Notice of Intent To Form the Commercial HVAC, WH, and Refrigeration Certification Working Group and Solicit Nominations To Negotiate Commercial Certification Requirements for Commercial HVAC, WH, and Refrigeration Equipment, 15653-15655 [2013-05615]

Download as PDF Federal Register / Vol. 78, No. 48 / Tuesday, March 12, 2013 / Proposed Rules produced in another country shall retain their origin, as declared to U.S. Customs and Border Protection at the time the product entered the United States, through retail sale. (2) Muscle cut covered commodities derived from an animal that was slaughtered in another country shall retain their origin, as declared to U.S. Customs and Border Protection at the time the product entered the United States, through retail sale (e.g., ‘‘Product of Country X’’), including muscle cut covered commodities derived from an animal that was born and/or raised in the United States and slaughtered in another country. In addition, the origin declaration may include more specific location information related to production steps (i.e., born, raised, and slaughtered) provided records to substantiate the claims are maintained and the claim is consistent with other applicable Federal legal requirements. Dated: March 7, 2013. Robert Epstein, Acting Administrator. I. Authority II. Background III. Proposed Negotiating Procedures IV. Nominations Requested V. Approval of the Office of the Secretary [FR Doc. 2013–05576 Filed 3–11–13; 8:45 am] BILLING CODE 3410–02–P DEPARTMENT OF ENERGY 10 CFR Part 429 Notice of Intent To Form the Commercial HVAC, WH, and Refrigeration Certification Working Group and Solicit Nominations To Negotiate Commercial Certification Requirements for Commercial HVAC, WH, and Refrigeration Equipment Office of Energy Efficiency and Renewable Energy, U.S. Department of Energy. ACTION: Notice of intent. AGENCY: The U.S. Department of Energy (DOE or the Department) is giving notice that the Appliance Standards and Rulemaking Federal Advisory Committee (ASRAC) intends to establish a working group in accordance with the Federal Advisory Committee Act (FACA) and the Negotiated Rulemaking Act (NRA) to negotiate certification requirements of commercial heating, ventilation, and air-conditioning (HVAC), water heating (WH), and refrigeration equipment. The purpose of the working group will be to discuss and, if possible, reach consensus on proposed certification requirements for commercial HVAC, WH, and refrigeration equipment, as authorized by the Energy Policy and Conservation Act of 1975, as amended. The working group members will be pmangrum on DSK3VPTVN1PROD with PROPOSALS SUMMARY: VerDate Mar<15>2010 14:46 Mar 11, 2013 Jkt 229001 representatives of parties having a defined stake in the outcome of the proposed certification requirements, and will consult with a range of experts on technical issues. DATES: Nominations of membership must be received on or before March 26, 2013. DOE will not consider any nominations received via mail or after midnight on March 26, 2013 to be valid. ADDRESSES: The nominee’s name, resume, biography, and any letters of support must be submitted in electronic format via email to asrac@ee.doe.gov. Any requests for further information should also be sent via email to asrac@ee.doe.gov. FOR FURTHER INFORMATION CONTACT: John Cymbalsky, ASRAC Designated Federal Officer, U.S. Department of Energy (DOE), Office of Energy Efficiency and Renewable Energy, 950 L’Enfant Plaza, SW., Washington, DC 20024. Email: asrac@ee.doe.gov. SUPPLEMENTARY INFORMATION: I. Authority Title III of the Energy Policy and Conservation Act of 1975, as amended (‘‘EPCA’’ or ‘‘the Act’’) sets forth a variety of provisions designed to improve energy efficiency. Part A of Title III (42 U.S.C. 6291–6309) provides for the Energy Conservation Program for Consumer Products Other Than Automobiles. The National Energy Conservation Policy Act (NECPA), Public Law 95–619, amended EPCA to add Part A–1 of Title III, which established an energy conservation program for certain industrial equipment. (42 U.S.C. 6311–6317) Sections 6299–6305, and 6316 of EPCA authorize DOE to enforce compliance with the energy and water conservation standards (all non-product specific references herein referring to energy use and consumption include water use and consumption; all references to energy efficiency include water efficiency) established for certain consumer products and commercial equipment. (42 U.S.C. 6299–6305 (consumer products), 6316 (commercial equipment)) DOE has promulgated enforcement regulations that include specific certification and compliance requirements. See 10 CFR part 429; 10 CFR part 431, subparts B, U, and V. This notice announces DOE’s and the ASRAC’s intent to negotiate certification requirements of commercial heating, ventilation, and air-conditioning PO 00000 Frm 00009 Fmt 4702 Sfmt 4702 15653 (HVAC), water heating (WH), and refrigeration equipment under the authority of sections 563 and 564 of the NRA (5 U.S.C. 561–570, Pub. L. 104– 320). II. Background On March 7, 2011, DOE published a final rule in the Federal Register that, among other things, modified the requirements regarding manufacturer submission of compliance statements and certification reports to DOE (March 2011 Final Rule). 76 FR 12421. This rule, among other things, imposed new or revised reporting requirements for some types of covered products and equipment, including a requirement that manufacturers submit annual reports to the Department certifying compliance of their basic models with applicable standards. In issuing the rule, the Department emphasized that manufacturers could use their discretion in grouping individual models as a ‘‘basic model’’ such that the certified rating for the basic model matched the represented rating for all included models. See 76 FR 12428–12429 for more information. In response to the initial deadline for certifying compliance imposed on commercial HVAC, WH, and refrigeration equipment manufacturers by the March 2011 Final Rule, certain manufacturers of particular types of commercial and industrial equipment stated that, for a variety of reasons, they would be unable to meet that deadline. DOE initially extended the deadline for certifications for commercial HVAC, WH, and refrigeration equipment in a final rule published June 30, 2011 (June 30 Final Rule). 76 FR 38287 (June 30, 2011). DOE subsequently extended the compliance date for certification an additional 12 months to December 31, 2013, for these types of equipment (December 2012 final rule) to allow, among other things, the Department to explore the negotiated rulemaking process for this equipment. 77 FR 72763. In the summer of 2012, DOE had an independent convenor evaluate the likelihood of success, analyzing the feasibility of developing certification requirements for commercial HVAC, WH, and refrigeration equipment (not including walk-in coolers and freezers) through consensus-based negotiations among affected parties. October 2012, the convenor issued his report based on a confidential interview process involving forty (40) parties. from a wide range of commercial HVAC, WH, and CRE interests. Ultimately, the convener recommended that with the proper scope of issues on the table surrounding E:\FR\FM\12MRP1.SGM 12MRP1 15654 Federal Register / Vol. 78, No. 48 / Tuesday, March 12, 2013 / Proposed Rules commercial HVAC, WH, and CRE certification, a negotiated rulemaking appears to have a good likelihood of achieving consensus based on the factors set forth in the Negotiated Rulemaking Act because the interviewed parties believe the negotiated rulemaking is superior to notice and comment rulemaking for the certification-related issues. Additional details of the report can be found at https://www1.eere.energy.gov/buildings/ appliance_standards/pdfs/ convening_report_hvac_cre_1.pdf. III. Proposed Negotiating Procedures A. Key Issues for Negotiation DOE has identified the following substantive issues that will underlie the work of the Commercial HVAC, WH, and Refrigeration Certification Working Group: • Strategies for grouping models for purposes of certification; • Identification of non-efficiency attributes, which do not impact the measured consumption of the equipment as tested by DOE’s test procedure; • The information that is certified to the Department; • The timing of when the certification should be made relative to distribution in commerce; and • Alterations to a basic model that would impact the certification. The formed working group will examine the underlying issues outlined above, and possibly others not yet articulated as determined through the negotiated rulemaking process. As voted on by ASRAC, the working group will be required to provide a progress report to ASRAC on its efforts by Wednesday, June 26, 2013, and report back to the Committee with final recommendations by Friday, August 30, 2013. pmangrum on DSK3VPTVN1PROD with PROPOSALS B. Formation of Working Group A working group will be formed and operated in full compliance with the requirements of FACA and in a manner consistent with the requirements of the NRA. In accordance with NRA, DOE has determined that the working group not exceed 25 members. DOE is aware that there are many more potential participants than there are membership slots on the working group. The Department does not believe, nor does the NRA contemplate, that each potentially affected group must participate directly in the negotiations; nevertheless, each affected interest can be adequately represented. To have a successful negotiation, it is important for interested parties to identify and form coalitions that adequately VerDate Mar<15>2010 14:46 Mar 11, 2013 Jkt 229001 represent significantly affected interests. To provide adequate representation, those coalitions must agree to support, both financially and technically, a member of the working group whom they choose to represent their interests. FACA also requires that members of the public have the opportunity to attend meetings of the full committee and speak or otherwise address the committee during the public comment period. In addition, any member of the public is permitted to file a written statement with the advisory committee. DOE plans to follow these same procedures in conducting meetings of the working group. C. Interests Involved/Working Group Membership DOE anticipates that the working group will comprise no more than 25 members who represent affected and interested stakeholder groups, two of whom will be members of ASRAC— John Mandyck and Kent Peterson. Additionally, in accordance with NRA, one seat on the working group will be reserved for a DOE representative to represent the views of the Department. As required by FACA, the Department will conduct the negotiated rulemaking with particular attention to ensuring full and balanced representation of those interests that may be significantly affected by certification requirements of commercial HVAC, WH, and refrigeration equipment. Members may be individuals or organizations. If the effort is to be fruitful, participants on the working group should be able to fully and adequately represent the viewpoints of their respective interests. This document gives notice of DOE’s process to other potential participants and affords them the opportunity to request representation in the negotiations. Those who wish to be appointed as members of the working group, including those that have been tentatively identified by DOE in this notice of intent, should submit a request to DOE, in accordance with the public participation procedures outlined in the DATES and ADDRESSES sections of this notice of intent. Membership of the working group is likely to involve: • Attendance of multiple, one (1) to two (2) day meetings; • Travel costs to those meetings; and • Preparation time for those meetings. Members serving on the working group will not receive compensation for their services. Interested parties who are not selected for membership on the working group may make valuable contributions to this negotiated rulemaking effort in any of several ways: PO 00000 Frm 00010 Fmt 4702 Sfmt 4702 • The person may request to be placed on the working group mailing list and submit written comments as appropriate. • The person may attend working group meetings, which are open to the public; caucus with his or her interest’s member on the working group; or even address the working group during the public comment portion of the working group meeting. • The person could assist the efforts of a task force that the working group might establish. A working group may establish informal task forces, which usually are asked to facilitate committee deliberations by assisting with various technical matters (e.g., researching or preparing summaries of the technical literature or comments on specific matters such as economic issues). Task forces also might assist in estimating costs or drafting regulatory text on issues associated with the analysis of the costs and benefits addressed, or formulating drafts of the various provisions and their justifications as previously developed by the working group. Given their support function, task forces usually consist of participants who have expertise or particular interest in the technical matter(s) being studied. Because it recognizes the importance of this support work for the working group, DOE will provide appropriate technical expertise for such task forces. D. Good Faith Negotiation Every working group member must be willing to negotiate in good faith and have the authority, granted by his or her constituency, to do so. The first step is to ensure that each member has good communications with his or her constituencies. An intra-interest network of communication should be established to bring information from the support organization to the member at the table, and to take information from the table back to the support organization. Second, each organization or coalition therefore should designate as its representative a person having the credibility and authority to ensure that needed information is provided and decisions are made in a timely fashion. Negotiated rulemaking can require the appointed members to give a significant amount of time, which must be sustained for as long as the duration of the negotiated rulemaking. Other qualities of members that can be helpful are negotiating experience and skills, and sufficient technical knowledge to participate in substantive negotiations. Certain concepts are central to negotiating in good faith. One is the E:\FR\FM\12MRP1.SGM 12MRP1 Federal Register / Vol. 78, No. 48 / Tuesday, March 12, 2013 / Proposed Rules willingness to bring all issues to the bargaining table in an attempt to reach a consensus, as opposed to keeping key issues in reserve. The second is a willingness to keep the issues at the table and not take them to other forums. Finally, good faith includes a willingness to move away from some of the positions often taken in a more traditional rulemaking process, and instead explore openly with other parties all ideas that may emerge from the working group’s discussions. E. Facilitator The facilitator will act as a neutral in the substantive development of the proposed standard. The facilitator’s role generally includes: • Impartially assisting the members of the working group in conducting discussions and negotiations; and • Impartially assisting in performing the duties of the Designated Federal Official under FACA. pmangrum on DSK3VPTVN1PROD with PROPOSALS F. Department Representative The DOE representative will be a full and active participant in the consensusbuilding negotiations. The Department’s representative will meet regularly with senior Department officials, briefing them on the negotiations and receiving their suggestions and advice so that he or she can effectively represent the Department’s views regarding the issues before the working group. DOE’s representative also will ensure that the entire spectrum of governmental interests affected by the rulemaking, including the Office of Management and Budget, the Attorney General, and other Departmental offices, are kept informed of the negotiations and encouraged to make their concerns known in a timely fashion. G. Working Group and Schedule After evaluating the comments submitted in response to this notice of intent and the requests for nominations, DOE will inform the members of the working group that they have been selected. DOE and ASRAC plan for the working group to have its first meeting in April 2013 and have determined a need for an update from the working group on negotiation efforts by Wednesday, June 26, 2013, and final recommendations to ASRAC by Friday, August 30, 2013. At the initial working group meeting, DOE and ASRAC representatives on the working group will advise working group members of administrative matters related to the functions of the working group, lay out the working group’s scope, and confirm deadlines. Given the outlined scope and VerDate Mar<15>2010 14:46 Mar 11, 2013 Jkt 229001 established deadlines, the working group will develop a work plan to accomplish the proposed objectives. While the negotiated rulemaking process is underway, DOE is committed to performing much of the same analysis as it would during a normal process and to providing information and technical support to the working group. IV. Nominations Requested DOE requests nominations of which parties should be included in a negotiation efforts of certification requirements of commercial HVAC, WH, and refrigeration equipment and suggestions of additional interests and/ or stakeholders that should be represented on the working group. Please include the nominee’s name, contact information, resume, biography, and any letters of support. Nominations must be submitted in electronic format via email to asrac@ee.doe.gov. V. Approval of the Office of the Secretary The Secretary of Energy has approved publication of today’s notice of proposed rulemaking. Issued in Washington, DC, on March 5, 2013. Kathleen B. Hogan, Deputy Assistant Secretary for Energy Efficiency and Renewable Energy. [FR Doc. 2013–05615 Filed 3–11–13; 8:45 am] BILLING CODE 6450–01–P DEPARTMENT OF TRANSPORTATION Federal Aviation Administration 14 CFR Part 39 [Docket No. FAA–2012–0594; Directorate Identifier 2012–NM–019–AD] RIN 2120–AA64 Airworthiness Directives; Bombardier, Inc. Airplanes Federal Aviation Administration (FAA), DOT. ACTION: Supplemental notice of proposed rulemaking (NPRM); reopening of comment period. AGENCY: We are revising an earlier proposed airworthiness directive (AD) for certain Bombardier, Inc. Model DHC–8–400, –401, and –402 airplanes. That NPRM proposed to require an inspection to determine if certain rudder feel trim units (RFTUs) are installed, an operational check for signs of seizure of affected parts, repetitive lubrication for certain RFTUs, and replacement of the RFTU if necessary. SUMMARY: PO 00000 Frm 00011 Fmt 4702 Sfmt 4702 15655 Installing replaced RFTUs with conformal bushings would terminate the repetitive lubrication requirements. That NPRM was prompted by reports of movement of the rudder pedals being impeded due to corrosion of the trunnion shaft of the RFTU. This action revises that NPRM by reducing compliance times, increasing compliance costs, expanding affected parts to include additional serial numbers and include those parts with a suffix ‘A,’ and adding the condition of rough movement to the operational check. We are proposing this AD to detect and correct any sign of rough movement or seizure of the trunnion shaft and its bushing, which could cause a rudder control jam or a large and rapid alternating rudder input leading to a structural failure of the vertical fin. Since these actions impose an additional burden over that proposed in the NPRM, we are reopening the comment period to allow the public the chance to comment on these proposed changes. DATES: We must receive comments on this proposed AD by April 26, 2013. ADDRESSES: You may send comments by any of the following methods: • Federal eRulemaking Portal: Go to https://www.regulations.gov. Follow the instructions for submitting comments. • Fax: (202) 493–2251. • Mail: U.S. Department of Transportation, Docket Operations, M– 30, West Building Ground Floor, Room W12–140, 1200 New Jersey Avenue SE., Washington, DC 20590. • Hand Delivery: U.S. Department of Transportation, Docket Operations, M– 30, West Building Ground Floor, Room W12–140, 1200 New Jersey Avenue SE., Washington, DC, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. For service information identified in this proposed AD, contact Bombardier, Inc., Q-Series Technical Help Desk, 123 Garratt Boulevard, Toronto, Ontario M3K 1Y5, Canada; telephone 416–375– 4000; fax 416–375–4539; email thd.qseries@aero.bombardier.com; Internet https://www.bombardier.com. You may review copies of the referenced service information at the FAA, Transport Airplane Directorate, 1601 Lind Avenue SW., Renton, WA. For information on the availability of this material at the FAA, call 425–227– 1221. Examining the AD Docket You may examine the AD docket on the Internet at https:// www.regulations.gov; or in person at the Docket Operations office between 9 a.m. E:\FR\FM\12MRP1.SGM 12MRP1

Agencies

[Federal Register Volume 78, Number 48 (Tuesday, March 12, 2013)]
[Proposed Rules]
[Pages 15653-15655]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-05615]


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DEPARTMENT OF ENERGY

10 CFR Part 429


Notice of Intent To Form the Commercial HVAC, WH, and 
Refrigeration Certification Working Group and Solicit Nominations To 
Negotiate Commercial Certification Requirements for Commercial HVAC, 
WH, and Refrigeration Equipment

AGENCY: Office of Energy Efficiency and Renewable Energy, U.S. 
Department of Energy.

ACTION: Notice of intent.

-----------------------------------------------------------------------

SUMMARY: The U.S. Department of Energy (DOE or the Department) is 
giving notice that the Appliance Standards and Rulemaking Federal 
Advisory Committee (ASRAC) intends to establish a working group in 
accordance with the Federal Advisory Committee Act (FACA) and the 
Negotiated Rulemaking Act (NRA) to negotiate certification requirements 
of commercial heating, ventilation, and air-conditioning (HVAC), water 
heating (WH), and refrigeration equipment. The purpose of the working 
group will be to discuss and, if possible, reach consensus on proposed 
certification requirements for commercial HVAC, WH, and refrigeration 
equipment, as authorized by the Energy Policy and Conservation Act of 
1975, as amended. The working group members will be representatives of 
parties having a defined stake in the outcome of the proposed 
certification requirements, and will consult with a range of experts on 
technical issues.

DATES: Nominations of membership must be received on or before March 
26, 2013. DOE will not consider any nominations received via mail or 
after midnight on March 26, 2013 to be valid.

ADDRESSES: The nominee's name, resume, biography, and any letters of 
support must be submitted in electronic format via email to 
asrac@ee.doe.gov. Any requests for further information should also be 
sent via email to asrac@ee.doe.gov.

FOR FURTHER INFORMATION CONTACT: John Cymbalsky, ASRAC Designated 
Federal Officer, U.S. Department of Energy (DOE), Office of Energy 
Efficiency and Renewable Energy, 950 L'Enfant Plaza, SW., Washington, 
DC 20024. Email: asrac@ee.doe.gov.

SUPPLEMENTARY INFORMATION: 

I. Authority
II. Background
III. Proposed Negotiating Procedures
IV. Nominations Requested
V. Approval of the Office of the Secretary

I. Authority

    Title III of the Energy Policy and Conservation Act of 1975, as 
amended (``EPCA'' or ``the Act'') sets forth a variety of provisions 
designed to improve energy efficiency. Part A of Title III (42 U.S.C. 
6291-6309) provides for the Energy Conservation Program for Consumer 
Products Other Than Automobiles. The National Energy Conservation 
Policy Act (NECPA), Public Law 95-619, amended EPCA to add Part A-1 of 
Title III, which established an energy conservation program for certain 
industrial equipment. (42 U.S.C. 6311-6317) Sections 6299-6305, and 
6316 of EPCA authorize DOE to enforce compliance with the energy and 
water conservation standards (all non-product specific references 
herein referring to energy use and consumption include water use and 
consumption; all references to energy efficiency include water 
efficiency) established for certain consumer products and commercial 
equipment. (42 U.S.C. 6299-6305 (consumer products), 6316 (commercial 
equipment)) DOE has promulgated enforcement regulations that include 
specific certification and compliance requirements. See 10 CFR part 
429; 10 CFR part 431, subparts B, U, and V.
    This notice announces DOE's and the ASRAC's intent to negotiate 
certification requirements of commercial heating, ventilation, and air-
conditioning (HVAC), water heating (WH), and refrigeration equipment 
under the authority of sections 563 and 564 of the NRA (5 U.S.C. 561-
570, Pub. L. 104-320).

II. Background

    On March 7, 2011, DOE published a final rule in the Federal 
Register that, among other things, modified the requirements regarding 
manufacturer submission of compliance statements and certification 
reports to DOE (March 2011 Final Rule). 76 FR 12421. This rule, among 
other things, imposed new or revised reporting requirements for some 
types of covered products and equipment, including a requirement that 
manufacturers submit annual reports to the Department certifying 
compliance of their basic models with applicable standards. In issuing 
the rule, the Department emphasized that manufacturers could use their 
discretion in grouping individual models as a ``basic model'' such that 
the certified rating for the basic model matched the represented rating 
for all included models. See 76 FR 12428-12429 for more information.
    In response to the initial deadline for certifying compliance 
imposed on commercial HVAC, WH, and refrigeration equipment 
manufacturers by the March 2011 Final Rule, certain manufacturers of 
particular types of commercial and industrial equipment stated that, 
for a variety of reasons, they would be unable to meet that deadline. 
DOE initially extended the deadline for certifications for commercial 
HVAC, WH, and refrigeration equipment in a final rule published June 
30, 2011 (June 30 Final Rule). 76 FR 38287 (June 30, 2011). DOE 
subsequently extended the compliance date for certification an 
additional 12 months to December 31, 2013, for these types of equipment 
(December 2012 final rule) to allow, among other things, the Department 
to explore the negotiated rulemaking process for this equipment. 77 FR 
72763.
    In the summer of 2012, DOE had an independent convenor evaluate the 
likelihood of success, analyzing the feasibility of developing 
certification requirements for commercial HVAC, WH, and refrigeration 
equipment (not including walk-in coolers and freezers) through 
consensus-based negotiations among affected parties. October 2012, the 
convenor issued his report based on a confidential interview process 
involving forty (40) parties. from a wide range of commercial HVAC, WH, 
and CRE interests. Ultimately, the convener recommended that with the 
proper scope of issues on the table surrounding

[[Page 15654]]

commercial HVAC, WH, and CRE certification, a negotiated rulemaking 
appears to have a good likelihood of achieving consensus based on the 
factors set forth in the Negotiated Rulemaking Act because the 
interviewed parties believe the negotiated rulemaking is superior to 
notice and comment rulemaking for the certification-related issues. 
Additional details of the report can be found at https://www1.eere.energy.gov/buildings/appliance_standards/pdfs/convening_report_hvac_cre_1.pdf.

III. Proposed Negotiating Procedures

A. Key Issues for Negotiation

    DOE has identified the following substantive issues that will 
underlie the work of the Commercial HVAC, WH, and Refrigeration 
Certification Working Group:
     Strategies for grouping models for purposes of 
certification;
     Identification of non-efficiency attributes, which do not 
impact the measured consumption of the equipment as tested by DOE's 
test procedure;
     The information that is certified to the Department;
     The timing of when the certification should be made 
relative to distribution in commerce; and
     Alterations to a basic model that would impact the 
certification.
    The formed working group will examine the underlying issues 
outlined above, and possibly others not yet articulated as determined 
through the negotiated rulemaking process. As voted on by ASRAC, the 
working group will be required to provide a progress report to ASRAC on 
its efforts by Wednesday, June 26, 2013, and report back to the 
Committee with final recommendations by Friday, August 30, 2013.

B. Formation of Working Group

    A working group will be formed and operated in full compliance with 
the requirements of FACA and in a manner consistent with the 
requirements of the NRA. In accordance with NRA, DOE has determined 
that the working group not exceed 25 members. DOE is aware that there 
are many more potential participants than there are membership slots on 
the working group. The Department does not believe, nor does the NRA 
contemplate, that each potentially affected group must participate 
directly in the negotiations; nevertheless, each affected interest can 
be adequately represented. To have a successful negotiation, it is 
important for interested parties to identify and form coalitions that 
adequately represent significantly affected interests. To provide 
adequate representation, those coalitions must agree to support, both 
financially and technically, a member of the working group whom they 
choose to represent their interests. FACA also requires that members of 
the public have the opportunity to attend meetings of the full 
committee and speak or otherwise address the committee during the 
public comment period. In addition, any member of the public is 
permitted to file a written statement with the advisory committee. DOE 
plans to follow these same procedures in conducting meetings of the 
working group.

C. Interests Involved/Working Group Membership

    DOE anticipates that the working group will comprise no more than 
25 members who represent affected and interested stakeholder groups, 
two of whom will be members of ASRAC--John Mandyck and Kent Peterson. 
Additionally, in accordance with NRA, one seat on the working group 
will be reserved for a DOE representative to represent the views of the 
Department. As required by FACA, the Department will conduct the 
negotiated rulemaking with particular attention to ensuring full and 
balanced representation of those interests that may be significantly 
affected by certification requirements of commercial HVAC, WH, and 
refrigeration equipment.
    Members may be individuals or organizations. If the effort is to be 
fruitful, participants on the working group should be able to fully and 
adequately represent the viewpoints of their respective interests. This 
document gives notice of DOE's process to other potential participants 
and affords them the opportunity to request representation in the 
negotiations. Those who wish to be appointed as members of the working 
group, including those that have been tentatively identified by DOE in 
this notice of intent, should submit a request to DOE, in accordance 
with the public participation procedures outlined in the DATES and 
ADDRESSES sections of this notice of intent. Membership of the working 
group is likely to involve:
     Attendance of multiple, one (1) to two (2) day meetings;
     Travel costs to those meetings; and
     Preparation time for those meetings.
    Members serving on the working group will not receive compensation 
for their services. Interested parties who are not selected for 
membership on the working group may make valuable contributions to this 
negotiated rulemaking effort in any of several ways:
     The person may request to be placed on the working group 
mailing list and submit written comments as appropriate.
     The person may attend working group meetings, which are 
open to the public; caucus with his or her interest's member on the 
working group; or even address the working group during the public 
comment portion of the working group meeting.
     The person could assist the efforts of a task force that 
the working group might establish.
    A working group may establish informal task forces, which usually 
are asked to facilitate committee deliberations by assisting with 
various technical matters (e.g., researching or preparing summaries of 
the technical literature or comments on specific matters such as 
economic issues). Task forces also might assist in estimating costs or 
drafting regulatory text on issues associated with the analysis of the 
costs and benefits addressed, or formulating drafts of the various 
provisions and their justifications as previously developed by the 
working group. Given their support function, task forces usually 
consist of participants who have expertise or particular interest in 
the technical matter(s) being studied. Because it recognizes the 
importance of this support work for the working group, DOE will provide 
appropriate technical expertise for such task forces.

D. Good Faith Negotiation

    Every working group member must be willing to negotiate in good 
faith and have the authority, granted by his or her constituency, to do 
so. The first step is to ensure that each member has good 
communications with his or her constituencies. An intra-interest 
network of communication should be established to bring information 
from the support organization to the member at the table, and to take 
information from the table back to the support organization. Second, 
each organization or coalition therefore should designate as its 
representative a person having the credibility and authority to ensure 
that needed information is provided and decisions are made in a timely 
fashion. Negotiated rulemaking can require the appointed members to 
give a significant amount of time, which must be sustained for as long 
as the duration of the negotiated rulemaking. Other qualities of 
members that can be helpful are negotiating experience and skills, and 
sufficient technical knowledge to participate in substantive 
negotiations.
    Certain concepts are central to negotiating in good faith. One is 
the

[[Page 15655]]

willingness to bring all issues to the bargaining table in an attempt 
to reach a consensus, as opposed to keeping key issues in reserve. The 
second is a willingness to keep the issues at the table and not take 
them to other forums. Finally, good faith includes a willingness to 
move away from some of the positions often taken in a more traditional 
rulemaking process, and instead explore openly with other parties all 
ideas that may emerge from the working group's discussions.

E. Facilitator

    The facilitator will act as a neutral in the substantive 
development of the proposed standard. The facilitator's role generally 
includes:
     Impartially assisting the members of the working group in 
conducting discussions and negotiations; and
     Impartially assisting in performing the duties of the 
Designated Federal Official under FACA.

F. Department Representative

    The DOE representative will be a full and active participant in the 
consensus-building negotiations. The Department's representative will 
meet regularly with senior Department officials, briefing them on the 
negotiations and receiving their suggestions and advice so that he or 
she can effectively represent the Department's views regarding the 
issues before the working group. DOE's representative also will ensure 
that the entire spectrum of governmental interests affected by the 
rulemaking, including the Office of Management and Budget, the Attorney 
General, and other Departmental offices, are kept informed of the 
negotiations and encouraged to make their concerns known in a timely 
fashion.

G. Working Group and Schedule

    After evaluating the comments submitted in response to this notice 
of intent and the requests for nominations, DOE will inform the members 
of the working group that they have been selected. DOE and ASRAC plan 
for the working group to have its first meeting in April 2013 and have 
determined a need for an update from the working group on negotiation 
efforts by Wednesday, June 26, 2013, and final recommendations to ASRAC 
by Friday, August 30, 2013.
    At the initial working group meeting, DOE and ASRAC representatives 
on the working group will advise working group members of 
administrative matters related to the functions of the working group, 
lay out the working group's scope, and confirm deadlines. Given the 
outlined scope and established deadlines, the working group will 
develop a work plan to accomplish the proposed objectives. While the 
negotiated rulemaking process is underway, DOE is committed to 
performing much of the same analysis as it would during a normal 
process and to providing information and technical support to the 
working group.

IV. Nominations Requested

    DOE requests nominations of which parties should be included in a 
negotiation efforts of certification requirements of commercial HVAC, 
WH, and refrigeration equipment and suggestions of additional interests 
and/or stakeholders that should be represented on the working group. 
Please include the nominee's name, contact information, resume, 
biography, and any letters of support. Nominations must be submitted in 
electronic format via email to asrac@ee.doe.gov.

V. Approval of the Office of the Secretary

    The Secretary of Energy has approved publication of today's notice 
of proposed rulemaking.

    Issued in Washington, DC, on March 5, 2013.
Kathleen B. Hogan,
Deputy Assistant Secretary for Energy Efficiency and Renewable Energy.
[FR Doc. 2013-05615 Filed 3-11-13; 8:45 am]
BILLING CODE 6450-01-P
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