Medical Examiner's Certification Integration, 27343-27363 [2013-11080]

Download as PDF Federal Register / Vol. 78, No. 91 / Friday, May 10, 2013 / Proposed Rules Commission proposes to amend 47 CFR part 73 as follows: PART 73—RADIO BROADCAST SERVICES 1. The authority citation for part 73 continues to read as follows: ■ Authority: 47 U.S.C. 154, 303, 334, 336 and 339. § 73.202 [Amended] 2. Section 73.202(b), the Table of FM Allotments under Texas, is amended by adding Moran, Channel 281A. ■ [FR Doc. 2013–11124 Filed 5–9–13; 8:45 am] BILLING CODE 6712–01–P DEPARTMENT OF TRANSPORTATION Federal Motor Carrier Safety Administration 49 CFR Parts 383, 384 and 391 [Docket No. FMCSA–2012–0178] RIN 2126–AB40 Medical Examiner’s Certification Integration Federal Motor Carrier Safety Administration (FMCSA), DOT. ACTION: Notice of proposed rulemaking. AGENCY: FMCSA proposes to require certified medical examiners (MEs) performing physical examinations on drivers of commercial motor vehicles (CMV) to use a newly developed Medical Examination Report (MER) Form, MCSA–5875, in place of the current MER Form and to use Form MCSA–5876 for the medical examiner’s certificate (MEC). In addition, MEs would be required to report results of all completed commercial drivers’ physical examinations (including the results of examinations where the driver was found not to be qualified) to FMCSA by close of business on the day of the examination. This would include all CMV drivers who are required to be medically certified to operate in interstate commerce, not only those who hold or apply for commercial learner’s permits (CLP) or commercial driver’s licenses (CDL). Reporting of this information would be accomplished, by completing a CMV Driver Medical Examination Results Form, MCSA– 5850, via their individual passwordprotected National Registry web account. For holders of CDLs and CLPs, FMCSA also proposes to electronically transmit driver identification, examination results, and restriction information from the National Registry rmajette on DSK2TPTVN1PROD with PROPOSALS-1 SUMMARY: VerDate Mar<15>2010 14:33 May 09, 2013 Jkt 229001 system to the State Driver Licensing Agencies (SDLAs). This includes those that have been voided by FMCSA because it finds that an ME has certified a driver who does not meet the physical certification standards. The Agency would also transmit medical variance information (exemptions, skills performance evaluation certificates and grandfathered exemptions) for all CMV drivers electronically to the SDLAs. Transmission of this information would allow authorized State and Federal enforcement officials to be able to view the most current and accurate information regarding the medical status of the CMV driver, all information on the MEC, and the medical variance information (as defined above) to include the issued and expiration dates. DATES: Comments must be received on or before July 9, 2013. ADDRESSES: You may submit comments identified by Docket Number FMCSA– 2012–0178 using any of the following methods: • Federal eRulemaking Portal: https:// www.regulations.gov. Follow the online instructions for submitting comments. • Mail: Docket Management Facility, U.S. Department of Transportation, 1200 New Jersey Avenue SE., West Building, Ground Floor, Room W12–140, Washington, DC 20590–0001. • Hand Delivery or Courier: West Building, Ground Floor, Room W12– 140, 1200 New Jersey Avenue SE., between 9 a.m. and 5 p.m. E.T., Monday through Friday, except Federal holidays. • Fax: 202–493–2251. To avoid duplication, please use only one of these four methods. See the ‘‘Public Participation and Request for Comments’’ portion of the SUPPLEMENTARY INFORMATION section below for instructions on submitting comments. Comments received after the comment closing date will be included in the docket, and we will consider late comments to the extent practicable. FMCSA may, however, issue a final rule at any time after the close of the comment period. FOR FURTHER INFORMATION CONTACT: Elaine Papp, Office of Medical Programs, Federal Motor Carrier Safety Administration, 1200 New Jersey Avenue SE., Washington, DC 20590– 0001, by telephone at (202) 366–4001 or via email at fmcsamedical@dot.gov. Office hours are from 9 a.m. to 5 p.m. ET, Monday through Friday, except Federal holidays. If you have questions on viewing or submitting material to the docket, contact Docket Operations, telephone (202) 366–9826. SUPPLEMENTARY INFORMATION: PO 00000 Frm 00036 Fmt 4702 Sfmt 4702 27343 Table of Contents for Preamble I. Public Participation and Request for Comments A. Submitting Comments B. Viewing Comments and Documents C. Privacy Act II. Executive Summary A. Purpose and Summary of the Major Provisions B. Benefits and Costs III. Abbreviations IV. Legal Basis for the Rulemaking A. Authority Over Drivers Affected B. Authority to Regulate State CDL Programs C. Authority to Require Reporting by MEs V. Background A. Medical Certification Requirements as Part of the CDL B. National Registry of Certified MEs C. MER VI. Discussion of Proposed Rule A. Overview B. Medical Examination Procedures C. SDLAs D. Drivers E. MEs F. Motor Carriers G. Implementation Date VII. Section-by-Section A. Proposed Changes to Part 383 B. Proposed Changes to Part 384 C. Proposed Changes to Part 391 VIII. Regulatory Analyses A. E.O. 12866 (Regulatory Planning and Review and DOT Regulatory Policies and Procedures as Supplemented by E.O. 13563) B. Regulatory Flexibility Act C. Assistance for Small Entities D. Unfunded Mandates Reform Act of 1995 E. E.O. 13132 (Federalism) F. E.O. 12988 (Civil Justice Reform) G. E.O. 13045 (Protection of Children) H. E.O. 12630 (Taking of Private Property) I. Privacy Impact Assessment J. E.O. 12372 (Intergovernmental Review) K. Paperwork Reduction Act L. National Environmental Policy Act and Clean Air Act M. E.O. 13211 (Energy Supply, Distribution, or Use) N. E.O. 13175 (Indian Tribal Governments) O. National Technology Transfer and Advancement Act (Technical Standards) I. Public Participation and Request for Comments FMCSA encourages you to participate in this rulemaking by submitting comments and related materials. All comments received will be posted without change to https:// www.regulations.gov and will include any personal information you provide. A. Submitting Comments If you submit a comment, please include the docket number for this rulemaking (FMCSA–2012–0178), indicate the specific section of this document to which each comment applies, and provide a reason for each suggestion or recommendation. You E:\FR\FM\10MYP1.SGM 10MYP1 27344 Federal Register / Vol. 78, No. 91 / Friday, May 10, 2013 / Proposed Rules may submit your comments and material online or by fax, mail, or hand delivery, but please use only one of these means. FMCSA recommends that you include your name and a mailing address, an email address, or a phone number in the body of your document so FMCSA can contact you if there are questions regarding your submission. To submit your comment online, go to https://www.regulations.gov and click on the ‘‘Submit a Comment’’ box, which will then become highlighted in blue. In the ‘‘Document Type’’ drop-down menu, select ‘‘Proposed Rules,’’ insert ‘‘FMCSA 2011–0178’’ in the ‘‘Keyword’’ box, and click ‘‘Search.’’ When the new screen appears, click on ‘‘Submit a Comment’’ in the ‘‘Actions’’ column. If you submit your comments by mail or hand delivery, submit them in an unbound format, no larger than 81⁄2 by 11 inches, suitable for copying and electronic filing. If you submit your comments by mail and would like to know that they reached the facility, please enclose a stamped, self-addressed postcard or envelope. FMCSA will consider all comments and material received during the comment period and may change the proposed rule based on your comments. B. Viewing Comments and Documents To view comments, as well as documents mentioned in this preamble, available in the docket, go to https:// www.regulations.gov and click on the ‘‘Read Comments’’ box in the upper right-hand side of the screen. Then in the ‘‘Keyword’’ box, insert ‘‘FMCSA– 2012–0178’’ and click ‘‘Search.’’ Next, click the ‘‘Open Docket Folder’’ in the ‘‘Actions’’ column. Finally, in the ‘‘Title’’ column, click on the document you would like to review. If you do not have access to the Internet, you may view the docket online by visiting the Docket Management Facility in Room W12–140 on the ground floor of the Department of Transportation West Building, 1200 New Jersey Avenue SE., Washington, DC 20590, between 9 a.m. and 5 p.m. ET, Monday through Friday, except Federal holidays. rmajette on DSK2TPTVN1PROD with PROPOSALS-1 C. Privacy Act Anyone may search the electronic form of all comments received into any of our dockets by the name of the individual submitting the comment (or of the person signing the comment, if submitted on behalf of an association, business, labor union, etc.). You may review DOT’s Privacy Act Statement for the Federal Docket Management System published in the Federal Register on January 17, 2008 (73 FR 3316), or you VerDate Mar<15>2010 14:33 May 09, 2013 Jkt 229001 may visit https://www.gpo.gov/fdsys/ pkg/FR-2008-01-17/pdf/E8-785.pdf. II. Executive Summary A. Purpose and Summary of the Major Provisions FMCSA proposes to require certified MEs performing physical examinations on drivers of CMV to use a newly developed Medical Examination Report (MER) Form, MCSA–5875, in place of the current MER Form and to use the prescribed Form MCSA–5876 for the MEC. In addition, MEs would be required to report results of all completed commercial drivers’ physical examinations (including the results of examinations where the driver was found not to be qualified) to FMCSA by close of business on the day of the examination. This would include all CMV drivers who are required to be medically certified to operate in interstate commerce, not only those who hold or apply for CLP or CDL. Reporting of this information would be accomplished, by completing a CMV Driver Medical Examination Results Form, MCSA–5850, via their individual password-protected National Registry web account. For holders of CDLs and CLPs, FMCSA also proposes to electronically transmit driver identification, examination results, and restriction information from the National Registry system to the SDLAs. This includes those that have been voided by FMCSA because it finds that an ME has certified a driver who does not meet the physical certification standards. The Agency would also transmit medical variance information (exemptions, skills performance evaluation certificates and grandfathered exemptions) for all CMV drivers electronically to the SDLAs. Transmission of this information would allow authorized State and Federal enforcement officials to be able to view the most current and accurate information regarding the medical status of the CMV driver, all information on the MEC, and the medical variance information (as defined above) to include the issued and expiration dates. B. Benefits and Costs The estimated economic costs of this proposed rule would not exceed the $100 million annual threshold, to be determined ‘‘economically significant.’’ The only additional cost imposed by the NPRM, would result from the ME entering the CMV Driver Medical Examination Results (MCSA–5850) data more frequently into the National Registry system. This cost is considered minimal in the amount of $455,994, as PO 00000 Frm 00037 Fmt 4702 Sfmt 4702 detailed in the Medical Qualifications Requirements Supporting Statement (OMB control number 2126–0006). The potential estimated benefits are detailed in the table below. The revised OMB control numbers 2126–0006 and 2126–0011 Supporting Statements detail all revisions associated with the reduced annual paperwork burden hours. SUMMARY OF QUANTIFIED BENEFITS Million Removal of the requirement for employers to verify the MEs National Registry number for CDL drivers .. MEC and variance info sent electronically to SDLAs ....................... SDLAs not recording MEC information ................................................ Total ........................................... $4.22 2.17 3.69 10.1 The qualitative safety benefits of this rule are difficult to fully quantify. However, the Agency believes that the fraud prevention in electronic transmission of the MEC and variance information will continue to improve safety on public roads. In addition, physical qualification standards described in 49 CFR 391.41(b) will be more accurately determined for CMV drivers. The new MER Form, MCSA– 5875, eliminates the advisory criteria (guidance) contained in the current MER Form that has been sometimes misinterpreted when applying the regulatory standards. Thus, MEs can make more accurate decisions regarding the physical qualification of CMV drivers. III. Abbreviations APN Advanced Practice Nurses BLS Bureau of Labor Statistics CAA Clean Air Act CE Categorical Exclusion CDL Commercial Driver’s License CDLIS Commercial Driver’s License Information System CLP Commercial Leaner’s Permit CMV Commercial Motor Vehicle DC Doctors of Chiropractic DO Doctor of Osteopathy DOT U.S. Department of Transportation DQ Driver Qualification E-MAIL Electronic Mail FHWA Federal Highway Administration FMCSA Federal Motor Carrier Safety Administration FMCSRs Federal Motor Carrier Safety Regulations IC Information Collection ICC Interstate Commerce Commission IRFA Initial Regulatory Flexibility Analysis MAP–21 Moving Ahead for Progress in the 21st Century Act MD Medical Doctor ME Certified Medical Examiner MEC Medical Examiner’s Certificate E:\FR\FM\10MYP1.SGM 10MYP1 Federal Register / Vol. 78, No. 91 / Friday, May 10, 2013 / Proposed Rules MER Medical Examiner Report MCSIA Motor Carrier Safety Improvement Act MVR Motor Vehicle Record NLETS National Law Enforcement Telecommunication System NPRM Notice of Proposed Rulemaking NRCME National Registry of Certified Medical Examiners NTSB National Transportation Safety Board OMB Office of Management and Budget PA Physician Assistant PIA Privacy Impact Assessment PII Personally Identifiable Information PRA Paper Reduction Act RFA Regulatory Flexibility Act SAFETEA–LU Safe, Accountable, Flexible, Efficient Transportation Equity Act: A Legacy for Users SDLA State Driver’s Licensing Agencies SPE Skill Performance Evaluation rmajette on DSK2TPTVN1PROD with PROPOSALS-1 IV. Legal Basis for the Rulemaking The purpose of the principal requirements proposed in this NPRM is to modify the requirements adopted in two earlier final rules issued by FMCSA 73 FR 73096 (Dec. 1, 2008) and 77 FR 24104 (April 20, 2012) so that the information from the MEC transmitted to FMCSA, by close of business on the day of the examination by MEs for drivers required to have a CDL, would then be promptly and accurately transmitted to the SDLAs electronically for entry into the appropriate CDL driver record within one business day of receipt from FMCSA. In view of this purpose, the legal bases of the two previous final rules also serve as the legal basis for this proposed rule. The primary legal basis for the 2008 final rule, Medical Certification Requirements as Part of the Commercial Driver’s License, is section 215 of Motor Carrier Safety Improvement Act (MCSIA) [Pub. L. 106–159, 113 Stat. 1767 (Dec. 9, 1999)] (set out as a note to 49 U.S.C. 31305). The primary legal basis for the 2012 final rule, National Registry of Certified Medical Examiners, is 49 U.S.C. 31149, enacted by section 4116(a) of Safe, Accountable, Flexible, Efficient Transportation Equity Act: A Legacy for Users, Public Law 109–59, 119 Stat. 1726 (Aug. 10, 2005) (SAFETEA–LU). Brief summaries of the relevant legal bases for the proposed requirements in this NPRM are set out below. More detailed discussions of the legal basis for each of the previous final rules published in 2008 and 2012 may be found in their preambles, at 73 FR 73096–73097 and 77 FR 24105–24106, respectively. A. Authority Over Drivers Affected 1. Drivers Required to Obtain a MEC FMCSA is required by statute to establish standards for the physical VerDate Mar<15>2010 14:33 May 09, 2013 Jkt 229001 qualifications of drivers who operate CMVs in interstate commerce for nonexcepted industries. [49 U.S.C. 31136(a)(3) and 31502(b)]. Subject to certain limited industry exceptions,1 FMCSA has fulfilled the statutory mandate of 49 U.S.C. 31136(a)(3) by establishing physical qualification standards for all drivers covered by these provisions. [49 CFR 391.11(b)(4)]. Such drivers must obtain from a ME a certification indicating that the driver is physically qualified to drive a CMV. [49 CFR 391.41(a), 391.43(g) and (h)]. Sec. 32911 of the Moving Ahead for Progress in the 21st Century Act (MAP–21) (Pub. L. 112– 141, 126 Stat. 405, July 6, 2012) recently added an additional requirement to ensure that ‘‘an operator of a CMV is not coerced by a motor carrier, shipper, receiver, or transportation intermediary to operate a CMV in violation of a regulation promulgated under this section, or chapter 51 or chapter 313 of this title’’ [49 U.S.C. 31136(a)(5)]. See the discussion in the Proposed Rule Section below. FMCSA is also required to consider, to the extent practicable and consistent with the purposes of the statute, costs and benefits of the rule. 49 U.S.C. 31136(c)(2)(A). 2. Drivers Required to Obtain a CDL The authority for FMCSA to require an operator of a CMV to obtain a CDL rests on the authority found in 49 U.S.C. 31302. B. Authority to Regulate State CDL Programs FMCSA, in accordance with 49 U.S.C. 31311 and 31314, has authority to prescribe procedures and requirements for the States to observe in order to issue CDLs. [see, generally, 49 CFR Part 384]. In particular, under section 31314, in order to avoid loss of funds apportioned from the highway trust fund, each State shall comply with the following requirement: (1) The State shall adopt and carry out a program for testing and ensuring the fitness of individuals to operate commercial motor vehicles consistent with the minimum standards prescribed by [FMCSA] under section 31305(a) of [Title 49 U.S.C.]. 49 U.S.C. 31311(a)(1). See also 49 CFR 384.201. C. Authority To Require Reporting by MEs FMCSA has authority under 49 U.S.C. 31133(a)(8) and 31149(c)(1)(E) to require MEs on the National Registry to record and retain the results of the physical examinations of CMV drivers and to 1 See PO 00000 49 CFR 390.3(f) and 391.2. Frm 00038 Fmt 4702 Sfmt 4702 27345 require frequent reporting of the information contained on all of the MECs they issue. Section 31133(a)(8) gives the Agency broad administrative powers (specifically ‘‘to prescribe recordkeeping and reporting requirements’’) to assist in ensuring motor carrier safety. [Sen. Report No. 98–424 at 9 (May 2, 1984)]. Section 31149(c)(1)(E) authorizes a requirement for electronic reporting of certain specific information by MEs, including applicant names and numerical identifiers as determined by the FMCSA Administrator. Section 31149(c)(1)(E) sets minimum monthly reporting requirements for MEs and does not preclude the exercise by the Agency of its broad authority under § 31133(a)(8) to require more frequent and more inclusive reports.2 In addition to the general rulemaking authority in 49 U.S.C. 31136(a), the Secretary of Transportation is specifically authorized by section 31149(e) to ‘‘issue such regulations as may be necessary to carry out this section.’’ Authority to implement these various statutory provisions has been delegated to the Administrator of FMCSA [49 CFR 1.87(f)]. V. Background As stated in the Legal Basis section, this NPRM is a follow-on rule to both the National Registry of Certified Medical Examiners (NRCME) published on April 20, 2012 (77 FR 2410) and the Medical Certification Requirements as Part of the CDL rule (Med-Cert rule) published on December 1, 2008 (73 FR 73096). It would also be the third rule of an initiative to improve the driver qualification and medical examiner’s certificate process. A summary of the major relevant provisions of those two final rules, outlined in V A and V B, provides the background for the proposed rulemaking. In addition, the Agency is also proposing substantial revisions to the MER Form and related regulatory provisions. A summary of the development of that report is also set forth below in V C. A. Medical Certification Requirements as Part of the CDL FMCSA’s 2008 final rule, Medical Certification Requirements as Part of the Commercial Driver’s License [73 FR 73096 (Dec. 1, 2008)] adopted a number of regulatory provisions designed to incorporate information from the MEC into the Commercial Driver’s License Information System (CDLIS). 2 The provisions of § 31149(c)(1)(E) have been amended by § 32302(c)(1)(A) of Moving Ahead for Progress in the 21st Century, Public Law 112–141, 126 Stat. 405 (July 6, 2012) (‘‘MAP–21’’). E:\FR\FM\10MYP1.SGM 10MYP1 27346 Federal Register / Vol. 78, No. 91 / Friday, May 10, 2013 / Proposed Rules rmajette on DSK2TPTVN1PROD with PROPOSALS-1 Subsequent actions of the Agency modified some of the provisions adopted in the 2008 final rule [see Medical Certification Requirements as Part of the Commercial Driver’s License (CDL); Technical, Organizational, and Conforming Amendments, 75 FR 28499 (May 21, 2010) and Medical Certification Requirements as Part of the Commercial Driver’s License (CDL), Extension of Certificate Retention Requirements, 76 FR 70661 (Nov. 15, 2011)]. Most of the requirements established by these actions took effect on January 30, 2012. But some requirements affecting CDL drivers and their employers will not take effect until January 30, 2014. In addition, FMCSA established new uniform requirements for CLPs in the final rule published May 9, 2011, Commercial Driver’s License Testing and Commercial Learner’s Permit Standards [76 FR 26854]. As a result, the medical certification requirements of the 2008 final rule will apply to applicants and holders of CLPs beginning on July 8, 2014. As modified by these actions, the essential elements of these CDL and CLP medical certification provisions for each of the affected groups are summarized below: 1. SDLAs The Medical Certification Requirements as Part of the Commercial Driver’s License Rule requires the States to modify their CDL procedures to: (1) Record a CDL or CLP driver’s selfcertification regarding type of driving (e.g., interstate (non-excepted or excepted) and intrastate (non-excepted or excepted) on the CDLIS driver record); (2) require submission of the original or copy of the MECs from drivers operating in non-excepted, interstate commerce who are required by 49 CFR Part 391 to be medically certified; (3) retain the certificate or a copy for 3 years from the date of issuance; (4) post the required information from the certificate or a copy onto the CDLIS driver record within 10 calendar days; (5) update the medical certification status of the CDLIS driver record to show the driver as ‘‘notcertified’’ if the certification expires; and (6) downgrade the CDL or CLP within 60 days of the expiration of the driver’s MEC. There are also requirements for posting certain information about any medical variances (as defined in the SUMMARY section) issued to the driver on the CDLIS driver record. If the driver certifies that he or she expects to drive in interstate commerce and is not driving exclusively for one of the industries excepted from the VerDate Mar<15>2010 14:33 May 09, 2013 Jkt 229001 requirements of 49 CFR part 391, the Medical Certification Requirements as Part of the Commercial Driver’s License Rule requires the State to post within 10 calendar days on the CDLIS driver record the following information from that driver’s MEC: (1) ME’s name; (2) ME’s license or certificate number and the State that issued it; (3) expiration date of the MEC; (4) ME’s telephone number; (5) date of physical examination/issuance of the MEC to the driver; (6) National Registry identification number for the ME; (7) medical certification status determination (i.e., ‘‘certified’’ or ‘‘not certified’’); (8) existence of any medical variance (as defined in the SUMMARY section) on the medical certificate (9) any driver restrictions; and (10) the date the information is entered on the CDLIS driver record. In addition to the recordkeeping functions, the SDLA must make the driver’s medical certification status information electronically accessible to authorized State and Federal enforcement officials via CDLIS and the National Law Enforcement Telecommunication System (NLETS), and to drivers and employers via CDLIS motor vehicle records (MVRs). Based on the Medical Certification Requirements as Part of the Commercial Driver’s License Rule, authorized State and Federal enforcement officials will be able to view the most current and accurate information regarding the medical status of the CMV driver, all information on the MEC, and the medical variance information (as defined above) to include the issued and expiration dates. 2. Motor Carriers and Employers Motor carriers who employ a CDL driver to operate in non-excepted, interstate commerce must place the driver’s current CDLIS MVR documenting the driver’s medical certification status in the driver’s qualification (DQ) file before allowing the driver to operate a CMV. The MEC that the driver provided to the SDLA may be used for this purpose for up to 15 days from the date the certificate was issued by the ME. The motor carrier must obtain the CDLIS MVR to verify: (1) The driver’s self-certification to operate in non-excepted, interstate commerce; (2) that a non-excepted, interstate driver has a medical certification status of ‘‘certified;’’ and, if applicable (3) documentation that the driver was issued a medical variance (as defined in the SUMMARY section) by FMCSA. After the 15th day, the carrier must have obtained a copy of the CDLIS MVR as documentation that the driver PO 00000 Frm 00039 Fmt 4702 Sfmt 4702 is medically ‘‘certified’’ and retain the MVR in the DQ file. This record must be checked annually. 3. Drivers All interstate CDL holders subject to the physical qualifications standards of 49 CFR part 391 must meet the following requirements: • Beginning January 30, 2012, all drivers applying for an initial, renewal, upgrade or transfer of a CDL must provide the MEC to the SDLA, and update that information whenever a new certificate is issued. • Beginning January 30, 2012 but not later than January 30, 2014, all existing CDL holders who do not have a renewal, upgrade or transfer issuance must still provide the MEC to the SDLA. Thereafter, they must update that information with the SDLA whenever a new certificate is issued. • Beginning on January 30, 2014, these drivers will no longer have to use the MEC as proof of his or her certification to enforcement personnel or employers, except for the first 15 days after issuance, • Beginning on January 30, 2014, these drivers will no longer be allowed to carry the actual MEC after the first 15 days after issuance, but must continue to carry any SPE certificate or medical exemption document while on duty. • Beginning on July 8, 2014, the above requirements will also apply to CLP holders. Non-CDL holders, subject to the physical qualifications standards of 49 CFR Part 391 will continue to be required to carry the original or a copy of the MEC and any SPE certificate or medical exemption document while on duty. B. National Registry of Certified MEs In 2012, FMCSA issued a final rule establishing the National Registry of Certified Medical Examiners (NRCME) [77 FR 24104 (Apr. 20, 2012]. This rule established training and testing requirements for medical professionals who conduct the medical certification examinations of interstate CMV drivers. Current regulations require all interstate commercial drivers (with certain limited exceptions) to be medically examined by an ME (as defined in 49 CFR. 390.5) to determine if these drivers meet FMCSA’s physical qualification requirements. The MEs who conduct such physical examinations must retain copies of the MER Forms of all drivers they examine and certify. The MER Form lists the specific results of the various medical tests and assessments used to determine if a driver meets the physical qualification standards set E:\FR\FM\10MYP1.SGM 10MYP1 rmajette on DSK2TPTVN1PROD with PROPOSALS-1 Federal Register / Vol. 78, No. 91 / Friday, May 10, 2013 / Proposed Rules forth in subpart E of part 391 of the FMCSRs. The NRCME rule established the National Registry to ensure that all MEs who conduct driver medical examinations have been trained on FMCSA physical qualifications standards and guidelines. In order to be listed on the National Registry, MEs are required to participate in a training program from an accredited provider and pass a certification test to assess their knowledge of the Agency’s physical qualifications standards and guidelines and how to apply them to commercial drivers. Upon passing this certification test, and meeting the other administrative requirements associated with the program, MEs will be listed on the National Registry. Once the full compliance date of May 21, 2014 is reached, the Agency will only consider MECs issued to commercial drivers by MEs on the National Registry as valid proof of medical certification. The National Registry final rule also addressed several of the recommendations from National Transportation Safety Board (NTSB) for FMCSA to consider in order to improve the performance of MEs and to ensure that CMV drivers meet the physical qualification standards of the FMCSRs.3 One of the administrative requirements for being listed on the National Registry is for the ME to submit a CMV Driver Medical Examination Results Form, MCSA– 5850, to FMCSA for every physical examination conducted on both CDL and non-CDL drivers. Beginning on May 21, 2014, the NRCME rule will require MEs to submit this information monthly. The CMV Driver Medical Examination Results Form, MCSA– 5850, will include almost all of the information on the MEC. The information not included on the form includes the ME’s name, address, healthcare profession, state licensing number, state issued by identifier, national registry number and the date the MEC was signed. The information listed is not on the form because it is captured by the National Registry system upon the ME signing in via their individual password-protected National Registry web account. The information from the CMV Driver Medical Examination Results Form, MCSA– 5850, and the information captured by the National Registry system upon the ME signing in via their individual password-protected National Registry 3 See NTSB Safety Recommendations H–01–17 through H–01–25, https://www.ntsb.gov/doclib/ recletters/2001/H01_17_25.pdf (retrieved Feb. 21, 2012). VerDate Mar<15>2010 14:33 May 09, 2013 Jkt 229001 web account will be combined and forwarded from the National Registry system to the SDLAs to account for all of the information on the MEC. C. MER The current version of the MER Form, and the instructions and requirements for its use, have evolved over a number of years. The form and the instructions are presently found in the FMCSRs at 49 CFR 391.43(f). Between 1940 and 1952, the regulations adopted by one of FMCSA’s predecessor agencies, the Interstate Commerce Commission (ICC), included a ‘‘Standard Physical Examination Form’’ and accompanying instructions for use by doctors of medicine (the only medical practitioners then allowed to perform such examinations), but its use was recommended and not compulsory [former 49 CFR 191.4 (1951 ed.)]. In 1952, the ICC revised the form and the instructions, and revised the regulations to require that the MEC ‘‘be based on a physical examination made and recorded generally in accordance with the following instructions and examination form’’ The MER Form and instructions were largely unchanged [Qualifications of Employees and Safety of Operations, 54 M.C.C. 337 (1952) and former 49 CFR 191.11 (1952 ed.), 17 FR 4423, 4425–26 (May 15, 1952)]. The regulations issued by the ICC regarding motor carrier safety were adopted by DOT after the transfer of responsibility from the ICC, by Public Law 89–670, 80 Stat. 931 (Oct. 15, 1966), and were renumbered twice without substantive change [32 FR 17941 (Dec. 15, 1967) and 33 FR 19729– 32 (Dec. 25, 1968)]. In 1970, the Federal Highway Administration (FHWA), made the first significant revisions in both the examination form and the instructions, which were then, as now, included in 49 CFR. 391.43 [Qualifications of Drivers, 35 FR 6458 (Apr. 22, 1970)]. Over the next 30 years, a number of changes were made, largely as conforming changes to reflect revisions in the physical qualification standards or the rules for controlled substance testing. In 2000, FMCSA issued a final rule adopting both significant revisions to the instructions and a completely revised MER Form, both of which were substantially in the form in which they appear today in 49 CFR 391.43(f). The purpose of the revisions was to organize the form to: ‘‘(1) gain simplicity and efficiency; (2) reflect current medical terminology and examination components; and (3) be a self-contained document (i.e., the form will, to the extent possible, include all relevant PO 00000 Frm 00040 Fmt 4702 Sfmt 4702 27347 information necessary to conduct the physical examination and certification).’’ [Physical Qualification of Drivers; Medical Examination; Certificate, 65 FR 59363 (Oct. 5, 2000)]. The report was expanded to include a recitation of the physical qualification standards and to provide space to allow recording of laboratory and test data. The MER Form also included a number of advisory criteria providing guidelines from the Agency to assist MEs assess a driver’s physical qualifications. FMCSA noted that ‘‘These guidelines are strictly advisory and were established after consultation with physicians, States and industry representatives.’’ (65 FR 59364). Since the 2000 revision, the MER Form and the instructions have been revised to reflect changes in the standards or advisory guidelines relating to hypertension and use of Schedule I drugs [Motor Carrier Safety Regulations; Miscellaneous Technical Amendments, 68 FR 56199 (Sep. 30, 2003) and Harmonizing Schedule I Drug Requirements, 77 FR 4479 (Jan. 30, 2012) and 77 FR 10391 (Feb. 22, 2012)]. VI. Discussion of Proposed Rule This NPRM is a follow-on rule to both the National Registry of Certified Medical Examiners published on April 20, 2012 (77 FR 2410) and the Medical Certification Requirements as Part of the CDL rule (Med-Cert rule) published on December 1, 2008 (73 FR 73096). It would also be the third component of an initiative to improve the driver qualification and medical examiner’s certificate process. A. Overview FMCSA proposes that MEs be required to report the results of all completed commercial drivers’ physical examinations to FMCSA by close of business on the day the examination is conducted, by completing a CMV Driver Medical Examination Results Form, MCSA–5850, via their individual password-protected National Registry web account. The report would include the results of examinations where the driver was found to be qualified, not qualified and where the ME would indicate that the determination was pending. When the driver was determined to be not qualified, all previous certificates issued to the driver would be deemed invalid. FMCSA would then transmit all of the information from the MEC electronically from the National Registry system to the SDLAs for CLP and CDL holders only. FMCSA anticipates delivering the information to the SDLA the next business day after receipt. It also proposes to transmit to the SDLAs E:\FR\FM\10MYP1.SGM 10MYP1 rmajette on DSK2TPTVN1PROD with PROPOSALS-1 27348 Federal Register / Vol. 78, No. 91 / Friday, May 10, 2013 / Proposed Rules information about MECs for CDL and CLP drivers that have been invalidated because a subsequent examination has found that the driver is not physically qualified. The SDLAs would then record the driver’s status on the CDLIS driver record as ‘‘not certified’’ and begin the process of downgrading the CDL in accordance with existing procedures. In addition, the Agency would transmit medical variance information (as defined in the SUMMARY section) for all interstate CMV drivers electronically to the SDLAs. For interstate CMV drivers required to have CDLs or CLPs (after July 8, 2014), FMCSA would then be able to promptly transmit to the SDLAs the drivers’ MEC information for entry on the Statemanaged CDL driver records. For physically qualified non-CDL drivers, the ME will continue to issue a paper MEC, Form MCSA–5876. The ME has the option to either fill in the MEC by hand or to generate an electronically populated copy if the examination information is submitted to the National Registry system at the time of the examination. FMCSA proposes that the MEs allow and encourage all drivers to review their information on the CMV Driver Medical Examination Results Form, MCSA– 5850. This review would reduce data entry errors that will be transmitted to the National Registry and then to the States potentially hindering delivery of the medical certification information to the intended CDLIS driver record. The medical variance information would originate with FMCSA. A medical variance (as defined in the SUMMARY section) is issued by FMCSA to a driver who would otherwise not meet the physical qualification standards in 49 CFR 391.41(b). See proposed 49 CFR 383.73(o)(1)(i)(B)(8), and (o)(2) and (3). FMCSA would transmit this medical variance information for all CMV (both CDL and non-CDL) drivers electronically to the appropriate SDLAs whenever FMCSA issues, renews, or rescinds a medical variance. FMCSA proposes to require the SDLAs to update CDLIS driver records each business day with medical variance information (as defined in the SUMMARY section) transmitted from FMCSA for CLP and CDL drivers. This will allow the most current information about the medical status of CDL drivers to be made available promptly and accurately. FMCSA will also forward information to the SDLAs when FMCSA voids a MEC issued to a driver required to have a CDL or CLP. Under the authority granted by 49 U.S.C. 31149(c)(2), FMCSA may void a MEC issued to a VerDate Mar<15>2010 14:33 May 09, 2013 Jkt 229001 CMV driver if it finds either that an ME has issued a certificate to a driver ‘‘who fails to meet the applicable standards at the time of the examination’’ or ‘‘that a medical examiner has falsely claimed to have completed training in physical and medical examination standards.’’ Some examples of circumstances in which the driver does not meet the applicable standards that might trigger such action by the Agency could include, but would not be limited to, when a driver has falsified or omitted disclosing potentially disqualifying medical information to the ME at the time of the examination or when a ME has not applied correctly the physical qualification standards in deciding that the driver was physically qualified. The Agency is developing internal processes for evaluating the validity of certificates in the wide variety of possible situations where such review appears to be appropriate under the statutory standard. This will include review of the data submitted by MEs to the National Registry system, as well as complaints, field investigations, crash reports and other sources. Before voiding the MEC, FMCSA will provide the affected driver a notice of the proposed action and an opportunity either to obtain a new MEC, if appropriate, or to provide the Agency with any legal or factual reasons why the action should not be taken. If the decision is made to void the driver’s certificate, FMCSA would notify the driver. If the driver holds a CDL or CLP, notification would be transmitted by FMCSA to the driver’s SDLA through the National Registry, and the SDLA would change the CDL or CLP driver’s medical status to ‘‘not certified’’ and notify the driver of the action taken. B. Medical Examination Procedures FMCSA proposes to remove the Instructions for Performing and Recording Physical Examinations from 49 CFR 391.43(f), because FMCSA recognizes that MEs, who have been licensed, certified, or registered in accordance with applicable State laws and regulations to perform physical examinations thereby possess the knowledge, skills, and abilities to perform physical examinations, and do not need general instructions in performing and recording physical examinations. New versions of the Instructions for Performing and Recording Physical Examinations will be published in FMCSA guidance documents. FMCSA also proposes to require MEs to begin using a newly developed MER Form, MCSA–5875, in place of the current MER Form. This form was PO 00000 Frm 00041 Fmt 4702 Sfmt 4702 developed by FMCSA in consultation with health care practitioners that are familiar with performing driver medical examinations. The use of the proposed form would be required, and is being submitted for the necessary approvals under the Paperwork Reduction Act, 44 U.S.C. 3501–21. The proposed MER Form, MCSA–5875, would make the information collected on driver health history more comprehensive, streamline the format, strengthen the efficiency of frequently used clinical processes and tools for performing driver physical examinations, expand the ME determination section, add a statement for the ME signature, add a National Registry Number, and add a section for amending the ME determination. The revised MER Form, MCSA–5875, would no longer include information about the driver’s role, a listing of physical qualification standards for drivers, detailed instructions for performing the examination, and the medical advisory criteria. Information about the driver’s role, detailed guidance about performing the examination, and the medical advisory criteria would be published in FMCSA guidance documents. The physical qualification standards are published in the FMCSRs. Both will be covered in training required for an ME to be listed on the National Registry. The MER Form, MCSA–5875, would expand the ME determination section by eliminating the ‘‘Temporarily Disqualified’’ option and adding a ‘‘Pending Determination’’ option to defer a decision temporarily for up to 45 days, if the ME requires additional information to make a determination of whether or not the driver was qualified. The form would also add a place for an ME to amend the certification decision if the driver did not require a completely new examination. FMCSA would consider any CMV Driver Medical Examination Results Form, MCSA–5850, displaying a ‘‘Pending Determination’’ status as an incomplete examination. This information will be submitted and stored only in the National Registry system. If the disposition of the pending examination is not updated by the ME before the 45 day expiration date, FMCSA would notify the ME and the driver in writing that the examination is no longer valid and that the driver is required to be reexamined. FMCSA will retain the invalidated examination information in the National Registry System. C. SDLAs SDLAs would no longer require CLP and CDL holders and applicants to provide their MECs or accept medical E:\FR\FM\10MYP1.SGM 10MYP1 Federal Register / Vol. 78, No. 91 / Friday, May 10, 2013 / Proposed Rules rmajette on DSK2TPTVN1PROD with PROPOSALS-1 variance documents (as defined in the SUMMARY section) from CLP and CDL drivers required to have a medical variance. The SDLA would receive information about CDL and CLP drivers determined to be physically qualified electronically from FMCSA, as well as information about drivers whose MECs have been invalidated because the driver has been determined to be not physically qualified as a result of a subsequent examination. The SDLAs would be required to update CLP and CDL driver records with medical certification information within one business day of receipt from FMCSA. In addition, the SDLAs would be required to update driver medical variance information (for CDL and CLP drivers) within one business day of receipt from FMCSA. D. Drivers Drivers who are required to have a CDL or a CLP would no longer be required to provide either their MECs or any medical variance documents (as defined in the SUMMARY section) to the SDLA. FMCSA would provide that information to the SDLA electronically. CDL or CLP drivers would no longer be required to carry a valid MEC while operating a CMV, even during the first 15 days after it is issued because the MEC information would be electronically transmitted from the ME to the National Registry system by close of business on the day of the examination. FMCSA would then promptly transmit the information from the National Registry system to the SDLAs electronically for entry into the appropriate CDL driver record. The MEC information would be posted to the driver’s record, by the SDLA, within one business day of receiving the information from FMCSA. The electronic record of the driver’s medical certification would be the only valid evidence that the driver was physically qualified. Non-CDL drivers will continue to be required to carry the original, or a copy, of the MEC. All CMV drivers would however be required to carry any relevant medical variance documents (as defined in the SUMMARY section). FMCSA does not believe this proposed rule would result in any operator of a CMV being coerced to violate any other safety regulations, because the proposed rule is entirely designed to enhance compliance with the physical qualification requirements applicable to all CMV drivers. Indeed, by providing MEC information and medical variance information (as defined in the SUMMARY section) directly to the SDLAs, FMCSA will eliminate the VerDate Mar<15>2010 14:33 May 09, 2013 Jkt 229001 opportunity for drivers to provide fraudulent documents to their SDLAs and the opportunity for motor carriers, shippers, receivers, or transportation intermediaries to coerce them to do so. In addition, CDL MEC information will be transmitted to the SDLAs only for drivers certified by an ME listed on the National Registry, thereby eliminating the possibility of motor carriers coercing drivers to operate without a valid MEC. E. MEs MEs would complete the new MER Form, MCSA 5875, when performing driver physical examinations, based on FMCSA regulations and advisory criteria published by FMCSA. They would be required to report results of all driver physical examinations, including those who failed to meet the FMCSA physical qualification standards and those who are pending further evaluation before the physical qualification determination is made, to FMCSA by close of business the same day by completing a CMV Driver Medical Examination Results Form, MCSA–5850, via their individual password-protected National Registry web account. MEs would allow and encourage all drivers to review their information on the CMV Driver Medical Examination Results Form, MCSA–5850 to ensure the driver’s personal information (name, address, driver’s license number, etc.) are correct. The prompt and complete reporting to FMCSA by the MEs of the medical certification information will enable this information (for CMV drivers required to have a CDL or CLP) to be transmitted expeditiously to the SDLAs for posting on the CDLIS driver record for the driver involved. This will ensure that complete, up-to-date and accurate information about the medical certification status of such drivers is available to State and federal enforcement personnel, SDLAs, employers, drivers and others who rely on this information to ascertain whether a driver is in compliance with the applicable physical qualification standards and is able to operate a CMV safely. If the ME determined the nonCDL driver was physically qualified, they would complete the MEC, Form MCSA–5876, obtain the driver’s signature, and provide the certificate to the driver (and a copy to the employer, if requested to do so). In addition, FMCSA proposes to require all MEs to notify FMCSA if they have not performed any driver physical examinations during the previous month. The compliance date for this provision would coincide with the effective date of the final rule to enable PO 00000 Frm 00042 Fmt 4702 Sfmt 4702 27349 FMCSA to monitor ME compliance with reporting requirements. F. Motor Carriers Motor carriers would no longer be required to verify the National Registry Number of the ME who issued a MEC to a driver required to have a CDL or a CLP by accessing the public information available on the National Registry. All certification information for such drivers would be provided to the SDLAs and posted as part of the driver record only by MEs listed on the National Registry. Motor carriers would still be required to obtain each driver’s driver record from the SDLA which licensed the driver. The motor carrier would verify that the driver’s status is ‘‘medically certified’’ and that the driver has the documentation for all medical variances (as defined in the SUMMARY section) noted on the MEC. For any CMV drivers who are not required to have a CDL, motor carriers would still have to verify that the ME was listed on the National Registry. For drivers required to have a CDL or a CLP, motor carriers would no longer be permitted to rely on an original or copy of a MEC in the DQ file for the first 15 days after it is issued. The motor carrier would obtain the driver’s medical information as part of the CDLIS MVR from the SDLA. G. Implementation Date In order to allow sufficient time for the SDLAs and FMCSA to develop and implement the necessary changes in their information systems to accomplish the proposed changes, FMCSA proposes to require that most of the proposed rules would take effect three years after the effective date of the final rule. The provisions requiring: (1) MEs to notify FMCSA if they have not performed any driver physical examinations during the previous month; (2) MEs to use the new MER Form, MCSA–5875; (3) the State to post the medical variance information (as defined in the SUMMARY section) provided by FMCSA, including the dates of issuance and expiration, to the CDLIS driver record within 1 business day of receipt for CLP and CDL drivers; (4) the State to update the medical status to ‘‘not certified’ when the medical certification is voided by FMCSA; and (5) MEs to use the prescribed form for the MEC would go into effect on the effective date of the final rule. FMCSA proposes that beginning [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF THE FINAL RULE], MEs be required to report the results of all commercial drivers’ physical examinations to FMCSA by E:\FR\FM\10MYP1.SGM 10MYP1 27350 Federal Register / Vol. 78, No. 91 / Friday, May 10, 2013 / Proposed Rules close of business on the day the examination is conducted (instead of once a month), by completing a CMV Driver Medical Examination Results Form, MCSA–5850, via their individual password-protected National Registry web account. FMCSA would then transmit all of the information from the MEC electronically from the National Registry system to the SDLAs for CLP and CDL holders only. FMCSA is proposing this date based on its estimate of when all States will have the information technology systems in place to receive the information from the National Registry. However, if the Agency finds that the States are ready earlier than expected the Agency may decide to shorten the proposed period and make this requirement before three years after the effective date. rmajette on DSK2TPTVN1PROD with PROPOSALS-1 VII. Section-by-Section This section includes a summary of the regulatory changes proposed for 49 CFR parts 383, 384 and 391 organized by section number. A. Proposed Changes to Part 383 Part 383 contains the requirements for CLPs and CDLs. With certain exceptions, the rules in this part apply to every person who operates a CMV in interstate, foreign or intrastate commerce, to all employers of such persons, and to all States. Section 383.71(h). FMCSA proposes to change the requirement of a CLP or CDL applicant or holder who is required to obtain a MEC (no number assigned) from providing the State with an original or copy of the MEC (no number assigned) to FMCSA providing the State with the electronic MEC information. Section 383.73(a)–(b). FMCSA proposes to change the requirement that the State must post the MEC (no number assigned) received from the CLP or CDL applicant or holder to the CDLIS driver record to the State posting the electronic MEC information received from FMCSA. Section 383.73(o). FMCSA proposes to change the State requirement of posting the original or copy of the MEC (no number assigned) information to the CDLIS driver record within 10 calendar days after receipt to the posting of the electronic MEC, Form MCSA–5876, information to the CDLIS driver record within 1 business day after receiving the electronic information from FMCSA. The proposal would also add a requirement that, when the SDLA receives information that a driver’s MEC has been invalidated because the driver has been found to be not physically qualified in a subsequent examination by an ME on the National Registry, it VerDate Mar<15>2010 14:33 May 09, 2013 Jkt 229001 must change the driver’s status on the CDLIS record to ‘‘not certified’’ and begin the process for downgrading the CDL or CLP. FMCSA also proposes to change the requirement that the State retain an original or copy of the MEC (no number assigned) for 3 years to a requirement that it retain an electronic record of the MEC, Form MCSA–5876, information for 3 years. While the American Association of Motor Vehicle Administration’s ‘‘Commercial Driver’s License Information System State Procedures Manual,’’ Release 5.2.0, February 2011 requires the State to post the medical variance information (as defined in the SUMMARY section) provided by FMCSA, including the dates of issuance and expiration, and was previously incorporated by reference in § 384.105 of this chapter, FMCSA proposes to also include this requirement in paragraph (o) along with the MEC, Form MCSA– 5876, information posting requirement as a reminder to the States. This proposed requirement would be effective immediately because States are already required to post this information. FMCSA also proposes to reduce the time the State has to post the medical variance information (as defined in the SUMMARY section) received from FMCSA to the CDLIS driver record from within 10 calendar days to 1 business day of receipt since the information will be sent electronically. FMCSA proposes a new requirement that the State must also update the medical status to ‘‘not certified’ when the medical certification is voided by FMCSA. B. Proposed Changes to Part 384 Part 384 contains the requirements to ensure that the States comply with the provisions of section 12009(a) of the Commercial Motor Vehicle Safety Act of 1986 (49 U.S.C. 31311(a). Part 384 includes the minimum standards for the actions States must take to be in substantial compliance with each of the 22 requirements of 49 U.S.C. 31311(a), establishes procedures for FMCSA determinations of State compliance, and specifies the consequences of State noncompliance. Section 384.234. FMCSA proposes an administrative amendment to this section to include driver medical certification recordkeeping requirements for CLP applicants in Part 383. Section 384.301. FMCSA proposes to amend this section by adding a new paragraph (i). FMCSA has always given the States 3 years after the effective date of any new rule to come into substantial PO 00000 Frm 00043 Fmt 4702 Sfmt 4702 compliance with new CDL requirements. This allows the States time to pass any necessary new legislation and modify State systems to comply with the new requirements, including CDLIS. New paragraph (i) would specify the 3 year compliance date for States. C. Proposed Changes to Part 391 Part 391 establishes minimum qualifications for persons who drive CMVs. The requirements in this part also establish minimum duties of motor carriers with respect to the qualifications of their drivers. Section 391.23(m)(2)(i)(A). FMCSA proposes an editorial change to eliminate an erroneous reference to § 383.71(a)(1)(ii) and to add a reference to 383.71(b)(1)(ii), which describes the four types of self-certifications. Section 391.23(m)(2)(i)(B). The rule would eliminate the requirement for the motor carrier to verify and document in the DQ file that a CDL driver was certified by an ME listed on the National Registry. Employers will no longer need to verify that the driver examination was performed by an ME listed on the National Registry by FMCSA, because that information will be sent to the SDLAs from the National Registry. Motor carriers will still be required to meet this requirement for non-CDL drivers. Section 391.41(a)(2). 3 years after the effective date of the final rule, FMCSA proposes to eliminate the provision allowing drivers required to have a CDL or a CLP to carry a current MEC (no number assigned) for 15 days. Section 391.43. FMCSA proposes eliminating the Instructions for Performing and Recording Physical Examinations section in § 391.43(f) to eliminate redundant or unnecessary requirements. The Instructions section contains information found elsewhere in FMCSA guidance and information that health care practitioners must be knowledgeable of in order to be licensed, registered or certified by their States to perform physical examinations. FMCSA proposes revising the MER Form in § 391.43(f) to make the driver’s health history information more comprehensive, streamline the format, strengthen the efficiency of frequently used clinical processes and tools for performing driver physical examinations, expand the ME determination section, add a statement for ME signature, add a National Registry Number, and add a section for amending the ME determination. FMCSA proposes in 391.43(g)(2) that, beginning 3 years after the effective date of the final rule, MEs would no longer E:\FR\FM\10MYP1.SGM 10MYP1 rmajette on DSK2TPTVN1PROD with PROPOSALS-1 Federal Register / Vol. 78, No. 91 / Friday, May 10, 2013 / Proposed Rules be required to provide the MEC, Form MCSA–5876, to drivers required to have a CDL or CLP (and their employers) because the MEC information would be promptly and accurately transmitted electronically to the SDLAs for entry on the CDLIS driver record. But the ME would still provide the MEC, Form MCSA–5876, to non-CDL drivers (and requesting employers), as currently required. FMCSA proposes to insert two new paragraphs in 49 CFR 391.43(g). The first one, new paragraph (g)(3), would require the ME to inform the driver if a determination has been made that the driver is not physically qualified, and that this information will be reported to FMCSA. Upon receiving this report, FMCSA would then invalidate any MECs previously issued to the driver that are contained in the Agency’s records. The second one would require the ME to inform the driver if the determination of whether the driver is physically qualified requires additional information or further examination. This pending status will remain in effect for 45 days, and will be reported to FMCSA. If the examination is not completed within the 45-day period, the examination will be no longer valid and the driver will be required to obtain a new examination in order to obtain a MEC, Form MCSA–5876. FMCSA proposes in 391.43(g)(5)(A)(ii) (renumbered from (g)(3) because of the two new paragraphs proposed above) that, beginning 3 years after the effective date of the final rule, the ME must report results of all commercial drivers’ physical examinations to FMCSA by completing a CMV Driver Medical Examination Results Form, MCSA– 5850, via the ME’s individual passwordprotected National Registry web account by the close of the same business day. As indicated above, FMCSA may shorten this period if the States are ready before 3 years to begin receiving medical certification for drivers required to have a CDL or CLP. FMCSA proposes in 391.43(g)(5)(B) to require MEs to report to FMCSA whenever the ME does not complete any driver medical examinations during the preceding 30 days, beginning on the effective date of the final rule. FMCSA proposes to revise 391.43(h) to require MEs to use the MEC, Form MCSA–5876, and will seek approval under the Paperwork Reduction Act for its use. (See the Regulatory Analysis section below.) Only minor editorial edits have been made to the form for clarity. The information required to be entered on the certificate is unchanged VerDate Mar<15>2010 14:33 May 09, 2013 Jkt 229001 from the information required under the current regulation. Section 391.45. FMCSA proposes to add a new paragraph at the end of this section that would require a driver to be medically examined and certified before operating a CMV after previous certifications have been invalidated because of a driver not being physically qualified under the provisions of proposed new 391.43(g)(3). Section 391.51. FMCSA proposes in 391.51(b)(7) to eliminate the exception that allows the motor carrier to use a MEC (no number assigned) as proof of medical certification in the DQ file, because States would be required to load medical certification information into the driver’s record within one business day of receipt from FMCSA. VIII. Regulatory Analyses A. E.O. 12866 (Regulatory Planning and Review and DOT Regulatory Policies and Procedures as Supplemented by E.O. 13563) FMCSA has determined this proposed rule is not a significant regulatory action within the meaning of Executive Order (E.O.) 12866, as supplemented by E.O. 13563 (76 FR 3821, January 21, 2011), and is also not significant within the meaning of DOT regulatory policies and procedures (DOT Order 2100.5 dated May 22, 1980; 44 FR 11034, February 26, 1979) because it is not expected to generate substantial congressional or public interest. The estimated cost of the proposed rule is not expected to exceed the $100 million annual threshold for economic significance. The Agency expects this proposed rule to generate net cost savings because of reduced annual paperwork burden hours compared to the current information collection activity (IC). The motor carriers and SDLAs affected will benefit from a decrease in annual burden hours and economic expenditures that will more than offset the burden increase for MEs. FMCSA proposes to transmit MEC information electronically from the National Registry system to the SDLAs for CLP and CDL drivers. The Agency will also transmit medical variance information (as defined in the SUMMARY section) for all CMV drivers electronically to the SDLAs. The MEC information would originate with the ME. The ME would perform a driver physical examination and record the results on a MER Form, MCSA– 5875. The ME would enter the MEC information on to the CMV Driver Medical Examination Results Form, MCSA–5850, and submit it to the National Registry via the ME’s PO 00000 Frm 00044 Fmt 4702 Sfmt 4702 27351 password-protected web account by close of business the same day. For CMV drivers required to have CDLs or (after July 8, 2014) CLPs, FMCSA would then be able to promptly transmit to the SDLAs the drivers’ MEC information for entry on the CDLIS driver records. 1. Summary of Estimated Costs The Agency expects this proposed rule to generate net cost savings because of the reduced annual paperwork burden hours on the current IC. The additional cost this proposed rule would impose would result from the ME entering the CMV Driver Medical Examination Results Form, MCSA– 5850, data more frequently into the National Registry System, as detailed in the revised Medical Qualifications Requirements Supporting Statement (Office of Management and Budget (OMB) Control Number 2126–0006) posted in the docket. This annual cost is very minimal in the amount of $455,994 (25,333 additional data entry annual burden hours × $18.00 per hour (includes benefits) for ME administrative personnel to perform data entry.) Another potential cost may be SDLAs’ IT upgrades to connect to the National Registry database; however, the Agency is unable to estimate and quantify that potential cost at this time. The cost savings will be in the form of saving efficiencies through the electronic transmission of information. 2. Summary of Estimated Benefits Potential quantifiable estimated benefits, as detailed in the revised Medical Qualification Requirements and the Commercial Driver Licensing and Test Standards (OMB control number 2126–0011) Supporting Statementsposted in the docket include: (1) Employers would no longer be required to verify the ME’s National Registry number for CDL driver examinations because only MEs listed on the National Registry will be able to forward MEC information to the National Registry. MEs will encourage drivers to review and correct MEC information to ensure accurate information is recorded. This will result in $4.22 million in a cost savings to employers (221,904 annual burden hours × $19.00 per hour (including benefits)); (2) CMV drivers will save time by not having to provide their MEC to the SDLAs. By sending the MEC and variance information (as defined in the SUMMARY section) electronically FMCSA is creating a cost savings for drivers of $2.17 million (4,623,000 MECs × $0.47 postage to E:\FR\FM\10MYP1.SGM 10MYP1 rmajette on DSK2TPTVN1PROD with PROPOSALS-1 27352 Federal Register / Vol. 78, No. 91 / Friday, May 10, 2013 / Proposed Rules SDLAs); 4 (3) SDLAs would save 205,333 annual burden hours of administrative time recording MEC information for not having to attend to the driver above, resulting in $3.69 million (205,333 annual burden hours × $18.00 per hour (including benefits)) in cost savings. As a result, this proposed rule will generate $10.1 million in overall cost savings. Although the safety benefits of this rule are difficult to fully quantify, the Agency believes that the fraud prevention in electronic transmission of MEC and medical variance information (as defined in the SUMMARY section) will continue to improve safety on public roads. Continuing to leave the responsibility to drivers would create a potential for fraud, as it would provide an opportunity for the driver to forge or alter the MEC or medical variance information (as defined in the SUMMARY section). Prompt and complete reporting to FMCSA by the MEs would allow the information to be transmitted expeditiously to the SDLAs for posting on the CDLIS driver record for CDL and CLP drivers. As a result, up-to-date and accurate information concerning the medical certification status of such drivers would be available to State and Federal enforcement personnel, SDLAs, employers, drivers and others who rely on this information to determine whether a driver is in compliance with the applicable physical qualification standards. Lastly, by using the new MER Form, MCSA–5875, FMCSA believes that MEs will be able to determine more correctly whether CMV drivers meet the physical qualification standards contained in 49 CFR 391.41(b). The MER Form, MCSA– 5875, removes the advisory criteria (guidance) contained in the current form that has been sometimes confused with regulatory standards; contains evaluation tools that align more precisely with the qualification standards and the Agency’s advisory criteria and presents those tools using a systematic physical examination approach similar to standards of clinical practice. When combined with the expected improvement in ME qualifications and performance under the National Registry program, the new form will help ensure that the physical condition of CMV operators is adequate to enable them to operate CMVs safely. Because the implementation of the National Registry program is just beginning, FMCSA does not have 4 OMB control number 2126–0011 Medical Qualification Requirements due to expire July 31, 2015. The number of medical certificates 4,623,000 issued per year by MEs × $0.47 ($0.05 copy + $0.42 postage) = $2,172,180. VerDate Mar<15>2010 14:33 May 09, 2013 Jkt 229001 B. Regulatory Flexibility Act The Regulatory Flexibility Act of 1980 (5 U.S.C. 601 et seq.) requires Federal agencies to consider the effects of the regulatory action on small business and other small entities and to minimize any significant economic impact. The term ‘‘small entities’’ comprises small businesses and not-for-profit organizations that are independently owned and operated and are not dominant in their fields, and governmental jurisdictions with populations of less than 50,000.5 Accordingly, DOT policy requires an analysis of the impact of all regulations on small entities, and mandates that agencies strive to lessen any adverse effects on these businesses. Under the Regulatory Flexibility Act (RFA), as amended by the Small Business Regulatory Enforcement Fairness Act of 1996 (Pub. L. 104–121, 110 Stat. 857), the proposed rule is not expected to have a significant economic impact on a substantial number of small entities. Consequently, I certify that the proposed action would not have a significant economic impact on a substantial number of small entities. An Initial Regulatory Flexibility Analysis (IRFA), which must accompany this NPRM, must include six components. See 5 U.S.C. 603(b) and (c). The Agency has listed these components and addresses each section with regard to this NPRM. 1. A description of the reason why action by the Agency is being considered. In order to alleviate manual entry of data by the SDLAs and to provide authorized State and Federal enforcement officials the most current and accurate information regarding the medical status of the CMV driver, FMCSA proposes to require MEs to begin using a newly developed MER Form, MCSA–5875, in place of the current MER Form. In addition, MEs would be required to report results of all driver physical examinations to FMCSA by close of business the day the examination is conducted by completing a CMV Driver Medical Examination Results Form, MCSA– 5850, via their individual passwordprotected National Registry web account. FMCSA also proposes to transmit information from the MEC electronically from the National Registry to the SDLAs for CMV drivers who hold or apply for CLPs or CDLs and are required to be medically certified. It is also transmitting medical variance information (as defined in the SUMMARY section) for such drivers electronically to the SDLAs. 2. A succinct statement of the objectives of, and legal basis why action by the Agency is being considered. The Agency’s Medical Examiner’s Certification Integration Rule is a follow-on rule that strengths and modifies the rules adopted in both the National Registry of Certified Medical Examiners published on April 20, 2012 (77 FR 2410) and the Medical Certification Requirements as Part of the CDL rule (Med-Cert rule) published on December 1, 2008 (73 FR 73096). It proposes to expedite transmission of the medical examination information to FMCSA by MEs, FMCSA would then promptly and accurately transmitted this information to the SDLAs electronically (for drivers required to have a CDL) to be entered into the appropriate CDLIS driver records. This rule is the third element of an initiative to improve the driver qualification and medical examiner certificate process. In addition, electronic transmission of the information will improve safety on public roads by decreasing the risk of fraud by CMV drivers and providing authorized State/Federal enforcement officials access to current and accurate medical status of CMV drivers during inspections. 3. A description and, where feasible, an estimate of the number of small entities to which the proposed rule would apply. States have distinctive guidelines on who can perform physical examinations of commercial drivers, which vary among states for the purpose of certifying or non-certifying CDL drivers for this proposal, Federal regulations enable any of the following health-care professionals, including others, to conduct the CMV driver examination provided they are licensed, registered, or certified by the State(s) to conduct physical examinations: Medical Doctor (MD), Doctor of Osteopathy (DO), Physician Assistant (PA), Advanced Practice Nurses (APN) and Doctors of Chiropractic (DC). Once a year the Department of Labor’s Bureau of Labor Statistics (BLS) publishes total annual employment figures based on their National Occupational Employment and Wage Estimates.6 Therefore, the Agency 5 Regulatory Flexibility Act (5 U.S.C. 601 et seq.) see National Archives at https://www.archives.gov/ federal-register/laws/regulatory-flexibility/601.html 6 U.S. Department of Labor, Bureau of Labor Statistics (BLS). May 2008 National Occupational Employment and Wage Estimates. Available online sufficient data at this time to quantify the expected safety benefits from adoption of the new MER Form, MCSA– 5875. PO 00000 Frm 00045 Fmt 4702 Sfmt 4702 E:\FR\FM\10MYP1.SGM 10MYP1 Federal Register / Vol. 78, No. 91 / Friday, May 10, 2013 / Proposed Rules rmajette on DSK2TPTVN1PROD with PROPOSALS-1 estimates that this rule would impact approximately 40,000 health-care professionals expected to be listed on the National Registry. (see National Registry of Certified Medical Examiners 77 FR 24104, April 20, 2012). The Small Business Administration’s threshold to qualify as a small business fluctuates between $10 million or less in revenue for physician-owned businesses to $7 million in revenue for APN and PA owned companies. As such, FMCSA considers all of the medical professionals as small entities. 4. A description of the projected reporting, recordkeeping, and other compliance requirements of the proposed rule, including an estimate of the classes of small entities that will be subject to requirements and the type of professional skills necessary for preparation of the report or record. The ME will be required to fill out the MER Form, MCSA–5875, with examination findings and the CMV Driver Medical Examination Results Form, MCSA–5850, with the driver examination results. The skills required to fill out these forms are basic office and computer proficiency skills. 5. Identification, to the extent practicable, of all relevant Federal rules that may duplicate, overlap, or conflict with the proposed rule. The Agency did not identify any Federal rules that duplicate, overlap or conflict with the rule. 6. A description of any significant alternatives to the proposed rule which minimize any significant impacts on small entities. The Agency did not identify any significant alternatives to the rule that could lessen the burden on small entities without compromising its goals or the Agency’s statutory mandate. Because small businesses are such a large part of the demographic the Agency regulates, providing alternatives to small businesses for non-compliance with FMCSA regulations or providing alternative compliance options is not feasible and not consistent with sound public policy. C. Assistance for Small Entities In accordance with section 213(a) of the Small Business Regulatory Enforcement Fairness Act of 1996, FMCSA wants to assist small entities in understanding this proposed rule so that they can better evaluate its effects on themselves and participate in the rulemaking initiative. If the proposed rule would affect your small business, organization, or governmental at https://www.bls.gov/oes/current/_oesnat.htm#b290000. 2008. VerDate Mar<15>2010 14:33 May 09, 2013 Jkt 229001 jurisdiction and you have questions concerning its provisions or options for compliance; please consult the FMCSA point of contact, Elaine Papp, listed in the FOR FURTHER INFORMATION CONTACT section of this proposed rule. Small businesses may send comments on the actions of Federal employees who enforce or otherwise determine compliance with Federal regulations to the Small Business Administration’s Small Business and Agriculture Regulatory Enforcement Ombudsman and the Regional Small Business Regulatory Fairness Boards. The Ombudsman evaluates these actions annually and rates each agency’s responsiveness to small business. If you wish to comment on actions by employees of FMCSA, call 1–888–REG– FAIR (1–888–734–3247). DOT has a policy regarding the rights of small entities to regulatory enforcement fairness and an explicit policy against retaliation for exercising these rights. D. Unfunded Mandates Reform Act of 1995 This proposed rule would have very minimal costs that would not exceed the threshold nor impose an unfunded Federal mandate, as defined by the Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1532 et seq.), that will result in the expenditure by State, local, and tribal governments, in the aggregate, or by the private sector, of $143.1 million (which is the value of $100 million in 2010 after adjusting for inflation) or more in any 1 year. E. E.O. 13132 (Federalism) A rule has implications for Federalism under Section 1(a) of Executive Order 13132 if it has ‘‘substantial direct effects on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government.’’ FMCSA has determined that this proposal would not have substantial direct costs on or for States, nor would it limit the policymaking discretion of States. Nothing in this document preempts any State law or regulation. Therefore, this rule does not have sufficient federalism implications to warrant the preparation of a federalism assessment. F. E.O. 12988 (Civil Justice Reform) This proposed rule meets applicable standards in sections 3(a) and 3(b) (2) of E.O. 12988, Civil Justice Reform, to minimize litigation, eliminates ambiguity, and reduce burden. PO 00000 Frm 00046 Fmt 4702 Sfmt 4702 27353 G. E.O. 13045 (Protection of Children) E.O. 13045, Protection of Children from Environmental Health Risks and Safety Risks (62 FR 19885, Apr. 23, 1997), requires agencies issuing ‘‘economically significant’’ rules, if the regulation also concerns an environmental health or safety risk that an agency has reason to believe may disproportionately affect children, to include an evaluation of the regulation’s environmental health and safety effects on children. The Agency determined this proposed rule is not economically significant. Therefore, no analysis of the impacts on children is required. In any event, the Agency does not anticipate that this regulatory action could in any respect present an environmental or safety risk that could disproportionately affect children. H. E.O. 12630 (Taking of Private Property) FMCSA reviewed this proposed rule in accordance with E.O. 12630, Governmental Actions and Interference with Constitutionally Protected Property Rights, and has determined it will not effect a taking of private property or otherwise have taking implications. I. Privacy Impact Assessment Section 522 of title I of division H of the Consolidated Appropriations Act, 2005, enacted December 8, 2004 (Pub. L. 108–447, 118 Stat. 2809, 3268, 5 U.S.C. 552a note), requires the Agency to conduct a privacy impact assessment (PIA) of a regulation that will affect the privacy of individuals. This rule does require the collection of personally identifiable information (PII). The supporting PIA, available for review in the docket, gives a full and complete explanation of FMCSA practices for protecting PII in general and specifically in relation to this proposed rule. The Privacy Act (5 U.S.C. 552a) applies only to Federal agencies and any non-Federal agency which receives records contained in a system of records from a Federal agency for use in a matching program. J. E.O. 12372 (Intergovernmental Review) The regulations implementing E.O. 12372 regarding intergovernmental consultation on Federal programs and activities do not apply to this program. K. Paperwork Reduction Act This NPRM contains the following new IC requirements. As required by the Paperwork Reduction Act of 1995 (PRA) (44 U.S.C. 3507(d)), FMCSA submitted the information requirements associated with the proposal to the OMB for its E:\FR\FM\10MYP1.SGM 10MYP1 27354 Federal Register / Vol. 78, No. 91 / Friday, May 10, 2013 / Proposed Rules review. This proposed rule has a decrease in annual paperwork burden hours (401,904 hours) as detailed in OMB control number 2126–0011 Commercial Driver Licensing and Test Standards and 2126–0006 Medical Qualification Requirements Supporting Statements in the docket. Once the National Registry is implemented beginning May 21, 2014, as discussed in the final rule (77 FR 24104; April 21, 2012), MEs will start to electronically submit MEC information to the National Registry on a monthly basis. The Medical Examiner’s Certification Integration Rule proposes that the information be submitted by the ME at the close of business the day the examination is conducted as opposed to submitting monthly batched reports. In addition, it proposes that FMCSA will electronically transmit examination information to the SDLAs, providing more accurate and timely delivery of information to update CDLIS driver records and for safety enforcement purposes. The requirements imposed on CMV drivers and employers for this IC are being considered. The estimate of the number of CMV drivers (respondents) covered by this IC includes both interstate drivers subject to the FMCSRs and intrastate drivers subject to compatible State regulations. Although Federal regulations do not require States to comply with the medical requirements in the FMCSRs, most States do mirror the Federal requirements. Close tracking and monitoring of certification activities and medical results are crucial to reducing fraudulent efforts of a subset of CDL applicants. Some CDL drivers avoid following the proper guidelines to become medically qualified, posing extreme risks to the public. FMCSA analyzed this rule and determined that its implementation will decrease the currently approved IC burden hours covered by OMB Control No. 2126–006, titled ‘‘Medical Qualification Requirements,’’ and OMB Control No. 2126–0011, titled ‘‘Commercial Driver Licensing and Test Standards.’’ The Table below captures the current and future paperwork burden hours associated with the two approved supporting statements. A detailed analysis of each IC activity can be found in the Supporting Statements attachments, which are in the public docket for this rulemaking. CURRENT AND FUTURE INFORMATION COLLECTION BURDENS Currently approved annual burden hours Future change in annual burden hours Proposed annual burden hours for IC activities in year 4 and subsequent years 2126–0006 ....................................................................................................................... 2126–0011 ....................................................................................................................... 2,130,702 1,682,582 (196,571) (205,333) 1,934,131 1,423,249 Totals ........................................................................................................................ 3,813,284 (401,904) 3,357,380 OMB Approvals No. 2126–0006 Medical Qualification Requirements. This IC is currently due to expire on July 31, 2015. This revision is due to the Agency’s development of the rules proposed in this NPRM. It proposes to change the State requirement of posting the original or copy of the MEC information to the CDLIS driver record within 10 calendar days of receipt to the posting of the electronic MEC information to the CDLIS driver record within 1 business day. In addition, the proposed rule would eliminate the requirement for the CMV drivers to provide their MEC to their SDLAs. It would also eliminate the requirement for motor carriers to verify that their CDL drivers were certified by an ME on the National Registry. The current and proposed IC activities imposed on the MEs and motor carriers over the first 3 years of implementing the proposed electronic transmission of MEC information from the ME to the SDLAs would remain unchanged. This would allow time for those States that need to pass legislation and for all Currently approved annual burden hours Current and proposed IC activities for MEs and motor carriers rmajette on DSK2TPTVN1PROD with PROPOSALS-1 States to make the necessary system upgrades, before the proposed electronic transmission of MEC information from the ME, through the National Registry System, to the SDLA for update on the CDLIS driver’s record will be implemented in each State and the District of Columbia. The table below details the IC activities incurred by the ME and motor carriers for the current and proposed first 3 years, along with IC activities in Year 4 and subsequent years. Proposed annual burden hours for the IC activities in first 3 years Proposed annual burden hours for IC activities in year 4th and subsequent years MER, Medical Examination Results Form, and the MEC ............................................... Resolution of Medical Conflict ......................................................................................... SPE .................................................................................................................................. Vision Exemption ............................................................................................................. Diabetes Exemption ......................................................................................................... ME Application ................................................................................................................. ME Test Results .............................................................................................................. CMV Driver Examination Data ........................................................................................ MER and MEC Copies .................................................................................................... Verification of National Registry Number ........................................................................ 1,695,000 11 192 727 600 1,111 1,111 123,575 175 308,200 1,695,000 11 192 727 600 1,111 1,111 123,575 175 308,200 1,695,000 11 192 727 600 1,111 1,111 148,908 175 86,296 Total Burden Hours .................................................................................................. 2,130,702 2,130,702 1,934,131 VerDate Mar<15>2010 14:33 May 09, 2013 Jkt 229001 PO 00000 Frm 00047 Fmt 4702 Sfmt 4702 E:\FR\FM\10MYP1.SGM 10MYP1 Federal Register / Vol. 78, No. 91 / Friday, May 10, 2013 / Proposed Rules FMCSA estimates that the number of times per year that respondents would provide CMV driver examination results information would increase from a minimum of 12 times per year to an average of 50 times per year. MEs would file 4,623,000 MECs per year (unchanged). It is projected that 40,000 MEs (unchanged) will be needed to perform the 4,623,000 CMV driver medical examinations required annually. The transmission of CMV driver examination information will require approximately 71,858 hours of ME administrative personnel time on a yearly basis [40,000 registered MEs × 1 minute/60 minutes to file a report × 50 reports per year + 4,623,000 reports × 30 seconds/3600 seconds to enter each driver’s examination data elements = 71,858 hours]. This is an increase of 25,333 burden hours per year. In addition, verification for CDL drivers will not be required, because FMCSA will provide medical certification information to the states only from MEs who are listed on the National Registry. Motor carriers will verify the National Registry Number for an estimated 1,294,440 non-CDL drivers who are medically certified per year (a decrease from 4,623,000 CDL and nonCDL drivers medically certified per year). It is estimated it will take motor carrier administrative personnel 4 minutes to verify the National Registry Number, write a note regarding the verification, and file the note in the DQ file, so this will require approximately 86,296 hours of administrative personnel time on a yearly basis [1,294,440 verifications × 4 minutes/60 minutes per verification = 86,296 hours]. This is a decrease of 221,904 annual burden hours per year. FMCSA estimates that the Medical Examiner’s Certification Integration Rule would decrease the total estimated annual time burden to respondents for Medical Qualifications by 196,571 hours [(221,904) fewer hours for verification of non-CDL National Registry Number minus 25,333 additional hours to enter driver examination data elements]. The Medical Examiner’s Certification Integration Rule would result in a total annual time burden to respondents for all medical requirement components of an estimated 1, 934,131 hours (2,130,702 current hours minus 196,571 fewer hours). 2126–0011 Commercial Driver Licensing and Test Standards. This IC is currently due to expire on August 31, 2014. This IC supports the DOT Strategic Goal of Safety by requiring that CLP and CDL holders driving CMVs subject to part 391 are properly licensed according to all applicable Federal requirements. The information being collected ensures that CLP and CDL holders are qualified to hold a CLP or CDL to operate CMVs, and that States are administering their CDL programs in compliance with the Federal requirements. As proposed, the MEC and medical variance information (as defined in the SUMMARY section) for CLP and CDL drivers would be transmitted electronically by FMCSA to the SDLA and posted to the CLP or CDL holder’s CDLIS driver record. This would eliminate the need for the driver to carry a paper copy of the MEC and to physically provide a copy to his/her SDLA. Therefore, there would be no change in the total annual burden hours during the first 3 years. However, during these 3 years there will be a one-time cost that each State and the District of Columbia will need to expend to make updates to their systems to accommodate the development of the capability to electronically receive and post medical certification and medical rmajette on DSK2TPTVN1PROD with PROPOSALS-1 State recording of medical examiner’s certification and medical variance information on CDLIS driver record ................................................................................................ State recording of the self-certification of CMV operation on CDLIS driver record ........ State verification of the medical certification status of all interstate CDL holders .......... Driver to notify employer of convictions/disqualifications ................................................ Driver to complete previous employment paperwork ...................................................... States to complete compliance certification documents ................................................. States to complete compliance review documents ......................................................... Data/document checks and CDLIS recordkeeping ......................................................... Drivers to complete the CLP/CDL application ................................................................. CDL tests recordkeeping ................................................................................................. Knowledge and skills test examiner certification ............................................................. Skills test examiner monitoring and auditing ................................................................... VerDate Mar<15>2010 14:33 May 09, 2013 Jkt 229001 PO 00000 Frm 00048 Fmt 4702 variance information (as defined in the section) from FMCSA and to the CDLIS driver record. The information technology necessary to carry out these transactions are still in the early development stage. Therefore, FMCSA cannot make any cost estimates at this time. FMCSA welcomes any comments on estimated costs to develop this capability. Starting in the 4th and subsequent years, there would be a proposed decrease in total annual burden hours due to the implementation of the new program change. With medical certification and medical variance information (as defined in the SUMMARY section) being sent electronically to the SDLA by FMCSA to post to the CDLIS driver record, the annual burden hours for the SDLA to manually post the medical certification and medical variance information to the CDLIS driver record will be reduced from 205,333 hours to 0 hours based on the medical variance information being electronically sent through the National Registry to the SDLA by FMCSA and electronically posted to the CDLIS driver record. If the medical variance information (as defined in the SUMMARY section) continues to be sent by email there would be minimal burden hours associated with this task therefore, FMCSA has not attempted to quantify it. The following table summarizes the annual information collection burden hours for current and proposed IC activities for the first 3 years and the subsequent years. As discussed above, the currently approved total annual burden of 1,628,582 hours for the first 3 years remains unchanged. The decrease in proposed total annual burden of 205,333 hours in subsequent years is due to the program changes from implementing the new requirement. SUMMARY Currently approved annual burden hours Current and proposed IC activities for States and CDL drivers Sfmt 4702 27355 Proposed annual burden hours for the IC activities in first 3 years 205,333 3,984 2,593 640,000 403,200 1,632 2,400 212,224 48,000 84,000 25,216 0 E:\FR\FM\10MYP1.SGM 205,333 3,984 2,593 640,000 403,200 1,632 2,400 212,224 48,000 84,000 25,216 0 10MYP1 Proposed annual burden hours for IC activities in year 4th and subsequent years 0 3,984 2,593 640,000 403,200 1,632 2,400 212,224 48,000 84,000 25,216 0 27356 Federal Register / Vol. 78, No. 91 / Friday, May 10, 2013 / Proposed Rules Currently approved annual burden hours Current and proposed IC activities for States and CDL drivers Total Burden Hours .................................................................................................. L. National Environmental Policy Act and Clean Air Act FMCSA analyzed this NPRM for the purpose of the National Environmental Policy Act of 1969 (42 U.S.C. 4321 et seq.) and determined this action is categorically excluded from further analysis and documentation in an environmental assessment or environmental impact statement under FMCSA Order 5610.1(69 FR 9680, March 1, 2004), Appendix 2, paragraph (s)(7) and paragraph (t)(2). The Categorical Exclusion (CE) in paragraph (b) covers administrative or editorial changes; (s)(7) covers requirements for State-issued commercial license documentation; and paragraph (t)(2) addresses regulations that assure States have the appropriate information systems and procedures concerning CDL qualifications. The proposals in this rule are covered by these two CEs and the proposed action does not have any effect on the quality of the environment. The CE determination is available for inspection or copying in the Regulations.gov Web site listed under ADDRESSES. FMCSA also analyzed this rule under the Clean Air Act, as amended (CAA), section 176(c) (42 U.S.C. 7401 et seq.), and implementing regulations promulgated by the Environmental Protection Agency. Approval of this action is exempt from the CAA’s general conformity requirement since it does not affect direct or indirect emissions of criteria pollutants. rmajette on DSK2TPTVN1PROD with PROPOSALS-1 M. E.O. 13211 (Energy Supply, Distribution, or Use) FMCSA has analyzed this proposed rule under E.O. 13211, Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use. The Agency has determined that it is not a ‘‘significant energy action’’ under that order because it is not a ‘‘significant regulatory action’’ likely to have a significant adverse effect on the supply, distribution, or use of energy. Therefore, it does not require a Statement of Energy Effects under E.O. 13211. VerDate Mar<15>2010 14:33 May 09, 2013 Jkt 229001 1,628,582 N. E.O. 13175 (Indian Tribal Governments) This rule does not have tribal implications under E.O. 13175, Consultation and Coordination with Indian Tribal Governments, because it does not have a substantial direct effect on one or more Indian tribes, on the relationship between the Federal Government and Indian tribes, or on the distribution of power and responsibilities between the Federal Government and Indian tribes. O. National Technology Transfer and Advancement Act (Technical Standards) The National Technology Transfer and Advancement Act (NTTAA) (15 U.S.C. 272 note) directs agencies to use voluntary consensus standards in their regulatory activities unless the agency provides Congress, through OMB, with an explanation of why using these standards would be inconsistent with applicable law or otherwise impractical. Voluntary consensus standards (e.g., specifications of materials, performance, design, or operation; test methods; sampling procedures; and related management systems practices) are standards that are developed or adopted by voluntary consensus standards bodies. This rule does not use technical standards. Therefore, we did not consider the use of voluntary consensus standards. List of Subjects 49 CFR Part 383 Administrative practice and procedure, Alcohol abuse, Drug abuse, Highway safety, Incorporation by reference, Motor carriers. 49 CFR Part 384 Administrative practice and procedure, Alcohol abuse, Drug abuse, Highway safety, Incorporation by reference, Motor carriers. 49 CFR Part 391 Alcohol abuse, Drug abuse, Drug testing, Highway safety, Motor carriers, Reporting and recordkeeping requirements, Safety, Transportation. For the reasons stated in the preamble, FMCSA proposes to amend PO 00000 Frm 00049 Fmt 4702 Sfmt 4702 Proposed annual burden hours for the IC activities in first 3 years Proposed annual burden hours for IC activities in year 4th and subsequent years 1,628,582 1,423,249 title 49 CFR, Code of Federal Regulations, chapter III, to read as follows: PART 383—COMMERCIAL DRIVER’S LICENSE STANDARDS; REQUIREMENTS AND PENALTIES 1. The authority citation for part 383 continues to read as follows: ■ Authority: 49 U.S.C. 521, 31136, 31301 et seq., and 31502; secs. 214 and 215, Pub. L. 106–159, 113 Stat. 1748, 1766, 1767; sec. 4140, Pub. L. 109–59, 119 Stat. 1144, 1746; and 49 CFR 1.87. 2. Amend § 383.71 by revising paragraphs (h)(1) and (3) to read as follows: ■ § 383.71 Driver application and certification procedures. (h) * * * (1) New CLP and CDL applicants. (i) Before [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF THE FINAL RULE], a new CLP or CDL applicant who certifies that he/she will operate CMVs in non-excepted, interstate commerce must provide the State with an original or copy (as required by the State) of a medical examiner’s certificate prepared by a medical examiner, as defined in 49 CFR 390.5, and the State will post a medical qualifications status of ‘‘certified’’ on the CDLIS driver record for the driver; (ii) On or after [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF THE FINAL RULE], a new CLP or CDL applicant who certifies that he/she will operate CMVs in non-excepted, interstate commerce must be medically examined and certified in accordance with 49 CFR 391.43 as medically qualified to operate a CMV by a medical examiner, as defined in 49 CFR 390.5. Upon receiving an electronic copy of the medical examiner’s certificate from FMCSA, the State will post a medical qualifications status of ‘‘certified’’ on the CDLIS driver record for the driver; * * * (3) Maintaining the medical certification status of ‘‘certified.’’ (i) In order to maintain a medical certification status of ‘‘certified,’’ before [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF THE FINAL RULE], a CLP or CDL holder who E:\FR\FM\10MYP1.SGM 10MYP1 Federal Register / Vol. 78, No. 91 / Friday, May 10, 2013 / Proposed Rules certifies that he/she will operate CMVs in non-excepted, interstate commerce must provide the State with an original or copy (as required by the State) of each subsequently issued medical examiner’s certificate; (ii) In order to maintain a medical certification status of ‘‘certified,’’ on or after [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF THE FINAL RULE], a CLP or CDL holder who certifies that he/she will operate CMVs in non-excepted, interstate commerce must continue to be medically examined and certified in accordance with 49 CFR 391.43 as physically qualified to operate a commercial motor vehicle by a medical examiner, as defined in 49 CFR 390.5. FMCSA will provide the State with an electronic copy of the medical examiner’s certificate information for all subsequent medical examinations in which the driver has been deemed qualified. ■ 3. Amend § 383.73 by revising paragraphs (a)(2)(vii), (b)(5), (o)(1), (o)(2), (o)(3) and (o)(4) to read as follows: rmajette on DSK2TPTVN1PROD with PROPOSALS-1 § 383.73 State procedures. (a) * * * (2) * * * (vii)(A) Before [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF THE FINAL RULE], for drivers who certified their type of driving according to § 383.71(b)(1)(ii)(A) (non-excepted interstate) and, if the CLP applicant submits a current medical examiner’s certificate, date-stamp the medical examiner’s certificate, and post all required information from the medical examiner’s certificate to the CDLIS driver record in accordance with paragraph (o) of this section. (B) On or after [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF THE FINAL RULE], for drivers who certified their type of driving according to § 383.71(b)(1)(ii)(A) (non-excepted interstate) and, if FMCSA provides current medical examiner’s certificate information electronically, post all required information matching the medical examiner’s certificate to the CDLIS driver record in accordance with paragraph (o) of this section. (b) * * * (5)(i) Before [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF THE FINAL RULE], for drivers who certified their type of driving according to § 383.71(b)(1)(ii)(A) (non-excepted interstate) and, if the CDL holder submits a current medical examiner’s certificate, date-stamp the medical examiner’s certificate and post all required information from the medical VerDate Mar<15>2010 14:33 May 09, 2013 Jkt 229001 examiner’s certificate to the CDLIS driver record in accordance with paragraph (o) of this section. (ii) On or after [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF THE FINAL RULE], for drivers who certified their type of driving according to § 383.71(b)(1)(ii)(A) (non-excepted interstate) and, if FMCSA provides current medical examiner’s certificate information electronically, post all required information matching the medical examiner’s certificate to the CDLIS driver record in accordance with paragraph (o) of this section. * * * * * (o) Medical recordkeeping — (1)(i) Status of CDL holder. Before [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF THE FINAL RULE], for each operator of a commercial motor vehicle required to have a CLP or CDL, the current licensing State must: (A) Post the driver’s self-certification of type of driving under § 383.71(b)(1)(ii) to the CDLIS driver record; (B) Post the information from the medical examiner’s certificate within 10 calendar days to the CDLIS driver record, including: (1) Medical examiner’s name; (2) Medical examiner’s telephone number; (3) Date of medical examiner’s certificate issuance; (4) Medical examiner’s license number and the State that issued it; (5) Medical examiner’s National Registry identification number; (6) The indicator of medical certification status, i.e., ‘‘certified’’ or ‘‘not-certified’’; (7) Expiration date of the medical examiner’s certificate; (8) Existence of any medical variance on the medical examiner’s certificate, such as an exemption, SPE certification, or grandfather provisions; (9) Any restrictions (e.g., corrective lenses, hearing aid, required to have possession of an exemption letter or SPE certificate while on-duty, etc.); and (10) Date the medical examiner’s certificate information was posted to the CDLIS driver record; and (C) Post the medical variance information within 10 calendar days to the CDLIS driver record, including: (1) Date of medical variance issuance; and (2) Expiration date of medical variance; (D) Retain the original or a copy of the medical examiner’s certificate of any driver required to provide documentation of physical qualification PO 00000 Frm 00050 Fmt 4702 Sfmt 4702 27357 for 3 years beyond the date the certificate was issued. (ii) Status of CDL holder. On or after [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF THE FINAL RULE], for each operator of a commercial motor vehicle required to have a CLP or CDL, the current licensing State must: (A) Post the driver’s self-certification of type of driving under 49 CFR 383.71(b)(1)(ii) to the CDLIS driver record; (B) Post the information from the medical examiner’s certificate within 1 business day to the CDLIS driver record, including: (1) Medical examiner’s name; (2) Medical examiner’s telephone number; (3) Date of medical examiner’s certificate issuance; (4) Medical examiner’s license number and the State that issued it; (5) Medical examiner’s National Registry identification number; (6) The indicator of medical certification status, i.e., ‘‘certified’’ or ‘‘not-certified’’; (7) Expiration date of the medical examiner’s certificate; (8) Existence of any medical variance on the medical examiner’s certificate, such as an exemption, Skill Performance Evaluation (SPE) certification, or grandfather provisions; (9) Any restrictions (e.g., corrective lenses, hearing aid, required to have possession of an exemption letter or SPE certificate while on-duty, etc.); and (10) Date the medical examiner’s certificate information was posted to the CDLIS driver record; (C) Post the medical variance information within 1 business day to the CDLIS driver record, including: (1) Date of medical variance issuance; and (2) Expiration date of medical variance; (D)(1) Retain the electronic record of the medical examiner’s certificate information for any driver required to have documentation of physical qualification for 3 years beyond the date the certificate was issued. (2)(i) Status update. Until the day before [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF THE FINAL RULE], the State must, within 10 calendar days of the driver’s medical examiner’s certificate or medical variance expiring, the medical variance being rescinded or the medical examiner’s certificate being voided by FMCSA, update the medical certification status of that driver as ‘‘not certified.’’ (ii) Beginning [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE E:\FR\FM\10MYP1.SGM 10MYP1 rmajette on DSK2TPTVN1PROD with PROPOSALS-1 27358 Federal Register / Vol. 78, No. 91 / Friday, May 10, 2013 / Proposed Rules OF THE FINAL RULE], the State must, within 10 calendar days of the driver’s medical examiner’s certificate or medical variance expiring, the medical examiner’s certificate becoming invalid, the medical variance being rescinded or the medical examiner’s certificate being voided by FMCSA, update the medical certification status of that driver as ‘‘not certified.’’ (3) Variance update. (i) Before [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF THE FINAL RULE], within 10 calendar days of receiving information from FMCSA regarding issuance or renewal of a medical variance for a driver, the State must update the CDLIS driver record to include the medical variance information provided by FMCSA. (ii) On or after [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF THE FINAL RULE], within 1 business day of electronically receiving medical variance information from FMCSA regarding the issuance or renewal of a medical variance for a driver, the State must update the CDLIS driver record to include the medical variance information provided by FMCSA. (4) Downgrade. (i) if a driver’s medical certification or medical variance expires, or FMCSA notifies the State that a medical certification or medical variance was removed or rescinded, the State must: (A)(1) Before [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF THE FINAL RULE] notify the CLP or CDL holder of his/her CLP or CDL ‘‘notcertified’’ medical certification status and that the CMV privileges will be removed from the CLP or CDL unless the driver submits a current medical examiner’s certificate and/or medical variance, or changes his/her selfcertification to driving only in excepted or intrastate commerce (if permitted by the State); (2) On or after [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF THE FINAL RULE] notify the CLP or CDL holder of his/her CLP or CDL ‘‘notcertified’’ medical certification status and that the CMV privileges will be removed from the CLP or CDL unless the driver has been medically examined and certified in accordance with 49 CFR 391.43 as physically qualified to operate a commercial motor vehicle by a medical examiner, as defined in 49 CFR 390.5 of this chapter, or the driver changes his/her self-certification to driving only in excepted or intrastate commerce (if permitted by the State). (B) [Reserved] (ii) [Reserved] * * * * * VerDate Mar<15>2010 14:33 May 09, 2013 Jkt 229001 PART 384—STATE COMPLIANCE WITH COMMERCIAL DRIVER’S LICENSE PROGRAM 5. The authority citation for part 384 continues to read as follows: ■ Authority: 49 U.S.C. 31136, 31301, et seq., and 31502; secs. 103 and 215, Pub. L. 106– 159, 113 Stat. 1748, 1753, 1767; and 49 CFR 1.87. ■ 6. Revise § 384.234 to read as follows: § 384.234 Driver medical certification recordkeeping. The State must meet the medical certification recordkeeping requirements of §§ 383.73(a)(2)(vii), (b)(5), (c)(8), (d)(8), (e)(6) and (o) of this chapter. ■ 7. Amend § 384.301 by adding a new paragraph (i) to read as follows: § 384.301 Substantial compliance— general requirements. * * * * * (i) A State must come into substantial compliance with the requirements of subpart B of this part and part 383 of this chapter in effect as of [INSERT THE EFFECTIVE DATE OF THE FINAL RULE] as soon as practical, but, unless otherwise specifically provided in this part, not later than [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF THE FINAL RULE]. PART 391—QUALIFICATIONS OF DRIVERS AND LONGER COMBINATION (LCV) DRIVER INSTRUCTORS 8. The authority citation for part 391 will continue to read as follows: ■ Authority: 49 U.S.C. 504, 508, 31133, 31136, and 31502; sec. 4007(b), Pub. L. 102– 240, 105 Stat, 1914, 2152; sec. 114, Pub. L. 103–311, 108 Stat. 1673, 1677; sec. 215, Pub. L. 106–159, 113 Stat. 1748, 1767; and 49 CFR 1.87. 9. Amend § 391.23 by revising paragraph (m)(2) to read as follows: ■ § 391.23 Investigation and inquiries. * * * * * (m) * * * (2) Exception. For drivers required to have a commercial driver’s license under part 383 of this chapter: (i) Beginning January 30, 2014, using the CDLIS motor vehicle record obtained from the current licensing State, the motor carrier must verify and document in the driver qualification file the following information before allowing the driver to operate a CMV: (A) The type of operation the driver self-certified that he or she will perform in accordance with § 383.71(b)(1)(ii) of this chapter. (B) (1) Beginning on May 21, 2014, and ending on [INSERT THE PO 00000 Frm 00051 Fmt 4702 Sfmt 4702 EFFECTIVE DATE OF THE FINAL RULE], that the driver was certified by a medical examiner listed on the National Registry of Certified Medical Examiners as of the date of medical examiner’s certificate issuance. (2) Beginning on [INSERT THE EFFECTIVE DATE OF THE FINAL RULE], if the driver has certified under paragraph (m)(2)(i)(A) of this section that he or she expects to operate in interstate commerce, that the driver has a valid medical examiner’s certificate and any required medical variances. (3) Beginning on July 8, 2014, if the driver has a commercial learner’s permit and has certified under paragraph (m)(2)(i)(A) of this section that he or she expects to operate in interstate commerce that the driver has a valid medical examiner’s certificate and any required medical variances. (C) Exception. Until [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF THE FINAL RULE], if the driver provided the motor carrier with a copy of the current medical examiner’s certificate that was submitted to the State in accordance with § 383.73(a)(5) of this chapter, the motor carrier may use a copy of that medical examiner’s certificate as proof of the driver’s medical certification for up to 15 days after the date it was issued. (ii) [Reserved] ■ 10. Amend § 391.41 by revising paragraph (a)(2)(i) to read as follows: § 391.41 drivers. Physical qualifications for (a) * * * (2) CDL exception. (i) (A) Beginning January 30, 2014 and ending on the day before [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF THE FINAL RULE], a driver required to have a commercial driver’s license under part 383 of this chapter, and who submitted a current medical examiner’s certificate to the State in accordance with 49 CFR 383.71(h) documenting that he or she meets the physical qualification requirements of this part, no longer needs to carry on his or her person the medical examiner’s certificate specified at § 391.43(h), or a copy, for more than 15 days after the date it was issued as valid proof of medical certification. (B) Beginning on [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF THE FINAL RULE], a driver required to have a commercial driver’s license or a commercial learner’s permit under 49 CFR part 383, and who has a current medical examiner’s certificate documenting that he or she meets the physical qualification requirements of this part, is no longer permitted to carry on his or her person the medical E:\FR\FM\10MYP1.SGM 10MYP1 Federal Register / Vol. 78, No. 91 / Friday, May 10, 2013 / Proposed Rules VerDate Mar<15>2010 14:33 May 09, 2013 Jkt 229001 adding paragraph (g)(4) and (g)(5), to read as follows: § 391.43 Medical examination; certificate of physical examination. * PO 00000 * * Frm 00052 * Fmt 4702 (f) The medical examination shall be performed, and its results shall be recorded on the Medical Examination Report set out below * Sfmt 4725 E:\FR\FM\10MYP1.SGM 10MYP1 EP10MY13.009</GPH> rmajette on DSK2TPTVN1PROD with PROPOSALS-1 examiner’s certificate specified at § 391.43(h). * * * * * ■ 11. Amend § 391.43 by revising paragraphs (f), (g)(2), (g)(3) and (h), and 27359 VerDate Mar<15>2010 Federal Register / Vol. 78, No. 91 / Friday, May 10, 2013 / Proposed Rules 14:33 May 09, 2013 Jkt 229001 PO 00000 Frm 00053 Fmt 4702 Sfmt 4725 E:\FR\FM\10MYP1.SGM 10MYP1 EP10MY13.010</GPH> rmajette on DSK2TPTVN1PROD with PROPOSALS-1 27360 rmajette on DSK2TPTVN1PROD with PROPOSALS-1 BILLING CODE C (g) * * * (2) (i) Until the day before [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF THE FINAL RULE], if the medical examiner finds that the person examined is physically qualified to operate a commercial motor vehicle in accordance with § 391.41(b), he or she must complete a certificate in the form prescribed in paragraph (h) of this section and furnish the original to the person who was examined. The examiner must provide a copy to a VerDate Mar<15>2010 14:33 May 09, 2013 Jkt 229001 prospective or current employing motor carrier who requests it. (ii) Beginning [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF THE FINAL RULE], if the medical examiner identifies that the person examined will not be operating a commercial motor vehicle that requires a commercial driver’s license or a commercial learner’s permit and finds that the driver is physically qualified to operate a commercial motor vehicle in accordance with § 391.41(b), he or she must complete a certificate in the form PO 00000 Frm 00054 Fmt 4702 Sfmt 4702 27361 prescribed in paragraph (h) of this section and furnish the original to the person who was examined. The examiner must provide a copy to a prospective or current employing motor carrier who requests it. (3) Beginning [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF THE FINAL RULE], if the medical examiner finds that the person examined is not physically qualified to operate a commercial motor vehicle in accordance with § 391.41(b), he or she must inform the person examined that E:\FR\FM\10MYP1.SGM 10MYP1 EP10MY13.011</GPH> Federal Register / Vol. 78, No. 91 / Friday, May 10, 2013 / Proposed Rules 27362 Federal Register / Vol. 78, No. 91 / Friday, May 10, 2013 / Proposed Rules EFFECTIVE DATE OF THE FINAL RULE], the medical examiner must electronically transmit to the Director, Office of Carrier, Driver and Vehicle Safety Standards, via a secure Web account on the National Registry, a completed CMV Driver Medical Examination Results Form, MCSA– 5850, Medical Examiner Submission of CMV Driver Medical Examination Results. The Form must include all information specified for each medical examination conducted during the previous month for any driver who is required to be examined by a medical examiner listed on the National Registry of Certified Medical Examiners. (B) Beginning [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF THE FINAL RULE] by close of business on each day during which the medical examiner completes a medical examination for any driver who is required to be examined by a medical examiner listed on the National Registry of Certified Medical Examiners the medical examiner must electronically transmit the Director, Office of Carrier, Driver and Vehicle Safety Standards, via a secure FMCSA-designated Web site, a completed CMV Driver Medical Examination Results Form, MCSA– 5850, Medical Examiner Submission of CMV Driver Medical Examination. The Form must include all information specified for each medical examination conducted for each driver. (ii) Beginning on May 21, 2014, if the medical examiner does not perform a medical examination of any driver who is required to be examined by a medical examiner listed on the National Registry of Certified Medical Examiners during any calendar month, the medical examiner must report that fact to FMCSA, via a secure FMCSAdesignated Web site, by the close of business on the last day of such month. (h) The medical examiner’s certificate shall be completed in accordance with the following Form MCSA–5876, Medical Examiner’s Certificate. * § 391.45 Persons who must be medically examined and certified. § 391.62, or only by operation of the exemption in § 391.64, if such driver has not been medically examined and certified as qualified to drive in such zone during the preceding 12 months; (c) Any driver whose ability to perform his/her normal duties has been * * * * ■ 12. Amend § 391.45 by revising paragraphs (b)(2) and (c), and adding new paragraph (d) to read as follows: VerDate Mar<15>2010 14:33 May 09, 2013 Jkt 229001 * * * * * (b) * * * (2) Any driver authorized to operate a commercial motor vehicle only with an exempt intracity zone pursuant to PO 00000 Frm 00055 Fmt 4702 Sfmt 4702 E:\FR\FM\10MYP1.SGM 10MYP1 EP10MY13.012</GPH> rmajette on DSK2TPTVN1PROD with PROPOSALS-1 he or she is not physically qualified, and that this information will be reported to FMCSA. All medical examiner’s certificates previously issued to the person are not valid and no longer satisfy the requirements of § 391.41(a). (4) Beginning [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF THE FINAL RULE], if the medical examiner finds that the determination of whether the person examined is physically qualified to operate a commercial motor vehicle in accordance with § 391.41(b) should be delayed pending the receipt of additional information or the conduct of further examination in order for the medical examiner make such determination, he or she must inform the person examined that the additional information must be provided or the further examination completed within 45 days, and that the pending status of the examination will be reported to FMCSA. (5)(i)(A) Once every calendar month, beginning May 21, 2014 and ending on [INSERT DATE 3 YEARS AFTER THE Federal Register / Vol. 78, No. 91 / Friday, May 10, 2013 / Proposed Rules impaired by a physical or mental injury or disease; and (d) Beginning [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF THE FINAL RULE], any person found by a medical examiner not to be physically qualified to operate a commercial motor vehicle under the provisions of paragraph (g)(3) of § 391.43. ■ 13. Amend § 391.51 by revising paragraphs (b)(7)(i) and (ii), and (b)(9) to read as follows: § 391.51 General requirements for driver qualification files. * * * * (b) * * * (7)(i) The medical examiner’s certificate as required by § 391.43(g) or a legible copy of the certificate. (ii) Exception. For CDL holders, beginning January 30, 2012, if the CDLIS motor vehicle record contains medical rmajette on DSK2TPTVN1PROD with PROPOSALS-1 * VerDate Mar<15>2010 14:33 May 09, 2013 Jkt 229001 certification status information, the motor carrier employer must meet this requirement by obtaining the CDLIS motor vehicle record defined at § 384.105 of this chapter. That record must be obtained from the current licensing State and placed in the driver qualification file. After January 30, 2014 a non-excepted, interstate CDL holder without medical certification status information on the CDLIS motor vehicle record is designated ‘‘not-certified’’ to operate a CMV in interstate commerce. After January 30, 2014 and until [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF THE FINAL RULE], a motor carrier may use a copy of the driver’s current medical examiner’s certificate that was submitted to the State for up to 15 days from the date it was issued as proof of medical certification. * * * * * PO 00000 Frm 00056 Fmt 4702 Sfmt 9990 27363 (9) (i) For drivers not required to have a CDL, a note relating to verification of medical examiner listing on the National Registry of Certified Medical Examiners required by § 391.23(m)(1). (ii) Until [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF THE FINAL RULE], for drivers required to have a CDL, a note relating to verification of medical examiner listing on the National Registry of Certified Medical Examiners required by § 391.23(m)(2). * * * * * Issued under the authority delegated in 49 CFR 1.87 on: May 2, 2013. Anne S. Ferro, Administrator. [FR Doc. 2013–11080 Filed 5–9–13; 8:45 am] BILLING CODE P E:\FR\FM\10MYP1.SGM 10MYP1

Agencies

[Federal Register Volume 78, Number 91 (Friday, May 10, 2013)]
[Proposed Rules]
[Pages 27343-27363]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-11080]

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DEPARTMENT OF TRANSPORTATION

Federal Motor Carrier Safety Administration

49 CFR Parts 383, 384 and 391

[Docket No. FMCSA-2012-0178]
RIN 2126-AB40

Medical Examiner's Certification Integration

AGENCY: Federal Motor Carrier Safety Administration (FMCSA), DOT.

ACTION: Notice of proposed rulemaking.

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SUMMARY: FMCSA proposes to require certified medical examiners (MEs)
performing physical examinations on drivers of commercial motor
vehicles (CMV) to use a newly developed Medical Examination Report
(MER) Form, MCSA-5875, in place of the current MER Form and to use Form
MCSA-5876 for the medical examiner's certificate (MEC). In addition,
MEs would be required to report results of all completed commercial
drivers' physical examinations (including the results of examinations
where the driver was found not to be qualified) to FMCSA by close of
business on the day of the examination. This would include all CMV
drivers who are required to be medically certified to operate in
interstate commerce, not only those who hold or apply for commercial
learner's permits (CLP) or commercial driver's licenses (CDL).
Reporting of this information would be accomplished, by completing a
CMV Driver Medical Examination Results Form, MCSA-5850, via their
individual password-protected National Registry web account. For
holders of CDLs and CLPs, FMCSA also proposes to electronically
transmit driver identification, examination results, and restriction
information from the National Registry system to the State Driver
Licensing Agencies (SDLAs). This includes those that have been voided
by FMCSA because it finds that an ME has certified a driver who does
not meet the physical certification standards. The Agency would also
transmit medical variance information (exemptions, skills performance
evaluation certificates and grandfathered exemptions) for all CMV
drivers electronically to the SDLAs. Transmission of this information
would allow authorized State and Federal enforcement officials to be
able to view the most current and accurate information regarding the
medical status of the CMV driver, all information on the MEC, and the
medical variance information (as defined above) to include the issued
and expiration dates.

DATES: Comments must be received on or before July 9, 2013.

ADDRESSES: You may submit comments identified by Docket Number FMCSA-
2012-0178 using any of the following methods:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the online instructions for submitting comments.
Mail: Docket Management Facility, U.S. Department of
Transportation, 1200 New Jersey Avenue SE., West Building, Ground
Floor, Room W12-140, Washington, DC 20590-0001.
Hand Delivery or Courier: West Building, Ground Floor,
Room W12-140, 1200 New Jersey Avenue SE., between 9 a.m. and 5 p.m.
E.T., Monday through Friday, except Federal holidays.
Fax: 202-493-2251.
To avoid duplication, please use only one of these four methods.
See the ``Public Participation and Request for Comments'' portion of
the SUPPLEMENTARY INFORMATION section below for instructions on
submitting comments. Comments received after the comment closing date
will be included in the docket, and we will consider late comments to
the extent practicable. FMCSA may, however, issue a final rule at any
time after the close of the comment period.

FOR FURTHER INFORMATION CONTACT: Elaine Papp, Office of Medical
Programs, Federal Motor Carrier Safety Administration, 1200 New Jersey
Avenue SE., Washington, DC 20590-0001, by telephone at (202) 366-4001
or via email at fmcsamedical@dot.gov. Office hours are from 9 a.m. to 5
p.m. ET, Monday through Friday, except Federal holidays. If you have
questions on viewing or submitting material to the docket, contact
Docket Operations, telephone (202) 366-9826.

SUPPLEMENTARY INFORMATION:

Table of Contents for Preamble

I. Public Participation and Request for Comments
A. Submitting Comments
B. Viewing Comments and Documents
C. Privacy Act
II. Executive Summary
A. Purpose and Summary of the Major Provisions
B. Benefits and Costs
III. Abbreviations
IV. Legal Basis for the Rulemaking
A. Authority Over Drivers Affected
B. Authority to Regulate State CDL Programs
C. Authority to Require Reporting by MEs
V. Background
A. Medical Certification Requirements as Part of the CDL
B. National Registry of Certified MEs
C. MER
VI. Discussion of Proposed Rule
A. Overview
B. Medical Examination Procedures
C. SDLAs
D. Drivers
E. MEs
F. Motor Carriers
G. Implementation Date
VII. Section-by-Section
A. Proposed Changes to Part 383
B. Proposed Changes to Part 384
C. Proposed Changes to Part 391
VIII. Regulatory Analyses
A. E.O. 12866 (Regulatory Planning and Review and DOT Regulatory
Policies and Procedures as Supplemented by E.O. 13563)
B. Regulatory Flexibility Act
C. Assistance for Small Entities
D. Unfunded Mandates Reform Act of 1995
E. E.O. 13132 (Federalism)
F. E.O. 12988 (Civil Justice Reform)
G. E.O. 13045 (Protection of Children)
H. E.O. 12630 (Taking of Private Property)
I. Privacy Impact Assessment
J. E.O. 12372 (Intergovernmental Review)
K. Paperwork Reduction Act
L. National Environmental Policy Act and Clean Air Act
M. E.O. 13211 (Energy Supply, Distribution, or Use)
N. E.O. 13175 (Indian Tribal Governments)
O. National Technology Transfer and Advancement Act (Technical
Standards)

I. Public Participation and Request for Comments

FMCSA encourages you to participate in this rulemaking by
submitting comments and related materials. All comments received will
be posted without change to https://www.regulations.gov and will include
any personal information you provide.

A. Submitting Comments

If you submit a comment, please include the docket number for this
rulemaking (FMCSA-2012-0178), indicate the specific section of this
document to which each comment applies, and provide a reason for each
suggestion or recommendation. You

[[Page 27344]]

may submit your comments and material online or by fax, mail, or hand
delivery, but please use only one of these means. FMCSA recommends that
you include your name and a mailing address, an email address, or a
phone number in the body of your document so FMCSA can contact you if
there are questions regarding your submission. To submit your comment
online, go to https://www.regulations.gov and click on the ``Submit a
Comment'' box, which will then become highlighted in blue. In the
``Document Type'' drop-down menu, select ``Proposed Rules,'' insert
``FMCSA 2011-0178'' in the ``Keyword'' box, and click ``Search.'' When
the new screen appears, click on ``Submit a Comment'' in the
``Actions'' column. If you submit your comments by mail or hand
delivery, submit them in an unbound format, no larger than 8\1/2\ by 11
inches, suitable for copying and electronic filing. If you submit your
comments by mail and would like to know that they reached the facility,
please enclose a stamped, self-addressed postcard or envelope. FMCSA
will consider all comments and material received during the comment
period and may change the proposed rule based on your comments.

B. Viewing Comments and Documents

To view comments, as well as documents mentioned in this preamble,
available in the docket, go to https://www.regulations.gov and click on
the ``Read Comments'' box in the upper right-hand side of the screen.
Then in the ``Keyword'' box, insert ``FMCSA-2012-0178'' and click
``Search.'' Next, click the ``Open Docket Folder'' in the ``Actions''
column. Finally, in the ``Title'' column, click on the document you
would like to review. If you do not have access to the Internet, you
may view the docket online by visiting the Docket Management Facility
in Room W12-140 on the ground floor of the Department of Transportation
West Building, 1200 New Jersey Avenue SE., Washington, DC 20590,
between 9 a.m. and 5 p.m. ET, Monday through Friday, except Federal
holidays.

C. Privacy Act

Anyone may search the electronic form of all comments received into
any of our dockets by the name of the individual submitting the comment
(or of the person signing the comment, if submitted on behalf of an
association, business, labor union, etc.). You may review DOT's Privacy
Act Statement for the Federal Docket Management System published in the
Federal Register on January 17, 2008 (73 FR 3316), or you may visit
https://www.gpo.gov/fdsys/pkg/FR-2008-01-17/pdf/E8-785.pdf.

II. Executive Summary

A. Purpose and Summary of the Major Provisions

FMCSA proposes to require certified MEs performing physical
examinations on drivers of CMV to use a newly developed Medical
Examination Report (MER) Form, MCSA-5875, in place of the current MER
Form and to use the prescribed Form MCSA-5876 for the MEC. In addition,
MEs would be required to report results of all completed commercial
drivers' physical examinations (including the results of examinations
where the driver was found not to be qualified) to FMCSA by close of
business on the day of the examination. This would include all CMV
drivers who are required to be medically certified to operate in
interstate commerce, not only those who hold or apply for CLP or CDL.
Reporting of this information would be accomplished, by completing a
CMV Driver Medical Examination Results Form, MCSA-5850, via their
individual password-protected National Registry web account. For
holders of CDLs and CLPs, FMCSA also proposes to electronically
transmit driver identification, examination results, and restriction
information from the National Registry system to the SDLAs. This
includes those that have been voided by FMCSA because it finds that an
ME has certified a driver who does not meet the physical certification
standards. The Agency would also transmit medical variance information
(exemptions, skills performance evaluation certificates and
grandfathered exemptions) for all CMV drivers electronically to the
SDLAs. Transmission of this information would allow authorized State
and Federal enforcement officials to be able to view the most current
and accurate information regarding the medical status of the CMV
driver, all information on the MEC, and the medical variance
information (as defined above) to include the issued and expiration
dates.

B. Benefits and Costs

The estimated economic costs of this proposed rule would not exceed
the $100 million annual threshold, to be determined ``economically
significant.'' The only additional cost imposed by the NPRM, would
result from the ME entering the CMV Driver Medical Examination Results
(MCSA-5850) data more frequently into the National Registry system.
This cost is considered minimal in the amount of $455,994, as detailed
in the Medical Qualifications Requirements Supporting Statement (OMB
control number 2126-0006).
The potential estimated benefits are detailed in the table below.
The revised OMB control numbers 2126-0006 and 2126-0011 Supporting
Statements detail all revisions associated with the reduced annual
paperwork burden hours.

Summary of Quantified Benefits
------------------------------------------------------------------------
Million
------------------------------------------------------------------------
Removal of the requirement for employers to verify the MEs $4.22
National Registry number for CDL drivers......................
MEC and variance info sent electronically to SDLAs............. 2.17
SDLAs not recording MEC information............................ 3.69
--------
Total...................................................... 10.1
------------------------------------------------------------------------

The qualitative safety benefits of this rule are difficult to fully
quantify. However, the Agency believes that the fraud prevention in
electronic transmission of the MEC and variance information will
continue to improve safety on public roads. In addition, physical
qualification standards described in 49 CFR 391.41(b) will be more
accurately determined for CMV drivers. The new MER Form, MCSA-5875,
eliminates the advisory criteria (guidance) contained in the current
MER Form that has been sometimes misinterpreted when applying the
regulatory standards. Thus, MEs can make more accurate decisions
regarding the physical qualification of CMV drivers.

III. Abbreviations

APN Advanced Practice Nurses
BLS Bureau of Labor Statistics
CAA Clean Air Act
CE Categorical Exclusion
CDL Commercial Driver's License
CDLIS Commercial Driver's License Information System
CLP Commercial Leaner's Permit
CMV Commercial Motor Vehicle
DC Doctors of Chiropractic
DO Doctor of Osteopathy
DOT U.S. Department of Transportation
DQ Driver Qualification
E-MAIL Electronic Mail
FHWA Federal Highway Administration
FMCSA Federal Motor Carrier Safety Administration
FMCSRs Federal Motor Carrier Safety Regulations
IC Information Collection
ICC Interstate Commerce Commission
IRFA Initial Regulatory Flexibility Analysis
MAP-21 Moving Ahead for Progress in the 21st Century Act
MD Medical Doctor
ME Certified Medical Examiner
MEC Medical Examiner's Certificate

[[Page 27345]]

MER Medical Examiner Report
MCSIA Motor Carrier Safety Improvement Act
MVR Motor Vehicle Record
NLETS National Law Enforcement Telecommunication System
NPRM Notice of Proposed Rulemaking
NRCME National Registry of Certified Medical Examiners
NTSB National Transportation Safety Board
OMB Office of Management and Budget
PA Physician Assistant
PIA Privacy Impact Assessment
PII Personally Identifiable Information
PRA Paper Reduction Act
RFA Regulatory Flexibility Act
SAFETEA-LU Safe, Accountable, Flexible, Efficient Transportation
Equity Act: A Legacy for Users
SDLA State Driver's Licensing Agencies
SPE Skill Performance Evaluation

IV. Legal Basis for the Rulemaking

The purpose of the principal requirements proposed in this NPRM is
to modify the requirements adopted in two earlier final rules issued by
FMCSA 73 FR 73096 (Dec. 1, 2008) and 77 FR 24104 (April 20, 2012) so
that the information from the MEC transmitted to FMCSA, by close of
business on the day of the examination by MEs for drivers required to
have a CDL, would then be promptly and accurately transmitted to the
SDLAs electronically for entry into the appropriate CDL driver record
within one business day of receipt from FMCSA. In view of this purpose,
the legal bases of the two previous final rules also serve as the legal
basis for this proposed rule. The primary legal basis for the 2008
final rule, Medical Certification Requirements as Part of the
Commercial Driver's License, is section 215 of Motor Carrier Safety
Improvement Act (MCSIA) [Pub. L. 106-159, 113 Stat. 1767 (Dec. 9,
1999)] (set out as a note to 49 U.S.C. 31305). The primary legal basis
for the 2012 final rule, National Registry of Certified Medical
Examiners, is 49 U.S.C. 31149, enacted by section 4116(a) of Safe,
Accountable, Flexible, Efficient Transportation Equity Act: A Legacy
for Users, Public Law 109-59, 119 Stat. 1726 (Aug. 10, 2005) (SAFETEA-
LU). Brief summaries of the relevant legal bases for the proposed
requirements in this NPRM are set out below. More detailed discussions
of the legal basis for each of the previous final rules published in
2008 and 2012 may be found in their preambles, at 73 FR 73096-73097 and
77 FR 24105-24106, respectively.

A. Authority Over Drivers Affected

1. Drivers Required to Obtain a MEC
FMCSA is required by statute to establish standards for the
physical qualifications of drivers who operate CMVs in interstate
commerce for non-excepted industries. [49 U.S.C. 31136(a)(3) and
31502(b)].
Subject to certain limited industry exceptions,\1\ FMCSA has
fulfilled the statutory mandate of 49 U.S.C. 31136(a)(3) by
establishing physical qualification standards for all drivers covered
by these provisions. [49 CFR 391.11(b)(4)]. Such drivers must obtain
from a ME a certification indicating that the driver is physically
qualified to drive a CMV. [49 CFR 391.41(a), 391.43(g) and (h)]. Sec.
32911 of the Moving Ahead for Progress in the 21st Century Act (MAP-21)
(Pub. L. 112-141, 126 Stat. 405, July 6, 2012) recently added an
additional requirement to ensure that ``an operator of a CMV is not
coerced by a motor carrier, shipper, receiver, or transportation
intermediary to operate a CMV in violation of a regulation promulgated
under this section, or chapter 51 or chapter 313 of this title'' [49
U.S.C. 31136(a)(5)]. See the discussion in the Proposed Rule Section
below. FMCSA is also required to consider, to the extent practicable
and consistent with the purposes of the statute, costs and benefits of
the rule. 49 U.S.C. 31136(c)(2)(A).
---------------------------------------------------------------------------

\1\ See 49 CFR 390.3(f) and 391.2.
---------------------------------------------------------------------------

2. Drivers Required to Obtain a CDL
The authority for FMCSA to require an operator of a CMV to obtain a
CDL rests on the authority found in 49 U.S.C. 31302.

B. Authority to Regulate State CDL Programs

FMCSA, in accordance with 49 U.S.C. 31311 and 31314, has authority
to prescribe procedures and requirements for the States to observe in
order to issue CDLs. [see, generally, 49 CFR Part 384]. In particular,
under section 31314, in order to avoid loss of funds apportioned from
the highway trust fund, each State shall comply with the following
requirement:

(1) The State shall adopt and carry out a program for testing
and ensuring the fitness of individuals to operate commercial motor
vehicles consistent with the minimum standards prescribed by [FMCSA]
under section 31305(a) of [Title 49 U.S.C.].

49 U.S.C. 31311(a)(1). See also 49 CFR 384.201.

C. Authority To Require Reporting by MEs

FMCSA has authority under 49 U.S.C. 31133(a)(8) and 31149(c)(1)(E)
to require MEs on the National Registry to record and retain the
results of the physical examinations of CMV drivers and to require
frequent reporting of the information contained on all of the MECs they
issue. Section 31133(a)(8) gives the Agency broad administrative powers
(specifically ``to prescribe recordkeeping and reporting
requirements'') to assist in ensuring motor carrier safety. [Sen.
Report No. 98-424 at 9 (May 2, 1984)]. Section 31149(c)(1)(E)
authorizes a requirement for electronic reporting of certain specific
information by MEs, including applicant names and numerical identifiers
as determined by the FMCSA Administrator. Section 31149(c)(1)(E) sets
minimum monthly reporting requirements for MEs and does not preclude
the exercise by the Agency of its broad authority under Sec.
31133(a)(8) to require more frequent and more inclusive reports.\2\ In
addition to the general rulemaking authority in 49 U.S.C. 31136(a), the
Secretary of Transportation is specifically authorized by section
31149(e) to ``issue such regulations as may be necessary to carry out
this section.''
---------------------------------------------------------------------------

\2\ The provisions of Sec. 31149(c)(1)(E) have been amended by
Sec. 32302(c)(1)(A) of Moving Ahead for Progress in the 21st
Century, Public Law 112-141, 126 Stat. 405 (July 6, 2012) (``MAP-
21'').
---------------------------------------------------------------------------

Authority to implement these various statutory provisions has been
delegated to the Administrator of FMCSA [49 CFR 1.87(f)].

V. Background

As stated in the Legal Basis section, this NPRM is a follow-on rule
to both the National Registry of Certified Medical Examiners (NRCME)
published on April 20, 2012 (77 FR 2410) and the Medical Certification
Requirements as Part of the CDL rule (Med-Cert rule) published on
December 1, 2008 (73 FR 73096). It would also be the third rule of an
initiative to improve the driver qualification and medical examiner's
certificate process. A summary of the major relevant provisions of
those two final rules, outlined in V A and V B, provides the background
for the proposed rulemaking. In addition, the Agency is also proposing
substantial revisions to the MER Form and related regulatory
provisions. A summary of the development of that report is also set
forth below in V C.

A. Medical Certification Requirements as Part of the CDL

FMCSA's 2008 final rule, Medical Certification Requirements as Part
of the Commercial Driver's License [73 FR 73096 (Dec. 1, 2008)] adopted
a number of regulatory provisions designed to incorporate information
from the MEC into the Commercial Driver's License Information System
(CDLIS).

[[Page 27346]]

Subsequent actions of the Agency modified some of the provisions
adopted in the 2008 final rule [see Medical Certification Requirements
as Part of the Commercial Driver's License (CDL); Technical,
Organizational, and Conforming Amendments, 75 FR 28499 (May 21, 2010)
and Medical Certification Requirements as Part of the Commercial
Driver's License (CDL), Extension of Certificate Retention
Requirements, 76 FR 70661 (Nov. 15, 2011)]. Most of the requirements
established by these actions took effect on January 30, 2012. But some
requirements affecting CDL drivers and their employers will not take
effect until January 30, 2014.
In addition, FMCSA established new uniform requirements for CLPs in
the final rule published May 9, 2011, Commercial Driver's License
Testing and Commercial Learner's Permit Standards [76 FR 26854]. As a
result, the medical certification requirements of the 2008 final rule
will apply to applicants and holders of CLPs beginning on July 8, 2014.
As modified by these actions, the essential elements of these CDL and
CLP medical certification provisions for each of the affected groups
are summarized below:
1. SDLAs
The Medical Certification Requirements as Part of the Commercial
Driver's License Rule requires the States to modify their CDL
procedures to: (1) Record a CDL or CLP driver's self-certification
regarding type of driving (e.g., interstate (non-excepted or excepted)
and intrastate (non-excepted or excepted) on the CDLIS driver record);
(2) require submission of the original or copy of the MECs from drivers
operating in non-excepted, interstate commerce who are required by 49
CFR Part 391 to be medically certified; (3) retain the certificate or a
copy for 3 years from the date of issuance; (4) post the required
information from the certificate or a copy onto the CDLIS driver record
within 10 calendar days; (5) update the medical certification status of
the CDLIS driver record to show the driver as ``not-certified'' if the
certification expires; and (6) downgrade the CDL or CLP within 60 days
of the expiration of the driver's MEC. There are also requirements for
posting certain information about any medical variances (as defined in
the SUMMARY section) issued to the driver on the CDLIS driver record.
If the driver certifies that he or she expects to drive in
interstate commerce and is not driving exclusively for one of the
industries excepted from the requirements of 49 CFR part 391, the
Medical Certification Requirements as Part of the Commercial Driver's
License Rule requires the State to post within 10 calendar days on the
CDLIS driver record the following information from that driver's MEC:
(1) ME's name; (2) ME's license or certificate number and the State
that issued it; (3) expiration date of the MEC; (4) ME's telephone
number; (5) date of physical examination/issuance of the MEC to the
driver; (6) National Registry identification number for the ME; (7)
medical certification status determination (i.e., ``certified'' or
``not certified''); (8) existence of any medical variance (as defined
in the SUMMARY section) on the medical certificate (9) any driver
restrictions; and (10) the date the information is entered on the CDLIS
driver record.
In addition to the recordkeeping functions, the SDLA must make the
driver's medical certification status information electronically
accessible to authorized State and Federal enforcement officials via
CDLIS and the National Law Enforcement Telecommunication System
(NLETS), and to drivers and employers via CDLIS motor vehicle records
(MVRs). Based on the Medical Certification Requirements as Part of the
Commercial Driver's License Rule, authorized State and Federal
enforcement officials will be able to view the most current and
accurate information regarding the medical status of the CMV driver,
all information on the MEC, and the medical variance information (as
defined above) to include the issued and expiration dates.
2. Motor Carriers and Employers
Motor carriers who employ a CDL driver to operate in non-excepted,
interstate commerce must place the driver's current CDLIS MVR
documenting the driver's medical certification status in the driver's
qualification (DQ) file before allowing the driver to operate a CMV.
The MEC that the driver provided to the SDLA may be used for this
purpose for up to 15 days from the date the certificate was issued by
the ME. The motor carrier must obtain the CDLIS MVR to verify: (1) The
driver's self-certification to operate in non-excepted, interstate
commerce; (2) that a non-excepted, interstate driver has a medical
certification status of ``certified;'' and, if applicable (3)
documentation that the driver was issued a medical variance (as defined
in the SUMMARY section) by FMCSA. After the 15th day, the carrier must
have obtained a copy of the CDLIS MVR as documentation that the driver
is medically ``certified'' and retain the MVR in the DQ file. This
record must be checked annually.
3. Drivers
All interstate CDL holders subject to the physical qualifications
standards of 49 CFR part 391 must meet the following requirements:
Beginning January 30, 2012, all drivers applying for an
initial, renewal, upgrade or transfer of a CDL must provide the MEC to
the SDLA, and update that information whenever a new certificate is
issued.
Beginning January 30, 2012 but not later than January 30,
2014, all existing CDL holders who do not have a renewal, upgrade or
transfer issuance must still provide the MEC to the SDLA. Thereafter,
they must update that information with the SDLA whenever a new
certificate is issued.
Beginning on January 30, 2014, these drivers will no
longer have to use the MEC as proof of his or her certification to
enforcement personnel or employers, except for the first 15 days after
issuance,
Beginning on January 30, 2014, these drivers will no
longer be allowed to carry the actual MEC after the first 15 days after
issuance, but must continue to carry any SPE certificate or medical
exemption document while on duty.
Beginning on July 8, 2014, the above requirements will
also apply to CLP holders.
Non-CDL holders, subject to the physical qualifications standards
of 49 CFR Part 391 will continue to be required to carry the original
or a copy of the MEC and any SPE certificate or medical exemption
document while on duty.

B. National Registry of Certified MEs

In 2012, FMCSA issued a final rule establishing the National
Registry of Certified Medical Examiners (NRCME) [77 FR 24104 (Apr. 20,
2012]. This rule established training and testing requirements for
medical professionals who conduct the medical certification
examinations of interstate CMV drivers. Current regulations require all
interstate commercial drivers (with certain limited exceptions) to be
medically examined by an ME (as defined in 49 CFR. 390.5) to determine
if these drivers meet FMCSA's physical qualification requirements. The
MEs who conduct such physical examinations must retain copies of the
MER Forms of all drivers they examine and certify. The MER Form lists
the specific results of the various medical tests and assessments used
to determine if a driver meets the physical qualification standards set

[[Page 27347]]

forth in subpart E of part 391 of the FMCSRs.
The NRCME rule established the National Registry to ensure that all
MEs who conduct driver medical examinations have been trained on FMCSA
physical qualifications standards and guidelines. In order to be listed
on the National Registry, MEs are required to participate in a training
program from an accredited provider and pass a certification test to
assess their knowledge of the Agency's physical qualifications
standards and guidelines and how to apply them to commercial drivers.
Upon passing this certification test, and meeting the other
administrative requirements associated with the program, MEs will be
listed on the National Registry. Once the full compliance date of May
21, 2014 is reached, the Agency will only consider MECs issued to
commercial drivers by MEs on the National Registry as valid proof of
medical certification. The National Registry final rule also addressed
several of the recommendations from National Transportation Safety
Board (NTSB) for FMCSA to consider in order to improve the performance
of MEs and to ensure that CMV drivers meet the physical qualification
standards of the FMCSRs.\3\
---------------------------------------------------------------------------

\3\ See NTSB Safety Recommendations H-01-17 through H-01-25,
https://www.ntsb.gov/doclib/recletters/2001/H01_17_25.pdf
(retrieved Feb. 21, 2012).
---------------------------------------------------------------------------

One of the administrative requirements for being listed on the
National Registry is for the ME to submit a CMV Driver Medical
Examination Results Form, MCSA-5850, to FMCSA for every physical
examination conducted on both CDL and non-CDL drivers. Beginning on May
21, 2014, the NRCME rule will require MEs to submit this information
monthly. The CMV Driver Medical Examination Results Form, MCSA-5850,
will include almost all of the information on the MEC. The information
not included on the form includes the ME's name, address, healthcare
profession, state licensing number, state issued by identifier,
national registry number and the date the MEC was signed. The
information listed is not on the form because it is captured by the
National Registry system upon the ME signing in via their individual
password-protected National Registry web account. The information from
the CMV Driver Medical Examination Results Form, MCSA-5850, and the
information captured by the National Registry system upon the ME
signing in via their individual password-protected National Registry
web account will be combined and forwarded from the National Registry
system to the SDLAs to account for all of the information on the MEC.

C. MER

The current version of the MER Form, and the instructions and
requirements for its use, have evolved over a number of years. The form
and the instructions are presently found in the FMCSRs at 49 CFR
391.43(f). Between 1940 and 1952, the regulations adopted by one of
FMCSA's predecessor agencies, the Interstate Commerce Commission (ICC),
included a ``Standard Physical Examination Form'' and accompanying
instructions for use by doctors of medicine (the only medical
practitioners then allowed to perform such examinations), but its use
was recommended and not compulsory [former 49 CFR 191.4 (1951 ed.)]. In
1952, the ICC revised the form and the instructions, and revised the
regulations to require that the MEC ``be based on a physical
examination made and recorded generally in accordance with the
following instructions and examination form'' The MER Form and
instructions were largely unchanged [Qualifications of Employees and
Safety of Operations, 54 M.C.C. 337 (1952) and former 49 CFR 191.11
(1952 ed.), 17 FR 4423, 4425-26 (May 15, 1952)].
The regulations issued by the ICC regarding motor carrier safety
were adopted by DOT after the transfer of responsibility from the ICC,
by Public Law 89-670, 80 Stat. 931 (Oct. 15, 1966), and were renumbered
twice without substantive change [32 FR 17941 (Dec. 15, 1967) and 33 FR
19729-32 (Dec. 25, 1968)]. In 1970, the Federal Highway Administration
(FHWA), made the first significant revisions in both the examination
form and the instructions, which were then, as now, included in 49 CFR.
391.43 [Qualifications of Drivers, 35 FR 6458 (Apr. 22, 1970)]. Over
the next 30 years, a number of changes were made, largely as conforming
changes to reflect revisions in the physical qualification standards or
the rules for controlled substance testing.
In 2000, FMCSA issued a final rule adopting both significant
revisions to the instructions and a completely revised MER Form, both
of which were substantially in the form in which they appear today in
49 CFR 391.43(f). The purpose of the revisions was to organize the form
to: ``(1) gain simplicity and efficiency; (2) reflect current medical
terminology and examination components; and (3) be a self-contained
document (i.e., the form will, to the extent possible, include all
relevant information necessary to conduct the physical examination and
certification).'' [Physical Qualification of Drivers; Medical
Examination; Certificate, 65 FR 59363 (Oct. 5, 2000)]. The report was
expanded to include a recitation of the physical qualification
standards and to provide space to allow recording of laboratory and
test data. The MER Form also included a number of advisory criteria
providing guidelines from the Agency to assist MEs assess a driver's
physical qualifications. FMCSA noted that ``These guidelines are
strictly advisory and were established after consultation with
physicians, States and industry representatives.'' (65 FR 59364). Since
the 2000 revision, the MER Form and the instructions have been revised
to reflect changes in the standards or advisory guidelines relating to
hypertension and use of Schedule I drugs [Motor Carrier Safety
Regulations; Miscellaneous Technical Amendments, 68 FR 56199 (Sep. 30,
2003) and Harmonizing Schedule I Drug Requirements, 77 FR 4479 (Jan.
30, 2012) and 77 FR 10391 (Feb. 22, 2012)].

VI. Discussion of Proposed Rule

This NPRM is a follow-on rule to both the National Registry of
Certified Medical Examiners published on April 20, 2012 (77 FR 2410)
and the Medical Certification Requirements as Part of the CDL rule
(Med-Cert rule) published on December 1, 2008 (73 FR 73096). It would
also be the third component of an initiative to improve the driver
qualification and medical examiner's certificate process.

A. Overview

FMCSA proposes that MEs be required to report the results of all
completed commercial drivers' physical examinations to FMCSA by close
of business on the day the examination is conducted, by completing a
CMV Driver Medical Examination Results Form, MCSA-5850, via their
individual password-protected National Registry web account. The report
would include the results of examinations where the driver was found to
be qualified, not qualified and where the ME would indicate that the
determination was pending. When the driver was determined to be not
qualified, all previous certificates issued to the driver would be
deemed invalid. FMCSA would then transmit all of the information from
the MEC electronically from the National Registry system to the SDLAs
for CLP and CDL holders only. FMCSA anticipates delivering the
information to the SDLA the next business day after receipt. It also
proposes to transmit to the SDLAs

[[Page 27348]]

information about MECs for CDL and CLP drivers that have been
invalidated because a subsequent examination has found that the driver
is not physically qualified. The SDLAs would then record the driver's
status on the CDLIS driver record as ``not certified'' and begin the
process of downgrading the CDL in accordance with existing procedures.
In addition, the Agency would transmit medical variance information (as
defined in the SUMMARY section) for all interstate CMV drivers
electronically to the SDLAs.
For interstate CMV drivers required to have CDLs or CLPs (after
July 8, 2014), FMCSA would then be able to promptly transmit to the
SDLAs the drivers' MEC information for entry on the State-managed CDL
driver records. For physically qualified non-CDL drivers, the ME will
continue to issue a paper MEC, Form MCSA-5876. The ME has the option to
either fill in the MEC by hand or to generate an electronically
populated copy if the examination information is submitted to the
National Registry system at the time of the examination.
FMCSA proposes that the MEs allow and encourage all drivers to
review their information on the CMV Driver Medical Examination Results
Form, MCSA-5850. This review would reduce data entry errors that will
be transmitted to the National Registry and then to the States
potentially hindering delivery of the medical certification information
to the intended CDLIS driver record.
The medical variance information would originate with FMCSA. A
medical variance (as defined in the SUMMARY section) is issued by FMCSA
to a driver who would otherwise not meet the physical qualification
standards in 49 CFR 391.41(b). See proposed 49 CFR
383.73(o)(1)(i)(B)(8), and (o)(2) and (3). FMCSA would transmit this
medical variance information for all CMV (both CDL and non-CDL) drivers
electronically to the appropriate SDLAs whenever FMCSA issues, renews,
or rescinds a medical variance. FMCSA proposes to require the SDLAs to
update CDLIS driver records each business day with medical variance
information (as defined in the SUMMARY section) transmitted from FMCSA
for CLP and CDL drivers. This will allow the most current information
about the medical status of CDL drivers to be made available promptly
and accurately.
FMCSA will also forward information to the SDLAs when FMCSA voids a
MEC issued to a driver required to have a CDL or CLP. Under the
authority granted by 49 U.S.C. 31149(c)(2), FMCSA may void a MEC issued
to a CMV driver if it finds either that an ME has issued a certificate
to a driver ``who fails to meet the applicable standards at the time of
the examination'' or ``that a medical examiner has falsely claimed to
have completed training in physical and medical examination
standards.'' Some examples of circumstances in which the driver does
not meet the applicable standards that might trigger such action by the
Agency could include, but would not be limited to, when a driver has
falsified or omitted disclosing potentially disqualifying medical
information to the ME at the time of the examination or when a ME has
not applied correctly the physical qualification standards in deciding
that the driver was physically qualified. The Agency is developing
internal processes for evaluating the validity of certificates in the
wide variety of possible situations where such review appears to be
appropriate under the statutory standard. This will include review of
the data submitted by MEs to the National Registry system, as well as
complaints, field investigations, crash reports and other sources.
Before voiding the MEC, FMCSA will provide the affected driver a
notice of the proposed action and an opportunity either to obtain a new
MEC, if appropriate, or to provide the Agency with any legal or factual
reasons why the action should not be taken. If the decision is made to
void the driver's certificate, FMCSA would notify the driver. If the
driver holds a CDL or CLP, notification would be transmitted by FMCSA
to the driver's SDLA through the National Registry, and the SDLA would
change the CDL or CLP driver's medical status to ``not certified'' and
notify the driver of the action taken.

B. Medical Examination Procedures

FMCSA proposes to remove the Instructions for Performing and
Recording Physical Examinations from 49 CFR 391.43(f), because FMCSA
recognizes that MEs, who have been licensed, certified, or registered
in accordance with applicable State laws and regulations to perform
physical examinations thereby possess the knowledge, skills, and
abilities to perform physical examinations, and do not need general
instructions in performing and recording physical examinations. New
versions of the Instructions for Performing and Recording Physical
Examinations will be published in FMCSA guidance documents.
FMCSA also proposes to require MEs to begin using a newly developed
MER Form, MCSA-5875, in place of the current MER Form. This form was
developed by FMCSA in consultation with health care practitioners that
are familiar with performing driver medical examinations. The use of
the proposed form would be required, and is being submitted for the
necessary approvals under the Paperwork Reduction Act, 44 U.S.C. 3501-
21. The proposed MER Form, MCSA-5875, would make the information
collected on driver health history more comprehensive, streamline the
format, strengthen the efficiency of frequently used clinical processes
and tools for performing driver physical examinations, expand the ME
determination section, add a statement for the ME signature, add a
National Registry Number, and add a section for amending the ME
determination.
The revised MER Form, MCSA-5875, would no longer include
information about the driver's role, a listing of physical
qualification standards for drivers, detailed instructions for
performing the examination, and the medical advisory criteria.
Information about the driver's role, detailed guidance about performing
the examination, and the medical advisory criteria would be published
in FMCSA guidance documents. The physical qualification standards are
published in the FMCSRs. Both will be covered in training required for
an ME to be listed on the National Registry.
The MER Form, MCSA-5875, would expand the ME determination section
by eliminating the ``Temporarily Disqualified'' option and adding a
``Pending Determination'' option to defer a decision temporarily for up
to 45 days, if the ME requires additional information to make a
determination of whether or not the driver was qualified. The form
would also add a place for an ME to amend the certification decision if
the driver did not require a completely new examination. FMCSA would
consider any CMV Driver Medical Examination Results Form, MCSA-5850,
displaying a ``Pending Determination'' status as an incomplete
examination. This information will be submitted and stored only in the
National Registry system. If the disposition of the pending examination
is not updated by the ME before the 45 day expiration date, FMCSA would
notify the ME and the driver in writing that the examination is no
longer valid and that the driver is required to be re-examined. FMCSA
will retain the invalidated examination information in the National
Registry System.

C. SDLAs

SDLAs would no longer require CLP and CDL holders and applicants to
provide their MECs or accept medical

[[Page 27349]]

variance documents (as defined in the SUMMARY section) from CLP and CDL
drivers required to have a medical variance. The SDLA would receive
information about CDL and CLP drivers determined to be physically
qualified electronically from FMCSA, as well as information about
drivers whose MECs have been invalidated because the driver has been
determined to be not physically qualified as a result of a subsequent
examination. The SDLAs would be required to update CLP and CDL driver
records with medical certification information within one business day
of receipt from FMCSA. In addition, the SDLAs would be required to
update driver medical variance information (for CDL and CLP drivers)
within one business day of receipt from FMCSA.

D. Drivers

Drivers who are required to have a CDL or a CLP would no longer be
required to provide either their MECs or any medical variance documents
(as defined in the SUMMARY section) to the SDLA. FMCSA would provide
that information to the SDLA electronically. CDL or CLP drivers would
no longer be required to carry a valid MEC while operating a CMV, even
during the first 15 days after it is issued because the MEC information
would be electronically transmitted from the ME to the National
Registry system by close of business on the day of the examination.
FMCSA would then promptly transmit the information from the National
Registry system to the SDLAs electronically for entry into the
appropriate CDL driver record. The MEC information would be posted to
the driver's record, by the SDLA, within one business day of receiving
the information from FMCSA. The electronic record of the driver's
medical certification would be the only valid evidence that the driver
was physically qualified. Non-CDL drivers will continue to be required
to carry the original, or a copy, of the MEC. All CMV drivers would
however be required to carry any relevant medical variance documents
(as defined in the SUMMARY section).
FMCSA does not believe this proposed rule would result in any
operator of a CMV being coerced to violate any other safety
regulations, because the proposed rule is entirely designed to enhance
compliance with the physical qualification requirements applicable to
all CMV drivers. Indeed, by providing MEC information and medical
variance information (as defined in the SUMMARY section) directly to
the SDLAs, FMCSA will eliminate the opportunity for drivers to provide
fraudulent documents to their SDLAs and the opportunity for motor
carriers, shippers, receivers, or transportation intermediaries to
coerce them to do so. In addition, CDL MEC information will be
transmitted to the SDLAs only for drivers certified by an ME listed on
the National Registry, thereby eliminating the possibility of motor
carriers coercing drivers to operate without a valid MEC.

E. MEs

MEs would complete the new MER Form, MCSA 5875, when performing
driver physical examinations, based on FMCSA regulations and advisory
criteria published by FMCSA. They would be required to report results
of all driver physical examinations, including those who failed to meet
the FMCSA physical qualification standards and those who are pending
further evaluation before the physical qualification determination is
made, to FMCSA by close of business the same day by completing a CMV
Driver Medical Examination Results Form, MCSA-5850, via their
individual password-protected National Registry web account. MEs would
allow and encourage all drivers to review their information on the CMV
Driver Medical Examination Results Form, MCSA-5850 to ensure the
driver's personal information (name, address, driver's license number,
etc.) are correct. The prompt and complete reporting to FMCSA by the
MEs of the medical certification information will enable this
information (for CMV drivers required to have a CDL or CLP) to be
transmitted expeditiously to the SDLAs for posting on the CDLIS driver
record for the driver involved. This will ensure that complete, up-to-
date and accurate information about the medical certification status of
such drivers is available to State and federal enforcement personnel,
SDLAs, employers, drivers and others who rely on this information to
ascertain whether a driver is in compliance with the applicable
physical qualification standards and is able to operate a CMV safely.
If the ME determined the non-CDL driver was physically qualified, they
would complete the MEC, Form MCSA-5876, obtain the driver's signature,
and provide the certificate to the driver (and a copy to the employer,
if requested to do so).
In addition, FMCSA proposes to require all MEs to notify FMCSA if
they have not performed any driver physical examinations during the
previous month. The compliance date for this provision would coincide
with the effective date of the final rule to enable FMCSA to monitor ME
compliance with reporting requirements.

F. Motor Carriers

Motor carriers would no longer be required to verify the National
Registry Number of the ME who issued a MEC to a driver required to have
a CDL or a CLP by accessing the public information available on the
National Registry. All certification information for such drivers would
be provided to the SDLAs and posted as part of the driver record only
by MEs listed on the National Registry. Motor carriers would still be
required to obtain each driver's driver record from the SDLA which
licensed the driver. The motor carrier would verify that the driver's
status is ``medically certified'' and that the driver has the
documentation for all medical variances (as defined in the SUMMARY
section) noted on the MEC. For any CMV drivers who are not required to
have a CDL, motor carriers would still have to verify that the ME was
listed on the National Registry.
For drivers required to have a CDL or a CLP, motor carriers would
no longer be permitted to rely on an original or copy of a MEC in the
DQ file for the first 15 days after it is issued. The motor carrier
would obtain the driver's medical information as part of the CDLIS MVR
from the SDLA.

G. Implementation Date

In order to allow sufficient time for the SDLAs and FMCSA to
develop and implement the necessary changes in their information
systems to accomplish the proposed changes, FMCSA proposes to require
that most of the proposed rules would take effect three years after the
effective date of the final rule. The provisions requiring: (1) MEs to
notify FMCSA if they have not performed any driver physical
examinations during the previous month; (2) MEs to use the new MER
Form, MCSA-5875; (3) the State to post the medical variance information
(as defined in the SUMMARY section) provided by FMCSA, including the
dates of issuance and expiration, to the CDLIS driver record within 1
business day of receipt for CLP and CDL drivers; (4) the State to
update the medical status to ``not certified' when the medical
certification is voided by FMCSA; and (5) MEs to use the prescribed
form for the MEC would go into effect on the effective date of the
final rule.
FMCSA proposes that beginning [INSERT DATE 3 YEARS AFTER THE
EFFECTIVE DATE OF THE FINAL RULE], MEs be required to report the
results of all commercial drivers' physical examinations to FMCSA by

[[Page 27350]]

close of business on the day the examination is conducted (instead of
once a month), by completing a CMV Driver Medical Examination Results
Form, MCSA-5850, via their individual password-protected National
Registry web account. FMCSA would then transmit all of the information
from the MEC electronically from the National Registry system to the
SDLAs for CLP and CDL holders only. FMCSA is proposing this date based
on its estimate of when all States will have the information technology
systems in place to receive the information from the National Registry.
However, if the Agency finds that the States are ready earlier than
expected the Agency may decide to shorten the proposed period and make
this requirement before three years after the effective date.

VII. Section-by-Section

This section includes a summary of the regulatory changes proposed
for 49 CFR parts 383, 384 and 391 organized by section number.

A. Proposed Changes to Part 383

Part 383 contains the requirements for CLPs and CDLs. With certain
exceptions, the rules in this part apply to every person who operates a
CMV in interstate, foreign or intrastate commerce, to all employers of
such persons, and to all States.
Section 383.71(h). FMCSA proposes to change the requirement of a
CLP or CDL applicant or holder who is required to obtain a MEC (no
number assigned) from providing the State with an original or copy of
the MEC (no number assigned) to FMCSA providing the State with the
electronic MEC information.
Section 383.73(a)-(b). FMCSA proposes to change the requirement
that the State must post the MEC (no number assigned) received from the
CLP or CDL applicant or holder to the CDLIS driver record to the State
posting the electronic MEC information received from FMCSA.
Section 383.73(o). FMCSA proposes to change the State requirement
of posting the original or copy of the MEC (no number assigned)
information to the CDLIS driver record within 10 calendar days after
receipt to the posting of the electronic MEC, Form MCSA-5876,
information to the CDLIS driver record within 1 business day after
receiving the electronic information from FMCSA. The proposal would
also add a requirement that, when the SDLA receives information that a
driver's MEC has been invalidated because the driver has been found to
be not physically qualified in a subsequent examination by an ME on the
National Registry, it must change the driver's status on the CDLIS
record to ``not certified'' and begin the process for downgrading the
CDL or CLP. FMCSA also proposes to change the requirement that the
State retain an original or copy of the MEC (no number assigned) for 3
years to a requirement that it retain an electronic record of the MEC,
Form MCSA-5876, information for 3 years.
While the American Association of Motor Vehicle Administration's
``Commercial Driver's License Information System State Procedures
Manual,'' Release 5.2.0, February 2011 requires the State to post the
medical variance information (as defined in the SUMMARY section)
provided by FMCSA, including the dates of issuance and expiration, and
was previously incorporated by reference in Sec. 384.105 of this
chapter, FMCSA proposes to also include this requirement in paragraph
(o) along with the MEC, Form MCSA-5876, information posting requirement
as a reminder to the States. This proposed requirement would be
effective immediately because States are already required to post this
information. FMCSA also proposes to reduce the time the State has to
post the medical variance information (as defined in the SUMMARY
section) received from FMCSA to the CDLIS driver record from within 10
calendar days to 1 business day of receipt since the information will
be sent electronically.
FMCSA proposes a new requirement that the State must also update
the medical status to ``not certified' when the medical certification
is voided by FMCSA.

B. Proposed Changes to Part 384

Part 384 contains the requirements to ensure that the States comply
with the provisions of section 12009(a) of the Commercial Motor Vehicle
Safety Act of 1986 (49 U.S.C. 31311(a). Part 384 includes the minimum
standards for the actions States must take to be in substantial
compliance with each of the 22 requirements of 49 U.S.C. 31311(a),
establishes procedures for FMCSA determinations of State compliance,
and specifies the consequences of State noncompliance.
Section 384.234. FMCSA proposes an administrative amendment to this
section to include driver medical certification recordkeeping
requirements for CLP applicants in Part 383.
Section 384.301. FMCSA proposes to amend this section by adding a
new paragraph (i). FMCSA has always given the States 3 years after the
effective date of any new rule to come into substantial compliance with
new CDL requirements. This allows the States time to pass any necessary
new legislation and modify State systems to comply with the new
requirements, including CDLIS. New paragraph (i) would specify the 3
year compliance date for States.

C. Proposed Changes to Part 391

Part 391 establishes minimum qualifications for persons who drive
CMVs. The requirements in this part also establish minimum duties of
motor carriers with respect to the qualifications of their drivers.
Section 391.23(m)(2)(i)(A). FMCSA proposes an editorial change to
eliminate an erroneous reference to Sec. 383.71(a)(1)(ii) and to add a
reference to 383.71(b)(1)(ii), which describes the four types of self-
certifications.
Section 391.23(m)(2)(i)(B). The rule would eliminate the
requirement for the motor carrier to verify and document in the DQ file
that a CDL driver was certified by an ME listed on the National
Registry. Employers will no longer need to verify that the driver
examination was performed by an ME listed on the National Registry by
FMCSA, because that information will be sent to the SDLAs from the
National Registry. Motor carriers will still be required to meet this
requirement for non-CDL drivers.
Section 391.41(a)(2). 3 years after the effective date of the final
rule, FMCSA proposes to eliminate the provision allowing drivers
required to have a CDL or a CLP to carry a current MEC (no number
assigned) for 15 days.
Section 391.43. FMCSA proposes eliminating the Instructions for
Performing and Recording Physical Examinations section in Sec.
391.43(f) to eliminate redundant or unnecessary requirements. The
Instructions section contains information found elsewhere in FMCSA
guidance and information that health care practitioners must be
knowledgeable of in order to be licensed, registered or certified by
their States to perform physical examinations. FMCSA proposes revising
the MER Form in Sec. 391.43(f) to make the driver's health history
information more comprehensive, streamline the format, strengthen the
efficiency of frequently used clinical processes and tools for
performing driver physical examinations, expand the ME determination
section, add a statement for ME signature, add a National Registry
Number, and add a section for amending the ME determination.
FMCSA proposes in 391.43(g)(2) that, beginning 3 years after the
effective date of the final rule, MEs would no longer

[[Page 27351]]

be required to provide the MEC, Form MCSA-5876, to drivers required to
have a CDL or CLP (and their employers) because the MEC information
would be promptly and accurately transmitted electronically to the
SDLAs for entry on the CDLIS driver record. But the ME would still
provide the MEC, Form MCSA-5876, to non-CDL drivers (and requesting
employers), as currently required.
FMCSA proposes to insert two new paragraphs in 49 CFR 391.43(g).
The first one, new paragraph (g)(3), would require the ME to inform the
driver if a determination has been made that the driver is not
physically qualified, and that this information will be reported to
FMCSA. Upon receiving this report, FMCSA would then invalidate any MECs
previously issued to the driver that are contained in the Agency's
records. The second one would require the ME to inform the driver if
the determination of whether the driver is physically qualified
requires additional information or further examination. This pending
status will remain in effect for 45 days, and will be reported to
FMCSA. If the examination is not completed within the 45-day period,
the examination will be no longer valid and the driver will be required
to obtain a new examination in order to obtain a MEC, Form MCSA-5876.
FMCSA proposes in 391.43(g)(5)(A)(ii) (renumbered from (g)(3)
because of the two new paragraphs proposed above) that, beginning 3
years after the effective date of the final rule, the ME must report
results of all commercial drivers' physical examinations to FMCSA by
completing a CMV Driver Medical Examination Results Form, MCSA-5850,
via the ME's individual password-protected National Registry web
account by the close of the same business day. As indicated above,
FMCSA may shorten this period if the States are ready before 3 years to
begin receiving medical certification for drivers required to have a
CDL or CLP.
FMCSA proposes in 391.43(g)(5)(B) to require MEs to report to FMCSA
whenever the ME does not complete any driver medical examinations
during the preceding 30 days, beginning on the effective date of the
final rule.
FMCSA proposes to revise 391.43(h) to require MEs to use the MEC,
Form MCSA-5876, and will seek approval under the Paperwork Reduction
Act for its use. (See the Regulatory Analysis section below.) Only
minor editorial edits have been made to the form for clarity. The
information required to be entered on the certificate is unchanged from
the information required under the current regulation.
Section 391.45. FMCSA proposes to add a new paragraph at the end of
this section that would require a driver to be medically examined and
certified before operating a CMV after previous certifications have
been invalidated because of a driver not being physically qualified
under the provisions of proposed new 391.43(g)(3).
Section 391.51. FMCSA proposes in 391.51(b)(7) to eliminate the
exception that allows the motor carrier to use a MEC (no number
assigned) as proof of medical certification in the DQ file, because
States would be required to load medical certification information into
the driver's record within one business day of receipt from FMCSA.

VIII. Regulatory Analyses

A. E.O. 12866 (Regulatory Planning and Review and DOT Regulatory
Policies and Procedures as Supplemented by E.O. 13563)

FMCSA has determined this proposed rule is not a significant
regulatory action within the meaning of Executive Order (E.O.) 12866,
as supplemented by E.O. 13563 (76 FR 3821, January 21, 2011), and is
also not significant within the meaning of DOT regulatory policies and
procedures (DOT Order 2100.5 dated May 22, 1980; 44 FR 11034, February
26, 1979) because it is not expected to generate substantial
congressional or public interest. The estimated cost of the proposed
rule is not expected to exceed the $100 million annual threshold for
economic significance. The Agency expects this proposed rule to
generate net cost savings because of reduced annual paperwork burden
hours compared to the current information collection activity (IC). The
motor carriers and SDLAs affected will benefit from a decrease in
annual burden hours and economic expenditures that will more than
offset the burden increase for MEs.
FMCSA proposes to transmit MEC information electronically from the
National Registry system to the SDLAs for CLP and CDL drivers. The
Agency will also transmit medical variance information (as defined in
the SUMMARY section) for all CMV drivers electronically to the SDLAs.
The MEC information would originate with the ME. The ME would
perform a driver physical examination and record the results on a MER
Form, MCSA-5875. The ME would enter the MEC information on to the CMV
Driver Medical Examination Results Form, MCSA-5850, and submit it to
the National Registry via the ME's password-protected web account by
close of business the same day. For CMV drivers required to have CDLs
or (after July 8, 2014) CLPs, FMCSA would then be able to promptly
transmit to the SDLAs the drivers' MEC information for entry on the
CDLIS driver records.
1. Summary of Estimated Costs
The Agency expects this proposed rule to generate net cost savings
because of the reduced annual paperwork burden hours on the current IC.
The additional cost this proposed rule would impose would result from
the ME entering the CMV Driver Medical Examination Results Form, MCSA-
5850, data more frequently into the National Registry System, as
detailed in the revised Medical Qualifications Requirements Supporting
Statement (Office of Management and Budget (OMB) Control Number 2126-
0006) posted in the docket. This annual cost is very minimal in the
amount of $455,994 (25,333 additional data entry annual burden hours x
$18.00 per hour (includes benefits) for ME administrative personnel to
perform data entry.) Another potential cost may be SDLAs' IT upgrades
to connect to the National Registry database; however, the Agency is
unable to estimate and quantify that potential cost at this time. The
cost savings will be in the form of saving efficiencies through the
electronic transmission of information.
2. Summary of Estimated Benefits
Potential quantifiable estimated benefits, as detailed in the
revised Medical Qualification Requirements and the Commercial Driver
Licensing and Test Standards (OMB control number 2126-0011) Supporting
Statements-posted in the docket include: (1) Employers would no longer
be required to verify the ME's National Registry number for CDL driver
examinations because only MEs listed on the National Registry will be
able to forward MEC information to the National Registry. MEs will
encourage drivers to review and correct MEC information to ensure
accurate information is recorded. This will result in $4.22 million in
a cost savings to employers (221,904 annual burden hours x $19.00 per
hour (including benefits)); (2) CMV drivers will save time by not
having to provide their MEC to the SDLAs. By sending the MEC and
variance information (as defined in the SUMMARY section) electronically
FMCSA is creating a cost savings for drivers of $2.17 million
(4,623,000 MECs x $0.47 postage to

[[Page 27352]]

SDLAs); \4\ (3) SDLAs would save 205,333 annual burden hours of
administrative time recording MEC information for not having to attend
to the driver above, resulting in $3.69 million (205,333 annual burden
hours x $18.00 per hour (including benefits)) in cost savings. As a
result, this proposed rule will generate $10.1 million in overall cost
savings.
---------------------------------------------------------------------------

\4\ OMB control number 2126-0011 Medical Qualification
Requirements due to expire July 31, 2015. The number of medical
certificates 4,623,000 issued per year by MEs x $0.47 ($0.05 copy +
$0.42 postage) = $2,172,180.
---------------------------------------------------------------------------

Although the safety benefits of this rule are difficult to fully
quantify, the Agency believes that the fraud prevention in electronic
transmission of MEC and medical variance information (as defined in the
SUMMARY section) will continue to improve safety on public roads.
Continuing to leave the responsibility to drivers would create a
potential for fraud, as it would provide an opportunity for the driver
to forge or alter the MEC or medical variance information (as defined
in the SUMMARY section). Prompt and complete reporting to FMCSA by the
MEs would allow the information to be transmitted expeditiously to the
SDLAs for posting on the CDLIS driver record for CDL and CLP drivers.
As a result, up-to-date and accurate information concerning the medical
certification status of such drivers would be available to State and
Federal enforcement personnel, SDLAs, employers, drivers and others who
rely on this information to determine whether a driver is in compliance
with the applicable physical qualification standards.
Lastly, by using the new MER Form, MCSA-5875, FMCSA believes that
MEs will be able to determine more correctly whether CMV drivers meet
the physical qualification standards contained in 49 CFR 391.41(b). The
MER Form, MCSA-5875, removes the advisory criteria (guidance) contained
in the current form that has been sometimes confused with regulatory
standards; contains evaluation tools that align more precisely with the
qualification standards and the Agency's advisory criteria and presents
those tools using a systematic physical examination approach similar to
standards of clinical practice. When combined with the expected
improvement in ME qualifications and performance under the National
Registry program, the new form will help ensure that the physical
condition of CMV operators is adequate to enable them to operate CMVs
safely. Because the implementation of the National Registry program is
just beginning, FMCSA does not have sufficient data at this time to
quantify the expected safety benefits from adoption of the new MER
Form, MCSA-5875.

B. Regulatory Flexibility Act

The Regulatory Flexibility Act of 1980 (5 U.S.C. 601 et seq.)
requires Federal agencies to consider the effects of the regulatory
action on small business and other small entities and to minimize any
significant economic impact. The term ``small entities'' comprises
small businesses and not-for-profit organizations that are
independently owned and operated and are not dominant in their fields,
and governmental jurisdictions with populations of less than 50,000.\5\
Accordingly, DOT policy requires an analysis of the impact of all
regulations on small entities, and mandates that agencies strive to
lessen any adverse effects on these businesses.
---------------------------------------------------------------------------

\5\ Regulatory Flexibility Act (5 U.S.C. 601 et seq.) see
National Archives at https://www.archives.gov/federal-register/laws/regulatory-flexibility/601.html
---------------------------------------------------------------------------

Under the Regulatory Flexibility Act (RFA), as amended by the Small
Business Regulatory Enforcement Fairness Act of 1996 (Pub. L. 104-121,
110 Stat. 857), the proposed rule is not expected to have a significant
economic impact on a substantial number of small entities.
Consequently, I certify that the proposed action would not have a
significant economic impact on a substantial number of small entities.
An Initial Regulatory Flexibility Analysis (IRFA), which must
accompany this NPRM, must include six components. See 5 U.S.C. 603(b)
and (c). The Agency has listed these components and addresses each
section with regard to this NPRM.
1. A description of the reason why action by the Agency is being
considered.
In order to alleviate manual entry of data by the SDLAs and to
provide authorized State and Federal enforcement officials the most
current and accurate information regarding the medical status of the
CMV driver, FMCSA proposes to require MEs to begin using a newly
developed MER Form, MCSA-5875, in place of the current MER Form. In
addition, MEs would be required to report results of all driver
physical examinations to FMCSA by close of business the day the
examination is conducted by completing a CMV Driver Medical Examination
Results Form, MCSA-5850, via their individual password-protected
National Registry web account. FMCSA also proposes to transmit
information from the MEC electronically from the National Registry to
the SDLAs for CMV drivers who hold or apply for CLPs or CDLs and are
required to be medically certified. It is also transmitting medical
variance information (as defined in the SUMMARY section) for such
drivers electronically to the SDLAs.
2. A succinct statement of the objectives of, and legal basis why
action by the Agency is being considered.
The Agency's Medical Examiner's Certification Integration Rule is a
follow-on rule that strengths and modifies the rules adopted in both
the National Registry of Certified Medical Examiners published on April
20, 2012 (77 FR 2410) and the Medical Certification Requirements as
Part of the CDL rule (Med-Cert rule) published on December 1, 2008 (73
FR 73096). It proposes to expedite transmission of the medical
examination information to FMCSA by MEs, FMCSA would then promptly and
accurately transmitted this information to the SDLAs electronically
(for drivers required to have a CDL) to be entered into the appropriate
CDLIS driver records. This rule is the third element of an initiative
to improve the driver qualification and medical examiner certificate
process. In addition, electronic transmission of the information will
improve safety on public roads by decreasing the risk of fraud by CMV
drivers and providing authorized State/Federal enforcement officials
access to current and accurate medical status of CMV drivers during
inspections.
3. A description and, where feasible, an estimate of the number of
small entities to which the proposed rule would apply.
States have distinctive guidelines on who can perform physical
examinations of commercial drivers, which vary among states for the
purpose of certifying or non-certifying CDL drivers for this proposal,
Federal regulations enable any of the following health-care
professionals, including others, to conduct the CMV driver examination
provided they are licensed, registered, or certified by the State(s) to
conduct physical examinations: Medical Doctor (MD), Doctor of
Osteopathy (DO), Physician Assistant (PA), Advanced Practice Nurses
(APN) and Doctors of Chiropractic (DC). Once a year the Department of
Labor's Bureau of Labor Statistics (BLS) publishes total annual
employment figures based on their National Occupational Employment and
Wage Estimates.\6\ Therefore, the Agency

[[Page 27353]]

estimates that this rule would impact approximately 40,000 health-care
professionals expected to be listed on the National Registry. (see
National Registry of Certified Medical Examiners 77 FR 24104, April 20,
2012).
---------------------------------------------------------------------------

\6\ U.S. Department of Labor, Bureau of Labor Statistics (BLS).
May 2008 National Occupational Employment and Wage Estimates.
Available online at https://www.bls.gov/oes/current/_oesnat.htm#b29-0000. 2008.
---------------------------------------------------------------------------

The Small Business Administration's threshold to qualify as a small
business fluctuates between $10 million or less in revenue for
physician-owned businesses to $7 million in revenue for APN and PA
owned companies. As such, FMCSA considers all of the medical
professionals as small entities.
4. A description of the projected reporting, recordkeeping, and
other compliance requirements of the proposed rule, including an
estimate of the classes of small entities that will be subject to
requirements and the type of professional skills necessary for
preparation of the report or record.
The ME will be required to fill out the MER Form, MCSA-5875, with
examination findings and the CMV Driver Medical Examination Results
Form, MCSA-5850, with the driver examination results. The skills
required to fill out these forms are basic office and computer
proficiency skills.
5. Identification, to the extent practicable, of all relevant
Federal rules that may duplicate, overlap, or conflict with the
proposed rule.
The Agency did not identify any Federal rules that duplicate,
overlap or conflict with the rule.
6. A description of any significant alternatives to the proposed
rule which minimize any significant impacts on small entities.
The Agency did not identify any significant alternatives to the
rule that could lessen the burden on small entities without
compromising its goals or the Agency's statutory mandate. Because small
businesses are such a large part of the demographic the Agency
regulates, providing alternatives to small businesses for non-
compliance with FMCSA regulations or providing alternative compliance
options is not feasible and not consistent with sound public policy.

C. Assistance for Small Entities

In accordance with section 213(a) of the Small Business Regulatory
Enforcement Fairness Act of 1996, FMCSA wants to assist small entities
in understanding this proposed rule so that they can better evaluate
its effects on themselves and participate in the rulemaking initiative.
If the proposed rule would affect your small business, organization, or
governmental jurisdiction and you have questions concerning its
provisions or options for compliance; please consult the FMCSA point of
contact, Elaine Papp, listed in the FOR FURTHER INFORMATION CONTACT
section of this proposed rule.
Small businesses may send comments on the actions of Federal
employees who enforce or otherwise determine compliance with Federal
regulations to the Small Business Administration's Small Business and
Agriculture Regulatory Enforcement Ombudsman and the Regional Small
Business Regulatory Fairness Boards. The Ombudsman evaluates these
actions annually and rates each agency's responsiveness to small
business. If you wish to comment on actions by employees of FMCSA, call
1-888-REG-FAIR (1-888-734-3247). DOT has a policy regarding the rights
of small entities to regulatory enforcement fairness and an explicit
policy against retaliation for exercising these rights.

D. Unfunded Mandates Reform Act of 1995

This proposed rule would have very minimal costs that would not
exceed the threshold nor impose an unfunded Federal mandate, as defined
by the Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1532 et seq.),
that will result in the expenditure by State, local, and tribal
governments, in the aggregate, or by the private sector, of $143.1
million (which is the value of $100 million in 2010 after adjusting for
inflation) or more in any 1 year.

E. E.O. 13132 (Federalism)

A rule has implications for Federalism under Section 1(a) of
Executive Order 13132 if it has ``substantial direct effects on the
States, on the relationship between the national government and the
States, or on the distribution of power and responsibilities among the
various levels of government.'' FMCSA has determined that this proposal
would not have substantial direct costs on or for States, nor would it
limit the policymaking discretion of States. Nothing in this document
preempts any State law or regulation. Therefore, this rule does not
have sufficient federalism implications to warrant the preparation of a
federalism assessment.

F. E.O. 12988 (Civil Justice Reform)

This proposed rule meets applicable standards in sections 3(a) and
3(b) (2) of E.O. 12988, Civil Justice Reform, to minimize litigation,
eliminates ambiguity, and reduce burden.

G. E.O. 13045 (Protection of Children)

E.O. 13045, Protection of Children from Environmental Health Risks
and Safety Risks (62 FR 19885, Apr. 23, 1997), requires agencies
issuing ``economically significant'' rules, if the regulation also
concerns an environmental health or safety risk that an agency has
reason to believe may disproportionately affect children, to include an
evaluation of the regulation's environmental health and safety effects
on children. The Agency determined this proposed rule is not
economically significant. Therefore, no analysis of the impacts on
children is required. In any event, the Agency does not anticipate that
this regulatory action could in any respect present an environmental or
safety risk that could disproportionately affect children.

H. E.O. 12630 (Taking of Private Property)

FMCSA reviewed this proposed rule in accordance with E.O. 12630,
Governmental Actions and Interference with Constitutionally Protected
Property Rights, and has determined it will not effect a taking of
private property or otherwise have taking implications.

I. Privacy Impact Assessment

Section 522 of title I of division H of the Consolidated
Appropriations Act, 2005, enacted December 8, 2004 (Pub. L. 108-447,
118 Stat. 2809, 3268, 5 U.S.C. 552a note), requires the Agency to
conduct a privacy impact assessment (PIA) of a regulation that will
affect the privacy of individuals. This rule does require the
collection of personally identifiable information (PII). The supporting
PIA, available for review in the docket, gives a full and complete
explanation of FMCSA practices for protecting PII in general and
specifically in relation to this proposed rule.
The Privacy Act (5 U.S.C. 552a) applies only to Federal agencies
and any non-Federal agency which receives records contained in a system
of records from a Federal agency for use in a matching program.

J. E.O. 12372 (Intergovernmental Review)

The regulations implementing E.O. 12372 regarding intergovernmental
consultation on Federal programs and activities do not apply to this
program.

K. Paperwork Reduction Act

This NPRM contains the following new IC requirements. As required
by the Paperwork Reduction Act of 1995 (PRA) (44 U.S.C. 3507(d)), FMCSA
submitted the information requirements associated with the proposal to
the OMB for its

[[Page 27354]]

review. This proposed rule has a decrease in annual paperwork burden
hours (401,904 hours) as detailed in OMB control number 2126-0011
Commercial Driver Licensing and Test Standards and 2126-0006 Medical
Qualification Requirements Supporting Statements in the docket.
Once the National Registry is implemented beginning May 21, 2014,
as discussed in the final rule (77 FR 24104; April 21, 2012), MEs will
start to electronically submit MEC information to the National Registry
on a monthly basis. The Medical Examiner's Certification Integration
Rule proposes that the information be submitted by the ME at the close
of business the day the examination is conducted as opposed to
submitting monthly batched reports. In addition, it proposes that FMCSA
will electronically transmit examination information to the SDLAs,
providing more accurate and timely delivery of information to update
CDLIS driver records and for safety enforcement purposes. The
requirements imposed on CMV drivers and employers for this IC are being
considered. The estimate of the number of CMV drivers (respondents)
covered by this IC includes both interstate drivers subject to the
FMCSRs and intrastate drivers subject to compatible State regulations.
Although Federal regulations do not require States to comply with the
medical requirements in the FMCSRs, most States do mirror the Federal
requirements. Close tracking and monitoring of certification activities
and medical results are crucial to reducing fraudulent efforts of a
subset of CDL applicants. Some CDL drivers avoid following the proper
guidelines to become medically qualified, posing extreme risks to the
public.
FMCSA analyzed this rule and determined that its implementation
will decrease the currently approved IC burden hours covered by OMB
Control No. 2126-006, titled ``Medical Qualification Requirements,''
and OMB Control No. 2126-0011, titled ``Commercial Driver Licensing and
Test Standards.'' The Table below captures the current and future
paperwork burden hours associated with the two approved supporting
statements. A detailed analysis of each IC activity can be found in the
Supporting Statements attachments, which are in the public docket for
this rulemaking.

Current and Future Information Collection Burdens
----------------------------------------------------------------------------------------------------------------
Proposed annual
Currently Future change in burden hours for
OMB Approvals No. approved annual annual burden IC activities in
burden hours hours year 4 and
subsequent years
----------------------------------------------------------------------------------------------------------------
2126-0006................................................. 2,130,702 (196,571) 1,934,131
2126-0011................................................. 1,682,582 (205,333) 1,423,249
-----------------------------------------------------
Totals................................................ 3,813,284 (401,904) 3,357,380
----------------------------------------------------------------------------------------------------------------

2126-0006 Medical Qualification Requirements.
This IC is currently due to expire on July 31, 2015. This revision
is due to the Agency's development of the rules proposed in this NPRM.
It proposes to change the State requirement of posting the original or
copy of the MEC information to the CDLIS driver record within 10
calendar days of receipt to the posting of the electronic MEC
information to the CDLIS driver record within 1 business day. In
addition, the proposed rule would eliminate the requirement for the CMV
drivers to provide their MEC to their SDLAs. It would also eliminate
the requirement for motor carriers to verify that their CDL drivers
were certified by an ME on the National Registry.
The current and proposed IC activities imposed on the MEs and motor
carriers over the first 3 years of implementing the proposed electronic
transmission of MEC information from the ME to the SDLAs would remain
unchanged. This would allow time for those States that need to pass
legislation and for all States to make the necessary system upgrades,
before the proposed electronic transmission of MEC information from the
ME, through the National Registry System, to the SDLA for update on the
CDLIS driver's record will be implemented in each State and the
District of Columbia. The table below details the IC activities
incurred by the ME and motor carriers for the current and proposed
first 3 years, along with IC activities in Year 4 and subsequent years.

----------------------------------------------------------------------------------------------------------------
Proposed annual
Proposed annual burden hours
Current and proposed IC activities for MEs and motor Currently burden hours for IC
carriers approved annual for the IC activities in
burden hours activities in year 4th and
first 3 years subsequent years
----------------------------------------------------------------------------------------------------------------
MER, Medical Examination Results Form, and the MEC........ 1,695,000 1,695,000 1,695,000
Resolution of Medical Conflict............................ 11 11 11
SPE....................................................... 192 192 192
Vision Exemption.......................................... 727 727 727
Diabetes Exemption........................................ 600 600 600
ME Application............................................ 1,111 1,111 1,111
ME Test Results........................................... 1,111 1,111 1,111
CMV Driver Examination Data............................... 123,575 123,575 148,908
MER and MEC Copies........................................ 175 175 175
Verification of National Registry Number.................. 308,200 308,200 86,296
-----------------------------------------------------
Total Burden Hours.................................... 2,130,702 2,130,702 1,934,131
----------------------------------------------------------------------------------------------------------------

[[Page 27355]]

FMCSA estimates that the number of times per year that respondents
would provide CMV driver examination results information would increase
from a minimum of 12 times per year to an average of 50 times per year.
MEs would file 4,623,000 MECs per year (unchanged). It is projected
that 40,000 MEs (unchanged) will be needed to perform the 4,623,000 CMV
driver medical examinations required annually. The transmission of CMV
driver examination information will require approximately 71,858 hours
of ME administrative personnel time on a yearly basis [40,000
registered MEs x 1 minute/60 minutes to file a report x 50 reports per
year + 4,623,000 reports x 30 seconds/3600 seconds to enter each
driver's examination data elements = 71,858 hours]. This is an increase
of 25,333 burden hours per year.
In addition, verification for CDL drivers will not be required,
because FMCSA will provide medical certification information to the
states only from MEs who are listed on the National Registry. Motor
carriers will verify the National Registry Number for an estimated
1,294,440 non-CDL drivers who are medically certified per year (a
decrease from 4,623,000 CDL and non-CDL drivers medically certified per
year). It is estimated it will take motor carrier administrative
personnel 4 minutes to verify the National Registry Number, write a
note regarding the verification, and file the note in the DQ file, so
this will require approximately 86,296 hours of administrative
personnel time on a yearly basis [1,294,440 verifications x 4 minutes/
60 minutes per verification = 86,296 hours]. This is a decrease of
221,904 annual burden hours per year.
FMCSA estimates that the Medical Examiner's Certification
Integration Rule would decrease the total estimated annual time burden
to respondents for Medical Qualifications by 196,571 hours [(221,904)
fewer hours for verification of non-CDL National Registry Number minus
25,333 additional hours to enter driver examination data elements]. The
Medical Examiner's Certification Integration Rule would result in a
total annual time burden to respondents for all medical requirement
components of an estimated 1, 934,131 hours (2,130,702 current hours
minus 196,571 fewer hours).
2126-0011 Commercial Driver Licensing and Test Standards. This IC
is currently due to expire on August 31, 2014. This IC supports the DOT
Strategic Goal of Safety by requiring that CLP and CDL holders driving
CMVs subject to part 391 are properly licensed according to all
applicable Federal requirements. The information being collected
ensures that CLP and CDL holders are qualified to hold a CLP or CDL to
operate CMVs, and that States are administering their CDL programs in
compliance with the Federal requirements.
As proposed, the MEC and medical variance information (as defined
in the SUMMARY section) for CLP and CDL drivers would be transmitted
electronically by FMCSA to the SDLA and posted to the CLP or CDL
holder's CDLIS driver record. This would eliminate the need for the
driver to carry a paper copy of the MEC and to physically provide a
copy to his/her SDLA. Therefore, there would be no change in the total
annual burden hours during the first 3 years. However, during these 3
years there will be a one-time cost that each State and the District of
Columbia will need to expend to make updates to their systems to
accommodate the development of the capability to electronically receive
and post medical certification and medical variance information (as
defined in the SUMMARY section) from FMCSA and to the CDLIS driver
record. The information technology necessary to carry out these
transactions are still in the early development stage. Therefore, FMCSA
cannot make any cost estimates at this time. FMCSA welcomes any
comments on estimated costs to develop this capability.
Starting in the 4th and subsequent years, there would be a proposed
decrease in total annual burden hours due to the implementation of the
new program change. With medical certification and medical variance
information (as defined in the SUMMARY section) being sent
electronically to the SDLA by FMCSA to post to the CDLIS driver record,
the annual burden hours for the SDLA to manually post the medical
certification and medical variance information to the CDLIS driver
record will be reduced from 205,333 hours to 0 hours based on the
medical variance information being electronically sent through the
National Registry to the SDLA by FMCSA and electronically posted to the
CDLIS driver record. If the medical variance information (as defined in
the SUMMARY section) continues to be sent by email there would be
minimal burden hours associated with this task therefore, FMCSA has not
attempted to quantify it. The following table summarizes the annual
information collection burden hours for current and proposed IC
activities for the first 3 years and the subsequent years. As discussed
above, the currently approved total annual burden of 1,628,582 hours
for the first 3 years remains unchanged. The decrease in proposed total
annual burden of 205,333 hours in subsequent years is due to the
program changes from implementing the new requirement.

----------------------------------------------------------------------------------------------------------------
Proposed annual
Proposed annual burden hours
Current and proposed IC activities for States and CDL Currently burden hours for IC
drivers approved annual for the IC activities in
burden hours activities in year 4th and
first 3 years subsequent years
----------------------------------------------------------------------------------------------------------------
State recording of medical examiner's certification and 205,333 205,333 0
medical variance information on CDLIS driver record......
State recording of the self-certification of CMV operation 3,984 3,984 3,984
on CDLIS driver record...................................
State verification of the medical certification status of 2,593 2,593 2,593
all interstate CDL holders...............................
Driver to notify employer of convictions/disqualifications 640,000 640,000 640,000
Driver to complete previous employment paperwork.......... 403,200 403,200 403,200
States to complete compliance certification documents..... 1,632 1,632 1,632
States to complete compliance review documents............ 2,400 2,400 2,400
Data/document checks and CDLIS recordkeeping.............. 212,224 212,224 212,224
Drivers to complete the CLP/CDL application............... 48,000 48,000 48,000
CDL tests recordkeeping................................... 84,000 84,000 84,000
Knowledge and skills test examiner certification.......... 25,216 25,216 25,216
Skills test examiner monitoring and auditing.............. 0 0 0
-----------------------------------------------------

[[Page 27356]]

Total Burden Hours.................................... 1,628,582 1,628,582 1,423,249
----------------------------------------------------------------------------------------------------------------

L. National Environmental Policy Act and Clean Air Act

FMCSA analyzed this NPRM for the purpose of the National
Environmental Policy Act of 1969 (42 U.S.C. 4321 et seq.) and
determined this action is categorically excluded from further analysis
and documentation in an environmental assessment or environmental
impact statement under FMCSA Order 5610.1(69 FR 9680, March 1, 2004),
Appendix 2, paragraph (s)(7) and paragraph (t)(2). The Categorical
Exclusion (CE) in paragraph (b) covers administrative or editorial
changes; (s)(7) covers requirements for State-issued commercial license
documentation; and paragraph (t)(2) addresses regulations that assure
States have the appropriate information systems and procedures
concerning CDL qualifications. The proposals in this rule are covered
by these two CEs and the proposed action does not have any effect on
the quality of the environment. The CE determination is available for
inspection or copying in the Regulations.gov Web site listed under
ADDRESSES. FMCSA also analyzed this rule under the Clean Air Act, as
amended (CAA), section 176(c) (42 U.S.C. 7401 et seq.), and
implementing regulations promulgated by the Environmental Protection
Agency. Approval of this action is exempt from the CAA's general
conformity requirement since it does not affect direct or indirect
emissions of criteria pollutants.

M. E.O. 13211 (Energy Supply, Distribution, or Use)

FMCSA has analyzed this proposed rule under E.O. 13211, Actions
Concerning Regulations That Significantly Affect Energy Supply,
Distribution, or Use. The Agency has determined that it is not a
``significant energy action'' under that order because it is not a
``significant regulatory action'' likely to have a significant adverse
effect on the supply, distribution, or use of energy. Therefore, it
does not require a Statement of Energy Effects under E.O. 13211.

N. E.O. 13175 (Indian Tribal Governments)

This rule does not have tribal implications under E.O. 13175,
Consultation and Coordination with Indian Tribal Governments, because
it does not have a substantial direct effect on one or more Indian
tribes, on the relationship between the Federal Government and Indian
tribes, or on the distribution of power and responsibilities between
the Federal Government and Indian tribes.

O. National Technology Transfer and Advancement Act (Technical
Standards)

The National Technology Transfer and Advancement Act (NTTAA) (15
U.S.C. 272 note) directs agencies to use voluntary consensus standards
in their regulatory activities unless the agency provides Congress,
through OMB, with an explanation of why using these standards would be
inconsistent with applicable law or otherwise impractical. Voluntary
consensus standards (e.g., specifications of materials, performance,
design, or operation; test methods; sampling procedures; and related
management systems practices) are standards that are developed or
adopted by voluntary consensus standards bodies. This rule does not use
technical standards. Therefore, we did not consider the use of
voluntary consensus standards.

List of Subjects

49 CFR Part 383

Administrative practice and procedure, Alcohol abuse, Drug abuse,
Highway safety, Incorporation by reference, Motor carriers.

49 CFR Part 384

Administrative practice and procedure, Alcohol abuse, Drug abuse,
Highway safety, Incorporation by reference, Motor carriers.

49 CFR Part 391

Alcohol abuse, Drug abuse, Drug testing, Highway safety, Motor
carriers, Reporting and recordkeeping requirements, Safety,
Transportation.
For the reasons stated in the preamble, FMCSA proposes to amend
title 49 CFR, Code of Federal Regulations, chapter III, to read as
follows:

PART 383--COMMERCIAL DRIVER'S LICENSE STANDARDS; REQUIREMENTS AND
PENALTIES

0
1. The authority citation for part 383 continues to read as follows:

Authority: 49 U.S.C. 521, 31136, 31301 et seq., and 31502;
secs. 214 and 215, Pub. L. 106-159, 113 Stat. 1748, 1766, 1767; sec.
4140, Pub. L. 109-59, 119 Stat. 1144, 1746; and 49 CFR 1.87.

0
2. Amend Sec. 383.71 by revising paragraphs (h)(1) and (3) to read as
follows:

Sec. 383.71 Driver application and certification procedures.

(h) * * *
(1) New CLP and CDL applicants. (i) Before [INSERT DATE 3 YEARS
AFTER THE EFFECTIVE DATE OF THE FINAL RULE], a new CLP or CDL applicant
who certifies that he/she will operate CMVs in non-excepted, interstate
commerce must provide the State with an original or copy (as required
by the State) of a medical examiner's certificate prepared by a medical
examiner, as defined in 49 CFR 390.5, and the State will post a medical
qualifications status of ``certified'' on the CDLIS driver record for
the driver;
(ii) On or after [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF
THE FINAL RULE], a new CLP or CDL applicant who certifies that he/she
will operate CMVs in non-excepted, interstate commerce must be
medically examined and certified in accordance with 49 CFR 391.43 as
medically qualified to operate a CMV by a medical examiner, as defined
in 49 CFR 390.5. Upon receiving an electronic copy of the medical
examiner's certificate from FMCSA, the State will post a medical
qualifications status of ``certified'' on the CDLIS driver record for
the driver; * * *
(3) Maintaining the medical certification status of ``certified.''
(i) In order to maintain a medical certification status of
``certified,'' before [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF
THE FINAL RULE], a CLP or CDL holder who

[[Page 27357]]

certifies that he/she will operate CMVs in non-excepted, interstate
commerce must provide the State with an original or copy (as required
by the State) of each subsequently issued medical examiner's
certificate;
(ii) In order to maintain a medical certification status of
``certified,'' on or after [INSERT DATE 3 YEARS AFTER THE EFFECTIVE
DATE OF THE FINAL RULE], a CLP or CDL holder who certifies that he/she
will operate CMVs in non-excepted, interstate commerce must continue to
be medically examined and certified in accordance with 49 CFR 391.43 as
physically qualified to operate a commercial motor vehicle by a medical
examiner, as defined in 49 CFR 390.5. FMCSA will provide the State with
an electronic copy of the medical examiner's certificate information
for all subsequent medical examinations in which the driver has been
deemed qualified.
0
3. Amend Sec. 383.73 by revising paragraphs (a)(2)(vii), (b)(5),
(o)(1), (o)(2), (o)(3) and (o)(4) to read as follows:

Sec. 383.73 State procedures.

(a) * * *
(2) * * *
(vii)(A) Before [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF
THE FINAL RULE], for drivers who certified their type of driving
according to Sec. 383.71(b)(1)(ii)(A) (non-excepted interstate) and,
if the CLP applicant submits a current medical examiner's certificate,
date-stamp the medical examiner's certificate, and post all required
information from the medical examiner's certificate to the CDLIS driver
record in accordance with paragraph (o) of this section.
(B) On or after [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF
THE FINAL RULE], for drivers who certified their type of driving
according to Sec. 383.71(b)(1)(ii)(A) (non-excepted interstate) and,
if FMCSA provides current medical examiner's certificate information
electronically, post all required information matching the medical
examiner's certificate to the CDLIS driver record in accordance with
paragraph (o) of this section.
(b) * * *
(5)(i) Before [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF THE
FINAL RULE], for drivers who certified their type of driving according
to Sec. 383.71(b)(1)(ii)(A) (non-excepted interstate) and, if the CDL
holder submits a current medical examiner's certificate, date-stamp the
medical examiner's certificate and post all required information from
the medical examiner's certificate to the CDLIS driver record in
accordance with paragraph (o) of this section.
(ii) On or after [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF
THE FINAL RULE], for drivers who certified their type of driving
according to Sec. 383.71(b)(1)(ii)(A) (non-excepted interstate) and,
if FMCSA provides current medical examiner's certificate information
electronically, post all required information matching the medical
examiner's certificate to the CDLIS driver record in accordance with
paragraph (o) of this section.
* * * * *
(o) Medical recordkeeping -- (1)(i) Status of CDL holder. Before
[INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF THE FINAL RULE], for
each operator of a commercial motor vehicle required to have a CLP or
CDL, the current licensing State must:
(A) Post the driver's self-certification of type of driving under
Sec. 383.71(b)(1)(ii) to the CDLIS driver record;
(B) Post the information from the medical examiner's certificate
within 10 calendar days to the CDLIS driver record, including:
(1) Medical examiner's name;
(2) Medical examiner's telephone number;
(3) Date of medical examiner's certificate issuance;
(4) Medical examiner's license number and the State that issued it;
(5) Medical examiner's National Registry identification number;
(6) The indicator of medical certification status, i.e.,
``certified'' or ``not-certified'';
(7) Expiration date of the medical examiner's certificate;
(8) Existence of any medical variance on the medical examiner's
certificate, such as an exemption, SPE certification, or grandfather
provisions;
(9) Any restrictions (e.g., corrective lenses, hearing aid,
required to have possession of an exemption letter or SPE certificate
while on-duty, etc.); and
(10) Date the medical examiner's certificate information was posted
to the CDLIS driver record; and
(C) Post the medical variance information within 10 calendar days
to the CDLIS driver record, including:
(1) Date of medical variance issuance; and
(2) Expiration date of medical variance;
(D) Retain the original or a copy of the medical examiner's
certificate of any driver required to provide documentation of physical
qualification for 3 years beyond the date the certificate was issued.
(ii) Status of CDL holder. On or after [INSERT DATE 3 YEARS AFTER
THE EFFECTIVE DATE OF THE FINAL RULE], for each operator of a
commercial motor vehicle required to have a CLP or CDL, the current
licensing State must:
(A) Post the driver's self-certification of type of driving under
49 CFR 383.71(b)(1)(ii) to the CDLIS driver record;
(B) Post the information from the medical examiner's certificate
within 1 business day to the CDLIS driver record, including:
(1) Medical examiner's name;
(2) Medical examiner's telephone number;
(3) Date of medical examiner's certificate issuance;
(4) Medical examiner's license number and the State that issued it;
(5) Medical examiner's National Registry identification number;
(6) The indicator of medical certification status, i.e.,
``certified'' or ``not-certified'';
(7) Expiration date of the medical examiner's certificate;
(8) Existence of any medical variance on the medical examiner's
certificate, such as an exemption, Skill Performance Evaluation (SPE)
certification, or grandfather provisions;
(9) Any restrictions (e.g., corrective lenses, hearing aid,
required to have possession of an exemption letter or SPE certificate
while on-duty, etc.); and
(10) Date the medical examiner's certificate information was posted
to the CDLIS driver record;
(C) Post the medical variance information within 1 business day to
the CDLIS driver record, including:
(1) Date of medical variance issuance; and
(2) Expiration date of medical variance;
(D)(1) Retain the electronic record of the medical examiner's
certificate information for any driver required to have documentation
of physical qualification for 3 years beyond the date the certificate
was issued.
(2)(i) Status update. Until the day before [INSERT DATE 3 YEARS
AFTER THE EFFECTIVE DATE OF THE FINAL RULE], the State must, within 10
calendar days of the driver's medical examiner's certificate or medical
variance expiring, the medical variance being rescinded or the medical
examiner's certificate being voided by FMCSA, update the medical
certification status of that driver as ``not certified.''
(ii) Beginning [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE

[[Page 27358]]

OF THE FINAL RULE], the State must, within 10 calendar days of the
driver's medical examiner's certificate or medical variance expiring,
the medical examiner's certificate becoming invalid, the medical
variance being rescinded or the medical examiner's certificate being
voided by FMCSA, update the medical certification status of that driver
as ``not certified.''
(3) Variance update. (i) Before [INSERT DATE 3 YEARS AFTER THE
EFFECTIVE DATE OF THE FINAL RULE], within 10 calendar days of receiving
information from FMCSA regarding issuance or renewal of a medical
variance for a driver, the State must update the CDLIS driver record to
include the medical variance information provided by FMCSA.
(ii) On or after [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF
THE FINAL RULE], within 1 business day of electronically receiving
medical variance information from FMCSA regarding the issuance or
renewal of a medical variance for a driver, the State must update the
CDLIS driver record to include the medical variance information
provided by FMCSA.
(4) Downgrade. (i) if a driver's medical certification or medical
variance expires, or FMCSA notifies the State that a medical
certification or medical variance was removed or rescinded, the State
must:
(A)(1) Before [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF THE
FINAL RULE] notify the CLP or CDL holder of his/her CLP or CDL ``not-
certified'' medical certification status and that the CMV privileges
will be removed from the CLP or CDL unless the driver submits a current
medical examiner's certificate and/or medical variance, or changes his/
her self-certification to driving only in excepted or intrastate
commerce (if permitted by the State);
(2) On or after [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF
THE FINAL RULE] notify the CLP or CDL holder of his/her CLP or CDL
``not-certified'' medical certification status and that the CMV
privileges will be removed from the CLP or CDL unless the driver has
been medically examined and certified in accordance with 49 CFR 391.43
as physically qualified to operate a commercial motor vehicle by a
medical examiner, as defined in 49 CFR 390.5 of this chapter, or the
driver changes his/her self-certification to driving only in excepted
or intrastate commerce (if permitted by the State).
(B) [Reserved]
(ii) [Reserved]
* * * * *

PART 384--STATE COMPLIANCE WITH COMMERCIAL DRIVER'S LICENSE PROGRAM

0
5. The authority citation for part 384 continues to read as follows:

Authority: 49 U.S.C. 31136, 31301, et seq., and 31502; secs.
103 and 215, Pub. L. 106-159, 113 Stat. 1748, 1753, 1767; and 49 CFR
1.87.

0
6. Revise Sec. 384.234 to read as follows:

Sec. 384.234 Driver medical certification recordkeeping.

The State must meet the medical certification recordkeeping
requirements of Sec. Sec. 383.73(a)(2)(vii), (b)(5), (c)(8), (d)(8),
(e)(6) and (o) of this chapter.
0
7. Amend Sec. 384.301 by adding a new paragraph (i) to read as
follows:

Sec. 384.301 Substantial compliance--general requirements.

* * * * *
(i) A State must come into substantial compliance with the
requirements of subpart B of this part and part 383 of this chapter in
effect as of [INSERT THE EFFECTIVE DATE OF THE FINAL RULE] as soon as
practical, but, unless otherwise specifically provided in this part,
not later than [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF THE
FINAL RULE].

PART 391--QUALIFICATIONS OF DRIVERS AND LONGER COMBINATION (LCV)
DRIVER INSTRUCTORS

0
8. The authority citation for part 391 will continue to read as
follows:

Authority: 49 U.S.C. 504, 508, 31133, 31136, and 31502; sec.
4007(b), Pub. L. 102-240, 105 Stat, 1914, 2152; sec. 114, Pub. L.
103-311, 108 Stat. 1673, 1677; sec. 215, Pub. L. 106-159, 113 Stat.
1748, 1767; and 49 CFR 1.87.
0
9. Amend Sec. 391.23 by revising paragraph (m)(2) to read as follows:

Sec. 391.23 Investigation and inquiries.

* * * * *
(m) * * *
(2) Exception. For drivers required to have a commercial driver's
license under part 383 of this chapter:
(i) Beginning January 30, 2014, using the CDLIS motor vehicle
record obtained from the current licensing State, the motor carrier
must verify and document in the driver qualification file the following
information before allowing the driver to operate a CMV:
(A) The type of operation the driver self-certified that he or she
will perform in accordance with Sec. 383.71(b)(1)(ii) of this chapter.
(B) (1) Beginning on May 21, 2014, and ending on [INSERT THE
EFFECTIVE DATE OF THE FINAL RULE], that the driver was certified by a
medical examiner listed on the National Registry of Certified Medical
Examiners as of the date of medical examiner's certificate issuance.
(2) Beginning on [INSERT THE EFFECTIVE DATE OF THE FINAL RULE], if
the driver has certified under paragraph (m)(2)(i)(A) of this section
that he or she expects to operate in interstate commerce, that the
driver has a valid medical examiner's certificate and any required
medical variances.
(3) Beginning on July 8, 2014, if the driver has a commercial
learner's permit and has certified under paragraph (m)(2)(i)(A) of this
section that he or she expects to operate in interstate commerce that
the driver has a valid medical examiner's certificate and any required
medical variances.
(C) Exception. Until [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE
OF THE FINAL RULE], if the driver provided the motor carrier with a
copy of the current medical examiner's certificate that was submitted
to the State in accordance with Sec. 383.73(a)(5) of this chapter, the
motor carrier may use a copy of that medical examiner's certificate as
proof of the driver's medical certification for up to 15 days after the
date it was issued.
(ii) [Reserved]
0
10. Amend Sec. 391.41 by revising paragraph (a)(2)(i) to read as
follows:

Sec. 391.41 Physical qualifications for drivers.

(a) * * *
(2) CDL exception. (i) (A) Beginning January 30, 2014 and ending on
the day before [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF THE
FINAL RULE], a driver required to have a commercial driver's license
under part 383 of this chapter, and who submitted a current medical
examiner's certificate to the State in accordance with 49 CFR 383.71(h)
documenting that he or she meets the physical qualification
requirements of this part, no longer needs to carry on his or her
person the medical examiner's certificate specified at Sec. 391.43(h),
or a copy, for more than 15 days after the date it was issued as valid
proof of medical certification.
(B) Beginning on [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF
THE FINAL RULE], a driver required to have a commercial driver's
license or a commercial learner's permit under 49 CFR part 383, and who
has a current medical examiner's certificate documenting that he or she
meets the physical qualification requirements of this part, is no
longer permitted to carry on his or her person the medical

[[Page 27359]]

examiner's certificate specified at Sec. 391.43(h).
* * * * *
0
11. Amend Sec. 391.43 by revising paragraphs (f), (g)(2), (g)(3) and
(h), and adding paragraph (g)(4) and (g)(5), to read as follows:

Sec. 391.43 Medical examination; certificate of physical examination.

* * * * *
(f) The medical examination shall be performed, and its results
shall be recorded on the Medical Examination Report set out below
[GRAPHIC] [TIFF OMITTED] TP10MY13.009

[[Page 27360]]

[GRAPHIC] [TIFF OMITTED] TP10MY13.010

[[Page 27361]]

[GRAPHIC] [TIFF OMITTED] TP10MY13.011

BILLING CODE C
(g) * * *
(2) (i) Until the day before [INSERT DATE 3 YEARS AFTER THE
EFFECTIVE DATE OF THE FINAL RULE], if the medical examiner finds that
the person examined is physically qualified to operate a commercial
motor vehicle in accordance with Sec. 391.41(b), he or she must
complete a certificate in the form prescribed in paragraph (h) of this
section and furnish the original to the person who was examined. The
examiner must provide a copy to a prospective or current employing
motor carrier who requests it.
(ii) Beginning [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF THE
FINAL RULE], if the medical examiner identifies that the person
examined will not be operating a commercial motor vehicle that requires
a commercial driver's license or a commercial learner's permit and
finds that the driver is physically qualified to operate a commercial
motor vehicle in accordance with Sec. 391.41(b), he or she must
complete a certificate in the form prescribed in paragraph (h) of this
section and furnish the original to the person who was examined. The
examiner must provide a copy to a prospective or current employing
motor carrier who requests it.
(3) Beginning [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF THE
FINAL RULE], if the medical examiner finds that the person examined is
not physically qualified to operate a commercial motor vehicle in
accordance with Sec. 391.41(b), he or she must inform the person
examined that

[[Page 27362]]

he or she is not physically qualified, and that this information will
be reported to FMCSA. All medical examiner's certificates previously
issued to the person are not valid and no longer satisfy the
requirements of Sec. 391.41(a).
(4) Beginning [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF THE
FINAL RULE], if the medical examiner finds that the determination of
whether the person examined is physically qualified to operate a
commercial motor vehicle in accordance with Sec. 391.41(b) should be
delayed pending the receipt of additional information or the conduct of
further examination in order for the medical examiner make such
determination, he or she must inform the person examined that the
additional information must be provided or the further examination
completed within 45 days, and that the pending status of the
examination will be reported to FMCSA.
(5)(i)(A) Once every calendar month, beginning May 21, 2014 and
ending on [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF THE FINAL
RULE], the medical examiner must electronically transmit to the
Director, Office of Carrier, Driver and Vehicle Safety Standards, via a
secure Web account on the National Registry, a completed CMV Driver
Medical Examination Results Form, MCSA-5850, Medical Examiner
Submission of CMV Driver Medical Examination Results. The Form must
include all information specified for each medical examination
conducted during the previous month for any driver who is required to
be examined by a medical examiner listed on the National Registry of
Certified Medical Examiners.
(B) Beginning [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF THE
FINAL RULE] by close of business on each day during which the medical
examiner completes a medical examination for any driver who is required
to be examined by a medical examiner listed on the National Registry of
Certified Medical Examiners the medical examiner must electronically
transmit the Director, Office of Carrier, Driver and Vehicle Safety
Standards, via a secure FMCSA-designated Web site, a completed CMV
Driver Medical Examination Results Form, MCSA-5850, Medical Examiner
Submission of CMV Driver Medical Examination. The Form must include all
information specified for each medical examination conducted for each
driver.
(ii) Beginning on May 21, 2014, if the medical examiner does not
perform a medical examination of any driver who is required to be
examined by a medical examiner listed on the National Registry of
Certified Medical Examiners during any calendar month, the medical
examiner must report that fact to FMCSA, via a secure FMCSA-designated
Web site, by the close of business on the last day of such month.
(h) The medical examiner's certificate shall be completed in
accordance with the following Form MCSA-5876, Medical Examiner's
Certificate.
[GRAPHIC] [TIFF OMITTED] TP10MY13.012

* * * * *
0
12. Amend Sec. 391.45 by revising paragraphs (b)(2) and (c), and
adding new paragraph (d) to read as follows:

Sec. 391.45 Persons who must be medically examined and certified.

* * * * *
(b) * * *
(2) Any driver authorized to operate a commercial motor vehicle
only with an exempt intracity zone pursuant to Sec. 391.62, or only by
operation of the exemption in Sec. 391.64, if such driver has not been
medically examined and certified as qualified to drive in such zone
during the preceding 12 months;
(c) Any driver whose ability to perform his/her normal duties has
been

[[Page 27363]]

impaired by a physical or mental injury or disease; and
(d) Beginning [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF THE
FINAL RULE], any person found by a medical examiner not to be
physically qualified to operate a commercial motor vehicle under the
provisions of paragraph (g)(3) of Sec. 391.43.
0
13. Amend Sec. 391.51 by revising paragraphs (b)(7)(i) and (ii), and
(b)(9) to read as follows:

Sec. 391.51 General requirements for driver qualification files.

* * * * *
(b) * * *
(7)(i) The medical examiner's certificate as required by Sec.
391.43(g) or a legible copy of the certificate.
(ii) Exception. For CDL holders, beginning January 30, 2012, if the
CDLIS motor vehicle record contains medical certification status
information, the motor carrier employer must meet this requirement by
obtaining the CDLIS motor vehicle record defined at Sec. 384.105 of
this chapter. That record must be obtained from the current licensing
State and placed in the driver qualification file. After January 30,
2014 a non-excepted, interstate CDL holder without medical
certification status information on the CDLIS motor vehicle record is
designated ``not-certified'' to operate a CMV in interstate commerce.
After January 30, 2014 and until [INSERT DATE 3 YEARS AFTER THE
EFFECTIVE DATE OF THE FINAL RULE], a motor carrier may use a copy of
the driver's current medical examiner's certificate that was submitted
to the State for up to 15 days from the date it was issued as proof of
medical certification.
* * * * *
(9) (i) For drivers not required to have a CDL, a note relating to
verification of medical examiner listing on the National Registry of
Certified Medical Examiners required by Sec. 391.23(m)(1).
(ii) Until [INSERT DATE 3 YEARS AFTER THE EFFECTIVE DATE OF THE
FINAL RULE], for drivers required to have a CDL, a note relating to
verification of medical examiner listing on the National Registry of
Certified Medical Examiners required by Sec. 391.23(m)(2).
* * * * *

Issued under the authority delegated in 49 CFR 1.87 on: May 2,
2013.
Anne S. Ferro,
Administrator.
[FR Doc. 2013-11080 Filed 5-9-13; 8:45 am]
BILLING CODE P

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