Magnuson-Stevens Act Provisions; Implementation of the Shark Conservation Act of 2010, 25685-25690 [2013-10439]
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Federal Register / Vol. 78, No. 85 / Thursday, May 2, 2013 / Proposed Rules
developers could be included as third
parties in these consultations. The total
costs of these five actions together are
estimated to be $1,900 to $2,100
annually, including Federal costs.
The Service’s current understanding
of recent case law is that Federal
agencies are only required to evaluate
the potential impacts of rulemaking on
those entities directly regulated by the
rulemaking; therefore, they are not
required to evaluate the potential
impacts to those entities not directly
regulated. The designation of critical
habitat for an endangered or threatened
species only has a regulatory effect
where a Federal action agency is
involved in a particular action that may
affect the designated critical habitat.
Under these circumstances, only the
Federal action agency is directly
regulated by the designation, and,
therefore, consistent with the Service’s
current interpretation of RFA and recent
case law, the Service may limit its
evaluation of the potential impacts to
those identified for Federal action
agencies. Under this interpretation,
there is no requirement under the RFA
to evaluate the potential impacts to
entities not directly regulated, such as
small businesses. However, Executive
Orders 12866 and 13563 direct Federal
agencies to assess costs and benefits of
available regulatory alternatives in
quantitative (to the extent feasible) and
qualitative terms. Consequently, it is the
current practice of the Service to assess
to the extent practicable these potential
impacts if sufficient data are available,
whether or not this analysis is believed
by the Service to be strictly required by
the RFA. In other words, while the
effects analysis required under the RFA
is limited to entities directly regulated
by the rulemaking, the effects analysis
under the Act, consistent with the E.O.
regulatory analysis requirements, can
take into consideration impacts to both
directly and indirectly impacted
entities, where practicable and
reasonable.
In summary, we have considered
whether the proposed revised
designation would result in a significant
economic impact on a substantial
number of small entities. Information
for this analysis was gathered from the
Small Business Administration,
stakeholders, and the Service. For the
above reasons and based on currently
available information, we certify that, if
promulgated, the proposed revised
critical habitat designation would not
have a significant economic impact on
a substantial number of small business
entities. Therefore, an initial regulatory
flexibility analysis is not required.
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Authors
The primary authors of this notice are
the staff members of the Austin
Ecological Services Field Office,
Southwest Region, U.S. Fish and
Wildlife Service.
Authority
The authority for this action is the
Endangered Species Act of 1973, as
amended (16 U.S.C. 1531 et seq.).
Dated: April 17, 2013.
Rachel Jacobson,
Principal Deputy Assistant Secretary for Fish
and Wildlife and Parks.
[FR Doc. 2013–09895 Filed 5–1–13; 8:45 am]
BILLING CODE 4310–55–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 600
[Docket No. 111014628–3329–01]
RIN 0648–BB54
Magnuson-Stevens Act Provisions;
Implementation of the Shark
Conservation Act of 2010
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Proposed rule; request for
comments.
AGENCY:
SUMMARY: NMFS proposes a rule to
implement the provisions of the Shark
Conservation Act of 2010 (SCA) and
prohibit any person from removing any
of the fins of a shark at sea, possessing
shark fins on board a fishing vessel
unless they are naturally attached to the
corresponding carcass, transferring or
receiving fins from one vessel to another
at sea unless the fins are naturally
attached to the corresponding carcass,
landing shark fins unless they are
naturally attached to the corresponding
carcass, or landing shark carcasses
without their fins naturally attached.
NMFS proposes this action to amend
existing regulations and make them
consistent with the SCA.
DATES: Written comments must be
received by June 17, 2013.
ADDRESSES: You may submit comments
on this document, identified by NOAA–
NMFS–2012–0092, by any of the
following methods:
• Electronic Submission: Submit all
electronic public comments via the
Federal e-Rulemaking Portal
www.regulations.gov. To submit
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comments via the e-Rulemaking Portal,
first click the ‘‘submit a comment’’ icon,
then enter NOAA–NMFS–2012–0092 in
the keyword search. Locate the
document you wish to comment on
from the resulting list and click on the
‘‘Submit a Comment’’ icon on the right
of that line.
• Mail: Submit written comments to
Kim Marshall, National Marine
Fisheries Service, NOAA; 1315 EastWest Highway, Silver Spring, MD
20910.
• Fax: 301–713–1193; Attn: Kim
Marshall.
Instructions: Comments must be
submitted by one of the above methods
to ensure that the comments are
received, documented, and considered
by NMFS. Comments sent by any other
method, to any other address or
individual, or received after the end of
the comment period, may not be
considered. All comments received are
a part of the public record and will
generally be posted for public viewing
on www.regulations.gov without change.
All personal identifying information
(e.g., name, address, etc.) submitted
voluntarily by the sender will be
publicly accessible. Do not submit
confidential business information, or
otherwise sensitive or protected
information. NMFS will accept
anonymous comments (enter ‘‘N/A’’ in
the required fields if you wish to remain
anonymous). Attachments to electronic
comments will be accepted in Microsoft
Word or Excel, WordPerfect, or Adobe
PDF file formats only.
Electronic copies of the
Environmental Assessment (EA), the
Regulatory Impact Review (RIR), and the
Initial Regulatory Flexibility Analysis
(IRFA) prepared for this action are
available on the Federal e-Rulemaking
Portal www.regulations.gov.
FOR FURTHER INFORMATION CONTACT: Kim
Marshall, 301–427–8556.
SUPPLEMENTARY INFORMATION: On
December 21, 2000, the President signed
into law the Shark Finning Prohibition
Act (Pub. L. 106–557) (SFPA). Among
other things, the SFPA amended section
307 of the Magnuson-Stevens Act to
prohibit removing any of the fins of a
shark (including the tail) and returning
the remainder of the shark to the sea. In
addition, the SFPA prohibited any
person from having custody, control, or
possession of shark fins aboard a fishing
vessel without the corresponding
carcass, and prohibited any person from
landing shark fins without the
corresponding carcass. NMFS published
a final rule to implement the SFPA on
February 11, 2002 (67 FR 6194).
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In 2010, the President signed into law
the Shark Conservation Act of 2010
(Pub. L. 111–348, Jan. 4, 2011) (SCA).
The SCA amended two existing acts, the
High Seas Driftnet Fishing Moratorium
Protection Act (Moratorium Protection
Act), 16 U.S.C. 1826d et seq., and the
Magnuson-Stevens Fishery
Conservation and Management Act
(Magnuson-Stevens Act or MSA), 16
U.S.C. 1801 et seq., to improve the
conservation of sharks.
In particular, the SCA amended the
Magnuson-Stevens Act to prohibit any
person from: (1) Removing any of the
fins of a shark (including the tail) at sea;
(2) having custody, control, or
possession of a fin aboard a fishing
vessel unless it is naturally attached to
the corresponding carcass; (3)
transferring a fin from one vessel to
another vessel at sea, or receiving a fin
in such transfer, unless the fin is
naturally attached to the corresponding
carcass; or (4) landing a fin that is not
naturally attached to the corresponding
carcass, or landing a shark carcass
without its fins naturally attached. For
the purpose of the SCA and these
regulations, ‘‘naturally attached,’’ with
respect to a shark fin, means to be
attached to the corresponding shark
carcass through some portion of uncut
skin.
This proposed action would amend
NMFS’ regulations to implement these
provisions of the SCA. Specifically, the
proposed rule would amend regulations
at 50 CFR Part 600, Subpart N to
prohibit the removal of shark fins at sea,
namely, the possession, transfer and
landing of shark fins that are not
naturally attached to the corresponding
carcass, and the landing of shark
carcasses without the corresponding
fins naturally attached. NMFS notes that
it interprets the prohibitions in that
section as applying to sharks, not skates
and rays, and solicits public comment
on whether clarification is needed in the
regulatory text on this or any other
issues (see ADDRESSES).
NMFS also proposes here to adopt
language from section 103(b) of the SCA
regarding individuals engaged in
commercial fishing for smooth dogfish.
While this proposed rule adopts the
statutory text, NMFS intends to further
develop those provisions in a
subsequent rulemaking. This rule would
also combine the existing sections
§§ 600.1203 and 600.1204 into one
section. The text in all sections would
be amended to implement the
provisions of the SCA.
The MSA authorizes the Secretary to
regulate fisheries seaward of the inner
boundary of the EEZ, which is defined
as a line coterminous with the seaward
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boundary of each U.S. coastal state. 16
U.S.C. 1802(11). Thus, the SCA
provisions apply to any person subject
to the jurisdiction of the U.S., including
persons on board U.S. and foreign
vessels, engaging in activities prohibited
under the statute for sharks harvested
seaward of the inner boundary of the
EEZ. Federal regulations pertaining to
the conservation and management of
specific shark fisheries are set forth in
Parts 635, 648 and 660 of Title 50 of the
Code of Federal Regulations. For
Atlantic highly migratory species
fisheries, as a condition of its federal
permit, a vessel’s fishing, catch, and
gear are subject to federal requirements
even when fishing in state waters. See
50 CFR 635.4(a)(10) (noting that, when
fishing within the waters of a state with
more restrictive regulations, persons
aboard the vessel must comply with
those requirements). This rule amends
50 CFR part 600, subpart N, and does
not supersede or amend any other
federal regulation or requirement related
to the conservation and management of
sharks.
The SCA also amended the
Moratorium Protection Act, which
provides for identification and
certification of nations to address
illegal, unreported, or unregulated
fishing; bycatch of protected living
marine resources; and, as amended by
the SCA, shark catches. 16 U.S.C.
1826h–1826k. With regard to sharks, the
Moratorium Protection Act provides for
identification of a nation if its fishing
vessels have been engaged during the
preceding calendar year in fishing
activities or practices in waters beyond
any national jurisdiction that target or
incidentally catch sharks and the nation
has not adopted a regulatory program
for sharks that is comparable to the
United States, taking into account
different conditions. 16 U.S.C.
1826k(a)(2). NMFS published a final
rule that amends the Moratorium
Protection Act regulations consistent
with the SCA on January 16, 2013
(78 FR 3338).
Relationship of Regulations With
Current State Rules
Several states and territories have
enacted or are considering enacting
statutes that address shark fins. Each
statute differs in its precise details, but
generally most contain a prohibition on
possession, landing or sale of, or other
activities involving, shark fins.
Depending on how they are interpreted
and implemented, these statutes have
the potential to undermine significantly
conservation and management of federal
shark fisheries.
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Under the Magnuson-Stevens Act, the
United States claims sovereign rights
and exclusive fishery management
authority over all fish, and all
Continental Shelf fishery resources,
within the U.S. exclusive economic
zone (EEZ) and also claims exclusive
fishery management authority for
specified resources beyond the EEZ. 16
U.S.C. 1811. To conserve and manage
fishery resources and promote domestic
commercial and recreational fishing
under sound conservation and
management principles, the MagnusonStevens Act authorizes NMFS and
Fishery Management Councils to
develop and implement federal fishery
management plans, which must be
consistent with ten national standards
and other mandatory provisions set
forth in the statute. 16 U.S.C. 1801,
1851(a) and 1853(a). The MagnusonStevens Act defines ‘‘conservation and
management’’ as including measures
‘‘which are designed to assure that . . .
a supply of food and other products may
be taken, and that recreational benefits
may be obtained, on a continuing
basis.’’ 16 U.S.C. 1802(5). National
Standard 1 requires that conservation
and management measures under a
fishery management plan, plan
amendment or implementing
regulations ‘‘prevent overfishing while
achieving, on a continuing basis, the
optimum yield from each fishery for the
United States fishing industry.’’ 16
U.S.C. 1851(a)(1). Obtaining optimum
yield, which includes providing the
greatest overall benefit to the Nation,
particularly with respect to food
production and recreational
opportunities, is a fundamental
principle under the Magnuson-Stevens
Act. State prohibitions on possession,
landing, transfer, or sale of sharks or
shark fins lawfully harvested seaward of
state boundaries constrain the ability of
federal fishery participants to make use
of those sharks for commercial and
other purposes.
Neither the SFPA nor the SCA suggest
that Congress intended to amend the
Magnuson-Stevens Act to prohibit the
possession or sale of shark fins. Rather,
Congress chose to prohibit discarding
shark carcasses at sea, and required that
fins be naturally attached to the carcass
of the corresponding shark. The SCA
therefore reflects a balance between
addressing the wasteful practice of
shark finning and preserving
opportunities to land and sell sharks
harvested consistent with the
Magnuson-Stevens Act. Although state
shark fin laws are also intended to
conserve sharks, they may not unduly
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interfere with the conservation and
management of federal fisheries.
The Magnuson-Stevens Act preempts
state regulation of fisheries in waters
outside the boundaries of a state, except
according to the narrow opportunities
for state regulation specified at 16
U.S.C. 1856(a)(3). Within the U.S. EEZ,
a State may regulate a fishing vessel
only where: (1) The fishing vessel is
registered under the laws of that State,
and there is no federal fishery
management plan or regulations for the
fishery, or the State’s laws and
regulations are consistent with the
applicable federal plan and regulations;
or (2) the applicable federal plan
delegates management of the fishery to
the State, and the State’s laws and
regulations are consistent with that plan
(16 U.S.C. 1856(a)(3)(A–B)). ‘‘State’’
means each of the several States, the
District of Columbia, Puerto Rico,
American Samoa, the Virgin Islands,
Guam, and any other Commonwealth,
territory, or possession of the United
States (16 U.S.C. 1802(41)).
State or territorial shark fin laws are
preempted if they are inconsistent with
the Magnuson-Stevens Act as amended
by the SCA, implementing regulations
for the statutes, or applicable federal
fishery management plans or
regulations. If state or territorial laws are
construed or interpreted so they are
consistent with federal law, fishery
management plans and regulations,
those laws are not preempted. For
example, if a state law prohibiting the
possession, landing, or sale of shark fins
is interpreted not to apply to sharks
legally harvested in federal waters, the
law would not be preempted. On the
other hand, a state law that interferes
with accomplishing the purposes and
objectives of the Magnuson-Stevens Act
would be preempted. As described
above, promoting commercial fishing
under sound conservation and
management principles is a key purpose
of the Act. If sharks are lawfully caught
in federal waters, state laws that
prohibit the possession and landing of
those sharks with fins naturally attached
or that prohibit the sale, transfer or
possession of fins from those sharks
unduly interfere with achievement of
Magnuson-Stevens Act purposes and
objectives.
The Magnuson-Stevens Act generally
does not preempt a state’s laws
applicable to its fisheries in state waters
and states that, ‘‘Except as provided in
subsection (b), nothing in this Act shall
be construed as extending or
diminishing the jurisdiction or authority
of any State within its boundaries.’’ 16
U.S.C. 1856(a)(1). Regulations issued in
2002 at 50 CFR 600.1201(c) provide
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that: ‘‘Nothing in this regulation
supersedes more restrictive state laws or
regulations regarding shark finning in
state waters.’’ The intent of this
provision was to affirm that the
regulations would not infringe on a
state’s jurisdiction or authority. It was
not intended to imply that states may
interfere with or impede
accomplishment of fishery management
objectives for federally-managed
commercial and recreational fisheries.
NMFS’ view regarding state and federal
authority has not changed since 2002,
but the agency believes that section
600.1201(c) could be clarified. Thus,
this proposed rule would revise section
600.1201(c) to state that the subpart
does not supersede state laws or
regulations governing conservation and
management of state shark fisheries in
state waters.
Classification
Pursuant to section 305(d) of the
Magnuson-Stevens Act, the NMFS
Assistant Administrator has determined
that this proposed rule is consistent
with the other provisions of the
Magnuson-Stevens Act and other
applicable law, subject to further
consideration after public comment.
This proposed rule has been
determined to be not significant for
purposes of Executive Order 12866.
An initial regulatory flexibility
analysis (IRFA) was prepared, as
required by section 603 of the
Regulatory Flexibility Act (RFA). The
IRFA describes the economic impact
this proposed rule would have on small
entities. A description of the action,
why it is being considered, and the legal
basis for this action are included at the
beginning of this section in the
preamble and in the SUMMARY section of
the preamble. A summary of the
analysis follows. A copy of this analysis
is available from NMFS (see
ADDRESSES).
NMFS proposes this action to
implement the SCA. This proposed
action would revise existing regulations
that implement the SFPA, which
banned ‘‘shark finning’’ (the practice of
removing the fin or fins from a shark
and discarding the remainder of the
shark at sea). The proposed rule would
amend regulations to prohibit the
removal of shark fins at sea, namely, the
possession, transfer and landing of
shark fins that are not naturally attached
to the corresponding carcass, and the
landing of shark carcasses without the
corresponding fins naturally attached.
The SCA applies to any person subject
to the jurisdiction of the U.S., including
persons on board U.S. and foreign
vessels, who engages in activities
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prohibited under the statute for sharks
harvested seaward of the inner
boundary of the EEZ. For Atlantic
highly migratory species fisheries, as a
condition of its federal permit, a vessel’s
fishing, catch, and gear are subject to
federal requirements even when fishing
in state waters. See 50 CFR 635.4(a)(10)
(noting that, when fishing within the
waters of a state with more restrictive
regulations, persons aboard the vessel
must comply with those requirements).
This rule is expected to directly affect
commercial and for-hire fishing vessels
that land sharks harvested seaward of
the inner boundary of the U.S. EEZ or
possess permits which allow them to
land sharks harvested seaward of the
inner boundary of the U.S. EEZ. The
Small Business Administration has
established size criteria for all major
industry sectors in the U.S. including
fish harvesters. A business involved in
fish harvesting is classified as a small
business if it is independently owned
and operated, is not dominant in its
field of operation (including its
affiliates), and has combined annual
receipts not in excess of $4.0 million
(NAICS code 114111, finfish fishing) for
all its affiliated operations worldwide.
For for-hire vessels, the other qualifiers
apply and the receipts threshold is $7.0
million (NAICS code 713990,
recreational industries).
Sharks are harvested in several
commercial fisheries that occur in the
U.S. EEZ, including the spiny dogfish
fishery in the northeast United States,
the Atlantic HMS fishery in the
northeast and southeast United States,
the west coast HMS and groundfish
fisheries, and the Hawaii and American
Samoa-based pelagic longline fisheries,
which allow retention of incidentally
caught sharks. In addition, groundfish
vessels in the Gulf of Alaska and Bering
Sea and Aleutian Islands can retain
sharks, although there are no directed
shark fisheries and the vast majority of
incidentally caught sharks are
discarded.
In 2011, 2,743 vessels were issued
federal spiny dogfish permits, but only
326 of these vessels actually landed
spiny dogfish. The total ex-vessel value
of commercially landed spiny dogfish in
calendar year 2011 was about $4.646
million. Thus, average ex-vessel revenue
per vessel from spiny dogfish was
approximately $14,250 in calendar year
2011. Based on these figures, all spiny
dogfish vessels that might be affected by
this proposed rule are determined for
the purpose of this analysis to be small
entities.
As of October 2011, NMFS had issued
217 directed shark permits and 262
incidental shark permits in the Atlantic
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highly migratory species fishery. In
2011, the ex-vessel revenues for all
sharks landed in the Atlantic highly
migratory species fishery totaled
$3,067,116. Thus, the average ex-vessel
revenue per permitted vessel was
approximately $6,400 in 2011. Based on
these figures, all Atlantic highly
migratory species shark vessels that
might be affected by this proposed rule
are determined for the purpose of this
analysis to be small entities.
Most sharks on the west coast are
caught in the drift gillnet component of
the HMS fishery and the northwest
groundfish fishery. In 2011, 243
commercial vessels had shark landings
on the west coast and total ex-vessel
revenue for west coast shark landings
was $349,634. Thus, in 2011, average
ex-vessel revenue per vessel from shark
landings was approximately $1,450.
Average total ex-vessel revenue per
vessel was about $107,000 in 2011. The
maximum total ex-vessel revenue for a
single vessel that commercially
harvested sharks on the west coast was
approximately $1.48 million in 2011.
Based on these figures, all west coast
commercial fishing vessels that land
sharks and might be affected by this
proposed rule are determined for the
purpose of this analysis to be small
entities.
Entry into the Hawaii-based pelagic
longline fishery is limited, with a
maximum of 164 vessels allowed. As of
March 2012, 132 vessels held Hawaii
longline limited entry permits (out of
164 total permits). NMFS estimates the
2010 ex-vessel revenue of pelagic fish
landed by Hawaii-based longline vessels
to be about $70 million, or
approximately $427,000 per vessel. In
addition, in 2010, 267,000 pounds of
sharks were landed by Hawaii-based
longline vessels, and the average price
for these sharks was $0.50 per pound in
2010. Thus, ex-vessel revenue from
shark landings was $135,000 and
average revenue per vessel was
approximately $1,020. Thus, shark
landings represent a very small portion
of the ex-vessel revenue for the Hawaiibased longline vessels. In 2009, 50
vessels obtained American Samoa
longline limited entry permits, and 26 of
those vessels actively fished. These
vessels’ operations are economically
smaller than those based in Hawaii.
Based on these figures, all Hawaii and
American Samoa-based pelagic longline
vessels that might be affected by this
proposed rule are determined for the
purpose of this analysis to be small
entities.
As of 2009, approximately 867 vessels
operated in the Bering Sea/Aleutian
Islands (BSAI) or Gulf of Alaska (GOA)
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groundfish fisheries, with some vessels
operating in both. Approximately 97%
of shark catch in Alaska groundfish
fisheries is discarded. The other 3
percent is retained and largely
processed into fishmeal. Both large and
small fishing entities operate in the
BSAI groundfish fisheries. In 2008, 215
small groundfish entities operated in the
BSAI, with estimated average 2008 gross
revenues from all sources of about $1.53
million. Most of these (204) are catcher
vessels, with estimated average gross
revenues of $1.49 million. About half of
the catcher-vessels (103) are trawlers
with average gross revenues of about
$1.71 million, 46 are hook-and-line
vessels with average gross revenues of
about $0.58 million, and 62 are pot
vessels with average gross revenues of
about $1.70 million. There were 11
small catcher-processors, seven of
which were hook-and-line vessels with
average gross revenues of about $2.65
million. These figures may overstate the
number of small entities since it
considers individual vessel gross
revenues, but does not capture
affiliations among vessels. The key
fleets harvesting shark are the Pollock
trawlers and the hook-and-line vessels
fishing for Pacific cod. All of the Pollock
trawlers are believed to be large entities,
either because the vessels themselves
gross more than $4 million or because
they are members of American Fisheries
Act cooperatives that gross more than
that. The BSAI hook-and-line vessels
targeting Pacific cod are predominately
large vessels, though two are considered
small.
In 2008, 702 small groundfish entities
operated in the GOA groundfish
fisheries, with average revenues from all
sources of about $0.60 million. Almost
all of these vessels (697) are catcher
vessels with average revenues of about
$0.60 million. A majority of the catchervessels (520) use hook-and-line gear and
have average revenues of about $0.49
million, while 73 are trawlers with
average revenues of about $1.27 million,
and 142 are pot vessels with average
revenues of $0.85 million. There were
five catcher-processors, mostly hookand-line vessels, with average gross
revenues of about $1.52 million. These
figures may overstate the number of
small entities since it considers
individual vessel gross revenues, but
does not capture affiliations among
vessels. Halibut hook-and-line vessels
took a significant proportion of the
shark catch. There were an estimated
270 small sablefish hook-and-line
vessels with an estimated average gross
revenue from all sources of $0.77
million, an estimated 128 Pacific cod
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hook-and-line vessels with an average
gross of $0.59 million, an estimated 21
small pelagic pollock trawlers with
average gross revenues of about $1.02
million, five non-pelagic trawlers
targeting arrowtooth flounder with
average gross revenues of about $0.58
million, and five non-pelagic trawlers
targeting shallow water flatfish with
average gross revenues of about $0.65
million.
Owners of charter boats or headboats
(i.e., for-hire vessels) that are used to
fish for, take, retain, or possess Atlantic
tunas, sharks, swordfish, or billfish
must obtain an Atlantic HMS Charter/
Headboat permit. As of October 2011,
NMFS had issued 4,194 Atlantic HMS
Charter/Headboat permits. No
information is currently available
regarding the number of for-hire vessels
that specifically land sharks in the
Atlantic, Gulf of Mexico, or Caribbean
Sea. However, in 2010, average annual
gross revenue for headboats and charter
vessels in the Northeast were
approximately $214,000 and $27,650,
respectively. In the South Atlantic,
average annual gross revenue for
headboats and charter vessels in 2009
were approximately $187,500 and
$106,000, respectively. In the Gulf of
Mexico, average annual gross revenue
for headboats and charter vessels were
about $230,000 and $45,500,
respectively. According to these studies,
no individual for-hire vessel had annual
gross revenues exceeding $7 million.
Thus, all for-hire vessels that may be
affected by this proposed rule are
determined for the purpose of this
analysis to be small entities.
Party and charter boats target sharks
on the west coast as well. In 2011, about
620,256 west coast recreational trips
(days) by party and charter boats
retained about 16 metric tons of sharks.
Similarly, an estimate of about 778,798
recreational trips (days) by west coast
private or rental boats retained about 48
metric tons of sharks in 2011. In 2011,
only 13 for-hire vessels were known to
land sharks in California that were
harvested from the EEZ. In 2000, the
average annual gross revenue for a large
or medium size charter vessel on the
west coast was approximately $401,000,
while the maximum annual gross
revenue for one of these vessels was $7
million. In 2007, the average annual
gross revenue for a charter vessel in
Washington and Oregon was
approximately $70,600. Based on these
figures, all for-hire vessels that land
sharks and might be affected by this
proposed rule are determined for the
purpose of this analysis to be small
entities. Based on these figures, all
charter boats, headboats, and that land
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sharks and might be affected by this
proposed rule are determined for the
purpose of this analysis to be small
business entities.
NMFS does not have information on
types of small entities other than those
discussed above. However, other types
of small entities may exist. In addition,
NMFS has little information on the
number of transshipment vessels that
would be affected by this rule. However,
it is likely that the number of vessels
would be small.
The SCA and this proposed rule
would not allow fins to be removed
from sharks at sea. Shark fins from forhire vessels generally are not removed
from the carcass and not sold in
commerce, so for-hire vessels are not
expected to experience any economic
effects as a result of this proposed rule.
In many commercial fisheries across
the country, such as Atlantic HMS and
Northeast spiny dogfish, SCA provisions
are consistent with current federal
regulations. Further, directed fishing for
sharks is prohibited and incidentally
harvested sharks are largely processed
as fishmeal in the BSAI and GOA
groundfish fisheries. As a result,
commercial vessels in these fisheries are
not expected to experience any
economic effects as a result of this
proposed rule.
The implementation of state shark fin
laws in Washington, Oregon, California,
Hawaii, and American Samoa, raises
concerns about potential negative
economic effects on some entities in
West Coast, Western Pacific and other
fisheries. State or territorial shark fin
laws are preempted under the
Supremacy Clause of the U.S.
Constitution if they are inconsistent
with the Magnuson-Stevens Act as
amended by the SCA, implementing
regulations for the statutes, or
applicable federal fishery management
plans or regulations. The clarification
provided in this proposed rule may
have positive economic effects on these
fisheries. Therefore, the effect of this
proposed rule on the commercial
vessels in these fisheries is expected to
be non-existent or potentially positive.
No duplicative, overlapping, or
conflicting Federal rules have been
identified. This rule would not establish
any new reporting or record-keeping
requirements.
One alternative, the status quo, was
considered for the proposed action. This
alternative would maintain the current
regulations under the SFPA. Under this
alternative, any person may remove and
retain on the vessel fins (including the
tail) from a shark harvested seaward of
the inner boundary of the U.S. EEZ;
however, the corresponding carcass
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must also be retained on board the
vessel. It would be a rebuttable
presumption that shark fins landed by a
U.S. or foreign fishing vessel were
taken, held, or landed in violation of the
regulations if the total weight of the
shark fins landed exceeds 5 percent of
the total dressed weight of shark
carcasses on board or landed from the
fishing vessel. This alternative was
rejected because it would not comply
with the requirements of the SCA. No
other alternatives meet the statutory
requirements, and so none were
considered.
List of Subjects in 50 CFR Part 600
Administrative practice and
procedure, Confidential business
information, Fisheries, Fishing, Fishing
vessels, Foreign relations,
Intergovernmental relations, Penalties,
Reporting and recordkeeping
requirements, Statistics.
Dated: April 26, 2013.
Alan D. Risenhoover,
Director, Office of Sustainable Fisheries,
performing the functions and duties of the
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the
preamble, NMFS proposes to amend 50
CFR part 600 as follows:
PART 600–MAGNUSON–STEVENS
ACT PROVISIONS
1. The authority citation for part 600
continues to read as follows:
■
Authority: 16 U.S.C. 1801 et seq.
2. Subpart N is revised to read as
follows:
■
Subpart N—Shark Fin Removal,
Possession, Transfer and Landing
Sec.
600.1200 Purpose and scope.
600.1201 Relation to other laws.
600.1202 Definitions.
600.1203 Prohibitions.
Subpart N—Shark Fin Removal,
Possession, Transfer and Landing
§ 600.1200
Purpose and scope.
The regulations in this subpart
implement the Shark Conservation Act
of 2010.
§ 600.1201
Relation to other laws.
(a) Regulations pertaining to
conservation and management
(including record keeping and
reporting) for certain shark fisheries are
also set forth in parts 635 (for Federal
Atlantic Ocean, Gulf of Mexico, and
Caribbean shark fisheries), 648 (for
spiny dogfish fisheries), 660 (for
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Sfmt 4702
25689
fisheries off West Coast states), and 665
(for fisheries in the western Pacific) of
this chapter.
(b)(1) This subpart does not apply to
an individual engaged in commercial
fishing for smooth dogfish (Mustelus
canis) in that area of the waters of the
United States located shoreward of a
line drawn in such a manner that each
point on it is 50 nautical miles from the
baseline of a State from which the
territorial sea is measured, if the
individual holds a valid State
commercial fishing license, unless the
total weight of smooth dogfish fins
landed or found on board a vessel to
which this subsection applies exceeds
12 percent of the total weight of smooth
dogfish carcasses landed or found on
board.
(2) State, for the purpose of paragraph
(b)(1) of this section, means Maine, New
Hampshire, Massachusetts, Rhode
Island, Connecticut, New York, New
Jersey, Pennsylvania, Delaware,
Maryland, Virginia, North Carolina,
South Carolina, Georgia, Florida, the
District of Columbia, or the Potomac
River Fisheries Commission.
(c) This subpart does not supersede
state laws or regulations governing
conservation and management of state
shark fisheries in state waters.
(d) State and territorial statutes that
address shark fins are preempted if they
are inconsistent with the MagnusonStevens Act as amended by the Shark
Conservation Act of 2010, regulations
under this part, and applicable federal
fishery management plans and
regulations.
§ 600.1202
Definitions.
(a) In addition to the definitions in the
Magnuson-Stevens Act and in § 600.10,
the terms used in this subpart have the
following meanings:
Fin means any of the fins of a shark
(including the tail) or a portion thereof.
Land or landing means offloading
fish, or causing fish to be offloaded,
from a fishing vessel, either to another
vessel or to a shore side location or
facility, or arriving in port, or at a dock,
berth, beach, seawall, or ramp to begin
offloading fish.
Naturally attached, with respect to a
shark fin, means attached to the
corresponding shark carcass through
some portion of uncut skin.
(b) If there is any difference between
a definition in this section and in
§ 600.10, the definition in this section is
the operative definition for the purposes
of this subpart.
§ 600.1203
Prohibitions.
(a) It is unlawful for any person to do,
or attempt to do, any of the following:
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(1) Remove a fin at sea.
(2) To have custody, control, or
possession of a fin, aboard a fishing
vessel, unless the fin is naturally
attached.
(3) Transfer a fin from one vessel to
another vessel at sea unless the fin is
naturally attached.
(4) Receive a fin in a transfer from one
vessel to another vessel at sea unless the
fin is naturally attached.
(5) Land a fin unless the fin is
naturally attached.
(6) Land a shark carcass without all of
its fins naturally attached.
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(7) Possess, purchase, offer to sell, or
sell fins or shark carcasses taken,
transferred, landed, or possessed in
violation of this section.
(8) When requested, fail to allow an
authorized officer or any employee of
NMFS designated by a Regional
Administrator, or by the Director of the
Office of Sustainable Fisheries in the
case of the Atlantic Highly Migratory
Species, access to or inspection or
copying of any records pertaining to the
landing, sale, transfer, purchase, or
other disposition of fins or shark
carcasses.
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(b) For purposes of this section, it is
a rebuttable presumption that:
(1) If a fin is found aboard a vessel,
other than a fishing vessel, without
being naturally attached, such fin was
transferred in violation of this section.
(2) If, after landing, the total weight of
fins landed from any vessel exceeds five
percent of the total weight of shark
carcasses landed, such fins were taken,
held, or landed in violation of this
section.
[FR Doc. 2013–10439 Filed 5–1–13; 8:45 am]
BILLING CODE 3510–22–P
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Agencies
[Federal Register Volume 78, Number 85 (Thursday, May 2, 2013)]
[Proposed Rules]
[Pages 25685-25690]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-10439]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 600
[Docket No. 111014628-3329-01]
RIN 0648-BB54
Magnuson-Stevens Act Provisions; Implementation of the Shark
Conservation Act of 2010
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Proposed rule; request for comments.
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SUMMARY: NMFS proposes a rule to implement the provisions of the Shark
Conservation Act of 2010 (SCA) and prohibit any person from removing
any of the fins of a shark at sea, possessing shark fins on board a
fishing vessel unless they are naturally attached to the corresponding
carcass, transferring or receiving fins from one vessel to another at
sea unless the fins are naturally attached to the corresponding
carcass, landing shark fins unless they are naturally attached to the
corresponding carcass, or landing shark carcasses without their fins
naturally attached. NMFS proposes this action to amend existing
regulations and make them consistent with the SCA.
DATES: Written comments must be received by June 17, 2013.
ADDRESSES: You may submit comments on this document, identified by
NOAA-NMFS-2012-0092, by any of the following methods:
Electronic Submission: Submit all electronic public
comments via the Federal e-Rulemaking Portal www.regulations.gov. To
submit comments via the e-Rulemaking Portal, first click the ``submit a
comment'' icon, then enter NOAA-NMFS-2012-0092 in the keyword search.
Locate the document you wish to comment on from the resulting list and
click on the ``Submit a Comment'' icon on the right of that line.
Mail: Submit written comments to Kim Marshall, National
Marine Fisheries Service, NOAA; 1315 East-West Highway, Silver Spring,
MD 20910.
Fax: 301-713-1193; Attn: Kim Marshall.
Instructions: Comments must be submitted by one of the above
methods to ensure that the comments are received, documented, and
considered by NMFS. Comments sent by any other method, to any other
address or individual, or received after the end of the comment period,
may not be considered. All comments received are a part of the public
record and will generally be posted for public viewing on
www.regulations.gov without change. All personal identifying
information (e.g., name, address, etc.) submitted voluntarily by the
sender will be publicly accessible. Do not submit confidential business
information, or otherwise sensitive or protected information. NMFS will
accept anonymous comments (enter ``N/A'' in the required fields if you
wish to remain anonymous). Attachments to electronic comments will be
accepted in Microsoft Word or Excel, WordPerfect, or Adobe PDF file
formats only.
Electronic copies of the Environmental Assessment (EA), the
Regulatory Impact Review (RIR), and the Initial Regulatory Flexibility
Analysis (IRFA) prepared for this action are available on the Federal
e-Rulemaking Portal www.regulations.gov.
FOR FURTHER INFORMATION CONTACT: Kim Marshall, 301-427-8556.
SUPPLEMENTARY INFORMATION: On December 21, 2000, the President signed
into law the Shark Finning Prohibition Act (Pub. L. 106-557) (SFPA).
Among other things, the SFPA amended section 307 of the Magnuson-
Stevens Act to prohibit removing any of the fins of a shark (including
the tail) and returning the remainder of the shark to the sea. In
addition, the SFPA prohibited any person from having custody, control,
or possession of shark fins aboard a fishing vessel without the
corresponding carcass, and prohibited any person from landing shark
fins without the corresponding carcass. NMFS published a final rule to
implement the SFPA on February 11, 2002 (67 FR 6194).
[[Page 25686]]
In 2010, the President signed into law the Shark Conservation Act
of 2010 (Pub. L. 111-348, Jan. 4, 2011) (SCA). The SCA amended two
existing acts, the High Seas Driftnet Fishing Moratorium Protection Act
(Moratorium Protection Act), 16 U.S.C. 1826d et seq., and the Magnuson-
Stevens Fishery Conservation and Management Act (Magnuson-Stevens Act
or MSA), 16 U.S.C. 1801 et seq., to improve the conservation of sharks.
In particular, the SCA amended the Magnuson-Stevens Act to prohibit
any person from: (1) Removing any of the fins of a shark (including the
tail) at sea; (2) having custody, control, or possession of a fin
aboard a fishing vessel unless it is naturally attached to the
corresponding carcass; (3) transferring a fin from one vessel to
another vessel at sea, or receiving a fin in such transfer, unless the
fin is naturally attached to the corresponding carcass; or (4) landing
a fin that is not naturally attached to the corresponding carcass, or
landing a shark carcass without its fins naturally attached. For the
purpose of the SCA and these regulations, ``naturally attached,'' with
respect to a shark fin, means to be attached to the corresponding shark
carcass through some portion of uncut skin.
This proposed action would amend NMFS' regulations to implement
these provisions of the SCA. Specifically, the proposed rule would
amend regulations at 50 CFR Part 600, Subpart N to prohibit the removal
of shark fins at sea, namely, the possession, transfer and landing of
shark fins that are not naturally attached to the corresponding
carcass, and the landing of shark carcasses without the corresponding
fins naturally attached. NMFS notes that it interprets the prohibitions
in that section as applying to sharks, not skates and rays, and
solicits public comment on whether clarification is needed in the
regulatory text on this or any other issues (see ADDRESSES).
NMFS also proposes here to adopt language from section 103(b) of
the SCA regarding individuals engaged in commercial fishing for smooth
dogfish. While this proposed rule adopts the statutory text, NMFS
intends to further develop those provisions in a subsequent rulemaking.
This rule would also combine the existing sections Sec. Sec. 600.1203
and 600.1204 into one section. The text in all sections would be
amended to implement the provisions of the SCA.
The MSA authorizes the Secretary to regulate fisheries seaward of
the inner boundary of the EEZ, which is defined as a line coterminous
with the seaward boundary of each U.S. coastal state. 16 U.S.C.
1802(11). Thus, the SCA provisions apply to any person subject to the
jurisdiction of the U.S., including persons on board U.S. and foreign
vessels, engaging in activities prohibited under the statute for sharks
harvested seaward of the inner boundary of the EEZ. Federal regulations
pertaining to the conservation and management of specific shark
fisheries are set forth in Parts 635, 648 and 660 of Title 50 of the
Code of Federal Regulations. For Atlantic highly migratory species
fisheries, as a condition of its federal permit, a vessel's fishing,
catch, and gear are subject to federal requirements even when fishing
in state waters. See 50 CFR 635.4(a)(10) (noting that, when fishing
within the waters of a state with more restrictive regulations, persons
aboard the vessel must comply with those requirements). This rule
amends 50 CFR part 600, subpart N, and does not supersede or amend any
other federal regulation or requirement related to the conservation and
management of sharks.
The SCA also amended the Moratorium Protection Act, which provides
for identification and certification of nations to address illegal,
unreported, or unregulated fishing; bycatch of protected living marine
resources; and, as amended by the SCA, shark catches. 16 U.S.C. 1826h-
1826k. With regard to sharks, the Moratorium Protection Act provides
for identification of a nation if its fishing vessels have been engaged
during the preceding calendar year in fishing activities or practices
in waters beyond any national jurisdiction that target or incidentally
catch sharks and the nation has not adopted a regulatory program for
sharks that is comparable to the United States, taking into account
different conditions. 16 U.S.C. 1826k(a)(2). NMFS published a final
rule that amends the Moratorium Protection Act regulations consistent
with the SCA on January 16, 2013 (78 FR 3338).
Relationship of Regulations With Current State Rules
Several states and territories have enacted or are considering
enacting statutes that address shark fins. Each statute differs in its
precise details, but generally most contain a prohibition on
possession, landing or sale of, or other activities involving, shark
fins. Depending on how they are interpreted and implemented, these
statutes have the potential to undermine significantly conservation and
management of federal shark fisheries.
Under the Magnuson-Stevens Act, the United States claims sovereign
rights and exclusive fishery management authority over all fish, and
all Continental Shelf fishery resources, within the U.S. exclusive
economic zone (EEZ) and also claims exclusive fishery management
authority for specified resources beyond the EEZ. 16 U.S.C. 1811. To
conserve and manage fishery resources and promote domestic commercial
and recreational fishing under sound conservation and management
principles, the Magnuson-Stevens Act authorizes NMFS and Fishery
Management Councils to develop and implement federal fishery management
plans, which must be consistent with ten national standards and other
mandatory provisions set forth in the statute. 16 U.S.C. 1801, 1851(a)
and 1853(a). The Magnuson-Stevens Act defines ``conservation and
management'' as including measures ``which are designed to assure that
. . . a supply of food and other products may be taken, and that
recreational benefits may be obtained, on a continuing basis.'' 16
U.S.C. 1802(5). National Standard 1 requires that conservation and
management measures under a fishery management plan, plan amendment or
implementing regulations ``prevent overfishing while achieving, on a
continuing basis, the optimum yield from each fishery for the United
States fishing industry.'' 16 U.S.C. 1851(a)(1). Obtaining optimum
yield, which includes providing the greatest overall benefit to the
Nation, particularly with respect to food production and recreational
opportunities, is a fundamental principle under the Magnuson-Stevens
Act. State prohibitions on possession, landing, transfer, or sale of
sharks or shark fins lawfully harvested seaward of state boundaries
constrain the ability of federal fishery participants to make use of
those sharks for commercial and other purposes.
Neither the SFPA nor the SCA suggest that Congress intended to
amend the Magnuson-Stevens Act to prohibit the possession or sale of
shark fins. Rather, Congress chose to prohibit discarding shark
carcasses at sea, and required that fins be naturally attached to the
carcass of the corresponding shark. The SCA therefore reflects a
balance between addressing the wasteful practice of shark finning and
preserving opportunities to land and sell sharks harvested consistent
with the Magnuson-Stevens Act. Although state shark fin laws are also
intended to conserve sharks, they may not unduly
[[Page 25687]]
interfere with the conservation and management of federal fisheries.
The Magnuson-Stevens Act preempts state regulation of fisheries in
waters outside the boundaries of a state, except according to the
narrow opportunities for state regulation specified at 16 U.S.C.
1856(a)(3). Within the U.S. EEZ, a State may regulate a fishing vessel
only where: (1) The fishing vessel is registered under the laws of that
State, and there is no federal fishery management plan or regulations
for the fishery, or the State's laws and regulations are consistent
with the applicable federal plan and regulations; or (2) the applicable
federal plan delegates management of the fishery to the State, and the
State's laws and regulations are consistent with that plan (16 U.S.C.
1856(a)(3)(A-B)). ``State'' means each of the several States, the
District of Columbia, Puerto Rico, American Samoa, the Virgin Islands,
Guam, and any other Commonwealth, territory, or possession of the
United States (16 U.S.C. 1802(41)).
State or territorial shark fin laws are preempted if they are
inconsistent with the Magnuson-Stevens Act as amended by the SCA,
implementing regulations for the statutes, or applicable federal
fishery management plans or regulations. If state or territorial laws
are construed or interpreted so they are consistent with federal law,
fishery management plans and regulations, those laws are not preempted.
For example, if a state law prohibiting the possession, landing, or
sale of shark fins is interpreted not to apply to sharks legally
harvested in federal waters, the law would not be preempted. On the
other hand, a state law that interferes with accomplishing the purposes
and objectives of the Magnuson-Stevens Act would be preempted. As
described above, promoting commercial fishing under sound conservation
and management principles is a key purpose of the Act. If sharks are
lawfully caught in federal waters, state laws that prohibit the
possession and landing of those sharks with fins naturally attached or
that prohibit the sale, transfer or possession of fins from those
sharks unduly interfere with achievement of Magnuson-Stevens Act
purposes and objectives.
The Magnuson-Stevens Act generally does not preempt a state's laws
applicable to its fisheries in state waters and states that, ``Except
as provided in subsection (b), nothing in this Act shall be construed
as extending or diminishing the jurisdiction or authority of any State
within its boundaries.'' 16 U.S.C. 1856(a)(1). Regulations issued in
2002 at 50 CFR 600.1201(c) provide that: ``Nothing in this regulation
supersedes more restrictive state laws or regulations regarding shark
finning in state waters.'' The intent of this provision was to affirm
that the regulations would not infringe on a state's jurisdiction or
authority. It was not intended to imply that states may interfere with
or impede accomplishment of fishery management objectives for
federally-managed commercial and recreational fisheries. NMFS' view
regarding state and federal authority has not changed since 2002, but
the agency believes that section 600.1201(c) could be clarified. Thus,
this proposed rule would revise section 600.1201(c) to state that the
subpart does not supersede state laws or regulations governing
conservation and management of state shark fisheries in state waters.
Classification
Pursuant to section 305(d) of the Magnuson-Stevens Act, the NMFS
Assistant Administrator has determined that this proposed rule is
consistent with the other provisions of the Magnuson-Stevens Act and
other applicable law, subject to further consideration after public
comment.
This proposed rule has been determined to be not significant for
purposes of Executive Order 12866.
An initial regulatory flexibility analysis (IRFA) was prepared, as
required by section 603 of the Regulatory Flexibility Act (RFA). The
IRFA describes the economic impact this proposed rule would have on
small entities. A description of the action, why it is being
considered, and the legal basis for this action are included at the
beginning of this section in the preamble and in the SUMMARY section of
the preamble. A summary of the analysis follows. A copy of this
analysis is available from NMFS (see ADDRESSES).
NMFS proposes this action to implement the SCA. This proposed
action would revise existing regulations that implement the SFPA, which
banned ``shark finning'' (the practice of removing the fin or fins from
a shark and discarding the remainder of the shark at sea). The proposed
rule would amend regulations to prohibit the removal of shark fins at
sea, namely, the possession, transfer and landing of shark fins that
are not naturally attached to the corresponding carcass, and the
landing of shark carcasses without the corresponding fins naturally
attached. The SCA applies to any person subject to the jurisdiction of
the U.S., including persons on board U.S. and foreign vessels, who
engages in activities prohibited under the statute for sharks harvested
seaward of the inner boundary of the EEZ. For Atlantic highly migratory
species fisheries, as a condition of its federal permit, a vessel's
fishing, catch, and gear are subject to federal requirements even when
fishing in state waters. See 50 CFR 635.4(a)(10) (noting that, when
fishing within the waters of a state with more restrictive regulations,
persons aboard the vessel must comply with those requirements).
This rule is expected to directly affect commercial and for-hire
fishing vessels that land sharks harvested seaward of the inner
boundary of the U.S. EEZ or possess permits which allow them to land
sharks harvested seaward of the inner boundary of the U.S. EEZ. The
Small Business Administration has established size criteria for all
major industry sectors in the U.S. including fish harvesters. A
business involved in fish harvesting is classified as a small business
if it is independently owned and operated, is not dominant in its field
of operation (including its affiliates), and has combined annual
receipts not in excess of $4.0 million (NAICS code 114111, finfish
fishing) for all its affiliated operations worldwide. For for-hire
vessels, the other qualifiers apply and the receipts threshold is $7.0
million (NAICS code 713990, recreational industries).
Sharks are harvested in several commercial fisheries that occur in
the U.S. EEZ, including the spiny dogfish fishery in the northeast
United States, the Atlantic HMS fishery in the northeast and southeast
United States, the west coast HMS and groundfish fisheries, and the
Hawaii and American Samoa-based pelagic longline fisheries, which allow
retention of incidentally caught sharks. In addition, groundfish
vessels in the Gulf of Alaska and Bering Sea and Aleutian Islands can
retain sharks, although there are no directed shark fisheries and the
vast majority of incidentally caught sharks are discarded.
In 2011, 2,743 vessels were issued federal spiny dogfish permits,
but only 326 of these vessels actually landed spiny dogfish. The total
ex-vessel value of commercially landed spiny dogfish in calendar year
2011 was about $4.646 million. Thus, average ex-vessel revenue per
vessel from spiny dogfish was approximately $14,250 in calendar year
2011. Based on these figures, all spiny dogfish vessels that might be
affected by this proposed rule are determined for the purpose of this
analysis to be small entities.
As of October 2011, NMFS had issued 217 directed shark permits and
262 incidental shark permits in the Atlantic
[[Page 25688]]
highly migratory species fishery. In 2011, the ex-vessel revenues for
all sharks landed in the Atlantic highly migratory species fishery
totaled $3,067,116. Thus, the average ex-vessel revenue per permitted
vessel was approximately $6,400 in 2011. Based on these figures, all
Atlantic highly migratory species shark vessels that might be affected
by this proposed rule are determined for the purpose of this analysis
to be small entities.
Most sharks on the west coast are caught in the drift gillnet
component of the HMS fishery and the northwest groundfish fishery. In
2011, 243 commercial vessels had shark landings on the west coast and
total ex-vessel revenue for west coast shark landings was $349,634.
Thus, in 2011, average ex-vessel revenue per vessel from shark landings
was approximately $1,450. Average total ex-vessel revenue per vessel
was about $107,000 in 2011. The maximum total ex-vessel revenue for a
single vessel that commercially harvested sharks on the west coast was
approximately $1.48 million in 2011. Based on these figures, all west
coast commercial fishing vessels that land sharks and might be affected
by this proposed rule are determined for the purpose of this analysis
to be small entities.
Entry into the Hawaii-based pelagic longline fishery is limited,
with a maximum of 164 vessels allowed. As of March 2012, 132 vessels
held Hawaii longline limited entry permits (out of 164 total permits).
NMFS estimates the 2010 ex-vessel revenue of pelagic fish landed by
Hawaii-based longline vessels to be about $70 million, or approximately
$427,000 per vessel. In addition, in 2010, 267,000 pounds of sharks
were landed by Hawaii-based longline vessels, and the average price for
these sharks was $0.50 per pound in 2010. Thus, ex-vessel revenue from
shark landings was $135,000 and average revenue per vessel was
approximately $1,020. Thus, shark landings represent a very small
portion of the ex-vessel revenue for the Hawaii-based longline vessels.
In 2009, 50 vessels obtained American Samoa longline limited entry
permits, and 26 of those vessels actively fished. These vessels'
operations are economically smaller than those based in Hawaii. Based
on these figures, all Hawaii and American Samoa-based pelagic longline
vessels that might be affected by this proposed rule are determined for
the purpose of this analysis to be small entities.
As of 2009, approximately 867 vessels operated in the Bering Sea/
Aleutian Islands (BSAI) or Gulf of Alaska (GOA) groundfish fisheries,
with some vessels operating in both. Approximately 97% of shark catch
in Alaska groundfish fisheries is discarded. The other 3 percent is
retained and largely processed into fishmeal. Both large and small
fishing entities operate in the BSAI groundfish fisheries. In 2008, 215
small groundfish entities operated in the BSAI, with estimated average
2008 gross revenues from all sources of about $1.53 million. Most of
these (204) are catcher vessels, with estimated average gross revenues
of $1.49 million. About half of the catcher-vessels (103) are trawlers
with average gross revenues of about $1.71 million, 46 are hook-and-
line vessels with average gross revenues of about $0.58 million, and 62
are pot vessels with average gross revenues of about $1.70 million.
There were 11 small catcher-processors, seven of which were hook-and-
line vessels with average gross revenues of about $2.65 million. These
figures may overstate the number of small entities since it considers
individual vessel gross revenues, but does not capture affiliations
among vessels. The key fleets harvesting shark are the Pollock trawlers
and the hook-and-line vessels fishing for Pacific cod. All of the
Pollock trawlers are believed to be large entities, either because the
vessels themselves gross more than $4 million or because they are
members of American Fisheries Act cooperatives that gross more than
that. The BSAI hook-and-line vessels targeting Pacific cod are
predominately large vessels, though two are considered small.
In 2008, 702 small groundfish entities operated in the GOA
groundfish fisheries, with average revenues from all sources of about
$0.60 million. Almost all of these vessels (697) are catcher vessels
with average revenues of about $0.60 million. A majority of the
catcher-vessels (520) use hook-and-line gear and have average revenues
of about $0.49 million, while 73 are trawlers with average revenues of
about $1.27 million, and 142 are pot vessels with average revenues of
$0.85 million. There were five catcher-processors, mostly hook-and-line
vessels, with average gross revenues of about $1.52 million. These
figures may overstate the number of small entities since it considers
individual vessel gross revenues, but does not capture affiliations
among vessels. Halibut hook-and-line vessels took a significant
proportion of the shark catch. There were an estimated 270 small
sablefish hook-and-line vessels with an estimated average gross revenue
from all sources of $0.77 million, an estimated 128 Pacific cod hook-
and-line vessels with an average gross of $0.59 million, an estimated
21 small pelagic pollock trawlers with average gross revenues of about
$1.02 million, five non-pelagic trawlers targeting arrowtooth flounder
with average gross revenues of about $0.58 million, and five non-
pelagic trawlers targeting shallow water flatfish with average gross
revenues of about $0.65 million.
Owners of charter boats or headboats (i.e., for-hire vessels) that
are used to fish for, take, retain, or possess Atlantic tunas, sharks,
swordfish, or billfish must obtain an Atlantic HMS Charter/Headboat
permit. As of October 2011, NMFS had issued 4,194 Atlantic HMS Charter/
Headboat permits. No information is currently available regarding the
number of for-hire vessels that specifically land sharks in the
Atlantic, Gulf of Mexico, or Caribbean Sea. However, in 2010, average
annual gross revenue for headboats and charter vessels in the Northeast
were approximately $214,000 and $27,650, respectively. In the South
Atlantic, average annual gross revenue for headboats and charter
vessels in 2009 were approximately $187,500 and $106,000, respectively.
In the Gulf of Mexico, average annual gross revenue for headboats and
charter vessels were about $230,000 and $45,500, respectively.
According to these studies, no individual for-hire vessel had annual
gross revenues exceeding $7 million. Thus, all for-hire vessels that
may be affected by this proposed rule are determined for the purpose of
this analysis to be small entities.
Party and charter boats target sharks on the west coast as well. In
2011, about 620,256 west coast recreational trips (days) by party and
charter boats retained about 16 metric tons of sharks. Similarly, an
estimate of about 778,798 recreational trips (days) by west coast
private or rental boats retained about 48 metric tons of sharks in
2011. In 2011, only 13 for-hire vessels were known to land sharks in
California that were harvested from the EEZ. In 2000, the average
annual gross revenue for a large or medium size charter vessel on the
west coast was approximately $401,000, while the maximum annual gross
revenue for one of these vessels was $7 million. In 2007, the average
annual gross revenue for a charter vessel in Washington and Oregon was
approximately $70,600. Based on these figures, all for-hire vessels
that land sharks and might be affected by this proposed rule are
determined for the purpose of this analysis to be small entities. Based
on these figures, all charter boats, headboats, and that land
[[Page 25689]]
sharks and might be affected by this proposed rule are determined for
the purpose of this analysis to be small business entities.
NMFS does not have information on types of small entities other
than those discussed above. However, other types of small entities may
exist. In addition, NMFS has little information on the number of
transshipment vessels that would be affected by this rule. However, it
is likely that the number of vessels would be small.
The SCA and this proposed rule would not allow fins to be removed
from sharks at sea. Shark fins from for-hire vessels generally are not
removed from the carcass and not sold in commerce, so for-hire vessels
are not expected to experience any economic effects as a result of this
proposed rule.
In many commercial fisheries across the country, such as Atlantic
HMS and Northeast spiny dogfish, SCA provisions are consistent with
current federal regulations. Further, directed fishing for sharks is
prohibited and incidentally harvested sharks are largely processed as
fishmeal in the BSAI and GOA groundfish fisheries. As a result,
commercial vessels in these fisheries are not expected to experience
any economic effects as a result of this proposed rule.
The implementation of state shark fin laws in Washington, Oregon,
California, Hawaii, and American Samoa, raises concerns about potential
negative economic effects on some entities in West Coast, Western
Pacific and other fisheries. State or territorial shark fin laws are
preempted under the Supremacy Clause of the U.S. Constitution if they
are inconsistent with the Magnuson-Stevens Act as amended by the SCA,
implementing regulations for the statutes, or applicable federal
fishery management plans or regulations. The clarification provided in
this proposed rule may have positive economic effects on these
fisheries. Therefore, the effect of this proposed rule on the
commercial vessels in these fisheries is expected to be non-existent or
potentially positive.
No duplicative, overlapping, or conflicting Federal rules have been
identified. This rule would not establish any new reporting or record-
keeping requirements.
One alternative, the status quo, was considered for the proposed
action. This alternative would maintain the current regulations under
the SFPA. Under this alternative, any person may remove and retain on
the vessel fins (including the tail) from a shark harvested seaward of
the inner boundary of the U.S. EEZ; however, the corresponding carcass
must also be retained on board the vessel. It would be a rebuttable
presumption that shark fins landed by a U.S. or foreign fishing vessel
were taken, held, or landed in violation of the regulations if the
total weight of the shark fins landed exceeds 5 percent of the total
dressed weight of shark carcasses on board or landed from the fishing
vessel. This alternative was rejected because it would not comply with
the requirements of the SCA. No other alternatives meet the statutory
requirements, and so none were considered.
List of Subjects in 50 CFR Part 600
Administrative practice and procedure, Confidential business
information, Fisheries, Fishing, Fishing vessels, Foreign relations,
Intergovernmental relations, Penalties, Reporting and recordkeeping
requirements, Statistics.
Dated: April 26, 2013.
Alan D. Risenhoover,
Director, Office of Sustainable Fisheries, performing the functions and
duties of the Deputy Assistant Administrator for Regulatory Programs,
National Marine Fisheries Service.
For the reasons set out in the preamble, NMFS proposes to amend 50
CFR part 600 as follows:
PART 600-MAGNUSON-STEVENS ACT PROVISIONS
0
1. The authority citation for part 600 continues to read as follows:
Authority: 16 U.S.C. 1801 et seq.
0
2. Subpart N is revised to read as follows:
Subpart N--Shark Fin Removal, Possession, Transfer and Landing
Sec.
600.1200 Purpose and scope.
600.1201 Relation to other laws.
600.1202 Definitions.
600.1203 Prohibitions.
Subpart N--Shark Fin Removal, Possession, Transfer and Landing
Sec. 600.1200 Purpose and scope.
The regulations in this subpart implement the Shark Conservation
Act of 2010.
Sec. 600.1201 Relation to other laws.
(a) Regulations pertaining to conservation and management
(including record keeping and reporting) for certain shark fisheries
are also set forth in parts 635 (for Federal Atlantic Ocean, Gulf of
Mexico, and Caribbean shark fisheries), 648 (for spiny dogfish
fisheries), 660 (for fisheries off West Coast states), and 665 (for
fisheries in the western Pacific) of this chapter.
(b)(1) This subpart does not apply to an individual engaged in
commercial fishing for smooth dogfish (Mustelus canis) in that area of
the waters of the United States located shoreward of a line drawn in
such a manner that each point on it is 50 nautical miles from the
baseline of a State from which the territorial sea is measured, if the
individual holds a valid State commercial fishing license, unless the
total weight of smooth dogfish fins landed or found on board a vessel
to which this subsection applies exceeds 12 percent of the total weight
of smooth dogfish carcasses landed or found on board.
(2) State, for the purpose of paragraph (b)(1) of this section,
means Maine, New Hampshire, Massachusetts, Rhode Island, Connecticut,
New York, New Jersey, Pennsylvania, Delaware, Maryland, Virginia, North
Carolina, South Carolina, Georgia, Florida, the District of Columbia,
or the Potomac River Fisheries Commission.
(c) This subpart does not supersede state laws or regulations
governing conservation and management of state shark fisheries in state
waters.
(d) State and territorial statutes that address shark fins are
preempted if they are inconsistent with the Magnuson-Stevens Act as
amended by the Shark Conservation Act of 2010, regulations under this
part, and applicable federal fishery management plans and regulations.
Sec. 600.1202 Definitions.
(a) In addition to the definitions in the Magnuson-Stevens Act and
in Sec. 600.10, the terms used in this subpart have the following
meanings:
Fin means any of the fins of a shark (including the tail) or a
portion thereof.
Land or landing means offloading fish, or causing fish to be
offloaded, from a fishing vessel, either to another vessel or to a
shore side location or facility, or arriving in port, or at a dock,
berth, beach, seawall, or ramp to begin offloading fish.
Naturally attached, with respect to a shark fin, means attached to
the corresponding shark carcass through some portion of uncut skin.
(b) If there is any difference between a definition in this section
and in Sec. 600.10, the definition in this section is the operative
definition for the purposes of this subpart.
Sec. 600.1203 Prohibitions.
(a) It is unlawful for any person to do, or attempt to do, any of
the following:
[[Page 25690]]
(1) Remove a fin at sea.
(2) To have custody, control, or possession of a fin, aboard a
fishing vessel, unless the fin is naturally attached.
(3) Transfer a fin from one vessel to another vessel at sea unless
the fin is naturally attached.
(4) Receive a fin in a transfer from one vessel to another vessel
at sea unless the fin is naturally attached.
(5) Land a fin unless the fin is naturally attached.
(6) Land a shark carcass without all of its fins naturally
attached.
(7) Possess, purchase, offer to sell, or sell fins or shark
carcasses taken, transferred, landed, or possessed in violation of this
section.
(8) When requested, fail to allow an authorized officer or any
employee of NMFS designated by a Regional Administrator, or by the
Director of the Office of Sustainable Fisheries in the case of the
Atlantic Highly Migratory Species, access to or inspection or copying
of any records pertaining to the landing, sale, transfer, purchase, or
other disposition of fins or shark carcasses.
(b) For purposes of this section, it is a rebuttable presumption
that:
(1) If a fin is found aboard a vessel, other than a fishing vessel,
without being naturally attached, such fin was transferred in violation
of this section.
(2) If, after landing, the total weight of fins landed from any
vessel exceeds five percent of the total weight of shark carcasses
landed, such fins were taken, held, or landed in violation of this
section.
[FR Doc. 2013-10439 Filed 5-1-13; 8:45 am]
BILLING CODE 3510-22-P