary
to ensure cranes are designed, installed,
and maintained to high safety standards.
Coast Guard marine inspectors may
continue to conduct visual
examinations of cranes and crane
foundations during the course of routine
vessel inspections for certification,
annual, periodic, and other inspections
and examinations, and can take action
as outlined in 46 CFR 107.270 to correct
problems or suspend crane operations if
a crane is found in an unsafe condition.
We propose to modify § 107.259(c) to
reflect that tests and inspections must
be conducted and certified by a
qualified inspector of an approved
crane-certifying authority, rather than
just ABS or the ICGB. We propose to
modify § 107.259(c) to reflect that the
qualified inspector must certify that the
tests and inspections were conducted in
accordance with the API specifications,
or other equivalent standard.
46 CFR 107.260: We propose to
modify this section by deleting the table
in existing paragraph (a) and the
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information in existing paragraph (b)
because these items have been
incorporated into the updated reference
of API RP 2D, and, therefore, do not
need to be specified in regulatory text.
Accordingly, we propose to revise
paragraph (a) by adding reference to the
section of API Spec. 2C that outlines
load testing requirements for cranes.
46 CFR 107.309: We propose to
modify this section by requiring that
certain plans and information for cranes
and crane foundations be reviewed and
approved by approved certification
authorities. We propose to update
§ 107.309(a)(1) to reference the latest
edition of API Spec. 2C, and to specify
the location in API Spec. 2C where
critical components are listed. We
propose to relocate existing
§ 107.309(a)(2) to a new § 107.309 (b)(3)
as these items are reviewed by the Coast
Guard Marine Safety Center. We
propose to redesignate existing
paragraphs (a)(3) and (a)(4) as
paragraphs (a)(2) and (a)(3),
respectively. In redesignated paragraph
(a)(3), we propose to replace the existing
text with information referencing
section 4.1 of API Spec. 2C. This section
contains information not previously
specified that was added to API Spec.
2C over the course of its revision that
the Coast Guard believes should be
reviewed and approved by approved
certification authorities to allow better
overall assessment of crane designs.
Such information includes load and
information charts, crane foundation
design forces and moments, certification
of critical components, an operations,
parts, and maintenance manual, and a
failure mode assessment for gross
unintended overloads. As discussed
earlier, we propose to modify the text in
§ 107.309(b) to clarify that certain plans
and information must be reviewed and
approved by the Coast Guard Marine
Safety Center, and to add
§ 107.309(b)(3).
A description of the changes we
propose to make to 46 CFR part 108 are
as follows:
46 CFR 108.101: We propose to
modify § 108.101 by updating it to
conform with general formatting
requirements for incorporated by
reference sections. Specifically, we
propose to combine the incorporation
by reference language in paragraphs (a)
and (b) into a new paragraph (a), and to
remove the table format associated with
existing paragraph (b). We propose
adding a new paragraph (b) to reflect the
updated reference to ANSI standard Z–
89.1–1969, which is now ANSI standard
A–A–2269A NOT 1 identified in
existing § 108.497(f) but not currently
listed as being incorporated by
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reference. We also propose adding a
new paragraph (c) to reflect the
reference to API Spec. 2C identified in
existing § 108.601 but not currently
listed as being incorporated by
reference. Information concerning the
referenced standards of ASTM, IMO,
and NFPA would be organized into new
paragraphs (d), (e), and (f), respectively.
46 CFR 108.105: We propose to
modify this section by making a minor
editorial change and by stating that the
specified standard is incorporated by
reference in § 108.101.
46 CFR 108.427; 108.430; 108.497;
108.503; 108.645; 108.646; 108.647;
108.649; and 108.655: We propose to
modify these sections by stating that the
specified standard is incorporated by
reference in § 108.101.
46 CFR 108.601: We propose to
update the reference in § 108.601 to
refer to the latest edition of API Spec.
2C, ‘‘Specification for Offshore Pedestal
Mounted Cranes,’’ and include a
provision that allows the Coast Guard to
recognize other standards as an
equivalency. Such standards may
include cranes designed, installed, and
maintained in class to the classification
standards of a recognized classification
society. We also propose to remove
§ 108.601(b) in its entirety because the
items were incorporated into the revised
API Spec. 2C standard and are no longer
required to be listed separately in
regulatory text.
A description of the changes we
propose to make to 46 CFR part 109 are
as follows:
46 CFR 109.105: We propose to
modify § 109.105 by updating it to
conform with general formatting
requirements for incorporation by
reference sections. Specifically, we
propose to combine the incorporation
by reference language in paragraphs (a)
and (b) into a new paragraph (a) and
remove the table format associated with
existing paragraph (b). We propose
adding a new paragraph (b) to reflect the
reference to API Spec. 2C and API RP
2D identified in existing § 109.437(a)
and (b), § 109.521, and § 109.527(c), but
not currently listed as being
incorporated by reference. Information
concerning the referenced standards of
ASTM and IMO would be organized
into new paragraphs (c) and (d).
46 CFR 109.437: We propose to
modify § 109.437(a)(1) by updating the
reference for API nameplate data to
reflect its location in the latest edition
of API Spec. 2C, ‘‘Specification for
Offshore Pedestal Mounted Cranes.’’ We
propose to modify the text in
§ 109.437(a)(2) to use the term ‘‘load
rating chart’’ instead of ‘‘rates load
chart’’ as used in the latest edition of
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API Spec. 2C. We propose to modify
§ 109.437(b) by updating the reference
for recording information on
inspections, tests, and maintenance to
reflect its location in the latest edition
of API RP 2D, ‘‘Recommended Practice
for Operation and Maintenance of
Offshore Cranes.’’ We propose to replace
existing § 109.437(d) and to modify
§ 109.437(c) to incorporate the
requirements from existing paragraph
(d). Finally, we propose to redesignate
existing § 109.437(e) through (h) as
§ 109.437(d) through (g), respectively,
based on our modifications.
46 CFR 109.439: We propose to make
minor editorial changes to this section.
In the opening sentence we propose to
replace the words, ‘‘shall insure’’ with
‘‘must ensure’’. In paragraph (b) we
propose to delete ‘‘or’’ before the word
‘‘manufacturers’’ and replace it with
‘‘issued by’’ to provide clarification.
46 CFR 109.521: We propose to add a
sentence to clarify that cranes and other
lifting appliances that do not meet the
definition in § 107.111 must be operated
and maintained in accordance with the
manufacturer’s recommendations.
46 CFR 109.525: We propose a minor
editorial change to this section by
replacing the word ‘‘shall’’ with the
word ‘‘must.’’
46 CFR 109.527: We propose minor
editorial changes. In paragraphs (a) and
(b), we propose to change the word
‘‘shall’’ to ‘‘must.’’ In paragraph (c), we
propose changing the word ‘‘shall’’ to
‘‘must’’ and also updating and clarifying
information relative to the specified
standard (API RP 2D).
46 CFR 109.529: We propose to add a
new section covering lifting operations,
which specifies that lifting operations
must be conducted in accordance with
the requirements in 33 CFR chapter I,
subchapter N. Subchapter N is already
applicable to vessels and floating
facilities, and our intent with this new
section is to point out that information
in 33 CFR subchapter N concerning
lifting operations is relevant and
applicable to vessels with cranes that
are inspected under this part of 46 CFR.
Among other things, subchapter N
specifies requirements for workplace
safety and health, including
requirements for personnel protective
equipment.
46 CFR 109.563: We propose minor
editorial changes to this section. In
paragraph (a)(6) we propose to replace
the word ‘‘which’’ with the word ‘‘that’’
and identify the location where IMO
Assembly resolution A.654(16) is
incorporated by reference.
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V. Incorporation by Reference
Material proposed for incorporation
by reference appears in §§ 107.258,
107.259, 107.260, 107.309, 108.601,
109.437, 109.521, 109.527, and 109.563.
The references to the incorporation by
reference standards in existing
§§ 107.115, 108.101, and 109.105 would
be updated to conform with general
formatting requirements for
incorporated by reference sections. In
addition, ‘‘incorporated by reference,
see § 108.101’’ has been added to
§§ 108.105(c)(1), 108.427(a), 108.497(f),
108.503, 108.645(a)(4), 108.646(a),
108.647, 108.649(a)(2) and (b), and
108.655(e). Additional editorial and
conforming language is included in this
NPRM to update references to the
proposed regulatory modifications
addressing incorporation by reference.
You may inspect this material at U.S.
Coast Guard Headquarters where
indicated under ADDRESSES. Copies of
the material are available from the
sources listed in §§ 107.115, 108.101,
and 109.105.
Before publishing a binding rule, we
will submit this material to the Director
of the Federal Register for approval of
the incorporation by reference.
VI. Regulatory Analyses
We developed this proposed rule after
considering numerous statutes and
executive orders related to rulemaking.
Below we summarize our analyses
based on 14 of these statutes or
executive orders.
A. Regulatory Planning and Review
Executive Orders 12866 (‘‘Regulatory
Planning and Review’’) and 13563
(‘‘Improving Regulation and Regulatory
Review’’) direct agencies to assess the
costs and benefits of available regulatory
alternatives and, if regulation is
necessary, to select regulatory
approaches that maximize net benefits
(including potential economic,
environmental, public health and safety
effects, distributive impacts, and
equity). Executive Order 13563
emphasizes the importance of
quantifying both costs and benefits, of
reducing costs, of harmonizing rules,
and of promoting flexibility. This NPRM
has not been designated a ‘‘significant
regulatory action’’ under section 3(f) of
Executive Order 12866. Accordingly,
the NPRM has not been reviewed by the
Office of Management and Budget.
A draft Regulatory Analysis is
available in the docket where indicated
under the ‘‘Public Participation and
Request for Comments’’ section of this
preamble. A summary of the Regulatory
Analysis follows:
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The proposed rule would amend the
existing regulations for cranes on
offshore supply vessels, MODUs, and
floating OCS facilities to allow
additional organizations to issue crane
certificates and to incorporate the latest
editions of industry standards.
The proposed rule is necessary
because the current regulations do not
reflect the safest available practices and
technologies used by industry, and the
regulated public needs additional
options for obtaining crane certifications
and conducting crane inspections. Parts
of the industry have adopted the newer
standards but there are gaps across the
industry in adopting the standards in
full or in part. The Coast Guard believes
that the risk associated with public
safety could increase without broader
use of the latest editions of industry
standards.
The Regulatory Analysis provides an
evaluation of the economic impacts
associated with this proposed rule.
Table 1 provides a summary of the
proposed rule’s costs and benefits.
TABLE 1—SUMMARY OF THE IMPACTS OF THE PROPOSED RULE
Category
Summary
Applicability ..........................
Affected Population ..............
Costs ($ million, 7% discount
rate).
Quantified Benefits and Cost
Savings ($ million, 7% discount rate).
Unquantified Benefits ...........
All U.S.-flagged OSV, MODUs, and floating OCS facilities with cranes of a lifting capacity of 5 tons (10,000 lbs)
or more; crane manufacturers that service the offshore industry; and class societies.
52 marine employers with crane-equipped offshore vessels; 9 marine employers with 18 floating OCS facilities;
24 marine employers with crane-equipped MODUs; 19 crane manufacturers; 2 cargo gear organizations, and 7
classification societies.
$0.445 (annualized) $3.13 (10-year).
$1.481 (annualized) $10.41(10-year).
* Update industry practices.
* Aid to quality control.
* maintain safety.
These costs include industry costs plus the Government’s costs.
Affected Population
Costs
Based on Coast Guard data, we
estimate this proposed rule would affect
52 businesses that own OSVs with
cranes having 5 tons (10,000 lbs) or
more lifting capacity, 24 businesses that
own MODUs with cranes, 9 businesses
that own 18 floating OCS facilities, 2
cargo gear organizations, 19 crane
manufacturers, and approximately 7
classification societies.
The proposed rule would require
several actions by affected parties.
These actions include training,
purchasing API standards, and
inspecting or reviewing operations. We
estimate the costs of the proposed rule
to be the highest the first year of
compliance, at approximately $0.886
million (undiscounted 2011 dollars),
with additional annually recurring costs
as shown in table 2 and described
further in the Regulatory Analysis. For
the 10-year period of this analysis, we
estimate the annualized discounted cost
of this proposed rule to be $0.445
million at a 7 percent discount rate, for
a total of $3.12 million over 10 years,
and $0.435 million at a 3 percent
discount rate, for a total of $3.71 million
over 10 years. The following table
presents, by year, the costs of the
proposed rule.
TABLE 2—ESTIMATED COSTS OF THE PROPOSED RULE
Year
Discounted 7%
Discounted 3%
Undiscounted
$828,183
329,385
307,836
287,697
268,876
251,286
234,847
219,483
205,124
191,705
$860,345
355,465
345,111
335,060
325,301
315,826
306,627
297,696
289,025
280,607
$886,156
377,112
377,112
377,112
377,112
377,112
377,112
377,112
377,112
377,112
Total ........................................................
Annualized ..............................................
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1 .....................................................................
2 .....................................................................
3 .....................................................................
4 .....................................................................
5 .....................................................................
6 .....................................................................
7 .....................................................................
8 .....................................................................
9 .....................................................................
10 ...................................................................
3,124,421
444,847
3,711,062
435,050
4,280,167
428,017
We estimate the requirement for the
master or person in charge to ensure
that each crane is operated and
maintained in accordance with API RP
2D, ‘‘Recommended Practice for
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Operation and Maintenance of Offshore
Cranes,’’ Sixth Edition (§ 109.521
Cranes: General) as the primary cost
driver throughout the 10-year period of
analysis. The requirement, in turn,
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would initiate training requirements for
crane operators, inspectors, and riggers.
See Table 3 for a summary of
annualized costs by requirement
category.
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TABLE 3—SUMMARY OF THE ANNUALIZED COSTS OF THE PROPOSED RULE ($)
Annualized*
Category
7%
3%
109.521 Cranes: General (Operational Costs) ....................................................
109.521 Cranes: General (Training Costs) .........................................................
107.259 Crane Inspection and Testing ...............................................................
Other (including Government Costs) ...................................................................
$19,645
294,203
128,514
2,485
$16,803
287,345
128,514
2,387
Total ..............................................................................................................
444,847
435,050
* Rounded to the nearest one.
The proposed changes that would
require the regulated public to have the
master or person in charge ensure that
each crane is operated and maintained
in accordance with API RP 2D,
‘‘Recommended Practice for Operation
and Maintenance of Offshore Cranes,’’
Sixth Edition (§ 109.521 Cranes:
General) comprise approximately 70
percent of the costs throughout the 10year period of analysis. Of this, 66
percent is due to the set of requirements
dealing with training. The proposed
changes to § 107.259, Crane inspection
and testing, amount to 29 percent of the
total costs. Table 4 presents a summary
of the costs by requirement as a
percentage of the total annualized costs
of the proposed rule.
TABLE 4—SUMMARY OF COSTS BY REQUIREMENT OF THE PROPOSED RULE
[As a percentage of annualized cost]
Annualized cost
(Percent)
Requirements
§ 109.521 Cranes: General (Operational Costs) .......................................................................................................
§ 109.521 Cranes: General (Training costs) .............................................................................................................
§ 107.259 Crane Inspection and Testing ...................................................................................................................
Other (including Government costs) ..........................................................................................................................
4
66
29
1
Total (rounded to the nearest one) ....................................................................................................................
100
Benefits
The proposed rule would amend
existing regulations regarding cranes in
OCS activities, and is expected to have
several positive direct and indirect
effects for the regulated public.
The Coast Guard is pursuing this
amendment to existing standards to
reflect technological improvements and
to expand protection of offshore
workers. The proposed rule contains
provisions that would enhance safety.
Similarly, the proposed rule would
initiate requirements that would offer
business opportunities for the issuance
of crane certificates and would offer the
regulated public flexibility for the
acquisition of crane certificates.
The proposed rule would promote
maritime safety by offering provisions
for more practicable and efficient
management of risk associated with
offshore cranes. The proposed rule
contains additional provisions that
would either offer greater flexibility for
compliance or offer an opportunity for
a potential cost savings. Table 5
presents data on the hazards that have
been caused by accidents involving
cranes.
TABLE 5—BASELINE OF FATALITIES, INJURIES, OIL SPILLS, AND PROPERTY DAMAGE
[2006–2010]
Impact
Count
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Fatalities ............................................................................................................................................................................................
Injuries ..............................................................................................................................................................................................
Oil Spills ............................................................................................................................................................................................
Amount of Oil Spilled (gallons) .........................................................................................................................................................
Property Damage (This figure is likely an underestimate. Some property damage was not assessed a damage figure in the
MISLE file.).
Congestion and Delays ....................................................................................................................................................................
See the preliminary Regulatory
Analysis available in the docket for a
detailed analysis of the costs and
benefits of this rulemaking.
The Coast Guard considered the
following alternatives when developing
the proposed rule:
1. Take no action.
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2. Allow industry to develop its own
standard.
3. Issue a new policy letter or
Navigation and Vessel Inspection
Circular.
4. The API standards contain both
mandatory and non-mandatory
provisions; an alternative is to make the
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3.
11.
30.
205.43.
$2,566,415.
Not quantified.
mandatory and non-mandatory
provisions requirements under the
proposed rule.
5. Retain the existing editions of the
API standards but promulgate the other
proposed changes.
6. Do not include the exemption for
small cranes.
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7. Develop a different timetable for
small entities.
8. Provide an exemption for small
entities (from the rule or any part
thereof).
Alternatives 1 and 2 are not preferred
because they do not offer solutions to
updating the CFR. Alternative 1 would
result in the continuation of a situation
in which the outdated guidance of the
older editions creates a safety hazard
potential and an enforcement issue, as
well as increases the difficulty of
complying with standards that are no
longer available. Alternative 2 is not
ideal because the industry could
develop its own standard that may not
be acceptable to the Coast Guard. They
also do not allow for cost savings
opportunities that would arise by
amending the regulations to permit an
increased number of organizations
eligible to issue crane certifications.
Alternative 3 would communicate
information to the regulated public and,
although it would potentially increase
public safety, it would not allow for cost
savings opportunities outlined in the
proposed rule or update the CFR.
Likewise, it offers no assurance of
compliance and no enforcement
mechanism. Alternative 4 would offer
all the benefits of the proposed rule and
we anticipate it would create a situation
of increased safety as predicted by the
proposed rule. However, not all API
recommendations (e.g., non-mandatory
provisions of the API standards) are
suitable for Coast Guard-regulated
industries; to make all API
recommendations regulatory
requirements in the CFR may result in
required activities that have no
increased benefit compared to the
proposed alternative. Alternative 5 is
feasible; however, the API standards
currently referenced in the CFR are
outdated and, therefore, there is no
benefit in retaining them. Alternative 6
is feasible but would create a situation
in which members of the regulated
public would be required to engage in
activities that offered no benefit and
possibly a disbenefit. Alternative 7
would offer a different timetable for
small entities; although this is feasible,
it has little added benefit to small
entities. The proposed rule’s increased
costs for small entities are low, and
some small entities may experience no
additional cost because many proposed
requirements are now being followed by
the regulated public, and such an
exemption would not offer cost savings
opportunities. This alternative could
lower the level of safety to small entities
as compared to the rest of the
population. Alternative 8, which would
allow for an exemption for small
27921
entities, is feasible. The Coast Guard
notes that many proposed provisions
would not fully impact materially or
result in a behavioral change to some
small entities since some are already in
compliance with parts of the proposed
regulation. The proposed changes are
low in cost on the individual level and
have a low implementation burden.
B. Small Entities
Under the Regulatory Flexibility Act
(5 U.S.C. 601–612), we have considered
whether this proposed rule would have
a significant economic impact on a
substantial number of small entities.
The term ‘‘small entities’’ comprises
small businesses, not-for-profit
organizations that are independently
owned and operated and are not
dominant in their fields, and
governmental jurisdictions with
populations of fewer than 50,000.
We determined that the proposed rule
would not have a significant economic
impact on a substantial number of small
entities. We found that small entities
affected by this proposed rule were
small businesses consisting of the
owners and operators of OSVs, MODUs,
and floating OCS facilities, crane
manufacturers, classification societies,
and cargo gear organizations (see table
6).
TABLE 6—ESTIMATED AFFECTED POPULATION OF THE PROPOSED RULE
Group
Estimated population
2
7
52
24
9
19
Total ..............................................................................................................................................................................
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Cargo Gear Organization ....................................................................................................................................................
Classification Societies ........................................................................................................................................................
Businesses that own OSVs with Cranes .............................................................................................................................
Businesses that own MODUs with Cranes .........................................................................................................................
Businesses that own Floating OCS Facilities .....................................................................................................................
Crane Manufacturers ...........................................................................................................................................................
113
The results of our small business
impact analysis show that, among the
groups of affected entities, the proposed
rule would have little impact on
revenues (e.g., less than 1 percent cost
to revenue impact). For owners and
operators of MODUs with cranes that
meet the Small Business Administration
(SBA) small business size standards, the
proposed rule’s cost would be between
0 and 1 percent of total revenues for 100
percent of small businesses. For owners
and operators of vessels with cranes, the
proposed rule’s cost would be between
0 and 1 percent of total revenue for 100
percent of small businesses. Among the
class societies, none met the SBA small
business size standard and 100 percent
had a cost-to-revenue impact of 0 to 1
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percent. None of the businesses that
own floating OCS facilities met the SBA
small business size standard and none
were anticipated to have cost-to-revenue
impacts greater than 1 percent of
revenue. For crane manufacturers, an
estimated 63 percent were small
entities, but these entities are in
compliance with the proposed changes
and would not have additional costs
unless they applied for acceptance to
issue crane certificates. For those, all
would have a cost-to-revenue impact of
0 to 1 percent.
In summary, the Coast Guard certifies
that the proposed rule would not have
a significant economic impact on a
substantial number of owners and
operators of offshore vessels, MODUs,
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and floating OCS facilities and crane
manufacturers. We also certify under 5
U.S.C. 605(b) that this proposed rule
would not have a significant economic
impact on a substantial number of
classification societies or cargo gear
organizations.
We are interested in the potential
impacts from this proposed rule on
small businesses and we request public
comment on these potential impacts. If
you think that your business,
organization, or governmental
jurisdiction qualifies as a small entity
and that this proposed rule would have
a significant economic impact on it,
please submit a comment to the Docket
Management Facility at the address
under ADDRESSES. In your comment,
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explain why you think it qualifies and
how and to what degree this proposed
rule would economically affect it.
C. Assistance for Small Entities
Under section 213(a) of the Small
Business Regulatory Enforcement
Fairness Act of 1996 (Pub. L. 104–121),
we want to assist small entities in
understanding this proposed rule so that
they can better evaluate its effects on
them and participate in the rulemaking.
If the proposed rule would affect your
small business, organization, or
governmental jurisdiction and you have
questions concerning its provisions or
options for compliance, please consult
Mr. Ken Smith, CG–OES–2, U.S. Coast
Guard; telephone 202–372–1413 or
email Ken.A.Smith@uscg.mil. The Coast
Guard will not retaliate against small
entities that question or complain about
this proposed rule or any policy or
action of the Coast Guard.
Small businesses may send comments
on the actions of Federal employees
who enforce, or otherwise determine
compliance with, Federal regulations to
the Small Business and Agriculture
Regulatory Enforcement Ombudsman
and the Regional Small Business
Regulatory Fairness Boards. The
Ombudsman evaluates these actions
annually and rates each agency’s
responsiveness to small business. If you
wish to comment on actions by
employees of the Coast Guard, call 1–
888–REG–FAIR (1–888–734–3247).
emcdonald on DSK67QTVN1PROD with PROPOSALS
D. Collection of Information
This proposed rule would amend an
existing collection of information as
defined by the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501–3520); the
proposal adds requirements for
recording and recordkeeping. For
example, the proposal adds
requirements for training materials,
training documentation and performing
inspections and maintaining records of
the results. As defined in 5 CFR
1320.3(c), ‘‘collection of information’’
comprises reporting, recordkeeping,
monitoring, posting, labeling, and other
similar actions. The title and
description of the information
collections, a description of those who
must collect the information, and an
estimate of the total annual burden
follow. The estimate covers the time for
reviewing instructions, searching
existing sources of data, gathering and
maintaining the data needed, and
completing and reviewing the
collection.
Title: Plan Approval & Records for
Tank, Passenger, Cargo & Miscellaneous
Vessels, Mobile Offshore Drilling Units,
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Nautical School Vessels and
Oceanographic Research Vessels.
OMB Control Number: 1625–0038.
Summary of the Collection Of
Information: The existing collection of
information requires written responses
such as submitted plans. The proposed
rule would require responses ranging
from the review of documentation and
the procurement of written materials to
the preparation of written information.
Some examples of the proposed rule’s
collections of information include
training documentation, procurement of
industry standards and applications for
acceptance. The collection of
information would aid the regulated
public in assuring safe practices
associated with cranes.
Need For Information: The Coast
Guard needs this information to
determine whether an entity meets the
regulatory requirements.
Proposed Use of Information: The
Coast Guard would use this information
to determine whether an entity meets
the regulatory requirements.
Description of the Respondents: The
respondents are owners and operators of
U.S.-flagged vessels, MODUs and
floating OCS facilities with offshore
pedestal cranes with a lifting capacity
equal to or greater than 5 tons (10,000
lbs), classification societies, and crane
manufacturers.
Number of Respondents: The burden
of this proposed rule for this collection
of information includes certifications,
approval requests, procurement of
written materials, preparation of records
and records of inspections. This
collection of information applies to
owners/operators of crane-equipped
offshore vessels, MODUs and floating
OCS facilities; crane manufacturers;
classification societies; and cargo gear
organizations. We estimate the
maximum number of respondents is
112.
Frequency of Responses: This
proposed rule will vary the number of
responses each year by requirement.
Details are shown in the preliminary
Regulatory Analysis.
Burden of Response: The burden of
response for each regulatory
requirement varies. Details are shown in
the preliminary Regulatory Analysis.
Estimate of Total Annual Burden:
This proposed rule will increase burden
hours by 21,823.65 hours from the
previously approved burden estimate.
As required by the Paperwork
Reduction Act of 1995 (44 U.S.C.
3507(d)), we will submit a copy of this
proposed rule to the Office of
Management and Budget (OMB) for its
review of the collection of information.
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We ask for public comment on the
proposed collection of information to
help us determine how useful the
information is; whether it can help us
perform our functions better; whether it
is readily available elsewhere; how
accurate our estimate of the burden of
collection is; how valid our methods for
determining burden are; how we can
improve the quality, usefulness, and
clarity of the information; and how we
can minimize the burden of collection.
If you submit comments on the
collection of information, submit them
both to OMB and to the Docket
Management Facility where indicated
under ADDRESSES, by the date under
DATES.
You need not respond to a collection
of information unless it displays a
currently valid control number from
OMB. Before the Coast Guard could
enforce the collection of information
requirements in this proposed rule,
OMB would need to approve the Coast
Guard’s request to collect this
information.
E. Federalism
A rule has implications for federalism
under Executive Order 13132,
Federalism, if it has a substantial direct
effect on the States, on the relationship
between the national government and
the States, or on the distribution of
power and responsibilities among the
various levels of government.
It is well settled that States may not
regulate in categories reserved for
regulation by the Coast Guard. It is also
well settled, now, that all of the
categories covered in 46 U.S.C. 3306,
3703, 7101, and 8101 (design,
construction, alteration, repair,
maintenance, operation, equipping,
personnel qualification, and manning of
vessels), as well as the reporting of
casualties and any other category in
which Congress intended the Coast
Guard to be the sole source of a vessel’s
obligations, are within the field
foreclosed from regulation by the States.
(See the decision of the Supreme Court
in the consolidated cases of United
States v. Locke and Intertanko v. Locke,
529 U.S. 89, 120 S.Ct. 1135 (March 6,
2000).) This proposed rule concerns the
design, construction, alteration, repair,
maintenance, operation, and equipping
of cranes on MODUs, OSVs and floating
OCS facilities. Because the States may
not regulate within this category,
preemption under Executive Order
13132 is not an issue.
Additionally, Congress specifically
granted the authority to regulate floating
OCS facilities as it relates to the safety
of life to the Secretary of the Department
in which the Coast Guard is operating.
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Section 1333(d)(1) of 43 U.S.C. states
that the Secretary ‘‘shall have the
authority to promulgate and enforce
such reasonable regulations with respect
to lights and other warning devices,
safety equipment, and other matters
relating to the promotion of safety of life
and property on the artificial islands,
installations, and other devices . . . as
he may deem necessary.’’ As this rule
would regulate the operation,
maintenance, design, and construction
of cranes on MODUs, OSVs, and floating
OCS facilities, it falls within the scope
of authority Congress granted
exclusively to the Secretary. Therefore,
since the States may not regulate within
this category, preemption under
Executive Order 13132 is not an issue.
F. Unfunded Mandates Reform Act
The Unfunded Mandates Reform Act
of 1995 (2 U.S.C. 1531–1538) requires
Federal agencies to assess the effects of
their discretionary regulatory actions. In
particular, the Act addresses actions
that may result in the expenditure by a
State, local, or tribal government, in the
aggregate, or by the private sector of
$100,000,000 (adjusted for inflation) or
more in any one year. Though this
proposed rule would not result in such
an expenditure, we do discuss the
effects of this proposed rule elsewhere
in this preamble.
G. Taking of Private Property
This proposed rule would not cause a
taking of private property or otherwise
have taking implications under
Executive Order 12630, Governmental
Actions and Interference with
Constitutionally Protected Property
Rights.
emcdonald on DSK67QTVN1PROD with PROPOSALS
H. Civil Justice Reform
This proposed rule meets applicable
standards in sections 3(a) and 3(b)(2) of
Executive Order 12988, Civil Justice
Reform, to minimize litigation,
eliminate ambiguity, and reduce
burden.
I. Protection of Children
We have analyzed this proposed rule
under Executive Order 13045,
Protection of Children from
Environmental Health Risks and Safety
Risks. This proposed rule is not an
economically significant rule and would
not create an environmental risk to
health or risk to safety that might
disproportionately affect children.
J. Indian Tribal Governments
This proposed rule does not have
tribal implications under Executive
Order 13175, Consultation and
Coordination with Indian Tribal
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Governments, because it would not have
a substantial direct effect on one or
more Indian tribes, on the relationship
between the Federal Government and
Indian tribes, or on the distribution of
power and responsibilities between the
Federal Government and Indian tribes.
K. Energy Effects
We have analyzed this proposed rule
under Executive Order 13211, Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use. We have
determined that it is not a ‘‘significant
energy action’’ under that order because
it is not a ‘‘significant regulatory action’’
under Executive Order 12866 and is not
likely to have a significant adverse effect
on the supply, distribution, or use of
energy. The Administrator of the Office
of Information and Regulatory Affairs
has not designated it as a significant
energy action. Therefore, it does not
require a Statement of Energy Effects
under Executive Order 13211.
L. Technical Standards
The National Technology Transfer
and Advancement Act (15 U.S.C. 272
note) directs agencies to use voluntary
consensus standards in their regulatory
activities unless the agency provides
Congress, through the OMB, with an
explanation of why using these
standards would be inconsistent with
applicable law or otherwise impractical.
Voluntary consensus standards are
technical standards (e.g., specifications
of materials, performance, design, or
operation; test methods; sampling
procedures; and related management
systems practices) that are developed or
adopted by voluntary consensus
standards bodies.
This proposed rule uses the following
voluntary consensus standards: API
Spec. 2C, ‘‘Specification for Offshore
Pedestal Mounted Cranes,’’ and API RP
2D, ‘‘Recommended Practice for the
Operation and Maintenance of Offshore
Cranes.’’ The proposed sections that
reference these standards and the
locations where these standards are
available are listed in proposed 46 CFR
107.115, 108.101, and 109.105.
M. Environment
We have analyzed this proposed rule
under Department of Homeland
Security Management Directive 023–01
and Commandant Instruction
M16475.lD, which guide the Coast
Guard in complying with the National
Environmental Policy Act of 1969 (42
U.S.C. 4321–4370f), and have made a
preliminary determination that this
action is one of a category of actions that
do not individually or cumulatively
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27923
have a significant effect on the human
environment. A preliminary
environmental analysis checklist
supporting this determination is
available in the docket where indicated
under the ‘‘Public Participation and
Request for Comments’’ section of this
preamble. This rule revises existing
regulations to update industry standards
and allows the use of additional
organizations to act in lieu of Coast
Guard marine inspectors. These changes
fall under section 2.B.2, figure 2–1,
paragraphs (34)(a), (b), (d), and (e) of the
Instruction concerning the updating of
regulations for editorial reasons,
internal agency functions, vessel
inspections, and equipment approval.
We seek any comments or information
that may lead to the discovery of a
significant environmental impact from
this proposed rule.
List of Subjects
46 CFR Part 107
Cranes, Incorporation by reference,
Inspection and certification, Marine
safety, Mobile offshore drilling units,
Oil and gas exploration, Plan approval,
Reporting and recordkeeping
requirements, Vessels.
46 CFR Part 108
Cranes, Design and equipment, Fire
prevention, Incorporation by reference,
Marine safety, Mobile offshore drilling
units, Occupational safety and health,
Oil and gas exploration, Vessels.
46 CFR Part 109
Cranes, Incorporation by reference,
Marine safety, Occupational safety and
health, Mobile offshore drilling units,
Oil and gas exploration, Operations,
Reporting and recordkeeping
requirements, Reports, notifications,
and records, Vessels.
For the reasons discussed in the
preamble, the Coast Guard proposes to
amend 46 CFR parts 107, 108, and 109
as follows:
PART 107—INSPECTION AND
CERTIFICATION
1. The authority citation for part 107
is revised to read as follows:
■
Authority: 43 U.S.C. 1333; 46 U.S.C. 3103,
3306, 3307; 46 U.S.C. 3316; Department of
Homeland Security Delegation No. 0170.1;
§ 107.05 also issued under the authority of 44
U.S.C. 3507.
2. Amend § 107.111 to add the
definition, in alphabetical order, for
‘‘Crane’’ to read as follows:
*
*
*
*
*
Crane means a crane used in offshore
lifting operations that is pedestal
■
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mounted and has a lifting capacity of 5
tons (10,000 lbs) or more.
*
*
*
*
*
■ 3. Revise § 107.115 to read as follows:
emcdonald on DSK67QTVN1PROD with PROPOSALS
§ 107.115
Incorporation by reference.
(a) Certain material is incorporated by
reference into this part with the
approval of the Director of the Federal
Register under 5 U.S.C. 552(a) and 1
CFR part 51. To enforce any edition
other than that specified in this section,
the Coast Guard must publish notice of
change in the Federal Register and the
material must be available to the public.
All approved material is available for
inspection at the U.S. Coast Guard,
Office of Operating and Environmental
Standards (CG–OES), 2100 2nd Street
SW., Stop 7126, Washington, DC 20593–
7126, and is available from the sources
listed below. It is also available at the
National Archives and Records
Administration (NARA). For
information on the availability of this
material at NARA, call 202–741–6030,
or go to https://www.archives.gov/
federal_register/
code_of_federal_regulations/
ibr_locations.html.
(b) American Bureau of Shipping
(ABS), ABS Plaza, 16855 Northchase
Drive, Houston, TX 77060, 281–977–
5800, https://www.eagle.org.
(1) ABS Rules for Building and
Classing Mobile Offshore Drilling Units
(2008), IBR approved for § 107.305(hh).
(2) [Reserved]
(c) American Petroleum Institute
(API), 1220 L Street NW., Washington,
DC 20005–4070, 202–682–8000, https://
www.api.org.
(1) API Spec. 2C, ‘‘Specification for
Offshore Pedestal Mounted Cranes’’,
Seventh Edition (March 2012), IBR
approved for §§ 107.258(a), 107.260(b),
and 107.309(a).
(2) API RP 2D, ‘‘Recommended
Practice for Operation and Maintenance
of Offshore Cranes’’, Sixth Edition (May
2007), IBR approved for §§ 107.258(c),
107.259(a), (b), (c), and 107.260(a).
(d) ASTM International, 100 Barr
Harbor Drive, West Conshohocken, PA
19428–2959, 610–832–9500, https://
www.astm.org.
(1) 2011/2012 ‘‘Annual Book of ASTM
Standards,’’ Section 1—Iron and Steel
Products, IBR approved for
§ 107.305(hh).
(2) [Reserved]
■ 4. Revise § 107.231 paragraph (m) to
read as follows:
§ 107.231
Inspection for certification.
*
*
*
(m) Each crane is inspected and tested
in accordance with § 107.259 of this
part.
*
*
*
*
*
■ 5. Revise § 107.258 to read as follows:
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*
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§ 107.258
Crane certification.
(a) Each crane and crane foundation
installed after [insert effective date of
the final rule] must be certified as being
designed and constructed in accordance
with the American Petroleum Institute’s
(API) ‘‘Specification for Offshore
Pedestal Mounted Cranes,’’ API Spec.
2C, Seventh Edition (March 2012)
(incorporated by reference, see
§ 107.115) or other equivalent standard
identified by Commandant (CG–ENG).
Cranes installed prior to [insert effective
date of the final rule] must comply with
the regulations in effect at the time of
installation.
(b) The Coast Guard may accept
current certificates issued by Coast
Guard approved organizations as
evidence of condition and suitability of
cranes. The following organizations are
approved by the Coast Guard as cranecertifying authorities:
(1) Recognized classification societies
as outlined in 46 CFR part 8.
(2) International Cargo Gear Bureau,
Inc., 321 West 44th Street, New York,
NY 10036, on the Internet at https://
www.icgb.com.
(3) Crane manufacturers holding a
license from API to apply the API
monogram to crane nameplates.
(c) Crane certification must be based
on—
(1) A review of plans submitted under
§ 107.309; and
(2) Satisfactory completion of the
initial tests and inspections outlined by
the API’s ‘‘Recommended Practice for
Operation and Maintenance of Offshore
Cranes,’’ API RP 2D, Sixth Edition (May
2007), Section 4.1.2.1 (incorporated by
reference, see § 107.115).
(d) Each load test and inspection,
witnessed or conducted by the
certifying authority must be recorded in
the unit’s Crane Record Book required
in § 109.437.
(e) The Coast Guard may, at any time,
conduct an audit of the crane
inspection, testing, or certification
process to ensure satisfactory
performance of crane-certifying
authorities.
■ 6. Revise § 107.259 to read as follows:
§ 107.259
Crane inspection and testing.
(a) Each crane must be inspected and
tested in accordance with Section 4 of
the American Petroleum Institute’s
(API) ‘‘Recommended Practice for
Operation and Maintenance of Offshore
Cranes,’’ API RP 2D, Sixth Edition (May
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Sfmt 4702
2007) (incorporated by reference, see
§ 107.115) or other equivalent standard
identified by Commandant (CG–ENG),
except that the rated load tests must be
performed in accordance with
§ 107.260.
(b) Annual tests and inspections must
be witnessed or conducted by qualified
inspectors, as defined in API’s
‘‘Recommended Practice for Operation
and Maintenance of Offshore Cranes’’,
API RP 2D, Sixth Edition (May 2007)
(incorporated by reference, see
§ 107.115), of an approved cranecertifying authority listed under
§ 107.258.
(c) The qualified inspector must
certify that the tests and inspections
were conducted in accordance with API
RP 2D, ‘‘Recommended Practice for
Operation and Maintenance of Offshore
Cranes,’’ Sixth Edition (May 2007)
(incorporated by reference, see
§ 107.115), or other equivalent standard
identified by Commandant (CG–ENG),
as modified by § 107.260.
■ 7. Amend § 107.260 as follows:
■ a. Revise paragraph (a);
■ b. Remove paragraph (b);
■ c. Redesignate paragraphs (c), (c)(1),
(c)(2), and (c)(3) as paragraphs (b), (b)(1),
(b)(2), and (b)(3), respectively; and
■ d. Revise redesignated paragraph
(b)(3) to read as follows:
§ 107.260
Rated load test for cranes.
(a) To meet the requirements in
§ 107.231(l), each crane must be load
tested in accordance with the
recommended procedures outlined in
the American Petroleum Institute’s
(API) ‘‘Recommended Practice for
Operation and Maintenance of Offshore
Cranes,’’ API RP 2D, Sixth Edition (May
2007) (incorporated by reference, see
§ 107.115) Appendix E, at both the
maximum and minimum boom angles
usually employed in material transfers
over the side of the unit.
(b) * * *
(3) After repairs or alterations to any
critical component of the crane as
defined in Section 5.2 of API Spec. 2C,
‘‘Specification for Offshore Pedestal
Mounted Cranes,’’ Seventh Edition
(March 2012) (incorporated by
reference, see § 107.115).
■ 8. Amend § 107.309 as follows:
■ a. Revise paragraphs (a) introductory
text and (a)(1);
■ b. Remove paragraph (a)(2) and
redesignate paragraphs (a)(3) and (a)(4)
as paragraphs (a)(2) and (a)(3),
respectively;
■ c. Remove the note to redesignated
paragraph (a)(3);
■ d. Revise paragraph (b) introductory
text; and
■ e. Add paragraph (b)(3) to read as
follows:
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§ 107.309
Crane plans and information.
(a) The following plans and
information must be reviewed and
approved by an approved cranecertifying authority listed under
§ 107.258(b) of this part:
(1) Stress and arrangement diagrams,
bill of materials, and supporting
calculations for all structural critical
components listed in Annex A of API
Spec. 2C, ‘‘Specification for Offshore
Pedestal Mounted Cranes,’’ Seventh
Edition (March 2012) (incorporated by
reference, see § 107.115) or as otherwise
identified by the manufacturer.
(2) * * *
(3) Manufacturer supplied
documentation listed in Section 4.1 of
API Spec. 2C, ‘‘Specification for
Offshore Pedestal Mounted Cranes,’’
Seventh Edition (March 2012)
(incorporated by reference, see
§ 107.115), or equivalent documentation
identified by Commandant (CG–ENG).
(b) The following plans and
information must be reviewed and
approved by the Coast Guard Marine
Safety Center:
(1) * * *
(3) Drawings and material
specifications of foundations and
substructures with supporting
calculations for support and stability of
each crane under its rated load.
PART 108—DESIGN AND EQUIPMENT
9. The authority citation for part 108
continues to read as follows:
■
Authority: 43 U.S.C. 1333; 46 U.S.C. 3102,
3306; Department of Homeland Security
Delegation No. 0170.1.
10. Revise § 108.101 to read as
follows:
■
emcdonald on DSK67QTVN1PROD with PROPOSALS
§ 108.101
Incorporation by Reference.
(a) Certain material is incorporated by
reference into this part with the
approval of the Director of the Federal
Register under 5 U.S.C. 552(a) and 1
CFR part 51. To enforce any edition
other than that specified in this section,
the Coast Guard must publish notice of
change in the Federal Register and the
material must be available to the public.
All approved material is available for
inspection at the U.S. Coast Guard,
Office of Design and Engineering
Standards (CG–ENG), 2100 2nd Street
SW., Stop 7126, Washington, DC 20593–
7126, and is available from the sources
listed below. It is also available at the
National Archives and Records
Administration (NARA). For
information on the availability of this
material at NARA, call 202–741–6030,
or go to https://www.archives.gov/
federal_register/
code_of_federal_regulations/
ibr_locations.html.
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(b) American National Standards
Institute (ANSI), 25 West 43rd Street,
4th Floor, New York, NY 10036, 212–
642–4980, https://www.ansi.org.
(1) ANSI standard, Z–89.1–1969,
Helmet Safety, IBR approved for
§ 108.497(f).
(2) [Reserved]
(c) American Petroleum Institute
(API), 1220 L Street NW., Washington,
DC 20005–4070, 202–682–8000, https://
www.api.org.
(1) API Spec. 2C, ‘‘Specification for
Offshore Pedestal Mounted Cranes’’,
Seventh Edition (March 2012), IBR
approved for § 108.601.
(2) [Reserved]
(d) ASTM International, 100 Barr
Harbor Drive, West Conshohocken, PA
19428–2959, 610–832–9500, https://
www.astm.org.
(1) ASTM D 93–97, Standard Test
Methods for Flash Point by PenskyMartens Closed Cup Tester, IBR
approved for § 108.500(b).
(2) ASTM F 1014–92, Standard
Specification for Flashlights on Vessels,
IBR approved for § 108.497(b).
(3) ASTM F 1121–87 (1993), Standard
Specification for International Shore
Connections for Marine Fire
Applications, IBR approved for
§ 108.427(a).
(e) International Maritime
Organization (IMO), Publications
Section, 4 Albert Embankment, London,
SE1 7SR United Kingdom, +44 (0)20
7735 7611, https://www.imo.org.
(1) Resolution A.520(13), Code of
Practice for the Evaluation, Testing and
Acceptance of Prototype Novel Lifesaving Appliances and Arrangements,
17 November 1983, IBR approved for
§ 108.105(c).
(2) Resolution A.649(16), Code for the
Construction and Equipment of Mobile
Offshore Drilling Units (MODU Code),
19 October 1989 with amendments of
June 1991, IBR approved for § 108.503.
(3) Resolution A.658(16), Use and
Fitting of Retro-reflective Materials on
Life-saving Appliances, 20 November
1989, IBR approved for §§ 108.645(a)
and 108.649(a) and (e).
(4) Resolution A.760(18), Symbols
Related to Life-saving Appliances and
Arrangements, 17 November 1993, IBR
approved for §§ 108.646(a), 108.647,
108.649(b), (d), (f), and (g), and
108.655(e).
(f) National Fire Protection
Association (NFPA), 1 Batterymarch
Park, Quincy, MA 02269–9101, 800–
344–3555, https://www.nfpa.org.
(1) NFPA 13–1996, Standard for the
Installation of Sprinkler Systems, IBR
approved for § 108.430.
(2) [Reserved]
■ 11. Amend § 108.105 as follows:
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27925
a. In paragraph (b), after the words
‘‘upon such condition as will’’, remove
the word ‘‘insure’’ and add, in its place,
the word ‘‘ensure’’;
■ b. In paragraph (c), replace the
numbers ‘‘521’’ with the letters ‘‘ENG’’;
and
■ c. Revise paragraph (c)(1) to read as
follows:
■
§ 108.105 Substitutes for required fittings,
material, apparatus, equipment,
arrangements, calculations, and tests.
*
*
*
*
*
(c) * * *
(1) Is evaluated and tested in
accordance with IMO Resolution
A.520(13), Code of Practice for the
Evaluation, Testing and Acceptance of
Prototype Novel Life-saving Appliances
and Arrangements (incorporated by
reference, see § 108.101); or
*
*
*
*
*
■ 12. Revise § 108.427 paragraph (a) to
read as follows:
§ 108.427
International shore connection.
*
*
*
*
*
(a) At least one international shore
connection that meets ASTM F 1121
(incorporated by reference, see
§ 108.101).
*
*
*
*
*
■ 13. Revise § 108.430 to read as
follows:
§ 108.430
General.
Automatic Sprinkler Systems must
comply with NFPA 13–1996
(incorporated by reference, see
§ 108.101).
■ 14. Revise § 108.497 paragraph (f) to
read as follows:
§ 108.497
Fireman’s outfits.
*
*
*
*
*
(f) A helmet that meets the
requirements in ANSI standard Z–89.1–
1969 (incorporated by reference, see
§ 108.101); and
*
*
*
*
*
■ 15. Revise § 108.503 introductory text
to read as follows:
§ 108.503 Relationship to international
standards.
For the purposes of this part, any unit
carrying a valid IMO MODU Safety
Certificate, including a listing of
lifesaving equipment as required by the
1989 IMO MODU Code (incorporated by
reference, see § 108.101), is considered
to have met the requirements of this
subpart if, in addition to the
requirements of the 1989 MODU Code,
it meets the following requirements:
*
*
*
*
*
■ 16. Revise § 108.601 to read as
follows:
E:\FR\FM\13MYP1.SGM
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27926
§ 108.601
Federal Register / Vol. 78, No. 92 / Monday, May 13, 2013 / Proposed Rules
Crane design.
Each crane and crane foundation on a
unit installed after [insert effective date
of the final rule] must be designed in
accordance with the American
Petroleum Institute’s API Spec. 2C,
‘‘Specification for Offshore Pedestal
Mounted Cranes,’’ Seventh Edition
(March 2012) (incorporated by
reference, see § 108.101) or other
equivalent standard identified by
Commandant (CG–ENG). Cranes
installed prior to [insert effective date of
the final rule] must comply with the
regulations in effect at the time of
installation.
■ 17. Revise § 108.645 paragraph (a)(4)
to read as follows:
§ 108.645 Markings on lifesaving
appliances.
(a) * * *
(4) Type II retro-reflective material
approved under approval series 164.018
must be placed on the boat and meet the
arrangement requirements in IMO
Resolution A.658(16) (incorporated by
reference, see § 108.101).
*
*
*
*
*
■ 18. Revise § 108.646 paragraph (a) to
read as follows:
§ 108.646
Markings of stowage locations.
(a) Containers, brackets, racks, and
other similar stowage locations for
lifesaving equipment, must be marked
in accordance with IMO Resolution
A.760(18) (incorporated by reference,
see § 108.101), indicating the devices
stowed in that location for that purpose.
*
*
*
*
*
■ 19. Revise § 108.647 to read as
follows:
emcdonald on DSK67QTVN1PROD with PROPOSALS
§ 108.647
Inflatable liferafts.
The number of the liferaft and the
number of persons it is permitted to
accommodate must be marked or
painted in a conspicuous place in the
immediate vicinity of each inflatable
liferaft in block capital letters and
numbers. The word ‘‘LIFERAFT’’ or the
appropriate symbol from IMO
Resolution A.760(18) (incorporated by
reference, see § 108.101) must be used to
identify the stowage location. Liferafts
stowed on the sides of the unit must be
numbered in the same manner as the
lifeboats. This marking must not be on
the inflatable liferaft container.
■ 20. Revise § 108.649 paragraphs (a)(2),
(b), (d), (e)(2), (f), and (g) to read as
follows:
164.018. The arrangement of the retroreflective material must meet IMO
Resolution A.658(16) (incorporated by
reference, see § 108.101).
(b) The stowage positions for
lifejackets, other than lifejackets stowed
in staterooms, must be marked with
either the word ‘‘LIFEJACKET’’ or with
the appropriate symbol from IMO
Resolution A.760(18) (incorporated by
reference, see § 108.101).
*
*
*
*
*
(d) Immersion suits or anti-exposure
suits must be stowed so they are readily
accessible, and the stowage positions
must be marked with either the words
‘‘IMMERSION SUITS’’ or ‘‘ANTI–
EXPOSURE SUITS’’, or with the
appropriate symbol from IMO
Resolution A.760(18) (incorporated by
reference, see § 108.101).
(e) Each lifebuoy must be marked—
(1) * * *
(2) With type II retro-reflective
material approved under part 164,
subpart 164.018 of this chapter. The
arrangement of the retro-reflective
material must meet IMO Resolution
A.658(16) (incorporated by reference,
see § 108.101).
(f) Each lifebuoy stowage position
must be marked with either the words
‘‘LIFEBUOY’’ or ‘‘LIFE BUOY’’, or with
the appropriate symbol from IMO
Resolution A.760(18) (incorporated by
reference, see § 108.101).
(g) Each lifejacket, immersion suit,
and anti-exposure suit container must
be marked in block capital letters and
numbers with the minimum quantity,
identity, and if sizes other than adult or
universal sizes are used on the unit, the
size of the equipment stowed inside the
container. The equipment may be
identified in words or with the
appropriate symbol from IMO
Resolution A.760(18) (incorporated by
reference, see § 108.101).
■ 21. Revise § 108.655 paragraph (e) to
read as follows:
§ 108.655
Operating instructions.
*
*
*
*
*
(e) Display symbols in accordance
with IMO Resolution A.760(18)
(incorporated by reference, see
§ 108.101).
PART 109—OPERATIONS
22. The authority citation for part 109
continues to read as follows:
■
§ 108.649 Lifejackets, immersion suits,
and lifebuoys.
(a) * * *
(2) With type I retro-reflective
material approved under approval series
Authority: 43 U.S.C. 1333; 46 U.S.C. 3306,
6101, 10104; Department of Homeland
Security Delegation No. 0170.1.
■
VerDate Mar<15>2010
14:16 May 10, 2013
Jkt 229001
23. Revise § 109.105 to read as
follows:
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Fmt 4702
Sfmt 4702
§ 109.105
Incorporation by Reference.
(a) Certain material is incorporated by
reference into this part with the
approval of the Director of the Federal
Register under 5 U.S.C. 552(a) and 1
CFR part 51. To enforce any edition
other than that specified in this section,
the Coast Guard must publish notice of
change in the Federal Register and the
material must be available to the public.
All approved material is available for
inspection at the U.S. Coast Guard,
Office of Operating and Environmental
Standards (CG–OES), 2100 2nd Street
SW., Stop 7126, Washington, DC 20593–
7126, and is available from the sources
listed below. It is also available at the
National Archives and Records
Administration (NARA). For
information on the availability of this
material at NARA, call 202–741–6030,
or go to https://www.archives.gov/
federal_register/
code_of_federal_regulations/
ibr_locations.html.
(b) American Petroleum Institute
(API), 1220 L Street NW., Washington,
DC 20005–4070, 202–682–8000, https://
www.api.org.
(1) API Spec. 2C, ‘‘Specification for
Offshore Pedestal Mounted Cranes’’,
Seventh Edition (March 2012), IBR
approved for § 109.437(a).
(2) API RP 2D, ‘‘Recommended
Practice for Operation and Maintenance
of Offshore Cranes’’, Sixth Edition (May
2007), IBR approved for §§ 109.437(b),
109.521, and 109.527(c).
(c) ASTM International, 100 Barr
Harbor Drive, West Conshohocken, PA
19428–2959, 610–832–9500, https://
www.astm.org.
(1) ASTM Adjunct F 1626, Symbols
for Use in Accordance with Regulation
II–2/20 of the 1974 SOLAS Convention
as amended PCN: 12–616260–01 (1996),
IBR approved for § 109.563(a).
(2) [Reserved]
(d) International Maritime
Organization (IMO), Publications
Section, 4 Albert Embankment, London,
SE1 7SR United Kingdom, +44 (0) 20
7735 7611, https://www.imo.org.
(1) Resolution A.654 (16), Graphical
Symbols for Fire Control Plans, IBR
approved for § 109.563(a).
(2) [Reserved]
■ 24. Amend § 109.437 as follows:
■ a. Remove paragraph (d);
■ b. Redesignate paragraphs (e), (f), (g),
and (h) as paragraphs (d), (e), (f), and (g),
respectively; and
■ c. Revise paragraphs (a)(1), (a)(2), (b),
and (c) to read as follows:
§ 109.437
Crane record book.
*
*
*
*
*
(a) * * *
(1) The API name plate data required
by Section 13 of the American
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Federal Register / Vol. 78, No. 92 / Monday, May 13, 2013 / Proposed Rules
Petroleum Institute’s (API),
‘‘Specification for Offshore Pedestal
Mounted Cranes,’’ API Spec. 2C,
Seventh Edition (March 2012)
(incorporated by reference, see
§ 109.105), or similar data provided by
the manufacturer of a crane that has a
lifting capacity less than 5 tons (10,000
lbs) that is not designed to API
specifications; and
(2) The load rating chart for each line
reeving and boom length that may be
used.
(b) Information required by Section 4
of the API’s ‘‘Recommended Practice for
Operation and Maintenance of Offshore
Cranes,’’ API RP 2D, Sixth Edition (May
2007) (incorporated by reference, see
§ 109.105) or similar information
provided by the manufacturer of a crane
that has a lifting capacity less than 5
tons (10,000 lbs) that is not designed to
API specifications.
(c) Dates and results of inspections
and tests required by paragraph (b) of
this section.
*
*
*
*
*
■ 25. In § 109.439, revise the
introductory text and paragraph (b) to
read as follows:
§ 109.439
Crane certificates.
The master or person in charge must
ensure that the following certificates
and records for each crane are
maintained on the unit:
*
*
*
*
*
(b) Each record and original
certificate, or certified copy of a
certificate issued by manufacturers,
testing laboratories, companies, or
organizations for—
*
*
*
*
*
■ 26. Revise § 109.521 to read as
follows:
emcdonald on DSK67QTVN1PROD with PROPOSALS
§ 109.521
Cranes: General.
[Amended]
27. In § 109.525, after the word
‘‘charge’’, remove the word ‘‘shall’’ and
add, in its place, the word ‘‘must’’.
■ 28. Revise § 109.527, to read as
follows:
■
VerDate Mar<15>2010
14:16 May 10, 2013
Cranes: Operator designation.
(a) The master or person in charge
must designate, in writing, each crane
operator.
(b) The master or person in charge
must ensure that only designated
operators operate cranes.
(c) The master or person in charge
must ensure that each designated
operator is familiar with the provisions
of the American Petroleum Institute’s
‘‘Recommended Practice for Operation
and Maintenance of Offshore Cranes,’’
API RP 2D, Sixth Edition (May 2007)
(incorporated by reference, see
§ 109.105).
■ 29. Add § 109.529 to subpart F to read
as follows:
§ 109.529
Cranes: Lifting operations.
All crane lifting operations must be
conducted in accordance with the
applicable sections of 33 CFR
subchapter N, Outer Continental Shelf
Activities.
■ 30. Revise § 109.563 paragraph (a)(6)
to read as follows:
§ 109.563
Posting of documents.
*
*
*
*
*
(a) * * *
(6) For units constructed on or after
September 30, 1997, and for existing
units which have their plans redrawn,
the symbols used to identify the
aforementioned details must be in
accordance with IMO Assembly
resolution A.654(16) (incorporated by
reference, see § 109.105). The identical
symbols can be found in ASTM Adjunct
F 1626 (incorporated by reference, see
§ 109.105).
*
*
*
*
*
Dated: April 10, 2013.
J.G. Lantz,
Director of Commercial Regulations and
Standards, U.S. Coast Guard.
[FR Doc. 2013–11132 Filed 5–10–13; 8:45 am]
The master or person in charge must
ensure that each crane is operated and
maintained in accordance with the
American Petroleum Institute’s
‘‘Recommended Practice for Operation
and Maintenance of Offshore Cranes,’’
API RP 2D, Sixth Edition (May 2007)
(incorporated by reference, see
§ 109.105). Cranes and other lifting
appliances that do not meet the
definition of a crane specified in
§ 107.111 must be operated and
maintained in accordance with the
manufacturer’s recommendations.
§ 109.525
§ 109.527
Jkt 229001
BILLING CODE 9110–04–P
DEPARTMENT OF THE INTERIOR
Fish and Wildlife Service
50 CFR Part 21
[Docket No. FWS–HQ–MB–2012–0037;
FF09M21200–234–FXMB1232099BPP0]
RIN 1018–AY65
Migratory Bird Permits; Depredation
Order for Migratory Birds in California
Fish and Wildlife Service,
Interior.
ACTION: Proposed rule.
AGENCY:
SUMMARY: We propose to revise the
regulations that allow control of
PO 00000
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Fmt 4702
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27927
depredating birds in some counties in
California. We propose to specify the
counties in which this order is effective,
to better identify which species may be
taken under the order, to add a
requirement that landowners attempt
nonlethal control, to add a requirement
for use of nontoxic ammunition, and to
revise the reporting required. These
changes would update and clarify the
current regulations and enhance our
ability to carry out our responsibility to
conserve migratory birds.
DATES: Electronic comments on this
proposal via https://www.regulations.gov
must be submitted by 11.59 p.m. Eastern
time on August 12, 2013. Comments
submitted by mail must be postmarked
no later than August 12, 2013.
ADDRESSES: You may submit comments
by either of the following two methods:
• Federal eRulemaking portal: https://
www.regulations.gov. Follow the
instructions for submitting comments
on Docket FWS–R9–MB–2012–0037.
• U.S. mail or hand delivery: Public
Comments Processing, Attention: FWS–
R9–MB–2012–0037; Division of Policy
and Directives Management; U.S. Fish
and Wildlife Service; 4401 North Fairfax
Drive, MS 2042–PDM; Arlington, VA
22203–1610.
We will not accept email or faxes. We
will post all comments on https://
www.regulations.gov. This generally
means that we will post any personal
information that you provide. See the
Public Comments section below for
more information.
FOR FURTHER INFORMATION CONTACT: Dr.
George T. Allen at 703–358–1825.
SUPPLEMENTARY INFORMATION:
Background
The U.S. Fish and Wildlife Service is
the Federal agency delegated the
primary responsibility for managing
migratory birds. This delegation is
authorized by the Migratory Bird Treaty
Act (MBTA, 16 U.S.C. 703 et seq.),
which implements conventions with
Great Britain (for Canada), Mexico,
Japan, and the Soviet Union (Russia).
We implement the provisions of the
MBTA through regulations in parts 10,
13, 20, 21, and 22 of title 50 of the Code
of Federal Regulations (CFR).
Regulations pertaining to migratory bird
permits are at 50 CFR part 21; subpart
D of part 21 contains regulations for the
control of depredating birds.
A depredation order allows the take of
specific species of migratory birds for
specific purposes without need for a
depredation permit. The depredation
order at 50 CFR 21.44 allows county
commissioners of agriculture to
authorize take of designated species of
E:\FR\FM\13MYP1.SGM
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Agencies
[Federal Register Volume 78, Number 92 (Monday, May 13, 2013)]
[Proposed Rules]
[Pages 27913-27927]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-11132]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF HOMELAND SECURITY
Coast Guard
46 CFR Parts 107, 108, and 109
[Docket No. USCG-2011-0992]
RIN 1625-AB78
Revision of Crane Regulation Standards for Mobile Offshore
Drilling Units (MODUs), Offshore Supply Vessels (OSVs), and Floating
Outer Continental Shelf (OCS) Facilities
AGENCY: Coast Guard, DHS.
ACTION: Notice of proposed rulemaking.
-----------------------------------------------------------------------
SUMMARY: The Coast Guard proposes to revise regulations related to the
design, certification, inspection, and testing of cranes. These
regulations apply to cranes installed on Mobile Offshore Drilling Units
(MODUs), Offshore Supply Vessels (OSVs), and floating Outer Continental
Shelf (OCS) facilities. This revision would update industry standards
incorporated by reference with more recent versions, which are used by
industry and incorporated in Bureau of Safety and Environmental
Enforcement regulations. Additionally, the Coast Guard proposes to
revise regulations regarding certification, inspection, and testing of
cranes by allowing use of additional organizations to act in lieu of
Coast Guard marine inspectors.
DATES: Comments and related material must either be submitted to our
online docket via https://www.regulations.gov on or before August 12,
2013 or reach the Docket Management Facility by that date. Comments
sent to the Office of Management and Budget (OMB) on collection of
information must reach OMB on or before August 12, 2013.
ADDRESSES: You may submit comments identified by docket number USCG-
2011-0992 using any one of the following methods:
(1) Federal eRulemaking Portal: https://www.regulations.gov.
(2) Fax: 202-493-2251.
(3) Mail: Docket Management Facility (M-30), U.S. Department of
Transportation, West Building Ground Floor, Room W12-140, 1200 New
Jersey Avenue SE., Washington, DC 20590-0001.
(4) Hand Delivery: Same as mail address above, between 9 a.m. and 5
p.m., Monday through Friday, except Federal holidays. The telephone
number is 202-366-9329.
To avoid duplication, please use only one of these four methods.
See the ``Public Participation and Request for Comments'' portion of
the SUPPLEMENTARY INFORMATION section below for instructions on
submitting comments.
Collection of Information Comments: If you have comments on the
collection of information discussed in section VI.D. of this notice of
proposed rulemaking (NPRM), you must also send comments to the Office
of Information and Regulatory Affairs (OIRA), Office of Management and
Budget. To ensure that your comments to OIRA are received on time, the
preferred methods are by email to oira_submission@omb.eop.gov (include
the docket number and ``Attention: Desk Officer for Coast Guard, DHS''
in the subject line of the email) or fax at 202-395-6566. An alternate,
though slower, method is by U.S. mail to the Office of Information and
Regulatory Affairs, Office of Management and Budget, 725 17th Street
NW., Washington, DC 20503, ATTN: Desk Officer, U.S. Coast Guard.
[[Page 27914]]
Viewing incorporation by reference material: You may inspect the
material proposed for incorporation by reference at room 1210, U.S.
Coast Guard Headquarters, 2100 Second Street SW., Washington, DC 20593-
0001 between 9 a.m. and 4 p.m., Monday through Friday, except Federal
holidays. The telephone number is 202-372-1437. Copies of the material
are available as indicated in the ``Incorporation by Reference''
section of this preamble.
FOR FURTHER INFORMATION CONTACT: If you have questions on this proposed
rule, call or email Mr. Ken Smith, CG-OES-2, U.S. Coast Guard;
telephone 202-372-1413 or email Ken.A.Smith@uscg.mil. If you have
questions on viewing or submitting material to the docket, call Barbara
Hairston, Program Manager, Docket Operations, telephone 202-366-9826.
SUPPLEMENTARY INFORMATION:
Table of Contents for Preamble
I. Public Participation and Request for Comments
A. Submitting Comments
B. Viewing Comments and Documents
C. Privacy Act
D. Public Meeting
II. Abbreviations
III. Background
IV. Discussion of Proposed Rule
V. Incorporation by Reference
VI. Regulatory Analyses
A. Regulatory Planning and Review
B. Small Entities
C. Assistance for Small Entities
D. Collection of Information
E. Federalism
F. Unfunded Mandates Reform Act
G. Taking of Private Property
H. Civil Justice Reform
I. Protection of Children
J. Indian Tribal Governments
K. Energy Effects
L. Technical Standards
M. Environment
I. Public Participation and Request for Comments
We encourage you to participate in this rulemaking by submitting
comments and related materials. All comments received will be posted
without change to https://www.regulations.gov and will include any
personal information you have provided.
A. Submitting Comments
If you submit a comment, please include the docket number for this
rulemaking (USCG-2011-0992), indicate the specific section of this
document to which each comment applies, and provide a reason for each
suggestion or recommendation. You may submit your comments and material
online or by fax, mail, or hand delivery, but please use only one of
these means. We recommend that you include your name and a mailing
address, an email address, or a phone number in the body of your
document so that we can contact you if we have questions regarding your
submission.
To submit your comments online, go to https://www.regulations.gov,
click on the ``submit a comment'' box, which will then become
highlighted in blue. In the ``Document Type'' drop down menu select
``Proposed Rule'' and insert ``USCG-2011-0992'' in the ``Keyword'' box.
Click ``Search'' then click on the balloon shape in the ``Actions''
column. If you submit your comments by mail or hand delivery, submit
them in an unbound format, no larger than 8\1/2\ by 11 inches, suitable
for copying and electronic filing. If you submit comments by mail and
would like to know that they reached the Facility, please enclose a
stamped, self-addressed postcard or envelope.
We will consider all comments and material received during the
comment period and may change this proposed rule based on your
comments.
B. Viewing Comments and Documents
To view comments, as well as documents mentioned in this preamble
as being available in the docket, go to https://www.regulations.gov,
click on the ``read comments'' box, which will then become highlighted
in blue. In the ``Keyword'' box insert ``USCG-2011-0992'' and click
``Search.'' Click the ``Open Docket Folder'' in the ``Actions'' column.
If you do not have access to the Internet, you may view the docket
online by visiting the Docket Management Facility in Room W12-140 on
the ground floor of the Department of Transportation West Building,
1200 New Jersey Avenue SE., Washington, DC 20590, between 9 a.m. and 5
p.m., Monday through Friday, except Federal holidays. We have an
agreement with the Department of Transportation to use the Docket
Management Facility.
C. Privacy Act
Anyone can search the electronic form of comments received into any
of our dockets by the name of the individual submitting the comment (or
signing the comment, if submitted on behalf of an association,
business, labor union, etc.). You may review a Privacy Act notice
regarding our public dockets in the January 17, 2008, issue of the
Federal Register (73 FR 3316).
D. Public Meeting
We do not plan to hold a public meeting at this time. But you may
submit a request for one to the docket using one of the methods
specified under ADDRESSES. In your request, explain why you believe a
public meeting would be beneficial. If we determine that one would aid
this rulemaking, we will hold one at a time and place announced by a
later notice in the Federal Register.
II. Abbreviations
ABS American Bureau of Shipping
ANSI American National Standards Institute
API American Petroleum Institute
ICGB International Cargo Gear Bureau
IMO International Maritime Organization
MODU Mobile offshore drilling unit
NFPA National Fire Protection Association
NPRM Notice of proposed rulemaking
OCS Outer continental shelf
OIRA Office of Information and Regulatory Affairs
OMB Office of Management and Budget
OSV Offshore supply vessel
SBA Small Business Administration
Sec. Section symbol
UL Underwriters Laboratories
U.S.C. United States Code
III. Background
The legal basis for the proposed rule is 43 U.S.C. 1333; 46 U.S.C.
3103, 3306, 3307, 3316; and Department of Homeland Security Delegation
No. 0170.1, which collectively authorize the Coast Guard to establish
standards for the design, installation, operation, and inspection of
vessels and to regulate floating Outer Continental Shelf (OCS)
facilities as they relate to the safety of life.
This proposed rule is necessary to enhance the safety of offshore
cranes by ensuring that industry uses the best available and safest
technologies for the operation, maintenance, design, and construction
of cranes used on Mobile Offshore Drilling Units (MODUs), Offshore
Supply Vessels (OSVs), and floating OCS facilities. The proposed rule
would also align Coast Guard regulations with Bureau of Safety and
Environmental Enforcement requirements for cranes used on offshore
fixed platforms. Additionally, the proposed rule would provide owners
and operators of vessels the option and flexibility of using additional
organizations and associations for the certification of cranes.
The Coast Guard currently regulates cranes by requiring owners and
operators of MODUs, OSVs, and floating OCS facilities to comply with
Coast Guard regulations in 46 CFR subchapter I-A, Mobile Offshore
Drilling Units parts 107, 108, and 109.
These regulations apply to cranes installed on MODUs, OSVs, and
floating OCS facilities because the crane
[[Page 27915]]
regulations for OSVs (46 CFR 126.130) and floating OCS facilities (33
CFR 143.120) refer back to the requirements for cranes found in 46 CFR
parts 107, 108, and 109. The existing regulations make reference to
American Petroleum Institute (API) standards that are outdated and
generally are no longer used by industry. The current regulations
specifically reference the First Edition (October 1972) of the API's
``Recommended Practice for Operation and Maintenance of Offshore
Cranes'' (API RP 2D), and the Second Edition (February 1972) of API's
``Specification for Offshore Pedestal Mounted Cranes'' (API Spec. 2C).
These standards outline the specifications for designing pedestal
mounted cranes (API Spec. 2C) and the recommended practices for their
operation and maintenance (API RP 2D) once the cranes are installed on
MODUs, OSVs, and floating OCS facilities.
This proposed rule would update our existing regulations by
adopting the most recent editions of API Spec. 2C and RP 2D standards.
By updating these API standards in our regulations, we would ensure
that industry uses the best available and safest technologies for the
operation, maintenance, design, and construction of cranes used on
MODUs, OSVs, and floating OCS facilities.
Compliance with the most recent edition of API RP 2D, currently the
Sixth Edition (May 2007), would be effective for cranes installed on
all existing and newly built MODUs, OSVs, and floating OCS facilities
after the effective date of the final rule. API RP 2D can be applied to
existing MODUs, OSVs, and floating OCS facilities because it outlines
recommendations for operations and maintenance, as opposed to
specifying requirements for design and construction.
Compliance with the most recent edition of API Spec. 2C,
``Specification for Offshore Pedestal Mounted Cranes,'' currently the
Seventh Edition (March 2012), would be effective for new cranes
installed on MODUs, OSVs, and floating OCS facilities after the
effective date of the final rule. Offshore cranes installed on or
before the effective date of the final rule may be designed to the API
Spec. 2C edition and regulations that were current at the time of
construction.
The most recent edition of API RP 2D, currently the Sixth Edition
(May 2007), provides for improved safety conditions by enhancing
personnel qualifications and improving practices associated with
operations and maintenance. In addition to expanding on the content of
information existing in API RP 2D, First Edition (October 1972), the
sixth edition improves on the first edition by adding new sections that
address rigger qualifications and personnel operating practices,
signaling, load testing, and pull tests. The inspection, testing, and
maintenance requirements have been expanded and sorted into categories
that are based on crane usage (i.e., infrequent, moderate, and heavy).
Inspection categories have also been added that detail the inspection
requirements to be conducted at periodic intervals including initial
certification, pre-use, monthly, quarterly, and annually. Also, new
sections have been added that address rerating of cranes, crane
operations, wire rope testing, pendant lines, and slings. Finally, the
sixth edition includes eight appendixes, which expand on details
contained in the body of the standard and provide clearer understanding
of the subject matter. Additional information on the differences
between the two editions can be reviewed by examining the document
titled, ``API RP 2D Table of Comparison 1st Ed to 6th Ed'', which is
provided as supplemental information in the public docket.
The most recent edition of API Spec. 2C, currently the Seventh
Edition (March 2012), improves upon API Spec. 2C, Second Edition
(February 1972) by more accurately defining the scope of cranes covered
and not covered and expanding the list of components identified to be
critical, including components of rigging gear. New recordkeeping
requirements are imposed on manufacturers that require them to keep
test and inspection records for 20 years and to provide certain pieces
of documentation to the purchaser, including load and information
charts, crane foundation design forces and moments, a listing of all
critical components, an operations, parts, and maintenance manual, and
a failure mode assessment for gross unintended overloads, if requested
by the purchaser. The revised specification expands the method for
establishing crane rated loads and establishes methods for determining
the rated loads for cranes handling personnel. New requirements for
calculating in-service loads based on specific crane usage (e.g.,
onboard or offboard lifts) have been added, as were calculations to
determine dynamic forces and forces in the horizontal and vertical
directions. Requirements have been added to address environmental loads
(i.e., wind, ice, and snow) and seismic design. The revised
specification also outlines new requirements for strength factors
associated with wire rope for standing, guy ropes, and personnel hoist
systems. Finally, U-bolts, grip clips, eye splices, wedge sockets, and
wire rope end terminations that were not included in the second edition
have been addressed. Additional information on the differences between
these editions can be reviewed by examining the document titled,
``Change Matrix for API Spec. 2C Comparison of Editions 2 and 6 and
Change Matrix for API Spec. 2C Comparison of Editions 6 and 7,''
provided as supplemental information in the public docket for this
proposed rule.
API Spec. 2C and API RP 2D do not have a threshold limiting the
size of cranes to which they apply. However, the Coast Guard believes
that small cranes and other lifting appliances are satisfactory for
operation, as long as they are maintained and operated in accordance
with the manufacturer's recommendations. The Coast Guard does not
intend in this rulemaking to capture small cranes or other lifting
appliances that have a lifting capacity below 5 tons (10,000 lbs) that
are used only for special purposes, such as lifting fuel transfer hoses
or transferring supplies or provisions. The Coast Guard has
incorporated provisions in the proposed rule to address this matter,
and seeks comments concerning the lifting capacity threshold and
exemption of smaller cranes from the requirements of API Spec. 2C and
API RP 2D.
Currently, the regulations provide for extensive plan review and
inspections and tests by Coast Guard personnel, the American Bureau of
Shipping (ABS), or the International Cargo Gear Bureau (ICGB). The ABS
is a classification society that can also act as a crane certifying
authority. Classification societies perform many functions and conduct
or witness various tests in the survey of a vessel. The ICGB is a
membership corporation which primarily provides registration,
inspection, certification, and documentation services for materials
handling appliances and devices that are afloat, shore-based, and
offshore. The ICGB is limited in that it is primarily concerned with
cranes and cargo handling machinery and gear, whereas an approved
classification society can perform those functions, tests, and
inspections that lead to the complete certification of a vessel.
The current regulations only allow ABS and ICGB to conduct crane
inspections and certifications on behalf of the Coast Guard.
Until the passage of the 1996 Coast Guard Authorization Act (Pub.
L. 104-324, 110 Stat. 3901), the Coast Guard could only delegate marine
safety
[[Page 27916]]
functions related to vessel plan review and inspection to ABS. Section
607 of Pub. L. 104-324 amended 46 U.S.C. 3316 to allow delegation of
these functions to a classification society based in a foreign country.
This authority provides that additional classification societies may be
authorized to review and approve plans and to conduct vessel
inspections and examinations on behalf of the Coast Guard. This also
means that other classification societies may be utilized in a manner
similar to the ABS. The Coast Guard proposes to allow organizations,
other than just ABS and ICGB, to perform these tasks. The proposed rule
would expand the list of organizations, beyond ABS and ICGB, that can
inspect and certify cranes.
The Coast Guard expects that, due to the additional classification
societies that may review and approve crane plans and conduct crane
inspections and examinations, vessel owners and operators would have
reduced crane operational down time, greater flexibility in scheduling
crane inspections, and greater flexibility in meeting required
standards. But before any classification society can be delegated
authority under this amendment to act on behalf of the Coast Guard for
any purpose, the statute requires that the classification society be
recognized by the Coast Guard.
The option to use other organizations for crane approvals and
inspections has proven successful on other Coast Guard inspected
vessels.\1\ These organizations have personnel who are specifically
trained and qualified to witness tests of cranes and conduct crane
inspections, and these inspections can often be scheduled more
conveniently than inspections by the Coast Guard. It is common marine
industry practice to rely on other organizations for surveys and
certification of cranes. In fact, actual crane inspections by Coast
Guard marine inspectors have become rare.
---------------------------------------------------------------------------
\1\ See 46 CFR 91.25-25 and 31.10-16 for acceptance of other
organizations or associations for certification of cranes and cargo
handling machinery and gear on cargo and miscellaneous vessels and
tank vessels, respectively.
---------------------------------------------------------------------------
The proposed rule would expand the current list of crane-certifying
authorities in the regulations by allowing all classification societies
recognized under 46 CFR part 8 to inspect, test, and certify cranes.
Therefore, recognized classification societies would be able to conduct
inspections and tests on behalf of the Coast Guard, issue certificates
under international treaties and conventions, and certify cranes on
these vessels. This will eliminate the complication of one
classification society issuing vessel certificates and another
certifying authority (ABS or ICGB) issuing crane certifications. This
will increase efficiency and reduce costs for owners or operators of
MODUs, OSVs, and floating OCS facilities. The owners or operators of
MODUs, OSVs, and floating OCS facilities would present certificates and
test documents from these recognized classification societies to the
Coast Guard during initial installation or during the regular
inspection for certification as proof that the cranes were certified
and inspected in a satisfactory manner.
The proposed rule would also allow crane manufacturers who have a
license from API to affix API monograms to their cranes to be
recognized as crane-certifying authorities. As outlined in Annex C of
API Spec. 2C, by affixing an API monogram to a crane nameplate, a crane
manufacturer certifies that construction of the crane complies in all
details to API Spec. 2C, ``Specification for Offshore Pedestal Mounted
Cranes.''
There is duplication of effort involving safety of cranes among the
Coast Guard, ABS, ICGB, and crane manufacturers that results in extra
costs to U.S. vessel owners. Under 46 U.S.C. 3316, the Coast Guard has
the authority to delegate to classification societies the ability to
conduct inspections and plan review on behalf of the United States.
Title 46, U.S.C. 3103 allows the Coast Guard to rely on reports,
documents, and records to establish compliance with statutory and
regulatory requirements. To address the additional costs associated
with the duplicative effort, the Coast Guard proposes to implement the
monogram program that is already provided for in the standard proposed
for incorporation.
Accordingly, cranes affixed with an API monogram on the nameplate
would be accepted as being designed and constructed in accordance with
API Spec. 2C. However, such cranes would not be considered satisfactory
for use on inspected vessels without a continued program of tests and
inspections witnessed or conducted annually by a crane-certifying
authority. The Coast Guard would have the option to conduct, at any
time, an audit of the crane certification and inspection process to
ensure satisfactory performance of an organization or API monogram
license holder.
This approach is consistent with the Coast Guard's efforts to
implement alternative compliance methods that are provided for in 46
CFR 107.205. This proposed rule would not undermine the authority of
the Officer in Charge, Marine Inspection, to visually inspect and
examine cranes as part of their periodic inspections and take action as
needed to ensure that installed cranes and their associated equipment
are suitable for their intended service as outlined in 46 CFR 107.270.
IV. Discussion of Proposed Rule
A description of the changes we propose to make to 46 CFR part 107
are as follows:
46 CFR 107.111: We propose to modify Sec. 107.111 by adding a
definition for ``crane'' that clarifies the type of crane (pedestal),
its use (offshore operations), and a minimum lifting capacity of 5 tons
(10,000 lbs) that is to be certified and inspected under the
subchapter.
46 CFR 107.115: We propose to update and combine the incorporation
by reference language in paragraphs (a) and (b) into a new paragraph
(a), and to add new paragraphs (b), (c), and (d) to update the
reference standards for API and to note the currently referenced
standards for ABS and ASTM. We propose to delete references to
standards of the American National Standards Institute (ANSI), the
International Cargo Gear Bureau (ICGB), the National Fire Protection
Association (NFPA), and Underwriters Laboratories (UL).
46 CFR 107.231: We propose to modify Sec. 107.231(m) by providing
the correct cross-reference to the requirements for inspection and
testing of cranes found in Sec. 107.259 and deleting the current
cross-reference pointing to the requirements for certification of
cranes found in Sec. 107.258.
46 CFR 107.258: We propose to add a new Sec. 107.258(a) containing
language requiring that cranes and crane foundations be certified as
being designed and constructed to the latest edition of API Spec. 2C,
``Specification for Offshore Pedestal Mounted Cranes,'' or other
equivalent standard identified by the Coast Guard. The term ``other
equivalent standard'' may refer to the standards of a classification
society recognized by the Coast Guard or other national or
international organization specifically recognized by the Coast Guard.
We recognize that cranes designed, constructed, and maintained in class
to the classification standards of a recognized classification society
may offer an equivalent level of safety to cranes designed,
constructed, and maintained in accordance with API Spec. 2C.
Accordingly, we propose to include language to allow for Coast Guard
review of these and other equivalencies.
[[Page 27917]]
We propose to redesignate existing paragraph (a) as paragraph (b),
and the list of crane-certifying authorities in existing paragraphs
(a)(1) and (a)(2) as paragraphs (b)(1) and (b)(2), respectively. We
propose to modify redesignated paragraph (b)(1) by deleting a reference
to ABS and replacing it with ``recognized classification societies as
outlined in 46 CFR part 8,'' a group that includes ABS. We also propose
adding a new paragraph (b)(3) to allow recognition of crane
manufacturers, as specified in Annex C of API Spec. 2C, who are
licensed by API to affix the API monogram to their cranes, thereby
certifying that their cranes are designed and constructed in compliance
with API Spec. 2C.
We propose to redesignate existing paragraphs (b), (b)(1), and
(b)(2) as paragraphs (c), (c)(1), and (c)(2), respectively, which list
the revised conditions under which all crane-certifying authorities
would be required to base their certification. We propose to modify the
text in redesignated paragraph (c)(2) to distinguish between inspection
and testing requirements needed for initial crane certification and the
requirements for periodic inspections and tests. Periodic inspections
and tests are meant to provide evidence that a crane is suitable for
continued service after it has been initially tested and inspected in
accordance with the most recent edition of APR RP 2D, ``Recommended
Practice for Operation and Maintenance of Offshore Cranes,'' currently
the Sixth Edition (May 2007) and certified as being designed in
accordance with the most recent edition of API Spec. 2C,
``Specification for Offshore Pedestal Mounted Cranes,'' currently the
Seventh Edition (March 2012).
Finally, we propose to add a new paragraph (e) to allow the Coast
Guard to, at any time, conduct oversight audits on crane-certification
authorities to ensure that cranes are designed, constructed, inspected,
tested, and maintained in accordance with recognized standards as
modified by the regulations.
46 CFR 107.259: We propose to modify Sec. 107.259(a) by updating
crane inspections and tests to refer to the latest edition of API RP
2D, ``Recommended Practice for Operation and Maintenance of Offshore
Cranes,'' or other equivalent standard identified by the Coast Guard.
For the same reasons discussed under the section explaining proposed
changes to 46 CFR 107.258, we propose to include language to allow for
Coast Guard review of these and other equivalencies.
In Sec. 107.259(b), we propose to revise the sentence to clarify
that our intention is to require certifying authorities only for the
annual inspections and tests required by revised API RP 2D, Chapter 4,
including the periodic load tests required by Sec. 107.260. API RP 2D
outlines a number of routine tests and inspections that must be
performed periodically on cranes, and it is not our intention to
require that all these tests and inspections be carried out by crane-
certifying authorities. Routine tests and inspections should be carried
out at intervals and conducted by persons as outlined in Chapter 4 of
API RP 2D. We also propose to remove a direct listing of the persons or
organizations who may witness tests and conduct inspections identified
in existing paragraph (b)(1) and (2). Coast Guard marine inspectors
listed in existing paragraph (b)(1) are no longer used for such
purposes and have been removed from the list of persons who may be
called to witness tests or conduct inspections of cranes. ABS and ICGB,
listed in existing paragraph (b)(2) are proposed to be included as
``qualified inspectors'' as defined in API RP 2D, Sixth Edition (May
2007), of an approved crane-certifying authority listed under proposed
Sec. 107.258. We propose this change to clarify the level of personnel
training and experience necessary to accurately conduct inspections and
witness tests of cranes in accordance with API RP 2D. Inspectors of a
crane-certifying authority receive a high level of training and formal
qualification for inspecting and testing specific types of cranes. As
such, the Coast Guard believes they provide the level of expertise that
is necessary to ensure cranes are designed, installed, and maintained
to high safety standards. Coast Guard marine inspectors may continue to
conduct visual examinations of cranes and crane foundations during the
course of routine vessel inspections for certification, annual,
periodic, and other inspections and examinations, and can take action
as outlined in 46 CFR 107.270 to correct problems or suspend crane
operations if a crane is found in an unsafe condition.
We propose to modify Sec. 107.259(c) to reflect that tests and
inspections must be conducted and certified by a qualified inspector of
an approved crane-certifying authority, rather than just ABS or the
ICGB. We propose to modify Sec. 107.259(c) to reflect that the
qualified inspector must certify that the tests and inspections were
conducted in accordance with the API specifications, or other
equivalent standard.
46 CFR 107.260: We propose to modify this section by deleting the
table in existing paragraph (a) and the information in existing
paragraph (b) because these items have been incorporated into the
updated reference of API RP 2D, and, therefore, do not need to be
specified in regulatory text. Accordingly, we propose to revise
paragraph (a) by adding reference to the section of API Spec. 2C that
outlines load testing requirements for cranes.
46 CFR 107.309: We propose to modify this section by requiring that
certain plans and information for cranes and crane foundations be
reviewed and approved by approved certification authorities. We propose
to update Sec. 107.309(a)(1) to reference the latest edition of API
Spec. 2C, and to specify the location in API Spec. 2C where critical
components are listed. We propose to relocate existing Sec.
107.309(a)(2) to a new Sec. 107.309 (b)(3) as these items are reviewed
by the Coast Guard Marine Safety Center. We propose to redesignate
existing paragraphs (a)(3) and (a)(4) as paragraphs (a)(2) and (a)(3),
respectively. In redesignated paragraph (a)(3), we propose to replace
the existing text with information referencing section 4.1 of API Spec.
2C. This section contains information not previously specified that was
added to API Spec. 2C over the course of its revision that the Coast
Guard believes should be reviewed and approved by approved
certification authorities to allow better overall assessment of crane
designs. Such information includes load and information charts, crane
foundation design forces and moments, certification of critical
components, an operations, parts, and maintenance manual, and a failure
mode assessment for gross unintended overloads. As discussed earlier,
we propose to modify the text in Sec. 107.309(b) to clarify that
certain plans and information must be reviewed and approved by the
Coast Guard Marine Safety Center, and to add Sec. 107.309(b)(3).
A description of the changes we propose to make to 46 CFR part 108
are as follows:
46 CFR 108.101: We propose to modify Sec. 108.101 by updating it
to conform with general formatting requirements for incorporated by
reference sections. Specifically, we propose to combine the
incorporation by reference language in paragraphs (a) and (b) into a
new paragraph (a), and to remove the table format associated with
existing paragraph (b). We propose adding a new paragraph (b) to
reflect the updated reference to ANSI standard Z-89.1-1969, which is
now ANSI standard A-A-2269A NOT 1 identified in existing Sec.
108.497(f) but not currently listed as being incorporated by
[[Page 27918]]
reference. We also propose adding a new paragraph (c) to reflect the
reference to API Spec. 2C identified in existing Sec. 108.601 but not
currently listed as being incorporated by reference. Information
concerning the referenced standards of ASTM, IMO, and NFPA would be
organized into new paragraphs (d), (e), and (f), respectively.
46 CFR 108.105: We propose to modify this section by making a minor
editorial change and by stating that the specified standard is
incorporated by reference in Sec. 108.101.
46 CFR 108.427; 108.430; 108.497; 108.503; 108.645; 108.646;
108.647; 108.649; and 108.655: We propose to modify these sections by
stating that the specified standard is incorporated by reference in
Sec. 108.101.
46 CFR 108.601: We propose to update the reference in Sec. 108.601
to refer to the latest edition of API Spec. 2C, ``Specification for
Offshore Pedestal Mounted Cranes,'' and include a provision that allows
the Coast Guard to recognize other standards as an equivalency. Such
standards may include cranes designed, installed, and maintained in
class to the classification standards of a recognized classification
society. We also propose to remove Sec. 108.601(b) in its entirety
because the items were incorporated into the revised API Spec. 2C
standard and are no longer required to be listed separately in
regulatory text.
A description of the changes we propose to make to 46 CFR part 109
are as follows:
46 CFR 109.105: We propose to modify Sec. 109.105 by updating it
to conform with general formatting requirements for incorporation by
reference sections. Specifically, we propose to combine the
incorporation by reference language in paragraphs (a) and (b) into a
new paragraph (a) and remove the table format associated with existing
paragraph (b). We propose adding a new paragraph (b) to reflect the
reference to API Spec. 2C and API RP 2D identified in existing Sec.
109.437(a) and (b), Sec. 109.521, and Sec. 109.527(c), but not
currently listed as being incorporated by reference. Information
concerning the referenced standards of ASTM and IMO would be organized
into new paragraphs (c) and (d).
46 CFR 109.437: We propose to modify Sec. 109.437(a)(1) by
updating the reference for API nameplate data to reflect its location
in the latest edition of API Spec. 2C, ``Specification for Offshore
Pedestal Mounted Cranes.'' We propose to modify the text in Sec.
109.437(a)(2) to use the term ``load rating chart'' instead of ``rates
load chart'' as used in the latest edition of API Spec. 2C. We propose
to modify Sec. 109.437(b) by updating the reference for recording
information on inspections, tests, and maintenance to reflect its
location in the latest edition of API RP 2D, ``Recommended Practice for
Operation and Maintenance of Offshore Cranes.'' We propose to replace
existing Sec. 109.437(d) and to modify Sec. 109.437(c) to incorporate
the requirements from existing paragraph (d). Finally, we propose to
redesignate existing Sec. 109.437(e) through (h) as Sec. 109.437(d)
through (g), respectively, based on our modifications.
46 CFR 109.439: We propose to make minor editorial changes to this
section. In the opening sentence we propose to replace the words,
``shall insure'' with ``must ensure''. In paragraph (b) we propose to
delete ``or'' before the word ``manufacturers'' and replace it with
``issued by'' to provide clarification.
46 CFR 109.521: We propose to add a sentence to clarify that cranes
and other lifting appliances that do not meet the definition in Sec.
107.111 must be operated and maintained in accordance with the
manufacturer's recommendations.
46 CFR 109.525: We propose a minor editorial change to this section
by replacing the word ``shall'' with the word ``must.''
46 CFR 109.527: We propose minor editorial changes. In paragraphs
(a) and (b), we propose to change the word ``shall'' to ``must.'' In
paragraph (c), we propose changing the word ``shall'' to ``must'' and
also updating and clarifying information relative to the specified
standard (API RP 2D).
46 CFR 109.529: We propose to add a new section covering lifting
operations, which specifies that lifting operations must be conducted
in accordance with the requirements in 33 CFR chapter I, subchapter N.
Subchapter N is already applicable to vessels and floating facilities,
and our intent with this new section is to point out that information
in 33 CFR subchapter N concerning lifting operations is relevant and
applicable to vessels with cranes that are inspected under this part of
46 CFR. Among other things, subchapter N specifies requirements for
workplace safety and health, including requirements for personnel
protective equipment.
46 CFR 109.563: We propose minor editorial changes to this section.
In paragraph (a)(6) we propose to replace the word ``which'' with the
word ``that'' and identify the location where IMO Assembly resolution
A.654(16) is incorporated by reference.
V. Incorporation by Reference
Material proposed for incorporation by reference appears in
Sec. Sec. 107.258, 107.259, 107.260, 107.309, 108.601, 109.437,
109.521, 109.527, and 109.563. The references to the incorporation by
reference standards in existing Sec. Sec. 107.115, 108.101, and
109.105 would be updated to conform with general formatting
requirements for incorporated by reference sections. In addition,
``incorporated by reference, see Sec. 108.101'' has been added to
Sec. Sec. 108.105(c)(1), 108.427(a), 108.497(f), 108.503,
108.645(a)(4), 108.646(a), 108.647, 108.649(a)(2) and (b), and
108.655(e). Additional editorial and conforming language is included in
this NPRM to update references to the proposed regulatory modifications
addressing incorporation by reference. You may inspect this material at
U.S. Coast Guard Headquarters where indicated under ADDRESSES. Copies
of the material are available from the sources listed in Sec. Sec.
107.115, 108.101, and 109.105.
Before publishing a binding rule, we will submit this material to
the Director of the Federal Register for approval of the incorporation
by reference.
VI. Regulatory Analyses
We developed this proposed rule after considering numerous statutes
and executive orders related to rulemaking. Below we summarize our
analyses based on 14 of these statutes or executive orders.
A. Regulatory Planning and Review
Executive Orders 12866 (``Regulatory Planning and Review'') and
13563 (``Improving Regulation and Regulatory Review'') direct agencies
to assess the costs and benefits of available regulatory alternatives
and, if regulation is necessary, to select regulatory approaches that
maximize net benefits (including potential economic, environmental,
public health and safety effects, distributive impacts, and equity).
Executive Order 13563 emphasizes the importance of quantifying both
costs and benefits, of reducing costs, of harmonizing rules, and of
promoting flexibility. This NPRM has not been designated a
``significant regulatory action'' under section 3(f) of Executive Order
12866. Accordingly, the NPRM has not been reviewed by the Office of
Management and Budget.
A draft Regulatory Analysis is available in the docket where
indicated under the ``Public Participation and Request for Comments''
section of this preamble. A summary of the Regulatory Analysis follows:
[[Page 27919]]
The proposed rule would amend the existing regulations for cranes
on offshore supply vessels, MODUs, and floating OCS facilities to allow
additional organizations to issue crane certificates and to incorporate
the latest editions of industry standards.
The proposed rule is necessary because the current regulations do
not reflect the safest available practices and technologies used by
industry, and the regulated public needs additional options for
obtaining crane certifications and conducting crane inspections. Parts
of the industry have adopted the newer standards but there are gaps
across the industry in adopting the standards in full or in part. The
Coast Guard believes that the risk associated with public safety could
increase without broader use of the latest editions of industry
standards.
The Regulatory Analysis provides an evaluation of the economic
impacts associated with this proposed rule. Table 1 provides a summary
of the proposed rule's costs and benefits.
Table 1--Summary of the Impacts of the Proposed Rule
------------------------------------------------------------------------
Category Summary
------------------------------------------------------------------------
Applicability................ All U.S.-flagged OSV, MODUs, and floating
OCS facilities with cranes of a lifting
capacity of 5 tons (10,000 lbs) or more;
crane manufacturers that service the
offshore industry; and class societies.
Affected Population.......... 52 marine employers with crane-equipped
offshore vessels; 9 marine employers
with 18 floating OCS facilities; 24
marine employers with crane-equipped
MODUs; 19 crane manufacturers; 2 cargo
gear organizations, and 7 classification
societies.
Costs ($ million, 7% discount $0.445 (annualized) $3.13 (10-year).
rate).
Quantified Benefits and Cost $1.481 (annualized) $10.41(10-year).
Savings ($ million, 7%
discount rate).
Unquantified Benefits........ * Update industry practices.
* Aid to quality control.
* maintain safety.
------------------------------------------------------------------------
These costs include industry costs plus the Government's costs.
Affected Population
Based on Coast Guard data, we estimate this proposed rule would
affect 52 businesses that own OSVs with cranes having 5 tons (10,000
lbs) or more lifting capacity, 24 businesses that own MODUs with
cranes, 9 businesses that own 18 floating OCS facilities, 2 cargo gear
organizations, 19 crane manufacturers, and approximately 7
classification societies.
Costs
The proposed rule would require several actions by affected
parties. These actions include training, purchasing API standards, and
inspecting or reviewing operations. We estimate the costs of the
proposed rule to be the highest the first year of compliance, at
approximately $0.886 million (undiscounted 2011 dollars), with
additional annually recurring costs as shown in table 2 and described
further in the Regulatory Analysis. For the 10-year period of this
analysis, we estimate the annualized discounted cost of this proposed
rule to be $0.445 million at a 7 percent discount rate, for a total of
$3.12 million over 10 years, and $0.435 million at a 3 percent discount
rate, for a total of $3.71 million over 10 years. The following table
presents, by year, the costs of the proposed rule.
Table 2--Estimated Costs of the Proposed Rule
--------------------------------------------------------------------------------------------------------------------------------------------------------
Year Discounted 7% Discounted 3% Undiscounted
--------------------------------------------------------------------------------------------------------------------------------------------------------
1............................................................. $828,183 $860,345 $886,156
2............................................................. 329,385 355,465 377,112
3............................................................. 307,836 345,111 377,112
4............................................................. 287,697 335,060 377,112
5............................................................. 268,876 325,301 377,112
6............................................................. 251,286 315,826 377,112
7............................................................. 234,847 306,627 377,112
8............................................................. 219,483 297,696 377,112
9............................................................. 205,124 289,025 377,112
10............................................................ 191,705 280,607 377,112
-----------------------------------------------------------------------------------------
Total..................................................... 3,124,421 3,711,062 4,280,167
Annualized................................................ 444,847 435,050 428,017
--------------------------------------------------------------------------------------------------------------------------------------------------------
We estimate the requirement for the master or person in charge to
ensure that each crane is operated and maintained in accordance with
API RP 2D, ``Recommended Practice for Operation and Maintenance of
Offshore Cranes,'' Sixth Edition (Sec. 109.521 Cranes: General) as the
primary cost driver throughout the 10-year period of analysis. The
requirement, in turn, would initiate training requirements for crane
operators, inspectors, and riggers. See Table 3 for a summary of
annualized costs by requirement category.
[[Page 27920]]
Table 3--Summary of the Annualized Costs of the Proposed Rule ($)
----------------------------------------------------------------------------------------------------------------
Annualized\*\
Category -----------------------------------------------------------
7% 3%
----------------------------------------------------------------------------------------------------------------
109.521 Cranes: General (Operational Costs)......... $19,645 $16,803
109.521 Cranes: General (Training Costs)............ 294,203 287,345
107.259 Crane Inspection and Testing................ 128,514 128,514
Other (including Government Costs).................. 2,485 2,387
-----------------------------------------------------------
Total........................................... 444,847 435,050
----------------------------------------------------------------------------------------------------------------
* Rounded to the nearest one.
The proposed changes that would require the regulated public to
have the master or person in charge ensure that each crane is operated
and maintained in accordance with API RP 2D, ``Recommended Practice for
Operation and Maintenance of Offshore Cranes,'' Sixth Edition (Sec.
109.521 Cranes: General) comprise approximately 70 percent of the costs
throughout the 10-year period of analysis. Of this, 66 percent is due
to the set of requirements dealing with training. The proposed changes
to Sec. 107.259, Crane inspection and testing, amount to 29 percent of
the total costs. Table 4 presents a summary of the costs by requirement
as a percentage of the total annualized costs of the proposed rule.
Table 4--Summary of Costs by Requirement of the Proposed Rule
[As a percentage of annualized cost]
------------------------------------------------------------------------
Requirements Annualized cost (Percent)
------------------------------------------------------------------------
Sec. 109.521 Cranes: General 4
(Operational Costs)......................
Sec. 109.521 Cranes: General (Training 66
costs)...................................
Sec. 107.259 Crane Inspection and 29
Testing..................................
Other (including Government costs)........ 1
-----------------------------
Total (rounded to the nearest one).... 100
------------------------------------------------------------------------
Benefits
The proposed rule would amend existing regulations regarding cranes
in OCS activities, and is expected to have several positive direct and
indirect effects for the regulated public.
The Coast Guard is pursuing this amendment to existing standards to
reflect technological improvements and to expand protection of offshore
workers. The proposed rule contains provisions that would enhance
safety. Similarly, the proposed rule would initiate requirements that
would offer business opportunities for the issuance of crane
certificates and would offer the regulated public flexibility for the
acquisition of crane certificates.
The proposed rule would promote maritime safety by offering
provisions for more practicable and efficient management of risk
associated with offshore cranes. The proposed rule contains additional
provisions that would either offer greater flexibility for compliance
or offer an opportunity for a potential cost savings. Table 5 presents
data on the hazards that have been caused by accidents involving
cranes.
Table 5--Baseline of Fatalities, Injuries, Oil Spills, and Property
Damage
[2006-2010]
------------------------------------------------------------------------
Impact Count
------------------------------------------------------------------------
Fatalities................................... 3.
Injuries..................................... 11.
Oil Spills................................... 30.
Amount of Oil Spilled (gallons).............. 205.43.
Property Damage (This figure is likely an $2,566,415.
underestimate. Some property damage was not
assessed a damage figure in the MISLE file.).
Congestion and Delays........................ Not quantified.
------------------------------------------------------------------------
See the preliminary Regulatory Analysis available in the docket for
a detailed analysis of the costs and benefits of this rulemaking.
The Coast Guard considered the following alternatives when
developing the proposed rule:
1. Take no action.
2. Allow industry to develop its own standard.
3. Issue a new policy letter or Navigation and Vessel Inspection
Circular.
4. The API standards contain both mandatory and non-mandatory
provisions; an alternative is to make the mandatory and non-mandatory
provisions requirements under the proposed rule.
5. Retain the existing editions of the API standards but promulgate
the other proposed changes.
6. Do not include the exemption for small cranes.
[[Page 27921]]
7. Develop a different timetable for small entities.
8. Provide an exemption for small entities (from the rule or any
part thereof).
Alternatives 1 and 2 are not preferred because they do not offer
solutions to updating the CFR. Alternative 1 would result in the
continuation of a situation in which the outdated guidance of the older
editions creates a safety hazard potential and an enforcement issue, as
well as increases the difficulty of complying with standards that are
no longer available. Alternative 2 is not ideal because the industry
could develop its own standard that may not be acceptable to the Coast
Guard. They also do not allow for cost savings opportunities that would
arise by amending the regulations to permit an increased number of
organizations eligible to issue crane certifications. Alternative 3
would communicate information to the regulated public and, although it
would potentially increase public safety, it would not allow for cost
savings opportunities outlined in the proposed rule or update the CFR.
Likewise, it offers no assurance of compliance and no enforcement
mechanism. Alternative 4 would offer all the benefits of the proposed
rule and we anticipate it would create a situation of increased safety
as predicted by the proposed rule. However, not all API recommendations
(e.g., non-mandatory provisions of the API standards) are suitable for
Coast Guard-regulated industries; to make all API recommendations
regulatory requirements in the CFR may result in required activities
that have no increased benefit compared to the proposed alternative.
Alternative 5 is feasible; however, the API standards currently
referenced in the CFR are outdated and, therefore, there is no benefit
in retaining them. Alternative 6 is feasible but would create a
situation in which members of the regulated public would be required to
engage in activities that offered no benefit and possibly a disbenefit.
Alternative 7 would offer a different timetable for small entities;
although this is feasible, it has little added benefit to small
entities. The proposed rule's increased costs for small entities are
low, and some small entities may experience no additional cost because
many proposed requirements are now being followed by the regulated
public, and such an exemption would not offer cost savings
opportunities. This alternative could lower the level of safety to
small entities as compared to the rest of the population. Alternative
8, which would allow for an exemption for small entities, is feasible.
The Coast Guard notes that many proposed provisions would not fully
impact materially or result in a behavioral change to some small
entities since some are already in compliance with parts of the
proposed regulation. The proposed changes are low in cost on the
individual level and have a low implementation burden.
B. Small Entities
Under the Regulatory Flexibility Act (5 U.S.C. 601-612), we have
considered whether this proposed rule would have a significant economic
impact on a substantial number of small entities. The term ``small
entities'' comprises small businesses, not-for-profit organizations
that are independently owned and operated and are not dominant in their
fields, and governmental jurisdictions with populations of fewer than
50,000.
We determined that the proposed rule would not have a significant
economic impact on a substantial number of small entities. We found
that small entities affected by this proposed rule were small
businesses consisting of the owners and operators of OSVs, MODUs, and
floating OCS facilities, crane manufacturers, classification societies,
and cargo gear organizations (see table 6).
Table 6--Estimated Affected Population of the Proposed Rule
------------------------------------------------------------------------
Group Estimated population
------------------------------------------------------------------------
Cargo Gear Organization........................ 2
Classification Societies....................... 7
Businesses that own OSVs with Cranes........... 52
Businesses that own MODUs with Cranes.......... 24
Businesses that own Floating OCS Facilities.... 9
Crane Manufacturers............................ 19
------------------------
Total...................................... 113
------------------------------------------------------------------------
The results of our small business impact analysis show that, among
the groups of affected entities, the proposed rule would have little
impact on revenues (e.g., less than 1 percent cost to revenue impact).
For owners and operators of MODUs with cranes that meet the Small
Business Administration (SBA) small business size standards, the
proposed rule's cost would be between 0 and 1 percent of total revenues
for 100 percent of small businesses. For owners and operators of
vessels with cranes, the proposed rule's cost would be between 0 and 1
percent of total revenue for 100 percent of small businesses. Among the
class societies, none met the SBA small business size standard and 100
percent had a cost-to-revenue impact of 0 to 1 percent. None of the
businesses that own floating OCS facilities met the SBA small business
size standard and none were anticipated to have cost-to-revenue impacts
greater than 1 percent of revenue. For crane manufacturers, an
estimated 63 percent were small entities, but these entities are in
compliance with the proposed changes and would not have additional
costs unless they applied for acceptance to issue crane certificates.
For those, all would have a cost-to-revenue impact of 0 to 1 percent.
In summary, the Coast Guard certifies that the proposed rule would
not have a significant economic impact on a substantial number of
owners and operators of offshore vessels, MODUs, and floating OCS
facilities and crane manufacturers. We also certify under 5 U.S.C.
605(b) that this proposed rule would not have a significant economic
impact on a substantial number of classification societies or cargo
gear organizations.
We are interested in the potential impacts from this proposed rule
on small businesses and we request public comment on these potential
impacts. If you think that your business, organization, or governmental
jurisdiction qualifies as a small entity and that this proposed rule
would have a significant economic impact on it, please submit a comment
to the Docket Management Facility at the address under ADDRESSES. In
your comment,
[[Page 27922]]
explain why you think it qualifies and how and to what degree this
proposed rule would economically affect it.
C. Assistance for Small Entities
Under section 213(a) of the Small Business Regulatory Enforcement
Fairness Act of 1996 (Pub. L. 104-121), we want to assist small
entities in understanding this proposed rule so that they can better
evaluate its effects on them and participate in the rulemaking. If the
proposed rule would affect your small business, organization, or
governmental jurisdiction and you have questions concerning its
provisions or options for compliance, please consult Mr. Ken Smith, CG-
OES-2, U.S. Coast Guard; telephone 202-372-1413 or email
Ken.A.Smith@uscg.mil. The Coast Guard will not retaliate against small
entities that question or complain about this proposed rule or any
policy or action of the Coast Guard.
Small businesses may send comments on the actions of Federal
employees who enforce, or otherwise determine compliance with, Federal
regulations to the Small Business and Agriculture Regulatory
Enforcement Ombudsman and the Regional Small Business Regulatory
Fairness Boards. The Ombudsman evaluates these actions annually and
rates each agency's responsiveness to small business. If you wish to
comment on actions by employees of the Coast Guard, call 1-888-REG-FAIR
(1-888-734-3247).
D. Collection of Information
This proposed rule would amend an existing collection of
information as defined by the Paperwork Reduction Act of 1995 (44
U.S.C. 3501-3520); the proposal adds requirements for recording and
recordkeeping. For example, the proposal adds requirements for training
materials, training documentation and performing inspections and
maintaining records of the results. As defined in 5 CFR 1320.3(c),
``collection of information'' comprises reporting, recordkeeping,
monitoring, posting, labeling, and other similar actions. The title and
description of the information collections, a description of those who
must collect the information, and an estimate of the total annual
burden follow. The estimate covers the time for reviewing instructions,
searching existing sources of data, gathering and maintaining the data
needed, and completing and reviewing the collection.
Title: Plan Approval & Records for Tank, Passenger, Cargo &
Miscellaneous Vessels, Mobile Offshore Drilling Units, Nautical School
Vessels and Oceanographic Research Vessels.
OMB Control Number: 1625-0038.
Summary of the Collection Of Information: The existing collection
of information requires written responses such as submitted plans. The
proposed rule would require responses ranging from the review of
documentation and the procurement of written materials to the
preparation of written information. Some examples of the proposed
rule's collections of information include training documentation,
procurement of industry standards and applications for acceptance. The
collection of information would aid the regulated public in assuring
safe practices associated with cranes.
Need For Information: The Coast Guard needs this information to
determine whether an entity meets the regulatory requirements.
Proposed Use of Information: The Coast Guard would use this
information to determine whether an entity meets the regulatory
requirements.
Description of the Respondents: The respondents are owners and
operators of U.S.-flagged vessels, MODUs and floating OCS facilities
with offshore pedestal cranes with a lifting capacity equal to or
greater than 5 tons (10,000 lbs), classification societies, and crane
manufacturers.
Number of Respondents: The burden of this proposed rule for this
collection of information includes certifications, approval requests,
procurement of written materials, preparation of records and records of
inspections. This collection of information applies to owners/operators
of crane-equipped offshore vessels, MODUs and floating OCS facilities;
crane manufacturers; classification societies; and cargo gear
organizations. We estimate the maximum number of respondents is 112.
Frequency of Responses: This proposed rule will vary the number of
responses each year by requirement. Details are shown in the
preliminary Regulatory Analysis.
Burden of Response: The burden of response for each regulatory
requirement varies. Details are shown in the preliminary Regulatory
Analysis.
Estimate of Total Annual Burden: This proposed rule will increase
burden hours by 21,823.65 hours from the previously approved burden
estimate.
As required by the Paperwork Reduction Act of 1995 (44 U.S.C.
3507(d)), we will submit a copy of this proposed rule to the Office of
Management and Budget (OMB) for its review of the collection of
information.
We ask for public comment on the proposed collection of information
to help us determine how useful the information is; whether it can help
us perform our functions better; whether it is readily available
elsewhere; how accurate our estimate of the burden of collection is;
how valid our methods for determining burden are; how we can improve
the quality, usefulness, and clarity of the information; and how we can
minimize the burden of collection.
If you submit comments on the collection of information, submit
them both to OMB and to the Docket Management Facility where indicated
under ADDRESSES, by the date under DATES.
You need not respond to a collection of information unless it
displays a currently valid control number from OMB. Before the Coast
Guard could enforce the collection of information requirements in this
proposed rule, OMB would need to approve the Coast Guard's request to
collect this information.
E. Federalism
A rule has implications for federalism under Executive Order 13132,
Federalism, if it has a substantial direct effect on the States, on the
relationship between the national government and the States, or on the
distribution of power and responsibilities among the various levels of
government.
It is well settled that States may not regulate in categories
reserved for regulation by the Coast Guard. It is also well settled,
now, that all of the categories covered in 46 U.S.C. 3306, 3703, 7101,
and 8101 (design, construction, alteration, repair, maintenance,
operation, equipping, personnel qualification, and manning of vessels),
as well as the reporting of casualties and any other category in which
Congress intended the Coast Guard to be the sole source of a vessel's
obligations, are within the field foreclosed from regulation by the
States. (See the decision of the Supreme Court in the consolidated
cases of United States v. Locke and Intertanko v. Locke, 529 U.S. 89,
120 S.Ct. 1135 (March 6, 2000).) This proposed rule concerns the
design, construction, alteration, repair, maintenance, operation, and
equipping of cranes on MODUs, OSVs and floating OCS facilities. Because
the States may not regulate within this category, preemption under
Executive Order 13132 is not an issue.
Additionally, Congress specifically granted the authority to
regulate floating OCS facilities as it relates to the safety of life to
the Secretary of the Department in which the Coast Guard is operating.
[[Page 27923]]
Section 1333(d)(1) of 43 U.S.C. states that the Secretary ``shall have
the authority to promulgate and enforce such reasonable regulations
with respect to lights and other warning devices, safety equipment, and
other matters relating to the promotion of safety of life and property
on the artificial islands, installations, and other devices . . . as he
may deem necessary.'' As this rule would regulate the operation,
maintenance, design, and construction of cranes on MODUs, OSVs, and
floating OCS facilities, it falls within the scope of authority
Congress granted exclusively to the Secretary. Therefore, since the
States may not regulate within this category, preemption under
Executive Order 13132 is not an issue.
F. Unfunded Mandates Reform Act
The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538)
requires Federal agencies to assess the effects of their discretionary
regulatory actions. In particular, the Act addresses actions that may
result in the expenditure by a State, local, or tribal government, in
the aggregate, or by the private sector of $100,000,000 (adjusted for
inflation) or more in any one year. Though this proposed rule would not
result in such an expenditure, we do discuss the effects of this
proposed rule elsewhere in this preamble.
G. Taking of Private Property
This proposed rule would not cause a taking of private property or
otherwise have taking implications under Executive Order 12630,
Governmental Actions and Interference with Constitutionally Protected
Property Rights.
H. Civil Justice Reform
This proposed rule meets applicable standards in sections 3(a) and
3(b)(2) of Executive Order 12988, Civil Justice Reform, to minimize
litigation, eliminate ambiguity, and reduce burden.
I. Protection of Children
We have analyzed this proposed rule under Executive Order 13045,
Protection of Children from Environmental Health Risks and Safety
Risks. This proposed rule is not an economically significant rule and
would not create an environmental risk to health or risk to safety that
might disproportionately affect children.
J. Indian Tribal Governments
This proposed rule does not have tribal implications under
Executive Order 13175, Consultation and Coordination with Indian Tribal
Governments, because it would not have a substantial direct effect on
one or more Indian tribes, on the relationship between the Federal
Government and Indian tribes, or on the distribution of power and
responsibilities between the Federal Government and Indian tribes.
K. Energy Effects
We have analyzed this proposed rule under Executive Order 13211,
Actions Concerning Regulations That Significantly Affect Energy Supply,
Distribution, or Use. We have determined that it is not a ``significant
energy action'' under that order because it is not a ``significant
regulatory action'' under Executive Order 12866 and is not likely to
have a significant adverse effect on the supply, distribution, or use
of energy. The Administrator of the Office of Information and
Regulatory Affairs has not designated it as a significant energy
action. Therefore, it does not require a Statement of Energy Effects
under Executive Order 13211.
L. Technical Standards
The National Technology Transfer and Advancement Act (15 U.S.C. 272
note) directs agencies to use voluntary consensus standards in their
regulatory activities unless the agency provides Congress, through the
OMB, with an explanation of why using these standards would be
inconsistent with applicable law or otherwise impractical. Voluntary
consensus standards are technical standards (e.g., specifications of
materials, performance, design, or operation; test methods; sampling
procedures; and related management systems practices) that are
developed or adopted by voluntary consensus standards bodies.
This proposed rule uses the following voluntary consensus
standards: API Spec. 2C, ``Specification for Offshore Pedestal Mounted
Cranes,'' and API RP 2D, ``Recommended Practice for the Operation and
Maintenance of Offshore Cranes.'' The proposed sections that reference
these standards and the locations where these standards are available
are listed in proposed 46 CFR 107.115, 108.101, and 109.105.
M. Environment
We have analyzed this proposed rule under Department of Homeland
Security Management Directive 023-01 and Commandant Instruction
M16475.lD, which guide the Coast Guard in complying with the National
Environmental Policy Act of 1969 (42 U.S.C. 4321-4370f), and have made
a preliminary determination that this action is one of a category of
actions that do not individually or cumulatively have a significant
effect on the human environment. A preliminary environmental analysis
checklist supporting this determination is available in the docket
where indicated under the ``Public Participation and Request for
Comments'' section of this preamble. This rule revises existing
regulations to update industry standards and allows the use of
additional organizations to act in lieu of Coast Guard marine
inspectors. These changes fall under section 2.B.2, figure 2-1,
paragraphs (34)(a), (b), (d), and (e) of the Instruction concerning the
updating of regulations for editorial reasons, internal agency
functions, vessel inspections, and equipment approval. We seek any
comments or information that may lead to the discovery of a significant
environmental impact from this proposed rule.
List of Subjects
46 CFR Part 107
Cranes, Incorporation by reference, Inspection and certification,
Marine safety, Mobile offshore drilling units, Oil and gas exploration,
Plan approval, Reporting and recordkeeping requirements, Vessels.
46 CFR Part 108
Cranes, Design and equipment, Fire prevention, Incorporation by
reference, Marine safety, Mobile offshore drilling units, Occupational
safety and health, Oil and gas exploration, Vessels.
46 CFR Part 109
Cranes, Incorporation by reference, Marine safety, Occupational
safety and health, Mobile offshore drilling units, Oil and gas
exploration, Operations, Reporting and recordkeeping requirements,
Reports, notifications, and records, Vessels.
For the reasons discussed in the preamble, the Coast Guard proposes
to amend 46 CFR parts 107, 108, and 109 as follows:
PART 107--INSPECTION AND CERTIFICATION
0
1. The authority citation for part 107 is revised to read as follows:
Authority: 43 U.S.C. 1333; 46 U.S.C. 3103, 3306, 3307; 46 U.S.C.
3316; Department of Homeland Security Delegation No. 0170.1; Sec.
107.05 also issued under the authority of 44 U.S.C. 3507.
0
2. Amend Sec. 107.111 to add the definition, in alphabetical order,
for ``Crane'' to read as follows:
* * * * *
Crane means a crane used in offshore lifting operations that is
pedestal
[[Page 27924]]
mounted and has a lifting capacity of 5 tons (10,000 lbs) or more.
* * * * *
0
3. Revise Sec. 107.115 to read as follows:
Sec. 107.115 Incorporation by reference.
(a) Certain material is incorporated by reference into this part
with the approval of the Director of the Federal Register under 5
U.S.C. 552(a) and 1 CFR part 51. To enforce any edition other than that
specified in this section, the Coast Guard must publish notice of
change in the Federal Register and the material must be available to
the public. All approved material is available for inspection at the
U.S. Coast Guard, Office of Operating and Environmental Standards (CG-
OES), 2100 2nd Street SW., Stop 7126, Washington, DC 20593-7126, and is
available from the sources listed below. It is also available at the
National Archives and Records Administration (NARA). For information on
the availability of this material at NARA, call 202-741-6030, or go to
https://www.archives.gov/federal_register/code_of_federal_regulations/ibr_locations.html.
(b) American Bureau of Shipping (ABS), ABS Plaza, 16855 Northchase
Drive, Houston, TX 77060, 281-977-5800, https://www.eagle.org.
(1) ABS Rules for Building and Classing Mobile Offshore Drilling
Units (2008), IBR approved for Sec. 107.305(hh).
(2) [Reserved]
(c) American Petroleum Institute (API), 1220 L Street NW.,
Washington, DC 20005-4070, 202-682-8000, https://www.api.org.
(1) API Spec. 2C, ``Specification for Offshore Pedestal Mounted
Cranes'', Seventh Edition (March 2012), IBR approved for Sec. Sec.
107.258(a), 107.260(b), and 107.309(a).
(2) API RP 2D, ``Recommended Practice for Operation and Maintenance
of Offshore Cranes'', Sixth Edition (May 2007), IBR approved for
Sec. Sec. 107.258(c), 107.259(a), (b), (c), and 107.260(a).
(d) ASTM International, 100 Barr Harbor Drive, West Conshohocken,
PA 19428-2959, 610-832-9500, https://www.astm.org.
(1) 2011/2012 ``Annual Book of ASTM Standards,'' Section 1--Iron
and Steel Products, IBR approved for Sec. 107.305(hh).
(2) [Reserved]
0
4. Revise Sec. 107.231 paragraph (m) to read as follows:
Sec. 107.231 Inspection for certification.
* * * * *
(m) Each crane is inspected and tested in accordance with Sec.
107.259 of this part.
* * * * *
0
5. Revise Sec. 107.258 to read as follows:
Sec. 107.258 Crane certification.
(a) Each crane and crane foundation installed after [insert
effective date of the final rule] must be certified as being designed
and constructed in accordance with the American Petroleum Institute's
(API) ``Specification for Offshore Pedestal Mounted Cranes,'' API Spec.
2C, Seventh Edition (March 2012) (incorporated by reference, see Sec.
107.115) or other equivalent standard identified by Commandant (CG-
ENG). Cranes installed prior to [insert effective date of the final
rule] must comply with the regulations in effect at the time of
installation.
(b) The Coast Guard may accept current certificates issued by Coast
Guard approved organizations as evidence of condition and suitability
of cranes. The following organizations are approved by the Coast Guard
as crane-certifying authorities:
(1) Recognized classification societies as outlined in 46 CFR part
8.
(2) International Cargo Gear Bureau, Inc., 321 West 44th Street,
New York, NY 10036, on the Internet at https://www.icgb.com.
(3) Crane manufacturers holding a license from API to apply the API
monogram to crane nameplates.
(c) Crane certification must be based on--
(1) A review of plans submitted under Sec. 107.309; and
(2) Satisfactory completion of the initial tests and inspections
outlined by the API's ``Recommended Practice for Operation and
Maintenance of Offshore Cranes,'' API RP 2D, Sixth Edition (May 2007),
Section 4.1.2.1 (incorporated by reference, see Sec. 107.115).
(d) Each load test and inspection, witnessed or conducted by the
certifying authority must be recorded in the unit's Crane Record Book
required in Sec. 109.437.
(e) The Coast Guard may, at any time, conduct an audit of the crane
inspection, testing, or certification process to ensure satisfactory
performance of crane-certifying authorities.
0
6. Revise Sec. 107.259 to read as follows:
Sec. 107.259 Crane inspection and testing.
(a) Each crane must be inspected and tested in accordance with
Section 4 of the American Petroleum Institute's (API) ``Recommended
Practice for Operation and Maintenance of Offshore Cranes,'' API RP 2D,
Sixth Edition (May 2007) (incorporated by reference, see Sec. 107.115)
or other equivalent standard identified by Commandant (CG-ENG), except
that the rated load tests must be performed in accordance with Sec.
107.260.
(b) Annual tests and inspections must be witnessed or conducted by
qualified inspectors, as defined in API's ``Recommended Practice for
Operation and Maintenance of Offshore Cranes'', API RP 2D, Sixth
Edition (May 2007) (incorporated by reference, see Sec. 107.115), of
an approved crane-certifying authority listed under Sec. 107.258.
(c) The qualified inspector must certify that the tests and
inspections were conducted in accordance with API RP 2D, ``Recommended
Practice for Operation and Maintenance of Offshore Cranes,'' Sixth
Edition (May 2007) (incorporated by reference, see Sec. 107.115), or
other equivalent standard identified by Commandant (CG-ENG), as
modified by Sec. 107.260.
0
7. Amend Sec. 107.260 as follows:
0
a. Revise paragraph (a);
0
b. Remove paragraph (b);
0
c. Redesignate paragraphs (c), (c)(1), (c)(2), and (c)(3) as paragraphs
(b), (b)(1), (b)(2), and (b)(3), respectively; and
0
d. Revise redesignated paragraph (b)(3) to read as follows:
Sec. 107.260 Rated load test for cranes.
(a) To meet the requirements in Sec. 107.231(l), each crane must
be load tested in accordance with the recommended procedures outlined
in the American Petroleum Institute's (API) ``Recommended Practice for
Operation and Maintenance of Offshore Cranes,'' API RP 2D, Sixth
Edition (May 2007) (incorporated by reference, see Sec. 107.115)
Appendix E, at both the maximum and minimum boom angles usually
employed in material transfers over the side of the unit.
(b) * * *
(3) After repairs or alterations to any critical component of the
crane as defined in Section 5.2 of API Spec. 2C, ``Specification for
Offshore Pedestal Mounted Cranes,'' Seventh Edition (March 2012)
(incorporated by reference, see Sec. 107.115).
0
8. Amend Sec. 107.309 as follows:
0
a. Revise paragraphs (a) introductory text and (a)(1);
0
b. Remove paragraph (a)(2) and redesignate paragraphs (a)(3) and (a)(4)
as paragraphs (a)(2) and (a)(3), respectively;
0
c. Remove the note to redesignated paragraph (a)(3);
0
d. Revise paragraph (b) introductory text; and
0
e. Add paragraph (b)(3) to read as follows:
[[Page 27925]]
Sec. 107.309 Crane plans and information.
(a) The following plans and information must be reviewed and
approved by an approved crane-certifying authority listed under Sec.
107.258(b) of this part:
(1) Stress and arrangement diagrams, bill of materials, and
supporting calculations for all structural critical components listed
in Annex A of API Spec. 2C, ``Specification for Offshore Pedestal
Mounted Cranes,'' Seventh Edition (March 2012) (incorporated by
reference, see Sec. 107.115) or as otherwise identified by the
manufacturer.
(2) * * *
(3) Manufacturer supplied documentation listed in Section 4.1 of
API Spec. 2C, ``Specification for Offshore Pedestal Mounted Cranes,''
Seventh Edition (March 2012) (incorporated by reference, see Sec.
107.115), or equivalent documentation identified by Commandant (CG-
ENG).
(b) The following plans and information must be reviewed and
approved by the Coast Guard Marine Safety Center:
(1) * * *
(3) Drawings and material specifications of foundations and
substructures with supporting calculations for support and stability of
each crane under its rated load.
PART 108--DESIGN AND EQUIPMENT
0
9. The authority citation for part 108 continues to read as follows:
Authority: 43 U.S.C. 1333; 46 U.S.C. 3102, 3306; Department of
Homeland Security Delegation No. 0170.1.
0
10. Revise Sec. 108.101 to read as follows:
Sec. 108.101 Incorporation by Reference.
(a) Certain material is incorporated by reference into this part
with the approval of the Director of the Federal Register under 5
U.S.C. 552(a) and 1 CFR part 51. To enforce any edition other than that
specified in this section, the Coast Guard must publish notice of
change in the Federal Register and the material must be available to
the public. All approved material is available for inspection at the
U.S. Coast Guard, Office of Design and Engineering Standards (CG-ENG),
2100 2nd Street SW., Stop 7126, Washington, DC 20593-7126, and is
available from the sources listed below. It is also available at the
National Archives and Records Administration (NARA). For information on
the availability of this material at NARA, call 202-741-6030, or go to
https://www.archives.gov/federal_register/code_of_federal_regulations/ibr_locations.html.
(b) American National Standards Institute (ANSI), 25 West 43rd
Street, 4th Floor, New York, NY 10036, 212-642-4980, https://www.ansi.org.
(1) ANSI standard, Z-89.1-1969, Helmet Safety, IBR approved for
Sec. 108.497(f).
(2) [Reserved]
(c) American Petroleum Institute (API), 1220 L Street NW.,
Washington, DC 20005-4070, 202-682-8000, https://www.api.org.
(1) API Spec. 2C, ``Specification for Offshore Pedestal Mounted
Cranes'', Seventh Edition (March 2012), IBR approved for Sec. 108.601.
(2) [Reserved]
(d) ASTM International, 100 Barr Harbor Drive, West Conshohocken,
PA 19428-2959, 610-832-9500, https://www.astm.org.
(1) ASTM D 93-97, Standard Test Methods for Flash Point by Pensky-
Martens Closed Cup Tester, IBR approved for Sec. 108.500(b).
(2) ASTM F 1014-92, Standard Specification for Flashlights on
Vessels, IBR approved for Sec. 108.497(b).
(3) ASTM F 1121-87 (1993), Standard Specification for International
Shore Connections for Marine Fire Applications, IBR approved for Sec.
108.427(a).
(e) International Maritime Organization (IMO), Publications
Section, 4 Albert Embankment, London, SE1 7SR United Kingdom, +44 (0)20
7735 7611, https://www.imo.org.
(1) Resolution A.520(13), Code of Practice for the Evaluation,
Testing and Acceptance of Prototype Novel Life-saving Appliances and
Arrangements, 17 November 1983, IBR approved for Sec. 108.105(c).
(2) Resolution A.649(16), Code for the Construction and Equipment
of Mobile Offshore Drilling Units (MODU Code), 19 October 1989 with
amendments of June 1991, IBR approved for Sec. 108.503.
(3) Resolution A.658(16), Use and Fitting of Retro-reflective
Materials on Life-saving Appliances, 20 November 1989, IBR approved for
Sec. Sec. 108.645(a) and 108.649(a) and (e).
(4) Resolution A.760(18), Symbols Related to Life-saving Appliances
and Arrangements, 17 November 1993, IBR approved for Sec. Sec.
108.646(a), 108.647, 108.649(b), (d), (f), and (g), and 108.655(e).
(f) National Fire Protection Association (NFPA), 1 Batterymarch
Park, Quincy, MA 02269-9101, 800-344-3555, https://www.nfpa.org.
(1) NFPA 13-1996, Standard for the Installation of Sprinkler
Systems, IBR approved for Sec. 108.430.
(2) [Reserved]
0
11. Amend Sec. 108.105 as follows:
0
a. In paragraph (b), after the words ``upon such condition as will'',
remove the word ``insure'' and add, in its place, the word ``ensure'';
0
b. In paragraph (c), replace the numbers ``521'' with the letters
``ENG''; and
0
c. Revise paragraph (c)(1) to read as follows:
Sec. 108.105 Substitutes for required fittings, material, apparatus,
equipment, arrangements, calculations, and tests.
* * * * *
(c) * * *
(1) Is evaluated and tested in accordance with IMO Resolution
A.520(13), Code of Practice for the Evaluation, Testing and Acceptance
of Prototype Novel Life-saving Appliances and Arrangements
(incorporated by reference, see Sec. 108.101); or
* * * * *
0
12. Revise Sec. 108.427 paragraph (a) to read as follows:
Sec. 108.427 International shore connection.
* * * * *
(a) At least one international shore connection that meets ASTM F
1121 (incorporated by reference, see Sec. 108.101).
* * * * *
0
13. Revise Sec. 108.430 to read as follows:
Sec. 108.430 General.
Automatic Sprinkler Systems must comply with NFPA 13-1996
(incorporated by reference, see Sec. 108.101).
0
14. Revise Sec. 108.497 paragraph (f) to read as follows:
Sec. 108.497 Fireman's outfits.
* * * * *
(f) A helmet that meets the requirements in ANSI standard Z-89.1-
1969 (incorporated by reference, see Sec. 108.101); and
* * * * *
0
15. Revise Sec. 108.503 introductory text to read as follows:
Sec. 108.503 Relationship to international standards.
For the purposes of this part, any unit carrying a valid IMO MODU
Safety Certificate, including a listing of lifesaving equipment as
required by the 1989 IMO MODU Code (incorporated by reference, see
Sec. 108.101), is considered to have met the requirements of this
subpart if, in addition to the requirements of the 1989 MODU Code, it
meets the following requirements:
* * * * *
0
16. Revise Sec. 108.601 to read as follows:
[[Page 27926]]
Sec. 108.601 Crane design.
Each crane and crane foundation on a unit installed after [insert
effective date of the final rule] must be designed in accordance with
the American Petroleum Institute's API Spec. 2C, ``Specification for
Offshore Pedestal Mounted Cranes,'' Seventh Edition (March 2012)
(incorporated by reference, see Sec. 108.101) or other equivalent
standard identified by Commandant (CG-ENG). Cranes installed prior to
[insert effective date of the final rule] must comply with the
regulations in effect at the time of installation.
0
17. Revise Sec. 108.645 paragraph (a)(4) to read as follows:
Sec. 108.645 Markings on lifesaving appliances.
(a) * * *
(4) Type II retro-reflective material approved under approval
series 164.018 must be placed on the boat and meet the arrangement
requirements in IMO Resolution A.658(16) (incorporated by reference,
see Sec. 108.101).
* * * * *
0
18. Revise Sec. 108.646 paragraph (a) to read as follows:
Sec. 108.646 Markings of stowage locations.
(a) Containers, brackets, racks, and other similar stowage
locations for lifesaving equipment, must be marked in accordance with
IMO Resolution A.760(18) (incorporated by reference, see Sec.
108.101), indicating the devices stowed in that location for that
purpose.
* * * * *
0
19. Revise Sec. 108.647 to read as follows:
Sec. 108.647 Inflatable liferafts.
The number of the liferaft and the number of persons it is
permitted to accommodate must be marked or painted in a conspicuous
place in the immediate vicinity of each inflatable liferaft in block
capital letters and numbers. The word ``LIFERAFT'' or the appropriate
symbol from IMO Resolution A.760(18) (incorporated by reference, see
Sec. 108.101) must be used to identify the stowage location. Liferafts
stowed on the sides of the unit must be numbered in the same manner as
the lifeboats. This marking must not be on the inflatable liferaft
container.
0
20. Revise Sec. 108.649 paragraphs (a)(2), (b), (d), (e)(2), (f), and
(g) to read as follows:
Sec. 108.649 Lifejackets, immersion suits, and lifebuoys.
(a) * * *
(2) With type I retro-reflective material approved under approval
series 164.018. The arrangement of the retro-reflective material must
meet IMO Resolution A.658(16) (incorporated by reference, see Sec.
108.101).
(b) The stowage positions for lifejackets, other than lifejackets
stowed in staterooms, must be marked with either the word
``LIFEJACKET'' or with the appropriate symbol from IMO Resolution
A.760(18) (incorporated by reference, see Sec. 108.101).
* * * * *
(d) Immersion suits or anti-exposure suits must be stowed so they
are readily accessible, and the stowage positions must be marked with
either the words ``IMMERSION SUITS'' or ``ANTI-EXPOSURE SUITS'', or
with the appropriate symbol from IMO Resolution A.760(18) (incorporated
by reference, see Sec. 108.101).
(e) Each lifebuoy must be marked--
(1) * * *
(2) With type II retro-reflective material approved under part 164,
subpart 164.018 of this chapter. The arrangement of the retro-
reflective material must meet IMO Resolution A.658(16) (incorporated by
reference, see Sec. 108.101).
(f) Each lifebuoy stowage position must be marked with either the
words ``LIFEBUOY'' or ``LIFE BUOY'', or with the appropriate symbol
from IMO Resolution A.760(18) (incorporated by reference, see Sec.
108.101).
(g) Each lifejacket, immersion suit, and anti-exposure suit
container must be marked in block capital letters and numbers with the
minimum quantity, identity, and if sizes other than adult or universal
sizes are used on the unit, the size of the equipment stowed inside the
container. The equipment may be identified in words or with the
appropriate symbol from IMO Resolution A.760(18) (incorporated by
reference, see Sec. 108.101).
0
21. Revise Sec. 108.655 paragraph (e) to read as follows:
Sec. 108.655 Operating instructions.
* * * * *
(e) Display symbols in accordance with IMO Resolution A.760(18)
(incorporated by reference, see Sec. 108.101).
PART 109--OPERATIONS
0
22. The authority citation for part 109 continues to read as follows:
Authority: 43 U.S.C. 1333; 46 U.S.C. 3306, 6101, 10104;
Department of Homeland Security Delegation No. 0170.1.
0
23. Revise Sec. 109.105 to read as follows:
Sec. 109.105 Incorporation by Reference.
(a) Certain material is incorporated by reference into this part
with the approval of the Director of the Federal Register under 5
U.S.C. 552(a) and 1 CFR part 51. To enforce any edition other than that
specified in this section, the Coast Guard must publish notice of
change in the Federal Register and the material must be available to
the public. All approved material is available for inspection at the
U.S. Coast Guard, Office of Operating and Environmental Standards (CG-
OES), 2100 2nd Street SW., Stop 7126, Washington, DC 20593-7126, and is
available from the sources listed below. It is also available at the
National Archives and Records Administration (NARA). For information on
the availability of this material at NARA, call 202-741-6030, or go to
https://www.archives.gov/federal_register/code_of_federal_regulations/ibr_locations.html.
(b) American Petroleum Institute (API), 1220 L Street NW.,
Washington, DC 20005-4070, 202-682-8000, https://www.api.org.
(1) API Spec. 2C, ``Specification for Offshore Pedestal Mounted
Cranes'', Seventh Edition (March 2012), IBR approved for Sec.
109.437(a).
(2) API RP 2D, ``Recommended Practice for Operation and Maintenance
of Offshore Cranes'', Sixth Edition (May 2007), IBR approved for
Sec. Sec. 109.437(b), 109.521, and 109.527(c).
(c) ASTM International, 100 Barr Harbor Drive, West Conshohocken,
PA 19428-2959, 610-832-9500, https://www.astm.org.
(1) ASTM Adjunct F 1626, Symbols for Use in Accordance with
Regulation II-2/20 of the 1974 SOLAS Convention as amended PCN: 12-
616260-01 (1996), IBR approved for Sec. 109.563(a).
(2) [Reserved]
(d) International Maritime Organization (IMO), Publications
Section, 4 Albert Embankment, London, SE1 7SR United Kingdom, +44 (0)
20 7735 7611, https://www.imo.org.
(1) Resolution A.654 (16), Graphical Symbols for Fire Control
Plans, IBR approved for Sec. 109.563(a).
(2) [Reserved]
0
24. Amend Sec. 109.437 as follows:
0
a. Remove paragraph (d);
0
b. Redesignate paragraphs (e), (f), (g), and (h) as paragraphs (d),
(e), (f), and (g), respectively; and
0
c. Revise paragraphs (a)(1), (a)(2), (b), and (c) to read as follows:
Sec. 109.437 Crane record book.
* * * * *
(a) * * *
(1) The API name plate data required by Section 13 of the American
[[Page 27927]]
Petroleum Institute's (API), ``Specification for Offshore Pedestal
Mounted Cranes,'' API Spec. 2C, Seventh Edition (March 2012)
(incorporated by reference, see Sec. 109.105), or similar data
provided by the manufacturer of a crane that has a lifting capacity
less than 5 tons (10,000 lbs) that is not designed to API
specifications; and
(2) The load rating chart for each line reeving and boom length
that may be used.
(b) Information required by Section 4 of the API's ``Recommended
Practice for Operation and Maintenance of Offshore Cranes,'' API RP 2D,
Sixth Edition (May 2007) (incorporated by reference, see Sec. 109.105)
or similar information provided by the manufacturer of a crane that has
a lifting capacity less than 5 tons (10,000 lbs) that is not designed
to API specifications.
(c) Dates and results of inspections and tests required by
paragraph (b) of this section.
* * * * *
0
25. In Sec. 109.439, revise the introductory text and paragraph (b) to
read as follows:
Sec. 109.439 Crane certificates.
The master or person in charge must ensure that the following
certificates and records for each crane are maintained on the unit:
* * * * *
(b) Each record and original certificate, or certified copy of a
certificate issued by manufacturers, testing laboratories, companies,
or organizations for--
* * * * *
0
26. Revise Sec. 109.521 to read as follows:
Sec. 109.521 Cranes: General.
The master or person in charge must ensure that each crane is
operated and maintained in accordance with the American Petroleum
Institute's ``Recommended Practice for Operation and Maintenance of
Offshore Cranes,'' API RP 2D, Sixth Edition (May 2007) (incorporated by
reference, see Sec. 109.105). Cranes and other lifting appliances that
do not meet the definition of a crane specified in Sec. 107.111 must
be operated and maintained in accordance with the manufacturer's
recommendations.
Sec. 109.525 [Amended]
0
27. In Sec. 109.525, after the word ``charge'', remove the word
``shall'' and add, in its place, the word ``must''.
0
28. Revise Sec. 109.527, to read as follows:
Sec. 109.527 Cranes: Operator designation.
(a) The master or person in charge must designate, in writing, each
crane operator.
(b) The master or person in charge must ensure that only designated
operators operate cranes.
(c) The master or person in charge must ensure that each designated
operator is familiar with the provisions of the American Petroleum
Institute's ``Recommended Practice for Operation and Maintenance of
Offshore Cranes,'' API RP 2D, Sixth Edition (May 2007) (incorporated by
reference, see Sec. 109.105).
0
29. Add Sec. 109.529 to subpart F to read as follows:
Sec. 109.529 Cranes: Lifting operations.
All crane lifting operations must be conducted in accordance with
the applicable sections of 33 CFR subchapter N, Outer Continental Shelf
Activities.
0
30. Revise Sec. 109.563 paragraph (a)(6) to read as follows:
Sec. 109.563 Posting of documents.
* * * * *
(a) * * *
(6) For units constructed on or after September 30, 1997, and for
existing units which have their plans redrawn, the symbols used to
identify the aforementioned details must be in accordance with IMO
Assembly resolution A.654(16) (incorporated by reference, see Sec.
109.105). The identical symbols can be found in ASTM Adjunct F 1626
(incorporated by reference, see Sec. 109.105).
* * * * *
Dated: April 10, 2013.
J.G. Lantz,
Director of Commercial Regulations and Standards, U.S. Coast Guard.
[FR Doc. 2013-11132 Filed 5-10-13; 8:45 am]
BILLING CODE 9110-04-P