Notice of Funding Availability for the Tribal Transportation Program Safety Funds; and Request for Comments, 25339-25343 [2013-10100]
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Federal Register / Vol. 78, No. 83 / Tuesday, April 30, 2013 / Notices
members is 3 years. Both of these terms
will start on May 20, 2013.
Issued in Hawthorne, CA, on April 23,
2013.
Keith Lusk,
Special Programs Staff, Western-Pacific
Region.
[FR Doc. 2013–10158 Filed 4–29–13; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF TRANSPORTATION
Federal Highway Administration
[Docket No. FHWA–2013–0012]
Notice of Funding Availability for the
Tribal Transportation Program Safety
Funds; and Request for Comments
Federal Highway
Administration (FHWA), Department of
Transportation (DOT).
ACTION: Notice of funding availability;
request for comments.
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AGENCY:
SUMMARY: This notice announces the
availability of funding for Indian tribal
governments for Tribal Transportation
Program Safety Funds (TTPSF)
authorized within the Tribal
Transportation Program (TTP) under the
Moving Ahead for Progress in the 21st
Century Act (MAP–21). The FHWA will
distribute these funds as described in
this notice on a competitive basis in a
manner consistent with the eligibilities
of this program.
In addition, this notice proposes
criteria FHWA will use to identify
projects for funding and describes
application procedures. The FHWA
requests comments on the content of
this notice. The FHWA will take all
comments into consideration and
publish a final notice of funding
availability.
The FHWA will solicit grant
applications through the governmentwide electronic grants Web site at
https://www.grants.gov and will publish
a solicitation memo on the FHWA Web
site at https://flh.fhwa.dot.gov.
DATES: All public comments must be
received on or before May 30, 2013.
Late-filed comments will be considered
to the extent practicable.
The FHWA plans to conduct outreach
regarding the TTPSF in the form of
Webinars on May 1 at 1:00 e.t.,
(participants can pre-register online at:
https://www.nhi.fhwa.dot.gov/
resources/webconference/web_conf_
learner_reg.aspx?webconfid=26059) and
May 8 at 4:00 e.t., (participants can preregister online at: https://
www.nhi.fhwa.dot.gov/resources/
webconference/
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web_conf_learner_reg.aspx?
webconfid=26060). Both Webinars will
be recorded and posted on FHWA’s Web
site at: https://flh.fhwa.dot.gov.
ADDRESSES: You may submit comments,
identified by docket number FHWA–
2013–0012, by any of the following
methods:
Federal eRulemaking Portal: Go to
https://www.regulations.gov and follow
the online instructions for submitting
comments.
Mail: Docket Management Facility,
U.S. Department of Transportation, 1200
New Jersey Avenue SE., Washington,
DC 20590–0001.
Hand Delivery: West Building Ground
Floor, Room W12–140, 1200 New Jersey
Avenue SE., Washington, DC 20590–
0001, between 9 a.m. and 5 p.m.,
Monday through Friday, except Federal
holidays.
Instructions: You must include the
agency name and docket number
FHWA–2013–0012 on your comments.
All comments received will be posted,
without change, to http//
www.regulations.gov, including any
personal information provided.
FOR FURTHER INFORMATION CONTACT: For
questions about the program discussed
herein, contact Ms. Cindi Ptak by
telephone at (202) 366–1586; by email at
cindi.ptak@dot.gov; or by mail at
Federal Highway Administration, 1200
New Jersey Avenue SE., Washington,
DC 20590. Office hours are from 8:30
a.m. to 5:00 p.m. e.t., Monday through
Friday, except Federal holidays. For
legal questions, contact Ms. Vivian
Philbin, Office of the Chief Counsel, by
telephone at (720) 963–3445; by email at
vivian.philbin@dot.gov; or by mail at
Federal Highway Administration,
Central Federal Lands Highway
Division, 12300 West Dakota Avenue,
Lakewood, CO 80228. Office hours are
from 7:30 a.m. to 4:00 p.m. m.t.,
Monday through Friday, except Federal
holidays.
SUPPLEMENTARY INFORMATION:
Electronic Access
You may retrieve a copy of the notice
through the Federal eRulemaking portal
at: https://www.regulations.gov. The Web
site is available 24 hours each day,
every day of the year. Electronic
submission and retrieval help and
guidelines are available under the help
section of the Web site.
An electronic copy of this document
may also be downloaded from Office of
the Federal Register’s home page at:
https://www.archives.gov/federal_register
and the Government Printing Office’s
Web page at: https://www.gpoaccess.gov.
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Table of Contents
I. Background
II. Eligibility
A. Entities Eligible To Apply for Funding
B. Eligible Uses of Funds
III. Selection Criteria and Policy
Considerations
A. Safety Planning Activities (Funding
Goal 40% of TTPSF)
B. Engineering Improvements (Funding
Goal 30% of TTPSF)
C. Enforcement and Emergency Services
Improvements (Funding Goal 20% of
TTPSF)
D. Education Programs (Funding Goal 10%
of TTPSF)
IV. Evaluation Process
V. Application Process
A. Contents of Applications
B. Standard Form 424
C. Narrative
D. Contact Information
E. Protection of Confidential Business
Information
F. Additional Information
G. Experiencing Unforeseen Grants.gov
Technical Issues
VI. Program Funding and Award
VII. Request for Comments
VIII. Consultation
I. Background
On July 6, 2012, President Obama
signed into law MAP–21 (Pub. L. 112–
141), which authorizes TTPSF as a set
aside of not more than 2 percent of the
funds made available under the TTP for
each of Federal Fiscal Years (FY) 2013
and 2014. Section 202(e) of title 23,
United States Code (U.S.C.), provides
that the funds are to be allocated based
on an identification and analysis of
highway safety issues and opportunities
on tribal lands, as determined by the
Secretary, on application of the Indian
tribal governments for eligible projects
described in 23 U.S.C. 148(a)(4). Eligible
projects described in section 148(a)(4)
include strategies, activities, and
projects on a public road that are
consistent with a State strategic
highway safety plan and correct or
improve a hazardous road location or
feature, or address a highway safety
problem.
Section 202(e) further specifies that in
applying for TTPSF, an Indian tribal
government, in cooperation with the
Secretary of the Interior and, as
appropriate, with a State, local
government, or metropolitan planning
organization, shall select projects from
the transportation improvement
program (TIP), subject to the approval of
the Secretary of Transportation and the
Secretary of the Interior.
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II. Eligibility
A. Entities Eligible To Apply for
Funding
Section 202(e) specifies that TTPSF
are to be made available to Indian tribal
governments. Accordingly, consistent
with other FHWA funding provided to
tribes, FHWA proposes that any
federally recognized tribe identified on
the list of ‘‘Indian Entities Recognized
and Eligible to Receive Services from
the Bureau of Indian Affairs’’ (published
at 77 FR 47868) is eligible to apply for
TTPSF.
B. Eligible Uses of Funds
Under section 202(e), projects for
which Indian tribal governments may
apply are highway safety improvement
projects eligible under the Highway
Safety Improvement Program as
described in 23 U.S.C. 148(a)(4).
Projects eligible for funding may
include strategies, activities, or projects
on a public road that are consistent with
a State Strategic Highway Safety Plan
(SHSP) and correct or improve a
hazardous road location or feature, or
address a highway safety problem.1 This
includes infrastructure and noninfrastructure strategies, activities or
projects including education activities.
For purposes of the TTPSF, FHWA
proposes that for a project to be
consistent with a State’s SHSP it must
be data-driven or address a priority in
an applicable tribal transportation safety
plan that considers the priorities and
strategies addressed in the State SHSP.
To be considered eligible for TTPSF,
roadway or transportation facilities
improvement projects also must be (1)
included in the tribe’s official National
Tribal Transportation Facility Inventory,
as identified in 23 U.S.C. 202(b)(1), and
(2) listed in the TIP.
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III. Selection Criteria and Policy
Considerations
The FHWA proposes to award TTPSF
funds based on the selection criteria and
policy considerations as outlined below.
The FHWA shall give priority
consideration to eligible projects under
23 U.S.C. 148(a)(4) that fall within one
of the following four categories: (1)
Safety planning activities; (2)
engineering improvements; (3)
enforcement and emergency services
improvements; and (4) education
programs. The priority categories were
determined in consultation with the
Tribal Transportation Program
1 Examples of eligible HSIP projects include but
are not limited to the projects set for in 23 U.S.C.
148(a)(4)(B).
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Coordinating Committee (TTPCC) 2 and
are intended to strengthen safety
planning activities in tribal
transportation while also directing
resources to needed safety
improvements. The categories are also
consistent with the FHWA SHSP for
Indian Lands which has as its mission
to, ‘‘Implement effective transportation
safety programs to save lives while
respecting Native American culture and
tradition by fostering communication,
coordination, collaboration, and
cooperation.’’ 3 These categories are also
consistent with the Tribal Safety
Management Implementation Plan
(TSMIP). The TSMIP recognizes that,
‘‘tribal safety plans are an essential
component and an effective planning
tool for prioritizing and implementing
safety solutions.’’ 4 The TSMIP also
states that ‘‘reducing highway fatalities
and serious injuries with any sustained
success requires that all four elements
(4E’s) of highway safety be addressed—
engineering, enforcement, education,
and emergency services. A Tribal Safety
Program, whether large or small, should
work to address the 4 E’s, and its
foundation, data.’’
The FHWA proposes to allocate the
TTPSF among the four categories as
follows: (1) Safety planning activities
(40 percent); (2) engineering
improvements (30 percent); (3)
enforcement and emergency services
improvements (20 percent); and (4)
education programs (10 percent). These
funding goals were established with the
TTPCC and will be reviewed annually
and may be adjusted to reflect current
tribal transportation safety priorities and
needs. These proposed allocation
amounts provide substantial funding for
tribal safety plans to reflect the strong
need that has been identified in this
area and to ensure that all tribes have an
opportunity to assess their safety needs
and prioritize safety projects. The
remaining proposed allocation amounts
were established based on the
significant need for transportation
related capital improvement projects,
while still allowing for applications that
would cover all 4E’s of safety.
2 The TTPCC is a committee established in 25
CFR Part 170 and is charged with providing input
and recommendations to the Bureau of Indian
Affairs (BIA) and FHWA in developing TTP policies
and procedures. Its members are appointed by the
Secretary of the Interior and represent all 12 BIA
Regions. Tribal consultation is described further in
Section VIII of this notice.
3 The Strategic Safety Plan of Indian Lands is
available at: https://flh.fhwa.dot.gov/programs/ttp/
safety/documents/strategic-hsp.pdf.
4 The SMS Implementation Plan is available at:
https://flh.fhwa.dot.gov/programs/ttp/safety/
documents/sms-implementation.pdf.
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A. Safety Planning Activities (Funding
Goal 40 Percent of TTPSF)
The development of a tribal safety
plan that is data driven, identifies
transportation safety issues, prioritizes
activities, is coordinated with the State
SHSP and promotes a comprehensive
approach to addressing safety needs by
including all 4E’s is a critical step in
improving highway safety. Additional
information on developing a tribal
safety plan can be found at: https://
flh.fhwa.dot.gov/programs/ttp/safety/.
Accordingly, FHWA proposes to
award TTPSF for developing and
updating tribal safety plans, and other
safety planning activities. Eligible uses
of funds are described in Section II of
this notice and example projects are
listed in 23 U.S.C. 148(a)(4), which can
be found at: https://www.fhwa.dot.gov/
map21/docs/title23usc.pdf.
The FHWA will use the following
criteria in the evaluation of TTPSF
funding requests for tribal safety plans:
(1) Development of a tribal safety plan
where none currently exists; and (2) age
and status of existing tribal safety plans.
The FHWA will use the following
criteria in the evaluation of TTPSF
funding requests for safety planning
activities: (1) Inclusion of the activity in
a completed State SHSP or tribal
transportation safety plan that is no
more than 5 years old; (2) submission of
supporting data that clearly
demonstrates the need for the activity;
(3) leveraging of private or other public
funding; (4) extent to which the project
compliments a comprehensive approach
to safety and addresses elements of the
4Es.
B. Engineering Improvements (Funding
Goal 30 Percent of TTPSF)
Eligible uses of funds are described in
Section II of this notice and example
projects are listed in 23 U.S.C. 148(a)(4)
which can be found at: https://
www.fhwa.dot.gov/map21/docs/
title23usc.pdf.
The FHWA proposes to award TTPSF
for engineering improvement projects.
The FHWA will use the following
criteria in the evaluation of funding
requests for engineering improvements:
(1) Inclusion of the activity in a
completed State SHSP or tribal
transportation safety plan that is no
more than 5 years old; (2) inclusion of
the activity in a completed road safety
audit, engineering study, impact
assessment or other engineering
document; (3) submission of supporting
data that clearly demonstrates the need
for the project; (4) ownership of the
facility; (5) leveraging of private or other
public funding; (6) years since the tribe
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has last received funding for an TTPSF
engineering improvement project; (7)
extent to which the project compliments
a comprehensive approach to safety and
addresses elements of the 4Es.
C. Enforcement and Emergency Services
Improvements (Funding Goal 20 Percent
of TTPSF)
Eligible uses of funds are described in
Section II of this notice and example
projects are listed in 23 U.S.C. 148(a)(4)
which can be found at: https://
www.fhwa.dot.gov/map21/docs/
title23usc.pdf.
The FHWA proposes to award TTPSF
for enforcement and emergency service
projects. The FHWA will use the
following criteria in the evaluation of
funding requests for enforcement and
emergency services improvements: (1)
Inclusion of the activity in a completed
State SHSP or tribal transportation
safety plan that is no more than 5 years
old; (2) submission of supporting data
that clearly demonstrates the need for
the project; (3) leveraging of private or
other public funding; (4) extent to
which the project compliments a
comprehensive approach to safety and
addresses elements of the 4Es.
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D. Education Programs (Funding Goal
10 Percent of TTPSF)
Eligible uses of funds are described in
Section II of this notice and example
projects are listed in 23 U.S.C. 148(a)(4)
which can be found at: https://
www.fhwa.dot.gov/map21/docs/
title23usc.pdf.
The FHWA proposes to award TTPSF
for education projects. The FHWA will
use the following criteria in the
evaluation of funding requests for
education projects: (1) Inclusion of the
activity in a completed State SHSP or
tribal transportation safety plan that is
no more than 5 years old; (2) submission
of supporting data that clearly
demonstrates the need for the project;
(3) leveraging of private or other public
funding; (4) extent to which the project
compliments a comprehensive approach
to safety and addresses elements of the
4Es.
IV. Evaluation Process
The TTPSF grant applications will be
evaluated in accordance with the below
discussed evaluation process. The
FHWA will establish an evaluation team
to review each application received by
FHWA prior to the Application
Deadline. The evaluation team will be
led by FHWA and will include members
from the Bureau of Indian Affairs (BIA).
The team will include technical and
professional staff with relevant
experience and expertise. The
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evaluation teams will be responsible for
evaluating and rating all of the projects
and making funding recommendations.
All proposals will be evaluated and
assigned a rating of ‘‘Highly Qualified,’’
‘‘Qualified,’’ or ‘‘Not Qualified.’’ The
ratings, as defined below, are proposed
within each priority funding category as
follows:
1. Safety Plans and Safety Planning
Activities
a. Highly Qualified Safety Plans:
Requests (up to a maximum of
$10,000.00) for development of new
tribal safety plans or to update
incomplete tribal safety plans and
requests (up to a maximum of
$5,000.00) to update existing tribal
safety plans that are more than 3 years
old.
b. Qualified: Requests for other safety
planning efforts that are in a current
State SHSP or tribal safety plan; have
leverage with other funding and are part
of a comprehensive approach including
other safety efforts.
c. Not Qualified: Projects that do not
meet the eligibility requirements; any
request to update an existing tribal
safety plan that is less than 3 years old;
projects that are not included in a State
SHSP or tribal safety plan or do not
have a comprehensive approach to
safety with other partners.
If the number of applications rated as
‘‘highly qualified’’ exceed the amount of
available funding, FHWA intends to
give priority funding consideration to
requests for development of new tribal
safety plans.
2. Engineering Improvements
a. Highly Qualified: Efforts that are in
a current State SHSP or tribal safety
plan; data included in the application
that directly supports the project;
project is in a current road safety audit,
engineering study, impact assessment or
other engineering study; projects located
on a BIA or Tribal facility; significant
leverage with other funding; the tribe
has not received funding for a safety
construction project in more than 10
years or the project is part of a
comprehensive approach to safety
which includes three or more other
safety efforts.
b. Qualified: Efforts that are in a
current State SHSP or tribal safety plan,
but the plan is more than 5 years old;
some data included in the application
that supports the project; project is in a
road safety audit, engineering study,
impact assessment or other engineering
study that is more than 5 years old;
project is located on a transportation
facility not owned by a tribe or BIA;
some leveraging with other funding; the
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25341
tribe has not received funding for a
safety construction project in the last 10
years or the projects is part of a
coordinated approach with one to two
other safety efforts.
c. Not Qualified: Projects that do not
meet the eligibility requirements; are
not included in a State SHSP or tribal
safety plan; no data provided in the
application to support the request; are
not included in a road safety audit,
engineering study, impact assessment or
other engineering study; have received
funding for a safety construction project
within the last 2 years or do not have
a comprehensive approach to safety
with other partners.
If the number of applications rated as
‘‘highly qualified’’ exceed the amount of
available funding, FHWA intends to
give priority funding consideration to
those applicants that have provided
sufficient data that supports the project
and indicates that the project is
included in a road safety audit or other
engineering study that clearly identifies
the improvements that are needed.
3. Enforcement and Emergency Services
a. Highly Qualified: Efforts that are in
a current State SHSP or tribal safety
plan; data included in the application
that directly supports the requested
project, significant leverage with other
funding or are part of a comprehensive
approach to safety, including three or
more other safety efforts.
b. Qualified: Efforts that are in a
current State SHSP or tribal safety plan
but the plan is more than 5 years old;
some data included in the application
that supports the project; some
leveraging with other funding or are
coordinated with one to two other safety
efforts.
c. Not Qualified: Projects that do not
meet the eligibility requirements; are
not included in a State SHSP or tribal
safety plan; no data provided in the
application that supports the request or
project does not have a comprehensive
approach to safety with other partners.
If the number of applications rated as
‘‘highly qualified’’ exceed the amount of
available funding, FHWA intends to
give priority funding consideration to
those applicants that have provided
sufficient data that supports the project
and indicates that the project is
included in an existing transportation
safety plan.
4. Education Programs
a. Highly Qualified: Efforts that are in
a current State SHSP or tribal safety
plan; data included in the application
that directly supports the requested
project; significant leverage with other
funding or are part of a comprehensive
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approach to safety including three or
more other safety efforts.
b. Qualified: Efforts that are in a
current State SHSP or tribal safety plan
but the plan is more than 5 years old;
some data included in the application
that supports the project; some
leveraging with other funding or are
coordinated with one to two other safety
efforts.
c. Not Qualified: Projects that do not
meet the eligibility requirements; are
not included in a State SHSP or tribal
safety plan; no data provided in the
application that supports the request or
project does not have a comprehensive
approach to safety with other partners.
If the number of applications rated as
‘‘highly qualified’’ exceed the amount of
available funding, FHWA intends to
give priority funding consideration to
those applicants that have provided
sufficient data that supports the project
and shown the project is included in an
existing transportation safety plan.
V. Application Process
A. Contents of Applications
The FHWA proposes that applicants
would include all of the information
requested below in their applications.
The FHWA may request any applicant
to supplement the data in its
application, but would encourage
applicants to submit the most relevant
and complete information the applicant
could provide. The FHWA also would
encourage applicants, to the extent
practicable, to provide data and
evidence of project merits in a form that
is publicly available or verifiable.
A complete application would consist
of: (1) The Standard Form 424 (SF 424)
available from Grants.gov; and (2) the
narrative attachment to the SF 424 as
described below.
B. Standard Form 424, Application for
Federal Assistance
Applicants should see
www.grants.gov/assets/
SF424Instructions.pdf for instructions
for completing the SF 424, which is part
of the standard Grants.gov submission.
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C. Narrative (Attachment to SF 424)
Applicants would attach a
supplemental narrative to their
submission in Grants.gov to successfully
complete the application process. Once
completed, the applicant would include
the supplemental narrative in the
attachments section of the SF 424
mandatory form.
The applicant would identify in the
project narrative the eligibility category
under which the project identified in
the application fits. The applicant also
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would respond to the application
requirements proposed below. The
FHWA proposes that the project
narrative would be prepared with
standard formatting preferences (e.g. a
single-spaced document, using a
standard 12-point font, such as Times
New Roman, with 1-inch margins).
An application would include any
information needed to verify that the
project meets the statutory eligibility
criteria as well as other information
required for FHWA to assess each of the
proposed criteria specified in Section V
(Selection Criteria). Applicants would
be required to demonstrate the
responsiveness of their proposal to any
pertinent selection criteria with the
most relevant information that
applicants could provide, regardless of
whether such information is specifically
requested, or identified, in the final
notice. Applicants would provide
concrete evidence of project milestones,
financial capacity and commitment in
order to support project readiness.
Consistent with the requirements for
an eligible highway safety improvement
project under 23 U.S.C. 148(a)(4),
applicants would be required to
describe clearly how the project would
correct or improve a hazardous road
location or feature or would address a
highway safety problem. The
application would include supporting
data.
For ease of review, FHWA proposes
that the project narrative generally
adhere to the following basic outline,
and include a table of contents, project
abstract, maps and graphics:
1. Project Abstract: Describe project
work that would be completed under
the project, the hazardous road location
or feature or the highway safety problem
that the project would address, and
whether the project is a complete
project or part of a larger project with
prior investment. (Maximum five
sentences.) The project abstract would
succinctly describe how this specific
request for TTPSF would be used to
complete the project.
2. Project Description: (Including
information on the expected users of the
project, a description of the hazardous
road location or feature or the highway
safety problem that the project would
address, and how the project would
address these challenges);
3. Applicant information and
coordination with other entities
(identification of the Indian tribal
government applying for TTPSF,
description of cooperation with other
entities in selecting projects from the
TIP as required under 23 U.S.C.
202(e)(2), information regarding any
other entities involved in the project));
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4. Grant Funds and Sources/Uses of
Project Funds (information about the
amount of grant funding requested for
the project, availability/commitment of
funds sources and uses of all project
funds, total project costs, percentage of
project costs that would be paid for with
the TTPSF, and the identity and
percentage shares of all parties
providing funds for the project
(including Federal funds provided
under other programs));
5. A description of how the proposal
meets the Selection Criteria identified in
Section III (Selection Criteria and Policy
Considerations) and the statutory
eligibility criteria as described in
Section II (Eligibility).
D. Contact Information
The applicant would include contact
information requested as part of the SF–
424. The FHWA would use this
information if additional application
information is needed or to inform
parties of FHWA’s decision regarding
selection of projects. Contact
information would be provided for a
direct employee of the lead applicant.
Contact information for a contractor,
agent, or consultant of the lead
applicant is insufficient for FHWA’s
purposes.
E. Additional Information on Applying
Through Grants.gov
Applications for TTPSF would be
submitted through Grants.gov. To apply
for funding through Grants.gov,
applicants must be properly registered.
Complete instructions on how to
register and apply can be found at
www.grants.gov. If interested parties
experience difficulties at any point
during registration or application
process, they should call the Grants.gov
Customer Support Hotline at 1–800–
518–4726, Monday-Friday from 7:00
a.m. to 9:00 p.m. e.t.
Registering with Grants.gov is a onetime process; however, processing
delays may occur and it can take up to
several weeks for first-time registrants to
receive confirmation and a user
password. Accordingly, FHWA highly
recommends that potential applicants
start the registration process as early as
possible to prevent delays that may
preclude submitting an application by
the deadlines specified. Applications
will not be accepted after the relevant
due date; delayed registration is not an
acceptable reason for extensions. In
order to apply for TTPSF under this
announcement and to apply for funding
through Grants.gov, all applicants are
required to complete the following:
1. Acquire a DUNS Number. A DUNS
number is required for Grants.gov
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registration. The Office of Management
and Budget requires that all applicants
for Federal funds include a DUNS (Data
Universal Numbering System) number
in their applications for a new award or
renewal of an existing award. A DUNS
number is a unique nine-digit sequence
recognized as the universal standard for
identifying and keeping track of entities
receiving Federal funds. The identifier
is used for tracking purposes and to
validate address and point of contact
information for Federal assistance
applicants, recipients, and subrecipients. The DUNS number will be
used throughout the grant life cycle.
Obtaining a DUNS number is a free,
one-time activity that can be completed
by calling 1–866–705–5711 or by
applying online at https://
fedgov.dnb.com/webform.
2. Acquire or Renew Registration with
the CCR Database. All applicants for
Federal financial assistance maintain
current registrations in the Central
Contractor Registration (CCR) database.
An applicant must be registered in the
CCR to successfully register in
Grants.gov. The CCR database is the
repository for standard information
about Federal financial assistance
applicants, recipients, and subrecipients. Entities that have previously
submitted applications via Grants.gov
are already registered with CCR, as it is
a requirement for Grants.gov
registration. Please note, however, that
applicants must update or renew their
CCR registration at least once per year
to maintain an active status, so it is
critical to check registration status well
in advance of relevant application
deadlines. Information about CCR
registration procedures can be accessed
at: https://www.sam.gov/portal/public/
SAM/.
3. Acquire an Authorized
Organization Representative (AOR) and
a Grants.gov Username and Password.
Applicants will need to complete an
AOR profile on Grants.gov and create a
username and password. The assigned
DUNS Number is required to complete
this step. For more information about
the registration process, go to:
www.grants.gov/applicants/
get_registered.jsp.
4. Acquire Authorization for the AOR
from the E-Business Point of Contact (EBiz POC). The E-Biz POC for the tribe
must log in to Grants.gov to confirm the
applicant as an AOR. Please note that
there can be more than one AOR for
your tribe.
5. Search for the Funding Opportunity
on Grants.gov. Applicants would use
the Catalog of Federal Domestic
Assistance number for this solicitation
is 20.205, titled Highway Planning and
VerDate Mar<15>2010
13:22 Apr 29, 2013
Jkt 229001
Construction, when searching for the
TTPSF opportunity on Grants.gov.
6. Submit an Application Addressing
All of the Requirements Outlined in this
Funding Availability Announcement.
Within 24 to 48 hours after submitting
an electronic application, applicants
should receive an email validation
message from Grants.gov. The validation
message will specify whether the
application has been received and
validated or rejected, with an
explanation. Applicants are encouraged
to submit applications at least 72 hours
prior to the due date of the application
to allow time to receive the validation
message and to correct any problems
that may have caused a rejection
notification.
Note: When uploading attachments,
applicants should use generally accepted
formats such as .pdf, .doc, and .xls. While
applicants may imbed picture files such as
.jpg, .gif, .bmp, in your files, they should not
save and submit the attachment in these
formats. Additionally, the following formats
will not be accepted: .com, .bat, .exe, .vbs,
.cfg, .dat, .db, .dbf, .dll, .ini, .log, .ora, .sys,
and .zip.
F. Experiencing Unforeseen Grants.gov
Technical Issues
If an applicant experiences
unforeseen Grants.gov technical issues
beyond its control that prevent the
submission of an application by the
established deadline, such applicant
must contact Grants.gov.
To ensure a fair competition for
limited TTPSF, the following conditions
are not valid reasons to permit late
submissions: (1) Failure to complete the
registration process before the deadline
date; (2) failure to follow Grants.gov
instructions on how to register and
apply as posted on its Web site; (3)
failure to follow all of the instructions
in the funding availability notice; and
(4) technical issues experienced with
the applicant’s computer or information
technology environment.
VI. Program Funding and Award
Section 1101 of MAP–21 authorized
$450,000,000 for the TTP for each of FY
2013 and 2014. Section 1119 of MAP–
21 amends 23 U.S.C. 202(e) to provide
that not more than 2 percent of such
funds made available for the TTP may
be allocated for TTPSF. Accordingly,
FHWA expects that a maximum of
$9,000,000 could be made available in
each of FYs 2013 and 2014 for TTPSF.
The FHWA anticipates high demand for
this limited amount of funding and
encourages applications for modestsized, scalable requests that allow more
tribes to receive funding.
PO 00000
Frm 00092
Fmt 4703
Sfmt 9990
25343
VII. Request for Comments
Because this is a new category of
funding under the TTP and a broad
range of eligible activities will be
considered, this notice invites interested
parties to submit comments about
FHWA’s implementation of the TTPSF.
Interested parties can provide comments
on any aspect of FHWA’s
implementation of the changes required
by MAP–21. The FHWA will consider
these comments and publish a final
notice of funding availability.
VIII. Consultation Process
The DOT issued Order 5301.1,
‘‘Department of Transportation
Programs, Policies, and Procedures
Affecting American Indians, Alaska
Natives, and Tribes’’ on November 16,
1999. This Order affirmed the DOT’s
and its Modal Administrations’ unique
legal relationship with Indian tribes,
established DOT’s consultation and
coordination process with Indian tribes
for any action that may significantly or
uniquely affect them, and listed goals
for Modal Administrations to meet
when carrying out policies, programs,
and activities affecting American
Indians, Alaska Natives, and tribes. The
Department affirms its commitment to
these principles, and those set forth in
Executive Order 13175 and the
President’s November 5, 2009,
memorandum in establishing the DOT
Consultation Plan dated March 4, 2010,
and found at: https://www.dot.gov/sites/
dot.dev/files/docs/
Tribal%20Consultation%20Plan.pdf
In furtherance of these documents
pertaining to consultation, FHWA
informally consulted with the TPPCC in
categorizing the eligible activities and
determining funding priorities as
described herein. In addition to
soliciting comments on this notice,
FHWA expects to provide other
outreach opportunities with tribes
through webinars in advance of
publication of a final notice of funding
availability.
Authority: Section 1119 of Pub. L. 112–
141; 23 U.S.C. 202(e).
Issued on: April 19, 2013.
Victor M. Mendez,
Federal Highway Administrator.
[FR Doc. 2013–10100 Filed 4–29–13; 8:45 am]
BILLING CODE 4910–22–P
E:\FR\FM\30APN1.SGM
30APN1
Agencies
[Federal Register Volume 78, Number 83 (Tuesday, April 30, 2013)]
[Notices]
[Pages 25339-25343]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-10100]
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DEPARTMENT OF TRANSPORTATION
Federal Highway Administration
[Docket No. FHWA-2013-0012]
Notice of Funding Availability for the Tribal Transportation
Program Safety Funds; and Request for Comments
AGENCY: Federal Highway Administration (FHWA), Department of
Transportation (DOT).
ACTION: Notice of funding availability; request for comments.
-----------------------------------------------------------------------
SUMMARY: This notice announces the availability of funding for Indian
tribal governments for Tribal Transportation Program Safety Funds
(TTPSF) authorized within the Tribal Transportation Program (TTP) under
the Moving Ahead for Progress in the 21st Century Act (MAP-21). The
FHWA will distribute these funds as described in this notice on a
competitive basis in a manner consistent with the eligibilities of this
program.
In addition, this notice proposes criteria FHWA will use to
identify projects for funding and describes application procedures. The
FHWA requests comments on the content of this notice. The FHWA will
take all comments into consideration and publish a final notice of
funding availability.
The FHWA will solicit grant applications through the government-
wide electronic grants Web site at https://www.grants.gov and will
publish a solicitation memo on the FHWA Web site at https://flh.fhwa.dot.gov.
DATES: All public comments must be received on or before May 30, 2013.
Late-filed comments will be considered to the extent practicable.
The FHWA plans to conduct outreach regarding the TTPSF in the form
of Webinars on May 1 at 1:00 e.t., (participants can pre-register
online at: https://www.nhi.fhwa.dot.gov/resources/webconference/web_conf_learner_reg.aspx?webconfid=26059) and May 8 at 4:00 e.t.,
(participants can pre-register online at: https://www.nhi.fhwa.dot.gov/resources/webconference/web_conf_learner_reg.aspx?webconfid=26060).
Both Webinars will be recorded and posted on FHWA's Web site at: https://flh.fhwa.dot.gov.
ADDRESSES: You may submit comments, identified by docket number FHWA-
2013-0012, by any of the following methods:
Federal eRulemaking Portal: Go to https://www.regulations.gov and
follow the online instructions for submitting comments.
Mail: Docket Management Facility, U.S. Department of
Transportation, 1200 New Jersey Avenue SE., Washington, DC 20590-0001.
Hand Delivery: West Building Ground Floor, Room W12-140, 1200 New
Jersey Avenue SE., Washington, DC 20590-0001, between 9 a.m. and 5
p.m., Monday through Friday, except Federal holidays.
Instructions: You must include the agency name and docket number
FHWA-2013-0012 on your comments. All comments received will be posted,
without change, to http//www.regulations.gov, including any personal
information provided.
FOR FURTHER INFORMATION CONTACT: For questions about the program
discussed herein, contact Ms. Cindi Ptak by telephone at (202) 366-
1586; by email at cindi.ptak@dot.gov; or by mail at Federal Highway
Administration, 1200 New Jersey Avenue SE., Washington, DC 20590.
Office hours are from 8:30 a.m. to 5:00 p.m. e.t., Monday through
Friday, except Federal holidays. For legal questions, contact Ms.
Vivian Philbin, Office of the Chief Counsel, by telephone at (720) 963-
3445; by email at vivian.philbin@dot.gov; or by mail at Federal Highway
Administration, Central Federal Lands Highway Division, 12300 West
Dakota Avenue, Lakewood, CO 80228. Office hours are from 7:30 a.m. to
4:00 p.m. m.t., Monday through Friday, except Federal holidays.
SUPPLEMENTARY INFORMATION:
Electronic Access
You may retrieve a copy of the notice through the Federal
eRulemaking portal at: https://www.regulations.gov. The Web site is
available 24 hours each day, every day of the year. Electronic
submission and retrieval help and guidelines are available under the
help section of the Web site.
An electronic copy of this document may also be downloaded from
Office of the Federal Register's home page at: https://www.archives.gov/federal_register and the Government Printing Office's Web page at:
https://www.gpoaccess.gov.
Table of Contents
I. Background
II. Eligibility
A. Entities Eligible To Apply for Funding
B. Eligible Uses of Funds
III. Selection Criteria and Policy Considerations
A. Safety Planning Activities (Funding Goal 40% of TTPSF)
B. Engineering Improvements (Funding Goal 30% of TTPSF)
C. Enforcement and Emergency Services Improvements (Funding Goal
20% of TTPSF)
D. Education Programs (Funding Goal 10% of TTPSF)
IV. Evaluation Process
V. Application Process
A. Contents of Applications
B. Standard Form 424
C. Narrative
D. Contact Information
E. Protection of Confidential Business Information
F. Additional Information
G. Experiencing Unforeseen Grants.gov Technical Issues
VI. Program Funding and Award
VII. Request for Comments
VIII. Consultation
I. Background
On July 6, 2012, President Obama signed into law MAP-21 (Pub. L.
112-141), which authorizes TTPSF as a set aside of not more than 2
percent of the funds made available under the TTP for each of Federal
Fiscal Years (FY) 2013 and 2014. Section 202(e) of title 23, United
States Code (U.S.C.), provides that the funds are to be allocated based
on an identification and analysis of highway safety issues and
opportunities on tribal lands, as determined by the Secretary, on
application of the Indian tribal governments for eligible projects
described in 23 U.S.C. 148(a)(4). Eligible projects described in
section 148(a)(4) include strategies, activities, and projects on a
public road that are consistent with a State strategic highway safety
plan and correct or improve a hazardous road location or feature, or
address a highway safety problem.
Section 202(e) further specifies that in applying for TTPSF, an
Indian tribal government, in cooperation with the Secretary of the
Interior and, as appropriate, with a State, local government, or
metropolitan planning organization, shall select projects from the
transportation improvement program (TIP), subject to the approval of
the Secretary of Transportation and the Secretary of the Interior.
[[Page 25340]]
II. Eligibility
A. Entities Eligible To Apply for Funding
Section 202(e) specifies that TTPSF are to be made available to
Indian tribal governments. Accordingly, consistent with other FHWA
funding provided to tribes, FHWA proposes that any federally recognized
tribe identified on the list of ``Indian Entities Recognized and
Eligible to Receive Services from the Bureau of Indian Affairs''
(published at 77 FR 47868) is eligible to apply for TTPSF.
B. Eligible Uses of Funds
Under section 202(e), projects for which Indian tribal governments
may apply are highway safety improvement projects eligible under the
Highway Safety Improvement Program as described in 23 U.S.C. 148(a)(4).
Projects eligible for funding may include strategies, activities, or
projects on a public road that are consistent with a State Strategic
Highway Safety Plan (SHSP) and correct or improve a hazardous road
location or feature, or address a highway safety problem.\1\ This
includes infrastructure and non-infrastructure strategies, activities
or projects including education activities. For purposes of the TTPSF,
FHWA proposes that for a project to be consistent with a State's SHSP
it must be data-driven or address a priority in an applicable tribal
transportation safety plan that considers the priorities and strategies
addressed in the State SHSP. To be considered eligible for TTPSF,
roadway or transportation facilities improvement projects also must be
(1) included in the tribe's official National Tribal Transportation
Facility Inventory, as identified in 23 U.S.C. 202(b)(1), and (2)
listed in the TIP.
---------------------------------------------------------------------------
\1\ Examples of eligible HSIP projects include but are not
limited to the projects set for in 23 U.S.C. 148(a)(4)(B).
---------------------------------------------------------------------------
III. Selection Criteria and Policy Considerations
The FHWA proposes to award TTPSF funds based on the selection
criteria and policy considerations as outlined below.
The FHWA shall give priority consideration to eligible projects
under 23 U.S.C. 148(a)(4) that fall within one of the following four
categories: (1) Safety planning activities; (2) engineering
improvements; (3) enforcement and emergency services improvements; and
(4) education programs. The priority categories were determined in
consultation with the Tribal Transportation Program Coordinating
Committee (TTPCC) \2\ and are intended to strengthen safety planning
activities in tribal transportation while also directing resources to
needed safety improvements. The categories are also consistent with the
FHWA SHSP for Indian Lands which has as its mission to, ``Implement
effective transportation safety programs to save lives while respecting
Native American culture and tradition by fostering communication,
coordination, collaboration, and cooperation.'' \3\ These categories
are also consistent with the Tribal Safety Management Implementation
Plan (TSMIP). The TSMIP recognizes that, ``tribal safety plans are an
essential component and an effective planning tool for prioritizing and
implementing safety solutions.'' \4\ The TSMIP also states that
``reducing highway fatalities and serious injuries with any sustained
success requires that all four elements (4E's) of highway safety be
addressed--engineering, enforcement, education, and emergency services.
A Tribal Safety Program, whether large or small, should work to address
the 4 E's, and its foundation, data.''
---------------------------------------------------------------------------
\2\ The TTPCC is a committee established in 25 CFR Part 170 and
is charged with providing input and recommendations to the Bureau of
Indian Affairs (BIA) and FHWA in developing TTP policies and
procedures. Its members are appointed by the Secretary of the
Interior and represent all 12 BIA Regions. Tribal consultation is
described further in Section VIII of this notice.
\3\ The Strategic Safety Plan of Indian Lands is available at:
https://flh.fhwa.dot.gov/programs/ttp/safety/documents/strategic-hsp.pdf.
\4\ The SMS Implementation Plan is available at: https://flh.fhwa.dot.gov/programs/ttp/safety/documents/sms-implementation.pdf.
---------------------------------------------------------------------------
The FHWA proposes to allocate the TTPSF among the four categories
as follows: (1) Safety planning activities (40 percent); (2)
engineering improvements (30 percent); (3) enforcement and emergency
services improvements (20 percent); and (4) education programs (10
percent). These funding goals were established with the TTPCC and will
be reviewed annually and may be adjusted to reflect current tribal
transportation safety priorities and needs. These proposed allocation
amounts provide substantial funding for tribal safety plans to reflect
the strong need that has been identified in this area and to ensure
that all tribes have an opportunity to assess their safety needs and
prioritize safety projects. The remaining proposed allocation amounts
were established based on the significant need for transportation
related capital improvement projects, while still allowing for
applications that would cover all 4E's of safety.
A. Safety Planning Activities (Funding Goal 40 Percent of TTPSF)
The development of a tribal safety plan that is data driven,
identifies transportation safety issues, prioritizes activities, is
coordinated with the State SHSP and promotes a comprehensive approach
to addressing safety needs by including all 4E's is a critical step in
improving highway safety. Additional information on developing a tribal
safety plan can be found at: https://flh.fhwa.dot.gov/programs/ttp/safety/.
Accordingly, FHWA proposes to award TTPSF for developing and
updating tribal safety plans, and other safety planning activities.
Eligible uses of funds are described in Section II of this notice and
example projects are listed in 23 U.S.C. 148(a)(4), which can be found
at: https://www.fhwa.dot.gov/map21/docs/title23usc.pdf.
The FHWA will use the following criteria in the evaluation of TTPSF
funding requests for tribal safety plans: (1) Development of a tribal
safety plan where none currently exists; and (2) age and status of
existing tribal safety plans. The FHWA will use the following criteria
in the evaluation of TTPSF funding requests for safety planning
activities: (1) Inclusion of the activity in a completed State SHSP or
tribal transportation safety plan that is no more than 5 years old; (2)
submission of supporting data that clearly demonstrates the need for
the activity; (3) leveraging of private or other public funding; (4)
extent to which the project compliments a comprehensive approach to
safety and addresses elements of the 4Es.
B. Engineering Improvements (Funding Goal 30 Percent of TTPSF)
Eligible uses of funds are described in Section II of this notice
and example projects are listed in 23 U.S.C. 148(a)(4) which can be
found at: https://www.fhwa.dot.gov/map21/docs/title23usc.pdf.
The FHWA proposes to award TTPSF for engineering improvement
projects. The FHWA will use the following criteria in the evaluation of
funding requests for engineering improvements: (1) Inclusion of the
activity in a completed State SHSP or tribal transportation safety plan
that is no more than 5 years old; (2) inclusion of the activity in a
completed road safety audit, engineering study, impact assessment or
other engineering document; (3) submission of supporting data that
clearly demonstrates the need for the project; (4) ownership of the
facility; (5) leveraging of private or other public funding; (6) years
since the tribe
[[Page 25341]]
has last received funding for an TTPSF engineering improvement project;
(7) extent to which the project compliments a comprehensive approach to
safety and addresses elements of the 4Es.
C. Enforcement and Emergency Services Improvements (Funding Goal 20
Percent of TTPSF)
Eligible uses of funds are described in Section II of this notice
and example projects are listed in 23 U.S.C. 148(a)(4) which can be
found at: https://www.fhwa.dot.gov/map21/docs/title23usc.pdf.
The FHWA proposes to award TTPSF for enforcement and emergency
service projects. The FHWA will use the following criteria in the
evaluation of funding requests for enforcement and emergency services
improvements: (1) Inclusion of the activity in a completed State SHSP
or tribal transportation safety plan that is no more than 5 years old;
(2) submission of supporting data that clearly demonstrates the need
for the project; (3) leveraging of private or other public funding; (4)
extent to which the project compliments a comprehensive approach to
safety and addresses elements of the 4Es.
D. Education Programs (Funding Goal 10 Percent of TTPSF)
Eligible uses of funds are described in Section II of this notice
and example projects are listed in 23 U.S.C. 148(a)(4) which can be
found at: https://www.fhwa.dot.gov/map21/docs/title23usc.pdf.
The FHWA proposes to award TTPSF for education projects. The FHWA
will use the following criteria in the evaluation of funding requests
for education projects: (1) Inclusion of the activity in a completed
State SHSP or tribal transportation safety plan that is no more than 5
years old; (2) submission of supporting data that clearly demonstrates
the need for the project; (3) leveraging of private or other public
funding; (4) extent to which the project compliments a comprehensive
approach to safety and addresses elements of the 4Es.
IV. Evaluation Process
The TTPSF grant applications will be evaluated in accordance with
the below discussed evaluation process. The FHWA will establish an
evaluation team to review each application received by FHWA prior to
the Application Deadline. The evaluation team will be led by FHWA and
will include members from the Bureau of Indian Affairs (BIA). The team
will include technical and professional staff with relevant experience
and expertise. The evaluation teams will be responsible for evaluating
and rating all of the projects and making funding recommendations.
All proposals will be evaluated and assigned a rating of ``Highly
Qualified,'' ``Qualified,'' or ``Not Qualified.'' The ratings, as
defined below, are proposed within each priority funding category as
follows:
1. Safety Plans and Safety Planning Activities
a. Highly Qualified Safety Plans: Requests (up to a maximum of
$10,000.00) for development of new tribal safety plans or to update
incomplete tribal safety plans and requests (up to a maximum of
$5,000.00) to update existing tribal safety plans that are more than 3
years old.
b. Qualified: Requests for other safety planning efforts that are
in a current State SHSP or tribal safety plan; have leverage with other
funding and are part of a comprehensive approach including other safety
efforts.
c. Not Qualified: Projects that do not meet the eligibility
requirements; any request to update an existing tribal safety plan that
is less than 3 years old; projects that are not included in a State
SHSP or tribal safety plan or do not have a comprehensive approach to
safety with other partners.
If the number of applications rated as ``highly qualified'' exceed
the amount of available funding, FHWA intends to give priority funding
consideration to requests for development of new tribal safety plans.
2. Engineering Improvements
a. Highly Qualified: Efforts that are in a current State SHSP or
tribal safety plan; data included in the application that directly
supports the project; project is in a current road safety audit,
engineering study, impact assessment or other engineering study;
projects located on a BIA or Tribal facility; significant leverage with
other funding; the tribe has not received funding for a safety
construction project in more than 10 years or the project is part of a
comprehensive approach to safety which includes three or more other
safety efforts.
b. Qualified: Efforts that are in a current State SHSP or tribal
safety plan, but the plan is more than 5 years old; some data included
in the application that supports the project; project is in a road
safety audit, engineering study, impact assessment or other engineering
study that is more than 5 years old; project is located on a
transportation facility not owned by a tribe or BIA; some leveraging
with other funding; the tribe has not received funding for a safety
construction project in the last 10 years or the projects is part of a
coordinated approach with one to two other safety efforts.
c. Not Qualified: Projects that do not meet the eligibility
requirements; are not included in a State SHSP or tribal safety plan;
no data provided in the application to support the request; are not
included in a road safety audit, engineering study, impact assessment
or other engineering study; have received funding for a safety
construction project within the last 2 years or do not have a
comprehensive approach to safety with other partners.
If the number of applications rated as ``highly qualified'' exceed
the amount of available funding, FHWA intends to give priority funding
consideration to those applicants that have provided sufficient data
that supports the project and indicates that the project is included in
a road safety audit or other engineering study that clearly identifies
the improvements that are needed.
3. Enforcement and Emergency Services
a. Highly Qualified: Efforts that are in a current State SHSP or
tribal safety plan; data included in the application that directly
supports the requested project, significant leverage with other funding
or are part of a comprehensive approach to safety, including three or
more other safety efforts.
b. Qualified: Efforts that are in a current State SHSP or tribal
safety plan but the plan is more than 5 years old; some data included
in the application that supports the project; some leveraging with
other funding or are coordinated with one to two other safety efforts.
c. Not Qualified: Projects that do not meet the eligibility
requirements; are not included in a State SHSP or tribal safety plan;
no data provided in the application that supports the request or
project does not have a comprehensive approach to safety with other
partners.
If the number of applications rated as ``highly qualified'' exceed
the amount of available funding, FHWA intends to give priority funding
consideration to those applicants that have provided sufficient data
that supports the project and indicates that the project is included in
an existing transportation safety plan.
4. Education Programs
a. Highly Qualified: Efforts that are in a current State SHSP or
tribal safety plan; data included in the application that directly
supports the requested project; significant leverage with other funding
or are part of a comprehensive
[[Page 25342]]
approach to safety including three or more other safety efforts.
b. Qualified: Efforts that are in a current State SHSP or tribal
safety plan but the plan is more than 5 years old; some data included
in the application that supports the project; some leveraging with
other funding or are coordinated with one to two other safety efforts.
c. Not Qualified: Projects that do not meet the eligibility
requirements; are not included in a State SHSP or tribal safety plan;
no data provided in the application that supports the request or
project does not have a comprehensive approach to safety with other
partners.
If the number of applications rated as ``highly qualified'' exceed
the amount of available funding, FHWA intends to give priority funding
consideration to those applicants that have provided sufficient data
that supports the project and shown the project is included in an
existing transportation safety plan.
V. Application Process
A. Contents of Applications
The FHWA proposes that applicants would include all of the
information requested below in their applications. The FHWA may request
any applicant to supplement the data in its application, but would
encourage applicants to submit the most relevant and complete
information the applicant could provide. The FHWA also would encourage
applicants, to the extent practicable, to provide data and evidence of
project merits in a form that is publicly available or verifiable.
A complete application would consist of: (1) The Standard Form 424
(SF 424) available from Grants.gov; and (2) the narrative attachment to
the SF 424 as described below.
B. Standard Form 424, Application for Federal Assistance
Applicants should see www.grants.gov/assets/SF424Instructions.pdf
for instructions for completing the SF 424, which is part of the
standard Grants.gov submission.
C. Narrative (Attachment to SF 424)
Applicants would attach a supplemental narrative to their
submission in Grants.gov to successfully complete the application
process. Once completed, the applicant would include the supplemental
narrative in the attachments section of the SF 424 mandatory form.
The applicant would identify in the project narrative the
eligibility category under which the project identified in the
application fits. The applicant also would respond to the application
requirements proposed below. The FHWA proposes that the project
narrative would be prepared with standard formatting preferences (e.g.
a single-spaced document, using a standard 12-point font, such as Times
New Roman, with 1-inch margins).
An application would include any information needed to verify that
the project meets the statutory eligibility criteria as well as other
information required for FHWA to assess each of the proposed criteria
specified in Section V (Selection Criteria). Applicants would be
required to demonstrate the responsiveness of their proposal to any
pertinent selection criteria with the most relevant information that
applicants could provide, regardless of whether such information is
specifically requested, or identified, in the final notice. Applicants
would provide concrete evidence of project milestones, financial
capacity and commitment in order to support project readiness.
Consistent with the requirements for an eligible highway safety
improvement project under 23 U.S.C. 148(a)(4), applicants would be
required to describe clearly how the project would correct or improve a
hazardous road location or feature or would address a highway safety
problem. The application would include supporting data.
For ease of review, FHWA proposes that the project narrative
generally adhere to the following basic outline, and include a table of
contents, project abstract, maps and graphics:
1. Project Abstract: Describe project work that would be completed
under the project, the hazardous road location or feature or the
highway safety problem that the project would address, and whether the
project is a complete project or part of a larger project with prior
investment. (Maximum five sentences.) The project abstract would
succinctly describe how this specific request for TTPSF would be used
to complete the project.
2. Project Description: (Including information on the expected
users of the project, a description of the hazardous road location or
feature or the highway safety problem that the project would address,
and how the project would address these challenges);
3. Applicant information and coordination with other entities
(identification of the Indian tribal government applying for TTPSF,
description of cooperation with other entities in selecting projects
from the TIP as required under 23 U.S.C. 202(e)(2), information
regarding any other entities involved in the project));
4. Grant Funds and Sources/Uses of Project Funds (information about
the amount of grant funding requested for the project, availability/
commitment of funds sources and uses of all project funds, total
project costs, percentage of project costs that would be paid for with
the TTPSF, and the identity and percentage shares of all parties
providing funds for the project (including Federal funds provided under
other programs));
5. A description of how the proposal meets the Selection Criteria
identified in Section III (Selection Criteria and Policy
Considerations) and the statutory eligibility criteria as described in
Section II (Eligibility).
D. Contact Information
The applicant would include contact information requested as part
of the SF-424. The FHWA would use this information if additional
application information is needed or to inform parties of FHWA's
decision regarding selection of projects. Contact information would be
provided for a direct employee of the lead applicant. Contact
information for a contractor, agent, or consultant of the lead
applicant is insufficient for FHWA's purposes.
E. Additional Information on Applying Through Grants.gov
Applications for TTPSF would be submitted through Grants.gov. To
apply for funding through Grants.gov, applicants must be properly
registered. Complete instructions on how to register and apply can be
found at www.grants.gov. If interested parties experience difficulties
at any point during registration or application process, they should
call the Grants.gov Customer Support Hotline at 1-800-518-4726, Monday-
Friday from 7:00 a.m. to 9:00 p.m. e.t.
Registering with Grants.gov is a one-time process; however,
processing delays may occur and it can take up to several weeks for
first-time registrants to receive confirmation and a user password.
Accordingly, FHWA highly recommends that potential applicants start the
registration process as early as possible to prevent delays that may
preclude submitting an application by the deadlines specified.
Applications will not be accepted after the relevant due date; delayed
registration is not an acceptable reason for extensions. In order to
apply for TTPSF under this announcement and to apply for funding
through Grants.gov, all applicants are required to complete the
following:
1. Acquire a DUNS Number. A DUNS number is required for Grants.gov
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registration. The Office of Management and Budget requires that all
applicants for Federal funds include a DUNS (Data Universal Numbering
System) number in their applications for a new award or renewal of an
existing award. A DUNS number is a unique nine-digit sequence
recognized as the universal standard for identifying and keeping track
of entities receiving Federal funds. The identifier is used for
tracking purposes and to validate address and point of contact
information for Federal assistance applicants, recipients, and sub-
recipients. The DUNS number will be used throughout the grant life
cycle. Obtaining a DUNS number is a free, one-time activity that can be
completed by calling 1-866-705-5711 or by applying online at https://fedgov.dnb.com/webform.
2. Acquire or Renew Registration with the CCR Database. All
applicants for Federal financial assistance maintain current
registrations in the Central Contractor Registration (CCR) database. An
applicant must be registered in the CCR to successfully register in
Grants.gov. The CCR database is the repository for standard information
about Federal financial assistance applicants, recipients, and sub-
recipients. Entities that have previously submitted applications via
Grants.gov are already registered with CCR, as it is a requirement for
Grants.gov registration. Please note, however, that applicants must
update or renew their CCR registration at least once per year to
maintain an active status, so it is critical to check registration
status well in advance of relevant application deadlines. Information
about CCR registration procedures can be accessed at: https://www.sam.gov/portal/public/SAM/.
3. Acquire an Authorized Organization Representative (AOR) and a
Grants.gov Username and Password. Applicants will need to complete an
AOR profile on Grants.gov and create a username and password. The
assigned DUNS Number is required to complete this step. For more
information about the registration process, go to: www.grants.gov/applicants/get_registered.jsp.
4. Acquire Authorization for the AOR from the E-Business Point of
Contact (E-Biz POC). The E-Biz POC for the tribe must log in to
Grants.gov to confirm the applicant as an AOR. Please note that there
can be more than one AOR for your tribe.
5. Search for the Funding Opportunity on Grants.gov. Applicants
would use the Catalog of Federal Domestic Assistance number for this
solicitation is 20.205, titled Highway Planning and Construction, when
searching for the TTPSF opportunity on Grants.gov.
6. Submit an Application Addressing All of the Requirements
Outlined in this Funding Availability Announcement. Within 24 to 48
hours after submitting an electronic application, applicants should
receive an email validation message from Grants.gov. The validation
message will specify whether the application has been received and
validated or rejected, with an explanation. Applicants are encouraged
to submit applications at least 72 hours prior to the due date of the
application to allow time to receive the validation message and to
correct any problems that may have caused a rejection notification.
Note: When uploading attachments, applicants should use
generally accepted formats such as .pdf, .doc, and .xls. While
applicants may imbed picture files such as .jpg, .gif, .bmp, in your
files, they should not save and submit the attachment in these
formats. Additionally, the following formats will not be accepted:
.com, .bat, .exe, .vbs, .cfg, .dat, .db, .dbf, .dll, .ini, .log,
.ora, .sys, and .zip.
F. Experiencing Unforeseen Grants.gov Technical Issues
If an applicant experiences unforeseen Grants.gov technical issues
beyond its control that prevent the submission of an application by the
established deadline, such applicant must contact Grants.gov.
To ensure a fair competition for limited TTPSF, the following
conditions are not valid reasons to permit late submissions: (1)
Failure to complete the registration process before the deadline date;
(2) failure to follow Grants.gov instructions on how to register and
apply as posted on its Web site; (3) failure to follow all of the
instructions in the funding availability notice; and (4) technical
issues experienced with the applicant's computer or information
technology environment.
VI. Program Funding and Award
Section 1101 of MAP-21 authorized $450,000,000 for the TTP for each
of FY 2013 and 2014. Section 1119 of MAP-21 amends 23 U.S.C. 202(e) to
provide that not more than 2 percent of such funds made available for
the TTP may be allocated for TTPSF. Accordingly, FHWA expects that a
maximum of $9,000,000 could be made available in each of FYs 2013 and
2014 for TTPSF. The FHWA anticipates high demand for this limited
amount of funding and encourages applications for modest-sized,
scalable requests that allow more tribes to receive funding.
VII. Request for Comments
Because this is a new category of funding under the TTP and a broad
range of eligible activities will be considered, this notice invites
interested parties to submit comments about FHWA's implementation of
the TTPSF. Interested parties can provide comments on any aspect of
FHWA's implementation of the changes required by MAP-21. The FHWA will
consider these comments and publish a final notice of funding
availability.
VIII. Consultation Process
The DOT issued Order 5301.1, ``Department of Transportation
Programs, Policies, and Procedures Affecting American Indians, Alaska
Natives, and Tribes'' on November 16, 1999. This Order affirmed the
DOT's and its Modal Administrations' unique legal relationship with
Indian tribes, established DOT's consultation and coordination process
with Indian tribes for any action that may significantly or uniquely
affect them, and listed goals for Modal Administrations to meet when
carrying out policies, programs, and activities affecting American
Indians, Alaska Natives, and tribes. The Department affirms its
commitment to these principles, and those set forth in Executive Order
13175 and the President's November 5, 2009, memorandum in establishing
the DOT Consultation Plan dated March 4, 2010, and found at: https://www.dot.gov/sites/dot.dev/files/docs/Tribal%20Consultation%20Plan.pdf
In furtherance of these documents pertaining to consultation, FHWA
informally consulted with the TPPCC in categorizing the eligible
activities and determining funding priorities as described herein. In
addition to soliciting comments on this notice, FHWA expects to provide
other outreach opportunities with tribes through webinars in advance of
publication of a final notice of funding availability.
Authority: Section 1119 of Pub. L. 112-141; 23 U.S.C. 202(e).
Issued on: April 19, 2013.
Victor M. Mendez,
Federal Highway Administrator.
[FR Doc. 2013-10100 Filed 4-29-13; 8:45 am]
BILLING CODE 4910-22-P