Interpretation of the Rest Requirements of Nonstop International Supplemental Operations, 19630-19632 [2013-07375]
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19630
Federal Register / Vol. 78, No. 63 / Tuesday, April 2, 2013 / Proposed Rules
Accomplishment Instructions of GE SB No.
GE90 S/B 72–1076, dated November 19,
2012, and in Section 3.A of the
Accomplishment Instructions of GE SB No.
GE90–100 S/B 72–0528, dated November 15,
2012, are not required by this AD.
(g) Alternative Methods of Compliance
(AMOCs)
The Manager, Engine Certification Office,
FAA, may approve AMOCs for this AD. Use
the procedures in 14 CFR 39.19 to make your
request.
(h) Related Information
(1) For more information about this AD,
contact Jason Yang, Aerospace Engineer,
Engine Certification Office, FAA, 12 New
England Executive Park, Burlington, MA
01803; phone: 781–238–7747; fax: 781–238–
7199; email: jason.yang@faa.gov.
(2) For service information identified in
this AD, contact General Electric Company,
One Neumann Way, MD Y–75, Cincinnati,
OH; phone: 513–552–2913; email:
geae.aoc@ge.com; and Web site:
www.GE.com. You may view the referenced
service information at the FAA, Engine &
Propeller Directorate, 12 New England
Executive Park, Burlington, MA. For
information on the availability of this
material at the FAA, call 781–238–7125.
Issued in Burlington, Massachusetts, on
March 26, 2013.
Thomas A. Boudreau,
Acting Manager, Engine & Propeller
Directorate, Aircraft Certification Service.
[FR Doc. 2013–07546 Filed 4–1–13; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 121
[Docket No. FAA–2012–1239]
Interpretation of the Rest
Requirements of Nonstop International
Supplemental Operations
Federal Aviation
Administration (FAA), DOT.
ACTION: Notice of Draft Interpretation.
AGENCY:
This action provides
interested persons with the opportunity
to comment on the FAA’s draft
interpretation regarding nonstop
international supplemental operations
scheduled for longer than 12 hours.
Additionally, this draft interpretation
discusses the appropriate international
flight time limitations that would apply
to the operation. As discussed in the
draft interpretation, the FAA finds that
the operation of such flights would be
precluded under the flight time
limitations of the ‘‘U.S. mainland rules’’
found in the supplemental flight and
duty rules. However, the operation
tkelley on DSK3SPTVN1PROD with PROPOSALS
SUMMARY:
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18:56 Apr 01, 2013
Jkt 229001
could be conducted under the
‘‘international rules’’ provisions of our
regulations.
Comments must be received on
or before May 2, 2013.
ADDRESSES: You may send comments
identified by docket number FAA–
2012–1239 using any of the following
methods:
• Federal eRulemaking Portal: Go to
https://www.regulations.gov and follow
the online instructions for sending your
comments electronically.
• Mail: Send Comments to Docket
Operations, M–30; U.S. Department of
Transportation, 1200 New Jersey
Avenue SE., West Building Ground
Floor, Room W12–140, West Building
Ground Floor, Washington, DC 20590–
0001.
• Hand Delivery: Take comments to
Docket Operations in Room W12–140 of
the West Building Ground Floor at 1200
New Jersey Avenue SE., Washington,
DC, between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays.
• Fax: (202) 493–2251.
FOR FURTHER INFORMATION CONTACT:
Dean E. Griffith, Attorney, International
Law, Legislation and Regulations
Division, Office of Chief Counsel,
Federal Aviation Administration, 800
Independence Avenue SW.,
Washington, DC 20591; telephone: (202)
267–3073; email: dean.griffith@faa.gov.
SUPPLEMENTARY INFORMATION:
DATES:
Comments Invited
The FAA invites interested persons to
submit written comments, data, or
views concerning this interpretation.
The most helpful comments reference a
specific portion of the draft
interpretation, explain the reason for
any recommended change, and include
supporting data. To ensure the docket
does not contain duplicate comments,
please send only one copy of written
comments, or if you are filing comments
electronically, please submit your
comments only one time.
The FAA will file in the docket all
comments received, as well as a report
summarizing each substantive public
contact with FAA personnel concerning
this proposal. Before acting on this
proposal, the FAA will consider all
comments received on or before the
closing date for comments and any latefiled comments if it is possible to do so
without incurring expense or delay.
Availability of This Draft Interpretation
You can get an electronic copy using
the Internet by—
(1) Searching the Federal
eRulemaking Portal (https://
www.regulations.gov);
PO 00000
Frm 00025
Fmt 4702
Sfmt 4702
(2) Visiting the FAA’s Regulations and
Policies Web page at https://
www.faa.gov/regulations_policies/; or
(3) Accessing the Government
Printing Office’s Web page at https://
www.gpoaccess.gov/fr/.
You can also get a copy by sending a
request to the Federal Aviation
Administration, Office of Rulemaking,
ARM–1, 800 Independence Avenue
SW., Washington, DC 20591, or by
calling (202) 267–9680. Make sure to
identify the docket number or notice
number of this proposal.
Background
The FAA publishes draft legal
interpretations when the matter in
question is likely to be highly
controversial or the likely answer has
the potential to significantly and
adversely affect long-standing practices
that regulated parties have been engaged
in, reasonably believing that these
practices were consistent with FAA
regulations. The intent is not to seek
input on whether the FAA is correct—
the FAA has the responsibility for
interpreting its regulations. Rather, the
reason for publishing the draft
interpretation for comment is to see
whether there may be unintended
consequences for regulated parties that
merit a further examination of how the
agency’s regulatory provisions should
be applied in conjunction with agency
policy and guidance material.
We are issuing this draft
interpretation because it has come to
our attention that supplemental air
carriers might be misinterpreting and
misapplying the regulations governing
flight time limitations for supplemental
operations to operate international flight
segments longer than 12 hours by
reading § 121.509 of title 14, Code of
Federal Regulations in isolation,
without also complying with
§ 121.503(a) or, in the alternative,
without adequate sleeping facilities for
the flight crew as required under
§ 121.523(b). As discussed below, such
a reading fails to consider the full
meaning of the FAA’s regulations.
Discussion of the Proposal
I. Introduction
The purpose of this notice of draft
interpretation is to address whether a
supplemental air carrier may conduct an
international nonstop flight scheduled
for more than 12 hours without crew
rest facilities on board the aircraft. The
answer is ‘‘no.’’
For purposes of this interpretation we
will use the hypothetical example of a
supplemental air carrier that has
scheduled four pilots to conduct a non-
E:\FR\FM\02APP1.SGM
02APP1
Federal Register / Vol. 78, No. 63 / Tuesday, April 2, 2013 / Proposed Rules
stop flight lasting 12.5 hours that
departs from a point outside of the
contiguous United States and arrives at
a point in the contiguous United States.
The aircraft is type certificated for twopilot operation.
Supplemental air carriers conducting
overseas and international supplemental
operations may elect, pursuant to
§ 121.513, to comply with the flight time
limitations of §§ 121.515 and 121.521
through 121.525 (commonly referred to
as the ‘‘international rules’’), rather than
the flight time limitations found in
§§ 121.503 through 121.511 (commonly
referred to as the ‘‘U.S. mainland
rules’’). See 14 CFR 121.513. Because
this hypothetical flight would operate
from a point outside the contiguous
United States, the carrier would be
eligible to make the election. See
121.513(a) (stating that a flight between
a ‘‘place in the 48 contiguous states
* * * and any place outside thereof’’
qualifies for the election).
We will first evaluate whether the
operation could be conducted under the
‘‘U.S. mainland rules’’ and then discuss
how the operation could be conducted
under the ‘‘international rules.’’
tkelley on DSK3SPTVN1PROD with PROPOSALS
II. Flight Time Limitations on
Supplemental Operations Conducted
Within the 48 Contiguous United States
Section 121.503 sets out the basic
flight time limitations and rest
requirements for pilots during
supplemental operations. Section
121.503(a) establishes that a pilot may
be scheduled to ‘‘fly in an airplane for
eight hours or less during any 24
consecutive hours without a rest period
during those eight hours.’’ 1 The FAA
has interpreted the eight-hour period of
§ 121.503(a) to be a hard scheduling
limit on block to block time for
supplemental operations without an
intervening rest prior to the eighth hour
flown. See Legal Interpretation to G.L.
Davison, from Edward P. Faberman,
Deputy Assistant Chief Counsel,
Regulations and Enforcement Division
(July 17, 1979) (stating that § 121.503
‘‘contains an 8 hour limitation’’).
Section 121.503(f) provides an
exception to the above 8-hour limit for
transcontinental non-stop flights,
allowing a crewmember to be scheduled
for ‘‘more than eight but less than 10
hours of continuous duty without an
intervening rest period’’ under certain
conditions.
1 We note that the term ‘‘fly in’’ as used in the
regulation refers to ‘‘block to block time’’ rather
than flight deck duty time. See 14 CFR 42.48–1
(1956); Legal Interpretation to Timothy D. Miller,
from Donald Byrne, Assistant Chief Counsel (Aug.
27, 1997).
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This exception to the hard limit of 8
hours came about as a result of the
improvements in aircraft capabilities
and range, which led to the ability to
conduct transcontinental non-stop
flights. See footnote 3. In other words,
a flight conducted under the ‘‘U.S.
mainland rules’’ cannot be scheduled to
be aloft continuously for more than 8
hours unless operating under the
exception found in § 121.503(f).
Section 121.509 establishes flight time
limitations for four pilot crews in
addition to those specified in
§ 121.503(a). This section provides that,
in a 24 hour period, a pilot may not be
scheduled for more than 8 hours of
flight deck duty, 16 hours of duty aloft,
and 20 hours of duty. 14 CFR
121.509(a)-(b). Read in the context of
§ 121.503(a), a pilot may be scheduled
for a total of 16 hours of duty aloft, but
that time aloft must not occur in legs
scheduled for longer than 8 hours.2 To
read § 121.509(a)(2) as permitting up
to16 hours of continuous duty aloft
would nullify the prohibition in
§ 121.503(a) on scheduled operations of
longer than 8 hours without a rest
period during those 8 hours. Such a
reading would not be consistent with
FAA legal interpretation and would
conflict with a fundamental principle of
statutory interpretation that specific
provisions must be read in the context
of the larger rule. See Legal
Interpretation to Michael Daly, from
James B. Minor, Associate General
Counsel, Regulations and Codification
Division (Jun. 29, 1966) (stating that
§ 121.503(a)-(f) ‘‘contain[s] general flight
time limitation provisions that apply to
all [part 121] supplemental air carrier or
commercial operations under that Part,
regardless of the size of the crew’’); see,
e.g., United States Sav. Ass’n v. Timbers
of Inwood Forest Assocs., 484 U.S. 365,
371 (1988) (‘‘A provision that may seem
ambiguous in isolation is often clarified
by the remainder of the statutory
2 As an example, the following schedule for a four
pilot crew in an aircraft type certificated for two
pilots would comply with §§ 121.503(a) and
121.509. A pilot is scheduled to report at 0000 for
preflight duty. His first flight is scheduled to depart
‘‘A’’ at 0100 and arrive at ‘‘B’’ at 0900 (8 hours of
flight time). Assuming that the four pilots evenly
divide time at the controls, on that flight he will
be on flight deck duty for 4 hours. After the first
flight lands he will perform 1 hour of post-flight
duty (0900–1000), then rest from 1000 to 1400.
From 1400–1600 the pilot will perform preflight
duty for his second scheduled flight which is
scheduled to depart ‘‘B’’ at 1600 and arrive at ‘‘A’’
at 2359 (7:59 of flight time). Again, assuming that
the four pilot crew evenly divides time at the
controls, on that flight he will be on flight deck
duty for 4 hours. Accordingly, the pilot will have
accrued 8 hours of flight deck duty, 16 hours aloft,
and performed 20 hours of duty during the 24 hour
period in compliance with §§ 121.503(a) and
121.509.
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Frm 00026
Fmt 4702
Sfmt 4702
19631
scheme * * * because only one of the
permissible meanings produces a
substantive effect that is compatible
with the rest of the law.’’ (citation
omitted)); Weinberger v. Hynson,
Westcott & Dunning, Inc., 412 U.S. 609,
631–32 (1973) (‘‘It is well established
that our task in interpreting separate
provisions of a single Act is to give the
Act ‘the most harmonious,
comprehensive meaning possible’ in
light of the legislative policy and
purpose.’’).
Accordingly, unless the hypothetical
operation is scheduled in segments of
eight hours or less it cannot be
conducted under the flight time
limitations contained in §§ 121.503.511.3 In other words, a supplemental
3 We note that operations using the flight time
limitations of §§ 121.503 through 121.511 may
exceed the 8 hour flight segment time limit under
two circumstances. First, transcontinental
operations may be scheduled for a continuous flight
time of up to 10 hours under an exception to
§ 121.503(a). See § 121.503(f). This exception
permits certificate holders to schedule a flight
crewmember for a transcontinental non-stop flight
consisting of ‘‘more than eight but not more than
10 hours of continuous duty aloft without an
intervening rest period’’ if certain conditions are
met. In 1954 the Civil Aeronautics Board (CAB)
adopted an exception (similar to current
§ 121.503(f)) applicable to domestic scheduled
operations that were then subject to an 8 hour
limitation on duty aloft without an intervening rest
period. See 14 CFR 40.320(b) (1954) (flight time
limitations for domestic air carriers); 19 FR 3759
(June 19, 1954) (adopting SR–405). The CAB stated
that the then current, 8 hour rule ‘‘prohibits
domestic nonstop flight operations of more than
eight hours’ duration.’’ See 19 FR 3760. The change
was effected to permit non-stop transcontinental
flights between the east coast and the west coast
which, unlike flights in the opposite direction,
could not be completed in the 8 hour period. Id.
The CAB noted that ‘‘if west-bound nonstop service
is to be continued to be made available to the
public, some modification of the eight-hour rule
will be necessary.’’ Id.
In 1955, the CAB established SR–410 which
extended the 8-hour rule for supplemental air
carriers to 10 hours for transcontinental nonstop
flights on ‘‘substantially the same basis as they are
currently applied to scheduled air carriers.’’ See 20
FR 2675 (Apr. 22, 1955) (establishing SR–410).
Therefore, based on the language of § 121.503(f),
which is derived from SR–410, it is clear that the
maximum time aloft for a nonstop flight would be
10 hours, and only if it meets the requirements
contained in the rule. All other flights conducted
pursuant to the 121.503-.511 rules would be limited
to a maximum 8 hours continuously aloft.
Additionally, when scheduled realistically,
flights may exceed the 8 hour continuous flying
time limit due to circumstances beyond the control
of the certificate holder. In such circumstances,
§ 121.503(b) requires the pilot to have 16 hours of
rest prior to being assigned any duty with the
certificate holder. See Legal Interpretation to
Randall C. Kania, from Rebecca MacPherson,
Assistant Chief Counsel, Regulations Division (Apr.
29, 2004) (stating that a pilot who has already flown
more than 8 hours in a 24-hour period may not take
off until he has received the rest required by
121.503(b)); Legal Interpretation to John R. Griffith,
from George L. Thompson, Associate Regional
Counsel, ANE–7, (Feb. 5, 1975) (stating that the
E:\FR\FM\02APP1.SGM
Continued
02APP1
19632
Federal Register / Vol. 78, No. 63 / Tuesday, April 2, 2013 / Proposed Rules
carrier would not be able to conduct this
operation as a non-stop flight under
these sections of the rules.
tkelley on DSK3SPTVN1PROD with PROPOSALS
III. Overseas and International
Supplemental Operation Flight Time
Limitations
The next question is whether the
flight could be conducted under the
‘‘international rules’’ found in § 121.515
and §§ 121.521 through 121.525 if the
certificate holder makes that election
under § 121.513. In connection with that
question is the issue of when and under
what circumstances ‘‘adequate sleeping
quarters’’ are required.
First, § 121.521 states that an airman
may not be scheduled to be ‘‘aloft as a
member of the flight crew in an airplane
that has a crew of two pilots and at least
one additional flight crewmember for
more than 12 hours during any 24
consecutive hours.’’ Because the
hypothetical flight in question is
scheduled to be aloft for 12.5 hours, it
could not be conducted with only two
pilots and one additional flight
crewmember because a certificate
holder may only schedule this crew
complement for 12 total hours aloft or
less.
Next, § 121.523 establishes the flight
time limitations for a crew of three or
more pilots and additional airmen as
required. Unlike § 151.521, this section
allows flights lasting longer than 12
hours. In consideration of the longer
flights, § 121.523 requires a crew of at
least three pilots and additional airmen
as required, provides additional rest
provisions, limits flight deck duty time
for flight engineers and navigators, and
requires the certificate holder to
‘‘provide adequate sleeping quarters on
the airplane whenever an airman is
scheduled to be aloft as a flight
crewmember for more than 12 hours
during any 24 consecutive hours.’’
§ 121.523(b). Because the operation in
question is scheduled with a four-pilot
complement, it would meet the crew
requirements under this section.
However, in order to operate under this
provision, the certificate holder would
need to comply with all of the
provisions of § 121.523, including the
need to provide adequate sleeping
quarters on the airplane.4
purpose of § 121.503(b) ‘‘is to assure an adequate
rest period when such deviations do occur’’).
4 The FAA has consistently interpreted ‘‘adequate
sleeping quarters on the airplane’’ to mean a bunk
or a berth, but that it is a matter of safety policy
to consider each air carrier’s means of compliance
on its individual merits. See Legal Interpretation to
Daniel J. Wells, from Donald P. Byrne, Assistant
Chief Counsel for Regulations (Sept. 22, 2003);
Legal Interpretation to William W. Edmunds, Jr.,
from John Cassady, Assistant Chief Counsel,
Regulations and Enforcement Division (Apr. 22,
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17:24 Apr 01, 2013
Jkt 229001
IV. Conclusion
Therefore, the hypothetical
supplemental air carrier operation in
which four pilots are scheduled to
conduct a non-stop flight lasting 12.5
hours, between a point outside the
contiguous United States and a point in
the contiguous United States, or other
locations permitting the § 121.513
election, could only be operated under
the flight time limitations of § 121.523
(including the required crew rest
facilities on board the aircraft). It could
not be conducted as proposed under the
provisions of §§ 121.503, 121.509 or
121.521.
Issued in Washington, DC, on March 25,
2013.
Mark W. Bury,
Acting Assistant Chief Counsel for
International, Law, Legislation and
Regulations, AGC–200.
[FR Doc. 2013–07375 Filed 4–1–13; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF LABOR
Office of the Secretary of Labor
hearing or speech impairments may
access this telephone number via TTY
by calling the toll-free Federal
Information Relay Service at 1–800–
877–8339.
SUPPLEMENTARY INFORMATION: On April
13, 2012, DOL published a direct final
rule (77 FR 22204) and concurrent
notice of proposed rulemaking,
proposing to amend the regulations
governing administrative claims under
the Federal Tort Claims Act and related
statutes. In both the direct final rule and
notice of proposed rulemaking, DOL
explained that if no significant adverse
comments were received to the notice of
proposed rulemaking, DOL would
withdraw the proposed rule and the
direct final rule would become effective
on July 12, 2012 without further notice.
DOL has received no comments
regarding either the direct final rule or
the notice of proposed rulemaking.
Accordingly, DOL is not proceeding
with the proposed rule and is
withdrawing it from the rulemaking
process. DOL is also confirming the
effective date of the direct final rule as
July 12, 2012.
Signed at Washington, DC, the 28th of
February, 2013.
M. Patricia Smith,
Solicitor of Labor.
29 CFR Part 15
Employment and Training
Administration
[FR Doc. 2013–07525 Filed 4–1–13; 8:45 am]
BILLING CODE 4510–23–P
20 CFR Parts 638 and 670
RIN 1290–AA25
Administrative Claims Under the
Federal Tort Claims Act and Related
Statutes
Office of the Secretary,
Employment and Training
Administration, Department of Labor.
ACTION: Withdrawal of proposed rule.
AGENCY:
With this document, the
Department of Labor (DOL) is
withdrawing its proposed rule that
accompanied its direct final rule
revising the regulations governing
administrative claims under the Federal
Tort Claims Act and related statutes.
DATES: Effective April 2, 2013 the
proposed rule published on April 13,
2012 (77 FR 22236), is withdrawn.
FOR FURTHER INFORMATION CONTACT:
Catherine P. Carter, Counsel for Claims
and Compensation, Office of the
Solicitor, U.S. Department of Labor,
Room S–4325, 200 Constitution Avenue
NW., Washington, DC 20210,
Telephone: 202–693–5320 (this is not a
toll-free number). Individuals with
SUMMARY:
1986). A passenger seat, even if it reclines, is not
considered to be adequate sleeping quarters. Id.
PO 00000
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Fmt 4702
Sfmt 4702
DEPARTMENT OF HOMELAND
SECURITY
Coast Guard
33 CFR Part 100
[Docket No. USCG–2013–0145]
RIN 1625–AA08
Special Local Regulations; St. Thomas
Carnival Watersport Activities,
Charlotte Amalie Harbor; St Thomas,
USVI
Coast Guard, DHS.
Notice of proposed rulemaking.
AGENCY:
ACTION:
The Coast Guard proposes to
establish a special local regulation on
the waters of Charlotte Amalie Harbor in
St Thomas, USVI during the St. Thomas
Carnival Watersport Activities, a high
speed boat race. The event is scheduled
to take place on Sunday, April 21, 2013.
Approximately 40 high-speed power
boats will be participating in the races
and it is anticipated that 50 spectator
crafts will be present during the races.
The special local regulation is necessary
for the safety of race participants,
SUMMARY:
E:\FR\FM\02APP1.SGM
02APP1
Agencies
[Federal Register Volume 78, Number 63 (Tuesday, April 2, 2013)]
[Proposed Rules]
[Pages 19630-19632]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-07375]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 121
[Docket No. FAA-2012-1239]
Interpretation of the Rest Requirements of Nonstop International
Supplemental Operations
AGENCY: Federal Aviation Administration (FAA), DOT.
ACTION: Notice of Draft Interpretation.
-----------------------------------------------------------------------
SUMMARY: This action provides interested persons with the opportunity
to comment on the FAA's draft interpretation regarding nonstop
international supplemental operations scheduled for longer than 12
hours. Additionally, this draft interpretation discusses the
appropriate international flight time limitations that would apply to
the operation. As discussed in the draft interpretation, the FAA finds
that the operation of such flights would be precluded under the flight
time limitations of the ``U.S. mainland rules'' found in the
supplemental flight and duty rules. However, the operation could be
conducted under the ``international rules'' provisions of our
regulations.
DATES: Comments must be received on or before May 2, 2013.
ADDRESSES: You may send comments identified by docket number FAA-2012-
1239 using any of the following methods:
Federal eRulemaking Portal: Go to https://www.regulations.gov and follow the online instructions for sending your
comments electronically.
Mail: Send Comments to Docket Operations, M-30; U.S.
Department of Transportation, 1200 New Jersey Avenue SE., West Building
Ground Floor, Room W12-140, West Building Ground Floor, Washington, DC
20590-0001.
Hand Delivery: Take comments to Docket Operations in Room
W12-140 of the West Building Ground Floor at 1200 New Jersey Avenue
SE., Washington, DC, between 9 a.m. and 5 p.m., Monday through Friday,
except Federal holidays.
Fax: (202) 493-2251.
FOR FURTHER INFORMATION CONTACT: Dean E. Griffith, Attorney,
International Law, Legislation and Regulations Division, Office of
Chief Counsel, Federal Aviation Administration, 800 Independence Avenue
SW., Washington, DC 20591; telephone: (202) 267-3073; email:
dean.griffith@faa.gov.
SUPPLEMENTARY INFORMATION:
Comments Invited
The FAA invites interested persons to submit written comments,
data, or views concerning this interpretation. The most helpful
comments reference a specific portion of the draft interpretation,
explain the reason for any recommended change, and include supporting
data. To ensure the docket does not contain duplicate comments, please
send only one copy of written comments, or if you are filing comments
electronically, please submit your comments only one time.
The FAA will file in the docket all comments received, as well as a
report summarizing each substantive public contact with FAA personnel
concerning this proposal. Before acting on this proposal, the FAA will
consider all comments received on or before the closing date for
comments and any late-filed comments if it is possible to do so without
incurring expense or delay.
Availability of This Draft Interpretation
You can get an electronic copy using the Internet by--
(1) Searching the Federal eRulemaking Portal (https://www.regulations.gov);
(2) Visiting the FAA's Regulations and Policies Web page at https://www.faa.gov/regulations_policies/; or
(3) Accessing the Government Printing Office's Web page at https://www.gpoaccess.gov/fr/.
You can also get a copy by sending a request to the Federal
Aviation Administration, Office of Rulemaking, ARM-1, 800 Independence
Avenue SW., Washington, DC 20591, or by calling (202) 267-9680. Make
sure to identify the docket number or notice number of this proposal.
Background
The FAA publishes draft legal interpretations when the matter in
question is likely to be highly controversial or the likely answer has
the potential to significantly and adversely affect long-standing
practices that regulated parties have been engaged in, reasonably
believing that these practices were consistent with FAA regulations.
The intent is not to seek input on whether the FAA is correct--the FAA
has the responsibility for interpreting its regulations. Rather, the
reason for publishing the draft interpretation for comment is to see
whether there may be unintended consequences for regulated parties that
merit a further examination of how the agency's regulatory provisions
should be applied in conjunction with agency policy and guidance
material.
We are issuing this draft interpretation because it has come to our
attention that supplemental air carriers might be misinterpreting and
misapplying the regulations governing flight time limitations for
supplemental operations to operate international flight segments longer
than 12 hours by reading Sec. 121.509 of title 14, Code of Federal
Regulations in isolation, without also complying with Sec. 121.503(a)
or, in the alternative, without adequate sleeping facilities for the
flight crew as required under Sec. 121.523(b). As discussed below,
such a reading fails to consider the full meaning of the FAA's
regulations.
Discussion of the Proposal
I. Introduction
The purpose of this notice of draft interpretation is to address
whether a supplemental air carrier may conduct an international nonstop
flight scheduled for more than 12 hours without crew rest facilities on
board the aircraft. The answer is ``no.''
For purposes of this interpretation we will use the hypothetical
example of a supplemental air carrier that has scheduled four pilots to
conduct a non-
[[Page 19631]]
stop flight lasting 12.5 hours that departs from a point outside of the
contiguous United States and arrives at a point in the contiguous
United States. The aircraft is type certificated for two-pilot
operation.
Supplemental air carriers conducting overseas and international
supplemental operations may elect, pursuant to Sec. 121.513, to comply
with the flight time limitations of Sec. Sec. 121.515 and 121.521
through 121.525 (commonly referred to as the ``international rules''),
rather than the flight time limitations found in Sec. Sec. 121.503
through 121.511 (commonly referred to as the ``U.S. mainland rules'').
See 14 CFR 121.513. Because this hypothetical flight would operate from
a point outside the contiguous United States, the carrier would be
eligible to make the election. See 121.513(a) (stating that a flight
between a ``place in the 48 contiguous states * * * and any place
outside thereof'' qualifies for the election).
We will first evaluate whether the operation could be conducted
under the ``U.S. mainland rules'' and then discuss how the operation
could be conducted under the ``international rules.''
II. Flight Time Limitations on Supplemental Operations Conducted Within
the 48 Contiguous United States
Section 121.503 sets out the basic flight time limitations and rest
requirements for pilots during supplemental operations. Section
121.503(a) establishes that a pilot may be scheduled to ``fly in an
airplane for eight hours or less during any 24 consecutive hours
without a rest period during those eight hours.'' \1\ The FAA has
interpreted the eight-hour period of Sec. 121.503(a) to be a hard
scheduling limit on block to block time for supplemental operations
without an intervening rest prior to the eighth hour flown. See Legal
Interpretation to G.L. Davison, from Edward P. Faberman, Deputy
Assistant Chief Counsel, Regulations and Enforcement Division (July 17,
1979) (stating that Sec. 121.503 ``contains an 8 hour limitation'').
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\1\ We note that the term ``fly in'' as used in the regulation
refers to ``block to block time'' rather than flight deck duty time.
See 14 CFR 42.48-1 (1956); Legal Interpretation to Timothy D.
Miller, from Donald Byrne, Assistant Chief Counsel (Aug. 27, 1997).
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Section 121.503(f) provides an exception to the above 8-hour limit
for transcontinental non-stop flights, allowing a crewmember to be
scheduled for ``more than eight but less than 10 hours of continuous
duty without an intervening rest period'' under certain conditions.
This exception to the hard limit of 8 hours came about as a result
of the improvements in aircraft capabilities and range, which led to
the ability to conduct transcontinental non-stop flights. See footnote
3. In other words, a flight conducted under the ``U.S. mainland rules''
cannot be scheduled to be aloft continuously for more than 8 hours
unless operating under the exception found in Sec. 121.503(f).
Section 121.509 establishes flight time limitations for four pilot
crews in addition to those specified in Sec. 121.503(a). This section
provides that, in a 24 hour period, a pilot may not be scheduled for
more than 8 hours of flight deck duty, 16 hours of duty aloft, and 20
hours of duty. 14 CFR 121.509(a)-(b). Read in the context of Sec.
121.503(a), a pilot may be scheduled for a total of 16 hours of duty
aloft, but that time aloft must not occur in legs scheduled for longer
than 8 hours.\2\ To read Sec. 121.509(a)(2) as permitting up to16
hours of continuous duty aloft would nullify the prohibition in Sec.
121.503(a) on scheduled operations of longer than 8 hours without a
rest period during those 8 hours. Such a reading would not be
consistent with FAA legal interpretation and would conflict with a
fundamental principle of statutory interpretation that specific
provisions must be read in the context of the larger rule. See Legal
Interpretation to Michael Daly, from James B. Minor, Associate General
Counsel, Regulations and Codification Division (Jun. 29, 1966) (stating
that Sec. 121.503(a)-(f) ``contain[s] general flight time limitation
provisions that apply to all [part 121] supplemental air carrier or
commercial operations under that Part, regardless of the size of the
crew''); see, e.g., United States Sav. Ass'n v. Timbers of Inwood
Forest Assocs., 484 U.S. 365, 371 (1988) (``A provision that may seem
ambiguous in isolation is often clarified by the remainder of the
statutory scheme * * * because only one of the permissible meanings
produces a substantive effect that is compatible with the rest of the
law.'' (citation omitted)); Weinberger v. Hynson, Westcott & Dunning,
Inc., 412 U.S. 609, 631-32 (1973) (``It is well established that our
task in interpreting separate provisions of a single Act is to give the
Act `the most harmonious, comprehensive meaning possible' in light of
the legislative policy and purpose.'').
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\2\ As an example, the following schedule for a four pilot crew
in an aircraft type certificated for two pilots would comply with
Sec. Sec. 121.503(a) and 121.509. A pilot is scheduled to report at
0000 for preflight duty. His first flight is scheduled to depart
``A'' at 0100 and arrive at ``B'' at 0900 (8 hours of flight time).
Assuming that the four pilots evenly divide time at the controls, on
that flight he will be on flight deck duty for 4 hours. After the
first flight lands he will perform 1 hour of post-flight duty (0900-
1000), then rest from 1000 to 1400. From 1400-1600 the pilot will
perform preflight duty for his second scheduled flight which is
scheduled to depart ``B'' at 1600 and arrive at ``A'' at 2359 (7:59
of flight time). Again, assuming that the four pilot crew evenly
divides time at the controls, on that flight he will be on flight
deck duty for 4 hours. Accordingly, the pilot will have accrued 8
hours of flight deck duty, 16 hours aloft, and performed 20 hours of
duty during the 24 hour period in compliance with Sec. Sec.
121.503(a) and 121.509.
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Accordingly, unless the hypothetical operation is scheduled in
segments of eight hours or less it cannot be conducted under the flight
time limitations contained in Sec. Sec. 121.503-.511.\3\ In other
words, a supplemental
[[Page 19632]]
carrier would not be able to conduct this operation as a non-stop
flight under these sections of the rules.
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\3\ We note that operations using the flight time limitations of
Sec. Sec. 121.503 through 121.511 may exceed the 8 hour flight
segment time limit under two circumstances. First, transcontinental
operations may be scheduled for a continuous flight time of up to 10
hours under an exception to Sec. 121.503(a). See Sec. 121.503(f).
This exception permits certificate holders to schedule a flight
crewmember for a transcontinental non-stop flight consisting of
``more than eight but not more than 10 hours of continuous duty
aloft without an intervening rest period'' if certain conditions are
met. In 1954 the Civil Aeronautics Board (CAB) adopted an exception
(similar to current Sec. 121.503(f)) applicable to domestic
scheduled operations that were then subject to an 8 hour limitation
on duty aloft without an intervening rest period. See 14 CFR
40.320(b) (1954) (flight time limitations for domestic air
carriers); 19 FR 3759 (June 19, 1954) (adopting SR-405). The CAB
stated that the then current, 8 hour rule ``prohibits domestic
nonstop flight operations of more than eight hours' duration.'' See
19 FR 3760. The change was effected to permit non-stop
transcontinental flights between the east coast and the west coast
which, unlike flights in the opposite direction, could not be
completed in the 8 hour period. Id. The CAB noted that ``if west-
bound nonstop service is to be continued to be made available to the
public, some modification of the eight-hour rule will be
necessary.'' Id.
In 1955, the CAB established SR-410 which extended the 8-hour
rule for supplemental air carriers to 10 hours for transcontinental
nonstop flights on ``substantially the same basis as they are
currently applied to scheduled air carriers.'' See 20 FR 2675 (Apr.
22, 1955) (establishing SR-410). Therefore, based on the language of
Sec. 121.503(f), which is derived from SR-410, it is clear that the
maximum time aloft for a nonstop flight would be 10 hours, and only
if it meets the requirements contained in the rule. All other
flights conducted pursuant to the 121.503-.511 rules would be
limited to a maximum 8 hours continuously aloft.
Additionally, when scheduled realistically, flights may exceed
the 8 hour continuous flying time limit due to circumstances beyond
the control of the certificate holder. In such circumstances, Sec.
121.503(b) requires the pilot to have 16 hours of rest prior to
being assigned any duty with the certificate holder. See Legal
Interpretation to Randall C. Kania, from Rebecca MacPherson,
Assistant Chief Counsel, Regulations Division (Apr. 29, 2004)
(stating that a pilot who has already flown more than 8 hours in a
24-hour period may not take off until he has received the rest
required by 121.503(b)); Legal Interpretation to John R. Griffith,
from George L. Thompson, Associate Regional Counsel, ANE-7, (Feb. 5,
1975) (stating that the purpose of Sec. 121.503(b) ``is to assure
an adequate rest period when such deviations do occur'').
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III. Overseas and International Supplemental Operation Flight Time
Limitations
The next question is whether the flight could be conducted under
the ``international rules'' found in Sec. 121.515 and Sec. Sec.
121.521 through 121.525 if the certificate holder makes that election
under Sec. 121.513. In connection with that question is the issue of
when and under what circumstances ``adequate sleeping quarters'' are
required.
First, Sec. 121.521 states that an airman may not be scheduled to
be ``aloft as a member of the flight crew in an airplane that has a
crew of two pilots and at least one additional flight crewmember for
more than 12 hours during any 24 consecutive hours.'' Because the
hypothetical flight in question is scheduled to be aloft for 12.5
hours, it could not be conducted with only two pilots and one
additional flight crewmember because a certificate holder may only
schedule this crew complement for 12 total hours aloft or less.
Next, Sec. 121.523 establishes the flight time limitations for a
crew of three or more pilots and additional airmen as required. Unlike
Sec. 151.521, this section allows flights lasting longer than 12
hours. In consideration of the longer flights, Sec. 121.523 requires a
crew of at least three pilots and additional airmen as required,
provides additional rest provisions, limits flight deck duty time for
flight engineers and navigators, and requires the certificate holder to
``provide adequate sleeping quarters on the airplane whenever an airman
is scheduled to be aloft as a flight crewmember for more than 12 hours
during any 24 consecutive hours.'' Sec. 121.523(b). Because the
operation in question is scheduled with a four-pilot complement, it
would meet the crew requirements under this section. However, in order
to operate under this provision, the certificate holder would need to
comply with all of the provisions of Sec. 121.523, including the need
to provide adequate sleeping quarters on the airplane.\4\
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\4\ The FAA has consistently interpreted ``adequate sleeping
quarters on the airplane'' to mean a bunk or a berth, but that it is
a matter of safety policy to consider each air carrier's means of
compliance on its individual merits. See Legal Interpretation to
Daniel J. Wells, from Donald P. Byrne, Assistant Chief Counsel for
Regulations (Sept. 22, 2003); Legal Interpretation to William W.
Edmunds, Jr., from John Cassady, Assistant Chief Counsel,
Regulations and Enforcement Division (Apr. 22, 1986). A passenger
seat, even if it reclines, is not considered to be adequate sleeping
quarters. Id.
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IV. Conclusion
Therefore, the hypothetical supplemental air carrier operation in
which four pilots are scheduled to conduct a non-stop flight lasting
12.5 hours, between a point outside the contiguous United States and a
point in the contiguous United States, or other locations permitting
the Sec. 121.513 election, could only be operated under the flight
time limitations of Sec. 121.523 (including the required crew rest
facilities on board the aircraft). It could not be conducted as
proposed under the provisions of Sec. Sec. 121.503, 121.509 or
121.521.
Issued in Washington, DC, on March 25, 2013.
Mark W. Bury,
Acting Assistant Chief Counsel for International, Law, Legislation and
Regulations, AGC-200.
[FR Doc. 2013-07375 Filed 4-1-13; 8:45 am]
BILLING CODE 4910-13-P