General and Plastic Surgery Devices: Reclassification of Ultraviolet Lamps for Tanning, Henceforth To Be Known as Sunlamp Products, 27117-27124 [2013-10982]
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21 CFR Part 878
[Docket No. FDA–2013–N–0461]
General and Plastic Surgery Devices:
Reclassification of Ultraviolet Lamps
for Tanning, Henceforth To Be Known
as Sunlamp Products
AGENCY:
Food and Drug Administration,
HHS.
ACTION:
Proposed Order.
The Food and Drug
Administration (FDA) is proposing to
reclassify ultraviolet (UV) lamps
intended to tan the skin from class I
(general controls) exempt from
premarket notification to class II
(special controls) and subject to
premarket notification, and to rename
them sunlamp products. FDA is also
designating special controls that are
necessary to provide a reasonable
assurance of the safety and effectiveness
of the device. FDA is proposing this
reclassification on its own initiative
based on new information.
DATES: Submit either electronic or
written comments on this proposed
order by August 7, 2013. See section XI
for the proposed effective date of a final
order based on this proposed order.
ADDRESSES: You may submit comments,
identified by Docket No. FDA–2013–N–
0461, by any of the following methods:
SUMMARY:
Electronic Submissions
Written Submissions
Dated: May 3, 2013.
Peter Lurie,
Acting Associate Commissioner for Policy and
Planning.
BILLING CODE 4160–01–P
Food and Drug Administration
Submit electronic comments in the
following way:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
IV. Electronic Access
[FR Doc. 2013–11006 Filed 5–8–13; 8:45 am]
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Submit written submissions in the
following ways:
• Mail/Hand delivery/Courier (for
paper or CD–ROM submissions):
Division of Dockets Management (HFA–
305), Food and Drug Administration,
5630 Fishers Lane, rm. 1061, Rockville,
MD 20852.
Instructions: All submissions received
must include the Agency name and
Docket No. FDA–2013–N–0461. All
comments received may be posted
without change to https://
www.regulations.gov, including any
personal information provided. For
additional information on submitting
comments, see the ‘‘Comments’’ heading
of the SUPPLEMENTARY INFORMATION
section.
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Docket: For access to the docket to
read background documents or
comments received, go to https://
www.regulations.gov and insert the
docket number, found in brackets in the
heading of this document, into the
‘‘Search’’ box and follow the prompts
and/or go to the Division of Dockets
Management, 5630 Fishers Lane, rm.
1061, Rockville, MD 20852.
FOR FURTHER INFORMATION CONTACT: Neil
R.P. Ogden, Center for Devices and
Radiological Health, Food and Drug
Administration, 10903 New Hampshire
Ave. Bldg. 66, rm. 1438, Silver Spring,
MD 20993–0002, 301–796–6397.
SUPPLEMENTARY INFORMATION:
I. Background—Regulatory Authorities
The Federal Food, Drug, and Cosmetic
Act (the FD&C Act) establishes a
comprehensive system for the regulation
of medical devices intended for human
use. Section 513 of the FD&C Act (21
U.S.C. 360c) established three categories
(classes) of devices, reflecting the
regulatory controls needed to provide
reasonable assurance of their safety and
effectiveness. The three categories of
devices are class I (general controls),
class II (special controls), and class III
(premarket approval). One type of
general control provided by the FD&C
Act is a restriction on the sale,
distribution, or use of a device under
section 520(e) of the FD&C Act (21
U.S.C. 360j(e)). A restriction under
section 520(e) must be implemented
through rulemaking procedures, unlike
the administrative order procedures that
apply to this proposed reclassification
under section 513(e) of the FD&C Act,
as amended by the Food and Drug
Administration Safety and Innovation
Act (FDASIA) (Pub. L. 112–144).
Under section 513 of the FD&C Act,
devices that were in commercial
distribution before the enactment of the
1976 amendments, May 28, 1976
(generally referred to as preamendments
devices), are classified after FDA has: (1)
Received a recommendation from a
device classification panel (an FDA
advisory committee); (2) published the
panel’s recommendation for comment,
along with a proposed regulation
classifying the device; and (3) published
a final regulation classifying the device.
Applying these procedures, FDA has
classified most preamendments device
types (some remain unclassified).
Devices that were not in commercial
distribution prior to May 28, 1976
(generally referred to as
postamendments devices) are
automatically classified under section
513(f)(1) of the FD&C Act into class III
without any FDA rulemaking process.
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Those devices remain in class III and
require premarket approval unless, and
until, the device is classified or
reclassified into class I or II under
section 513(f)(2) or (3) of the FD&C Act
or FDA issues an order finding the
device to be substantially equivalent, in
accordance with section 513(i) of the
FD&C Act, to a predicate device that
does not require premarket approval.
The Agency determines whether new
devices are substantially equivalent to
predicate devices by means of
premarket notification procedures in
section 510(k) of the FD&C Act (21
U.S.C. 360(k)) and part 807 (21 CFR part
807).
On July 9, 2012, Congress enacted
FDASIA. Section 608(a) of FDASIA
amended the device reclassification
procedures under section 513(e) of the
FD&C Act, changing the process from
rulemaking to an administrative order.
Prior to the issuance of a final order
reclassifying a device, the following
must occur: (1) Publication of a
proposed order in the Federal Register;
(2) a meeting of a device classification
panel described in section 513(b) of the
FD&C Act; and (3) consideration of
comments to a public docket. The
proposed reclassification order must set
forth the proposed reclassification and a
substantive summary of the valid
scientific evidence concerning the
proposed reclassification, including the
public health benefits of the use of the
device, and the nature and incidence (if
known) of the risk of the device. (See
section 513(e)(1)(A)(i) of the FD&C Act.)
Section 513(e) provides that FDA
may, by administrative order, reclassify
a device based upon ‘‘new information.’’
FDA can initiate a reclassification under
section 513(e) of the FD&C Act or an
interested person may petition FDA.
The term ‘‘new information,’’ as used in
section 513(e) of the FD&C Act, includes
information developed as a result of a
reevaluation of the data before the
Agency when the device was originally
classified, as well as information not
presented, not available, or not
developed at that time. (See, e.g.,
Holland-Rantos Co. v. United States
Department of Health, Education, and
Welfare, 587 F.2d 1173, 1174 n.1 (DC
Cir. 1978); Upjohn v. Finch, 422 F.2d
944 (6th Cir. 1970); Bell v. Goddard, 366
F.2d 177 (7th Cir. 1966).) Whether data
before the Agency are old or new data,
the ‘‘new information’’ to support
reclassification under section 513(e)
must be ‘‘valid scientific evidence,’’ as
defined in 21 CFR 860.7(c)(2). (See, e.g.,
Gen. Medical Co. v. FDA, 770 F.2d 214
(D.C. Cir. 1985); Contact Lens Mfrs.
Assoc. v. FDA, 766 F.2d 592 (D.C. Cir.
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1985), cert. denied, 474 U.S. 1062
(1986).)
FDA also regulates electronic
products under chapter 5, subchapter C,
of the FD&C Act (21 U.S.C. 360hh et
seq.). Under these provisions, FDA
administers an electronic product
radiation control program to protect the
public health and safety. This authority
provides for developing, amending, and
administering radiation safety
performance standards for electronic
products, including sunlamp products.
Sunlamp products are subject to the
regulations for electronic product
radiation control, including 21 CFR
parts 1000 through 1010 and § 1040.20
(21 CFR 1040.20). The sunlamp
products performance standard in
§ 1040.20 was originally published in
the Federal Register on November 9,
1979 (44 FR 65352). In the Federal
Register of September 6, 1985 (50 FR
36548), FDA amended § 1040.20 and
made it applicable to all sunlamp
products manufactured on or after
September 8, 1986. FDA plans to
propose amendments to this
performance standard to reflect current
scientific knowledge related to sunlamp
use, harmonize it more closely with
International Electrotechnical
Commission (IEC) International
Standard 60335–2–27, Ed. 5.0: 2009–12,
and strengthen the warning statement
required by § 1040.20(d)(1)(i) in
accordance with the results of the study
FDA conducted under section 230 of the
Food and Drug Administration
Amendments Act of 2007 (Public Law
110–85).
II. Regulatory History of the Device
In a 1977 report, the General and
Plastic Surgery Device Classification
Panel and the Physical Medicine Device
Classification Panel (the Panels)
recommended that dermatologic UV
lamps (devices that provide UV
radiation intended primarily for the
treatment of dermatologic disorders or
for tanning) be classified into class II
(see 47 FR 2810 at 2835; January 19,
1982).
The Panels recommended that
dermatologic UV lamps be classified
into class II because the Panels believed
that the electrical and optical properties
of the device must be controlled to
prevent electrical shock, overexposure
because of timer malfunction, and burns
to eyes and skin. The Panels believed
that general controls would not be
sufficient to provide a reasonable
assurance of safety and effectiveness,
and that a performance standard would
provide reasonable assurance of the
safety and effectiveness of the device.
The Physical Medicine Device
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Classification Panel also recommended
that the device be sold only by
prescription. The Panels identified the
following risks to health for these
devices:
1. Burns to skin and eyes: Improper
shielding of eyes or overexposure of UV
radiation to skin may result in burns.
Also, excessive UV, visible, and infrared
radiation from this device can be
harmful to the eyes and skin.
2. Aging of skin: Excessive exposure
to UV radiation may result in premature
aging of skin.
3. Skin cancer: Excessive irradiation
of the skin with UV lamps is correlated
with increased incidence of skin cancer.
4. Photosensitivity: Exposure of
patients with photosensitive skin to UV
radiation may induce photosensitivity
reactions.
FDA agreed with the Panels’
recommendations and proposed that
these devices be classified into class II
in a proposed rule published in the
Federal Register on January 19, 1982.
However, in its final rule, published on
June 24, 1988 (53 FR 23856 at 23868),
FDA separated UV lamps for
dermatological disorders and UV lamps
for tanning. It classified the former in
class II under 21 CFR 878.4630, but
postponed classification of UV lamps
for tanning in order to consider
electrical safety information and to
consider issuing a proposal to classify
UV lamps for tanning in class I. FDA
explained that the performance standard
for sunlamp products at § 1040.20
addressed the risks to health presented
by UV lamps for tanning other than
electrical safety hazards. On November
15, 1988 (53 FR 46040), FDA proposed
that 70 electromedical devices,
including UV lamps for tanning, be
classified in class I; FDA finalized this
classification on November 20, 1990 (55
FR 48436 at 48440).
On December 7, 1994, FDA amended
the classification when it published a
final rule in the Federal Register (59 FR
63005) that exempted 148 class I
devices from premarket notification
(with limitations), including UV lamps
for tanning. FDA determined that
manufacturers’ submissions of
premarket notifications for UV lamps for
tanning were not necessary for the
protection of the public health at that
time. Prior to the issuance of the 1994
final rule exempting UV lamps for
tanning from premarket notification
submission, some manufacturers of UV
lamps for tanning had already submitted
510(k)s and received clearance for their
devices, and at least one 510(k) for a
sunlamp product has been cleared since
then. As discussed further in this
document, these devices may serve as
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predicate devices for future 510(k)s if
this order is finalized. On July 25, 2001,
FDA made a technical amendment to
the classification of UV lamps for
tanning to state that the exemption from
510(k) is subject to the limitations in 21
CFR 878.9 (66 FR 38786 at 38803).
III. Device Description
The current device classification
regulation for this product refers to it as
an ‘‘ultraviolet lamp for tanning,’’ while
the current electronic product
performance standard for this product
refers to it as a ‘‘sunlamp product.’’
Because both of these regulations
describe the same product with the
same intended use for tanning, FDA
proposes to rename the device in this
regulation for purposes of consistency
and clarity. FDA proposes to identify
this device as a ‘‘sunlamp product’’: An
electronic product that includes one or
more UV lamps and a fixture intended
for irradiation of any part of the living
human body, by UV radiation with
wavelengths in air between 200 and 400
nanometers, to induce skin tanning.
This definition includes tanning beds,
tanning booths, and UV lamps (bulbs)
sold separately.
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IV. Summary of Valid Scientific
Evidence Concerning Reclassification
supported the consensus medical and
public health opinion that dietary
supplements are safer than and as
beneficial as tanning to produce
Vitamin D. Furthermore, most people
meet at least some of their Vitamin D
needs through exposure to sunlight in
moderate dosages. The World Health
Organization (WHO) has stated that
‘‘While sunbed use may increase
vitamin D synthesis, * * * if people
require more vitamin D than the sun can
provide (for example, because of living
in polar regions) this should be
supplemented through diet rather than
sunbed use’’ (Ref. 7). A minority of
researchers have argued that the
potential benefit of sunlamp products
might outweigh the health risks (Refs. 8
and 9).
Proponents of sunlamp products have
also claimed that the use of sunlamp
products may be helpful in promoting a
base tan—a tan that prevents sunburns.
However, a base tan, either from the sun
or from sunlamp products, provides
minimal protection against burning, and
there is no evidence that a base tan
provides any protection against
premature aging of the skin or reduces
the risk of skin cancer (cumulative UV
exposure is likely to increase rather than
decrease the risk of skin cancer) (Ref.
10).
A. Public Health Benefit From Use of the B. Risks Posed by the Device
Device
As stated previously, the original
It is well recognized that sunlamp
classification panels identified four
products are effective at producing a tan risks to health associated with UV
or darkening of the skin (except in very
lamps. After considering the
light skin individuals, who may burn
deliberations of the original
instead of tan); and this is perceived by
reclassification panels mentioned in this
users as an aesthetic benefit. One study
document, the deliberations of a March
reported that 47 percent of college
2010 General and Plastic Surgery
students had reported using a sunlamp
Advisory Panel meeting on UV lamps
product during the last year because it
for tanning, and published literature,
improved their appearance, despite 92
FDA has determined that the risks to
percent being aware of potential health
health listed in this document are
risks (Ref. 1). Investigators have also
associated with sunlamp products. The
looked at the effect of sunlamp products proposed special controls and
on mood to treat depression and/or
forthcoming proposed amendments to
seasonal affective disorder (SAD). The
the performance standard address these
general therapeutic effect of visible light risks:
1. Increased Skin Cancer Risk From
on SAD has been widely acknowledged
Cumulative Repeated UV Radiation
(Ref. 2). However, there is no definitive
Exposure: UV radiation exposure can
evidence that UV radiation is effective
lead to permanent damage to DNA in
in the treatment of SAD (Refs. 2 and 3).
the skin, which has been shown to lead
Vitamin D has been the focus of
to an increased risk of skin cancer (Refs.
recent research due to the possibility
11 and 12). Skin cancers that have been
that it could help prevent some cancers
associated with cumulative repeated UV
and provide other health benefits
radiation exposure include melanoma
(besides the well-recognized effect of
and non-melanoma skin cancers such as
contributing to bone health and
basal cell carcinoma and squamous cell
preventing rickets). Some sunlamp
carcinoma (Ref. 13). The risk may be
products can produce Vitamin D (Ref.
higher in certain individuals with fairer,
4), but to date, it is unclear whether the
less pigmented skin, but can also be
benefit of such production outweighs
the risks of use. A meta-analysis by Woo elevated in other individuals (Ref. 14).
In addition to users with a personal
and Eide in 2010 (Refs. 5 and 6)
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history of melanoma having an
increased risk of skin cancer, users with
familial melanoma are also at increased
risk for skin cancer—having one firstdegree relative with melanoma doubles
the risk of melanoma (Refs. 15 and 16).
As with other radiation exposure,
increased cumulative lifetime exposure
results in increased skin cancer risk (for
both melanoma and non-melanoma skin
cancer) (Ref. 17).
There is increasing epidemiological
evidence that tanning in childhood to
early adult life increases the rate of
melanoma (Refs. 18 and 19). Melanoma
(of the two categories of skin cancer,
this is the more concerning type due to
greater potential for fatality) is currently
the second leading type of cancer in
young adults, and many experts believe
that at least one cause for this is the
increasing use of sunlamp products by
this population (Ref. 20). FDA is also
concerned that youths and adolescents
may fail to appreciate the long-term
dangers of sunlamp products (Refs. 21
and 22). The WHO has classified UV
radiation from sunlamps as a class I
carcinogen based on a 2009
International Agency for Research in
Cancer (IARC) report that linked tanning
bed use by individuals under age 35 to
higher rates of melanoma and
recommended that minors not use
indoor tanning equipment (Ref. 23).
This concern has led several states and
one county in the United States, and
several foreign governments, to ban the
use of sunlamps by minors under a
certain age (Refs. 24 and 25).
2. Ocular Injury: UV and visible
radiation from this device can be
harmful to the eyes if proper protective
eyewear is not worn.1 The intense light
from sunlamps can cause keratitis and
corneal burns, which can be painful and
affect vision (Ref. 26). Artificial UV
radiation has also been recently linked
to ocular melanoma, which can cause
vision loss and often spreads to other
parts of the body (Ref. 27).
3. Discomfort, Pain, and Tenderness
on the Skin Resulting From Burns to the
Skin due to Acute Overexposure to UV
Radiation: A recent evaluation showed
that, despite protective measures
instituted in commercial tanning
facilities, 66 percent of female collegeage users reported skin erythema (or
redness due to sunburn) from indoor
tanning, and these users reported one
episode of sunburn out of every five
tanning sessions (Ref. 28). Those
findings are in line with a previous
report that 58 percent of adolescent
1 Ocular risks are addressed by labeling and
performance requirements regarding eyewear at
§ 1040.20.
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tanning bed users had experienced
sunburns from exposure to sunlamps
(Ref. 29). In certain individuals who are
photosensitive, skin exposure to UV
radiation may induce unexpected
reactions such as rash, severe burns, and
hypersensitivity reactions (Ref. 30).
Sunlamps, like most light sources, also
generate heat that can cause thermal
skin burns, similar to any hot surface.
Individuals with open wounds or
lesions are particularly susceptible to
burns from UV light because those
individuals lack the protective
epidermal layer of the skin that provides
the body’s greatest protection from UV
irradiation (Ref. 31).
4. Skin Damage: Cumulative, repeated
exposure to UV radiation emitted by
sunlamps may lead to accelerated aging
of skin due in part to DNA and skin cell
damage (Ref. 32). UV irradiation inhibits
the production of collagen precursor
molecules such as type I and type III
procollagen (Ref. 33). UV irradiation
stimulates skin metalloproteinases,
which break down skin proteins that
then lead to photoaging (Ref. 34). On a
cellular level, UV radiation has been
known to cause DNA damage through
formation of thymidine cyclobutane
dimers and via oxidative damage as a
result of UV generated superoxide
radicals (Ref. 11).
5. Lack of Biocompatibility: Device
materials that are not biocompatible
may, either directly or through the
release of their material constituents, (i)
Produce adverse local or systemic
effects, (ii) be carcinogenic, or (iii)
produce adverse reproductive and
developmental effects. Although
medical devices may have myriad
biocompatibility issues (Ref. 35), the
biocompatibility concerns from
sunlamp products are likely limited to
inflammatory skin reactions from
contact with the materials from which
the bed is made.
6. Transmission of Infectious Diseases
Due to Improper Cleaning and
Disinfection: This is a concern for any
reusable device. Sunlamp products in
an indoor tanning facility may be shared
by dozens of users in a single day.
Cleaning and disinfection practices, as
well as training by facility operators,
may vary from facility to facility.
Because sunlamp product users directly
contact the device with their skin, users
with open wounds or lesions have the
potential to transmit infectious diseases
to subsequent users if the device is not
properly disinfected between users.
7. Electrical Shock: Electrical shock
hazards can pose a potential hazard to
both operators and users. These are
commonly caused by manufacturing
defects or are the result of frequent use
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(e.g., frayed wiring and broken
connectors) (Ref. 36).
8. Mechanical Injury: Sunlamp
products can pose a threat of blunt force
injury or entrapment of a user due to the
heavy and bulky nature of some of these
devices and the fact that users are
completely inside a tanning bed or
booth during use. Such injuries and
entrapment may result from
manufacturing defects and may be
exacerbated by frequent use.
9. Use Error: All of the risks discussed
in this document may be exacerbated by
human error. Human error can include
misuse by the individual using the
sunlamp to obtain a tan, including not
wearing the correct eye protection,
setting the exposure timer for longer
than the recommended time in the
exposure schedule for the individual’s
skin type or skin acclimatization, use by
individuals who should not be exposed
to the sunlamp, and not following the
warnings and cautions. Use error also
includes errors by the sunlamp product
operator (for example, if used at an
indoor tanning facility). These would
include improper maintenance of
fixtures leading to electrical shock or
contaminated bed surfaces, improper
maintenance or selection of lamps
leading to overexposure, and incorrect
use of timer according to recommended
exposure schedule.
V. 2010 Classification Panel Meeting
On March 25, 2010, FDA held a
General and Plastic Surgery Advisory
Panel meeting on UV lamps for tanning
(Ref. 37). The Panel reviewed and
discussed recent information, including
recent literature regarding the possible
risks to the general public from
intentional exposure to sunlamp
products.
There is a growing body of literature
showing an association of skin cancer
with use of sunlamp products (Refs. 38
to 53), and the Panel discussed this
information and other information
related to the association of UV and skin
cancer (both melanoma and nonmelanoma) (Ref. 36). The Panel
discussed whether changes to the
current classification or current
regulatory controls of UV-emitting
devices (lamps) used for tanning are
needed. The Panel generally agreed that
stricter FDA regulation of these devices
is necessary to control the serious risks
they pose and unanimously agreed that
the device should not be a class I
device. No significant changes in risks
relating to sunlamp products have been
identified in the scientific literature
since the 2010 panel meeting; the same
risks identified prior to the 2010 panel
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meeting continue to be presented in
literature.
The following summarizes some of
the Panel members’ responses to the
questions posed and the Panel members’
views related to a variety of measures
that may be necessary to provide a
reasonable assurance of safety and
effectiveness:
• Regarding reclassification, there
was general Panel consensus that UV
lamps for tanning should not be class I
devices. The Panel, however, appeared
to be split on whether UV lamps for
tanning should be reclassified into class
III or class II in light of the risks they
pose. Some Panel members believed
that UV lamps for tanning should be
reclassified into class III. Other Panel
members recommended that UV lamps
for tanning be classified as class II, and
felt that special controls and/or
restrictions related to, for example, age,
skin type, and cancer risk, would
mitigate the risks associated with the
use of these devices and would provide
a reasonable assurance of safety and
effectiveness. A few Panel members
discussed banning UV lamps for
tanning. No Panel member
recommended leaving these devices in
class I.
• Regarding the user’s age, some
Panel members favored an age
restriction for indoor tanning (i.e.,
individuals under a certain age would
not be permitted to use UV lamps for
tanning), and agreed that the cutoff age
should be 18.
• Some Panel members recommended
that individuals with a genetic
predisposition or family history of skin
cancer should be subject to special
restrictions (e.g., education
requirements) prior to using UV lamps
for tanning because they were at a
greater risk for developing skin cancer
than the general population.
• Some Panel members recommended
that users of UV lamps for tanning
should have to read a form disclosing
the risks related to UV lamps for tanning
and acknowledge receipt of this
information in writing prior to using the
device. Panel discussion points for the
disclosure of risk form related to topics
such as genetic history, past history of
melanoma, and usage in pregnancy.
Some Panel members also supported
more prominent posting of risks and
warnings.
Docket No. FDA–2009–N–0606 was
opened to receive comments on the
regulation of sunlamp products (75 FR
1395; January 11, 2010). The majority of
the input received via the open public
docket supported strengthening FDA’s
regulation of these devices. Although
many comments did not expressly
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specify whether regulation of sunlamps
should be strengthened or not, because
most of these were related to the
experiences of people with melanoma,
FDA interpreted them to be in support
of stricter regulation of sunlamps. Six
comments of 139 total comments took
the position that FDA should not change
its current regulation of indoor tanning
devices. Overall, the docket comments
strongly paralleled the opinions of the
Panel members.
VI. Proposed Reclassification
Based on the comments from the 2010
reclassification panel, the comments
received in the docket, and FDA’s
assessment of new, valid scientific data
related to the health benefits and risks
associated with sunlamp products, FDA
is proposing that sunlamp products be
reclassified from class I (general
controls) to class II (special controls)
because general controls alone are
insufficient to provide reasonable
assurance of safety and effectiveness,
and there is sufficient information to
establish special controls to provide
such assurance. FDA is not proposing to
classify these devices in class III at this
time because special controls can
provide a reasonable assurance of safety
and effectiveness.
The proposed special controls for this
device—identified as follows (and
underlined)—are necessary to provide a
reasonable assurance of safety and
effectiveness for this device. Failure to
comply with the special controls that
are included in a final order would
cause a sunlamp product to fall outside
this classification, and thus be classified
in class III. Failure to obtain premarket
approval of a class III device prior to
marketing causes the device to be
adulterated under section 501(f) of the
FD&C Act (21 U.S.C. 351(f)).
(1) Conduct performance testing that
demonstrates the following:
i. Sunlamp products meet appropriate
output performance specifications such
as wavelengths, energy density, and
lamp life; and
ii. Safety features, such as timers to
limit UV exposure and alarms, function
properly.
Performance testing would have to
demonstrate the appropriateness of
sunlamp product output performance
specifications, that the device performs
within such specifications, and proper
functioning of safety features such as
timers and alarms. This requirement
would mitigate the risks of skin cancer,
discomfort, pain, and tenderness
resulting from burns to the skin due to
acute and/or cumulative overexposure
to UV radiation, and skin damage by
providing assurance that the output of
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the device is as expected and within
appropriate parameters, and users are
not unintentionally exposed to
excessive radiation.
All performance testing and results
must also be in conformance with the
performance standard at § 1040.20.
(2) Demonstrate that sunlamp
products are mechanically safe to
prevent user injury.
Mechanical safety testing, such as
cyclic fatigue testing and strength and
materials testing, would help to ensure
that the device’s mechanical features
can withstand multiple uses and are
sufficiently durable so as not to injure
users in the event of a failure of a
mechanical feature.
(3) Demonstrate software verification,
validation, and hazard analysis.
Appropriate software verification,
validation, and hazard analysis would
help to ensure that the softwarecontrolled device functions (such as the
timer, alarms, and basic functions like
powering on and off) are in proper
working order. This requirement would
mitigate increased skin cancer risk from
cumulative repeated UV radiation
exposure, discomfort, pain, and
tenderness resulting from burns to the
skin due to acute overexposure to UV
radiation, skin damage, and use error by
helping to ensure a proper software/user
interface and that proper instructions
are provided to the operator in software
outputs.
(4) Demonstrate that sunlamp
products are biocompatible.
The biocompatibility of sunlamps
would have to be demonstrated.
Sunlamp products contact users’ skin
directly; therefore, a demonstration of
biocompatibility would mitigate the
risks of adverse local or systemic effects
such as skin inflammation.
(5) Demonstrate that sunlamp
products are electrically safe and
electromagnetically compatible in their
intended use environment.
The requirement to demonstrate
electrical safety would mitigate the risks
of electrical shock hazards for sunlamp
product operators and users. The
requirement to demonstrate
electromagnetic compatibility would, in
concert with other special controls, help
ensure the mitigation of discomfort,
pain, and tenderness resulting from
burns to the skin due to acute
overexposure to UV radiation by
preventing electromagnetic interference
with sunlamp hardware and software.
(6) Labeling must bear all information
required for the reasonable assurance of
safe and effective use of the device.
(Please see proposed 21 CFR
878.4635(b)(6)).
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These labeling requirements would
help to discourage use of sunlamp
products by those populations that are
especially susceptible to the risk of skin
cancer—persons under the age of 18 and
persons with a prior personal history or
family history of skin cancer. When
combined with the labeling
requirements of the sunlamp
performance standard in § 1040.20, this
labeling would help clearly
communicate the risks of skin cancer to
all users. A warning directing users of
this device who are repeatedly exposed
to sunlamp products to be regularly
evaluated for skin cancer would help to
clearly communicate the increased risk
of skin cancer from cumulative UV
radiation exposure and help to mitigate
that increased risk. Clear
communication of these risks and
identification of susceptible populations
would help potential users make an
informed choice about use of sunlamp
products and mitigate the increased risk
of skin cancer from cumulative UV
radiation exposure in all users by
encouraging judicious use of these
devices. This labeling would also help
to mitigate other risks of use of sunlamp
products, including discomfort, pain,
and tenderness resulting from burns to
the skin due to acute overexposure to
UV radiation.
Transmission of infectious diseases
due to improper cleaning and
disinfection would be mitigated through
the requirement to provide instructions
for cleaning and disinfection of the
device that have been validated for use
with the sunlamp product they
accompany, and a warning that the
device not be used if skin lesions or
open wounds are present. The
contraindication against use if skin
lesions or open wounds are present
would also help to mitigate the risk of
discomfort, pain, and tenderness
resulting from burns to the skin due to
acute overexposure to UV radiation by
discouraging users who are particularly
susceptible to this risk due to a lack of
critical epidermal protection from using
sunlamp products.
The requirement to provide labeling
that contains all necessary information
for safe and effective use of a sunlamp
product would help mitigate use error
as well as ocular injury by instructing
users to wear protective UV eyewear at
all times when using the device.
VII. Premarket Notification
Class II devices are subject to the
510(k) premarket notification
requirement unless exempted under
section 510(m) of the FD&C Act. Under
this proposed reclassification, the
Agency does not propose to exempt
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these devices from premarket
notification (510(k)) submission
requirements as provided for under
section 510(m) of the FD&C Act. The
premarket notification requirement
allows the Agency to review the
technological characteristics,
performance, intended use(s), and
labeling of medical devices to ensure
the devices are substantially equivalent
to legally marketed predicate devices
before they enter the market. Substantial
equivalence requires that a new device
must have (1) the same intended use as
legally marketed predicates, and (2)
either the same technological
characteristics as a legally marketed
predicate, or if there are significant
differences, the differences must not
raise new questions of safety and
effectiveness and the performance data
must demonstrate that the new device is
at least as safe and effective as the
legally marketed predicate device. (See
section 513(i) of the FD&C Act.) This
assures that new devices that differ
significantly in terms of safety and
effectiveness from devices already
legally on the market will be subject to
the more rigorous premarket approval
requirement.
As discussed previously, FDA cleared
several 510(k)s for sunlamp products
prior to the issuance of the 1994 final
rule exempting them from premarket
notification submission. At least one
510(k) for a sunlamp product has been
cleared since then under product code
LEJ. These cleared sunlamp products
can serve as predicates for substantial
equivalence purposes.
FDA would expect manufacturers to
either submit a 510(k) and comply with
all special controls within 1 year of the
effective date of a final order, or cease
marketing that model. During the 1 year
following the effective date of the final
order, FDA intends to exercise
enforcement discretion while
manufacturers prepare and submit their
510(k). FDA would expect sunlamp
products marketed during the 1 year
period to comply with all special
controls by the time the period expires.
• Individual sunlamp products that
have been shipped to operators or users
such as salons and individual
consumers before the effective date of a
final order: FDA would expect
manufacturers to provide updated
labeling that complies with the labeling
special controls in proposed
§ 878.4635(b)(6) (21 CFR 878.4635(b)(6))
to operators or users within 1 year of the
effective date of a final order.
IX. Environmental Impact
The Agency has determined under 21
CFR 25.34(b) that this proposed
reclassification action is of a type that
does not individually or cumulatively
have a significant effect on the human
environment. Therefore, neither an
environmental assessment nor an
environmental impact statement is
required.
VIII. Implementation Strategy
FDA is proposing the implementation
strategy as follows regarding 510(k)
submission and special controls
compliance:
• Sunlamp product models that have
not been marketed prior to the effective
date of a final order based on this
proposal, or have been marketed but are
required to submit a new 510(k) under
§ 807.81(a)(3) because the device is
about to be significantly changed or
modified: 2 FDA would expect
manufacturers of these devices to obtain
510(k) clearance and comply with all
special controls before marketing the
new or changed device.
• Sunlamp product models that have
been marketed prior to the effective date
of a final order based on this proposal:
X. Paperwork Reduction Act of 1995
This proposed order refers to
currently approved collections of
information found in FDA regulations.
These collections of information are
subject to review by the Office of
Management and Budget (OMB) under
the Paperwork Reduction Act of 1995
(the PRA) (44 U.S.C. 3501–3520). The
collections of information in part 807,
subpart E, have been approved under
OMB control number 0910–0120 and
the collections of information under 21
CFR part 801 have been approved under
OMB control number 0910–0485.
In addition, FDA concludes that the
labeling statements in proposed
§ 878.4635(b)(6)(i), (b)(6)(iii), and
(b)(6)(iv) do not constitute a ‘‘collection
of information’’ under the PRA. Rather,
the labeling statements are ‘‘public
disclosure of information originally
supplied by the Federal government to
the recipient for the purpose of
disclosure to the public.’’ (5 CFR
1320.3(c)(2)).
2 See FDA’s guidance, ‘‘Deciding When to Submit
a 510(k) for a Change to an Existing Device,’’
(available at https://www.fda.gov/MedicalDevices/
DeviceRegulationandGuidance/
GuidanceDocuments/ucm080235.htm), for
additional guidance on whether a device change or
modification requires a 510(k) submission.
XI. Proposed Effective Date
FDA proposes that any final
administrative order based on this
proposal become effective 90 days after
its date of publication in the Federal
Register. Please see section VIII,
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‘‘Implementation Strategy,’’ for
projected dates by which FDA will
expect 510(k) submissions and
conformance to special controls.
XII. Comments
Interested persons may submit either
electronic comments regarding this
order to https://www.regulations.gov or
written comments to the Division of
Dockets Management (see ADDRESSES).
FDA is explicitly seeking comment on
the following issues:
• Whether FDA should consider
additional special controls or other
regulatory requirements to mitigate the
risks posed by sunlamp products.
• FDA’s proposed implementation
strategy. In particular, what is the most
practical method for manufacturers of
devices currently on the market to
conform to the labeling special control
in proposed § 878.4635(b)(6) before 1
year after the effective date of the final
order?
It is necessary to send only one set of
comments. Identify comments with the
docket number found in brackets in the
heading of this document. Received
comments may be seen in the Division
of Dockets Management between 9 a.m.
and 4 p.m. Monday through Friday, and
will be posted to the docket at https://
www.regulations.gov.
XIII. Codification of Orders
Prior to the amendments by FDASIA,
section 513(e) provided for FDA to issue
regulations to reclassify devices.
Although section 513(e) as amended
requires FDA to issue final orders rather
than regulations, FDASIA also provides
for FDA to revoke previously issued
regulations by order. FDA will continue
to codify classifications and
reclassifications in the Code of Federal
Regulations (CFR). Changes resulting
from final orders will appear in the CFR
as changes to codified classification
determinations or as newly codified
orders. Therefore, under section
513(e)(1)(A)(i) of the FD&C Act, as
amended by FDASIA, in this proposed
order, we are proposing to revoke the
requirements in § 878.4635 related to
the classification of UV lamps for
tanning as class I devices and to codify
the reclassification of sunlamp products
into class II.
XIV. References
FDA has placed the following
references on display in the Division of
Dockets Management (see ADDRESSES).
Interested persons may see them
between 9 a.m. and 4 p.m., Monday
through Friday, and online at https://
www.regulations.gov. (FDA has verified
all the Web site addresses in this
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reference section, but we are not
responsible for any subsequent changes
to the Web sites after this document
publishes in the Federal Register.)
1. Knight, J.M., A.N. Kirincich, E.R.
Farmer, et al., ‘‘Awareness of the Risks of
Tanning Lamps Does Not Influence Behavior
Among College Students,’’ Archives of
Dermatology, vol. 138, pp. 1311–1315, 2002.
2. Lam, R.W., A. Buchanan, J.A. Mador, et
al., ‘‘The Effects of Ultraviolet-A
Wavelengths in Light Therapy for Seasonal
Depression,’’ Journal of Affective Disorders,
vol. 24, pp. 237–243, 1992.
3. Lee, T.M., C.C. Chan, J.G. Paterson, et
al., ‘‘Spectral Properties of Phototherapy for
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vol. 96, pp. 117–121, 1997.
4. Devgun, M.S., B.E. Johnson, and C.R.
Paterson, ‘‘Tanning, Protection Against
Sunburn and Vitamin D Formation With a
UV–A ‘Sun-Bed’,’’ British Journal of
Dermatology, vol. 107, pp. 275–284, 1982.
5. Woo, D.K. and M.J. Eide, ‘‘Tanning Beds,
Skin Cancer, and Vitamin D: An Examination
of the Scientific Evidence and Public Health
Implications,’’ Dermatologic Therapy, vol.
23, pp. 67–71, 2010.
6. National Institutes of Health, Office of
Dietary Supplements, ‘‘Dietary Supplement
Fact Sheet: Vitamin D,’’ (https://
ods.od.nih.gov/factsheets/VitaminDHealthProfessional/).
7. World Health Organization, ‘‘Sunbeds,
Tanning and UV Exposure,’’ (https://
www.who.int/mediacentre/factsheets/fs287/
en/).
8. Giovannucci, E., Y. Liu, E.B. Rimm, et
al., ‘‘Prospective Study of Predictors of
Vitamin D Status and Cancer Incidence and
Mortality in Men,’’ Journal of the National
Cancer Institute, vol. 98, pp. 451–459, 2006.
9. Cannell, J.J., B.W. Hollis, M. Zasloff, et
al., ‘‘Diagnosis and Treatment of Vitamin D
Deficiency,’’ Expert Opinion in
Pharmacotherapy, vol. 9, pp. 107–118, 2008.
10. Sivamani R.K., L.A. Crane, R.P.
Dellavalle, et al., ‘‘The Benefits and Risks of
Ultraviolet Tanning and Its Alternatives: The
Role of Prudent Sun Exposure,’’
Dermatologic Clinics, vol. 27, pp. 149–154,
2009.
11. Cadet, J., E. Sage, and T. Douki,
‘‘Ultraviolet Radiation-Mediated Damage to
Cellular DNA,’’ Mutation Research, vol. 571,
pp. 3–17, 2005.
12. Fitzpatrick’s Dermatology in General
Medicine, 7th ed., p. 999, Columbus, OH:
McGraw-Hill, 2008.
13. Ibid., p. 814.
14. Ibid., p. 1135.
15. Salama, A.K., N. de Rosa, R.P. Scheri,
et al., ‘‘Hazard-Rate Analysis and Patterns of
Recurrence in Early Stage Melanoma: Moving
Towards a Rationally Designed Surveillance
Strategy,’’ PLoS One, vol. 8, pp. e576–e665,
2013.
16. Niendorf, K.B. and H. Tsao, ‘‘Cutaneous
Melanoma: Family Screening and Genetic
Testing,’’ Dermatologic Therapy, vol. 19, pp.
1–8, 2006.
17. Nole, G. and A. Johnson, ‘‘An Analysis
of Cumulative Lifetime Solar Ultraviolet
Radiation Exposure and the Benefits of Daily
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Sun Protection,’’ Dermatologic Therapy, vol.
17, pp. 57–62, 2004.
18. Reed, K.B., J.D. Brewer, C.M. Lohse, et
al., ‘‘Increasing Incidence of Melanoma
Among Young Adults: An Epidemiological
Study in Olmsted County, Minnesota,’’ Mayo
Clinic Proceedings, vol. 87, pp. 328–334,
2012.
19. Cust, A.E., B.K. Armstrong, C. Goumas,
et al., ‘‘Sunbed Use During Adolescence and
Early Adulthood Is Associated With
Increased Risk of Early-Onset Melanoma,’’
International Journal of Cancer, vol. 128, pp.
2425–2435, 2011.
20. Bleyer A. and R. Barr, ‘‘Cancer in
Young Adults 20 to 39 Years of Age:
Overview,’’ Seminars in Oncology, vol. 36,
pp. 194–206, 2009.
21. Beasley, M.T. and B.S. Kittel, ‘‘Factors
That Influence Health Risk Behaviors Among
Tanning Salon Patrons,’’ Evaluation & the
Health Profession, vol. 20, pp. 371–388,
1997.
22. Autier, P. and P. Boyle, ‘‘Artificial
Ultraviolet Sources and Skin Cancers:
Rationale for Restricting Access to Sunbed
Use Before 18 years of Age,’’ Nature Reviews
Clinical Oncology, vol. 5, pp. 178–179, 2008.
23. ‘‘IARC Working Group on Artificial
Ultraviolet Light (UV) and Skin Cancer: The
Association of Use of Sunbeds With
Cutaneous Malignant Melanoma and Other
Skin Cancers: A Systematic Review,’’
International Journal of Cancer, vol. 120, pp.
1116–1122, 2009.
24. National Conference of State
Legislatures, ‘‘Indoor Tanning Restrictions
for Minors—A State by State Comparison,’’
(https://www.ncsl.org/issues-research/health/
indoor-tanning-restrictions.aspx). Updated
April 2013.
25. Pawlak, M.T., M. Bui, M. Amir, et al.,
‘‘Legislation Restricting Access to Indoor
Tanning Throughout the World,’’ Archives of
Dermatology, vol. 148, pp. 1006–1012, 2012.
26. Walters, B.L. and T.M. Kelley,
‘‘Commercial Tanning Facilities: A New
Source of Eye Injury,’’ The American Journal
of Emergency Medicine, vol. 5, pp. 386–389,
1987.
27. Vajdic, C.M., A. Kricker, M. Giblin, et
al., ‘‘Artificial Ultraviolet Radiation and
Ocular Melanoma in Australia,’’
International Journal of Cancer, vol. 112, pp.
896–900, 2004.
28. Stapleton, J.L., J. Hillhouse, R. Turrisi,
et al., ‘‘Erythema and Ultraviolet Tanning:
Findings From a Diary Study,’’ Translational
Behavioral Medicine, vol. 3, pp. 10–16, 2013.
29. Cokkinides, V., M. Weinstock, D.
Lazovich, et al., ‘‘Indoor Tanning Use Among
Adolescents in the United States, 1998–
2004,’’ Cancer, vol. 115, pp. 190–198, 2009.
30. Fitzpatrick’s Dermatology in General
Medicine, 7th ed., p. 828, Columbus, OH:
McGraw-Hill, 2008.
31. Ibid., p. 57.
32. Ibid., p. 2353.
33. Fisher, G.J., S. Kang, J. Varani, et al.,
‘‘Mechanisms of Photoaging and
Chronological Skin Aging,’’ Archives of
Dermatology, vol. 138, pp. 1462–1470, 2002.
34. Quan, T., Z. Qin, W. Xia, et al.,
‘‘Matrix-Degrading Metalloproteinases in
Photoaging,’’ Journal of Investigatory
Dermatology Symposium Proceedings, vol.
14, pp. 20–24, 2009.
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35. Helmus, M.N., D.F. Gibbons, and D.
Cebon, ‘‘Biocompatibility: Meeting a Key
Functional Requirement of Next-Generation
Medical Devices,’’ Toxicologic Pathology,
vol. 36, pp. 70–80, 2008.
36. Olson, W.H., ‘‘Electrical Safety,’’
Medical Instrumentation Application and
Design, 4th ed., Webster, J.G., ed., Hoboken,
NJ: Wiley, 2009.
37. FDA, 2010 Meeting materials,
including presentations, a meeting transcript,
and meeting summary, (https://www.fda.gov/
AdvisoryCommittees/
CommitteesMeetingMaterials/
MedicalDevices/
MedicalDevicesAdvisoryCommittee/
GeneralandPlasticSurgeryDevicesPanel/
ucm205684.htm).
38. FDA, ‘‘Executive Summary,’’ (https://
www.fda.gov/downloads/
AdvisoryCommittees/
CommitteesMeetingMaterials/
MedicalDevices/
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UCM205687.pdf).
´
39. Autier, P., J.F. Dore, F. Lejeune, et al.,
‘‘Cutaneous Malignant Melanoma and
Exposure to Sunlamps or Sunbeds: An
EORTC Multicenter Case-Control Study in
Belgium, France and Germany. EORTC
Melanoma Cooperative Group,’’ International
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40. Berwick, M., ‘‘Are Tanning Beds ’Safe’?
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2008.
41. Boyd, A.S., Y. Shyr, and L.E. King, Jr.,
‘‘Basal Cell Carcinoma in Young Women: An
Evaluation of the Association of Tanning Bed
Use and Smoking,’’ Journal of the American
Academy of Dermatology, vol. 46, pp. 706–
709, 2002.
42. Clough-Gorr, K.M., L. Titus-Ernstoff,
A.E. Perry, et al., ‘‘Exposure to Sunlamps,
Tanning Beds, and Melanoma Risk,’’ Cancer
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43. El Ghissassi, F., R. Baan, K. Straif, et
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D: Radiation. WHO International Agency for
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752, 2009.
44. Gallagher, R.P., J.J. Spinelli, and T.K.
Lee, ‘‘Tanning Beds, Sunlamps, and Risk of
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14, pp. 562–566, 2005.
45. Geller, A.C., D.R. Brooks, G.A. Colditz,
et al., ‘‘Sun Protection Practices Among
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46. Goodhead, D.T., ‘‘Initial Events in the
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Buettner, ‘‘Sun Exposure and the Incidence
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˚
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˚ ¨
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List of Subjects in 21 CFR Part 878
Medical devices.
Therefore, under the Federal Food,
Drug, and Cosmetic Act, and under
authority delegated to the Commissioner
of Food and Drugs, it is proposed that
21 CFR part 878 be amended as follows:
PART 878—GENERAL AND PLASTIC
SURGERY DEVICES
‘‘Attention: This sunlamp product should
not be used on persons under the age of 18
years.’’
1. The authority citation for 21 CFR
part 878 continues to read as follows:
■
Authority: 21 U.S.C. 351, 360, 360c, 360e,
360j, 360l, 371.
2. Section 878.4635 is revised to read
as follows:
■
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§ 878.4635
Sunlamp product.
(a) Identification. An electronic
product that includes one or more
ultraviolet (UV) lamps and a fixture
intended for irradiation of any part of
the living human body, by UV radiation
with wavelengths in air between 200
and 400 nanometers, to induce skin
tanning. This definition includes
tanning beds, tanning booths, and UV
lamps (bulbs) sold separately.
(b) Classification. Class II (special
controls). The special controls for this
device are:
(1) Conduct performance testing that
demonstrates the following:
(i) Sunlamp products meet
appropriate output performance
specifications such as wavelengths,
energy density, and lamp life; and
(ii) Safety features, such as timers to
limit UV exposure and alarms, function
properly.
(2) Demonstrate that sunlamp
products are mechanically safe to
prevent user injury.
VerDate Mar<15>2010
17:20 May 08, 2013
Jkt 229001
(3) Demonstrate software verification,
validation, and hazard analysis.
(4) Demonstrate that sunlamp
products are biocompatible.
(5) Demonstrate that sunlamp
products are electrically safe and
electromagnetically compatible in their
intended use environment.
(6) Labeling must bear all information
required for the reasonable assurance of
safe and effective use of the device.
(i) The warning statement below must
appear on all sunlamp product fixtures.
This statement must be permanently
affixed or inscribed on the product
when fully assembled for use so as to be
legible and readily accessible to view by
the person who will be exposed to UV
radiation immediately before the use of
the product. It shall be of sufficient
durability to remain legible throughout
the expected lifetime of the product. It
shall appear on a part or panel
displayed prominently under normal
conditions of use so that it is readily
accessible to view whether the tanning
bed canopy (or tanning booth door) is
open or closed when the person who
will be exposed approaches the
equipment and the text shall be at least
10 millimeters (height). Labeling on the
device must include the following
statement:
(ii) Manufacturers of sunlamp
products shall provide or cause to be
provided in the user instructions for a
sunlamp product as well as all catalogs,
specification sheets, and descriptive
brochures intended for consumers in
which sunlamp products are offered for
sale, and on all consumer-directed Web
pages on which sunlamp products are
offered for sale, the following
contraindication and warning
statements:
(A) ‘‘Contraindication: This sunlamp
product is contraindicated for use on
persons under the age of 18 years.’’
(B) ‘‘Contraindication: This sunlamp
product must not be used if skin lesions
or open wounds are present.’’
(C) ‘‘Warning: This sunlamp product
should not be used on individuals who
have had skin cancer or have a family
history of skin cancer.’’
(D) ‘‘Warning: Persons repeatedly
exposed to ultraviolet sunlamp products
should be regularly evaluated for skin
cancer.’’
(iii) Manufacturers of sunlamp
products shall provide validated
instructions on cleaning and
disinfection of sunlamp products
between uses in the user instructions.
PO 00000
Frm 00012
Fmt 4702
Sfmt 4702
(c) Sunlamp products are subject to
the electronic product performance
standard at § 1040.20 of this chapter.
Dated: May 2, 2013.
Leslie Kux,
Assistant Commissioner for Policy.
[FR Doc. 2013–10982 Filed 5–6–13; 4:15 pm]
BILLING CODE 4160–01–P
DEPARTMENT OF DEFENSE
Department of the Army, Corps of
Engineers
33 CFR Part 334
Pacific Ocean Off the Kekaha Range
Facility at Barking Sands, Island of
Kauai, Hawaii; Danger Zone
AGENCY:
U.S. Army Corps of Engineers,
DoD.
Notice of proposed rulemaking
and request for comments.
ACTION:
The Corps of Engineers is
proposing to amend its regulations to
establish a new danger zone in waters
of the Pacific Ocean off the Kekaha
Range Facility, Barking Sands, Island of
Kauai, Hawaii. The proposed
amendment is necessary for the Hawaii
Army National Guard to continue small
arms training operations at the Kekaha
Range Facility and to protect the public
from potentially hazardous conditions
which may exist as a result of that use.
The proposed amendment would
prohibit, on an intermittent basis,
vessels from entering a six mile wide
section of the Pacific Ocean that
narrows to a 0.7 mile wide section along
the shoreline fronting the Kekaha Range
Facility without first obtaining
permission from the Commanding
Officer of Kekaha Range Facility.
DATES: Written comments must be
submitted on or before June 10, 2013.
ADDRESSES: You may submit comments,
identified by docket number COE–
2013–0004, by any of the following
methods:
Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
Email: david.b.olson@usace.army.mil.
Include the docket number COE–2013–
0004, in the subject line of the message.
Mail: U.S. Army Corps of Engineers,
Attn: CECW–CO–R (David B. Olson),
441 G Street NW., Washington, DC
20314–1000.
Hand Delivery/Courier: Due to
security requirements, we cannot
receive comments by hand delivery or
courier.
Instructions: Direct your comments to
docket number COE–2013–0004. All
SUMMARY:
E:\FR\FM\09MYP1.SGM
09MYP1
Agencies
[Federal Register Volume 78, Number 90 (Thursday, May 9, 2013)]
[Proposed Rules]
[Pages 27117-27124]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-10982]
-----------------------------------------------------------------------
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration
21 CFR Part 878
[Docket No. FDA-2013-N-0461]
General and Plastic Surgery Devices: Reclassification of
Ultraviolet Lamps for Tanning, Henceforth To Be Known as Sunlamp
Products
AGENCY: Food and Drug Administration, HHS.
ACTION: Proposed Order.
-----------------------------------------------------------------------
SUMMARY: The Food and Drug Administration (FDA) is proposing to
reclassify ultraviolet (UV) lamps intended to tan the skin from class I
(general controls) exempt from premarket notification to class II
(special controls) and subject to premarket notification, and to rename
them sunlamp products. FDA is also designating special controls that
are necessary to provide a reasonable assurance of the safety and
effectiveness of the device. FDA is proposing this reclassification on
its own initiative based on new information.
DATES: Submit either electronic or written comments on this proposed
order by August 7, 2013. See section XI for the proposed effective date
of a final order based on this proposed order.
ADDRESSES: You may submit comments, identified by Docket No. FDA-2013-
N-0461, by any of the following methods:
Electronic Submissions
Submit electronic comments in the following way:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments.
Written Submissions
Submit written submissions in the following ways:
Mail/Hand delivery/Courier (for paper or CD-ROM
submissions): Division of Dockets Management (HFA-305), Food and Drug
Administration, 5630 Fishers Lane, rm. 1061, Rockville, MD 20852.
Instructions: All submissions received must include the Agency name
and Docket No. FDA-2013-N-0461. All comments received may be posted
without change to https://www.regulations.gov, including any personal
information provided. For additional information on submitting
comments, see the ``Comments'' heading of the SUPPLEMENTARY INFORMATION
section.
Docket: For access to the docket to read background documents or
comments received, go to https://www.regulations.gov and insert the
docket number, found in brackets in the heading of this document, into
the ``Search'' box and follow the prompts and/or go to the Division of
Dockets Management, 5630 Fishers Lane, rm. 1061, Rockville, MD 20852.
FOR FURTHER INFORMATION CONTACT: Neil R.P. Ogden, Center for Devices
and Radiological Health, Food and Drug Administration, 10903 New
Hampshire Ave. Bldg. 66, rm. 1438, Silver Spring, MD 20993-0002, 301-
796-6397.
SUPPLEMENTARY INFORMATION:
I. Background--Regulatory Authorities
The Federal Food, Drug, and Cosmetic Act (the FD&C Act) establishes
a comprehensive system for the regulation of medical devices intended
for human use. Section 513 of the FD&C Act (21 U.S.C. 360c) established
three categories (classes) of devices, reflecting the regulatory
controls needed to provide reasonable assurance of their safety and
effectiveness. The three categories of devices are class I (general
controls), class II (special controls), and class III (premarket
approval). One type of general control provided by the FD&C Act is a
restriction on the sale, distribution, or use of a device under section
520(e) of the FD&C Act (21 U.S.C. 360j(e)). A restriction under section
520(e) must be implemented through rulemaking procedures, unlike the
administrative order procedures that apply to this proposed
reclassification under section 513(e) of the FD&C Act, as amended by
the Food and Drug Administration Safety and Innovation Act (FDASIA)
(Pub. L. 112-144).
Under section 513 of the FD&C Act, devices that were in commercial
distribution before the enactment of the 1976 amendments, May 28, 1976
(generally referred to as preamendments devices), are classified after
FDA has: (1) Received a recommendation from a device classification
panel (an FDA advisory committee); (2) published the panel's
recommendation for comment, along with a proposed regulation
classifying the device; and (3) published a final regulation
classifying the device. Applying these procedures, FDA has classified
most preamendments device types (some remain unclassified).
Devices that were not in commercial distribution prior to May 28,
1976 (generally referred to as postamendments devices) are
automatically classified under section 513(f)(1) of the FD&C Act into
class III without any FDA rulemaking process.
[[Page 27118]]
Those devices remain in class III and require premarket approval
unless, and until, the device is classified or reclassified into class
I or II under section 513(f)(2) or (3) of the FD&C Act or FDA issues an
order finding the device to be substantially equivalent, in accordance
with section 513(i) of the FD&C Act, to a predicate device that does
not require premarket approval. The Agency determines whether new
devices are substantially equivalent to predicate devices by means of
premarket notification procedures in section 510(k) of the FD&C Act (21
U.S.C. 360(k)) and part 807 (21 CFR part 807).
On July 9, 2012, Congress enacted FDASIA. Section 608(a) of FDASIA
amended the device reclassification procedures under section 513(e) of
the FD&C Act, changing the process from rulemaking to an administrative
order. Prior to the issuance of a final order reclassifying a device,
the following must occur: (1) Publication of a proposed order in the
Federal Register; (2) a meeting of a device classification panel
described in section 513(b) of the FD&C Act; and (3) consideration of
comments to a public docket. The proposed reclassification order must
set forth the proposed reclassification and a substantive summary of
the valid scientific evidence concerning the proposed reclassification,
including the public health benefits of the use of the device, and the
nature and incidence (if known) of the risk of the device. (See section
513(e)(1)(A)(i) of the FD&C Act.)
Section 513(e) provides that FDA may, by administrative order,
reclassify a device based upon ``new information.'' FDA can initiate a
reclassification under section 513(e) of the FD&C Act or an interested
person may petition FDA. The term ``new information,'' as used in
section 513(e) of the FD&C Act, includes information developed as a
result of a reevaluation of the data before the Agency when the device
was originally classified, as well as information not presented, not
available, or not developed at that time. (See, e.g., Holland-Rantos
Co. v. United States Department of Health, Education, and Welfare, 587
F.2d 1173, 1174 n.1 (DC Cir. 1978); Upjohn v. Finch, 422 F.2d 944 (6th
Cir. 1970); Bell v. Goddard, 366 F.2d 177 (7th Cir. 1966).) Whether
data before the Agency are old or new data, the ``new information'' to
support reclassification under section 513(e) must be ``valid
scientific evidence,'' as defined in 21 CFR 860.7(c)(2). (See, e.g.,
Gen. Medical Co. v. FDA, 770 F.2d 214 (D.C. Cir. 1985); Contact Lens
Mfrs. Assoc. v. FDA, 766 F.2d 592 (D.C. Cir. 1985), cert. denied, 474
U.S. 1062 (1986).)
FDA also regulates electronic products under chapter 5, subchapter
C, of the FD&C Act (21 U.S.C. 360hh et seq.). Under these provisions,
FDA administers an electronic product radiation control program to
protect the public health and safety. This authority provides for
developing, amending, and administering radiation safety performance
standards for electronic products, including sunlamp products. Sunlamp
products are subject to the regulations for electronic product
radiation control, including 21 CFR parts 1000 through 1010 and Sec.
1040.20 (21 CFR 1040.20). The sunlamp products performance standard in
Sec. 1040.20 was originally published in the Federal Register on
November 9, 1979 (44 FR 65352). In the Federal Register of September 6,
1985 (50 FR 36548), FDA amended Sec. 1040.20 and made it applicable to
all sunlamp products manufactured on or after September 8, 1986. FDA
plans to propose amendments to this performance standard to reflect
current scientific knowledge related to sunlamp use, harmonize it more
closely with International Electrotechnical Commission (IEC)
International Standard 60335-2-27, Ed. 5.0: 2009-12, and strengthen the
warning statement required by Sec. 1040.20(d)(1)(i) in accordance with
the results of the study FDA conducted under section 230 of the Food
and Drug Administration Amendments Act of 2007 (Public Law 110-85).
II. Regulatory History of the Device
In a 1977 report, the General and Plastic Surgery Device
Classification Panel and the Physical Medicine Device Classification
Panel (the Panels) recommended that dermatologic UV lamps (devices that
provide UV radiation intended primarily for the treatment of
dermatologic disorders or for tanning) be classified into class II (see
47 FR 2810 at 2835; January 19, 1982).
The Panels recommended that dermatologic UV lamps be classified
into class II because the Panels believed that the electrical and
optical properties of the device must be controlled to prevent
electrical shock, overexposure because of timer malfunction, and burns
to eyes and skin. The Panels believed that general controls would not
be sufficient to provide a reasonable assurance of safety and
effectiveness, and that a performance standard would provide reasonable
assurance of the safety and effectiveness of the device. The Physical
Medicine Device Classification Panel also recommended that the device
be sold only by prescription. The Panels identified the following risks
to health for these devices:
1. Burns to skin and eyes: Improper shielding of eyes or
overexposure of UV radiation to skin may result in burns. Also,
excessive UV, visible, and infrared radiation from this device can be
harmful to the eyes and skin.
2. Aging of skin: Excessive exposure to UV radiation may result in
premature aging of skin.
3. Skin cancer: Excessive irradiation of the skin with UV lamps is
correlated with increased incidence of skin cancer.
4. Photosensitivity: Exposure of patients with photosensitive skin
to UV radiation may induce photosensitivity reactions.
FDA agreed with the Panels' recommendations and proposed that these
devices be classified into class II in a proposed rule published in the
Federal Register on January 19, 1982. However, in its final rule,
published on June 24, 1988 (53 FR 23856 at 23868), FDA separated UV
lamps for dermatological disorders and UV lamps for tanning. It
classified the former in class II under 21 CFR 878.4630, but postponed
classification of UV lamps for tanning in order to consider electrical
safety information and to consider issuing a proposal to classify UV
lamps for tanning in class I. FDA explained that the performance
standard for sunlamp products at Sec. 1040.20 addressed the risks to
health presented by UV lamps for tanning other than electrical safety
hazards. On November 15, 1988 (53 FR 46040), FDA proposed that 70
electromedical devices, including UV lamps for tanning, be classified
in class I; FDA finalized this classification on November 20, 1990 (55
FR 48436 at 48440).
On December 7, 1994, FDA amended the classification when it
published a final rule in the Federal Register (59 FR 63005) that
exempted 148 class I devices from premarket notification (with
limitations), including UV lamps for tanning. FDA determined that
manufacturers' submissions of premarket notifications for UV lamps for
tanning were not necessary for the protection of the public health at
that time. Prior to the issuance of the 1994 final rule exempting UV
lamps for tanning from premarket notification submission, some
manufacturers of UV lamps for tanning had already submitted 510(k)s and
received clearance for their devices, and at least one 510(k) for a
sunlamp product has been cleared since then. As discussed further in
this document, these devices may serve as
[[Page 27119]]
predicate devices for future 510(k)s if this order is finalized. On
July 25, 2001, FDA made a technical amendment to the classification of
UV lamps for tanning to state that the exemption from 510(k) is subject
to the limitations in 21 CFR 878.9 (66 FR 38786 at 38803).
III. Device Description
The current device classification regulation for this product
refers to it as an ``ultraviolet lamp for tanning,'' while the current
electronic product performance standard for this product refers to it
as a ``sunlamp product.'' Because both of these regulations describe
the same product with the same intended use for tanning, FDA proposes
to rename the device in this regulation for purposes of consistency and
clarity. FDA proposes to identify this device as a ``sunlamp product'':
An electronic product that includes one or more UV lamps and a fixture
intended for irradiation of any part of the living human body, by UV
radiation with wavelengths in air between 200 and 400 nanometers, to
induce skin tanning. This definition includes tanning beds, tanning
booths, and UV lamps (bulbs) sold separately.
IV. Summary of Valid Scientific Evidence Concerning Reclassification
A. Public Health Benefit From Use of the Device
It is well recognized that sunlamp products are effective at
producing a tan or darkening of the skin (except in very light skin
individuals, who may burn instead of tan); and this is perceived by
users as an aesthetic benefit. One study reported that 47 percent of
college students had reported using a sunlamp product during the last
year because it improved their appearance, despite 92 percent being
aware of potential health risks (Ref. 1). Investigators have also
looked at the effect of sunlamp products on mood to treat depression
and/or seasonal affective disorder (SAD). The general therapeutic
effect of visible light on SAD has been widely acknowledged (Ref. 2).
However, there is no definitive evidence that UV radiation is effective
in the treatment of SAD (Refs. 2 and 3).
Vitamin D has been the focus of recent research due to the
possibility that it could help prevent some cancers and provide other
health benefits (besides the well-recognized effect of contributing to
bone health and preventing rickets). Some sunlamp products can produce
Vitamin D (Ref. 4), but to date, it is unclear whether the benefit of
such production outweighs the risks of use. A meta-analysis by Woo and
Eide in 2010 (Refs. 5 and 6) supported the consensus medical and public
health opinion that dietary supplements are safer than and as
beneficial as tanning to produce Vitamin D. Furthermore, most people
meet at least some of their Vitamin D needs through exposure to
sunlight in moderate dosages. The World Health Organization (WHO) has
stated that ``While sunbed use may increase vitamin D synthesis, * * *
if people require more vitamin D than the sun can provide (for example,
because of living in polar regions) this should be supplemented through
diet rather than sunbed use'' (Ref. 7). A minority of researchers have
argued that the potential benefit of sunlamp products might outweigh
the health risks (Refs. 8 and 9).
Proponents of sunlamp products have also claimed that the use of
sunlamp products may be helpful in promoting a base tan--a tan that
prevents sunburns. However, a base tan, either from the sun or from
sunlamp products, provides minimal protection against burning, and
there is no evidence that a base tan provides any protection against
premature aging of the skin or reduces the risk of skin cancer
(cumulative UV exposure is likely to increase rather than decrease the
risk of skin cancer) (Ref. 10).
B. Risks Posed by the Device
As stated previously, the original classification panels identified
four risks to health associated with UV lamps. After considering the
deliberations of the original reclassification panels mentioned in this
document, the deliberations of a March 2010 General and Plastic Surgery
Advisory Panel meeting on UV lamps for tanning, and published
literature, FDA has determined that the risks to health listed in this
document are associated with sunlamp products. The proposed special
controls and forthcoming proposed amendments to the performance
standard address these risks:
1. Increased Skin Cancer Risk From Cumulative Repeated UV Radiation
Exposure: UV radiation exposure can lead to permanent damage to DNA in
the skin, which has been shown to lead to an increased risk of skin
cancer (Refs. 11 and 12). Skin cancers that have been associated with
cumulative repeated UV radiation exposure include melanoma and non-
melanoma skin cancers such as basal cell carcinoma and squamous cell
carcinoma (Ref. 13). The risk may be higher in certain individuals with
fairer, less pigmented skin, but can also be elevated in other
individuals (Ref. 14). In addition to users with a personal history of
melanoma having an increased risk of skin cancer, users with familial
melanoma are also at increased risk for skin cancer--having one first-
degree relative with melanoma doubles the risk of melanoma (Refs. 15
and 16). As with other radiation exposure, increased cumulative
lifetime exposure results in increased skin cancer risk (for both
melanoma and non-melanoma skin cancer) (Ref. 17).
There is increasing epidemiological evidence that tanning in
childhood to early adult life increases the rate of melanoma (Refs. 18
and 19). Melanoma (of the two categories of skin cancer, this is the
more concerning type due to greater potential for fatality) is
currently the second leading type of cancer in young adults, and many
experts believe that at least one cause for this is the increasing use
of sunlamp products by this population (Ref. 20). FDA is also concerned
that youths and adolescents may fail to appreciate the long-term
dangers of sunlamp products (Refs. 21 and 22). The WHO has classified
UV radiation from sunlamps as a class I carcinogen based on a 2009
International Agency for Research in Cancer (IARC) report that linked
tanning bed use by individuals under age 35 to higher rates of melanoma
and recommended that minors not use indoor tanning equipment (Ref. 23).
This concern has led several states and one county in the United
States, and several foreign governments, to ban the use of sunlamps by
minors under a certain age (Refs. 24 and 25).
2. Ocular Injury: UV and visible radiation from this device can be
harmful to the eyes if proper protective eyewear is not worn.\1\ The
intense light from sunlamps can cause keratitis and corneal burns,
which can be painful and affect vision (Ref. 26). Artificial UV
radiation has also been recently linked to ocular melanoma, which can
cause vision loss and often spreads to other parts of the body (Ref.
27).
---------------------------------------------------------------------------
\1\ Ocular risks are addressed by labeling and performance
requirements regarding eyewear at Sec. 1040.20.
---------------------------------------------------------------------------
3. Discomfort, Pain, and Tenderness on the Skin Resulting From
Burns to the Skin due to Acute Overexposure to UV Radiation: A recent
evaluation showed that, despite protective measures instituted in
commercial tanning facilities, 66 percent of female college-age users
reported skin erythema (or redness due to sunburn) from indoor tanning,
and these users reported one episode of sunburn out of every five
tanning sessions (Ref. 28). Those findings are in line with a previous
report that 58 percent of adolescent
[[Page 27120]]
tanning bed users had experienced sunburns from exposure to sunlamps
(Ref. 29). In certain individuals who are photosensitive, skin exposure
to UV radiation may induce unexpected reactions such as rash, severe
burns, and hypersensitivity reactions (Ref. 30). Sunlamps, like most
light sources, also generate heat that can cause thermal skin burns,
similar to any hot surface. Individuals with open wounds or lesions are
particularly susceptible to burns from UV light because those
individuals lack the protective epidermal layer of the skin that
provides the body's greatest protection from UV irradiation (Ref. 31).
4. Skin Damage: Cumulative, repeated exposure to UV radiation
emitted by sunlamps may lead to accelerated aging of skin due in part
to DNA and skin cell damage (Ref. 32). UV irradiation inhibits the
production of collagen precursor molecules such as type I and type III
procollagen (Ref. 33). UV irradiation stimulates skin
metalloproteinases, which break down skin proteins that then lead to
photoaging (Ref. 34). On a cellular level, UV radiation has been known
to cause DNA damage through formation of thymidine cyclobutane dimers
and via oxidative damage as a result of UV generated superoxide
radicals (Ref. 11).
5. Lack of Biocompatibility: Device materials that are not
biocompatible may, either directly or through the release of their
material constituents, (i) Produce adverse local or systemic effects,
(ii) be carcinogenic, or (iii) produce adverse reproductive and
developmental effects. Although medical devices may have myriad
biocompatibility issues (Ref. 35), the biocompatibility concerns from
sunlamp products are likely limited to inflammatory skin reactions from
contact with the materials from which the bed is made.
6. Transmission of Infectious Diseases Due to Improper Cleaning and
Disinfection: This is a concern for any reusable device. Sunlamp
products in an indoor tanning facility may be shared by dozens of users
in a single day. Cleaning and disinfection practices, as well as
training by facility operators, may vary from facility to facility.
Because sunlamp product users directly contact the device with their
skin, users with open wounds or lesions have the potential to transmit
infectious diseases to subsequent users if the device is not properly
disinfected between users.
7. Electrical Shock: Electrical shock hazards can pose a potential
hazard to both operators and users. These are commonly caused by
manufacturing defects or are the result of frequent use (e.g., frayed
wiring and broken connectors) (Ref. 36).
8. Mechanical Injury: Sunlamp products can pose a threat of blunt
force injury or entrapment of a user due to the heavy and bulky nature
of some of these devices and the fact that users are completely inside
a tanning bed or booth during use. Such injuries and entrapment may
result from manufacturing defects and may be exacerbated by frequent
use.
9. Use Error: All of the risks discussed in this document may be
exacerbated by human error. Human error can include misuse by the
individual using the sunlamp to obtain a tan, including not wearing the
correct eye protection, setting the exposure timer for longer than the
recommended time in the exposure schedule for the individual's skin
type or skin acclimatization, use by individuals who should not be
exposed to the sunlamp, and not following the warnings and cautions.
Use error also includes errors by the sunlamp product operator (for
example, if used at an indoor tanning facility). These would include
improper maintenance of fixtures leading to electrical shock or
contaminated bed surfaces, improper maintenance or selection of lamps
leading to overexposure, and incorrect use of timer according to
recommended exposure schedule.
V. 2010 Classification Panel Meeting
On March 25, 2010, FDA held a General and Plastic Surgery Advisory
Panel meeting on UV lamps for tanning (Ref. 37). The Panel reviewed and
discussed recent information, including recent literature regarding the
possible risks to the general public from intentional exposure to
sunlamp products.
There is a growing body of literature showing an association of
skin cancer with use of sunlamp products (Refs. 38 to 53), and the
Panel discussed this information and other information related to the
association of UV and skin cancer (both melanoma and non-melanoma)
(Ref. 36). The Panel discussed whether changes to the current
classification or current regulatory controls of UV-emitting devices
(lamps) used for tanning are needed. The Panel generally agreed that
stricter FDA regulation of these devices is necessary to control the
serious risks they pose and unanimously agreed that the device should
not be a class I device. No significant changes in risks relating to
sunlamp products have been identified in the scientific literature
since the 2010 panel meeting; the same risks identified prior to the
2010 panel meeting continue to be presented in literature.
The following summarizes some of the Panel members' responses to
the questions posed and the Panel members' views related to a variety
of measures that may be necessary to provide a reasonable assurance of
safety and effectiveness:
Regarding reclassification, there was general Panel
consensus that UV lamps for tanning should not be class I devices. The
Panel, however, appeared to be split on whether UV lamps for tanning
should be reclassified into class III or class II in light of the risks
they pose. Some Panel members believed that UV lamps for tanning should
be reclassified into class III. Other Panel members recommended that UV
lamps for tanning be classified as class II, and felt that special
controls and/or restrictions related to, for example, age, skin type,
and cancer risk, would mitigate the risks associated with the use of
these devices and would provide a reasonable assurance of safety and
effectiveness. A few Panel members discussed banning UV lamps for
tanning. No Panel member recommended leaving these devices in class I.
Regarding the user's age, some Panel members favored an
age restriction for indoor tanning (i.e., individuals under a certain
age would not be permitted to use UV lamps for tanning), and agreed
that the cutoff age should be 18.
Some Panel members recommended that individuals with a
genetic predisposition or family history of skin cancer should be
subject to special restrictions (e.g., education requirements) prior to
using UV lamps for tanning because they were at a greater risk for
developing skin cancer than the general population.
Some Panel members recommended that users of UV lamps for
tanning should have to read a form disclosing the risks related to UV
lamps for tanning and acknowledge receipt of this information in
writing prior to using the device. Panel discussion points for the
disclosure of risk form related to topics such as genetic history, past
history of melanoma, and usage in pregnancy. Some Panel members also
supported more prominent posting of risks and warnings.
Docket No. FDA-2009-N-0606 was opened to receive comments on the
regulation of sunlamp products (75 FR 1395; January 11, 2010). The
majority of the input received via the open public docket supported
strengthening FDA's regulation of these devices. Although many comments
did not expressly
[[Page 27121]]
specify whether regulation of sunlamps should be strengthened or not,
because most of these were related to the experiences of people with
melanoma, FDA interpreted them to be in support of stricter regulation
of sunlamps. Six comments of 139 total comments took the position that
FDA should not change its current regulation of indoor tanning devices.
Overall, the docket comments strongly paralleled the opinions of the
Panel members.
VI. Proposed Reclassification
Based on the comments from the 2010 reclassification panel, the
comments received in the docket, and FDA's assessment of new, valid
scientific data related to the health benefits and risks associated
with sunlamp products, FDA is proposing that sunlamp products be
reclassified from class I (general controls) to class II (special
controls) because general controls alone are insufficient to provide
reasonable assurance of safety and effectiveness, and there is
sufficient information to establish special controls to provide such
assurance. FDA is not proposing to classify these devices in class III
at this time because special controls can provide a reasonable
assurance of safety and effectiveness.
The proposed special controls for this device--identified as
follows (and underlined)--are necessary to provide a reasonable
assurance of safety and effectiveness for this device. Failure to
comply with the special controls that are included in a final order
would cause a sunlamp product to fall outside this classification, and
thus be classified in class III. Failure to obtain premarket approval
of a class III device prior to marketing causes the device to be
adulterated under section 501(f) of the FD&C Act (21 U.S.C. 351(f)).
(1) Conduct performance testing that demonstrates the following:
i. Sunlamp products meet appropriate output performance
specifications such as wavelengths, energy density, and lamp life; and
ii. Safety features, such as timers to limit UV exposure and
alarms, function properly.
Performance testing would have to demonstrate the appropriateness
of sunlamp product output performance specifications, that the device
performs within such specifications, and proper functioning of safety
features such as timers and alarms. This requirement would mitigate the
risks of skin cancer, discomfort, pain, and tenderness resulting from
burns to the skin due to acute and/or cumulative overexposure to UV
radiation, and skin damage by providing assurance that the output of
the device is as expected and within appropriate parameters, and users
are not unintentionally exposed to excessive radiation.
All performance testing and results must also be in conformance
with the performance standard at Sec. 1040.20.
(2) Demonstrate that sunlamp products are mechanically safe to
prevent user injury.
Mechanical safety testing, such as cyclic fatigue testing and
strength and materials testing, would help to ensure that the device's
mechanical features can withstand multiple uses and are sufficiently
durable so as not to injure users in the event of a failure of a
mechanical feature.
(3) Demonstrate software verification, validation, and hazard
analysis.
Appropriate software verification, validation, and hazard analysis
would help to ensure that the software-controlled device functions
(such as the timer, alarms, and basic functions like powering on and
off) are in proper working order. This requirement would mitigate
increased skin cancer risk from cumulative repeated UV radiation
exposure, discomfort, pain, and tenderness resulting from burns to the
skin due to acute overexposure to UV radiation, skin damage, and use
error by helping to ensure a proper software/user interface and that
proper instructions are provided to the operator in software outputs.
(4) Demonstrate that sunlamp products are biocompatible.
The biocompatibility of sunlamps would have to be demonstrated.
Sunlamp products contact users' skin directly; therefore, a
demonstration of biocompatibility would mitigate the risks of adverse
local or systemic effects such as skin inflammation.
(5) Demonstrate that sunlamp products are electrically safe and
electromagnetically compatible in their intended use environment.
The requirement to demonstrate electrical safety would mitigate the
risks of electrical shock hazards for sunlamp product operators and
users. The requirement to demonstrate electromagnetic compatibility
would, in concert with other special controls, help ensure the
mitigation of discomfort, pain, and tenderness resulting from burns to
the skin due to acute overexposure to UV radiation by preventing
electromagnetic interference with sunlamp hardware and software.
(6) Labeling must bear all information required for the reasonable
assurance of safe and effective use of the device. (Please see proposed
21 CFR 878.4635(b)(6)).
These labeling requirements would help to discourage use of sunlamp
products by those populations that are especially susceptible to the
risk of skin cancer--persons under the age of 18 and persons with a
prior personal history or family history of skin cancer. When combined
with the labeling requirements of the sunlamp performance standard in
Sec. 1040.20, this labeling would help clearly communicate the risks
of skin cancer to all users. A warning directing users of this device
who are repeatedly exposed to sunlamp products to be regularly
evaluated for skin cancer would help to clearly communicate the
increased risk of skin cancer from cumulative UV radiation exposure and
help to mitigate that increased risk. Clear communication of these
risks and identification of susceptible populations would help
potential users make an informed choice about use of sunlamp products
and mitigate the increased risk of skin cancer from cumulative UV
radiation exposure in all users by encouraging judicious use of these
devices. This labeling would also help to mitigate other risks of use
of sunlamp products, including discomfort, pain, and tenderness
resulting from burns to the skin due to acute overexposure to UV
radiation.
Transmission of infectious diseases due to improper cleaning and
disinfection would be mitigated through the requirement to provide
instructions for cleaning and disinfection of the device that have been
validated for use with the sunlamp product they accompany, and a
warning that the device not be used if skin lesions or open wounds are
present. The contraindication against use if skin lesions or open
wounds are present would also help to mitigate the risk of discomfort,
pain, and tenderness resulting from burns to the skin due to acute
overexposure to UV radiation by discouraging users who are particularly
susceptible to this risk due to a lack of critical epidermal protection
from using sunlamp products.
The requirement to provide labeling that contains all necessary
information for safe and effective use of a sunlamp product would help
mitigate use error as well as ocular injury by instructing users to
wear protective UV eyewear at all times when using the device.
VII. Premarket Notification
Class II devices are subject to the 510(k) premarket notification
requirement unless exempted under section 510(m) of the FD&C Act. Under
this proposed reclassification, the Agency does not propose to exempt
[[Page 27122]]
these devices from premarket notification (510(k)) submission
requirements as provided for under section 510(m) of the FD&C Act. The
premarket notification requirement allows the Agency to review the
technological characteristics, performance, intended use(s), and
labeling of medical devices to ensure the devices are substantially
equivalent to legally marketed predicate devices before they enter the
market. Substantial equivalence requires that a new device must have
(1) the same intended use as legally marketed predicates, and (2)
either the same technological characteristics as a legally marketed
predicate, or if there are significant differences, the differences
must not raise new questions of safety and effectiveness and the
performance data must demonstrate that the new device is at least as
safe and effective as the legally marketed predicate device. (See
section 513(i) of the FD&C Act.) This assures that new devices that
differ significantly in terms of safety and effectiveness from devices
already legally on the market will be subject to the more rigorous
premarket approval requirement.
As discussed previously, FDA cleared several 510(k)s for sunlamp
products prior to the issuance of the 1994 final rule exempting them
from premarket notification submission. At least one 510(k) for a
sunlamp product has been cleared since then under product code LEJ.
These cleared sunlamp products can serve as predicates for substantial
equivalence purposes.
VIII. Implementation Strategy
FDA is proposing the implementation strategy as follows regarding
510(k) submission and special controls compliance:
Sunlamp product models that have not been marketed prior
to the effective date of a final order based on this proposal, or have
been marketed but are required to submit a new 510(k) under Sec.
807.81(a)(3) because the device is about to be significantly changed or
modified: \2\ FDA would expect manufacturers of these devices to obtain
510(k) clearance and comply with all special controls before marketing
the new or changed device.
---------------------------------------------------------------------------
\2\ See FDA's guidance, ``Deciding When to Submit a 510(k) for a
Change to an Existing Device,'' (available at https://www.fda.gov/MedicalDevices/DeviceRegulationandGuidance/GuidanceDocuments/ucm080235.htm), for additional guidance on whether a device change
or modification requires a 510(k) submission.
---------------------------------------------------------------------------
Sunlamp product models that have been marketed prior to
the effective date of a final order based on this proposal: FDA would
expect manufacturers to either submit a 510(k) and comply with all
special controls within 1 year of the effective date of a final order,
or cease marketing that model. During the 1 year following the
effective date of the final order, FDA intends to exercise enforcement
discretion while manufacturers prepare and submit their 510(k). FDA
would expect sunlamp products marketed during the 1 year period to
comply with all special controls by the time the period expires.
Individual sunlamp products that have been shipped to
operators or users such as salons and individual consumers before the
effective date of a final order: FDA would expect manufacturers to
provide updated labeling that complies with the labeling special
controls in proposed Sec. 878.4635(b)(6) (21 CFR 878.4635(b)(6)) to
operators or users within 1 year of the effective date of a final
order.
IX. Environmental Impact
The Agency has determined under 21 CFR 25.34(b) that this proposed
reclassification action is of a type that does not individually or
cumulatively have a significant effect on the human environment.
Therefore, neither an environmental assessment nor an environmental
impact statement is required.
X. Paperwork Reduction Act of 1995
This proposed order refers to currently approved collections of
information found in FDA regulations. These collections of information
are subject to review by the Office of Management and Budget (OMB)
under the Paperwork Reduction Act of 1995 (the PRA) (44 U.S.C. 3501-
3520). The collections of information in part 807, subpart E, have been
approved under OMB control number 0910-0120 and the collections of
information under 21 CFR part 801 have been approved under OMB control
number 0910-0485.
In addition, FDA concludes that the labeling statements in proposed
Sec. 878.4635(b)(6)(i), (b)(6)(iii), and (b)(6)(iv) do not constitute
a ``collection of information'' under the PRA. Rather, the labeling
statements are ``public disclosure of information originally supplied
by the Federal government to the recipient for the purpose of
disclosure to the public.'' (5 CFR 1320.3(c)(2)).
XI. Proposed Effective Date
FDA proposes that any final administrative order based on this
proposal become effective 90 days after its date of publication in the
Federal Register. Please see section VIII, ``Implementation Strategy,''
for projected dates by which FDA will expect 510(k) submissions and
conformance to special controls.
XII. Comments
Interested persons may submit either electronic comments regarding
this order to https://www.regulations.gov or written comments to the
Division of Dockets Management (see ADDRESSES). FDA is explicitly
seeking comment on the following issues:
Whether FDA should consider additional special controls or
other regulatory requirements to mitigate the risks posed by sunlamp
products.
FDA's proposed implementation strategy. In particular,
what is the most practical method for manufacturers of devices
currently on the market to conform to the labeling special control in
proposed Sec. 878.4635(b)(6) before 1 year after the effective date of
the final order?
It is necessary to send only one set of comments. Identify comments
with the docket number found in brackets in the heading of this
document. Received comments may be seen in the Division of Dockets
Management between 9 a.m. and 4 p.m. Monday through Friday, and will be
posted to the docket at https://www.regulations.gov.
XIII. Codification of Orders
Prior to the amendments by FDASIA, section 513(e) provided for FDA
to issue regulations to reclassify devices. Although section 513(e) as
amended requires FDA to issue final orders rather than regulations,
FDASIA also provides for FDA to revoke previously issued regulations by
order. FDA will continue to codify classifications and
reclassifications in the Code of Federal Regulations (CFR). Changes
resulting from final orders will appear in the CFR as changes to
codified classification determinations or as newly codified orders.
Therefore, under section 513(e)(1)(A)(i) of the FD&C Act, as amended by
FDASIA, in this proposed order, we are proposing to revoke the
requirements in Sec. 878.4635 related to the classification of UV
lamps for tanning as class I devices and to codify the reclassification
of sunlamp products into class II.
XIV. References
FDA has placed the following references on display in the Division
of Dockets Management (see ADDRESSES). Interested persons may see them
between 9 a.m. and 4 p.m., Monday through Friday, and online at https://www.regulations.gov. (FDA has verified all the Web site addresses in
this
[[Page 27123]]
reference section, but we are not responsible for any subsequent
changes to the Web sites after this document publishes in the Federal
Register.)
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``Awareness of the Risks of Tanning Lamps Does Not Influence
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138, pp. 1311-1315, 2002.
2. Lam, R.W., A. Buchanan, J.A. Mador, et al., ``The Effects of
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3. Lee, T.M., C.C. Chan, J.G. Paterson, et al., ``Spectral
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4. Devgun, M.S., B.E. Johnson, and C.R. Paterson, ``Tanning,
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2010.
6. National Institutes of Health, Office of Dietary Supplements,
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7. World Health Organization, ``Sunbeds, Tanning and UV
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10. Sivamani R.K., L.A. Crane, R.P. Dellavalle, et al., ``The
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11. Cadet, J., E. Sage, and T. Douki, ``Ultraviolet Radiation-
Mediated Damage to Cellular DNA,'' Mutation Research, vol. 571, pp.
3-17, 2005.
12. Fitzpatrick's Dermatology in General Medicine, 7th ed., p.
999, Columbus, OH: McGraw-Hill, 2008.
13. Ibid., p. 814.
14. Ibid., p. 1135.
15. Salama, A.K., N. de Rosa, R.P. Scheri, et al., ``Hazard-Rate
Analysis and Patterns of Recurrence in Early Stage Melanoma: Moving
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16. Niendorf, K.B. and H. Tsao, ``Cutaneous Melanoma: Family
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18. Reed, K.B., J.D. Brewer, C.M. Lohse, et al., ``Increasing
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19. Cust, A.E., B.K. Armstrong, C. Goumas, et al., ``Sunbed Use
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22. Autier, P. and P. Boyle, ``Artificial Ultraviolet Sources
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23. ``IARC Working Group on Artificial Ultraviolet Light (UV)
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24. National Conference of State Legislatures, ``Indoor Tanning
Restrictions for Minors--A State by State Comparison,'' (https://www.ncsl.org/issues-research/health/indoor-tanning-restrictions.aspx). Updated April 2013.
25. Pawlak, M.T., M. Bui, M. Amir, et al., ``Legislation
Restricting Access to Indoor Tanning Throughout the World,''
Archives of Dermatology, vol. 148, pp. 1006-1012, 2012.
26. Walters, B.L. and T.M. Kelley, ``Commercial Tanning
Facilities: A New Source of Eye Injury,'' The American Journal of
Emergency Medicine, vol. 5, pp. 386-389, 1987.
27. Vajdic, C.M., A. Kricker, M. Giblin, et al., ``Artificial
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28. Stapleton, J.L., J. Hillhouse, R. Turrisi, et al.,
``Erythema and Ultraviolet Tanning: Findings From a Diary Study,''
Translational Behavioral Medicine, vol. 3, pp. 10-16, 2013.
29. Cokkinides, V., M. Weinstock, D. Lazovich, et al., ``Indoor
Tanning Use Among Adolescents in the United States, 1998-2004,''
Cancer, vol. 115, pp. 190-198, 2009.
30. Fitzpatrick's Dermatology in General Medicine, 7th ed., p.
828, Columbus, OH: McGraw-Hill, 2008.
31. Ibid., p. 57.
32. Ibid., p. 2353.
33. Fisher, G.J., S. Kang, J. Varani, et al., ``Mechanisms of
Photoaging and Chronological Skin Aging,'' Archives of Dermatology,
vol. 138, pp. 1462-1470, 2002.
34. Quan, T., Z. Qin, W. Xia, et al., ``Matrix-Degrading
Metalloproteinases in Photoaging,'' Journal of Investigatory
Dermatology Symposium Proceedings, vol. 14, pp. 20-24, 2009.
35. Helmus, M.N., D.F. Gibbons, and D. Cebon,
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Generation Medical Devices,'' Toxicologic Pathology, vol. 36, pp.
70-80, 2008.
36. Olson, W.H., ``Electrical Safety,'' Medical Instrumentation
Application and Design, 4th ed., Webster, J.G., ed., Hoboken, NJ:
Wiley, 2009.
37. FDA, 2010 Meeting materials, including presentations, a
meeting transcript, and meeting summary, (https://www.fda.gov/AdvisoryCommittees/CommitteesMeetingMaterials/MedicalDevices/MedicalDevicesAdvisoryCommittee/GeneralandPlasticSurgeryDevicesPanel/ucm205684.htm).
38. FDA, ``Executive Summary,'' (https://www.fda.gov/downloads/AdvisoryCommittees/CommitteesMeetingMaterials/MedicalDevices/MedicalDevicesAdvisoryCommittee/GeneralandPlasticSurgeryDevicesPanel/UCM205687.pdf).
39. Autier, P., J.F. Dor[eacute], F. Lejeune, et al.,
``Cutaneous Malignant Melanoma and Exposure to Sunlamps or Sunbeds:
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Carcinoma in Young Women: An Evaluation of the Association of
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42. Clough-Gorr, K.M., L. Titus-Ernstoff, A.E. Perry, et al.,
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45. Geller, A.C., D.R. Brooks, G.A. Colditz, et al., ``Sun
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48. Harrison, S.L., R. MacLennan, and P.G. Buettner, ``Sun
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1994.
List of Subjects in 21 CFR Part 878
Medical devices.
Therefore, under the Federal Food, Drug, and Cosmetic Act, and
under authority delegated to the Commissioner of Food and Drugs, it is
proposed that 21 CFR part 878 be amended as follows:
PART 878--GENERAL AND PLASTIC SURGERY DEVICES
0
1. The authority citation for 21 CFR part 878 continues to read as
follows:
Authority: 21 U.S.C. 351, 360, 360c, 360e, 360j, 360l, 371.
0
2. Section 878.4635 is revised to read as follows:
Sec. 878.4635 Sunlamp product.
(a) Identification. An electronic product that includes one or more
ultraviolet (UV) lamps and a fixture intended for irradiation of any
part of the living human body, by UV radiation with wavelengths in air
between 200 and 400 nanometers, to induce skin tanning. This definition
includes tanning beds, tanning booths, and UV lamps (bulbs) sold
separately.
(b) Classification. Class II (special controls). The special
controls for this device are:
(1) Conduct performance testing that demonstrates the following:
(i) Sunlamp products meet appropriate output performance
specifications such as wavelengths, energy density, and lamp life; and
(ii) Safety features, such as timers to limit UV exposure and
alarms, function properly.
(2) Demonstrate that sunlamp products are mechanically safe to
prevent user injury.
(3) Demonstrate software verification, validation, and hazard
analysis.
(4) Demonstrate that sunlamp products are biocompatible.
(5) Demonstrate that sunlamp products are electrically safe and
electromagnetically compatible in their intended use environment.
(6) Labeling must bear all information required for the reasonable
assurance of safe and effective use of the device.
(i) The warning statement below must appear on all sunlamp product
fixtures. This statement must be permanently affixed or inscribed on
the product when fully assembled for use so as to be legible and
readily accessible to view by the person who will be exposed to UV
radiation immediately before the use of the product. It shall be of
sufficient durability to remain legible throughout the expected
lifetime of the product. It shall appear on a part or panel displayed
prominently under normal conditions of use so that it is readily
accessible to view whether the tanning bed canopy (or tanning booth
door) is open or closed when the person who will be exposed approaches
the equipment and the text shall be at least 10 millimeters (height).
Labeling on the device must include the following statement:
``Attention: This sunlamp product should not be used on persons
under the age of 18 years.''
(ii) Manufacturers of sunlamp products shall provide or cause to be
provided in the user instructions for a sunlamp product as well as all
catalogs, specification sheets, and descriptive brochures intended for
consumers in which sunlamp products are offered for sale, and on all
consumer-directed Web pages on which sunlamp products are offered for
sale, the following contraindication and warning statements:
(A) ``Contraindication: This sunlamp product is contraindicated for
use on persons under the age of 18 years.''
(B) ``Contraindication: This sunlamp product must not be used if
skin lesions or open wounds are present.''
(C) ``Warning: This sunlamp product should not be used on
individuals who have had skin cancer or have a family history of skin
cancer.''
(D) ``Warning: Persons repeatedly exposed to ultraviolet sunlamp
products should be regularly evaluated for skin cancer.''
(iii) Manufacturers of sunlamp products shall provide validated
instructions on cleaning and disinfection of sunlamp products between
uses in the user instructions.
(c) Sunlamp products are subject to the electronic product
performance standard at Sec. 1040.20 of this chapter.
Dated: May 2, 2013.
Leslie Kux,
Assistant Commissioner for Policy.
[FR Doc. 2013-10982 Filed 5-6-13; 4:15 pm]
BILLING CODE 4160-01-P