Commercial and Industrial Solid Waste Incineration Units: Reconsideration and Final Amendments; Non-Hazardous Secondary Materials That Are Solid Waste, 9111-9213 [2012-31632]
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Vol. 78
Thursday,
No. 26
February 7, 2013
Part II
Environmental Protection Agency
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40 CFR Parts 60 and 241
Commercial and Industrial Solid Waste Incineration Units: Reconsideration
and Final Amendments; Non-Hazardous Secondary Materials That Are
Solid Waste; Final Rule
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Federal Register / Vol. 78, No. 26 / Thursday, February 7, 2013 / Rules and Regulations
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Parts 60 and 241
[EPA–HQ–OAR–2003–0119 and EPA–HQ–
RCRA 2008–0329; FRL–9764–1]
RIN 2060–AR15 and 2050–AG44
Commercial and Industrial Solid Waste
Incineration Units: Reconsideration
and Final Amendments; NonHazardous Secondary Materials That
Are Solid Waste
Environmental Protection
Agency.
ACTION: Final rule; notice of final action
on reconsideration.
AGENCY:
This action sets forth the
EPA’s final decision on the issues for
which it granted reconsideration in
December 2011, which pertain to certain
aspects of the March 21, 2011, final rule
titled ‘‘Standards of Performance for
New Stationary Sources and Emissions
Guidelines for Existing Sources:
Commercial and Industrial Solid Waste
Incineration Units’’ (CISWI rule). This
action also includes our final decision
to deny the requests for reconsideration
with respect to all issues raised in the
petitions for reconsideration of the final
commercial and industrial solid waste
incineration rule for which we did not
grant reconsideration. Among other
things, this final action establishes
effective dates for the standards and
makes technical corrections to the final
rule to clarify definitions, references,
applicability and compliance issues. In
addition, the EPA is issuing final
amendments to the regulations that
were codified by the Non-Hazardous
Secondary Materials rule (NHSM rule).
Originally promulgated on March 21,
2011, the non-hazardous secondary
materials rule provides the standards
and procedures for identifying whether
non-hazardous secondary materials are
solid waste under the Resource
Conservation and Recovery Act when
used as fuels or ingredients in
combustion units. The purpose of these
amendments is to clarify several
provisions in order to implement the
non-hazardous secondary materials rule
as the agency originally intended.
DATES: The May 18, 2011 (76 FR 28662),
delay of the effective date amending
subparts CCCC and DDDD at 76 FR
15703 (March 21, 2011) is lifted
February 7, 2013. The amendments in
this rule to 40 CFR part 60, subpart
DDDD, are effective February 7, 2013,
and to 40 CFR part 60, subpart CCCC,
are effective August 7, 2013. The
amendments in this rule to 40 CFR part
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SUMMARY:
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241 are effective April 8, 2013. The
incorporation by reference of certain
publications listed in that rule is
effective February 7, 2013.
ADDRESSES: The EPA established a
single docket under Docket ID Number
EPA–HQ–OAR–2003–0119 for this
action on the commercial and industrial
solid waste incineration rule. The EPA
also established a single docket under
Docket ID Number EPA–HQ–RCRA–
2008–0329 for this action on the nonhazardous secondary materials rule. All
documents in the docket are listed in
the https://www.regulations.gov index.
Although listed in the index, some
information is not publicly available,
e.g., confidential business information
or other information whose disclosure is
restricted by statute. Certain other
material, such as copyrighted material,
will be publicly available only in hard
copy. Publicly available docket
materials are available either
electronically in https://
www.regulations.gov or in hard copy at
the EPA Docket Center, EPA West
Building, Room 3334, 1301 Constitution
Ave. NW., Washington, DC. The Public
Reading Room is open from 8:30 a.m. to
4:30 p.m., Monday through Friday,
excluding legal holidays. The telephone
number for the Public Reading Room is
(202) 566–1744 and the telephone
number for the Docket Center is (202)
566–1742.
FOR FURTHER INFORMATION CONTACT: For
further information regarding the
commercial and industrial solid waste
incineration reconsideration and final
amendments, contact Ms. Toni Jones,
Fuels and Incineration Group, Sector
Policies and Programs Division (E143–
05), Environmental Protection Agency,
Research Triangle Park, North Carolina
27711; telephone number: (919) 541–
0316; fax number: (919) 541–3470;
email address: jones.toni@epa.gov, or
Ms. Amy Hambrick, Fuels and
Incineration Group, Sector Policies and
Programs Division (E143–05),
Environmental Protection Agency,
Research Triangle Park, North Carolina
27711; telephone number: (919) 541–
0964; fax number: (919) 541–3470;
email address: hambrick.amy@epa.gov.
For further information regarding the
Non-Hazardous Secondary Materials
final rule, contact Mr. George Faison,
Program Implementation and
Information Division, Office of Resource
Conservation and Recovery, 5303P,
Environmental Protection Agency, Ariel
Rios Building, 1200 Pennsylvania
Avenue NW., Washington, DC 20460–
0002; telephone number: 703–305–7652;
fax number: 703–308–0509; email
address: faison.george@epa.gov.
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I. Organization of This Document
The following outline is provided to
aid in locating information in this
preamble.
I. Organization of This Document
A. Supplementary Information
B. Does this action apply to me?
C. Where can I get a copy of this
document?
D. Judicial Review
E. Executive Summary
II. CISWI Reconsideration and Final Rule
A. Background Information
1. What is the history of the CISWI
standards?
2. How is the definition of solid waste
addressed in the final CISWI rule?
3. What is the relationship between this
rule and other combustion rules?
4. What is the response to the vacatur of
effective dates?
B. Summary of This Final Rule
1. Subcategories of Affected Units and
Emission Standards
2. Fuel Switching Provisions
3. Definitions of Cyclonic Burn Barrels,
Burn-off Ovens, Soil Treatment Units,
Laboratory Analysis Units and Space
Heaters
4. Affirmative Defense for Malfunction
Events
5. Oxygen Correction Requirements and
CO Monitoring Requirements
6. Full-load Stack Test Requirement for CO
Coupled With Continuous O2 Monitoring
7. Non-detect Methodology Using Three
Times the Detection Level
8. Definitions for Foundry Sand Thermal
Reclamation Unit and Chemical
Recovery Unit
9. Definition of Contained Gaseous
Material
10. Parametric Monitoring Provisions for
Additional Control Device Types
11. Particulate Matter Continuous
Monitoring Provisions for Large ERUs
and Waste-burning Kilns
12. Revised Definition of Waste-burning
Kiln
13. Revised Definition of Solid Waste
14. Compliance Dates
15. Revised New Source Performance
Standards
C. Summary of Significant Changes Since
Proposal
1. Revision of the Subcategories
2. Revisions to the Monitoring
Requirements
3. Oxygen Monitoring Requirements
4. Removal of the Definition of
Homogeneous Waste
5. Non-detect Methodology Using Three
Times the Detection Level
6. Parametric Monitoring for Additional
Control Device Types
7. Particulate Matter Continuous
Monitoring Provisions for Large ERUs
and Waste-burning Kilns
8. Compliance Dates
9. Definition of Waste-burning Kiln
10. Exemption for Other Solid Waste
Incineration (OSWI) Units
D. Technical Corrections and Clarifications
E. Major Public Comments and Responses
F. What other actions are we taking?
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G. What are the impacts associated with
the amendments?
1. What are the primary air impacts?
2. What are the water and solid waste
impacts?
3. What are the energy impacts?
4. What are the secondary air impacts?
5. What are the cost and economic
impacts?
6. What are the benefits?
III. NHSM Final Revisions
A. Statutory Authority
B. NHSM Rule History
C. Introduction—Summary of Regulations
Being Finalized
1. Revised Definitions
a. Clean Cellulosic Biomass
b. Contaminants
c. Established Tire Collection Programs
d. Resinated Wood
2. Contaminant Legitimacy Criterion for
NHSM Used as Fuels
3. Categorical Non-Waste Determinations
for Specific NHSM Used as Fuels
a. Scrap Tires
b. Resinated Wood
c. Coal Refuse
d. Pulp and Paper Sludge
4. Rulemaking Petition Process for Other
Categorical Non-Waste Determinations
(40 CFR 241.4(b))
5. Streamlining of the 40 CFR 241.3(c)
Non-Waste Determination Petition
Process
6. Revised Introductory Text for 40 CFR
241.3(a)
D. Comments on the Proposed Rule and
Rationale for Final Decisions
1. Revised Definitions
a. Clean Cellulosic Biomass
b. Contaminants
c. Established Tire Collection Programs
2. Contaminant Legitimacy Criterion for
NHSMs Used as Fuels
a. General Comments on the Revised
Contaminant Legitimacy Criterion
b. Grouping of Contaminants
c. Meaning of Designed to Burn
d. Contaminant Comparisons Allowed
3. Categorical Non-Waste Determinations
for Specific NHSM Used as Fuels
a. Scrap Tires
b. Resinated Wood
4. Rulemaking Petition Process for Other
Categorical Non-Waste Determinations
(40 CFR 241.4(b))
5. Materials for Which Additional
Information was Requested
a. Pulp and Paper Sludge
b. Coal Refuse
c. Manure
d. Other Materials for Which Additional
Information was Not Requested
6. Streamlining of the 40 CFR 241.3(c)
Non-Waste Determination Petition
Process
7. Revised Introductory Text for 40 CFR
241.3(a)
E. Cost and Benefits of the Final Rule
IV. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order 13563: Improving Regulation and
Regulatory Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act
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D. Unfunded Mandates Reform Act
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation
and Coordination with Indian Tribal
Governments
G. Executive Order 13045: Protection of
Children from Environmental Health
Risks and Safety Risks
H. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
I. National Technology Transfer and
Advancement Act
J. Executive Order 12898: Federal Actions
to Address Environmental Justice in
Minority Populations and Low-Income
Populations
K. Congressional Review Act
A. Supplementary Information
Acronyms and Abbreviations. The
following acronyms and abbreviations
are used in this document.
ACI activated carbon injection
AF&PA American Forest & Paper
Association
ANPRM Advanced Notice of Proposed
Rulemaking
ANSI American National Standards
Institute
APA Administrative Procedure Act
ARIPPA Anthracite Region Independent
Power Producers Association
ASME American Society of Mechanical
Engineers
AST activated sludge treatment
ASTM American Society for Testing and
Materials
ATCM Air Toxic Control Measure
Btu British thermal unit
CAA Clean Air Act
CARB California Air Resources Board
CBI Confidential Business Information
CCA chromated copper arsenate
Cd cadmium
C&D construction & demolition
CDX Central Data Exchange
CFB circulating fluidized bed
CEMS continuous emissions monitoring
systems
CERCLA Comprehensive Environmental
Response, Compensation, and Liability Act
CFR Code of Federal Regulations
CISWI Commercial and Industrial Solid
Waste Incineration
CO carbon monoxide
CO2 carbon dioxide
Catalyst carbon monoxide oxidation
catalyst
Cl2 chlorine gas
CPMS continuous parametric monitoring
system
CWA Clean Water Act
D/F dioxin/furan
dscm dry standard cubic meter
DSW Definition of Solid Waste
EG emission guidelines
EJ Environmental Justice
EOM extractable organic matter
EPA U.S. Environmental Protection Agency
ERT Electronic Reporting Tool
ERU energy recovery unit
ESP electrostatic precipitator
FF fabric filters
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HAP hazardous air pollutants
HCl hydrogen chloride
HF hydrogen fluoride
Hg mercury
HMI hospital, medical and infectious
HMIWI Hospital, Medical and Infectious
Waste Incineration
ICR Information Collection Request
Lb pound
LML lowest measured level
Mg milligram
Mn manganese
MACT maximum achievable control
technology
MDL method detection level
mg/dscm milligrams per dry standard cubic
meter
mmBtu/hr million British thermal units per
hour
MSW Municipal Solid Waste
MW megawatts
MWC Municipal Waste Combustor
NAAQS National Ambient Air Quality
Standards
NAICS North American Industrial
Classification System
NCASI National Council on Air and Stream
Improvement
ND nondetect
NESHAP National Emission Standards for
Hazardous Air Pollutants
ng/dscm nanograms per dry standard cubic
meter
NHSM non-hazardous secondary
material(s)
NIST National Institute of Standards and
Technology
NOX nitrogen oxides
NSPS New Source Performance Standards
NTTAA National Technology Transfer and
Advancement Act
OAQPS Office of Air Quality Planning and
Standards
OMB Office of Management and Budget
OSWI Other Solid Waste Incineration
OSWER Office of Solid Waste and
Emergency Response
O2 Oxygen
PAH polycyclic aromatic hydrocarbons
Pb lead
PCBs polychlorinated biphenyls
PCDD polychlorinated dibenzodioxins
PCDF polychlorinated dibenzofurans
PIC product of incomplete combustion
PM particulate matter
POM polycyclic organic matter
ppm parts per million
ppmv parts per million by volume
ppmvd parts per million by dry volume
PQL practical quantitation limit
PRA Paper Reduction Act
PS Performance Specification
lb/MMBtu pound per million British
thermal units
RCRA Resource Conservation and Recovery
Act
RDL reported detection level
RFA Regulatory Flexibility Act
RIA Regulatory Impact Analysis
RIN Regulatory Information Number
RTO regenerative thermal oxidizer
RTR residual risk and technology review
SBA Small Business Administration
SBREFA Small Business Regulatory
Enforcement Fairness Act
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SISNOSE Significant Economic Impact on a
Substantial Number of Small Entities
SMCRA Surface Mining Control and
Reclamation Act of 1977
SNCR selective noncatalytic reduction
SO2 sulfur dioxide
SSI Sewage Sludge Incineration
SSM startup, shutdown and malfunction
SVOC Semi-Volatile Organic Compound
SWDA Solid Waste Disposal Act
TBtu tera British thermal unit
TEOM Tapered Element Oscillating
Microbalance
TEQ Toxic Equivalency
Category
Any industrial or commercial facility using a solid waste incinerator.
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Any facility or entity generating
a non hazardous secondary
material that may be burned
for fuel or destruction 2.
The Court U.S. Court of Appeals for the
District of Columbia Circuit
TMB Total Mass Basis
TOX Total Organic Halogens
tpy tons per year
TSM Total Selected Metal
TTN Technology Transfer Network
UCL upper confidence limit
ug/dscm micrograms per dry standard cubic
meter
UMRA Unfunded Mandates Reform Act
UL upper limit
UPL upper prediction limit
U.S.C. United States Code
NAICS 1
Code
USGS United States Geological Survey
VCS Voluntary Consensus Standards
VOC volatile organic compound
WWW Worldwide Web
B. Does this action apply to me?
Categories and entities potentially
affected by this action are those that
operate CISWI units and those that
generate potentially affected NHSMs.
The NSPS and EG, hereinafter referred
to as ‘‘standards,’’ for CISWI affect the
following categories of sources:
Examples of potentially regulated entities
211, 212,
486
Oil and Gas Extraction, mining (except oil and gas); Pipeline Transportation
221
321, 322,
337
325, 326
327
333, 336
423, 44
111
Utilities
Wood Product Manufacturing, Paper Manufacturing, Furniture and Related Product Manufacturing
Chemical Manufacturing, Plastics and Rubber Products Manufacturing
Nonmetallic Mineral Product Manufacturing,
Machinery Manufacturing, Transportation Equipment Manufacturing
Merchant Wholesalers, Durable Goods, Retail Trade
Crop Production
112
113
115
211
212
221
236
311
312
313
316
321
322
324
325
326
327
331
332
333
334
336
337
339
423
424
44–45
486
493
511
531
541
611
622
623
624
713930
721
722
813
92
Animal Production
Forestry and Logging
Support Activities for Agriculture and Forestry
Oil and Gas Extraction
Mining (except oil and gas)
Utilities
Construction of Buildings
Food Manufacturing
Beverage and Tobacco Product Manufacturing
Textile Mills
Leather and Allied Product Manufacturing
Wood Product Manufacturing
Paper Manufacturing
Petroleum and Coal Products Manufacturing
Chemical Manufacturing
Plastics and Rubber Products Manufacturing
NonMetallic Mineral Product Manufacturing
Primary Metal Manufacturing
Fabricated Metal Product Manufacturing
Machinery Manufacturing
Computer and Electronic Product Manufacturing
Transportation Equipment Manufacturing
Furniture and Related Product Manufacturing
Miscellaneous Manufacturing
Merchant Wholesalers, Durable Goods
Merchant Wholesalers, Nondurable Goods
Retail Trade (all categories, including non-store retailers, vending and direct sellers)
Pipeline Transportation
Warehousing and Storage
Publishing Industries (except internet)
Real Estate
Professional, Scientific and Technical Services
Educational Services
Hospitals
Nursing and Residential Care Facilities
Social Assistance
Boating Clubs with Marinas
Accommodation
Food Services and Drinking Places
Religious, Grantmaking, Civic, Professional and Similar Organizations
Public Administration
1 North
American Industry Classification System.
that some of these NAICS may overlap with institutional facility types where incinerators are regulated by the Other Solid Waste Incinerators (OSWI) emission guidelines and NSPS.
2 Note
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Radiation Law Office, Office of General
Counsel (Mail Code 2344A),
Environmental Protection Agency, 1200
Pennsylvania Ave. NW., Washington,
DC 20004. Note, under CAA section
307(b)(2), the requirements established
by this final rule may not be challenged
separately in any civil or criminal
proceedings brought by the EPA to
enforce these requirements. Resource
Conservation and Recovery Act sections
of the rule would be subject to judicial
review under RCRA.
C. Where can I get a copy of this
document?
The docket number for the action
regarding the CISWI NSPS (40 CFR part
60, subpart CCCC) and EG (40 CFR part
60, subpart DDDD) is Docket ID Number
EPA–HQ–OAR–2003–0119.
Worldwide Web. In addition to being
available in the docket, an electronic
copy of the final action is available on
the WWW through the TTN Web site.
Following signature, the EPA posted a
copy of the final action on the TTN’s
policy and guidance page for newly
proposed or promulgated rules at
https://www.epa.gov/ttn/oarpg. The TTN
provides information and technology
exchange in various areas of air
pollution control.
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This table is not intended to be
exhaustive but rather provides a guide
for readers regarding entities likely to be
affected by the final action. To
determine whether your facility would
be affected by the final action, you
should examine the applicability
criteria in 40 CFR 60.2010 of subpart
CCCC, 40 CFR 60.2505 of subpart
DDDD, and 40 CFR 241. If you have any
questions regarding the applicability of
the final action to a particular entity,
contact the persons listed in the
preceding FOR FURTHER INFORMATION
CONTACT section.
Purpose of the Regulatory Action
The EPA is promulgating final rules
that establish standards for new and
existing CISWI units. Section 129 of the
CAA, titled ‘‘Solid Waste Combustion,’’
requires the EPA to develop and adopt
standards for commercial and industrial
solid waste incineration units pursuant
to CAA sections 111 and 129. This final
rule makes certain revisions to the final
‘‘Standards of Performance for New
Stationary Sources and Emission
Guidelines for Existing Sources:
Commercial and Industrial Solid Waste
Incineration Units,’’ 76 FR 15704
(March 21, 2011), based on the issues
proposed for reconsideration issues (76
FR 40582) and in response to public
comments on the proposed CISWI
reconsideration rule.
On May 18, 2011, the EPA issued a
notice that delayed the effective dates of
the March 21, 2011, CISWI rule (the
‘‘Delay Notice’’). 76 FR 28662 (May 18,
2011). As the result of that action, the
2000 CISWI rule remained in effect. The
Court vacated the Delay Notice in
January 2012. However, because the
Delay Notice delayed the effectiveness
of the CISWI rule from May 2011
through vacatur of that notice in January
2012, the revisions to the 2000 CISWI
rule that were finalized in the 2011
CISWI rule were never codified in the
CFR, but instead appear as notes after
the corresponding provisions of the
2000 CISWI rule in the CFR. Although
the issues on reconsideration were
limited in the December 2011 CISWI
reconsideration proposal, we had to
include in that proposed
reconsideration rule all of the regulatory
changes that had been made since the
2000 rule because the 2011 CISWI rule
was not codified in the CFR.
Specifically, we included in the
December 23, 2011, proposed
reconsideration rule all of the regulatory
changes the EPA had made to the 2000
CISWI rule in the 2011 CISWI rule, as
well as the changes to the 2011 CISWI
rule that the EPA proposed to make on
reconsideration. In response to the
D. Judicial Review
Under the CAA section 307(b)(1),
judicial review of this final rule is
available only by filing a petition for
review in The Court April 8, 2013.
Under CAA section 307(d)(7)(B), only
an objection to this final rule that was
raised with reasonable specificity
during the period for public comment
can be raised during judicial review.
This section also provides a mechanism
for us to convene a proceeding for
reconsideration, ‘‘[i]f the person raising
an objection can demonstrate to EPA
that it was impracticable to raise such
objection within [the period for public
comment] or if the grounds for such
objection arose after the period for
public comment (but within the time
specified for judicial review) and if such
objection is of central relevance to the
outcome of this rule.’’ Any person
seeking to make such a demonstration to
us should submit a Petition for
Reconsideration to the Office of the
Administrator, Environmental
Protection Agency, Room 3000, Ariel
Rios Building, 1200 Pennsylvania Ave.
NW., Washington, DC 20004, with a
copy to the persons listed in the
preceding FOR FURTHER INFORMATION
CONTACT section, and the Associate
General Counsel for the Air and
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E. Executive Summary
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Court’s vacatur of the Delay Notice in
January 2012, this final action lifts the
delay of effectiveness so that the CFR
can be revised to properly reflect the
revisions to the 2000 CISWI rule that
were finalized in the 2011 CISWI rule.
This final action also contains
regulatory text that amends the 2011
CISWI rule to address the
reconsideration. Therefore, this final
rule’s amendatory language differs from
that of the December 2011
reconsideration proposal as it amends
the 2011 CISWI rule instead of the 2000
CISWI rule. This change to the
amendatory baseline in no way alters
our limitation of the issues for comment
for which we granted reconsideration.
We have provided in the CISWI docket
a redline/strikeout file of the 2000
CISWI rule to help implementing
agencies and affected sources to identify
the sum total of the revisions made to
the 2000 CISWI rule through today’s
final notice pursuant to the 2011 CISWI
rule and this final action.
Summary of Major Provisions for the
Final Reconsideration Rule
In general, the final rule establishes
revised numeric emission limits for
some new and existing CISWI units for
certain of the nine pollutants listed in
section 129(a)(4) of the CAA.1
The EPA established or revised
standards for four subcategories of
CISWI units in the 2011 CISWI rule:
incinerators; small remote incinerators;
ERUs; and waste-burning kilns. The
2011 CISWI rule also included two
subcategories of ERUs. In this final rule,
we have further subcategorized ERUs
and subcategorized waste-burning kilns
based on design type differences. Thus,
the final rule includes three
subcategories of ERUs and separate CO
limits for two subcategories of wasteburning kilns.
We have further revised some of the
CISWI limits proposed in the
reconsideration notice in response to
comments on CO span methodology and
because we incorporated additional
data, including new data submitted
during the comment period. These
changes primarily affect the ERU and
waste-burning kiln subcategories but
also affect some of the limits in each of
the four subcategories.
To ensure compliance with the
emission limits, this final rule
establishes stack testing and continuous
monitoring requirements. The rule
allows sources to use CEMS if an owner
1 The nine pollutants for which we must issue
emission standards under section 129 are: PM, SO2,
HCl, NOX, CO, Pb, Cd, Hg, D/F. CAA section
129(a)(4).
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or operator chooses to do so.
Continuous parameters and emissions
levels (if used) are measured as either a
3-hour block or a 30-day rolling average
basis, depending on the parameter being
measured and the subcategory of CISWI.
Since sources may choose to cease or
start combusting solid waste at any time
due to market conditions or for other
reasons, the final rule contains
provisions that specify the steps
necessary for sources to switch
applicability between this final rule and
other applicable emission standards
issued pursuant to CAA section 112.
This rule also contains revisions to
some of the monitoring, recordkeeping
and reporting requirements.
The date existing sources must
comply with the final CISWI rule
depends primarily on state plan
approval but may be no later than the
date 5 years after publication of this
final rule in the Federal Register. For
new sources, the effective date is either
August 7, 2013, or the date of startup of
the source, whichever is later. New
sources are defined as sources that
began construction on or after June 4,
2010, or commenced reconstruction or
modification after August 7, 2013.
Costs and Benefits
The final rule affects 106 existing
sources located at 76 facilities. The EPA
projects an additional incinerator and
five additional small remote
incinerators to be subject to this rule
over the next 5 years. This final rule
applies to facilities in multiple sectors
of our economy including small entities.
Table 1 of this preamble summarizes the
costs and benefits associated with this
final rule. Note, these are the costs and
benefits of the final 2011 CISWI rule as
amended by today’s final rule and
replace the costs and benefits presented
in the March 2011 final rule. For
comparison, the 2011 final rule, at a 7
percent discount rate, had costs of $218
million and monetized benefits of $320
to $790 million (2008 dollars).
(However, because the February 2011
RIA did not incorporate the final
engineering costs and emission
reductions estimates, it reported costs of
$280 million and monetized benefits of
$310 to $750 million (2008 dollars)).A
more detailed discussion of the costs
and benefits of this final rule is
provided in section II.G of this
preamble.
TABLE 1—SUMMARY OF THE MONETIZED BENEFITS, SOCIAL COSTS AND NET BENEFITS FOR THE FINAL CISWI NSPS AND
EG IN 2015
[Millions of 2008$]1
3 Percent discount
rate
Total Monetized Benefits2 ...............................................................................................................
Total Social Costs3 ..........................................................................................................................
Net Benefits .....................................................................................................................................
Non-monetized Benefits ..................................................................................................................
$420 to $1,000
$258
$160 to $770
7 Percent discount
rate
$380 to $930
$258
$120 to $670
Health effects from exposure to HAP 780 tons
of HCl, 2.5 tons of lead, 1.8 tons of Cd, 680
pounds of Hg, and 58 grams of dioxins/
furans).
Health effects from exposure to criteria pollutants (20,000 tons of CO2 6,300 tons of SO2,
5,400 tons of NO2, and secondary formation
of ozone).
Ecosystem effects.
Visibility impairment.
1 All estimates are for the implementation year (2015) and are rounded to two significant figures. These results reflect the lowest cost disposal
assumption.
2 The total monetized benefits reflect the human health benefits associated with reducing exposure to PM
2.5 through reductions of PM2.5 precursors such as directly emitted particles, SO2, and NOX. It is important to note that the monetized benefits include many but not all health effects associated with PM2.5 exposure. Monetized benefits are shown as a range from Pope, et al. (2002) to Laden, et al. (2006). These models
assume that all fine particles, regardless of their chemical composition, are equally potent in causing premature mortality because the scientific
evidence is not yet sufficient to allow differentiation of effect estimates by particle type.
3 The methodology used to estimate social costs for 1 year in the multimarket model using surplus changes results in the same social costs for
both discount rates.
II. CISWI Reconsideration and Final
Rule
A. Background Information
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1. What is the history of the CISWI
standards?
On December 1, 2000, the EPA
promulgated NSPS and EG for CISWI
units (60 FR 75338), hereinafter referred
to as the 2000 CISWI rule. On January
30, 2001, the Sierra Club filed a petition
for review in the Court challenging the
EPA’s final CISWI rule. On August 17,
2001, the EPA granted a Request for
Reconsideration, pursuant to CAA
section 307(d)(7)(B), submitted on
behalf of the National Wildlife
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Federation and the Louisiana
Environmental Action Network, related
to the definition of ‘‘commercial and
industrial solid waste incineration unit’’
and ‘‘commercial or industrial waste’’ in
the 2000 CISWI rule. In granting the
petition for reconsideration, the EPA
agreed to undertake further notice and
comment proceedings related to these
definitions. On September 6, 2001, the
Court entered an order granting the
EPA’s motion for a voluntary remand of
the CISWI rule, without vacatur. The
EPA requested a voluntary remand of
the final CISWI rule to address concerns
related to the EPA’s procedures for
establishing MACT floors for CISWI
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units in light of the Court’s decision in
Cement Kiln Recycling Coalition v. EPA,
255 F.3d 855 (DC Cir. 2001)(Cement
Kiln). Neither the EPA’s granting of the
petition for reconsideration, nor the
Court’s order granting a voluntary
remand, stayed, vacated or otherwise
influenced the effectiveness of the 2000
CISWI rule. Therefore, the remand order
had no effect on the effectiveness of the
2000 CISWI rule.
On February 17, 2004, the EPA
published a proposed rule (CISWI
Definitions Rule) soliciting comments
on the definitions of ‘‘solid waste,’’
‘‘commercial and industrial waste,’’ and
‘‘commercial and industrial solid waste
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incineration unit.’’ On September 22,
2005, the EPA published in the Federal
Register the final rule reflecting our
decisions with respect to the CISWI
Definitions Rule. The rule was
challenged and, on June 8, 2007, the
Court vacated and remanded the CISWI
Definitions Rule. In vacating the rule,
the Court found that CAA section 129
unambiguously includes among the
incineration units subject to its
standards, any facility that combusts
any solid waste material, subject to four
statutory exceptions. While the Court
vacated the CISWI Definitions Rule, the
2000 CISWI rule remained in effect.
On March 21, 2011, the EPA
promulgated revised NSPS and EG for
CISWI units (76 FR 15704)(2011 CISWI
rule). That action constituted a partial
response to the voluntary remand of the
2000 CISWI rule and to the 2007 vacatur
and remand of the CISWI Definitions
Rule. In addition, the EPA addressed the
5-year technology review that is
required under CAA section 129(a)(5).
On the same day, the EPA issued a
notice that it intended to reconsider
certain aspects of the 2011 CISWI rule
that warrant further opportunity for
public comment (76 FR 15266).
Following promulgation of the 2011
CISWI rule, the EPA received petitions
for reconsideration from the following
organizations (‘‘Petitioners’’): Alaska Oil
and Gas Association/Alaska Miners
Association/ConocoPhillips (AOGA),
American Chemistry Council (ACC),
American Foundry Society (AFS),
American Iron and Steel Institute (AISI)
and American Coke and Coal Chemicals
Institute (ACCCI), Anthracite Region
Independent Power Producers
Association (ARIPPA), American
Petroleum Institute (API) and National
Petrochemical and Refiners Association
(NPRA), Auto Industry Forum (AIF),
Citizens Energy Group (CEG), Council of
Industrial Boiler Owners (CIBO),
Earthjustice/Sierra Club, Edison Mission
Energy, Hovensa L.L.C. and Tesoro
Hawaii Corp., Industry Coalition
(AF&PA et al.), JELD–WEN Inc.,
Portland Cement Association (PCA),
Renovar Energy Corp., and Waste
Management Inc. (WM). Copies of these
petitions are provided in the docket (see
Docket ID Number EPA–HQ–OAR–
2003–0119). Petitioners, pursuant to
CAA section 307(d)(7)(B), requested that
the EPA reconsider numerous
provisions in the 2011 CISWI rule.
On May 18, 2011, the EPA issued a
notice to postpone the effective dates of
the March 21, 2011, final CISWI rule.
This notice also requested that the
public submit additional data and
information to the EPA by July 15, 2011,
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for review and consideration in the
reconsideration proceedings.
On December 23, 2011, the EPA
published a proposed rule soliciting
comment on the issues on which the
EPA was granting reconsideration. In
March 2011, the EPA had publically
stated its intent to reconsider some of
these issues. 76 FR 15266. The EPA
limited comment in the December 23,
2011, proposed rule to the specific
issues on which it was granting
reconsideration which included the
following:
• Revising the subcategories and
emission limits for ERUs and wasteburning kilns to reflect updated
inventories and additional data.
• Establishing limitations on fuel
switching provisions.
• Definitions of cyclonic burn barrels,
burn-off ovens, soil treatment units,
laboratory analysis units and space
heaters from CISWI subcategories.
• Providing an affirmative defense for
malfunction events.
• Revisions to the CO monitoring
requirements.
• Establishing a full-load stack test
requirement for CO coupled with
continuous O2 (trim) monitoring.
• Establishing a definition of
‘‘homogeneous waste.’’
• Responding to comments on the
2011 CISWI rule regarding the use of
fuel variability in emission limit
calculations.
• Responding to comments on the
2011 CISWI rule regarding the review of
D/F data and non-detect methodology
using three times the detection level.
• Responding to comments on the
2011 CISWI rule regarding providing an
option for sources to use emissions
averaging to demonstrate compliance.
• Establishing a definition for
foundry sand thermal reclamation unit.
• Reinstating the definition of
contained gaseous material.
• Revising the definition of chemical
recovery unit.
• Allowing for the use of feed stream
analysis or other supplemental
information to demonstrate compliance.
• Responding to comments on the
2011 CISWI rule regarding providing
percent reduction alternative standards.
• Providing parametric monitoring
provisions for additional control device
types.
• Revisions to the continuous
monitoring provisions for large ERUs.
• Extending effective dates.
• Technical corrections and
clarifications.
2. How is the definition of solid waste
addressed in the final CISWI rule?
The RCRA definition of solid waste is
integral in defining the CISWI source
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category. The EPA defines NHSMs that
are solid waste under RCRA in the final
‘‘Identification of Non-Hazardous
Secondary Materials That Are Solid
Waste’’ Rulemaking. In an action
parallel to the March 21, 2011, final
CISWI rule, the EPA promulgated a final
rule that identifies whether NHSMs are
or are not solid waste when used as
fuels or ingredients in combustion units.
That action, hereinafter referred to as
the ‘‘2011 NHSM final rule,’’ is relevant
to the final CISWI rule because some
ERUs and waste-burning kilns combust,
in their combustion units, secondary
materials that are solid waste under the
2011 NHSM final rule. Commercial and
industrial units that combust solid
waste are subject to standards issued
pursuant to CAA section 129, rather
than to standards issued pursuant to
CAA section 112 that would otherwise
be applicable to such units (e.g., units
that would be boilers, process heaters or
cement kilns if they were not
combusting solid waste).
3. What is the relationship between this
rule and other combustion rules?
These amendments address the
combustion of solid waste materials (as
defined by the Administrator under
RCRA in the NHSM Definition rule) in
combustion units at commercial and
industrial facilities. If an owner or
operator of a CISWI unit permanently
ceases combusting solid waste, the
affected unit would no longer be subject
to the CISWI rule because the unit
would not be a solid waste incineration
unit subject to standards under CAA
section 129. Standards issued pursuant
to section 112 of the CAA may apply to
CISWI units that cease combusting solid
waste. For example, CAA section 112
standards applicable to boilers and
process heaters at major sources and
boilers at area sources would apply to
boilers and process heaters that cease
combusting solid waste. Boilers and
process heaters that are located at
commercial and industrial facilities and
that combust solid waste are subject to
CISWI as ERUs. The EPA has also
finalized the CAA section 112 standards
for the Portland Cement Manufacturing
Industry (75 FR 21136, September 9,
2010). Cement kilns combusting solid
waste are waste-burning kilns subject to
CISWI, not the otherwise applicable
CAA section 112 standards.
4. What is the response to the vacatur
of effective dates?
On January 9, 2012, the Court vacated
the May 18, 2011, Delay Notice, which
delayed the effective dates of the 2011
CISWI rule. On February 7, 2012, the
EPA issued a no action assurance letter
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regarding certain notification deadlines
in the March 2011 CISWI rule.
The EPA has conducted outreach to
each EPA Regional Office and it has not
found any new CISWI units that
commenced construction since the
proposed CISWI rule was published on
June 10, 2010. The CAA defines a ‘‘new
source,’’ in part, as any source that
commences construction after the
publication date of proposed CAA
section 111 and 129 standards2 CAA
section 129(g)(2). Based on our outreach
efforts, we do not believe there are any
CISWI units that are in noncompliance
with the NSPS contained in the final
2011 CISWI rule.
As explained above, today’s final rule
amendatory text reflects changes to the
2011 CISWI rule, not the 2000 CISWI
rule as in the reconsideration proposal
notice. We have provided in the CISWI
docket a redline/strikeout file of the
2000 CISWI rule to help implementing
agencies and affected sources to identify
the sum total of the revisions made to
the 2000 CISWI rule pursuant to the
2011 CISWI rule and this final action.
B. Summary of This Final Rule
As stated above, the December 23,
2011, proposed rule addressed specific
issues and provisions the EPA identified
for reconsideration. This summary of
the final rule reflects the agency’s final
action in regards to those provisions
identified for reconsideration and on
other discrete matters identified in
response to comments or data received
during the comment period. Information
on other provisions and issues not
proposed for reconsideration is
contained in the notice and record for
the 2011 CISWI rule. 76 FR 15704
(March 21, 2011).
1. Subcategories of Affected Units and
Emission Standards
This final rule defines a CISWI unit,
in part, as any combustion unit at a
commercial or industrial facility that is
used to combust solid waste (as defined
under RCRA)(40 CFR 60.2265 (NSPS)
and 60.2875 (EG)). We have established
standards in this final rule for the
following four subcategories of CISWI
units: Incinerators (i.e., units designed
to burn discarded waste materials for
the purpose of disposal); small, remote
incinerators; ERUs (i.e., units that
would be boilers or process heaters if
they did not combust solid waste); and
waste burning kilns (i.e., units that
would be cement kilns if they did not
combust solid waste). We have further
subcategorized ERUs into three
subcategories and waste burning kilns
into two subcategories for CO emission
limits only. Changes to the
subcategories made since proposal are
discussed below in section II.C of this
preamble: ‘‘Summary of Significant
Changes Since Proposal.’’
The final rule emission limits for new
and existing sources in the solid-fuel
burning ERU subcategory and the wasteburning kilns subcategories were
revised based on changes to the
inventories for those subcategories as
discussed below in section II.C of this
preamble: ‘‘Summary of Significant
Changes Since Proposal.’’ Tables 2 and
3 of this preamble present the final
emission limits for all subcategories for
existing and new sources, respectively.
TABLE 2—COMPARISON OF EXISTING SOURCE MACT FLOOR LIMITS FOR 2000 CISWI RULE AND THE FINAL MACT
FLOOR LIMITS
Pollutant (units) a
CISWI Subcategories
Incinerators
(2000 CISWI
limit)
Incinerators
HCl (ppmv) ..................
62
29
CO (ppmv) ...................
157
17
Pb (mg/dscm) ..............
0.04
0.015
Cd (mg/dscm) ..............
0.004
0.0026
Hg (mg/dscm) ..............
0.47
0.0048
PM, filterable (mg/
dscm).
Dioxin, furans, total
(ng/dscm).
Dioxin, furans, TEQ
(ng/dscm).
NOX (ppmv) .................
70
34
(no limit)
4.6
0.41
0.13
388
53
20
11
SO2 (ppmv) .................
ERUs—Liquid/
Gas
ERUs—Solids
b 14
0.20 (biomass units)/13
(coal units).
260 (biomass units)/95
(coal units).
b 3.0
Small, remote
incinerators
............................
300
64
0.096
110 (long kilns)/790
(preheater/
precalciner).
0.014 b ........................
2.1
0.023
0.0014 b ......................
0.95
b 0.0024
0.011 b ........................
0.0053
110
4.6 ...............................
270
b 2.9
1.3 ...............................
4,400
b 0.32
0.075 b ........................
180
76
630 ..............................
190
720
600 ..............................
150
35
0.014b (biomass units)/
0.14 b (coal units).
0.0014 b (biomass units)/
0.0095 (coal units).
0.0022 (biomass units)/
0.016 (coal units).
11 (biomass units)/160
(coal units).
0.52 b (biomass units)/
5.1 b (coal units).
0.12 (biomass units)/
0.075 b (coal units).
290 (biomass units)/ 340
(coal units).
7.3 (biomass units)/650
(coal units).
Waste-burning kilns
a All
emission limits are expressed as concentrations corrected to 7 percent O2.
the memorandum in the CISWI docket ‘‘CISWI Emission Limit Calculations for Existing and New Sources for the Reconsideration Final
Rule’’ for details on this calculation.
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b See
2 The date for determining whether a source is a
‘‘new’’ source is the publication date of the
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proposed standards. The final rule and
reconsideration proposal contained a typographical
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error in 40 CFR 60.2015(a)(1) that did not specify
the June 4, 2010, proposal date.
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9119
TABLE 3—COMPARISON OF NEW SOURCE MACT FLOOR LIMITS FOR 2000 CISWI RULE AND THE FINAL MACT FLOOR
LIMITS
Final CISWI subcategories
Pollutant (units) a
Incinerators
(2000 limit)
Incinerators
HCl (ppmv) ..................
62
0.091
CO (ppmv) ...................
157
17
Pb (mg/dscm) ..............
0.04
b 0.015
Cd (mg/dscm) ..............
0.004
0.0023
Hg (mg/dscm) ..............
0.47
b 0.00084
PM, filterable (mg/
dscm).
Dioxin, furans, total
(ng/dscm).
Dioxin, furans, TEQ
(ng/dscm).
NOX (ppmv) .................
70
18
(no limit)
b 0.58
0.41
0.13
388
23
20
c 11
SO2 (ppmv) .................
ERUs—Liquid/
Gas
ERUs—Solids
c0.20
Waste-burning kilns
Small, remote
incinerators
(biomass units)/13
(coal units).
240 (biomass units)/95
(coal units).
b 14
3.0 b ............................
200
35
13
0.014 b (biomass units)/
0.14 b (coal units).
0.0014 c (biomass units)/
0.0095 (coal units).
0.0022 c (biomass units)/
0.016(coal units).
5.1 (biomass units)/160
(coal units).
0.52 b (biomass units)/
5.1 b (coal units).
0.076 b (biomass units)/
0.075 b (coal units).
290 c (biomass units)/
340 (coal units).
7.3 c (biomass units)/650
(coal units).
0.096
90 (long kilns)/190
(preheater/
precalciner).
0.014 b ........................
2.0
0.023
0.0014 b ......................
0.67
d 0.00056
0.0037b .......................
0.0035
110
2.2 ...............................
c 270
(no limit)
0.51 b ..........................
1,800
d 0.093
0.075 b ........................
31
76
200 b ...........................
170
720
28 ................................
1.2
a All
emission limits are measured at 7 percent O2.
the memorandum ‘‘CISWI Emission Limit Calculations for Existing and New Sources for the Reconsideration Final Rule’’ for details on
this calculation.
c The NSPS limit equals the EG limit. The EG limit was selected as the NSPS limit.
d D/F TEQ and Hg limits for ERUs—liquid/gas were replaced with D/F TEQ limits for liquid fuel major source boilers. See ‘‘CISWI Emission
Limit Calculations for Existing and New Sources for the Reconsideration Final Rule’’ for details.
e SO limits for Waste-burning kilns were replaced with SO limits for Portland Cement NSPS kilns. See ‘‘CISWI Emission Limit Calculations
2
2
for Existing and New Sources for the Reconsideration Final Rule’’ for details.
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b See
2. Fuel Switching Provisions
The EPA is finalizing the proposed
fuel switching provisions that address
the situation where CISWI units cease
combusting solid waste, and where
existing commercial and industrial
combustion units begin combusting
solid waste (40 CFR 60.2330 for existing
units and 40 CFR 60.2710 for new
units). Units that cease combusting solid
waste remain subject to CISWI for at
least 6 months after solid waste is last
added to the combustion chamber. After
6 months, sources must either comply
with any applicable section 112
standard or, if they intend to combust
solid waste in the future, opt to remain
subject to CISWI and continue to
comply with the applicable provisions.
Combustion units located at commercial
or industrial facilities that begin
combusting solid waste are solid waste
incineration units on the date they begin
combusting solid waste. Existing units
that begin combusting solid waste
within 6 months of the effective date of
the CISWI EG must comply with the
standards on the effective date of those
standards. Existing units that begin
combusting solid waste after the
effective date of the CISWI EG must
comply with those standards at the time
the unit begins combusting solid waste.
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3. Definitions of Cyclonic Burn Barrels,
Burn-off Ovens, Soil Treatment Units,
Laboratory Analysis Units and Space
Heaters
We are finalizing the proposed
definitions for cyclonic burn barrels,
burn-off ovens, soil treatment units, and
laboratory analysis units. We have
revised the proposed definition for
space heaters to clarify applicability for
units that meet the requirements of 40
CFR part 279. The final definitions
describe the types of units and state that
these different types of units are not
incinerators, small remote incinerators,
ERUs, or waste burning kilns. The EPA
is including these definitions in the
final rule to differentiate these units
from the units for which the agency
established standards in the 2011 CISWI
rule and this final action.
4. Affirmative Defense for Malfunction
Events
The EPA is retaining in the final rule
the proposed affirmative defense to civil
penalties for malfunction events. The
EPA first included an affirmative
defense in the 2011 final rule in an
attempt to balance a tension, inherent in
many types of air regulation, to ensure
adequate compliance while
simultaneously recognizing that despite
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the most diligent of efforts, emission
standards may be violated under
circumstances beyond the control of the
source. This final reconsideration
attempts to add clarification to the
affirmative defense by revising some of
the regulatory provisions that specify
the elements that are necessary to
establish this affirmative defense as
proposed—with minor changes from
proposal described later in this section.
Sources are required to comply with
the CISWI standards at all times, and
the EPA recognizes that even equipment
that is properly designed and
maintained can sometimes fail and that
such failure may cause an exceedance of
the relevant standard. The EPA must
establish emission standards that ‘‘limit
the quantity, rate, or concentration of
emissions of air pollutants on a
continuous basis.’’ 42 U.S.C. 7602(k)
(defining ‘‘emission limitation and
emission standard’’). See generally
Sierra Club v. EPA, 551 F.3d 1019, 1021
(D.C. Cir. 2008.) The affirmative defense
for malfunction events meets this
requirement by ensuring that even
where there is a malfunction, the
emission standard is still enforceable
through injunctive relief. See generally,
Luminant Generation Co. v. EPA, 2012
U.S. App. LEXIS 15722 (5th Cir. 2012)
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(upholding EPA’s approval of
affirmative defense provisions in a CAA
State Implementation Plan). While
‘‘continuous’’ standards, on the one
hand, are required, there is also case law
indicating that in many situations it is
appropriate for the EPA to account for
the practical realities of technology. For
example, in Essex Chemical v.
Ruckelshaus, 486 F.2d 427, 433 (D.C.
Cir. 1973), the D.C. Circuit
acknowledged that in setting standards
under CAA section 111 ‘‘variant
provisions’’ such as provisions allowing
for upsets during startup, shutdown and
equipment malfunction ‘‘appear
necessary to preserve the reasonableness
of the standards as a whole and that the
record does not support the ‘never to be
exceeded’ standard currently in force.’’
See also, Portland Cement Association
v. Ruckelshaus, 486 F.2d 375 (D.C. Cir.
1973). Though intervening case law
such as Sierra Club v. EPA and the CAA
1977 amendments call into question the
relevance of these cases today, they
support the EPA’s view that a system
that incorporates some level of
flexibility is reasonable.
The affirmative defense provisions
allow sources to avoid civil penalties for
exceedances caused by a malfunction
event if the source demonstrates by a
preponderance of the evidence that the
malfunction event meets the definition
of malfunction in 40 CFR 60.2. By
incorporating an affirmative defense, the
EPA has formalized its approach to
upset events beyond the control of the
source. In a Clean Water Act setting, the
Ninth Circuit required this type of
formalized approach when regulating
‘‘upsets beyond the control of the permit
holder.’’ Marathon Oil Co. v. EPA, 564
F.2d 1253, 1272–73 (9th Cir. 1977). See
also, Mont. Sulphur & Chem. Co. v.
United States EPA, 2012 U.S. App.
LEXIS 1056 (Jan 19, 2012) (rejecting
industry argument that reliance on the
affirmative defense was not adequate).
But see, Weyerhaeuser Co. v. Costle, 590
F.2d 1011, 1057–58 (D.C. Cir. 1978)
(holding that an informal approach is
adequate). The affirmative defense
provisions give the EPA the flexibility to
both ensure that its emission standards
are ‘‘continuous’’ as required by 42
U.S.C. 7602(k), and account for
unplanned upsets and thus support the
reasonableness of the standard as a
whole. In addition, the affirmative
defense provisions are designed to
ensure that steps are taken to correct the
malfunction, minimize emissions
during the malfunction, and prevent
future malfunctions.
We are promulgating revisions to the
affirmative defense provisions in section
60.2120 and 60.2685 as described at
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proposal (76 FR 80461) and making
some minor additional revisions. The
terms ‘‘exceedance’’ and ‘‘excess
emissions’’ and ‘‘applicable emission
limitations were being exceeded’’ were
replaced with the term ‘‘violation’’ to
more accurately reflect that the
affirmative defense is only available
when there has been a violation of the
standard. The phrase ‘‘emission limit’’
was changed to ‘‘emission standards’’ to
reflect that the affirmative defense could
be applicable to certain work practice
standards. The word ‘‘however’’ was
removed to incorporate more plain
language into the regulation. The term
‘‘notification’’ was changed to
‘‘reporting’’ to reflect that the root cause
analysis required under affirmative
defense would be submitted with other
periodic reporting. The term ‘‘and
monitoring’’ was deleted because
monitoring malfunctions are defined
differently than malfunctions of process
and control units and the affirmative
defense is intended to apply to
malfunctions to affected units that cause
a failure to meet an emission standard.
In multiple instances the word ‘‘were’’
was changed to ‘‘was’’ to improve the
clarity of a provision. The term
‘‘facility’’ was changed to ‘‘affected
source’’ to clarify that the affected
source regulated by the rule must be
operated in a manner consistent with
good practices for minimizing emissions
versus the entire facility. The phrase
‘‘off shift and overtime labor were used,
to the extent practicable to make these
repairs’’ was removed. The EPA no
longer believes the language concerning
the use of off-shift and overtime labor is
necessary because the regulation
requires that to establish the affirmative
defense the owner must prove by a
preponderance of the evidence that
repairs were made as expeditiously as
possible when a violation occurs.
Although we believe that use of off-shift
or overtime labor could be cited as
evidence that the owner or operator
expedited repairs, we do not believe this
level of detail is necessary in the
regulatory text. The written report
required when asserting an affirmative
defense was changed from a separate
‘‘semiannual’’ report to a report that is
submitted with the first periodic
compliance, deviation report, or excess
emission report due after the event.
Lastly, the requirement to notify the
Administrator by telephone or facsimile
within two business days’’ was removed
when we refined the affirmative defense
reporting requirements based upon
comments received.
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5. Oxygen Correction Requirements and
CO Monitoring Requirements
We are finalizing provisions for
calculating the 30-day CO rolling
average that allow uncorrected CEMS
reading to be used during the period of
operation from a cold start to bring the
combustion unit up to minimal normal
operating temperature. We are also
allowing uncorrected CEMS readings to
be used in 30-day average calculations
for the period of operation following the
last waste material (or material feed for
waste burning kilns) being fed to the
combustion unit during shutdown
procedures of the unit. For every type of
CISWI unit except waste-burning kilns,
the period of time allowed for
uncorrected CEMS data during a startup
shall be 48 hours or less per startup
event and shall be 24 hours or less for
each shutdown event. For wasteburning kilns, the period of startup
begins when the kiln’s induced draft fan
is turned on and fuel is being
combusted and continues until
continuous feed is introduced into the
kiln, at which time the kiln is in normal
operating mode. Shutdown begins when
feed to the kiln is halted. Sources must
indicate in the CEMS data records
which CEMS data are obtained during
the startup and shutdown periods. Since
the O2 correction calculation will affect
all corrected CEMS data, we have
expanded these provisions in the final
rule to allow for uncorrected CEMS data
for any pollutant that sources elect to
measure continuously with CEMS and
calculate 30-day rolling averages to
demonstrate continuous compliance.
Additionally, we have finalized
removal of continuous CO monitoring
requirements for new and existing ERU
units. We are instead requiring annual
CO stack tests and continuous O2
monitoring and we are allowing CO
monitoring with CEMS as a compliance
alternative. We have also removed the
continuous CO monitoring requirements
for new CISWI units in the other
subcategories, but sources may
demonstrate compliance using CO
CEMS if they so choose. The authority
to use uncorrected CEMS data during
startup and shutdowns discussed above
applies to all CISWI sources that elect
to demonstrate compliance with any
emission limits with a CEMS instead of
performing annual stack tests. Changes
to the CO and other optional CEMS
monitoring requirements made since
proposal are discussed below in Section
II.C of this preamble: ‘‘Summary of
Significant Changes Since Proposal.’’
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6. Full-Load Stack Test Requirement for
CO Coupled With Continuous O2
Monitoring
We are finalizing the full-load stack
test and continuous O2 monitoring
provisions in today’s action that allow
existing sources to use their current O2
analyzer and O2 trim systems to
demonstrate continuous compliance.
Based on comments received, we have
made some clarifying changes to these
provisions to be clear that existing O2
trim systems and O2 monitors may be
used to demonstrate continuous
compliance, as well as clarifications on
establishing the operating limits for O2
content. Changes to the continuous O2
monitoring requirements made since
proposal are discussed below in section
II.C of this preamble: ‘‘Summary of
Significant Changes Since Proposal.’’
7. Non-Detect Methodology Using Three
Times the Detection Level
Since proposal, the EPA continued its
review of sampling volumes and
detection levels across various emission
testing ICR efforts on various
combustion sources to encompass
additional pollutants measured using
EPA Reference Method 29 (See
memorandum ‘‘Updated data and
procedure for handling below detection
level data in analyzing various pollutant
emissions databases for MACT and RTR
emissions limits’’ in the CISWI docket).
As a result of this analysis, we have
determined recommended values for
three times the RDL that may be used as
a minimum emission limit value that
can be accurately measured by most
laboratories for Cd and Pb.3
Furthermore, based on comments on
our application of this non-detect
methodology approach to CO data
measured using instrument methods, we
have made some modifications to the
span calculation approach used in the
proposed rule. Changes to the emission
limits for Cd, Pb and the span
adjustment calculations for CO made
since proposal are discussed below in
section II.C of this preamble: ‘‘Summary
of Significant Changes Since Proposal.’’
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8. Definitions for Foundry Sand
Thermal Reclamation Unit and
Chemical Recovery Unit
We are finalizing the proposed
definitions of ‘‘foundry sand thermal
reclamation unit’’ and ‘‘chemical
recovery unit’’ to clarify that these units
are not incinerators, waste-burning
kilns, ERUs or small, remote
3 The RDL methodology is consistent with the
RDL methodology outlined in the December 2011
reconsideration proposal. 76 FR 80463.
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incinerators under subparts CCCC or
DDDD.
9. Definition of Contained Gaseous
Material
In today’s final rule, we have
reintroduced and finalized the
definition for ‘‘contained gaseous
material’’ as found in the 2000 CISWI
rule as proposed. As discussed earlier,
the Court’s vacatur of the Delay Notice
now requires this definition to be
reintroduced since we are now
amending the 2011 CISWI rule instead
of making amendments to the 2000
CISWI rule as when we published the
December 2011 reconsideration
proposal.
10. Parametric Monitoring Provisions
for Additional Control Device Types
In the proposed rule, we requested
comment on whether there were
additional control device types that we
should identify monitoring provisions
for in the rule. We received comments
on this topic and, in today’s final rule,
are including monitoring provisions for
sorbent injection rate for dry scrubber
control devices (40 CFR 60.2165 and 40
CR 60.2730). We have also clarified that
sources that elect to use optional CEMS
to monitor continuous compliance for
Hg, D/Fs or NO2 may do so as a
substitute for parametric monitoring of
ACI and SNCR control devices,
respectively. Changes to the parametric
monitoring provisions made since
proposal are discussed below in section
II.C of this preamble: ‘‘Summary of
Significant Changes Since Proposal.’’
11. Particulate Matter Continuous
Monitoring Provisions for Large ERUs
and Waste-Burning Kilns
In today’s rule, we are finalizing some
revisions to the monitoring
requirements for ERUs with an annual
average heat input rate greater than 250
MMBtu/hr and extending the same PM
continuous monitoring provisions to
waste-burning kilns. In the final 2011
CISWI rule, these units were required to
monitor continuously for PM using a
PM CEMS; however, the PM CEMS
technology may not be sufficient to
certify accurate monitor performance in
the PM concentration range of the
CISWI biomass ERU and waste-burning
kiln limits. Therefore, we are requiring
continuous PM parameter monitoring
systems for these units similar to those
being required for major industrial
boilers and utility boilers. The EPA is
further requiring that a site-specific
parametric operating limit be
established during the performance test,
that there be continuous monitoring of
that parametric limit using a PM CPMS,
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that four deviations within a 12-month
operating period constitute a violation
and trigger immediate corrective action
and a Method 5 performance test within
30 days with an additional 15 days to
reestablish a site-specific operating
limit.
We have revised all operating
parameter averaging for ERU units to be
on a 30-day rolling average and allowed
the sorbent injection parameter to be
adjusted for varying ERUs based on
load. Changes to the PM continuous
monitoring provisions and operating
parameter provisions made since
proposal are discussed below in section
II.C of this preamble: ‘‘Summary of
Significant Changes Since Proposal.’’
12. Revised Definition of Waste-Burning
Kiln
This final rule includes a definition of
waste-burning kiln that has been revised
since the March 2011 CISWI Rule. This
definition helps clarify the EPA’s intent
regarding which types of Portland
cement kilns are considered subject to
CISWI standards and which kilns are
subject to the Portland cement NESHAP.
Since proposal, some additional
language was added to this definition to
further clarify our proposed definition.
Changes to the definition of waste
burning kiln made since proposal are
discussed below in section II.C of this
preamble: ‘‘Summary of Significant
Changes Since Proposal.’’
13. Revised Definition of Solid Waste
In the March 21, 2011, final CISWI
rule, we removed the definition of solid
waste that was present in the 2000
CISWI Rule in light of the definition of
solid waste in the final NHSM rule.
Because applicability of section 129
hinges on sources combusting solid
waste, we believe it is appropriate to
include a definition of that term in the
CISWI rule. For that reason, the final
rule contains a definition of solid waste
that refers to the final NHSM rule at 40
CFR 241.2.
14. Compliance Dates
In the final rule, we are revising the
compliance dates for new and existing
CISWI units to reflect the effective dates
of this final rule. The compliance date
for existing sources depends primarily
on state plan approval but may be no
later than the date 5 years after
publication of this final rule in the
Federal Register. The EG are
implemented through a state
implementation plan or a federal plan.
Under the final amendments to the EG,
and consistent with the CAA section
129, revised state plans containing the
revised existing source emission limits
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and other requirements in the final
amendments are due within 1 year after
promulgation of the final
reconsideration amendments. States
must submit revised state plans to the
EPA by February 7, 2014. The EPA will
revise the existing federal plan to
incorporate any changes and other
requirements that the EPA has
promulgated. The federal plan applies
to CISWI units in any state without an
approved state plan. Additional
discussion of the state plan
implementation schedule can be found
at 76 FR 15711.
For new sources, the compliance date
is either August 7, 2013 or the date of
startup of the source, whichever is later.
New sources are defined as sources that
began construction on or after June 4,
2010, or commenced reconstruction or
modification after August 7, 2013.
15. Revised New Source Performance
Standards
In the 2011 CISWI rule and the
proposed reconsideration rule, EPA
determined that the best controlled
similar unit under section 129(a)(2) was
not a solid waste incineration unit for
certain new source standards.
Specifically, the new source limits for
certain pollutants from waste burning
kilns and ERUs were based on cement
kilns and boilers, respectively. See
memorandum ‘‘CISWI Emission Limit
Calculations for Existing and New
Sources’’ in the CISWI docket. Both the
industrial boiler NESHAP and the
Portland cement NESHAP are being
revised, and additional data has been
incorporated into the new source MACT
analyses for those rules. As a result of
the new data and analyses, several of
the new source NESHAP limits are
being revised and EPA is changing the
following new source limits in CISWI
based on the revised limits in the
NESHAPs: NOX for waste-burning kilns,
and Hg and PCDD/PCDF for ERU-liquid/
gas units.
C. Summary of Significant Changes
Since Proposal
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1. Revision of the Subcategories
Energy Recovery Units
In the final 2011 CISWI Rule, we
established separate subcategories based
on the types of fuels and wastes ERUs
were designed to burn. Energy Recovery
Units (e.g., units that would be boilers
and process heaters but for that fact that
they combust solid waste) designed to
burn gaseous fuels and liquids that are
solid waste were included in one
primary subcategory and the other
primary subcategory was for units
designed to burn solid fuels or
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predominantly non-coal solid materials.
In the final 2011 CISWI rule, the solid
fuel ERU subcategory was further
divided into separate subcategories for
coal and biomass units, with separate
limits for CO, NOX and SO2 to account
for significant differences in unit design
for these two types of fuels and the
impacts the different unit designs have
on emissions of these pollutants.
Because the public was not afforded
an opportunity to comment on the
revision to the ERU subcategory, we
identified this as a reconsideration issue
in the March 21, 2011, notice of intent
to reconsider certain aspects of the 2011
CISWI Rule. Certain petitions for
reconsideration supported the further
subcategorization of the solid-fuel ERU
subcategory and suggested that all nine
emission limits should be divided
between coal and biomass ERUs, instead
of only having different limits for CO,
NOX and SO2.
We granted reconsideration of our
subcategorization approach for ERUs
and proposed to establish different
emission limits for PM, Cd, Pb, and
D/F between coal and biomass units, in
addition to establishing different limits
for CO, NOX and SO2. We also solicited
comment on whether we should also
subcategorize solid-fuel ERUs for HCl
and Hg.
Based on comments and information
received during the comment period, we
have determined that it is appropriate to
subcategorize solid fuel ERUs for all
nine CAA section 129 pollutants. We
recognize that there are significant
design and operational differences
between biomass and coal ERU units
that impact the generation of all nine
regulated pollutants, and, for this
reason, we are establishing separate
emission standards for all nine
pollutants from coal and biomass ERUs
in this final rule.
In addition, since issuing the
proposed reconsideration CISWI rule,
we have received comments and data
which allowed us to update our
inventory of ERUs. The inventory
adjustments we made more accurately
reflect the inventory of solid waste
combustion units. Based on comments
from the operator of the units, we
removed three units from the final rule
inventory of biomass ERUs that were
determined to be non-waste burning
units and we re-analyzed the emission
limits for the solid-biomass ERU
subcategory. The commenter explained
that, although permitted to burn
materials that would be considered
solid waste, these units had ceased
burning the materials in question
several years ago and would not
recommence burning these in the future.
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Thus, at the time of testing, these units
were not solid waste incineration units.
We also received additional CO
emissions data and re-analyzed the
performance of the best-performing ERU
in the solid-coal ERU subcategory. The
emission limits in this final rule reflect
the new inventory and emission data
received; however, we have used the
same methodology as in the 2011 CISWI
rule and December 23, 2011,
reconsideration proposal for
establishing the emission limits.
Waste-Burning Kilns
Prior to the reconsideration proposal,
the EPA performed an analysis of the
materials being combusted in the entire
inventory of Portland cement kilns in
light of the final NHSM rule (See
memorandum ‘‘Revised Floors without
Kilns that Would have been CISWI
Kilns Had the Solid Waste Definition
Applied’’ in the CISWI docket). As a
result of this analysis, we added 11
kilns to our inventory of waste-burning
kilns. In addition to this, we further
reviewed the Portland cement emissions
test records and identified some
additional test data for kilns that were
added to the CISWI inventory following
the March 21, 2011, final rule
publication. This newly-identified data
was extracted and compiled into the
CISWI database, and then the MACT
floor emission limits were re-calculated
in the December 23, 2011, proposed rule
to reflect the updated inventory and
additional data. Following proposal, we
were also notified of one additional
waste-burning kiln and that one of the
kilns in the inventory was not burning
waste materials. We made these
adjustments to our inventory, bringing
the total waste-burning kiln inventory to
23 kilns. We recalculated the standards
in this final rule to include all 23 waste
burning kilns.
As with the new ERU standards, we
have used the same methodology to
establish today’s emission limits as we
used for the final 2011 CISWI rule. We
have also retained the emissions
concentration basis for the standards.
However, Table 4 of this preamble
presents the emission limits for PM,
NOX, SO2 and Hg on a production basis
for comparison.
TABLE 4—WASTE-BURNING KILN EMISSION LIMITS EXPRESSED IN PRODUCTION BASIS
Pollutant (units)
Hg (lb/MM ton clinker) ..
PM (lb/ton clinker) ........
NOX (lb/ton clinker) ......
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58
0.026
6.7
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0.013
1.5
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TABLE 4—WASTE-BURNING KILN EMIS- corrected CO concentrations inflated
SION LIMITS EXPRESSED IN PRODUC- due to the 7 percent O2 correction.
Petitioners and commenters presented
TION BASIS—Continued
data that show these corrected data
points would have the potential to drive
Pollutant (units)
the 30-day rolling average values
beyond the emission limit for the
SO2 (lb/ton clinker) .......
8.9
0.4 affected units, but this would not be an
accurate reflection of the CO emissions.
a Approximate.
Petitioners suggested various
Small Remote Incinerators
approaches to remedy this situation,
After the reconsideration proposal, we with one being to not require the 7
percent O2 correction requirement
received additional information from
during unit startup and shutdown for
stakeholders of additional units in
sources that demonstrate compliance
operation and planned for operation
with the CO limit using CEMS. In other
within the next year or two that would
words, the CEMS data as reported at
qualify as small remote incinerators.
stack gas concentration without O2
The resulting changes included moving
correction would be included in the
one unit from the small remote
rolling average calculations for periods
incinerator subcategory to the
incinerator subcategory due to the unit’s when the combustion unit is either
being started up or shutdown instead of
proximity to a landfill in Alaska. An
applying the O2 correction to that data
additional 15 small remote incinerators
before it is included in the calculation
were added to our inventory of existing
of the 30 day rolling average. During all
units, bringing the total of this
subcategory to 28 units. This additional other operating periods, the CEMS data
would be corrected to a 7 percent O2
information resulted in changes to the
concentration prior to calculating the
emissions limits.
rolling average. Stated otherwise, the
2. Revisions to the Monitoring
data obtained during startup and
Requirements
shutdown, which will not include the 7
After the March 21, 2001 final rule,
percent O2 correction, will be added to
petitioners identified computational
the O2 corrected data collected during
issues for correcting CO concentration
all other periods to calculate the 30-day
measurements to 7 percent O2 for
average that is used to determine
periods when the O2 content of the flue
continuous compliance with the
gas approaches the ambient air O2
applicable CO limit for sources that
content during startup and shutdown
demonstrate compliance using CEMS.
Prior to issuing the reconsideration
periods for sources that demonstrate
proposal, we received data for one unit
compliance with the CO limit using
in one subcategory (coal ERUs) that
CEMS. The equation for the 7 percent
indicated startups usually occur over a
O2 correction is X ppm CO* (20.9¥7)/
4-hour period and shutdowns occur
(20.9¥%O2 of flue gas stream). As seen
over a 1 hour period. Therefore, we
by this equation, as the flue gas stream
proposed provisions for calculating the
O2 content gets closer to 20.9, the value
30-day CO rolling average that would
of X is multiplied by an ever increasing
allow the source to use CEMS data that
factor. For example, when the stack gas
does not include the O2 correction to be
O2 content is 4 percent, the factor is
used during the first 4 hours of
0.82. If the stack gas O2 content is 20
operation from a cold start and the 1
percent, the factor increases to 15.4.
hour of operation following the last
Therefore, a flue gas CO concentration
waste material being fed to the
reading of 100 ppm would be corrected
combustion unit during shutdown
to 82 ppm for a stack gas at 4 percent
procedures of the unit. Since proposal,
O2 content, but would become a 1,540
ppm corrected concentration for a stack however, we received comments on this
provision, primarily pointing out that
gas at 20 percent O2 content. In the
longer periods are required to protect
extreme, at a 20.8 percent stack gas
combustion equipment from rapid
concentration (i.e., approximating
temperature swings, which could cause
ambient air O2 content), the same 100
damage to the fireboxes or kiln surfaces.
ppm measurement would be corrected
Commenters also contended that the
to 13,900 ppm.
Petitioners noted that O2 contents
limited information concerning the
relatively close to ambient air often are
startup and shutdown periods during
maintained during combustion unit
which the O2 correction would not be
startup and shutdown in order to safely
required did not reflect the needs for all
operate the combustion unit. Therefore, combustor types or control device
CO readings during these periods would configurations. We have therefore
be multiplied by an uncharacteristically revised the shutdown and startup
high correction factor, and the resulting period of operation to be more generally
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9123
applicable to CISWI units. In the case of
ERUs, incinerators and small remote
incinerators, we determined that the
startup period should include the times
prior to the source reaching the minimal
operating temperature, but in no case
longer than 48 hours. For shutdown, we
determined as at proposal that
shutdown begins after the last waste has
been fed to the combustor prior to
shutdown but we have revised the final
rule to indicate that the shutdown
period may not exceed 24 hours. We
have, therefore, specified in the final
rule an UL of 48 hours for startup
periods to use uncorrected CEMS data
and 24 hours for shutdown periods to
use uncorrected CEMS data for ERUs,
incinerators and small remote
incinerators. For waste-burning kilns,
these periods are triggered off of
material feed to the kiln rather than
solely waste feed. This addresses the
fact that kilns, unlike other CISWI units,
are producing product rather than solely
disposing of waste or recovering energy.
Therefore, for waste-burning kilns,
startup begins when the kiln’s induced
fan is turned on and continues until
continuous feed is introduced into the
kiln at which time the kiln is in normal
operating mode. Shutdown begins when
feed to the kiln is halted.
As at proposal, sources must indicate
in the CEMS data records which CEMS
data are uncorrected because they were
obtained during the startup and
shutdown period.
The O2 correction issue described
above for CO CEMS data collected
during startup and shutdown applies
equally to other pollutants measured
with a CEMS that is corrected to 7
percent O2. The final CISWI rule allows
sources to demonstrate compliance with
any of the standards using CEMS, and,
for this reason, we have expanded
authorization to use uncorrected CEMS
data during periods of startup and
shutdown to all pollutants for which a
source demonstrates compliance with
CEMS. In the final rule, the 7 percent O2
correction is not required during startup
and shutdowns for any CISWI sources
that elect to demonstrate continuous
compliance with any of the emission
limits with a CEMS instead of stack
tests.
3. Oxygen Monitoring Requirements
At proposal, we included provisions
and definitions in an attempt to ensure
that sources would be able to use
existing O2 monitoring systems to meet
the continuous O2 monitoring
requirements. However, commenters
identified potential issues with our
proposed provisions and definitions. To
address these commenters’ concerns, we
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have revised the provisions in 40 CFR
60.2165 and 40 CFR 60.2730 to clarify
the methodology for establishing and
monitoring the O2 level. Furthermore,
the definition of ‘‘oxygen analyzer
system’’ has been revised to clarify the
appropriate locations and nomenclature
of possible existing monitoring systems
so that their use to meet these
requirements is fully enabled.
4. Removal of the Definition of
Homogeneous Waste
The EPA included in the final 2011
CISWI Rule a definition of homogenous
waste and a process for evaluating
claims that a particular waste stream is
homogenous. The definition was added
to the 2011 CISWI rule in response to
comment. Because the determination of
homogeneity of a waste stream is
relevant to applicability of CAA section
129 to qualifying small power producers
and qualifying cogeneration facilities,
we determined it was reasonable to
include a definition of ‘‘homogenous
waste’’ and a process by which sources
could obtain a determination that a
waste stream is homogenous from the
EPA.
In the 2011 CISWI Rule, the EPA
stated that a determination concerning
whether a waste is homogeneous is
made on a case-by-case basis. The EPA
added provisions to the CISWI final rule
that require source owners or operators
seeking the exemption to submit a
request for a homogeneous waste
determination to the EPA, and that they
support their request with information
describing the materials to be
combusted and why they believe the
waste is homogeneous. The 2011 CISWI
rule also stated that the determination of
what constitutes a homogeneous waste
is not delegable to the state or local
agencies. In the December 23, 2011,
reconsideration proposal, we proposed
for comment the definition of
‘‘homogeneous waste’’ and the
provisions for making homogeneous
waste determinations that were
included in the 2011 CISWI rule.
Commenters generally did not agree
with the proposed definition and
provisions for making a homogeneous
waste determination, arguing that the
definition and provisions introduced
ambiguities and stipulations that would
prevent classification of many materials
(including fossil fuels) as being
‘‘homogeneous.’’ We reevaluated the
definition and provisions in light of the
comments and determined that the
definition and provisions could be
interpreted in a manner that would be
unduly restrictive; however, we also
determined that commenters proposed
alternative definitions and provisions
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were equally problematic. Therefore, the
final rule does not include a definition
of ‘‘homogeneous waste’’. We are also
removing the requirement that
qualifying small power producers and
qualifying cogeneration facilities that
combust solid waste obtain a
determination from EPA that such waste
is homogenous. Because the final rule
does not include a homogenous waste
definition or a process to obtain a
determination from EPA, we believe
that it is appropriate to inform the EPA
when a unit qualifies as a small power
generator or cogeneration facility as
defined under section 129 because the
site specific fact patterns for different
types of waste may vary considerably.
Therefore, the final rule requires
qualifying small power producers and
qualifying cogeneration facilities that
combust solid waste notify the EPA that
such waste is homogeneous. (40 CFR
60.2020 and 40 CFR 60.2555).
Section 129 states, in part, that the
term ‘‘solid waste incineration unit’’
does not include:
* * * qualifying small power production
facilities, as defined in section 796 (17)(C) of
title 16, or qualifying cogeneration facilities,
as defined in section 796 (18)(B) of title 16,
which burn homogeneous waste (such as
units which burn tires or used oil, but not
including refuse-derived fuel) for the
production of electric energy or in the case
of qualifying cogeneration facilities which
burn homogeneous waste for the production
of electric energy and steam or forms of
useful energy (such as heat) which are used
for industrial, commercial, heating or cooling
purposes * * * CAA Section 129(g)(1)(B)
(emphasis added)
We believe that the parenthetical
contained in the exemption that
prohibits refuse derived fuel, which is
made from municipal solid waste, from
qualifying as homogenous waste and
allows tires and used oil to qualify as
homogenous wastes provides guidance
on what constitutes a homogenous
waste. We do not accept industry’s
assertion that any waste from a common
source is homogeneous, or that in all
cases combining two homogeneous
wastes results in a homogeneous waste,
as doing so could result in almost any
waste stream being homogenous. We do
not believe that is consistent with the
statute. Instead, we believe Congress
intended this exemption to apply only
when the waste stream has a consistent
makeup that allows the source and the
enforcement authority to predict the
range of emissions from the combustion
of the waste on an ongoing basis.
In keeping with this interpretation,
we maintain that the homogeneous
wastes are generally material specific
(e.g., tires or used oil). We believe this
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means that a homogeneous waste is of
known origin and that it can be
identified as a specific material or
materials—using the example in the
Act, certain used oils or scrap tires. By
contrast, municipal solid waste can be
identified as municipal solid waste as a
general term, but it is not composed of
only one or two specific type of waste;
e.g. municipal solid waste cannot be
identified as one specific material or
group of materials. Regarding variability
of the composition of homogeneous
waste throughout, homogeneous waste
may have variations in composition, but
it should generally be within the range
of operations which produce the waste
(e.g., size, contaminant levels, state of
matter.) We also believe that off-spec
materials may be homogeneous, even if
they are not homogeneous to the onspec material, and that, if combusted
together, both the on-spec and off-spec
materials may require separate
homogenous waste determinations. We
also believe that homogeneous waste
should have predictable known
contaminant levels, even if those
contaminant levels vary within a range.
We may question the homogeneity of a
specific material if it is adulterated such
that it takes on the characteristics of a
different type of waste (e.g., used oil
which is so contaminated with PCB’s
from a leaking heat exchanger, such that
the used oil takes on the characteristics
of a waste PCB stream as opposed to a
used oil stream) or where the BTU value
of a waste is so altered that other fuels
must be introduced to ensure
combustion and preserve the purpose of
combustion under the exemption, i.e. to
produce energy.
5. Non-Detect Methodology Using Three
Times the Detection Level
Prior to reconsideration proposal, the
EPA conducted a review of sampling
volumes and detection levels across
various emission testing ICR efforts on
various combustion sources (See
memorandum ‘‘Updated data and
procedure for handling below detection
level data in analyzing various pollutant
emissions databases for MACT and RTR
emissions limits’’ in the CISWI docket).
As a result of this analysis, we
determined recommended values for
three times the RDL (3xRDL) that may
be used as a minimum emission limit
value that can be accurately measured
by most laboratories. These
recommended values were then
compared with calculated emission
limits and, if the calculated limit was
less than the recommended 3xRDL, the
3xRDL value was selected as the limit.
Since the December 23, 2011,
reconsideration proposal was published,
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we have continued our review and
determined 3xRDL values for additional
metals measured using EPA Reference
Method 29. These include
recommended values for Cd and Pb and
we have applied this methodology to
those emission limits in addition to the
D/F and Hg limits that were reevaluated
in the reconsideration proposal. As
discussed in the reconsideration
proposal, the premise for this approach
is the same as described in the final
2011 CISWI rule but using a broader
data set to establish the 3xRDL value.
We have not changed the methodology
of the emission limit calculation or
tabulation of the three times the
detection limit value that was used in
the final 2011 CISWI rule.
Since reconsideration proposal, some
commenters have noted that the EPA
Method 5 minimum catch values were
below levels established in similar
studies on this reference method. In
light of these comments, we have
reconsidered the 1 mg minimum catch
value used in the reconsideration
proposal and are now using a 1 mg
minimum catch in establishing the final
rule emission limits. Our review and
determination of the 1 mg minimum
catch are discussed in ‘‘Minimum
Detection Limit for EPA Method 5’’ in
the CISWI docket.
In a similar fashion, the CO span
adjustment methodology has been
further refined in consideration of
comments on the approach used to
adjust CO instrumental test methods
readings in reconsideration proposal.
The methodology for adjusting CO
emission test run data to reflect the
limitations from the instrument span
used at testing is described in the
‘‘CISWI Emission Limit Calculations for
Existing and New Sources for the
Reconsideration Final Rule’’
memorandum in the CISWI docket.
6. Parametric Monitoring for Additional
Control Device Types
In the December 23, 2011,
reconsideration proposal, we stated that
we believed the control devices with
monitoring provisions expressly
identified in the rules should
encompass most types of control
devices that we anticipate the various
types of CISWI units will use to meet
the emission limits. However,
recognizing that a source might want to
employ another type of control that is
not addressed, we provided provisions
for sources to petition for specific
operating limits for alternative control
devices to be established during a
performance test. These provisions also
allow specific operating limits to be
established for CISWI units without any
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air pollution control devices, such as for
units that employ material balance
operating limits in conjunction with
periodic stack testing to demonstrate
continuous compliance.
We also determined that dry sorbent
injection (or dry scrubbers) may be one
type of additional control device that
CISWI units may widely use to control
acid gases. Commenters agreed with our
statement and encouraged the EPA to
identify operating parameters for dry
scrubbing systems in the final rule. We
have done so, by both defining ‘‘dry
scrubber’’ in the rule, and specifying
that the sorbent injection rate must be
monitored and maintained at or above
the operating rate established during the
HCl performance test (40 CFR 60.2165
and 40 CFR 60.2730). Furthermore, we
have determined that the sorbent
injection rate for ERUs can be adjusted
to reflect operating loads that are less
than those during the performance
testing. Commenters have made
arguments that requiring a high sorbent
injection rate during reduced boiler
loads can lead to fouling and plugging
issues, especially for acid gas sorbent
injection. To address this particular
concern, and to provide consistency
with other industrial boiler rules, we are
also providing this parametric
monitoring provision for sorbent
injection air pollution control devices.
Also regarding monitoring, we
determined after proposal that we had
not clarified in the rule that sources
opting to use CEMS to measure NOX, Hg
or D/F were not required to monitor ACI
rates (for Hg and D/F CEMS-equipped
units) or SNCR parameter monitoring
(for NOX CEMS-equipped units). Our
intent had been to not require
applicable control device parameter
monitoring if a CEMS was in use for the
pollutant being controlled by the device.
Control device parameter monitoring is
an acceptable and established method
for determining continuous compliance
and it is appropriate to require such
monitoring when coupled with period
stack testing. However, direct,
continuous emission measurements
with a CEMS are sufficient for
determining compliance for CISWI units
without requiring parametric
monitoring. In cases where CEMS data
are available to directly measure
regulated pollutants, operating
parameter data would be duplicative.
7. Particulate Matter Continuous
Monitoring Provisions for Large ERUs
and Waste-Burning Kilns
In today’s rule, we are finalizing
monitoring requirements for ERUs with
an annual average heat input rate greater
than 250 MMBtu/hr. As we stated in the
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9125
proposal, recent EPA experience with
the utility boiler source category has led
the EPA to allow PM CEMS as an
alternative, rather than a requirement.
Industry commenters have maintained
that there were several problems with
implementing the monitoring
requirements to demonstrate
compliance using a PM CEMS and with
the requirements to conduct a periodic
audit of the PM CEMS in accordance
with PS 11 of appendix B and Procedure
2 of appendix F to part 60. As we
discuss in response to these comments
later in this preamble (See II.E), the PM
CEMS technology may not be sufficient
to certify accurate monitor performance
in the PM concentration range of the
CISWI biomass ERU limits.
Furthermore, in related ongoing work
on the Portland cement source category,
we realize that similar concerns
regarding PM CEMS are applicable.
Therefore, we are also removing PM
CEMS (PS–11) requirements for wasteburning kilns, and instead, requiring PM
CEMS equipment for these units that are
used for continuous parametric
monitoring rather than for direct
measure of compliance with the
numerical PM emissions limit, similar
to those being required for major
industrial boilers and utility boilers.
However, PM CEMS (PS–11), are still
allowed as an option for coal ERUs,
incinerators and small remote
incinerators, since the emission limits
for these subcategories do not pose the
same technical concerns as for biomass
ERUs and waste-burning kilns. To be
consistent with these other rules, we
have incorporated 30-day rolling
averages to be measured with PM
CPMS. The EPA is further requiring that
a site-specific parametric operating limit
be established during the performance
test, that there be continuous
monitoring of that parametric limit
using a PM CPMS, that an exceedance
of that site-specific operating limit be
reported as a deviation and trigger
immediate corrective action and a
Method 5 performance test within 45
days.
8. Compliance Dates
At reconsideration proposal, we
proposed to extend the compliance
dates for existing units in the
incinerator, ERU and waste-burning kiln
subcategories. We are finalizing the
revision of the effective dates for those
three subcategories and, based on
comments received, we are also
extending the compliance date for units
in the small remote incinerator
subcategory. The EPA proposed to
amend the standards for CO for all
subcategories of CISWI; to further
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subcategorize certain subcategories; to
change several other pollutant standards
for incinerator, ERU and waste burning
kilns subcategories; to change the
compliance regime from CEMS-based to
stack-test/parametric-monitoring based
for certain pollutants and unit types;
and to change the compliance
calculation provisions for sources that
are required or that elect to use CEMS
to demonstrate continuous compliance.
These proposed changes may occasion
the need for additional time for sources
to study the possibility of different
control and monitoring strategies than
would have been considered if we had
not amended the 2011 CISWI rule. New
compliance strategies may require time
to implement. New engineering studies
may be needed, potential suppliers
identified, a new bidding/procurement
process undertaken and the appropriate
construction and operating permits
obtained. Significant plant redesign, in
the form of new ductwork and new fan
design and changes in the main control
equipment may be needed. See US EPA,
Engineering and Economic Factors
Affecting the Installation of Control
Technologies for Multipollutant
Strategies, October 2002. Depending on
the type of control, this normally
requires 15–27 months. Multiple control
systems may take longer. Id. Installation
of controls normally occurs at times of
unit outages, which will likely end up
being at differing times of the year for
each of the CISWI subcategories. For
example, for waste-burning kilns, this
would occur during winter months (to
coincide with kiln outages during low
production seasons). However, for small
remote incinerators, facility retrofits
would need to occur while road access
to the site is available and climatic
conditions allow for construction. Also,
small remote incinerators have the
additional component of having to
increase the footprint of the site to
accommodate additional space for
control devices and waste segregation
facilities. This additional permitting
requirement and construction effort is
not something other CISWI
subcategories have to face but adds an
additional consideration to developing a
compliance strategy. In general, though,
the differing construction constraints for
the various subcategories of CISWI
likely mean that there will be a wide
variety to the rate of progress towards
compliance for the differing CISWI
sources. Further, commenters have
argued that, due to the delay of the final
2011 CISWI rule, uncertainty on
selecting a compliance strategy was
created, essentially putting internal
compliance implementation activities
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on hold until the reconsideration was
complete. As a result of these
considerations, we have finalized
extending compliance for all
subcategories of CISWI. Comments on
extending the compliance date and our
responses to these comments are found
in the ‘‘Summary of Comments and
Responses to the CISWI
Reconsideration’’ document in the
CISWI docket.
The compliance date for existing
CISWI sources subject to standards in
this final rule is 5 years after the date
of publication of this final rule or 3
years after the state plan is approved,
whichever happens earlier. This date is
being finalized in order to provide
facilities sufficient time to install
controls or to make other compliancerelated decisions. However, the CAA
section 129(f)(2) does require that the
promulgated standards be effective ‘‘as
expeditiously as practicable after
approval of a State plan,’’ so that states
have the flexibility to determine that the
standards for existing units within their
purview may have a compliance date
which is less than the allowable 3 years
following approval of the state plan. For
new sources, the EPA is finalizing the
proposed change of the compliance date
to 6 months after the date of publication
of the final reconsideration rule or at
startup, whichever is later.
9. Definition of Waste-Burning Kiln
In the December 23, 2011,
reconsideration proposal, we proposed
revisions to the definition of ‘‘wasteburning kiln’’ to indicate that the term
‘‘does not include a kiln that is feeding
non-hazardous secondary ingredients
exclusively into the cold end of the
kiln.’’ In proposing this language, the
EPA intended to codify principles set
out in a previous action granting and
denying reconsideration of the NESHAP
for Portland cement kilns. See 76 FR
28318, 28322 (May 17, 2011); see also
Memorandum ‘‘Revised Floors Without
Kilns That Would Have Been CISWI
Kilns Had the Solid Waste Definition
Applied’’ (EPA, April 25, 2011) (which
memorandum is summarized in the May
17 Federal Register notice). The May
17, 2011, notice and April 25, 2011,
memorandum state in essence that
combustion does not occur in any
region of a cement kiln except the hot
end and that cement kiln dust added to
the hot end of a cement kiln also is not
combusted since it is inorganic and
essentially inert.
The language used at proposal
captured some but not all of these
principles, since it referred only to the
‘‘cold end’’ of a cement kiln, as pointed
out by a number of commenters. The
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EPA is revising the definition in the
final rule to accurately reflect the May
17 preamble and April 25 memorandum
discussion of when combustion occurs
in a cement kiln. In addition, we are
adding the fact that combustion in a
cement kiln does also take place in the
combustion zone of a precalciner or
riser duct burner.
One further clarification is
appropriate. The May 17, 2011,
preamble contains one reference to
legitimacy criteria for determining when
a secondary material is being recycled.
76 FR at 28322/1–2. The threshold issue
for determining if a unit is subject to
section 129 is whether it ‘‘combusts’’
solid waste material (see section 129
(g)(1)). For cement kilns, this
determination does not necessarily turn
on legitimacy of recycling, but rather on
the nature of the cement kiln process.
Consequently, if combustion of solid
waste is not occurring, a unit is not a
CISWI, irrespective of whether or not
legitimate recycling is occurring.
10. Exemption for Other Solid Waste
Incineration (OSWI) Units
Following publication of the
December 23, 2011, reconsideration
proposal, we realized that the CISWI
rule did not contain any language to
clarify overlap with another CAA
section 129 regulation applicable to
OSWI units. The CISWI rule already
contains exemptions for MWCs,
HMIWIs and SSIs, but omitted similar
language for OSWI units. Therefore, in
this final rule, we are providing
language in 40 CFR 60.2020 and 60.2555
that clarifies that incineration units that
are subject to 40 CFR part 60 subparts
EEEE or FFFF are exempt from the
CISWI rule.
D. Technical Corrections and
Clarifications
We are also including some technical
corrections and clarifications in the
final rule, as outlined below:
• Operating parameter limits during
performance testing—While we believe
it is intrinsic that established operating
parameter limits do not apply during
subsequent performance testing since
they are being confirmed or
reestablished during the subsequent
testing, we provided language in the
proposed rule in the NSPS to clarify that
they are waived during performance
testing (40 CFR 60.2145(c)). However,
we inadvertently omitted this clarifying
language in the emission guidelines so
we have added clarifying language in
the final emission guidelines at 40 CFR
60.2710(c).
• Bypass stacks on waste-burning
kilns—While not included in the final
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rule text, we are clarifying here that the
definition of ‘‘bypass stack’’ in today’s
final rule does not have the same
meaning as an ‘‘alkali bypass’’ used by
some waste-burning kilns that
manufacture Portland cement.
• Clarifying that, consistent with
CAA section 129(f)(1), June 4, 2010, is
the appropriate new source applicability
date in 40 CFR 60.2015(a)(1).
• Revising the title of Table 2 to
subpart DDDD to clarify that these
emission limits apply to incinerators
which are currently subject to CISWI
emission limits promulgated in the 2000
CISWI rule.
• Clarifying that petitions for specific
operating limits for control devices not
listed in this subpart must be submitted
to the Administrator at least 60 days
before the performance test is scheduled
to begin (40 CFR 60.2115 and 40 CFR
60.2680).
• Providing definitions of ‘‘30-day
rolling average’’ and ‘‘responsible
official’’ to clarify what is meant by
these terms.
• Adding text to the provisions for
PM monitoring provisions for ERUs to
clarify that the 250 MMBtu/hr threshold
is based upon the average annual heat
input rate, consistent with how this
threshold is applied in the industrial
boiler NESHAP.
• Revising the affirmative defense
text to clarify that these provisions
apply to violations of standards and to
further clarify the reporting
requirements and criteria for sources
seeking to assert an affirmative defense
(40 CFR 60.2120 and 40 CFR 60.2685).
• Revising the recordkeeping
provisions in 40 CFR 60.2175(v) and 40
CFR 60.2740(u) to reflect the categorical
non-waste determination provisions of
40 CFR 241.4.
• Revising the electronic reporting
provisions in 40 CFR 60.2235 and 40
CFR 60.2795 to clarify the timing and
mechanism for submitting these reports
and to be consistent with the electronic
reporting language in more recent
rulemakings.
• Revising the definition of ‘‘process
change’’ to clarify the intended types of
changes that would require re-testing.
• Making corrections to the D/F
calculation methodologies for toxic
equivalency basis and adding
calculation methodology provisions for
D/F TMB.
• Revising the definition of ‘‘space
heater’’ to clarify applicability for units
that meet the requirements of 40 CFR
279.
• Revising the emission limits for
those pollutants for which data
available from a similar source was
determined to be better suited for
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calculating the new source limits.
Notably, this is the case for NOX for
waste-burning kilns, and for Hg and
PCDD/PCDF for ERU-liquid/gas units.
These revisions reflect updates made to
emission limits of the selected similar
sources.
E. Major Public Comments and
Responses
We have included some of the major
comment topics and our responses
below in the preamble. All other
comments and responses are provided
in the ‘‘Reconsideration Response to
Public Comments Document’’ in the
CISWI docket.
Solid-Fuel ERU Subcategorization
Comment: Several commenters
support the proposed separate coal and
biomass standards for D/Fs, CO, NOX,
SO2, PM, Cd and Pb. However, these
commenters further urge the EPA to
establish separate standards for HCl and
Hg for coal and biomass. Commenters
state that the EPA’s recognition that
design and operational differences
between combustors designed to
combust coal and those designed to
combust biomass is evidence to support
subcategorizing emission limits for all
pollutants. One commenter discussed
differences in biomass and coal fuel
rank, and the significant boiler design
differences in furnace height and
volume that exist between units
designed to combust different fuel ranks
of coal-fired boiler furnaces. As an
example, one commenter noted that a
low-rank coal (high slagging lignite)
furnace can be 1.65 times the plan area,
and 1.45 times the furnace height, of a
similar capacity furnace combusting a
high rank coal (medium volatile
bituminous). The commenter stated that
this large difference exists even among
varying grades of coal, with biomass
units being fuels of even lower rank
than lignite. Therefore, according to the
commenter, furnace area and height
(and hence, volume) are significantly
different between ERUs designed to
combust coal and those designed for
biomass combustion. The commenter
highlighted an analysis of their existing
boilers to see the feasibility of
substituting biomass for coal. The
commenter’s results indicated that, due
to fundamental design attributes of their
coal-fired units, they could only co-fire
up to 20 percent biomass in the units.
The commenter explained that this
limitation was due to design issues
pertaining to the unit being designed for
coal, such as superheater tube spacing,
number and location of soot blowers,
fouling characteristics of biomass ash
and the impact the high moisture levels
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9127
of biomass fuels have on fan capacity.
The commenter stated that these
findings further support that coal and
biomass are not interchangeable within
ERUs and therefore supports
subcategorizing emission limits between
the two types of unit. The commenter
also contended that the EPA
acknowledged significant design
differences and their impacts on Hg
emissions during development of the
Utility MACT Final Rule. The
commenter urges the EPA to take a
similar approach in CISWI. One
commenter agreed with differentiation
between coal-fired and biomass ERUs
but supported keeping solid-fuel ERUs
together for purposed of HCl and Hg
emission limits. Another commenter
argued that all of the EPA’s
subcategories are unlawful and
arbitrary, noting that their reasons for
this belief were given in their comments
on the 2010 proposal.
Response: Based on our proposal and
follow-up comments summarized
below, the EPA is finalizing separate
limits for all nine pollutants for biomass
and coal ERUs. We agree with
comments concerning differences in
moisture content between biomass and
coal-fired units. We reviewed data in
the CISWI database and see that the
stack gas moisture content of coal-fired
ERUs is around 11.6 percent and is
about 19.2 percent for the biomass
ERUs. We have considered the technical
arguments provided by commenters on
CISWI ERUs, other technical differences
we have previously considered in our
decision to subcategorize ERUs and how
these design differences impact
pollutant emission characteristics of the
ERU. As a result, we have determined
that subcategorizing all nine pollutant
emission limits between coal and
biomass solid-fuel ERUs is appropriate
for the final CISWI rule.
One commenter supported the
differentiation between coal and
biomass, but in keeping HCl and Hg
limits together. However, for the reasons
given above, we have determined that
all nine pollutants should be
subcategorized.
Contained Gaseous Material
Comment: Commenters support the
EPA retaining the 2000 CISWI rule’s
definition of ‘‘contained gaseous
material.’’ Some commenters believe
that the EPA should expressly include
the definition of ‘‘contained gaseous
material’’ in the amendatory text to
confirm that the definition is back in the
CISWI rule.
Response: We believe that the
commenters misunderstood what the
EPA proposed. Specifically, the basis of
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the reconsideration proposal
amendatory text was the 2000 CISWI
rule—not the 2011 CISWI rule—because
the 2011 CISWI rule had not been
codified in the CFR pursuant to the
Delay Notice. Therefore, by not
including the amendatory instruction to
delete the definition in the 2000 rule in
the proposed reconsideration rule, we
proposed to retain the definition as
contained in the 2000 CISWI rule.
However, as explained above, due to the
vacatur of the Delay Notice, the 2011
CISWI rule is in effect and the definition
of contained gaseous material does not
appear in that rule. For that reason, we
are including the definition of
‘‘contained gaseous material’’ found in
the 2000 CISWI rule in today’s final
rule.
Comment: Many commenters who
supported the EPA retaining the 2000
CISWI rule’s definition of ‘‘contained
gaseous material’’ also urged the Agency
to make clear that this definition should
apply when interpreting the term ‘‘solid
waste’’ under RCRA.
Response: As aforementioned, the
Agency is including the definition of
‘‘contained gaseous material’’ found in
the 2000 CISWI Rule in today’s final
rule. Specifically, the definition of
‘‘contained gaseous material’’ is codified
today, consistent with the 2000 CISWI
Rule, as meaning, ‘‘gases that are in a
container when that container is
combusted.’’4
CAA section 129(g)(6) states that the
definition of ‘‘solid waste’’ shall have
the meaning established by the
Administrator pursuant to RCRA. We
agree that the definition of contained
gaseous materials in the final CISWI
rule is consistent with the interpretation
of that term under RCRA for the purpose
of defining when non-hazardous
secondary materials are solid wastes
when combusted in CISWI units.5 As
discussed in more detail in the NHSM
portion of the December 2011
reconsideration proposal and in various
letters issued by EPA,6 the NHSM
4 See
65 FR at 75359 and 75373.
that for the purposes of CISWI, contained
gaseous materials are limited to gases in a container
when that container is combusted. This limitation
is due to the fact that CAA section 129 is focused
exclusively on combustion of non-hazardous solid
wastes. On the other hand, RCRA is focused on
more than just combustion of non-hazardous solid
wastes (e.g., treatment, storage, and disposal of
hazardous and non-hazardous wastes); thus, this
limitation is inapplicable to RCRA. We also note
that the term ’container’ as used in this definition
is broader than the term as used in the hazardous
waste regulations (see 40 CFR 260.10, definition of
container). Specifically, the term here is not limited
to a portable device, but also includes stationary
containers. We believe that these interpretations
under the CAA and RCRA are consistent.
6 For example, see June 25, 2012 letter from
Assistant Administrator Mathy Stanislaus to Paul
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rulemaking did not change any previous
EPA position as it relates to whether
‘‘contained gaseous material’’ is a solid
waste under RCRA.’’ 7
We note, however, that although gases
must be ‘‘contained’’ to be solid wastes
under RCRA, EPA maintains separate
and independent authority under RCRA
to regulate certain types of uncontained
gases whether or not they themselves
are solid wastes (e.g., gases emitted from
the management of hazardous waste).8
Comment: Some commenters also
requested that EPA clarify that landfill
gas is not considered to be a ‘‘contained
gaseous material’’ and/or a ‘‘solid
waste’’ under RCRA.
Response: We agree with commenters
that landfill gases must be in a container
when that container is combusted to be
considered ‘‘contained gaseous
material’’ under today’s final CISWI
regulations.
However, given that landfill gas is
emitted from solid waste (i.e., nonhazardous solid waste landfills or
municipal waste landfills), EPA has
distinct and independent authority
under RCRA to regulate this material as
part of our authority to regulate solid
waste landfills (for example, in order to
address the risk of explosions posed by
methane emissions per 40 CFR 258.23).9
Noe. A copy of this letter has been placed in the
docket for today’s rulemaking.
7 See 76 FR at 80472–80473.
8 RCRA section 3002(a) directs EPA to establish
standards for hazardous waste generators and RCRA
section 3004(a) directs EPA to establish
performance standards for all facilities that treat,
store or dispose of hazardous waste. Both of these
provisions grant authority to control gaseous
emissions from hazardous waste management as
may be necessary to protect human health and the
environment. RCRA sections 3004(n), and (o)(1)(B),
further direct EPA to regulate air emissions from,
respectively, hazardous waste treatment, storage
and disposal facilities; and hazardous waste
incinerators. The authority provided in RCRA
section 3004(q) to regulate fuel produced from
hazardous waste also encompasses gaseous fuels
(when they are produced from hazardous
wastes).The authority provided in RCRA section
3004(u) to control ‘‘releases’’ of hazardous
constituents from solid waste management units at
a facility seeking a RCRA permit also encompasses
gaseous releases (when the gases are hazardous
constituents). The authority granted under these
sections of the statute is independent of EPA’s
authorities over solid waste. As an example, EPA
has authority to regulate emissions generated
during treatment of hazardous waste, including
volatilization and incineration of hazardous waste.
9 RCRA Subtitle D gives EPA authority to set
standards for non-hazardous waste disposal
facilities, including standards for air emissions. For
example, EPA’s criteria for municipal solid waste
landfills, established pursuant to RCRA sections
1008(a)(3), 2002, 4004(a), and 4010(c), generally
address air quality by prohibiting the open burning
of waste and by setting limits on the concentration
of explosive gases (i.e., methane). See also March
6, 1986 Letter from Marcia E. Williams to Mr. H.
Lanier Hickman, Jr., which states, ‘‘[W]e believe it
is clear that the U.S. Environmental Protection
Agency (EPA) has the authority under both Sections
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Oxygen Correction During Startup and
Shutdown
Comment: Commenters generally
support allowing the use of uncorrected
CEMS data during startup and
shutdown. Several commenters are
concerned that the 4- hour startup and
a 1-hour shutdown period (derived from
a single coal fired unit) are not sufficient
for all the CISWI unit types and
technologies. Other commenters believe
there should be no time limitations on
shutdown and startups. One
commenter, however, believes the
proposed time limit is appropriate.
Some commenters recommend using the
Boiler MACT rule approach using load
to define when the O2 corrections do not
apply.
Commenters also urge the EPA to
eliminate the O2 correction for all CEMmeasured emission limits, not just CO,
during startup and shutdown periods.
Commenters also support making this
allowance available to all types of
CISWI unit, not only ERUs.
Response: In today’s final rule, we are
retaining the provision that allows
sources to use uncorrected CO CEMS
data during periods of startup and
shutdown. Based on comments and the
technical justifications for allowing the
use of uncorrected CEMS data identified
during the comment period, we are
expanding this provision to any
pollutant for which continuous
compliance is being determined using
CEMS as explained above in ‘‘Section
II.C: Summary of Significant Changes
Since Proposal.’’
Particulate Matter Continuous
Monitoring Provisions for Large ERUs
and Waste-Burning Kilns
Comment: Several commenters
supported the EPA’s proposal to remove
requirements for PM CEMS (using PS–
11) for continuous compliance for large
ERUs and waste-burning kilns, stating
that PM CEMS usefulness and
application issues of these monitors are
uncertain. Commenters asserted that, for
biomass ERUs and sources with low PM
concentration, PM CEMS were not
adequate to accurately monitor low PM
concentrations. Commenters further
contended that PM CPMS are essentially
the same thing as PM CEMS, and that
there were no clear instructions on how
to ‘‘certify’’ PM CPMS, as was required
in the proposed rule. Commenters
added that they do not understand how
the recording of hourly and 30-day
rolling averages of the output from these
monitors will be useful to demonstrate
3004(n) and 4004(a) of RCRA, as well as the CAA,
to regulate gaseous emissions from hazardous and
non-hazardous waste landfills.’’
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performance or evaluate compliance
with a PM limit. One commenter
suggested that the EPA remove the PM
CPMS requirements altogether for all
industrial boilers.
Response: We are revising the PM
CEMS requirements in the final rule as
explained above.
In responding to this comment
specifically, we believe it is useful to
review the procedures and acceptance
criteria of PS–11, the protocol mandated
by the 2011 final CISWI rule.
Performance Specification-11
PS–11 is structured differently than
other PSs that apply to validating the
performance of gaseous pollutant CEMS.
This is primarily because the pollutant,
PM, is defined entirely by the test
method specified by regulation to
measure it. As the industry commenters
note, there are no independent standard
reference materials for PM
concentrations as there are for gaseous
pollutants (e.g., NIST traceable
compressed gases for validating SO2 or
NOX instrumental measurements). The
only reference standard for determining
the PM concentration in an air or stack
gas sample is the reference test method.
In the case of the CISWI final rule, the
rule specifies EPA Method 5 for
measuring filterable PM concentration
(e.g., in mg/dscm).
Performance Specification 11
provides procedures and acceptance
criteria for validating the performance of
several types of PM CEMS technologies.
Although there are multiple instrument
and data reporting operational
performance checks in PS–11 that are
similar in concept to those for gaseous
pollutant CEMS, there is a principal PM
CEMS performance requirement that is
distinctly different. That difference is
the development of a site-specific PM
CEMS correlation or mathematical
response curve. There are two key
procedural elements to developing that
correlation. First, PS–11 requires that
the source conduct stack test runs using
an EPA PM test method (e.g., Method 5)
and simultaneously collect
corresponding PM CEMS output data.
Second, the source must vary the
operation of the control device
manually in order to produce a range of
PM concentrations. Performance
Specification 11, section 8.6, requires at
least five test runs at each of three
different operating conditions (i.e., low,
mid and high PM concentrations) for a
total of 15 or more test runs that range
from 25 to 100 percent of allowable
emissions. Then the source must use the
test method data and the corresponding
PM CEMS output data to develop an
equation (i.e., a calculated linear or
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nonlinear curve) that will be used to
define the relationship between the PM
CEMS output and the test method
measured PM concentrations. Each sitespecific correlation must meet several
PS–11 acceptance criteria including
limits on confidence interval and
tolerance interval equating to ±25
percent of the applicable emissions
limit.
Discussion of Technical Issues
In prior comments submitted to the
EPA on the PM CEMS requirements for
waste-burning kilns, one issue raised
about conducting the testing to meet the
PS–11 correlation development
requirement is the impracticality of
varying the emissions from a FF control
device. Many CISWI units subject to the
standards use FF control devices.
We agree with commenters that there
are typically few, if any, physical
adjustments one can apply to a FF or to
the waste-burning kiln process to
change the outlet PM concentration
significantly. A FF produces essentially
a constant outlet concentration even
with changes to the inlet loading or flow
(https://www.epa.gov/ttnchie1/mkb/
documents/ff-pulse.pdf). Although PS–
11 allows some flexibility when control
device perturbations are not possible,
the resulting correlation would apply
for only the narrow range of
concentrations measured during the
testing. The result would be that the PM
CEMS would be correlated only for a
relatively small range of conditions
below the applicable compliance limit.
This range would not necessarily
include situations where the standard
might be exceeded. Without the ability
to calculate emissions should the FF
performance change from initial test
conditions (e.g., bag leaks begin to
develop), such a limited correlation
range would render the PM CEMS less
reliable for calculating long term
average concentrations or emissions
rates and for verifying compliance.
Additionally, it is difficult and resource
intensive to modify baghouse control
efficiency in a way that is representative
of normal operations at a waste-burning
kiln.
Commenters also cited problems in
developing correlations in stack gases
with variable PM constituents and
physical characteristics when using
light scatter or scintillation detection
PM CEMS devices. As noted above and
in the EPA’s technology background
documents (e.g., https://www.epa.gov/
ttn/emc/cem/pmcemsknowfinalrep.pdf
and https://www.epa.gov/ttn/emc/cem/
r4703-02-07.pdf), the correlations
developed for these types of instruments
are inherently dependent on the particle
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9129
structure, size and other physical
characteristics as well as PM mass in the
exhaust gases for each site. Put another
way, these light-based PM CEMS
produce a signal that can vary when
different fuels or raw materials are
introduced to the kilns or ERU even
when the FF outlet mass concentration
remains unchanged.
To the extent that physical
characteristics of the PM in the stack
remain stable, correlations for lightbased PM CEMS meeting PS–11
performance criteria can represent mass
rates to the degree of accuracy required
by PS–11. For example, there are
various design structures used in some
light-based PM CEMS devices that can
mitigate the effects of changes in the
physical aspects of particles on
measurement uncertainty. In addition to
the type of light effect measured (e.g.,
Rayleigh or Mie scattering or light
scintillation), the detector wavelength
and the frequency are design factors that
will affect how the PM CEMS responds
to small changes in the physical
appearance of the PM.
On this point, we note that if a source
owner were concerned about the ability
of a light-based PM CEMS to meet the
requirements of PS–11 because of
variable physical characteristics of
particles in the stack, there is at least
one other PM CEMS technology based
more directly on mass measurement
rather than on light scatter or light
scintillation characteristics. The
currently available Beta gauge
technology does not suffer from this
particular technical problem. The Beta
attenuation PM CEMS, also called Beta
gauge, extracts a sample for the stack gas
and collects the PM on a filter tape. The
device periodically advances the tape
from the sampling mode to an area
where the sample is exposed to Beta
radiation. The detector measures the
amount of Beta emitted by the sample
and that amount can be directly related
to the mass of PM on the filter. The Beta
gauge sensitivity or detection limit can
be enhanced (i.e., lowered) with greater
sample volumes produced from
sampling intervals up to an hour or
longer.
Another PM mass detector projected
for greater use as PM CEMS is the
TEOM. Often used in measuring
ambient levels of PM, the TEOM
operates on a basic principle that can be
made traceable to NIST laboratory
standards. The TEOM can provide a
continuous measure of PM mass in a
sample extracted from the stack and
routed to the detector. Tapered element
oscillating microbalance based PM
CEMS are not yet commercially
available.
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Federal Register / Vol. 78, No. 26 / Thursday, February 7, 2013 / Rules and Regulations
Commenters identified another factor
contributing to the difficulty of meeting
PS–11 correlation requirements for low
PM concentrations corresponding to a
low applicable emissions limit, as with
the promulgated PM standards here for
waste-burning kilns and biomass ERUs.
We have recently reevaluated the
capabilities of the EPA Method 5 for
measuring low concentrations of PM
(See the memo ‘‘Revision of Estimated
Method 5 Detection Limit’’ in the CISWI
docket) and have determined a Method
5 method detection limit of
approximately 2 mg/dscm for a 1-hour
test run. The uncertainty of a
measurement with Method 5 at this PM
concentration would be from 50 to 100
percent (i.e., ±1 to 2 mg/dscm). We can
determine a PQL using ∼3 × method
detection limit to reduce that Method 5
measurement uncertainty to ±10 to 20
percent. That means that the PQL for a
1-hour test run with Method 5 would be
approximately 6 mg/dscm ±0.6 to 1.2
mg/dscm.
The CISWI PM emissions limit for
existing waste-burning kiln sources is
3.6 mg/dscm, and is 11 mg/dscm for
biomass ERUs. The new source limits
are the same for waste-burning kilns but
are 5.1 mg/dscm for biomass ERUs. As
noted above, PS–11 specifies acceptable
criteria for a correlation directly related
to the applicable emissions limit. For a
PM CEMS set up to measure compliance
with a 3.6 mg/dscm limit, the inherent
uncertainty associated with a 1-hour
Method 5 measurement (±0.6 to 1.2 mg/
dscm) would constitute more than half
of the ±25 percent of the applicable PS–
11 acceptance threshold (i.e., ±0.9 mg/
dscm) of the mid-level PS–11
correlation test (i.e., the correlation for
the middle of the three PS–11
correlation points). Factoring in the
inherent PM CEMS response variability
and the uncertainty associated with the
representative sampling (e.g., PM and
flow stratification), we agree with
commenters that trying to satisfy PS–11
at such low concentrations using 1-hour
Method 5 test runs would be
problematic. This drawback applies
regardless of the type of PM CEMS
technology used.
As commenters to the Portland
Cement NESHAP have noted, one can
improve the method detection
capabilities of the Method 5 or other
filterable PM test method by increasing
sampling volume and run time. For
example, a test run time of about 2
hours will improve the Method 5 PQL
to about 3 mg/dscm. The measurement
uncertainty associated with a 2-hour test
run at 3 mg/dscm would be about ±0.3
to 0.6 mg/dscm. At this level, the
uncertainty associated with the PM test
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method measurements alone would be
about half of the correlation limit
allowed in PS–11. To achieve a PQL of
1 mg/dscm and a measurement
uncertainty of about ±0.01 to 0.2 mg/
dscm, one would need to conduct a test
run of 6 hours or longer. As noted
above, the PS–11 correlation
calculations would also have to account
for any PM CEMS analytical and
measurement variability.
Using data from longer Method 5 test
runs will improve the probability of a
PM CEMS meeting PS–11 correlation
requirements but, as commenters note,
will also raise practicality concerns
without completely resolving the issue.
For example, the time to complete 15 1hour test runs under three different
emissions conditions may be 3 to 6 days
of field work, while the time to
complete 15 6-hour test runs under
three different emissions conditions will
require at least 2 weeks of field work in
order to produce and maintain the
operating conditions associated with
three different emissions rates. Longer
test runs lower the variability of Method
5 PM measurements at near detection
limit levels from ± 50 percent to below
± 25 percent; however, the variability of
Method 5 results at these low levels
represents a significantly larger portion
of the ± 25 percent correlation
requirement of PS–11 than would
Method 5 data collected at higher PM
concentrations. Method 5 measurement
uncertainty becomes increasingly
greater with lowering PM concentration
and thus reference measurement
variability hinders the PS–11 correlation
process the most for the best performing
sources. Thus, the ultimate result might
still lack certainty and would also pose
the most difficulty and uncertainty to
those sources with lower PM
concentrations (potentially
disadvantaging more efficient
operators).
Although longer Method 5 test runs
and longer beta gauge sampling times
reduce difficulties with PS–11
correlation for a PM CEMS, the EPA
believes that this correlation will not be
technically achievable for a significant
number of waste-burning kiln and
biomass ERU sources, a result in part
due to the Method 5 PM emissions
measurement variability at the low
concentrations necessary to maintain
compliance with the standard. The PM
CEMS correlations then become
approximations more qualitative than
quantitative with high levels of
uncertainty at low concentrations (i.e.,
the correlations do not meet PS–11
requirements). This characteristic exists
regardless of the type of PM CEMS
technology used by the source since it
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involves variability not only of the PM
CEMS but also the Method 5 test data,
variability of raw material and additive
feeds to the waste-burning kiln, and the
changing particle sizes, shapes, and
density with process operations (e.g.,
mill on versus mill off, type of fuel
being used in the ERU).
Making PM CEMS work at low
concentrations (<10 mg/dscm) at wasteburning kiln and biomass ERU sources
is not impossible; although, to expect
that correlations would be achievable at
all low emissions sources would be
unrealistic. Additionally, the technical
limitations do not mean that PM CEMS
cannot be used to monitor for
compliance. A PM CEMS that does not
meet the EPA correlation requirements
can still produce data indicative of
trends and changes in emissions
control. Particulate Matter CEMS
technology can be effective in
monitoring control device performance
(see, e.g., 77 FR 9371 (February 16,
2012)) where the EPA established PM
CPMS parametric operating limits for
electric utility steam generating units.
A Monitoring Approach Alternative to
PM CEMS and PS–11
To address technical issues associated
with PM CEMS meeting PS–11
correlation requirements at low PM
emissions concentrations from wasteburning kilns and biomass ERUs, the
impracticability in perturbing FF
emission rates to establish PS 11
correlation curves, and the potentially
variable PM emissions characteristics
expected from waste-burning kilns, the
EPA is finalizing the change of the
compliance basis for the PM emissions
limit from PM CEMS. For monitoring
continuous compliance, the rule
requires PM CEMS equipment but, as
explained below, that equipment would
be used for continuous parametric
monitoring rather than for direct
measure of compliance with the
numerical PM emissions limit.
Specifically, this final rule recognizes
the value of PM monitoring technology
sensitive to changes in PM emissions
concentrations and use of such a tool to
assure continued good operation of PM
control equipment. This approach
avoids the PM CEMS calibration (i.e.,
PS–11 correlation). Therefore, the EPA
is including provisions that a sitespecific parametric operating limit be
established during the performance test,
that there be continuous monitoring of
that parametric limit using a PM CPMS,
that an exceedance of that site-specific
operating limit be reported as a
deviation and trigger immediate
corrective action and a Method 5
performance test within 45 days.
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Federal Register / Vol. 78, No. 26 / Thursday, February 7, 2013 / Rules and Regulations
In the May 2012 Proposed National
Emission Standards for Hazardous Air
Pollutants for the Portland Cement
Manufacturing Industry and Standards
of Performance for Portland Cement
Plants The EPA proposed the use of PM
CPMS for continuous monitoring of PM
emissions as a 30-day rolling average
established by identifying the average
PM CPMS response corresponding to
the highest 1-hour PM compliance test.
Failure to meet this 30-day rolling
average would result in retesting.
Industry commented that this
requirement would trigger unnecessary
retests for many facilities, especially for
cleaner sources. This is a legitimate
issue. To avoid a perverse result, the
EPA is modifying the way PM CPMS
operating limits are established. Sources
whose compliance with the PM
emission standard are shown to be 75
percent or below the emission limit in
the PM method 5 compliance test will
set their PM parametric operating limit
to be a 30-day rolling average equivalent
to that 75 percent level. Sources whose
compliance with the PM emission
standard are above 75 percent of the
emission limit will establish their
operating limit as a 30-day rolling
average equal to the average PM CPMS
values recorded during the PM
compliance test. It should be noted that
this provision does not affect the actual
emission limit that must be met.
F. What other actions are we taking?
In this final action, we are denying
requests for reconsideration on all
issues contained in the petitioners’
requests for reconsideration that we did
not include in the December 23, 2011,
proposed rule. The issues for which we
are denying reconsideration failed to
meet the standard for reconsideration
under CAA section 307(d)(7)(B) and we
determined that reconsideration was not
otherwise appropriate. Specifically, on
these issues, the petitioner has failed to
show the following: That it was
impracticable to raise their objections
during the comment period; or that the
grounds for their objections arose after
the close of the comment period; and/
or that their concern is of central
relevance to the outcome of the rules.
We have concluded that no
clarifications to the underlying rules are
warranted for the 19 remaining
petitioners’ issues for the reasons set
forth in the memorandum titled
‘‘Denied CISWI Petition Issues’’ found
in the CISWI docket. The following
issues are addressed in that
memorandum.
• Work practice standards should be
used for startup/shutdowns and
malfunctions.
• Exempt or revise limits for units
combusting de minimis amounts of
waste.
• Clarify applicability of CISWI
standards to marine vessel units or units
located on the outer continental shelf.
• Clarify applicability to temporary or
portable units.
• Reduce performance testing
requirements to be more consistent with
requirements of other rules.
• Reconsider elimination of
provisions that allow missing CEMS
data.
• Do not include emissions data for
combination boiler units.
• CISWI does not satisfy CAA
112(c)(6) requirements for POM and
PCB.
• MACT floor statistical approach
concerns.
• MACT floor must reflect the
average, the UPL is not the same as the
average emission level.
• MACT floor pollutant-by-pollutant
approach concerns.
• Non-detect methodology is
unlawful.
• Beyond-the-floor analysis is
unlawful and arbitrary.
• Compliance cost and wildlife
concerns for small remote incinerators.
• ‘‘Refinery gas’’ definition should be
included in the CISWI rule.
• Clarify that construction and
demolition wood is not a solid waste.
G. What are the impacts associated with
the amendments?
1. What are the primary air impacts?
We have estimated the potential
emissions reductions from existing
sources that may be achieved through
9131
implementation of the emission limits.
However, we realize that some CISWI
owners and operators are likely to
determine that alternatives to waste
incineration are viable, such as further
waste segregation or sending the waste
to a landfill or MWC, if available. In
fact, sources operating incinerators,
where energy recovery is not a goal, may
find it cost effective to discontinue use
of their CISWI unit altogether.
Therefore, we have estimated emissions
reductions attributable to existing
sources complying with the limits, as
well as those reductions that would
occur if the facilities with incinerators
and small, remote incinerators decide to
discontinue the use of their CISWI unit
and use alternative waste disposal
options.
For units combusting wastes for
energy production, such as ERUs and
waste-burning kilns, the decision to
combust or not to combust waste will
depend on several factors. One factor is
the cost to replace the energy provided
by the waste material with a traditional
fuel, such as natural gas. Another factor
would be whether the owner or operator
is purchasing the waste or obtaining it
at no cost from other generators, or if
they are generating the waste on-site
and will have to dispose of the materials
in another fashion, such as landfills.
Lastly, these units would have to
compare the control requirements
needed to meet the CISWI emission
limits with those needed if they stop
burning solid waste and are then subject
to a NESHAP instead. As mentioned
before, we have attempted to align the
monitoring requirements for similar
non-waste-burning sources as closely as
possible in an effort to make them
consistent and to help sources make the
cross-walk between waste and nonwaste regulatory requirements as simple
as possible.
The emissions reductions that would
be achieved under this final rule using
the definition of solid waste under
RCRA and the proposed CISWI emission
limits are presented in Table 5 of this
preamble.
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TABLE 5—EMISSIONS REDUCTIONS FOR MACT COMPLIANCE AND ALTERNATIVE DISPOSAL OPTIONS FOR EXISTING CISWI
USING THE EMISSION LIMITS
Reductions achieved
through meeting MACT
(ton/yr)
Pollutant
HCl ...........................................................................................................................................
CO ............................................................................................................................................
Pb .............................................................................................................................................
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772.2
20,093
2.5
E:\FR\FM\07FER2.SGM
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Reductions achieved
assuming incinerators
and small, remote
incinerators use alternative disposal
(ton/yr) a
784.3
20,058
2.71
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Federal Register / Vol. 78, No. 26 / Thursday, February 7, 2013 / Rules and Regulations
TABLE 5—EMISSIONS REDUCTIONS FOR MACT COMPLIANCE AND ALTERNATIVE DISPOSAL OPTIONS FOR EXISTING CISWI
USING THE EMISSION LIMITS—Continued
Reductions achieved
through meeting MACT
(ton/yr)
Pollutant
Cd ............................................................................................................................................
Hg ............................................................................................................................................
PM (filterable) ..........................................................................................................................
dioxin, furans ...........................................................................................................................
NOX ..........................................................................................................................................
SO2 ..........................................................................................................................................
1.807
0.341
2,397
0.000062
5,292
6,211
Total ..................................................................................................................................
a The
34,771
Reductions achieved
assuming incinerators
and small, remote
incinerators use alternative disposal
(ton/yr) a
1.809
0.344
2,401
0.000064
5,399
6,262
34,909
estimated emission reduction does not account for any secondary impacts associated with alternate disposal of diverted ERU fuel.
The EPA expects that many existing
CISWI owners and operators may find
that alternate disposal options are
preferable to complying with the
standards for the incinerator and small,
remote incinerator subcategories. Our
experience with regulations for MWC,
HMIWI and, in fact, CISWI, has shown
that negative growth in the source
category historically occurs upon
implementation of CAA section 129
standards. Since CISWI rules were
promulgated in 2000 and have been in
effect for existing sources since 2005,
many existing units have closed. At
promulgation in 2000, the EPA
estimated 122 units in the CISWI
population. In comparison, the
incinerator subcategory in this rule,
which contains any such units subject
to the 2000 CISWI rule, has 27 units.
The EPA is not aware of any
construction of new units since 2000 so
we do not believe there are any units
that are currently subject to the 2000
CISWI NSPS. The revised CISWI rule is
more stringent so we expect this trend
to continue. However, the EPA does
recognize that some facilities may opt to
replace aging incinerator units with new
units where it is cost effective or
alternative disposal options are not
feasible, as may be the case with some
incinerators, or in very remote locations.
We estimate that there could be one new
incineration unit within the next 5 years
following this final rule, and possibly
five new small remote incinerators
within that time. In these cases, we have
developed model CISWI unit emissions
reduction estimates for these
subcategories using the current existing
unit baseline, based on average emission
concentration values and sizes from our
current inventory and the new source
emission limits. Table 6 of this
preamble presents the model plant
emissions reductions that are expected
for new sources.
TABLE 6—EMISSIONS REDUCTIONS ON A MODEL PLANT BASIS
Emission reduction for CISWI subcategory model
units
(tpy unless otherwise noted)
Pollutant
Incinerator
HCl ...........................................................................................................................................
CO ............................................................................................................................................
Pb .............................................................................................................................................
Cd ............................................................................................................................................
Hg ............................................................................................................................................
PM (filterable) ..........................................................................................................................
D/F (total mass) a .....................................................................................................................
NOX ..........................................................................................................................................
SO2 ..........................................................................................................................................
Total ..................................................................................................................................
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a D/F
2.62
0.0
0.55
0.15
0.0026
103
0.0011
11.3
5.1
122
Small, remote
incinerator
0.0
0.25
0.11
0.019
0.00036
10.7
0.0
0.0
4.5
22.0
estimates are given in lb/yr.
We do not anticipate that any new
energy recovery or waste-burning kiln
units will be constructed and will
instead use alternative waste disposal
methods or alternative fuels that will
not subject them to the CISWI rule. For
example, whole tires obtained from
approved tire management programs
and tire-derived fuel from which the
metal has been removed is not
considered solid waste under the
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definition of solid waste. Consequently,
new cement kiln owners will assess
their regulatory requirements under
CISWI for burning whole tires or tirederived fuel that does not have metals
removed against the costs associated
with removing the metal or obtaining
tires from an approved source and
complying with the applicable NESHAP
instead of the CISWI rule. Our research
suggests that metal removal is routinely
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practiced and that several state waste
tire management programs are already
in place and would most likely be a
viable option for new kiln owners so
that they would not be subject to the
CISWI regulations. Indeed, we expect
that all existing cement kilns that are
classified as being waste-burning solely
due to whole tires will, by the effective
date for the CISWI standards, find a way
to obtain their tires through an approved
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tire management plan. Likewise, new
sources could engineer their process to
minimize waste generation in the first
place or to separate wastes so that the
materials sent to a combustion unit
would not meet the definition of solid
waste to begin with. For waste that is
generated, our cost analyses have found
that alternative waste disposal is
generally available and less expensive.
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2. What are the water and solid waste
impacts?
In our analysis, we have selected the
lowest cost alternative (i.e., compliance
or alternative disposal) for each facility.
We anticipate affected sources will need
to apply additional controls to meet the
emission limits. These controls may use
water, such as wet scrubbers, which
would need to be treated. We estimate
an annual requirement of 71 billion
gallons per year of additional water
would be required as a result of
operating additional controls or
increased sorbent use.
Likewise, the addition of PM controls
or improvements to controls already in
place will increase the amount of
particulate collected that will require
disposal. Furthermore, ACI may be used
by some sources, which will result in
additional solid waste needing disposal.
The annual amounts of solid waste that
would require disposal are anticipated
to be approximately 25,400 tpy from PM
capture and 13,700 tpy from ACI.
Perhaps the largest impact on solid
waste would come from owners and
operators who decide to discontinue the
use of their CISWI unit and instead send
waste to the landfill or MWC for
disposal. Based on tipping fees and
availability, we would expect most, if
not all, of this diverted waste to be sent
to a local landfill. As we discuss above,
it may be that a good portion of the
incinerators would determine that
alternative disposal is a better choice
than compliance with the standards. We
estimate that approximately 110,600 tpy
of waste would be diverted to a landfill.
For new CISWI units, we estimate an
annual requirement of 980,000 gallons
per year of additional water would be
required as a result of operating
additional controls. The annual
amounts of solid waste that would
require disposal are anticipated to be
approximately 6.8 tpy from PM capture
and 4.7 tpy from ACI.
3. What are the energy impacts?
The energy impacts associated with
meeting the emission limits would
consist primarily of additional
electricity needs to run added or
improved air pollution control devices.
For example, increased scrubber pump
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horsepower may cause slight increases
in electricity consumption and sorbent
injection controls would likewise
require electricity to power pumps and
motors. In our analysis, we have
selected the lowest cost alternative (i.e.,
compliance or alternative disposal) for
each facility. By our estimate, we
anticipate that an additional 217,400
MW-hours per year would be required
for the additional and improved control
devices.
As discussed earlier, there could be
instances where owners and operators
of ERUs and waste-burning kilns decide
to cease burning waste materials. In
these cases, the energy provided by the
burning of waste would need to be
replaced with a traditional fuel, such as
natural gas. Assuming an estimate that
50 percent of the energy input to ERUs
and kilns are from waste materials, an
estimate of the energy that would be
replaced with a traditional fuel if all
existing units stopped burning waste
materials, is approximately 56 TBtu/yr.
For new CISWI units, we anticipate
that 94 MW-hours per year would be
required for additional and improved
control devices. Since we do not
anticipate any new energy recovery or
waste-burning kiln units to be
constructed, there would be no
additional estimate for energy that
would be replaced with a traditional
fuel.
4. What are the secondary air impacts?
For CISWI units adding controls to
meet the emission limits, we anticipate
minor secondary air impacts. The
combustion of fuel needed to generate
additional electricity and to operate
RTO controls would yield slight
increases in emissions, including NOX,
CO, PM and SO2 and an increase in CO2
emissions. Since NOX and SO2 are
covered by capped emissions trading
programs, and methodological
limitations prevent us from quantifying
the change in CO and PM, we do not
estimate an increase in secondary air
impacts for this rule from additional
electricity demand.
We believe it likely that the
incinerators may elect to discontinue
the use of their CISWI unit and send the
waste to the landfill or other disposal
means. As we discussed in the solid
waste impacts above, this could result
in approximately 110,600 tpy of waste
going to landfills. By using the EPA’s
Landfill Gas Estimation Model, we
estimate that, over the 20-year expected
life of a CISWI unit, the resulting
methane generated by a landfill
receiving the waste would be about
96,400 tons. If this landfill gas were
combusted in a flare, assuming typical
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9133
flare emission factors and landfill gas
chlorine, Hg and sulfur concentrations,
the following emissions would be
expected: 20 tons of PM; 8 tons of HCl;
16 tons of SO2; 890 tons of CO; 46 tons
of NOX; and 1.4 lbs of Hg.
Similar to existing units, we
anticipate minor secondary air impacts
for new CISWI units adding controls as
discussed above.
5. What are the cost and economic
impacts?
We have estimated compliance costs
for all existing units to add the
necessary controls and monitoring
equipment, and to implement the
inspections, recordkeeping and
reporting requirements to comply with
the final CISWI standards. We have also
analyzed the costs of alternative
disposal for the subcategories that may
have alternative options to burning
waste, specifically for the incinerators
and the small, remote incinerators that
may have an alternative to incineration.
In our analysis, we have selected the
lowest cost alternative (i.e., compliance
or alternative disposal) for each facility.
Based on this analysis, we anticipate an
overall total capital investment of $816
million with an associated total annual
cost of $271 million ($2008). For
comparison, the 2011 final rule,
estimated an overall total capital
investment of $652 million with an
associated total annual cost of $232
million ($2008). The annualized cost of
today’s final rule are approximately
17% higher than those of the final 2011
CISWI rule. The changes in cost result
from revising the inventories of the
ERUs, waste-burning kilns, and small
remote incinerators as discussed in
Section II.C. of this preamble:
‘‘Summary of Significant Changes Since
Proposal.’’
Under the rule, the EPA’s economic
model suggests the average national
market-level variables (prices,
production-levels, consumption,
international trade) will not change
significantly (e.g., are less than 0.001
percent).
The EPA performed a screening
analysis for impacts on small entities by
comparing compliance costs to sales/
revenues (e.g., sales and revenue tests).
The EPA’s analysis found the tests were
below 3 percent for four of the five
small entities included in the screening
analysis.
In addition to estimating this rule’s
social costs and benefits, the EPA has
estimated the employment impacts of
the final rule. We expect that the rule’s
direct impact on employment will be
small. For the reconsideration final, the
estimated employment changes range
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between ¥400 to +900 employees, with
a central estimate of +200.
We have not quantified the rule’s
indirect or induced impacts. For further
explanation and discussion of our
analysis, see the introductory memo and
Section 3 of the RIA.
For new CISWI units, we have
estimated compliance costs for units
coming online in the next 5 years. This
analysis is based on the assumption that
one new incinerator will come online
over 5 years and that three new small
remote incinerators will come online in
the next year, followed by one new
small remote incinerator per year for
subsequent years. Additionally, it was
assumed that each model unit will add
the necessary controls, monitoring
equipment, inspections, recordkeeping
and reporting requirements to comply
with NSPS limits. Based on our
analysis, we anticipate an overall total
capital investment of $9.3 million over
5 years with an associated total annual
cost (for 2015) of $2.7 million.
6. What are the benefits?
We estimate the monetized benefits of
this regulatory action to be $420 million
to $1.0 billion (2008$), 3 percent
(discount rate) in the implementation
year (2015). The monetized benefits of
the regulatory action at a 7 percent
discount rate are $380 million to $930
million (2008$). Using alternate
relationships between PM2.5 and
premature mortality supplied by
experts, higher and lower benefits
estimates are plausible but most of the
expert-based estimates fall between
these two estimates.10 Since the
reconsideration proposal, we have made
several updates to the approach we use
to estimate mortality and morbidity
benefits in the PM NAAQS RIAs (U.S.
EPA, 2012a,b) 11 12, including updated
epidemiology studies, health endpoints,
and population data. Although we have
not re-estimated the benefits for this
rule to apply this new approach, these
updates generally offset each other, and
we anticipate that the rounded benefits
estimated for this rule are unlikely to be
different than those provided below.
More information on these updates can
be found in the PM NAAQS RIAs .A
summary of the monetized benefits
estimates at discount rates of 3 percent
and 7 percent is in Table 7 of this
preamble.
TABLE 7—SUMMARY OF THE MONETIZED BENEFITS ESTIMATES FOR THE CISWI NSPS AND EG IN 2015
[Millions of 2008$] a b
Estimated emission
reductions
(tpy)
Total monetized
benefits
(3% Discount Rate)
Total monetized
benefits
(7% Discount Rate)
917
$210 to $510 .........
$190 to $460.
SO2 ..................................................................................................................
NOX .................................................................................................................
6,262
5,399
$180 to $450 .........
$26 to $64 .............
$170 to $410.
$24 to $58.
Total .........................................................................................................
....................................
$420 to $1,000 ......
$380 to $930.
Pollutant
PM2.5 ...............................................................................................................
PM2.5 Precursors
a All
estimates are for the implementation year (2015) and are rounded to two significant figures so numbers may not sum across rows. All fine
particles are assumed to have equivalent health effects but the benefit-per-ton estimates vary between precursors because each ton of precursor
reduced has a different propensity to form PM2.5. Benefits from reducing HAP are not included.
mstockstill on DSK4VPTVN1PROD with RULES2
These benefits estimates represent the
total monetized human health benefits
for populations exposed to less PM2.5 in
2015 from controls installed to reduce
air pollutants in order to meet these
standards. To estimate human health
benefits of this rule, the EPA used
benefit-per-ton factors to quantify the
changes in PM2.5-related health impacts
and monetized benefits based on
changes in SO2 and NOX emissions.
These estimates are calculated as the
sum of the monetized value of avoided
premature mortality and morbidity
associated with reducing a ton of PM2.5
and PM2.5 precursor emissions. To
estimate human health benefits derived
from reducing PM2.5 and PM2.5
precursor emissions, we used the
general approach and methodology laid
out in Fann, Fulcher, and Hubbell
(2009).13
To generate the benefit-per-ton
estimates, we used a model to convert
emissions of direct PM2.5 and PM2.5
precursors into changes in ambient
PM2.5 levels and another model to
estimate the changes in human health
associated with that change in air
quality. Finally, the monetized health
benefits were divided by the emission
reductions to create the benefit-per-ton
estimates.
These models assume that all fine
particles, regardless of their chemical
composition, are equally potent in
causing premature mortality because the
scientific evidence is not yet sufficient
to support the development of
differential effects estimates by particle
type. Directly emitted PM2.5, SO2 and
NOX are the primary precursors affected
by this rule. Even though we assume
that all fine particles have equivalent
health effects, the benefit-per-ton
estimates vary between precursors
depending on the location and
magnitude of their impact on PM2.5
levels, which drive population
exposure. For example, SO2 has a lower
benefit-per-ton estimate than direct
PM2.5 because it does not form as much
PM2.5, thus, the exposure would be
lower and the monetized health benefits
would be lower.
It is important to note that the
magnitude of the PM2.5 benefits is
largely driven by the concentration
response function for premature
mortality. Experts have advised the EPA
10 Roman, et al., 2008. Expert Judgment
Assessment of the Mortality Impact of Changes in
Ambient Fine Particulate Matter in the U.S.
Environ. Sci. Technol., 42, 7, 2268–2274.
11 U.S. Environmental Protection Agency (U.S.
EPA). 2012a. Regulatory Impact Analysis for the
Proposed Revisions to the National Ambient Air
Quality Standards for Particulate Matter. EPA–452/
R–12–003. Office of Air Quality Planning and
Standards, Health and Environmental Impacts
Division. June. Available at https://www.epa.gov/
ttnecas1/regdata/RIAs/PMRIACombinedFile_
Bookmarked.pdf.
12 U.S. Environmental Protection Agency (U.S.
EPA). 2012b. Regulatory Impact Analysis for the
Final Revisions to the National Ambient Air Quality
Standards for Particulate Matter. EPA–452/R–12–
003. Office of Air Quality Planning and Standards,
Health and Environmental Impacts Division.
December. Available at https://www.epa.gov/pm/
2012/finalria.pdf.
13 Fann, N., C.M. Fulcher, B.J. Hubbell. 2009.
‘‘The influence of location, source, and emission
type in estimates of the human health benefits of
reducing a ton of air pollution.’’ Air Qual Atmos
Health (2009) 2:169–176.
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to consider a variety of assumptions,
including estimates based on both
empirical (epidemiological) studies and
judgments elicited from scientific
experts, to characterize the uncertainty
in the relationship between PM2.5
concentrations and premature mortality.
For this rule, we cite two key empirical
studies, the American Cancer Society
cohort study 14 and the extended Six
Cities cohort study.15 In the RIA for this
rule, which is available in the docket,
we also include benefits estimates
derived from expert judgments and
other assumptions.
The EPA strives to use the best
available science to support our benefits
analyses. We recognize that
interpretation of the science regarding
air pollution and health is dynamic and
evolving. After reviewing the scientific
literature and recent scientific advice,
we have determined that the nothreshold model is the most appropriate
model for assessing the mortality
benefits associated with reducing PM2.5
exposure. Consistent with this recent
advice, we are replacing the previous
threshold sensitivity analysis with a
new LML assessment. While a LML
assessment provides some insight into
the level of uncertainty in the estimated
PM mortality benefits, the EPA does not
view the LML as a threshold and
continues to quantify PM-related
mortality impacts using a full range of
modeled air quality concentrations.
Most of the estimated PM-related
benefits in this rule would accrue to
populations exposed to higher levels of
PM2.5. Using the Pope, et al., (2002)
study, 85 percent of the population is
exposed at or above the LML of 7.5 mg/
m3. Using the Laden, et al., (2006) study,
40 percent of the population is exposed
above the LML of 10 mg/m3. It is
important to emphasize that we have
high confidence in PM2.5-related effects
down to the lowest LML of the major
cohort studies. This fact is important,
because as we estimate PM-related
mortality among populations exposed to
levels of PM2.5 that are successively
lower, our confidence in the results
diminishes. However, our analysis
shows that the great majority of the
impacts occur at higher exposures.
Every benefit analysis examining the
potential effects of a change in
environmental protection requirements
14 Pope, et al., 2002. ‘‘Lung Cancer,
Cardiopulmonary Mortality, and Long-term
Exposure to Fine Particulate Air Pollution.’’ Journal
of the American Medical Association 287:1132–
1141.
15 Laden, et al., 2006. ‘‘Reduction in Fine
Particulate Air Pollution and Mortality.’’ American
Journal of Respiratory and Critical Care Medicine.
173: 667–672.
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is limited, to some extent, by data gaps,
model capabilities (such as geographic
coverage) and uncertainties in the
underlying scientific and economic
studies used to configure the benefit and
cost models. Despite these uncertainties,
we believe the benefit analysis for this
rule provides a reasonable indication of
the expected health benefits of the
rulemaking under a set of reasonable
assumptions. This analysis does not
include the type of detailed uncertainty
assessment found in the 2006 PM2.5
NAAQS RIA because we lack the
necessary air quality input and
monitoring data to run the benefits
model. In addition, we have not
conducted any air quality modeling for
this rule. The 2006 PM2.5 NAAQS
benefits analysis 16 provides an
indication of the sensitivity of our
results to various assumptions.
It should be emphasized that the
monetized benefits estimates provided
above do not include benefits from
several important benefit categories,
including reducing other air pollutants,
ecosystem effects and visibility
impairment. The benefits from reducing
HAP have not been monetized in this
analysis, including reducing 20,000 tons
of carbon monoxide, 780 tons of HCl,
2.5 tons of lead, 1.8 tons of cadmium,
680 pounds of mercury, and 58 grams of
total D/F each year. Although we do not
have sufficient information or modeling
available to provide monetized
estimates for this rulemaking, we
include a qualitative assessment of the
health effects of these air pollutants in
the RIA for this rule, which is available
in the docket.
For more information on the benefits
analysis, please refer to the RIA for this
rulemaking, which is available in the
docket.
III. NHSM Final Revisions
A. Statutory Authority
The EPA is promulgating these
regulations under the authority of
sections 2002(a)(1) and 1004(27) of the
RCRA, as amended, 42 U.S.C. 6912(a)(1)
and 6903(27). Section 129(a)(1)(D) of the
CAA ((42 U.S.C. 7429) directs the EPA
to establish standards for CISWIs, which
burn solid waste. Section 129(g)(6) of
the CAA provides that the term ‘‘solid
waste’’ is to be established by the EPA
under RCRA. Section 2002(a)(1) of
RCRA authorizes the agency to
promulgate regulations as are necessary
to carry out its functions under the Act.
16 U.S. Environmental Protection Agency, 2006.
Final Regulatory Impact Analysis: PM2.5 NAAQS.
Prepared by Office of Air and Radiation. October.
Available on the Internet at https://www.epa.gov/ttn/
ecas/ria.html.
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The statutory definition of ‘‘solid waste’’
is provided in RCRA section 1004(27).
B. NHSM Rule History
The agency first solicited comments
on how the RCRA definition of solid
waste should apply to NHSMs used as
fuels or ingredients in combustion units
in an ANPRM, which was published in
the Federal Register on January 2, 2009
(74 FR 41). We then published a NHSM
proposed rule on June 4, 2010 (75 FR
31844), which the EPA issued in final
form on March 21, 2011 (76 FR 15456).
The March 2011, NHSM final rule
codified the standards and procedures
for identifying which non-hazardous
secondary materials are ‘‘solid waste’’
when used as fuels or ingredients in
combustion units.
In October 2011, the agency
announced it would be initiating new
rulemaking proceedings to revise certain
aspects of the NHSM rule.17 On
December 23, 2011, we then published
a proposed rule, which addressed
specific targeted amendments and
clarifications to the part 241 regulations
(76 FR 80452). These proposed revisions
and clarifications were limited to
certain issues on which the agency had
received new information, as well as
targeted revisions that the agency
believed were appropriate in order to
allow implementation of the rule as the
EPA originally intended.18 As stated
throughout the preamble to the
proposed rule, the agency was not
reopening the entire NHSM rule for
reconsideration and would not respond
to comments directed toward rule
provisions that were not specifically
identified in this proposal.19 Therefore,
any comments that were submitted
outside the scope of the proposal, or for
which the EPA did not solicit comment,
17 See October 14, 2011, Letter from
Administrator Lisa P. Jackson to Senator Olympia
Snowe. A copy of this letter has been placed in the
docket for today’s rule (EPA–HQ–RCRA–2008–
1873).
18 For more information regarding the intent of
the December 23, 2011, proposed rule, see 76 FR
80469. For more information regarding the scope of
the proposed rule, see 76 FR 80470–80474.
19 For example, see 76 FR 80470: ‘‘The EPA is
soliciting comment only on these targeted changes
and is not reopening any other issues in the final
NHSM rule. Comments that go beyond the scope of
this narrow RCRA rulemaking will not be addressed
by the Agency when it finalizes today’s proposed
rule.’’ See also 76 FR 80474 ‘‘As noted above, the
intent of this proposal is to identify certain specific
aspects of the rule which EPA is reconsidering and
on which it is soliciting public comment. The
Agency is not reopening the entire rule for
reconsideration and will not respond to comments
directed toward rule provisions that are not
specifically identified in this proposal.’’ and 76 FR
80482 ‘‘The Agency is not considering any change
to the self-implementing, mandatory nature of the
§ 241.3 standards for individual facilities and will
not respond to any comments on this topic.’’.
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are not addressed in this final rule, or
in the Response to Comments document
that has been prepared for this final
rule.
The Agency also notes that even
though the NHSM final rule will
become effective on April 8, 2013,
existing facilities that currently burn
NHSMs will have a substantial amount
of time before having to comply with
the CISWI standards, as the compliance
date for existing CISWI sources subject
to CAA 129 standards is 5 years after the
date of publication of the CISWI final
rule or 3 years after the state plan is
approved, whichever happens earlier. In
addition, the Boiler MACT rule provides
until February 7, 2016, for existing
sources to comply with the standards.
We recognize that new sources will
have to comply with these rules sooner
than do existing sources. Thus, we
believe that there will be more than
adequate time for persons to determine
whether or not a NHSM sent to a
combustion unit is a solid waste.
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C. Introduction—Summary of
Regulations Being Finalized
In today’s rule, the EPA is finalizing
certain amendments and clarifications
to the 40 CFR part 241 regulations on
which we have received new
information, as well as specific targeted
revisions that are appropriate in order to
allow implementation of the rule as the
EPA originally intended. The
regulations being issued today are
summarized below. The intent of this
summary is to give a brief overview of
the revised part 241 regulations. More
detailed discussions, including the
agency’s responses to comments
received on the proposed rule and its
rationale for decisions being made in
this final action, are included in section
III.D of this preamble. In addition, in an
effort to aid the regulated community,
the EPA is including in the docket for
today’s rule an informational redline/
strikeout version that identifies the
specific changes to the regulatory text,
as compared to the March 2011, final
rule.20
1. Revised Definitions
In today’s rule, the EPA is finalizing
revisions to the three definitions
discussed in the proposed rule: (1)
‘‘clean cellulosic biomass,’’ (2)
‘‘contaminants,’’ and (3) ‘‘established
tire collection programs.’’ In addition,
based on comments received on the
proposed rule, the agency is also
finalizing a revised definition of
20 This document has been titled, ‘‘NHSM 2012
Final Rule Regulation Changes’’ and is placed in
Docket No: EPA–HQ–RCRA–2008–0329.
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‘‘resinated wood.’’ These revised
definitions will be codified in 40 CFR
241.2.
a. Clean Cellulosic Biomass
In today’s action, the EPA is issuing
a revised definition of ‘‘clean cellulosic
biomass’’ that: (1) Makes clear that the
list of biomass materials are examples
within the definition and is not
intended to be an exhaustive list; and
(2) provides a more comprehensive list
of clean cellulosic biomass to guide the
regulated community. These revisions
do not change the agency’s intent under
the March 2011 final rule, but identify
additional materials that are ‘‘clean
cellulosic biomass,’’ and, thus, are
traditional fuels under these regulations.
A discussion of relevant comments
regarding the definition of clean
cellulosic biomass, as well as our
rationale for making these
determinations, can be found in section
III.D.1.a of this preamble.
b. Contaminants
In today’s action, the EPA is issuing
a final definition of ‘‘contaminants’’ to
clarify what constituents will be
considered contaminants for the
purposes of the contaminant legitimacy
criterion. Revisions include: (1) The
replacement of a reference to ‘‘any
constituent that will result in
emissions’’ with a specific list of
constituents to be considered as
contaminants based on their status as a
precursor to air emissions; (2) the
removal from the definition of specific
CAA section 112(b) and 129(a)(4)
pollutants that are not expected to be
found in any NHSM or are adequately
covered elsewhere in the definition; and
(3) the removal of the phrase ‘‘including
those constituents that could generate
products of incomplete combustion’’
from the definition. A discussion of
relevant comments regarding the
contaminants definition, as well as our
rationale for making these
determinations, can be found in section
III.D.1.b of this preamble.
c. Established Tire Collection Programs
In today’s action, the EPA is finalizing
a revised definition of ‘‘established tire
collection program’’ in order to account
for ‘‘off-specification’’ (including factory
scrap) tires that are contractually
arranged to be collected, managed and
transported between a tire manufacturer
(including retailers or other parties
involved in the distribution and sale of
new tires) and a combustor, which is
analogous to how scrap tires removed
from vehicles are managed. The offspecification tires are not removed from
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vehicles 21 and are handled under
contractual arrangements which ensure
they are not discarded. A description of
how the changes to the definition
accommodate the management of offspecification tires can be found in
section III.D.1.c of this preamble. In
addition to the proposed changes, we
are revising the definition to specifically
include tires that were not abandoned
and were received from the general
public at tire collection program events.
A discussion of relevant comments
regarding the definition, as well as our
rationale for making this determination,
can be found in section III.D.1.c of this
preamble.
d. Resinated Wood
In today’s action, the EPA is issuing
a revised definition of ‘‘resinated wood’’
that includes additional materials in
order to be more representative of the
universe of resinated wood residuals
that are currently used as fuels
throughout the wood product
manufacturing process. Revisions
include: (1) Replacing the phrase
‘‘containing resin adhesives’’ with the
phrase, ‘‘containing binders and
adhesives,’’ and (2) specifically
including ‘‘off-specification resinated
wood products that do not meet a
manufacturing quality or standard’’
within this definition. A discussion of
relevant comments regarding the
resinated wood definition, as well as
our rationale for making this
determination, can be found in section
III.D.3.b of this preamble.
2. Contaminant Legitimacy Criterion for
NHSM Used as Fuels
In today’s action, the EPA is issuing
in final form a revised contaminant
legitimacy criterion for NHSMs used as
fuels to provide additional details on
how contaminant comparisons between
NHSMs and traditional fuels may be
made. Revisions include: (1) The ability
to compare groups of contaminants
where technically reasonable; (2) the
clarification that ‘‘designed to burn’’
means can burn or does burn, and not
necessarily permitted to burn; (3) the
ability to use traditional fuel data from
national surveys and other sources
beyond a facility’s current fuel supplier;
and (4) the ability to use ranges of
traditional fuel contaminant levels
when making contaminant comparisons,
provided the variability of NHSM
contaminant levels is also considered. A
discussion of relevant comments
regarding the contaminant legitimacy
criterion for NHSMs used as fuels, as
21 ‘‘Removal from vehicles’’ had been a
component of the definition.
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well as our rationale for making these
determinations, can be found in section
III.D.2 of this preamble.
3. Categorical Non-Waste
Determinations for Specific NHSM Used
as Fuels
In today’s final rule, the agency is
codifying determinations that certain
NHSMs are non-wastes when used as
fuels. Based on all available
information, the EPA has determined
that the following NHSMs are
categorically not a solid waste when
burned as a fuel in combustion units: (1)
Scrap tires that are not discarded and
are managed under the oversight of
established tire collection programs,
including tires removed from vehicles
and off-specification tires; (2) resinated
wood; (3) coal refuse that has been
recovered from legacy piles and
processed in the same manner as
currently-generated coal refuse; and (4)
dewatered pulp and paper sludges that
are not discarded and are generated and
burned on-site by pulp and paper mills
that burn a significant portion of such
materials where such dewatered
residuals are managed in a manner that
preserves the meaningful heating value
of the materials.
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a. Scrap Tires
In today’s action, the agency is adding
scrap tires that are not discarded and are
managed under the oversight of
established tire collection programs,
including tires removed from vehicles
and off-specification tires (including
factory scraps), to the categorical list of
non-waste fuels (see 40 CFR 241.4(a)(1))
as proposed. Based on this categorical
non-waste determination, facilities
burning the scrap tires that qualify for
the provision will not need to
demonstrate that this NHSM meets the
legitimacy criteria on a site-by-site basis.
Further, the addition to the new
categorical non-waste provision at 40
CFR 241.4(a)(1) eliminated the need for
the previous scrap tire provision at 40
CFR 241.3(b)(2)(i),22 which has been
removed and reserved in today’s final
rule. A discussion of relevant comments
regarding the scrap tire provision, as
well as our rationale for making this
22 The scrap tire provision in the 2011 NHSM
final rule is now removed and the section reserved
in today’s final rule: ‘‘(b) The following nonhazardous secondary materials are not solid wastes
when combusted:
(2) The following non-hazardous secondary
materials that have not been discarded and meet the
legitimacy criteria specified in paragraph (d)(1) of
this section when used in a combustion unit (by the
generator or outside the control of the generator):
(i) Scrap tires used in a combustion unit that are
removed from vehicles and managed under the
oversight of established tire collection programs.’’
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determination, can be found in section
III.D.3.a of this preamble.
b. Resinated Wood
In today’s action, the agency is listing
resinated wood as a non-waste fuel in
40 CFR 241.4(a)(2), as proposed. The
EPA has evaluated resinated wood and,
based on all available information,
including consideration of the
legitimacy criteria, as well as other
relevant factors, has determined that
resinated wood is not a solid waste
when used as a fuel. Based on this
categorical non-waste determination,
facilities burning resinated wood
residuals as a fuel will not need to
demonstrate that this NHSM meets the
legitimacy criteria on a site-by-site basis.
Further, the addition of this
categorical non-waste determination (40
CFR 241.4(a)(2)) eliminated the need for
the previous resinated wood provision
at 40 CFR 241.3(b)(2)(ii),23 which has
been removed and reserved in today’s
final rule. A discussion of relevant
comments regarding the categorical nonwaste determination for resinated wood,
as well as our rationale for making this
determination, can be found in section
III.D.3.b of this preamble.
c. Coal Refuse
In today’s action, the agency has
determined that coal refuse that has
been recovered from legacy piles and
processed in the same manner as
currently-generated coal refuse, is a
non-waste fuel in 40 CFR 241.4(a)(3).
This determination is based on the fact
that: (1)Legacy coal refuse processed in
the same manner as currently-generated
coal refuse meets the definition of
processing (as codified in 40 CFR
241.2); and (2)the EPA’s assessment that
such materials meet the legitimacy
criteria for fuels (as codified in 40 CFR
241.3(d)(1)) when compared to
currently-generated coal refuse, which
the agency considers to be within the
definition of a traditional fuel (as
codified in 40 CFR 241.2). Based on this
categorical non-waste determination,
facilities burning these materials as a
fuel will not need to demonstrate that
this NHSM meets the legitimacy criteria
on a site-by-site basis. A discussion of
relevant comments regarding the
categorical non-waste determination for
23 The resinated wood provision in the 2011
NHSM final rule is now removed and the section
reserved in today’s final rule: ‘‘(b) The following
non-hazardous secondary materials are not solid
wastes when combusted:
(2) The following non-hazardous secondary
materials that have not been discarded and meet the
legitimacy criteria specified in paragraph (d)(1) of
this section when used in a combustion unit (by the
generator or outside the control of the generator):
(ii) Resinated wood used in a combustion unit.’’
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coal refuse that is recovered from legacy
piles and processed, as well as our
rationale for making this determination,
can be found in section III.D.5.b of this
preamble.
d. Pulp and Paper Sludge
In today’s action, the EPA has
determined that dewatered pulp and
paper sludges that are not discarded and
are generated and burned on-site by
pulp and paper mills that burn a
significant portion of such materials
where such dewatered residuals are
managed in a manner that preserves the
meaningful heating value of the
materials are non-waste fuels in 40 CFR
241.4(a)(4). This determination for pulp
and paper sludge as a categorical nonwaste represents the agency’s finding,
after balancing the regulatory legitimacy
criteria with other relevant factors, that
the burning of this material is an
integral part of facility operations, and
as described in the categorical listing is
for energy recovery and not discard.
Based on this categorical non-waste
determination, facilities meeting the
description of this determination and
burning these materials as a fuel will
not need to demonstrate that this NHSM
meets the legitimacy criteria on a siteby-site basis. A discussion of relevant
comments regarding the categorical nonwaste determination for pulp and paper
sludges, as well as our rationale for
making this determination, can be found
in section III.D.5.a of this preamble.
4. Rulemaking Petition Process for Other
Categorical Non-Waste Determinations
(40 CFR 241.4(b))
In today’s final rule, the agency is
finalizing a rulemaking petition process
that provides persons with an
opportunity to submit a rulemaking
petition to the Administrator, seeking a
categorical determination for additional
NHSMs to be listed in 40 CFR 241.4(a)
as non-waste fuels. The process for
submitting a rulemaking petition to the
agency, as well as the factors a
successful application must include, is
listed in 40 CFR 241.4(b). A discussion
of relevant comments regarding the
petition process for the categorical
listings, as well as our rationale for the
categorical rulemaking petition process,
can be found in section III.D.4 of this
preamble.
5. Streamlining of the 40 CFR 241.3(c)
Non-Waste Determination Petition
Process
In today’s final rule, the agency is
streamlining the non-waste
determination provisions under 40 CFR
241.3(c). The public participation
process was streamlined to
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accommodate petitions that apply to
multiple combustors. In particular, the
regulations were adjusted to indicate
that the appropriate office in the EPA
headquarters may handle petitions that
cross multiple regions. Furthermore, if a
determination is made that the NHSM is
a non-waste, the decision will be
retroactive and apply on the date the
petition was submitted. A discussion of
relevant comments regarding the
streamlining of the 40 CFR 241.3(c) nonwaste determination petition process, as
well as our rationale for the
streamlining changes made to the nonwaste determination process, can be
found in section III.D.6 of this preamble.
6. Revised Introductory Text for 40 CFR
241.3(a)
In today’s final rule, the agency has
decided not to revise the introductory
text of 40 CFR 241.3(a). In its December
2011 proposed rule, the EPA considered
revising this introductory text to state
that NHSMs are ‘‘presumed to be’’ solid
wastes, rather than ‘‘are’’ solid wastes.
While the proposed change was not
expected to be a substantive change to
the rule, but merely a reflection of the
record at the time, it did engender some
confusion among commenters. Based on
the comments received, we have
decided not to issue revised
introductory text 40 CFR 241.3(a) and,
thus, this section will continue to read
as codified in the March 2011 NHSM
final rule. A discussion of relevant
comments regarding the introductory
text of 40 CFR 241.3(a), as well as our
rationale for this decision, can be found
in section III.D.7 of this preamble.
D. Comments on the Proposed Rule and
Rationale for Final Decisions
In this section, the EPA addresses
major comments the agency received
regarding the targeted revisions that
were proposed to certain part 241
provisions in the December 23, 2011,
proposal. In discussing the comments
received on the proposal, we also
provide the rationale for making the
revisions that are finalized in today’s
action. As previously discussed, the
agency specifically stated that it would
not address comments that go beyond
the scope of this narrow RCRA
rulemaking.
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1. Revised Definitions
a. Clean Cellulosic Biomass
The proposed rule suggested revising
the March 2011 definition of ‘‘clean
cellulosic biomass’’ to list additional
examples of biomass materials that are
appropriately included within this
definition. These fuels are not
secondary materials or solid wastes
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unless discarded. Clean biomass is
‘‘biomass that does not contain
contaminants at concentrations not
normally associated with virgin biomass
materials’’ (codified in 40 CFR 241.2).
This regulatory revision would not
change the agency’s intent under the
March 2011 final rule, but would
identify additional materials that are
‘‘clean cellulosic biomass,’’ and, thus,
would be a traditional fuel under these
regulations. While the list of clean
biomass materials is only illustrative
and not exhaustive, it is now more
comprehensive than the list that
appeared in the definition included in
the 2011 NHSM final rule.
One of the materials within the
definition is clean C&D wood. In light
of some confusion in comments
regarding C&D wood, the EPA is
clarifying the meaning of the term in the
definition of ‘‘clean cellulosic biomass.’’
Construction & demolition wood
actually may be placed into different
categories, depending upon its origin. In
accordance with the traditional fuels
definition in section 241.2, clean C&D
wood could be combusted as a
traditional fuel if it does not contain
contaminants at concentrations not
normally associated with virgin wood.
However, the final NHSM rule also
addressed C&D wood that may contain
contaminated material.24 There is no
need to repeat these discussions here,
except to clarify what the final rule
means. In general, contaminated C&D
wood that has been processed to remove
contaminants, such as lead-painted
wood, treated wood containing
contaminants, such as arsenic and
chromium, metals and other non-wood
materials, prior to burning, likely meets
the processing and legitimacy criteria
for contaminants, and thus can be
combusted as a non-waste fuel (see
further discussion in response to
comments below).
Comment: One commenter noted that
the EPA’s specific inclusion of
‘‘untreated wood pallets’’ implicitly
accepts that small amounts of non-wood
material inherent to the pallets, such as
screws or plastic fasteners, do not
render those materials solid waste under
the rule, and de minimis amounts of
non-biomass material would not require
these types of materials to be burned in
incinerators under the CISWI rule.
Another commenter requested that
the EPA reconsider use of the word
‘‘untreated’’ when referring to wood
pallets. The commenter argues that the
EPA does not define the word
‘‘untreated’’ and its use could create
confusion. Rather, the commenter
24 See
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recommends that ‘‘untreated’’ be
replaced with the word ‘‘clean,’’ which
is an adjective used in the definition to
distinguish other materials (e.g., ‘‘clean
construction and demolition wood’’).
Response: Wood pallets are
refurbished or recycled for other uses by
pallet recyclers. When the useful life of
the pallet is finished, the recyclers
typically remove the small amount of
non-wood material inherent to pallets
that would inhibit combustion, such as
screws or plastic fasteners. The pallets
are then ready for use as fuel, and the
non-wood material would not impact
whether the material can be burned in
combustion units that meet the CAA
section 112 emission standards. The
agency is not aware of instances where
the pallets are used as fuel directly by
the original users and non-wood
material is left remaining in the pallet.
Such pallets would not be considered
clean cellulosic biomass under the rule.
With respect to the other comment,
the EPA does not agree, that the term
‘‘untreated’’ wood pallet be replaced
with the term ‘‘clean’’ wood pallet. The
term ‘‘clean’’ is defined in the
traditional fuels definition as described
above, and applies to all the materials
listed in the definition of clean
cellulosic biomass, which includes
untreated wood pallets. It would be
redundant to define ‘‘clean’’ biomass as
including ‘‘clean’’ wood pallets. The
point is that some wood pallets may
contain treated wood, such as CCA
treated wood, and inclusion of the term
‘‘untreated’’ with wood pallet would
help emphasize that such treated wood
would not be considered ‘‘clean’’ under
the definition of clean cellulosic
biomass.
Comment: Several commenters
indicated that the definition of clean
cellulosic biomass remains ambiguous
because it continues to include the
caveat that: ‘‘Clean biomass is biomass
that does not contain contaminants at
concentrations not normally associated
with virgin biomass materials.’’ Thus,
notwithstanding the EPA’s attempt at
expanding the definition of clean
cellulosic biomass, the commenters
believed that this sentence should be
removed because it perpetuates
uncertainty. It is not clear what
comparisons are permissible and what
concentration levels are appropriate.
The commenters also indicated that
this sentence perpetuates the EPA’s
erroneous interpretation of its authority
under RCRA. A material does not
become a waste when burned for energy
recovery just because it may contain
contaminants—prior to combustion—
not normally associated with virgin
biomass. It becomes a waste only if it is
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combusted for the purpose of disposal,
rather than for energy recovery.
Response: The agency disagrees with
the commenter that defining the term
‘‘clean’’ leads to ambiguity in
identifying which materials are clean
cellulosic biomass. On the contrary,
defining the term ‘‘clean’’ is meant to
ensure that contaminated cellulosic
material being burned, such as leadpainted wood or arsenic treated wood,
does not introduce contaminants (as
defined in 40 CFR 241.2) not normally
associated with virgin biomass
materials.
The agency wishes to emphasize,
however, that determinations that the
cellulosic biomass used as a fuel or
ingredient is clean, do not presuppose
any testing of contaminant levels.
Persons can use expert or process
knowledge of the material to justify
decisions regarding presence of
contaminants.
With respect to the comment that
burning of contaminated material does
not make it a waste, the agency has not
reopened this issue for this rule and
stands by its responses in the
rulemaking record for the March 2011
final rule.25
Comment: One commenter provided
the example of whether treated seeds
that contain additives are considered
contaminants in virgin biomass. These
additives may not be found in virgin
seeds but are not harmful at the
concentrations found in the seeds. The
commenter questioned whether any
concentration above ‘‘natural’’
(concentration levels found in virgin
material), especially when combusted as
fuel, would be prohibited and require
additional waste regulation.
Response: Seeds may be treated with
pesticides and hormones to aid in
germination. Such chemicals do not
generally include contaminants as
defined in section 241.2; therefore, such
treated seeds would be considered clean
cellulosic biomass.
25 See, for example, 76 FR 15523–4: ‘‘If a nonhazardous secondary material contains
contaminants that are not comparable to those
found in traditional fuels, and those contaminants
are related to pollutants that are of concern at solid
waste combustion units, then it follows that discard
is occurring. The contaminants in these cases could
not be considered a normal part of a legitimate fuel
and are being discarded, either through destruction
in the combustion unit or through releases into the
air. Units that burn such materials are therefore
most appropriately regulated under the CAA
section 129 standards for solid waste incinerators.’’
See also 76 FR 15485, which states: ‘‘[A]s we have
noted previously, the criterion or test for
determining whether a material is burned as a waste
or a commodity fuel is the level of the contaminant
in the secondary material itself—that is destruction
of contaminants indicates a waste treatment activity
rather than a commodity fuel.’’
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Comment: Several commenters
indicated that, as part of the EPA’s
changes in the definition of clean
cellulosic biomass, it is proposing to
consider treated or painted wood the
same as ‘‘virgin’’ wood if it has lower
than de minimis levels of
contamination. While adoption of
numerical values in the rule would
require additional provisions for
measurements and would require
additional notice, the commenter
believes that such clarity is important
for successful implementation of the
rule. Such limits would be applied to
‘‘clean’’ C&D material, for instance,
among other potential fuel types. The
term de minimis is not defined
numerically in the proposed rule and
the commenters argue that without a
specific numerical de minimis limit,
sources would not have a clear
understanding of whether they fall
under the CISWI or hazardous waste
incinerator rules. The commenter
recommended that the EPA define and
allow for public comment on the levels
associated with the term de minimis
and base the de minimis levels on
contaminant levels found in typical
‘‘virgin’’ wood.
Response: Regarding the addition of a
definition for de minimis amounts of
contaminants remaining in processed
wood, the agency does not believe it
appropriate to identify specific
concentration levels. Rather, the agency
interprets de minimis as that term is
commonly understood; i.e., insignificant
or negligible amounts of contamination
such as small wood sliver containing
lead paint).
As indicated above, there also appears
to be confusion among commenters
regarding two different categories of
C&D wood—‘‘clean C&D wood’’ that is
a traditional fuel, and C&D wood that
has been processed to remove
contaminants. Under the 2011 NHSM
final rule, C&D wood that has been
processed to remove contaminants, such
as lead-painted wood, treated wood
containing contaminants, such as
arsenic and chromium, metals and other
non-wood materials, prior to burning,
likely meets the processing and
legitimacy criteria for contaminants, and
thus can be combusted as a non-waste
fuel but would not be considered ‘‘clean
C&D wood.’’ Such C&D wood may
contain de minimis amounts of
contaminants and other materials
provided it meets the legitimacy criteria
for contaminant levels. To meet the
contaminant legitimacy criterion,
concentration levels of contaminants in
the processed C&D wood must be
comparable to or less than the levels in
the traditional fuel the unit was
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designed to burn, whether wood or
another traditional fuel (see section
III.D.2 for a discussion on contaminant
comparisons). In contrast, ‘‘clean C&D
wood’’ is a traditional fuel that does not
require processing and meets the
definition of ‘‘clean’’ (i.e., C&D wood
that does not contain contaminants at
concentrations not normally associated
with virgin biomass (wood)). Thus, de
minimis amounts of contaminants and
other material appropriate for processed
C&D wood would not be appropriate for
clean wood that is a traditional fuel.
Comment: One commenter argued
that states should have discretion about
how to determine appropriate fuel
quality but it should be no less stringent
than limits set by the EPA. There should
be a distinction between de minimis
levels of contamination in C&D wood
and a fuel quality standard.
Response: We do not necessarily
disagree with the commenter. That is, as
discussed in the final rule, part 241 does
not preempt a state’s statutory or
regulatory standards and states are free
to establish fuel quality standards for
C&D wood. However, we would also
note that as solid waste is defined by the
EPA under RCRA, such state standards
would not necessarily impact the status
of the material as it relates to which
combustion units are subject to CAA
section 129 (56 FR 15546).
b. Contaminants
The December 2011 rule proposed to
clarify what constituents will be
considered contaminants by making the
definition of ‘‘contaminants’’ more
specific. However, the proposal
maintained the fundamental approach—
and was intended to cover the same
constituents—as the March 2011 final
rule.
The March 2011 final rule and the
December 2011 proposed rule identified
the same three ways a chemical can be
labeled a contaminant. First, it may be
one of the 187 HAP currently listed in
CAA section 112(b); second, it may be
one of the nine pollutants listed under
CAA section 129(a)(4); and third, it may
be one of a handful of chemicals whose
combustion will result in the formation
of listed CAA section 112(b) and section
129(a)(4) pollutants (e.g., sulfur that will
result in SO2).
The definition proposed in December
provided clarification by listing the
constituents that belong to the third
group.26 Specifically, the proposed
26 Eleven metal elements directly identified in
CAA section 112(b) were also listed in the proposed
definition to provide the regulated community with
a complete list of elements that are considered
‘‘contaminants’’ under the rule.
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revision replaced a potentially
ambiguous reference to ‘‘any constituent
that will result in emissions’’ with the
four specific elements the agency
intended to be considered as
contaminants (chlorine, fluorine,
nitrogen, and sulfur) based on their
status as a precursor to air emissions. In
all four cases, the CAA pollutant itself
(e.g., SO2) is not likely to be present in
the NHSM prior to combustion, and the
only way to measure constituents prior
to combustion ‘‘that will result in
emissions’’ of that pollutant is to
measure a known precursor (e.g., sulfur)
instead. For each of the four precursor
elements listed as contaminants in the
proposal, the expected fate for the
precursor during combustion is
formation of the aforementioned
pollutant and the precursor makes no
substantive contribution to the
material’s value as a fuel. For these
reasons, the agency proposed to
specifically identify chlorine, fluorine,
nitrogen, and sulfur as contaminants in
place of HCl, HF, NOX and SO2. By
limiting the list of precursors
considered contaminants to these four
elements, the revised definition also
made clear that the agency did not
intend to include other elements present
in contaminants (such as hydrogen and
carbon) as contaminants themselves.
The December 2011 proposed rule
also removed from the definition of
contaminants those pollutants in CAA
sections 112(b) and 129(a)(4) that we do
not expect to find in any NHSM.
Specifically:
• Chlorine gas, HCl, HF, NOX, and
SO2 were removed from the definition
because they are unlikely to be found in
NHSMs prior to combustion and had
been replaced by the elements chlorine,
fluorine, nitrogen and sulfur as
discussed above;
• Fine mineral fibers were removed
because they are releases from the
manufacturing and processing (not
combustion) of non-combustible rock,
glass or slag into mineral fibers;
• Particulate matter and coke oven
emissions were removed because they
are products of combustion unlikely to
exist in NHSMs prior to combustion;
• Cresol isomers m-cresol, o-cresol,
and p-cresol were removed because the
listed pollutant cresols/cresylic acid
includes these three isomers;
• Xylene isomers m-xylene, o-xylene,
and p-xylene were removed because the
listed pollutant xylenes includes these
three isomers; and
• Diazomethane, white phosphorus,
and titanium tetrachloride were
removed because their high reactivity
makes their presence in NHSMs very
unlikely.
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In addition, two phrases present in
the March 2011 final rule
‘‘contaminants’’ definition were not
included in the December 2011
proposed rule definition. First, the
phrase concerning constituents ‘‘that
will result in emissions of the air
pollutants’’ was removed since the
regulated community had expressed
confusion that in determining whether
or not a NHSM meets the contaminant
legitimacy criterion, emissions from the
combustion unit were to be evaluated.
The EPA disagreed and directed readers
to the language in sections
241.3(d)(1)(iii) and 241.3(d)(2)(iv).
These sections state that contaminant
comparisons are based on the presence
of contaminants in the NHSM (or
products made from NHSMs in the case
of ingredients), not the resulting
emissions. The proposed revision also
inserted the phrase ‘‘prior to
combustion’’ into the contaminants
definition to further emphasize that the
NHSMs, not the emissions that result
from NHSMs, are to be evaluated when
conducting contaminant comparisons.
The rationale for evaluating the NHSM,
and not emissions, can be found in the
record for the March 2011 final rule.27
The proposal merely added language to
ensure the rule is consistent with the
agency’s intent.
The second phrase proposed to be
removed from the March 2011 final rule
definition was a reference to ‘‘those
constituents that could generate
products of incomplete combustion,’’
also referred to as PICs. This reference
was removed from the definition
because it was duplicative and
potentially misleading. Specifically, this
phrase was not necessary because all
PICs that the agency considers air
pollutants—including dioxins,
dibenzofurans, PCBs and PAHs—are
listed in CAA sections 112(b) or
129(a)(4) and are thus already included
in the ‘‘contaminants’’ definition. More
importantly, the phrase was potentially
misleading because PIC formation
depends heavily on combustion
conditions, such as air/fuel ratio and
mixing. These conditions are controlled
to limit emissions and neither these
conditions nor emissions are the subject
of this rule. The NSHM itself is the
subject of this rule. Thus, the removal
of both phrases clarified, but did not
alter, the constituents subject to the
contaminant legitimacy criterion.
The EPA believes that comments have
not changed the basis for listing specific
precursors to air emissions as
contaminants, nor have they changed
the basis for either excluding specific
27 For
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constituents from the definition or
removing the references to ‘‘that will
result in emissions of the air pollutants’’
and ‘‘constituents that could generate
products of incomplete combustion’’
from the definition. Thus, the EPA is
adopting the reasoning from the
proposal and revising the definition of
contaminants to incorporate these
concepts.
The EPA has decided, however, to
make several modifications to the
regulatory language of the December
2011 proposed rule based on comments
received and information in the
rulemaking record. First, in the final
definition issued today, precursors will
only be considered contaminants for
NHSMs used as fuels; precursors will
not be considered contaminants for
NHSMs used as ingredients.
Furthermore, precursors will not be
considered contaminants if they do not
form their corresponding pollutants.
Also, opacity has been removed from
the contaminants definition. Finally, the
phrase ‘‘prior to combustion’’ has not
been inserted into the contaminants
definition, as had been proposed.
Contaminants in NHSMs used as fuel in
combustion units must still be evaluated
prior to combustion, and persons must
still evaluate the NHSM itself (not
emissions), but the agency has
determined that the topic of when to
evaluate contaminants is more
appropriate to address in the legitimacy
criteria than in the contaminants
definition.
Additional reasoning for keeping the
rule provisions as proposed, and for any
modifications to the proposed language,
are described in the following responses
to comments.
Comment: Several commenters stated
that the definition of contaminants
should focus on contaminants released
as combusted emissions. One
commenter argued that contaminants
should be compared between emitted
contaminants and emission standards. A
second commenter reiterated previous
comments that contaminant levels
should be related to the air emissions
and not the content of the material. For
support, commenters cited that the EPA
reversed its position in the proposal by
using possible air emissions as the basis
for establishing what contaminants need
to be compared.
Response: The EPA has previously
stated that contaminant levels before
and after combustion can be important
indicators of legitimacy and it maintains
the position from the March 2011 final
rule that non-waste fuels must be
similar in composition to traditional
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fuels prior to combustion.28 Because
combustion and emission control
processes can destroy or remove
contaminants, a comparison of
emissions profiles alone only tells one
how well the combustion unit is
operating, not whether the NHSM is
being used as a legitimate non-waste
commodity fuel.29
The EPA disagrees with the comment
that the agency reversed its position on
the consideration of emissions in the
proposal by including precursors to air
emissions as contaminants. The agency
notes that a difference exists between
comparing ‘‘emissions’’ and comparing
‘‘contaminants that will result in
emissions,’’ the exact language used in
the March 2011 final rule. The EPA has
clarified what it intended by
‘‘contaminants that will result in
emissions’’ in today’s final action. This
clarification involves the listing of
specific precursors known to result in
emissions of air pollutants when
combusted; it also involves the removal
of specific pollutants known not to be
present in NHSMs.
Comment: Two commenters
expressed concern that the proposed
definition of contaminants conflicted
with the contaminant legitimacy
criterion for NHSMs used as ingredients
in combustion units. Commenters stated
that both the definition of contaminants,
as proposed, and the existing
contaminant legitimacy criterion for
ingredients were clear when read
separately but were contradictory when
taken together. The commenters
encouraged the EPA to clarify the
regulatory text. Specifically, the
commenters noted that for ingredients,
contaminants could not be evaluated
prior to combustion and then used to
compare products produced using
NHSMs to products produced using
traditional materials.
Response: The EPA has decided not to
include language from the December
2011 proposed rule in the definition of
contaminants that emphasized when
NHSM contaminant levels are to be
evaluated (i.e., before or after
combustion). While the proposed
additional language made clear that
NHSMs used as a fuel were to be
evaluated for contaminants ‘‘prior to
combustion,’’ the agency agrees with the
two commenters who argued that the
proposed language conflicts with the
contaminant legitimacy criterion for
ingredients. The contaminant criterion
for ingredients requires comparisons to
be made between products produced
with and without NHSMs, but until the
28 See
76 FR 15525.
29 Id.
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products exist, they cannot be
compared.
As such, the agency has decided not
to adopt the proposed additional
language addressing when contaminants
are to be evaluated in the definition of
contaminants. The agency proposed
similar language in the December 2011
rule addressing this topic in the
contaminant legitimacy criterion and
the agency is adopting that language in
today’s final rule. The agency has
determined that the legitimacy criteria
themselves (40 CFR 241.3(d)(1)(iii) for
fuels and 40 CFR 241.3(d)(2)(iv) for
ingredients) are more appropriate places
to address this topic.
The EPA has also decided to add
language to the definition of
contaminants clarifying that the
specification of particular precursors to
air emissions (i.e., chlorine, fluorine,
nitrogen and sulfur) as contaminants
does not apply to the contaminant
legitimacy criterion for ingredients. As
identified by the commenters, the
contaminant criterion for ingredients
requires comparisons to be made
between products produced with and
without NHSMs. Products can only be
compared after combustion has
occurred, at which point there will be
no benefit to measuring levels of
precursors.
The agency also notes that it does not
envision a situation where NHSMs
containing chlorine, fluorine, nitrogen
or sulfur would be used as ingredients
in such a way that would emit higher
levels of HCl, HF, NOX or SO2 than
would be emitted using traditional
ingredients without the material being
considered a solid waste. In all cases,
ingredients must provide a valuable
contribution to the product being
produced, and that product must itself
be valuable, in order to not be
considered a solid waste. For an
ingredient to provide value, the agency
expects the ingredient to remain in a
product rather than be destroyed or
released via emissions. This is a key
reason why the contaminant legitimacy
criterion for ingredients focuses on
products (i.e., toxics along for the ride)
rather than emissions. Furthermore, the
legitimacy criteria for ingredients
cannot be used to avoid the legitimacy
criteria for fuels if the material is being
used for both purposes.
Comment: Several commenters
questioned the rationale for including
precursors to air emissions as
‘‘contaminants’’ under the proposed
revised definition. Some indicated that
the concept is far removed from the true
meaning of ‘‘discard,’’ with one
comment stating that the EPA has no
legal, rational or scientific basis for
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9141
considering the presence of sulfur or
nitrogen in NHSMs as evidence of intent
to discard SO2 or NOX during
combustion. To support this argument,
the commenter first noted that the EPA
has no record basis for assuming that
the intent of the combustor is to discard
the constituent, rather than to generate
energy. Second, the commenter noted
that whether or not a boiler has
emissions of regulated air pollutants,
such as SO2 or NOX when it combusts
a precursor will depend, not on an
intent to discard these pollutants, but on
boiler operation and design.
Two commenters also stated that the
preamble discussion on precursors
demonstrates how far removed the
EPA’s rationale for this rulemaking is
from the concept of discard. They noted
that the EPA is requiring combustors to
document and keep records regarding
the fact that CO is not present in
NHSMs, and, under CISWI, would
identify the NHSM as waste if this
documentation is not maintained. The
commenters failed to see how this has
anything to do with a determination that
a material is a waste under RCRA.
Response: The EPA disagrees with
these comments. Precursors to
emissions of identified air pollutants are
important and appropriate to address as
contaminants in NHSMs prior to
combustion. It is also necessary to tailor
the definition of contaminants to the
realities of the combustion process,
during which precursors present in
NHSMs used a fuel—many of which are
solid or liquid—are transformed into air
pollutants.
However, the agency agrees with
those commenters who argued that the
revised definition, as proposed, may be
too broad with regard to precursors that
may not form air pollutants in all cases.
For example, if the combustion of
nitrogen does not form NOX in a
particular situation, the agency did not
intend in its December 2011 proposed
rule to consider nitrogen as a
contaminant in that particular
situation.30 The EPA noted in the
proposed rule that chlorine, fluorine,
nitrogen and sulfur will form pollutants
of concern in most circumstances, but
the agency does acknowledge that
specific technologies and practices may
prevent these transformations from
happening in the first instance,
particularly with regard to nitrogen (one
30 See March 16, 2012 Response from James R.
Berlow, Director, Program Implementation and
Information Division, EPA’s Office of Resource
Conservation and Recovery to Fadi K. Mourad, DTE
Energy Services, Inc. A copy of this response letter
has been placed in the docket for today’s
rulemaking and is also available at https://
www.epa.gov/epawaste/nonhaz/define/index.htm.
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example being the use of Low NOX
burners with Over-Fire Air). Thus, the
contaminants definition issued in
today’s final rule does not consider
constituents that are normally
precursors to CAA section 112(b) or
129(a)(4) pollutants to be contaminants
if a specific technology or practice
prevents them from forming their
corresponding pollutants.
The definition codified in 40 CFR
241.2 only includes chlorine, fluorine,
nitrogen and sulfur as contaminants in
cases where ‘‘combustion will result in
the formation of hydrogen chloride
(HCl), hydrogen fluoride (HF), nitrogen
oxides (NOX), or sulfur dioxide (SO2).’’
When compared to the December 2011
proposed rule, the only constituents no
longer considered contaminants due to
this modification are chlorine that will
not form HCl during combustion,
fluorine that will not form HF during
combustion, nitrogen that will not form
NOX during combustion and sulfur that
will not form SO2 during combustion.
This is consistent with the March 2011
NHSM final rule, under which these
constituents would not be contaminants
when they would not ‘‘result in
emissions’’ of CAA section 112(b) or
section 129(a)(4) pollutants.
Although the EPA is not currently
aware of any technologies or practices
that prevent chlorine, fluorine or sulfur
in NHSMs from forming their associated
pollutants during combustion (the EPA
is aware of such examples with
nitrogen), the agency considers it
reasonable and appropriate to adopt the
same language for all four precursors to
allow for future technological advances
preventing the transformation of these
elements into pollutants during
combustion.
Comment: One commenter stated that
the consideration of precursors to air
emissions as contaminants could be
used to make the most fundamental of
all elements, hydrogen, a contaminant
because it is present in nearly all
regulated pollutants. The presence of
hydrogen in a NHSM could then be
considered evidence of intent to discard
pollutants that contained hydrogen.
Response: Under the proposed
contaminants definition, only the
specific precursor elements listed
(chlorine, fluorine, nitrogen and sulfur)
are considered contaminants. The EPA
determined in the proposal, and adopts
as its final decision today, that these are
the only four precursors necessary to
evaluate when comparing contaminants
between NHSMs and traditional fuels.
The agency specifically decided not to
include hydrogen on this list. Whereas
combustion of chlorine, fluorine,
nitrogen and sulfur typically leads to
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the formation of CAA section 112(b) or
129(a)(4) air pollutants, combustion of
hydrogen typically leads to the
formation of water vapor.
Comment: Several commenters
opposed the inclusion of precursors as
contaminants on the ground that the
formation of related pollutants depends
more on boiler operation and design,
process chemistry and feedstock
characteristics than on the levels of
precursors present in the NHSMs.
Response: The EPA recognizes that
unit design and operating conditions
can impact the transformation of
chlorine, fluorine, nitrogen and sulfur
into air pollutants. Rather than viewing
this as a reason to ignore the pollutants
these elements commonly form, the
agency views this as further evidence
why precursor levels must be
considered when determining which set
of CAA standards—which in turn
regulate unit operating conditions—
should apply.
Comment: Two commenters suggested
that the EPA follow a different approach
for defining contaminants and use a
method similar to what the agency used
for the used oil specification in 40 CFR
279.11. In each case, the commenter
suggested that for NHSMs, the
definition of contaminants should be
limited to sulfur, nitrogen, chlorine, Cd,
Hg and lead because those are the
elements Congress addressed in CAA
section 129. This approach, they argued,
would be similar to what the EPA did
when developing the used oil
specifications. The point the
commenters wished the agency to draw
from the used oil specification approach
is that it addressed elemental species, as
opposed to individual compounds.
Using sulfur as an example, the
commenters reasoned that it is the
underlying presence of sulfur-bearing
materials in the NHSMs, as opposed to
individual sulfur-containing
compounds on the section 112(b) list,
which effects emissions of SO2.
Response: The EPA disagrees with the
approach outlined by the commenters
and has issued a final definition of
contaminants based on both the CAA
section 112(b) and the CAA section
129(a)(4) lists, as was proposed. We do
agree with the commenters, however,
that identifying precursors that will
form certain CAA pollutants in the
definition of contaminants is
appropriate. The approach outlined by
the commenters appears to be based on
two premises that the EPA has
previously considered and decided not
to adopt.
First, the commenters do not think the
definition of contaminants should
reference both the CAA section 112(b)
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and CAA section 129(a)(4) lists. The
agency previously explained its
decision to use both lists in the March
2011 final rule and does not believe
comments have offered any new
information that would change the basis
for this decision. The EPA previously
discussed that both lists of constituents
are appropriate because both lists are to
be considered by the EPA when
developing emission standards.31
Furthermore, the agency has previously
explained that CAA section 129
provides that the term ‘‘solid waste’’
shall have the meaning promulgated by
the EPA under RCRA and that the EPA
has the authority to interpret RCRA to
decide whether NHSMs are solids
wastes or not.32 The agency notes that
it has carefully considered the CAA
section 112(b) and 129(a)(4) lists of
pollutants and removed those
constituents that would not be
appropriate to evaluate in NHSMs.
Second, the commenters base their
proposed approach to defining
contaminants purely on emissions. The
agency agrees that emissions may be a
means of discard but contaminants that
are destroyed by the combustion process
or incorporated into products may not
have emission standards established
under CAA section 129. Combustion
may still be a means of discard in these
instances. Thus, a definition of
contaminants based only on the CAA
section 129 emissions standards only
tells one how well the combustion unit
is operating, not whether the NHSM is
being used as a legitimate non-waste
commodity.33
Comment: Several commenters
addressed the specific constituents
proposed to be removed from the
definition of contaminants. In general,
comments were supportive of the
concept that constituents unlikely to be
found in NHSMs prior to combustion or
adequately measured elsewhere in the
definition should be removed from the
definition.
Multiple commenters asked that CO
also be removed from the definition
because it is unlikely to be found in
NHSMs. The same commenters asked
that opacity be removed from the
definition because it can only be
measured in emissions and is not
directly related to any one specific
constituent in NHSMs. Particulate
matter and coke oven emissions were
removed, noted the commenters,
because they are products of
combustion unlikely to exist in NHSMs
31 See
76 FR 15524–15525. See also, 75 FR 31883.
76 FR 15469–15470. See also, 76 FR 15473.
33 See 76 FR 15525.
32 See
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prior to combustion, and the same can
be said for CO and opacity.
One commenter expressed concern
that asbestos had been removed from
the list due to the removal of ‘‘fine
mineral fibers’’ as a contaminant. The
commenter explained that asbestos is
commonly found in construction and
demolition debris and asbestos particles
in smoke are deadly. Excluding fine
mineral fibers from regulation explicitly
ignores the possibility of such
contamination in C&D debris, noted the
commenter, and asbestos should be a
regulated contaminant.
Response: The EPA has issued a final
rule containing the language removing
constituents from the definition of
contaminants as proposed, with one
change. The agency has removed
‘‘opacity’’ from the final definition of
contaminants as well. Similar to PM and
coke oven emissions, there is no
practical way to measure opacity in
NHSMs prior to combustion or in
products made using NHSMs. In fact,
the EPA did not intend for opacity to be
included in the definition of
contaminant under the previous
definition. A visual property of an
emissions stream, opacity is not even a
constituent, let alone a constituent that
can be measured in NHSMs prior to
combustion or in products made using
NHSMs. As such, removing it from the
definition will provide clarity without
effecting any practical change to the
definition.34
The agency has not removed CO from
the definition of contaminants because,
contrary to comments that it is unlikely
to be found in any NHSM, it is likely to
be present in gaseous NHSMs and is not
adequately measured elsewhere in the
‘‘contaminants’’ definition. However, as
we discuss in the December 2011
proposed rule, CO is unlikely to be
found in solid or liquid NHSMs and
EPA expects that persons can use
process knowledge to justify not testing
for CO in these cases.35
The agency has removed the fine
mineral fibers group from the definition
of contaminants, as proposed, because
they are not expected to be found in
NHSMs. Fine mineral fibers, as
regulated under CAA section 112(b) are
releases from the manufacturing and
processing of non-combustible rock,
glass or slag into mineral fibers and are
not produced during the combustion
process. Asbestos, on the other hand,
has been set apart from the fine mineral
fibers group in CAA section 112(b), and
34 Neither Table 7 nor Table 8 in the December
2011 proposed rule included opacity. See 76 FR
80478–80480.
35 See 76 FR 80475.
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thus, it is set apart in the NHSM rule.
To be clear, asbestos is included in the
definition of contaminants in today’s
final rule and it would be a contaminant
regardless of whether the fine mineral
fibers group was removed or not. In
summary, the following 12 CAA section
112(b) and section 129(a)(4) pollutants
have been removed from the definition
of contaminants: HCl, Cl2, HF, NOX,
SO2, fine mineral fibers, PM, coke oven
emissions, opacity, diazomethane, white
phosphorus and titanium tetrachloride.
9143
The 40 CFR 241.2 definition for
‘‘established tire collection program,’’ as
established by the March 2011
promulgation in the Federal Register,
was as follows: ‘‘Established tire
collection program means a
comprehensive collection system that
ensures scrap tires are not discarded
and are handled as valuable
commodities in accordance with section
241.3(b)(2)(i) from the point of removal
from the vehicle through arrival at the
combustion facility.’’
In the December 2011, NHSM
proposed rule, the EPA proposed to
revise this definition (and the related
criteria for non-waste tires now at 40
CFR 241.4(a)(1)) in order to account for
off-specification tires. The term ‘‘offspecification tires’’ is intended to also
include ‘‘factory scraps.’’ The offspecification tires are not removed from
vehicles and are handled under
contractual arrangements which ensure
they are not discarded. The definition
was modified to include ‘‘contractual
arrangement’’ to provide that not only
‘‘collection systems,’’ but also
contractual arrangements for tire
collection would be appropriate. The
requirement for the tires to be removed
from the vehicle was eliminated 36 since
it is not applicable to off-specification
tires. The revised definition is sufficient
to encompass the agency’s intent in
describing these programs and
continues to ensure that these scrap
tires are not discarded and are handled
as valuable commodities through arrival
at the combustion facility. Further, the
addition to the new categorical nonwaste provision at 40 CFR 241.4(a)(1)
eliminated the need for the previous
scrap tire provision at 40 CFR
241.3(b)(2)(i),37 (which has been
removed and reserved in today’s final
rule) therefore, the reference to that
provision was removed in the
definition. The agency proposed to
revise the definition as follows:
‘‘Established tire collection program
means a comprehensive collection
system or contractual arrangement that
ensures scrap tires are not discarded
and are handled as valuable
commodities through arrival at the
combustion facility.’’
The definition in today’s final rule
includes the revisions to the definition
we proposed in December 2011. In
addition, the agency is including in the
definition ‘‘tires that were not
abandoned and were received from the
general public at collection program
events.’’ This revision is being made
based on comments received on the
proposed rule as discussed below.
Under today’s revised definition,
established tire collection programs
could also include a ‘‘contractual
arrangement.’’ If, for example, the state
is sponsoring special events where they
take tires back from the general public,
those tires would also be included.
Thus, the definition in today’s final rule
is ‘‘Established tire collection program
means a comprehensive collection
system or contractual arrangement that
ensures scrap tires are not discarded
and are handled as valuable
commodities through arrival at the
combustion facility. This can include
tires that were not abandoned and were
received from the general public at
collection program events.’’
While the agency did receive
comments on the specific proposed
changes described above, a number of
commenters rephrased or restated
previous arguments which conclude
that any tires burned for energy recovery
are not wastes, even if previously
discarded. Conversely, one commenter
reiterated its previous arguments which
conclude that all used tires are waste,
even if burned for energy recovery.
Today’s rule is responding only to the
specific proposed revisions to the
regulations and the requests for
comment in the proposal. For the
response to other issues, refer to the
record for the 2011 NHSM final rule (76
FR 15456). Many of the commenters
who provided comments on tires
intertwined the ‘‘established tire
collection program’’ definition issues
36 The related tire provision at 241.4(a)(1) allows
for tires that are off-specification or are removed
from vehicles.
37 The scrap tire provision in the 2011 NHSM
final rule is now removed and the section reserved
in today’s final rule: ‘‘(b) The following nonhazardous secondary materials are not solid wastes
when combusted:
(2) The following non-hazardous secondary
materials that have not been discarded and meet the
legitimacy criteria specified in paragraph (d)(1) of
this section when used in a combustion unit (by the
generator or outside the control of the generator):
(i) Scrap tires used in a combustion unit that are
removed from vehicles and managed under the
oversight of established tire collection programs.’’
c. Established Tire Collection Programs
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with the related topic of the categorical
non-waste provision for scrap tires. For
a discussion of those comments, refer to
the response to comments for the
categorical non-waste provision for
scrap tires (section III.D.3.a.). The EPA
is not reopening its decision that these
scrap tires are not wastes. That decision,
however, justifies a categorical
exclusion where there is not a need to
make case-by-case determinations
regarding discard in the first instance
and the legitimacy criteria.
Comment: Several commenters
mentioned that, in some cases, the
public individually takes tires to staterun tire collection program events.
These are tires that the general public
owns and were typically removed from
their vehicle. These are not abandoned
tires. These collection events, in some
cases, are held by the combustor under
the state’s environmental program
oversight. In those cases, the combustors
enter into agreements with local
communities to hold these events
during which local residents are
allowed to bring tires to facilities to be
recycled, including used as alternative
fuels. The scope of tire collection
programs also may allow the public to
take used tires which they may have
stored in their garages, or elsewhere on
their property, directly to a combustion
facility—in many cases a cement kiln.
Under the EPA’s current definition of
tire collection programs, the
commenters said it is not clear whether
these tires would qualify as those
collected under an ‘‘established tire
collection program.’’ Commenters
generally agreed that these tires are not
abandoned and should be utilized as
non-waste fuels without processing.
Response: The EPA agrees with the
commenters that tires that have not been
discarded and are collected directly
from the public at tire collection events
are intended to qualify for the 40 CFR
241.4(a)(1) requirement to be ‘‘managed
under the oversight of established tire
collection programs.’’ The agency agrees
that these tires are not abandoned and
when collected under established tire
collection program events, they are
considered to be non-waste fuels, just as
the other tires handled by established
tire collection programs are non-waste.
To make this point clear, the EPA has
modified the regulatory language. Please
refer to the Response to Comment
document for more details on these
collection events and the responses.
2. Contaminant Legitimacy Criterion for
NHSMs Used as Fuels
Under the December 2011 proposed
rule, revisions to the contaminant
legitimacy criterion for NHSMs used as
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fuel provided details on how
contaminant comparisons could be
made in practice. The proposal
maintained the fundamental approach
of the March 2011 final rule, but the
proposed criterion better reflected the
EPA’s intent to allow certain flexibilities
when making contaminant comparisons.
First, the proposal replaced
‘‘contaminants’’ with the phrase
‘‘contaminants or groups of
contaminants’’ to clarify that, when
deciding how to compare contaminants
between NHSMs and traditional fuels,
persons do not have to make
comparisons on a contaminant-bycontaminant basis in all cases. When
technically reasonable, comparisons
may be made on a group of
contaminants-by-group of contaminants
basis.
The December 2011 rule also
proposed to codify language from the
preamble to the March 2011 final rule
clarifying that when selecting which
traditional fuel(s) a unit is designed to
burn, persons are not limited to the
traditional fuel the unit is currently
permitted to burn. Persons may choose
any traditional fuel the unit can burn or
does burn, whether or not it is permitted
to burn such fuel.
In addition, the proposed regulations
included text confirming that, when
comparing contaminant levels between
NHSMs and traditional fuels, persons
are not limited to data from the specific
traditional fuel being replaced. National
surveys of traditional fuel contaminant
levels are one example of another
acceptable data source. Neither the
March 2011 final rule nor the December
2011 proposed rule required persons to
compare contaminants in their NHSM to
contaminants in the specific traditional
fuel source they burn (or would
otherwise burn). As an example, the
proposal noted that persons who would
otherwise burn coal may use any asburned coal available in coal markets in
making a comparison between the
contaminants in their NHSM and the
contaminants in coal—they are not
limited to coal from a specific coal
supplier they have used in the past or
currently use.
Finally, the proposed regulations
included text confirming that, when
comparing contaminant levels between
NHSMs and traditional fuels, persons
are not limited to comparing average
concentrations. Traditional fuel
contaminant levels can vary
considerably and the full range of
contaminant values may be used.
Two other issues arose prior to the
December 2011 proposed rule that,
while not leading to specific regulatory
changes in the proposal, still merited a
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discussion in the proposal. The first
issue was that contaminant legitimacy
criterion determinations do not require
testing contaminant levels, in either the
NHSM or an appropriate traditional
fuel. Persons can use expert or process
knowledge to justify decisions to either
rule out certain constituents or
determine that the NHSM meets the
contaminant legitimacy criterion. The
second issue was that persons may use
data from a group of similar traditional
fuels for contaminant comparisons,
provided the unit could burn each
traditional fuel. The idea grows from the
‘‘designed to burn’’ concept explained
in the March 2011 final rule and
codified in today’s final rule, and it
allows a person with a unit that can or
does burn similar traditional fuels (e.g.,
anthracite, lignite, bituminous and subbituminous coal) to group those
traditional fuels when making
contaminant comparisons.
The EPA believes that comments have
not changed the basis for making the
decisions to expressly allow grouping of
contaminants, to interpret ‘‘designed to
burn’’ to mean can burn or does burn
regardless of permit status, and to affirm
that persons can use ranges and national
surveys of traditional fuel data when
making contaminant comparisons
between NHSMs and traditional fuels.
Comments have also not changed the
agency’s basis for making the decisions
that testing is not required and that
persons can group similar traditional
fuels for the purposes of contaminant
comparisons. Thus, the EPA is adopting
the reasoning from the proposal and
revising the contaminant legitimacy
criterion for NHSMs used as a fuel to
incorporate these concepts.
The EPA has decided, however, to
make one modification to the proposed
contaminant legitimacy criterion based
on comments received and information
in the rulemaking record. The final
criterion issued today includes
additional language clarifying the
appropriate use of ranges when making
contaminant comparisons between
NHSMs and traditional fuels. To use the
full range of contaminant values in
traditional fuels, persons should also
account for the variability in NHSM
contaminant levels.
Additional details and rationale for
the proposed revisions concerning the
grouping of contaminants, the meaning
of designed to burn, and the use of
ranges and traditional fuel data in
making contaminant comparisons are
discussed in section III.D.2.b, section
III.D.2.c, and section III.D.2.d below.
Additional reasoning for keeping the
rule provisions as proposed and for any
modifications to the proposed language
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are described in the responses to
comments included in these sections.
a. General Comments on the Revised
Contaminant Legitimacy Criterion
The EPA is not responding to issues
that the agency decided in the March
2011 rule and has not reopened for
comment. Specifically, the agency has
previously discussed and did not solicit
comments in this rule on why the
concept of legitimacy is important in
determining whether a secondary
material is genuinely recycled or is, in
fact, discarded.38 The agency has also
previously discussed and did not solicit
comments in this rule on why
contaminant comparisons to traditional
fuels are an appropriate and mandatory
factor in determining legitimacy for
NHSMs used as fuels in combustion
units.39 The agency has also previously
discussed and did not solicit comments
in this rule on why the ‘‘comparable to
or lower than’’ standard is more
appropriate than the ‘‘not significantly
higher than’’ standard.40 The agency has
also previously discussed that the
NHSM Rule differs from the DSW Rule
in that it is tailored specifically for
application to NHSMs used in
combustion units.41
Comment: Industry commenters
overwhelmingly supported the
proposed revisions to the contaminant
legitimacy criterion, stating that the
revisions would help provide regulatory
certainty and give the regulated
community more confidence in their
self-determinations.
Environmental groups, on the other
hand, expressed concern that the
combination of flexibilities present in
the proposed revisions to the
contaminant legitimacy criterion will
allow facilities to compare contaminant
levels in C&D debris and other wood
waste to the highest contaminant levels
found in coal, even if the facility is not
permitted to burn coal. They believed
that this should not be permitted and
argued that C&D wood should not
contain contaminant levels higher than
found on average in virgin biomass.
State comments were mixed, with one
commenter supporting the proposed
revisions and another commenter
expressing concern that the revisions
would weaken the states’ permitting
authorities and create an incentive for
combustors to burn dirtier traditional
fuels.
Response: The EPA has decided to
retain the concepts proposed to the
38 See
75 FR 31870.
75 FR 31871–31872. See also, 76 FR
15524–15525.
40 See 75 FR 31872. See also, 76 FR 15523.
41 See 75 FR 31870.
39 See
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contaminant legitimacy criterion
because these changes more accurately
reflect the EPA’s intent under the March
2011 final rule. The agency maintains
that these concepts are reasonable and
provide a necessary degree of certainty
for persons seeking to comply with the
rule. This is explained in more detail in
sections III.D.2.b (groups of
contaminants), III.D.2.c (meaning of
designed to burn), and III.D.2.d
(allowable contaminant comparisons) of
this preamble.
At the same time, comments from
both industry and environmental groups
have highlighted, in the agency’s
opinion, a need for additional clarity in
the regulatory text on the appropriate
use of ranges when making contaminant
comparisons between NHSMs and
traditional fuels. Accordingly, the EPA
has made a minor adjustment to the
criterion to ensure that ranges are not
used inappropriately in contaminant
comparisons (i.e., the highest traditional
fuel contaminant values should not be
compared to average NHSM
contaminant values). See section
III.D.2.d of this preamble for a more
detailed description of this specific
change to the contaminant legitimacy
criterion.
The agency disagrees with state
concerns that the NHSM rule will
weaken the states’ permitting
authorities. State permitting authorities
must still approve permit changes and
this final rule does not affect discretion
of the permitting authorities in acting on
requests for permit modifications. The
agency also disagrees with state
concerns that the NHSM rule will create
an incentive for combustors to burn
dirtier traditional fuels. The EPA
understands how restricting
contaminant comparisons to traditional
fuels the unit currently burns could
provide an incentive for the facility to
burn traditional fuel with high
contaminant levels. When facilities do
not actually have to burn that traditional
fuel to make comparisons, however, that
incentive is effectively removed.
Comment: One commenter requested
that the proposed revisions to the
contaminant legitimacy criterion be
added to each option for demonstrating
that NHSMs are non-wastes when used
in combustion units, whether it is the
on-site documentation, the EPA petition
process or the categorical non-waste
determination process proposed in 40
CFR 241.4.
Response: Revisions to the
contaminant legitimacy criterion
codified today in 40 CFR 241.3(d)(1)
apply to all options for demonstrating
that a NHSM is not a solid waste when
used as a fuel in a combustion unit. The
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revised legitimacy criterion is
embedded in the self-implementing
options outlined in 40 CFR 241.3(b)(1)
for use within the control of the
generator and 40 CFR 241.3(b)(4) for
NHSMs that are processed and then
used in a combustion unit. The revised
legitimacy criterion is also embedded in
the optional EPA petition process
outlined in 40 CFR 241.3(c). The revised
legitimacy criterion is also referenced as
a factor to be considered in the
categorical non-waste determination
process outlined in 40 CFR 241.4.
Comment: Several commenters
expressed concern that the proposed
revisions to the contaminant legitimacy
criterion, although an improvement over
the 2011 Final NHSM Rule, may not
provide the regulated community with
enough information to be confident in
their compliance status. Two
commenters noted that the EPA has
overlooked the analytical complexities
inherent in the contaminant legitimacy
criterion and the many opportunities it
creates for disagreement between
facility operators and regional and state
regulators. One of these commenters
asked the EPA to both define the term
‘comparable’ and clarify sampling and
analytical methodologies to be used
when measuring contaminant levels.
Other commenters advised the EPA to
increase predictability as much as
possible by developing a disciplined
process for making contaminant
comparisons and providing real time
transparency for such decisions.
Similarly, two commenters expressed
concern that even after a source makes
a fuel determination, the EPA could take
a different view of the NHSMs and
conclude that they were solid wastes.
The risk sources face is noncompliance
with the CAA and these commenters
contended that the issue is too critical
for the EPA to leave the contaminant
legitimacy criterion so vague. Over time,
as the EPA develops a record for
decisions (particularly comparable
contaminant determinations), one of
these commenters urged the EPA to
establish a database and immediately
post determinations for other sources to
review.
Other commenters supported the
proposed revisions to the contaminant
legitimacy criterion and indicated that
they provided sufficient clarification.
One commenter noted that changes to
the language of the criterion and the
additional clarification provided in the
preamble to the December 2011
proposed rule provide key additional
detail on making contaminant
comparisons and allow additional
flexibility where appropriate. The same
commenter urged the EPA to maintain
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that flexibility if the agency develops
additional guidance on making
contaminant comparisons in the future.
Response: The EPA has retained the
approach included in the proposed rule
that provides information on how
contaminant comparisons can be made
and the agency will continue to make its
traditional fuel data and legitimacy
determinations transparent through the
EPA Web site.42
The agency recognizes the need for
regulatory certainty, a need that has
been addressed by revisions to the
definition of contaminants and the
contaminant legitimacy criterion in
today’s final rule. Contaminants have
been specifically listed, additional
clarity on NHSMs/traditional fuel
comparisons has been provided and
several comparison methodologies have
been provided in the preamble as
examples that could be used by the
regulated community. Comments from
the regulated community have been
supportive both of these changes and of
the agency’s efforts to update traditional
fuel data that can be used for
contaminant comparisons.43 In
addition, a number of interpretative
letters have been written that address
specific fact situations as presented by
a specific facility and these letters have
been posted on the EPA’s Web site.44
These letters serve as examples of
acceptable ways to demonstrate
legitimacy.
The EPA must balance the need for
regulatory certainty, however, with the
need for flexibility, which many
commenters also believe is important.
As the agency has previously discussed,
the legitimacy criteria must be flexible
enough to account for future changes in
commodities, technologies, markets and
fuel prices.45 Previous comments have
stressed the preference for a qualitative
approach, and the agency has agreed,
noting that numerical specifications
may be impractical due to the
multiplicity of fuels and ingredients.46
The agency has also previously
discussed that a numerical definition of
‘comparable’ would be impractical
given differences in the typical
concentration levels of various
contaminants, choosing instead to offer
42 The EPA maintains a NHSM Web page with
current information on contaminant levels in
traditional fuels, examples of legitimacy
determinations and other information at https://
www.epa.gov/epawaste/nonhaz/define/index.
43 Contaminant Concentrations in Traditional
Fuels: Tables for Comparison, November 29, 2011,
can be found at https://www.epa.gov/epawaste/
nonhaz/define/index.
44 See NHSM rule Web site https://www.epa.gov/
epawaste/nonhaz/define/index.htm.
45 See 75 FR 31870.
46 See 75 FR 31871.
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several examples.47 While the agency
will consider future guidance on
contaminant comparisons, it has
determined that no one approach is
appropriate for every legitimacy
determination given the variety of
traditional fuels, NHSMs and
combustion units that currently exist
and will likely increase in the future.
Comment: One commenter noted that
both the March 2011 NHSM final rule
and the proposal implicitly place the
burden on the combustion facility to
determine if a fuel derived from NHSMs
meets the legitimacy criteria. In the
utility industry, the commenter
explained, it is common practice for
utilities to rely on fuel marketers to
establish and verify fuel quality, and the
regulatory burden on utilities
combusting such secondary materials as
fuels could be reduced if the EPA
clarified the circumstances under which
a facility would be entitled to rely on
the fuel quality representations of its
suppliers. The commenter suggested
that the EPA clarify that a utility may
rely in good faith on the representations
of its suppliers that NHSMs meet the
codified legitimacy criteria, or,
alternatively, that utilities be required
only to periodically test the quality of
NHSM-derived fuels obtained from
third parties to rely on their suppliers’
representations.
Response: The EPA notes that while
fuel suppliers may provide their
customers with documentation
supporting a legitimacy determination,
persons who burn NHSMs are
ultimately responsible for the materials
burned at their units. As stated in the
proposed rule, however, the agency
adopts as its decision for this final rule
that initial assessments would not need
to be repeated as long as the facility
continues to operate in the same manner
and use the same type of NHSM as
when the original assessment was
made.48
b. Grouping of Contaminants
The December 2011 proposed revision
to the contaminant legitimacy criterion
for NHSMs used as a fuel began with the
following sentence: ‘‘The non-hazardous
secondary material must contain
contaminants or groups of contaminants
at levels comparable in concentration to
or lower than those in traditional fuel(s)
which the combustion unit is designed
to burn.’’ The phrase ‘or groups of
contaminants’ was not present in the
language from the March 2011 NHSM
Final Rule but was included in the
December 2011 NHSM Proposed Rule to
47 See
48 See
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76 FR 80481.
Frm 00036
Fmt 4701
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clarify that groups of contaminants
could be evaluated in determining
whether a NHSM meets the contaminant
legitimacy criterion.
In particular, the proposed rule noted
that groups of contaminants in NHSMs
could be compared to similar groups in
traditional fuels where the grouped
contaminants shared physical and
chemical properties that influence their
behavior in the combustion unit prior to
the point where emissions occur.
Volatility, the presence of specific
elements and compound structure were
three such properties identified in the
proposal and one approach to grouping
contaminants was shown that included
groups for TOX, nitrogenated HAP,
VOCs, SVOCs, dioxins and furans,
PCBs, PAHs and radionuclides. The
agency also noted that persons may
consider other groupings that they can
show are technically reasonable.
Grouping of contaminants is a
standard practice often employed by the
agency as it develops regulations. In
fact, the monitoring standards included
in the CAA sections 112 and 129
regulations also utilize the grouping
concept and they apply to the same
combustion units impacted by the
NHSM rule (i.e., industrial, commercial
and institutional boilers and process
heaters and CISWI units). For example,
• Volatile hydrocarbons and semivolatile hydrocarbons can both be
expected to result from incomplete
combustion; therefore, the emission
standards promulgated under the CAA
regulations are grouped into one
category: CO.49
• Halogenated organics are expected
to contribute to emissions of dioxin and
acid gases (HCl and HF); therefore, the
emission standards promulgated under
the CAA are grouped into two
categories: D/F and HCl.50
• Nitrogenated compounds are
expected to contribute to emissions of
NOX; therefore, the emission standards
promulgated under the CAA are
grouped into one category: NOX.51
In addition, a number of the
seemingly ‘‘individual’’ pollutants listed
in sections 112 and 129 of the CAA are
actually classes of structurally-related
compounds (e.g, PCBs, POM, D/F,
cyanide compounds, cresols, glycol
ethers, radionuclides, xylenes, antimony
compounds, arsenic compounds,
beryllium compounds and cadmium
compounds).
49 Area Source Boilers NESHAP, Major Source
Boilers NESHAP, and Commercial and Industrial
Solid Waste Incinerators NESHAP.
50 Major Source Boilers NESHAP and Commercial
and Industrial Solid Waste Incinerators NESHAP.
51 Commercial and Industrial Solid Waste
Incinerators: NESHAP.
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All comments discussing the agency’s
proposal to expressly allow the
grouping of contaminants supported the
agency’s position. Thus, the EPA is
adopting the language from the proposal
and revising the contaminant legitimacy
criterion for NHSM used as a fuel to
allow contaminants to be compared on
a contaminant-by-contaminant basis or,
where reasonable, on a group of
contaminants-by-group of contaminants
basis. Any additional reasoning for
keeping the revision as proposed,
without modification, is described in
the responses to comments below.
Comment: In general, comments
overwhelmingly supported the ability to
group contaminants when making
contaminant comparisons in accordance
with the legitimacy criteria.
Commenters stated that codification of
this concept would provide regulatory
certainty and allow for more meaningful
comparisons, similar to the manner in
which the EPA measures emissions at
combustion units. Commenters noted
that the ability to group contaminants
will facilitate compliance because most
existing test methods, including the
EPA methods, call for the grouping of
analytes. Commenters believed that the
grouping concept is an appropriate
mechanism to recognize the variability
in contaminant levels inherent in fuels.
Commenters also appreciated the
examples of appropriate contaminant
groups provided in the proposed rule
along with the ability to compare other
technically reasonable groups (76 FR
80477–80480).
Two commenters stated that each
mention of the word ‘‘contaminants’’
should be changed to ‘‘contaminants or
groups of contaminants’’ in the
regulatory text to further clarify that a
comparison to groups of contaminants is
intended.
Response: The EPA has retained the
language specifically allowing grouping
in the contaminant legitimacy criterion
for NHSMs used as a fuel. The EPA
adopts the reasoning in the December
2011 rule as its final reasoning, as
further supported with reasoning
discussed in the comment responses
below. While the EPA has retained the
language allowing the grouping of
contaminants, the agency does not
consider it necessary to change every
instance of ‘‘contaminant levels’’ and
‘‘contaminants’’ to ‘‘contaminants or
groups of contaminants’’ in order to
make it sufficiently clear that
contaminant grouping is allowed. The
agency also notes that not all
contaminants are necessarily intended
to be grouped, including individual
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elemental contaminants, asbestos, CO
and phosphine.52
Comment: The ability to group metal
contaminants was suggested by several
commenters. One commenter held that
all 11 metals should be specifically
included as one group. Another
commenter noted that with the
exception of Hg, all metals should be
grouped. Yet another commenter
suggested that metals could be grouped
into a volatile metals group and a nonvolatile metals group.
Response: First, we would note that
the agency is not limiting groups to the
specific approach suggested in the
proposed rule. The tables in the
proposed rule suggest, but do not limit
persons to, an approach, including
groups for TOX, nitrogenated HAPs,
VOCs, SVOCs, dioxins/furans, PCBs,
PAHs and radionuclides, with other
contaminants left to be evaluated on an
individual contaminant-by-contaminant
basis. Flexibility exists for persons to
consider other appropriate groups that
they can show are technically
reasonable, with additional text in the
proposal stating that other groups
should share physical and chemical
properties that influence behavior in the
combustion unit prior to the point
where emissions occur. Volatility, the
presence of specific elements and
compound structure are three such
properties.53
However, we do not consider the
grouping of total metals to be
appropriate. Specifically, metals vary
across all three parameters—volatility,
the presence of specific elements and
compound structure—that were
discussed as appropriate to consider
when constructing contaminant groups.
First, many factors influence metal
volatility in combustion units, and to
the extent that trends in metal volatility
have been recognized, a wide disparity
exists between metals. Mercury, as one
commenter noted, is highly volatile,
more so than any other metals listed in
the contaminants definition. Metals can
be grouped into volatile, semi-volatile
and low-volatile categories, but it is
important to note that these distinctions
can vary based on design differences in
combustion units, operating
temperatures, the physical form and
species of the metal and the presence of
chlorine.54 55 Second, each metal clearly
52 See
76 FR 80478, Tables 7 and 8.
76 FR 80477.
54 EPA. 2001. ‘‘Risk Burn Guidance for Hazardous
Waste Combustion Facilities.’’ EPA530–R–01–001.
July.
55 Clarke, L.B. and L.L. Sloss, 1992. ‘‘Trace
Elements—Emissions from Coal Combustion and
Gasification.’’ IEACR/49. IEA Coal Research,
London. July.
53 See
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9147
contains different elements. Finally,
each metal is already a group of any
compound containing the particular
element, encompassing a wide array of
compound structures. In the absence of
other suggested grouping criteria or
information, the EPA does not consider
total metals to be an appropriate group.
Comment: One commenter provided a
numerical example of VOC contaminant
levels in fuel oils to illustrate the
importance of grouping. The commenter
cited the traditional fuel tables provided
on the EPA Web site, stating that
toluene and xylenes are present in fuel
oils at concentrations up to 380 ppm
and 3,100 ppm, respectively. If a NHSM
had the concentrations reversed,
explained the commenter (380 ppm
xylene and 3,100 ppm toluene), the
ability to group VOCs would then allow
the NHSM to meet the contaminant
legitimacy criterion. The commenter
reasoned that this is appropriate
because both toluene and xylenes are
beneficial components of fuel.
Response: The EPA disagrees with
this interpretation of the grouping
concept. Unless concentration data for a
group of contaminants (e.g., VOCs)
come from the same fuel source, adding
together the concentrations of
individual constituents (e.g., toluene
and xylene) within that group may yield
a total concentration beyond what
would be considered a normal part of a
legitimate fuel. Using the example cited
by the commenters, some fuel oils have
been found to have up to 380 ppm
toluene and other fuel oils have been
found to have up to 3,100 ppm xylene.
Because the toluene and xylene
concentrations were taken from
different fuel oils, however, this does
not prove that a single fuel oil in
existence actually has VOC levels as
high as 3,480 ppm (380 + 3,100).
The agency notes that VOC levels
higher than 3,480 ppm, have been found
in fuel oil—concentrations of one VOC
alone (hexane) have been found as high
as 10,000 ppm—and the point of this
discussion is to clarify a methodology
rather than a number for acceptable
VOC levels in NHSMs.56
We would also note that while the
agency considers VOCs to be an
appropriate contaminant group to use
when making contaminant comparisons,
it does not base that decision on
56 Contaminant Concentrations in Traditional
Fuels: Tables for Comparison, November 29, 2011
can be found at https://www.epa.gov/epawaste/
nonhaz/define/index. EPA intends to update this
document as additional data becomes available, and
if persons have data measuring traditional fuels for
groups of VOCs, or for other contaminant groups,
they are encouraged to provide the agency with
such data.
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whether or not toluene, xylenes and
other VOCs are ‘‘beneficial components
of fuel.’’ The decision that toluene,
xylene and other VOCs, which the
agency notes are pollutants listed in
CAA section 112(b), are an appropriate
group is based on the fact that they
share similar physical and chemical
properties that influence their behavior
in the combustion unit prior to the point
where emissions occur.
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c. Meaning of Designed to Burn
The December 2011 proposed revision
to the contaminant legitimacy criterion
for NHSMs used as a fuel included the
following statement: ‘‘In determining
which traditional fuel(s) a unit is
designed to burn, persons can choose a
traditional fuel that can be or is burned
in the particular type of boiler, whether
or not the combustion unit is permitted
to burn that traditional fuel.’’ The idea
that ‘‘designed to burn’’ means ‘‘can
burn or does burn’’ was included in
preamble text to the March 2011 final
rule. The December 2011 rule proposed
to include this concept, which is only
applied under the NHSM rule to aid in
the selection of appropriate traditional
fuel(s) for contaminant comparisons, in
regulatory language.
The March 2011 final rule explained
that in determining which traditional
fuel(s) the owner or operator of the
boiler unit would make a comparison to
with respect to contaminant levels, the
agency would allow any traditional
fuel(s) that can be or is burned in the
particular type of boiler. The agency
reasoned that this approach was the
most appropriate since the NHSM
would be replacing the use of particular
type(s) of fuel that could otherwise be
burned.57
The December 2011 proposal further
explained that contaminants are
compared between NHSMs and
traditional fuels to assist in making a
determination whether or not the NHSM
is being discarded when combusted, not
to regulate which traditional fuel a
combustor should choose to burn. For
the purposes of making a discard
determination, the proposal reasoned
that differentiating between ‘‘can burn’’
and ‘‘does burn’’ was not relevant.
The agency did note in the proposed
rule, however, that for a unit to be able
to burn a traditional fuel, it would need
an appropriate feed mechanism (e.g., a
way to load solid fuel of a particular
size into the unit) and the ability to
adjust physical parameters to ensure
spatial mixing and flame stability per
unit specifications.
57 See
76 FR 15542.
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Because most combustion units can
burn different—but related—traditional
fuels, the agency discussed in the
proposal that broad groups of similar
traditional fuels may be used when
comparing contaminants. The most
common traditional fuel categories
burned at major source boilers are coal,
wood, oil and natural gas, as evidenced
by data submitted to the EPA’s
OAQPS.58 59
To further clarify the impact of the
proposed ‘‘designed to burn’’ language
on contaminant comparisons, potential
categories for coal, wood and oil were
further described in the proposal. A coal
group was proposed that could include
data on anthracite, lignite, bituminous
and sub-bituminous coal. A wood or
biomass group was proposed that could
include data on unadulterated lumber,
timber, bark, biomass and hogged fuel.
An oil group was proposed that could
include data on fuel oils 1–6, diesel
fuel, kerosene and other petroleum
based oils.60 In cases where a unit can
burn traditional fuels from several
categories, such as a boiler that can burn
coal or biomass, the proposal noted that
contaminant comparisons could be
made using data from either fuel
category.
The ability to compare contaminants
in a NHSM, under the NHSM rule, to
contaminants in any traditional fuel that
could be burned does not change the
fact that once burning occurs, emissions
standards are determined under the
Boiler MACT or CISWI rule by the
particular fuel (or fuel blend) that is
burned. Whether each rule focuses on
what ‘could be burned’ or on what ‘is
burned’ is determined by the rule’s
purpose and the order in which
decisions must be made. Together, these
factors explain why the NHSM, Boiler
MACT, and CISWI rules take different
approaches to account for individual
combustion units that burn multiple
fuels.
Specifically, the NHSM rule must first
determine which NHSMs can be burned
in CAA section 112 units (i.e., boilers)
and which can only be burned in CAA
section 129 units (i.e., incinerators).
58 EPA, Office of Air Quality Planning and
Standards (OAQPS), Emissions Database for Boilers
and Process Heaters Containing Stack Test, CEM &
Fuel Analysis Data Reported Under ICR No. 2286.01
and ICR No. 2286.03 (Version 7). December 2011.
https://www.epa.gov/ttn/atw/boiler/boilerpg.html#
TECH.
59 The fuel analysis information in this OAQPS
database is one example of a ‘‘national survey’’ of
traditional fuel information, as referenced in the
final contaminant legitimacy criterion issued today
at § 241.3(d)(1)(iii).
60 EPA has determined that an oil group should
not include unrefined crude oil or gasoline, as
neither is typically burned in combustion units
subject to the CAA sections 112 or 129 standards.
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When making such a waste or nonwaste determination, the NHSM rule
cannot always predict what fuel would
otherwise be burned (multiple options
may exist). Accordingly, the rule allows
contaminant comparisons to be made to
any traditional fuel the unit could burn.
The Boiler MACT or CISWI rule must
then determine how to regulate
emissions from the unit, by which point
it is clear what fuel is actually being
burned. Accordingly, these rules can
and do establish subcategories of units,
each with different emissions standards.
The EPA has considered the
comments received, as explained below,
but has not changed the basis for its
interpretation of the ‘‘designed to burn’’
concept. Thus, the EPA is adopting the
language from the proposal and revising
the contaminant legitimacy criterion for
NHSMs used as a fuel to allow persons
making contaminant comparisons to
choose a traditional fuel that can be or
is burned in the particular type of
boiler, whether or not the combustion
unit is permitted to burn that traditional
fuel. Any additional reasoning for
keeping the revision as proposed,
without modification, is described in
the responses to comments below.
Comment: Industry commenters
generally supported the agency’s
proposal to codify the previously stated
meaning of ‘‘designed to burn’’ within
the contaminant legitimacy criterion for
NSHMs used as fuels. These
commenters welcomed the regulatory
certainty provided by the revision and
described it as a practical and
appropriate recognition that some units
can burn multiple traditional fuels.
Environmental groups, on the other
hand, expressed concern that the
proposed definition of designed to burn
would allow contaminants in C&D wood
to be compared to those in coal instead
of virgin wood.
One state commenter also expressed
concern that allowing comparisons to
any fuel the unit could burn, including
fuels they are not permitted to burn,
would weaken the states’ permitting
authorities and create an incentive for
combustors to burn dirtier traditional
fuels so that they could compare
NHSMs to fuels with higher
contaminant levels. An industry
commenter also mentioned that such an
approach would reward facilities that
burn dirtier fuel and suggested that the
agency remove the entire ‘‘designed to
burn’’ concept from the rule.
Response: Based on a review of the
comments, the EPA has retained the
proposed revision to the contaminant
legitimacy criterion for NHSMs used as
fuels clarifying that, for the purpose of
determining traditional fuel(s) to which
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a NHSM may be compared, the meaning
of ‘‘designed to burn’’ may be broadly
interpreted to include any traditional
fuel that could be burned, regardless of
facility permit status. The agency
disagrees that this interpretation of
‘‘designed to burn’’ would incentivize
the burning of dirtier fuels or weaken
the states’ permitting authorities.
The EPA finds that allowing
combustors to compare NHSMs to any
traditional fuel a unit can or does burn
is both practical and appropriate under
the statutory definition of solid waste.
Although not all combustion units can
burn multiple traditional fuels, some
units can and, indeed, do rely on
different fuel types at different times
based on availability of fuel supplies,
market conditions, power demands and
other factors. Under these
circumstances, it would be arbitrary to
restrict the combustion for energy
recovery of NHSMs with contaminant
levels comparable to or lower than that
of one traditional fuel the unit could
choose to burn solely because
contaminant levels are higher than that
of a second traditional fuel the unit
could also choose to burn if fuel
supplies, market conditions, power
demands, or other factors change. Such
an approach would be impracticable
and not consistent with the agency’s
intent. It would also be inconsistent
with the concept of discard, since a
facility burning a NHSM with the same
contaminants as another fuel it could
also be burning should not be
considered to discard that NHSM based
on its contaminant levels.
The agency has also determined that
restricting comparisons to traditional
fuels the unit is permitted to burn is
unnecessary. The fact that a facility is
not currently permitted to burn a
particular traditional fuel does not mean
it could not be permitted to burn that
traditional fuel in the future. For this
reason, we do not believe it is
reasonable to limit the comparison to
permitted traditional fuels.
Furthermore, such a restriction could
have the unintended consequence of
combustion facilities across the country
seeking permit modifications solely to
facilitate contaminant comparisons for
this rule. State permitting authorities
must still approve permit changes and
this final rule does not affect the
discretion of the permitting authorities
in acting on requests for permit
modifications.
In addition, the EPA has determined
that restricting contaminant
comparisons to traditional fuels the unit
currently burns could provide an
incentive for the facility to burn
traditional fuel with high contaminant
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levels. When facilities do not actually
have to burn that traditional fuel to
make comparisons, that incentive is
effectively removed.
Comment: One commenter asked the
agency to specifically acknowledge that
certain categories of boilers are designed
to burn a variety of fuels, noting that
stoker boilers, fluidized bed combustors
and boilers with suspension burners, in
particular, should be on such a list.
Response: The agency has decided not
to specifically list which combustion
units are designed to burn which fuels
for two reasons. First, the owner or
operator of a combustion unit has a
better understanding than the agency
does of what that particular unit is
designed to burn. Second, the agency is
concerned that creating such a list will
limit the flexibility of combustors with
other types of units.
Comment: One commenter noted that
if the EPA considers it inappropriate to
compare liquid fuels to solid fuels, the
agency offers no justification for its
position. The commenter argued that
liquid to solid comparisons should be
allowed because most cement kilns and
many other industrial furnaces have the
capacity to burn either solid or liquid
fuels. The commenter described the
December 2011 proposed rule as
ambiguous with regard to this issue and
recommended that if a combustion unit
is designed to burn both a liquid fuel
and a solid fuel, then the liquid to solid
comparison should be ‘‘appropriate.’’
Response: EPA agrees with the
commenter that if a unit can burn both
a liquid traditional fuel and a solid
traditional fuel, then comparison of an
NHSM to either fuel would be
appropriate. The revised contaminant
legitimacy criterion clarifies how the
‘‘designed to burn’’ concept may be
interpreted for the purposes of
determining traditional fuel(s) to which
a NHSM may be compared, and the
Agency has determined that this
revision is sufficient to allow
appropriate comparisons to be made
between solid NHSMs and liquid
traditional fuels, and vice versa. The
agency does not expect these
circumstances to hold true for all
combustion units, however, and
reiterates that this would only be
appropriate when the unit can in fact
burn multiple traditional fuels used to
make such comparisons.
Comment: Several industry
commenters addressed the topic of what
it means to be able to burn a traditional
fuel in a combustion unit. The preamble
to the recent proposed rule noted that
combustion units would need an
appropriate feed mechanism, as well as
the ability to ensure the fuel is well
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mixed and keep flame temperatures
within unit specifications, to be able to
burn a traditional fuel.61 Two
commenters opposed the agency’s
interpretation of what it means to be
able to burn a traditional fuel in a
combustion unit, stating that the agency
provides no explanation of why feed
mechanisms are relevant to whether or
not a unit can burn a particular fuel.
Both commenters also noted that when
NHSMs are used as a fuel in combustion
units, the focus on what a unit is
‘‘designed to burn’’ in the first place is
irrelevant to whether discard is
occurring. Another commenter
explained that the same exact material
could then be a solid waste in one case
and a fuel in another case, depending on
who is using the material.
A third commenter supported the
agency’s interpretation of what ‘can
burn’ means, stating that the fate and
emissions of a contaminant, whether it
is contained in a traditional fuel or a
material being considered for
legitimacy, are as dependent on the
design of the combustion unit as they
are on the fuel matrix. The commenter
explained further that units should be
considered able to burn several types of
fuels as long as each type is within the
design criteria of the feed system, the
combustion chamber and any
downstream pollution control device.
Response: The EPA disagrees with
those commenters questioning the
relevance of what fuels combustion
units are designed to burn in the context
of the legitimacy criteria. If a NHSM
does not contain contaminants at levels
that are comparable to or lower than
those found in any traditional fuel that
a combustion unit could burn, then it
follows that discard could be occurring
if the NHSM were combusted. Whether
contaminants in these cases would be
destroyed or discarded through releases
to the air, they could not be considered
a normal part of a legitimate fuel and
the NHSM would be considered a solid
waste when used as a fuel in that
combustion unit.62
The reason we analyze what a unit is
designed to burn is to decide the
traditional fuel(s) to which
contaminants should be compared. This
comparison is then used as an aid to
decide whether the NHSM is being
legitimately used as a fuel or whether
excess contaminants show that the
burning is waste treatment. If a facility
compared contaminants to a traditional
fuel it cannot burn and that fuel is
highly contaminated, a facility would
then be able to burn excessive levels of
61 See
62 See
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76 FR 15523.
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waste components in NHSMs as a
means of discard. Regardless of any fuel
value in the material, it would be a
waste.
Once this concept is established,
certain factors are relevant to how we
decide what a facility is designed to
burn. The ability to burn a fuel in a
combustion unit does have a basic set of
requirements, the most basic of which is
being able to get the material into the
combustion unit. The agency reaffirms
in today’s final rule its interpretation
from the proposal that to be able to burn
NHSMs, a combustion unit should also
be able to ensure the material is well
mixed and maintain temperatures
within unit specifications. Without
these basic limits, there would be no
point in distinguishing between fuels a
unit is or is not ‘‘designed to burn,’’ and
every combustion unit would be
considered ‘‘designed to burn’’ any
combustible material. Clearly, that is not
the agency’s intent. As illustrated by
one of the commenters, when a unit
cannot burn a fuel according to its own
design specifications, excess air
pollutants form and are likely to be
discarded as emissions. Thus, the
agency acknowledges that whether or
not a NHSM is a waste may depend on
the unit burning the material.
Comment: One commenter asked for
clarification on the issue of unit
modifications. If a boiler hypothetically
could be modified in any way to
combust a different traditional fuel, the
commenter noted, then a comparison to
that fuel should be permissible to
demonstrate that the NHSM is not a
waste.
Response: The EPA disagrees with
this comment. As long as the
modification remains hypothetical in
nature, it stands to reason that the unit
cannot yet burn the additional
traditional fuel and the only reason it is
comparing a NHSM to the dirtier fuel is
to allow more waste input into the
combustion unit. However, if the unit is
actually modified to accept additional
types of traditional fuels, then the
owner or operator of the combustion
unit can consider those traditional fuels
in evaluating the NHSM for the
contaminant legitimacy criterion. In this
situation, such behavior shows that the
combustor is serious about burning the
other fuel and is willing to make the
investment so that it can be burned
properly instead of simply trying to gain
comparison to a dirtier material.
Comment: In the proposed rule, EPA
specifically addressed used oil stating:
‘‘Used oil is a special case and does not
need to undergo the contaminant
comparison. If it meets the
specifications in 40 CFR 279.11, it is a
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traditional fuel. If it does not meet the
specifications (i.e., it is ‘‘off-spec’’ oil),
it is a solid waste under the 2011 NHSM
final rule.’’ 76 FR 80481, fn. 44. Some
commenters argued that off-spec used
oil fuel, however, could satisfy all of
EPA’s legitimacy criteria, including a
contaminant comparison with coal, a
traditional fuel. Thus, if a combustion
unit is ‘‘designed to burn’’ both coal and
oil, the facility should be able to use
coal as the traditional fuel for the
purposes of determining whether the
contaminants are comparable—even
when the NHSM at issue is off-spec
used oil, as defined in 40 CFR 279.11.
Response: The Agency agrees with the
commenter that contaminants in offspec used oil burned for energy recovery
in facilities that are designed to burn
coal may be compared to coal for
purposes of determining whether the
off-spec used oil is a waste or non-waste
product fuel. Accordingly, for purposes
of waste/non-waste determinations, coal
or oil, including on-spec used oil can be
used as the traditional fuel identified for
comparison of contaminants to meet the
legitimacy criterion for units designed
to burn both fuels. Some combustion
units are designed to burn multiple
fuels, such as both coal and oil,
including on-spec used oil. Under these
circumstances, the Agency agrees that
the rules allow the comparison of
contaminant levels to either traditional
fuel. That is, to be designated as a nonwaste, the off-spec used oil contaminant
levels must be comparable to or lower
than coal when coal is the traditional
fuel used for comparison.
EPA no longer finds, as stated in
Footnote 44 of the proposed rule, that
off-spec used oil is always a waste for
facilities that are designed to burn coal.
Off-spec used oil continues to be a
waste, however, for facilities that are not
designed to burn coal because off-spec
used oil contains contaminant levels
that are not comparable to on-spec used
oil. EPA also notes that in the preamble
to the March 2011 rule (p. 15506), the
Agency specifically rejected the
comparison of off-specification used oil
contaminants to coal. That discussion,
however, was in the context of a general
contaminant comparison for units that
burn only fuel oil. Coal may not be the
comparison material for all offspecification used oil, but only for those
facilities that are designed to burn coal
as provided in the definition of this
rule. Finally, we want to make clear that
EPA has not modified the part 279
regulations for management of used oil,
and thus, burning of off-spec used oil
for energy recovery is still subject to
those rules, including the requirement
that off-spec used oil can only be
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burned in certain units (see 40 CFR
279.61(a)).63
Comment: Commenters argue that the
EPA has not adequately addressed how
units designed to burn only NHSMs are
to comply with the contaminant
legitimacy criterion. The commenters
explained that, under the rule structure
as proposed, a NHSM may be classified
as a waste simply due to a lack of a
traditional fuel for comparison
purposes. Comments acknowledge that
the agency discussed the issue in the
preamble to the proposed rule but the
commenters disagree that the discussion
provided any solution. Finally,
commenters specifically requested that
the EPA acknowledge the fact that a
combustor designed for a particular
NHSM fuel is dispositive that the
NHSM is being legitimately burned for
energy recovery.
Response: The EPA disagrees with the
assertion that the agency has failed to
provide a solution for units designed
only to burn NHSMs. The EPA also
disagrees with the assertion made by
commenters that the fact that a
combustor has designed a combustion
unit for a particular NHSM fuel is
dispositive that the NHSM is being
legitimately burned for energy recovery.
The EPA acknowledges and is aware
of units built specifically to burn
NHSMs. One example is facilities built
to burn resinated wood. The EPA notes
that units built to burn such NHSMs are
likely to be able to burn similar
traditional fuels. Using the example of
units built to burn resinated wood, the
EPA considers it reasonable to assume
that these units could also burn clean
wood and, therefore, could make
comparisons to that traditional fuel. The
agency also notes that it is not aware of
any units—and commenters have not
identified any such units—that can burn
only NHSMs.
The EPA has nonetheless provided
what it considers to be a reasonable
solution. As explained in the preamble
to the proposed rule, the EPA advises
combustors faced with such a situation
to compare solid NHSMs to solid
traditional fuels, such as coal or
biomass, liquid NHSMs to liquid
63 Off-specification used oil can only be burned
in the following types of units: (1) Industrial
furnaces, as defined in 40 CFR 260.10; (2) the
following boilers, as defined in 40 CFR 260.10—
industrial boilers located on the site of a facility
engaged in a manufacturing process where
substances are transformed into new products,
including the component parts of products, by
mechanical or chemical processes, utility boilers
used to produce electric power, steam, heated or
cooled air, or other gases or fluids for sale, and used
oil fired space heaters provided that the burner
meets the provisions of 40 CFR 279.23; and (3)
hazardous waste incinerators subject to regulation
under subpart O of 40 CFR parts 264 or 265.
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traditional fuels, such as oil, and
gaseous NHSMs to gaseous traditional
fuels, such as natural gas.64 In light of
the explanation of ‘‘designed to burn’’
codified in the final contaminant
legitimacy criterion, as well as industry
comments that many combustion units
can burn multiple types of fuel, the
agency believes that its suggested
approach adequately addresses the
issue.
Finally, the EPA acknowledges that
combustion units can and have been
designed specifically to burn NHSMs
and that such units can recover energy.
The agency notes, however, that persons
can and have also designed incinerators
to dispose of certain waste materials and
that such units can also recover energy.
The agency, therefore, does not consider
it dispositive that if combustion units
are designed to burn a specific material,
that material must be a legitimate nonwaste fuel.
d. Contaminant Comparisons Allowed
The proposed revision to the
contaminant legitimacy criterion for
NHSMs used as a fuel included the
following statement: ‘‘In comparing
contaminants between traditional fuel(s)
and a non-hazardous secondary
material, persons can use ranges of
traditional fuel contaminant levels
compiled from national surveys, as well
as contaminant level data from the
specific traditional fuel being replaced.’’
The March 2011 final rule did not
discuss the use of ranges when
evaluating contaminant data, nor did it
discuss the use of traditional fuel data
from national surveys.
The December 2011 proposed rule
included these concepts to clarify that
persons are not required to adhere to a
single comparison methodology, nor are
they required to compare contaminants
in their NHSMs to contaminants in the
specific traditional fuel source they
burn (or would otherwise burn). In both
instances, the additional language
clarifies, but does not change the intent,
of the March 2011 final rule.
Regardless of the specific
methodology chosen, a comparison will
have to be made for each contaminant
or group of contaminants between the
NHSM and a traditional fuel or
traditional fuel group. Generators or
combustors can use either traditional
fuel data collected by the EPA or their
own data for traditional fuel comparison
values.65 Generators or combustors are
76 FR 80481.
EPA maintains an NHSM Web page with
current information on contaminant levels in
traditional fuels, examples of legitimacy
determinations, and other information at https://
www.epa.gov/epawaste/nonhaz/define/index.
responsible, however, for providing
NHSM comparison values in cases
where testing is conducted. Examples of
acceptable NHSM data could include
both laboratory test results from a
specific generator or combustor and
industry-recognized values provided by
a national trade organization.
Given data for a particular traditional
fuel, the EPA noted in the proposal that
many combustors would choose to base
the traditional fuel comparison value on
the upper end of its statistical range and
that this approach was reasonable.
Anything less could result in
‘‘traditional fuel’’ samples being
considered solid waste if burned in the
very combustion units designed to burn
them. This was not the agency’s intent
in the March 2011 final rule.66 Given
that selection (i.e., the range for
traditional fuel contaminant values), the
agency noted that acceptable NHSM
comparison values would include the
upper end of a statistical range, a
calculation involving the mean and
standard deviation or perhaps a single
data point in situations where data are
limited. The proposal reasoned that it
would not be appropriate to compare an
average NHSM contaminant value to the
high end of a traditional fuel range, as
the existence of an average implies
multiple data points from which a more
suitable statistic (e.g., range or standard
deviation) could have been calculated.
If each NHSM comparison value is
comparable to or lower than its
corresponding traditional fuel value, the
material would be considered to meet
the contaminant legitimacy criterion.
An initial assessment would not need to
be repeated, explained the proposal,
provided the facility continues to
operate in the same manner and use the
same type of NHSMs as when the
original assessment was made.
Despite presenting several approaches
for calculating NHSM comparison
values, such as the upper end of a
statistical range or a calculation
involving the mean and standard
deviation, the proposal did not preclude
other reasonable methodologies. In the
context of an inspection or enforcement
action, the agency will evaluate the
appropriateness of alternative
methodologies and data sources on a
case-by-case basis when determining
whether the contaminant legitimacy
criterion has been met.
The EPA noted in the proposal that
contaminant testing is not required and
that process knowledge may be
64 See
65 The
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66 Traditional fuels, as defined in § 241.2, are not
required to meet the legitimacy criteria, and this
scenario is only used to explain the logic behind
basing a traditional fuel comparison value on the
upper end of a statistical range.
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sufficient for particular contaminants in
particular NHSMs. Even when
analytical testing is not necessary, the
EPA’s regulations governing
recordkeeping for units subject to
emissions standards for boilers and
process heaters issued pursuant to CAA
section 112 require keeping a record to
document the basis of non-waste
determinations under the part 241
criteria (including the contaminant
legitimacy criteria). See 40 CFR 40 CFR
63.11225(c)(2)(ii) for area source boilers
and 40 CFR 40 CFR 63.7555(d)(2) for
major source boilers.
The EPA believes that the comments
have not changed the basis for its
decision to allow the use of ranges and
surveys of traditional fuel contaminant
levels. Nor have comments changed the
agency’s position that similar traditional
fuels may be grouped for comparison
purposes and that testing is not required
in all cases. Thus, the EPA is adopting
the reasoning from the proposal and
adjusting the contaminant legitimacy
criterion accordingly for NHSM used as
a fuel.
The EPA has decided, however, to
make a modification to the regulatory
language of the December 2011
proposed rule based on comments
received. The final criterion issued
today includes additional language
clarifying the appropriate use of ranges
when making contaminant comparisons
between NHSMs and traditional fuels.
Consistent with the rationale provided
in the preamble to the proposed rule,
additional language now states that in
order to use the full range of
contaminant values in traditional fuels,
persons should also account for the
variability in NHSM contaminant levels.
Any additional reasoning for finalizing
the revision with or without suggested
modifications is described in the
responses to comments below.
Comment: Industry comments
supported the proposed changes
expressly allowing the use of ranges and
national surveys of traditional fuel data,
as did one state comment. One
commenter stated that these changes
provide a more practical approach to
meeting the contaminant legitimacy
criterion that recognizes the inherent
variation of contaminants in NHSMs
and traditional fuels. Several
commenters supported the use of ranges
by repeating the EPA’s rationale from
the proposal that using anything lower
would logically result in a
determination that some traditional
fuels should not be burned in
combustion units designed to burn
those fuels. Another commenter stated
that these clarifications describe
appropriate methods of handling data
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that are naturally variable and will
result in fewer non-waste materials
being arbitrarily identified as wastes.
Environmental groups opposed the
use of ranges to evaluate contaminants,
expressing concern that C&D wood
contaminant levels would be compared
to the highest contaminant levels for
coal. These commenters suggested that
averages or medians be used instead.
Response: Based on our review of the
comments received, the EPA is retaining
the approach outlined in the proposed
rule to expressly allow the use of ranges
and traditional fuel data from national
surveys. As discussed in the proposed
rule, the EPA considers it reasonable to
allow combustors to use the range of
contaminant levels present in
traditional fuels because anything less
could result in ‘‘traditional fuel’’
samples being considered solid waste if
burned in the very combustion units
designed to burn them. For this reason,
the agency disagrees with comments
stating that combustors should be
limited to use of the average or median
concentrations.
The EPA acknowledges that the
revisions adopted as final in today’s rule
would allow C&D wood contaminant
levels to be compared to the highest
contaminant levels for coal. The
commenters do not specify, however,
what C&D wood contaminant levels
(averages or ranges) they are concerned
would be compared to the highest levels
in coal. The agency points out that the
proposed revisions were not intended to
allow average C&D wood contaminant
levels to be compared to the highest
levels in coal. In light of the concerns
expressed by these commenters, the
EPA has modified the proposed
language to provide additional
assurance that such average-tomaximum comparisons, which the
agency has already determined are
inappropriate, will not be allowed
under today’s final rule. The EPA has
decided that such comparisons are
inappropriate because, following the
logic stated in the March 2011 final rule,
average-to-maximum comparisons do
not demonstrate that contaminants in
these cases could be considered a
normal part of a legitimate fuel and are
not being discarded.67
Today’s final criterion makes clear
that the full range of traditional fuel
contaminant values can only be used if
persons also consider some measure of
variability in the NHSM contaminant
data. This will help to ensure that
average to maximum comparisons will
not be used to justify the combustion of
NHSMs as non-waste fuels.
67 See
76 FR 15523.
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Comment: Industry comments
supported the concept discussed in the
proposed rule that the contaminant
legitimacy criterion does not require the
testing of contaminant levels in NHSMs
in all cases. The proposal noted that
persons can instead use expert or
process knowledge to justify decisions
to rule out certain constituents. The
proposal also noted that initial
assessments would not need to be
repeated, provided the facility continues
to operate in the same manner and use
the same type of NHSMs as when the
original assessment was made. One
commenter asked the EPA to confirm
these statements, explaining that this
policy will result in fewer NHSMs being
arbitrarily identified as wastes. Another
commenter stated that the flexibility
provided by this policy will help ensure
that regulated entities with varying
levels of sophistication can better
document that their NHSMs are nonwaste fuels.
Environmental groups, on the other
hand, commented that the EPA must
require testing for contaminants, citing
the extremely variable nature of C&D
wood as a problem. Commenters
expressed concern that a large amount
of material is going to be generated as
abandoned and foreclosed housing is
torn down, and the potential for
liberating vast amounts of lead and
other urban toxics, to say nothing of
arsenic and chromium from pressuretreated wood, has never been higher.
Response: Based on a review of the
comments received, the EPA is
maintaining its position that
contaminant testing is not required in
all situations. Requiring testing in some
situations is unnecessary. Where a
NHSM generator, processor or
combustor knows a contaminant will
either not be present or be present at a
level below that in the appropriate
traditional fuel or traditional product,
the agency believes it is a reasonable
and practical policy to allow persons to
rely on either process knowledge or
previous testing of the same material.
The agency notes that there will be
instances where testing is conducted
and comparisons will have to account
for the variability of contaminant levels
in NHSMs, including lead
concentrations in C&D wood. The
agency also notes that today’s final rule
does not change its previously stated
position that chromated copper
arsenate-treated wood (CCA wood)
would likely have contaminant levels
not comparable to traditional fuels.68
Comment: One commenter requested
that the EPA clarify what it means by
68 See
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the upper end of the statistical range.
Citing the EPA’s statement in the
proposal that ‘‘it makes sense to base the
traditional fuel comparison on the
upper end of the statistical range,’’ 69 the
commenter asked for confirmation that
the maximum values in the traditional
fuel data set can be used for comparison
with a NHSM since all data
corresponding to the traditional fuel are
valid for comparison, not just values
that are below some arbitrarily
determined statistical parameter.
Response: The word ‘ranges’ in the
proposed contaminant legitimacy
criterion has been changed to ‘the full
range’ in the final criterion issued today.
This term more clearly indicates the
agency’s intent to include all true values
in between the minimum and the
maximum.
The agency has also separated the
concepts of ranges and traditional fuel
survey data in the regulatory language
in order to make the criterion more
transparent. The pertinent regulatory
text in today’s final rule reads as
follows: ‘‘In comparing contaminants
between traditional fuel(s) and a nonhazardous secondary material, persons
can use data for traditional fuel
contaminant levels compiled from
national surveys, as well as contaminant
level data from the specific traditional
fuel being replaced. To account for
natural variability in contaminant
levels, persons can use the full range of
traditional fuel contaminant levels,
provided such comparisons also
consider variability in non-hazardous
secondary material contaminant levels.’’
Comment: Several commenters noted
that the agency proposed to allow the
use of ‘‘national’’ surveys of traditional
fuel data in the proposed contaminant
legitimacy criterion and included
several international data sources in its
‘‘Contaminant Concentrations in
Traditional Fuels: Tables for
Comparison’’ document.70 Several
commenters asked that the word
‘national’ be removed from the
contaminant legitimacy criterion. Other
commenters asked that the EPA either
remove the word ‘national’ or clarify
that international data and surveys from
other nations are also acceptable data
sources.
Response: The EPA has retained the
proposed language, including the word
‘‘national,’’ which expressly allows
national surveys of traditional fuel data
to be used in contaminant comparisons
69 See
76 FR 80481.
EPA maintains a NHSM Web page with
current information on contaminant levels in
traditional fuels, examples of legitimacy
determinations, and other information at https://
www.epa.gov/epawaste/nonhaz/define/index.
70 The
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for NHSMs used as a fuel in combustion
units. A statement that national surveys
can be used does not preclude the use
of appropriate international data. In fact,
as the commenters recognize, the EPA
included several international sources
in its analysis of traditional fuels. These
international sources were limited,
however, to situations where no data or
minimal data could be found from
national sources or the agency had no
reason to believe that data from national
sources would be significantly different.
At issue is whether the data are
representative of traditional fuels that
are purchased and burned at operating
boilers in the United States. The agency
has decided that it is reasonable to
assume that national surveys of
traditional fuels contain information
about fuels purchased and burned at
operating boilers in the United States.
Comment: One commenter argued
that the traditional fuel database
compiled by the EPA should include the
USGS coal data from not only the
United States but also from around the
world because those fuels are currently
in use.
Response: The EPA has maintained its
decision not to reference the USGS
COALQUAL database in its traditional
fuel contaminant tables. It is the
agency’s understanding that the
COALQUAL database contains trace
metal analyses for coal and associated
rocks taken directly from coal beds
throughout the United States and that
not all of these coal beds are currently
being mined. It is also the agency’s
understanding that as-mined coal
typically undergoes a series of
processing steps, including crushing,
screening, washing and physical
separation techniques to remove rock
and other impurities prior to being
blended into clean, graded and uniform
coal products suitable for use in
commercial boilers.71
In comparison, the EPA contaminant
tables referenced by commenters are
based largely on a comprehensive
dataset that contains approximately
32,000 records of pre-combustion
contaminant analyses performed on
coal, wood, biomass and fuel oil
samples that were actually used as fuel
at boilers across the country. Thus, the
agency has decided that the EPA dataset
is more representative of contaminant
levels in coal actually burned at
operating boilers than the COALQUAL
database. As a result, the EPA has
decided not to use the COALQUAL
71 Speight, J.G. Synthetic Fuels Handbook:
Properties, Process, and Performance. McGraw-Hill,
2008. pg 141.
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database in developing the tables posted
on the agency’s Web site.
We would also note that the decision
not to use USGS data is consistent with
the agency’s position that product fuel
oils, as opposed to virgin crude oil,
should be measured for purposes of
contaminant comparisons. As stated in
the proposed rule, neither unrefined
crude oil nor gasoline is typically
burned in combustion units regulated
by CAA sections 112 and 129. Similarly,
as-mined coal is not typically burned in
combustion units regulated by CAA
sections 112 and 129.
Comment: One commenter suggested
that for each contaminant or group of
contaminants, either the UCL of the
mean at a 90 percent confidence level or
the UPL at a 90 percent confidence level
for NHSMs could be compared to the
maximum value for the appropriate
traditional fuel.
Response: First, we would note that in
the preamble to the recent proposed
rule, the EPA indicated that when
compared to the full range of
contaminants in traditional fuels,
suitable measures of NHSM
contaminants would include the upper
end of a statistical range, a calculation
involving the mean and standard
deviation or perhaps a single data point
in situations where data are limited. The
agency also noted that the discussion in
the preamble did not preclude ‘‘other
reasonable methodologies.’’ 72
With respect to the specific
approaches suggested by the
commenters, the EPA agrees with the
approach of comparing the UPL at a 90
percent confidence level for each
contaminant or group of contaminants
in NHSMs to the maximum value for
each contaminant or group of
contaminants in the appropriate
traditional fuel. Specifically, the UPL is
an indicator of what a future
measurement would be. In the context
of NHSM contaminant levels, the UPL
taken at a 90 percent confidence level
would yield a number, and a combustor
could be confident that 90 percent of the
time, the next measured contaminant
level would be at or below that number.
The UPL considers both the variability
of the contaminant distribution and the
uncertainty surrounding what the true
mean is. The comment suggested taking
a maximum value for traditional fuel
contaminant levels and comparing it to
the UPL at a 90 percent confidence
level. Because both metrics account for
the variability present in contaminant
distributions, the EPA would consider
this approach to be a reasonable
methodology.
72 See
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The EPA does not agree, however,
with an approach of using the UCL of
the mean. That is, the UCL of the mean,
regardless of the confidence level, is a
measure of the mean and does not
adequately factor in the variability
present in both NHSMs and traditional
fuel contaminant levels. The metric
would be appropriate for a mean to
mean comparison, but that is not what
the commenter suggested. The comment
suggested taking a maximum (which
takes full advantage of the variability
present in traditional fuel contaminant
levels) and comparing it to a mean
(which ignores the variability present in
NHSM contaminant levels). The EPA
does not consider this approach to be a
reasonable methodology.
To be clear, the EPA does not object
to the use of confidence limits, or to the
use of the UCL of the mean, on their
own grounds. However, the agency
believes it is inappropriate to make a
comparison of mean contaminant levels
in NHSMs to maximum contaminant
levels in traditional fuels.
Comment: One commenter suggested
that the EPA allow entities to compare
contaminants between NHSMs and
traditional fuels on a pound of
contaminants per Btu (lb/MMBtu) basis,
as the agency said it would consider in
the preamble discussion to the 2011
NHSM Final Rule.73
Response: The EPA maintains its
position that a direct comparison of
contaminant levels, as opposed to the
lb/MMBtu approach, is the most
appropriate means of comparing
contaminant levels. As was noted in the
2011 NHSM Final Rule, however, the
agency may still consider the lb/MMBtu
approach as guidance is developed for
implementation.
3. Categorical Non-Waste
Determinations for Specific NHSM Used
as Fuels
The new provisions at 40 CFR 241.4
were proposed to allow the EPA to list
categorically certain NHSMs as non
wastes—when used as a fuel in a
combustion unit. Based on these
categorical non-waste determinations,
facilities burning NHSMs that qualify
for the provision will not need to
demonstrate that the NHSM meets the
legitimacy criteria on a site-by-site basis.
The EPA has determined that these
NHSMs are categorical non-wastes as
described and are not discarded when
used as a fuel in a combustion unit.
Categorical non-waste determinations
only apply, however, to NHSMs that are
burned as a fuel in combustion units for
the purpose of recovery energy. Burning
73 See
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a NHSM fuel in a combustion unit for
energy recovery assumes a set of basic
design requirements that ensures excess
air pollutants are not formed and
emission requirements under the CAA
are met. As discussed in section III.D.2.c
of this preamble, such basic design
requirements include abilities to load
the material into the unit, ensure the
material is well mixed and maintain
temperatures within unit specifications.
For example, burning a whole tire in a
boiler that is only designed to burn tires
that are chipped and/or dewired would
not be considered a fuel burned in a
combustion unit for the purpose of
recovering energy. The agency is not
including specific regulatory text
regarding this point since we believe it
is understood that to be burned for
energy recovery, the combustion unit
must be able to burn the NHSM as a
fuel.
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a. Scrap Tires
In the December 23, 2011, NHSM
proposed rule, the EPA proposed the
following regulatory language under 40
CFR 241.4 Non-Waste Determinations
for Specific Non-Hazardous Secondary
Materials When Used as a Fuel: ‘‘Scrap
tires that are not discarded and are
managed under the oversight of
established tire collection programs,
including tires removed from vehicles
and off-specification tires.’’ Further, the
addition of this provision (40 CFR
241.4(a)(1)) eliminated the need for the
previous scrap tire provision at 40 CFR
241.3(b)(2)(i),74 which has been
removed and reserved in today’s final
rule. Today’s rule finalizes the proposed
provision without changes.
Comment: One commenter stated that,
‘‘in its latest proposal, EPA eliminates
the need for scrap tires to meet its
legitimacy criteria and simply declares
that scrap tires collected under an
established tire collection program are
not waste regardless of whether they
meet the agency’s legitimacy criteria.’’
Response: The EPA disagrees with
this comment. The EPA has not
eliminated the legitimacy criteria for
scrap tires. The categorical
determination for scrap tires (as with all
the categorical determinations in this
74 The scrap tire provision in the 2011 NHSM
final rule is now removed and the section reserved
in today’s final rule: ‘‘(b) The following nonhazardous secondary materials are not solid wastes
when combusted:
(2) The following non-hazardous secondary
materials that have not been discarded and meet the
legitimacy criteria specified in paragraph (d)(1) of
this section when used in a combustion unit (by the
generator or outside the control of the generator):
(i) Scrap tires used in a combustion unit that are
removed from vehicles and managed under the
oversight of established tire collection programs.’’
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rule) simply applies the agency’s nondiscard determination, made in the
March 2011 rule and not reopened in
this amendment, to the general category
so that case-by-case determinations as to
legitimacy would not need to be made
by each facility. For the scrap tire
category, scrap tires managed under
established tire collection programs and
used as a fuel need not make case-bycase legitimacy determinations.
Moreover, the commenter has given us
no information that the criteria are not
met. In fact, the commenter simply
repeats the argument made in previous
rulemakings that the material is always
a waste regardless of legitimacy criteria.
Comment: Several commenters
suggested that scrap tires should not
have more restrictions under 40 CFR
241.4(a) for the categorical non-waste
status than does resinated wood. The
non-waste determination for scrap tires,
as proposed in 40 CFR 241.4(a)(1), read
‘‘Scrap tires that are not discarded and
are managed under the oversight of
established tire collection programs,
including tires removed from vehicles
and off-specification tires.’’ In
comparison, the resinated wood
description, as listed in 40 CFR
241.4(a)(2), is ‘‘Resinated wood.’’ The
commenters reasoned that if all
resinated wood can be non-waste, then
all scrap tires should also qualify
(regardless of the origin).
Response: Please see the EPA’s
response in the resinated wood section
below (section III.D.3.b of this preamble)
relating to the 241.4(a) criteria for
resinated wood and the comparison to
scrap tires. That response goes into
detail explaining why the extra criteria
are not needed for resinated wood and
related discard issues. In addition, as
noted previously in the NHSM
rulemaking record (see docket EPA–
HQ–RCRA–2008–0329), numerous tire
piles have been created in the past
whereas this is not the case for resinated
wood used as fuel. The existence of
these historic tire dumps demonstrates
that some tires have not been treated as
a valuable commodity therefore
necessitating the additional discard
qualification in regulatory text. The
specific tires described in the
categorical determination are handled as
a valuable commodity and do not
include discarded tires.
Comment: A commenter suggested
that the EPA should add ‘‘offspecification tire components’’ to the
regulatory language. This revision
would be in addition to the proposed
text at 40 CFR 241.4(a)(1) that adds ‘‘offspecification tires.’’
Response: Off-specification tire
components are covered in the 40 CFR
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241.4 categorical non-waste
determinations for scrap tires. The term
‘scrap tire’ is a general term for tires and
can include, for example, whole tires,
chipped tires, off-specification tires or
off-specification tire components (i.e.,
tread, sidewall or base) that are removed
from vehicles or are generated by tire
manufacturers, including retailers or
other parties involved in the
distribution and sale of new tires. This
formulation was also stated in the
December 2011 NHSM proposal 75 and
is adopted for today’s final rule. The
EPA sees no difference between tires
and their various components. Thus, the
EPA does not believe it necessary to
modify the rule to include ‘‘offspecification tire components’’ in the
codified definition. They are understood
to be included in the categorical nonwaste provision.
Comment: Many commenters
mentioned the difficulty in complying
with the regulations since it is very
difficult to distinguish between tires
removed from vehicles (and offspecification tires) versus tires from
other origins. In regard to this issue, one
commenter stated, ‘‘a combustor cannot
know the origin of the tire-derived fuel
it is buying. In its response to requests
for reconsideration of the CISWI rule,
the EPA responded to this issue by
recognizing that it is not possible for a
combustor to know the source of all
NHSM fuel and declined to impose this
requirement stating:
‘‘Rather, it is sufficient that the ultimate
user verify that it is obtaining tires from an
established tire collection program, which
program can provide the user with
reasonable assurance that it manages tires
carefully from point of collection to point of
burning and which does not receive tires
which have been abandoned in landfills or
otherwise. 76 Fed. Reg. 28318, 28322 (May
17, 2011).’’
Therefore, the commenter requests
that the EPA codify this statement in the
NHSM rule and expressly allow
combustors to rely upon certifications of
fuel suppliers that the fuel sold is not
a solid waste.
Another commenter said that for the
EPA to require a tire storage facility to
maintain separate classifications of tires
(i.e., separating discarded tires from tire
dumps from other tires) is not
reasonable, because inspectors and
operators would not be able to tell the
piles apart. The EPA’s current definition
of scrap tires would place undue
financial hardship on contractors and
storage facilities.
Response: The EPA has decided that
a regulatory statement on this matter is
75 See
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not necessary since the actual
requirement for the combustor to
determine where its tires come from
when they are coming from an
established tire collection program (or a
contractual agreement) is provided for
under the CAA and interpretations
provided for that regulation. For
example, major source boilers have a
recordkeeping requirement for a nonwaste determination at 40 CFR 63.7555
‘‘What records must I keep?’’ Within
those regulations for major source
boilers, it requires the combustor to
demonstrate that NHSMs are a nonwaste. To the extent that a combustor
believes it appropriate, they may request
haulers to verify that the tires would
qualify as non-waste under 40 CFR
241.4 when combusted.
If there is question about the origin of
the tires, the EPA inspectors will not
assume that tires are from discarded
sources. As we note in the Federal
Register notice (76 FR 28318, 28322), ‘‘It
is EPA’s position that ultimate users are
not responsible for knowing the source
of all tires obtained from an established
tire collection program* * * EPA does
not interpret this language as requiring
knowledge of each individual tire as
this is a practical impossibility* * *
users also should not assume that tires
from established programs which
participate in occasional cleanup days
are discarded—both because there is no
information that the tires from the
cleanup efforts were discarded (and
these programs are designed to prevent
discarding) and whether the kiln
received tires from the sporadic cleanup
days in any case.’’
The Federal Register notice that the
commenter cited (76 FR 28322) and a
related letter to the docket
(‘‘Memorandum. Combustion in a
Cement Kiln and Cement Kilns’ Use of
Tires as Fuel.’’ April 25, 2011,
Document ID: EPA–HQ–OAR–2002–
0051–3582) provide sufficient guidance.
The agency believes this issue does not
merit additional regulation for the
hauler.
b. Resinated Wood
In the December 23, 2011, proposed
rule, the EPA proposed to designate in
regulatory text that resinated wood is
not a solid waste when used as a fuel.
In making this determination, the
agency analyzed these materials using
the legitimacy criteria, concluding that
resinated wood clearly is managed as a
valuable commodity and has
meaningful heating value and is used as
fuel.76 While stating that these materials
may not always meet the regulatory
contaminant legitimacy criterion in
76 See
76 FR 80483.
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every situation, we proposed to list
categorically resinated wood as a nonwaste fuel because, after balancing the
regulatory legitimacy criteria and other
relevant factors, the EPA determined
that resinated wood that is used as fuel
represents an integral component of the
wood manufacturing process and, as
such, is not being discarded when
burned as fuel.
Specifically, we noted the extent to
which resinated wood is used as fuels
throughout the wood manufacturing
industry and that the use of resinated
wood as fuel is essential to the wood
manufacturing process. We also noted
the prevalence of wood product plants
that have been designed specifically to
utilize these residuals for their fuel
value; in fact many (if not most) wood
products plants would not be able to
operate as designed without the use of
these materials. This determination was
previously codified under 40 CFR 241.3
(b)(2)(ii) of the NHSM final rule,
provided the resinated wood met the
legitimacy criteria in 40 CFR
241.3(d)(1). However, based on the
available information, as well as how
this material is handled and used in the
process, resinated wood is not being
discarded when used as a fuel, and thus,
should not be considered a solid waste
when burned as a fuel. The EPA
proposed to codify this determination
by categorically listing resinated wood
as a non-waste fuel in 40 CFR
241.4(a)(2).77 By specifically listing it as
a non-waste fuel, combustors of this
material would not need to demonstrate
that they meet the legitimacy criteria on
a site-by-site basis.
The EPA finds that this reasoning is
supported by the entire rulemaking
record, as explained in the December
2011 proposal, which rationale is
adopted for the final rule as further
supported by responses to comments
below. Thus, the agency has determined
to list categorically resinated wood as a
non-waste fuel. In addition, after
considering comments received on the
proposal, the agency is revising the
definition of ‘‘resinated wood,’’ as
codified in 40 CFR 241.2.
Comment: Most comments on this
issue were supportive of a categorical
determination that resinated wood is a
non-waste fuel. One commenter
maintained that the record for this
rulemaking clearly establishes that
resinated wood is highly valued within
the wood products industry for its high
fuel value, stating that ‘‘Many facilities
rely on mixing of these low moisture
content wood materials with higher
moisture content wood materials to
77 See
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manage and optimize combustion.’’ This
same commenter also stated that ‘‘there
exists within the wood products
industry a developed market for
purchase and sale of resinated wood
between independent companies.’’ In
fact, many wood-fired boilers at wood
products plants that do not generate
sander dust have been retrofitted with
sander dust injection burners so that
sander dust can be properly combusted
in those units, taking full advantage of
the heat energy of sander dust.
Another commenter stated that
‘‘resinated fuels have been an integral
part of the composite wood product
industry’s production process since the
industry was established decades ago.
As such, facilities’ combustion and
energy systems were designed and
constructed to utilize most if not all of
their own wood and wood by-products,
including resinated trim and sander
dust. Excluding resinated wood fuels
from our manufacturing processes
would require significant re-engineering
of our facilities and add insurmountable
operating costs in order to substitute
fossil fuels, as well as to transport and
dispose of resinated wood fuels. Any
other result would effectively make it
nearly impossible for these
manufacturing facilities to continue
operations.’’ This same commenter also
noted that ‘‘many of our facilities rely
exclusively on resinated wood for its
fuel and have limited access to
substitutes.’’
Another commenter provided two
examples of mills that utilize nearly 100
percent of sander dust, either to create
new product as part of the
manufacturing process or as fuel. In
addition, two state commenters
supported the proposed categorical nonwaste determination for resinated wood.
Response: Nearly all of the comments
received regarding the proposed
categorical non-waste determination
were supportive of categorically listing
resinated wood as a non-waste fuel
when burned in combustion units for
energy recovery. As noted above, the
agency did receive a few additional
examples of how the use of resinated
wood as a fuel is an integral part of the
wood manufacturing industry’s
production process (e.g., the facilities
that would have to be significantly reengineered if they could not use
resinated wood for its fuel value and the
mills that use 100 percent of the sander
dust it generates, either by recycling it
back into the process or burning it for
fuel).
Although we received one comment
critical of the EPA’s proposed listing of
resinated wood as a non-waste fuel
(addressed below), we did not receive
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any comments that argued or suggested
that the use of resinated wood as a fuel
is not an integral component of the
wood manufacturing process. Thus, we
agree with commenters who encouraged
the EPA to finalize resinated wood as a
categorical non-waste fuel and will
finalize this determination in today’s
rulemaking.
Information in the record for this
rulemaking clearly establishes that
resinated wood is managed as a valuable
commodity (40 CFR 241.3(d)(1)(i)) and
has meaningful heating value and is
used as a fuel in combustion units that
recover energy (40 CFR
241.3(d)(1)(ii)).78 In addition, we
generally have determined that most
resinated wood meets the contaminant
legitimacy criterion as well ((40 CFR
241.3(d)(1)(iii)), although we
acknowledge that in some instances
these materials may have levels of
formaldehyde that are not comparable to
traditional fuels.79
The EPA confirms the position
discussed in the proposal and adopts it
as its final rationale that there are
instances where it is appropriate for the
EPA to balance the regulatory legitimacy
criteria with other relevant factors in
order to determine whether a material is
a legitimate fuel or is merely being
discarded by being combusted. We have
determined that resinated wood is one
such example. Although resinated wood
may not meet the regulatory
contaminant legitimacy criteria in every
situation, it is clear that resinated wood
is still a ‘‘legitimate’’ product fuel after
one considers how integrally tied the
use of resinated wood as a fuel is within
the wood manufacturing process and
industry. Nearly all comments received
on this point concurred with this
assessment. Thus, in today’s final rule,
we are codifying the determination that
resinated wood, based on all
information and the totality of the
circumstances, is a non-waste when
used as a fuel.
Comment: One commenter, however,
stated that the EPA’s proposed
categorical determination that resinated
wood is a non-waste fuel is unlawful
and arbitrary. The commenter stated
that the EPA is now proposing to simply
‘‘exempt’’ resinated wood altogether,
regardless of who burns it and whether
it meets the legitimacy criteria.
According to the comment, the EPA
acknowledges that the formaldehyde
levels in resinated wood would not
78 See, e.g., 76 FR 80483. See also background
document developed in support of the December
23, 2011, proposed rulemaking titled, ‘‘Resinated
Wood, Scrap Tire, and Pulp/Paper Sludge Support
Document’’ (EPA–HQ–RCRA–2008–0329–1880).
79 Id.
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always meet its contaminant legitimacy
criterion—i.e., would not be comparable
to the levels in any fuel that companies
would otherwise burn. The commenter
states that the EPA also acknowledges
that burning resinated wood increases
the emissions of formaldehyde, but
nonetheless finds that, ‘‘In general the
motivation to use resinated wood as a
fuel, even with the slightly higher
formaldehyde levels, predominates over
the motivation to dispose of the
formaldehyde.’’ The EPA’s decision to
remove the limits on the exemption for
resinated wood and to ‘‘categorically’’
declare resinated wood to be a nonwaste—regardless of who burns it,
regardless of how contaminated it is,
and regardless of the reality that some
companies may be burning resinated
wood as a cheap means of disposing of
their toxic formaldehyde wastes—
underscores this point.
The comment continues that the EPA
nowhere claims that companies burning
resinated wood that they have not
generated pay for these materials.
Indeed, the EPA does not deny that
these companies are paid to take the
resinated wood they burn. Thus, the
EPA provides no reason to believe that
the resinated wood that is burned by a
company other than the one that
generated it has not been discarded by
the company that generated it. Even
under the EPA’s own view of the
meaning of discard, resinated wood
burned by companies other than the
generator of the resinated wood would
be waste but for the agency’s declaration
that it is not waste.
The commenter also states that the
EPA admits that some companies may
burn resinated wood because they want
to dispose of the formaldehyde it
contains (i.e., to dispose of the
contaminated wood rather than to
recover energy). Moreover, the levels of
formaldehyde contamination in some
resinated wood would exceed the EPA’s
legitimacy criteria, but for the EPA’s
declaration that these criteria do not
apply. For these reasons as well,
resinated wood is discarded even under
the EPA’s own view of what that term
means.
Further, the comment states that
sources’ alleged ‘‘motivation’’ for
burning a material is to recover energy
rather than to destroy the wood and the
contaminants it contains—assuming
arguendo that a source’s motivation can
even be determined—does not show
that material is not a waste. Rather,
resinated wood is a waste because it is
discarded within the meaning of RCRA.
Notably, the EPA does not suggest that
there is any use for resinated wood that
has been discarded other than—
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assuming it is a ‘‘use’’ at all—burning it.
Moreover, establishing a ‘‘motivation’’based test for whether resinated wood is
or is not a waste conflicts with and
defeats the CAA. Thus, the agency’s
categorical declaration that resinated
wood is not a waste is unlawful.
Response: The EPA strongly disagrees
with the commenter’s characterization
of its categorical determinations. In
making categorical determinations, the
agency is not ‘‘exempting’’ these
materials from regulation as a solid
waste (i.e., if not for this ‘‘exemption,’’
these materials would otherwise be
regulated as solid waste). Rather, the
EPA has determined that the specified
NHSMs are not solid waste when used
as fuels. Further, in making categorical
determinations, the EPA is not saying
that the legitimacy criteria are not
relevant. In proposing the categorical
non-waste determination for resinated
wood, the agency stated we were
‘‘balancing the legitimacy criteria and
other relevant factors based on the fact
that resinated wood residuals that are
used as fuels represents an integral
component to the wood manufacturing
process and, as such, resinated wood
residuals are not being discarded when
burned as fuels.’’ 80 This remains the
agency’s final finding in this rule.
Regarding the level of contaminants
in resinated wood, the agency is not
saying that resinated wood is a nonwaste fuel ‘‘regardless of how
contaminated it is,’’ as the commenter
suggests. Based on all available
information, the agency has concluded
that resinated wood meets the
legitimacy criteria for all contaminants
with the possible exception in some
situations of formaldehyde. In focusing
specifically on formaldehyde, we also
have stated that we have limited
information regarding formaldehyde
levels—that is, resins and adhesives
containing formaldehyde react within
the resin curing process leaving ‘‘free
formaldehyde at levels less than 0.02
percent (or 200 ppm), but noted that
levels will be reduced further due to
new national rules being developed by
the CARB Composite Wood ATCM, per
new Public Law 111–199. Thus, we
have not said that contaminants do not
matter. Rather, we have carefully
analyzed contaminant levels in
resinated wood and have determined,
based both on contaminant levels, as
well as how the use of these materials
represents an integral part of the wood
product manufacturing process, that
resinated wood materials are a
legitimate non-waste fuel.
80 See
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Further, we do not concede, as the
commenter contends, that some
companies burn resinated wood to
destroy contaminants—in fact, we have
determined just the opposite. We have
determined that companies burning
resinated wood do so because such an
activity is integrally tied to their
production process, not to dispose of
the formaldehyde. This determination is
based on that extent to which resinated
wood is used as fuels throughout the
wood manufacturing industry, as well
as the fact that the use of resinated
wood as fuel is essential to that industry
(i.e., plants have been designed to use
these materials as fuels and would be
unable to operate if resinated wood was
not available as a fuel source).
Regarding the comments that the EPA
acknowledges that burning resinated
wood increases emissions of
formaldehyde, the agency needs to
correct this characterization. First, in
the 2011 NHSM final rule, we stated
that the criterion or test in determining
the contaminant legitimacy criterion is
based on the level of contaminants in
the secondary material itself and not by
comparing the differences in
emissions.81 However, responding to
comments we received regarding
emission levels associated with burning
resinated wood as a fuel, the agency
determined that the amount of
formaldehyde that is emitted from
burning resinated wood residuals is in
fact likely to decrease, given that Public
Law 111–199 will reduce formaldehyde
levels in these materials.82
Regarding the commenter’s statement
that companies that burn resinated
wood that they have received from
offsite do not pay for it, the EPA
disagrees with the argument put forth by
the commenter as the facts in this
instance do not support such a premise.
As noted in the March 2011 final rule,
inter-company transfers of resinated
wood residuals are typically managed
through buy-sell contracts and 6 percent
of resinated wood residuals are sold into
the fuel market and are used as either
‘‘furnish’’ (i.e., raw materials) or fuel at
the receiving facilities.83 In addition, the
EPA received additional comments on
the proposed rule stating, ‘‘* * *there
exists within the wood products
industry a developed market for
purchase and sale of resinated wood
between independent companies.’’
Moreover, while contractual
arrangements can be used as evidence
that the material is managed as a
valuable commodity and that discard is
81 See,
e.g., 76 FR 15502.
not occurring when a material is
transferred beyond the control of the
generator, the price of an NHSM is not,
by itself, dispositive of whether the
material is or is not a waste. The main
indication that resinated wood residuals
are not solid waste is the fact that they
are used as fuels in a way that
represents an integral component to the
wood products industry. As the EPA
noted in the March 2011 final rule,
‘‘resinated wood residuals transferred
off-site are utilized in the same manner
as self-generated resinated wood
residuals (i.e., contained in the same
bins as furnish materials used in the
product, transferred via conveyors or
ducts), which the plants are specifically
designed to burn as a fuel, [and
therefore] we agree that this does not
constitute discard.’’84
The comment that the agency has
simply declared that resinated wood is
a non-waste ‘‘regardless of who burns
it’’ is a mischaracterization of this
categorical non-waste determination.
Based on all information provided to the
agency, we have determined the use of
resinated wood as a fuel is an integral
part of the industry’s production
processes and that these materials are
managed as valuable commodities (i.e.,
fuels), have meaningful heating value
and are used in combustion units that
recover energy regardless of whether
these materials remain within the
control of the generator or are
transferred offsite to another facility. On
the other hand, we have no information
that facilities are burning these
materials merely to get rid of them (i.e.,
discard).
The EPA finds irrelevant the
commenter’s statement that the EPA is
looking to a source’s motivation for
using a material as a fuel conflicts with
and defeats the CAA. The issue, rather,
is whether motivation is relevant to a
waste determination under RCRA. The
D.C. Circuit confirmed the relevance of
motivation in determining whether a
recycled material is a waste. See, API v.
EPA, 216 F.3d at 58 (court criticizes the
EPA for not saying why it has
concluded whether recycling motivation
predominates over a disposal
motivation). In this case, it is clear that
the motivation for burning the resinated
wood is to utilize its inherent value as
a fuel and not for disposal. Commenters
have provided the agency with
information that facilities generating
and managing resinated wood residuals
consider these materials to be an
integral part of their production
process—both in the value these
materials provide as being a critical
82 Id.
83 See
76 FR 15500.
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source of energy as well as being
recycled back into the manufacturing
process to create more wood products.
Thus, we are not convinced that a
facility that considers the use of
resinated wood as a fuel to be an
integral part of its production processes,
as has been established in the record, is
motivated to discard these materials by
burning to get rid of them.
Comment: A few commenters stated
that the EPA is not consistent in how
discarded materials are designated as
solid waste. In particular, the
commenter stated that the EPA was
proposing to list as a categorical nonwaste fuel in 40 CFR part 241.4
resinated wood regardless of whether it
is previously discarded, while the
agency would require processing for
scrap tires that have been discarded in
landfills.
Response: The agency disagrees that
its treatment of resinated wood is
inconsistent with its treatment of scrap
tires. Nowhere does the agency state
that resinated wood would be
considered a non-waste fuel ‘‘regardless
of whether it is previously discarded.’’
The EPA, based on all information
available, has determined that resinated
wood is not being discarded when used
as fuel, given the fact that resinated
wood residuals that are used as fuels
represent an integral component of the
wood manufacturing process. If a
shipment of resinated wood residuals
was disposed of in a landfill, it would
be a waste. In addition, if a shipment of
resinated wood residuals were disposed
of and later recovered to be used as a
fuel, as is the case with scrap tires that
are extracted from landfills, this would
be a different scenario and would not be
included within the categorical listing
in 241.4(a)(2).
As the record clearly shows, resinated
wood is routinely handled and managed
as a valuable fuel product within the
wood products manufacturing industry.
As noted in the rulemaking record (see
docket EPA–HQ–RCRA–2008–0329),
numerous scrap tire piles have been
created in the past and it is a common
practice to recover abandoned tires from
tire piles and use them for fuel. This is
not the case for resinated wood.
Comment: While supportive of the
agency’s proposed listing of resinated
wood as a non-waste fuel in 40 CFR part
241.4, two commenters suggested that
the agency revise the definition of
‘‘resinated wood’’ as codified in 241.2.
Currently, ‘‘resinated wood’’ is defined
as, ‘‘wood products (containing resin
adhesives) derived from primary and
secondary wood products
manufacturing and comprised of such
items as board trim, sander dust, and
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panel trim.’’ However, these
commenters request the EPA to revise
this definition in order to clarify that the
‘‘spectrum of resinated materials
currently used as fuels throughout the
wood product manufacturing process
are included in the definition.’’ Thus,
commenters urge the EPA to revise the
definition of resinated wood as follows:
‘‘Resinated wood means wood products
(containing binders and adhesives)
produced by primary and secondary
wood products manufacturing.
Resinated wood includes residues from
the manufacture and use of resinated
wood, including materials such as board
trim, sander dust, panel trim, and offspecification resinated wood products.’’
The suggested revised definition
proposes two changes. First, the
suggested definition replaces the phrase
‘‘containing resin adhesives’’ with the
phrase, ‘‘containing binders and
adhesives.’’ The second suggested
revision to the definition is the specific
inclusion of ‘‘off-specification resinated
wood products.’’ Commenters have
indicated that these materials include
materials that do not meet
manufacturing specifications or are
otherwise physically marred or
damaged and thus, are not sold in the
marketplace. This class of materials
would not be expected to be chemically
different than the resinated wood
products that meet the manufacturing
‘‘on-spec’’ requirements. For example,
off-specification resinated wood
products would not be expected to have
higher amount of resins (and therefore
contaminants) than their onspecification counterparts. Commenters
have indicated that off-specification
resinated wood products are identical to
their on-specification counterparts
chemically and only differ in that they
are do not meet a manufacturing quality
or standard.
Response: The agency recognizes that
in order for a categorical non-waste
determination to be meaningful and
effective, it must be clear about the
universe of materials that such a
categorical non-waste determination
encompasses. Thus, we agree with
commenters who suggested specific
revisions to the definition of ‘‘resinated
wood’’ contained in part 241.2.
Specifically, the EPA agrees that these
revisions create a definition that more
accurately captures the scope of
resinated wood and is more
representative of the resinated materials
currently used as fuels throughout the
wood product manufacturing process.
First, by including the terms ‘‘binders’’
and ‘‘adhesives,’’ the universe of
materials that we consider to be within
this definition should be more clear, as
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these terms are widely used and
accepted within the wood products
manufacturing industry.
With respect to the inclusion of offspecification resinated wood products,
the EPA finds it appropriate to include
this class within the definition of
resinated wood. We note, however, that
to the extent that a facility has reason to
expect that the off-specification wood
products are off-spec for chemical
reasons, such that the levels of
contaminants are expected to be greater
than their on-spec counterparts, the EPA
would not consider such materials to be
within the scope of this definition. The
agency will make this point more clear
by specifying in the definition that the
term ‘‘off-specification resinated wood
products’’ are off-spec due to the fact
that they do not meet a manufacturing
quality or standard. Thus, in today’s
final rule, we are codifying the
definition of resinated wood as follows:
‘‘Resinated wood means wood products
(containing binders and adhesives)
produced by primary and secondary
wood products manufacturing.
Resinated wood includes residues from
the manufacture and use of resinated
wood, including materials such as board
trim, sander dust, panel trim and offspecification resinated wood products
that do not meet a manufacturing
quality or standard’’ (emphasis added).
Comment: One commenter noted that
there are additional secondary materials
produced by the wood manufacturing
industry that are similar to resinated
wood and, thus, should also be
considered a non-waste fuel. The
production of flooring and furniture
creates final finishing trim, sander dust
and process breakage that are both solid
and resinated wood materials. In some
cases, these materials are coated with
finish materials used to color and
protect the finished product. The
commenter (a utility) indicated that
their facilities receive these materials
from furniture and flooring
manufacturers and utilize them to offset
the fuel load from fossil fuels due to
their high heat capacity. Thus, the
commenter requests that the EPA
expand its definition of resinated wood
materials to include these additional
wood manufacturing secondary
materials as non-waste fuels or
otherwise describe the circumstances
under which these additional materials
would be considered a non-waste fuel.
Response: It is possible that these
materials (or some of these materials)
could be within the definition of
‘‘resinated wood,’’ as codified in 40 CFR
part 241.2; however, commenters have
not provided the agency with
information regarding the factors
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involved in determining whether these
additional types of coated materials are
legitimately used as product fuels. That
is, commenters have not provided
information regarding whether these
‘‘finishing materials’’ could have
contaminant concerns and whether they
are routinely used as fuels. Subsequent
to this rulemaking, the agency would
welcome information regarding these
materials in order to make an informed
decision regarding whether these
materials fit within the definition of
‘‘resinated wood.’’ Alternatively, the
commenter may petition the agency to
receive a non-waste determination per
the petition process established in 40
CFR 241.3(c) if the commenter believes
that this material may not be within the
definition of ‘‘resinated wood.’’
4. Rulemaking Petition Process for Other
Categorical Non-Waste Determinations
(40 CFR 241.4(b))
The EPA recognizes that there may be
other NHSMs that can also be
considered non-wastes when used as
fuels in combustion units when
balancing the legitimacy criteria and
other relevant factors. Thus, under
today’s rule, we are finalizing the
process outlined in the proposed rule
whereby persons can submit a
rulemaking petition to the
Administrator where they can identify
and request that additional NHSMs be
listed in section 241.4. The petition
process is similar to 40 CFR 260.20,
where any person may petition the
Administrator to modify or revoke any
provisions of the hazardous waste rules
and where procedures governing the
EPA’s action on those petitions are
established. The 40 CFR 260.20
standards reflect normal, informal
rulemaking procedures under the APA
and thus, serve as an appropriate model
for the NHSM rulemaking petitions
under this section.
In the context of a rulemaking petition
under section 241.4(b), any person can
petition the Administrator for a
regulatory amendment to identify and
request that additional NHSMs be
included on the list of materials in
section 241.4(a) that are not solid wastes
when used as a fuel in a combustion
unit. To be successful, the petitioner
needs to demonstrate to the satisfaction
of the Administrator that the proposed
regulatory amendment involves a
NHSM that has not been previously
discarded (i.e., was not initially
abandoned or thrown away), or if
discarded, has been sufficiently
processed into a legitimate fuel. The
petitioner must also demonstrate that
the material is used as a non-waste fuel
in a combustion unit because it either
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meets the legitimacy criteria, or, after
balancing the legitimacy criteria with
other relevant factors, such NHSM(s) is
not a solid waste when used as a fuel
in a combustion unit.
If the applicant believes that the
NHSM is a legitimate product and not
discarded despite not meeting the
legitimacy criteria, additional
information must be submitted to
explain or describe why such NHSM
should be considered a non-waste fuel.
Possible factors to address include, but
are not limited to:
• The extent that use of the NHSM
has been integrally tied to the industrial
production process. Information can
include combustor design
specifications, the extent that use of the
material is integrated across the
industry and the extent that use of the
NHSM is essential to the industrial
process,
• The extent that the NHSM is
functionally the same as the comparable
traditional fuel, and
• Other relevant factors.
The application is required to
include: (1) The petitioner’s name and
address; (2) a statement of the
petitioner’s interest in the proposed
action; (3) a description of the proposed
action, including the specific NHSM,
the industry (i.e., NAICS code) and
functional use (i.e., industrial functional
code listed in 40 CFR 710.52(c)(4)(i)(C));
and (4) a statement of the need and
justification for the proposed action,
including any supporting tests, studies
or other information. Where such
NHSM(s) do not meet the legitimacy
criteria, the applicant must explain why
such NHSM(s) should be considered a
non-waste fuel, balancing the legitimacy
criteria with other relevant factors.
Under this petition process, the
Administrator makes a tentative
decision to grant or deny a petition and
then publish notice of such tentative
decision, either in the form of an
ANPRM, a proposed rule or a tentative
determination to deny the petition, in
the Federal Register for written public
comment. The Administrator could, at
its discretion, hold an informal public
hearing to consider oral comments on
the tentative decision. After evaluating
all public comments, the Administrator
makes a final decision by publishing in
the Federal Register a regulatory
amendment or a denial of the petition.
Comment: One commenter does not
support use of the legitimacy criteria, as
provided in the proposed section
241.4(b)(3) to make a determination. A
material which has not been discarded
is, by definition, not a solid waste.
However, if the EPA believes that other
factors still should be considered, then
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the only other factor which should be
considered is whether the material is
being used legitimately as a fuel. The
remaining legitimacy criteria are (and
should be) irrelevant.
Response: As discussed in the 2011
NHSM final rule, ‘‘legitimacy’’ is
shorthand for referring to NHSM that
are not abandoned or thrown away, are
saved and are reused by being burned
for their value as a fuel.85 The
legitimacy criteria are the factors needed
to be examined to make this
determination. For example, it is
relevant how the NHSM is managed and
its heating value since burning materials
that have minimal or limited heating
value shows the material is being
burned for discard and not energy
recovery. In addition, the extent to
which contaminants are present in
NHSMs may also indicate that the real
reason for burning the secondary
material is simply to destroy or discard
them—referred to as ‘‘sham’’ recycling.
Thus, the agency is not simply
‘‘punting’’ to its legitimacy criteria but
believes they provide a valid basis for
showing that a NHSM is more
commodity-like than waste-like.
Comment: The current petition
process is limited to NHSMs when used
as fuels. Absent from this petition
process are NHSMs used as ingredients
and previously discarded materials that
meet the fuel legitimacy criteria. We do
not understand this distinction and urge
the EPA to expand both the current and
proposed petition processes to allow for
non-waste determinations for a wider
range of NHSMs.
Response: In general, the 40 CFR part
241 regulations establishes a selfimplementing approach for NHSM that
can consider site-specific information, if
necessary (i.e., facilities will make a
self-determination of whether the nonhazardous secondary fuel or ingredient
in question meets the regulatory
criteria). We note it is the EPA’s
intention to indicate in these rules, as
clearly as possible, which nonhazardous materials used as fuels or
ingredients in combustion units are or
are not considered solid waste based on
the criteria laid out in regulatory text.
The agency expects this selfimplementing approach will govern the
majority of situations, including NHSMs
used as ingredients and NHSMs
processed from previously discarded
materials.
We would also note that the regulated
community prior to proposing the
December 2011 proposed rule and
commenters to that proposed rule did
not provide any instances where
85 See
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ingredients are combusted or are
processed from previously discarded
material that would be a candidate for
listing categorically. Therefore, we do
not believe it necessary to modify the
proposed rule to address this situation.
However, to the extent that there are
instances where such materials do exist,
persons can always petition the EPA to
modify the rules, including allowing
ingredients that are combusted to be
categorically listed to account for such
materials.
Comment: In the NHSM Proposal, the
EPA recognizes that a material can have
levels of contaminants higher than
traditional fuels, but still be combusted
for a legitimate, energy-producing
purpose (see 76 FR 80483 discussing
resinated wood). The EPA also has
proposed that this is true for hazardous
secondary materials as well (see 76 FR
44094, 44122; July 22, 2011).
Notwithstanding this admission, the
EPA is not proposing to amend its
legitimacy criterion for contaminants to
make it a consideration, rather than a
mandatory criterion. Thus, the EPA’s
NHSM Proposal is internally
inconsistent. Under 40 CFR 241.3(d)(iii),
any material that has contaminants in
concentrations higher than those found
in traditional fuels is automatically
considered a waste, no matter how
integral the use of the material is to the
manufacturing process or how
legitimate the combustion is to the
purpose of energy recovery. In contrast,
under proposed 40 CFR 241.4, EPA
recognizes that materials can have high
levels of contaminants and still be nonwaste material being legitimately
combusted for energy recovery. To
justify this inconsistency, the EPA
argues that it needs to make a case-bycase determination that a material with
higher levels of contaminants is a nonwaste to ‘‘prevent sham recycling’’ (see
76 FR 80482).
Response: The EPA disagrees with the
comment that the mandatory nature of
the self-implementing § 241.3 standards
(including the contaminant legitimacy
criterion) for individual facilities is
inconsistent with the non-waste
determinations outlined in § 241.4. In
particular, the legitimacy criteria
(including the contaminant legitimacy
criterion) must be met under the selfimplementing standards for individual
facilities outlined in § 241.3, but the
same criteria may be balanced by the
EPA with other relevant factors under
the categorical non-waste
determinations outlined in § 241.4.
These differences are necessary and
appropriate. Where a particular NHSM
may not meet all the legitimacy criteria
outlined in § 241.3(d)(1), but the
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material is being used as a legitimate
fuel, the agency has decided it is
necessary to require a formal
determination (i.e., not a selfimplementing decision) to prevent
materials from being burned for discard
under the guise of recycling.
Furthermore, the agency has decided
that such a determination should be
subject to public notice and comment.
In cases where the difference between
recycling and waste treatment is
difficult to distinguish, as is the case
when elevated levels of contaminants
are present, the potential for abuse is
likely, and thus, regulatory oversight is
appropriate when making a waste/nonwaste determination. This approach is
also consistent with what the EPA
proposed for the hazardous secondary
material rule cited by the comment—
that is, the balancing test would be used
by the EPA in a petition process, not as
a self-implementing determination.
Comment: One commenter requested
that the EPA should specifically
recognize in the categorical petition that
the existence of a supply contract
between a generator of NSHMs and a
combustor, with specifications that the
NHSM must meet, should be considered
dispositive evidence that the NHSM is
not a waste and is combusted for energy
recovery, not disposal.
Response: We disagree with the
commenter that the mere existence of a
contract between the generator and
combustor is dispositive evidence of the
material being a non-waste. However,
existence of a contract is a factor to be
considered in a categorical non-waste
determination. For example, under 40
CFR 241.4(a)(1), scrap tires managed
under established tire collection
programs are a categorical non-waste
and the definition of ‘‘established tire
collection program’’ (40 CFR 241.2)
explicitly recognizes contracts as
evidence that the material has not been
discarded. Specifically, ‘‘Established
tire collection program’’ means ‘‘a
comprehensive collection system or
contractual arrangement [emphasis
added] that ensures scrap tires are not
discarded and are handled as a valuable
commodity through arrival at the
combustion facility* * *’’
Comment: The timeframe for which
the EPA must grant or deny the request
should be included as well as defining
the length of time of 30 days that these
notices will be open to public comment.
What is the legal implication of an
‘‘informal public hearing?’’ How does
this differ from a public information
meeting? If it is ‘‘informal,’’ what is the
purpose? What administrative
procedures apply to comments made
during the ‘‘informal public hearing?’’
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Response: The agency is not imposing
a deadline on its decision to grant or
deny a petition, or a specific time period
for public comment, due to the
potentially wide range of issues
involved in considering a categorical
non-waste petition and because of the
many factors beyond its control.
Informal public hearings, similar to
formal public hearings, provide an
opportunity for the public to provide
comments and oral testimony on
proposed agency actions . All testimony
received becomes part of the public
record. Public meetings, on the other
hand, are less formal; anyone can
attend, there are no formal time limits
on statement, and the agency and/or the
facility usually answer questions. The
purpose of the meeting is to share
information and discuss issues, not to
make decisions.
Comment: The final rule should make
clear that the denial of a petition would
not bar the filer of the denied petition
from filing a subsequent petition for the
same location and same materials.
Response: Where the information
submitted to make a categorical nonwaste determination has fundamentally
changed, the EPA agrees that a petition
to categorically list a NHSM can be
resubmitted for review.
5. Materials for Which Additional
Information Was Requested
a. Pulp and Paper Sludge
In the March 2011 NHSM final rule,
the EPA concluded that pulp and paper
sludges meet the legitimacy criteria and,
thus, can be burned as a non-waste fuel
provided such combustion units are
within the control of the generator in
accordance with section 241.3(b)(1).86
The December 2011 proposed rule
discussed the information we currently
have on pulp and paper sludges, and the
additional information that the agency
would need in order to categorically list
these materials in 40 CFR 241.4(a) as a
non-waste fuel.87 If such information
were provided to the EPA, the agency
would then consider the legitimacy
criteria and other factors relevant to a
determination that these sludges are not
solid wastes when combusted.
This categorical listing would put
pulp and paper sludges in the same
general grouping as resinated wood
86 Pulp
and paper sludges almost entirely remain
on-site and within the control of the generator when
burned as fuels. To the extent that pulp and paper
sludges do not remain within the control of the
generator and are used as fuels, the petition process
established in 40 CFR 241.3(c) could apply to these
materials, as appropriate.
87 Additional information needed to categorically
list pulp and paper sludges is discussed at 76 FR
80485.
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residuals. For resinated wood residuals,
the EPA considered that use of that
material as a fuel has been integrally
tied to the industrial production process
and is consistent with that of a fuel
product. The proposal discussed similar
information that was needed by the
agency to support adding pulp and
paper sludges to 40 CFR 241.4(a) as a
categorical non-waste.
Based on the comments received and
information submitted, the EPA is
listing as a categorical non-waste fuel
under section 241.4 those dewatered
pulp and paper sludges that are not
discarded and are generated and burned
on-site by pulp and paper mills that
burn a significant portion of those
residuals. Such residual must be
dewatered and managed in a manner to
preserve the meaningful heating value
of those materials.
This determination for pulp and
paper sludge as a categorical non-waste
represents the agency’s finding that,
after balancing the regulatory 88
legitimacy criteria with other relevant
factors, the burning of this material as
described in the categorical listing is a
commodity fuel for legitimate energy
recovery and not discard. That is, the
agency has concluded that, for pulp and
paper mills that burn a significant
portion, pulp and paper sludges are
integral to the mills’ operations and
provide a critical source of energy. Such
mills are not burning these dewatered
pulp and paper sludges to discard them
but are burning them as a legitimate
commodity fuel. These facilities take the
steps necessary to dewater the pulp and
paper sludges and to manage the
dewatered sludge to maintain its
meaningful heating value and not to
dispose of the sludge. In addition, the
agency finds for facilities burning a
significant portion of the dewatered
sludge that:
(1) The sludges are managed in a
manner that preserves meaningful
heating value and, therefore, meets the
managed as a valuable commodity
(241.3(d)(1)(i)).
(2) Dewatered sludge (i.e., dewatered
through appropriate water removal
practices, including dewatering presses,
rotary driers, etc.) meets the meaningful
heating value and used in combustion
88 As the EPA has previously stated (76 FR
15460), the Agency has established regulatory
legitimacy criteria which may be used by
companies on a case-by-case basis to show that they
are not discarding material when used in a
combustor. However, for the categorical
determination, the Agency has determined that it is
appropriate for the Agency, itself, to make the
discard determination for material that does not
meet the more strict regulatory criteria. Thus, the
EPA has developed the categorical determination.
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units that recovery energy criterion
(241.3(d)(1)(ii)).
(3) The sludge meets the comparable
contaminant criterion (241.3(d)(1)(iii)).
The fact that these sludges meet the
contaminant legitimacy criterion, in the
EPA’s view, show that these sludges
when burned on-site are not being
discarded. While the agency is not
defining a specific percentage of
dewatered pulp and paper sludges that
would need to be burned to qualify for
the categorical listing in section 241.4,
the agency would consider that the 42
mills that responded to an AFPA
survey 89 and that use dewatered pulp
and paper sludge as fuels at a significant
rate (between 70–100 percent of these
materials that are generated and burned)
meet the listing description. We also
find that other mills that burn a
significant portion of their dewatered
pulp and paper sludges on-site as fuel
would qualify for the listing
description.90 For the pulp and paper
mills that burn a relatively small
percentage of their dewatered pulp and
paper sludges on-site as a fuel (e.g., the
five mills that responded to the AFPA
survey that burn less than 20 percent),
the agency has determined that those
sludges are not viewed the same by the
mill operator in that they do not need
to rely on them for their energy value
and are not included in the non-waste
categorical listing in section 241.4.
However, there is likely little
difference as to how pulp and paper
sludge may be defined under NHSM
rules, whether a categorical or a facilityspecific non-waste determination. That
is, such dewatered pulp and paper
sludges may still be considered nonwaste fuels when burned as a fuel for
energy recovery at mills that burn a
relatively small percentage of these
materials, although the rules require
those facilities to document on a
facility-specific basis that such sludges
are non-waste fuels. As discussed in the
final NHSM rule (76 FR 15488),
dewatered pulp and paper sludges that
are burned within the control of the
89 See April 2, 2012, letter from Timothy G. Hunt
to James Berlow. A copy of this letter has been
placed in the docket for today’s rulemaking.
90 While the Agency is not including a specific
requirement for pulp and paper mills to document
the amount of dewatered wastewater treatment
residuals they burn on-site as a fuel, we would
recommend that such pulp and paper mills include
such documentation in case there are any questions
as to whether the pulp and paper mills dewatered
wastewater treatment residuals qualifies for the
categorical listing in 241.4. As an alternative, the
pulp and paper mill can request the Agency to
confirm (via letter) that the facility generates and
burns on-site a significant portion of pulp and
paper sludges such that the facilities pulp and
paper sludges are included within the categorical
listing.
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generator and meet the legitimacy
criteria, likely are non-waste fuels and
thus can be burned in units subject to
CAA section 112 requirements.
The agency has restricted the
categorical listing to those dewatered
pulp and paper sludges that are burned
on-site because the agency has minimal
information on how these NHSMs are
managed when shipped offsite.91
Outlined below are commenters’
responses to the agency information
requests regarding pulp and paper
sludges and a categorical non-waste
determination.
Comment: The EPA requested
information on how pulp and paper mill
sludge is used as a legitimate fuel and
not discarded at pulp and paper mills
and how the material is integrated into
the industrial production process.
In responding to the agency’s request,
commenters first provided a summary of
energy needs by the pulp and paper
industry. The commenters indicated
that the industry is somewhat unique in
its energy profile and in how individual
mills select appropriate fuels to support
their energy needs. Most pulp and paper
mill boilers are specifically designed to
handle a variety of fuels; few boilers are
designed to burn just traditional fuel.
Even mills with boilers specifically
permitted as pulp and paper sludge
boilers also burn other fuels. Over the
years, the industry has recognized the
benefits of burning secondary materials,
particularly those generated on-site.
These secondary materials are derived
from and have characteristics similar to
traditional fuel, particularly the biomass
used to produce pulp and paper
products.
Mills do not usually burn just one
type of fuel at any one time. Some mills
rely heavily on coal, others on natural
gas or biomass. According to the
commenter, the choice of fuel depends
on availability, cost and need. Hogged
fuel or coal may be the underlying fuel
but it is supplemented by other
traditional and non-traditional fuels.
This is done in order to meet the energy
needs of the mill but also to address best
management practices for the boiler and
meet air quality requirements. If the
hogged fuel is wet, coal or resinated
wood may be added to boost heat value.
If the boiler is burning too hot, the
addition of pulp and paper sludge
enables the mill to regulate temperature.
Pulp and paper sludge also may be
burned because it has the best fuel value
for the price. All of these decisions are
based on the boiler conditions, fuel
availability, energy needs, air quality
requirements, as well as costs, and all
are considered when the energy
manager determines the right mix of
fuel in any given day.
As a result, the quantities of different
types of fuels burned over the course of
a year differ and the mill may not burn
100 percent of the available fuel
generated during that year. Not all pulp
and paper sludges are burned at a given
mill over the course of a year nor are all
recycled process residuals (old
corrugated cardboard rejects) or all
hogged fuel. The commenter
emphasized that if only a percentage of
a secondary material generated by the
industry is used as a fuel, that it does
not negate its value as a fuel. Rather, it
reflects the realities of running a boiler
for which the economic and operating
conditions are interconnected and
dynamic.
For example in one mill, the
commenter indicated that combination
boilers are designed to burn a wide
variety of fuels efficiently and cleanly.
Two mills’ boilers currently burn tirederived fuel,92 while one burns waste
paper generated at the mill. They all are
capable of burning one or more fossil
fuels: oil (including used oil), coal and
gas. The four combination boilers burn
large amounts of biomass, either
generated on-site or purchased
commercially. A portion of three of the
mills’ biomass consists of sludge
generated on-site from their wastewater
treatment processes.
One state commenter also indicated
that most mills operate boilers that are
specifically designed to handle a variety
of fuels—few boilers are designed to
burn just traditional fuel and mills do
not usually burn just one type of fuel at
any one time. Bark and biomass fuel
may be the primary fuel but it is
supplemented by other traditional or
alternative fuels.
Secondary materials have been an
important alternative fuel used safely by
the mills in the commenter’s state for
many years. Most of that state’s mills’
have multi-fuel boilers. Their fuel
handling equipment, mill wastewater
treatment systems and other ancillary
equipment were designed to combust
alternative fuels, including pulp and
paper sludge. Use of these fuels reduces
reliance on purchased biomass and/or
fossil fuels and provides a vehicle for
beneficial reuse of the materials. In light
of the greater stringency of the CISWI
91 We note that in the situation where pulp and
paper sludges are transferred beyond the control of
the generator, a facility can petition the Agency to
receive a non-waste determination, as appropriate.
92 Tire-derived fuel used in the paper industry
must be dewired since the wires often clog the feed
system. Thus, the industry does not utilize whole
tires.
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regulations, the state indicated that the
mills are likely to landfill these
materials instead of recovering their fuel
value if these materials are considered
solid waste under the CISWI standards.
Another industry commenter stated
that four of their five U.S. pulp mills
produce wastewater treatment residuals
that are burned in biomass-fired
combination fuel boilers. At one mill,
the residual solids are harvested and
sold under a purchase agreement to an
Electric Utility Generating plant burning
various sources of biomass because that
mill does not have a biomass boiler
designed to burn the residuals. The
residuals are primary clarifier solids
(mostly wood fibers too short for
product use) which are harvested by
dewatering through a screw press. The
residuals are stockpiled in a specific
managed area before being trucked to
the power company. At that site, the
materials are processed and conveyed
with other forms of biomass for fuel in
their biomass boiler. Use of the
wastewater treatment residuals from the
mill as a fuel at the purchasing site is
permitted in their air permit.
One commenter indicates that the
energy manager at a mill will determine
the approximate amount of different
types of fuels needed to obtain the most
energy under the best operating
conditions. As pulp and paper sludge is
generated, it is directed toward the
hogged fuel pile or towards other nonfuel uses. This decision is based on
whether the mill’s boiler is designed
and permitted to burn pulp and paper
sludge and the amount is determined by
the energy demands on that particular
day.
Another commenter believes that the
fact that not all pulp and paper sludge
is combusted at pulp and paper mills is
evidence that the wood products
industry only combusts pulp and paper
sludge for legitimate energy recovery
and not for disposal. According to the
commenter, when the pulp and paper
sludge is not needed as a fuel, it is used
for non-fuel purposes or is discarded.
When it is combusted, it is combusted
for its energy value as a legitimate fuel.
One mill described by a commenter
has elected to divert its own-make bark
to beneficial use as mulch, rather than
burning it, because it is of poorer quality
than commercially available biomass.
That same mill has recently invested in
a new belt press which provides high
quality sludge as fuel for its
combination boiler. Since the press was
installed in 2011, the percentage of mill
sludge burned has increased to 80
percent from under 50 percent.
Currently, the mill is burning more of
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the sludge from its process than the bark
it also generates.
At another plant, the commenter
indicates that sludge is a by-product of
the AST process. Their mills employ
primary clarifiers to separate out solids
from wastewater, of which 50 percent is
wood fiber, the primary component.93
These solids are staged in holding or
blend tanks prior to drying. In addition
to primary clarifiers and aeration basins,
AST systems employ secondary
clarifiers (large, open, circular concrete
tanks) in which biological solids exiting
the aeration basin(s) are separated by
gravity from wastewater. The process is
carefully regulated to accomplish two
objectives: making the water as clean
and free of solids as possible while
retaining activated sludge (active
microbes) to re-inject into the biological
treatment stage of the process. As part
of this continuous loop, some activated
sludge must be removed from the
system to maintain the optimal
population of active microbes for
effective treatment.
After excess secondary sludge is
removed from the treatment loop at
three of the mills, it is mixed with
primary sludge in blend tanks prior to
being dried on belt presses to a suitable
moisture level for burning or other uses.
Sludge is introduced into the mills’
solid fuel feed systems by means of
conveyers where it becomes thoroughly
mixed with other fuels in the conveyer
systems before being introduced into the
mills’ combination boilers. At one mill,
primary sludge is dried separately by
means of screw presses while secondary
sludge is dried using a belt press. The
two fuels are fed separately by
conveyers onto the mill’s main solid
fuel conveyer which transports the bark/
sludge mixture to a surge bin. The fuel
is passed through a ‘‘waste heat dryer,’’
where it is briefly exposed to boiler flue
gas before being fed into the
combination boiler. The process at all
four mills is continuous. Operators
monitor and manage the sludge on a 24
hour basis. Sludge drying takes place
entirely within buildings where the
tanks, pipes, mixers, pumps, polymer
feed systems, conveyers, presses,
diversion gates and valves, monitoring
devices and other equipment necessary
to produce suitable sludge are housed.
Sludge burned in the boilers is
transported to the boilers on feed
systems designed to ensure sludge,
biomass and other solid fuels are
homogeneous, thoroughly mixed and
93 Washington State Department of Ecology
Industrial Footprint Project Waste Stream
Reduction and Re-Use in the Pulp and Paper
Sector, June 2008.
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not exposed to the elements while being
conveyed to the boilers. After its
removal from wastewater treatment, no
sludge touches the ground until it is
burned, beneficially used (e.g., recycled
feedstock to make newsprint) or
landfilled.
The commenters indicate that the
moisture content of biomass is highly
variable. Operators control fuel use
based on the mill’s need for steam and
electricity, fuel costs, fuel quality and
fuel availability. All factors can change
at a moment’s notice since the
production process is constantly
changing. Pulp and paper production
swings or curtailments are common.
Energy demand, fuel cost or fuel quality
may make it necessary or desirable to
reduce biomass and sludge combustion,
even to switch entirely to fossil fuels.
Environmental emissions occasionally
can be a factor in fuel use, particularly
during boiler startup or shutdown, or
when the mill is experiencing rapid
fluctuations in steam demand.
Response: Based on the information
submitted, and as discussed further in
our responses below, the EPA is listing
as a categorical non-waste fuel under
section 241.4 dewatered pulp and paper
sludges that are not discarded and are
generated and burned on-site by pulp
and paper mills that burn a significant
portion of such materials where such
dewatered residuals are managed in a
manner that preserves the meaningful
heating value of the materials.
This determination for pulp and
paper sludge as a categorical non-waste
fuel represents the agency’s finding,
after balancing the legitimacy criteria
with other relevant factors, that those
mills that burn a significant portion of
these pulp and paper sludges are
burning them as a commodity fuel for
energy recovery and not discard. The
discussion above indicates that these
mills have been designed to utilize pulp
and paper sludges and use of that
material as a fuel is an integral part of
facility operations. Decisions regarding
use and the right mix of fuel in any
given day are based on the boiler
conditions, fuel availability, energy
needs, air quality requirements and cost.
Comment: The EPA requested
information on the amount of pulp and
paper sludge burned as fuel.
In 2010, members of AF&PA burned
772,034 dry tons of pulp and paper
sludge, which represents approximately
25 percent of the pulp and paper sludge
generated by members of AFPA during
the year.94 However, approximately 90
percent of the AF&PA member facilities
that responded to their survey (42 out of
94 Docket
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47) that use dewatered pulp and paper
sludge as fuels do so at a significant rate
(between 70–100 percent of these
materials that are generated are burned).
In fact, one third of the AF&PA facilities
that responded to their survey (16) that
burn pulp and paper sludges, burn 100
percent of the materials generated.95
Response: As the commenter
indicates, while 25 percent of pulp and
paper sludges that are generated are
used as fuels on an industry-wide basis,
the vast majority of facilities that
responded to the survey that use
dewatered pulp and paper sludges as
fuels do so at a significant rate. In light
of the information on use of pulp and
paper sludges, the agency finds that for
those pulp and paper mills that burn a
significant portion, that their use as a
legitimate fuel is integral to the
operation of the pulp and paper mill.
The fact that these sludges meet the
contaminant legitimacy criterion also, in
the EPA’s view, shows that these
sludges when burned on-site are not
being discarded.
As discussed above, while the agency
is not defining a specific percentage of
dewatered pulp and paper sludges that
would need to be burned to qualify for
the categorical listing in section 241.4,
the agency would consider the 42 mills
that responded to the AF&PA survey as
meeting the listing description. Where a
facility has burned or burns in the
future a significant portion of the
dewatered pulp and paper sludges that
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to James Berlow. A copy of this letter has been
placed in the docket for today’s rulemaking.
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are generated, the facility is clearly
dependent upon the use of these
materials as fuels in much the same way
that wood manufacturing facilities are
dependent upon the stream of resinated
wood residuals to meet their energy
demands. Specifically, we note that the
percentage of overall use of pulp and
paper sludges as a fuel at facilities
burning a significant portion of the
material (70 percent in the AF&PA
comment above) is similar to the use of
resinated wood within the wood
products industry—approximately 73
percent of resinated wood generated is
either used as a fuel or is recycled back
into the wood manufacturing process.96
As noted above, mills that burn a
significant portion of their dewatered
pulp and paper sludges on-site as fuel
in the future would also qualify for the
listing description.97
On the other hand, when a pulp and
paper mill burns a relatively small
percentage of their dewatered pulp and
paper sludges on-site as a fuel (e.g., the
five mills that responded to the AF&PA
survey that burn less than 20 percent),
the agency has determined that such
96 See Materials Characterization Paper In
Support of the Final Rulemaking: Identification of
Nonhazardous Secondary Materials That Are Solid
Waste—Resinated Wood Products. Docket EPA–
HQ–RCRA–2008–0329–1820.
97 While the Agency is not including a specific
requirement for pulp and paper mills to document
the amount of dewatered wastewater treatment
residuals they burn on-site as a fuel, we would
recommend that such pulp and paper mills include
such documentation in case there are any questions
as to whether the pulp and paper mills’ dewatered
wastewater treatment residuals qualifies for the
categorical listing in 241.4.
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sludges are not viewed the same by the
mill operator in that they do not rely on
the sludges for their energy value. As
noted by one commenter, some mills
may not produce pulp and paper sludge
with sufficient fiber, such that the
sludge is a viable fuel. Therefore, the
agency finds that such pulp and paper
sludge should not be included in the
categorical listing in section 241.4.98
Those companies would need to make
case-by-case determinations regarding
legitimacy to support use as a fuel.
Comment: The EPA requested more
data on contaminant levels—
particularly chlorine and metals.
The NCASI undertook a thorough
evaluation of data related to
contaminant levels in pulp and paper
sludge.99 NCASI looked at the most
robust information about pulp and
paper sludge which is found in the
EPA’s Boiler MACT database. That
database has pulp and paper sludge data
comprised of nearly 5,280 records of
individual data points corresponding to
46 AF&PA member pulp mills.
Table 8 of this preamble includes data
from the EPA traditional fuels table as
well as the EPA Boiler MACT database
for pulp and paper sludge.
BILLING CODE 6560–50–P
98 The Agency acknowledges that some portion of
these pulp and paper sludges are land applied.
While the Agency considers such uses as beneficial,
such recycling is not integral to pulp and paper
operations, and therefore, the Agency would not
consider this form of recycling in determining
whether a facility is recycling a significant portion
of their pulp and paper sludges.
99 Docket EPA–HQ–OAR–2003–0119–2619.
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The commenter indicates, as shown
in the table, that contaminant levels in
pulp and paper sludge are well within
the ranges of metals found in traditional
fuels. For all 11 HAP metals, except Mn,
the 90 percent UPL value for sludges is
less than the corresponding maximum
for coal. For Mn, which is principally
derived from biomass, the 90 percent
UPL value for sludges is well below the
maximum for biomass. This is also
reflected in the TSM comparisons with
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and without Mn between coal, biomass
and pulp and paper mill sludges.
Chlorine and total halogens (Cl + Fl) in
sludge compare favorably with both
biomass and coal. Nitrogen and sulfur in
sludge also compare favorably with
coal, although the commenter also
points out that the nitrogen and sulfur
contents are generally not indicative of
HAP formation potential for any fuel,
and in the case of pulp and paper mill
sludges in particular, the sulfur content
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of these sludges is typically in the
inorganic sulfate form that
predominantly ends up in the
combustion ashes.
NCASI found a paucity of data on
organics in pulp and paper sludge.
Except for Ds/Fs, which had been
evaluated extensively in the 1990s,
organics are not expected to be found in
pulp and paper sludges. Due to the
changes in bleaching techniques which
demonstrated significant reductions in
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the existence of Ds/Fs in sludge, testing
for even dioxins has not been
undertaken recently. NCASI notes that
of the data that do exist, organics are
rarely found and those that are
identified are frequently below the
detection limit.
Overall, the commenter states that
contaminant levels in pulp and paper
wastewater treatment residuals compare
well to those found in traditional fuels.
Response: Based on the information
provided, the agency finds that pulp
and paper sludges, meet the comparable
contaminant criterion (241.3(d)(1)(iii)).
The data confirms the conclusions in
the NHSM final rule regarding chlorine
and metals are comparable to the levels
found in coal, which is a traditional fuel
that may be burned in these facilities.
Comment: The EPA requested
information on what steps the industry
has taken to ensure the quality of pulp
and paper mill sludge when used as a
fuel at pulp and paper mills is
consistent with that of a fuel product.
Commenters state that pulp and paper
mills that generate pulp and paper
sludge do so as part of their compliance
with the CWA requirements, as well as
part of an effort to return as much wood
fiber to use as possible, either as an
input to the manufacturing process or as
a fuel. The strategies that each mill uses
to meet those requirements differ
depending upon the type of product, the
location of the mill and the specific
standards established by the EPA and
the respective states. However, mills
clean wastewaters prior to discharge,
thus creating primary and a variety of
secondary pulp and paper sludges, all of
which capture wood fibers.
Furthermore, the question of whether
the quality of the pulp and paper sludge
is appropriate for a particular mill is
based on the boiler design. As such,
there are some boilers well suited to
burn it; others cannot burn the material.
At one commenter’s mill, for example,
the company has invested over $7
million upgrading sludge drying and
management equipment. The object of
these large investments was not to
remove all of the moisture in the sludge.
Rather, it was to make sludge quality
consistent with that of the wet biomass
burned in its combination boilers. Either
too much or too little moisture can have
a deleterious effect on the boilers’
combustion. One mill recently installed
a belt press to improve the reliability of
its sludge management system and
increase the average solids content of its
sludge. Since then, the sludge has
occasionally caused combustion
problems in the boiler because it was
too dry, necessitating additional quality
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control to optimize the sludge’s
moisture content.
Another commenter stated they
invested over $3 million to prevent
unwanted materials from reaching the
treatment process and being discharged
in mill effluent or being incorporated
into the pulp and paper sludge. Their
mills make coated paper products, the
coatings consisting largely of clay and
other minerals. Improved equipment
and operating procedures have
significantly lowered sewer losses of
these materials, improving the quality of
wastewater and reducing the ash
content of these pulp and paper sludges.
To further pollution prevention, their
mills set stringent specifications for raw
materials, such as sulfuric acid and
caustic soda, which minimizes the
introduction of trace amounts of heavy
metals into the process.
From the standpoint of process
control, the commenter stated that
sludge management processes are
continuous, enclosed and carefully
controlled. In contrast, bark and wood
chips may be exposed to the elements
for extended periods before being
burned. Depending on the season,
hardwood bark can get ‘‘stringy’’ and
become very difficult to process as fuel.
Frozen bark or chips can jam or disable
equipment. Purchased fuel can have
excessive rocks or grit. It is difficult to
control the quality of biomass burned in
the commenter’s boilers. Sludge
frequently exhibits less variability in
quality than other types of biomass.
Response: Based on the information
provided, the agency finds that, for
facilities burning a significant portion of
the dewatered sludge, use of the
material is integral to the facility’s
operations, particularly in the value
these materials provide as a critical
source of energy. At such facilities,
sludge management processes are
carefully controlled and the industry
has taken the necessary steps to ensure
the quality of pulp and paper mill
sludge when used as a fuel at pulp and
paper mills. On the other hand, for
those pulp and paper mills that do not
burn a significant portion of their
dewatered wastewater treatment
sludges, the agency does not believe that
the same steps have been taken to
ensure the quality of the pulp and paper
mill sludge that is used as a fuel and
thus, is not an integral part of the pulp
and paper mill operations.
Comment: The EPA requested
information on what are the standard
practices used to ensure pulp and paper
sludge has meaningful heating value.
As noted in the October 2011 pulp
and paper sludge paper the AF&PA
submitted prior to the December 2011
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proposal, the overwhelming majority of
pulp and paper mills remove water from
pulp and paper sludge prior to
managing it in any way. Belt and screw
presses are most commonly used in the
industry. Some mills use steam heated
filter presses. Some pulp and paper
sludge is also further dried in steam
heated rotary driers. As indicated
previously, sludge drying takes place
entirely within buildings where
equipment necessary to produce
suitable sludge is housed. Sludge
burned in the boilers is transported to
the boilers on feed systems designed to
ensure sludge, biomass and other solid
fuels are homogeneous, thoroughly
mixed and not exposed to the elements
while being conveyed to the boilers. In
all instances, the goal is to raise the
solids content—and thus, Btu value.
Response: Based on these comments
and other information in the record, the
agency finds that facilities that burn a
significant portion of these materials
take the steps necessary to dewater the
pulp and paper sludge and to manage
such dewatered sludge to maintain its
meaningful heating value and burn the
sludge for energy recovery.
Comment: The EPA requested
information on how pulp and paper mill
sludge is managed when shipped offsite.
There are several mills within the
industry that have agreements with
other facilities, primarily electric
utilities that purchase pulp and paper
sludges for use as biomass-based fuel.
For the most part, these arrangements
occur when there is a utility close to the
pulp and paper mill because the cost of
shipping such sludges long distances
may be prohibitive. Pulp and paper
sludges may be sent offsite when it is
being used by other entities to produce
another product, (including fuel
pellets 100), used for other purposes
(land application, use as landfill cover),
or for final disposal. Pulp and paper
sludges are shipped by containers, truck
or rail.
Response: The agency recognizes that,
as described above, some pulp and
paper sludges are sent offsite for use as
a fuel. However, the agency has
restricted the categorical listing to those
pulp and paper sludges that are burned
on-site because the agency has minimal
information on offsite use of these
materials. In fact, the pulp and paper
industry indicates that the great
majority of these sludges, when burned
as a fuel, are burned on-site. Also, in the
few instances that the pulp and paper
100 When pulp and paper sludges are sufficiently
processed, and such processed material meets the
legitimacy criteria, the processed materials are nonwaste fuels whether burned within or outside the
control of the generator.
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industry discussed in their comments
that these materials were shipped
offsite, they seem to be sent to other
industries. The fact that these sludges
are sent to other industries would not
necessarily disqualify those dewatered
pulp and paper sludges from being
considered for listing categorically.
However, the agency does not have
sufficient information to make any
determination.101
Comment: For reasons stated
previously in comments on the June
2010 proposed rule, one commenter
argues that pulp and paper sludges are
waste when burned regardless of
whether it is burned by the company
that generated it and regardless of
whether it meets the EPA’s legitimacy
criteria. Paper mill sludge is a waste
because it is discarded within the
meaning of RCRA.
The EPA’s description of pulp and
paper sludge shows that it remains a
waste even under the agency’s own
definition of discard. First, the EPA
acknowledges that pulp and paper mills
have no use for pulp and paper sludge;
the fibers it contains are ‘‘too short to be
suitable for papermaking and it contains
microorganisms that feed on organic
material in the wastewater stream.’’ 102
Second, the fact that paper mill sludge
comes from ‘‘the wastewater stream,’’ 103
in itself confirms that it is a waste.
Third, the EPA’s discussion of the
contaminant levels in paper mill sludge
shows substantial variation in chlorine
levels. Where the EPA encounters such
variability in the course of setting floors
for CISWI units in the very same
Federal Register notice, the agency uses
a 99th percent UPL to assure that the
level it chooses will not be exceeded.
Yet, where the EPA encounters
variability in the chlorine levels in pulp
and paper sludge—variability that could
lead to significantly higher emissions of
chlorinated pollutants, such as HCl and
dioxins—the agency simply dismisses it
without further ado. The EPA’s
disparate treatment of the variability of
emissions for floor setting and of the
chlorine levels in pulp and paper sludge
for the purposes of considering a
categorical declaration that such sludge
is not a waste is unexplained and
arbitrary.
If the agency believes that such
variability exists, it should be concerned
about the possibility that some sludges
may have far higher chlorine levels than
101 We note that in the situation where pulp and
paper sludges are transferred beyond the control of
the generator, a facility may also petition the
Agency to receive a non-waste determination, as
appropriate.
102 See 76 FR 80485.
103 Id.
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it assumes—as, indeed, the record
shows some sludge does—and should
take steps to ensure that this is not the
case before it even considers an
exemption. Indeed, the agency’s failure
to examine this possibility renders the
existing rule, which allows generators to
burn their own sludge, arbitrary and
capricious.
Fourth, the EPA admits that sludge
contains extremely low heating values,
so low in some instances as to flunk the
agency’s legitimacy criteria. That
sources typically dewater their sludges
does not make these sludges any less a
waste, even under the agency’s own
definition of discard. The EPA does not
say what the heating value of the
sludges is after dewatering, nor does it
make any difference what the ‘‘dry
weight’’ heating value of sludges might
be, as they are not at ‘‘dry weight’’ when
burned. The reality is that paper mills
find it cheaper to burn their sludges
than to dispose of them safely and that
because these sludges are largely
‘‘wastewater’’ and contain high levels of
chlorine and other contaminants,
burning them requires large quantities
of other fuel and generates high levels
of pollution.
Response: The agency disagrees with
the commenter that all pulp and paper
sludges are waste fuels when
combusted. To the extent comments
were submitted in response to the
March 2011 final rule, the agency need
not respond. Below, the EPA responds
to the new points raised in the
comments.
With respect to the particular
arguments on the categorical listing, the
agency disagrees that the sludge remains
a waste even under the agency’s own
definition of discard. The comment is
incorrect when it states that the EPA has
acknowledged pulp and paper mills
have no use for pulp and paper sludge
because the fibers it contains are ‘‘too
short to be suitable for papermaking and
it contains microorganisms that feed on
organic material in the wastewater
stream.’’ 104 In the proposed rule, we
stated that fibers that end up being too
short can be detrimental to paper
quality. Although this would not be
suitable for papermaking, these sludges
are a valuable resource as energycontaining secondary materials as
discussed in detail in the comments
above. As much as 50 percent of the
sludge is composed of wood fibers
which are similar in content to other
types of biomass fuel combusted.
Further, the agency disagrees that
pulp and paper mill sludges are wastes
because they are contained in a
104 See
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‘‘wastewater’’ stream. The D.C. Circuit
in, API v. EPA, 216 F.3d at 58, rejected
the proposition that the mere presence
in a wastewater stream makes a material
a waste. In API, the D.C. Circuit
criticized the EPA for not saying why it
concluded that the disposal motivation,
compliance with water quality
standards, predominated over the
recycling motivation, recovery of oil
from primary wastewater treatment.
Plainly, the mere presence of oily
material in wastewater did not make the
oil a waste. In this case, the EPA has
found in its categorical listing that the
motivation for burning the pulp and
paper sludge is to use its inherent value
as a fuel and not for disposal. Comments
have provided the agency with
information that facilities that burn a
significant portion of these sludges
consider them to be an integral part of
their production process, particularly in
the value these materials provide as a
critical source of energy. We disagree
that the disposal motivation
predominates over the true value of
these sludges as an important fuel,
integral to the production processes.
The EPA also disagrees that the
treatment of the variability of emissions
for floor setting and of the chlorine
levels in pulp and paper sludge for the
purposes of considering a categorical
declaration that such sludge is not a
waste, is unexplained and arbitrary. The
agency notes that, rather than
dismissing the variability of chlorine
levels in pulp and paper sludges, it has
considered all available data—including
data on variability—and reached the
conclusion that contaminant levels in
pulp and paper sludges are comparable
to or lower than those in the appropriate
traditional fuel(s). The EPA
acknowledges that, based on data
submitted to the agency since
promulgation of the March 2011 final
rule and presented in the December
2011 proposed rule, chlorine levels in
paper mill sludge show substantial
variation. This is an important factor to
consider when making a categorical
non-waste determination and the agency
has considered mean concentrations,
the range of concentrations, and
variability when analyzing pulp and
paper sludges.
As stated in the proposed rule and
information in the rulemaking record,
data for pulp and paper sludges show
mean chlorine concentrations of 361
ppm, well below the mean of 992 ppm
observed in coal. Data for pulp and
paper sludges also show maximum
chlorine concentrations of 4,800 ppm,
well below the maximum of 9,080 ppm
observed in coal and below the
maximum of 5,400 ppm observed in
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untreated wood and biomass materials.
The variability of chlorine levels in pulp
and paper sludge is demonstrated by a
standard deviation of the mean of 661
ppm.105 106 This variation in chlorine
levels, although high, does not discount
the fact that both average and maximum
chlorine concentrations in pulp and
paper sludge are lower than those in
coal which is defined as a traditional
fuel.
The comment also implied that the
EPA should use the 99 percent UPL, as
is used to set the CISWI floors, to ensure
that these pulp and paper sludges do
not contain excessive contaminant
levels. The agency disagrees that any
one statistical tool or comparison
methodology will fit every situation
given the variety of NHSMs, traditional
fuels, contaminants and combustion
units that exist. Nevertheless, the
agency has calculated the 99 percent
UPL for chlorine levels in pulp and
paper sludge in response to the
comment and come to the same
conclusion. The 99 percent UPL for the
same dataset of 93 samples analyzed in
the proposed rule would be 6,970 ppm,
a value below chlorine concentrations
observed in coal.107
Finally, we disagree that pulp and
paper sludge contains extremely low
heating values that would fail the
agency’s legitimacy criteria. In terms of
meeting the legitimacy criteria for a
meaningful heating value, the agency
indicated in the NHSM final rule that
pulp and paper sludges have a heating
value of between 3,300–9,500 Btu/lb, on
a dry basis—no specific information
having been submitted on the ‘‘as fired’’
heating value of these materials. The
final rule concluded that pulp and
paper sludges meet the legitimacy
criterion for being managed as a
valuable commodity as they are
dewatered to increase their energy
value, collected on a continual or
frequent basis (as produced), and further
processed and consolidated, including
the removal of biosolids. Further, as
discussed in detail above, where a
facility is burning a significant portion
of the dewatered pulp and paper
sludges that are generated as fuel rather
than other purchased biomass or fossil
fuels, pulp and paper sludges are
integral to the facility’s operations and
the facility is clearly dependent upon
105 See
76 FR 80485.
Concentrations in Traditional
Fuels: Tables for Comparison, November 29, 2011,
can be found at https://www.epa.gov/epawaste/
nonhaz/define/index.
107 The 99 percent Chebyshev UPL for nonnormal datasets was calculated using EPA’s ProUCL
4.0 Software available at https://www.epa.gov/
nerlesd1/tsc/software.htm.
106 Contaminant
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the heating value of these materials.108
Thus, we find, as discussed in the final
rule, that pulp and paper sludges are not
discarded and generally meet the
meaningful heating value legitimacy
criterion (46 FR 15488).
b. Coal Refuse 109
In the 2011 NHSM final rule, the EPA
included currently generated coal refuse
within the definition of traditional fuel
codified in 40 CFR 241.2. In discussing
its determination that currently
generated coal refuse is a traditional
fuel, the agency said, ‘‘the fact that coal
refuse has been used and managed as a
fuel for thirty years when coupled with
the fact that coal refuse is unique from
other non-hazardous secondary
materials in that it is a byproduct of fuel
production processes and is itself a raw
material that can be used as a fuel leads
us to determine that coal refuse that is
currently generated and used as a fuel
should be considered a traditional
‘alternative fuel.’ ’’ 110
The 2011 NHSM final rule also
determined that coal refuse that has
been placed in legacy piles would not
meet the definition of traditional fuels,
as they clearly have been discarded in
the first instance.111 Since coal refuse
recovered from legacy piles is subjected
to the same operations that are used to
process virgin coal, which serve to both
increase energy values, as well as
reduce contaminants, the EPA
determined that such processes were
sufficient to meet the definition of
‘‘processing,’’ as codified in 40 CFR
241.2, and such recovered coal refuse
would not be considered a solid waste
when used as a fuel in a combustion
unit provided those materials satisfy the
legitimacy criteria.112
The 2011 NHSM final rule also stated
our belief that coal refuse recovered
from legacy piles contains contaminants
at levels that are comparable to or lower
than coal refuse that is currently
generated, as the recovered coal refuse
is subject to the same processes as
currently-generated coal refuse in order
to meet the same fuel specifications.
108 The final rule notes that meaningful heating
value is derived from an NHSM with energy content
lower than 5000Btu/lb if the ERU can costeffectively recover meaningful energy from the
NHSM used as fuel (76 FR 15541).
109 Coal refuse refers to any by-product of coal
mining or coal cleaning operations, consisting
primarily of non-combustible rock with attached
coal. Due to advances in technology over the past
century, the processing of coal has evolved, such
that materials that are now generated in the coal
mining process, which would have been considered
coal mining rejects in the past and discarded in
waste piles, are now handled and processed as coal.
110 See 76 FR 15507.
111 Id.
112 See 76 FR 15509.
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Since promulgation of the 2011 NHSM
final rule, the agency has further
clarified that it believes that coal refuse
recovered from legacy piles that is
processed and managed in the same
manner as currently generated coal
refuse satisfies the legitimacy criteria.113
Having determined that coal refuse
recovered from legacy piles that is
processed and managed in the same
manner as currently generated coal
refuse satisfies the legitimacy criteria,
the 2011 proposed rule solicited
comment on whether to categorically
list post-processed coal refuse from
legacy piles as a non-waste fuel in 40
CFR 241.4(a). However, the EPA made
it clear that it was not reopening any
other issues regarding coal refuse. Other
comments regarding coal refuse are
responded to in the record for the final
rule. In this part of the preamble, we are
only responding to the issue of whether
coal refuse processed from legacy piles
should be considered a non-waste fuel
on a categorical basis. Accordingly, the
EPA is not responding in this preamble
or the Response to Comment document
on issues regarding whether coal in
legacy piles are traditional fuels.
Comment: One commenter states that
not every material that is discarded is
treated as solid waste under the rule.
For example, the EPA includes
numerous materials within its definition
of ‘‘traditional fuels’’ and ‘‘clean
cellulosic biomass’’ that are commonly
understood as used, discarded, and
abandoned, listing, for example, corn
stover, peanut shells and certain types
of demolition materials. The commenter
argues that each of these materials is
either discarded or has filled its original
purpose and may be collected by a
different party for a different purpose
(i.e., use as a fuel).
The commenter continues that
although the agency has ample authority
to exempt certain articles from
classification as solid wastes, it did not
consistently apply the term ‘‘discarded’’
in the context of legacy coal refuse. For
example, the EPA recognized that onspecification used oil and clean C&D
materials should be treated as
traditional fuels when combusted for
energy generation. Thus, the commenter
urges the agency to revisit its
application of the ‘‘discard’’ principle
and treat all coal refuse, regardless of
when they were generated and
regardless of processing to be fuels and
not wastes.
Response: The EPA disagrees with the
comment, which seems to
misunderstand the purpose of this
113 See August 15, 2011, letter to Jeff A. McNelly,
ARIPPA (cited in the proposed rule: 76 FR 80486).
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rulemaking action. If the agency
determines in this rulemaking that a
material is a solid waste when
combusted, the unit combusting that
material would be subject to emissions
standards issued under CAA section 129
even if burned as a fuel. A material is
not discarded simply because it is no
longer used for its original purpose. It
may be used as a fuel product by
another party, providing the conditions
the EPA has explained in the rule apply.
In such a case, the reused material is not
a waste. Further, the agency is not
exempting any materials from the
definition of solid waste. The EPA is
only describing the kinds of materials
that are wastes when burned in
combustion units, even if they are
burned for energy recovery. The EPA
consistently applies the concept of
‘‘discard.’’
Materials listed as examples of clean
cellulosic biomass cited by the
commenter have not been discarded in
the first instance, as is clearly the case
for coal refuse abandoned in legacy
piles. While some materials have filled
their original purpose, that fact, in and
of itself, does not equate to discard.
Clean cellulosic biomass is considered
to be a type of ‘‘alternative fuel’’ within
the definition of ‘‘traditional fuel.’’ Such
alternative fuels are developed from
virgin materials that can now be used as
fuel products.114 This applies to the
examples mentioned by the commenter,
including corn stover, peanut shells and
clean construction and demolition
wood. Further, coal refuse mined today
that would have previously been
abandoned in piles are also alternative
fuels that are now grouped in the
traditional fuel category because of new
technology. This is separate from coal in
legacy piles that have been traditionally
wastes.
Further, there is a clear difference
between the management of the listed
examples of clean cellulosic biomass
and coal refuse abandoned in legacy
piles. For example, the commenter
characterizes corn stover as ‘‘typically
left in the field to decay’’ and thus
discarded. The EPA assumes this
statement is based on the historic use of
leaving corn stover in the field as a
cover to reduce erosion and for nutrient
content.115 As noted by the agency
previously, over the course of this
rulemaking, an emerging market for
114 See definition of traditional fuels, as codified
in 40 CFR 241.2. We note that the December 2011
proposal did not solicit comment on the definition
of traditional fuels.
115 See Petrolia, Dr. Daniel R., ‘‘Economics of
Crop Residues: Corn Stover.’’ June 2009. A copy of
this document has been placed in the docket to
today’s rulemaking.
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corn stover and other primary and
secondary agricultural residues is for
use as a heat and power source for the
production of corn and cellulosic
ethanol.’’ 116 When the determination is
made to use corn stover for its fuel
value, the materials are managed
differently than merely ‘‘left in the field
to decay.’’ If there were legacy piles of
such materials, they too would have to
be treated as wastes while in the legacy
piles. We would also note that it is not
unreasonable to expect that agricultural
materials, such as corn stover, may be
left on the field until there are sufficient
amounts of those materials to be
collected, baled and transported. This is
clearly a different scenario from coal
refuse left in place in piles with no
purpose other than abandonment and
clearly managed as a waste for decades.
With respect to used oil, the agency
has already explained in the final March
2011 rule the difference between onspecification and off-specification used
oil as applied to the definition of solid
waste. The on-specification used oil is
considered an alternative fuel that has
not been abandoned and, by regulation,
may be burned with no more
restrictions than refined product oil.
Off-specification used oil is specifically
described in the EPA’s regulations as a
material that may only be burned in
certain combustors because it exceeds
contaminant levels established under
part 279, rendering it off-specification
and, accordingly, evaluated under part
241 to determine its waste/non-waste
status.117
Comment: One commenter argues that
off-specification tires are analogous to
legacy coal refuse to the extent they are
set aside and not used immediately by
the factory. Since the agency proposes
to include off-specification tires within
the definition of ‘‘established tire
collection program’’ and not consider
these materials to be a solid waste when
used a fuel, the agency should treat
legacy coal refuse similarly.
Response: We disagree with the
commenter that coal refuse abandoned
in legacy piles is analogous to the
handling and management of offspecification used tires. Coal refuse that
has been placed in legacy piles decades
ago has clearly been abandoned, thrown
away and thus, discarded and
116 See Materials Characterization Paper in
Support of the Final Rulemaking: Identification of
Nonhazardous Secondary Materials That are Solid
Waste, Biomass—Agricultural Residues and Food
Scraps.’’ February 3, 2011. A copy of this document
can be found in the docket for today’s rulemaking.
117 Note that Section III.D.2.c of today’s preamble
discusses circumstances under which offspecification used oil may use coal data when
making contaminant comparisons.
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9169
historically managed as a waste. On the
other hand, the agency has information
that tire manufacturers that have
produced off-specification tires
(including factory scrap) have
contractual agreements in place to
ensure these materials are collected,
managed and transported to the
combustor. In fact, it is the requirement
that scrap tires (including offspecification tires) be managed pursuant
to established tire collection programs
that ensures these materials are
managed as a valuable commodity in
order to meet the categorical non-waste
determination codified in 40 CFR part
241.4(a).
Further, as we have noted elsewhere
in today’s preamble, to the extent that
these off-specification tires are
discarded, such as in tire piles, they
would be considered solid waste in that
they have been discarded, and would
not be included within the categorical
listing of ‘‘scrap tires that are not
discarded and are managed under the
oversight of established tire collection
programs, including tires removed from
vehicles and off-specification tires.’’
Comment: One commenter states that
the EPA, consistent with the intent of
RCRA, should be encouraging the use of
legacy coal refuse, not hampering them.
The commenter argues that
characterizing coal refuse in legacy piles
as a solid waste could subject legacy
coal refuse piles to additional federal
and state requirements and potentially
result in the piles being classified as
open dumps or solid waste management
units. Further, combustors of legacy coal
refuse and their suppliers would also be
more likely to be subject to citizen suits
under RCRA 40 CFR 7002. This
commenter argues that the
determination that unprocessed legacy
piles are different—and should be
regulated differently—than coal refuse
generated from current mining
operations is illogical because the
characteristics of the materials are the
same. Thus, although the EPA takes the
position that subjecting legacy coal to
the types of operations that are used to
process virgin coal is sufficient to
convert the legacy coal refuse from solid
waste into a non-waste fuel, the initial
designation as solid waste risks
regulatory confusion regarding the
status of the numerous piles of legacy
coal refuse.
Response: This comment is clearly
beyond the scope of this rulemaking
proceeding. In the first place, legacy
coal piles are, indeed, wastes. How they
may be treated when they are in the
piles is clearly beyond the scope of this
rule. This rule deals with how the
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legacy coal is to be treated when it is
taken from the piles and burned for fuel.
Comment: While supporting the
concept of a categorical listing for legacy
coal refuse, a few commenters argued
that the agency should not require that
legacy coal refuse be ‘‘processed’’ in
order to be considered a non-waste fuel.
One commenter noted that the EPA does
not require traditional fuels or resinated
wood to undergo processing to be
treated as a fuel, even though many of
those materials would be understood to
be discarded.
Another commenter noted that the
term ‘‘post-processing,’’ which was used
in the proposal as a shorthand
description of legacy coal refuse that has
undergone processing, is too vague and
should be eliminated so the use of
extracted coal refuse undergoing further
processing at the generating facility is
not discouraged. If applied too literally,
the commenter continued, any ‘‘postprocessing’’ provision being imposed on
treating legacy coal piles as fuel would
not benefit the CFB community and
could hinder the usage of these piles as
fuels. The commenter argues that the
term ‘‘post-processing’’ could be
interpreted as requiring processing at
the coal refuse excavation site which
would not be determinative of any
relevant characterization of the coal
refuse or its intended use as fuel.
Response: In the 2011 NHSM final
rule, the EPA discussed how a NHSM,
once discarded, can be processed into a
non-waste fuel.118 The proposed rule
did not solicit comment on either the
concept of processing a discarded
NHSM into a non-waste fuel or the
definition of ‘‘processing’’ itself, as
codified in section 241.2. Therefore, the
agency does not address the concept or
definition of processing in this final
rulemaking.
Again, however, the comment
suggests a need to clarify the nature of
the rulemaking exercise that the EPA is
currently engaged in. First, we disagree
with the commenter’s characterization
that many of the traditional fuels and
resinated wood should be understood to
be discarded. Traditional fuels, by
definition, are not discarded.119 If
clearly discarded (e.g., a barrel of fuel
oil dumped), even a traditional fuel
would have to be processed per the part
241 regulations in order to be a nonwaste fuel. However, it is precisely
because of their fuel value that makes it
unlikely that traditional fuels will be
118 See
76 FR 15474–15477.
last sentence of ‘‘traditional fuels’’
definition, as codified in 241.2: ‘‘[Traditional] fuels
are not secondary materials or solid wastes unless
discarded’’ (emphasis added).
119 See
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discarded. We also disagree that
resinated wood is discarded prior to
being or when used as a fuel in a
combustion unit. For a discussion of
why we believe resinated wood is a
non-waste fuel, please see section
III.E.3.b of this preamble.120
As noted above, coal refuse
abandoned in legacy piles has clearly
been discarded in the first instance
because the coal preparation technology
did not yet exist that could utilize these
materials for their fuel value. Thus,
legacy coal refuse would have to be
processed into a non-waste fuel.
However, the agency has previously
recognized the uniqueness of coal refuse
in that it is a byproduct of fuel
production processes and is itself a raw
material that can be used as a fuel.121 In
the 2011 NHSM final rule, the agency
determined that coal refuse that is
recovered from legacy piles and used as
fuel that is subjected to the types of
operations that are used to process
virgin coal or currently generated coal
refuse would meet our definition of
processing as codified in 40 CFR
241.2.122
As the processing that is required is
no different than what currentlygenerated coal refuse is subject to, we
do not believe the processing
requirement would hinder the usage of
coal refuse piles. The agency believes
the only additional ‘‘processing’’ step is
the actual extraction or recovery of the
coal refuse from the legacy piles. To the
extent that the term ‘‘post-processing’’
could be misconstrued as requiring an
additional processing step at the
extraction site or otherwise as compared
to currently generated coal refuse, this
was not the agency’s intent. Rather, we
have included the concept of
‘‘processing’’ in the categorical nonwaste determination for legacy coal
refuse, as legacy coal refuse was clearly
discarded and, prior to processing, is a
120 See also discussion included in the 2011
NHSM final rule (76 FR 15499–15502).
121 See 76 FR 15507, which states, ‘‘Coal refuse
is unique, however, from other non-hazardous
secondary materials addressed in this rulemaking,
as it is generated in the process of producing fuels
(i.e., the mining of coal for use as fuel) and its
subsequent use and value as a secondary material
is also as a fuel. Since the primary product of a coal
mining operation is itself a fuel, we consider coal
refuse to be more akin to a raw material that is
subsequently processed and utilized to produce a
fuel. In other words, coal refuse is different from
other non-hazardous secondary materials, such as
used tires or resinated wood residuals, in that it is
generated in the production of fuel and can be used
itself as a fuel (and in fact has never been used for
anything else).’’
122 See 76 FR 15509. In addition, subsequent to
the 2011 NHSM final rule, the EPA has reiterated
this determination. See August 15, 2011, letter to
Jeff A. McNelly, ARIPPA (cited in the proposed
rule: 76 FR 80486).
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solid waste. That said, we clarify again
today that coal refuse recovered/
removed from legacy piles that is
processed in the same manner as
currently generated coal refuse would
meet the definition of processing as
codified in section 241.2. No additional
processing is required given the
uniqueness of coal refuse. For
commenters suggestions regarding the
explicit wording of the categorical
listing for legacy coal refuse, see
additional response to comments below.
Comment: In support of the agency’s
soliciting comment on whether to add
legacy coal refuse to the list of
categorical non-waste fuels proposed in
40 CFR part 241.4, one commenter
states that once removed from the
physical mining location, legacy coal
refuse and currently-generated coal
refuse are indistinguishable. Thus, coal
refuse from legacy piles will be
managed in the same manner as coal
refuse, will have similar heating value
as coal refuse and be used as a fuel in
a combustion unit that recovers energy
and can be expected to have similar
contaminant levels as coal refuse
because it is ostensibly the same
material.
Response: We agree that coal refuse
recovered/removed from legacy piles
and processed in the same manner as
currently generated coal refuse would
meet both the definition of processing
and the legitimacy criteria. Thus, we
have determined to list ‘‘coal refuse that
has been recovered from legacy piles
and processed in the same manner as
currently-generated coal refuse’’ to the
list of categorical non-waste fuels
codified in part 241.4(a) of today’s
rulemaking. The rationale for adding
this NHSM to the list of non-waste fuels
follows the reasoning finalized in part
241.4(b) in today’s rulemaking. We
agree with the reasoning of the comment
and have, in fact, arrived at the very
same reasoning in support of the
categorical listing.
Comment: One commenter argued
that the EPA should treat legacy coal
refuse as fuels, since they are
chemically identical, if not superior
fuels, to currently generated coal refuse
that the agency considers to be a
traditional fuel, per the definition
codified in 40 CFR 241.2.
Response: Again, the EPA must
explain a misunderstanding expressed
by the commenter. The comment seems
to consider that material is either a
‘‘fuel’’ or a ‘‘waste’’ and misses the point
that the distinction in this rulemaking is
between a ‘‘product’’ and a ‘‘waste’’
fuel. Fuels may be wastes. The point is
that the coal that has been abandoned in
piles is a waste. However, the EPA has
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determined that once processed that
coal is either identical (or maybe even
superior) to currently mined materials
that would have become refuse in the
past.
The EPA agrees with, and has
adopted, the same reasoning expressed
by the commenter that the processed
material is a product fuel. The
disagreement between the EPA and the
comment is the status of the legacy piles
and the nomenclature of the coal finally
burned. The coal is a processed fuel
product, not a traditional fuel.
Comment: One commenter stated that
there are ‘‘other relevant factors’’ that
the EPA should consider when
determining whether coal refuse from
legacy piles should be categorically
listed as a non-waste fuel. Specifically,
the commenter believes that the EPA
should consider the ‘‘overwhelming
resultant environmental improvements’’
associated with the cleanup of
abandoned coal refuse piles, including
the reduction of fire hazards and
contaminant, siltation, and solids
releases into the environment, as an
‘‘other relevant factor’’ as it considers
listing legacy coal refuse as a non-waste
fuel in § 241.4.
Response: The EPA’s decision to
include processed legacy coal refuse to
the list of non-waste fuels in § 241.4(a)
was based on the fact that such
materials meet the definition of
processing and the legitimacy criteria.
We do not need to balance ‘‘other
relevant factors’’ in making this
determination, as would be appropriate
under an analysis conducted under
§ 241.4(b)(5)(ii).
Comment: The EPA received a few
comments regarding the specific
wording of how coal refuse recovered
from legacy piles should be identified
and described in § 241.4(a) should the
agency determine to categorically list
this NHSM pursuant to § 241.4(a). One
commenter suggested inserting the
following text as a subsection within
§ 241.4(a): ‘‘Coal refuse that does not
constitute currently-generated coal
refuse, but that is processed in the same
manner as currently-generated coal
refuse.’’ As previously discussed,
another commenter stated that the term
‘‘post-processed’’ was vague and could
be interpreted to require additional
processing that would hinder the usage
of legacy coal refuse piles. Still another
commenter suggested referencing the
SMCRA in a categorical non-waste
determination for coal refuse, which
would ensure that the coal refuse is a
fuel and minimize overlapping
regulatory jurisdiction that could
evolve.
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Response: As discussed above, we
have determined to list ‘‘coal refuse that
has been recovered from legacy piles
and processed in the same manner as
currently-generated coal refuse’’ to the
list of categorical non-waste fuels, as
codified in § 241.4(a) of today’s
rulemaking. We believe this language
accurately captures the scope of
materials at issue and what must occur
for the material to be categorically
characterized as a non-waste fuel. That
is, this categorical listing only applies to
coal refuse that has been discarded in
the first instance in legacy piles,
subsequently recovered or removed
from the discard environment and
subjected to the same processes and
operations as currently generated coal
refuse.123 Further, this language should
alleviate any concerns that the term
‘‘post-processed’’ is vague since that
term is not being used within this
provision as finalized today.
We do not agree with the comments
that a categorical listing for legacy
refuse should specifically reference
SMCRA. As we noted in the preamble
to the 2011 NHSM final rule, while the
EPA recognizes that SMCRA is
concerned with the management and
removal of coal refuse piles at mining
sites, SMCRA does not address the issue
of ‘‘discard,’’ which is critical to the
definition of solid waste under
RCRA.124 Thus, a specific reference to
SMCRA would be inappropriate as well
as confusing. Further, we believe that a
specific reference to SMCRA would be
in fact more burdensome than the
language of the categorical listing being
codified today, which simply states that
legacy coal refuse must be processed in
the same manner as currently-generated
coal refuse, regardless of whether such
processing is done pursuant to SMCRA.
c. Manure
In the 2011 NHSM final rule, the EPA
stated that based on the information
provided, we could not make a blanket
determination that all manure is a
traditional fuel or that it is a solid waste.
However, upon reviewing the few
comments and data received, we
concluded that animal manure that is
used as a fuel ‘‘as generated’’ does not
satisfy the legitimacy criteria, and thus,
if combusted ‘‘as generated,’’ would be
a solid waste.125 However, the agency
also noted that there were
circumstances where manure would not
123 We note that it would not be appropriate to
include currently generated coal refuse within this
categorical non-waste determination, as we have
previously determined and continue to believe that
currently generated coal refuse is a traditional fuel.
124 See 76 FR 15510.
125 See 76 FR 15480.
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9171
be considered a solid waste when
burned as a fuel for energy recovery,
specifically: (1) When the manure
remained within the control of the
generator and met the legitimacy
criteria; (2) when the manure was
sufficiently processed (e.g., via
anaerobic digestion or gasification
processes) and the resulting material
met the legitimacy criteria; and (3) when
a facility received a determination from
the agency pursuant to 241.3(c) stating
that its manure was a non-waste when
used as a fuel. For further discussion
regarding our characterization of
manure, see the preamble to the 2011
NHSM final rule (76 FR 15479–15482).
In the December 2011 proposed rule,
the agency noted that some parties have
identified the potential of manure to not
be considered a solid waste. We,
therefore, invited parties to present
information, including data
demonstrating that manure is not
discarded either through the existing
non-waste petition process or the
proposed categorical determination
process.126 The agency received no
information or data that would allow it
to consider proposing to list manure
categorically as a non-waste fuel.127
Therefore, we are not taking any action
in the rulemaking with respect to
manure. However, the agency did
receive several comments from one
commenter which we will respond to
below.
Comment: The commenter states that
dried animal manure should be
included as a non-waste with the other
fuels in 40 CFR 241.4(a). The
commenter contends that there is no
evidence that any animal manure is
discarded, let alone sent to landfills.
Manure is generally used as fertilizer on
fields, although an important secondary
purpose is for energy recovery/
generation. In addition, the commenter
states there are several known instances
of additional plans for animal manure
energy projects that are designed
specifically to recover energy, including
government funded projects.
The commenter notes that after
drying, animal manure has a meaningful
Btu value equal to or above that of other
126 See
76 FR 80472.
the preamble to the proposed rule, the
agency indicated the type of information and data
that should be submitted to categorically list
manure as a non-waste fuel. Specifically: (1) The
extent that use of the NHSM has been integrally tied
to the industrial production process—information
can include combustor design specifications, the
extent that the use of the material is integrated
across the industry and the extent that use of the
NHSM is essential to the industrial process and/or
(2) the extent that the NHSM is functionally the
same as the comparable traditional fuel and (3)
other relevant factors.
127 In
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biomass that the EPA has determined to
be a non-waste fuel (e.g., bagasse). The
commenter also notes that there are
contracts in place for livestock and
poultry producers to supply manure to
the combustor.
Regarding contaminants in manure,
the commenter states that the amount of
contaminants is limited because the vast
majority of applicable contaminants are
directly related to the contaminants
contained in the biomass consumed by
the animals. The EPA has not presented
any evidence that facilities are
combusting manure in order to discard
chlorine or nitrogen, the two
contaminants identified by the EPA.
These concentrated contaminants are no
different than what occurs in the
production of ‘‘byproducts of ethanol
natural fermentation processes,’’ which
the EPA is now proposing to include in
the definition of ‘‘clean cellulosic
biomass.’’ Based on a ‘‘balancing of the
legitimacy criteria and other such
relevant factors,’’ the EPA‘s new
standard, animal manure should be
included in the 40 CFR 241.4(a) fuels
list, along with resinated woods and
scrap tires.
Response: We disagree with the
commenter on several points and do not
believe that the case has been made to
include animal manure as a categorical
non-waste fuel in 40 CFR 241.4(a). First,
in the 2011 NHSM final rule, we
previously determined that animal
manure that is used as fuel, ‘‘as
generated,’’ would not satisfy the
legitimacy criteria. This conclusion was
based on the fact that such material
likely would not satisfy the meaningful
heating value and contaminant
legitimacy criterion.128 Thus, we believe
that the burning of such materials (as
generated) would not be legitimate and
would be seen as burning for discard.
Further, the agency has never stated that
a NHSM, including animal manure, has
to be landfilled in order to be discarded,
as the commenter implies. Regarding
the use of manure as fertilizer, we have
been clear that this rulemaking does not
address that secondary use. The 2011
NHSM final rule states, ‘‘We recognize
that manure may also be beneficially
used in other end uses, such as a
fertilizer * * * EPA is not making any
determination whether non-hazardous
secondary materials are or are not solid
wastes for other possible beneficial end
uses. Such beneficial use
determinations are generally made by
the states for these other beneficial uses,
and EPA will continue to look to the
states to make such determinations.’’ 129
128 See
129 76
76 FR 15480–15481.
FR 15482.
The commenter notes additional
plans for animal manure energy
projects; however the fact that there are
plans for future projects does not
support a categorical non-waste
determination today. As the EPA has
acknowledged, facilities may be able to
demonstrate that they satisfy the
legitimacy criteria, either through a selfdetermination if the manure remains
within the control of the generator or
through the § 241.3(c) non-waste
determination petition process. Thus,
any future energy project using animal
manure as fuel could utilize either of
these options for determining that the
manure is a non-waste fuel, as
appropriate.
Regarding the commenter’s points
related to meaningful heating value of
dried manure, the fact that dried
manure may have a greater Btu value
than bagasse is not directly on point. To
demonstrate that a NHSM has
meaningful heating value when used as
a fuel, a facility does not compare
relative Btu/lb of the NHSM against
other traditional fuels, which
themselves have a wide range of heating
values. Rather, consistent with other
EPA rulemakings, we have established
5,000 Btu/lb as a benchmark for
demonstrating that a NHSM has
meaningful heating value. Thus, to meet
the meaningful heating value legitimacy
criterion, the material would need to
meet an ‘‘as fired’’ heating value of
5,000 Btu/lb, or if lower than 5,000 Btu/
lb, as fired, a person would need to
demonstrate that the ERU can costeffectively recover meaningful energy
from the NHSM used as a fuel.130 We
also note that the EPA did not reopen
the meaningful heating value for fuels,
as codified in 40 CFR 241.3(d)(1)(ii), in
the December 23, 2011, proposed rule.
Thus, in order to meet this criterion, the
dried manure would need to meet an
‘‘as fired’’ heating value of 5,000 Btu/lb,
or if lower than 5,000 Btu/lb, the facility
would need to demonstrate that the ERU
can cost-effectively recover meaningful
energy from use of manure as a fuel.
Regarding the commenter’s statement
regarding contracts between livestock
and poultry producers and combustors,
first we would note that no information
has been provided to indicate who has
entered such contracts or how many
such contracts there are to consider this
factor. However, as we have stated
elsewhere in this preamble, contractual
arrangements can be used as evidence
that the material is managed as a
valuable commodity and that discard is
not occurring when a material is
transferred beyond the control of the
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generator. However, the fact that there is
a contractual relationship by itself is not
dispositive that a material is not a
waste, as there are contracts between
parties to remove and dispose of wastes.
We also believe that the commenter’s
statements that the concentrated levels
of contaminants are no different than
what occurs in the production of
‘‘byproducts of ethanol natural
fermentation processes’’ is not
supported by any information or data.
That is, other than the general
statement, the commenter has not
provided contaminant data, for either
animal manure or byproducts of ethanol
natural fermentation processes, for the
agency to analyze and compare.
Thus, we have determined based on
the lack of any information or data that
animal manure should not be listed as
a categorical non-waste fuel in
§ 241.4(a).
Comment: In the event that the agency
does not list animal manure as a
categorical non-waste fuel, the EPA
could alternatively decide that
processing of animal manure by drying,
constitutes ‘‘sufficient processing,’’ such
that previously discarded manure could
be considered recovered for energy
recovery, just like scrap tires could be
processed and burned as a non-waste.
Response: In the December 23, 2011
proposal, the agency did not solicit
comment on the definition of
‘‘processing,’’ as codified in 40 CFR
241.2. Thus, this comment is beyond the
scope of the rulemaking and will not be
addressed in today’s final action.
d. Other Materials for Which Additional
Information Was Not Requested
In the December 2011 proposal, the
agency solicited comment on a focused
list of NHSMs and, in particular,
whether these NHSMs would be
appropriately included in the
categorical list of non-waste fuels that
the agency was proposing in 40 CFR
241.4(a). Specifically, the agency
proposed and/or invited comment and
additional information regarding
potential categorical non-waste
determinations for resinated wood,
scrap tires managed pursuant to
established tire collection programs,
pulp and paper sludges, and coal refuse
recovered from legacy piles.
Although comment was requested
only for these specific materials, the
agency received comments that many
other NHSMs be listed as categorical
non-wastes for which it did not request
additional information as a part of this
rulemaking. As we have discussed
elsewhere in today’s preamble, we will
not be responding to such comments
and issues that are beyond the scope of
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today’s narrow rulemaking. We would
also note that since the agency did not
specifically solicit comments on these
additional materials or propose that
these NHSMs should be categorically
listed in 40 CFR 241.4(a), the Agency
will be going through notice and
comment rulemaking before making a
final decision. However, we would like
to note two additional NHSMs—paper
recycling residuals and construction
and demolition wood processed
pursuant to best practices that, based on
information provided to the agency,131
we now believe are good candidates and
expect to propose categorical listings in
40 CFR 241.4(a) in the near future for
these two materials. With respect to a
third NHSM—creosote-treated railroad
ties, the Agency has recently received a
draft petition from The American Forest
& Paper Association and the American
Wood Council seeking a categorical
listing for these materials. As noted
below, the Agency has requested
additional information from the
petitioners with regard to their request.
If the additional information supports
the representations made in the
petitioners’ draft December 6, 2012
petition, the EPA expects to propose a
categorical listing for this material as
well.132
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Paper Recycling Residuals
The first of these is paper recycling
residuals (including old corrugated
cardboard (OCC) rejects). In the 2011
NHSM final rule, EPA determined that
paper recycling residuals, referred to as
OCC rejects, are not discarded when
used under the control of the generator,
such as at pulp and paper mills, since
131 Comments on December 23, 2011 proposed
rule supporting a categorical non-waste for paper
recycling residuals: American Forest & Paper
Association, et al. EPA–HQ–RCRA–2008–0329–
1946–A1; Georgia-Pacific LLC (GP) EPA–HQ–
RCRA–2008–0329–1902–A1; National Alliance of
Forest Owners (NAFO) EPA–HQ–RCRA–2008–
0329–1950–A2; Packaging Corporation of America
(PCA) EPA–HQ–RCRA–2008–0329–1966–A1; and
United Steelworkers (USW) EPA–HQ–RCRA–2008–
0329–1910–A1. Comments supporting a categorical
non-waste for paper recycling residuals and C&D
wood: American Forest & Paper Association, et al.
EPA–HQ–RCRA–2008–0329–1946–A1;
Construction Materials Recycling Association
(CMRA) EPA–HQ–RCRA–2008–0329–1928–A1;
Covanta Energy Corporation (Covanta) EPA–HQ–
RCRA–2008–0329–1893–A; Energy Recovery
Council (ERC) EPA–HQ–RCRA–2008–0329–1927–
A1; Georgia-Pacific LLC (GP) EPA–HQ–RCRA–
2008–0329–1902–A1; Michigan Biomass EPA–HQ–
RCRA–2008–0329–1905–A1; National Alliance of
Forest Owners (NAFO) EPA–HQ–RCRA–2008–
0329–1950–A2; United Steelworkers (USW) EPA–
HQ–RCRA–2008–0329–1910–A1; Waste
Management (WM) EPA–HQ–RCRA–2008–0329–
1957–A2; and Weyerhaeuser EPA–HQ–RCRA–
2008–0329–1930–A1.
132 See draft letter from Paul Noe to Adminstrator
Lisa Jackson, December 6, 2012, (item to be placed
in the docket for today’s rule).
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these non-hazardous secondary
materials are part of the industrial
process.133 Regarding the legitimacy
criteria, the Agency found that these
materials meet the criteria with respect
to management as a valuable commodity
and used as a fuel when burned on-site.
In addition, the Agency found that the
contaminant levels in these materials
are comparable to those in traditional
fuels. With respect to the meaningful
heating value criterion, the Agency
determined that OCC rejects meet this
criterion if it can be demonstrated that
the combustion unit can cost-effectively
recover energy from these materials.134
Since publication of the March 2011
rule, the Agency has received additional
information regarding the cost
effectiveness of paper recycling
residuals use as a fuel, including
amounts of paper recycling residuals
replacing traditional fuels at paper mills
and percentages of residuals generated
that are combusted as fuel. In general,
this information also indicates that this
material is primarily combusted as a
fuel on-site or within the control of the
generator.135 We have asked the
industry for information to confirm this.
EPA believes the information received
to date would tend to support a
categorical determination of these
residuals as non-waste fuels. For
residuals that are transferred offsite, the
Agency would like additional
information about residuals that are also
burned as a fuel at facilities that are not
under the control of the generator,
including information as to how and
where they are burned and whether they
are managed as a valuable commodity.
If the Agency receives information
confirming treatment of these materials
offsite, the Agency would expect to
include these residuals in a subsequent
rulemaking.
Construction and Demolition Wood
Processed Pursuant to Best Practices
The second of these NHSMs is
construction and demolition (C&D)
wood processed pursuant to best
practices and produced and managed
under the oversight of a comprehensive
collection system or contractual
arrangement. In the March 2011 final
rule, we determined that C&D wood that
is sufficiently processed can be a nonwaste fuel.136 The Agency has received
additional information since the
133 [76
134 For
FR 15487]
a discussion of OCC rejects, see 76 FR
15486–7.
135 See ‘‘Generation, Management, and Processing
of Paper Processing Residuals’’ (Industrial
Economics, October 26, 2012) (these items will be
placed in the docket.)
136 See 76FR 15485
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9173
issuance of that rule on specific best
management practices used by
suppliers/processors of C&D wood.
Such practices include processing to
remove contaminants. EPA believes the
information received to date would tend
to support a listing of these materials as
a categorical non-waste fuel and expects
to propose that listing in a subsequent
rulemaking.
Other Materials Under Consideration
The American Forest & Paper
Association and the American Wood
Council submitted a draft petition to
EPA on December 6, 2012 seeking a
categorical listing for creosote-treated
railroad ties.137 This draft petition lists
their bases for the determination, with
supporting information.
The information included amounts of
railroad ties combusted each year and
value of the ties as fuel. Overall, the
petitioners believe the information
demonstrates that these materials are
non-waste fuels and would allow EPA
to categorically list this material,
balancing the legitimacy criteria with
other relevant factors. The draft petition
provides information representing a
determination that the material has high
Btu value, and that the material satisfies
the legitimacy criteria. The Agency is
still in the process of reviewing the
petition. However, in order to inform
the scope of the non-waste category, we
have also asked the petitioners to
provide additional information,
including:
1. A list of industry sectors, in
addition to forest product mills, that
burn railroad ties for energy recovery
2. The types of boilers (e.g., kilns,
stoker boilers, circulating fluidized bed,
etc.) that burn railroad ties for energy
recovery
3. The traditional fuels and relative
amounts (e.g., startup, 30%, 100%) of
these traditional fuels that could
otherwise generally be burned in these
types of boilers
4. The extent to which non-industrial
boilers (e.g., commercial or residential
boilers) burn railroad ties for energy
recovery
5. Laboratory analyses for
contaminants known to be present in
creosote-treated railroad ties or known
to be significant components of
creosote, specifically polycyclic
aromatic hydrocarbons (i.e., PAH–16),
dioxins, dibenzofurans,
hexachlorobenzene, biphenyl,
quinoline, cresols, and 2,4dinitrotoluene.
137 Letter from American Forest & Paper
Association and American Wood Council to Lisa
Jackson, dated December 6, 2012 (a copy of this
letter can be found in the docket for today’s rule)
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6. Streamlining of the 40 CFR 241.3(c)
Non-Waste Determination Petition
Process
In the proposed rule, the EPA asked
for comments on streamlining or other
improvements to the existing provision
for non-waste determinations codified at
40 CFR 241.3(c).
The agency requested comment on
whether the EPA’s grant of the petition
should apply as of the date that the
petition was submitted to the agency.139
The agency also requested additional
comment on whether any other changes
could be made to the non-waste
determination petition in order to
streamline the process, while at the
same time provide the EPA with the
opportunity to ensure that such NHSMs
are not being discarded. For example,
the EPA requested comment on whether
public comment should be sought on
each individual petition.140
Comment: Concerning the request for
comment regarding when a petition
determination would apply, the agency
received several comments. Specifically,
the agency requested comment on
whether the EPA’s grant of the petition
should apply as of the date that the
petition was submitted to the agency.
Commenters agreed that a non-waste
determination under 40 CFR 241.3(c)
should be retroactively applied to the
date the petition was submitted.
Commenters were concerned about
the timeliness of the EPA’s decision on
these determinations and on the
uncertainty surrounding the usage of the
NHSMs while a non-waste
determination petition is pending. The
commenters argue that if a NHSM is
determined to be non-waste, the
combusted NHSM in question was also
non-waste prior to the determination.
Response: The agency understands
the interests of petitioners awaiting an
agency decision on the status of
materials, while a 40 CFR 241.3(c)
petition is being considered. In order to
lessen the uncertainty surrounding the
regulatory status of a particular material,
the agency will utilize the date the
petition was submitted as the date that
the combusted materials will be
considered a non-waste if the agency
grants the petition.
Comment: Many commenters
indicated concern that the petition
process could take excessive time for
the agency to reach a decision. They
requested self-imposed timeframes for
the EPA’s granting/denying requests and
a shorter length of time for the notices
to be open for public comment (or omit
it altogether). The combustors stated
they need quick decisions in order to
comply with the CAA regulations and to
make efficient business decisions.
Response: The agency considered the
commenters’ suggestion, but decided
not to impose a deadline on its decision
because there are many factors beyond
its control, including how long it takes
for the petitioner to submit a complete
petition to EPA for evaluation. We
would note, however, that even though
the NHSM rule will become effective on
April 8, 2013, for all practical purposes,
existing facilities that currently burn
NHSMs from off-site sources will have
a substantial amount of time to submit
and have the EPA process a non-waste
determination petition before having to
comply with the CAA emission
standards, as the compliance date for
existing CISWI sources subject to CAA
129 standards is 5 years after the date
of publication of the CISWI final rule or
3 years after the state plan is approved,
whichever happens earlier and February
7, 2016, to comply with the Boiler
MACT rule.141 142 Thus, we believe that
there will be more than adequate time
for persons to determine whether or not
a NHSM sent to a combustion unit not
138 Letter from Jeffrey Miller, Treated Wood
Council to Lisa Feldt, December 17, 2012. (a copy
of this letter can be found in the docket to today’s
rule) Additional supporting information is found in
the Comments of Treated Wood Council, dated Feb.
20, 2012)( EPA–HQ–RCRA–2008–0329–1897.
139 See 76 FR 80473.
140 See 76 FR 80474.
141 We recognize that new sources that are coming
online that will have to comply with these rules
much sooner than do existing sources. As such, the
Agency will consider prioritizing the processing of
non-waste petitions it has received from new
sources as appropriate.
142 Note that the compliance date for the Area
Source Boiler Rule is March 21, 2014.
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Assuming that the additional
information supports and supplements
the representations made in the
petitioner’s December 6, 2012 draft
petition, the EPA also expects to
propose a categorical listing for this
material. To the extent that petitioners
would like to provide additional
information, the Agency will consider
such information as well.
EPA has also received a related letter
from the Treated Wood Council asking
that nonhazardous treated wood be
determined as a categorical non-waste, a
broader category that would include
creosote-treated ties.138 EPA is in the
process of reviewing this letter, and may
also propose a categorical listing for this
broader set of treated wood material.
Finally, we would note that if any
person provides sufficient information
to EPA regarding any other NHSM, EPA
would also consider listing such
material(s) categorically, pursuant to 40
CFR 241.4(b).
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under the control of the generator has
not been discarded and meets the
legitimacy criteria, prepare and submit
a non-waste determination petition to
the EPA, have the EPA process the
petition, including soliciting comment
on the EPA’s proposed determination,
and make a final decision.
In regard to the comment on reducing
the time the petition application is open
for public comment, the agency decided
that the comment period shall remain at
30 days but the regulatory text is
changed from ‘‘at least 30 days’’ to ‘‘30
days’’ in order to promote clarity, while
affording an opportunity for public
comment.
Comment: One commenter strongly
encouraged the agency to develop and
deploy an on-line form to identify
materials for non-waste determinations.
Commenters also noted that the EPA
should provide more detailed
information about how the
determinations are made (particularly
for the comparable contaminant
determinations).
Response: The agency will consider
the development of a form to identify
the specific information needed to
determine whether a NHSM meets the
legitimacy criteria and other provisions.
If the agency develops such a form, it
would be made available on the NHSM
Web site. Please note that traditional
fuel data (including tables for traditional
contaminants) are available to the
public, which they may find useful in
assessing the contaminant legitimacy
criteria. Refer to those tables in
‘‘Contaminant Concentrations in
Traditional Fuels: Tables for
Comparison’’ currently posted on the
NHSM web site at https://www.epa.gov/
osw/nonhaz/define/index.htm. That
document will aid in comparing the
concentration of contaminants in their
NHSMs to concentration of
contaminants in traditional fuels. In
addition, rule clarification letters and
petition findings are also posted on the
Web site when finalized.
Comment: A commenter suggested
that the non-waste petition process
should allow for ‘‘balancing’’ of
legitimacy criteria similar to that
included for categorical determinations
in 40 CFR 241.4.
Response: Under 40 CFR 241.4 of the
proposed regulation, the EPA can
balance the legitimacy criteria with
other relevant factors in making
categorical non-waste determinations.
As the commenter points out, we have
not discussed the applicability for
similar balancing under 40 CFR 241.3
non-waste determination petitions. The
EPA distinguished between 40 CFR
241.3 and 40 CFR 241.4 because in the
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latter, the EPA makes the determination
based on its review and analysis of
industry-wide data and other factors, as
opposed to a specific site. However, the
EPA recognizes the points the
commenter raises and will consider
whether such modifications may be
appropriate.
Comment: Several commenters were
interested in features that streamline
and add flexibility to the administrative
petition process, particularly in the
situation where a petition can apply to
multiple combustors.
One commenter noted that any
interested person—including forest
owners—should be able to initiate the
petition process, not just combustors.
The petitions should be allowed for
entire classes of a NHSM rather than
requiring a case-by-case analysis. These
clarifications will encourage all
members in the biomass supply chain to
promote their products and co-products
as clean, renewable fuels and promote
the development of new markets for
biomass materials. Other commenters
also stressed the need for the EPA to
clarify that the petition can apply to
more than one combustor so that
redundant petitions do not need to be
filed in every region.
A commenter also stated that the
benefits from petitions could be
achieved more efficiently if the
regulatory language was changed to
allow for nation-wide petitions under 40
CFR 241.3(c) for classes of combustion
units rather than requiring separate
petitions for each EPA region.
Response: The agency agrees with the
commenters that the process should
accommodate for petition applications
from third party producers of a NHSM
that can be used as a non-waste NHSM
fuel at many combustion units instead
of just accepting petitions from
individual combustors or combustors
within the control of one EPA region.
This can make for a more streamlined
and efficient process. Therefore, the
regulatory provision at 40 CFR 241.3(c)
has been modified to allow for the
petition to be sent to the Assistant
Administrator for the OSWER instead of
each Regional Administrator if the
petition covers more than one EPA
Region. This is at the option of the
petitioner. The Assistant Administrator
for the OSWER would be responsible for
the EPA’s administrative process in
order to finalize the petition decision
under 40 CFR 241.3(c) and the
regulatory language has been modified
accordingly.
Finally, as noted in the 2011 NHSM
final rulemaking, states, or private
entities, can submit non-waste
determination petitions to the EPA on
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behalf of petitioners. They can petition
for a single combustor or a class of
combustors (e.g., a specific usage of a
non-hazardous secondary material in a
particular state). Therefore, in regard to
the comment on nationwide petitions
for classes of combustion units, the
petition process accommodates for these
classes of combustion units. This
assumes that the petition identifies all
of the specific NHSMs that the classes
of combustion units use as fuel (that are
applicable to a 40 CFR 241.3(c) petition)
and gives the information necessary to
meet the legitimacy criteria and other
requirements.
Note that if a petition covers multiple
facilities in a single region, the petition
should be sent to the Regional
Administrator for that Region, not to the
Assistant Administrator for the OSWER.
Comment: Several commenters argued
that the 40 CFR 241.3(c) petitions
should not require public comment for
each individual petition.
One commenter stated that ‘‘the
administrative petition process could be
further streamlined by not seeking
public comment on every individual
petition. By filing an administrative
petition, a petitioner is not seeking to
change the EPA’s regulatory program or
create new legal rights or obligations.
Instead, the administrative petition
process provides an opportunity for a
petitioner to obtain in advance [A]gency
concurrence, based on sound science,
with respect to the classification of a
particular feedstock under existing
regulations. In this respect, the
administrative petition process differs
from the categorical non-waste
determination * * * where EPA makes
changes to the regulatory status of
certain non-hazardous secondary
materials that are reflected in the Code
of Federal Regulations. Because the
public—through this rulemaking
process—has an opportunity to provide
input on EPA’s regulations, there is no
need to provide a second opportunity
for public comment when those
regulations are applied by the EPA in
specific contexts through the
administrative petition process.’’
In addition, other commenters
indicated that public notice and
comment is not necessary, since the
NHSM rulemaking process has already
taken comment on the methodology, in
addition to other rationale. In particular,
one commenter stated, ‘‘Streamlining
could be further facilitated by
recognizing that solicitation of public
comment on each individual
application would be redundant and
unnecessary given the public’s ample
opportunity during this rulemaking to
comment on the evaluation criteria that
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9175
will govern non-waste determination
petitions.’’ Another commenter stated,
‘‘The reason for public participation in
the hazardous waste petition process is
that the materials subject to the petition
are to be removed from the hazardous
waste regulatory program. In the NHSM
world, the secondary materials subject
to the petition are merely obtaining
clarity about regulatory status—they are
not seeking a change in regulatory
status. Therefore, the need for the full
public participation process is not
necessary or warranted.’’
Response: Although industry
commenters argued that public
participation is unnecessary, the EPA
still believes that public participation is
an important part of a transparent
decision making process and values
how it increases transparency. In the
final rule, we will retain the public
participation requirement in order to
promote public awareness.
7. Revised Introductory Text for 40 CFR
241.3(a)
As part of its discussion clarifying the
non-waste determination petition
processes, the EPA noted that it had
examined a number of specific NHSMs
and decided which were to be
considered solid wastes based on the
record available at the time the March
2011 final rule was issued.143 The rule
itself had stated at 40 CFR 241.3(a) that
secondary materials were solid wastes
except for those described in section
241.3(b). Essentially, section 241.3(b) is
the operative section that states what
materials are not wastes. The purpose of
the non-waste determination petition
process in section 241.3(c) and the new
proposed petition process in section
241.4 is to allow various parties the
opportunity to provide information and
data so that the EPA could decide what
other NHSMs are not solid wastes. The
preamble stated that the agency
proposed to amend section 241.3(a) to
state that such secondary materials are
‘‘presumed to be’’ solid wastes except
for those described in section 241.3(b)
in order to better reflect the rulemaking
record.
Comment: No commenters supported
inclusion of the ‘‘presumed to be’’
language in the rule.
Most of the commenters on the
language argue that it means that the
EPA continues to improperly determine
that certain NHSMs are presumptively
wastes. Commenters generally argue
that the ‘‘presumed to be’’ language
shows that the EPA, in spite of
statements to the contrary, is continuing
to make an inappropriate determination
143 See
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that NHSMs transferred to other parties
are presumptively wastes until a
combustor proves otherwise. According
to comments, the use of the ‘‘presumed
to be’’ language is a clear statement that
the EPA is making the presumption. The
addition of these words does not change
the fact that, under the EPA’s regulatory
framework, NHSMs are wastes until
proven otherwise.
Several commenters, in fact, argued
that to address the legal flaws in the
proposal, the EPA should reverse the
presumption and presume that NHSMs
burned for energy recovery or used as an
ingredient is not for the purpose of
disposal and, therefore, is not a waste.
Response: The EPA is not addressing
in this rulemaking the comment that the
agency has inappropriately made
presumptions about whether materials
are wastes. This issue has not been
reopened. Instead, the agency has only
opened very specific issues on
particular wastes.
In the December 2011, proposal at 76
FR 80473, the EPA referred to the March
2011 preamble in which the agency
stated that it has not ‘‘arbitrarily
determined that secondary materials
transferred between companies are
wastes. Instead, the EPA has evaluated
whether certain categories of materials
are discarded or not. The Agency has
not adopted the extremes of saying that
all burning of secondary material,
regardless of ultimate use, is waste
treatment or that any secondary material
that is recycled for legitimate fuel value
is a commodity and not a waste. Wastes
may have value, but are still wastes.’’ 76
FR 15471. Further, the agency stated
that it ‘‘has examined a number of
specific materials, recycled within the
control of the generator and transferred
to a third party for recycling, and
determined whether they would be
appropriately placed within the waste
or non-waste categories.’’ Id. The EPA
went on to examine a number of
different categories of NHSMs used as
fuels and ingredients that was
summarized in the Federal Register (76
FR 15477–15520). The EPA cannot
‘‘reverse’’ a presumption that it never
made to declare that materials burned
for energy recovery are presumptively
non-wastes. Further, it would be
entirely improper for the agency to do
so. The EPA has evaluated specific
groups of materials as to their waste
status, while the comments regarding
reversal of a purported presumption
have only presented arguments ‘‘in
broad abstraction, providing little detail
about the many processes throughout
the industry that generate residual
material’’ that could be subject to this
rule. Association of Battery Recyclers v.
EPA, 208 F.3d 1047, 1056.144
Accordingly, the agency stands on its
March 2011 rulemaking record for the
issues discussed in these comments.
Comment: Comments objected that
the change in word choice that materials
are ‘‘presumed to be’’ solid wastes from
the statement that that materials ‘‘are’’
solid wastes (except as otherwise
provided in the regulation) still puts the
burden to prove material is not a waste
on persons who use NHSMs in
combustion units. One comment, in
particular, noted that there would be no
practical effect of the new language even
though it is viewed by the EPA as an
‘‘optically less drastic stance.’’ That is,
there would be no real leeway for a
party in an enforcement proceeding to
counter the EPA’s prosecution based on
the fact that the secondary material in
question is only ‘‘presumed to be’’ a
waste, rather than the material ‘‘is’’ a
waste.
Response: The EPA has decided not to
retain the ‘‘presumed to be’’ language,
since it is unnecessary and does not
actually reflect the rulemaking record.
No comment argued in favor of it. In
addition, there is no need to temper the
existing language stating that a material
is a solid waste if it does not fall within
the § 241.3(b) categories or the nonwaste determination processes. As
noted in the previous response to
comments regarding the agency’s
‘‘presumption’’ of the waste status of
materials, the agency stands on its
March 2011 rulemaking record.
E. Cost and Benefits of the Final Rule
The RCRA aspects of this rule do not
directly invoke any costs (excluding
minor administrative burden/cost), or
benefits. Any RCRA related costs to the
regulated community, and
corresponding benefits to human health
and the environment, have been
considered as part of the CISWI action,
and the corresponding CISWI and Boiler
MACT (area source and major source)
final rules. As such, the agency has not
prepared a separate cost-benefit
assessment in support of this part of the
final rule. Consequently, any potential
costs or benefits, including impacts to
small entities, indirectly associated with
the RCRA aspects of this rule are
addressed in the corresponding impact
assessment prepared in support of the
CISWI part of this action.
IV. Statutory and Executive Order
Reviews
A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order 13563: Improving Regulation and
Regulatory Review
Under Executive Order 12866 (58 FR
51735, October 4, 1993), this action is a
‘‘significant regulatory action’’ because
it may raise novel legal or policy issues.
Accordingly, the EPA submitted this
action to OMB for review under
Executive Order 12866 and 13563 (76
FR 3821, January 21, 2011). Any
changes made in response to OMB
recommendations have been
documented in the docket for this
action.
In addition, the EPA prepared an
update to the RIA of the potential costs
and benefits associated with this action.
The RIA available in the docket
describes in detail the empirical basis
for the EPA’s assumptions and
characterizes the various sources of
uncertainties affecting the estimates
below and a memo documents the
updates since the RIA was prepared.
Table 9 of this preamble shows the
results of the cost and benefits analysis
for these final rules.
TABLE 9—SUMMARY OF THE MONETIZED BENEFITS, SOCIAL COSTS AND NET BENEFITS FOR THE FINAL CISWI NSPS AND
EG IN 2015
[Millions of 2008$] 1
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3 Percent discount rate
Benefits 2
Total Monetized
......................................................................
Total Social Costs 3 .................................................................................
Net Benefits .............................................................................................
144 Note how the April 4, 2012, letter from
Timothy G. Hunt to James Berlow (a copy of which
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$420 to $1,000 .............................. $380 to $930
$258 ............................................... $258
$160 to $770 ................................. $120 to $670
Health effects from exposure to HAP 780 tons of HCl, 2.5 tons of lead,
1.8 tons of Cd, 680 pounds of Hg, and 58 grams of dioxins/furans).
is in the docket for today’s rule), provided specific
information on pulp and paper sludge where the
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7 Percent discount rate
Sfmt 4700
EPA added a categorical determination based on
specific information provided by industry.
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9177
TABLE 9—SUMMARY OF THE MONETIZED BENEFITS, SOCIAL COSTS AND NET BENEFITS FOR THE FINAL CISWI NSPS AND
EG IN 2015—Continued
[Millions of 2008$] 1
3 Percent discount rate
Non-monetized Benefits ..........................................................................
7 Percent discount rate
Health effects from exposure to criteria pollutants (20,000 tons of CO,
6,300 tons of SO2, 5,400 tons of NO2, and secondary formation of
ozone).
Ecosystem effects.
Visibility impairment.
1 All estimates are for the implementation year (2015) and are rounded to two significant figures. These results reflect the lowest cost disposal
assumption.
2 The total monetized benefits reflect the human health benefits associated with reducing exposure to PM
2.5 through reductions of PM2.5 precursors such as directly emitted particles, SO2, and NOX. It is important to note that the monetized benefits include many but not all health effects associated with PM2.5 exposure. Monetized benefits are shown as a range from Pope, et al. (2002) to Laden, et al. (2006). These models
assume that all fine particles, regardless of their chemical composition, are equally potent in causing premature mortality because the scientific
evidence is not yet sufficient to allow differentiation of effect estimates by particle type.
3 The methodology used to estimate social costs for 1 year in the multimarket model using surplus changes results in the same social costs for
both discount rates.
B. Paperwork Reduction Act
This action does not require any new
information collection. This action is
believed to result in no additional
impact on the aggregate information
collection estimate of project cost and
hour burden made and approved by
OMB. Due to changes in the CISWI
inventory and monitoring requirements
of the CISWI rule, the information
collection estimate of project cost and
hour burden have been revised.
Therefore, only the CISWI ICR has been
revised. The OMB control numbers for
the EPA’s regulations in 40 CFR are
listed in 40 CFR part 9.
However, OMB has previously
approved the information collection
requirements contained in the existing
CISWI and NHSM 145 regulations (40
CFR part 60, subparts CCCC and DDDD,
and 40 CFR part 241) under the
provisions of the Paperwork Reduction
Act, 44 U.S.C. 3501, et seq., and has
been assigned EPA ICR number 2384.05
for subpart CCCC, 40 CFR part 60, EPA
ICR number 2385.05 for subpart DDDD,
40 CFR part 60, and EPA ICR number
2382.03 for 40 CFR part 241.
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C. Regulatory Flexibility Act
The RFA generally requires an agency
to prepare a regulatory flexibility
analysis of any rule subject to notice
and comment rulemaking requirements
under the APA or any other statute
unless the agency certifies that the rule
will not have a SISNOSE. Small entities
include small businesses, small
organizations and small governmental
jurisdictions.
For purposes of assessing the impacts
of today’s rule on small entities, small
entity is defined as: (1) A small business
145 Identification of Non-Hazardous Secondary
Materials That Are Solid Waste, Final Rule. March
11, 2011.
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as defined by the SBA’s regulations at
13 CFR 121.201; (2) a small
governmental jurisdiction that is a
government of a city, county, town,
school district or special district with a
population of less than 50,000; or (3) a
small organization that is any not-forprofit enterprise that is independently
owned and operated and is not
dominant in its field.
After considering the economic
impacts of today’s final rule on small
entities, I certify that this action will not
have a SISNOSE. This final rule will not
impose any new requirements on any
entities because it does not impose any
additional regulatory requirements
relative to those specified in the March
2011 final CISWI and NHSM rules. The
March 2011 final CISWI and NHSM
rules were both certified as not having
a SISNOSE. In this final action, there are
four fewer small entities in the CISWI
than in the March 2011 final CISWI
rule, as discussed in the ‘‘Regulatory
Impact Results for the Reconsideration
Final for Standards of Performance for
New Stationary Sources and Emission
Guidelines for Existing Sources:
Commercial and Industrial Solid Waste
Incineration Units’’ memorandum in the
CISWI docket.
for state, local and tribal governments,
in the aggregate, or the private sector in
any 1 year. Accordingly, we have
prepared under section 202 of the
UMRA a written statement, which is
summarized in the preamble to the final
CISWI rule (76 FR 15747).
This rule is also not subject to the
requirements of section 203 of UMRA
because it contains no regulatory
requirements that might significantly or
uniquely affect small governments.
D. Unfunded Mandates Reform Act
This action does not have tribal
implications, as specified in Executive
Order 13175, (65 FR 67249, November
9, 2000). The EPA is not aware of any
CISWI in Indian country or owned or
operated by Indian tribal governments.
The CISWI aspects of this rule may,
however, invoke minor indirect tribal
implications to the extent that entities
generating solid wastes on tribal lands
could be affected. However, any indirect
NHSM impacts that may occur as a
result of the CISWI action are expected
to be negligible due to the very limited
focus of the CISWI part or this rule.
This action does not contain a federal
mandate that may result in expenditures
of $100 million or more for state, local
and tribal governments, in the aggregate
or the private sector in any one year.
This rule finalizes amendments to the
final CISWI rule provisions and
technical clarifications to the final
NHSM rule. Thus, this rule is not
subject to the requirements of sections
202 or 205 of UMRA. However, the
March 2011 final CISWI rule contains a
federal mandate that may result in
expenditures of $100 million or more
PO 00000
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E. Executive Order 13132: Federalism
This action does not have federalism
implications. It will not have substantial
direct effects on the states, on the
relationship between the national
government and the states, or on the
distribution of power and
responsibilities among the various
levels of government, as specified in
Executive Order 13132. This final rule
will not impose direct compliance costs
on state or local governments and will
not preempt state law. Thus, Executive
Order 13132 does not apply to this
action.
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
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Thus, Executive Order 13175 does not
apply to this action.
G. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
The EPA interprets Executive Order
13045 (62 FR 19885, April 23, 1997) as
applying to those regulatory actions that
concern health or safety risks, such that
the analysis required under section 5–
501 of the Executive Order has the
potential to influence the regulation.
This action is not subject to Executive
Order 13045 because it is based solely
on technology performance and
technical corrections.
H. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
This action is not subject to Executive
Order 13211 (66 FR 28355, May 22,
2001), because it is not likely to have a
significant adverse effect on the supply,
distribution, or use of energy.
mstockstill on DSK4VPTVN1PROD with RULES2
I. National Technology Transfer and
Advancement Act
Section 12(d) of the NTTAA of 1995,
Public Law 104–113, 12(d) (15 U.S.C.
272 note) directs the EPA to use VCS in
its regulatory activities, unless to do so
would be inconsistent with applicable
law or otherwise impractical. Voluntary
consensus standards are technical
standards (e.g., materials specifications,
test methods, sampling procedures and
business practices) that are developed or
adopted by VCS bodies. The NTTAA
directs the EPA to provide Congress,
through OMB, explanations when the
agency decides not use available and
applicable VCS.
This action does not involve any
revisions to the technical standards or
test methods required in the final CISWI
rule. Therefore, the EPA did not
reconsider the use of any VCS.
J. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations
Executive Order 12898 (59 FR 7629,
February 16, 1994) establishes federal
executive policy on EJ. Its main
provision directs federal agencies, to the
greatest extent practicable and
permitted by law, to make EJ part of
their mission by identifying and
addressing, as appropriate,
disproportionately high and adverse
human health or environmental effects
of their programs, policies and activities
on minority populations and lowincome populations in the United
States.
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The EPA has determined that this
final rule will not have
disproportionately high and adverse
human health or environmental effects
on minority or low-income populations
because it increases the level of
environmental protection for all affected
populations without having any
disproportionately high and adverse
human health or environmental effects
on any population, including any
minority or low-income population. The
amendments do not relax the control
measures on sources regulated by the
CISWI rule, and, therefore, will not
cause emissions increases from these
sources. The March 2011 final CISWI
rule will reduce emissions of all the
listed HAP emitted from this source.
Furthermore, the targeted revisions
finalized in the NHSM section of this
rule are designed to improve the
management of these materials, thereby
helping to further ensure against any
disproportionately high and adverse
human health or environmental effects
on minority or low-income populations.
K. Congressional Review Act
The Congressional Review Act, 5
U.S.C. 801 et seq., as added by the
SBREFA of 1996, generally provides
that before a rule may take effect, the
agency promulgating the rule must
submit a rule report, which includes a
copy of the rule, to each House of the
Congress and to the Comptroller General
of the United States. The EPA will
submit a report containing this rule and
other required information to the U.S.
Senate, the U.S. House of
Representatives and the Comptroller
General of the United States prior to
publication of the rule in the Federal
Register. A major rule cannot take effect
until 60 days after it is published in the
Federal Register. This action is not a
‘‘major rule’’ as defined by 5 U.S.C.
804(2). This rule will be effective
February 7, 2013.
List of Subjects
40 CFR Part 60
Environmental protection,
Administrative practice and procedure,
Air pollution control, Hazardous
substances, Incorporation by reference.
40 CFR Part 241
Environmental protection, air
pollution control, waste treatment and
disposal.
Dated: December 20, 2012.
Lisa P. Jackson,
Administrator.
Frm 00068
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PART 60—STANDARDS OF
PERFORMANCE FOR NEW
STATIONARY SOURCES
1. The authority for part 60 continues
to read as follows:
■
Authority: 42 U.S.C. 7401, et seq.
2. Effective February 7, 2013, the May
18, 2011 (76 FR 28662), delay of the
effective date amending subparts CCCC
and DDDD, at 76 FR 15703 (March 21,
2011), is lifted.
■
Subpart CCCC—[Amended]
3. Section 60.2005 is revised to read
as follows:
■
§ 60.2005 When does this subpart become
effective?
This subpart takes effect on August 7,
2013. Some of the requirements in this
subpart apply to planning the CISWI
unit (i.e., the preconstruction
requirements in §§ 60.2045 and
60.2050). Other requirements such as
the emission limitations and operating
limits apply after the CISWI unit begins
operation.
■ 4. Section 60.2015 is amended by
revising paragraphs (a)(1) and (2) and (b)
to read as follows:
§ 60.2015
What is a new incineration unit?
(a) * * *
(1) A CISWI unit that commenced
construction after June 4, 2010.
(2) A CISWI unit that commenced
reconstruction or modification after
August 7, 2013.
(b) This subpart does not affect your
CISWI unit if you make physical or
operational changes to your incineration
unit primarily to comply with subpart
DDDD of this part (Emission Guidelines
and Compliance Times for Commercial
and Industrial Solid Waste Incineration
Units). Such changes do not qualify as
reconstruction or modification under
this subpart.
■ 5. Section 60.2020 is amended by:
■ a. Revising paragraph (c).
■ b. Revising paragraph (e)(3).
■ c. Adding paragraph (e)(4).
■ d. Revising paragraph (f)(3).
■ e. Adding paragraph (f)(4).
■ f. Revising paragraph (n).
■ g. Adding paragraph (o).
The revisions and additions read as
follows:
§ 60.2020 What combustion units are
exempt from this subpart?
*
For the reasons cited in the preamble,
Title 40, chapter I, parts 60 and 241 of
PO 00000
the Code of Federal Regulations are
amended as follows:
*
*
*
*
(c) Municipal waste combustion units.
Incineration units that are subject to
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subpart Ea of this part (Standards of
Performance for Municipal Waste
Combustors); subpart Eb of this part
(Standards of Performance for Large
Municipal Waste Combustors); subpart
Cb of this part (Emission Guidelines and
Compliance Time for Large Municipal
Combustors); subpart AAAA of this part
(Standards of Performance for Small
Municipal Waste Combustion Units); or
subpart BBBB of this part (Emission
Guidelines for Small Municipal Waste
Combustion Units).
*
*
*
*
*
(e) * * *
(3) You submit documentation to the
Administrator notifying the EPA that
the qualifying small power production
facility is combusting homogenous
waste.
(4) You maintain the records specified
in § 60.2175(w).
(f) * * *
(3) You submit documentation to the
Administrator notifying the Agency that
the qualifying cogeneration facility is
combusting homogenous waste.
(4) You maintain the records specified
in § 60.2175(x).
*
*
*
*
*
(n) Sewage sludge incineration units.
Incineration units combusting sewage
sludge for the purpose of reducing the
volume of the sewage sludge by
removing combustible matter that are
subject to subpart LLLL of this part
(Standards of Performance for Sewage
Sludge Incineration Units) or subpart
MMMM of this part (Emission
Guidelines for Sewage Sludge
Incineration Units).
(o) Other solid waste incineration
units. Incineration units that are subject
to subpart EEEE of this part (Standards
of Performance for Other Solid Waste
Incineration Units) or subpart FFFF of
this part (Emission Guidelines and
Compliance Times for Other Solid
Waste Incineration Units).
■ 6. Section 60.2030 is amended by
revising paragraph (c)(10) to read as
follows:
§ 60.2030 Who implements and enforces
this subpart?
mstockstill on DSK4VPTVN1PROD with RULES2
*
*
*
*
*
(c) * * *
(10) Determination of whether a
qualifying small power production
facility or cogeneration facility under
§ 60.2020(e) or (f) is combusting
homogenous waste.
■ 7. Section 60.2045 is amended by
revising paragraph (b) to read as follows:
§ 60.2045 Who must prepare a siting
analysis?
*
*
*
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*
*
18:01 Feb 06, 2013
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(b) You must prepare a siting analysis
for CISWI units that commenced
construction after June 4, 2010, or that
commenced reconstruction or
modification after August 7, 2013.
*
*
*
*
*
■ 8. Section 60.2105 is amended by
revising paragraph (b) to read as follows:
§ 60.2105 What emission limitations must I
meet and by when?
*
*
*
*
*
(b) An incinerator unit that
commenced construction after
November 30, 1999, but no later than
June 4, 2010, or that commenced
reconstruction or modification on or
after June 1, 2001 but no later than
August 7, 2013, must meet the more
stringent emission limit for the
respective pollutant in table 1 of this
subpart or table 6 of subpart DDDD.
■ 9. Section 60.2110 is amended by:
■ a. Revising paragraphs (a)(2), (e), and
(f).
■ b. Redesignating paragraph (g) as
paragraph (h) and revising newly
designated paragraph (h).
■ c. Adding paragraphs (g) and (i).
The revisions and additions read as
follows:
§ 60.2110 What operating limits must I
meet and by when?
(a) * * *
(2) Minimum pressure drop across the
wet particulate matter scrubber, which
is calculated as the lowest 1-hour
average pressure drop across the wet
scrubber measured during the most
recent performance test demonstrating
compliance with the particulate matter
emission limitations; or minimum
amperage to the wet scrubber, which is
calculated as the lowest 1-hour average
amperage to the wet scrubber measured
during the most recent performance test
demonstrating compliance with the
particulate matter emission limitations.
*
*
*
*
*
(e) If you use activated carbon sorbent
injection to comply with the emission
limitations, you must measure the
sorbent flow rate during the
performance testing. The operating limit
for the carbon sorbent injection is
calculated as the lowest 1-hour average
sorbent flow rate measured during the
most recent performance test
demonstrating compliance with the
mercury emission limitations. For
energy recovery units, when your unit
operates at lower loads, multiply your
sorbent injection rate by the load
fraction, as defined in this subpart, to
determine the required injection rate
(e.g., for 50 percent load, multiply the
injection rate operating limit by 0.5).
PO 00000
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9179
(f) If you use selective noncatalytic
reduction to comply with the emission
limitations, you must measure the
charge rate, the secondary chamber
temperature (if applicable to your CISWI
unit), and the reagent flow rate during
the nitrogen oxides performance testing.
The operating limits for the selective
noncatalytic reduction are calculated as
the highest 1-hour average charge rate,
lower secondary chamber temperature,
and lowest reagent flow rate measured
during the most recent performance test
demonstrating compliance with the
nitrogen oxides emission limitations.
(g) If you use a dry scrubber to comply
with the emission limitations, you must
measure the injection rate of each
sorbent during the performance testing.
The operating limit for the injection rate
of each sorbent is calculated as the
lowest 1-hour average injection rate or
each sorbent measured during the most
recent performance test demonstrating
compliance with the hydrogen chloride
emission limitations. For energy
recovery units, when your unit operates
at lower loads, multiply your sorbent
injection rate by the load fraction, as
defined in this subpart, to determine the
required injection rate (e.g., for 50
percent load, multiply the injection rate
operating limit by 0.5).
(h) If you do not use a wet scrubber,
electrostatic precipitator, or fabric filter
to comply with the emission limitations,
and if you do not determine compliance
with your particulate matter emission
limitation with a particulate matter
CEMS, you must maintain opacity to
less than or equal to 10 percent opacity
(1-hour block average).
(i) If you use a PM CPMS to
demonstrate compliance, you must
establish your PM CPMS operating limit
and determine compliance with it
according to paragraphs (i)(1) through
(5) of this section.
(1) Determine your operating limit as
the average PM CPMS output value
recorded during the performance test or
at a PM CPMS output value
corresponding to 75% of the emission
limit if your PM performance test
demonstrates compliance below 75% of
the emission limit. You must verify an
existing or establish a new operating
limit after each repeated performance
test. You must repeat the performance
test annually and reassess and adjust the
site-specific operating limit in
accordance with the results of the
performance test.
(A) Your PM CPMS must provide a 4–
20 milliamp output and the
establishment of its relationship to
manual reference method measurements
must be determined in units of
milliamps.
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Where:
X1 = the PM CPMS data points for the three
runs constituting the performance test,
Y1 = the PM concentration value for the
three runs constituting the performance
test, and
n = the number of data points.
Ol = the operating limit for your PM CPMS
on a 30-day rolling average, in
milliamps.
L = your source emission limit expressed
in lb/Mmbtu,
z = your instrument zero in milliamps,
determined from (2)(a), and
R = the relative mg/dscm per milliamp for
your PM CPMS, from Equation 3.
arithmetic average operating parameter
in units of the operating limit (e.g.,
milliamps, PM concentration, raw data
signal) on a 30-day rolling average basis.
(5) For PM performance test reports
used to set a PM CPMS operating limit,
the electronic submission of the test
report must also include the make and
model of the PM CPMS instrument,
serial number of the instrument,
analytical principle of the instrument
(e.g., beta attenuation), span of the
instruments primary analytical range,
milliamp value equivalent to the
instrument zero output, technique by
which this zero value was determined,
and the average milliamp signals
corresponding to each PM compliance
test run.
■ 10. Section 60.2115 is amended by
revising the section heading and the
introductory text to read as follows:
(iii) With your instrument zero
expressed in milliamps, your three run
average PM CPMS milliamp value, and
your three run average PM
concentration from your three
compliance tests, determine a
relationship of lb/Mmbtu per milliamp
with equation 2.
mstockstill on DSK4VPTVN1PROD with RULES2
Where:
R = the relative mg/dscm per milliamp for
your PM CPMS,
Y1 = the three run average mg/dscm PM
concentration,
X1 = the three run average milliamp output
from you PM CPMS, and
z = the milliamp equivalent of your
instrument zero determined from (2)(i).
(iv) Determine your source specific
30-day rolling average operating limit
using the mg/dscm per milliamp value
from Equation 2 in equation 3, below.
This sets your operating limit at the PM
CPMS output value corresponding to
75% of your emission limit.
Where:
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(3) If the average of your three PM
compliance test runs is at or above 75%
of your PM emission limit you must
determine your operating limit by
averaging the PM CPMS milliamp
output corresponding to your three PM
performance test runs that demonstrate
compliance with the emission limit
using equation 4 and you must submit
all compliance test and PM CPMS data
according to the reporting requirements
in paragraph (i)(5) of this section.
Where:
X1 = the PM CPMS data points for all runs
i,
n = the number of data points, and
Oh = your site specific operating limit, in
milliamps.
(4) To determine continuous
compliance, you must record the PM
CPMS output data for all periods when
the process is operating and the PM
CPMS is not out-of-control. You must
demonstrate continuous compliance by
using all quality-assured hourly average
data collected by the PM CPMS for all
operating hours to calculate the
PO 00000
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§ 60.2115 What if I do not use a wet
scrubber, fabric filter, activated carbon
injection, selective noncatalytic reduction,
an electrostatic precipitator, or a dry
scrubber to comply with the emission
limitations?
If you use an air pollution control
device other than a wet scrubber,
activated carbon injection, selective
noncatalytic reduction, fabric filter, an
electrostatic precipitator, or a dry
scrubber or limit emissions in some
other manner, including material
balances, to comply with the emission
limitations under § 60.2105, you must
petition the EPA Administrator for
specific operating limits to be
E:\FR\FM\07FER2.SGM
07FER2
ER07FE13.003
removing the extractive probe from the
stack and drawing in clean ambient air.
(C) The zero point can also can be
established obtained by performing
manual reference method measurements
when the flue gas is free of PM
emissions or contains very low PM
concentrations (e.g., when your process
is not operating, but the fans are
operating or your source is combusting
only natural gas) and plotting these with
the compliance data to find the zero
intercept.
(D) If none of the steps in paragraphs
(i)(2)(i) through (iv) of this section are
possible, you must use a zero output
value provided by the manufacturer.
(ii) Determine your PM CPMS
instrument average in milliamps, and
the average of your corresponding three
PM compliance test runs, using
equation 1.
ER07FE13.002
(2) If the average of your three PM
performance test runs are below 75% of
your PM emission limit, you must
calculate an operating limit by
establishing a relationship of PM CPMS
signal to PM concentration using the PM
CPMS instrument zero, the average PM
CPMS values corresponding to the three
compliance test runs, and the average
PM concentration from the Method 5 or
performance test with the procedures in
(i)(1)through (5) of this section.
(i) Determine your instrument zero
output with one of the following
procedures:
(A) Zero point data for in-situ
instruments should be obtained by
removing the instrument from the stack
and monitoring ambient air on a test
bench.
(B) Zero point data for extractive
instruments should be obtained by
ER07FE13.000 ER07FE13.001
(B) Your PM CPMS operating range
must be capable of reading PM
concentrations from zero to a level
equivalent to at least two times your
allowable emission limit. If your PM
CPMS is an auto-ranging instrument
capable of multiple scales, the primary
range of the instrument must be capable
of reading PM concentration from zero
to a level equivalent to two times your
allowable emission limit.
(C) During the initial performance test
or any such subsequent performance
test that demonstrates compliance with
the PM limit, record and average all
milliamp output values from the PM
CPMS for the periods corresponding to
the compliance test runs (e.g., average
all your PM CPMS output values for
three corresponding 2-hour Method 5I
test runs).
Federal Register / Vol. 78, No. 26 / Thursday, February 7, 2013 / Rules and Regulations
established during the initial
performance test and continuously
monitored thereafter. You must submit
the petition at least sixty days before the
performance test is scheduled to begin.
Your petition must include the five
items listed in paragraphs (a) through (e)
of this section.
*
*
*
*
*
■ 11. Section 60.2120 is revised to read
as follows:
mstockstill on DSK4VPTVN1PROD with RULES2
§ 60.2120 Affirmative defense for violation
of emission standards during malfunction.
In response to an action to enforce the
standards set forth in paragraph
§ 60.2105 you may assert an affirmative
defense to a claim for civil penalties for
violations of such standards that are
caused by malfunction, as defined at 40
CFR 60.2. Appropriate penalties may be
assessed if you fail to meet your burden
of proving all of the requirements in the
affirmative defense. The affirmative
defense shall not be available for claims
for injunctive relief.
(a) Assertion of affirmative defense.
To establish the affirmative defense in
any action to enforce such a standard,
you must timely meet the reporting
requirements in paragraph (b) of this
section, and must prove by a
preponderance of evidence that:
(1) The violation:
(i) Was caused by a sudden,
infrequent, and unavoidable failure of
air pollution control equipment, process
equipment, or a process to operate in a
normal or usual manner; and
(ii) Could not have been prevented
through careful planning, proper design
or better operation and maintenance
practices; and (iii) Did not stem from
any activity or event that could have
been foreseen and avoided, or planned
for; and
(iv) Was not part of a recurring pattern
indicative of inadequate design,
operation, or maintenance; and
(2) Repairs were made as
expeditiously as possible when a
violation occurred; and
(3) The frequency, amount, and
duration of the violation (including any
bypass) were minimized to the
maximum extent practicable; and
(4) If the violation resulted from a
bypass of control equipment or a
process, then the bypass was
unavoidable to prevent loss of life,
personal injury, or severe property
damage; and
(5) All possible steps were taken to
minimize the impact of the violation on
ambient air quality, the environment,
and human health; and
(6) All emissions monitoring and
control systems were kept in operation
if at all possible, consistent with safety
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and good air pollution control practices;
and
(7) All of the actions in response to
the violation were documented by
properly signed, contemporaneous
operating logs; and
(8) At all times, the affected source
was operated in a manner consistent
with good practices for minimizing
emissions; and
(9) A written root cause analysis has
been prepared, the purpose of which is
to determine, correct, and eliminate the
primary causes of the malfunction and
the violation resulting from the
malfunction event at issue. The analysis
shall also specify, using best monitoring
methods and engineering judgment, the
amount of any emissions that were the
result of the malfunction.
(b) Report. The owner or operator
seeking to assert an affirmative defense
shall submit a written report to the
Administrator with all necessary
supporting documentation, that it has
met the requirements set forth in
paragraph (a) of this section. This
affirmative defense report shall be
included in the first periodic
compliance, deviation report or excess
emission report otherwise required after
the initial occurrence of the violation of
the relevant standard (which may be the
end of any applicable averaging period).
If such compliance, deviation report or
excess emission report is due less than
45 days after the initial occurrence of
the violation, the affirmative defense
report may be included in the second
compliance, deviation report or excess
emission report due after the initial
occurrence of the violation of the
relevant standard.
■ 12. Section 60.2125 is amended by:
■ a. Revising paragraph (g) introductory
text.
■ b. Redesignating paragraphs (g)(2) and
(3) as paragraphs (g)(3) and (4),
respectively.
■ c. Revising newly designated
paragraphs (g)(3) and (4).
■ d. Adding new paragraph (g)(2).
■ e. Revising paragraph (i).
■ f. Adding paragraph (j).
The revisions and additions read as
follows:
§ 60.2125 How do I conduct the initial and
annual performance test?
*
*
*
*
*
(g) You must determine dioxins/
furans toxic equivalency by following
the procedures in paragraphs (g)(1)
through (4) of this section.
*
*
*
*
*
(2) Quantify isomers meeting
identification criteria 2, 3, 4, and 5 in
Section 5.3.2.5 of Method 23, regardless
of whether the isomers meet
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9181
identification criteria 1 and 7. You must
quantify the isomers per Section 9.0 of
Method 23. (Note: You may reanalyze
the sample aliquot or split to reduce the
number of isomers not meeting
identification criteria 1 or 7 of Section
5.3.2.5.)
(3) For each dioxin/furan (tetrathrough octa-chlorinated) isomer
measured in accordance with paragraph
(g)(1) and (2) of this section, multiply
the isomer concentration by its
corresponding toxic equivalency factor
specified in table 3 of this subpart.
(4) Sum the products calculated in
accordance with paragraph (g)(3) of this
section to obtain the total concentration
of dioxins/furans emitted in terms of
toxic equivalency.
*
*
*
*
*
(i) If you have an applicable opacity
operating limit, you must determine
compliance with the opacity limit using
Method 9 at 40 CFR part 60, appendix
A–4 of this part, based on three 1-hour
blocks consisting of ten 6-minute
average opacity values, unless you are
required to install a continuous opacity
monitoring system, consistent with
§§ 60.2145 and 60.2165.
(j) You must determine dioxins/furans
total mass basis by following the
procedures in paragraphs (j)(1) through
(3) of this section.
(1) Measure the concentration of each
dioxin/furan tetra-through octachlorinated isomer emitted using EPA
Method 23 at 40 CFR part 60, appendix
A–7.
(2) Quantify isomers meeting
identification criteria 2, 3, 4, and 5 in
Section 5.3.2.5 of Method 23, regardless
of whether the isomers meet
identification criteria 1 and 7. You must
quantify the isomers per Section 9.0 of
Method 23. (Note: You may reanalyze
the sample aliquot or split to reduce the
number of isomers not meeting
identification criteria 1 or 7 of Section
5.3.2.5.)
(3) Sum the quantities measured in
accordance with paragraphs (j)(1) and
(2) of this section to obtain the total
concentration of dioxins/furans emitted
in terms of total mass basis.
■ 13. Section 60.2140 is amended by
revising paragraph (c) to read as follows:
§ 60.2140 By what date must I conduct the
initial performance test?
*
*
*
*
*
(c) If you commence combusting or
recommence combusting a solid waste
at an existing combustion unit at any
commercial or industrial facility and
you have not conducted a performance
test consistent with the provisions of
this subpart while combusting the solid
waste within the 6 months preceding
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the reintroduction of that solid waste in
the combustion chamber, you must
conduct a performance test within 60
days commencing or recommencing
solid waste combustion.
■ 14. Section 60.2145 is amended by:
■ a. Revising paragraph (a)(6).
■ b. Revising paragraphs (b) through (d).
■ c. Revising paragraphs (f) through (j).
■ d. Revising paragraph (m)(2).
■ e. Revising paragraph (n)(4).
■ f. Revising paragraphs (s) introductory
text, (s)(1) introductory text, and (s)(2).
■ g. Revising paragraph (t) introductory
text and (t)(1) introductory text.
■ h. Revising paragraph (u).
■ i. Adding paragraphs (w) and (x).
The revisions and additions read as
follows:
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§ 60.2145 How do I demonstrate
continuous compliance with the emission
limitations and the operating limits?
(a) * * *
(6) All monitoring systems necessary
for compliance with any newly
applicable monitoring requirements
which apply as a result of the cessation
or commencement or recommencement
of combusting solid waste must be
installed and operational as of the
effective date of the waste-to-fuel, or
fuel-to-waste switch. All calibration and
drift checks must be performed as of the
effective date of the waste-to-fuel, or
fuel-to-waste switch. Relative accuracy
tests must be performed as of the
performance test deadline for PM CEMS
(if PM CEMS are elected to demonstrate
continuous compliance with the
particulate matter emission limits).
Relative accuracy testing for other
CEMS need not be repeated if that
testing was previously performed
consistent with Clean Air Act section
112 monitoring requirements or
monitoring requirements under this
subpart.
(b) You must conduct an annual
performance test for the pollutants
listed in table 1 of this subpart or tables
5 through 8 of this subpart and opacity
for each CISWI unit as required under
§ 60.2125. The annual performance test
must be conducted using the test
methods listed in table 1 of this subpart
or tables 5 through 8 of this subpart and
the procedures in § 60.2125. Annual
performance tests are not required if you
use CEMS or continuous opacity
monitoring systems to determine
compliance.
(c) You must continuously monitor
the operating parameters specified in
§ 60.2110 or established under § 60.2115
and as specified in § 60.2170. Use 3hour block average values to determine
compliance (except for baghouse leak
detection system alarms) unless a
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different averaging period is established
under § 60.2115 or, for energy recovery
units, where the averaging time for each
operating parameter is a 30-day rolling,
calculated each hour as the average of
the previous 720 operating hours.
Operation above the established
maximum, below the established
minimum, or outside the allowable
range of operating limits specified in
paragraph (a) of this section constitutes
a deviation from your operating limits
established under this subpart, except
during performance tests conducted to
determine compliance with the
emission and operating limits or to
establish new operating limits.
Operating limits are confirmed or
reestablished during performance tests.
(d) You must burn only the same
types of waste and fuels used to
establish subcategory applicability (for
energy recovery units) and operating
limits during the performance test.
*
*
*
*
*
(f) For energy recovery units, you
must conduct an annual performance
test for opacity (except where
particulate matter CEMS or continuous
opacity monitoring systems are used are
used) and the pollutants listed in table
6 of this subpart.
(g) You may elect to demonstrate
continuous compliance with the carbon
monoxide emission limit using a carbon
monoxide CEMS according to the
following requirements:
(1) You must measure emissions
according to § 60.13 to calculate 1-hour
arithmetic averages, corrected to 7
percent oxygen. CEMS data during
startup and shutdown, as defined in this
subpart, are not corrected to 7 percent
oxygen, and are measured at stack
oxygen content. You must demonstrate
initial compliance with the carbon
monoxide emissions limit using a 30day rolling average of these 1-hour
arithmetic average emission
concentrations, including CEMS data
during startup and shutdown as defined
in this subpart, calculated using
Equation 19–19 in section 12.4.1 of EPA
Reference Method 19 at 40 CFR part 60,
appendix A–7 of this part.
(2) Operate the carbon monoxide
CEMS in accordance with the
requirements of performance
specification 4A of appendix B of this
part and quality assurance procedure 1
of appendix F of this part.
(h) Coal and liquid/gas energy
recovery units with average annual heat
input rates greater than or equal to 250
MMBtu/hr may elect to demonstrate
continuous compliance with the
particulate matter emissions limit using
a particulate matter CEMS according to
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the procedures in § 60.2165(n) instead
of the particulate matter continuous
parameter monitoring system (CPMS)
specified in § 60.2145. Coal and liquid/
gas energy recovery units with annual
average heat input rates less than 250
MMBtu/hr, incinerators, and small
remote incinerators may also elect to
demonstrate compliance using a
particulate matter CEMS according to
the procedures in § 60.2165(n) instead
of particulate matter testing with EPA
Method 5 at 40 CFR part 60, appendix
A–3 and, if applicable, the continuous
opacity monitoring requirements in
paragraph (i) of this section.
(i) For energy recovery units with
annual average heat input rates greater
than or equal to 10 MMBtu/hour and
less than 250 MMBtu/hr, you must
install, operate, certify and maintain a
continuous opacity monitoring system
(COMS) according to the procedures in
§ 60.2165.
(j) For waste-burning kilns, you must
conduct an annual performance test for
cadmium, lead, dioxins/furans and
hydrogen chloride as listed in table 7 of
this subpart. You must determine
compliance with hydrogen chloride
using a hydrogen chloride CEMS if you
do not use an acid gas wet scrubber or
dry scrubber. You must determine
compliance with nitrogen oxides, sulfur
dioxide, and carbon monoxide using
CEMS. You must determine compliance
with particulate matter using CPMS.
You must determine compliance with
the mercury emissions limit using a
mercury CEMS according to the
following requirements:
(1) Operate a CEMS system in
accordance with performance
specification 12A of 40 CFR part 60,
appendix B or a sorbent trap based
integrated monitor in accordance with
performance specification 12B of 40
CFR part 60, appendix B. The duration
of the performance test must be a
calendar month. For each calendar
month in which the waste-burning kiln
operates, hourly mercury concentration
data, and stack gas volumetric flow rate
data must be obtained. You must
demonstrate compliance with the
mercury emissions limit using a 30-day
rolling average of these 1-hour mercury
concentrations, including CEMS data
during startup and shutdown as defined
in this subpart, calculated using
Equation 19–19 in section 12.4.1 of EPA
Reference Method 19 at 40 CFR part 60,
appendix A–7 of this part. CEMS data
during startup and shutdown, as
defined in this subpart, are not
corrected to 7 percent oxygen, and are
measured at stack oxygen content.
(2) Owners or operators using a
mercury CEMS must install, operate,
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calibrate, and maintain an instrument
for continuously measuring and
recording the mercury mass emissions
rate to the atmosphere according to the
requirements of performance
specifications 6 and 12A of 40 CFR part
60, appendix B, and quality assurance
procedure 6 of 40 CFR part 60, appendix
F.
(3) The owner or operator of a wasteburning kiln must demonstrate initial
compliance by operating a mercury
CEMS while the raw mill of the in-line
kiln/raw mill is operating under normal
conditions and including at least one
period when the raw mill is off.
*
*
*
*
*
(m) * * *
(2) Use a flow sensor with a
measurement sensitivity at full scale of
no greater than 2 percent.
*
*
*
*
*
(n) * * *
(4) Perform checks at the frequency
outlined in your site-specific monitoring
plan to ensure pressure measurements
are not obstructed (e.g., check for
pressure tap pluggage daily).
*
*
*
*
*
(s) For facilities using a CEMS to
demonstrate compliance with the sulfur
dioxide emission limit, compliance with
the sulfur dioxide emission limit may be
demonstrated by using the CEMS
specified in § 60.2165 to measure sulfur
dioxide. CEMS data during startup and
shutdown, as defined in this subpart,
are not corrected to 7 percent oxygen,
and are measured at stack oxygen
content. You must calculate a 30-day
rolling average of the 1-hour arithmetic
average emission concentrations,
including CEMS data during startup and
shutdown as defined in this subpart,
calculated using Equation 19–19 in
section 12.4.1 of EPA Reference Method
19 at 40 CFR part 60, Appendix A–7 of
this part. The sulfur dioxide CEMS must
be operated according to performance
specification 2 in appendix B of this
part and must follow the procedures
and methods specified in this paragraph
(s). For sources that have actual inlet
emissions less than 100 parts per
million dry volume, the relative
accuracy criterion for inlet sulfur
dioxide CEMS should be no greater than
20 percent of the mean value of the
reference method test data in terms of
the units of the emission standard, or 5
parts per million dry volume absolute
value of the mean difference between
the reference method and the CEMS,
whichever is greater.
(1) During each relative accuracy test
run of the CEMS required by
performance specification 2 in appendix
B of this part, collect sulfur dioxide and
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oxygen (or carbon dioxide) data
concurrently (or within a 30- to 60minute period) with both the CEMS and
the test methods specified in paragraphs
(s)(1)(i) and (ii) of this section.
*
*
*
*
*
(2) The span value of the CEMS at the
inlet to the sulfur dioxide control device
must be 125 percent of the maximum
estimated hourly potential sulfur
dioxide emissions of the unit subject to
this rule. The span value of the CEMS
at the outlet of the sulfur dioxide
control device must be 50 percent of the
maximum estimated hourly potential
sulfur dioxide emissions of the unit
subject to this rule.
*
*
*
*
*
(t) For facilities using a CEMS to
demonstrate continuous compliance
with the nitrogen oxides emission limit,
compliance with the nitrogen oxides
emission limit may be demonstrated by
using the CEMS specified in § 60.2165
to measure nitrogen oxides. CEMS data
during startup and shutdown, as
defined in this subpart, are not
corrected to 7 percent oxygen, and are
measured at stack oxygen content. You
must calculate a 30-day rolling average
of the 1-hour arithmetic average
emission concentrations, including
CEMS data during startup and
shutdown as defined in this subpart,
using Equation 19–19 in section 12.4.1
of EPA Reference Method 19 at 40 CFR
part 60, appendix A–7 of this part. The
nitrogen oxides CEMS must be operated
according to performance specification
2 in appendix B of this part and must
follow the procedures and methods
specified in paragraphs (t)(1) through (5)
of this section.
(1) During each relative accuracy test
run of the CEMS required by
performance specification 2 of appendix
B of this part, collect nitrogen oxides
and oxygen (or carbon dioxide) data
concurrently (or within a 30- to 60minute period) with both the CEMS and
the test methods specified in paragraphs
(t)(1)(i) and (ii) of this section.
*
*
*
*
*
(u) For facilities using a CEMS to
demonstrate continuous compliance
with any of the emission limits of this
subpart, you must complete the
following:
(1) Demonstrate compliance with the
appropriate emission limit(s) using a 30day rolling average of 1-hour arithmetic
average emission concentrations,
including CEMS data during startup and
shutdown as defined in this subpart,
calculated using Equation 19–19 in
section 12.4.1 of EPA Reference Method
19 at 40 CFR part 60, appendix A–7 of
this part. CEMS data during startup and
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9183
shutdown, as defined in the subpart, are
not corrected to 7 percent oxygen, and
are measured at stack oxygen content.
(2) Operate all CEMS in accordance
with the applicable procedures under
appendices B and F of this part.
*
*
*
*
*
(w) For energy recovery units with a
design heat input capacity of 100
MMBtu per hour or greater that do not
use a carbon monoxide CEMS, you must
install, operate, and maintain a oxygen
analyzer system as defined in § 60.2265
according to the procedures in
paragraphs (w)(1) through (4) of this
section.
(1) The oxygen analyzer system must
be installed by the initial performance
test date specified in § 60.2675.
(2) You must operate the oxygen trim
system within compliance with
paragraph (w)(3) of this section at all
times.
(3) You must maintain the oxygen
level such that the 30-day rolling
average that is established as the
operating limit for oxygen is not below
the lowest hourly average oxygen
concentration measured during the most
recent CO performance test.
(4) You must calculate and record a
30-day rolling average oxygen
concentration using Equation 19–19 in
section 12.4.1 of EPA Reference Method
19 of Appendix A–7 of this part.
(x) For energy recovery units with
annual average heat input rates greater
than or equal to 250 MMBtu/hour and
waste-burning kilns, you must install,
calibrate, maintain, and operate a PM
CPMS and record the output of the
system as specified in paragraphs (x)(1)
through (8) of this section. For other
energy recovery units, you may elect to
use PM CPMS operated in accordance
with this section. PM CPMS are suitable
in lieu of using other CMS for
monitoring PM compliance (e.g., bag
leak detectors, ESP secondary power,
PM scrubber pressure).
(1) Install, calibrate, operate, and
maintain your PM CPMS according to
the procedures in your approved sitespecific monitoring plan developed in
accordance with § 60.2145(l) and
(x)(1)(i) through (iii) of this section.
(i) The operating principle of the PM
CPMS must be based on in-stack or
extractive light scatter, light
scintillation, beta attenuation, or mass
accumulation detection of the exhaust
gas or representative sample. The
reportable measurement output from the
PM CPMS must be expressed as
milliamps.
(ii) The PM CPMS must have a cycle
time (i.e., period required to complete
sampling, measurement, and reporting
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for each measurement) no longer than
60 minutes.
(iii) The PM CPMS must be capable of
detecting and responding to particulate
matter concentrations of no greater than
0.5 mg/actual cubic meter.
(2) During the initial performance test
or any such subsequent performance
test that demonstrates compliance with
the PM limit, you must adjust the sitespecific operating limit in accordance
with the results of the performance test
according to the procedures specified in
§ 60.2110.
(3) Collect PM CPMS hourly average
output data for all energy recovery unit
or waste-burning kiln operating hours.
Express the PM CPMS output as
milliamps.
(4) Calculate the arithmetic 30-day
rolling average of all of the hourly
average PM CPMS output collected
during all energy recovery unit or wasteburning kiln operating hours data
(milliamps).
(5) You must collect data using the
PM CPMS at all times the energy
recovery unit or waste-burning kiln is
operating and at the intervals specified
in paragraph (x)(1)(ii) of this section,
except for periods of monitoring system
malfunctions, repairs associated with
monitoring system malfunctions,
required monitoring system quality
assurance or quality control activities
(including, as applicable, calibration
checks and required zero and span
adjustments), and any scheduled
maintenance as defined in your sitespecific monitoring plan.
(6) You must use all the data collected
during all energy recovery unit or wasteburning kiln operating hours in
assessing the compliance with your
operating limit except:
(i) Any data collected during
monitoring system malfunctions, repairs
associated with monitoring system
malfunctions, or required monitoring
system quality assurance or quality
control activities conducted during
monitoring system malfunctions are not
used in calculations (report any such
periods in your annual deviation
report);
(ii) Any data collected during periods
when the monitoring system is out of
control as specified in your site-specific
monitoring plan, repairs associated with
periods when the monitoring system is
out of control, or required monitoring
system quality assurance or quality
control activities conducted during outof-control periods are not used in
calculations (report emissions or
operating levels and report any such
periods in your annual deviation
report);
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(iii) Any PM CPMS data recorded
during periods of CEMS data during
startup and shutdown, as defined in this
subpart.
(7) You must record and make
available upon request results of PM
CPMS system performance audits, as
well as the dates and duration of
periods from when the PM CPMS is out
of control until completion of the
corrective actions necessary to return
the PM CPMS to operation consistent
with your site-specific monitoring plan.
(8) For any deviation of the 30-day
rolling average PM CPMS average value
from the established operating
parameter limit, you must:
(i) Within 48 hours of the deviation,
visually inspect the air pollution control
device;
(ii) If inspection of the air pollution
control device identifies the cause of the
deviation, take corrective action as soon
as possible and return the PM CPMS
measurement to within the established
value; and
(iii) Within 30 days of the deviation
or at the time of the annual compliance
test, whichever comes first, conduct a
PM emissions compliance test to
determine compliance with the PM
emissions limit and to verify. Within 45
days of the deviation, you must reestablish the CPMS operating limit. You
are not required to conduct additional
testing for any deviations that occur
between the time of the original
deviation and the PM emissions
compliance test required under this
paragraph.
(iv) PM CPMS deviations leading to
more than four required performance
tests in a 12-month process operating
period (rolling monthly) constitute a
violation of this subpart.
■ 15. Section 60.2165 is amended by:
■ a. Revising paragraph (c).
■ b. Revising paragraphs (g) through (k).
■ c. Revising paragraphs (l)(1) and (2).
■ d. Revising paragraph (m)
introductory text.
■ e. Revising paragraph (n) introductory
text.
■ f. Removing paragraph (n)(14).
■ g. Revising paragraphs (n)(6), (n)(7),
(n)(9) through (n)(11), (n)(12)
introductory text, and (n)(12)(ii).
■ h. Revising paragraphs (o)(1) and (2).
■ i. Adding paragraphs (q), (r), and (s).
The revisions and additions read as
follows:
§ 60.2165 What monitoring equipment
must I install and what parameters must I
monitor?
*
*
*
*
*
(c) If you are using something other
than a wet scrubber, activated carbon,
selective non-catalytic reduction, an
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electrostatic precipitator, or a dry
scrubber to comply with the emission
limitations under § 60.2105, you must
install, calibrate (to the manufacturers’
specifications), maintain, and operate
the equipment necessary to monitor
compliance with the site-specific
operating limits established using the
procedures in § 60.2115.
*
*
*
*
*
(g) For waste-burning kilns not
equipped with a wet scrubber or dry
scrubber, in place of hydrogen chloride
testing with EPA Method 321 at 40 CFR
part 63, appendix A, an owner or
operator must install, calibrate,
maintain, and operate a CEMS for
monitoring hydrogen chloride emissions
discharged to the atmosphere and
record the output of the system. To
demonstrate continuous compliance
with the hydrogen chloride emissions
limit for units other than waste-burning
kilns not equipped with a wet scrubber
or dry scrubber, a facility may substitute
use of a hydrogen chloride CEMS for
conducting the hydrogen chloride
annual performance test, monitoring the
minimum hydrogen chloride sorbent
flow rate, monitoring the minimum
scrubber liquor pH, and monitoring
minimum injection rate.
(h) To demonstrate continuous
compliance with the particulate matter
emissions limit, a facility may substitute
use of a particulate matter CEMS for
conducting the PM annual performance
test and using other CMS for monitoring
PM compliance (e.g., bag leak detectors,
ESP secondary power, PM scrubber
pressure).
(i) To demonstrate continuous
compliance with the dioxin/furan
emissions limit, a facility may substitute
use of a continuous automated sampling
system for the dioxin/furan annual
performance test. You must record the
output of the system and analyze the
sample according to EPA Method 23 at
40 CFR part 60, appendix A–7 of this
part. This option to use a continuous
automated sampling system takes effect
on the date a final performance
specification applicable to dioxin/furan
from continuous monitors is published
in the Federal Register. The owner or
operator who elects to continuously
sample dioxin/furan emissions instead
of sampling and testing using EPA
Method 23 at 40 CFR part 60, appendix
A–7 must install, calibrate, maintain,
and operate a continuous automated
sampling system and must comply with
the requirements specified in
§ 60.58b(p) and (q). A facility may
substitute continuous dioxin/furan
monitoring for the minimum sorbent
flow rate, if activated carbon sorbent
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injection is used solely for compliance
with the dioxin/furan emission limit.
(j) To demonstrate continuous
compliance with the mercury emissions
limit, a facility may substitute use of a
continuous automated sampling system
for the mercury annual performance
test. You must record the output of the
system and analyze the sample at set
intervals using any suitable
determinative technique that can meet
performance specification 12B. The
owner or operator who elects to
continuously sample mercury emissions
instead of sampling and testing using
EPA Reference Method 29 or 30B at 40
CFR part 60, appendix A–8 of this part,
ASTM D6784–02 (Reapproved 2008)
(incorporated by reference, see § 60.17),
or an approved alternative method for
measuring mercury emissions, must
install, calibrate, maintain, and operate
a continuous automated sampling
system and must comply with
performance specification 12A and
quality assurance procedure 5, as well
as the requirements specified in
§ 60.58b(p) and (q). A facility may
substitute continuous mercury
monitoring for the minimum sorbent
flow rate, if activated carbon sorbent
injection is used solely for compliance
with the mercury emission limit.
(k) To demonstrate continuous
compliance with the nitrogen oxides
emissions limit, a facility may substitute
use of a CEMS for the nitrogen oxides
annual performance test to demonstrate
compliance with the nitrogen oxides
emissions limits and monitoring the
charge rate, secondary chamber
temperature, and reagent flow for
selective noncatalytic reduction, if
applicable.
(1) Install, calibrate, maintain, and
operate a CEMS for measuring nitrogen
oxides emissions discharged to the
atmosphere and record the output of the
system. The requirements under
performance specification 2 of appendix
B of this part, the quality assurance
procedure one of appendix F of this part
and the procedures under § 60.13 must
be followed for installation, evaluation,
and operation of the CEMS.
(2) Following the date that the initial
performance test for nitrogen oxides is
completed or is required to be
completed under § 60.2125, compliance
with the emission limit for nitrogen
oxides required under § 60.52b(d) must
be determined based on the 30-day
rolling average of the hourly emission
concentrations using CEMS outlet data.
The 1-hour arithmetic averages must be
expressed in parts per million by
volume corrected to 7 percent oxygen
(dry basis) and used to calculate the 30day rolling average concentrations.
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CEMS data during startup and
shutdown, as defined in this subpart,
are not corrected to 7 percent oxygen,
and are measured at stack oxygen
content. The 1-hour arithmetic averages
must be calculated using the data points
required under § 60.13(e)(2).
(l) * * *
(1) Install, calibrate, maintain, and
operate a CEMS for measuring sulfur
dioxide emissions discharged to the
atmosphere and record the output of the
system. The requirements under
performance specification 2 of appendix
B of this part, the quality assurance
requirements of procedure one of
appendix F of this part and procedures
under § 60.13 must be followed for
installation, evaluation, and operation
of the CEMS.
(2) Following the date that the initial
performance test for sulfur dioxide is
completed or is required to be
completed under § 60.2125, compliance
with the sulfur dioxide emission limit
may be determined based on the 30-day
rolling average of the hourly arithmetic
average emission concentrations using
CEMS outlet data. The 1-hour arithmetic
averages must be expressed in parts per
million corrected to 7 percent oxygen
(dry basis) and used to calculate the 30day rolling average emission
concentrations. CEMS data during
startup and shutdown, as defined in this
subpart, are not corrected to 7 percent
oxygen, and are measured at stack
oxygen content. The 1-hour arithmetic
averages must be calculated using the
data points required under § 60.13(e)(2).
(m) For energy recovery units over 10
MMBtu/hr but less than 250 MMBtu/hr
annual average heat input rates that do
not use a wet scrubber, fabric filter with
bag leak detection system, or particulate
matter CEMS, you must install, operate,
certify, and maintain a continuous
opacity monitoring system according to
the procedures in paragraphs (m)(1)
through (5) of this section by the
compliance date specified in § 60.2105.
Energy recovery units that use a CEMS
to demonstrate initial and continuing
compliance according to the procedures
in § 60.2165(n) are not required to
install a continuous opacity monitoring
system and must perform the annual
performance tests for the opacity
consistent with § 60.2145(f).
*
*
*
*
*
(n) For coal and liquid/gas energy
recovery units, incinerators, and small
remote incinerators, an owner or
operator may elect to install, calibrate,
maintain, and operate a CEMS for
monitoring particulate matter emissions
discharged to the atmosphere and
record the output of the system. The
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9185
owner or operator of an affected facility
who continuously monitors particulate
matter emissions instead of conducting
performance testing using EPA Method
5 at 40 CFR part 60, appendix A–3 or,
as applicable, monitor with a particulate
matter CPMS according to paragraph (r)
of this section, must install, calibrate,
maintain, and operate a CEMS and must
comply with the requirements specified
in paragraphs (n)(1) through (13) of this
section.
*
*
*
*
*
(6) The owner or operator of an
affected facility must conduct an initial
performance test for particulate matter
emissions as required under § 60.2125.
Compliance with the particulate matter
emission limit, if PM CEMS are elected
for demonstrating compliance, must be
determined by using the CEMS
specified in this paragraph (n) to
measure particulate matter. You must
calculate a 30-day rolling average of 1hour arithmetic average emission
concentrations, including CEMS data
during startup and shutdown, as
defined in this subpart, using Equation
19–19 in section 12.4.1 of EPA
Reference Method 19 at 40 CFR part 60,
appendix A–7.
(7) Compliance with the particulate
matter emission limit must be
determined based on the 30-day rolling
average calculated using Equation 19–19
in section 12.4.1 of EPA Reference
Method 19 at 40 CFR part 60, appendix
A–7 from the 1-hour arithmetic average
CEMS outlet data.
*
*
*
*
*
(9) The 1-hour arithmetic averages
required under paragraph (n)(7) of this
section must be expressed in milligrams
per dry standard cubic meter corrected
to 7 percent oxygen (dry basis) and must
be used to calculate the 30-day rolling
average emission concentrations. CEMS
data during startup and shutdown, as
defined in this subpart, are not
corrected to 7 percent oxygen, and are
measured at stack oxygen content. The
1-hour arithmetic averages must be
calculated using the data points
required under § 60.13(e)(2).
(10) All valid CEMS data must be
used in calculating average emission
concentrations even if the minimum
CEMS data requirements of paragraph
(n)(8) of this section are not met.
(11) The CEMS must be operated
according to performance specification
11 in appendix B of this part.
(12) During each relative accuracy test
run of the CEMS required by
performance specification 11 in
appendix B of this part, particulate
matter and oxygen (or carbon dioxide)
data must be collected concurrently (or
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within a 30- to 60-minute period) by
both the CEMS and the following test
methods.
*
*
*
*
*
(ii) For oxygen (or carbon dioxide),
EPA Reference Method 3A or 3B, as
applicable, must be used.
*
*
*
*
*
(o) * * *
(1) Install, calibrate, maintain, and
operate a CEMS for measuring carbon
monoxide emissions discharged to the
atmosphere and record the output of the
system. The requirements under
performance specification 4B of
appendix B of this part, the quality
assurance procedure 1 of appendix F of
this part and the procedures under
§ 60.13 must be followed for
installation, evaluation, and operation
of the CEMS.
(2) Following the date that the initial
performance test for carbon monoxide is
completed or is required to be
completed under § 60.2140, compliance
with the carbon monoxide emission
limit may be determined based on the
30-day rolling average of the hourly
arithmetic average emission
concentrations, including CEMS data
during startup and shutdown as defined
in this subpart, using CEMS outlet data.
Except for CEMS data during startup
and shutdown, as defined in this
subpart, the 1-hour arithmetic averages
must be expressed in parts per million
corrected to 7 percent oxygen (dry basis)
and used to calculate the 30-day rolling
average emission concentrations. CEMS
data during startup and shutdown, as
defined in this subpart, are not
corrected to 7 percent oxygen, and are
measured at stack oxygen content. The
1-hour arithmetic averages must be
calculated using the data points
required under § 60.13(e)(2).
*
*
*
*
*
(q) For energy recovery units with a
design heat input capacity of 100
MMBtu per hour or greater that do not
use a carbon monoxide CEMS, you must
install, operate, and maintain a oxygen
analyzer system as defined in § 60.2265
according to the procedures in
paragraphs (q)(1) through (4) of this
section.
(1) The oxygen analyzer system must
be installed by the initial performance
test date specified in § 60.2675.
(2) You must operate the oxygen trim
system within compliance with
paragraph (q)(3) of this section at all
times.
(3) You must maintain the oxygen
level such that the 30-day rolling
average that is established as the
operating limit for oxygen according to
paragraph (q)(4) or this section is not
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below the lowest hourly average oxygen
concentration measured during the most
recent CO performance test.
(4) You must calculate and record a
30-day rolling average oxygen
concentration using Equation 19–19 in
section 12.4.1 of EPA Reference Method
19 of Appendix A–7 of this part.
(r) For energy recovery units with
annual average heat input rates greater
than or equal to 250 MMBtu/hour and
waste-burning kilns, you must install,
calibrate, maintain, and operate a PM
CPMS and record the output of the
system as specified in paragraphs (r)(1)
through (8) of this section. If you elect
to use a particulate matter CEMS as
specified in paragraph (n) of this
section, you are not required to use a
PM CPMS to monitor particulate matter
emissions. For other energy recovery
units, you may elect to use PM CPMS
operated in accordance with this
section. PM CPMS are suitable in lieu of
using other CMS for monitoring PM
compliance (e.g., bag leak detectors, ESP
secondary power, PM scrubber
pressure).
(1) Install, calibrate, operate, and
maintain your PM CPMS according to
the procedures in your approved sitespecific monitoring plan developed in
accordance with § 60.2145(l) and
(r)(1)(i) through (iii) of this section.
(i) The operating principle of the PM
CPMS must be based on in-stack or
extractive light scatter, light
scintillation, beta attenuation, or mass
accumulation detection of PM in the
exhaust gas or representative sample.
The reportable measurement output
from the PM CPMS must be expressed
as milliamps.
(ii) The PM CPMS must have a cycle
time (i.e., period required to complete
sampling, measurement, and reporting
for each measurement) no longer than
60 minutes.
(iii) The PM CPMS must be capable of
detecting and responding to particulate
matter concentrations of no greater than
0.5 mg/actual cubic meter.
(2) During the initial performance test
or any such subsequent performance
test that demonstrates compliance with
the PM limit, you must adjust the sitespecific operating limit in accordance
with the results of the performance test
according to the procedures specified in
§ 60.2110.
(3) Collect PM CPMS hourly average
output data for all energy recovery unit
or waste-burning kiln operating hours.
Express the PM CPMS output as
milliamps.
(4) Calculate the arithmetic 30-day
rolling average of all of the hourly
average PM CPMS output collected
during all energy recovery unit or waste-
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burning kiln operating hours data
(milliamps).
(5) You must collect data using the
PM CPMS at all times the energy
recovery unit or waste-burning kiln is
operating and at the intervals specified
in paragraph (r)(1)(ii) of this section,
except for periods of monitoring system
malfunctions, repairs associated with
monitoring system malfunctions,
required monitoring system quality
assurance or quality control activities
(including, as applicable, calibration
checks and required zero and span
adjustments), and any scheduled
maintenance as defined in your sitespecific monitoring plan.
(6) You must use all the data collected
during all energy recovery unit or wasteburning kiln operating hours in
assessing the compliance with your
operating limit except:
(i) Any data collected during
monitoring system malfunctions, repairs
associated with monitoring system
malfunctions, or required monitoring
system quality assurance or quality
control activities conducted during
monitoring system malfunctions are not
used in calculations (report any such
periods in your annual deviation
report);
(ii) Any data collected during periods
when the monitoring system is out of
control as specified in your site-specific
monitoring plan, repairs associated with
periods when the monitoring system is
out of control, or required monitoring
system quality assurance or quality
control activities conducted during outof-control periods are not used in
calculations (report emissions or
operating levels and report any such
periods in your annual deviation
report);
(iii) Any PM CPMS data recorded
during periods of CEMS data during
startup and shutdown, as defined in this
subpart.
(7) You must record and make
available upon request results of PM
CPMS system performance audits, as
well as the dates and duration of
periods from when the PM CPMS is out
of control until completion of the
corrective actions necessary to return
the PM CPMS to operation consistent
with your site-specific monitoring plan.
(8) For any deviation of the 30-day
rolling average PM CPMS average value
from the established operating
parameter limit, you must:
(i) Within 48 hours of the deviation,
visually inspect the air pollution control
device;
(ii) If inspection of the air pollution
control device identifies the cause of the
deviation, take corrective action as soon
as possible and return the PM CPMS
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measurement to within the established
value; and
(iii) Within 30 days of the deviation
or at the time of the annual compliance
test, whichever comes first, conduct a
PM emissions compliance test to
determine compliance with the PM
emissions limit and to verify. Within 45
days of the deviation, you must reestablish the CPMS operating limit. You
are not required to conduct additional
testing for any deviations that occur
between the time of the original
deviation and the PM emissions
compliance test required under this
paragraph.
(iv) PM CPMS deviations leading to
more than four required performance
tests in a 12-month process operating
period (rolling monthly) constitute a
violation of this subpart.
(s) If you use a dry scrubber to comply
with the emission limits of this subpart,
you must monitor the injection rate of
each sorbent and maintain the 3-hour
block averages at or above the operating
limits established during the hydrogen
chloride performance test.
■ 16. Section 60.2170 is amended by
revising paragraph (b) to read as follows:
§ 60.2170 Is there a minimum amount of
monitoring data I must obtain?
*
*
*
*
*
(b) You may not use data recorded
during monitoring system malfunctions
or out-of-control periods, repairs
associated with monitoring system
malfunctions or out-of-control periods,
or required monitoring system quality
assurance or control activities in
calculations used to report emissions or
operating levels. You must use all the
data collected during all other periods
in assessing the operation of the control
device and associated control system.
*
*
*
*
*
■ 17. Section 60.2175 is amended by:
■ a. Revising the introductory text.
■ b. Revising paragraph (b)(5).
■ c. Revising paragraph (e).
■ d. Revising paragraph (p)(4).
■ e. Adding paragraphs (p)(8) and (p)(9).
■ f. Revising paragraphs (v) and (w).
■ g. Adding paragraph (x).
The revisions and additions read as
follows:
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§ 60.2175
What records must I keep?
You must maintain the items (as
applicable) as specified in paragraphs
(a), (b), and (e) through (x) of this
section for a period of at least 5 years:
*
*
*
*
*
(b) * * *
(5) For affected CISWI units that
establish operating limits for controls
other than wet scrubbers under
§ 60.2110(d) through (g) or § 60.2115,
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you must maintain data collected for all
operating parameters used to determine
compliance with the operating limits.
For energy recovery units using
activated carbon injection or a dry
scrubber, you must also maintain
records of the load fraction and
corresponding sorbent injection rate
records.
*
*
*
*
*
(e) Identification of calendar dates
and times for which data show a
deviation from the operating limits in
table 2 of this subpart or a deviation
from other operating limits established
under § 60.2110(d) through (g) or
§ 60.2115 with a description of the
deviations, reasons for such deviations,
and a description of corrective actions
taken.
*
*
*
*
*
(p) * * *
(4) All 1-hour average concentrations
of carbon monoxide emissions. You
must indicate which data are CEMS data
during startup and shutdown.
*
*
*
*
*
(8) All 1-hour average percent oxygen
concentrations.
(9) All 1-hour average PM CPMS
readings or particulate matter CEMS
outputs.
*
*
*
*
*
(v) For operating units that combust
non-hazardous secondary materials that
have been determined not to be solid
waste pursuant to § 241.3(b)(1) of this
chapter, you must keep a record which
documents how the secondary material
meets each of the legitimacy criteria
under § 241.3(d)(1). If you combust a
fuel that has been processed from a
discarded non-hazardous secondary
material pursuant to § 241.3(b)(4) of this
chapter, you must keep records as to
how the operations that produced the
fuel satisfies the definition of processing
in § 241.2 and each of the legitimacy
criteria of § 241.3(d)(1) of this chapter.
If the fuel received a non-waste
determination pursuant to the petition
process submitted under § 241.3(c) of
this chapter, you must keep a record
that documents how the fuel satisfies
the requirements of the petition process.
For operating units that combust nonhazardous secondary materials as fuel
per § 241.4, you must keep records
documenting that the material is a listed
non-waste under § 241.4(a).
(w) Records of the criteria used to
establish that the unit qualifies as a
small power production facility under
section 3(17)(C) of the Federal Power
Act (16 U.S.C. 796(17)(C)) and that the
waste material the unit is proposed to
burn is homogeneous.
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(x) Records of the criteria used to
establish that the unit qualifies as a
cogeneration facility under section
3(18)(B) of the Federal Power Act (16
U.S.C. 796(18)(B)) and that the waste
material the unit is proposed to burn is
homogeneous.
■ 18. Section 60.2210 is amended by
revising paragraph (m) introductory text
and paragraph (n) to read as follows:
§ 60.2210 What information must I include
in my annual report?
*
*
*
*
*
(m) If there were periods during
which the continuous monitoring
system, including the CEMS, was out of
control as specified in paragraph (o) of
this section, the annual report must
contain the following information for
each deviation from an emission or
operating limitation occurring for a
CISWI unit for which you are using a
continuous monitoring system to
comply with the emission and operating
limitations in this subpart.
*
*
*
*
*
(n) If there were periods during which
the continuous monitoring system,
including the CEMS, was not out of
control as specified in paragraph (o) of
this section, a statement that there were
not periods during which the
continuous monitoring system was out
of control during the reporting period.
*
*
*
*
*
■ 19. Section 60.2235 is revised to read
as follows:
§ 60.2235
reports?
In what form can I submit my
(a) Submit initial, annual, and
deviation reports electronically or in
paper format, postmarked on or before
the submittal due dates.
(b) Submit results of performance
tests and CEMS performance evaluation
tests as follows.
(1) Within 60 days after the date of
completing each performance test as
required by this subpart, you must
submit the results of the performance
tests required by this subpart to EPA’s
WebFIRE database by using the
Compliance and Emissions Data
Reporting Interface (CEDRI) that is
accessed through EPA’s Central Data
Exchange (CDX)(www.epa.gov/cdx).
Performance test data must be submitted
in the file format generated through use
of EPA’s Electronic Reporting Tool
(ERT) (see https://www.epa.gov/ttn/chief/
ert/). Only data collected
using test methods on the ERT Web site
are subject to this requirement for
submitting reports electronically to
WebFIRE. Owners or operators who
claim that some of the information being
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submitted for performance tests is
confidential business information (CBI)
must submit a complete ERT file
including information claimed to be CBI
on a compact disk, flash drive, or other
commonly used electronic storage
media to EPA. The electronic media
must be clearly marked as CBI and
mailed to U.S. EPA/OAPQS/CORE CBI
Office, Attention: WebFIRE
Administrator, MD C404–02, 4930 Old
Page Rd., Durham, NC 27703. The same
ERT file with the CBI omitted must be
submitted to EPA via CDX as described
earlier in this paragraph. At the
discretion of the delegated authority,
you must also submit these reports,
including the confidential business
information, to the delegated authority
in the format specified by the delegated
authority. For any performance test
conducted using test methods that are
not listed on the ERT Web site, the
owner or operator shall submit the
results of the performance test in paper
submissions to the Administrator.
(2) Within 60 days after the date of
completing each CEMS performance
evaluation test, as defined in this
subpart and required by this subpart,
you must submit the relative accuracy
test audit (RATA) data electronically
into EPA’s Central Data Exchange by
using CEDRI as mentioned in paragraph
(b)(1) of this section. Only RATA
pollutants that can be documented with
the ERT (as listed on the ERT Web site)
are subject to this requirement. For any
performance evaluations with no
corresponding RATA pollutants listed
on the ERT Web site, the owner or
operator shall submit the results of the
performance evaluation in paper
submissions to the Administrator.
■ 20. Section 60.2265 is amended by:
■ a. Adding in alphabetical order
definitions for ‘‘30-day rolling average,’’
‘‘Annual heat input,’’ ‘‘Average annual
heat input rate,’’ ‘‘CEMS data during
startup and shutdown,’’ ‘‘Contained
gaseous material,’’ ‘‘Continuous
emission monitoring system,’’ ‘‘Dry
scrubber,’’ ‘‘Foundry sand thermal
reclamation unit,’’ ‘‘Load fraction,’’
‘‘Municipal solid waste or municipal
type solid waste,’’ ‘‘Oxygen analyzer
system,’’ ‘‘Oxygen trim system,’’
‘‘Responsible official,’’ and ‘‘Solid
waste.’’
■ b. Revising definitions for ‘‘Chemical
recovery unit,’’ ‘‘Commercial and
industrial solid waste incineration
(CISWI) unit,’’ ‘‘Continuous monitoring
system (CMS),’’ ‘‘Cyclonic burn barrel,’’
‘‘Energy recovery unit,’’ ‘‘Energy
recovery unit designed to burn biomass
(Biomass),’’ ‘‘Incinerator,’’
‘‘Modification or modified CISWI unit,’’
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‘‘Process change,’’ ‘‘Raw mill,’’ ‘‘Small,
remote incinerator,’’ ‘‘Soil treatment
unit,’’ ‘‘Solid waste incineration unit,’’
‘‘Space heater,’’ and ‘‘Waste-burning
kiln.’’
■ c. Removing the definition for
‘‘Homogeneous wastes’’ and ‘‘Cyclonic
barrel burner.’’
The revisions and additions read as
follows:
§ 60.2265
What definitions must I know?
*
*
*
*
*
30-day rolling average means the
arithmetic mean of the previous 720
hours of valid operating data. Valid data
excludes periods when this unit is not
operating. The 720 hours should be
consecutive, but not necessarily
continuous if operations are
intermittent.
*
*
*
*
*
Annual heat input means the heat
input for the 12 months preceding the
compliance demonstration.
*
*
*
*
*
Average annual heat input rate means
annual heat input divided by the hours
of operation for the 12 months
preceding the compliance
demonstration.
*
*
*
*
*
CEMS data during startup and
shutdown means the following:
(1) For incinerators, small remote
incinerators, and energy recovery units:
CEMS data collected during the first
hours of a CISWI unit startup from a
cold start until waste is fed to the unit
and the hours of operation following the
cessation of waste material being fed to
the CISWI unit during a unit shutdown.
For each startup event, the length of
time that CEMS data may be claimed as
being CEMS data during startup must be
48 operating hours or less. For each
shutdown event, the length of time that
CEMS data may be claimed as being
CEMS data during shutdown must be 24
operating hours or less.
(2) For waste-burning kilns: CEMS
data collected during the periods of kiln
operation that do not include normal
operations. Startup begins when the
kiln’s induced fan is turned on and
continues until continuous feed is
introduced into the kiln, at which time
the kiln is in normal operating mode.
Shutdown begins when feed to the kiln
is halted.
Chemical recovery unit means
combustion units burning materials to
recover chemical constituents or to
produce chemical compounds where
there is an existing commercial market
for such recovered chemical
constituents or compounds. The
following seven types of units are
considered chemical recovery units:
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(1) Units burning only pulping liquors
(i.e., black liquor) that are reclaimed in
a pulping liquor recovery process and
reused in the pulping process.
(2) Units burning only spent sulfuric
acid used to produce virgin sulfuric
acid.
(3) Units burning only wood or coal
feedstock for the production of charcoal.
(4) Units burning only manufacturing
byproduct streams/residue containing
catalyst metals that are reclaimed and
reused as catalysts or used to produce
commercial grade catalysts.
(5) Units burning only coke to
produce purified carbon monoxide that
is used as an intermediate in the
production of other chemical
compounds.
(6) Units burning only hydrocarbon
liquids or solids to produce hydrogen,
carbon monoxide, synthesis gas, or
other gases for use in other
manufacturing processes.
(7) Units burning only photographic
film to recover silver.
*
*
*
*
*
Commercial and industrial solid
waste incineration (CISWI) unit means
any distinct operating unit of any
commercial or industrial facility that
combusts, or has combusted in the
preceding 6 months, any solid waste as
that term is defined in 40 CFR part 241.
If the operating unit burns materials
other than traditional fuels as defined in
§ 241.2 that have been discarded, and
you do not keep and produce records as
required by § 60.2175(v), the operating
unit is a CISWI unit. While not all
CISWI units will include all of the
following components, a CISWI unit
includes, but is not limited to, the solid
waste feed system, grate system, flue gas
system, waste heat recovery equipment,
if any, and bottom ash system. The
CISWI unit does not include air
pollution control equipment or the
stack. The CISWI unit boundary starts at
the solid waste hopper (if applicable)
and extends through two areas: The
combustion unit flue gas system, which
ends immediately after the last
combustion chamber or after the waste
heat recovery equipment, if any; and the
combustion unit bottom ash system,
which ends at the truck loading station
or similar equipment that transfers the
ash to final disposal. The CISWI unit
includes all ash handling systems
connected to the bottom ash handling
system.
Contained gaseous material means
gases that are in a container when that
container is combusted.
Continuous emission monitoring
system (CEMS) means the total
equipment that may be required to meet
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the data acquisition and availability
requirements of this subpart, used to
sample, condition (if applicable),
analyze, and provide a record of
emissions.
Continuous monitoring system (CMS)
means the total equipment, required
under the emission monitoring sections
in applicable subparts, used to sample
and condition (if applicable), to analyze,
and to provide a permanent record of
emissions or process parameters. A
particulate matter continuous parameter
monitoring system (PM CPMS) is a type
of CMS.
Cyclonic burn barrel means a
combustion device for waste materials
that is attached to a 55 gallon, openhead drum. The device consists of a lid,
which fits onto and encloses the drum,
and a blower that forces combustion air
into the drum in a cyclonic manner to
enhance the mixing of waste material
and air. A cyclonic burn barrel is not an
incinerator, a waste-burning kiln, an
energy recovery unit or a small, remote
incinerator under this subpart.
*
*
*
*
*
Dry scrubber means an add-on air
pollution control system that injects dry
alkaline sorbent (dry injection) or sprays
an alkaline sorbent (spray dryer) to react
with and neutralize acid gas in the
exhaust stream forming a dry powder
material. Sorbent injection systems in
fluidized bed boilers and process
heaters are included in this definition.
A dry scrubber is a dry control system.
*
*
*
*
*
Energy recovery unit means a
combustion unit combusting solid waste
(as that term is defined by the
Administrator in 40 CFR part 241) for
energy recovery. Energy recovery units
include units that would be considered
boilers and process heaters if they did
not combust solid waste.
Energy recovery unit designed to burn
biomass (Biomass) means an energy
recovery unit that burns solid waste,
biomass, and non-coal solid materials
but less than 10 percent coal, on a heat
input basis on an annual average, either
alone or in combination with liquid
waste, liquid fuel or gaseous fuels.
*
*
*
*
*
Foundry sand thermal reclamation
unit means a type of part reclamation
unit that removes coatings that are on
foundry sand. A foundry sand thermal
reclamation unit is not an incinerator, a
waste-burning kiln, an energy recovery
unit or a small, remote incinerator
under this subpart.
Incinerator means any furnace used in
the process of combusting solid waste
(as that term is defined by the
Administrator in 40 CFR part 241) for
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the purpose of reducing the volume of
the waste by removing combustible
matter. Incinerator designs include
single chamber and two-chamber.
*
*
*
*
*
Load fraction means the actual heat
input of an energy recovery unit divided
by heat input during the performance
test that established the minimum
sorbent injection rate or minimum
activated carbon injection rate,
expressed as a fraction (e.g., for 50
percent load the load fraction is 0.5).
*
*
*
*
*
Modification or modified CISWI unit
means a CISWI unit that has been
changed later than August 7, 2013 and
that meets one of two criteria:
(1) The cumulative cost of the changes
over the life of the unit exceeds 50
percent of the original cost of building
and installing the CISWI unit (not
including the cost of land) updated to
current costs (current dollars). To
determine what systems are within the
boundary of the CISWI unit used to
calculate these costs, see the definition
of CISWI unit.
(2) Any physical change in the CISWI
unit or change in the method of
operating it that increases the amount of
any air pollutant emitted for which
section 129 or section 111 of the Clean
Air Act has established standards.
Municipal solid waste or municipaltype solid waste means household,
commercial/retail, or institutional
waste. Household waste includes
material discarded by residential
dwellings, hotels, motels, and other
similar permanent or temporary
housing. Commercial/retail waste
includes material discarded by stores,
offices, restaurants, warehouses,
nonmanufacturing activities at
industrial facilities, and other similar
establishments or facilities. Institutional
waste includes materials discarded by
schools, by hospitals (nonmedical), by
nonmanufacturing activities at prisons
and government facilities, and other
similar establishments or facilities.
Household, commercial/retail, and
institutional waste does include yard
waste and refuse-derived fuel.
Household, commercial/retail, and
institutional waste does not include
used oil; sewage sludge; wood pallets;
construction, renovation, and
demolition wastes (which include
railroad ties and telephone poles); clean
wood; industrial process or
manufacturing wastes; medical waste; or
motor vehicles (including motor vehicle
parts or vehicle fluff).
*
*
*
*
*
Oxygen analyzer system means all
equipment required to determine the
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9189
oxygen content of a gas stream and used
to monitor oxygen in the boiler or
process heater flue gas, boiler or process
heater, firebox, or other appropriate
location. This definition includes
oxygen trim systems and certified
oxygen CEMS. The source owner or
operator is responsible to install,
calibrate, maintain, and operate the
oxygen analyzer system in accordance
with the manufacturer’s
recommendations.
Oxygen trim system means a system of
monitors that is used to maintain excess
air at the desired level in a combustion
device. A typical system consists of a
flue gas oxygen and/or carbon monoxide
monitor that automatically provides a
feedback signal to the combustion air
controller.
*
*
*
*
*
Process change means any of the
following physical or operational
changes:
(1) A physical change (maintenance
activities excluded) to the CISWI unit
which may increase the emission rate of
any air pollutant to which a standard
applies;
(2) An operational change to the
CISWI unit where a new type of nonhazardous secondary material is being
combusted;
(3) A physical change (maintenance
activities excluded) to the air pollution
control devices used to comply with the
emission limits for the CISWI unit (e.g.,
replacing an electrostatic precipitator
with a fabric filter);
(4) An operational change to the air
pollution control devices used to
comply with the emission limits for the
affected CISWI unit (e.g., change in the
sorbent injection rate used for activated
carbon injection).
*
*
*
*
*
Raw mill means a ball or tube mill,
vertical roller mill or other size
reduction equipment, that is not part of
an in-line kiln/raw mill, used to grind
feed to the appropriate size. Moisture
may be added or removed from the feed
during the grinding operation. If the raw
mill is used to remove moisture from
feed materials, it is also, by definition,
a raw material dryer. The raw mill also
includes the air separator associated
with the raw mill.
*
*
*
*
*
Responsible official means one of the
following:
(1) For a corporation: A president,
secretary, treasurer, or vice-president of
the corporation in charge of a principal
business function, or any other person
who performs similar policy or
decision-making functions for the
corporation, or a duly authorized
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representative of such person if the
representative is responsible for the
overall operation of one or more
manufacturing, production, or operating
facilities applying for or subject to a
permit and either:
(i) The facilities employ more than
250 persons or have gross annual sales
or expenditures exceeding $25 million
(in second quarter 1980 dollars); or
(ii) The delegation of authority to
such representatives is approved in
advance by the permitting authority;
(2) For a partnership or sole
proprietorship: A general partner or the
proprietor, respectively;
(3) For a municipality, State, Federal,
or other public agency: Either a
principal executive officer or ranking
elected official. For the purposes of this
part, a principal executive officer of a
Federal agency includes the chief
executive officer having responsibility
for the overall operations of a principal
geographic unit of the agency (e.g., a
Regional Administrator of EPA); or
(4) For affected facilities:
(i) The designated representative in so
far as actions, standards, requirements,
or prohibitions under Title IV of the
Clean Air Act or the regulations
promulgated thereunder are concerned;
or
(ii) The designated representative for
any other purposes under part 60.
*
*
*
*
*
Small, remote incinerator means an
incinerator that combusts solid waste
(as that term is defined by the
Administrator in 40 CFR part 241) and
combusts 3 tons per day or less solid
waste and is more than 25 miles driving
distance to the nearest municipal solid
waste landfill.
Soil treatment unit means a unit that
thermally treats petroleum–
contaminated soils for the sole purpose
of site remediation. A soil treatment
unit may be direct-fired or indirect
fired. A soil treatment unit is not an
incinerator, a waste-burning kiln, an
energy recovery unit or a small, remote
incinerator under this subpart.
Solid waste means the term solid
waste as defined in 40 CFR 241.2.
Solid waste incineration unit means a
distinct operating unit of any facility
which combusts any solid waste (as that
term is defined by the Administrator in
40 CFR part 241) material from
commercial or industrial establishments
or the general public (including single
and multiple residences, hotels and
motels). Such term does not include
incinerators or other units required to
have a permit under section 3005 of the
Solid Waste Disposal Act. The term
‘‘solid waste incineration unit’’ does not
include:
(1) Materials recovery facilities
(including primary or secondary
smelters) which combust waste for the
primary purpose of recovering metals;
(2) Qualifying small power
production facilities, as defined in
section 3(17)(C) of the Federal Power
Act (16 U.S.C. 769(17)(C)), or qualifying
cogeneration facilities, as defined in
section 3(18)(B) of the Federal Power
Act (16 U.S.C. 796(18)(B)), which burn
homogeneous waste (such as units
which burn tires or used oil, but not
including refuse-derived fuel) for the
production of electric energy or in the
case of qualifying cogeneration facilities
which burn homogeneous waste for the
production of electric energy and steam
or forms of useful energy (such as heat)
which are used for industrial,
commercial, heating or cooling
purposes; or
(3) Air curtain incinerators provided
that such incinerators only burn wood
wastes, yard wastes, and clean lumber
and that such air curtain incinerators
comply with opacity limitations to be
established by the Administrator by
rule.
Space heater means a unit that meets
the requirements of 40 CFR 279.23. A
space heater is not an incinerator, a
waste-burning kiln, an energy recovery
unit or a small, remote incinerator
under this subpart.
*
*
*
*
*
Waste-burning kiln means a kiln that
is heated, in whole or in part, by
combusting solid waste (as that term is
defined by the Administrator in 40 CFR
part 241). Secondary materials used in
Portland cement kilns shall not be
deemed to be combusted unless they are
introduced into the flame zone in the
hot end of the kiln or mixed with the
precalciner fuel.
*
*
*
*
*
■ 21. Table 1 to subpart CCCC of part 60
is amended by:
■ a. Revising the table heading.
■ b. Revising the entry for ‘‘Carbon
monoxide’’.
■ c. Revising the entry for ‘‘Dioxin/
Furan (toxic equivalency basis)’’.
■ d. Revising the entry for ‘‘Hydrogen
Chloride’’.
■ e. Revising the entry for ‘‘Nitrogen
Oxides’’.
■ f. Revising the entry for ‘‘Sulfur
Dioxide’’.
The revisions read as follows:
TABLE 1 TO SUBPART CCCC OF PART 60—EMISSION LIMITATIONS FOR CISWI UNITS FOR WHICH CONSTRUCTION IS
COMMENCED AFTER NOVEMBER 30, 1999, BUT NO LATER THAN JUNE 4, 2010, OR FOR WHICH MODIFICATION OR
RECONSTRUCTION IS COMMENCED ON OR AFTER JUNE 1, 2001, BUT NO LATER THAN AUGUST 7, 2013
You must meet this emission
limitation a
*
Carbon monoxide ....
*
*
157 parts per million by dry
volume.
Dioxin/Furan (toxic
equivalency basis).
0.41 nanograms per dry
standard cubic meter.
Hydrogen chloride ...
mstockstill on DSK4VPTVN1PROD with RULES2
For the air pollutant
62 parts per million by dry
volume.
*
Nitrogen Oxides .......
*
*
388 parts per million by dry
volume.
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And determining compliance
using this method
Using this averaging time
*
*
*
*
3-run average (1 hour minimum sample time per run) ....... Performance test (Method 10
at 40 CFR part 60, appendix A–4).
3-run average (collect a minimum volume of 4 dry stand- Performance test (Method 23
ard cubic meters per run).
of appendix A–7 of this
part).
3-run average (For Method 26, collect a minimum volume Performance test (Method 26
of 120 liters per run. For Method 26A, collect a minor 26A at 40 CFR part 60,
imum volume of 1 dry standard cubic meter per run).
appendix A–8).
*
*
*
*
3-run average (for Method 7E, 1 hour minimum sample Performance test (Method 7
time per run).
or 7E at 40 CFR part 60,
appendix A–4).
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Federal Register / Vol. 78, No. 26 / Thursday, February 7, 2013 / Rules and Regulations
TABLE 1 TO SUBPART CCCC OF PART 60—EMISSION LIMITATIONS FOR CISWI UNITS FOR WHICH CONSTRUCTION IS
COMMENCED AFTER NOVEMBER 30, 1999, BUT NO LATER THAN JUNE 4, 2010, OR FOR WHICH MODIFICATION OR
RECONSTRUCTION IS COMMENCED ON OR AFTER JUNE 1, 2001, BUT NO LATER THAN AUGUST 7, 2013—Continued
For the air pollutant
You must meet this emission
limitation a
*
Sulfur Dioxide ..........
*
*
20 parts per million by dry
volume.
a All
And determining compliance
using this method
Using this averaging time
*
*
*
*
3-run average (For Method 6, collect a minimum volume Performance test (Method 6
of 20 liters per run. For Method 6C, collect sample for a
or 6C at 40 CFR part 60,
minimum duration of 1 hour per run).
appendix A–4).
emission limitations (except for opacity) are measured at 7 percent oxygen, dry basis at standard conditions.
by reference, see § 60.17.
b Incorporated
*
*
*
*
*
22. Table 2 to subpart CCCC of part 60
is amended by revising footnote a to
read as follows:
Table 2 to Subpart CCCC of Part 60—
Operating Limits for Wet Scrubbers
*
*
*
*
*
■
a Calculated each hour as the average of the
previous 3 operating hours.
23. Table 5 to subpart CCCC of part 60
is amended by:
■ a. Revising the table heading.
■ b. Revising the entry for ‘‘Carbon
Monoxide’’.
■ c. Revising the entry for ‘‘Dioxin/furan
(Total Mass Basis)’’.
■ d. Revising the entry for ‘‘Hydrogen
chloride’’.
■
e. Revising the entry for ‘‘Lead’’.
f. Revising the entry for ‘‘Mercury’’.
g. Revising the entry for ‘‘Nitrogen
Oxides’’.
■ h. Revising the entry for ‘‘Sulfur
dioxide’’.
■ i. Adding footnote c.
The revisions and addition read as
follows:
■
■
■
TABLE 5 TO SUBPART CCCC OF PART 60—EMISSION LIMITATIONS FOR INCINERATORS THAT COMMENCED CONSTRUCTION
AFTER JUNE 4, 2010, OR THAT COMMENCED RECONSTRUCTION OR MODIFICATION AFTER AUGUST 7, 2013
For the air
pollutant
You must meet this emission
limitation a
*
Carbon monoxide ....
*
*
17 parts per million by dry
volume.
Dioxin/furan (Total
Mass Basis).
0.58 nanograms per dry
standard cubic meter c.
*
Hydrogen chloride ...
*
*
0.091 parts per million by dry
volume.
Lead .........................
0.015 milligrams per dry
standard cubic meter c.
Mercury ....................
0.00084 milligrams per dry
standard cubic meter c.
Nitrogen Oxides .......
23 parts per million dry volume.
*
Sulfur dioxide ...........
*
*
11 parts per million dry volume.
mstockstill on DSK4VPTVN1PROD with RULES2
*
*
And determining compliance
using this method
Using this averaging time
*
*
*
*
3-run average (1 hour minimum sample time per run) ....... Performance test (Method 10
at 40 CFR part 60, appendix A–4).
3-run average (collect a minimum volume of 4 dry stand- Performance test (Method 23
ard cubic meters per run).
at 40 CFR part 60, appendix A–7).
*
*
*
*
3-run average (For Method 26, collect a minimum volume Performance test (Method 26
of 360 liters per run. For Method 26A, collect a minor 26A at 40 CFR part 60,
imum volume of 3 dry standard cubic meters per run).
appendix A–8).
3-run average (collect a minimum volume of 4 dry stand- Performance test (Method 29
ard cubic meters per run).
of appendix A–8 at 40
CFR part 60). Use ICPMS
for the analytical finish.
3-run average (collect enough volume to meet a detection Performance test (Method 29
limit data quality objective of 0.03 ug/dry standard cubic
or 30B at 40 CFR part 60,
meter).
appendix A–8) or ASTM
D6784–02 (Reapproved
2008).b
3-run average (for Method 7E, 1 hour minimum sample Performance test (Method 7
time per run).
or 7E at 40 CFR part 60,
appendix A–4).
*
*
*
*
3-run average (1 hour minimum sample time per run) ....... Performance test (Method 6
or 6C at 40 CFR part 60,
appendix A–4).
*
*
*
*
a All
*
emission limitations are measured at 7 percent oxygen, dry basis at standard conditions. For dioxins/furans, you must meet either the
Total Mass Limit or the toxic equivalency basis limit.
b Incorporated by reference, see § 60.17.
c If you are conducting stack tests to demonstrate compliance and your performance tests for this pollutant for at least 2 consecutive years
show that your emissions are at or below this limit, you can skip testing according to § 60.2155 if all of the other provisions of § 60.2155 are met.
For all other pollutants that do not contain a footnote ‘‘c’’, your performance tests for this pollutant for at least 2 consecutive years must show
that your emissions are at or below 75 percent of this limit in order to qualify for skip testing.
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Federal Register / Vol. 78, No. 26 / Thursday, February 7, 2013 / Rules and Regulations
24. Table 6 to subpart CCCC of part 60
is amended by:
■ a. Revising the table heading.
■ b. Revising the entry for ‘‘Cadmium’’.
■ c. Revising the entry for ‘‘Carbon
monoxide’’.
■ d. Revising the entry for ‘‘Dioxins/
furans (Total Mass Basis)’’.
■
e. Revising the entry for ‘‘Dioxins/
furans (toxic equivalency basis)’’.
■ f. Revising the entry for ‘‘Hydrogen
chloride’’.
■ g. Revising the entry for ‘‘Lead’’.
■ h. Revising the entry for ‘‘Mercury’’.
■ i. Revising the entry for ‘‘Oxides of
nitrogen’’.
■
j. Revising the entry for ‘‘Particulate
matter (filterable)’’.
■ k. Revising the entry for ‘‘Sulfur
dioxide’’.
■ l. Adding footnote c.
The revisions and addition read as
follows:
■
TABLE 6 TO SUBPART CCCC OF PART 60—EMISSION LIMITATIONS FOR ENERGY RECOVERY UNITS THAT COMMENCED
CONSTRUCTION AFTER JUNE 4, 2010, OR THAT COMMENCED RECONSTRUCTION OR MODIFICATION AFTER AUGUST 7,
2013
You must meet this emission limitation a
For the air pollutant
Using this averaging time
Solids
Cadmium ...................................
0.023 milligrams per
dry standard cubic
meter.
Carbon monoxide ......................
35 parts per million
dry volume.
Dioxin/furans (Total Mass Basis)
No Total Mass
Basis limit, must
meet the toxic
equivalency basis
limit below.
Dioxins/furans (toxic equivalency basis).
0.093 nanograms
per dry standard
cubic meter. c
Hydrogen chloride .....................
14 parts per million
dry volume.
Lead ...........................................
0.096 milligrams per
dry standard cubic
meter.
Mercury ......................................
mstockstill on DSK4VPTVN1PROD with RULES2
Liquid/Gas
0.00056 milligrams
per dry standard
cubic meter. c
Oxides of nitrogen .....................
76 parts per million
dry volume.
Biomass—0.0014
milligrams per dry
standard cubic
meter. c
Coal—0.0095 milligrams per dry
standard cubic
meter.
Biomass—240 parts
per million dry volume.
Coal—95 parts per
million dry volume.
Biomass—0.52
nanograms per
dry standard cubic
meter. c
Coal—5.1
nanograms per
dry standard cubic
meter. c
Biomass—0.076
nanograms per
dry standard cubic
meter. c
Coal—0.075
nanograms per
dry standard cubic
meter. c
Biomass—0.20
parts per million
dry volume.
Coal—13 parts per
million dry volume.
Biomass—0.014 milligrams per dry
standard cubic
meter. c
Coal—0.14 milligrams per dry
standard cubic
meter.
Biomass—0.0022
milligrams per dry
standard cubic
meter.
Coal—0.016 milligrams per dry
standard cubic
meter.
Biomass—290 parts
per million dry volume.
Coal—340 parts per
million dry volume.
VerDate Mar<15>2010
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And determining
compliance using
this method
3-run average (collect a minimum volume of 4 dry standard cubic meters
per run).
Performance test
(Method 29 at 40
CFR part 60, appendix A–8). Use
ICPMS for the analytical finish.
3-run average (1 hour minimum sample
time per run).
Performance test
(Method 10 at 40
CFR part 60, appendix A–4).
3-run average (collect a minimum volume of 4 dry standard cubic meters).
Performance test
(Method 23 at 40
CFR part 60, appendix A–7).
3-run average (collect a minimum volume of 4 dry standard cubic meters
per run).
Performance test
(Method 23 of appendix A–7 of this
part).
3-run average (For Method 26, collect a
minimum volume of 360 liters per run.
For Method 26A, collect a minimum
volume of 3 dry standard cubic meters
per run).
3-run average (collect a minimum volume of 4 dry standard cubic meters
per run).
Performance test
(Method 26 or
26A at 40 CFR
part 60, appendix
A–8).
Performance test
(Method 29 at 40
CFR part 60, appendix A–8). Use
ICPMS for the analytical finish.
3-run average (collect enough volume to
meet an in-stack detection limit data
quality objective of 0.03 ug/dscm).
Performance test
(Method 29 or
30B at 40 CFR
part 60, appendix
A–8) or ASTM
D6784–02 (Reapproved 2008)b.
3-run average (for Method 7E, 1 hour
minimum sample time per run).
Performance test
(Method 7 or 7E
at 40 CFR part
60, appendix A–
4).
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9193
TABLE 6 TO SUBPART CCCC OF PART 60—EMISSION LIMITATIONS FOR ENERGY RECOVERY UNITS THAT COMMENCED
CONSTRUCTION AFTER JUNE 4, 2010, OR THAT COMMENCED RECONSTRUCTION OR MODIFICATION AFTER AUGUST 7,
2013—Continued
You must meet this emission limitation a
For the air pollutant
And determining
compliance using
this method
Using this averaging time
Liquid/Gas
Solids
Particulate matter (filterable) .....
110 milligrams per
dry standard cubic
meter.
Biomass—5.1 milligrams per dry
standard cubic
meter.
Coal—160 milligrams per dry
standard cubic
meter.
Sulfur dioxide .............................
720 parts per million
dry volume.
Biomass—7.3 parts
3-run average (for Method 6, collect a
per million dry volminimum of 60 liters, for Method 6C,1
ume.
hour minimum sample time per run).
Coal—650 parts per
million dry volume.
3-run average (collect a minimum volume of 1 dry standard cubic meter per
run).
Performance test
(Method 5 or 29
at 40 CFR part
60, appendix A–3
or appendix A–8)
if the unit has an
annual average
heat input rate
less than 250
MMBtu/hr; or PM
CPMS (as specified in
§ 60.2145(x)) if
the unit has an
annual average
heat input rate
equal to or greater than 250
MMBtu/hr.
Performance test
(Method 6 or 6C
at 40 CFR part
60, appendix A–
4).
a All emission limitations are measured at 7 percent oxygen, dry basis at standard conditions. For dioxins/furans, you must meet either the
Total Mass Basis limit or the toxic equivalency basis limit.
b Incorporated by reference, see § 60.17.
c If you are conducting stack tests to demonstrate compliance and your performance tests for this pollutant for at least 2 consecutive years
show that your emissions are at or below this limit, you can skip testing according to § 60.2155 if all of the other provisions of § 60.2155 are met.
For all other pollutants that do not contain a footnote ‘‘c’’, your performance tests for this pollutant for at least 2 consecutive years must show
that your emissions are at or below 75 percent of this limit in order to qualify for skip testing.
25. Table 7 to Subpart CCCC of part
60 is revised to read as follows:
■
TABLE 7 TO SUBPART CCCC OF PART 60—EMISSION LIMITATIONS FOR WASTE-BURNING KILNS THAT COMMENCED
CONSTRUCTION AFTER JUNE 4, 2010, OR RECONSTRUCTION OR MODIFICATION AFTER AUGUST 7, 2013
And determining
compliance using
this method
For the air pollutant
You must meet this emission
limitation a
Using this averaging time
Cadmium ........................................
0.0014 milligrams per dry standard cubic meter. b
3-run average (collect a minimum
volume of 4 dry standard cubic
meters per run).
Carbon monoxide ..........................
90 (long kilns)/190 (preheater/
precalciner) parts per million
dry volume.
0.51 nanograms per dry standard
cubic meter. b
3-run average (1 hour minimum
sample time per run).
Dioxins/furans (total mass basis) ...
0.075 nanograms per dry standard cubic meter. b
Hydrogen chloride ..........................
mstockstill on DSK4VPTVN1PROD with RULES2
Dioxins/furans (toxic equivalency
basis).
3.0 parts per million dry volume. b
Lead ...............................................
0.014 milligrams per dry standard
cubic meter. b
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3-run average (collect a minimum
volume of 4 dry standard cubic
meters per run).
3-run average (collect a minimum
volume of 4 dry standard cubic
meters).
3-run average (1 hour minimum
sample time per run) or 30-day
rolling average if HCl CEMS are
used.
3-run average (collect a minimum
volume of 4 dry standard cubic
meters).
Sfmt 4700
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Performance test (Method 29 at
40 CFR part 60, appendix A–8).
Use ICPMS for the analytical
finish.
Performance test (Method 10 at
40 CFR part 60, appendix A–4).
Performance test (Method 23 at
40 CFR part 60, appendix A–7).
Performance test (Method 23 at
40 CFR part 60, appendix A–7).
Performance test (Method 321 at
40 CFR part 63, appendix A) or
HCl CEMS if a wet scrubber or
dry scrubber is not used.
Performance test (Method 29 at
40 CFR part 60, appendix A–8).
Use ICPMS for the analytical
finish.
07FER2
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TABLE 7 TO SUBPART CCCC OF PART 60—EMISSION LIMITATIONS FOR WASTE-BURNING KILNS THAT COMMENCED
CONSTRUCTION AFTER JUNE 4, 2010, OR RECONSTRUCTION OR MODIFICATION AFTER AUGUST 7, 2013—Continued
And determining
compliance using
this method
For the air pollutant
You must meet this emission
limitation a
Using this averaging time
Mercury ..........................................
0.0037 milligrams per dry standard cubic meter.
30-day rolling average ..................
Oxides of nitrogen .........................
200 parts per million dry volume ..
30-day rolling average ..................
Particulate matter (filterable) ..........
2.2 milligrams per dry standard
cubic meter.
28 parts per million dry volume ....
30-day rolling average ..................
Sulfur dioxide .................................
30-day rolling average ..................
Mercury CEMS or sorbent trap
monitoring system (performance specification 12A or 12B,
respectively, of appendix B of
this part.)
NOx CEMS (performance specification 2 of appendix B and
procedure 1 of appendix F of
this part).
PM CPMS (as specified in
§ 60.2145(x)).
Sulfur dioxide CEMS (performance specification 2 of appendix B and procedure 1 of appendix F of this part).
a All emission limitations are measured at 7 percent oxygen, dry basis at standard conditions. For dioxins/furans, you must meet either the
Total Mass Basis limit or the toxic equivalency basis limit.
b If you are conducting stack tests to demonstrate compliance and your performance tests for this pollutant for at least 2 consecutive years
show that your emissions are at or below this limit, you can skip testing according to § 60.2155 if all of the other provisions of § 60.2155 are met.
For all other pollutants that do not contain a footnote ‘‘b’’, your performance tests for this pollutant for at least 2 consecutive years must show
that your emissions are at or below 75 percent of this limit in order to qualify for skip testing.
26. Table 8 to Subpart CCCC of part
60 is revised to read as follows:
■
TABLE 8 TO SUBPART CCCC OF PART 60—EMISSION LIMITATIONS FOR SMALL, REMOTE INCINERATORS THAT COMMENCED CONSTRUCTION AFTER JUNE 4, 2010, OR THAT COMMENCED RECONSTRUCTION OR MODIFICATION AFTER
AUGUST 7, 2013
And determining
compliance using
this method
For the air pollutant
You must meet this emission
limitation a
Using this averaging time
Cadmium .......................................
0.67 milligrams per dry standard
cubic meter.
Carbon monoxide ..........................
13 parts per million dry volume ....
Dioxins/furans (total mass basis) ..
1,800 nanograms per dry standard cubic meter. b
Dioxins/furans (toxic equivalency
basis).
31 nanograms per dry standard
cubic meter. b
Fugitive ash ...................................
Visible emissions for no more
than 5 percent of the hourly observation period.
200 parts per million by dry volume.
3-run average (collect a minimum
volume of 1 dry standard cubic
meters per run).
3-run average (1 hour minimum
sample time per run).
3-run average (collect a minimum
volume of 1 dry standard cubic
meters per run).
3-run average (collect a minimum
volume of 1 dry standard cubic
meters).
Three 1-hour observation periods
Hydrogen chloride .........................
mstockstill on DSK4VPTVN1PROD with RULES2
Lead ..............................................
2.0 milligrams per dry standard
cubic meter.
Mercury .........................................
0.0035 milligrams per dry standard cubic meter.
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3-run average (For Method 26,
collect a minimum volume of 60
liters per run. For Method 26A,
collect a minimum volume of 1
dry standard cubic meter per
run).
3-run average (collect a minimum
volume of 1 dry standard cubic
meters).
3-run average (For Method 29
and ASTM D6784–02 (Reapproved 2008) b, collect a minimum volume of 2 dry standard
cubic meters per run. For Method 30B, collect a minimum volume as specified in Method 30B
at 40 CFR part 60, appendix A).
Sfmt 4700
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Performance test (Method 29 at
40 CFR part 60, appendix A–8).
Performance test
40 CFR part 60,
Performance test
40 CFR part 60,
(Method 10 at
appendix A–4).
(Method 23 at
appendix A–7).
Performance test (Method 23 at
40 CFR part 60, appendix A–7).
Visible emissions test (Method 22
at 40 CFR part 60, appendix A–
7).
Performance test (Method 26 or
26A at 40 CFR part 60, appendix A–8).
Performance test (Method 29 at
40 CFR part 60, appendix A–8).
Use ICPMS for the analytical
finish.
Performance test (Method 29 or
30B at 40 CFR part 60, appendix A–8) or ASTM D6784–02
(Reapproved 2008). b
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TABLE 8 TO SUBPART CCCC OF PART 60—EMISSION LIMITATIONS FOR SMALL, REMOTE INCINERATORS THAT COMMENCED CONSTRUCTION AFTER JUNE 4, 2010, OR THAT COMMENCED RECONSTRUCTION OR MODIFICATION AFTER
AUGUST 7, 2013—Continued
For the air pollutant
You must meet this emission limitation a
Using this averaging time
And determining
compliance using
this method
Oxides of nitrogen .........................
170 parts per million dry volume ..
Particulate matter (filterable) .........
270 milligrams per dry standard
cubic meter.
Sulfur dioxide ................................
1.2 parts per million dry volume ...
3-run average (for Method 7E, 1
hour minimum sample time per
run).
3-run average (collect a minimum
volume of 1 dry standard cubic
meters).
3-run average (1 hour minimum
sample time per run).
Performance test (Method 7 or 7E
at 40 CFR part 60, appendix A–
4).
Performance test (Method 5 or 29
at 40 CFR part 60, appendix A–
3 or appendix A–8).
Performance test (Method 6 or 6c
at 40 CFR part 60, appendix A–
4).
*
*
*
*
*
*
*
a All
emission limitations are measured at 7 percent oxygen, dry basis at standard conditions. For dioxins/furans, you must meet either the
Total Mass Basis limit or the toxic equivalency basis limit.
b Incorporated by reference, see § 60.17.
§ 60.2525 What if my state plan is not
approvable?
Subpart DDDD—[Amended]
■
■
■
■
27. Section 60.2505 is amended by:
a. Revising paragraph (a).
b. Revising paragraph (c).
c. Revising paragraph (d).
The revisions read as follows:
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§ 60.2505
*
Am I affected by this subpart?
(a) If you are the Administrator of an
air quality program in a state or United
States protectorate with one or more
existing CISWI units that meet the
criteria in paragraphs (b) through (d) of
this section, you must submit a state
plan to U.S. Environmental Protection
Agency (EPA) that implements the
emission guidelines contained in this
subpart.
*
*
*
*
*
(c) You must submit a state plan that
meets the requirements of this subpart
and contains the more stringent
emission limit for the respective
pollutant in table 6 of this subpart or
table 1 of subpart CCCC of this part to
EPA by February 7, 2014 for
incinerators that commenced
construction after November 30, 1999,
but no later than June 4, 2010, or
commenced modification or
reconstruction after June 1, 2001 but no
later than August 7, 2013.
(d) You must submit a state plan to
EPA that meets the requirements of this
subpart and contains the emission limits
in tables 7 through 9 of this subpart by
February 7, 2014, for CISWI units other
than incinerator units that commenced
construction on or before June 4, 2010,
or commenced modification or
reconstruction after June 4, 2010 but no
later than August 7, 2013.
■ 28. Section 60.2525 is amended by
revising paragraph (b) to read as follows:
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*
*
*
*
(b) If you do not submit an approvable
state plan (or a negative declaration
letter) to EPA that meets the
requirements of this subpart and
contains the emission limits in tables 6
through 9 of this subpart for CISWI
units that commenced construction on
or before June 4, 2010, then EPA will
develop a federal plan according to
§ 60.27 to implement the emission
guidelines contained in this subpart.
Owners and operators of CISWI units
not covered by an approved state plan
must comply with the federal plan. The
federal plan is an interim action and
will be automatically withdrawn when
your state plan is approved.
*
*
*
*
*
■ 29. Section 60.2535 is amended by:
■ a. Revising paragraph (a) introductory
text.
■ b. Revising paragraph (b) introductory
text.
■ c. Revising paragraph (b)(1).
The revisions read as follows:
§ 60.2535 What compliance schedule must
I include in my state plan?
(a) For CISWI units in the incinerator
subcategory that commenced
construction on or before November 30,
1999, your state plan must include
compliance schedules that require
CISWI units to achieve final compliance
as expeditiously as practicable after
approval of the state plan but not later
than the earlier of the two dates
specified in paragraphs (a)(1) and (2) of
this section.
*
*
*
*
*
(b) For CISWI units in the incinerator
subcategory that commenced
construction after November 30, 1999,
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but on or before June 4, 2010, and for
CISWI units in the small remote
incinerator, energy recovery unit, and
waste-burning kiln subcategories that
commenced construction before June 4,
2010, your state plan must include
compliance schedules that require
CISWI units to achieve final compliance
as expeditiously as practicable after
approval of the state plan but not later
than the earlier of the two dates
specified in paragraphs (b)(1) and (2) of
this section.
(1) February 7, 2018.
*
*
*
*
*
■ 30. Section 60.2545 is amended by
revising paragraph (c) to read as follows:
§ 60.2545 Does this subpart directly affect
CISWI unit owners and operators in my
state?
*
*
*
*
*
(c) If you do not submit an approvable
plan to implement and enforce the
guidelines contained in this subpart by
February 7, 2014, for CISWI units that
commenced construction on or before
June 4, 2010, EPA will implement and
enforce a federal plan, as provided in
§ 60.2525, to ensure that each unit
within your state that commenced
construction on or before June 4, 2010,
reaches compliance with all the
provisions of this subpart by February 7,
2018.
■ 31. Section 60.2550 is amended by
revising paragraph (a)(1) to read as
follows:
§ 60.2550 What CISWI units must I address
in my state plan?
(a) * * *
(1) CISWI units in your state that
commenced construction on or before
June 4, 2010, or commenced
modification or reconstruction after
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June 4, 2010 but no later than August 7,
2013.
*
*
*
*
*
■ 32. Section 60.2555 is amended by:
■ a. Revising paragraph (c).
■ b. Revising paragraph (e)(3).
■ c. Adding paragraph (e)(4).
■ d. Revising paragraph (f)(3).
■ e. Adding paragraph (f)(4).
■ f. Revising paragraph (n).
■ g. Adding paragraph (o).
The revisions and additions read as
follows:
§ 60.2555 What combustion units are
exempt from my state plan?
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*
*
*
*
*
(c) Municipal waste combustion units.
Incineration units that are subject to
subpart Ea of this part (Standards of
Performance for Municipal Waste
Combustors); subpart Eb of this part
(Standards of Performance for Large
Municipal Waste Combustors); subpart
Cb of this part (Emission Guidelines and
Compliance Time for Large Municipal
Combustors); AAAA of this part
(Standards of Performance for Small
Municipal Waste Combustion Units); or
subpart BBBB of this part (Emission
Guidelines for Small Municipal Waste
Combustion Units).
*
*
*
*
*
(e) * * *
(3) You submit documentation to the
Administrator notifying the Agency that
the qualifying small power production
facility is combusting homogenous
waste.
(4) You maintain the records specified
in § 60.2740(v).
(f) * * *
(3) You submit documentation to the
Administrator notifying the Agency that
the qualifying cogeneration facility is
combusting homogenous waste.
(4) You maintain the records specified
in § 60.2740(w).
*
*
*
*
*
(n) Sewage sludge incineration units.
Incineration units combusting sewage
sludge for the purpose of reducing the
volume of the sewage sludge by
removing combustible matter that are
subject to subpart LLLL of this part
(Standards of Performance for Sewage
Sludge Incineration Units) or subpart
MMMM of this part (Emission
Guidelines for Sewage Sludge
Incineration Units).
(o) Other solid waste incineration
units. Incineration units that are subject
to subpart EEEE of this part (Standards
of Performance for Other Solid Waste
Incineration Units) or subpart FFFF of
this part (Emission Guidelines and
Compliance Times for Other Solid
Waste Incineration Units).
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33. Section 60.2675 is amended by:
a. Revising paragraph (a)(2).
b. Revising paragraph (e).
c. Revising paragraph (f).
d. Redesignating paragraph (g) as
paragraph (h).
■ e. Adding new paragraph (g).
■ f. Adding paragraph (i).
The revisions and addition read as
follows:
■
■
■
■
■
§ 60.2675 What operating limits must I
meet and by when?
(a) * * *
(2) Minimum pressure drop across the
wet particulate matter scrubber, which
is calculated as the lowest 1-hour
average pressure drop across the wet
scrubber measured during the most
recent performance test demonstrating
compliance with the particulate matter
emission limitations; or minimum
amperage to the wet scrubber, which is
calculated as the lowest 1-hour average
amperage to the wet scrubber measured
during the most recent performance test
demonstrating compliance with the
particulate matter emission limitations.
*
*
*
*
*
(e) If you use activated carbon sorbent
injection to comply with the emission
limitations, you must measure the
sorbent flow rate during the
performance testing. The operating limit
for the carbon sorbent injection is
calculated as the lowest 1-hour average
sorbent flow rate measured during the
most recent performance test
demonstrating compliance with the
mercury emission limitations. For
energy recovery units, when your unit
operates at lower loads, multiply your
sorbent injection rate by the load
fraction, as defined in this subpart, to
determine the required injection rate
(e.g., for 50 percent load, multiply the
injection rate operating limit by 0.5).
(f) If you use selective noncatalytic
reduction to comply with the emission
limitations, you must measure the
charge rate, the secondary chamber
temperature (if applicable to your CISWI
unit), and the reagent flow rate during
the nitrogen oxides performance testing.
The operating limits for the selective
noncatalytic reduction are calculated as
the highest 1-hour average charge rate,
lowest secondary chamber temperature,
and lowest reagent flow rate measured
during the most recent performance test
demonstrating compliance with the
nitrogen oxides emission limitations.
(g) If you use a dry scrubber to comply
with the emission limitations, you must
measure the injection rate of each
sorbent during the performance testing.
The operating limit for the injection rate
of each sorbent is calculated as the
lowest 1-hour average injection rate of
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Fmt 4701
Sfmt 4700
each sorbent measured during the most
recent performance test demonstrating
compliance with the hydrogen chloride
emission limitations. For energy
recovery units, when your unit operates
at lower loads, multiply your sorbent
injection rate by the load fraction, as
defined in this subpart, to determine the
required injection rate (e.g., for 50
percent load, multiply the injection rate
operating limit by 0.5).
(h) If you do not use a wet scrubber,
electrostatic precipitator, or fabric filter
to comply with the emission limitations,
and if you do not determine compliance
with your particulate matter emission
limitation with a particulate matter
CEMS, you must maintain opacity to
less than or equal to ten percent opacity
(1-hour block average).
(i) If you use a PM CPMS to
demonstrate compliance, you must
establish your PM CPMS operating limit
and determine compliance with it
according to paragraphs (i)(1) through
(5) of this section.
(1) During the initial performance test
or any such subsequent performance
test that demonstrates compliance with
the PM limit, record all hourly average
output values (milliamps) from the PM
CPMS for the periods corresponding to
the test runs (e.g., three 1-hour average
PM CPMS output values for three 1hour test runs).
(i) Your PM CPMS must provide a 4–
20 milliamp output and the
establishment of its relationship to
manual reference method measurements
must be determined in units of
milliamps.
(ii) Your PM CPMS operating range
must be capable of reading PM
concentrations from zero to a level
equivalent to at least two times your
allowable emission limit. If your PM
CPMS is an auto-ranging instrument
capable of multiple scales, the primary
range of the instrument must be capable
of reading PM concentration from zero
to a level equivalent to two times your
allowable emission limit.
(iii) During the initial performance
test or any such subsequent
performance test that demonstrates
compliance with the PM limit, record
and average all milliamp output values
from the PM CPMS for the periods
corresponding to the compliance test
runs (e.g., average all your PM CPMS
output values for three corresponding 2hour Method 5I test runs).
(2) If the average of your three PM
performance test runs are below 75% of
your PM emission limit, you must
calculate an operating limit by
establishing a relationship of PM CPMS
signal to PM concentration using the PM
CPMS instrument zero, the average PM
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R = the relative mg/dscm per milliamp for
your PM CPMS, from Equation 3.
(iii) With your instrument zero
expressed in milliamps, your three run
average PM CPMS milliamp value, and
your three run average PM
concentration from your three
compliance tests, determine a
relationship of lb/Mmbtu per milliamp
with equation 6.
Where:
R = the relative mg/dscm per milliamp for
your PM CPMS,
Y1 = the three run average mg/dscm PM
concentration,
X1 = the three run average milliamp output
from you PM CPMS, and
z = the milliamp equivalent of your
instrument zero determined from (2)(i).
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(iv) Determine your source specific
30-day rolling average operating limit
using the mg/dscm per milliamp value
from Equation 6 in equation 7, below.
This sets your operating limit at the PM
CPMS output value corresponding to
75% of your emission limit.
Where:
Ol = the operating limit for your PM CPMS
on a 30-day rolling average, in
milliamps.
L = your source emission limit expressed
in lb/Mmbtu,
z = your instrument zero in milliamps,
determined from (2)(a), and
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(3) If the average of your three PM
compliance test runs is at or above 75%
of your PM emission limit you must
determine your operating limit by
averaging the PM CPMS milliamp
output corresponding to your three PM
performance test runs that demonstrate
compliance with the emission limit
using equation 8 and you must submit
all compliance test and PM CPMS data
according to the reporting requirements
in paragraph (i)(5) of this section.
Where:
X1 = the PM CPMS data points for all runs
i,
n = the number of data points, and
Oh = your site specific operating limit, in
milliamps.
(4) To determine continuous
compliance, you must record the PM
CPMS output data for all periods when
the process is operating and the PM
CPMS is not out-of-control. You must
demonstrate continuous compliance by
using all quality-assured hourly average
data collected by the PM CPMS for all
operating hours to calculate the
arithmetic average operating parameter
in units of the operating limit (e.g.,
milliamps, PM concentration, raw data
signal) on a 30-day rolling average basis.
(5) For PM performance test reports
used to set a PM CPMS operating limit,
the electronic submission of the test
report must also include the make and
model of the PM CPMS instrument,
serial number of the instrument,
analytical principle of the instrument
(e.g., beta attenuation), span of the
instruments primary analytical range,
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Frm 00087
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milliamp value equivalent to the
instrument zero output, technique by
which this zero value was determined,
and the average milliamp signals
corresponding to each PM compliance
test run.
■ 34. Section 60.2680 is amended by
revising the section heading and
paragraph (a) introductory text to read
as follows:
§ 60.2680 What if I do not use a wet
scrubber, fabric filter, activated carbon
injection, selective noncatalytic reduction,
an electrostatic precipitator, or a dry
scrubber to comply with the emission
limitations?
(a) If you use an air pollution control
device other than a wet scrubber,
activated carbon injection, selective
noncatalytic reduction, fabric filter, an
electrostatic precipitator, or a dry
scrubber or limit emissions in some
other manner, including mass balances,
to comply with the emission limitations
under § 60.2670, you must petition the
EPA Administrator for specific
operating limits to be established during
the initial performance test and
continuously monitored thereafter. You
must submit the petition at least sixty
days before the performance test is
scheduled to begin. Your petition must
include the five items listed in
paragraphs (a)(1) through (5) of this
section.
*
*
*
*
*
■ 35. Section 60.2685 is revised to read
as follows:
§ 60.2685 Affirmative Defense for Violation
of Emission Standards During Malfunction.
In response to an action to enforce the
standards set forth in paragraph
§ 60.2670 you may assert an affirmative
defense to a claim for civil penalties for
violations of such standards that are
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ER07FE13.007
Where:
X1 = the PM CPMS data points for the three
runs constituting the performance test,
Y1 = the PM concentration value for the
three runs constituting the performance
test, and
n = the number of data points.
only natural gas) and plotting these with
the compliance data to find the zero
intercept.
(D) If none of the steps in paragraphs
(i)(2)(i) through (iv) of this section are
possible, you must use a zero output
value provided by the manufacturer.
(ii) Determine your PM CPMS
instrument average in milliamps, and
the average of your corresponding three
PM compliance test runs, using
equation 5.
ER07FE13.006
(B) Zero point data for extractive
instruments should be obtained by
removing the extractive probe from the
stack and drawing in clean ambient air.
(C) The zero point can also can be
established obtained by performing
manual reference method measurements
when the flue gas is free of PM
emissions or contains very low PM
concentrations (e.g., when your process
is not operating, but the fans are
operating or your source is combusting
ER07FE13.004 ER07FE13.005
CPMS values corresponding to the three
compliance test runs, and the average
PM concentration from the Method 5 or
performance test with the procedures in
(i)(1)through (5) of this section.
(i) Determine your instrument zero
output with one of the following
procedures:
(A) Zero point data for in-situ
instruments should be obtained by
removing the instrument from the stack
and monitoring ambient air on a test
bench.
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caused by malfunction, as defined at 40
CFR 60.2. Appropriate penalties may be
assessed if you fail to meet your burden
of proving all of the requirements in the
affirmative defense. The affirmative
defense shall not be available for claims
for injunctive relief.
(a) Assertion of affirmative defense.
To establish the affirmative defense in
any action to enforce such a standard,
you must timely meet the reporting
requirements in paragraph (b) of this
section, and must prove by a
preponderance of evidence that:
(1) The violation:
(i) Was caused by a sudden,
infrequent, and unavoidable failure of
air pollution control equipment, process
equipment, or a process to operate in a
normal or usual manner; and
(ii) Could not have been prevented
through careful planning, proper design
or better operation and maintenance
practices; and
(iii) Did not stem from any activity or
event that could have been foreseen and
avoided, or planned for; and
(iv) Was not part of a recurring pattern
indicative of inadequate design,
operation, or maintenance; and
(2) Repairs were made as
expeditiously as possible when a
violation occurred. Off-shift and
overtime labor were used, to the extent
practicable to make these repairs; and
(3) The frequency, amount and
duration of the violation (including any
bypass) were minimized to the
maximum extent practicable; and
(4) If the violation resulted from a
bypass of control equipment or a
process, then the bypass was
unavoidable to prevent loss of life,
personal injury, or severe property
damage; and
(5) All possible steps were taken to
minimize the impact of the violation on
ambient air quality, the environment,
and human health; and
(6) All emissions monitoring and
control systems were kept in operation
if at all possible, consistent with safety
and good air pollution control practices;
and
(7) All of the actions in response to
the violation were documented by
properly signed, contemporaneous
operating logs; and
(8) At all times, the affected CISWI
unit was operated in a manner
consistent with good practices for
minimizing emissions; and
(9) A written root cause analysis has
been prepared, the purpose of which is
to determine, correct, and eliminate the
primary causes of the malfunction and
the violation resulting from the
malfunction event at issue. The analysis
shall also specify, using best monitoring
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methods and engineering judgment, the
amount of any emissions that were the
result of the malfunction.
(b) Report. The owner or operator
seeking to assert an affirmative defense
shall submit a written report to the
Administrator with all necessary
supporting documentation, that it has
met the requirements set forth in
paragraph (a) of this section. This
affirmative defense report shall be
included in the first periodic
compliance, deviation report or excess
emission report otherwise required after
the initial occurrence of the violation of
the relevant standard (which may be the
end of any applicable averaging period).
If such compliance, deviation report or
excess emission report is due less than
45 days after the initial occurrence of
the violation, the affirmative defense
report may be included in the second
compliance, deviation report or excess
emission report due after the initial
occurrence of the violation of the
relevant standard.
■ 36. Section 60.2690 is amended by:
■ a. Revising paragraph (g) introductory
text.
■ b. Redesignating paragraphs (g)(2) and
(3) as paragraphs (g)(3) and (4),
respectively.
■ c. Revising newly designated
paragraphs (g)(3) and (4).
■ d. Adding new paragraph (g)(2).
■ e. Adding paragraph (j).
The revisions and additions read as
follows:
§ 60.2690 How do I conduct the initial and
annual performance test?
*
*
*
*
*
(g) You must determine dioxins/
furans toxic equivalency by following
the procedures in paragraphs (g)(1)
through (4) of this section.
*
*
*
*
*
(2) Quantify isomers meeting
identification criteria 2, 3, 4, and 5 in
Section 5.3.2.5 of Method 23, regardless
of whether the isomers meet
identification criteria 1 and 7. You must
quantify the isomers per Section 9.0 of
Method 23. (Note: You may reanalyze
the sample aliquot or split to reduce the
number of isomers not meeting
identification criteria 1 or 7 of Section
5.3.2.5.)
(3) For each dioxin/furan (tetrathrough octa-chlorinated) isomer
measured in accordance with paragraph
(g)(1) and (2) of this section, multiply
the isomer concentration by its
corresponding toxic equivalency factor
specified in table 4 of this subpart.
(4) Sum the products calculated in
accordance with paragraph (g)(3) of this
section to obtain the total concentration
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of dioxins/furans emitted in terms of
toxic equivalency.
*
*
*
*
*
(j) You must determine dioxins/furans
total mass basis by following the
procedures in paragraphs (j)(1) through
(3) of this section.
(1) Measure the concentration of each
dioxin/furan tetra- through octachlorinated isomer emitted using EPA
Method 23 at 40 CFR part 60, appendix
A–7.
(2) Quantify isomers meeting
identification criteria 2, 3, 4, and 5 in
Section 5.3.2.5 of Method 23, regardless
of whether the isomers meet
identification criteria 1 and 7. You must
quantify the isomers per Section 9.0 of
Method 23. (Note: You may reanalyze
the sample aliquot or split to reduce the
number of isomers not meeting
identification criteria 1 or 7 of Section
5.3.2.5.)
(3) Sum the quantities measured in
accordance with paragraphs (j)(1) and
(2) of this section to obtain the total
concentration of dioxins/furans emitted
in terms of total mass basis.
■ 37.Section 60.2710 is revised to read
as follows:
■ a. Revising paragraph (a)(6).
■ b. Revising paragraphs (b) through (d).
■ c. Revising paragraph (f).
■ d. Revising paragraphs (g)
introductory text and (g)(1).
■ e. Revising paragraphs (h) and (i).
■ f. Revising paragraphs (j) introductory
text, (j)(1), and (j)(3).
■ j. Revising paragraph (l) introductory
text.
■ k. Revising paragraph (m)(2).
■ l. Revising paragraph (n)(4).
■ m. Revising paragraph (o).
■ n. Revising paragraph (r)(1).
■ o. Revising paragraphs (s)
introductory text, (s)(1) introductory
text, and (s)(2).
■ p. Revising paragraph (t) introductory
text, (t)(1) introductory text, and (t)(2).
■ q. Revising paragraphs (u)(1) and
(u)(2).
■ r. Revising paragraphs (w)
introductory paragraph, (w)(1), (w)(2),
and (w)(3).
■ s. Adding paragraph (x).
The revisions and addition read as
follows:
§ 60.2710 How do I demonstrate
continuous compliance with the emission
limitations and the operating limits?
(a) * * *
(6) All monitoring systems necessary
for compliance with any newly
applicable monitoring requirements
which apply as a result of the cessation
or commencement or recommencement
of combusting solid waste must be
installed and operational as of the
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effective date of the waste-to-fuel, or
fuel-to-waste switch. All calibration and
drift checks must be performed as of the
effective date of the waste-to-fuel, or
fuel-to-waste switch. Relative accuracy
tests must be performed as of the
performance test deadline for PM CEMS
(if PM CEMS are elected to demonstrate
continuous compliance with the
particulate matter emission limits).
Relative accuracy testing for other
CEMS need not be repeated if that
testing was previously performed
consistent with section 112 monitoring
requirements or monitoring
requirements under this subpart.
(b) You must conduct an annual
performance test for the pollutants
listed in table 2 of this subpart or tables
6 through 9 of this subpart and opacity
for each CISWI unit as required under
§ 60.2690. The annual performance test
must be conducted using the test
methods listed in table 2 of this subpart
or tables 6 through 9 of this subpart and
the procedures in § 60.2690. Opacity
must be measured using EPA Reference
Method 9 at 40 CFR part 60. Annual
performance tests are not required if you
use CEMS or continuous opacity
monitoring systems to determine
compliance.
(c) You must continuously monitor
the operating parameters specified in
§ 60.2675 or established under § 60.2680
and as specified in § 60.2735. Operation
above the established maximum or
below the established minimum
operating limits constitutes a deviation
from the established operating limits.
Three-hour block average values are
used to determine compliance (except
for baghouse leak detection system
alarms) unless a different averaging
period is established under § 60.2680 or,
for energy recovery units, where the
averaging time for each operating
parameter is a 30-day rolling, calculated
each hour as the average of the previous
720 operating hours. Operation above
the established maximum, below the
established minimum, or outside the
allowable range of the operating limits
specified in paragraph (a) of this section
constitutes a deviation from your
operating limits established under this
subpart, except during performance
tests conducted to determine
compliance with the emission and
operating limits or to establish new
operating limits. Operating limits are
confirmed or reestablished during
performance tests.
(d) You must burn only the same
types of waste and fuels used to
establish subcategory applicability (for
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ERUs) and operating limits during the
performance test.
*
*
*
*
*
(f) For energy recovery units, you
must conduct an annual performance
test for opacity using EPA Reference
Method 9 at 40 CFR part 60 (except
where particulate matter continuous
monitoring system or continuous
parameter monitoring systems are used)
and the pollutants listed in table 7 of
this subpart.
(g) For facilities using a CEMS to
demonstrate compliance with the
carbon monoxide emission limit,
compliance with the carbon monoxide
emission limit may be demonstrated by
using the CEMS according to the
following requirements:
(1) You must measure emissions
according to § 60.13 to calculate 1-hour
arithmetic averages, corrected to 7
percent oxygen. CEMS data during
startup and shutdown, as defined in this
subpart, are not corrected to 7 percent
oxygen, and are measured at stack
oxygen content. You must demonstrate
initial compliance with the carbon
monoxide emissions limit using a 30day rolling average of the 1-hour
arithmetic average emission
concentrations, including CEMS data
during startup and shutdown as defined
in this subpart, calculated using
Equation 19–19 in section 12.4.1 of EPA
Reference Method 19 at 40 CFR part 60,
appendix A–7.
*
*
*
*
*
(h) Coal and liquid/gas energy
recovery units with annual average heat
input rates greater than 250 MMBtu/hr
may elect to demonstrate continuous
compliance with the particulate matter
emissions limit using a particulate
matter CEMS according to the
procedures in § 60.2730(n) instead of
the continuous parameter monitoring
system specified in § 60.2710(i). Coal
and liquid/gas energy recovery units
with annual average heat input rates
less than 250 MMBtu/hr, incinerators,
and small remote incinerators may also
elect to demonstrate compliance using a
particulate matter CEMS according to
the procedures in § 60.2730(n) instead
of particulate matter testing with EPA
Method 5 at 40 CFR part 60, appendix
A–3 and, if applicable, the continuous
opacity monitoring requirements in
paragraph (i) of this section.
(i) For energy recovery units with
annual average heat input rates greater
than or equal to 10 MMBTU/hour but
less than 250 MMBtu/hr you must
install, operate, certify and maintain a
continuous opacity monitoring system
(COMS) according to the procedures in
§ 60.2730.
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(j) For waste-burning kilns, you must
conduct an annual performance test for
the pollutants (except mercury and
particulate matter, and hydrogen
chloride if no acid gas wet scrubber is
used) listed in table 8 of this subpart. If
your waste-burning kiln is not equipped
with a wet scrubber or dry scrubber, you
must determine compliance with the
hydrogen chloride emission limit using
a CEMS as specified in § 60.2730. You
must determine compliance with
particulate matter using CPMS. You
must determine compliance with the
mercury emissions limit using a
mercury CEMS according to the
following requirements:
(1) Operate a CEMS in accordance
with performance specification 12A at
40 CFR part 60, appendix B or a sorbent
trap based integrated monitor in
accordance with performance
specification 12B at 40 CFR part 60,
appendix B. The duration of the
performance test must be a calendar
month. For each calendar month in
which the waste-burning kiln operates,
hourly mercury concentration data and
stack gas volumetric flow rate data must
be obtained. You must demonstrate
compliance with the mercury emissions
limit using a 30-day rolling average of
these 1-hour mercury concentrations,
including CEMS data during startup and
shutdown as defined in this subpart,
calculated using Equation 19–19 in
section 12.4.1 of EPA Reference Method
19 at 40 CFR part 60, appendix A–7 of
this part. CEMS data during startup and
shutdown, as defined in this subpart,
are not corrected to 7 percent oxygen,
and are measured at stack oxygen
content.
*
*
*
*
*
(3) The owner or operator of a wasteburning kiln must demonstrate initial
compliance by operating a mercury
CEMS while the raw mill of the in-line
kiln/raw mill is operating under normal
conditions and including at least one
period when the raw mill is off.
*
*
*
*
*
(l) For each CMS required in this
section, you must develop and submit to
the EPA Administrator for approval a
site-specific monitoring plan according
to the requirements of this paragraph (l)
that addresses paragraphs (l)(1)(i)
through (vi) of this section.
*
*
*
*
*
(m) * * *
(2) Use a flow sensor with a
measurement sensitivity at full scale of
no greater than 2 percent.
*
*
*
*
*
(n) * * *
(4) Perform checks at the frequency
outlined in your site-specific monitoring
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plan to ensure pressure measurements
are not obstructed (e.g., check for
pressure tap pluggage daily).
*
*
*
*
*
(o) If you have an operating limit that
requires a pH monitoring system, you
must meet the requirements in
paragraphs (l) and (o)(1) through (4) of
this section.
(1) Install the pH sensor in a position
that provides a representative
measurement of scrubber effluent pH.
(2) Ensure the sample is properly
mixed and representative of the fluid to
be measured.
(3) Conduct a performance evaluation
of the pH monitoring system in
accordance with your monitoring plan
at least once each process operating day.
(4) Conduct a performance evaluation
(including a two-point calibration with
one of the two buffer solutions having
a pH within 1 of the pH of the operating
limit) of the pH monitoring system in
accordance with your monitoring plan
at the time of each performance test but
no less frequently than quarterly.
*
*
*
*
*
(r) * * *
(1) Install a bag leak detection
sensor(s) in a position(s) that will be
representative of the relative or absolute
particulate matter loadings for each
exhaust stack, roof vent, or
compartment (e.g., for a positive
pressure fabric filter) of the fabric filter.
*
*
*
*
*
(s) For facilities using a CEMS to
demonstrate compliance with the sulfur
dioxide emission limit, compliance with
the sulfur dioxide emission limit may be
demonstrated by using the CEMS
specified in § 60.2730 to measure sulfur
dioxide. CEMS data during startup and
shutdown, as defined in this subpart,
are not corrected to 7 percent oxygen,
and are measured at stack oxygen
content. You must calculate a 30-day
rolling average of the 1-hour arithmetic
average emission concentrations,
including CEMS data during startup and
shutdown as defined in this subpart,
using Equation 19–19 in section 12.4.1
of EPA Reference Method 19 at 40 CFR
part 60, appendix A–7. The sulfur
dioxide CEMS must be operated
according to performance specification
2 in appendix B of this part and must
follow the procedures and methods
specified in this paragraph(s). For
sources that have actual inlet emissions
less than 100 parts per million dry
volume, the relative accuracy criterion
for inlet sulfur dioxide CEMS should be
no greater than 20 percent of the mean
value of the reference method test data
in terms of the units of the emission
standard, or 5 parts per million dry
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volume absolute value of the mean
difference between the reference
method and the CEMS, whichever is
greater.
(1) During each relative accuracy test
run of the CEMS required by
performance specification 2 in appendix
B of this part, collect sulfur dioxide and
oxygen (or carbon dioxide) data
concurrently (or within a 30- to 60minute period) with both the CEMS and
the test methods specified in paragraphs
(s)(1)(i) and (ii) of this section.
*
*
*
*
*
(2) The span value of the CEMS at the
inlet to the sulfur dioxide control device
must be 125 percent of the maximum
estimated hourly potential sulfur
dioxide emissions of the unit subject to
this rule. The span value of the CEMS
at the outlet of the sulfur dioxide
control device must be 50 percent of the
maximum estimated hourly potential
sulfur dioxide emissions of the unit
subject to this rule.
*
*
*
*
*
(t) For facilities using a CEMS to
demonstrate continuous compliance
with the nitrogen oxides emission limit,
compliance with the nitrogen oxides
emission limit may be demonstrated by
using the CEMS specified in § 60.2730
to measure nitrogen oxides. CEMS data
during startup and shutdown, as
defined in this subpart, are not
corrected to 7 percent oxygen, and are
measured at stack oxygen content. You
must calculate a 30-day rolling average
of the 1-hour arithmetic average
emission concentration using Equation
19–19 in section 12.4.1 of EPA
Reference Method 19 at 40 CFR part 60,
appendix A–7. The nitrogen oxides
CEMS must be operated according to
performance specification 2 in appendix
B of this part and must follow the
procedures and methods specified in
paragraphs (t)(1) through (t)(5) of this
section.
(1) During each relative accuracy test
run of the CEMS required by
performance specification 2 of appendix
B of this part, collect nitrogen oxides
and oxygen (or carbon dioxide) data
concurrently (or within a 30- to 60minute period) with both the CEMS and
the test methods specified in paragraphs
(t)(1)(i) and (ii) of this section.
(i) For nitrogen oxides, EPA Reference
Method 7 or 7E at 40 CFR part 60,
appendix A–4 must be used.
(ii) For oxygen (or carbon dioxide),
EPA Reference Method 3A or 3B, or as
an alternative ANSI/ASME PTC 19.10–
1981 (incorporated by reference, see
§ 60.17), as applicable, must be used.
(2) The span value of the CEMS must
be 125 percent of the maximum
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estimated hourly potential nitrogen
oxide emissions of unit.
*
*
*
*
*
(u) * * *
(1) Demonstrate compliance with the
appropriate emission limit(s) using a 30day rolling average of 1-hour arithmetic
average emission concentrations,
including CEMS data during startup and
shutdown, as defined in this subpart,
calculated using Equation 19–19 in
section 12.4.1 of EPA Reference Method
19 at 40 CFR part 60, appendix A–7.
CEMS data during startup and
shutdown, as defined in this subpart,
are not corrected to 7 percent oxygen,
and are measured at stack oxygen
content.
(2) Operate all CEMS in accordance
with the applicable procedures under
appendices B and F of this part.
*
*
*
*
*
(w) For energy recovery units with a
design heat input capacity of 100
MMBtu per hour or greater that do not
use a carbon monoxide CEMS, you must
install, operate, and maintain an oxygen
analyzer system as defined in § 60.2875
according to the procedures in
paragraphs (w)(1) through (4) of this
section.
(1) The oxygen analyzer system must
be installed by the initial performance
test date specified in § 60.2675.
(2) You must operate the oxygen trim
system within compliance with
paragraph (w)(3) of this section at all
times.
(3) You must maintain the oxygen
level such that the 30-day rolling
average that is established as the
operating limit for oxygen is not below
the lowest hourly average oxygen
concentration measured during the most
recent CO performance test.
*
*
*
*
*
(x) For energy recovery units with
annual average heat input rates greater
than or equal to 250 MMBtu/hour and
waste-burning kilns, you must install,
calibrate, maintain, and operate a PM
CPMS and record the output of the
system as specified in paragraphs (x)(1)
through (8) of this section. For other
energy recovery units, you may elect to
use PM CPMS operated in accordance
with this section. PM CPMS are suitable
in lieu of using other CMS for
monitoring PM compliance (e.g., bag
leak detectors, ESP secondary power,
PM scrubber pressure).
(1) Install, calibrate, operate, and
maintain your PM CPMS according to
the procedures in your approved sitespecific monitoring plan developed in
accordance with § 60.2710(l) and
(x)(1)(i) through (iii) of this section.
(i) The operating principle of the PM
CPMS must be based on in-stack or
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extractive light scatter, light
scintillation, beta attenuation, or mass
accumulation of the exhaust gas or
representative sample. The reportable
measurement output from the PM CPMS
must be expressed as milliamps.
(ii) The PM CPMS must have a cycle
time (i.e., period required to complete
sampling, measurement, and reporting
for each measurement) no longer than
60 minutes.
(iii) The PM CPMS must be capable of
detecting and responding to particulate
matter concentrations of no greater than
0.5 mg/actual cubic meter.
(2) During the initial performance test
or any such subsequent performance
test that demonstrates compliance with
the PM limit, you must adjust the sitespecific operating limit in accordance
with the results of the performance test
according to the procedures specified in
§ 60.2675.
(3) Collect PM CPMS hourly average
output data for all energy recovery unit
or waste-burning kiln operating hours.
Express the PM CPMS output as
milliamps.
(4) Calculate the arithmetic 30-day
rolling average of all of the hourly
average PM CPMS output collected
during all energy recovery unit or wasteburning kiln operating hours data
(milliamps).
(5) You must collect data using the
PM CPMS at all times the energy
recovery unit or waste-burning kiln is
operating and at the intervals specified
in paragraph (x)(1)(ii) of this section,
except for periods of monitoring system
malfunctions, repairs associated with
monitoring system malfunctions,
required monitoring system quality
assurance or quality control activities
(including, as applicable, calibration
checks and required zero and span
adjustments), and any scheduled
maintenance as defined in your sitespecific monitoring plan.
(6) You must use all the data collected
during all energy recovery unit or wasteburning kiln operating hours in
assessing the compliance with your
operating limit except:
(i) Any data collected during
monitoring system malfunctions, repairs
associated with monitoring system
malfunctions, or required monitoring
system quality assurance or quality
control activities conducted during
monitoring system malfunctions are not
used in calculations (report any such
periods in your annual deviation
report);
(ii) Any data collected during periods
when the monitoring system is out of
control as specified in your site-specific
monitoring plan, repairs associated with
periods when the monitoring system is
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out of control, or required monitoring
system quality assurance or quality
control activities conducted during outof-control periods are not used in
calculations (report emissions or
operating levels and report any such
periods in your annual deviation
report);
(iii) Any PM CPMS data recorded
during periods of CEMS data during
startup and shutdown, as defined in this
subpart.
(7) You must record and make
available upon request results of PM
CPMS system performance audits, as
well as the dates and duration of
periods from when the PM CPMS is out
of control until completion of the
corrective actions necessary to return
the PM CPMS to operation consistent
with your site-specific monitoring plan.
(8) For any deviation of the 30-day
rolling average PM CPMS average value
from the established operating
parameter limit, you must:
(i) Within 48 hours of the deviation,
visually inspect the air pollution control
device;
(ii) If inspection of the air pollution
control device identifies the cause of the
deviation, take corrective action as soon
as possible and return the PM CPMS
measurement to within the established
value; and
(iii) Within 30 days of the deviation
or at the time of the annual compliance
test, whichever comes first, conduct a
PM emissions compliance test to
determine compliance with the PM
emissions limit and to verify. Within 45
days of the deviation, you must reestablish the CPMS operating limit. You
are not required to conduct additional
testing for any deviations that occur
between the time of the original
deviation and the PM emissions
compliance test required under this
paragraph.
(iv) PM CPMS deviations leading to
more than four required performance
tests in a 12-month process operating
period (rolling monthly) constitute a
violation of this subpart.
■ 38. Section 60.2720 is amended by
revising paragraph (a)(3)(ii) to read as
follows:
§ 60.2720 May I conduct performance
testing less often?
(a) * * *
(3) * * *
(ii) For fugitive emissions, visible
emissions (of combustion ash from the
ash conveying system) for 2 percent of
the time during each of the three 1-hour
observation periods.
*
*
*
*
*
■ 39. Section 60.2730 is amended by:
■ a. Revising paragraph (c).
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b. Revising paragraph (e) introductory
text.
■ c. Revising paragraphs (f) through (j).
■ d. Revising paragraph (l)(1) and (2).
■ e. Revising paragraph (m)
introductory text.
■ f. Revising paragraphs (n)
introductory text, (n)(6), (n)(7), (n)(9),
(n)(10), (n)(11), and paragraph (n)(12)
introductory text.
■ g. Removing paragraph (n)(14).
■ h. Revising paragraphs (o)(1), (o)(2),
and (o)(9).
■ i. Adding paragraphs (r) and (s).
The revisions and additions read as
follows:
■
§ 60.2730 What monitoring equipment
must I install and what parameters must I
monitor?
*
*
*
*
*
(c) If you are using something other
than a wet scrubber, activated carbon,
selective non-catalytic reduction, an
electrostatic precipitator, or a dry
scrubber to comply with the emission
limitations under § 60.2670, you must
install, calibrate (to the manufacturers’
specifications), maintain, and operate
the equipment necessary to monitor
compliance with the site-specific
operating limits established using the
procedures in § 60.2680.
*
*
*
*
*
(e) If you use selective noncatalytic
reduction to comply with the emission
limitations, you must complete the
following:
*
*
*
*
*
(f) If you use an electrostatic
precipitator to comply with the
emission limits of this subpart, you
must monitor the secondary power to
the electrostatic precipitator collection
plates and maintain the 3-hour block
averages at or above the operating limits
established during the mercury or
particulate matter performance test.
(g) For waste-burning kilns not
equipped with a wet scrubber or dry
scrubber, in place of hydrogen chloride
testing with EPA Method 321 at 40 CFR
part 63, appendix A, an owner or
operator must install, calibrate,
maintain, and operate a CEMS for
monitoring hydrogen chloride emissions
discharged to the atmosphere and
record the output of the system. To
demonstrate continuous compliance
with the hydrogen chloride emissions
limit for units other than waste-burning
kilns not equipped with a wet scrubber
or dry scrubber, a facility may substitute
use of a hydrogen chloride CEMS for
conducting the hydrogen chloride
annual performance test, monitoring the
minimum hydrogen chloride sorbent
flow rate, monitoring the minimum
scrubber liquor pH.
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(h) To demonstrate continuous
compliance with the particulate matter
emissions limit, a facility may substitute
use of a particulate matter CEMS for
conducting the particulate matter
annual performance test and other CMS
monitoring for PM compliance (e.g., bag
leak detectors, ESP secondary power,
PM scrubber pressure).
(i) To demonstrate continuous
compliance with the dioxin/furan
emissions limit, a facility may substitute
use of a continuous automated sampling
system for the dioxin/furan annual
performance test. You must record the
output of the system and analyze the
sample according to EPA Method 23 at
40 CFR part 60, appendix A–7. This
option to use a continuous automated
sampling system takes effect on the date
a final performance specification
applicable to dioxin/furan from
continuous monitors is published in the
Federal Register. The owner or operator
who elects to continuously sample
dioxin/furan emissions instead of
sampling and testing using EPA Method
23 at 40 CFR part 60, appendix A–7
must install, calibrate, maintain and
operate a continuous automated
sampling system and must comply with
the requirements specified in
§ 60.58b(p) and (q). A facility may
substitute continuous dioxin/furan
monitoring for the minimum sorbent
flow rate, if activated carbon sorbent
injection is used solely for compliance
with the dioxin/furan emission limit.
(j) To demonstrate continuous
compliance with the mercury emissions
limit, a facility may substitute use of a
continuous automated sampling system
for the mercury annual performance
test. You must record the output of the
system and analyze the sample at set
intervals using any suitable
determinative technique that can meet
performance specification 12B criteria.
This option to use a continuous
automated sampling system takes effect
on the date a final performance
specification applicable to mercury from
monitors is published in the Federal
Register. The owner or operator who
elects to continuously sample mercury
emissions instead of sampling and
testing using EPA Method 29 or 30B at
40 CFR part 60, appendix A–8, ASTM
D6784–02 (Reapproved 2008)
(incorporated by reference, see § 60.17),
or an approved alternative method for
measuring mercury emissions, must
install, calibrate, maintain and operate a
continuous automated sampling system
and must comply with the requirements
specified in § 60.58b(p) and (q). A
facility may substitute continuous
mercury monitoring for the minimum
sorbent flow rate, if activated carbon
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sorbent injection is used solely for
compliance with the mercury emission
limit.
(k) To demonstrate continuous
compliance with the nitrogen oxides
emissions limit, a facility may substitute
use of a CEMS for the nitrogen oxides
annual performance test to demonstrate
compliance with the nitrogen oxides
emissions limits and monitoring the
charge rate, secondary chamber
temperature and reagent flow for
selective noncatalytic reduction, if
applicable.
(1) Install, calibrate, maintain and
operate a CEMS for measuring nitrogen
oxides emissions discharged to the
atmosphere and record the output of the
system. The requirements under
performance specification 2 of appendix
B of this part, the quality assurance
procedure 1 of appendix F of this part
and the procedures under § 60.13 must
be followed for installation, evaluation
and operation of the CEMS.
(2) Following the date that the initial
performance test for nitrogen oxides is
completed or is required to be
completed under § 60.2690, compliance
with the emission limit for nitrogen
oxides required under § 60.52b(d) must
be determined based on the 30-day
rolling average of the hourly emission
concentrations using CEMS outlet data.
The 1-hour arithmetic averages must be
expressed in parts per million by
volume corrected to 7 percent oxygen
(dry basis) and used to calculate the 30day rolling average concentrations.
CEMS data during startup and
shutdown, as defined in this subpart,
are not corrected to 7 percent oxygen,
and are measured at stack oxygen
content. The 1-hour arithmetic averages
must be calculated using the data points
required under § 60.13(e)(2).
(l) * * *
(1) Install, calibrate, maintain and
operate a CEMS for measuring sulfur
dioxide emissions discharged to the
atmosphere and record the output of the
system. The requirements under
performance specification 2 of appendix
B of this part, the quality assurance
requirements of procedure 1 of
appendix F of this part and the
procedures under § 60.13 must be
followed for installation, evaluation and
operation of the CEMS.
(2) Following the date that the initial
performance test for sulfur dioxide is
completed or is required to be
completed under § 60.2690, compliance
with the sulfur dioxide emission limit
may be determined based on the 30-day
rolling average of the hourly arithmetic
average emission concentrations using
CEMS outlet data. The 1-hour arithmetic
averages must be expressed in parts per
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million corrected to 7 percent oxygen
(dry basis) and used to calculate the 30day rolling average emission
concentrations. CEMS data during
startup and shutdown, as defined in this
subpart, are not corrected to 7 percent
oxygen, and are measured at stack
oxygen content. The 1-hour arithmetic
averages must be calculated using the
data points required under § 60.13(e)(2).
(m) For energy recovery units that do
not use a wet scrubber, fabric filter with
bag leak detection system, or particulate
matter CEMS, you must install, operate,
certify and maintain a continuous
opacity monitoring system according to
the procedures in paragraphs (m)(1)
through (5) of this section by the
compliance date specified in § 60.2670.
Energy recovery units that use a
particulate matter CEMS to demonstrate
initial and continuing compliance
according to the procedures in
§ 60.2730(n) are not required to install a
continuous opacity monitoring system
and must perform the annual
performance tests for opacity consistent
with § 60.2710(f).
*
*
*
*
*
(n) For coal and liquid/gas energy
recovery units, incinerators, and small
remote incinerators, an owner or
operator may elect to install, calibrate,
maintain and operate a CEMS for
monitoring particulate matter emissions
discharged to the atmosphere and
record the output of the system. The
owner or operator of an affected facility
who continuously monitors particulate
matter emissions instead of conducting
performance testing using EPA Method
5 at 40 CFR part 60, appendix A–3 or,
as applicable, monitor with a particulate
matter CPMS according to paragraph (r)
of this section, must install, calibrate,
maintain and operate a CEMS and must
comply with the requirements specified
in paragraphs (n)(1) through (13) of this
section.
*
*
*
*
*
(6) The owner or operator of an
affected facility must conduct an initial
performance test for particulate matter
emissions as required under § 60.2690.
Compliance with the particulate matter
emission limit, if PM CEMS are elected
for demonstrating compliance, must be
determined by using the CEMS
specified in paragraph (n) of this section
to measure particulate matter. You must
calculate a 30-day rolling average of 1hour arithmetic average emission
concentrations, including CEMS data
during startup and shutdown, as
defined in this subpart, using Equation
19–19 in section 12.4.1 of EPA
Reference Method 19 at 40 CFR part 60,
appendix A–7 of this part.
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(7) Compliance with the particulate
matter emission limit must be
determined based on the 30-day rolling
average calculated using Equation 19–19
in section 12.4.1 of EPA Reference
Method 19 at 40 CFR part 60, Appendix
A–7 of the part from the 1-hour
arithmetic average of the CEMS outlet
data.
*
*
*
*
*
(9) The 1-hour arithmetic averages
required under paragraph (n)(7) of this
section must be expressed in milligrams
per dry standard cubic meter corrected
to 7 percent oxygen (or carbon
dioxide)(dry basis) and must be used to
calculate the 30-day rolling average
emission concentrations. CEMS data
during startup and shutdown, as
defined in this subpart, are not
corrected to 7 percent oxygen, and are
measured at stack oxygen content. The
1-hour arithmetic averages must be
calculated using the data points
required under § 60.13(e)(2).
(10) All valid CEMS data must be
used in calculating average emission
concentrations even if the minimum
CEMS data requirements of paragraph
(n)(8) of this section are not met.
(11) The CEMS must be operated
according to performance specification
11 in appendix B of this part.
(12) During each relative accuracy test
run of the CEMS required by
performance specification 11 in
appendix B of this part, particulate
matter and oxygen (or carbon dioxide)
data must be collected concurrently (or
within a 30-to 60-minute period) by
both the CEMS and the following test
methods.
*
*
*
*
*
(o) * * *
(1) Install, calibrate, maintain, and
operate a CEMS for measuring carbon
monoxide emissions discharged to the
atmosphere and record the output of the
system. The requirements under
performance specification 4B of
appendix B of this part, the quality
assurance procedure 1 of appendix F of
this part and the procedures under
§ 60.13 must be followed for
installation, evaluation, and operation
of the CEMS.
(2) Following the date that the initial
performance test for carbon monoxide is
completed or is required to be
completed under § 60.2690, compliance
with the carbon monoxide emission
limit may be determined based on the
30-day rolling average of the hourly
arithmetic average emission
concentrations, including CEMS data
during startup and shutdown as defined
in this subpart, using CEMS outlet data.
Except for CEMS data during startup
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and shutdown, as defined in this
subpart, the 1-hour arithmetic averages
must be expressed in parts per million
corrected to 7 percent oxygen (dry basis)
and used to calculate the 30-day rolling
average emission concentrations. CEMS
data collected during startup or
shutdown, as defined in this subpart,
are not corrected to 7 percent oxygen,
and are measured at stack oxygen
content. The 1-hour arithmetic averages
must be calculated using the data points
required under § 60.13(e)(2).
*
*
*
*
*
(q) For energy recovery units with a
design heat input capacity of 100
MMBtu per hour or greater that do not
use a carbon monoxide CEMS, you must
install, operate, and maintain a oxygen
analyzer system as defined in § 60.2875
according to the procedures in
paragraphs (q)(1) through (4) of this
section.
(1) The oxygen analyzer system must
be installed by the initial performance
test date specified in § 60.2675.
(2) You must operate the oxygen trim
system within compliance with
paragraph (q)(3) of this section at all
times.
(3) You must maintain the oxygen
level such that the 30-day rolling
average that is established as the
operating limit for oxygen according to
paragraph (q)(4) of this section is not
below the lowest hourly average oxygen
concentration measured during the most
recent CO performance test.
(4) You must calculate and record a
30-day rolling average oxygen
concentration using Equation 19–19 in
section 12.4.1 of EPA Reference Method
19 of Appendix A–7 of this part.
(r) For energy recovery units with
annual average heat input rates greater
than or equal to 250 MMBtu/hour and
waste-burning kilns, you must install,
calibrate, maintain, and operate a PM
CPMS and record the output of the
system as specified in paragraphs (r)(1)
through (8) of this section. For other
energy recovery units, you may elect to
use PM CPMS operated in accordance
with this section. PM CPMS are suitable
in lieu of using other CMS for
monitoring PM compliance (e.g., bag
leak detectors, ESP secondary power,
PM scrubber pressure).
(1) Install, calibrate, operate, and
maintain your PM CPMS according to
the procedures in your approved sitespecific monitoring plan developed in
accordance with § 60.2710(l) and
(r)(1)(i) through (iii) of this section.
(i) The operating principle of the PM
CPMS must be based on in-stack or
extractive light scatter, light
scintillation, beta attenuation, or mass
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accumulation of the exhaust gas or
representative sample. The reportable
measurement output from the PM CPMS
must be expressed as milliamps.
(ii) The PM CPMS must have a cycle
time (i.e., period required to complete
sampling, measurement, and reporting
for each measurement) no longer than
60 minutes.
(iii) The PM CPMS must be capable of
detecting and responding to particulate
matter concentrations of no greater than
0.5 mg/actual cubic meter.
(2) During the initial performance test
or any such subsequent performance
test that demonstrates compliance with
the PM limit, you must adjust the sitespecific operating limit in accordance
with the results of the performance test
according to the procedures specified in
§ 60.2675.
(3) Collect PM CPMS hourly average
output data for all energy recovery unit
or waste-burning kiln operating hours.
Express the PM CPMS output as
milliamps..
(4) Calculate the arithmetic 30-day
rolling average of all of the hourly
average PM CPMS output collected
during all energy recovery unit or wasteburning kiln operating hours data
(milliamps).
(5) You must collect data using the
PM CPMS at all times the energy
recovery unit or waste-burning kiln is
operating and at the intervals specified
in paragraph (r)(1)(ii) of this section,
except for periods of monitoring system
malfunctions, repairs associated with
monitoring system malfunctions,
required monitoring system quality
assurance or quality control activities
(including, as applicable, calibration
checks and required zero and span
adjustments), and any scheduled
maintenance as defined in your sitespecific monitoring plan.
(6) You must use all the data collected
during all energy recovery unit or wasteburning kiln operating hours in
assessing the compliance with your
operating limit except:
(i) Any data collected during
monitoring system malfunctions, repairs
associated with monitoring system
malfunctions, or required monitoring
system quality assurance or quality
control activities conducted during
monitoring system malfunctions are not
used in calculations (report any such
periods in your annual deviation
report);
(ii) Any data collected during periods
when the monitoring system is out of
control as specified in your site-specific
monitoring plan, repairs associated with
periods when the monitoring system is
out of control, or required monitoring
system quality assurance or quality
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control activities conducted during outof-control periods are not used in
calculations (report emissions or
operating levels and report any such
periods in your annual deviation
report);
(iii) Any PM CPMS data recorded
during periods of CEMS data during
startup and shutdown, as defined in this
subpart.
(7) You must record and make
available upon request results of PM
CPMS system performance audits, as
well as the dates and duration of
periods from when the PM CPMS is out
of control until completion of the
corrective actions necessary to return
the PM CPMS to operation consistent
with your site-specific monitoring plan.
(8) For any deviation of the 30-day
rolling average PM CPMS average value
from the established operating
parameter limit, you must:
(i) Within 48 hours of the deviation,
visually inspect the air pollution control
device;
(ii) If inspection of the air pollution
control device identifies the cause of the
deviation, take corrective action as soon
as possible and return the PM CPMS
measurement to within the established
value; and
(iii) Within 30 days of the deviation
or at the time of the annual compliance
test, whichever comes first, conduct a
PM emissions compliance test to
determine compliance with the PM
emissions limit and to verify. Within 45
days of the deviation, you must reestablish the CPMS operating limit. You
are not required to conduct additional
testing for any deviations that occur
between the time of the original
deviation and the PM emissions
compliance test required under this
paragraph.
(iv) PM CPMS deviations leading to
more than four required performance
tests in a 12-month process operating
period (rolling monthly) constitute a
violation of this subpart.
(s) If you use a dry scrubber to comply
with the emission limits of this subpart,
you must monitor the injection rate of
each sorbent and maintain the 3-hour
block averages at or above the operating
limits established during the hydrogen
chloride performance test.
■ 40. Section 60.2740 is amended by:
■ a. Revising introductory text.
■ b. Revising paragraph (b)(5).
■ c. Revising paragraph (e).
■ d. Revising paragraphs (o)(2) through
(7).
■ e. Adding paragraphs (o)(8) and (9).
■ f. Revising paragraph (u) and (v).
■ g. Adding paragraph (w).
The revisions read as follows:
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§ 60.2740
What records must I keep?
You must maintain the items (as
applicable) as specified in paragraphs
(a), (b), and (e) through (w) of this
section for a period of at least 5 years:
*
*
*
*
*
(b) * * *
(5) For affected CISWI units that
establish operating limits for controls
other than wet scrubbers under
§ 60.2675(d) through (g) or § 60.2680,
you must maintain data collected for all
operating parameters used to determine
compliance with the operating limits.
For energy recovery units using
activated carbon injection or a dry
scrubber, you must also maintain
records of the load fraction and
corresponding sorbent injection rate
records.
*
*
*
*
*
(e) Identification of calendar dates
and times for which data show a
deviation from the operating limits in
table 3 of this subpart or a deviation
from other operating limits established
under § 60.2675(d) through (g) or
§ 60.2680 with a description of the
deviations, reasons for such deviations,
and a description of corrective actions
taken.
*
*
*
*
*
(o) * * *
(2) All 1-hour average concentrations
of sulfur dioxide emissions. You must
indicate which data are CEMS data
during startup and shutdown.
(3) All 1-hour average concentrations
of nitrogen oxides emissions. You must
indicate which data are CEMS data
during startup and shutdown.
(4) All 1-hour average concentrations
of carbon monoxide emissions. You
must indicate which data are CEMS data
during startup and shutdown.
(5) All 1-hour average concentrations
of particulate matter emissions. You
must indicate which data are CEMS data
during startup and shutdown.
(6) All 1-hour average concentrations
of mercury emissions. You must
indicate which data are CEMS data
during startup and shutdown.
(7) All 1-hour average concentrations
of hydrogen chloride emissions. You
must indicate which data are CEMS data
during startup and shutdown.
(8) All 1-hour average percent oxygen
concentrations.
(9) All 1-hour average PM CPMS
readings or particulate matter CEMS
outputs.
*
*
*
*
*
(u) For operating units that combust
non-hazardous secondary materials that
have been determined not to be solid
waste pursuant to § 241.3(b)(1), you
must keep a record which documents
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how the secondary material meets each
of the legitimacy criteria under
§ 241.3(d)(1). If you combust a fuel that
has been processed from a discarded
non-hazardous secondary material
pursuant to § 241.3(b)(4), you must keep
records as to how the operations that
produced the fuel satisfies the definition
of processing in § 241.2 and each of the
legitimacy criteria in § 241.3(d)(1) of
this chapter. If the fuel received a nonwaste determination pursuant to the
petition process submitted under
§ 241.3(c), you must keep a record that
documents how the fuel satisfies the
requirements of the petition process. For
operating units that combust nonhazardous secondary materials as fuel
per § 241.4, you must keep records
documenting that the material is a listed
non-waste under § 241.4(a).
(v) Records of the criteria used to
establish that the unit qualifies as a
small power production facility under
section 3(17)(C) of the Federal Power
Act (16 U.S.C. 796(17)(C)) and that the
waste material the unit is proposed to
burn is homogeneous.
(w) Records of the criteria used to
establish that the unit qualifies as a
cogeneration facility under section
3(18)(B) of the Federal Power Act (16
U.S.C. 796(18)(B)) and that the waste
material the unit is proposed to burn is
homogeneous.
■ 41. Section 60.2770 is amended by:
■ a. Revising paragraph (m)
introductory text.
■ b. Revising paragraph (n).
■ c. Adding paragraph (p).
The revisions and addition read as
follows:
§ 60.2770 What information must I include
in my annual report?
*
*
*
*
*
(m) If there were periods during
which the continuous monitoring
system, including the CEMS, was out of
control as specified in paragraph (o) of
this section, the annual report must
contain the following information for
each deviation from an emission or
operating limitation occurring for a
CISWI unit for which you are using a
continuous monitoring system to
comply with the emission and operating
limitations in this subpart.
*
*
*
*
*
(n) If there were periods during which
the continuous monitoring system,
including the CEMS, was not out of
control as specified in paragraph (o) of
this section, a statement that there were
not periods during which the
continuous monitoring system was out
of control during the reporting period.
*
*
*
*
*
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test audit (RATA) data electronically
into EPA’s Central Data Exchange by
using CEDRI as mentioned in paragraph
(b)(1) of this section. Only RATA
pollutants that can be documented with
the ERT (as listed on the ERT Web site)
are subject to this requirement. For any
performance evaluations with no
corresponding RATA pollutants listed
§ 60.2795 In what form can I submit my
on the ERT Web site, the owner or
reports?
operator shall submit the results of the
(a) Submit initial, annual, and
performance evaluation in paper
deviation reports electronically or in
submissions to the Administrator.
paper format, postmarked on or before
■ 43. Section 60.2875 is amended by:
the submittal due dates.
■ a. Adding definitions for ‘‘30-day
(b) Submit results of performance
tests and CEMS performance evaluation rolling average,’’ ‘‘Annual heat input,’’
‘‘Average annual heat input rate,’’
tests as follows.
‘‘Contained gaseous material,’’
(1) Within 60 days after the date of
‘‘Continuous emission monitoring
completing each performance test as
system,’’ ‘‘Dry scrubber,’’ ‘‘Foundry
required by this subpart, you must
sand thermal reclamation unit,’’ ‘‘Load
submit the results of the performance
fraction,’’ ‘‘Municipal solid waste or
tests required by this subpart to EPA’s
WebFIRE database by using the
municipal type solid waste,’’ ‘‘Oxygen
Compliance and Emissions Data
analyzer system,’’ ‘‘Oxygen trim
Reporting Interface (CEDRI) that is
system,’’ ‘‘Responsible official,’’ and
accessed through EPA’s Central Data
‘‘Solid waste.’’
Exchange (CDX)(www.epa.gov/cdx).
■ b. Revising definitions for ‘‘Calendar
Performance test data must be submitted year,’’ ‘‘Chemical recovery unit,’’
in the file format generated through use
‘‘Commercial and industrial solid waste
of EPA’s Electronic Reporting Tool
incinerator (CISWI),’’ ‘‘Continuous
(ERT) (see https://www.epa.gov/ttn/chief/ monitoring system (CMS),’’ ‘‘Cyclonic
ert/). Only data collected
burn barrel,’’ ‘‘Energy recovery unit,’’
using test methods on the ERT Web site ‘‘Energy recovery unit designed to burn
are subject to this requirement for
biomass (Biomass),’’ ‘‘Energy recovery
submitting reports electronically to
unit designed to burn liquid waste
WebFIRE. Owners or operators who
materials and gas (Liquid/gas),’’
claim that some of the information being ‘‘Incinerator,’’ ‘‘Modification or
submitted for performance tests is
modified CISWI unit,’’ ‘‘Process
confidential business information (CBI)
change’’, ‘‘Raw mill’’, ‘‘Small, remote
must submit a complete ERT file
incinerator’’, ‘‘Soil treatment unit,’’
including information claimed to be CBI ‘‘Solid waste incineration unit,’’ ‘‘Space
on a compact disk, flash drive, or other
heater,’’ ‘‘Waste burning kiln,’’ and
commonly used electronic storage
‘‘Wet scrubber.’’
media to EPA. The electronic media
■ c. Removing the definitions for
must be clearly marked as CBI and
‘‘Cyclonic barrel burner’’ and
mailed to U.S. EPA/OAPQS/CORE CBI
‘‘Homogeneous waste.’’
Office, Attention: WebFIRE
The revisions and additions read as
Administrator, MD C404–02, 4930 Old
follows:
Page Rd., Durham, NC 27703. The same
ERT file with the CBI omitted must be
§ 60.2875 What definitions must I know?
submitted to EPA via CDX as described
*
*
*
*
*
earlier in this paragraph. At the
30-day rolling average means the
discretion of the delegated authority,
arithmetic mean of the previous 720
you must also submit these reports,
hours of valid operating data. Valid data
including the confidential business
excludes periods when this unit is not
information, to the delegated authority
operating. The 720 hours should be
in the format specified by the delegated
consecutive, but not necessarily
authority. For any performance test
continuous if operations are
conducted using test methods that are
intermittent.
not listed on the ERT Web site, the
*
*
*
*
*
owner or operator shall submit the
Annual heat input means the heat
results of the performance test in paper
input for the 12 months preceding the
submissions to the Administrator.
compliance demonstration.
(2) Within 60 days after the date of
*
*
*
*
*
completing each CEMS performance
evaluation test, as defined in this
Average annual heat input rate means
subpart and required by this subpart,
annual heat input divided by the hours
you must submit the relative accuracy
of operation for the 12 months
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(p) For energy recovery units, include
the annual heat input and average
annual heat input rate of all fuels being
burned in the unit to verify which
subcategory of energy recovery unit
applies.
■ 42. Section 60.2795 is revised to read
as follows:
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preceding the compliance
demonstration.
*
*
*
*
*
Calendar year means 365 consecutive
days starting on January 1 and ending
on December 31.
CEMS data during startup and
shutdown means the following:
(1) For incinerators, small remote
incinerators, and energy recovery units:
CEMS data collected during the first
hours of operation of a CISWI unit
startup from a cold start until waste is
fed into the unit and the hours of
operation following the cessation of
waste material being fed to the CISWI
unit during a unit shutdown. For each
startup event, the length of time that
CEMS data may be claimed as being
CEMS data during startup must be 48
operating hours or less. For each
shutdown event, the length of time that
CEMS data may be claimed as being
CEMS data during shutdown must be 24
operating hours or less.
(2) For waste-burning kilns: CEMS
data collected during the periods of kiln
operation that do not include normal
operations. Startup begins when the
kiln’s induced fan is turned on and
continues until continuous feed is
introduced into the kiln, at which time
the kiln is in normal operating mode.
Shutdown begins when feed to the kiln
is halted.
Chemical recovery unit means
combustion units burning materials to
recover chemical constituents or to
produce chemical compounds where
there is an existing commercial market
for such recovered chemical
constituents or compounds. A chemical
recovery unit is not an incinerator, a
waste-burning kiln, an energy recovery
unit or a small, remote incinerator
under this subpart. The following seven
types of units are considered chemical
recovery units:
(1) Units burning only pulping liquors
(i.e., black liquor) that are reclaimed in
a pulping liquor recovery process and
reused in the pulping process.
(2) Units burning only spent sulfuric
acid used to produce virgin sulfuric
acid.
(3) Units burning only wood or coal
feedstock for the production of charcoal.
(4) Units burning only manufacturing
byproduct streams/residue containing
catalyst metals that are reclaimed and
reused as catalysts or used to produce
commercial grade catalysts.
(5) Units burning only coke to
produce purified carbon monoxide that
is used as an intermediate in the
production of other chemical
compounds.
(6) Units burning only hydrocarbon
liquids or solids to produce hydrogen,
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carbon monoxide, synthesis gas, or
other gases for use in other
manufacturing processes.
(7) Units burning only photographic
film to recover silver.
*
*
*
*
*
Commercial and industrial solid
waste incineration (CISWI) unit means
any distinct operating unit of any
commercial or industrial facility that
combusts, or has combusted in the
preceding 6 months, any solid waste as
that term is defined in 40 CFR part 241.
If the operating unit burns materials
other than traditional fuels as defined in
§ 241.2 that have been discarded, and
you do not keep and produce records as
required by § 60.2740(u), the operating
unit is a CISWI unit. While not all
CISWI units will include all of the
following components, a CISWI unit
includes, but is not limited to, the solid
waste feed system, grate system, flue gas
system, waste heat recovery equipment,
if any, and bottom ash system. The
CISWI unit does not include air
pollution control equipment or the
stack. The CISWI unit boundary starts at
the solid waste hopper (if applicable)
and extends through two areas: The
combustion unit flue gas system, which
ends immediately after the last
combustion chamber or after the waste
heat recovery equipment, if any; and the
combustion unit bottom ash system,
which ends at the truck loading station
or similar equipment that transfers the
ash to final disposal. The CISWI unit
includes all ash handling systems
connected to the bottom ash handling
system.
Contained gaseous material means
gases that are in a container when that
container is combusted.
Continuous emission monitoring
system (CEMS) means the total
equipment that may be required to meet
the data acquisition and availability
requirements of this subpart, used to
sample, condition (if applicable),
analyze, and provide a record of
emissions.
Continuous monitoring system (CMS)
means the total equipment, required
under the emission monitoring sections
in applicable subparts, used to sample
and condition (if applicable), to analyze,
and to provide a permanent record of
emissions or process parameters. A
particulate matter continuous parameter
monitoring system (PM CPMS) is a type
of CMS.
Cyclonic burn barrel means a
combustion device for waste materials
that is attached to a 55 gallon, openhead drum. The device consists of a lid,
which fits onto and encloses the drum,
and a blower that forces combustion air
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into the drum in a cyclonic manner to
enhance the mixing of waste material
and air. A cyclonic burn barrel is not an
incinerator, a waste-burning kiln, an
energy recovery unit or a small, remote
incinerator under this subpart.
*
*
*
*
*
Dry scrubber means an add-on air
pollution control system that injects dry
alkaline sorbent (dry injection) or sprays
an alkaline sorbent (spray dryer) to react
with and neutralize acid gas in the
exhaust stream forming a dry powder
material. Sorbent injection systems in
fluidized bed boilers and process
heaters are included in this definition.
A dry scrubber is a dry control system.
*
*
*
*
*
Energy recovery unit means a
combustion unit combusting solid waste
(as that term is defined by the
Administrator in 40 CFR part 241) for
energy recovery. Energy recovery units
include units that would be considered
boilers and process heaters if they did
not combust solid waste.
Energy recovery unit designed to burn
biomass (Biomass) means an energy
recovery unit that burns solid waste,
biomass, and non-coal solid materials
but less than 10 percent coal, on a heat
input basis on an annual average, either
alone or in combination with liquid
waste, liquid fuel or gaseous fuels.
*
*
*
*
*
Energy recovery unit designed to burn
liquid waste materials and gas (Liquid/
gas) means an energy recovery unit that
burns a liquid waste with liquid or
gaseous fuels not combined with any
solid fuel or waste materials.
*
*
*
*
*
Foundry sand thermal reclamation
unit means a type of part reclamation
unit that removes coatings that are on
foundry sand. A foundry sand thermal
reclamation unit is not an incinerator, a
waste-burning kiln, an energy recovery
unit or a small, remote incinerator
under this subpart.
Incinerator means any furnace used in
the process of combusting solid waste
(as that term is defined by the
Administrator in 40 CFR part 241) for
the purpose of reducing the volume of
the waste by removing combustible
matter. Incinerator designs include
single chamber and two-chamber.
*
*
*
*
*
Load fraction means the actual heat
input of an energy recovery unit divided
by heat input during the performance
test that established the minimum
sorbent injection rate or minimum
activated carbon injection rate,
expressed as a fraction (e.g., for 50
percent load the load fraction is 0.5).
*
*
*
*
*
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Modification or modified CISWI unit
means a CISWI unit that has been
changed later than August 7, 2013, and
that meets one of two criteria:
(i) The cumulative cost of the changes
over the life of the unit exceeds 50
percent of the original cost of building
and installing the CISWI unit (not
including the cost of land) updated to
current costs (current dollars). To
determine what systems are within the
boundary of the CISWI unit used to
calculate these costs, see the definition
of CISWI unit.
(2) Any physical change in the CISWI
unit or change in the method of
operating it that increases the amount of
any air pollutant emitted for which
section 129 or section 111 of the Clean
Air Act has established standards.
Municipal solid waste or municipaltype solid waste means household,
commercial/retail, or institutional
waste. Household waste includes
material discarded by residential
dwellings, hotels, motels, and other
similar permanent or temporary
housing. Commercial/retail waste
includes material discarded by stores,
offices, restaurants, warehouses,
nonmanufacturing activities at
industrial facilities, and other similar
establishments or facilities. Institutional
waste includes materials discarded by
schools, by hospitals (nonmedical), by
nonmanufacturing activities at prisons
and government facilities, and other
similar establishments or facilities.
Household, commercial/retail, and
institutional waste does include yard
waste and refuse-derived fuel.
Household, commercial/retail, and
institutional waste does not include
used oil; sewage sludge; wood pallets;
construction, renovation, and
demolition wastes (which include
railroad ties and telephone poles); clean
wood; industrial process or
manufacturing wastes; medical waste; or
motor vehicles (including motor vehicle
parts or vehicle fluff).
*
*
*
*
*
Oxygen analyzer system means all
equipment required to determine the
oxygen content of a gas stream and used
to monitor oxygen in the boiler or
process heater flue gas, boiler/process
heater, firebox, or other appropriate
location. This definition includes
oxygen trim systems and certified
oxygen CEMS. The source owner or
operator is responsible to install,
calibrate, maintain, and operate the
oxygen analyzer system in accordance
with the manufacturer’s
recommendations.
Oxygen trim system means a system of
monitors that is used to maintain excess
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air at the desired level in a combustion
device. A typical system consists of a
flue gas oxygen and/or carbon monoxide
monitor that automatically provides a
feedback signal to the combustion air
controller.
*
*
*
*
*
Process change means any of the
following physical or operational
changes:
(1) A physical change (maintenance
activities excluded) to the CISWI unit
which may increase the emission rate of
any air pollutant to which a standard
applies;
(2) An operational change to the
CISWI unit where a new type of nonhazardous secondary material is being
combusted;
(3) A physical change (maintenance
activities excluded) to the air pollution
control devices used to comply with the
emission limits for the CISWI unit (e.g.,
replacing an electrostatic precipitator
with a fabric filter);
(4) An operational change to the air
pollution control devices used to
comply with the emission limits for the
affected CISWI unit (e.g., change in the
sorbent injection rate used for activated
carbon injection).
*
*
*
*
*
Raw mill means a ball or tube mill,
vertical roller mill or other size
reduction equipment, that is not part of
an in-line kiln/raw mill, used to grind
feed to the appropriate size. Moisture
may be added or removed from the feed
during the grinding operation. If the raw
mill is used to remove moisture from
feed materials, it is also, by definition,
a raw material dryer. The raw mill also
includes the air separator associated
with the raw mill.
*
*
*
*
*
Responsible official means one of the
following:
(1) For a corporation: A president,
secretary, treasurer, or vice-president of
the corporation in charge of a principal
business function, or any other person
who performs similar policy or
decision-making functions for the
corporation, or a duly authorized
representative of such person if the
representative is responsible for the
overall operation of one or more
manufacturing, production, or operating
facilities applying for or subject to a
permit and either:
(i) The facilities employ more than
250 persons or have gross annual sales
or expenditures exceeding $25 million
(in second quarter 1980 dollars); or
(ii) The delegation of authority to
such representatives is approved in
advance by the permitting authority;
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(2) For a partnership or sole
proprietorship: a general partner or the
proprietor, respectively;
(3) For a municipality, State, Federal,
or other public agency: Either a
principal executive officer or ranking
elected official. For the purposes of this
part, a principal executive officer of a
Federal agency includes the chief
executive officer having responsibility
for the overall operations of a principal
geographic unit of the agency (e.g., a
Regional Administrator of EPA); or
(4) For affected facilities:
(i) The designated representative in so
far as actions, standards, requirements,
or prohibitions under Title IV of the
Clean Air Act or the regulations
promulgated thereunder are concerned;
or
(ii) The designated representative for
any other purposes under part 60.
*
*
*
*
*
Small, remote incinerator means an
incinerator that combusts solid waste
(as that term is defined by the
Administrator in 40 CFR part 241) and
combusts 3 tons per day or less solid
waste and is more than 25 miles driving
distance to the nearest municipal solid
waste landfill.
Soil treatment unit means a unit that
thermally treats petroleumcontaminated soils for the sole purpose
of site remediation. A soil treatment
unit may be direct-fired or indirect
fired. A soil treatment unit is not an
incinerator, a waste-burning kiln, an
energy recovery unit or a small, remote
incinerator under this subpart.
Solid waste means the term solid
waste as defined in 40 CFR 241.2.
Solid waste incineration unit means a
distinct operating unit of any facility
which combusts any solid waste (as that
term is defined by the Administrator in
40 CFR part 241) material from
commercial or industrial establishments
or the general public (including single
and multiple residences, hotels and
motels). Such term does not include
incinerators or other units required to
have a permit under section 3005 of the
Solid Waste Disposal Act. The term
‘‘solid waste incineration unit’’ does not
include:
(1) Materials recovery facilities
(including primary or secondary
smelters) which combust waste for the
primary purpose of recovering metals;
(2) Qualifying small power
production facilities, as defined in
section 3(17)(C) of the Federal Power
Act (16 U.S.C. 769(17)(C)), or qualifying
cogeneration facilities, as defined in
section 3(18)(B) of the Federal Power
Act (16 U.S.C. 796(18)(B)), which burn
homogeneous waste (such as units
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which burn tires or used oil, but not
including refuse-derived fuel) for the
production of electric energy or in the
case of qualifying cogeneration facilities
which burn homogeneous waste for the
production of electric energy and steam
or forms of useful energy (such as heat)
which are used for industrial,
commercial, heating or cooling
purposes; or
(3) Air curtain incinerators provided
that such incinerators only burn wood
wastes, yard wastes and clean lumber
and that such air curtain incinerators
comply with opacity limitations to be
established by the Administrator by
rule.
Space heater means a unit that meets
the requirements of 40 CFR 279.23. A
space heater is not an incinerator, a
waste-burning kiln, an energy recovery
unit or a small, remote incinerator
under this subpart.
*
*
*
*
*
Waste-burning kiln means a kiln that
is heated, in whole or in part, by
combusting solid waste (as the term is
defined by the Administrator in 40 CFR
part 241). Secondary materials used in
Portland cement kilns shall not be
deemed to be combusted unless they are
introduced into the flame zone in the
hot end of the kiln or mixed with the
precalciner fuel.
Wet scrubber means an add-on air
pollution control device that uses an
aqueous or alkaline scrubbing liquor to
collect particulate matter (including
nonvaporous metals and condensed
organics) and/or to absorb and
neutralize acid gases.
*
*
*
*
*
■ 44. Table 1 to subpart DDDD is
amended by revising footnotes a and b
to read as follows:
Table 1 to Subpart DDDD of Part 60—
Model Rule—Increments of Progress
and Compliance Schedules
*
*
*
*
*
a Site-specific
schedules can be used at the
discretion of the state.
b The date can be no later than 3 years after
the effective date of state plan approval or
December 1, 2005 for CISWI units that
commenced construction on or before
November 30, 1999. The date can be no later
than 3 years after the effective date of
approval of a revised state plan or February
7, 2018, for CISWI units that commenced
construction on or before June 4, 2010.
45. Table 2 to subpart DDDD of part
60 is amended by:
■ a. Revising the table heading.
■ b. Revising the entry for ‘‘Hydrogen
Chloride’’.
■ c. Revising the entry for ‘‘Opacity’’.
■ d. Revising the entry for ‘‘Oxides of
nitrogen’’.
■
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e. Revising footnotes a and b.
The revisions read as follows:
TABLE 2 TO SUBPART DDDD OF PART 60—MODEL RULE—EMISSION LIMITATIONS THAT APPLY TO INCINERATORS
BEFORE
[Date to be specified in state plan] b
For the air pollutant
You must meet this
emission limitationa
Using this averaging time
And determining compliance
using this method
*
Hydrogen chloride ........
*
62 parts per million by
dry volume.
*
*
*
3-run average (For Method 26, collect a minimum volume of 120 liters per run. For
Method 26A, collect a minimum volume of
1 dry standard cubic meter per run).
*
*
Performance test (Method 26 or 26A at 40
CFR part 60, appendix A–8).
*
Opacity .........................
*
*
*
*
10 percent .................. Three 1-hour blocks consisting of ten 6minute average opacity values.
388 parts per million
3-run average (1 hour minimum sample time
by dry volume.
per run).
*
*
Performance test (Method 9 at 40 CFR part
60, appendix A–4).
Performance test (Methods 7or 7E at 40 CFR
part 60, appendix A–4).
Oxides of nitrogen .......
*
*
*
*
*
*
*
a All
emission limitations (except for opacity) are measured at 7 percent oxygen, dry basis at standard conditions.
only to incinerators subject to the CISWI standards through a state plan or the Federal plan prior to June 4, 2010. The date specified
in the state plan can be no later than 3 years after the effective date of approval of a revised state plan or February 7, 2018.
b Applies
*
*
*
*
*
46. Table 6 to subpart DDDD of part
60 is amended by:
■ a. Revising the entry for ‘‘Carbon
monoxide’’.
■
b. Revising the entry for ‘‘Lead’’.
c. Revising the entry for ‘‘Mercury’’.
d. Revising the entry for ‘‘Oxides of
nitrogen’’.
■ e. Revising the entry for ‘‘Sulfur
dioxide’’.
■
■
■
■
■
f. Revising footnote a.
g. Redesignating footnote c as footnote
d.
■
h. Adding footnote c.
The revisions read as follows:
TABLE 6 TO SUBPART DDDD OF PART 60—MODEL RULE—EMISSION LIMITATIONS THAT APPLY TO INCINERATORS ON
AND AFTER
[Date to be specified in state plan] a
For the air
pollutant
You must meet this
emission limitation b
Using this averaging time
And determining compliance using this method
*
Carbon
monoxide.
*
17 parts per million dry
volume.
*
*
*
*
*
3-run average (1 hour minimum sample time per Performance test (Method 10 at 40 CFR part 60,
run).
appendix A–4).
*
Lead ...........
*
0.015 milligrams per dry
standard cubic
meter. c
0.0048 milligrams per
dry standard cubic
meter.
Oxides of nitrogen.
53 parts per million dry
volume.
*
*
*
*
*
3-run average (collect a minimum volume of 2 dry Performance test (Method 29 at 40 CFR part 60,
standard cubic meters).
appendix A–8). Use ICPMS for the analytical
finish.
3-run average (For Method 29 an ASTM D6784– Performance test (Method 29 or 30B at 40 CFR
part 60, appendix A–8) or ASTM D6784–02
02 (Reapproved 2008) d, collect a minimum volume of 2 dry standard cubic meters per run.
(Reapproved 2008). d
For Method 30B, collect a minimum sample as
specified in Method 30B at 40 CFR part 60, appendix A).
3-run average (for Method 7E, 1 hour minimum Performance test (Method 7 or 7E at 40 CFR part
sample time per run).
60, appendix A–4).
*
Sulfur dioxide.
*
11 parts per million dry
volume.
*
*
*
*
*
3-run average (1 hour minimum sample time per Performance test (Method 6 or 6c at 40 CFR part
run).
60, appendix A–4).
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Mercury ......
*
*
*
*
*
*
a The
*
date specified in the state plan can be no later than 3 years after the effective date of approval of a revised state plan or February 7,
2018.
c If you are conducting stack tests to demonstrate compliance and your performance tests for this pollutant for at least 2 consecutive years
show that your emissions are at or below this limit, you can skip testing according to § 60.2720 if all of the other provisions of § 60.2720 are met.
For all other pollutants that do not contain a footnote ‘‘c’’, your performance tests for this pollutant for at least 2 consecutive years must show
that your emissions are at or below 75 percent of this limit in order to qualify for skip testing.
d Incorporated by reference, see § 60.17.
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9209
47. Table 7 to subpart DDDD of part
60 is revised to read as follows:
■
TABLE 7 TO SUBPART DDDD OF PART 60—MODEL RULE—EMISSION LIMITATIONS THAT APPLY TO ENERGY RECOVERY
UNITS AFTER MAY 20, 2011
[Date to be specified in state plan] a
For the air pollutant
You must meet this emission limitation b
Using this averaging time
Liquid/Gas
0.023 milligrams per dry
standard cubic meter.
Carbon monoxide.
35 parts per million dry volume.
Dioxins/furans
(total mass
basis).
2.9 nanograms per dry standard cubic meter.
Dioxins/furans
(toxic
equivalency
basis).
0.32 nanograms per dry
standard cubic meter.
Hydrogen
chloride.
14 parts per million dry volume.
Lead ...............
0.096 milligrams per dry
standard cubic meter.
Mercury ..........
0.0024 milligrams per dry
standard cubic meter.
Oxides of nitrogen.
76 parts per million dry volume.
Particulate
matter filterable.
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Cadmium .......
110 milligrams per dry standard cubic meter.
Sulfur dioxide
720 parts per million dry volume.
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And determining compliance
using this method
3-run average (collect a minimum volume of 2 dry
standard cubic meters).
Performance test (Method 29
at 40 CFR part 60, appendix A–8). Use ICPMS for
the analytical finish.
3-run average (1 hour minimum sample time per run).
Performance test (Method 10
at 40 CFR part 60, appendix A–4).
3-run average (collect a minimum volume of 4 dry
standard cubic meter).
Performance test (Method 23
at 40 CFR part 60, appendix A–7).
3-run average (collect a minimum volume of 4 dry
standard cubic meters).
Performance test (Method 23
at 40 CFR part 60, appendix A–7).
3-run average (for Method 26,
collect a minimum of 120 liters; for Method 26A, collect a minimum volume of 1
dry standard cubic meter).
3-run average (collect a minimum volume of 2 dry
standard cubic meters).
Performance test (Method 26
or 26A at 40 CFR part 60,
appendix A–8).
Solids
Biomass—0.0014 milligrams
per dry standard cubic
meter. c
Coal—0.0095 milligrams per
dry standard cubic meter.
Biomass—260 parts per million dry volume.
Coal—95 parts per million dry
volume.
Biomass—0.52 nanograms
per dry standard cubic
meter. c
Coal—5.1 nanograms per dry
standard cubic meter. c.
Biomass—0.12 nanograms
per dry standard cubic
meter.
Coal—0.075 nanograms per
dry standard cubic meter. c.
Biomass—0.20 parts per million dry volume.
Coal—13 parts per million dry
volume.
Biomass—0.014 milligrams
per dry standard cubic
meter. c.
Coal—0.14 milligrams per dry
standard cubic meter. c.
Biomass—0.0022 milligrams
per dry standard cubic
meter.
Coal—0.016 milligrams per
dry standard cubic meter.
Biomass—290 parts per million dry volume.
Coal—340 parts per million
dry volume.
Biomass—11 milligrams per
dry standard cubic meter.
Coal—160 milligrams per dry
standard cubic meter.
Biomass—7.3 parts per million dry volume.
Coal—650 parts per million
dry volume.
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Performance test (Method 29
at 40 CFR part 60, appendix A–8). Use ICPMS for
the analytical finish.
3-run average (For Method 29
and ASTM D6784–02 (Reapproved 2008) d, collect a
minimum volume of 2 dry
standard cubic meters per
run. For Method 30B, collect a minimum sample as
specified in Method 30B at
40 CFR part 60, appendix
A).
3-run average (for Method
7E, 1 hour minimum sample time per run).
Performance test (Method 29
or 30B at 40 CFR part 60,
appendix A–8) or ASTM
D6784–02 (Reapproved
2008) d.
3-run average (collect a minimum volume of 1 dry
standard cubic meter).
Performance test (Method 5
or 29 at 40 CFR part 60,
appendix A–3 or appendix
A–8) if the unit has an annual average heat input
rate less than or equal to
250 MMBtu/hr; or PM
CPMS (as specified in
§ 60.2710(x)) if the unit has
an annual average heat
input rate greater than 250
MMBtu/hr.
Performance test (Method 6
or 6c at 40 CFR part 60,
appendix A–4).
3-run average (1 hour minimum sample time per run).
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Performance test (Method 7
or 7E at 40 CFR part 60,
appendix A–4).
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TABLE 7 TO SUBPART DDDD OF PART 60—MODEL RULE—EMISSION LIMITATIONS THAT APPLY TO ENERGY RECOVERY
UNITS AFTER MAY 20, 2011—Continued
[Date to be specified in state plan] a
You must meet this emission limitation b
Using this averaging time
For the air pollutant
Fugitive ash ...
Liquid/Gas
Visible emissions for no more
than 5 percent of the hourly
observation period.
Visible emissions for no more
than 5 percent of the hourly
observation period.
And determining compliance
using this method
Three 1-hour observation periods.
Visible emission test (Method
22 at 40 CFR part 60, appendix A–7).
Solids
a The date specified in the state plan can be no later than 3 years after the effective date of approval of a revised state plan or February 7,
2018.
b All emission limitations (except for opacity) are measured at 7 percent oxygen, dry basis at standard conditions. For dioxins/furans, you must
meet either the total mass basis limit or the toxic equivalency basis limit.
c If you are conducting stack tests to demonstrate compliance and your performance tests for this pollutant for at least 2 consecutive years
show that your emissions are at or below this limit, you can skip testing according to § 60.2720 if all of the other provisions of § 60.2720 are met.
For all other pollutants that do not contain a footnote ‘‘c’’, your performance tests for this pollutant for at least 2 consecutive years must show
that your emissions are at or below 75 percent of this limit in order to qualify for skip testing, with the exception of annual performance tests to
certify a CEMS or PM CPMS.
d Incorporated by reference, see § 60.17.
48. Table 8 to subpart DDDD of part
60 is revised to read as follows:
■
TABLE 8 TO SUBPART DDDD OF PART 60—MODEL RULE—EMISSION LIMITATIONS THAT APPLY TO WASTE-BURNING
KILNS AFTER
[Date to be specified in state plan.] a
For the air pollutant
You must meet this emission
limitation b
Using this averaging time
And determining compliance using this
method
Cadmium ...............
0.0014 milligrams per dry standard
cubic meter. c.
110
(long
kilns)/790
(preheater/
precalciner) parts per million dry volume.
1.3 nanograms per dry standard cubic
meter. c.
0.075 nanograms per dry standard
cubic meter. c.
3-run average (collect a minimum volume of 2 dry standard cubic meters).
3-run average (1 hour minimum sample time per run).
Performance test (Method 29 at 40
CFR part 60, appendix A–8).
Performance test (Method 10 at 40
CFR part 60, appendix A–4).
3-run average (collect a minimum volume of 4 dry standard cubic meters).
3-run average (collect a minimum volume of 4 dry standard cubic meters).
Performance test (Method 23 at 40
CFR part 60, appendix A–7).
Performance test (Method 23 at 40
CFR part 60, appendix A–7).
3.0 parts per million dry volume. c ........
3-run average (collect a minimum volume of 1 dry standard cubic meter)
or 30-day rolling average if HCl
CEMS is being used.
3-run average (collect a minimum volume of 2 dry standard cubic meters).
30-day rolling average ..........................
Performance test (Method 321 at 40
CFR part 63, appendix A of this part)
or HCl CEMS if a wet scrubber is
not used.
Performance test (Method 29 at 40
CFR part 60, appendix A–8).
Mercury CEMS or sorbent trap monitoring system (performance specification 12A or 12B, respectively, of
appendix B of this part.)
Performance test (Method 7 or 7E at
40 CFR part 60, appendix A–4).
PM
CPMS
(as
specified
in
§ 60.2710(x))
Performance test (Method 6 or 6c at
40 CFR part 60, appendix A–4).
Carbon monoxide ..
Dioxins/furans (total
mass basis).
Dioxins/furans
(toxic equivalency
basis).
Hydrogen chloride
Mercury ..................
0.014 milligrams per dry standard
cubic meter. c.
0.011 milligrams per dry standard
cubic meter.
Oxides of nitrogen
630 parts per million dry volume ..........
Particulate matter
filterable.
Sulfur dioxide .........
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Lead .......................
4.6 milligrams per dry standard cubic
meter.
600 parts per million dry volume ..........
3-run average (for Method 7E, 1 hour
minimum sample time per run).
30-day rolling average ..........................
3-run average (for Method 6, collect a
minimum of 20 liters; for Method 6C,
1 hour minimum sample time per
run).
a The date specified in the state plan can be no later than 3 years after the effective date of approval of a revised state plan or February 7,
2018.
b All emission limitations are measured at 7 percent oxygen, dry basis at standard conditions. For dioxins/furans, you must meet either the total
mass basis limit or the toxic equivalency basis limit.
c If you are conducting stack tests to demonstrate compliance and your performance tests for this pollutant for at least 2 consecutive years
show that your emissions are at or below this limit, you can skip testing according to § 60.2720 if all of the other provisions of § 60.2720 are met.
For all other pollutants that do not contain a footnote ‘‘c’’, your performance tests for this pollutant for at least 2 consecutive years must show
that your emissions are at or below 75 percent of this limit in order to qualify for skip testing, with the exception of annual performance tests to
certify a CEMS or PM CPMS.
49. Table 9 to subpart DDDD of part
60 is revised to read as follows:
■
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9211
TABLE 9 TO SUBPART DDDD OF PART 60—MODEL RULE—EMISSION LIMITATIONS THAT APPLY TO SMALL, REMOTE
INCINERATORS AFTER
[Date to be specified in state plan] a
For the air pollutant
You must meet this emission
limitationb
Using this averaging time
And determining compliance using
this method
Cadmium ..........................
0.95 milligrams per dry standard
cubic meter.
Performance test (Method 29 at 40
CFR part 60, appendix A–8).
Carbon monoxide ............
64 parts per million dry volume .........
Dioxins/furans (total mass
basis).
4,400 nanograms per dry standard
cubic meter b.
Dioxins/furans (toxic
equivalency basis).
180 nanograms per dry standard
cubic meter b.
Fugitive ash .....................
Visible emissions for no more than 5
percent of the hourly observation
period.
300 parts per million dry volume .......
3-run average (collect a minimum
volume of 1 dry standard cubic
meters per run).
3-run average (1 hour minimum
sample time per run).
3-run average (collect a minimum
volume of 1 dry standard cubic
meters per run).
3-run average (collect a minimum
volume of 1 dry standard cubic
meters).
Three 1-hour observation periods .....
Hydrogen chloride ............
Lead .................................
2.1 milligrams per dry standard cubic
meter.
Mercury ............................
0.0053 milligrams per dry standard
cubic meter.
Oxides of nitrogen ...........
190 parts per million dry volume .......
Particulate matter .............
(filterable) .........................
270 milligrams per dry standard
cubic meter.
Sulfur dioxide ...................
150 parts per million dry volume .......
3-run average (For Method 26, collect a minimum volume of 120 liters per run. For Method 26A, collect a minimum volume of 1 dry
standard cubic meter per run).
3-run average (collect a minimum
volume of 1 dry standard cubic
meters).
3-run average (For Method 29 and
ASTM D6784–02 (Reapproved
2008),c collect a minimum volume
of 2 dry standard cubic meters per
run. For Method 30B, collect a
minimum sample as specified in
Method 30B at 40 CFR part 60,
appendix A).
3-run average (for Method 7E, 1
hour minimum sample time per
run).
3-run average (collect a minimum
volume of 1 dry standard cubic
meters).
3-run average (for Method 6, collect
a minimum of 20 liters per run; for
Method 6C, 1 hour minimum sample time per run).
Performance test (Method 10 at 40
CFR part 60, appendix A–4).
Performance test (Method 23 at 40
CFR part 60, appendix A–7).
Performance test (Method 23 at 40
CFR part 60, appendix A–7).
Visible emissions test (Method 22 at
40 CFR part 60, appendix A–7).
Performance test (Method 26 or 26A
at 40 CFR part 60, appendix A–8).
Performance test (Method 29 at 40
CFR part 60, appendix A–8). Use
ICPMS for the analytical finish.
Performance test (Method 29 or 30B
at 40 CFR part 60, appendix A–8)
or ASTM D6784–02 (Reapproved
2008). c
Performance test (Method 7 or 7E at
40 CFR part 60, appendix A–4).
Performance test (Method 5 or 29 at
40 CFR part 60, appendix A–3 or
appendix A–8).
Performance test (Method 6 or 6c at
40 CFR part 60, appendix A–4).
a The date specified in the state plan can be no later than 3 years after the effective date of approval of a revised state plan or February 7,
2018.
b All emission limitations (except for opacity) are measured at 7 percent oxygen, dry basis at standard conditions. For dioxins/furans, you must
meet either the total mass basis limit or the toxic equivalency basis limit.
c Incorporated by reference, see § 60.17.
d. Revising the definition of
‘‘Resinated wood’’.
The revisions read as follows:
PART 241—SOLID WASTES USED AS
FUELS OR INGREDIENTS IN
COMBUSTION UNITS
■
50. The authority citation for part 241
continues to read as follows:
§ 241.2
■
Authority: 42 U.S.C. 6903, 6912, 7429.
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Subpart A—General
51. Section 241.2 is amended by:
a. Revising the definition of ‘‘Clean
cellulosic biomass’’;
■ b. Revising the definition of
‘‘Contaminants’’;
■ c. Revising the definition of
‘‘Established tire collection programs’’;
and
■
■
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Definitions.
*
*
*
*
*
Clean cellulosic biomass means those
residuals that are akin to traditional
cellulosic biomass, including, but not
limited to: Agricultural and forestderived biomass (e.g., green wood, forest
thinnings, clean and unadulterated bark,
sawdust, trim, tree harvesting residuals
from logging and sawmill materials,
hogged fuel, wood pellets, untreated
wood pallets); urban wood (e.g., tree
trimmings, stumps, and related forestderived biomass from urban settings);
corn stover and other biomass crops
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used specifically for the production of
cellulosic biofuels (e.g., energy cane,
other fast growing grasses, byproducts of
ethanol natural fermentation processes);
bagasse and other crop residues (e.g.,
peanut shells, vines, orchard trees,
hulls, seeds, spent grains, cotton
byproducts, corn and peanut production
residues, rice milling and grain elevator
operation residues); wood collected
from forest fire clearance activities, trees
and clean wood found in disaster
debris, clean biomass from land clearing
operations, and clean construction and
demolition wood. These fuels are not
secondary materials or solid wastes
unless discarded. Clean biomass is
biomass that does not contain
contaminants at concentrations not
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normally associated with virgin biomass
materials.
*
*
*
*
*
Contaminants means all pollutants
listed in Clean Air Act sections 112(b)
or 129(a)(4), with the following three
modifications:
(1) The definition includes the
elements chlorine, fluorine, nitrogen,
and sulfur in cases where nonhazardous secondary materials are
burned as a fuel and combustion will
result in the formation of hydrogen
chloride (HCl), hydrogen fluoride (HF),
nitrogen oxides (NOX), or sulfur dioxide
(SO2). Chlorine, fluorine, nitrogen, and
sulfur are not included in the definition
in cases where non-hazardous
secondary materials are used as an
ingredient and not as a fuel.
(2) The definition does not include
the following pollutants that are either
unlikely to be found in non-hazardous
secondary materials and products made
from such materials or are adequately
measured by other parts of this
definition: hydrogen chloride (HCl),
chlorine gas (Cl2), hydrogen fluoride
(HF), nitrogen oxides (NOX), sulfur
dioxide (SO2), fine mineral fibers,
particulate matter, coke oven emissions,
opacity, diazomethane, white
phosphorus, and titanium tetrachloride.
(3) The definition does not include mcresol, o-cresol, p-cresol, m-xylene, oxylene, and p-xylene as individual
contaminants distinct from the grouped
pollutants total cresols and total
xylenes.
*
*
*
*
*
Established tire collection program
means a comprehensive collection
system or contractual arrangement that
ensures scrap tires are not discarded
and are handled as valuable
commodities through arrival at the
combustion facility. This can include
tires that were not abandoned and were
received from the general public at
collection program events.
*
*
*
*
*
Resinated wood means wood products
(containing binders and adhesives)
produced by primary and secondary
wood products manufacturing.
Resinated wood includes residues from
the manufacture and use of resinated
wood, including materials such as board
trim, sander dust, panel trim, and offspecification resinated wood products
that do not meet a manufacturing
quality or standard.
*
*
*
*
*
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Subpart B—Identification of NonHazardous Secondary Materials That
Are Solid Wastes When Used as Fuels
or Ingredients in Combustion Units
52. Amend 241.3 as follows:
a. Revise paragraph (a) and (b).
b. Revise paragraph (c) introductory
text, and paragraphs (c)(1) introductory
text, (c)(2) introductory text, and
(c)(2)(ii), (iii), and (iv).
■ c. Revise paragraph (d)(1)(iii).
The revisions read as follows:
■
■
■
§ 241.3 Standards and procedures for
identification of non-hazardous secondary
materials that are solid wastes when used
as fuels or ingredients in combustion units.
(a) Except as provided in paragraph
(b) of this section or in § 241.4(a) of this
subpart, non-hazardous secondary
materials that are combusted are solid
wastes, unless a petition is submitted to,
and a determination granted by, the EPA
pursuant to paragraph (c) of this section.
The criteria to be addressed in the
petition, as well as the process for
making the non-waste determination,
are specified in paragraph (c) of this
section.
(b) The following non-hazardous
secondary materials are not solid wastes
when combusted:
(1) Non-hazardous secondary
materials used as a fuel in a combustion
unit that remain within the control of
the generator and that meet the
legitimacy criteria specified in
paragraph (d)(1) of this section.
(2) The following non-hazardous
secondary materials that have not been
discarded and meet the legitimacy
criteria specified in paragraph (d)(1) of
this section when used in a combustion
unit (by the generator or outside the
control of the generator):
(i) [Reserved]
(ii) [Reserved]
(3) Non-hazardous secondary
materials used as an ingredient in a
combustion unit that meet the
legitimacy criteria specified in
paragraph (d)(2) of this section.
(4) Fuel or ingredient products that
are used in a combustion unit, and are
produced from the processing of
discarded non-hazardous secondary
materials and that meet the legitimacy
criteria specified in paragraph (d)(1) of
this section, with respect to fuels, and
paragraph (d)(2) of this section, with
respect to ingredients. The legitimacy
criteria apply after the non-hazardous
secondary material is processed to
produce a fuel or ingredient product.
Until the discarded non-hazardous
secondary material is processed to
produce a non-waste fuel or ingredient,
the discarded non-hazardous secondary
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material is considered a solid waste and
would be subject to all appropriate
federal, state, and local requirements.
(c) The Regional Administrator may
grant a non-waste determination that a
non-hazardous secondary material that
is used as a fuel, which is not managed
within the control of the generator, is
not discarded and is not a solid waste
when combusted. This responsibility
may be retained by the Assistant
Administrator for the Office of Solid
Waste and Emergency Response if
combustors are located in multiple EPA
Regions and the petitioner requests that
the Assistant Administrator process the
non-waste determination petition. If
multiple combustion units are located
in one EPA Region, the application must
be submitted to the Regional
Administrator for that Region. The
criteria and process for making such
non-waste determinations includes the
following:
(1) Submittal of an application to the
Regional Administrator for the EPA
Region where the facility or facilities are
located or the Assistant Administrator
for the Office of Solid Waste and
Emergency Response for a
determination that the non-hazardous
secondary material, even though it has
been transferred to a third party, has not
been discarded and is indistinguishable
in all relevant aspects from a fuel
product. The determination will be
based on whether the non-hazardous
secondary material that has been
discarded is a legitimate fuel as
specified in paragraph (d)(1) of this
section and on the following criteria:
*
*
*
*
*
(2) The Regional Administrator or
Assistant Administrator for the Office of
Solid Waste and Emergency Response
will evaluate the application pursuant
to the following procedures:
*
*
*
*
*
(ii) The Regional Administrator or
Assistant Administrator for the Office of
Solid Waste and Emergency Response
will evaluate the application and issue
a draft notice tentatively granting or
denying the application. Notification of
this tentative decision will be published
in a newspaper advertisement or radio
broadcast in the locality where the
facility combusting the non-hazardous
secondary material is located, and be
made available on the EPA’s Web site.
(iii) The Regional Administrator or
the Assistant Administrator for the
Office of Solid Waste and Emergency
Response will accept public comments
on the tentative decision for 30 days,
and may also hold a public hearing
upon request or at his discretion. The
Regional Administrator or the Assistant
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Administrator for the Office of Solid
Waste and Emergency Response will
issue a final decision after receipt of
comments and after a hearing (if any).
If a determination is made that the nonhazardous secondary material is a nonwaste fuel, it will be retroactive and
apply on the date the petition was
submitted.
(iv) If a change occurs that affects how
a non-hazardous secondary material
meets the relevant criteria contained in
this paragraph after a formal non-waste
determination has been granted, the
applicant must re-apply to the Regional
Administrator or the Assistant
Administrator for the Office of Solid
Waste and Emergency Response for a
formal determination that the nonhazardous secondary material continues
to meet the relevant criteria and, thus,
is not a solid waste.
(d) * * *
(1) * * *
(iii) The non-hazardous secondary
material must contain contaminants or
groups of contaminants at levels
comparable in concentration to or lower
than those in traditional fuel(s) which
the combustion unit is designed to burn.
In determining which traditional fuel(s)
a unit is designed to burn, persons may
choose a traditional fuel that can be or
is burned in the particular type of
boiler, whether or not the combustion
unit is permitted to burn that traditional
fuel. In comparing contaminants
between traditional fuel(s) and a nonhazardous secondary material, persons
can use data for traditional fuel
contaminant levels compiled from
national surveys, as well as contaminant
level data from the specific traditional
fuel being replaced. To account for
natural variability in contaminant
levels, persons can use the full range of
traditional fuel contaminant levels,
provided such comparisons also
consider variability in non-hazardous
secondary material contaminant levels.
Such comparisons are to be based on a
direct comparison of the contaminant
levels in both the non-hazardous
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secondary material and traditional
fuel(s) prior to combustion.
*
*
*
*
*
■ 55. Add § 241.4 to read as follows:
§ 241.4 Non-Waste Determinations for
Specific Non-Hazardous Secondary
Materials When Used as a Fuel.
(a) The following non-hazardous
secondary materials are not solid wastes
when used as a fuel in a combustion
unit:
(1) Scrap tires that are not discarded
and are managed under the oversight of
established tire collection programs,
including tires removed from vehicles
and off-specification tires.
(2) Resinated wood.
(3) Coal refuse that has been
recovered from legacy piles and
processed in the same manner as
currently-generated coal refuse.
(4) Dewatered pulp and paper sludges
that are not discarded and are generated
and burned on-site by pulp and paper
mills that burn a significant portion of
such materials where such dewatered
residuals are managed in a manner that
preserves the meaningful heating value
of the materials.
(b) Any person may submit a
rulemaking petition to the
Administrator to identify additional
non-hazardous secondary materials to
be listed in paragraph (a) of this section.
Contents and procedures for the
submittal of the petitions include the
following:
(1) Each petition must be submitted to
the Administrator by certified mail and
must include:
(i) The petitioner’s name and address;
(ii) A statement of the petitioner’s
interest in the proposed action;
(iii) A description of the proposed
action, including (where appropriate)
suggested regulatory language; and
(iv) A statement of the need and
justification for the proposed action,
including any supporting tests, studies,
or other information. Where the nonhazardous secondary material does not
meet the legitimacy criteria, the
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9213
applicant must explain why such nonhazardous secondary material should be
considered a non-waste fuel, balancing
the legitimacy criteria with other
relevant factors.
(2) The Administrator will make a
tentative decision to grant or deny a
petition and will publish notice of such
tentative decision, either in the form of
an advanced notice of proposed
rulemaking, a proposed rule, or a
tentative determination to deny the
petition, in the Federal Register for
written public comment.
(3) Upon the written request of any
interested person, the Administrator
may, at its discretion, hold an informal
public hearing to consider oral
comments on the tentative decision. A
person requesting a hearing must state
the issues to be raised and explain why
written comments would not suffice to
communicate the person’s views. The
Administrator may in any case decide
on its own motion to hold an informal
public hearing.
(4) After evaluating all public
comments the Administrator will make
a final decision by publishing in the
Federal Register a regulatory
amendment or a denial of the petition.
(5) The Administrator will grant or
deny a petition based on the weight of
evidence showing the following:
(i) The non-hazardous secondary
material has not been discarded in the
first instance and is legitimately used as
a fuel in a combustion unit, or if
discarded, has been sufficiently
processed into a material that is
legitimately used as a fuel.
(ii) Where any one of the legitimacy
criteria in § 241.3(d)(1) is not met, that
the use of the non-hazardous secondary
material is integrally tied to the
industrial production process, that the
non-hazardous secondary material is
functionally the same as the comparable
traditional fuel, or other relevant factors
as appropriate.
[FR Doc. 2012–31632 Filed 2–6–13; 8:45 am]
BILLING CODE 6560–50–P
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Agencies
[Federal Register Volume 78, Number 26 (Thursday, February 7, 2013)]
[Rules and Regulations]
[Pages 9111-9213]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-31632]
[[Page 9111]]
Vol. 78
Thursday,
No. 26
February 7, 2013
Part II
Environmental Protection Agency
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40 CFR Parts 60 and 241
Commercial and Industrial Solid Waste Incineration Units:
Reconsideration and Final Amendments; Non-Hazardous Secondary Materials
That Are Solid Waste; Final Rule
Federal Register / Vol. 78, No. 26 / Thursday, February 7, 2013 /
Rules and Regulations
[[Page 9112]]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Parts 60 and 241
[EPA-HQ-OAR-2003-0119 and EPA-HQ-RCRA 2008-0329; FRL-9764-1]
RIN 2060-AR15 and 2050-AG44
Commercial and Industrial Solid Waste Incineration Units:
Reconsideration and Final Amendments; Non-Hazardous Secondary Materials
That Are Solid Waste
AGENCY: Environmental Protection Agency.
ACTION: Final rule; notice of final action on reconsideration.
-----------------------------------------------------------------------
SUMMARY: This action sets forth the EPA's final decision on the issues
for which it granted reconsideration in December 2011, which pertain to
certain aspects of the March 21, 2011, final rule titled ``Standards of
Performance for New Stationary Sources and Emissions Guidelines for
Existing Sources: Commercial and Industrial Solid Waste Incineration
Units'' (CISWI rule). This action also includes our final decision to
deny the requests for reconsideration with respect to all issues raised
in the petitions for reconsideration of the final commercial and
industrial solid waste incineration rule for which we did not grant
reconsideration. Among other things, this final action establishes
effective dates for the standards and makes technical corrections to
the final rule to clarify definitions, references, applicability and
compliance issues. In addition, the EPA is issuing final amendments to
the regulations that were codified by the Non-Hazardous Secondary
Materials rule (NHSM rule). Originally promulgated on March 21, 2011,
the non-hazardous secondary materials rule provides the standards and
procedures for identifying whether non-hazardous secondary materials
are solid waste under the Resource Conservation and Recovery Act when
used as fuels or ingredients in combustion units. The purpose of these
amendments is to clarify several provisions in order to implement the
non-hazardous secondary materials rule as the agency originally
intended.
DATES: The May 18, 2011 (76 FR 28662), delay of the effective date
amending subparts CCCC and DDDD at 76 FR 15703 (March 21, 2011) is
lifted February 7, 2013. The amendments in this rule to 40 CFR part 60,
subpart DDDD, are effective February 7, 2013, and to 40 CFR part 60,
subpart CCCC, are effective August 7, 2013. The amendments in this rule
to 40 CFR part 241 are effective April 8, 2013. The incorporation by
reference of certain publications listed in that rule is effective
February 7, 2013.
ADDRESSES: The EPA established a single docket under Docket ID Number
EPA-HQ-OAR-2003-0119 for this action on the commercial and industrial
solid waste incineration rule. The EPA also established a single docket
under Docket ID Number EPA-HQ-RCRA-2008-0329 for this action on the
non-hazardous secondary materials rule. All documents in the docket are
listed in the https://www.regulations.gov index. Although listed in the
index, some information is not publicly available, e.g., confidential
business information or other information whose disclosure is
restricted by statute. Certain other material, such as copyrighted
material, will be publicly available only in hard copy. Publicly
available docket materials are available either electronically in
https://www.regulations.gov or in hard copy at the EPA Docket Center,
EPA West Building, Room 3334, 1301 Constitution Ave. NW., Washington,
DC. The Public Reading Room is open from 8:30 a.m. to 4:30 p.m., Monday
through Friday, excluding legal holidays. The telephone number for the
Public Reading Room is (202) 566-1744 and the telephone number for the
Docket Center is (202) 566-1742.
FOR FURTHER INFORMATION CONTACT: For further information regarding the
commercial and industrial solid waste incineration reconsideration and
final amendments, contact Ms. Toni Jones, Fuels and Incineration Group,
Sector Policies and Programs Division (E143-05), Environmental
Protection Agency, Research Triangle Park, North Carolina 27711;
telephone number: (919) 541-0316; fax number: (919) 541-3470; email
address: jones.toni@epa.gov, or Ms. Amy Hambrick, Fuels and
Incineration Group, Sector Policies and Programs Division (E143-05),
Environmental Protection Agency, Research Triangle Park, North Carolina
27711; telephone number: (919) 541-0964; fax number: (919) 541-3470;
email address: hambrick.amy@epa.gov.
For further information regarding the Non-Hazardous Secondary
Materials final rule, contact Mr. George Faison, Program Implementation
and Information Division, Office of Resource Conservation and Recovery,
5303P, Environmental Protection Agency, Ariel Rios Building, 1200
Pennsylvania Avenue NW., Washington, DC 20460-0002; telephone number:
703-305-7652; fax number: 703-308-0509; email address:
faison.george@epa.gov.
I. Organization of This Document
The following outline is provided to aid in locating information in
this preamble.
I. Organization of This Document
A. Supplementary Information
B. Does this action apply to me?
C. Where can I get a copy of this document?
D. Judicial Review
E. Executive Summary
II. CISWI Reconsideration and Final Rule
A. Background Information
1. What is the history of the CISWI standards?
2. How is the definition of solid waste addressed in the final
CISWI rule?
3. What is the relationship between this rule and other
combustion rules?
4. What is the response to the vacatur of effective dates?
B. Summary of This Final Rule
1. Subcategories of Affected Units and Emission Standards
2. Fuel Switching Provisions
3. Definitions of Cyclonic Burn Barrels, Burn-off Ovens, Soil
Treatment Units, Laboratory Analysis Units and Space Heaters
4. Affirmative Defense for Malfunction Events
5. Oxygen Correction Requirements and CO Monitoring Requirements
6. Full-load Stack Test Requirement for CO Coupled With
Continuous O2 Monitoring
7. Non-detect Methodology Using Three Times the Detection Level
8. Definitions for Foundry Sand Thermal Reclamation Unit and
Chemical Recovery Unit
9. Definition of Contained Gaseous Material
10. Parametric Monitoring Provisions for Additional Control
Device Types
11. Particulate Matter Continuous Monitoring Provisions for
Large ERUs and Waste-burning Kilns
12. Revised Definition of Waste-burning Kiln
13. Revised Definition of Solid Waste
14. Compliance Dates
15. Revised New Source Performance Standards
C. Summary of Significant Changes Since Proposal
1. Revision of the Subcategories
2. Revisions to the Monitoring Requirements
3. Oxygen Monitoring Requirements
4. Removal of the Definition of Homogeneous Waste
5. Non-detect Methodology Using Three Times the Detection Level
6. Parametric Monitoring for Additional Control Device Types
7. Particulate Matter Continuous Monitoring Provisions for Large
ERUs and Waste-burning Kilns
8. Compliance Dates
9. Definition of Waste-burning Kiln
10. Exemption for Other Solid Waste Incineration (OSWI) Units
D. Technical Corrections and Clarifications
E. Major Public Comments and Responses
F. What other actions are we taking?
[[Page 9113]]
G. What are the impacts associated with the amendments?
1. What are the primary air impacts?
2. What are the water and solid waste impacts?
3. What are the energy impacts?
4. What are the secondary air impacts?
5. What are the cost and economic impacts?
6. What are the benefits?
III. NHSM Final Revisions
A. Statutory Authority
B. NHSM Rule History
C. Introduction--Summary of Regulations Being Finalized
1. Revised Definitions
a. Clean Cellulosic Biomass
b. Contaminants
c. Established Tire Collection Programs
d. Resinated Wood
2. Contaminant Legitimacy Criterion for NHSM Used as Fuels
3. Categorical Non-Waste Determinations for Specific NHSM Used
as Fuels
a. Scrap Tires
b. Resinated Wood
c. Coal Refuse
d. Pulp and Paper Sludge
4. Rulemaking Petition Process for Other Categorical Non-Waste
Determinations (40 CFR 241.4(b))
5. Streamlining of the 40 CFR 241.3(c) Non-Waste Determination
Petition Process
6. Revised Introductory Text for 40 CFR 241.3(a)
D. Comments on the Proposed Rule and Rationale for Final
Decisions
1. Revised Definitions
a. Clean Cellulosic Biomass
b. Contaminants
c. Established Tire Collection Programs
2. Contaminant Legitimacy Criterion for NHSMs Used as Fuels
a. General Comments on the Revised Contaminant Legitimacy
Criterion
b. Grouping of Contaminants
c. Meaning of Designed to Burn
d. Contaminant Comparisons Allowed
3. Categorical Non-Waste Determinations for Specific NHSM Used
as Fuels
a. Scrap Tires
b. Resinated Wood
4. Rulemaking Petition Process for Other Categorical Non-Waste
Determinations (40 CFR 241.4(b))
5. Materials for Which Additional Information was Requested
a. Pulp and Paper Sludge
b. Coal Refuse
c. Manure
d. Other Materials for Which Additional Information was Not
Requested
6. Streamlining of the 40 CFR 241.3(c) Non-Waste Determination
Petition Process
7. Revised Introductory Text for 40 CFR 241.3(a)
E. Cost and Benefits of the Final Rule
IV. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review and
Executive Order 13563: Improving Regulation and Regulatory Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation and Coordination with
Indian Tribal Governments
G. Executive Order 13045: Protection of Children from
Environmental Health Risks and Safety Risks
H. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use
I. National Technology Transfer and Advancement Act
J. Executive Order 12898: Federal Actions to Address
Environmental Justice in Minority Populations and Low-Income
Populations
K. Congressional Review Act
A. Supplementary Information
Acronyms and Abbreviations. The following acronyms and
abbreviations are used in this document.
ACI activated carbon injection
AF&PA American Forest & Paper Association
ANPRM Advanced Notice of Proposed Rulemaking
ANSI American National Standards Institute
APA Administrative Procedure Act
ARIPPA Anthracite Region Independent Power Producers Association
ASME American Society of Mechanical Engineers
AST activated sludge treatment
ASTM American Society for Testing and Materials
ATCM Air Toxic Control Measure
Btu British thermal unit
CAA Clean Air Act
CARB California Air Resources Board
CBI Confidential Business Information
CCA chromated copper arsenate
Cd cadmium
C&D construction & demolition
CDX Central Data Exchange
CFB circulating fluidized bed
CEMS continuous emissions monitoring systems
CERCLA Comprehensive Environmental Response, Compensation, and
Liability Act
CFR Code of Federal Regulations
CISWI Commercial and Industrial Solid Waste Incineration
CO carbon monoxide
CO2 carbon dioxide
Catalyst carbon monoxide oxidation catalyst
Cl2 chlorine gas
CPMS continuous parametric monitoring system
CWA Clean Water Act
D/F dioxin/furan
dscm dry standard cubic meter
DSW Definition of Solid Waste
EG emission guidelines
EJ Environmental Justice
EOM extractable organic matter
EPA U.S. Environmental Protection Agency
ERT Electronic Reporting Tool
ERU energy recovery unit
ESP electrostatic precipitator
FF fabric filters
FR Federal Register
HAP hazardous air pollutants
HCl hydrogen chloride
HF hydrogen fluoride
Hg mercury
HMI hospital, medical and infectious
HMIWI Hospital, Medical and Infectious Waste Incineration
ICR Information Collection Request
Lb pound
LML lowest measured level
Mg milligram
Mn manganese
MACT maximum achievable control technology
MDL method detection level
mg/dscm milligrams per dry standard cubic meter
mmBtu/hr million British thermal units per hour
MSW Municipal Solid Waste
MW megawatts
MWC Municipal Waste Combustor
NAAQS National Ambient Air Quality Standards
NAICS North American Industrial Classification System
NCASI National Council on Air and Stream Improvement
ND nondetect
NESHAP National Emission Standards for Hazardous Air Pollutants
ng/dscm nanograms per dry standard cubic meter
NHSM non-hazardous secondary material(s)
NIST National Institute of Standards and Technology
NOX nitrogen oxides
NSPS New Source Performance Standards
NTTAA National Technology Transfer and Advancement Act
OAQPS Office of Air Quality Planning and Standards
OMB Office of Management and Budget
OSWI Other Solid Waste Incineration
OSWER Office of Solid Waste and Emergency Response
O2 Oxygen
PAH polycyclic aromatic hydrocarbons
Pb lead
PCBs polychlorinated biphenyls
PCDD polychlorinated dibenzodioxins
PCDF polychlorinated dibenzofurans
PIC product of incomplete combustion
PM particulate matter
POM polycyclic organic matter
ppm parts per million
ppmv parts per million by volume
ppmvd parts per million by dry volume
PQL practical quantitation limit
PRA Paper Reduction Act
PS Performance Specification
lb/MMBtu pound per million British thermal units
RCRA Resource Conservation and Recovery Act
RDL reported detection level
RFA Regulatory Flexibility Act
RIA Regulatory Impact Analysis
RIN Regulatory Information Number
RTO regenerative thermal oxidizer
RTR residual risk and technology review
SBA Small Business Administration
SBREFA Small Business Regulatory Enforcement Fairness Act
[[Page 9114]]
SISNOSE Significant Economic Impact on a Substantial Number of Small
Entities
SMCRA Surface Mining Control and Reclamation Act of 1977
SNCR selective noncatalytic reduction
SO2 sulfur dioxide
SSI Sewage Sludge Incineration
SSM startup, shutdown and malfunction
SVOC Semi-Volatile Organic Compound
SWDA Solid Waste Disposal Act
TBtu tera British thermal unit
TEOM Tapered Element Oscillating Microbalance
TEQ Toxic Equivalency
The Court U.S. Court of Appeals for the District of Columbia Circuit
TMB Total Mass Basis
TOX Total Organic Halogens
tpy tons per year
TSM Total Selected Metal
TTN Technology Transfer Network
UCL upper confidence limit
ug/dscm micrograms per dry standard cubic meter
UMRA Unfunded Mandates Reform Act
UL upper limit
UPL upper prediction limit
U.S.C. United States Code
USGS United States Geological Survey
VCS Voluntary Consensus Standards
VOC volatile organic compound
WWW Worldwide Web
B. Does this action apply to me?
Categories and entities potentially affected by this action are
those that operate CISWI units and those that generate potentially
affected NHSMs. The NSPS and EG, hereinafter referred to as
``standards,'' for CISWI affect the following categories of sources:
----------------------------------------------------------------------------------------------------------------
NAICS \1\
Category Code Examples of potentially regulated entities
----------------------------------------------------------------------------------------------------------------
Any industrial or commercial facility using a 211, 212, Oil and Gas Extraction, mining (except oil and
solid waste incinerator. 486 gas); Pipeline Transportation
221 Utilities
321, 322, Wood Product Manufacturing, Paper Manufacturing,
337 Furniture and Related Product Manufacturing
325, 326 Chemical Manufacturing, Plastics and Rubber
Products Manufacturing
327 Nonmetallic Mineral Product Manufacturing,
333, 336 Machinery Manufacturing, Transportation Equipment
Manufacturing
423, 44 Merchant Wholesalers, Durable Goods, Retail Trade
Any facility or entity generating a non 111 Crop Production
hazardous secondary material that may be burned
for fuel or destruction \2\.
112 Animal Production
113 Forestry and Logging
115 Support Activities for Agriculture and Forestry
211 Oil and Gas Extraction
212 Mining (except oil and gas)
221 Utilities
236 Construction of Buildings
311 Food Manufacturing
312 Beverage and Tobacco Product Manufacturing
313 Textile Mills
316 Leather and Allied Product Manufacturing
321 Wood Product Manufacturing
322 Paper Manufacturing
324 Petroleum and Coal Products Manufacturing
325 Chemical Manufacturing
326 Plastics and Rubber Products Manufacturing
327 NonMetallic Mineral Product Manufacturing
331 Primary Metal Manufacturing
332 Fabricated Metal Product Manufacturing
333 Machinery Manufacturing
334 Computer and Electronic Product Manufacturing
336 Transportation Equipment Manufacturing
337 Furniture and Related Product Manufacturing
339 Miscellaneous Manufacturing
423 Merchant Wholesalers, Durable Goods
424 Merchant Wholesalers, Nondurable Goods
44-45 Retail Trade (all categories, including non-store
retailers, vending and direct sellers)
486 Pipeline Transportation
493 Warehousing and Storage
511 Publishing Industries (except internet)
531 Real Estate
541 Professional, Scientific and Technical Services
611 Educational Services
622 Hospitals
623 Nursing and Residential Care Facilities
624 Social Assistance
713930 Boating Clubs with Marinas
721 Accommodation
722 Food Services and Drinking Places
813 Religious, Grantmaking, Civic, Professional and
Similar Organizations
92 Public Administration
----------------------------------------------------------------------------------------------------------------
\1\ North American Industry Classification System.
\2\ Note that some of these NAICS may overlap with institutional facility types where incinerators are regulated
by the Other Solid Waste Incinerators (OSWI) emission guidelines and NSPS.
[[Page 9115]]
This table is not intended to be exhaustive but rather provides a
guide for readers regarding entities likely to be affected by the final
action. To determine whether your facility would be affected by the
final action, you should examine the applicability criteria in 40 CFR
60.2010 of subpart CCCC, 40 CFR 60.2505 of subpart DDDD, and 40 CFR
241. If you have any questions regarding the applicability of the final
action to a particular entity, contact the persons listed in the
preceding FOR FURTHER INFORMATION CONTACT section.
C. Where can I get a copy of this document?
The docket number for the action regarding the CISWI NSPS (40 CFR
part 60, subpart CCCC) and EG (40 CFR part 60, subpart DDDD) is Docket
ID Number EPA-HQ-OAR-2003-0119.
Worldwide Web. In addition to being available in the docket, an
electronic copy of the final action is available on the WWW through the
TTN Web site. Following signature, the EPA posted a copy of the final
action on the TTN's policy and guidance page for newly proposed or
promulgated rules at https://www.epa.gov/ttn/oarpg. The TTN provides
information and technology exchange in various areas of air pollution
control.
D. Judicial Review
Under the CAA section 307(b)(1), judicial review of this final rule
is available only by filing a petition for review in The Court April 8,
2013. Under CAA section 307(d)(7)(B), only an objection to this final
rule that was raised with reasonable specificity during the period for
public comment can be raised during judicial review. This section also
provides a mechanism for us to convene a proceeding for
reconsideration, ``[i]f the person raising an objection can demonstrate
to EPA that it was impracticable to raise such objection within [the
period for public comment] or if the grounds for such objection arose
after the period for public comment (but within the time specified for
judicial review) and if such objection is of central relevance to the
outcome of this rule.'' Any person seeking to make such a demonstration
to us should submit a Petition for Reconsideration to the Office of the
Administrator, Environmental Protection Agency, Room 3000, Ariel Rios
Building, 1200 Pennsylvania Ave. NW., Washington, DC 20004, with a copy
to the persons listed in the preceding FOR FURTHER INFORMATION CONTACT
section, and the Associate General Counsel for the Air and Radiation
Law Office, Office of General Counsel (Mail Code 2344A), Environmental
Protection Agency, 1200 Pennsylvania Ave. NW., Washington, DC 20004.
Note, under CAA section 307(b)(2), the requirements established by this
final rule may not be challenged separately in any civil or criminal
proceedings brought by the EPA to enforce these requirements. Resource
Conservation and Recovery Act sections of the rule would be subject to
judicial review under RCRA.
E. Executive Summary
Purpose of the Regulatory Action
The EPA is promulgating final rules that establish standards for
new and existing CISWI units. Section 129 of the CAA, titled ``Solid
Waste Combustion,'' requires the EPA to develop and adopt standards for
commercial and industrial solid waste incineration units pursuant to
CAA sections 111 and 129. This final rule makes certain revisions to
the final ``Standards of Performance for New Stationary Sources and
Emission Guidelines for Existing Sources: Commercial and Industrial
Solid Waste Incineration Units,'' 76 FR 15704 (March 21, 2011), based
on the issues proposed for reconsideration issues (76 FR 40582) and in
response to public comments on the proposed CISWI reconsideration rule.
On May 18, 2011, the EPA issued a notice that delayed the effective
dates of the March 21, 2011, CISWI rule (the ``Delay Notice''). 76 FR
28662 (May 18, 2011). As the result of that action, the 2000 CISWI rule
remained in effect. The Court vacated the Delay Notice in January 2012.
However, because the Delay Notice delayed the effectiveness of the
CISWI rule from May 2011 through vacatur of that notice in January
2012, the revisions to the 2000 CISWI rule that were finalized in the
2011 CISWI rule were never codified in the CFR, but instead appear as
notes after the corresponding provisions of the 2000 CISWI rule in the
CFR. Although the issues on reconsideration were limited in the
December 2011 CISWI reconsideration proposal, we had to include in that
proposed reconsideration rule all of the regulatory changes that had
been made since the 2000 rule because the 2011 CISWI rule was not
codified in the CFR. Specifically, we included in the December 23,
2011, proposed reconsideration rule all of the regulatory changes the
EPA had made to the 2000 CISWI rule in the 2011 CISWI rule, as well as
the changes to the 2011 CISWI rule that the EPA proposed to make on
reconsideration. In response to the Court's vacatur of the Delay Notice
in January 2012, this final action lifts the delay of effectiveness so
that the CFR can be revised to properly reflect the revisions to the
2000 CISWI rule that were finalized in the 2011 CISWI rule. This final
action also contains regulatory text that amends the 2011 CISWI rule to
address the reconsideration. Therefore, this final rule's amendatory
language differs from that of the December 2011 reconsideration
proposal as it amends the 2011 CISWI rule instead of the 2000 CISWI
rule. This change to the amendatory baseline in no way alters our
limitation of the issues for comment for which we granted
reconsideration. We have provided in the CISWI docket a redline/
strikeout file of the 2000 CISWI rule to help implementing agencies and
affected sources to identify the sum total of the revisions made to the
2000 CISWI rule through today's final notice pursuant to the 2011 CISWI
rule and this final action.
Summary of Major Provisions for the Final Reconsideration Rule
In general, the final rule establishes revised numeric emission
limits for some new and existing CISWI units for certain of the nine
pollutants listed in section 129(a)(4) of the CAA.\1\
---------------------------------------------------------------------------
\1\ The nine pollutants for which we must issue emission
standards under section 129 are: PM, SO2, HCl,
NOX, CO, Pb, Cd, Hg, D/F. CAA section 129(a)(4).
---------------------------------------------------------------------------
The EPA established or revised standards for four subcategories of
CISWI units in the 2011 CISWI rule: incinerators; small remote
incinerators; ERUs; and waste-burning kilns. The 2011 CISWI rule also
included two subcategories of ERUs. In this final rule, we have further
subcategorized ERUs and subcategorized waste-burning kilns based on
design type differences. Thus, the final rule includes three
subcategories of ERUs and separate CO limits for two subcategories of
waste-burning kilns.
We have further revised some of the CISWI limits proposed in the
reconsideration notice in response to comments on CO span methodology
and because we incorporated additional data, including new data
submitted during the comment period. These changes primarily affect the
ERU and waste-burning kiln subcategories but also affect some of the
limits in each of the four subcategories.
To ensure compliance with the emission limits, this final rule
establishes stack testing and continuous monitoring requirements. The
rule allows sources to use CEMS if an owner
[[Page 9116]]
or operator chooses to do so. Continuous parameters and emissions
levels (if used) are measured as either a 3-hour block or a 30-day
rolling average basis, depending on the parameter being measured and
the subcategory of CISWI.
Since sources may choose to cease or start combusting solid waste
at any time due to market conditions or for other reasons, the final
rule contains provisions that specify the steps necessary for sources
to switch applicability between this final rule and other applicable
emission standards issued pursuant to CAA section 112. This rule also
contains revisions to some of the monitoring, recordkeeping and
reporting requirements.
The date existing sources must comply with the final CISWI rule
depends primarily on state plan approval but may be no later than the
date 5 years after publication of this final rule in the Federal
Register. For new sources, the effective date is either August 7, 2013,
or the date of startup of the source, whichever is later. New sources
are defined as sources that began construction on or after June 4,
2010, or commenced reconstruction or modification after August 7, 2013.
Costs and Benefits
The final rule affects 106 existing sources located at 76
facilities. The EPA projects an additional incinerator and five
additional small remote incinerators to be subject to this rule over
the next 5 years. This final rule applies to facilities in multiple
sectors of our economy including small entities. Table 1 of this
preamble summarizes the costs and benefits associated with this final
rule. Note, these are the costs and benefits of the final 2011 CISWI
rule as amended by today's final rule and replace the costs and
benefits presented in the March 2011 final rule. For comparison, the
2011 final rule, at a 7 percent discount rate, had costs of $218
million and monetized benefits of $320 to $790 million (2008 dollars).
(However, because the February 2011 RIA did not incorporate the final
engineering costs and emission reductions estimates, it reported costs
of $280 million and monetized benefits of $310 to $750 million (2008
dollars)).A more detailed discussion of the costs and benefits of this
final rule is provided in section II.G of this preamble.
Table 1--Summary of the Monetized Benefits, Social Costs and Net
Benefits for the Final CISWI NSPS and EG In 2015
[Millions of 2008$]\1\
------------------------------------------------------------------------
3 Percent discount 7 Percent discount
rate rate
------------------------------------------------------------------------
Total Monetized Benefits\2\. $420 to $1,000 $380 to $930
Total Social Costs\3\....... $258 $258
Net Benefits................ $160 to $770 $120 to $670
------------------------------------------------------------------------
Health effects from exposure to HAP 780
tons of HCl, 2.5 tons of lead, 1.8 tons of
Cd, 680 pounds of Hg, and 58 grams of
dioxins/furans).
Non-monetized Benefits...... Health effects from exposure to criteria
pollutants (20,000 tons of CO[ihel2] 6,300
tons of SO[ihel2], 5,400 tons of
NO[ihel2], and secondary formation of
ozone).
Ecosystem effects.
Visibility impairment.
------------------------------------------------------------------------
\1\ All estimates are for the implementation year (2015) and are rounded
to two significant figures. These results reflect the lowest cost
disposal assumption.
\2\ The total monetized benefits reflect the human health benefits
associated with reducing exposure to PM2.5 through reductions of PM2.5
precursors such as directly emitted particles, SO[ihel2], and NOX. It
is important to note that the monetized benefits include many but not
all health effects associated with PM2.5 exposure. Monetized benefits
are shown as a range from Pope, et al. (2002) to Laden, et al. (2006).
These models assume that all fine particles, regardless of their
chemical composition, are equally potent in causing premature
mortality because the scientific evidence is not yet sufficient to
allow differentiation of effect estimates by particle type.
\3\ The methodology used to estimate social costs for 1 year in the
multimarket model using surplus changes results in the same social
costs for both discount rates.
II. CISWI Reconsideration and Final Rule
A. Background Information
1. What is the history of the CISWI standards?
On December 1, 2000, the EPA promulgated NSPS and EG for CISWI
units (60 FR 75338), hereinafter referred to as the 2000 CISWI rule. On
January 30, 2001, the Sierra Club filed a petition for review in the
Court challenging the EPA's final CISWI rule. On August 17, 2001, the
EPA granted a Request for Reconsideration, pursuant to CAA section
307(d)(7)(B), submitted on behalf of the National Wildlife Federation
and the Louisiana Environmental Action Network, related to the
definition of ``commercial and industrial solid waste incineration
unit'' and ``commercial or industrial waste'' in the 2000 CISWI rule.
In granting the petition for reconsideration, the EPA agreed to
undertake further notice and comment proceedings related to these
definitions. On September 6, 2001, the Court entered an order granting
the EPA's motion for a voluntary remand of the CISWI rule, without
vacatur. The EPA requested a voluntary remand of the final CISWI rule
to address concerns related to the EPA's procedures for establishing
MACT floors for CISWI units in light of the Court's decision in Cement
Kiln Recycling Coalition v. EPA, 255 F.3d 855 (DC Cir. 2001)(Cement
Kiln). Neither the EPA's granting of the petition for reconsideration,
nor the Court's order granting a voluntary remand, stayed, vacated or
otherwise influenced the effectiveness of the 2000 CISWI rule.
Therefore, the remand order had no effect on the effectiveness of the
2000 CISWI rule.
On February 17, 2004, the EPA published a proposed rule (CISWI
Definitions Rule) soliciting comments on the definitions of ``solid
waste,'' ``commercial and industrial waste,'' and ``commercial and
industrial solid waste
[[Page 9117]]
incineration unit.'' On September 22, 2005, the EPA published in the
Federal Register the final rule reflecting our decisions with respect
to the CISWI Definitions Rule. The rule was challenged and, on June 8,
2007, the Court vacated and remanded the CISWI Definitions Rule. In
vacating the rule, the Court found that CAA section 129 unambiguously
includes among the incineration units subject to its standards, any
facility that combusts any solid waste material, subject to four
statutory exceptions. While the Court vacated the CISWI Definitions
Rule, the 2000 CISWI rule remained in effect.
On March 21, 2011, the EPA promulgated revised NSPS and EG for
CISWI units (76 FR 15704)(2011 CISWI rule). That action constituted a
partial response to the voluntary remand of the 2000 CISWI rule and to
the 2007 vacatur and remand of the CISWI Definitions Rule. In addition,
the EPA addressed the 5-year technology review that is required under
CAA section 129(a)(5). On the same day, the EPA issued a notice that it
intended to reconsider certain aspects of the 2011 CISWI rule that
warrant further opportunity for public comment (76 FR 15266).
Following promulgation of the 2011 CISWI rule, the EPA received
petitions for reconsideration from the following organizations
(``Petitioners''): Alaska Oil and Gas Association/Alaska Miners
Association/ConocoPhillips (AOGA), American Chemistry Council (ACC),
American Foundry Society (AFS), American Iron and Steel Institute
(AISI) and American Coke and Coal Chemicals Institute (ACCCI),
Anthracite Region Independent Power Producers Association (ARIPPA),
American Petroleum Institute (API) and National Petrochemical and
Refiners Association (NPRA), Auto Industry Forum (AIF), Citizens Energy
Group (CEG), Council of Industrial Boiler Owners (CIBO), Earthjustice/
Sierra Club, Edison Mission Energy, Hovensa L.L.C. and Tesoro Hawaii
Corp., Industry Coalition (AF&PA et al.), JELD-WEN Inc., Portland
Cement Association (PCA), Renovar Energy Corp., and Waste Management
Inc. (WM). Copies of these petitions are provided in the docket (see
Docket ID Number EPA-HQ-OAR-2003-0119). Petitioners, pursuant to CAA
section 307(d)(7)(B), requested that the EPA reconsider numerous
provisions in the 2011 CISWI rule.
On May 18, 2011, the EPA issued a notice to postpone the effective
dates of the March 21, 2011, final CISWI rule. This notice also
requested that the public submit additional data and information to the
EPA by July 15, 2011, for review and consideration in the
reconsideration proceedings.
On December 23, 2011, the EPA published a proposed rule soliciting
comment on the issues on which the EPA was granting reconsideration. In
March 2011, the EPA had publically stated its intent to reconsider some
of these issues. 76 FR 15266. The EPA limited comment in the December
23, 2011, proposed rule to the specific issues on which it was granting
reconsideration which included the following:
Revising the subcategories and emission limits for ERUs
and waste-burning kilns to reflect updated inventories and additional
data.
Establishing limitations on fuel switching provisions.
Definitions of cyclonic burn barrels, burn-off ovens, soil
treatment units, laboratory analysis units and space heaters from CISWI
subcategories.
Providing an affirmative defense for malfunction events.
Revisions to the CO monitoring requirements.
Establishing a full-load stack test requirement for CO
coupled with continuous O2 (trim) monitoring.
Establishing a definition of ``homogeneous waste.''
Responding to comments on the 2011 CISWI rule regarding
the use of fuel variability in emission limit calculations.
Responding to comments on the 2011 CISWI rule regarding
the review of D/F data and non-detect methodology using three times the
detection level.
Responding to comments on the 2011 CISWI rule regarding
providing an option for sources to use emissions averaging to
demonstrate compliance.
Establishing a definition for foundry sand thermal
reclamation unit.
Reinstating the definition of contained gaseous material.
Revising the definition of chemical recovery unit.
Allowing for the use of feed stream analysis or other
supplemental information to demonstrate compliance.
Responding to comments on the 2011 CISWI rule regarding
providing percent reduction alternative standards.
Providing parametric monitoring provisions for additional
control device types.
Revisions to the continuous monitoring provisions for
large ERUs.
Extending effective dates.
Technical corrections and clarifications.
2. How is the definition of solid waste addressed in the final CISWI
rule?
The RCRA definition of solid waste is integral in defining the
CISWI source category. The EPA defines NHSMs that are solid waste under
RCRA in the final ``Identification of Non-Hazardous Secondary Materials
That Are Solid Waste'' Rulemaking. In an action parallel to the March
21, 2011, final CISWI rule, the EPA promulgated a final rule that
identifies whether NHSMs are or are not solid waste when used as fuels
or ingredients in combustion units. That action, hereinafter referred
to as the ``2011 NHSM final rule,'' is relevant to the final CISWI rule
because some ERUs and waste-burning kilns combust, in their combustion
units, secondary materials that are solid waste under the 2011 NHSM
final rule. Commercial and industrial units that combust solid waste
are subject to standards issued pursuant to CAA section 129, rather
than to standards issued pursuant to CAA section 112 that would
otherwise be applicable to such units (e.g., units that would be
boilers, process heaters or cement kilns if they were not combusting
solid waste).
3. What is the relationship between this rule and other combustion
rules?
These amendments address the combustion of solid waste materials
(as defined by the Administrator under RCRA in the NHSM Definition
rule) in combustion units at commercial and industrial facilities. If
an owner or operator of a CISWI unit permanently ceases combusting
solid waste, the affected unit would no longer be subject to the CISWI
rule because the unit would not be a solid waste incineration unit
subject to standards under CAA section 129. Standards issued pursuant
to section 112 of the CAA may apply to CISWI units that cease
combusting solid waste. For example, CAA section 112 standards
applicable to boilers and process heaters at major sources and boilers
at area sources would apply to boilers and process heaters that cease
combusting solid waste. Boilers and process heaters that are located at
commercial and industrial facilities and that combust solid waste are
subject to CISWI as ERUs. The EPA has also finalized the CAA section
112 standards for the Portland Cement Manufacturing Industry (75 FR
21136, September 9, 2010). Cement kilns combusting solid waste are
waste-burning kilns subject to CISWI, not the otherwise applicable CAA
section 112 standards.
4. What is the response to the vacatur of effective dates?
On January 9, 2012, the Court vacated the May 18, 2011, Delay
Notice, which delayed the effective dates of the 2011 CISWI rule. On
February 7, 2012, the EPA issued a no action assurance letter
[[Page 9118]]
regarding certain notification deadlines in the March 2011 CISWI rule.
The EPA has conducted outreach to each EPA Regional Office and it
has not found any new CISWI units that commenced construction since the
proposed CISWI rule was published on June 10, 2010. The CAA defines a
``new source,'' in part, as any source that commences construction
after the publication date of proposed CAA section 111 and 129
standards\2\ CAA section 129(g)(2). Based on our outreach efforts, we
do not believe there are any CISWI units that are in noncompliance with
the NSPS contained in the final 2011 CISWI rule.
---------------------------------------------------------------------------
\2\ The date for determining whether a source is a ``new''
source is the publication date of the proposed standards. The final
rule and reconsideration proposal contained a typographical error in
40 CFR 60.2015(a)(1) that did not specify the June 4, 2010, proposal
date.
---------------------------------------------------------------------------
As explained above, today's final rule amendatory text reflects
changes to the 2011 CISWI rule, not the 2000 CISWI rule as in the
reconsideration proposal notice. We have provided in the CISWI docket a
redline/strikeout file of the 2000 CISWI rule to help implementing
agencies and affected sources to identify the sum total of the
revisions made to the 2000 CISWI rule pursuant to the 2011 CISWI rule
and this final action.
B. Summary of This Final Rule
As stated above, the December 23, 2011, proposed rule addressed
specific issues and provisions the EPA identified for reconsideration.
This summary of the final rule reflects the agency's final action in
regards to those provisions identified for reconsideration and on other
discrete matters identified in response to comments or data received
during the comment period. Information on other provisions and issues
not proposed for reconsideration is contained in the notice and record
for the 2011 CISWI rule. 76 FR 15704 (March 21, 2011).
1. Subcategories of Affected Units and Emission Standards
This final rule defines a CISWI unit, in part, as any combustion
unit at a commercial or industrial facility that is used to combust
solid waste (as defined under RCRA)(40 CFR 60.2265 (NSPS) and 60.2875
(EG)). We have established standards in this final rule for the
following four subcategories of CISWI units: Incinerators (i.e., units
designed to burn discarded waste materials for the purpose of
disposal); small, remote incinerators; ERUs (i.e., units that would be
boilers or process heaters if they did not combust solid waste); and
waste burning kilns (i.e., units that would be cement kilns if they did
not combust solid waste). We have further subcategorized ERUs into
three subcategories and waste burning kilns into two subcategories for
CO emission limits only. Changes to the subcategories made since
proposal are discussed below in section II.C of this preamble:
``Summary of Significant Changes Since Proposal.''
The final rule emission limits for new and existing sources in the
solid-fuel burning ERU subcategory and the waste-burning kilns
subcategories were revised based on changes to the inventories for
those subcategories as discussed below in section II.C of this
preamble: ``Summary of Significant Changes Since Proposal.'' Tables 2
and 3 of this preamble present the final emission limits for all
subcategories for existing and new sources, respectively.
Table 2--Comparison of Existing Source MACT Floor Limits for 2000 CISWI Rule and the Final MACT Floor Limits
--------------------------------------------------------------------------------------------------------------------------------------------------------
CISWI Subcategories
Incinerators --------------------------------------------------------------------------------------------------
Pollutant (units) \a\ (2000 CISWI ERUs--Liquid/ Small, remote
limit) Incinerators ERUs--Solids Gas Waste-burning kilns incinerators
--------------------------------------------------------------------------------------------------------------------------------------------------------
HCl (ppmv)........................... 62 29 0.20 (biomass units)/13 \b\ 14 \b\ 3.0................ 300
(coal units).
CO (ppmv)............................ 157 17 260 (biomass units)/95 35 110 (long kilns)/790 64
(coal units). (preheater/
precalciner).
Pb (mg/dscm)......................... 0.04 0.015 0.014\b\ (biomass units)/ 0.096 0.014 \b\.............. 2.1
0.14 \b\ (coal units).
Cd (mg/dscm)......................... 0.004 0.0026 0.0014 \b\ (biomass 0.023 0.0014 \b\............. 0.95
units)/0.0095 (coal
units).
Hg (mg/dscm)......................... 0.47 0.0048 0.0022 (biomass units)/ \b\ 0.0024 0.011 \b\.............. 0.0053
0.016 (coal units).
PM, filterable (mg/dscm)............. 70 34 11 (biomass units)/160 110 4.6.................... 270
(coal units).
Dioxin, furans, total (ng/dscm)...... (no limit) 4.6 0.52 \b\ (biomass units)/ \b\ 2.9 1.3.................... 4,400
5.1 \b\ (coal units).
Dioxin, furans, TEQ (ng/dscm)........ 0.41 0.13 0.12 (biomass units)/ \b\ 0.32 0.075 \b\.............. 180
0.075 \b\ (coal units).
NOX (ppmv)........................... 388 53 290 (biomass units)/ 340 76 630.................... 190
(coal units).
SO2 (ppmv)........................... 20 11 7.3 (biomass units)/650 720 600.................... 150
(coal units).
--------------------------------------------------------------------------------------------------------------------------------------------------------
\a\ All emission limits are expressed as concentrations corrected to 7 percent O2.
\b\ See the memorandum in the CISWI docket ``CISWI Emission Limit Calculations for Existing and New Sources for the Reconsideration Final Rule'' for
details on this calculation.
[[Page 9119]]
Table 3--Comparison of New Source MACT Floor Limits for 2000 CISWI Rule and the Final MACT Floor Limits
--------------------------------------------------------------------------------------------------------------------------------------------------------
Final CISWI subcategories
Incinerators --------------------------------------------------------------------------------------------------
Pollutant (units) \a\ (2000 limit) ERUs--Liquid/ Small, remote
Incinerators ERUs--Solids Gas Waste-burning kilns incinerators
--------------------------------------------------------------------------------------------------------------------------------------------------------
HCl (ppmv)........................... 62 0.091 \c\0.20 (biomass units)/ \b\ 14 3.0 \b\................ 200
13 (coal units).
CO (ppmv)............................ 157 17 240 (biomass units)/95 35 90 (long kilns)/190 13
(coal units). (preheater/
precalciner).
Pb (mg/dscm)......................... 0.04 \b\ 0.015 0.014 \b\ (biomass 0.096 0.014 \b\.............. 2.0
units)/0.14 \b\ (coal
units).
Cd (mg/dscm)......................... 0.004 0.0023 0.0014 \c\ (biomass 0.023 0.0014 \b\............. 0.67
units)/0.0095 (coal
units).
Hg (mg/dscm)......................... 0.47 \b\ 0.00084 0.0022 \c\ (biomass \d\ 0.00056 0.0037\b\.............. 0.0035
units)/0.016(coal
units).
PM, filterable (mg/dscm)............. 70 18 5.1 (biomass units)/160 110 2.2.................... \c\ 270
(coal units).
Dioxin, furans, total (ng/dscm)...... (no limit) \b\ 0.58 0.52 \b\ (biomass units)/ (no limit) 0.51 \b\............... 1,800
5.1 \b\ (coal units).
Dioxin, furans, TEQ (ng/dscm)........ 0.41 0.13 0.076 \b\ (biomass \d\ 0.093 0.075 \b\.............. 31
units)/0.075 \b\ (coal
units).
NOX (ppmv)........................... 388 23 290 \c\ (biomass units)/ 76 200 \b\................ 170
340 (coal units).
SO2 (ppmv)........................... 20 \c\ 11 7.3 \c\ (biomass units)/ 720 28..................... 1.2
650 (coal units).
--------------------------------------------------------------------------------------------------------------------------------------------------------
\a\ All emission limits are measured at 7 percent O2.
\b\ See the memorandum ``CISWI Emission Limit Calculations for Existing and New Sources for the Reconsideration Final Rule'' for details on this
calculation.
\c\ The NSPS limit equals the EG limit. The EG limit was selected as the NSPS limit.
\d\ D/F TEQ and Hg limits for ERUs--liquid/gas were replaced with D/F TEQ limits for liquid fuel major source boilers. See ``CISWI Emission Limit
Calculations for Existing and New Sources for the Reconsideration Final Rule'' for details.
\e\ SO[ihel2] limits for Waste-burning kilns were replaced with SO[ihel2] limits for Portland Cement NSPS kilns. See ``CISWI Emission Limit Calculations
for Existing and New Sources for the Reconsideration Final Rule'' for details.
2. Fuel Switching Provisions
The EPA is finalizing the proposed fuel switching provisions that
address the situation where CISWI units cease combusting solid waste,
and where existing commercial and industrial combustion units begin
combusting solid waste (40 CFR 60.2330 for existing units and 40 CFR
60.2710 for new units). Units that cease combusting solid waste remain
subject to CISWI for at least 6 months after solid waste is last added
to the combustion chamber. After 6 months, sources must either comply
with any applicable section 112 standard or, if they intend to combust
solid waste in the future, opt to remain subject to CISWI and continue
to comply with the applicable provisions. Combustion units located at
commercial or industrial facilities that begin combusting solid waste
are solid waste incineration units on the date they begin combusting
solid waste. Existing units that begin combusting solid waste within 6
months of the effective date of the CISWI EG must comply with the
standards on the effective date of those standards. Existing units that
begin combusting solid waste after the effective date of the CISWI EG
must comply with those standards at the time the unit begins combusting
solid waste.
3. Definitions of Cyclonic Burn Barrels, Burn-off Ovens, Soil Treatment
Units, Laboratory Analysis Units and Space Heaters
We are finalizing the proposed definitions for cyclonic burn
barrels, burn-off ovens, soil treatment units, and laboratory analysis
units. We have revised the proposed definition for space heaters to
clarify applicability for units that meet the requirements of 40 CFR
part 279. The final definitions describe the types of units and state
that these different types of units are not incinerators, small remote
incinerators, ERUs, or waste burning kilns. The EPA is including these
definitions in the final rule to differentiate these units from the
units for which the agency established standards in the 2011 CISWI rule
and this final action.
4. Affirmative Defense for Malfunction Events
The EPA is retaining in the final rule the proposed affirmative
defense to civil penalties for malfunction events. The EPA first
included an affirmative defense in the 2011 final rule in an attempt to
balance a tension, inherent in many types of air regulation, to ensure
adequate compliance while simultaneously recognizing that despite the
most diligent of efforts, emission standards may be violated under
circumstances beyond the control of the source. This final
reconsideration attempts to add clarification to the affirmative
defense by revising some of the regulatory provisions that specify the
elements that are necessary to establish this affirmative defense as
proposed--with minor changes from proposal described later in this
section.
Sources are required to comply with the CISWI standards at all
times, and the EPA recognizes that even equipment that is properly
designed and maintained can sometimes fail and that such failure may
cause an exceedance of the relevant standard. The EPA must establish
emission standards that ``limit the quantity, rate, or concentration of
emissions of air pollutants on a continuous basis.'' 42 U.S.C. 7602(k)
(defining ``emission limitation and emission standard''). See generally
Sierra Club v. EPA, 551 F.3d 1019, 1021 (D.C. Cir. 2008.) The
affirmative defense for malfunction events meets this requirement by
ensuring that even where there is a malfunction, the emission standard
is still enforceable through injunctive relief. See generally, Luminant
Generation Co. v. EPA, 2012 U.S. App. LEXIS 15722 (5th Cir. 2012)
[[Page 9120]]
(upholding EPA's approval of affirmative defense provisions in a CAA
State Implementation Plan). While ``continuous'' standards, on the one
hand, are required, there is also case law indicating that in many
situations it is appropriate for the EPA to account for the practical
realities of technology. For example, in Essex Chemical v. Ruckelshaus,
486 F.2d 427, 433 (D.C. Cir. 1973), the D.C. Circuit acknowledged that
in setting standards under CAA section 111 ``variant provisions'' such
as provisions allowing for upsets during startup, shutdown and
equipment malfunction ``appear necessary to preserve the reasonableness
of the standards as a whole and that the record does not support the
`never to be exceeded' standard currently in force.'' See also,
Portland Cement Association v. Ruckelshaus, 486 F.2d 375 (D.C. Cir.
1973). Though intervening case law such as Sierra Club v. EPA and the
CAA 1977 amendments call into question the relevance of these cases
today, they support the EPA's view that a system that incorporates some
level of flexibility is reasonable.
The affirmative defense provisions allow sources to avoid civil
penalties for exceedances caused by a malfunction event if the source
demonstrates by a preponderance of the evidence that the malfunction
event meets the definition of malfunction in 40 CFR 60.2. By
incorporating an affirmative defense, the EPA has formalized its
approach to upset events beyond the control of the source. In a Clean
Water Act setting, the Ninth Circuit required this type of formalized
approach when regulating ``upsets beyond the control of the permit
holder.'' Marathon Oil Co. v. EPA, 564 F.2d 1253, 1272-73 (9th Cir.
1977). See also, Mont. Sulphur & Chem. Co. v. United States EPA, 2012
U.S. App. LEXIS 1056 (Jan 19, 2012) (rejecting industry argument that
reliance on the affirmative defense was not adequate). But see,
Weyerhaeuser Co. v. Costle, 590 F.2d 1011, 1057-58 (D.C. Cir. 1978)
(holding that an informal approach is adequate). The affirmative
defense provisions give the EPA the flexibility to both ensure that its
emission standards are ``continuous'' as required by 42 U.S.C. 7602(k),
and account for unplanned upsets and thus support the reasonableness of
the standard as a whole. In addition, the affirmative defense
provisions are designed to ensure that steps are taken to correct the
malfunction, minimize emissions during the malfunction, and prevent
future malfunctions.
We are promulgating revisions to the affirmative defense provisions
in section 60.2120 and 60.2685 as described at proposal (76 FR 80461)
and making some minor additional revisions. The terms ``exceedance''
and ``excess emissions'' and ``applicable emission limitations were
being exceeded'' were replaced with the term ``violation'' to more
accurately reflect that the affirmative defense is only available when
there has been a violation of the standard. The phrase ``emission
limit'' was changed to ``emission standards'' to reflect that the
affirmative defense could be applicable to certain work practice
standards. The word ``however'' was removed to incorporate more plain
language into the regulation. The term ``notification'' was changed to
``reporting'' to reflect that the root cause analysis required under
affirmative defense would be submitted with other periodic reporting.
The term ``and monitoring'' was deleted because monitoring malfunctions
are defined differently than malfunctions of process and control units
and the affirmative defense is intended to apply to malfunctions to
affected units that cause a failure to meet an emission standard. In
multiple instances the word ``were'' was changed to ``was'' to improve
the clarity of a provision. The term ``facility'' was changed to
``affected source'' to clarify that the affected source regulated by
the rule must be operated in a manner consistent with good practices
for minimizing emissions versus the entire facility. The phrase ``off
shift and overtime labor were used, to the extent practicable to make
these repairs'' was removed. The EPA no longer believes the language
concerning the use of off-shift and overtime labor is necessary because
the regulation requires that to establish the affirmative defense the
owner must prove by a preponderance of the evidence that repairs were
made as expeditiously as possible when a violation occurs. Although we
believe that use of off-shift or overtime labor could be cited as
evidence that the owner or operator expedited repairs, we do not
believe this level of detail is necessary in the regulatory text. The
written report required when asserting an affirmative defense was
changed from a separate ``semiannual'' report to a report that is
submitted with the first periodic compliance, deviation report, or
excess emission report due after the event. Lastly, the requirement to
notify the Administrator by telephone or facsimile within two business
days'' was removed when we refined the affirmative defense reporting
requirements based upon comments received.
5. Oxygen Correction Requirements and CO Monitoring Requirements
We are finalizing provisions for calculating the 30-day CO rolling
average that allow uncorrected CEMS reading to be used during the
period of operation from a cold start to bring the combustion unit up
to minimal normal operating temperature. We are also allowing
uncorrected CEMS readings to be used in 30-day average calculations for
the period of operation following the last waste material (or material
feed for waste burning kilns) being fed to the combustion unit during
shutdown procedures of the unit. For every type of CISWI unit except
waste-burning kilns, the period of time allowed for uncorrected CEMS
data during a startup shall be 48 hours or less per startup event and
shall be 24 hours or less for each shutdown event. For waste-burning
kilns, the period of startup begins when the kiln's induced draft fan
is turned on and fuel is being combusted and continues until continuous
feed is introduced into the kiln, at which time the kiln is in normal
operating mode. Shutdown begins when feed to the kiln is halted.
Sources must indicate in the CEMS data records which CEMS data are
obtained during the startup and shutdown periods. Since the
O2 correction calculation will affect all corrected CEMS
data, we have expanded these provisions in the final rule to allow for
uncorrected CEMS data for any pollutant that sources elect to measure
continuously with CEMS and calculate 30-day rolling averages to
demonstrate continuous compliance.
Additionally, we have finalized removal of continuous CO monitoring
requirements for new and existing ERU units. We are instead requiring
annual CO stack tests and continuous O2 monitoring and we
are allowing CO monitoring with CEMS as a compliance alternative. We
have also removed the continuous CO monitoring requirements for new
CISWI units in the other subcategories, but sources may demonstrate
compliance using CO CEMS if they so choose. The authority to use
uncorrected CEMS data during startup and shutdowns discussed above
applies to all CISWI sources that elect to demonstrate compliance with
any emission limits with a CEMS instead of performing annual stack
tests. Changes to the CO and other optional CEMS monitoring
requirements made since proposal are discussed below in Section II.C of
this preamble: ``Summary of Significant Changes Since Proposal.''
[[Page 9121]]
6. Full-Load Stack Test Requirement for CO Coupled With Continuous
O2 Monitoring
We are finalizing the full-load stack test and continuous
O2 monitoring provisions in today's action that allow
existing sources to use their current O2 analyzer and
O2 trim systems to demonstrate continuous compliance. Based
on comments received, we have made some clarifying changes to these
provisions to be clear that existing O2 trim systems and
O2 monitors may be used to demonstrate continuous
compliance, as well as clarifications on establishing the operating
limits for O2 content. Changes to the continuous
O2 monitoring requirements made since proposal are discussed
below in section II.C of this preamble: ``Summary of Significant
Changes Since Proposal.''
7. Non-Detect Methodology Using Three Times the Detection Level
Since proposal, the EPA continued its review of sampling volumes
and detection levels across various emission testing ICR efforts on
various combustion sources to encompass additional pollutants measured
using EPA Reference Method 29 (See memorandum ``Updated data and
procedure for handling below detection level data in analyzing various
pollutant emissions databases for MACT and RTR emissions limits'' in
the CISWI docket). As a result of this analysis, we have determined
recommended values for three times the RDL that may be used as a
minimum emission limit value that can be accurately measured by most
laboratories for Cd and Pb.\3\
---------------------------------------------------------------------------
\3\ The RDL methodology is consistent with the RDL methodology
outlined in the December 2011 reconsideration proposal. 76 FR 80463.
---------------------------------------------------------------------------
Furthermore, based on comments on our application of this non-
detect methodology approach to CO data measured using instrument
methods, we have made some modifications to the span calculation
approach used in the proposed rule. Changes to the emission limits for
Cd, Pb and the span adjustment calculations for CO made since proposal
are discussed below in section II.C of this preamble: ``Summary of
Significant Changes Since Proposal.''
8. Definitions for Foundry Sand Thermal Reclamation Unit and Chemical
Recovery Unit
We are finalizing the proposed definitions of ``foundry sand
thermal reclamation unit'' and ``chemical recovery unit'' to clarify
that these units are not incinerators, waste-burning kilns, ERUs or
small, remote incinerators under subparts CCCC or DDDD.
9. Definition of Contained Gaseous Material
In today's final rule, we have reintroduced and finalized the
definition for ``contained gaseous material'' as found in the 2000
CISWI rule as proposed. As discussed earlier, the Court's vacatur of
the Delay Notice now requires this definition to be reintroduced since
we are now amending the 2011 CISWI rule instead of making amendments to
the 2000 CISWI rule as when we published the December 2011
reconsideration proposal.
10. Parametric Monitoring Provisions for Additional Control Device
Types
In the proposed rule, we requested comment on whether there were
additional control device types that we should identify monitoring
provisions for in the rule. We received comments on this topic and, in
today's final rule, are including monitoring provisions for sorbent
injection rate for dry scrubber control devices (40 CFR 60.2165 and 40
CR 60.2730). We have also clarified that sources that elect to use
optional CEMS to monitor continuous compliance for Hg, D/Fs or
NO2 may do so as a substitute for parametric monitoring of
ACI and SNCR control devices, respectively. Changes to the parametric
monitoring provisions made since proposal are discussed below in
section II.C of this preamble: ``Summary of Significant Changes Since
Proposal.''
11. Particulate Matter Continuous Monitoring Provisions for Large ERUs
and Waste-Burning Kilns
In today's rule, we are finalizing some revisions to the monitoring
requirements for ERUs with an annual average heat input rate greater
than 250 MMBtu/hr and extending the same PM continuous monitoring
provisions to waste-burning kilns. In the final 2011 CISWI rule, these
units were required to monitor continuously for PM using a PM CEMS;
however, the PM CEMS technology may not be sufficient to certify
accurate monitor performance in the PM concentration range of the CISWI
biomass ERU and waste-burning kiln limits. Therefore, we are requiring
continuous PM parameter monitoring systems for these units similar to
those being required for major industrial boilers and utility boilers.
The EPA is further requiring that a site-specific parametric operating
limit be established during the performance test, that there be
continuous monitoring of that parametric limit using a PM CPMS, that
four deviations within a 12-month operating period constitute a
violation and trigger immediate corrective action and a Method 5
performance test within 30 days with an additional 15 days to
reestablish a site-specific operating limit.
We have revised all operating parameter averaging for ERU units to
be on a 30-day rolling average and allowed the sorbent injection
parameter to be adjusted for varying ERUs based on load. Changes to the
PM continuous monitoring provisions and operating parameter provisions
made since proposal are discussed below in section II.C of this
preamble: ``Summary of Significant Changes Since Proposal.''
12. Revised Definition of Waste-Burning Kiln
This final rule includes a definition of waste-burning kiln that
has been revised since the March 2011 CISWI Rule. This definition helps
clarify the EPA's intent regarding which types of Portland cement kilns
are considered subject to CISWI standards and which kilns are subject
to the Portland cement NESHAP. Since proposal, some additional language
was added to this definition to further clarify our proposed
definition. Changes to the definition of waste burning kiln made since
proposal are discussed below in section II.C of this preamble:
``Summary of Significant Changes Since Proposal.''
13. Revised Definition of Solid Waste
In the March 21, 2011, final CISWI rule, we removed the definition
of solid waste that was present in the 2000 CISWI Rule in light of the
definition of solid waste in the final NHSM rule. Because applicability
of section 129 hinges on sources combusting solid waste, we believe it
is appropriate to include a definition of that term in the CISWI rule.
For that reason, the final rule contains a definition of solid waste
that refers to the final NHSM rule at 40 CFR 241.2.
14. Compliance Dates
In the final rule, we are revising the compliance dates for new and
existing CISWI units to reflect the effective dates of this final rule.
The compliance date for existing sources depends primarily on state
plan approval but may be no later than the date 5 years after
publication of this final rule in the Federal Register. The EG are
implemented through a state implementation plan or a federal plan.
Under the final amendments to the EG, and consistent with the CAA
section 129, revised state plans containing the revised existing source
emission limits
[[Page 9122]]
and other requirements in the final amendments are due within 1 year
after promulgation of the final reconsideration amendments. States must
submit revised state plans to the EPA by February 7, 2014. The EPA will
revise the existing federal plan to incorporate any changes and other
requirements that the EPA has promulgated. The federal plan applies to
CISWI units in any state without an approved state plan. Additional
discussion of the state plan implementation schedule can be found at 76
FR 15711.
For new sources, the compliance date is either August 7, 2013 or
the date of startup of the source, whichever is later. New sources are
defined as sources that began construction on or after June 4, 2010, or
commenced reconstruction or modification after August 7, 2013.
15. Revised New Source Performance Standards
In the 2011 CISWI rule and the proposed reconsideration rule, EPA
determined that the best controlled similar unit under section
129(a)(2) was not a solid waste incineration unit for certain new
source standards. Specifically, the new source limits for certain
pollutants from waste burning kilns and ERUs were based on cement kilns
and boilers, respectively. See memorandum ``CISWI Emission Limit
Calculations for Existing and New Sources'' in the CISWI docket. Both
the industrial boiler NESHAP and the Portland cement NESHAP are being
revised, and additional data has been incorporated into the new source
MACT analyses for those rules. As a result of the new data and
analyses, several of the new source NESHAP limits are being revised and
EPA is changing the following new source limits in CISWI based on the
revised limits in the NESHAPs: NOX for waste-burning kilns,
and Hg and PCDD/PCDF for ERU-liquid/gas units.
C. Summary of Significant Changes Since Proposal
1. Revision of the Subcategories
Energy Recovery Units
In the final 2011 CISWI Rule, we established separate subcategories
based on the types of fuels and wastes ERUs were designed to burn.
Energy Recovery Units (e.g., units that would be boilers and process
heaters but for that fact that they combust solid waste) designed to
burn gaseous fuels and liquids that are solid waste were included in
one primary subcategory and the other primary subcategory was for units
designed to burn solid fuels or predominantly non-coal solid materials.
In the final 2011 CISWI rule, the solid fuel ERU subcategory was
further divided into separate subcategories for coal and biomass units,
with separate limits for CO, NOX and SO2 to
account for significant differences in unit design for these two types
of fuels and the impacts the different unit designs have on emissions
of these pollutants.
Because the public was not afforded an opportunity to comment on
the revision to the ERU subcategory, we identified this as a
reconsideration issue in the March 21, 2011, notice of intent to
reconsider certain aspects of the 2011 CISWI Rule. Certain petitions
for reconsideration supported the further subcategorization of the
solid-fuel ERU subcategory and suggested that all nine emission limits
should be divided between coal and biomass ERUs, instead of only having
different limits for CO, NOX and SO2.
We granted reconsideration of our subcategorization approach for
ERUs and proposed to establish different emission limits for PM, Cd,
Pb, and D/F between coal and biomass units, in addition to establishing
different limits for CO, NOX and SO2. We also
solicited comment on whether we should also subcategorize solid-fuel
ERUs for HCl and Hg.
Based on comments and information received during the comment
period, we have determined that it is appropriate to subcategorize
solid fuel ERUs for all nine CAA section 129 pollutants. We recognize
that there are significant design and operational differences between
biomass and coal ERU units that impact the generation of all nine
regulated pollutants, and, for this reason, we are establishing
separate emission standards for all nine pollutants from coal and
biomass ERUs in this final rule.
In addition, since issuing the proposed reconsideration CISWI rule,
we have received comments and data which allowed us to update our
inventory of ERUs. The inventory adjustments we made more accurately
reflect the inventory of solid waste combustion units. Based on
comments from the operator of the units, we removed three units from
the final rule inventory of biomass ERUs that were determined to be
non-waste burning units and we re-analyzed the emission limits for the
solid-biomass ERU subcategory. The commenter explained that, although
permitted to burn materials that would be considered solid waste, these
units had ceased burning the materials in question several years ago
and would not recommence burning these in the future. Thus, at the time
of testing, these units were not solid waste incineration units. We
also received additional CO emissions data and re-analyzed the
performance of the best-performing ERU in the solid-coal ERU
subcategory. The emission limits in this final rule reflect the new
inventory and emission data received; however, we have used the same
methodology as in the 2011 CISWI rule and December 23, 2011,
reconsideration proposal for establishing the emission limits.
Waste-Burning Kilns
Prior to the reconsideration proposal, the EPA performed an
analysis of the materials being combusted in the entire inventory of
Portland cement kilns in light of the final NHSM rule (See memorandum
``Revised Floors without Kilns that Would have been CISWI Kilns Had the
Solid Waste Definition Applied'' in the CISWI docket). As a result of
this analysis, we added 11 kilns to our inventory of waste-burning
kilns. In addition to this, we further reviewed the Portland cement
emissions test records and identified some additional test data for
kilns that were added to the CISWI inventory following the March 21,
2011, final rule publication. This newly-identified data was extracted
and compiled into the CISWI database, and then the MACT floor emission
limits were re-calculated in the December 23, 2011, proposed rule to
reflect the updated inventory and additional data. Following proposal,
we were also notified of one additional waste-burning kiln and that one
of the kilns in the inventory was not burning waste materials. We made
these adjustments to our inventory, bringing the total waste-burning
kiln inventory to 23 kilns. We recalculated the standards in this final
rule to include all 23 waste burning kilns.
As with the new ERU standards, we have used the same methodology to
establish today's emission limits as we used for the final 2011 CISWI
rule. We have also retained the emissions concentration basis for the
standards. However, Table 4 of this preamble presents the emission
limits for PM, NOX, SO2 and Hg on a production
basis for comparison.
Table 4--Waste-Burning Kiln Emission Limits Expressed in Production
Basis
------------------------------------------------------------------------
Existing New
Pollutant (units) kilns kilns
\a\ \a\
------------------------------------------------------------------------
Hg (lb/MM ton clinker).............................. 58 21
PM (lb/ton clinker)................................. 0.026 0.013
NOX (lb/ton clinker)................................ 6.7 1.5
[[Page 9123]]
SO2 (lb/ton clinker)................................ 8.9 0.4
------------------------------------------------------------------------
\a\ Approximate.
Small Remote Incinerators
After the reconsideration proposal, we received additional
information from stakeholders of additional units in operation and
planned for operation within the next year or two that would qualify as
small remote incinerators. The resulting changes included moving one
unit from the small remote incinerator subcategory to the incinerator
subcategory due to the unit's proximity to a landfill in Alaska. An
additional 15 small remote incinerators were added to our inventory of
existing units, bringing the total of this subcategory to 28 units.
This additional information resulted in changes to the emissions
limits.
2. Revisions to the Monitoring Requirements
After the March 21, 2001 final rule, petitioners identified
computational issues for correcting CO concentration measurements to 7
percent O2 for periods when the O2 content of the
flue gas approaches the ambient air O2 content during
startup and shutdown periods for sources that demonstrate compliance
with the CO limit using CEMS. The equation for the 7 percent
O2 correction is X ppm CO* (20.9-7)/(20.9-%O2 of
flue gas stream). As seen by this equation, as the flue gas stream
O2 content gets closer to 20.9, the value of X is multiplied
by an ever increasing factor. For example, when the stack gas
O2 content is 4 percent, the factor is 0.82. If the stack
gas O2 content is 20 percent, the factor increases to 15.4.
Therefore, a flue gas CO concentration reading of 100 ppm would be
corrected to 82 ppm for a stack gas at 4 percent O2 content,
but would become a 1,540 ppm corrected concentration for a stack gas at
20 percent O2 content. In the extreme, at a 20.8 percent
stack gas concentration (i.e., approximating ambient air O2
content), the same 100 ppm measurement would be corrected to 13,900
ppm.
Petitioners noted that O2 contents relatively close to
ambient air often are maintained during combustion unit startup and
shutdown in order to safely operate the combustion unit. Therefore, CO
readings during these periods would be multiplied by an
uncharacteristically high correction factor, and the resulting
corrected CO concentrations inflated due to the 7 percent O2
correction. Petitioners and commenters presented data that show these
corrected data points would have the potential to drive the 30-day
rolling average values beyond the emission limit for the affected
units, but this would not be an accurate reflection of the CO
emissions.
Petitioners suggested various approaches to remedy this situation,
with one being to not require the 7 percent O2 correction
requirement during unit startup and shutdown for sources that
demonstrate compliance with the CO limit using CEMS. In other words,
the CEMS data as reported at stack gas concentration without
O2 correction would be included in the rolling average
calculations for periods when the combustion unit is either being
started up or shutdown instead of applying the O2 correction
to that data before it is included in the calculation of the 30 day
rolling average. During all other operating periods, the CEMS data
would be corrected to a 7 percent O2 concentration prior to
calculating the rolling average. Stated otherwise, the data obtained
during startup and shutdown, which will not include the 7 percent
O2 correction, will be added to the O2 corrected
data collected during all other periods to calculate the 30-day average
that is used to determine continuous compliance with the applicable CO
limit for sources that demonstrate compliance using CEMS.
Prior to issuing the reconsideration proposal, we received data for
one unit in one subcategory (coal ERUs) that indicated startups usually
occur over a 4-hour period and shutdowns occur over a 1 hour period.
Therefore, we proposed provisions for calculating the 30-day CO rolling
average that would allow the source to use CEMS data that does not
include the O2 correction to be used during the first 4
hours of operation from a cold start and the 1 hour of operation
following the last waste material being fed to the combustion unit
during shutdown procedures of the unit. Since proposal, however, we
received comments on this provision, primarily pointing out that longer
periods are required to protect combustion equipment from rapid
temperature swings, which could cause damage to the fireboxes or kiln
surfaces. Commenters also contended that the limited information
concerning the startup and shutdown periods during which the
O2 correction would not be required did not reflect the
needs for all combustor types or control device configurations. We have
therefore revised the shutdown and startup period of operation to be
more generally applicable to CISWI units. In the case of ERUs,
incinerators and small remote incinerators, we determined that the
startup period should include the times prior to the source reaching
the minimal operating temperature, but in no case longer than 48 hours.
For shutdown, we determined as at proposal that shutdown begins after
the last waste has been fed to the combustor prior to shutdown but we
have revised the final rule to indicate that the shutdown period may
not exceed 24 hours. We have, therefore, specified in the final rule an
UL of 48 hours for startup periods to use uncorrected CEMS data and 24
hours for shutdown periods to use uncorrected CEMS data for ERUs,
incinerators and small remote incinerators. For waste-burning kilns,
these periods are triggered off of material feed to the kiln rather
than solely waste feed. This addresses the fact that kilns, unlike
other CISWI units, are producing product rather than solely disposing
of waste or recovering energy. Therefore, for waste-burning kilns,
startup begins when the kiln's induced fan is turned on and continues
until continuous feed is introduced into the kiln at which time the
kiln is in normal operating mode. Shutdown begins when feed to the kiln
is halted.
As at proposal, sources must indicate in the CEMS data records
which CEMS data are uncorrected because they were obtained during the
startup and shutdown period.
The O2 correction issue described above for CO CEMS data
collected during startup and shutdown applies equally to other
pollutants measured with a CEMS that is corrected to 7 percent
O2. The final CISWI rule allows sources to demonstrate
compliance with any of the standards using CEMS, and, for this reason,
we have expanded authorization to use uncorrected CEMS data during
periods of startup and shutdown to all pollutants for which a source
demonstrates compliance with CEMS. In the final rule, the 7 percent
O2 correction is not required during startup and shutdowns
for any CISWI sources that elect to demonstrate continuous compliance
with any of the emission limits with a CEMS instead of stack tests.
3. Oxygen Monitoring Requirements
At proposal, we included provisions and definitions in an attempt
to ensure that sources would be able to use existing O2
monitoring systems to meet the continuous O2 monitoring
requirements. However, commenters identified potential issues with our
proposed provisions and definitions. To address these commenters'
concerns, we
[[Page 9124]]
have revised the provisions in 40 CFR 60.2165 and 40 CFR 60.2730 to
clarify the methodology for establishing and monitoring the
O2 level. Furthermore, the definition of ``oxygen analyzer
system'' has been revised to clarify the appropriate locations and
nomenclature of possible existing monitoring systems so that their use
to meet these requirements is fully enabled.
4. Removal of the Definition of Homogeneous Waste
The EPA included in the final 2011 CISWI Rule a definition of
homogenous waste and a process for evaluating claims that a particular
waste stream is homogenous. The definition was added to the 2011 CISWI
rule in response to comment. Because the determination of homogeneity
of a waste stream is relevant to applicability of CAA section 129 to
qualifying small power producers and qualifying cogeneration
facilities, we determined it was reasonable to include a definition of
``homogenous waste'' and a process by which sources could obtain a
determination that a waste stream is homogenous from the EPA.
In the 2011 CISWI Rule, the EPA stated that a determination
concerning whether a waste is homogeneous is made on a case-by-case
basis. The EPA added provisions to the CISWI final rule that require
source owners or operators seeking the exemption to submit a request
for a homogeneous waste determination to the EPA, and that they support
their request with information describing the materials to be combusted
and why they believe the waste is homogeneous. The 2011 CISWI rule also
stated that the determination of what constitutes a homogeneous waste
is not delegable to the state or local agencies. In the December 23,
2011, reconsideration proposal, we proposed for comment the definition
of ``homogeneous waste'' and the provisions for making homogeneous
waste determinations that were included in the 2011 CISWI rule.
Commenters generally did not agree with the proposed definition and
provisions for making a homogeneous waste determination, arguing that
the definition and provisions introduced ambiguities and stipulations
that would prevent classification of many materials (including fossil
fuels) as being ``homogeneous.'' We reevaluated the definition and
provisions in light of the comments and determined that the definition
and provisions could be interpreted in a manner that would be unduly
restrictive; however, we also determined that commenters proposed
alternative definitions and provisions were equally problematic.
Therefore, the final rule does not include a definition of
``homogeneous waste''. We are also removing the requirement that
qualifying small power producers and qualifying cogeneration facilities
that combust solid waste obtain a determination from EPA that such
waste is homogenous. Because the final rule does not include a
homogenous waste definition or a process to obtain a determination from
EPA, we believe that it is appropriate to inform the EPA when a unit
qualifies as a small power generator or cogeneration facility as
defined under section 129 because the site specific fact patterns for
different types of waste may vary considerably. Therefore, the final
rule requires qualifying small power producers and qualifying
cogeneration facilities that combust solid waste notify the EPA that
such waste is homogeneous. (40 CFR 60.2020 and 40 CFR 60.2555).
Section 129 states, in part, that the term ``solid waste
incineration unit'' does not include:
* * * qualifying small power production facilities, as defined in
section 796 (17)(C) of title 16, or qualifying cogeneration
facilities, as defined in section 796 (18)(B) of title 16, which
burn homogeneous waste (such as units which burn tires or used oil,
but not including refuse-derived fuel) for the production of
electric energy or in the case of qualifying cogeneration facilities
which burn homogeneous waste for the production of electric energy
and steam or forms of useful energy (such as heat) which are used
for industrial, commercial, heating or cooling purposes * * * CAA
Section 129(g)(1)(B) (emphasis added)
We believe that the parenthetical contained in the exemption that
prohibits refuse derived fuel, which is made from municipal solid
waste, from qualifying as homogenous waste and allows tires and used
oil to qualify as homogenous wastes provides guidance on what
constitutes a homogenous waste. We do not accept industry's assertion
that any waste from a common source is homogeneous, or that in all
cases combining two homogeneous wastes results in a homogeneous waste,
as doing so could result in almost any waste stream being homogenous.
We do not believe that is consistent with the statute. Instead, we
believe Congress intended this exemption to apply only when the waste
stream has a consistent makeup that allows the source and the
enforcement authority to predict the range of emissions from the
combustion of the waste on an ongoing basis.
In keeping with this interpretation, we maintain that the
homogeneous wastes are generally material specific (e.g., tires or used
oil). We believe this means that a homogeneous waste is of known origin
and that it can be identified as a specific material or materials--
using the example in the Act, certain used oils or scrap tires. By
contrast, municipal solid waste can be identified as municipal solid
waste as a general term, but it is not composed of only one or two
specific type of waste; e.g. municipal solid waste cannot be identified
as one specific material or group of materials. Regarding variability
of the composition of homogeneous waste throughout, homogeneous waste
may have variations in composition, but it should generally be within
the range of operations which produce the waste (e.g., size,
contaminant levels, state of matter.) We also believe that off-spec
materials may be homogeneous, even if they are not homogeneous to the
on-spec material, and that, if combusted together, both the on-spec and
off-spec materials may require separate homogenous waste
determinations. We also believe that homogeneous waste should have
predictable known contaminant levels, even if those contaminant levels
vary within a range. We may question the homogeneity of a specific
material if it is adulterated such that it takes on the characteristics
of a different type of waste (e.g., used oil which is so contaminated
with PCB's from a leaking heat exchanger, such that the used oil takes
on the characteristics of a waste PCB stream as opposed to a used oil
stream) or where the BTU value of a waste is so altered that other
fuels must be introduced to ensure combustion and preserve the purpose
of combustion under the exemption, i.e. to produce energy.
5. Non-Detect Methodology Using Three Times the Detection Level
Prior to reconsideration proposal, the EPA conducted a review of
sampling volumes and detection levels across various emission testing
ICR efforts on various combustion sources (See memorandum ``Updated
data and procedure for handling below detection level data in analyzing
various pollutant emissions databases for MACT and RTR emissions
limits'' in the CISWI docket). As a result of this analysis, we
determined recommended values for three times the RDL (3xRDL) that may
be used as a minimum emission limit value that can be accurately
measured by most laboratories. These recommended values were then
compared with calculated emission limits and, if the calculated limit
was less than the recommended 3xRDL, the 3xRDL value was selected as
the limit. Since the December 23, 2011, reconsideration proposal was
published,
[[Page 9125]]
we have continued our review and determined 3xRDL values for additional
metals measured using EPA Reference Method 29. These include
recommended values for Cd and Pb and we have applied this methodology
to those emission limits in addition to the D/F and Hg limits that were
reevaluated in the reconsideration proposal. As discussed in the
reconsideration proposal, the premise for this approach is the same as
described in the final 2011 CISWI rule but using a broader data set to
establish the 3xRDL value. We have not changed the methodology of the
emission limit calculation or tabulation of the three times the
detection limit value that was used in the final 2011 CISWI rule.
Since reconsideration proposal, some commenters have noted that the
EPA Method 5 minimum catch values were below levels established in
similar studies on this reference method. In light of these comments,
we have reconsidered the 1 mg minimum catch value used in the
reconsideration proposal and are now using a 1 mg minimum catch in
establishing the final rule emission limits. Our review and
determination of the 1 mg minimum catch are discussed in ``Minimum
Detection Limit for EPA Method 5'' in the CISWI docket.
In a similar fashion, the CO span adjustment methodology has been
further refined in consideration of comments on the approach used to
adjust CO instrumental test methods readings in reconsideration
proposal. The methodology for adjusting CO emission test run data to
reflect the limitations from the instrument span used at testing is
described in the ``CISWI Emission Limit Calculations for Existing and
New Sources for the Reconsideration Final Rule'' memorandum in the
CISWI docket.
6. Parametric Monitoring for Additional Control Device Types
In the December 23, 2011, reconsideration proposal, we stated that
we believed the control devices with monitoring provisions expressly
identified in the rules should encompass most types of control devices
that we anticipate the various types of CISWI units will use to meet
the emission limits. However, recognizing that a source might want to
employ another type of control that is not addressed, we provided
provisions for sources to petition for specific operating limits for
alternative control devices to be established during a performance
test. These provisions also allow specific operating limits to be
established for CISWI units without any air pollution control devices,
such as for units that employ material balance operating limits in
conjunction with periodic stack testing to demonstrate continuous
compliance.
We also determined that dry sorbent injection (or dry scrubbers)
may be one type of additional control device that CISWI units may
widely use to control acid gases. Commenters agreed with our statement
and encouraged the EPA to identify operating parameters for dry
scrubbing systems in the final rule. We have done so, by both defining
``dry scrubber'' in the rule, and specifying that the sorbent injection
rate must be monitored and maintained at or above the operating rate
established during the HCl performance test (40 CFR 60.2165 and 40 CFR
60.2730). Furthermore, we have determined that the sorbent injection
rate for ERUs can be adjusted to reflect operating loads that are less
than those during the performance testing. Commenters have made
arguments that requiring a high sorbent injection rate during reduced
boiler loads can lead to fouling and plugging issues, especially for
acid gas sorbent injection. To address this particular concern, and to
provide consistency with other industrial boiler rules, we are also
providing this parametric monitoring provision for sorbent injection
air pollution control devices.
Also regarding monitoring, we determined after proposal that we had
not clarified in the rule that sources opting to use CEMS to measure
NOX, Hg or D/F were not required to monitor ACI rates (for
Hg and D/F CEMS-equipped units) or SNCR parameter monitoring (for
NOX CEMS-equipped units). Our intent had been to not require
applicable control device parameter monitoring if a CEMS was in use for
the pollutant being controlled by the device. Control device parameter
monitoring is an acceptable and established method for determining
continuous compliance and it is appropriate to require such monitoring
when coupled with period stack testing. However, direct, continuous
emission measurements with a CEMS are sufficient for determining
compliance for CISWI units without requiring parametric monitoring. In
cases where CEMS data are available to directly measure regulated
pollutants, operating parameter data would be duplicative.
7. Particulate Matter Continuous Monitoring Provisions for Large ERUs
and Waste-Burning Kilns
In today's rule, we are finalizing monitoring requirements for ERUs
with an annual average heat input rate greater than 250 MMBtu/hr. As we
stated in the proposal, recent EPA experience with the utility boiler
source category has led the EPA to allow PM CEMS as an alternative,
rather than a requirement. Industry commenters have maintained that
there were several problems with implementing the monitoring
requirements to demonstrate compliance using a PM CEMS and with the
requirements to conduct a periodic audit of the PM CEMS in accordance
with PS 11 of appendix B and Procedure 2 of appendix F to part 60. As
we discuss in response to these comments later in this preamble (See
II.E), the PM CEMS technology may not be sufficient to certify accurate
monitor performance in the PM concentration range of the CISWI biomass
ERU limits. Furthermore, in related ongoing work on the Portland cement
source category, we realize that similar concerns regarding PM CEMS are
applicable. Therefore, we are also removing PM CEMS (PS-11)
requirements for waste-burning kilns, and instead, requiring PM CEMS
equipment for these units that are used for continuous parametric
monitoring rather than for direct measure of compliance with the
numerical PM emissions limit, similar to those being required for major
industrial boilers and utility boilers. However, PM CEMS (PS-11), are
still allowed as an option for coal ERUs, incinerators and small remote
incinerators, since the emission limits for these subcategories do not
pose the same technical concerns as for biomass ERUs and waste-burning
kilns. To be consistent with these other rules, we have incorporated
30-day rolling averages to be measured with PM CPMS. The EPA is further
requiring that a site-specific parametric operating limit be
established during the performance test, that there be continuous
monitoring of that parametric limit using a PM CPMS, that an exceedance
of that site-specific operating limit be reported as a deviation and
trigger immediate corrective action and a Method 5 performance test
within 45 days.
8. Compliance Dates
At reconsideration proposal, we proposed to extend the compliance
dates for existing units in the incinerator, ERU and waste-burning kiln
subcategories. We are finalizing the revision of the effective dates
for those three subcategories and, based on comments received, we are
also extending the compliance date for units in the small remote
incinerator subcategory. The EPA proposed to amend the standards for CO
for all subcategories of CISWI; to further
[[Page 9126]]
subcategorize certain subcategories; to change several other pollutant
standards for incinerator, ERU and waste burning kilns subcategories;
to change the compliance regime from CEMS-based to stack-test/
parametric-monitoring based for certain pollutants and unit types; and
to change the compliance calculation provisions for sources that are
required or that elect to use CEMS to demonstrate continuous
compliance. These proposed changes may occasion the need for additional
time for sources to study the possibility of different control and
monitoring strategies than would have been considered if we had not
amended the 2011 CISWI rule. New compliance strategies may require time
to implement. New engineering studies may be needed, potential
suppliers identified, a new bidding/procurement process undertaken and
the appropriate construction and operating permits obtained.
Significant plant redesign, in the form of new ductwork and new fan
design and changes in the main control equipment may be needed. See US
EPA, Engineering and Economic Factors Affecting the Installation of
Control Technologies for Multipollutant Strategies, October 2002.
Depending on the type of control, this normally requires 15-27 months.
Multiple control systems may take longer. Id. Installation of controls
normally occurs at times of unit outages, which will likely end up
being at differing times of the year for each of the CISWI
subcategories. For example, for waste-burning kilns, this would occur
during winter months (to coincide with kiln outages during low
production seasons). However, for small remote incinerators, facility
retrofits would need to occur while road access to the site is
available and climatic conditions allow for construction. Also, small
remote incinerators have the additional component of having to increase
the footprint of the site to accommodate additional space for control
devices and waste segregation facilities. This additional permitting
requirement and construction effort is not something other CISWI
subcategories have to face but adds an additional consideration to
developing a compliance strategy. In general, though, the differing
construction constraints for the various subcategories of CISWI likely
mean that there will be a wide variety to the rate of progress towards
compliance for the differing CISWI sources. Further, commenters have
argued that, due to the delay of the final 2011 CISWI rule, uncertainty
on selecting a compliance strategy was created, essentially putting
internal compliance implementation activities on hold until the
reconsideration was complete. As a result of these considerations, we
have finalized extending compliance for all subcategories of CISWI.
Comments on extending the compliance date and our responses to these
comments are found in the ``Summary of Comments and Responses to the
CISWI Reconsideration'' document in the CISWI docket.
The compliance date for existing CISWI sources subject to standards
in this final rule is 5 years after the date of publication of this
final rule or 3 years after the state plan is approved, whichever
happens earlier. This date is being finalized in order to provide
facilities sufficient time to install controls or to make other
compliance-related decisions. However, the CAA section 129(f)(2) does
require that the promulgated standards be effective ``as expeditiously
as practicable after approval of a State plan,'' so that states have
the flexibility to determine that the standards for existing units
within their purview may have a compliance date which is less than the
allowable 3 years following approval of the state plan. For new
sources, the EPA is finalizing the proposed change of the compliance
date to 6 months after the date of publication of the final
reconsideration rule or at startup, whichever is later.
9. Definition of Waste-Burning Kiln
In the December 23, 2011, reconsideration proposal, we proposed
revisions to the definition of ``waste-burning kiln'' to indicate that
the term ``does not include a kiln that is feeding non-hazardous
secondary ingredients exclusively into the cold end of the kiln.'' In
proposing this language, the EPA intended to codify principles set out
in a previous action granting and denying reconsideration of the NESHAP
for Portland cement kilns. See 76 FR 28318, 28322 (May 17, 2011); see
also Memorandum ``Revised Floors Without Kilns That Would Have Been
CISWI Kilns Had the Solid Waste Definition Applied'' (EPA, April 25,
2011) (which memorandum is summarized in the May 17 Federal Register
notice). The May 17, 2011, notice and April 25, 2011, memorandum state
in essence that combustion does not occur in any region of a cement
kiln except the hot end and that cement kiln dust added to the hot end
of a cement kiln also is not combusted since it is inorganic and
essentially inert.
The language used at proposal captured some but not all of these
principles, since it referred only to the ``cold end'' of a cement
kiln, as pointed out by a number of commenters. The EPA is revising the
definition in the final rule to accurately reflect the May 17 preamble
and April 25 memorandum discussion of when combustion occurs in a
cement kiln. In addition, we are adding the fact that combustion in a
cement kiln does also take place in the combustion zone of a
precalciner or riser duct burner.
One further clarification is appropriate. The May 17, 2011,
preamble contains one reference to legitimacy criteria for determining
when a secondary material is being recycled. 76 FR at 28322/1-2. The
threshold issue for determining if a unit is subject to section 129 is
whether it ``combusts'' solid waste material (see section 129 (g)(1)).
For cement kilns, this determination does not necessarily turn on
legitimacy of recycling, but rather on the nature of the cement kiln
process. Consequently, if combustion of solid waste is not occurring, a
unit is not a CISWI, irrespective of whether or not legitimate
recycling is occurring.
10. Exemption for Other Solid Waste Incineration (OSWI) Units
Following publication of the December 23, 2011, reconsideration
proposal, we realized that the CISWI rule did not contain any language
to clarify overlap with another CAA section 129 regulation applicable
to OSWI units. The CISWI rule already contains exemptions for MWCs,
HMIWIs and SSIs, but omitted similar language for OSWI units.
Therefore, in this final rule, we are providing language in 40 CFR
60.2020 and 60.2555 that clarifies that incineration units that are
subject to 40 CFR part 60 subparts EEEE or FFFF are exempt from the
CISWI rule.
D. Technical Corrections and Clarifications
We are also including some technical corrections and clarifications
in the final rule, as outlined below:
Operating parameter limits during performance testing--
While we believe it is intrinsic that established operating parameter
limits do not apply during subsequent performance testing since they
are being confirmed or reestablished during the subsequent testing, we
provided language in the proposed rule in the NSPS to clarify that they
are waived during performance testing (40 CFR 60.2145(c)). However, we
inadvertently omitted this clarifying language in the emission
guidelines so we have added clarifying language in the final emission
guidelines at 40 CFR 60.2710(c).
Bypass stacks on waste-burning kilns--While not included
in the final
[[Page 9127]]
rule text, we are clarifying here that the definition of ``bypass
stack'' in today's final rule does not have the same meaning as an
``alkali bypass'' used by some waste-burning kilns that manufacture
Portland cement.
Clarifying that, consistent with CAA section 129(f)(1),
June 4, 2010, is the appropriate new source applicability date in 40
CFR 60.2015(a)(1).
Revising the title of Table 2 to subpart DDDD to clarify
that these emission limits apply to incinerators which are currently
subject to CISWI emission limits promulgated in the 2000 CISWI rule.
Clarifying that petitions for specific operating limits
for control devices not listed in this subpart must be submitted to the
Administrator at least 60 days before the performance test is scheduled
to begin (40 CFR 60.2115 and 40 CFR 60.2680).
Providing definitions of ``30-day rolling average'' and
``responsible official'' to clarify what is meant by these terms.
Adding text to the provisions for PM monitoring provisions
for ERUs to clarify that the 250 MMBtu/hr threshold is based upon the
average annual heat input rate, consistent with how this threshold is
applied in the industrial boiler NESHAP.
Revising the affirmative defense text to clarify that
these provisions apply to violations of standards and to further
clarify the reporting requirements and criteria for sources seeking to
assert an affirmative defense (40 CFR 60.2120 and 40 CFR 60.2685).
Revising the recordkeeping provisions in 40 CFR 60.2175(v)
and 40 CFR 60.2740(u) to reflect the categorical non-waste
determination provisions of 40 CFR 241.4.
Revising the electronic reporting provisions in 40 CFR
60.2235 and 40 CFR 60.2795 to clarify the timing and mechanism for
submitting these reports and to be consistent with the electronic
reporting language in more recent rulemakings.
Revising the definition of ``process change'' to clarify
the intended types of changes that would require re-testing.
Making corrections to the D/F calculation methodologies
for toxic equivalency basis and adding calculation methodology
provisions for D/F TMB.
Revising the definition of ``space heater'' to clarify
applicability for units that meet the requirements of 40 CFR 279.
Revising the emission limits for those pollutants for
which data available from a similar source was determined to be better
suited for calculating the new source limits. Notably, this is the case
for NOX for waste-burning kilns, and for Hg and PCDD/PCDF
for ERU-liquid/gas units. These revisions reflect updates made to
emission limits of the selected similar sources.
E. Major Public Comments and Responses
We have included some of the major comment topics and our responses
below in the preamble. All other comments and responses are provided in
the ``Reconsideration Response to Public Comments Document'' in the
CISWI docket.
Solid-Fuel ERU Subcategorization
Comment: Several commenters support the proposed separate coal and
biomass standards for D/Fs, CO, NOX, SO2, PM, Cd
and Pb. However, these commenters further urge the EPA to establish
separate standards for HCl and Hg for coal and biomass. Commenters
state that the EPA's recognition that design and operational
differences between combustors designed to combust coal and those
designed to combust biomass is evidence to support subcategorizing
emission limits for all pollutants. One commenter discussed differences
in biomass and coal fuel rank, and the significant boiler design
differences in furnace height and volume that exist between units
designed to combust different fuel ranks of coal-fired boiler furnaces.
As an example, one commenter noted that a low-rank coal (high slagging
lignite) furnace can be 1.65 times the plan area, and 1.45 times the
furnace height, of a similar capacity furnace combusting a high rank
coal (medium volatile bituminous). The commenter stated that this large
difference exists even among varying grades of coal, with biomass units
being fuels of even lower rank than lignite. Therefore, according to
the commenter, furnace area and height (and hence, volume) are
significantly different between ERUs designed to combust coal and those
designed for biomass combustion. The commenter highlighted an analysis
of their existing boilers to see the feasibility of substituting
biomass for coal. The commenter's results indicated that, due to
fundamental design attributes of their coal-fired units, they could
only co-fire up to 20 percent biomass in the units. The commenter
explained that this limitation was due to design issues pertaining to
the unit being designed for coal, such as superheater tube spacing,
number and location of soot blowers, fouling characteristics of biomass
ash and the impact the high moisture levels of biomass fuels have on
fan capacity. The commenter stated that these findings further support
that coal and biomass are not interchangeable within ERUs and therefore
supports subcategorizing emission limits between the two types of unit.
The commenter also contended that the EPA acknowledged significant
design differences and their impacts on Hg emissions during development
of the Utility MACT Final Rule. The commenter urges the EPA to take a
similar approach in CISWI. One commenter agreed with differentiation
between coal-fired and biomass ERUs but supported keeping solid-fuel
ERUs together for purposed of HCl and Hg emission limits. Another
commenter argued that all of the EPA's subcategories are unlawful and
arbitrary, noting that their reasons for this belief were given in
their comments on the 2010 proposal.
Response: Based on our proposal and follow-up comments summarized
below, the EPA is finalizing separate limits for all nine pollutants
for biomass and coal ERUs. We agree with comments concerning
differences in moisture content between biomass and coal-fired units.
We reviewed data in the CISWI database and see that the stack gas
moisture content of coal-fired ERUs is around 11.6 percent and is about
19.2 percent for the biomass ERUs. We have considered the technical
arguments provided by commenters on CISWI ERUs, other technical
differences we have previously considered in our decision to
subcategorize ERUs and how these design differences impact pollutant
emission characteristics of the ERU. As a result, we have determined
that subcategorizing all nine pollutant emission limits between coal
and biomass solid-fuel ERUs is appropriate for the final CISWI rule.
One commenter supported the differentiation between coal and
biomass, but in keeping HCl and Hg limits together. However, for the
reasons given above, we have determined that all nine pollutants should
be subcategorized.
Contained Gaseous Material
Comment: Commenters support the EPA retaining the 2000 CISWI rule's
definition of ``contained gaseous material.'' Some commenters believe
that the EPA should expressly include the definition of ``contained
gaseous material'' in the amendatory text to confirm that the
definition is back in the CISWI rule.
Response: We believe that the commenters misunderstood what the EPA
proposed. Specifically, the basis of
[[Page 9128]]
the reconsideration proposal amendatory text was the 2000 CISWI rule--
not the 2011 CISWI rule--because the 2011 CISWI rule had not been
codified in the CFR pursuant to the Delay Notice. Therefore, by not
including the amendatory instruction to delete the definition in the
2000 rule in the proposed reconsideration rule, we proposed to retain
the definition as contained in the 2000 CISWI rule. However, as
explained above, due to the vacatur of the Delay Notice, the 2011 CISWI
rule is in effect and the definition of contained gaseous material does
not appear in that rule. For that reason, we are including the
definition of ``contained gaseous material'' found in the 2000 CISWI
rule in today's final rule.
Comment: Many commenters who supported the EPA retaining the 2000
CISWI rule's definition of ``contained gaseous material'' also urged
the Agency to make clear that this definition should apply when
interpreting the term ``solid waste'' under RCRA.
Response: As aforementioned, the Agency is including the definition
of ``contained gaseous material'' found in the 2000 CISWI Rule in
today's final rule. Specifically, the definition of ``contained gaseous
material'' is codified today, consistent with the 2000 CISWI Rule, as
meaning, ``gases that are in a container when that container is
combusted.''\4\
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\4\ See 65 FR at 75359 and 75373.
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CAA section 129(g)(6) states that the definition of ``solid waste''
shall have the meaning established by the Administrator pursuant to
RCRA. We agree that the definition of contained gaseous materials in
the final CISWI rule is consistent with the interpretation of that term
under RCRA for the purpose of defining when non-hazardous secondary
materials are solid wastes when combusted in CISWI units.\5\ As
discussed in more detail in the NHSM portion of the December 2011
reconsideration proposal and in various letters issued by EPA,\6\ the
NHSM rulemaking did not change any previous EPA position as it relates
to whether ``contained gaseous material'' is a solid waste under
RCRA.'' \7\
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\5\ Note that for the purposes of CISWI, contained gaseous
materials are limited to gases in a container when that container is
combusted. This limitation is due to the fact that CAA section 129
is focused exclusively on combustion of non-hazardous solid wastes.
On the other hand, RCRA is focused on more than just combustion of
non-hazardous solid wastes (e.g., treatment, storage, and disposal
of hazardous and non-hazardous wastes); thus, this limitation is
inapplicable to RCRA. We also note that the term 'container' as used
in this definition is broader than the term as used in the hazardous
waste regulations (see 40 CFR 260.10, definition of container).
Specifically, the term here is not limited to a portable device, but
also includes stationary containers. We believe that these
interpretations under the CAA and RCRA are consistent.
\6\ For example, see June 25, 2012 letter from Assistant
Administrator Mathy Stanislaus to Paul Noe. A copy of this letter
has been placed in the docket for today's rulemaking.
\7\ See 76 FR at 80472-80473.
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We note, however, that although gases must be ``contained'' to be
solid wastes under RCRA, EPA maintains separate and independent
authority under RCRA to regulate certain types of uncontained gases
whether or not they themselves are solid wastes (e.g., gases emitted
from the management of hazardous waste).\8\
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\8\ RCRA section 3002(a) directs EPA to establish standards for
hazardous waste generators and RCRA section 3004(a) directs EPA to
establish performance standards for all facilities that treat, store
or dispose of hazardous waste. Both of these provisions grant
authority to control gaseous emissions from hazardous waste
management as may be necessary to protect human health and the
environment. RCRA sections 3004(n), and (o)(1)(B), further direct
EPA to regulate air emissions from, respectively, hazardous waste
treatment, storage and disposal facilities; and hazardous waste
incinerators. The authority provided in RCRA section 3004(q) to
regulate fuel produced from hazardous waste also encompasses gaseous
fuels (when they are produced from hazardous wastes).The authority
provided in RCRA section 3004(u) to control ``releases'' of
hazardous constituents from solid waste management units at a
facility seeking a RCRA permit also encompasses gaseous releases
(when the gases are hazardous constituents). The authority granted
under these sections of the statute is independent of EPA's
authorities over solid waste. As an example, EPA has authority to
regulate emissions generated during treatment of hazardous waste,
including volatilization and incineration of hazardous waste.
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Comment: Some commenters also requested that EPA clarify that
landfill gas is not considered to be a ``contained gaseous material''
and/or a ``solid waste'' under RCRA.
Response: We agree with commenters that landfill gases must be in a
container when that container is combusted to be considered ``contained
gaseous material'' under today's final CISWI regulations.
However, given that landfill gas is emitted from solid waste (i.e.,
non-hazardous solid waste landfills or municipal waste landfills), EPA
has distinct and independent authority under RCRA to regulate this
material as part of our authority to regulate solid waste landfills
(for example, in order to address the risk of explosions posed by
methane emissions per 40 CFR 258.23).\9\
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\9\ RCRA Subtitle D gives EPA authority to set standards for
non-hazardous waste disposal facilities, including standards for air
emissions. For example, EPA's criteria for municipal solid waste
landfills, established pursuant to RCRA sections 1008(a)(3), 2002,
4004(a), and 4010(c), generally address air quality by prohibiting
the open burning of waste and by setting limits on the concentration
of explosive gases (i.e., methane). See also March 6, 1986 Letter
from Marcia E. Williams to Mr. H. Lanier Hickman, Jr., which states,
``[W]e believe it is clear that the U.S. Environmental Protection
Agency (EPA) has the authority under both Sections 3004(n) and
4004(a) of RCRA, as well as the CAA, to regulate gaseous emissions
from hazardous and non-hazardous waste landfills.''
---------------------------------------------------------------------------
Oxygen Correction During Startup and Shutdown
Comment: Commenters generally support allowing the use of
uncorrected CEMS data during startup and shutdown. Several commenters
are concerned that the 4[hyphen] hour startup and a 1-hour shutdown
period (derived from a single coal fired unit) are not sufficient for
all the CISWI unit types and technologies. Other commenters believe
there should be no time limitations on shutdown and startups. One
commenter, however, believes the proposed time limit is appropriate.
Some commenters recommend using the Boiler MACT rule approach using
load to define when the O2 corrections do not apply.
Commenters also urge the EPA to eliminate the O2
correction for all CEM-measured emission limits, not just CO, during
startup and shutdown periods. Commenters also support making this
allowance available to all types of CISWI unit, not only ERUs.
Response: In today's final rule, we are retaining the provision
that allows sources to use uncorrected CO CEMS data during periods of
startup and shutdown. Based on comments and the technical
justifications for allowing the use of uncorrected CEMS data identified
during the comment period, we are expanding this provision to any
pollutant for which continuous compliance is being determined using
CEMS as explained above in ``Section II.C: Summary of Significant
Changes Since Proposal.''
Particulate Matter Continuous Monitoring Provisions for Large ERUs and
Waste-Burning Kilns
Comment: Several commenters supported the EPA's proposal to remove
requirements for PM CEMS (using PS-11) for continuous compliance for
large ERUs and waste-burning kilns, stating that PM CEMS usefulness and
application issues of these monitors are uncertain. Commenters asserted
that, for biomass ERUs and sources with low PM concentration, PM CEMS
were not adequate to accurately monitor low PM concentrations.
Commenters further contended that PM CPMS are essentially the same
thing as PM CEMS, and that there were no clear instructions on how to
``certify'' PM CPMS, as was required in the proposed rule. Commenters
added that they do not understand how the recording of hourly and 30-
day rolling averages of the output from these monitors will be useful
to demonstrate
[[Page 9129]]
performance or evaluate compliance with a PM limit. One commenter
suggested that the EPA remove the PM CPMS requirements altogether for
all industrial boilers.
Response: We are revising the PM CEMS requirements in the final
rule as explained above.
In responding to this comment specifically, we believe it is useful
to review the procedures and acceptance criteria of PS-11, the protocol
mandated by the 2011 final CISWI rule.
Performance Specification-11
PS-11 is structured differently than other PSs that apply to
validating the performance of gaseous pollutant CEMS. This is primarily
because the pollutant, PM, is defined entirely by the test method
specified by regulation to measure it. As the industry commenters note,
there are no independent standard reference materials for PM
concentrations as there are for gaseous pollutants (e.g., NIST
traceable compressed gases for validating SO2 or
NOX instrumental measurements). The only reference standard
for determining the PM concentration in an air or stack gas sample is
the reference test method. In the case of the CISWI final rule, the
rule specifies EPA Method 5 for measuring filterable PM concentration
(e.g., in mg/dscm).
Performance Specification 11 provides procedures and acceptance
criteria for validating the performance of several types of PM CEMS
technologies. Although there are multiple instrument and data reporting
operational performance checks in PS-11 that are similar in concept to
those for gaseous pollutant CEMS, there is a principal PM CEMS
performance requirement that is distinctly different. That difference
is the development of a site-specific PM CEMS correlation or
mathematical response curve. There are two key procedural elements to
developing that correlation. First, PS-11 requires that the source
conduct stack test runs using an EPA PM test method (e.g., Method 5)
and simultaneously collect corresponding PM CEMS output data. Second,
the source must vary the operation of the control device manually in
order to produce a range of PM concentrations. Performance
Specification 11, section 8.6, requires at least five test runs at each
of three different operating conditions (i.e., low, mid and high PM
concentrations) for a total of 15 or more test runs that range from 25
to 100 percent of allowable emissions. Then the source must use the
test method data and the corresponding PM CEMS output data to develop
an equation (i.e., a calculated linear or nonlinear curve) that will be
used to define the relationship between the PM CEMS output and the test
method measured PM concentrations. Each site-specific correlation must
meet several PS-11 acceptance criteria including limits on confidence
interval and tolerance interval equating to 25 percent of
the applicable emissions limit.
Discussion of Technical Issues
In prior comments submitted to the EPA on the PM CEMS requirements
for waste-burning kilns, one issue raised about conducting the testing
to meet the PS-11 correlation development requirement is the
impracticality of varying the emissions from a FF control device. Many
CISWI units subject to the standards use FF control devices.
We agree with commenters that there are typically few, if any,
physical adjustments one can apply to a FF or to the waste-burning kiln
process to change the outlet PM concentration significantly. A FF
produces essentially a constant outlet concentration even with changes
to the inlet loading or flow (https://www.epa.gov/ttnchie1/mkb/documents/ff-pulse.pdf). Although PS-11 allows some flexibility when
control device perturbations are not possible, the resulting
correlation would apply for only the narrow range of concentrations
measured during the testing. The result would be that the PM CEMS would
be correlated only for a relatively small range of conditions below the
applicable compliance limit. This range would not necessarily include
situations where the standard might be exceeded. Without the ability to
calculate emissions should the FF performance change from initial test
conditions (e.g., bag leaks begin to develop), such a limited
correlation range would render the PM CEMS less reliable for
calculating long term average concentrations or emissions rates and for
verifying compliance. Additionally, it is difficult and resource
intensive to modify baghouse control efficiency in a way that is
representative of normal operations at a waste-burning kiln.
Commenters also cited problems in developing correlations in stack
gases with variable PM constituents and physical characteristics when
using light scatter or scintillation detection PM CEMS devices. As
noted above and in the EPA's technology background documents (e.g.,
https://www.epa.gov/ttn/emc/cem/pmcemsknowfinalrep.pdf and https://www.epa.gov/ttn/emc/cem/r4703-02-07.pdf), the correlations developed
for these types of instruments are inherently dependent on the particle
structure, size and other physical characteristics as well as PM mass
in the exhaust gases for each site. Put another way, these light-based
PM CEMS produce a signal that can vary when different fuels or raw
materials are introduced to the kilns or ERU even when the FF outlet
mass concentration remains unchanged.
To the extent that physical characteristics of the PM in the stack
remain stable, correlations for light-based PM CEMS meeting PS-11
performance criteria can represent mass rates to the degree of accuracy
required by PS-11. For example, there are various design structures
used in some light-based PM CEMS devices that can mitigate the effects
of changes in the physical aspects of particles on measurement
uncertainty. In addition to the type of light effect measured (e.g.,
Rayleigh or Mie scattering or light scintillation), the detector
wavelength and the frequency are design factors that will affect how
the PM CEMS responds to small changes in the physical appearance of the
PM.
On this point, we note that if a source owner were concerned about
the ability of a light-based PM CEMS to meet the requirements of PS-11
because of variable physical characteristics of particles in the stack,
there is at least one other PM CEMS technology based more directly on
mass measurement rather than on light scatter or light scintillation
characteristics. The currently available Beta gauge technology does not
suffer from this particular technical problem. The Beta attenuation PM
CEMS, also called Beta gauge, extracts a sample for the stack gas and
collects the PM on a filter tape. The device periodically advances the
tape from the sampling mode to an area where the sample is exposed to
Beta radiation. The detector measures the amount of Beta emitted by the
sample and that amount can be directly related to the mass of PM on the
filter. The Beta gauge sensitivity or detection limit can be enhanced
(i.e., lowered) with greater sample volumes produced from sampling
intervals up to an hour or longer.
Another PM mass detector projected for greater use as PM CEMS is
the TEOM. Often used in measuring ambient levels of PM, the TEOM
operates on a basic principle that can be made traceable to NIST
laboratory standards. The TEOM can provide a continuous measure of PM
mass in a sample extracted from the stack and routed to the detector.
Tapered element oscillating microbalance based PM CEMS are not yet
commercially available.
[[Page 9130]]
Commenters identified another factor contributing to the difficulty
of meeting PS-11 correlation requirements for low PM concentrations
corresponding to a low applicable emissions limit, as with the
promulgated PM standards here for waste-burning kilns and biomass ERUs.
We have recently reevaluated the capabilities of the EPA Method 5 for
measuring low concentrations of PM (See the memo ``Revision of
Estimated Method 5 Detection Limit'' in the CISWI docket) and have
determined a Method 5 method detection limit of approximately 2 mg/dscm
for a 1-hour test run. The uncertainty of a measurement with Method 5
at this PM concentration would be from 50 to 100 percent (i.e., 1 to 2 mg/dscm). We can determine a PQL using ~3 x method
detection limit to reduce that Method 5 measurement uncertainty to
10 to 20 percent. That means that the PQL for a 1-hour test
run with Method 5 would be approximately 6 mg/dscm 0.6 to
1.2 mg/dscm.
The CISWI PM emissions limit for existing waste-burning kiln
sources is 3.6 mg/dscm, and is 11 mg/dscm for biomass ERUs. The new
source limits are the same for waste-burning kilns but are 5.1 mg/dscm
for biomass ERUs. As noted above, PS-11 specifies acceptable criteria
for a correlation directly related to the applicable emissions limit.
For a PM CEMS set up to measure compliance with a 3.6 mg/dscm limit,
the inherent uncertainty associated with a 1-hour Method 5 measurement
(0.6 to 1.2 mg/dscm) would constitute more than half of the
25 percent of the applicable PS-11 acceptance threshold
(i.e., 0.9 mg/dscm) of the mid-level PS-11 correlation test
(i.e., the correlation for the middle of the three PS-11 correlation
points). Factoring in the inherent PM CEMS response variability and the
uncertainty associated with the representative sampling (e.g., PM and
flow stratification), we agree with commenters that trying to satisfy
PS-11 at such low concentrations using 1-hour Method 5 test runs would
be problematic. This drawback applies regardless of the type of PM CEMS
technology used.
As commenters to the Portland Cement NESHAP have noted, one can
improve the method detection capabilities of the Method 5 or other
filterable PM test method by increasing sampling volume and run time.
For example, a test run time of about 2 hours will improve the Method 5
PQL to about 3 mg/dscm. The measurement uncertainty associated with a
2-hour test run at 3 mg/dscm would be about 0.3 to 0.6 mg/
dscm. At this level, the uncertainty associated with the PM test method
measurements alone would be about half of the correlation limit allowed
in PS-11. To achieve a PQL of 1 mg/dscm and a measurement uncertainty
of about 0.01 to 0.2 mg/dscm, one would need to conduct a
test run of 6 hours or longer. As noted above, the PS-11 correlation
calculations would also have to account for any PM CEMS analytical and
measurement variability.
Using data from longer Method 5 test runs will improve the
probability of a PM CEMS meeting PS-11 correlation requirements but, as
commenters note, will also raise practicality concerns without
completely resolving the issue. For example, the time to complete 15 1-
hour test runs under three different emissions conditions may be 3 to 6
days of field work, while the time to complete 15 6-hour test runs
under three different emissions conditions will require at least 2
weeks of field work in order to produce and maintain the operating
conditions associated with three different emissions rates. Longer test
runs lower the variability of Method 5 PM measurements at near
detection limit levels from 50 percent to below 25 percent; however, the variability of Method 5 results at
these low levels represents a significantly larger portion of the
25 percent correlation requirement of PS-11 than would
Method 5 data collected at higher PM concentrations. Method 5
measurement uncertainty becomes increasingly greater with lowering PM
concentration and thus reference measurement variability hinders the
PS-11 correlation process the most for the best performing sources.
Thus, the ultimate result might still lack certainty and would also
pose the most difficulty and uncertainty to those sources with lower PM
concentrations (potentially disadvantaging more efficient operators).
Although longer Method 5 test runs and longer beta gauge sampling
times reduce difficulties with PS-11 correlation for a PM CEMS, the EPA
believes that this correlation will not be technically achievable for a
significant number of waste-burning kiln and biomass ERU sources, a
result in part due to the Method 5 PM emissions measurement variability
at the low concentrations necessary to maintain compliance with the
standard. The PM CEMS correlations then become approximations more
qualitative than quantitative with high levels of uncertainty at low
concentrations (i.e., the correlations do not meet PS-11 requirements).
This characteristic exists regardless of the type of PM CEMS technology
used by the source since it involves variability not only of the PM
CEMS but also the Method 5 test data, variability of raw material and
additive feeds to the waste-burning kiln, and the changing particle
sizes, shapes, and density with process operations (e.g., mill on
versus mill off, type of fuel being used in the ERU).
Making PM CEMS work at low concentrations (<10 mg/dscm) at waste-
burning kiln and biomass ERU sources is not impossible; although, to
expect that correlations would be achievable at all low emissions
sources would be unrealistic. Additionally, the technical limitations
do not mean that PM CEMS cannot be used to monitor for compliance. A PM
CEMS that does not meet the EPA correlation requirements can still
produce data indicative of trends and changes in emissions control.
Particulate Matter CEMS technology can be effective in monitoring
control device performance (see, e.g., 77 FR 9371 (February 16, 2012))
where the EPA established PM CPMS parametric operating limits for
electric utility steam generating units.
A Monitoring Approach Alternative to PM CEMS and PS-11
To address technical issues associated with PM CEMS meeting PS-11
correlation requirements at low PM emissions concentrations from waste-
burning kilns and biomass ERUs, the impracticability in perturbing FF
emission rates to establish PS 11 correlation curves, and the
potentially variable PM emissions characteristics expected from waste-
burning kilns, the EPA is finalizing the change of the compliance basis
for the PM emissions limit from PM CEMS. For monitoring continuous
compliance, the rule requires PM CEMS equipment but, as explained
below, that equipment would be used for continuous parametric
monitoring rather than for direct measure of compliance with the
numerical PM emissions limit.
Specifically, this final rule recognizes the value of PM monitoring
technology sensitive to changes in PM emissions concentrations and use
of such a tool to assure continued good operation of PM control
equipment. This approach avoids the PM CEMS calibration (i.e., PS-11
correlation). Therefore, the EPA is including provisions that a site-
specific parametric operating limit be established during the
performance test, that there be continuous monitoring of that
parametric limit using a PM CPMS, that an exceedance of that site-
specific operating limit be reported as a deviation and trigger
immediate corrective action and a Method 5 performance test within 45
days.
[[Page 9131]]
In the May 2012 Proposed National Emission Standards for Hazardous
Air Pollutants for the Portland Cement Manufacturing Industry and
Standards of Performance for Portland Cement Plants The EPA proposed
the use of PM CPMS for continuous monitoring of PM emissions as a 30-
day rolling average established by identifying the average PM CPMS
response corresponding to the highest 1-hour PM compliance test.
Failure to meet this 30-day rolling average would result in retesting.
Industry commented that this requirement would trigger unnecessary
retests for many facilities, especially for cleaner sources. This is a
legitimate issue. To avoid a perverse result, the EPA is modifying the
way PM CPMS operating limits are established. Sources whose compliance
with the PM emission standard are shown to be 75 percent or below the
emission limit in the PM method 5 compliance test will set their PM
parametric operating limit to be a 30-day rolling average equivalent to
that 75 percent level. Sources whose compliance with the PM emission
standard are above 75 percent of the emission limit will establish
their operating limit as a 30-day rolling average equal to the average
PM CPMS values recorded during the PM compliance test. It should be
noted that this provision does not affect the actual emission limit
that must be met.
F. What other actions are we taking?
In this final action, we are denying requests for reconsideration
on all issues contained in the petitioners' requests for
reconsideration that we did not include in the December 23, 2011,
proposed rule. The issues for which we are denying reconsideration
failed to meet the standard for reconsideration under CAA section
307(d)(7)(B) and we determined that reconsideration was not otherwise
appropriate. Specifically, on these issues, the petitioner has failed
to show the following: That it was impracticable to raise their
objections during the comment period; or that the grounds for their
objections arose after the close of the comment period; and/or that
their concern is of central relevance to the outcome of the rules. We
have concluded that no clarifications to the underlying rules are
warranted for the 19 remaining petitioners' issues for the reasons set
forth in the memorandum titled ``Denied CISWI Petition Issues'' found
in the CISWI docket. The following issues are addressed in that
memorandum.
Work practice standards should be used for startup/
shutdowns and malfunctions.
Exempt or revise limits for units combusting de minimis
amounts of waste.
Clarify applicability of CISWI standards to marine vessel
units or units located on the outer continental shelf.
Clarify applicability to temporary or portable units.
Reduce performance testing requirements to be more
consistent with requirements of other rules.
Reconsider elimination of provisions that allow missing
CEMS data.
Do not include emissions data for combination boiler
units.
CISWI does not satisfy CAA 112(c)(6) requirements for POM
and PCB.
MACT floor statistical approach concerns.
MACT floor must reflect the average, the UPL is not the
same as the average emission level.
MACT floor pollutant-by-pollutant approach concerns.
Non-detect methodology is unlawful.
Beyond-the-floor analysis is unlawful and arbitrary.
Compliance cost and wildlife concerns for small remote
incinerators.
``Refinery gas'' definition should be included in the
CISWI rule.
Clarify that construction and demolition wood is not a
solid waste.
G. What are the impacts associated with the amendments?
1. What are the primary air impacts?
We have estimated the potential emissions reductions from existing
sources that may be achieved through implementation of the emission
limits. However, we realize that some CISWI owners and operators are
likely to determine that alternatives to waste incineration are viable,
such as further waste segregation or sending the waste to a landfill or
MWC, if available. In fact, sources operating incinerators, where
energy recovery is not a goal, may find it cost effective to
discontinue use of their CISWI unit altogether. Therefore, we have
estimated emissions reductions attributable to existing sources
complying with the limits, as well as those reductions that would occur
if the facilities with incinerators and small, remote incinerators
decide to discontinue the use of their CISWI unit and use alternative
waste disposal options.
For units combusting wastes for energy production, such as ERUs and
waste-burning kilns, the decision to combust or not to combust waste
will depend on several factors. One factor is the cost to replace the
energy provided by the waste material with a traditional fuel, such as
natural gas. Another factor would be whether the owner or operator is
purchasing the waste or obtaining it at no cost from other generators,
or if they are generating the waste on-site and will have to dispose of
the materials in another fashion, such as landfills. Lastly, these
units would have to compare the control requirements needed to meet the
CISWI emission limits with those needed if they stop burning solid
waste and are then subject to a NESHAP instead. As mentioned before, we
have attempted to align the monitoring requirements for similar non-
waste-burning sources as closely as possible in an effort to make them
consistent and to help sources make the cross-walk between waste and
non-waste regulatory requirements as simple as possible.
The emissions reductions that would be achieved under this final
rule using the definition of solid waste under RCRA and the proposed
CISWI emission limits are presented in Table 5 of this preamble.
Table 5--Emissions Reductions for MACT Compliance and Alternative Disposal Options for Existing CISWI Using the
Emission Limits
----------------------------------------------------------------------------------------------------------------
Reductions achieved
assuming incinerators
Reductions achieved and small, remote
Pollutant through meeting MACT incinerators use
(ton/yr) alternative disposal
(ton/yr) \a\
----------------------------------------------------------------------------------------------------------------
HCl............................................................. 772.2 784.3
CO.............................................................. 20,093 20,058
Pb.............................................................. 2.5 2.71
[[Page 9132]]
Cd.............................................................. 1.807 1.809
Hg.............................................................. 0.341 0.344
PM (filterable)................................................. 2,397 2,401
dioxin, furans.................................................. 0.000062 0.000064
NOX............................................................. 5,292 5,399
SO2............................................................. 6,211 6,262
-----------------------------------------------
Total....................................................... 34,771 34,909
----------------------------------------------------------------------------------------------------------------
\a\ The estimated emission reduction does not account for any secondary impacts associated with alternate
disposal of diverted ERU fuel.
The EPA expects that many existing CISWI owners and operators may
find that alternate disposal options are preferable to complying with
the standards for the incinerator and small, remote incinerator
subcategories. Our experience with regulations for MWC, HMIWI and, in
fact, CISWI, has shown that negative growth in the source category
historically occurs upon implementation of CAA section 129 standards.
Since CISWI rules were promulgated in 2000 and have been in effect for
existing sources since 2005, many existing units have closed. At
promulgation in 2000, the EPA estimated 122 units in the CISWI
population. In comparison, the incinerator subcategory in this rule,
which contains any such units subject to the 2000 CISWI rule, has 27
units. The EPA is not aware of any construction of new units since 2000
so we do not believe there are any units that are currently subject to
the 2000 CISWI NSPS. The revised CISWI rule is more stringent so we
expect this trend to continue. However, the EPA does recognize that
some facilities may opt to replace aging incinerator units with new
units where it is cost effective or alternative disposal options are
not feasible, as may be the case with some incinerators, or in very
remote locations. We estimate that there could be one new incineration
unit within the next 5 years following this final rule, and possibly
five new small remote incinerators within that time. In these cases, we
have developed model CISWI unit emissions reduction estimates for these
subcategories using the current existing unit baseline, based on
average emission concentration values and sizes from our current
inventory and the new source emission limits. Table 6 of this preamble
presents the model plant emissions reductions that are expected for new
sources.
Table 6--Emissions Reductions on a Model Plant Basis
----------------------------------------------------------------------------------------------------------------
Emission reduction for CISWI subcategory model
units (tpy unless otherwise noted)
Pollutant -----------------------------------------------
Small, remote
Incinerator incinerator
----------------------------------------------------------------------------------------------------------------
HCl............................................................. 2.62 0.0
CO.............................................................. 0.0 0.25
Pb.............................................................. 0.55 0.11
Cd.............................................................. 0.15 0.019
Hg.............................................................. 0.0026 0.00036
PM (filterable)................................................. 103 10.7
D/F (total mass) \a\............................................ 0.0011 0.0
NOX............................................................. 11.3 0.0
SO2............................................................. 5.1 4.5
Total....................................................... 122 22.0
----------------------------------------------------------------------------------------------------------------
\a\ D/F estimates are given in lb/yr.
We do not anticipate that any new energy recovery or waste-burning
kiln units will be constructed and will instead use alternative waste
disposal methods or alternative fuels that will not subject them to the
CISWI rule. For example, whole tires obtained from approved tire
management programs and tire-derived fuel from which the metal has been
removed is not considered solid waste under the definition of solid
waste. Consequently, new cement kiln owners will assess their
regulatory requirements under CISWI for burning whole tires or tire-
derived fuel that does not have metals removed against the costs
associated with removing the metal or obtaining tires from an approved
source and complying with the applicable NESHAP instead of the CISWI
rule. Our research suggests that metal removal is routinely practiced
and that several state waste tire management programs are already in
place and would most likely be a viable option for new kiln owners so
that they would not be subject to the CISWI regulations. Indeed, we
expect that all existing cement kilns that are classified as being
waste-burning solely due to whole tires will, by the effective date for
the CISWI standards, find a way to obtain their tires through an
approved
[[Page 9133]]
tire management plan. Likewise, new sources could engineer their
process to minimize waste generation in the first place or to separate
wastes so that the materials sent to a combustion unit would not meet
the definition of solid waste to begin with. For waste that is
generated, our cost analyses have found that alternative waste disposal
is generally available and less expensive.
2. What are the water and solid waste impacts?
In our analysis, we have selected the lowest cost alternative
(i.e., compliance or alternative disposal) for each facility. We
anticipate affected sources will need to apply additional controls to
meet the emission limits. These controls may use water, such as wet
scrubbers, which would need to be treated. We estimate an annual
requirement of 71 billion gallons per year of additional water would be
required as a result of operating additional controls or increased
sorbent use.
Likewise, the addition of PM controls or improvements to controls
already in place will increase the amount of particulate collected that
will require disposal. Furthermore, ACI may be used by some sources,
which will result in additional solid waste needing disposal. The
annual amounts of solid waste that would require disposal are
anticipated to be approximately 25,400 tpy from PM capture and 13,700
tpy from ACI.
Perhaps the largest impact on solid waste would come from owners
and operators who decide to discontinue the use of their CISWI unit and
instead send waste to the landfill or MWC for disposal. Based on
tipping fees and availability, we would expect most, if not all, of
this diverted waste to be sent to a local landfill. As we discuss
above, it may be that a good portion of the incinerators would
determine that alternative disposal is a better choice than compliance
with the standards. We estimate that approximately 110,600 tpy of waste
would be diverted to a landfill.
For new CISWI units, we estimate an annual requirement of 980,000
gallons per year of additional water would be required as a result of
operating additional controls. The annual amounts of solid waste that
would require disposal are anticipated to be approximately 6.8 tpy from
PM capture and 4.7 tpy from ACI.
3. What are the energy impacts?
The energy impacts associated with meeting the emission limits
would consist primarily of additional electricity needs to run added or
improved air pollution control devices. For example, increased scrubber
pump horsepower may cause slight increases in electricity consumption
and sorbent injection controls would likewise require electricity to
power pumps and motors. In our analysis, we have selected the lowest
cost alternative (i.e., compliance or alternative disposal) for each
facility. By our estimate, we anticipate that an additional 217,400 MW-
hours per year would be required for the additional and improved
control devices.
As discussed earlier, there could be instances where owners and
operators of ERUs and waste-burning kilns decide to cease burning waste
materials. In these cases, the energy provided by the burning of waste
would need to be replaced with a traditional fuel, such as natural gas.
Assuming an estimate that 50 percent of the energy input to ERUs and
kilns are from waste materials, an estimate of the energy that would be
replaced with a traditional fuel if all existing units stopped burning
waste materials, is approximately 56 TBtu/yr.
For new CISWI units, we anticipate that 94 MW-hours per year would
be required for additional and improved control devices. Since we do
not anticipate any new energy recovery or waste-burning kiln units to
be constructed, there would be no additional estimate for energy that
would be replaced with a traditional fuel.
4. What are the secondary air impacts?
For CISWI units adding controls to meet the emission limits, we
anticipate minor secondary air impacts. The combustion of fuel needed
to generate additional electricity and to operate RTO controls would
yield slight increases in emissions, including NOX, CO, PM
and SO2 and an increase in CO2 emissions. Since
NOX and SO2 are covered by capped emissions
trading programs, and methodological limitations prevent us from
quantifying the change in CO and PM, we do not estimate an increase in
secondary air impacts for this rule from additional electricity demand.
We believe it likely that the incinerators may elect to discontinue
the use of their CISWI unit and send the waste to the landfill or other
disposal means. As we discussed in the solid waste impacts above, this
could result in approximately 110,600 tpy of waste going to landfills.
By using the EPA's Landfill Gas Estimation Model, we estimate that,
over the 20-year expected life of a CISWI unit, the resulting methane
generated by a landfill receiving the waste would be about 96,400 tons.
If this landfill gas were combusted in a flare, assuming typical flare
emission factors and landfill gas chlorine, Hg and sulfur
concentrations, the following emissions would be expected: 20 tons of
PM; 8 tons of HCl; 16 tons of SO2; 890 tons of CO; 46 tons
of NOX; and 1.4 lbs of Hg.
Similar to existing units, we anticipate minor secondary air
impacts for new CISWI units adding controls as discussed above.
5. What are the cost and economic impacts?
We have estimated compliance costs for all existing units to add
the necessary controls and monitoring equipment, and to implement the
inspections, recordkeeping and reporting requirements to comply with
the final CISWI standards. We have also analyzed the costs of
alternative disposal for the subcategories that may have alternative
options to burning waste, specifically for the incinerators and the
small, remote incinerators that may have an alternative to
incineration. In our analysis, we have selected the lowest cost
alternative (i.e., compliance or alternative disposal) for each
facility. Based on this analysis, we anticipate an overall total
capital investment of $816 million with an associated total annual cost
of $271 million ($2008). For comparison, the 2011 final rule, estimated
an overall total capital investment of $652 million with an associated
total annual cost of $232 million ($2008). The annualized cost of
today's final rule are approximately 17% higher than those of the final
2011 CISWI rule. The changes in cost result from revising the
inventories of the ERUs, waste-burning kilns, and small remote
incinerators as discussed in Section II.C. of this preamble: ``Summary
of Significant Changes Since Proposal.''
Under the rule, the EPA's economic model suggests the average
national market-level variables (prices, production-levels,
consumption, international trade) will not change significantly (e.g.,
are less than 0.001 percent).
The EPA performed a screening analysis for impacts on small
entities by comparing compliance costs to sales/revenues (e.g., sales
and revenue tests). The EPA's analysis found the tests were below 3
percent for four of the five small entities included in the screening
analysis.
In addition to estimating this rule's social costs and benefits,
the EPA has estimated the employment impacts of the final rule. We
expect that the rule's direct impact on employment will be small. For
the reconsideration final, the estimated employment changes range
[[Page 9134]]
between -400 to +900 employees, with a central estimate of +200.
We have not quantified the rule's indirect or induced impacts. For
further explanation and discussion of our analysis, see the
introductory memo and Section 3 of the RIA.
For new CISWI units, we have estimated compliance costs for units
coming online in the next 5 years. This analysis is based on the
assumption that one new incinerator will come online over 5 years and
that three new small remote incinerators will come online in the next
year, followed by one new small remote incinerator per year for
subsequent years. Additionally, it was assumed that each model unit
will add the necessary controls, monitoring equipment, inspections,
recordkeeping and reporting requirements to comply with NSPS limits.
Based on our analysis, we anticipate an overall total capital
investment of $9.3 million over 5 years with an associated total annual
cost (for 2015) of $2.7 million.
6. What are the benefits?
We estimate the monetized benefits of this regulatory action to be
$420 million to $1.0 billion (2008$), 3 percent (discount rate) in the
implementation year (2015). The monetized benefits of the regulatory
action at a 7 percent discount rate are $380 million to $930 million
(2008$). Using alternate relationships between PM2.5 and
premature mortality supplied by experts, higher and lower benefits
estimates are plausible but most of the expert-based estimates fall
between these two estimates.\10\ Since the reconsideration proposal, we
have made several updates to the approach we use to estimate mortality
and morbidity benefits in the PM NAAQS RIAs (U.S. EPA, 2012a,b)
11 12, including updated epidemiology studies, health
endpoints, and population data. Although we have not re-estimated the
benefits for this rule to apply this new approach, these updates
generally offset each other, and we anticipate that the rounded
benefits estimated for this rule are unlikely to be different than
those provided below. More information on these updates can be found in
the PM NAAQS RIAs .A summary of the monetized benefits estimates at
discount rates of 3 percent and 7 percent is in Table 7 of this
preamble.
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\10\ Roman, et al., 2008. Expert Judgment Assessment of the
Mortality Impact of Changes in Ambient Fine Particulate Matter in
the U.S. Environ. Sci. Technol., 42, 7, 2268-2274.
\11\ U.S. Environmental Protection Agency (U.S. EPA). 2012a.
Regulatory Impact Analysis for the Proposed Revisions to the
National Ambient Air Quality Standards for Particulate Matter. EPA-
452/R-12-003. Office of Air Quality Planning and Standards, Health
and Environmental Impacts Division. June. Available at https://www.epa.gov/ttnecas1/regdata/RIAs/PMRIACombinedFile_Bookmarked.pdf.
\12\ U.S. Environmental Protection Agency (U.S. EPA). 2012b.
Regulatory Impact Analysis for the Final Revisions to the National
Ambient Air Quality Standards for Particulate Matter. EPA-452/R-12-
003. Office of Air Quality Planning and Standards, Health and
Environmental Impacts Division. December. Available at https://www.epa.gov/pm/2012/finalria.pdf.
Table 7--Summary of the Monetized Benefits Estimates for the CISWI NSPS and EG in 2015
[Millions of 2008$] a b
----------------------------------------------------------------------------------------------------------------
Estimated emission Total monetized benefits Total monetized benefits
Pollutant reductions (tpy) (3% Discount Rate) (7% Discount Rate)
----------------------------------------------------------------------------------------------------------------
PM2.5........................... 917 $210 to $510............... $190 to $460.
----------------------------------------------------------------------------------------------------------------
PM[bdi2].[bdi5] Precursors
----------------------------------------------------------------------------------------------------------------
SO2............................. 6,262 $180 to $450............... $170 to $410.
NOX............................. 5,399 $26 to $64................. $24 to $58.
-------------------------------------------------------------------------------
Total....................... .................... $420 to $1,000............. $380 to $930.
----------------------------------------------------------------------------------------------------------------
\a\ All estimates are for the implementation year (2015) and are rounded to two significant figures so numbers
may not sum across rows. All fine particles are assumed to have equivalent health effects but the benefit-per-
ton estimates vary between precursors because each ton of precursor reduced has a different propensity to form
PM2.5. Benefits from reducing HAP are not included.
These benefits estimates represent the total monetized human health
benefits for populations exposed to less PM2.5 in 2015 from
controls installed to reduce air pollutants in order to meet these
standards. To estimate human health benefits of this rule, the EPA used
benefit-per-ton factors to quantify the changes in PM2.5-
related health impacts and monetized benefits based on changes in
SO2 and NOX emissions. These estimates are
calculated as the sum of the monetized value of avoided premature
mortality and morbidity associated with reducing a ton of
PM2.5 and PM2.5 precursor emissions. To estimate
human health benefits derived from reducing PM2.5 and
PM2.5 precursor emissions, we used the general approach and
methodology laid out in Fann, Fulcher, and Hubbell (2009).\13\
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\13\ Fann, N., C.M. Fulcher, B.J. Hubbell. 2009. ``The influence
of location, source, and emission type in estimates of the human
health benefits of reducing a ton of air pollution.'' Air Qual Atmos
Health (2009) 2:169-176.
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To generate the benefit-per-ton estimates, we used a model to
convert emissions of direct PM2.5 and PM2.5
precursors into changes in ambient PM2.5 levels and another
model to estimate the changes in human health associated with that
change in air quality. Finally, the monetized health benefits were
divided by the emission reductions to create the benefit-per-ton
estimates.
These models assume that all fine particles, regardless of their
chemical composition, are equally potent in causing premature mortality
because the scientific evidence is not yet sufficient to support the
development of differential effects estimates by particle type.
Directly emitted PM2.5, SO2 and NOX
are the primary precursors affected by this rule. Even though we assume
that all fine particles have equivalent health effects, the benefit-
per-ton estimates vary between precursors depending on the location and
magnitude of their impact on PM2.5 levels, which drive
population exposure. For example, SO2 has a lower benefit-
per-ton estimate than direct PM2.5 because it does not form
as much PM2.5, thus, the exposure would be lower and the
monetized health benefits would be lower.
It is important to note that the magnitude of the PM2.5
benefits is largely driven by the concentration response function for
premature mortality. Experts have advised the EPA
[[Page 9135]]
to consider a variety of assumptions, including estimates based on both
empirical (epidemiological) studies and judgments elicited from
scientific experts, to characterize the uncertainty in the relationship
between PM2.5 concentrations and premature mortality. For
this rule, we cite two key empirical studies, the American Cancer
Society cohort study \14\ and the extended Six Cities cohort study.\15\
In the RIA for this rule, which is available in the docket, we also
include benefits estimates derived from expert judgments and other
assumptions.
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\14\ Pope, et al., 2002. ``Lung Cancer, Cardiopulmonary
Mortality, and Long-term Exposure to Fine Particulate Air
Pollution.'' Journal of the American Medical Association 287:1132-
1141.
\15\ Laden, et al., 2006. ``Reduction in Fine Particulate Air
Pollution and Mortality.'' American Journal of Respiratory and
Critical Care Medicine. 173: 667-672.
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The EPA strives to use the best available science to support our
benefits analyses. We recognize that interpretation of the science
regarding air pollution and health is dynamic and evolving. After
reviewing the scientific literature and recent scientific advice, we
have determined that the no-threshold model is the most appropriate
model for assessing the mortality benefits associated with reducing
PM2.5 exposure. Consistent with this recent advice, we are
replacing the previous threshold sensitivity analysis with a new LML
assessment. While a LML assessment provides some insight into the level
of uncertainty in the estimated PM mortality benefits, the EPA does not
view the LML as a threshold and continues to quantify PM-related
mortality impacts using a full range of modeled air quality
concentrations.
Most of the estimated PM-related benefits in this rule would accrue
to populations exposed to higher levels of PM2.5. Using the
Pope, et al., (2002) study, 85 percent of the population is exposed at
or above the LML of 7.5 [micro]g/m\3\. Using the Laden, et al., (2006)
study, 40 percent of the population is exposed above the LML of 10
[micro]g/m\3\. It is important to emphasize that we have high
confidence in PM2.5-related effects down to the lowest LML
of the major cohort studies. This fact is important, because as we
estimate PM-related mortality among populations exposed to levels of
PM2.5 that are successively lower, our confidence in the
results diminishes. However, our analysis shows that the great majority
of the impacts occur at higher exposures.
Every benefit analysis examining the potential effects of a change
in environmental protection requirements is limited, to some extent, by
data gaps, model capabilities (such as geographic coverage) and
uncertainties in the underlying scientific and economic studies used to
configure the benefit and cost models. Despite these uncertainties, we
believe the benefit analysis for this rule provides a reasonable
indication of the expected health benefits of the rulemaking under a
set of reasonable assumptions. This analysis does not include the type
of detailed uncertainty assessment found in the 2006 PM2.5
NAAQS RIA because we lack the necessary air quality input and
monitoring data to run the benefits model. In addition, we have not
conducted any air quality modeling for this rule. The 2006
PM2.5 NAAQS benefits analysis \16\ provides an indication of
the sensitivity of our results to various assumptions.
---------------------------------------------------------------------------
\16\ U.S. Environmental Protection Agency, 2006. Final
Regulatory Impact Analysis: PM2.5 NAAQS. Prepared by
Office of Air and Radiation. October. Available on the Internet at
https://www.epa.gov/ttn/ecas/ria.html.
---------------------------------------------------------------------------
It should be emphasized that the monetized benefits estimates
provided above do not include benefits from several important benefit
categories, including reducing other air pollutants, ecosystem effects
and visibility impairment. The benefits from reducing HAP have not been
monetized in this analysis, including reducing 20,000 tons of carbon
monoxide, 780 tons of HCl, 2.5 tons of lead, 1.8 tons of cadmium, 680
pounds of mercury, and 58 grams of total D/F each year. Although we do
not have sufficient information or modeling available to provide
monetized estimates for this rulemaking, we include a qualitative
assessment of the health effects of these air pollutants in the RIA for
this rule, which is available in the docket.
For more information on the benefits analysis, please refer to the
RIA for this rulemaking, which is available in the docket.
III. NHSM Final Revisions
A. Statutory Authority
The EPA is promulgating these regulations under the authority of
sections 2002(a)(1) and 1004(27) of the RCRA, as amended, 42 U.S.C.
6912(a)(1) and 6903(27). Section 129(a)(1)(D) of the CAA ((42 U.S.C.
7429) directs the EPA to establish standards for CISWIs, which burn
solid waste. Section 129(g)(6) of the CAA provides that the term
``solid waste'' is to be established by the EPA under RCRA. Section
2002(a)(1) of RCRA authorizes the agency to promulgate regulations as
are necessary to carry out its functions under the Act. The statutory
definition of ``solid waste'' is provided in RCRA section 1004(27).
B. NHSM Rule History
The agency first solicited comments on how the RCRA definition of
solid waste should apply to NHSMs used as fuels or ingredients in
combustion units in an ANPRM, which was published in the Federal
Register on January 2, 2009 (74 FR 41). We then published a NHSM
proposed rule on June 4, 2010 (75 FR 31844), which the EPA issued in
final form on March 21, 2011 (76 FR 15456). The March 2011, NHSM final
rule codified the standards and procedures for identifying which non-
hazardous secondary materials are ``solid waste'' when used as fuels or
ingredients in combustion units.
In October 2011, the agency announced it would be initiating new
rulemaking proceedings to revise certain aspects of the NHSM rule.\17\
On December 23, 2011, we then published a proposed rule, which
addressed specific targeted amendments and clarifications to the part
241 regulations (76 FR 80452). These proposed revisions and
clarifications were limited to certain issues on which the agency had
received new information, as well as targeted revisions that the agency
believed were appropriate in order to allow implementation of the rule
as the EPA originally intended.\18\ As stated throughout the preamble
to the proposed rule, the agency was not reopening the entire NHSM rule
for reconsideration and would not respond to comments directed toward
rule provisions that were not specifically identified in this
proposal.\19\ Therefore, any comments that were submitted outside the
scope of the proposal, or for which the EPA did not solicit comment,
[[Page 9136]]
are not addressed in this final rule, or in the Response to Comments
document that has been prepared for this final rule.
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\17\ See October 14, 2011, Letter from Administrator Lisa P.
Jackson to Senator Olympia Snowe. A copy of this letter has been
placed in the docket for today's rule (EPA-HQ-RCRA-2008-1873).
\18\ For more information regarding the intent of the December
23, 2011, proposed rule, see 76 FR 80469. For more information
regarding the scope of the proposed rule, see 76 FR 80470-80474.
\19\ For example, see 76 FR 80470: ``The EPA is soliciting
comment only on these targeted changes and is not reopening any
other issues in the final NHSM rule. Comments that go beyond the
scope of this narrow RCRA rulemaking will not be addressed by the
Agency when it finalizes today's proposed rule.'' See also 76 FR
80474 ``As noted above, the intent of this proposal is to identify
certain specific aspects of the rule which EPA is reconsidering and
on which it is soliciting public comment. The Agency is not
reopening the entire rule for reconsideration and will not respond
to comments directed toward rule provisions that are not
specifically identified in this proposal.'' and 76 FR 80482 ``The
Agency is not considering any change to the self-implementing,
mandatory nature of the Sec. 241.3 standards for individual
facilities and will not respond to any comments on this topic.''.
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The Agency also notes that even though the NHSM final rule will
become effective on April 8, 2013, existing facilities that currently
burn NHSMs will have a substantial amount of time before having to
comply with the CISWI standards, as the compliance date for existing
CISWI sources subject to CAA 129 standards is 5 years after the date of
publication of the CISWI final rule or 3 years after the state plan is
approved, whichever happens earlier. In addition, the Boiler MACT rule
provides until February 7, 2016, for existing sources to comply with
the standards. We recognize that new sources will have to comply with
these rules sooner than do existing sources. Thus, we believe that
there will be more than adequate time for persons to determine whether
or not a NHSM sent to a combustion unit is a solid waste.
C. Introduction--Summary of Regulations Being Finalized
In today's rule, the EPA is finalizing certain amendments and
clarifications to the 40 CFR part 241 regulations on which we have
received new information, as well as specific targeted revisions that
are appropriate in order to allow implementation of the rule as the EPA
originally intended. The regulations being issued today are summarized
below. The intent of this summary is to give a brief overview of the
revised part 241 regulations. More detailed discussions, including the
agency's responses to comments received on the proposed rule and its
rationale for decisions being made in this final action, are included
in section III.D of this preamble. In addition, in an effort to aid the
regulated community, the EPA is including in the docket for today's
rule an informational redline/strikeout version that identifies the
specific changes to the regulatory text, as compared to the March 2011,
final rule.\20\
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\20\ This document has been titled, ``NHSM 2012 Final Rule
Regulation Changes'' and is placed in Docket No: EPA-HQ-RCRA-2008-
0329.
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1. Revised Definitions
In today's rule, the EPA is finalizing revisions to the three
definitions discussed in the proposed rule: (1) ``clean cellulosic
biomass,'' (2) ``contaminants,'' and (3) ``established tire collection
programs.'' In addition, based on comments received on the proposed
rule, the agency is also finalizing a revised definition of ``resinated
wood.'' These revised definitions will be codified in 40 CFR 241.2.
a. Clean Cellulosic Biomass
In today's action, the EPA is issuing a revised definition of
``clean cellulosic biomass'' that: (1) Makes clear that the list of
biomass materials are examples within the definition and is not
intended to be an exhaustive list; and (2) provides a more
comprehensive list of clean cellulosic biomass to guide the regulated
community. These revisions do not change the agency's intent under the
March 2011 final rule, but identify additional materials that are
``clean cellulosic biomass,'' and, thus, are traditional fuels under
these regulations. A discussion of relevant comments regarding the
definition of clean cellulosic biomass, as well as our rationale for
making these determinations, can be found in section III.D.1.a of this
preamble.
b. Contaminants
In today's action, the EPA is issuing a final definition of
``contaminants'' to clarify what constituents will be considered
contaminants for the purposes of the contaminant legitimacy criterion.
Revisions include: (1) The replacement of a reference to ``any
constituent that will result in emissions'' with a specific list of
constituents to be considered as contaminants based on their status as
a precursor to air emissions; (2) the removal from the definition of
specific CAA section 112(b) and 129(a)(4) pollutants that are not
expected to be found in any NHSM or are adequately covered elsewhere in
the definition; and (3) the removal of the phrase ``including those
constituents that could generate products of incomplete combustion''
from the definition. A discussion of relevant comments regarding the
contaminants definition, as well as our rationale for making these
determinations, can be found in section III.D.1.b of this preamble.
c. Established Tire Collection Programs
In today's action, the EPA is finalizing a revised definition of
``established tire collection program'' in order to account for ``off-
specification'' (including factory scrap) tires that are contractually
arranged to be collected, managed and transported between a tire
manufacturer (including retailers or other parties involved in the
distribution and sale of new tires) and a combustor, which is analogous
to how scrap tires removed from vehicles are managed. The off-
specification tires are not removed from vehicles \21\ and are handled
under contractual arrangements which ensure they are not discarded. A
description of how the changes to the definition accommodate the
management of off-specification tires can be found in section III.D.1.c
of this preamble. In addition to the proposed changes, we are revising
the definition to specifically include tires that were not abandoned
and were received from the general public at tire collection program
events. A discussion of relevant comments regarding the definition, as
well as our rationale for making this determination, can be found in
section III.D.1.c of this preamble.
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\21\ ``Removal from vehicles'' had been a component of the
definition.
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d. Resinated Wood
In today's action, the EPA is issuing a revised definition of
``resinated wood'' that includes additional materials in order to be
more representative of the universe of resinated wood residuals that
are currently used as fuels throughout the wood product manufacturing
process. Revisions include: (1) Replacing the phrase ``containing resin
adhesives'' with the phrase, ``containing binders and adhesives,'' and
(2) specifically including ``off-specification resinated wood products
that do not meet a manufacturing quality or standard'' within this
definition. A discussion of relevant comments regarding the resinated
wood definition, as well as our rationale for making this
determination, can be found in section III.D.3.b of this preamble.
2. Contaminant Legitimacy Criterion for NHSM Used as Fuels
In today's action, the EPA is issuing in final form a revised
contaminant legitimacy criterion for NHSMs used as fuels to provide
additional details on how contaminant comparisons between NHSMs and
traditional fuels may be made. Revisions include: (1) The ability to
compare groups of contaminants where technically reasonable; (2) the
clarification that ``designed to burn'' means can burn or does burn,
and not necessarily permitted to burn; (3) the ability to use
traditional fuel data from national surveys and other sources beyond a
facility's current fuel supplier; and (4) the ability to use ranges of
traditional fuel contaminant levels when making contaminant
comparisons, provided the variability of NHSM contaminant levels is
also considered. A discussion of relevant comments regarding the
contaminant legitimacy criterion for NHSMs used as fuels, as
[[Page 9137]]
well as our rationale for making these determinations, can be found in
section III.D.2 of this preamble.
3. Categorical Non-Waste Determinations for Specific NHSM Used as Fuels
In today's final rule, the agency is codifying determinations that
certain NHSMs are non-wastes when used as fuels. Based on all available
information, the EPA has determined that the following NHSMs are
categorically not a solid waste when burned as a fuel in combustion
units: (1) Scrap tires that are not discarded and are managed under the
oversight of established tire collection programs, including tires
removed from vehicles and off-specification tires; (2) resinated wood;
(3) coal refuse that has been recovered from legacy piles and processed
in the same manner as currently-generated coal refuse; and (4)
dewatered pulp and paper sludges that are not discarded and are
generated and burned on-site by pulp and paper mills that burn a
significant portion of such materials where such dewatered residuals
are managed in a manner that preserves the meaningful heating value of
the materials.
a. Scrap Tires
In today's action, the agency is adding scrap tires that are not
discarded and are managed under the oversight of established tire
collection programs, including tires removed from vehicles and off-
specification tires (including factory scraps), to the categorical list
of non-waste fuels (see 40 CFR 241.4(a)(1)) as proposed. Based on this
categorical non-waste determination, facilities burning the scrap tires
that qualify for the provision will not need to demonstrate that this
NHSM meets the legitimacy criteria on a site-by-site basis. Further,
the addition to the new categorical non-waste provision at 40 CFR
241.4(a)(1) eliminated the need for the previous scrap tire provision
at 40 CFR 241.3(b)(2)(i),\22\ which has been removed and reserved in
today's final rule. A discussion of relevant comments regarding the
scrap tire provision, as well as our rationale for making this
determination, can be found in section III.D.3.a of this preamble.
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\22\ The scrap tire provision in the 2011 NHSM final rule is now
removed and the section reserved in today's final rule: ``(b) The
following non-hazardous secondary materials are not solid wastes
when combusted:
(2) The following non-hazardous secondary materials that have
not been discarded and meet the legitimacy criteria specified in
paragraph (d)(1) of this section when used in a combustion unit (by
the generator or outside the control of the generator):
(i) Scrap tires used in a combustion unit that are removed from
vehicles and managed under the oversight of established tire
collection programs.''
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b. Resinated Wood
In today's action, the agency is listing resinated wood as a non-
waste fuel in 40 CFR 241.4(a)(2), as proposed. The EPA has evaluated
resinated wood and, based on all available information, including
consideration of the legitimacy criteria, as well as other relevant
factors, has determined that resinated wood is not a solid waste when
used as a fuel. Based on this categorical non-waste determination,
facilities burning resinated wood residuals as a fuel will not need to
demonstrate that this NHSM meets the legitimacy criteria on a site-by-
site basis.
Further, the addition of this categorical non-waste determination
(40 CFR 241.4(a)(2)) eliminated the need for the previous resinated
wood provision at 40 CFR 241.3(b)(2)(ii),\23\ which has been removed
and reserved in today's final rule. A discussion of relevant comments
regarding the categorical non-waste determination for resinated wood,
as well as our rationale for making this determination, can be found in
section III.D.3.b of this preamble.
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\23\ The resinated wood provision in the 2011 NHSM final rule is
now removed and the section reserved in today's final rule: ``(b)
The following non-hazardous secondary materials are not solid wastes
when combusted:
(2) The following non-hazardous secondary materials that have
not been discarded and meet the legitimacy criteria specified in
paragraph (d)(1) of this section when used in a combustion unit (by
the generator or outside the control of the generator):
(ii) Resinated wood used in a combustion unit.''
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c. Coal Refuse
In today's action, the agency has determined that coal refuse that
has been recovered from legacy piles and processed in the same manner
as currently-generated coal refuse, is a non-waste fuel in 40 CFR
241.4(a)(3). This determination is based on the fact that: (1)Legacy
coal refuse processed in the same manner as currently-generated coal
refuse meets the definition of processing (as codified in 40 CFR
241.2); and (2)the EPA's assessment that such materials meet the
legitimacy criteria for fuels (as codified in 40 CFR 241.3(d)(1)) when
compared to currently-generated coal refuse, which the agency considers
to be within the definition of a traditional fuel (as codified in 40
CFR 241.2). Based on this categorical non-waste determination,
facilities burning these materials as a fuel will not need to
demonstrate that this NHSM meets the legitimacy criteria on a site-by-
site basis. A discussion of relevant comments regarding the categorical
non-waste determination for coal refuse that is recovered from legacy
piles and processed, as well as our rationale for making this
determination, can be found in section III.D.5.b of this preamble.
d. Pulp and Paper Sludge
In today's action, the EPA has determined that dewatered pulp and
paper sludges that are not discarded and are generated and burned on-
site by pulp and paper mills that burn a significant portion of such
materials where such dewatered residuals are managed in a manner that
preserves the meaningful heating value of the materials are non-waste
fuels in 40 CFR 241.4(a)(4). This determination for pulp and paper
sludge as a categorical non-waste represents the agency's finding,
after balancing the regulatory legitimacy criteria with other relevant
factors, that the burning of this material is an integral part of
facility operations, and as described in the categorical listing is for
energy recovery and not discard. Based on this categorical non-waste
determination, facilities meeting the description of this determination
and burning these materials as a fuel will not need to demonstrate that
this NHSM meets the legitimacy criteria on a site-by-site basis. A
discussion of relevant comments regarding the categorical non-waste
determination for pulp and paper sludges, as well as our rationale for
making this determination, can be found in section III.D.5.a of this
preamble.
4. Rulemaking Petition Process for Other Categorical Non-Waste
Determinations (40 CFR 241.4(b))
In today's final rule, the agency is finalizing a rulemaking
petition process that provides persons with an opportunity to submit a
rulemaking petition to the Administrator, seeking a categorical
determination for additional NHSMs to be listed in 40 CFR 241.4(a) as
non-waste fuels. The process for submitting a rulemaking petition to
the agency, as well as the factors a successful application must
include, is listed in 40 CFR 241.4(b). A discussion of relevant
comments regarding the petition process for the categorical listings,
as well as our rationale for the categorical rulemaking petition
process, can be found in section III.D.4 of this preamble.
5. Streamlining of the 40 CFR 241.3(c) Non-Waste Determination Petition
Process
In today's final rule, the agency is streamlining the non-waste
determination provisions under 40 CFR 241.3(c). The public
participation process was streamlined to
[[Page 9138]]
accommodate petitions that apply to multiple combustors. In particular,
the regulations were adjusted to indicate that the appropriate office
in the EPA headquarters may handle petitions that cross multiple
regions. Furthermore, if a determination is made that the NHSM is a
non-waste, the decision will be retroactive and apply on the date the
petition was submitted. A discussion of relevant comments regarding the
streamlining of the 40 CFR 241.3(c) non-waste determination petition
process, as well as our rationale for the streamlining changes made to
the non-waste determination process, can be found in section III.D.6 of
this preamble.
6. Revised Introductory Text for 40 CFR 241.3(a)
In today's final rule, the agency has decided not to revise the
introductory text of 40 CFR 241.3(a). In its December 2011 proposed
rule, the EPA considered revising this introductory text to state that
NHSMs are ``presumed to be'' solid wastes, rather than ``are'' solid
wastes. While the proposed change was not expected to be a substantive
change to the rule, but merely a reflection of the record at the time,
it did engender some confusion among commenters. Based on the comments
received, we have decided not to issue revised introductory text 40 CFR
241.3(a) and, thus, this section will continue to read as codified in
the March 2011 NHSM final rule. A discussion of relevant comments
regarding the introductory text of 40 CFR 241.3(a), as well as our
rationale for this decision, can be found in section III.D.7 of this
preamble.
D. Comments on the Proposed Rule and Rationale for Final Decisions
In this section, the EPA addresses major comments the agency
received regarding the targeted revisions that were proposed to certain
part 241 provisions in the December 23, 2011, proposal. In discussing
the comments received on the proposal, we also provide the rationale
for making the revisions that are finalized in today's action. As
previously discussed, the agency specifically stated that it would not
address comments that go beyond the scope of this narrow RCRA
rulemaking.
1. Revised Definitions
a. Clean Cellulosic Biomass
The proposed rule suggested revising the March 2011 definition of
``clean cellulosic biomass'' to list additional examples of biomass
materials that are appropriately included within this definition. These
fuels are not secondary materials or solid wastes unless discarded.
Clean biomass is ``biomass that does not contain contaminants at
concentrations not normally associated with virgin biomass materials''
(codified in 40 CFR 241.2).
This regulatory revision would not change the agency's intent under
the March 2011 final rule, but would identify additional materials that
are ``clean cellulosic biomass,'' and, thus, would be a traditional
fuel under these regulations. While the list of clean biomass materials
is only illustrative and not exhaustive, it is now more comprehensive
than the list that appeared in the definition included in the 2011 NHSM
final rule.
One of the materials within the definition is clean C&D wood. In
light of some confusion in comments regarding C&D wood, the EPA is
clarifying the meaning of the term in the definition of ``clean
cellulosic biomass.'' Construction & demolition wood actually may be
placed into different categories, depending upon its origin. In
accordance with the traditional fuels definition in section 241.2,
clean C&D wood could be combusted as a traditional fuel if it does not
contain contaminants at concentrations not normally associated with
virgin wood.
However, the final NHSM rule also addressed C&D wood that may
contain contaminated material.\24\ There is no need to repeat these
discussions here, except to clarify what the final rule means. In
general, contaminated C&D wood that has been processed to remove
contaminants, such as lead-painted wood, treated wood containing
contaminants, such as arsenic and chromium, metals and other non-wood
materials, prior to burning, likely meets the processing and legitimacy
criteria for contaminants, and thus can be combusted as a non-waste
fuel (see further discussion in response to comments below).
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\24\ See 76 FR 15485.
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Comment: One commenter noted that the EPA's specific inclusion of
``untreated wood pallets'' implicitly accepts that small amounts of
non-wood material inherent to the pallets, such as screws or plastic
fasteners, do not render those materials solid waste under the rule,
and de minimis amounts of non-biomass material would not require these
types of materials to be burned in incinerators under the CISWI rule.
Another commenter requested that the EPA reconsider use of the word
``untreated'' when referring to wood pallets. The commenter argues that
the EPA does not define the word ``untreated'' and its use could create
confusion. Rather, the commenter recommends that ``untreated'' be
replaced with the word ``clean,'' which is an adjective used in the
definition to distinguish other materials (e.g., ``clean construction
and demolition wood'').
Response: Wood pallets are refurbished or recycled for other uses
by pallet recyclers. When the useful life of the pallet is finished,
the recyclers typically remove the small amount of non-wood material
inherent to pallets that would inhibit combustion, such as screws or
plastic fasteners. The pallets are then ready for use as fuel, and the
non-wood material would not impact whether the material can be burned
in combustion units that meet the CAA section 112 emission standards.
The agency is not aware of instances where the pallets are used as fuel
directly by the original users and non-wood material is left remaining
in the pallet. Such pallets would not be considered clean cellulosic
biomass under the rule.
With respect to the other comment, the EPA does not agree, that the
term ``untreated'' wood pallet be replaced with the term ``clean'' wood
pallet. The term ``clean'' is defined in the traditional fuels
definition as described above, and applies to all the materials listed
in the definition of clean cellulosic biomass, which includes untreated
wood pallets. It would be redundant to define ``clean'' biomass as
including ``clean'' wood pallets. The point is that some wood pallets
may contain treated wood, such as CCA treated wood, and inclusion of
the term ``untreated'' with wood pallet would help emphasize that such
treated wood would not be considered ``clean'' under the definition of
clean cellulosic biomass.
Comment: Several commenters indicated that the definition of clean
cellulosic biomass remains ambiguous because it continues to include
the caveat that: ``Clean biomass is biomass that does not contain
contaminants at concentrations not normally associated with virgin
biomass materials.'' Thus, notwithstanding the EPA's attempt at
expanding the definition of clean cellulosic biomass, the commenters
believed that this sentence should be removed because it perpetuates
uncertainty. It is not clear what comparisons are permissible and what
concentration levels are appropriate.
The commenters also indicated that this sentence perpetuates the
EPA's erroneous interpretation of its authority under RCRA. A material
does not become a waste when burned for energy recovery just because it
may contain contaminants--prior to combustion--not normally associated
with virgin biomass. It becomes a waste only if it is
[[Page 9139]]
combusted for the purpose of disposal, rather than for energy recovery.
Response: The agency disagrees with the commenter that defining the
term ``clean'' leads to ambiguity in identifying which materials are
clean cellulosic biomass. On the contrary, defining the term ``clean''
is meant to ensure that contaminated cellulosic material being burned,
such as lead-painted wood or arsenic treated wood, does not introduce
contaminants (as defined in 40 CFR 241.2) not normally associated with
virgin biomass materials.
The agency wishes to emphasize, however, that determinations that
the cellulosic biomass used as a fuel or ingredient is clean, do not
presuppose any testing of contaminant levels. Persons can use expert or
process knowledge of the material to justify decisions regarding
presence of contaminants.
With respect to the comment that burning of contaminated material
does not make it a waste, the agency has not reopened this issue for
this rule and stands by its responses in the rulemaking record for the
March 2011 final rule.\25\
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\25\ See, for example, 76 FR 15523-4: ``If a non-hazardous
secondary material contains contaminants that are not comparable to
those found in traditional fuels, and those contaminants are related
to pollutants that are of concern at solid waste combustion units,
then it follows that discard is occurring. The contaminants in these
cases could not be considered a normal part of a legitimate fuel and
are being discarded, either through destruction in the combustion
unit or through releases into the air. Units that burn such
materials are therefore most appropriately regulated under the CAA
section 129 standards for solid waste incinerators.'' See also 76 FR
15485, which states: ``[A]s we have noted previously, the criterion
or test for determining whether a material is burned as a waste or a
commodity fuel is the level of the contaminant in the secondary
material itself--that is destruction of contaminants indicates a
waste treatment activity rather than a commodity fuel.''
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Comment: One commenter provided the example of whether treated
seeds that contain additives are considered contaminants in virgin
biomass. These additives may not be found in virgin seeds but are not
harmful at the concentrations found in the seeds. The commenter
questioned whether any concentration above ``natural'' (concentration
levels found in virgin material), especially when combusted as fuel,
would be prohibited and require additional waste regulation.
Response: Seeds may be treated with pesticides and hormones to aid
in germination. Such chemicals do not generally include contaminants as
defined in section 241.2; therefore, such treated seeds would be
considered clean cellulosic biomass.
Comment: Several commenters indicated that, as part of the EPA's
changes in the definition of clean cellulosic biomass, it is proposing
to consider treated or painted wood the same as ``virgin'' wood if it
has lower than de minimis levels of contamination. While adoption of
numerical values in the rule would require additional provisions for
measurements and would require additional notice, the commenter
believes that such clarity is important for successful implementation
of the rule. Such limits would be applied to ``clean'' C&D material,
for instance, among other potential fuel types. The term de minimis is
not defined numerically in the proposed rule and the commenters argue
that without a specific numerical de minimis limit, sources would not
have a clear understanding of whether they fall under the CISWI or
hazardous waste incinerator rules. The commenter recommended that the
EPA define and allow for public comment on the levels associated with
the term de minimis and base the de minimis levels on contaminant
levels found in typical ``virgin'' wood.
Response: Regarding the addition of a definition for de minimis
amounts of contaminants remaining in processed wood, the agency does
not believe it appropriate to identify specific concentration levels.
Rather, the agency interprets de minimis as that term is commonly
understood; i.e., insignificant or negligible amounts of contamination
such as small wood sliver containing lead paint).
As indicated above, there also appears to be confusion among
commenters regarding two different categories of C&D wood--``clean C&D
wood'' that is a traditional fuel, and C&D wood that has been processed
to remove contaminants. Under the 2011 NHSM final rule, C&D wood that
has been processed to remove contaminants, such as lead-painted wood,
treated wood containing contaminants, such as arsenic and chromium,
metals and other non-wood materials, prior to burning, likely meets the
processing and legitimacy criteria for contaminants, and thus can be
combusted as a non-waste fuel but would not be considered ``clean C&D
wood.'' Such C&D wood may contain de minimis amounts of contaminants
and other materials provided it meets the legitimacy criteria for
contaminant levels. To meet the contaminant legitimacy criterion,
concentration levels of contaminants in the processed C&D wood must be
comparable to or less than the levels in the traditional fuel the unit
was designed to burn, whether wood or another traditional fuel (see
section III.D.2 for a discussion on contaminant comparisons). In
contrast, ``clean C&D wood'' is a traditional fuel that does not
require processing and meets the definition of ``clean'' (i.e., C&D
wood that does not contain contaminants at concentrations not normally
associated with virgin biomass (wood)). Thus, de minimis amounts of
contaminants and other material appropriate for processed C&D wood
would not be appropriate for clean wood that is a traditional fuel.
Comment: One commenter argued that states should have discretion
about how to determine appropriate fuel quality but it should be no
less stringent than limits set by the EPA. There should be a
distinction between de minimis levels of contamination in C&D wood and
a fuel quality standard.
Response: We do not necessarily disagree with the commenter. That
is, as discussed in the final rule, part 241 does not preempt a state's
statutory or regulatory standards and states are free to establish fuel
quality standards for C&D wood. However, we would also note that as
solid waste is defined by the EPA under RCRA, such state standards
would not necessarily impact the status of the material as it relates
to which combustion units are subject to CAA section 129 (56 FR 15546).
b. Contaminants
The December 2011 rule proposed to clarify what constituents will
be considered contaminants by making the definition of ``contaminants''
more specific. However, the proposal maintained the fundamental
approach--and was intended to cover the same constituents--as the March
2011 final rule.
The March 2011 final rule and the December 2011 proposed rule
identified the same three ways a chemical can be labeled a contaminant.
First, it may be one of the 187 HAP currently listed in CAA section
112(b); second, it may be one of the nine pollutants listed under CAA
section 129(a)(4); and third, it may be one of a handful of chemicals
whose combustion will result in the formation of listed CAA section
112(b) and section 129(a)(4) pollutants (e.g., sulfur that will result
in SO2).
The definition proposed in December provided clarification by
listing the constituents that belong to the third group.\26\
Specifically, the proposed
[[Page 9140]]
revision replaced a potentially ambiguous reference to ``any
constituent that will result in emissions'' with the four specific
elements the agency intended to be considered as contaminants
(chlorine, fluorine, nitrogen, and sulfur) based on their status as a
precursor to air emissions. In all four cases, the CAA pollutant itself
(e.g., SO2) is not likely to be present in the NHSM prior to
combustion, and the only way to measure constituents prior to
combustion ``that will result in emissions'' of that pollutant is to
measure a known precursor (e.g., sulfur) instead. For each of the four
precursor elements listed as contaminants in the proposal, the expected
fate for the precursor during combustion is formation of the
aforementioned pollutant and the precursor makes no substantive
contribution to the material's value as a fuel. For these reasons, the
agency proposed to specifically identify chlorine, fluorine, nitrogen,
and sulfur as contaminants in place of HCl, HF, NOX and
SO2. By limiting the list of precursors considered
contaminants to these four elements, the revised definition also made
clear that the agency did not intend to include other elements present
in contaminants (such as hydrogen and carbon) as contaminants
themselves.
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\26\ Eleven metal elements directly identified in CAA section
112(b) were also listed in the proposed definition to provide the
regulated community with a complete list of elements that are
considered ``contaminants'' under the rule.
---------------------------------------------------------------------------
The December 2011 proposed rule also removed from the definition of
contaminants those pollutants in CAA sections 112(b) and 129(a)(4) that
we do not expect to find in any NHSM. Specifically:
Chlorine gas, HCl, HF, NOX, and SO2
were removed from the definition because they are unlikely to be found
in NHSMs prior to combustion and had been replaced by the elements
chlorine, fluorine, nitrogen and sulfur as discussed above;
Fine mineral fibers were removed because they are releases
from the manufacturing and processing (not combustion) of non-
combustible rock, glass or slag into mineral fibers;
Particulate matter and coke oven emissions were removed
because they are products of combustion unlikely to exist in NHSMs
prior to combustion;
Cresol isomers m-cresol, o-cresol, and p-cresol were
removed because the listed pollutant cresols/cresylic acid includes
these three isomers;
Xylene isomers m-xylene, o-xylene, and p-xylene were
removed because the listed pollutant xylenes includes these three
isomers; and
Diazomethane, white phosphorus, and titanium tetrachloride
were removed because their high reactivity makes their presence in
NHSMs very unlikely.
In addition, two phrases present in the March 2011 final rule
``contaminants'' definition were not included in the December 2011
proposed rule definition. First, the phrase concerning constituents
``that will result in emissions of the air pollutants'' was removed
since the regulated community had expressed confusion that in
determining whether or not a NHSM meets the contaminant legitimacy
criterion, emissions from the combustion unit were to be evaluated. The
EPA disagreed and directed readers to the language in sections
241.3(d)(1)(iii) and 241.3(d)(2)(iv). These sections state that
contaminant comparisons are based on the presence of contaminants in
the NHSM (or products made from NHSMs in the case of ingredients), not
the resulting emissions. The proposed revision also inserted the phrase
``prior to combustion'' into the contaminants definition to further
emphasize that the NHSMs, not the emissions that result from NHSMs, are
to be evaluated when conducting contaminant comparisons. The rationale
for evaluating the NHSM, and not emissions, can be found in the record
for the March 2011 final rule.\27\ The proposal merely added language
to ensure the rule is consistent with the agency's intent.
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\27\ For example, see 76 FR 15524-15525.
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The second phrase proposed to be removed from the March 2011 final
rule definition was a reference to ``those constituents that could
generate products of incomplete combustion,'' also referred to as PICs.
This reference was removed from the definition because it was
duplicative and potentially misleading. Specifically, this phrase was
not necessary because all PICs that the agency considers air
pollutants--including dioxins, dibenzofurans, PCBs and PAHs--are listed
in CAA sections 112(b) or 129(a)(4) and are thus already included in
the ``contaminants'' definition. More importantly, the phrase was
potentially misleading because PIC formation depends heavily on
combustion conditions, such as air/fuel ratio and mixing. These
conditions are controlled to limit emissions and neither these
conditions nor emissions are the subject of this rule. The NSHM itself
is the subject of this rule. Thus, the removal of both phrases
clarified, but did not alter, the constituents subject to the
contaminant legitimacy criterion.
The EPA believes that comments have not changed the basis for
listing specific precursors to air emissions as contaminants, nor have
they changed the basis for either excluding specific constituents from
the definition or removing the references to ``that will result in
emissions of the air pollutants'' and ``constituents that could
generate products of incomplete combustion'' from the definition. Thus,
the EPA is adopting the reasoning from the proposal and revising the
definition of contaminants to incorporate these concepts.
The EPA has decided, however, to make several modifications to the
regulatory language of the December 2011 proposed rule based on
comments received and information in the rulemaking record. First, in
the final definition issued today, precursors will only be considered
contaminants for NHSMs used as fuels; precursors will not be considered
contaminants for NHSMs used as ingredients. Furthermore, precursors
will not be considered contaminants if they do not form their
corresponding pollutants. Also, opacity has been removed from the
contaminants definition. Finally, the phrase ``prior to combustion''
has not been inserted into the contaminants definition, as had been
proposed. Contaminants in NHSMs used as fuel in combustion units must
still be evaluated prior to combustion, and persons must still evaluate
the NHSM itself (not emissions), but the agency has determined that the
topic of when to evaluate contaminants is more appropriate to address
in the legitimacy criteria than in the contaminants definition.
Additional reasoning for keeping the rule provisions as proposed,
and for any modifications to the proposed language, are described in
the following responses to comments.
Comment: Several commenters stated that the definition of
contaminants should focus on contaminants released as combusted
emissions. One commenter argued that contaminants should be compared
between emitted contaminants and emission standards. A second commenter
reiterated previous comments that contaminant levels should be related
to the air emissions and not the content of the material. For support,
commenters cited that the EPA reversed its position in the proposal by
using possible air emissions as the basis for establishing what
contaminants need to be compared.
Response: The EPA has previously stated that contaminant levels
before and after combustion can be important indicators of legitimacy
and it maintains the position from the March 2011 final rule that non-
waste fuels must be similar in composition to traditional
[[Page 9141]]
fuels prior to combustion.\28\ Because combustion and emission control
processes can destroy or remove contaminants, a comparison of emissions
profiles alone only tells one how well the combustion unit is
operating, not whether the NHSM is being used as a legitimate non-waste
commodity fuel.\29\
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\28\ See 76 FR 15525.
\29\ Id.
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The EPA disagrees with the comment that the agency reversed its
position on the consideration of emissions in the proposal by including
precursors to air emissions as contaminants. The agency notes that a
difference exists between comparing ``emissions'' and comparing
``contaminants that will result in emissions,'' the exact language used
in the March 2011 final rule. The EPA has clarified what it intended by
``contaminants that will result in emissions'' in today's final action.
This clarification involves the listing of specific precursors known to
result in emissions of air pollutants when combusted; it also involves
the removal of specific pollutants known not to be present in NHSMs.
Comment: Two commenters expressed concern that the proposed
definition of contaminants conflicted with the contaminant legitimacy
criterion for NHSMs used as ingredients in combustion units. Commenters
stated that both the definition of contaminants, as proposed, and the
existing contaminant legitimacy criterion for ingredients were clear
when read separately but were contradictory when taken together. The
commenters encouraged the EPA to clarify the regulatory text.
Specifically, the commenters noted that for ingredients, contaminants
could not be evaluated prior to combustion and then used to compare
products produced using NHSMs to products produced using traditional
materials.
Response: The EPA has decided not to include language from the
December 2011 proposed rule in the definition of contaminants that
emphasized when NHSM contaminant levels are to be evaluated (i.e.,
before or after combustion). While the proposed additional language
made clear that NHSMs used as a fuel were to be evaluated for
contaminants ``prior to combustion,'' the agency agrees with the two
commenters who argued that the proposed language conflicts with the
contaminant legitimacy criterion for ingredients. The contaminant
criterion for ingredients requires comparisons to be made between
products produced with and without NHSMs, but until the products exist,
they cannot be compared.
As such, the agency has decided not to adopt the proposed
additional language addressing when contaminants are to be evaluated in
the definition of contaminants. The agency proposed similar language in
the December 2011 rule addressing this topic in the contaminant
legitimacy criterion and the agency is adopting that language in
today's final rule. The agency has determined that the legitimacy
criteria themselves (40 CFR 241.3(d)(1)(iii) for fuels and 40 CFR
241.3(d)(2)(iv) for ingredients) are more appropriate places to address
this topic.
The EPA has also decided to add language to the definition of
contaminants clarifying that the specification of particular precursors
to air emissions (i.e., chlorine, fluorine, nitrogen and sulfur) as
contaminants does not apply to the contaminant legitimacy criterion for
ingredients. As identified by the commenters, the contaminant criterion
for ingredients requires comparisons to be made between products
produced with and without NHSMs. Products can only be compared after
combustion has occurred, at which point there will be no benefit to
measuring levels of precursors.
The agency also notes that it does not envision a situation where
NHSMs containing chlorine, fluorine, nitrogen or sulfur would be used
as ingredients in such a way that would emit higher levels of HCl, HF,
NOX or SO2 than would be emitted using
traditional ingredients without the material being considered a solid
waste. In all cases, ingredients must provide a valuable contribution
to the product being produced, and that product must itself be
valuable, in order to not be considered a solid waste. For an
ingredient to provide value, the agency expects the ingredient to
remain in a product rather than be destroyed or released via emissions.
This is a key reason why the contaminant legitimacy criterion for
ingredients focuses on products (i.e., toxics along for the ride)
rather than emissions. Furthermore, the legitimacy criteria for
ingredients cannot be used to avoid the legitimacy criteria for fuels
if the material is being used for both purposes.
Comment: Several commenters questioned the rationale for including
precursors to air emissions as ``contaminants'' under the proposed
revised definition. Some indicated that the concept is far removed from
the true meaning of ``discard,'' with one comment stating that the EPA
has no legal, rational or scientific basis for considering the presence
of sulfur or nitrogen in NHSMs as evidence of intent to discard
SO2 or NOX during combustion. To support this
argument, the commenter first noted that the EPA has no record basis
for assuming that the intent of the combustor is to discard the
constituent, rather than to generate energy. Second, the commenter
noted that whether or not a boiler has emissions of regulated air
pollutants, such as SO2 or NOX when it combusts a
precursor will depend, not on an intent to discard these pollutants,
but on boiler operation and design.
Two commenters also stated that the preamble discussion on
precursors demonstrates how far removed the EPA's rationale for this
rulemaking is from the concept of discard. They noted that the EPA is
requiring combustors to document and keep records regarding the fact
that CO is not present in NHSMs, and, under CISWI, would identify the
NHSM as waste if this documentation is not maintained. The commenters
failed to see how this has anything to do with a determination that a
material is a waste under RCRA.
Response: The EPA disagrees with these comments. Precursors to
emissions of identified air pollutants are important and appropriate to
address as contaminants in NHSMs prior to combustion. It is also
necessary to tailor the definition of contaminants to the realities of
the combustion process, during which precursors present in NHSMs used a
fuel--many of which are solid or liquid--are transformed into air
pollutants.
However, the agency agrees with those commenters who argued that
the revised definition, as proposed, may be too broad with regard to
precursors that may not form air pollutants in all cases. For example,
if the combustion of nitrogen does not form NOX in a
particular situation, the agency did not intend in its December 2011
proposed rule to consider nitrogen as a contaminant in that particular
situation.\30\ The EPA noted in the proposed rule that chlorine,
fluorine, nitrogen and sulfur will form pollutants of concern in most
circumstances, but the agency does acknowledge that specific
technologies and practices may prevent these transformations from
happening in the first instance, particularly with regard to nitrogen
(one
[[Page 9142]]
example being the use of Low NOX burners with Over-Fire
Air). Thus, the contaminants definition issued in today's final rule
does not consider constituents that are normally precursors to CAA
section 112(b) or 129(a)(4) pollutants to be contaminants if a specific
technology or practice prevents them from forming their corresponding
pollutants.
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\30\ See March 16, 2012 Response from James R. Berlow, Director,
Program Implementation and Information Division, EPA's Office of
Resource Conservation and Recovery to Fadi K. Mourad, DTE Energy
Services, Inc. A copy of this response letter has been placed in the
docket for today's rulemaking and is also available at https://www.epa.gov/epawaste/nonhaz/define/index.htm.
---------------------------------------------------------------------------
The definition codified in 40 CFR 241.2 only includes chlorine,
fluorine, nitrogen and sulfur as contaminants in cases where
``combustion will result in the formation of hydrogen chloride (HCl),
hydrogen fluoride (HF), nitrogen oxides (NOX), or sulfur
dioxide (SO2).'' When compared to the December 2011 proposed
rule, the only constituents no longer considered contaminants due to
this modification are chlorine that will not form HCl during
combustion, fluorine that will not form HF during combustion, nitrogen
that will not form NOX during combustion and sulfur that
will not form SO2 during combustion. This is consistent with
the March 2011 NHSM final rule, under which these constituents would
not be contaminants when they would not ``result in emissions'' of CAA
section 112(b) or section 129(a)(4) pollutants.
Although the EPA is not currently aware of any technologies or
practices that prevent chlorine, fluorine or sulfur in NHSMs from
forming their associated pollutants during combustion (the EPA is aware
of such examples with nitrogen), the agency considers it reasonable and
appropriate to adopt the same language for all four precursors to allow
for future technological advances preventing the transformation of
these elements into pollutants during combustion.
Comment: One commenter stated that the consideration of precursors
to air emissions as contaminants could be used to make the most
fundamental of all elements, hydrogen, a contaminant because it is
present in nearly all regulated pollutants. The presence of hydrogen in
a NHSM could then be considered evidence of intent to discard
pollutants that contained hydrogen.
Response: Under the proposed contaminants definition, only the
specific precursor elements listed (chlorine, fluorine, nitrogen and
sulfur) are considered contaminants. The EPA determined in the
proposal, and adopts as its final decision today, that these are the
only four precursors necessary to evaluate when comparing contaminants
between NHSMs and traditional fuels. The agency specifically decided
not to include hydrogen on this list. Whereas combustion of chlorine,
fluorine, nitrogen and sulfur typically leads to the formation of CAA
section 112(b) or 129(a)(4) air pollutants, combustion of hydrogen
typically leads to the formation of water vapor.
Comment: Several commenters opposed the inclusion of precursors as
contaminants on the ground that the formation of related pollutants
depends more on boiler operation and design, process chemistry and
feedstock characteristics than on the levels of precursors present in
the NHSMs.
Response: The EPA recognizes that unit design and operating
conditions can impact the transformation of chlorine, fluorine,
nitrogen and sulfur into air pollutants. Rather than viewing this as a
reason to ignore the pollutants these elements commonly form, the
agency views this as further evidence why precursor levels must be
considered when determining which set of CAA standards--which in turn
regulate unit operating conditions--should apply.
Comment: Two commenters suggested that the EPA follow a different
approach for defining contaminants and use a method similar to what the
agency used for the used oil specification in 40 CFR 279.11. In each
case, the commenter suggested that for NHSMs, the definition of
contaminants should be limited to sulfur, nitrogen, chlorine, Cd, Hg
and lead because those are the elements Congress addressed in CAA
section 129. This approach, they argued, would be similar to what the
EPA did when developing the used oil specifications. The point the
commenters wished the agency to draw from the used oil specification
approach is that it addressed elemental species, as opposed to
individual compounds. Using sulfur as an example, the commenters
reasoned that it is the underlying presence of sulfur-bearing materials
in the NHSMs, as opposed to individual sulfur-containing compounds on
the section 112(b) list, which effects emissions of SO2.
Response: The EPA disagrees with the approach outlined by the
commenters and has issued a final definition of contaminants based on
both the CAA section 112(b) and the CAA section 129(a)(4) lists, as was
proposed. We do agree with the commenters, however, that identifying
precursors that will form certain CAA pollutants in the definition of
contaminants is appropriate. The approach outlined by the commenters
appears to be based on two premises that the EPA has previously
considered and decided not to adopt.
First, the commenters do not think the definition of contaminants
should reference both the CAA section 112(b) and CAA section 129(a)(4)
lists. The agency previously explained its decision to use both lists
in the March 2011 final rule and does not believe comments have offered
any new information that would change the basis for this decision. The
EPA previously discussed that both lists of constituents are
appropriate because both lists are to be considered by the EPA when
developing emission standards.\31\ Furthermore, the agency has
previously explained that CAA section 129 provides that the term
``solid waste'' shall have the meaning promulgated by the EPA under
RCRA and that the EPA has the authority to interpret RCRA to decide
whether NHSMs are solids wastes or not.\32\ The agency notes that it
has carefully considered the CAA section 112(b) and 129(a)(4) lists of
pollutants and removed those constituents that would not be appropriate
to evaluate in NHSMs.
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\31\ See 76 FR 15524-15525. See also, 75 FR 31883.
\32\ See 76 FR 15469-15470. See also, 76 FR 15473.
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Second, the commenters base their proposed approach to defining
contaminants purely on emissions. The agency agrees that emissions may
be a means of discard but contaminants that are destroyed by the
combustion process or incorporated into products may not have emission
standards established under CAA section 129. Combustion may still be a
means of discard in these instances. Thus, a definition of contaminants
based only on the CAA section 129 emissions standards only tells one
how well the combustion unit is operating, not whether the NHSM is
being used as a legitimate non-waste commodity.\33\
---------------------------------------------------------------------------
\33\ See 76 FR 15525.
---------------------------------------------------------------------------
Comment: Several commenters addressed the specific constituents
proposed to be removed from the definition of contaminants. In general,
comments were supportive of the concept that constituents unlikely to
be found in NHSMs prior to combustion or adequately measured elsewhere
in the definition should be removed from the definition.
Multiple commenters asked that CO also be removed from the
definition because it is unlikely to be found in NHSMs. The same
commenters asked that opacity be removed from the definition because it
can only be measured in emissions and is not directly related to any
one specific constituent in NHSMs. Particulate matter and coke oven
emissions were removed, noted the commenters, because they are products
of combustion unlikely to exist in NHSMs
[[Page 9143]]
prior to combustion, and the same can be said for CO and opacity.
One commenter expressed concern that asbestos had been removed from
the list due to the removal of ``fine mineral fibers'' as a
contaminant. The commenter explained that asbestos is commonly found in
construction and demolition debris and asbestos particles in smoke are
deadly. Excluding fine mineral fibers from regulation explicitly
ignores the possibility of such contamination in C&D debris, noted the
commenter, and asbestos should be a regulated contaminant.
Response: The EPA has issued a final rule containing the language
removing constituents from the definition of contaminants as proposed,
with one change. The agency has removed ``opacity'' from the final
definition of contaminants as well. Similar to PM and coke oven
emissions, there is no practical way to measure opacity in NHSMs prior
to combustion or in products made using NHSMs. In fact, the EPA did not
intend for opacity to be included in the definition of contaminant
under the previous definition. A visual property of an emissions
stream, opacity is not even a constituent, let alone a constituent that
can be measured in NHSMs prior to combustion or in products made using
NHSMs. As such, removing it from the definition will provide clarity
without effecting any practical change to the definition.\34\
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\34\ Neither Table 7 nor Table 8 in the December 2011 proposed
rule included opacity. See 76 FR 80478-80480.
---------------------------------------------------------------------------
The agency has not removed CO from the definition of contaminants
because, contrary to comments that it is unlikely to be found in any
NHSM, it is likely to be present in gaseous NHSMs and is not adequately
measured elsewhere in the ``contaminants'' definition. However, as we
discuss in the December 2011 proposed rule, CO is unlikely to be found
in solid or liquid NHSMs and EPA expects that persons can use process
knowledge to justify not testing for CO in these cases.\35\
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\35\ See 76 FR 80475.
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The agency has removed the fine mineral fibers group from the
definition of contaminants, as proposed, because they are not expected
to be found in NHSMs. Fine mineral fibers, as regulated under CAA
section 112(b) are releases from the manufacturing and processing of
non-combustible rock, glass or slag into mineral fibers and are not
produced during the combustion process. Asbestos, on the other hand,
has been set apart from the fine mineral fibers group in CAA section
112(b), and thus, it is set apart in the NHSM rule. To be clear,
asbestos is included in the definition of contaminants in today's final
rule and it would be a contaminant regardless of whether the fine
mineral fibers group was removed or not. In summary, the following 12
CAA section 112(b) and section 129(a)(4) pollutants have been removed
from the definition of contaminants: HCl, Cl2, HF,
NOX, SO2, fine mineral fibers, PM, coke oven
emissions, opacity, diazomethane, white phosphorus and titanium
tetrachloride.
c. Established Tire Collection Programs
The 40 CFR 241.2 definition for ``established tire collection
program,'' as established by the March 2011 promulgation in the Federal
Register, was as follows: ``Established tire collection program means a
comprehensive collection system that ensures scrap tires are not
discarded and are handled as valuable commodities in accordance with
section 241.3(b)(2)(i) from the point of removal from the vehicle
through arrival at the combustion facility.''
In the December 2011, NHSM proposed rule, the EPA proposed to
revise this definition (and the related criteria for non-waste tires
now at 40 CFR 241.4(a)(1)) in order to account for off-specification
tires. The term ``off-specification tires'' is intended to also include
``factory scraps.'' The off-specification tires are not removed from
vehicles and are handled under contractual arrangements which ensure
they are not discarded. The definition was modified to include
``contractual arrangement'' to provide that not only ``collection
systems,'' but also contractual arrangements for tire collection would
be appropriate. The requirement for the tires to be removed from the
vehicle was eliminated \36\ since it is not applicable to off-
specification tires. The revised definition is sufficient to encompass
the agency's intent in describing these programs and continues to
ensure that these scrap tires are not discarded and are handled as
valuable commodities through arrival at the combustion facility.
Further, the addition to the new categorical non-waste provision at 40
CFR 241.4(a)(1) eliminated the need for the previous scrap tire
provision at 40 CFR 241.3(b)(2)(i),\37\ (which has been removed and
reserved in today's final rule) therefore, the reference to that
provision was removed in the definition. The agency proposed to revise
the definition as follows: ``Established tire collection program means
a comprehensive collection system or contractual arrangement that
ensures scrap tires are not discarded and are handled as valuable
commodities through arrival at the combustion facility.''
---------------------------------------------------------------------------
\36\ The related tire provision at 241.4(a)(1) allows for tires
that are off-specification or are removed from vehicles.
\37\ The scrap tire provision in the 2011 NHSM final rule is now
removed and the section reserved in today's final rule: ``(b) The
following non-hazardous secondary materials are not solid wastes
when combusted:
(2) The following non-hazardous secondary materials that have
not been discarded and meet the legitimacy criteria specified in
paragraph (d)(1) of this section when used in a combustion unit (by
the generator or outside the control of the generator):
(i) Scrap tires used in a combustion unit that are removed from
vehicles and managed under the oversight of established tire
collection programs.''
---------------------------------------------------------------------------
The definition in today's final rule includes the revisions to the
definition we proposed in December 2011. In addition, the agency is
including in the definition ``tires that were not abandoned and were
received from the general public at collection program events.'' This
revision is being made based on comments received on the proposed rule
as discussed below. Under today's revised definition, established tire
collection programs could also include a ``contractual arrangement.''
If, for example, the state is sponsoring special events where they take
tires back from the general public, those tires would also be included.
Thus, the definition in today's final rule is ``Established tire
collection program means a comprehensive collection system or
contractual arrangement that ensures scrap tires are not discarded and
are handled as valuable commodities through arrival at the combustion
facility. This can include tires that were not abandoned and were
received from the general public at collection program events.''
While the agency did receive comments on the specific proposed
changes described above, a number of commenters rephrased or restated
previous arguments which conclude that any tires burned for energy
recovery are not wastes, even if previously discarded. Conversely, one
commenter reiterated its previous arguments which conclude that all
used tires are waste, even if burned for energy recovery. Today's rule
is responding only to the specific proposed revisions to the
regulations and the requests for comment in the proposal. For the
response to other issues, refer to the record for the 2011 NHSM final
rule (76 FR 15456). Many of the commenters who provided comments on
tires intertwined the ``established tire collection program''
definition issues
[[Page 9144]]
with the related topic of the categorical non-waste provision for scrap
tires. For a discussion of those comments, refer to the response to
comments for the categorical non-waste provision for scrap tires
(section III.D.3.a.). The EPA is not reopening its decision that these
scrap tires are not wastes. That decision, however, justifies a
categorical exclusion where there is not a need to make case-by-case
determinations regarding discard in the first instance and the
legitimacy criteria.
Comment: Several commenters mentioned that, in some cases, the
public individually takes tires to state-run tire collection program
events. These are tires that the general public owns and were typically
removed from their vehicle. These are not abandoned tires. These
collection events, in some cases, are held by the combustor under the
state's environmental program oversight. In those cases, the combustors
enter into agreements with local communities to hold these events
during which local residents are allowed to bring tires to facilities
to be recycled, including used as alternative fuels. The scope of tire
collection programs also may allow the public to take used tires which
they may have stored in their garages, or elsewhere on their property,
directly to a combustion facility--in many cases a cement kiln.
Under the EPA's current definition of tire collection programs, the
commenters said it is not clear whether these tires would qualify as
those collected under an ``established tire collection program.''
Commenters generally agreed that these tires are not abandoned and
should be utilized as non-waste fuels without processing.
Response: The EPA agrees with the commenters that tires that have
not been discarded and are collected directly from the public at tire
collection events are intended to qualify for the 40 CFR 241.4(a)(1)
requirement to be ``managed under the oversight of established tire
collection programs.'' The agency agrees that these tires are not
abandoned and when collected under established tire collection program
events, they are considered to be non-waste fuels, just as the other
tires handled by established tire collection programs are non-waste. To
make this point clear, the EPA has modified the regulatory language.
Please refer to the Response to Comment document for more details on
these collection events and the responses.
2. Contaminant Legitimacy Criterion for NHSMs Used as Fuels
Under the December 2011 proposed rule, revisions to the contaminant
legitimacy criterion for NHSMs used as fuel provided details on how
contaminant comparisons could be made in practice. The proposal
maintained the fundamental approach of the March 2011 final rule, but
the proposed criterion better reflected the EPA's intent to allow
certain flexibilities when making contaminant comparisons.
First, the proposal replaced ``contaminants'' with the phrase
``contaminants or groups of contaminants'' to clarify that, when
deciding how to compare contaminants between NHSMs and traditional
fuels, persons do not have to make comparisons on a contaminant-by-
contaminant basis in all cases. When technically reasonable,
comparisons may be made on a group of contaminants-by-group of
contaminants basis.
The December 2011 rule also proposed to codify language from the
preamble to the March 2011 final rule clarifying that when selecting
which traditional fuel(s) a unit is designed to burn, persons are not
limited to the traditional fuel the unit is currently permitted to
burn. Persons may choose any traditional fuel the unit can burn or does
burn, whether or not it is permitted to burn such fuel.
In addition, the proposed regulations included text confirming
that, when comparing contaminant levels between NHSMs and traditional
fuels, persons are not limited to data from the specific traditional
fuel being replaced. National surveys of traditional fuel contaminant
levels are one example of another acceptable data source. Neither the
March 2011 final rule nor the December 2011 proposed rule required
persons to compare contaminants in their NHSM to contaminants in the
specific traditional fuel source they burn (or would otherwise burn).
As an example, the proposal noted that persons who would otherwise burn
coal may use any as-burned coal available in coal markets in making a
comparison between the contaminants in their NHSM and the contaminants
in coal--they are not limited to coal from a specific coal supplier
they have used in the past or currently use.
Finally, the proposed regulations included text confirming that,
when comparing contaminant levels between NHSMs and traditional fuels,
persons are not limited to comparing average concentrations.
Traditional fuel contaminant levels can vary considerably and the full
range of contaminant values may be used.
Two other issues arose prior to the December 2011 proposed rule
that, while not leading to specific regulatory changes in the proposal,
still merited a discussion in the proposal. The first issue was that
contaminant legitimacy criterion determinations do not require testing
contaminant levels, in either the NHSM or an appropriate traditional
fuel. Persons can use expert or process knowledge to justify decisions
to either rule out certain constituents or determine that the NHSM
meets the contaminant legitimacy criterion. The second issue was that
persons may use data from a group of similar traditional fuels for
contaminant comparisons, provided the unit could burn each traditional
fuel. The idea grows from the ``designed to burn'' concept explained in
the March 2011 final rule and codified in today's final rule, and it
allows a person with a unit that can or does burn similar traditional
fuels (e.g., anthracite, lignite, bituminous and sub-bituminous coal)
to group those traditional fuels when making contaminant comparisons.
The EPA believes that comments have not changed the basis for
making the decisions to expressly allow grouping of contaminants, to
interpret ``designed to burn'' to mean can burn or does burn regardless
of permit status, and to affirm that persons can use ranges and
national surveys of traditional fuel data when making contaminant
comparisons between NHSMs and traditional fuels. Comments have also not
changed the agency's basis for making the decisions that testing is not
required and that persons can group similar traditional fuels for the
purposes of contaminant comparisons. Thus, the EPA is adopting the
reasoning from the proposal and revising the contaminant legitimacy
criterion for NHSMs used as a fuel to incorporate these concepts.
The EPA has decided, however, to make one modification to the
proposed contaminant legitimacy criterion based on comments received
and information in the rulemaking record. The final criterion issued
today includes additional language clarifying the appropriate use of
ranges when making contaminant comparisons between NHSMs and
traditional fuels. To use the full range of contaminant values in
traditional fuels, persons should also account for the variability in
NHSM contaminant levels.
Additional details and rationale for the proposed revisions
concerning the grouping of contaminants, the meaning of designed to
burn, and the use of ranges and traditional fuel data in making
contaminant comparisons are discussed in section III.D.2.b, section
III.D.2.c, and section III.D.2.d below. Additional reasoning for
keeping the rule provisions as proposed and for any modifications to
the proposed language
[[Page 9145]]
are described in the responses to comments included in these sections.
a. General Comments on the Revised Contaminant Legitimacy Criterion
The EPA is not responding to issues that the agency decided in the
March 2011 rule and has not reopened for comment. Specifically, the
agency has previously discussed and did not solicit comments in this
rule on why the concept of legitimacy is important in determining
whether a secondary material is genuinely recycled or is, in fact,
discarded.\38\ The agency has also previously discussed and did not
solicit comments in this rule on why contaminant comparisons to
traditional fuels are an appropriate and mandatory factor in
determining legitimacy for NHSMs used as fuels in combustion units.\39\
The agency has also previously discussed and did not solicit comments
in this rule on why the ``comparable to or lower than'' standard is
more appropriate than the ``not significantly higher than''
standard.\40\ The agency has also previously discussed that the NHSM
Rule differs from the DSW Rule in that it is tailored specifically for
application to NHSMs used in combustion units.\41\
---------------------------------------------------------------------------
\38\ See 75 FR 31870.
\39\ See 75 FR 31871-31872. See also, 76 FR 15524-15525.
\40\ See 75 FR 31872. See also, 76 FR 15523.
\41\ See 75 FR 31870.
---------------------------------------------------------------------------
Comment: Industry commenters overwhelmingly supported the proposed
revisions to the contaminant legitimacy criterion, stating that the
revisions would help provide regulatory certainty and give the
regulated community more confidence in their self-determinations.
Environmental groups, on the other hand, expressed concern that the
combination of flexibilities present in the proposed revisions to the
contaminant legitimacy criterion will allow facilities to compare
contaminant levels in C&D debris and other wood waste to the highest
contaminant levels found in coal, even if the facility is not permitted
to burn coal. They believed that this should not be permitted and
argued that C&D wood should not contain contaminant levels higher than
found on average in virgin biomass.
State comments were mixed, with one commenter supporting the
proposed revisions and another commenter expressing concern that the
revisions would weaken the states' permitting authorities and create an
incentive for combustors to burn dirtier traditional fuels.
Response: The EPA has decided to retain the concepts proposed to
the contaminant legitimacy criterion because these changes more
accurately reflect the EPA's intent under the March 2011 final rule.
The agency maintains that these concepts are reasonable and provide a
necessary degree of certainty for persons seeking to comply with the
rule. This is explained in more detail in sections III.D.2.b (groups of
contaminants), III.D.2.c (meaning of designed to burn), and III.D.2.d
(allowable contaminant comparisons) of this preamble.
At the same time, comments from both industry and environmental
groups have highlighted, in the agency's opinion, a need for additional
clarity in the regulatory text on the appropriate use of ranges when
making contaminant comparisons between NHSMs and traditional fuels.
Accordingly, the EPA has made a minor adjustment to the criterion to
ensure that ranges are not used inappropriately in contaminant
comparisons (i.e., the highest traditional fuel contaminant values
should not be compared to average NHSM contaminant values). See section
III.D.2.d of this preamble for a more detailed description of this
specific change to the contaminant legitimacy criterion.
The agency disagrees with state concerns that the NHSM rule will
weaken the states' permitting authorities. State permitting authorities
must still approve permit changes and this final rule does not affect
discretion of the permitting authorities in acting on requests for
permit modifications. The agency also disagrees with state concerns
that the NHSM rule will create an incentive for combustors to burn
dirtier traditional fuels. The EPA understands how restricting
contaminant comparisons to traditional fuels the unit currently burns
could provide an incentive for the facility to burn traditional fuel
with high contaminant levels. When facilities do not actually have to
burn that traditional fuel to make comparisons, however, that incentive
is effectively removed.
Comment: One commenter requested that the proposed revisions to the
contaminant legitimacy criterion be added to each option for
demonstrating that NHSMs are non-wastes when used in combustion units,
whether it is the on-site documentation, the EPA petition process or
the categorical non-waste determination process proposed in 40 CFR
241.4.
Response: Revisions to the contaminant legitimacy criterion
codified today in 40 CFR 241.3(d)(1) apply to all options for
demonstrating that a NHSM is not a solid waste when used as a fuel in a
combustion unit. The revised legitimacy criterion is embedded in the
self-implementing options outlined in 40 CFR 241.3(b)(1) for use within
the control of the generator and 40 CFR 241.3(b)(4) for NHSMs that are
processed and then used in a combustion unit. The revised legitimacy
criterion is also embedded in the optional EPA petition process
outlined in 40 CFR 241.3(c). The revised legitimacy criterion is also
referenced as a factor to be considered in the categorical non-waste
determination process outlined in 40 CFR 241.4.
Comment: Several commenters expressed concern that the proposed
revisions to the contaminant legitimacy criterion, although an
improvement over the 2011 Final NHSM Rule, may not provide the
regulated community with enough information to be confident in their
compliance status. Two commenters noted that the EPA has overlooked the
analytical complexities inherent in the contaminant legitimacy
criterion and the many opportunities it creates for disagreement
between facility operators and regional and state regulators. One of
these commenters asked the EPA to both define the term `comparable' and
clarify sampling and analytical methodologies to be used when measuring
contaminant levels. Other commenters advised the EPA to increase
predictability as much as possible by developing a disciplined process
for making contaminant comparisons and providing real time transparency
for such decisions.
Similarly, two commenters expressed concern that even after a
source makes a fuel determination, the EPA could take a different view
of the NHSMs and conclude that they were solid wastes. The risk sources
face is noncompliance with the CAA and these commenters contended that
the issue is too critical for the EPA to leave the contaminant
legitimacy criterion so vague. Over time, as the EPA develops a record
for decisions (particularly comparable contaminant determinations), one
of these commenters urged the EPA to establish a database and
immediately post determinations for other sources to review.
Other commenters supported the proposed revisions to the
contaminant legitimacy criterion and indicated that they provided
sufficient clarification. One commenter noted that changes to the
language of the criterion and the additional clarification provided in
the preamble to the December 2011 proposed rule provide key additional
detail on making contaminant comparisons and allow additional
flexibility where appropriate. The same commenter urged the EPA to
maintain
[[Page 9146]]
that flexibility if the agency develops additional guidance on making
contaminant comparisons in the future.
Response: The EPA has retained the approach included in the
proposed rule that provides information on how contaminant comparisons
can be made and the agency will continue to make its traditional fuel
data and legitimacy determinations transparent through the EPA Web
site.\42\
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\42\ The EPA maintains a NHSM Web page with current information
on contaminant levels in traditional fuels, examples of legitimacy
determinations and other information at https://www.epa.gov/epawaste/nonhaz/define/index.
---------------------------------------------------------------------------
The agency recognizes the need for regulatory certainty, a need
that has been addressed by revisions to the definition of contaminants
and the contaminant legitimacy criterion in today's final rule.
Contaminants have been specifically listed, additional clarity on
NHSMs/traditional fuel comparisons has been provided and several
comparison methodologies have been provided in the preamble as examples
that could be used by the regulated community. Comments from the
regulated community have been supportive both of these changes and of
the agency's efforts to update traditional fuel data that can be used
for contaminant comparisons.\43\ In addition, a number of
interpretative letters have been written that address specific fact
situations as presented by a specific facility and these letters have
been posted on the EPA's Web site.\44\ These letters serve as examples
of acceptable ways to demonstrate legitimacy.
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\43\ Contaminant Concentrations in Traditional Fuels: Tables for
Comparison, November 29, 2011, can be found at https://www.epa.gov/epawaste/nonhaz/define/index.
\44\ See NHSM rule Web site https://www.epa.gov/epawaste/nonhaz/define/index.htm.
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The EPA must balance the need for regulatory certainty, however,
with the need for flexibility, which many commenters also believe is
important. As the agency has previously discussed, the legitimacy
criteria must be flexible enough to account for future changes in
commodities, technologies, markets and fuel prices.\45\ Previous
comments have stressed the preference for a qualitative approach, and
the agency has agreed, noting that numerical specifications may be
impractical due to the multiplicity of fuels and ingredients.\46\ The
agency has also previously discussed that a numerical definition of
`comparable' would be impractical given differences in the typical
concentration levels of various contaminants, choosing instead to offer
several examples.\47\ While the agency will consider future guidance on
contaminant comparisons, it has determined that no one approach is
appropriate for every legitimacy determination given the variety of
traditional fuels, NHSMs and combustion units that currently exist and
will likely increase in the future.
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\45\ See 75 FR 31870.
\46\ See 75 FR 31871.
\47\ See 76 FR 15524 and 15542.
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Comment: One commenter noted that both the March 2011 NHSM final
rule and the proposal implicitly place the burden on the combustion
facility to determine if a fuel derived from NHSMs meets the legitimacy
criteria. In the utility industry, the commenter explained, it is
common practice for utilities to rely on fuel marketers to establish
and verify fuel quality, and the regulatory burden on utilities
combusting such secondary materials as fuels could be reduced if the
EPA clarified the circumstances under which a facility would be
entitled to rely on the fuel quality representations of its suppliers.
The commenter suggested that the EPA clarify that a utility may rely in
good faith on the representations of its suppliers that NHSMs meet the
codified legitimacy criteria, or, alternatively, that utilities be
required only to periodically test the quality of NHSM-derived fuels
obtained from third parties to rely on their suppliers'
representations.
Response: The EPA notes that while fuel suppliers may provide their
customers with documentation supporting a legitimacy determination,
persons who burn NHSMs are ultimately responsible for the materials
burned at their units. As stated in the proposed rule, however, the
agency adopts as its decision for this final rule that initial
assessments would not need to be repeated as long as the facility
continues to operate in the same manner and use the same type of NHSM
as when the original assessment was made.\48\
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\48\ See 76 FR 80481.
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b. Grouping of Contaminants
The December 2011 proposed revision to the contaminant legitimacy
criterion for NHSMs used as a fuel began with the following sentence:
``The non-hazardous secondary material must contain contaminants or
groups of contaminants at levels comparable in concentration to or
lower than those in traditional fuel(s) which the combustion unit is
designed to burn.'' The phrase `or groups of contaminants' was not
present in the language from the March 2011 NHSM Final Rule but was
included in the December 2011 NHSM Proposed Rule to clarify that groups
of contaminants could be evaluated in determining whether a NHSM meets
the contaminant legitimacy criterion.
In particular, the proposed rule noted that groups of contaminants
in NHSMs could be compared to similar groups in traditional fuels where
the grouped contaminants shared physical and chemical properties that
influence their behavior in the combustion unit prior to the point
where emissions occur. Volatility, the presence of specific elements
and compound structure were three such properties identified in the
proposal and one approach to grouping contaminants was shown that
included groups for TOX, nitrogenated HAP, VOCs, SVOCs, dioxins and
furans, PCBs, PAHs and radionuclides. The agency also noted that
persons may consider other groupings that they can show are technically
reasonable.
Grouping of contaminants is a standard practice often employed by
the agency as it develops regulations. In fact, the monitoring
standards included in the CAA sections 112 and 129 regulations also
utilize the grouping concept and they apply to the same combustion
units impacted by the NHSM rule (i.e., industrial, commercial and
institutional boilers and process heaters and CISWI units). For
example,
Volatile hydrocarbons and semi-volatile hydrocarbons can
both be expected to result from incomplete combustion; therefore, the
emission standards promulgated under the CAA regulations are grouped
into one category: CO.\49\
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\49\ Area Source Boilers NESHAP, Major Source Boilers NESHAP,
and Commercial and Industrial Solid Waste Incinerators NESHAP.
---------------------------------------------------------------------------
Halogenated organics are expected to contribute to
emissions of dioxin and acid gases (HCl and HF); therefore, the
emission standards promulgated under the CAA are grouped into two
categories: D/F and HCl.\50\
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\50\ Major Source Boilers NESHAP and Commercial and Industrial
Solid Waste Incinerators NESHAP.
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Nitrogenated compounds are expected to contribute to
emissions of NOX; therefore, the emission standards
promulgated under the CAA are grouped into one category:
NOX.\51\
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\51\ Commercial and Industrial Solid Waste Incinerators: NESHAP.
---------------------------------------------------------------------------
In addition, a number of the seemingly ``individual'' pollutants
listed in sections 112 and 129 of the CAA are actually classes of
structurally-related compounds (e.g, PCBs, POM, D/F, cyanide compounds,
cresols, glycol ethers, radionuclides, xylenes, antimony compounds,
arsenic compounds, beryllium compounds and cadmium compounds).
[[Page 9147]]
All comments discussing the agency's proposal to expressly allow
the grouping of contaminants supported the agency's position. Thus, the
EPA is adopting the language from the proposal and revising the
contaminant legitimacy criterion for NHSM used as a fuel to allow
contaminants to be compared on a contaminant-by-contaminant basis or,
where reasonable, on a group of contaminants-by-group of contaminants
basis. Any additional reasoning for keeping the revision as proposed,
without modification, is described in the responses to comments below.
Comment: In general, comments overwhelmingly supported the ability
to group contaminants when making contaminant comparisons in accordance
with the legitimacy criteria. Commenters stated that codification of
this concept would provide regulatory certainty and allow for more
meaningful comparisons, similar to the manner in which the EPA measures
emissions at combustion units. Commenters noted that the ability to
group contaminants will facilitate compliance because most existing
test methods, including the EPA methods, call for the grouping of
analytes. Commenters believed that the grouping concept is an
appropriate mechanism to recognize the variability in contaminant
levels inherent in fuels. Commenters also appreciated the examples of
appropriate contaminant groups provided in the proposed rule along with
the ability to compare other technically reasonable groups (76 FR
80477-80480).
Two commenters stated that each mention of the word
``contaminants'' should be changed to ``contaminants or groups of
contaminants'' in the regulatory text to further clarify that a
comparison to groups of contaminants is intended.
Response: The EPA has retained the language specifically allowing
grouping in the contaminant legitimacy criterion for NHSMs used as a
fuel. The EPA adopts the reasoning in the December 2011 rule as its
final reasoning, as further supported with reasoning discussed in the
comment responses below. While the EPA has retained the language
allowing the grouping of contaminants, the agency does not consider it
necessary to change every instance of ``contaminant levels'' and
``contaminants'' to ``contaminants or groups of contaminants'' in order
to make it sufficiently clear that contaminant grouping is allowed. The
agency also notes that not all contaminants are necessarily intended to
be grouped, including individual elemental contaminants, asbestos, CO
and phosphine.\52\
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\52\ See 76 FR 80478, Tables 7 and 8.
---------------------------------------------------------------------------
Comment: The ability to group metal contaminants was suggested by
several commenters. One commenter held that all 11 metals should be
specifically included as one group. Another commenter noted that with
the exception of Hg, all metals should be grouped. Yet another
commenter suggested that metals could be grouped into a volatile metals
group and a non-volatile metals group.
Response: First, we would note that the agency is not limiting
groups to the specific approach suggested in the proposed rule. The
tables in the proposed rule suggest, but do not limit persons to, an
approach, including groups for TOX, nitrogenated HAPs, VOCs, SVOCs,
dioxins/furans, PCBs, PAHs and radionuclides, with other contaminants
left to be evaluated on an individual contaminant-by-contaminant basis.
Flexibility exists for persons to consider other appropriate groups
that they can show are technically reasonable, with additional text in
the proposal stating that other groups should share physical and
chemical properties that influence behavior in the combustion unit
prior to the point where emissions occur. Volatility, the presence of
specific elements and compound structure are three such properties.\53\
---------------------------------------------------------------------------
\53\ See 76 FR 80477.
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However, we do not consider the grouping of total metals to be
appropriate. Specifically, metals vary across all three parameters--
volatility, the presence of specific elements and compound structure--
that were discussed as appropriate to consider when constructing
contaminant groups. First, many factors influence metal volatility in
combustion units, and to the extent that trends in metal volatility
have been recognized, a wide disparity exists between metals. Mercury,
as one commenter noted, is highly volatile, more so than any other
metals listed in the contaminants definition. Metals can be grouped
into volatile, semi-volatile and low-volatile categories, but it is
important to note that these distinctions can vary based on design
differences in combustion units, operating temperatures, the physical
form and species of the metal and the presence of chlorine.\54\ \55\
Second, each metal clearly contains different elements. Finally, each
metal is already a group of any compound containing the particular
element, encompassing a wide array of compound structures. In the
absence of other suggested grouping criteria or information, the EPA
does not consider total metals to be an appropriate group.
---------------------------------------------------------------------------
\54\ EPA. 2001. ``Risk Burn Guidance for Hazardous Waste
Combustion Facilities.'' EPA530-R-01-001. July.
\55\ Clarke, L.B. and L.L. Sloss, 1992. ``Trace Elements--
Emissions from Coal Combustion and Gasification.'' IEACR/49. IEA
Coal Research, London. July.
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Comment: One commenter provided a numerical example of VOC
contaminant levels in fuel oils to illustrate the importance of
grouping. The commenter cited the traditional fuel tables provided on
the EPA Web site, stating that toluene and xylenes are present in fuel
oils at concentrations up to 380 ppm and 3,100 ppm, respectively. If a
NHSM had the concentrations reversed, explained the commenter (380 ppm
xylene and 3,100 ppm toluene), the ability to group VOCs would then
allow the NHSM to meet the contaminant legitimacy criterion. The
commenter reasoned that this is appropriate because both toluene and
xylenes are beneficial components of fuel.
Response: The EPA disagrees with this interpretation of the
grouping concept. Unless concentration data for a group of contaminants
(e.g., VOCs) come from the same fuel source, adding together the
concentrations of individual constituents (e.g., toluene and xylene)
within that group may yield a total concentration beyond what would be
considered a normal part of a legitimate fuel. Using the example cited
by the commenters, some fuel oils have been found to have up to 380 ppm
toluene and other fuel oils have been found to have up to 3,100 ppm
xylene. Because the toluene and xylene concentrations were taken from
different fuel oils, however, this does not prove that a single fuel
oil in existence actually has VOC levels as high as 3,480 ppm (380 +
3,100).
The agency notes that VOC levels higher than 3,480 ppm, have been
found in fuel oil--concentrations of one VOC alone (hexane) have been
found as high as 10,000 ppm--and the point of this discussion is to
clarify a methodology rather than a number for acceptable VOC levels in
NHSMs.\56\
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\56\ Contaminant Concentrations in Traditional Fuels: Tables for
Comparison, November 29, 2011 can be found at https://www.epa.gov/epawaste/nonhaz/define/index. EPA intends to update this document as
additional data becomes available, and if persons have data
measuring traditional fuels for groups of VOCs, or for other
contaminant groups, they are encouraged to provide the agency with
such data.
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We would also note that while the agency considers VOCs to be an
appropriate contaminant group to use when making contaminant
comparisons, it does not base that decision on
[[Page 9148]]
whether or not toluene, xylenes and other VOCs are ``beneficial
components of fuel.'' The decision that toluene, xylene and other VOCs,
which the agency notes are pollutants listed in CAA section 112(b), are
an appropriate group is based on the fact that they share similar
physical and chemical properties that influence their behavior in the
combustion unit prior to the point where emissions occur.
c. Meaning of Designed to Burn
The December 2011 proposed revision to the contaminant legitimacy
criterion for NHSMs used as a fuel included the following statement:
``In determining which traditional fuel(s) a unit is designed to burn,
persons can choose a traditional fuel that can be or is burned in the
particular type of boiler, whether or not the combustion unit is
permitted to burn that traditional fuel.'' The idea that ``designed to
burn'' means ``can burn or does burn'' was included in preamble text to
the March 2011 final rule. The December 2011 rule proposed to include
this concept, which is only applied under the NHSM rule to aid in the
selection of appropriate traditional fuel(s) for contaminant
comparisons, in regulatory language.
The March 2011 final rule explained that in determining which
traditional fuel(s) the owner or operator of the boiler unit would make
a comparison to with respect to contaminant levels, the agency would
allow any traditional fuel(s) that can be or is burned in the
particular type of boiler. The agency reasoned that this approach was
the most appropriate since the NHSM would be replacing the use of
particular type(s) of fuel that could otherwise be burned.\57\
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\57\ See 76 FR 15542.
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The December 2011 proposal further explained that contaminants are
compared between NHSMs and traditional fuels to assist in making a
determination whether or not the NHSM is being discarded when
combusted, not to regulate which traditional fuel a combustor should
choose to burn. For the purposes of making a discard determination, the
proposal reasoned that differentiating between ``can burn'' and ``does
burn'' was not relevant.
The agency did note in the proposed rule, however, that for a unit
to be able to burn a traditional fuel, it would need an appropriate
feed mechanism (e.g., a way to load solid fuel of a particular size
into the unit) and the ability to adjust physical parameters to ensure
spatial mixing and flame stability per unit specifications.
Because most combustion units can burn different--but related--
traditional fuels, the agency discussed in the proposal that broad
groups of similar traditional fuels may be used when comparing
contaminants. The most common traditional fuel categories burned at
major source boilers are coal, wood, oil and natural gas, as evidenced
by data submitted to the EPA's OAQPS.\58\ \59\
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\58\ EPA, Office of Air Quality Planning and Standards (OAQPS),
Emissions Database for Boilers and Process Heaters Containing Stack
Test, CEM & Fuel Analysis Data Reported Under ICR No. 2286.01 and
ICR No. 2286.03 (Version 7). December 2011. https://www.epa.gov/ttn/atw/boiler/boilerpg.html#TECH.
\59\ The fuel analysis information in this OAQPS database is one
example of a ``national survey'' of traditional fuel information, as
referenced in the final contaminant legitimacy criterion issued
today at Sec. 241.3(d)(1)(iii).
---------------------------------------------------------------------------
To further clarify the impact of the proposed ``designed to burn''
language on contaminant comparisons, potential categories for coal,
wood and oil were further described in the proposal. A coal group was
proposed that could include data on anthracite, lignite, bituminous and
sub-bituminous coal. A wood or biomass group was proposed that could
include data on unadulterated lumber, timber, bark, biomass and hogged
fuel. An oil group was proposed that could include data on fuel oils 1-
6, diesel fuel, kerosene and other petroleum based oils.\60\ In cases
where a unit can burn traditional fuels from several categories, such
as a boiler that can burn coal or biomass, the proposal noted that
contaminant comparisons could be made using data from either fuel
category.
---------------------------------------------------------------------------
\60\ EPA has determined that an oil group should not include
unrefined crude oil or gasoline, as neither is typically burned in
combustion units subject to the CAA sections 112 or 129 standards.
---------------------------------------------------------------------------
The ability to compare contaminants in a NHSM, under the NHSM rule,
to contaminants in any traditional fuel that could be burned does not
change the fact that once burning occurs, emissions standards are
determined under the Boiler MACT or CISWI rule by the particular fuel
(or fuel blend) that is burned. Whether each rule focuses on what
`could be burned' or on what `is burned' is determined by the rule's
purpose and the order in which decisions must be made. Together, these
factors explain why the NHSM, Boiler MACT, and CISWI rules take
different approaches to account for individual combustion units that
burn multiple fuels.
Specifically, the NHSM rule must first determine which NHSMs can be
burned in CAA section 112 units (i.e., boilers) and which can only be
burned in CAA section 129 units (i.e., incinerators). When making such
a waste or non-waste determination, the NHSM rule cannot always predict
what fuel would otherwise be burned (multiple options may exist).
Accordingly, the rule allows contaminant comparisons to be made to any
traditional fuel the unit could burn. The Boiler MACT or CISWI rule
must then determine how to regulate emissions from the unit, by which
point it is clear what fuel is actually being burned. Accordingly,
these rules can and do establish subcategories of units, each with
different emissions standards.
The EPA has considered the comments received, as explained below,
but has not changed the basis for its interpretation of the ``designed
to burn'' concept. Thus, the EPA is adopting the language from the
proposal and revising the contaminant legitimacy criterion for NHSMs
used as a fuel to allow persons making contaminant comparisons to
choose a traditional fuel that can be or is burned in the particular
type of boiler, whether or not the combustion unit is permitted to burn
that traditional fuel. Any additional reasoning for keeping the
revision as proposed, without modification, is described in the
responses to comments below.
Comment: Industry commenters generally supported the agency's
proposal to codify the previously stated meaning of ``designed to
burn'' within the contaminant legitimacy criterion for NSHMs used as
fuels. These commenters welcomed the regulatory certainty provided by
the revision and described it as a practical and appropriate
recognition that some units can burn multiple traditional fuels.
Environmental groups, on the other hand, expressed concern that the
proposed definition of designed to burn would allow contaminants in C&D
wood to be compared to those in coal instead of virgin wood.
One state commenter also expressed concern that allowing
comparisons to any fuel the unit could burn, including fuels they are
not permitted to burn, would weaken the states' permitting authorities
and create an incentive for combustors to burn dirtier traditional
fuels so that they could compare NHSMs to fuels with higher contaminant
levels. An industry commenter also mentioned that such an approach
would reward facilities that burn dirtier fuel and suggested that the
agency remove the entire ``designed to burn'' concept from the rule.
Response: Based on a review of the comments, the EPA has retained
the proposed revision to the contaminant legitimacy criterion for NHSMs
used as fuels clarifying that, for the purpose of determining
traditional fuel(s) to which
[[Page 9149]]
a NHSM may be compared, the meaning of ``designed to burn'' may be
broadly interpreted to include any traditional fuel that could be
burned, regardless of facility permit status. The agency disagrees that
this interpretation of ``designed to burn'' would incentivize the
burning of dirtier fuels or weaken the states' permitting authorities.
The EPA finds that allowing combustors to compare NHSMs to any
traditional fuel a unit can or does burn is both practical and
appropriate under the statutory definition of solid waste. Although not
all combustion units can burn multiple traditional fuels, some units
can and, indeed, do rely on different fuel types at different times
based on availability of fuel supplies, market conditions, power
demands and other factors. Under these circumstances, it would be
arbitrary to restrict the combustion for energy recovery of NHSMs with
contaminant levels comparable to or lower than that of one traditional
fuel the unit could choose to burn solely because contaminant levels
are higher than that of a second traditional fuel the unit could also
choose to burn if fuel supplies, market conditions, power demands, or
other factors change. Such an approach would be impracticable and not
consistent with the agency's intent. It would also be inconsistent with
the concept of discard, since a facility burning a NHSM with the same
contaminants as another fuel it could also be burning should not be
considered to discard that NHSM based on its contaminant levels.
The agency has also determined that restricting comparisons to
traditional fuels the unit is permitted to burn is unnecessary. The
fact that a facility is not currently permitted to burn a particular
traditional fuel does not mean it could not be permitted to burn that
traditional fuel in the future. For this reason, we do not believe it
is reasonable to limit the comparison to permitted traditional fuels.
Furthermore, such a restriction could have the unintended consequence
of combustion facilities across the country seeking permit
modifications solely to facilitate contaminant comparisons for this
rule. State permitting authorities must still approve permit changes
and this final rule does not affect the discretion of the permitting
authorities in acting on requests for permit modifications.
In addition, the EPA has determined that restricting contaminant
comparisons to traditional fuels the unit currently burns could provide
an incentive for the facility to burn traditional fuel with high
contaminant levels. When facilities do not actually have to burn that
traditional fuel to make comparisons, that incentive is effectively
removed.
Comment: One commenter asked the agency to specifically acknowledge
that certain categories of boilers are designed to burn a variety of
fuels, noting that stoker boilers, fluidized bed combustors and boilers
with suspension burners, in particular, should be on such a list.
Response: The agency has decided not to specifically list which
combustion units are designed to burn which fuels for two reasons.
First, the owner or operator of a combustion unit has a better
understanding than the agency does of what that particular unit is
designed to burn. Second, the agency is concerned that creating such a
list will limit the flexibility of combustors with other types of
units.
Comment: One commenter noted that if the EPA considers it
inappropriate to compare liquid fuels to solid fuels, the agency offers
no justification for its position. The commenter argued that liquid to
solid comparisons should be allowed because most cement kilns and many
other industrial furnaces have the capacity to burn either solid or
liquid fuels. The commenter described the December 2011 proposed rule
as ambiguous with regard to this issue and recommended that if a
combustion unit is designed to burn both a liquid fuel and a solid
fuel, then the liquid to solid comparison should be ``appropriate.''
Response: EPA agrees with the commenter that if a unit can burn
both a liquid traditional fuel and a solid traditional fuel, then
comparison of an NHSM to either fuel would be appropriate. The revised
contaminant legitimacy criterion clarifies how the ``designed to burn''
concept may be interpreted for the purposes of determining traditional
fuel(s) to which a NHSM may be compared, and the Agency has determined
that this revision is sufficient to allow appropriate comparisons to be
made between solid NHSMs and liquid traditional fuels, and vice versa.
The agency does not expect these circumstances to hold true for all
combustion units, however, and reiterates that this would only be
appropriate when the unit can in fact burn multiple traditional fuels
used to make such comparisons.
Comment: Several industry commenters addressed the topic of what it
means to be able to burn a traditional fuel in a combustion unit. The
preamble to the recent proposed rule noted that combustion units would
need an appropriate feed mechanism, as well as the ability to ensure
the fuel is well mixed and keep flame temperatures within unit
specifications, to be able to burn a traditional fuel.\61\ Two
commenters opposed the agency's interpretation of what it means to be
able to burn a traditional fuel in a combustion unit, stating that the
agency provides no explanation of why feed mechanisms are relevant to
whether or not a unit can burn a particular fuel. Both commenters also
noted that when NHSMs are used as a fuel in combustion units, the focus
on what a unit is ``designed to burn'' in the first place is irrelevant
to whether discard is occurring. Another commenter explained that the
same exact material could then be a solid waste in one case and a fuel
in another case, depending on who is using the material.
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\61\ See 76 FR 80481.
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A third commenter supported the agency's interpretation of what
`can burn' means, stating that the fate and emissions of a contaminant,
whether it is contained in a traditional fuel or a material being
considered for legitimacy, are as dependent on the design of the
combustion unit as they are on the fuel matrix. The commenter explained
further that units should be considered able to burn several types of
fuels as long as each type is within the design criteria of the feed
system, the combustion chamber and any downstream pollution control
device.
Response: The EPA disagrees with those commenters questioning the
relevance of what fuels combustion units are designed to burn in the
context of the legitimacy criteria. If a NHSM does not contain
contaminants at levels that are comparable to or lower than those found
in any traditional fuel that a combustion unit could burn, then it
follows that discard could be occurring if the NHSM were combusted.
Whether contaminants in these cases would be destroyed or discarded
through releases to the air, they could not be considered a normal part
of a legitimate fuel and the NHSM would be considered a solid waste
when used as a fuel in that combustion unit.\62\
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\62\ See 76 FR 15523.
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The reason we analyze what a unit is designed to burn is to decide
the traditional fuel(s) to which contaminants should be compared. This
comparison is then used as an aid to decide whether the NHSM is being
legitimately used as a fuel or whether excess contaminants show that
the burning is waste treatment. If a facility compared contaminants to
a traditional fuel it cannot burn and that fuel is highly contaminated,
a facility would then be able to burn excessive levels of
[[Page 9150]]
waste components in NHSMs as a means of discard. Regardless of any fuel
value in the material, it would be a waste.
Once this concept is established, certain factors are relevant to
how we decide what a facility is designed to burn. The ability to burn
a fuel in a combustion unit does have a basic set of requirements, the
most basic of which is being able to get the material into the
combustion unit. The agency reaffirms in today's final rule its
interpretation from the proposal that to be able to burn NHSMs, a
combustion unit should also be able to ensure the material is well
mixed and maintain temperatures within unit specifications. Without
these basic limits, there would be no point in distinguishing between
fuels a unit is or is not ``designed to burn,'' and every combustion
unit would be considered ``designed to burn'' any combustible material.
Clearly, that is not the agency's intent. As illustrated by one of the
commenters, when a unit cannot burn a fuel according to its own design
specifications, excess air pollutants form and are likely to be
discarded as emissions. Thus, the agency acknowledges that whether or
not a NHSM is a waste may depend on the unit burning the material.
Comment: One commenter asked for clarification on the issue of unit
modifications. If a boiler hypothetically could be modified in any way
to combust a different traditional fuel, the commenter noted, then a
comparison to that fuel should be permissible to demonstrate that the
NHSM is not a waste.
Response: The EPA disagrees with this comment. As long as the
modification remains hypothetical in nature, it stands to reason that
the unit cannot yet burn the additional traditional fuel and the only
reason it is comparing a NHSM to the dirtier fuel is to allow more
waste input into the combustion unit. However, if the unit is actually
modified to accept additional types of traditional fuels, then the
owner or operator of the combustion unit can consider those traditional
fuels in evaluating the NHSM for the contaminant legitimacy criterion.
In this situation, such behavior shows that the combustor is serious
about burning the other fuel and is willing to make the investment so
that it can be burned properly instead of simply trying to gain
comparison to a dirtier material.
Comment: In the proposed rule, EPA specifically addressed used oil
stating: ``Used oil is a special case and does not need to undergo the
contaminant comparison. If it meets the specifications in 40 CFR
279.11, it is a traditional fuel. If it does not meet the
specifications (i.e., it is ``off-spec'' oil), it is a solid waste
under the 2011 NHSM final rule.'' 76 FR 80481, fn. 44. Some commenters
argued that off-spec used oil fuel, however, could satisfy all of EPA's
legitimacy criteria, including a contaminant comparison with coal, a
traditional fuel. Thus, if a combustion unit is ``designed to burn''
both coal and oil, the facility should be able to use coal as the
traditional fuel for the purposes of determining whether the
contaminants are comparable--even when the NHSM at issue is off-spec
used oil, as defined in 40 CFR 279.11.
Response: The Agency agrees with the commenter that contaminants in
off-spec used oil burned for energy recovery in facilities that are
designed to burn coal may be compared to coal for purposes of
determining whether the off-spec used oil is a waste or non-waste
product fuel. Accordingly, for purposes of waste/non-waste
determinations, coal or oil, including on-spec used oil can be used as
the traditional fuel identified for comparison of contaminants to meet
the legitimacy criterion for units designed to burn both fuels. Some
combustion units are designed to burn multiple fuels, such as both coal
and oil, including on-spec used oil. Under these circumstances, the
Agency agrees that the rules allow the comparison of contaminant levels
to either traditional fuel. That is, to be designated as a non-waste,
the off-spec used oil contaminant levels must be comparable to or lower
than coal when coal is the traditional fuel used for comparison.
EPA no longer finds, as stated in Footnote 44 of the proposed rule,
that off-spec used oil is always a waste for facilities that are
designed to burn coal. Off-spec used oil continues to be a waste,
however, for facilities that are not designed to burn coal because off-
spec used oil contains contaminant levels that are not comparable to
on-spec used oil. EPA also notes that in the preamble to the March 2011
rule (p. 15506), the Agency specifically rejected the comparison of
off-specification used oil contaminants to coal. That discussion,
however, was in the context of a general contaminant comparison for
units that burn only fuel oil. Coal may not be the comparison material
for all off-specification used oil, but only for those facilities that
are designed to burn coal as provided in the definition of this rule.
Finally, we want to make clear that EPA has not modified the part 279
regulations for management of used oil, and thus, burning of off-spec
used oil for energy recovery is still subject to those rules, including
the requirement that off-spec used oil can only be burned in certain
units (see 40 CFR 279.61(a)).\63\
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\63\ Off-specification used oil can only be burned in the
following types of units: (1) Industrial furnaces, as defined in 40
CFR 260.10; (2) the following boilers, as defined in 40 CFR 260.10--
industrial boilers located on the site of a facility engaged in a
manufacturing process where substances are transformed into new
products, including the component parts of products, by mechanical
or chemical processes, utility boilers used to produce electric
power, steam, heated or cooled air, or other gases or fluids for
sale, and used oil fired space heaters provided that the burner
meets the provisions of 40 CFR 279.23; and (3) hazardous waste
incinerators subject to regulation under subpart O of 40 CFR parts
264 or 265.
---------------------------------------------------------------------------
Comment: Commenters argue that the EPA has not adequately addressed
how units designed to burn only NHSMs are to comply with the
contaminant legitimacy criterion. The commenters explained that, under
the rule structure as proposed, a NHSM may be classified as a waste
simply due to a lack of a traditional fuel for comparison purposes.
Comments acknowledge that the agency discussed the issue in the
preamble to the proposed rule but the commenters disagree that the
discussion provided any solution. Finally, commenters specifically
requested that the EPA acknowledge the fact that a combustor designed
for a particular NHSM fuel is dispositive that the NHSM is being
legitimately burned for energy recovery.
Response: The EPA disagrees with the assertion that the agency has
failed to provide a solution for units designed only to burn NHSMs. The
EPA also disagrees with the assertion made by commenters that the fact
that a combustor has designed a combustion unit for a particular NHSM
fuel is dispositive that the NHSM is being legitimately burned for
energy recovery.
The EPA acknowledges and is aware of units built specifically to
burn NHSMs. One example is facilities built to burn resinated wood. The
EPA notes that units built to burn such NHSMs are likely to be able to
burn similar traditional fuels. Using the example of units built to
burn resinated wood, the EPA considers it reasonable to assume that
these units could also burn clean wood and, therefore, could make
comparisons to that traditional fuel. The agency also notes that it is
not aware of any units--and commenters have not identified any such
units--that can burn only NHSMs.
The EPA has nonetheless provided what it considers to be a
reasonable solution. As explained in the preamble to the proposed rule,
the EPA advises combustors faced with such a situation to compare solid
NHSMs to solid traditional fuels, such as coal or biomass, liquid NHSMs
to liquid
[[Page 9151]]
traditional fuels, such as oil, and gaseous NHSMs to gaseous
traditional fuels, such as natural gas.\64\ In light of the explanation
of ``designed to burn'' codified in the final contaminant legitimacy
criterion, as well as industry comments that many combustion units can
burn multiple types of fuel, the agency believes that its suggested
approach adequately addresses the issue.
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\64\ See 76 FR 80481.
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Finally, the EPA acknowledges that combustion units can and have
been designed specifically to burn NHSMs and that such units can
recover energy. The agency notes, however, that persons can and have
also designed incinerators to dispose of certain waste materials and
that such units can also recover energy. The agency, therefore, does
not consider it dispositive that if combustion units are designed to
burn a specific material, that material must be a legitimate non-waste
fuel.
d. Contaminant Comparisons Allowed
The proposed revision to the contaminant legitimacy criterion for
NHSMs used as a fuel included the following statement: ``In comparing
contaminants between traditional fuel(s) and a non-hazardous secondary
material, persons can use ranges of traditional fuel contaminant levels
compiled from national surveys, as well as contaminant level data from
the specific traditional fuel being replaced.'' The March 2011 final
rule did not discuss the use of ranges when evaluating contaminant
data, nor did it discuss the use of traditional fuel data from national
surveys.
The December 2011 proposed rule included these concepts to clarify
that persons are not required to adhere to a single comparison
methodology, nor are they required to compare contaminants in their
NHSMs to contaminants in the specific traditional fuel source they burn
(or would otherwise burn). In both instances, the additional language
clarifies, but does not change the intent, of the March 2011 final
rule.
Regardless of the specific methodology chosen, a comparison will
have to be made for each contaminant or group of contaminants between
the NHSM and a traditional fuel or traditional fuel group. Generators
or combustors can use either traditional fuel data collected by the EPA
or their own data for traditional fuel comparison values.\65\
Generators or combustors are responsible, however, for providing NHSM
comparison values in cases where testing is conducted. Examples of
acceptable NHSM data could include both laboratory test results from a
specific generator or combustor and industry-recognized values provided
by a national trade organization.
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\65\ The EPA maintains an NHSM Web page with current information
on contaminant levels in traditional fuels, examples of legitimacy
determinations, and other information at https://www.epa.gov/epawaste/nonhaz/define/index.
---------------------------------------------------------------------------
Given data for a particular traditional fuel, the EPA noted in the
proposal that many combustors would choose to base the traditional fuel
comparison value on the upper end of its statistical range and that
this approach was reasonable. Anything less could result in
``traditional fuel'' samples being considered solid waste if burned in
the very combustion units designed to burn them. This was not the
agency's intent in the March 2011 final rule.\66\ Given that selection
(i.e., the range for traditional fuel contaminant values), the agency
noted that acceptable NHSM comparison values would include the upper
end of a statistical range, a calculation involving the mean and
standard deviation or perhaps a single data point in situations where
data are limited. The proposal reasoned that it would not be
appropriate to compare an average NHSM contaminant value to the high
end of a traditional fuel range, as the existence of an average implies
multiple data points from which a more suitable statistic (e.g., range
or standard deviation) could have been calculated.
---------------------------------------------------------------------------
\66\ Traditional fuels, as defined in Sec. 241.2, are not
required to meet the legitimacy criteria, and this scenario is only
used to explain the logic behind basing a traditional fuel
comparison value on the upper end of a statistical range.
---------------------------------------------------------------------------
If each NHSM comparison value is comparable to or lower than its
corresponding traditional fuel value, the material would be considered
to meet the contaminant legitimacy criterion. An initial assessment
would not need to be repeated, explained the proposal, provided the
facility continues to operate in the same manner and use the same type
of NHSMs as when the original assessment was made.
Despite presenting several approaches for calculating NHSM
comparison values, such as the upper end of a statistical range or a
calculation involving the mean and standard deviation, the proposal did
not preclude other reasonable methodologies. In the context of an
inspection or enforcement action, the agency will evaluate the
appropriateness of alternative methodologies and data sources on a
case-by-case basis when determining whether the contaminant legitimacy
criterion has been met.
The EPA noted in the proposal that contaminant testing is not
required and that process knowledge may be sufficient for particular
contaminants in particular NHSMs. Even when analytical testing is not
necessary, the EPA's regulations governing recordkeeping for units
subject to emissions standards for boilers and process heaters issued
pursuant to CAA section 112 require keeping a record to document the
basis of non-waste determinations under the part 241 criteria
(including the contaminant legitimacy criteria). See 40 CFR 40 CFR
63.11225(c)(2)(ii) for area source boilers and 40 CFR 40 CFR
63.7555(d)(2) for major source boilers.
The EPA believes that the comments have not changed the basis for
its decision to allow the use of ranges and surveys of traditional fuel
contaminant levels. Nor have comments changed the agency's position
that similar traditional fuels may be grouped for comparison purposes
and that testing is not required in all cases. Thus, the EPA is
adopting the reasoning from the proposal and adjusting the contaminant
legitimacy criterion accordingly for NHSM used as a fuel.
The EPA has decided, however, to make a modification to the
regulatory language of the December 2011 proposed rule based on
comments received. The final criterion issued today includes additional
language clarifying the appropriate use of ranges when making
contaminant comparisons between NHSMs and traditional fuels. Consistent
with the rationale provided in the preamble to the proposed rule,
additional language now states that in order to use the full range of
contaminant values in traditional fuels, persons should also account
for the variability in NHSM contaminant levels. Any additional
reasoning for finalizing the revision with or without suggested
modifications is described in the responses to comments below.
Comment: Industry comments supported the proposed changes expressly
allowing the use of ranges and national surveys of traditional fuel
data, as did one state comment. One commenter stated that these changes
provide a more practical approach to meeting the contaminant legitimacy
criterion that recognizes the inherent variation of contaminants in
NHSMs and traditional fuels. Several commenters supported the use of
ranges by repeating the EPA's rationale from the proposal that using
anything lower would logically result in a determination that some
traditional fuels should not be burned in combustion units designed to
burn those fuels. Another commenter stated that these clarifications
describe appropriate methods of handling data
[[Page 9152]]
that are naturally variable and will result in fewer non-waste
materials being arbitrarily identified as wastes.
Environmental groups opposed the use of ranges to evaluate
contaminants, expressing concern that C&D wood contaminant levels would
be compared to the highest contaminant levels for coal. These
commenters suggested that averages or medians be used instead.
Response: Based on our review of the comments received, the EPA is
retaining the approach outlined in the proposed rule to expressly allow
the use of ranges and traditional fuel data from national surveys. As
discussed in the proposed rule, the EPA considers it reasonable to
allow combustors to use the range of contaminant levels present in
traditional fuels because anything less could result in ``traditional
fuel'' samples being considered solid waste if burned in the very
combustion units designed to burn them. For this reason, the agency
disagrees with comments stating that combustors should be limited to
use of the average or median concentrations.
The EPA acknowledges that the revisions adopted as final in today's
rule would allow C&D wood contaminant levels to be compared to the
highest contaminant levels for coal. The commenters do not specify,
however, what C&D wood contaminant levels (averages or ranges) they are
concerned would be compared to the highest levels in coal. The agency
points out that the proposed revisions were not intended to allow
average C&D wood contaminant levels to be compared to the highest
levels in coal. In light of the concerns expressed by these commenters,
the EPA has modified the proposed language to provide additional
assurance that such average-to-maximum comparisons, which the agency
has already determined are inappropriate, will not be allowed under
today's final rule. The EPA has decided that such comparisons are
inappropriate because, following the logic stated in the March 2011
final rule, average-to-maximum comparisons do not demonstrate that
contaminants in these cases could be considered a normal part of a
legitimate fuel and are not being discarded.\67\
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\67\ See 76 FR 15523.
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Today's final criterion makes clear that the full range of
traditional fuel contaminant values can only be used if persons also
consider some measure of variability in the NHSM contaminant data. This
will help to ensure that average to maximum comparisons will not be
used to justify the combustion of NHSMs as non-waste fuels.
Comment: Industry comments supported the concept discussed in the
proposed rule that the contaminant legitimacy criterion does not
require the testing of contaminant levels in NHSMs in all cases. The
proposal noted that persons can instead use expert or process knowledge
to justify decisions to rule out certain constituents. The proposal
also noted that initial assessments would not need to be repeated,
provided the facility continues to operate in the same manner and use
the same type of NHSMs as when the original assessment was made. One
commenter asked the EPA to confirm these statements, explaining that
this policy will result in fewer NHSMs being arbitrarily identified as
wastes. Another commenter stated that the flexibility provided by this
policy will help ensure that regulated entities with varying levels of
sophistication can better document that their NHSMs are non-waste
fuels.
Environmental groups, on the other hand, commented that the EPA
must require testing for contaminants, citing the extremely variable
nature of C&D wood as a problem. Commenters expressed concern that a
large amount of material is going to be generated as abandoned and
foreclosed housing is torn down, and the potential for liberating vast
amounts of lead and other urban toxics, to say nothing of arsenic and
chromium from pressure-treated wood, has never been higher.
Response: Based on a review of the comments received, the EPA is
maintaining its position that contaminant testing is not required in
all situations. Requiring testing in some situations is unnecessary.
Where a NHSM generator, processor or combustor knows a contaminant will
either not be present or be present at a level below that in the
appropriate traditional fuel or traditional product, the agency
believes it is a reasonable and practical policy to allow persons to
rely on either process knowledge or previous testing of the same
material.
The agency notes that there will be instances where testing is
conducted and comparisons will have to account for the variability of
contaminant levels in NHSMs, including lead concentrations in C&D wood.
The agency also notes that today's final rule does not change its
previously stated position that chromated copper arsenate-treated wood
(CCA wood) would likely have contaminant levels not comparable to
traditional fuels.\68\
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\68\ See 75 FR 31872.
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Comment: One commenter requested that the EPA clarify what it means
by the upper end of the statistical range. Citing the EPA's statement
in the proposal that ``it makes sense to base the traditional fuel
comparison on the upper end of the statistical range,'' \69\ the
commenter asked for confirmation that the maximum values in the
traditional fuel data set can be used for comparison with a NHSM since
all data corresponding to the traditional fuel are valid for
comparison, not just values that are below some arbitrarily determined
statistical parameter.
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\69\ See 76 FR 80481.
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Response: The word `ranges' in the proposed contaminant legitimacy
criterion has been changed to `the full range' in the final criterion
issued today. This term more clearly indicates the agency's intent to
include all true values in between the minimum and the maximum.
The agency has also separated the concepts of ranges and
traditional fuel survey data in the regulatory language in order to
make the criterion more transparent. The pertinent regulatory text in
today's final rule reads as follows: ``In comparing contaminants
between traditional fuel(s) and a non-hazardous secondary material,
persons can use data for traditional fuel contaminant levels compiled
from national surveys, as well as contaminant level data from the
specific traditional fuel being replaced. To account for natural
variability in contaminant levels, persons can use the full range of
traditional fuel contaminant levels, provided such comparisons also
consider variability in non-hazardous secondary material contaminant
levels.''
Comment: Several commenters noted that the agency proposed to allow
the use of ``national'' surveys of traditional fuel data in the
proposed contaminant legitimacy criterion and included several
international data sources in its ``Contaminant Concentrations in
Traditional Fuels: Tables for Comparison'' document.\70\ Several
commenters asked that the word `national' be removed from the
contaminant legitimacy criterion. Other commenters asked that the EPA
either remove the word `national' or clarify that international data
and surveys from other nations are also acceptable data sources.
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\70\ The EPA maintains a NHSM Web page with current information
on contaminant levels in traditional fuels, examples of legitimacy
determinations, and other information at https://www.epa.gov/epawaste/nonhaz/define/index.
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Response: The EPA has retained the proposed language, including the
word ``national,'' which expressly allows national surveys of
traditional fuel data to be used in contaminant comparisons
[[Page 9153]]
for NHSMs used as a fuel in combustion units. A statement that national
surveys can be used does not preclude the use of appropriate
international data. In fact, as the commenters recognize, the EPA
included several international sources in its analysis of traditional
fuels. These international sources were limited, however, to situations
where no data or minimal data could be found from national sources or
the agency had no reason to believe that data from national sources
would be significantly different. At issue is whether the data are
representative of traditional fuels that are purchased and burned at
operating boilers in the United States. The agency has decided that it
is reasonable to assume that national surveys of traditional fuels
contain information about fuels purchased and burned at operating
boilers in the United States.
Comment: One commenter argued that the traditional fuel database
compiled by the EPA should include the USGS coal data from not only the
United States but also from around the world because those fuels are
currently in use.
Response: The EPA has maintained its decision not to reference the
USGS COALQUAL database in its traditional fuel contaminant tables. It
is the agency's understanding that the COALQUAL database contains trace
metal analyses for coal and associated rocks taken directly from coal
beds throughout the United States and that not all of these coal beds
are currently being mined. It is also the agency's understanding that
as-mined coal typically undergoes a series of processing steps,
including crushing, screening, washing and physical separation
techniques to remove rock and other impurities prior to being blended
into clean, graded and uniform coal products suitable for use in
commercial boilers.\71\
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\71\ Speight, J.G. Synthetic Fuels Handbook: Properties,
Process, and Performance. McGraw-Hill, 2008. pg 141.
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In comparison, the EPA contaminant tables referenced by commenters
are based largely on a comprehensive dataset that contains
approximately 32,000 records of pre-combustion contaminant analyses
performed on coal, wood, biomass and fuel oil samples that were
actually used as fuel at boilers across the country. Thus, the agency
has decided that the EPA dataset is more representative of contaminant
levels in coal actually burned at operating boilers than the COALQUAL
database. As a result, the EPA has decided not to use the COALQUAL
database in developing the tables posted on the agency's Web site.
We would also note that the decision not to use USGS data is
consistent with the agency's position that product fuel oils, as
opposed to virgin crude oil, should be measured for purposes of
contaminant comparisons. As stated in the proposed rule, neither
unrefined crude oil nor gasoline is typically burned in combustion
units regulated by CAA sections 112 and 129. Similarly, as-mined coal
is not typically burned in combustion units regulated by CAA sections
112 and 129.
Comment: One commenter suggested that for each contaminant or group
of contaminants, either the UCL of the mean at a 90 percent confidence
level or the UPL at a 90 percent confidence level for NHSMs could be
compared to the maximum value for the appropriate traditional fuel.
Response: First, we would note that in the preamble to the recent
proposed rule, the EPA indicated that when compared to the full range
of contaminants in traditional fuels, suitable measures of NHSM
contaminants would include the upper end of a statistical range, a
calculation involving the mean and standard deviation or perhaps a
single data point in situations where data are limited. The agency also
noted that the discussion in the preamble did not preclude ``other
reasonable methodologies.'' \72\
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\72\ See 76 FR 80481.
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With respect to the specific approaches suggested by the
commenters, the EPA agrees with the approach of comparing the UPL at a
90 percent confidence level for each contaminant or group of
contaminants in NHSMs to the maximum value for each contaminant or
group of contaminants in the appropriate traditional fuel.
Specifically, the UPL is an indicator of what a future measurement
would be. In the context of NHSM contaminant levels, the UPL taken at a
90 percent confidence level would yield a number, and a combustor could
be confident that 90 percent of the time, the next measured contaminant
level would be at or below that number. The UPL considers both the
variability of the contaminant distribution and the uncertainty
surrounding what the true mean is. The comment suggested taking a
maximum value for traditional fuel contaminant levels and comparing it
to the UPL at a 90 percent confidence level. Because both metrics
account for the variability present in contaminant distributions, the
EPA would consider this approach to be a reasonable methodology.
The EPA does not agree, however, with an approach of using the UCL
of the mean. That is, the UCL of the mean, regardless of the confidence
level, is a measure of the mean and does not adequately factor in the
variability present in both NHSMs and traditional fuel contaminant
levels. The metric would be appropriate for a mean to mean comparison,
but that is not what the commenter suggested. The comment suggested
taking a maximum (which takes full advantage of the variability present
in traditional fuel contaminant levels) and comparing it to a mean
(which ignores the variability present in NHSM contaminant levels). The
EPA does not consider this approach to be a reasonable methodology.
To be clear, the EPA does not object to the use of confidence
limits, or to the use of the UCL of the mean, on their own grounds.
However, the agency believes it is inappropriate to make a comparison
of mean contaminant levels in NHSMs to maximum contaminant levels in
traditional fuels.
Comment: One commenter suggested that the EPA allow entities to
compare contaminants between NHSMs and traditional fuels on a pound of
contaminants per Btu (lb/MMBtu) basis, as the agency said it would
consider in the preamble discussion to the 2011 NHSM Final Rule.\73\
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\73\ See 76 FR 15525.
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Response: The EPA maintains its position that a direct comparison
of contaminant levels, as opposed to the lb/MMBtu approach, is the most
appropriate means of comparing contaminant levels. As was noted in the
2011 NHSM Final Rule, however, the agency may still consider the lb/
MMBtu approach as guidance is developed for implementation.
3. Categorical Non-Waste Determinations for Specific NHSM Used as Fuels
The new provisions at 40 CFR 241.4 were proposed to allow the EPA
to list categorically certain NHSMs as non wastes--when used as a fuel
in a combustion unit. Based on these categorical non-waste
determinations, facilities burning NHSMs that qualify for the provision
will not need to demonstrate that the NHSM meets the legitimacy
criteria on a site-by-site basis. The EPA has determined that these
NHSMs are categorical non-wastes as described and are not discarded
when used as a fuel in a combustion unit.
Categorical non-waste determinations only apply, however, to NHSMs
that are burned as a fuel in combustion units for the purpose of
recovery energy. Burning
[[Page 9154]]
a NHSM fuel in a combustion unit for energy recovery assumes a set of
basic design requirements that ensures excess air pollutants are not
formed and emission requirements under the CAA are met. As discussed in
section III.D.2.c of this preamble, such basic design requirements
include abilities to load the material into the unit, ensure the
material is well mixed and maintain temperatures within unit
specifications. For example, burning a whole tire in a boiler that is
only designed to burn tires that are chipped and/or dewired would not
be considered a fuel burned in a combustion unit for the purpose of
recovering energy. The agency is not including specific regulatory text
regarding this point since we believe it is understood that to be
burned for energy recovery, the combustion unit must be able to burn
the NHSM as a fuel.
a. Scrap Tires
In the December 23, 2011, NHSM proposed rule, the EPA proposed the
following regulatory language under 40 CFR 241.4 Non-Waste
Determinations for Specific Non-Hazardous Secondary Materials When Used
as a Fuel: ``Scrap tires that are not discarded and are managed under
the oversight of established tire collection programs, including tires
removed from vehicles and off-specification tires.'' Further, the
addition of this provision (40 CFR 241.4(a)(1)) eliminated the need for
the previous scrap tire provision at 40 CFR 241.3(b)(2)(i),\74\ which
has been removed and reserved in today's final rule. Today's rule
finalizes the proposed provision without changes.
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\74\ The scrap tire provision in the 2011 NHSM final rule is now
removed and the section reserved in today's final rule: ``(b) The
following non-hazardous secondary materials are not solid wastes
when combusted:
(2) The following non-hazardous secondary materials that have
not been discarded and meet the legitimacy criteria specified in
paragraph (d)(1) of this section when used in a combustion unit (by
the generator or outside the control of the generator):
(i) Scrap tires used in a combustion unit that are removed from
vehicles and managed under the oversight of established tire
collection programs.''
---------------------------------------------------------------------------
Comment: One commenter stated that, ``in its latest proposal, EPA
eliminates the need for scrap tires to meet its legitimacy criteria and
simply declares that scrap tires collected under an established tire
collection program are not waste regardless of whether they meet the
agency's legitimacy criteria.''
Response: The EPA disagrees with this comment. The EPA has not
eliminated the legitimacy criteria for scrap tires. The categorical
determination for scrap tires (as with all the categorical
determinations in this rule) simply applies the agency's non-discard
determination, made in the March 2011 rule and not reopened in this
amendment, to the general category so that case-by-case determinations
as to legitimacy would not need to be made by each facility. For the
scrap tire category, scrap tires managed under established tire
collection programs and used as a fuel need not make case-by-case
legitimacy determinations. Moreover, the commenter has given us no
information that the criteria are not met. In fact, the commenter
simply repeats the argument made in previous rulemakings that the
material is always a waste regardless of legitimacy criteria.
Comment: Several commenters suggested that scrap tires should not
have more restrictions under 40 CFR 241.4(a) for the categorical non-
waste status than does resinated wood. The non-waste determination for
scrap tires, as proposed in 40 CFR 241.4(a)(1), read ``Scrap tires that
are not discarded and are managed under the oversight of established
tire collection programs, including tires removed from vehicles and
off-specification tires.'' In comparison, the resinated wood
description, as listed in 40 CFR 241.4(a)(2), is ``Resinated wood.''
The commenters reasoned that if all resinated wood can be non-waste,
then all scrap tires should also qualify (regardless of the origin).
Response: Please see the EPA's response in the resinated wood
section below (section III.D.3.b of this preamble) relating to the
241.4(a) criteria for resinated wood and the comparison to scrap tires.
That response goes into detail explaining why the extra criteria are
not needed for resinated wood and related discard issues. In addition,
as noted previously in the NHSM rulemaking record (see docket EPA-HQ-
RCRA-2008-0329), numerous tire piles have been created in the past
whereas this is not the case for resinated wood used as fuel. The
existence of these historic tire dumps demonstrates that some tires
have not been treated as a valuable commodity therefore necessitating
the additional discard qualification in regulatory text. The specific
tires described in the categorical determination are handled as a
valuable commodity and do not include discarded tires.
Comment: A commenter suggested that the EPA should add ``off-
specification tire components'' to the regulatory language. This
revision would be in addition to the proposed text at 40 CFR
241.4(a)(1) that adds ``off-specification tires.''
Response: Off-specification tire components are covered in the 40
CFR 241.4 categorical non-waste determinations for scrap tires. The
term `scrap tire' is a general term for tires and can include, for
example, whole tires, chipped tires, off-specification tires or off-
specification tire components (i.e., tread, sidewall or base) that are
removed from vehicles or are generated by tire manufacturers, including
retailers or other parties involved in the distribution and sale of new
tires. This formulation was also stated in the December 2011 NHSM
proposal \75\ and is adopted for today's final rule. The EPA sees no
difference between tires and their various components. Thus, the EPA
does not believe it necessary to modify the rule to include ``off-
specification tire components'' in the codified definition. They are
understood to be included in the categorical non-waste provision.
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\75\ See 76 FR 80483.
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Comment: Many commenters mentioned the difficulty in complying with
the regulations since it is very difficult to distinguish between tires
removed from vehicles (and off-specification tires) versus tires from
other origins. In regard to this issue, one commenter stated, ``a
combustor cannot know the origin of the tire-derived fuel it is buying.
In its response to requests for reconsideration of the CISWI rule, the
EPA responded to this issue by recognizing that it is not possible for
a combustor to know the source of all NHSM fuel and declined to impose
this requirement stating:
``Rather, it is sufficient that the ultimate user verify that it
is obtaining tires from an established tire collection program,
which program can provide the user with reasonable assurance that it
manages tires carefully from point of collection to point of burning
and which does not receive tires which have been abandoned in
landfills or otherwise. 76 Fed. Reg. 28318, 28322 (May 17, 2011).''
Therefore, the commenter requests that the EPA codify this
statement in the NHSM rule and expressly allow combustors to rely upon
certifications of fuel suppliers that the fuel sold is not a solid
waste.
Another commenter said that for the EPA to require a tire storage
facility to maintain separate classifications of tires (i.e.,
separating discarded tires from tire dumps from other tires) is not
reasonable, because inspectors and operators would not be able to tell
the piles apart. The EPA's current definition of scrap tires would
place undue financial hardship on contractors and storage facilities.
Response: The EPA has decided that a regulatory statement on this
matter is
[[Page 9155]]
not necessary since the actual requirement for the combustor to
determine where its tires come from when they are coming from an
established tire collection program (or a contractual agreement) is
provided for under the CAA and interpretations provided for that
regulation. For example, major source boilers have a recordkeeping
requirement for a non-waste determination at 40 CFR 63.7555 ``What
records must I keep?'' Within those regulations for major source
boilers, it requires the combustor to demonstrate that NHSMs are a non-
waste. To the extent that a combustor believes it appropriate, they may
request haulers to verify that the tires would qualify as non-waste
under 40 CFR 241.4 when combusted.
If there is question about the origin of the tires, the EPA
inspectors will not assume that tires are from discarded sources. As we
note in the Federal Register notice (76 FR 28318, 28322), ``It is EPA's
position that ultimate users are not responsible for knowing the source
of all tires obtained from an established tire collection program* * *
EPA does not interpret this language as requiring knowledge of each
individual tire as this is a practical impossibility* * * users also
should not assume that tires from established programs which
participate in occasional cleanup days are discarded--both because
there is no information that the tires from the cleanup efforts were
discarded (and these programs are designed to prevent discarding) and
whether the kiln received tires from the sporadic cleanup days in any
case.''
The Federal Register notice that the commenter cited (76 FR 28322)
and a related letter to the docket (``Memorandum. Combustion in a
Cement Kiln and Cement Kilns' Use of Tires as Fuel.'' April 25, 2011,
Document ID: EPA-HQ-OAR-2002-0051-3582) provide sufficient guidance.
The agency believes this issue does not merit additional regulation for
the hauler.
b. Resinated Wood
In the December 23, 2011, proposed rule, the EPA proposed to
designate in regulatory text that resinated wood is not a solid waste
when used as a fuel. In making this determination, the agency analyzed
these materials using the legitimacy criteria, concluding that
resinated wood clearly is managed as a valuable commodity and has
meaningful heating value and is used as fuel.\76\ While stating that
these materials may not always meet the regulatory contaminant
legitimacy criterion in every situation, we proposed to list
categorically resinated wood as a non-waste fuel because, after
balancing the regulatory legitimacy criteria and other relevant
factors, the EPA determined that resinated wood that is used as fuel
represents an integral component of the wood manufacturing process and,
as such, is not being discarded when burned as fuel.
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\76\ See 76 FR 80483.
---------------------------------------------------------------------------
Specifically, we noted the extent to which resinated wood is used
as fuels throughout the wood manufacturing industry and that the use of
resinated wood as fuel is essential to the wood manufacturing process.
We also noted the prevalence of wood product plants that have been
designed specifically to utilize these residuals for their fuel value;
in fact many (if not most) wood products plants would not be able to
operate as designed without the use of these materials. This
determination was previously codified under 40 CFR 241.3 (b)(2)(ii) of
the NHSM final rule, provided the resinated wood met the legitimacy
criteria in 40 CFR 241.3(d)(1). However, based on the available
information, as well as how this material is handled and used in the
process, resinated wood is not being discarded when used as a fuel, and
thus, should not be considered a solid waste when burned as a fuel. The
EPA proposed to codify this determination by categorically listing
resinated wood as a non-waste fuel in 40 CFR 241.4(a)(2).\77\ By
specifically listing it as a non-waste fuel, combustors of this
material would not need to demonstrate that they meet the legitimacy
criteria on a site-by-site basis.
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\77\ See 76 FR 80483-80484.
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The EPA finds that this reasoning is supported by the entire
rulemaking record, as explained in the December 2011 proposal, which
rationale is adopted for the final rule as further supported by
responses to comments below. Thus, the agency has determined to list
categorically resinated wood as a non-waste fuel. In addition, after
considering comments received on the proposal, the agency is revising
the definition of ``resinated wood,'' as codified in 40 CFR 241.2.
Comment: Most comments on this issue were supportive of a
categorical determination that resinated wood is a non-waste fuel. One
commenter maintained that the record for this rulemaking clearly
establishes that resinated wood is highly valued within the wood
products industry for its high fuel value, stating that ``Many
facilities rely on mixing of these low moisture content wood materials
with higher moisture content wood materials to manage and optimize
combustion.'' This same commenter also stated that ``there exists
within the wood products industry a developed market for purchase and
sale of resinated wood between independent companies.'' In fact, many
wood-fired boilers at wood products plants that do not generate sander
dust have been retrofitted with sander dust injection burners so that
sander dust can be properly combusted in those units, taking full
advantage of the heat energy of sander dust.
Another commenter stated that ``resinated fuels have been an
integral part of the composite wood product industry's production
process since the industry was established decades ago. As such,
facilities' combustion and energy systems were designed and constructed
to utilize most if not all of their own wood and wood by-products,
including resinated trim and sander dust. Excluding resinated wood
fuels from our manufacturing processes would require significant re-
engineering of our facilities and add insurmountable operating costs in
order to substitute fossil fuels, as well as to transport and dispose
of resinated wood fuels. Any other result would effectively make it
nearly impossible for these manufacturing facilities to continue
operations.'' This same commenter also noted that ``many of our
facilities rely exclusively on resinated wood for its fuel and have
limited access to substitutes.''
Another commenter provided two examples of mills that utilize
nearly 100 percent of sander dust, either to create new product as part
of the manufacturing process or as fuel. In addition, two state
commenters supported the proposed categorical non-waste determination
for resinated wood.
Response: Nearly all of the comments received regarding the
proposed categorical non-waste determination were supportive of
categorically listing resinated wood as a non-waste fuel when burned in
combustion units for energy recovery. As noted above, the agency did
receive a few additional examples of how the use of resinated wood as a
fuel is an integral part of the wood manufacturing industry's
production process (e.g., the facilities that would have to be
significantly re-engineered if they could not use resinated wood for
its fuel value and the mills that use 100 percent of the sander dust it
generates, either by recycling it back into the process or burning it
for fuel).
Although we received one comment critical of the EPA's proposed
listing of resinated wood as a non-waste fuel (addressed below), we did
not receive
[[Page 9156]]
any comments that argued or suggested that the use of resinated wood as
a fuel is not an integral component of the wood manufacturing process.
Thus, we agree with commenters who encouraged the EPA to finalize
resinated wood as a categorical non-waste fuel and will finalize this
determination in today's rulemaking.
Information in the record for this rulemaking clearly establishes
that resinated wood is managed as a valuable commodity (40 CFR
241.3(d)(1)(i)) and has meaningful heating value and is used as a fuel
in combustion units that recover energy (40 CFR 241.3(d)(1)(ii)).\78\
In addition, we generally have determined that most resinated wood
meets the contaminant legitimacy criterion as well ((40 CFR
241.3(d)(1)(iii)), although we acknowledge that in some instances these
materials may have levels of formaldehyde that are not comparable to
traditional fuels.\79\
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\78\ See, e.g., 76 FR 80483. See also background document
developed in support of the December 23, 2011, proposed rulemaking
titled, ``Resinated Wood, Scrap Tire, and Pulp/Paper Sludge Support
Document'' (EPA-HQ-RCRA-2008-0329-1880).
\79\ Id.
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The EPA confirms the position discussed in the proposal and adopts
it as its final rationale that there are instances where it is
appropriate for the EPA to balance the regulatory legitimacy criteria
with other relevant factors in order to determine whether a material is
a legitimate fuel or is merely being discarded by being combusted. We
have determined that resinated wood is one such example. Although
resinated wood may not meet the regulatory contaminant legitimacy
criteria in every situation, it is clear that resinated wood is still a
``legitimate'' product fuel after one considers how integrally tied the
use of resinated wood as a fuel is within the wood manufacturing
process and industry. Nearly all comments received on this point
concurred with this assessment. Thus, in today's final rule, we are
codifying the determination that resinated wood, based on all
information and the totality of the circumstances, is a non-waste when
used as a fuel.
Comment: One commenter, however, stated that the EPA's proposed
categorical determination that resinated wood is a non-waste fuel is
unlawful and arbitrary. The commenter stated that the EPA is now
proposing to simply ``exempt'' resinated wood altogether, regardless of
who burns it and whether it meets the legitimacy criteria. According to
the comment, the EPA acknowledges that the formaldehyde levels in
resinated wood would not always meet its contaminant legitimacy
criterion--i.e., would not be comparable to the levels in any fuel that
companies would otherwise burn. The commenter states that the EPA also
acknowledges that burning resinated wood increases the emissions of
formaldehyde, but nonetheless finds that, ``In general the motivation
to use resinated wood as a fuel, even with the slightly higher
formaldehyde levels, predominates over the motivation to dispose of the
formaldehyde.'' The EPA's decision to remove the limits on the
exemption for resinated wood and to ``categorically'' declare resinated
wood to be a non-waste--regardless of who burns it, regardless of how
contaminated it is, and regardless of the reality that some companies
may be burning resinated wood as a cheap means of disposing of their
toxic formaldehyde wastes--underscores this point.
The comment continues that the EPA nowhere claims that companies
burning resinated wood that they have not generated pay for these
materials. Indeed, the EPA does not deny that these companies are paid
to take the resinated wood they burn. Thus, the EPA provides no reason
to believe that the resinated wood that is burned by a company other
than the one that generated it has not been discarded by the company
that generated it. Even under the EPA's own view of the meaning of
discard, resinated wood burned by companies other than the generator of
the resinated wood would be waste but for the agency's declaration that
it is not waste.
The commenter also states that the EPA admits that some companies
may burn resinated wood because they want to dispose of the
formaldehyde it contains (i.e., to dispose of the contaminated wood
rather than to recover energy). Moreover, the levels of formaldehyde
contamination in some resinated wood would exceed the EPA's legitimacy
criteria, but for the EPA's declaration that these criteria do not
apply. For these reasons as well, resinated wood is discarded even
under the EPA's own view of what that term means.
Further, the comment states that sources' alleged ``motivation''
for burning a material is to recover energy rather than to destroy the
wood and the contaminants it contains--assuming arguendo that a
source's motivation can even be determined--does not show that material
is not a waste. Rather, resinated wood is a waste because it is
discarded within the meaning of RCRA. Notably, the EPA does not suggest
that there is any use for resinated wood that has been discarded other
than--assuming it is a ``use'' at all--burning it. Moreover,
establishing a ``motivation''-based test for whether resinated wood is
or is not a waste conflicts with and defeats the CAA. Thus, the
agency's categorical declaration that resinated wood is not a waste is
unlawful.
Response: The EPA strongly disagrees with the commenter's
characterization of its categorical determinations. In making
categorical determinations, the agency is not ``exempting'' these
materials from regulation as a solid waste (i.e., if not for this
``exemption,'' these materials would otherwise be regulated as solid
waste). Rather, the EPA has determined that the specified NHSMs are not
solid waste when used as fuels. Further, in making categorical
determinations, the EPA is not saying that the legitimacy criteria are
not relevant. In proposing the categorical non-waste determination for
resinated wood, the agency stated we were ``balancing the legitimacy
criteria and other relevant factors based on the fact that resinated
wood residuals that are used as fuels represents an integral component
to the wood manufacturing process and, as such, resinated wood
residuals are not being discarded when burned as fuels.'' \80\ This
remains the agency's final finding in this rule.
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\80\ See 76 FR 80483.
---------------------------------------------------------------------------
Regarding the level of contaminants in resinated wood, the agency
is not saying that resinated wood is a non-waste fuel ``regardless of
how contaminated it is,'' as the commenter suggests. Based on all
available information, the agency has concluded that resinated wood
meets the legitimacy criteria for all contaminants with the possible
exception in some situations of formaldehyde. In focusing specifically
on formaldehyde, we also have stated that we have limited information
regarding formaldehyde levels--that is, resins and adhesives containing
formaldehyde react within the resin curing process leaving ``free
formaldehyde at levels less than 0.02 percent (or 200 ppm), but noted
that levels will be reduced further due to new national rules being
developed by the CARB Composite Wood ATCM, per new Public Law 111-199.
Thus, we have not said that contaminants do not matter. Rather, we have
carefully analyzed contaminant levels in resinated wood and have
determined, based both on contaminant levels, as well as how the use of
these materials represents an integral part of the wood product
manufacturing process, that resinated wood materials are a legitimate
non-waste fuel.
[[Page 9157]]
Further, we do not concede, as the commenter contends, that some
companies burn resinated wood to destroy contaminants--in fact, we have
determined just the opposite. We have determined that companies burning
resinated wood do so because such an activity is integrally tied to
their production process, not to dispose of the formaldehyde. This
determination is based on that extent to which resinated wood is used
as fuels throughout the wood manufacturing industry, as well as the
fact that the use of resinated wood as fuel is essential to that
industry (i.e., plants have been designed to use these materials as
fuels and would be unable to operate if resinated wood was not
available as a fuel source).
Regarding the comments that the EPA acknowledges that burning
resinated wood increases emissions of formaldehyde, the agency needs to
correct this characterization. First, in the 2011 NHSM final rule, we
stated that the criterion or test in determining the contaminant
legitimacy criterion is based on the level of contaminants in the
secondary material itself and not by comparing the differences in
emissions.\81\ However, responding to comments we received regarding
emission levels associated with burning resinated wood as a fuel, the
agency determined that the amount of formaldehyde that is emitted from
burning resinated wood residuals is in fact likely to decrease, given
that Public Law 111-199 will reduce formaldehyde levels in these
materials.\82\
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\81\ See, e.g., 76 FR 15502.
\82\ Id.
---------------------------------------------------------------------------
Regarding the commenter's statement that companies that burn
resinated wood that they have received from offsite do not pay for it,
the EPA disagrees with the argument put forth by the commenter as the
facts in this instance do not support such a premise.
As noted in the March 2011 final rule, inter-company transfers of
resinated wood residuals are typically managed through buy-sell
contracts and 6 percent of resinated wood residuals are sold into the
fuel market and are used as either ``furnish'' (i.e., raw materials) or
fuel at the receiving facilities.\83\ In addition, the EPA received
additional comments on the proposed rule stating, ``* * *there exists
within the wood products industry a developed market for purchase and
sale of resinated wood between independent companies.''
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\83\ See 76 FR 15500.
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Moreover, while contractual arrangements can be used as evidence
that the material is managed as a valuable commodity and that discard
is not occurring when a material is transferred beyond the control of
the generator, the price of an NHSM is not, by itself, dispositive of
whether the material is or is not a waste. The main indication that
resinated wood residuals are not solid waste is the fact that they are
used as fuels in a way that represents an integral component to the
wood products industry. As the EPA noted in the March 2011 final rule,
``resinated wood residuals transferred off-site are utilized in the
same manner as self-generated resinated wood residuals (i.e., contained
in the same bins as furnish materials used in the product, transferred
via conveyors or ducts), which the plants are specifically designed to
burn as a fuel, [and therefore] we agree that this does not constitute
discard.''\84\
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\84\ Id.
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The comment that the agency has simply declared that resinated wood
is a non-waste ``regardless of who burns it'' is a mischaracterization
of this categorical non-waste determination. Based on all information
provided to the agency, we have determined the use of resinated wood as
a fuel is an integral part of the industry's production processes and
that these materials are managed as valuable commodities (i.e., fuels),
have meaningful heating value and are used in combustion units that
recover energy regardless of whether these materials remain within the
control of the generator or are transferred offsite to another
facility. On the other hand, we have no information that facilities are
burning these materials merely to get rid of them (i.e., discard).
The EPA finds irrelevant the commenter's statement that the EPA is
looking to a source's motivation for using a material as a fuel
conflicts with and defeats the CAA. The issue, rather, is whether
motivation is relevant to a waste determination under RCRA. The D.C.
Circuit confirmed the relevance of motivation in determining whether a
recycled material is a waste. See, API v. EPA, 216 F.3d at 58 (court
criticizes the EPA for not saying why it has concluded whether
recycling motivation predominates over a disposal motivation). In this
case, it is clear that the motivation for burning the resinated wood is
to utilize its inherent value as a fuel and not for disposal.
Commenters have provided the agency with information that facilities
generating and managing resinated wood residuals consider these
materials to be an integral part of their production process--both in
the value these materials provide as being a critical source of energy
as well as being recycled back into the manufacturing process to create
more wood products. Thus, we are not convinced that a facility that
considers the use of resinated wood as a fuel to be an integral part of
its production processes, as has been established in the record, is
motivated to discard these materials by burning to get rid of them.
Comment: A few commenters stated that the EPA is not consistent in
how discarded materials are designated as solid waste. In particular,
the commenter stated that the EPA was proposing to list as a
categorical non-waste fuel in 40 CFR part 241.4 resinated wood
regardless of whether it is previously discarded, while the agency
would require processing for scrap tires that have been discarded in
landfills.
Response: The agency disagrees that its treatment of resinated wood
is inconsistent with its treatment of scrap tires. Nowhere does the
agency state that resinated wood would be considered a non-waste fuel
``regardless of whether it is previously discarded.'' The EPA, based on
all information available, has determined that resinated wood is not
being discarded when used as fuel, given the fact that resinated wood
residuals that are used as fuels represent an integral component of the
wood manufacturing process. If a shipment of resinated wood residuals
was disposed of in a landfill, it would be a waste. In addition, if a
shipment of resinated wood residuals were disposed of and later
recovered to be used as a fuel, as is the case with scrap tires that
are extracted from landfills, this would be a different scenario and
would not be included within the categorical listing in 241.4(a)(2).
As the record clearly shows, resinated wood is routinely handled
and managed as a valuable fuel product within the wood products
manufacturing industry. As noted in the rulemaking record (see docket
EPA-HQ-RCRA-2008-0329), numerous scrap tire piles have been created in
the past and it is a common practice to recover abandoned tires from
tire piles and use them for fuel. This is not the case for resinated
wood.
Comment: While supportive of the agency's proposed listing of
resinated wood as a non-waste fuel in 40 CFR part 241.4, two commenters
suggested that the agency revise the definition of ``resinated wood''
as codified in 241.2. Currently, ``resinated wood'' is defined as,
``wood products (containing resin adhesives) derived from primary and
secondary wood products manufacturing and comprised of such items as
board trim, sander dust, and
[[Page 9158]]
panel trim.'' However, these commenters request the EPA to revise this
definition in order to clarify that the ``spectrum of resinated
materials currently used as fuels throughout the wood product
manufacturing process are included in the definition.'' Thus,
commenters urge the EPA to revise the definition of resinated wood as
follows: ``Resinated wood means wood products (containing binders and
adhesives) produced by primary and secondary wood products
manufacturing. Resinated wood includes residues from the manufacture
and use of resinated wood, including materials such as board trim,
sander dust, panel trim, and off-specification resinated wood
products.''
The suggested revised definition proposes two changes. First, the
suggested definition replaces the phrase ``containing resin adhesives''
with the phrase, ``containing binders and adhesives.'' The second
suggested revision to the definition is the specific inclusion of
``off-specification resinated wood products.'' Commenters have
indicated that these materials include materials that do not meet
manufacturing specifications or are otherwise physically marred or
damaged and thus, are not sold in the marketplace. This class of
materials would not be expected to be chemically different than the
resinated wood products that meet the manufacturing ``on-spec''
requirements. For example, off-specification resinated wood products
would not be expected to have higher amount of resins (and therefore
contaminants) than their on-specification counterparts. Commenters have
indicated that off-specification resinated wood products are identical
to their on-specification counterparts chemically and only differ in
that they are do not meet a manufacturing quality or standard.
Response: The agency recognizes that in order for a categorical
non-waste determination to be meaningful and effective, it must be
clear about the universe of materials that such a categorical non-waste
determination encompasses. Thus, we agree with commenters who suggested
specific revisions to the definition of ``resinated wood'' contained in
part 241.2. Specifically, the EPA agrees that these revisions create a
definition that more accurately captures the scope of resinated wood
and is more representative of the resinated materials currently used as
fuels throughout the wood product manufacturing process. First, by
including the terms ``binders'' and ``adhesives,'' the universe of
materials that we consider to be within this definition should be more
clear, as these terms are widely used and accepted within the wood
products manufacturing industry.
With respect to the inclusion of off-specification resinated wood
products, the EPA finds it appropriate to include this class within the
definition of resinated wood. We note, however, that to the extent that
a facility has reason to expect that the off-specification wood
products are off-spec for chemical reasons, such that the levels of
contaminants are expected to be greater than their on-spec
counterparts, the EPA would not consider such materials to be within
the scope of this definition. The agency will make this point more
clear by specifying in the definition that the term ``off-specification
resinated wood products'' are off-spec due to the fact that they do not
meet a manufacturing quality or standard. Thus, in today's final rule,
we are codifying the definition of resinated wood as follows:
``Resinated wood means wood products (containing binders and adhesives)
produced by primary and secondary wood products manufacturing.
Resinated wood includes residues from the manufacture and use of
resinated wood, including materials such as board trim, sander dust,
panel trim and off-specification resinated wood products that do not
meet a manufacturing quality or standard'' (emphasis added).
Comment: One commenter noted that there are additional secondary
materials produced by the wood manufacturing industry that are similar
to resinated wood and, thus, should also be considered a non-waste
fuel. The production of flooring and furniture creates final finishing
trim, sander dust and process breakage that are both solid and
resinated wood materials. In some cases, these materials are coated
with finish materials used to color and protect the finished product.
The commenter (a utility) indicated that their facilities receive these
materials from furniture and flooring manufacturers and utilize them to
offset the fuel load from fossil fuels due to their high heat capacity.
Thus, the commenter requests that the EPA expand its definition of
resinated wood materials to include these additional wood manufacturing
secondary materials as non-waste fuels or otherwise describe the
circumstances under which these additional materials would be
considered a non-waste fuel.
Response: It is possible that these materials (or some of these
materials) could be within the definition of ``resinated wood,'' as
codified in 40 CFR part 241.2; however, commenters have not provided
the agency with information regarding the factors involved in
determining whether these additional types of coated materials are
legitimately used as product fuels. That is, commenters have not
provided information regarding whether these ``finishing materials''
could have contaminant concerns and whether they are routinely used as
fuels. Subsequent to this rulemaking, the agency would welcome
information regarding these materials in order to make an informed
decision regarding whether these materials fit within the definition of
``resinated wood.'' Alternatively, the commenter may petition the
agency to receive a non-waste determination per the petition process
established in 40 CFR 241.3(c) if the commenter believes that this
material may not be within the definition of ``resinated wood.''
4. Rulemaking Petition Process for Other Categorical Non-Waste
Determinations (40 CFR 241.4(b))
The EPA recognizes that there may be other NHSMs that can also be
considered non-wastes when used as fuels in combustion units when
balancing the legitimacy criteria and other relevant factors. Thus,
under today's rule, we are finalizing the process outlined in the
proposed rule whereby persons can submit a rulemaking petition to the
Administrator where they can identify and request that additional NHSMs
be listed in section 241.4. The petition process is similar to 40 CFR
260.20, where any person may petition the Administrator to modify or
revoke any provisions of the hazardous waste rules and where procedures
governing the EPA's action on those petitions are established. The 40
CFR 260.20 standards reflect normal, informal rulemaking procedures
under the APA and thus, serve as an appropriate model for the NHSM
rulemaking petitions under this section.
In the context of a rulemaking petition under section 241.4(b), any
person can petition the Administrator for a regulatory amendment to
identify and request that additional NHSMs be included on the list of
materials in section 241.4(a) that are not solid wastes when used as a
fuel in a combustion unit. To be successful, the petitioner needs to
demonstrate to the satisfaction of the Administrator that the proposed
regulatory amendment involves a NHSM that has not been previously
discarded (i.e., was not initially abandoned or thrown away), or if
discarded, has been sufficiently processed into a legitimate fuel. The
petitioner must also demonstrate that the material is used as a non-
waste fuel in a combustion unit because it either
[[Page 9159]]
meets the legitimacy criteria, or, after balancing the legitimacy
criteria with other relevant factors, such NHSM(s) is not a solid waste
when used as a fuel in a combustion unit.
If the applicant believes that the NHSM is a legitimate product and
not discarded despite not meeting the legitimacy criteria, additional
information must be submitted to explain or describe why such NHSM
should be considered a non-waste fuel. Possible factors to address
include, but are not limited to:
The extent that use of the NHSM has been integrally tied
to the industrial production process. Information can include combustor
design specifications, the extent that use of the material is
integrated across the industry and the extent that use of the NHSM is
essential to the industrial process,
The extent that the NHSM is functionally the same as the
comparable traditional fuel, and
Other relevant factors.
The application is required to include: (1) The petitioner's name
and address; (2) a statement of the petitioner's interest in the
proposed action; (3) a description of the proposed action, including
the specific NHSM, the industry (i.e., NAICS code) and functional use
(i.e., industrial functional code listed in 40 CFR 710.52(c)(4)(i)(C));
and (4) a statement of the need and justification for the proposed
action, including any supporting tests, studies or other information.
Where such NHSM(s) do not meet the legitimacy criteria, the applicant
must explain why such NHSM(s) should be considered a non-waste fuel,
balancing the legitimacy criteria with other relevant factors.
Under this petition process, the Administrator makes a tentative
decision to grant or deny a petition and then publish notice of such
tentative decision, either in the form of an ANPRM, a proposed rule or
a tentative determination to deny the petition, in the Federal Register
for written public comment. The Administrator could, at its discretion,
hold an informal public hearing to consider oral comments on the
tentative decision. After evaluating all public comments, the
Administrator makes a final decision by publishing in the Federal
Register a regulatory amendment or a denial of the petition.
Comment: One commenter does not support use of the legitimacy
criteria, as provided in the proposed section 241.4(b)(3) to make a
determination. A material which has not been discarded is, by
definition, not a solid waste. However, if the EPA believes that other
factors still should be considered, then the only other factor which
should be considered is whether the material is being used legitimately
as a fuel. The remaining legitimacy criteria are (and should be)
irrelevant.
Response: As discussed in the 2011 NHSM final rule, ``legitimacy''
is shorthand for referring to NHSM that are not abandoned or thrown
away, are saved and are reused by being burned for their value as a
fuel.\85\ The legitimacy criteria are the factors needed to be examined
to make this determination. For example, it is relevant how the NHSM is
managed and its heating value since burning materials that have minimal
or limited heating value shows the material is being burned for discard
and not energy recovery. In addition, the extent to which contaminants
are present in NHSMs may also indicate that the real reason for burning
the secondary material is simply to destroy or discard them--referred
to as ``sham'' recycling. Thus, the agency is not simply ``punting'' to
its legitimacy criteria but believes they provide a valid basis for
showing that a NHSM is more commodity-like than waste-like.
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\85\ See 76 FR 15471.
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Comment: The current petition process is limited to NHSMs when used
as fuels. Absent from this petition process are NHSMs used as
ingredients and previously discarded materials that meet the fuel
legitimacy criteria. We do not understand this distinction and urge the
EPA to expand both the current and proposed petition processes to allow
for non-waste determinations for a wider range of NHSMs.
Response: In general, the 40 CFR part 241 regulations establishes a
self-implementing approach for NHSM that can consider site-specific
information, if necessary (i.e., facilities will make a self-
determination of whether the non-hazardous secondary fuel or ingredient
in question meets the regulatory criteria). We note it is the EPA's
intention to indicate in these rules, as clearly as possible, which
non-hazardous materials used as fuels or ingredients in combustion
units are or are not considered solid waste based on the criteria laid
out in regulatory text. The agency expects this self-implementing
approach will govern the majority of situations, including NHSMs used
as ingredients and NHSMs processed from previously discarded materials.
We would also note that the regulated community prior to proposing
the December 2011 proposed rule and commenters to that proposed rule
did not provide any instances where ingredients are combusted or are
processed from previously discarded material that would be a candidate
for listing categorically. Therefore, we do not believe it necessary to
modify the proposed rule to address this situation. However, to the
extent that there are instances where such materials do exist, persons
can always petition the EPA to modify the rules, including allowing
ingredients that are combusted to be categorically listed to account
for such materials.
Comment: In the NHSM Proposal, the EPA recognizes that a material
can have levels of contaminants higher than traditional fuels, but
still be combusted for a legitimate, energy-producing purpose (see 76
FR 80483 discussing resinated wood). The EPA also has proposed that
this is true for hazardous secondary materials as well (see 76 FR
44094, 44122; July 22, 2011). Notwithstanding this admission, the EPA
is not proposing to amend its legitimacy criterion for contaminants to
make it a consideration, rather than a mandatory criterion. Thus, the
EPA's NHSM Proposal is internally inconsistent. Under 40 CFR
241.3(d)(iii), any material that has contaminants in concentrations
higher than those found in traditional fuels is automatically
considered a waste, no matter how integral the use of the material is
to the manufacturing process or how legitimate the combustion is to the
purpose of energy recovery. In contrast, under proposed 40 CFR 241.4,
EPA recognizes that materials can have high levels of contaminants and
still be non-waste material being legitimately combusted for energy
recovery. To justify this inconsistency, the EPA argues that it needs
to make a case-by-case determination that a material with higher levels
of contaminants is a non-waste to ``prevent sham recycling'' (see 76 FR
80482).
Response: The EPA disagrees with the comment that the mandatory
nature of the self-implementing Sec. 241.3 standards (including the
contaminant legitimacy criterion) for individual facilities is
inconsistent with the non-waste determinations outlined in Sec. 241.4.
In particular, the legitimacy criteria (including the contaminant
legitimacy criterion) must be met under the self-implementing standards
for individual facilities outlined in Sec. 241.3, but the same
criteria may be balanced by the EPA with other relevant factors under
the categorical non-waste determinations outlined in Sec. 241.4.
These differences are necessary and appropriate. Where a particular
NHSM may not meet all the legitimacy criteria outlined in Sec.
241.3(d)(1), but the
[[Page 9160]]
material is being used as a legitimate fuel, the agency has decided it
is necessary to require a formal determination (i.e., not a self-
implementing decision) to prevent materials from being burned for
discard under the guise of recycling. Furthermore, the agency has
decided that such a determination should be subject to public notice
and comment. In cases where the difference between recycling and waste
treatment is difficult to distinguish, as is the case when elevated
levels of contaminants are present, the potential for abuse is likely,
and thus, regulatory oversight is appropriate when making a waste/non-
waste determination. This approach is also consistent with what the EPA
proposed for the hazardous secondary material rule cited by the
comment--that is, the balancing test would be used by the EPA in a
petition process, not as a self-implementing determination.
Comment: One commenter requested that the EPA should specifically
recognize in the categorical petition that the existence of a supply
contract between a generator of NSHMs and a combustor, with
specifications that the NHSM must meet, should be considered
dispositive evidence that the NHSM is not a waste and is combusted for
energy recovery, not disposal.
Response: We disagree with the commenter that the mere existence of
a contract between the generator and combustor is dispositive evidence
of the material being a non-waste. However, existence of a contract is
a factor to be considered in a categorical non-waste determination. For
example, under 40 CFR 241.4(a)(1), scrap tires managed under
established tire collection programs are a categorical non-waste and
the definition of ``established tire collection program'' (40 CFR
241.2) explicitly recognizes contracts as evidence that the material
has not been discarded. Specifically, ``Established tire collection
program'' means ``a comprehensive collection system or contractual
arrangement [emphasis added] that ensures scrap tires are not discarded
and are handled as a valuable commodity through arrival at the
combustion facility* * *''
Comment: The timeframe for which the EPA must grant or deny the
request should be included as well as defining the length of time of 30
days that these notices will be open to public comment. What is the
legal implication of an ``informal public hearing?'' How does this
differ from a public information meeting? If it is ``informal,'' what
is the purpose? What administrative procedures apply to comments made
during the ``informal public hearing?''
Response: The agency is not imposing a deadline on its decision to
grant or deny a petition, or a specific time period for public comment,
due to the potentially wide range of issues involved in considering a
categorical non-waste petition and because of the many factors beyond
its control. Informal public hearings, similar to formal public
hearings, provide an opportunity for the public to provide comments and
oral testimony on proposed agency actions . All testimony received
becomes part of the public record. Public meetings, on the other hand,
are less formal; anyone can attend, there are no formal time limits on
statement, and the agency and/or the facility usually answer questions.
The purpose of the meeting is to share information and discuss issues,
not to make decisions.
Comment: The final rule should make clear that the denial of a
petition would not bar the filer of the denied petition from filing a
subsequent petition for the same location and same materials.
Response: Where the information submitted to make a categorical
non-waste determination has fundamentally changed, the EPA agrees that
a petition to categorically list a NHSM can be resubmitted for review.
5. Materials for Which Additional Information Was Requested
a. Pulp and Paper Sludge
In the March 2011 NHSM final rule, the EPA concluded that pulp and
paper sludges meet the legitimacy criteria and, thus, can be burned as
a non-waste fuel provided such combustion units are within the control
of the generator in accordance with section 241.3(b)(1).\86\ The
December 2011 proposed rule discussed the information we currently have
on pulp and paper sludges, and the additional information that the
agency would need in order to categorically list these materials in 40
CFR 241.4(a) as a non-waste fuel.\87\ If such information were provided
to the EPA, the agency would then consider the legitimacy criteria and
other factors relevant to a determination that these sludges are not
solid wastes when combusted.
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\86\ Pulp and paper sludges almost entirely remain on-site and
within the control of the generator when burned as fuels. To the
extent that pulp and paper sludges do not remain within the control
of the generator and are used as fuels, the petition process
established in 40 CFR 241.3(c) could apply to these materials, as
appropriate.
\87\ Additional information needed to categorically list pulp
and paper sludges is discussed at 76 FR 80485.
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This categorical listing would put pulp and paper sludges in the
same general grouping as resinated wood residuals. For resinated wood
residuals, the EPA considered that use of that material as a fuel has
been integrally tied to the industrial production process and is
consistent with that of a fuel product. The proposal discussed similar
information that was needed by the agency to support adding pulp and
paper sludges to 40 CFR 241.4(a) as a categorical non-waste.
Based on the comments received and information submitted, the EPA
is listing as a categorical non-waste fuel under section 241.4 those
dewatered pulp and paper sludges that are not discarded and are
generated and burned on-site by pulp and paper mills that burn a
significant portion of those residuals. Such residual must be dewatered
and managed in a manner to preserve the meaningful heating value of
those materials.
This determination for pulp and paper sludge as a categorical non-
waste represents the agency's finding that, after balancing the
regulatory \88\ legitimacy criteria with other relevant factors, the
burning of this material as described in the categorical listing is a
commodity fuel for legitimate energy recovery and not discard. That is,
the agency has concluded that, for pulp and paper mills that burn a
significant portion, pulp and paper sludges are integral to the mills'
operations and provide a critical source of energy. Such mills are not
burning these dewatered pulp and paper sludges to discard them but are
burning them as a legitimate commodity fuel. These facilities take the
steps necessary to dewater the pulp and paper sludges and to manage the
dewatered sludge to maintain its meaningful heating value and not to
dispose of the sludge. In addition, the agency finds for facilities
burning a significant portion of the dewatered sludge that:
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\88\ As the EPA has previously stated (76 FR 15460), the Agency
has established regulatory legitimacy criteria which may be used by
companies on a case-by-case basis to show that they are not
discarding material when used in a combustor. However, for the
categorical determination, the Agency has determined that it is
appropriate for the Agency, itself, to make the discard
determination for material that does not meet the more strict
regulatory criteria. Thus, the EPA has developed the categorical
determination.
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(1) The sludges are managed in a manner that preserves meaningful
heating value and, therefore, meets the managed as a valuable commodity
(241.3(d)(1)(i)).
(2) Dewatered sludge (i.e., dewatered through appropriate water
removal practices, including dewatering presses, rotary driers, etc.)
meets the meaningful heating value and used in combustion
[[Page 9161]]
units that recovery energy criterion (241.3(d)(1)(ii)).
(3) The sludge meets the comparable contaminant criterion
(241.3(d)(1)(iii)).
The fact that these sludges meet the contaminant legitimacy
criterion, in the EPA's view, show that these sludges when burned on-
site are not being discarded. While the agency is not defining a
specific percentage of dewatered pulp and paper sludges that would need
to be burned to qualify for the categorical listing in section 241.4,
the agency would consider that the 42 mills that responded to an AFPA
survey \89\ and that use dewatered pulp and paper sludge as fuels at a
significant rate (between 70-100 percent of these materials that are
generated and burned) meet the listing description. We also find that
other mills that burn a significant portion of their dewatered pulp and
paper sludges on-site as fuel would qualify for the listing
description.\90\ For the pulp and paper mills that burn a relatively
small percentage of their dewatered pulp and paper sludges on-site as a
fuel (e.g., the five mills that responded to the AFPA survey that burn
less than 20 percent), the agency has determined that those sludges are
not viewed the same by the mill operator in that they do not need to
rely on them for their energy value and are not included in the non-
waste categorical listing in section 241.4.
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\89\ See April 2, 2012, letter from Timothy G. Hunt to James
Berlow. A copy of this letter has been placed in the docket for
today's rulemaking.
\90\ While the Agency is not including a specific requirement
for pulp and paper mills to document the amount of dewatered
wastewater treatment residuals they burn on-site as a fuel, we would
recommend that such pulp and paper mills include such documentation
in case there are any questions as to whether the pulp and paper
mills dewatered wastewater treatment residuals qualifies for the
categorical listing in 241.4. As an alternative, the pulp and paper
mill can request the Agency to confirm (via letter) that the
facility generates and burns on-site a significant portion of pulp
and paper sludges such that the facilities pulp and paper sludges
are included within the categorical listing.
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However, there is likely little difference as to how pulp and paper
sludge may be defined under NHSM rules, whether a categorical or a
facility-specific non-waste determination. That is, such dewatered pulp
and paper sludges may still be considered non-waste fuels when burned
as a fuel for energy recovery at mills that burn a relatively small
percentage of these materials, although the rules require those
facilities to document on a facility-specific basis that such sludges
are non-waste fuels. As discussed in the final NHSM rule (76 FR 15488),
dewatered pulp and paper sludges that are burned within the control of
the generator and meet the legitimacy criteria, likely are non-waste
fuels and thus can be burned in units subject to CAA section 112
requirements.
The agency has restricted the categorical listing to those
dewatered pulp and paper sludges that are burned on-site because the
agency has minimal information on how these NHSMs are managed when
shipped offsite.\91\
---------------------------------------------------------------------------
\91\ We note that in the situation where pulp and paper sludges
are transferred beyond the control of the generator, a facility can
petition the Agency to receive a non-waste determination, as
appropriate.
---------------------------------------------------------------------------
Outlined below are commenters' responses to the agency information
requests regarding pulp and paper sludges and a categorical non-waste
determination.
Comment: The EPA requested information on how pulp and paper mill
sludge is used as a legitimate fuel and not discarded at pulp and paper
mills and how the material is integrated into the industrial production
process.
In responding to the agency's request, commenters first provided a
summary of energy needs by the pulp and paper industry. The commenters
indicated that the industry is somewhat unique in its energy profile
and in how individual mills select appropriate fuels to support their
energy needs. Most pulp and paper mill boilers are specifically
designed to handle a variety of fuels; few boilers are designed to burn
just traditional fuel. Even mills with boilers specifically permitted
as pulp and paper sludge boilers also burn other fuels. Over the years,
the industry has recognized the benefits of burning secondary
materials, particularly those generated on-site. These secondary
materials are derived from and have characteristics similar to
traditional fuel, particularly the biomass used to produce pulp and
paper products.
Mills do not usually burn just one type of fuel at any one time.
Some mills rely heavily on coal, others on natural gas or biomass.
According to the commenter, the choice of fuel depends on availability,
cost and need. Hogged fuel or coal may be the underlying fuel but it is
supplemented by other traditional and non-traditional fuels. This is
done in order to meet the energy needs of the mill but also to address
best management practices for the boiler and meet air quality
requirements. If the hogged fuel is wet, coal or resinated wood may be
added to boost heat value. If the boiler is burning too hot, the
addition of pulp and paper sludge enables the mill to regulate
temperature. Pulp and paper sludge also may be burned because it has
the best fuel value for the price. All of these decisions are based on
the boiler conditions, fuel availability, energy needs, air quality
requirements, as well as costs, and all are considered when the energy
manager determines the right mix of fuel in any given day.
As a result, the quantities of different types of fuels burned over
the course of a year differ and the mill may not burn 100 percent of
the available fuel generated during that year. Not all pulp and paper
sludges are burned at a given mill over the course of a year nor are
all recycled process residuals (old corrugated cardboard rejects) or
all hogged fuel. The commenter emphasized that if only a percentage of
a secondary material generated by the industry is used as a fuel, that
it does not negate its value as a fuel. Rather, it reflects the
realities of running a boiler for which the economic and operating
conditions are interconnected and dynamic.
For example in one mill, the commenter indicated that combination
boilers are designed to burn a wide variety of fuels efficiently and
cleanly. Two mills' boilers currently burn tire-derived fuel,\92\ while
one burns waste paper generated at the mill. They all are capable of
burning one or more fossil fuels: oil (including used oil), coal and
gas. The four combination boilers burn large amounts of biomass, either
generated on-site or purchased commercially. A portion of three of the
mills' biomass consists of sludge generated on-site from their
wastewater treatment processes.
---------------------------------------------------------------------------
\92\ Tire-derived fuel used in the paper industry must be
dewired since the wires often clog the feed system. Thus, the
industry does not utilize whole tires.
---------------------------------------------------------------------------
One state commenter also indicated that most mills operate boilers
that are specifically designed to handle a variety of fuels--few
boilers are designed to burn just traditional fuel and mills do not
usually burn just one type of fuel at any one time. Bark and biomass
fuel may be the primary fuel but it is supplemented by other
traditional or alternative fuels.
Secondary materials have been an important alternative fuel used
safely by the mills in the commenter's state for many years. Most of
that state's mills' have multi-fuel boilers. Their fuel handling
equipment, mill wastewater treatment systems and other ancillary
equipment were designed to combust alternative fuels, including pulp
and paper sludge. Use of these fuels reduces reliance on purchased
biomass and/or fossil fuels and provides a vehicle for beneficial reuse
of the materials. In light of the greater stringency of the CISWI
[[Page 9162]]
regulations, the state indicated that the mills are likely to landfill
these materials instead of recovering their fuel value if these
materials are considered solid waste under the CISWI standards.
Another industry commenter stated that four of their five U.S. pulp
mills produce wastewater treatment residuals that are burned in
biomass-fired combination fuel boilers. At one mill, the residual
solids are harvested and sold under a purchase agreement to an Electric
Utility Generating plant burning various sources of biomass because
that mill does not have a biomass boiler designed to burn the
residuals. The residuals are primary clarifier solids (mostly wood
fibers too short for product use) which are harvested by dewatering
through a screw press. The residuals are stockpiled in a specific
managed area before being trucked to the power company. At that site,
the materials are processed and conveyed with other forms of biomass
for fuel in their biomass boiler. Use of the wastewater treatment
residuals from the mill as a fuel at the purchasing site is permitted
in their air permit.
One commenter indicates that the energy manager at a mill will
determine the approximate amount of different types of fuels needed to
obtain the most energy under the best operating conditions. As pulp and
paper sludge is generated, it is directed toward the hogged fuel pile
or towards other non-fuel uses. This decision is based on whether the
mill's boiler is designed and permitted to burn pulp and paper sludge
and the amount is determined by the energy demands on that particular
day.
Another commenter believes that the fact that not all pulp and
paper sludge is combusted at pulp and paper mills is evidence that the
wood products industry only combusts pulp and paper sludge for
legitimate energy recovery and not for disposal. According to the
commenter, when the pulp and paper sludge is not needed as a fuel, it
is used for non-fuel purposes or is discarded. When it is combusted, it
is combusted for its energy value as a legitimate fuel.
One mill described by a commenter has elected to divert its own-
make bark to beneficial use as mulch, rather than burning it, because
it is of poorer quality than commercially available biomass. That same
mill has recently invested in a new belt press which provides high
quality sludge as fuel for its combination boiler. Since the press was
installed in 2011, the percentage of mill sludge burned has increased
to 80 percent from under 50 percent. Currently, the mill is burning
more of the sludge from its process than the bark it also generates.
At another plant, the commenter indicates that sludge is a by-
product of the AST process. Their mills employ primary clarifiers to
separate out solids from wastewater, of which 50 percent is wood fiber,
the primary component.\93\ These solids are staged in holding or blend
tanks prior to drying. In addition to primary clarifiers and aeration
basins, AST systems employ secondary clarifiers (large, open, circular
concrete tanks) in which biological solids exiting the aeration
basin(s) are separated by gravity from wastewater. The process is
carefully regulated to accomplish two objectives: making the water as
clean and free of solids as possible while retaining activated sludge
(active microbes) to re-inject into the biological treatment stage of
the process. As part of this continuous loop, some activated sludge
must be removed from the system to maintain the optimal population of
active microbes for effective treatment.
---------------------------------------------------------------------------
\93\ Washington State Department of Ecology Industrial Footprint
Project Waste Stream Reduction and Re[hyphen]Use in the Pulp and
Paper Sector, June 2008.
---------------------------------------------------------------------------
After excess secondary sludge is removed from the treatment loop at
three of the mills, it is mixed with primary sludge in blend tanks
prior to being dried on belt presses to a suitable moisture level for
burning or other uses. Sludge is introduced into the mills' solid fuel
feed systems by means of conveyers where it becomes thoroughly mixed
with other fuels in the conveyer systems before being introduced into
the mills' combination boilers. At one mill, primary sludge is dried
separately by means of screw presses while secondary sludge is dried
using a belt press. The two fuels are fed separately by conveyers onto
the mill's main solid fuel conveyer which transports the bark/sludge
mixture to a surge bin. The fuel is passed through a ``waste heat
dryer,'' where it is briefly exposed to boiler flue gas before being
fed into the combination boiler. The process at all four mills is
continuous. Operators monitor and manage the sludge on a 24 hour basis.
Sludge drying takes place entirely within buildings where the tanks,
pipes, mixers, pumps, polymer feed systems, conveyers, presses,
diversion gates and valves, monitoring devices and other equipment
necessary to produce suitable sludge are housed.
Sludge burned in the boilers is transported to the boilers on feed
systems designed to ensure sludge, biomass and other solid fuels are
homogeneous, thoroughly mixed and not exposed to the elements while
being conveyed to the boilers. After its removal from wastewater
treatment, no sludge touches the ground until it is burned,
beneficially used (e.g., recycled feedstock to make newsprint) or
landfilled.
The commenters indicate that the moisture content of biomass is
highly variable. Operators control fuel use based on the mill's need
for steam and electricity, fuel costs, fuel quality and fuel
availability. All factors can change at a moment's notice since the
production process is constantly changing. Pulp and paper production
swings or curtailments are common. Energy demand, fuel cost or fuel
quality may make it necessary or desirable to reduce biomass and sludge
combustion, even to switch entirely to fossil fuels. Environmental
emissions occasionally can be a factor in fuel use, particularly during
boiler startup or shutdown, or when the mill is experiencing rapid
fluctuations in steam demand.
Response: Based on the information submitted, and as discussed
further in our responses below, the EPA is listing as a categorical
non-waste fuel under section 241.4 dewatered pulp and paper sludges
that are not discarded and are generated and burned on-site by pulp and
paper mills that burn a significant portion of such materials where
such dewatered residuals are managed in a manner that preserves the
meaningful heating value of the materials.
This determination for pulp and paper sludge as a categorical non-
waste fuel represents the agency's finding, after balancing the
legitimacy criteria with other relevant factors, that those mills that
burn a significant portion of these pulp and paper sludges are burning
them as a commodity fuel for energy recovery and not discard. The
discussion above indicates that these mills have been designed to
utilize pulp and paper sludges and use of that material as a fuel is an
integral part of facility operations. Decisions regarding use and the
right mix of fuel in any given day are based on the boiler conditions,
fuel availability, energy needs, air quality requirements and cost.
Comment: The EPA requested information on the amount of pulp and
paper sludge burned as fuel.
---------------------------------------------------------------------------
\94\ Docket EPA-HQ-OAR-2003-0119-2619.
---------------------------------------------------------------------------
In 2010, members of AF&PA burned 772,034 dry tons of pulp and paper
sludge, which represents approximately 25 percent of the pulp and paper
sludge generated by members of AFPA during the year.\94\ However,
approximately 90 percent of the AF&PA member facilities that responded
to their survey (42 out of
[[Page 9163]]
47) that use dewatered pulp and paper sludge as fuels do so at a
significant rate (between 70-100 percent of these materials that are
generated are burned). In fact, one third of the AF&PA facilities that
responded to their survey (16) that burn pulp and paper sludges, burn
100 percent of the materials generated.\95\
---------------------------------------------------------------------------
\95\ See April 4, 2012, letter from Timothy G. Hunt to James
Berlow. A copy of this letter has been placed in the docket for
today's rulemaking.
---------------------------------------------------------------------------
Response: As the commenter indicates, while 25 percent of pulp and
paper sludges that are generated are used as fuels on an industry-wide
basis, the vast majority of facilities that responded to the survey
that use dewatered pulp and paper sludges as fuels do so at a
significant rate. In light of the information on use of pulp and paper
sludges, the agency finds that for those pulp and paper mills that burn
a significant portion, that their use as a legitimate fuel is integral
to the operation of the pulp and paper mill. The fact that these
sludges meet the contaminant legitimacy criterion also, in the EPA's
view, shows that these sludges when burned on-site are not being
discarded.
As discussed above, while the agency is not defining a specific
percentage of dewatered pulp and paper sludges that would need to be
burned to qualify for the categorical listing in section 241.4, the
agency would consider the 42 mills that responded to the AF&PA survey
as meeting the listing description. Where a facility has burned or
burns in the future a significant portion of the dewatered pulp and
paper sludges that are generated, the facility is clearly dependent
upon the use of these materials as fuels in much the same way that wood
manufacturing facilities are dependent upon the stream of resinated
wood residuals to meet their energy demands. Specifically, we note that
the percentage of overall use of pulp and paper sludges as a fuel at
facilities burning a significant portion of the material (70 percent in
the AF&PA comment above) is similar to the use of resinated wood within
the wood products industry--approximately 73 percent of resinated wood
generated is either used as a fuel or is recycled back into the wood
manufacturing process.\96\ As noted above, mills that burn a
significant portion of their dewatered pulp and paper sludges on-site
as fuel in the future would also qualify for the listing
description.\97\
---------------------------------------------------------------------------
\96\ See Materials Characterization Paper In Support of the
Final Rulemaking: Identification of Nonhazardous Secondary Materials
That Are Solid Waste--Resinated Wood Products. Docket EPA-HQ-RCRA-
2008-0329-1820.
\97\ While the Agency is not including a specific requirement
for pulp and paper mills to document the amount of dewatered
wastewater treatment residuals they burn on-site as a fuel, we would
recommend that such pulp and paper mills include such documentation
in case there are any questions as to whether the pulp and paper
mills' dewatered wastewater treatment residuals qualifies for the
categorical listing in 241.4.
---------------------------------------------------------------------------
On the other hand, when a pulp and paper mill burns a relatively
small percentage of their dewatered pulp and paper sludges on-site as a
fuel (e.g., the five mills that responded to the AF&PA survey that burn
less than 20 percent), the agency has determined that such sludges are
not viewed the same by the mill operator in that they do not rely on
the sludges for their energy value. As noted by one commenter, some
mills may not produce pulp and paper sludge with sufficient fiber, such
that the sludge is a viable fuel. Therefore, the agency finds that such
pulp and paper sludge should not be included in the categorical listing
in section 241.4.\98\ Those companies would need to make case-by-case
determinations regarding legitimacy to support use as a fuel.
---------------------------------------------------------------------------
\98\ The Agency acknowledges that some portion of these pulp and
paper sludges are land applied. While the Agency considers such uses
as beneficial, such recycling is not integral to pulp and paper
operations, and therefore, the Agency would not consider this form
of recycling in determining whether a facility is recycling a
significant portion of their pulp and paper sludges.
---------------------------------------------------------------------------
Comment: The EPA requested more data on contaminant levels--
particularly chlorine and metals.
The NCASI undertook a thorough evaluation of data related to
contaminant levels in pulp and paper sludge.\99\ NCASI looked at the
most robust information about pulp and paper sludge which is found in
the EPA's Boiler MACT database. That database has pulp and paper sludge
data comprised of nearly 5,280 records of individual data points
corresponding to 46 AF&PA member pulp mills.
---------------------------------------------------------------------------
\99\ Docket EPA-HQ-OAR-2003-0119-2619.
---------------------------------------------------------------------------
Table 8 of this preamble includes data from the EPA traditional
fuels table as well as the EPA Boiler MACT database for pulp and paper
sludge.
BILLING CODE 6560-50-P
[[Page 9164]]
[GRAPHIC] [TIFF OMITTED] TR07FE13.008
[[Page 9165]]
[GRAPHIC] [TIFF OMITTED] TR07FE13.009
The commenter indicates, as shown in the table, that contaminant
levels in pulp and paper sludge are well within the ranges of metals
found in traditional fuels. For all 11 HAP metals, except Mn, the 90
percent UPL value for sludges is less than the corresponding maximum
for coal. For Mn, which is principally derived from biomass, the 90
percent UPL value for sludges is well below the maximum for biomass.
This is also reflected in the TSM comparisons with and without Mn
between coal, biomass and pulp and paper mill sludges. Chlorine and
total halogens (Cl + Fl) in sludge compare favorably with both biomass
and coal. Nitrogen and sulfur in sludge also compare favorably with
coal, although the commenter also points out that the nitrogen and
sulfur contents are generally not indicative of HAP formation potential
for any fuel, and in the case of pulp and paper mill sludges in
particular, the sulfur content of these sludges is typically in the
inorganic sulfate form that predominantly ends up in the combustion
ashes.
NCASI found a paucity of data on organics in pulp and paper sludge.
Except for Ds/Fs, which had been evaluated extensively in the 1990s,
organics are not expected to be found in pulp and paper sludges. Due to
the changes in bleaching techniques which demonstrated significant
reductions in
[[Page 9166]]
the existence of Ds/Fs in sludge, testing for even dioxins has not been
undertaken recently. NCASI notes that of the data that do exist,
organics are rarely found and those that are identified are frequently
below the detection limit.
Overall, the commenter states that contaminant levels in pulp and
paper wastewater treatment residuals compare well to those found in
traditional fuels.
Response: Based on the information provided, the agency finds that
pulp and paper sludges, meet the comparable contaminant criterion
(241.3(d)(1)(iii)). The data confirms the conclusions in the NHSM final
rule regarding chlorine and metals are comparable to the levels found
in coal, which is a traditional fuel that may be burned in these
facilities.
Comment: The EPA requested information on what steps the industry
has taken to ensure the quality of pulp and paper mill sludge when used
as a fuel at pulp and paper mills is consistent with that of a fuel
product.
Commenters state that pulp and paper mills that generate pulp and
paper sludge do so as part of their compliance with the CWA
requirements, as well as part of an effort to return as much wood fiber
to use as possible, either as an input to the manufacturing process or
as a fuel. The strategies that each mill uses to meet those
requirements differ depending upon the type of product, the location of
the mill and the specific standards established by the EPA and the
respective states. However, mills clean wastewaters prior to discharge,
thus creating primary and a variety of secondary pulp and paper
sludges, all of which capture wood fibers. Furthermore, the question of
whether the quality of the pulp and paper sludge is appropriate for a
particular mill is based on the boiler design. As such, there are some
boilers well suited to burn it; others cannot burn the material.
At one commenter's mill, for example, the company has invested over
$7 million upgrading sludge drying and management equipment. The object
of these large investments was not to remove all of the moisture in the
sludge. Rather, it was to make sludge quality consistent with that of
the wet biomass burned in its combination boilers. Either too much or
too little moisture can have a deleterious effect on the boilers'
combustion. One mill recently installed a belt press to improve the
reliability of its sludge management system and increase the average
solids content of its sludge. Since then, the sludge has occasionally
caused combustion problems in the boiler because it was too dry,
necessitating additional quality control to optimize the sludge's
moisture content.
Another commenter stated they invested over $3 million to prevent
unwanted materials from reaching the treatment process and being
discharged in mill effluent or being incorporated into the pulp and
paper sludge. Their mills make coated paper products, the coatings
consisting largely of clay and other minerals. Improved equipment and
operating procedures have significantly lowered sewer losses of these
materials, improving the quality of wastewater and reducing the ash
content of these pulp and paper sludges. To further pollution
prevention, their mills set stringent specifications for raw materials,
such as sulfuric acid and caustic soda, which minimizes the
introduction of trace amounts of heavy metals into the process.
From the standpoint of process control, the commenter stated that
sludge management processes are continuous, enclosed and carefully
controlled. In contrast, bark and wood chips may be exposed to the
elements for extended periods before being burned. Depending on the
season, hardwood bark can get ``stringy'' and become very difficult to
process as fuel. Frozen bark or chips can jam or disable equipment.
Purchased fuel can have excessive rocks or grit. It is difficult to
control the quality of biomass burned in the commenter's boilers.
Sludge frequently exhibits less variability in quality than other types
of biomass.
Response: Based on the information provided, the agency finds that,
for facilities burning a significant portion of the dewatered sludge,
use of the material is integral to the facility's operations,
particularly in the value these materials provide as a critical source
of energy. At such facilities, sludge management processes are
carefully controlled and the industry has taken the necessary steps to
ensure the quality of pulp and paper mill sludge when used as a fuel at
pulp and paper mills. On the other hand, for those pulp and paper mills
that do not burn a significant portion of their dewatered wastewater
treatment sludges, the agency does not believe that the same steps have
been taken to ensure the quality of the pulp and paper mill sludge that
is used as a fuel and thus, is not an integral part of the pulp and
paper mill operations.
Comment: The EPA requested information on what are the standard
practices used to ensure pulp and paper sludge has meaningful heating
value.
As noted in the October 2011 pulp and paper sludge paper the AF&PA
submitted prior to the December 2011 proposal, the overwhelming
majority of pulp and paper mills remove water from pulp and paper
sludge prior to managing it in any way. Belt and screw presses are most
commonly used in the industry. Some mills use steam heated filter
presses. Some pulp and paper sludge is also further dried in steam
heated rotary driers. As indicated previously, sludge drying takes
place entirely within buildings where equipment necessary to produce
suitable sludge is housed. Sludge burned in the boilers is transported
to the boilers on feed systems designed to ensure sludge, biomass and
other solid fuels are homogeneous, thoroughly mixed and not exposed to
the elements while being conveyed to the boilers. In all instances, the
goal is to raise the solids content--and thus, Btu value.
Response: Based on these comments and other information in the
record, the agency finds that facilities that burn a significant
portion of these materials take the steps necessary to dewater the pulp
and paper sludge and to manage such dewatered sludge to maintain its
meaningful heating value and burn the sludge for energy recovery.
Comment: The EPA requested information on how pulp and paper mill
sludge is managed when shipped offsite.
There are several mills within the industry that have agreements
with other facilities, primarily electric utilities that purchase pulp
and paper sludges for use as biomass-based fuel. For the most part,
these arrangements occur when there is a utility close to the pulp and
paper mill because the cost of shipping such sludges long distances may
be prohibitive. Pulp and paper sludges may be sent offsite when it is
being used by other entities to produce another product, (including
fuel pellets \100\), used for other purposes (land application, use as
landfill cover), or for final disposal. Pulp and paper sludges are
shipped by containers, truck or rail.
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\100\ When pulp and paper sludges are sufficiently processed,
and such processed material meets the legitimacy criteria, the
processed materials are non-waste fuels whether burned within or
outside the control of the generator.
---------------------------------------------------------------------------
Response: The agency recognizes that, as described above, some pulp
and paper sludges are sent offsite for use as a fuel. However, the
agency has restricted the categorical listing to those pulp and paper
sludges that are burned on-site because the agency has minimal
information on offsite use of these materials. In fact, the pulp and
paper industry indicates that the great majority of these sludges, when
burned as a fuel, are burned on-site. Also, in the few instances that
the pulp and paper
[[Page 9167]]
industry discussed in their comments that these materials were shipped
offsite, they seem to be sent to other industries. The fact that these
sludges are sent to other industries would not necessarily disqualify
those dewatered pulp and paper sludges from being considered for
listing categorically. However, the agency does not have sufficient
information to make any determination.\101\
---------------------------------------------------------------------------
\101\ We note that in the situation where pulp and paper sludges
are transferred beyond the control of the generator, a facility may
also petition the Agency to receive a non-waste determination, as
appropriate.
---------------------------------------------------------------------------
Comment: For reasons stated previously in comments on the June 2010
proposed rule, one commenter argues that pulp and paper sludges are
waste when burned regardless of whether it is burned by the company
that generated it and regardless of whether it meets the EPA's
legitimacy criteria. Paper mill sludge is a waste because it is
discarded within the meaning of RCRA.
The EPA's description of pulp and paper sludge shows that it
remains a waste even under the agency's own definition of discard.
First, the EPA acknowledges that pulp and paper mills have no use for
pulp and paper sludge; the fibers it contains are ``too short to be
suitable for papermaking and it contains microorganisms that feed on
organic material in the wastewater stream.'' \102\ Second, the fact
that paper mill sludge comes from ``the wastewater stream,'' \103\ in
itself confirms that it is a waste.
---------------------------------------------------------------------------
\102\ See 76 FR 80485.
\103\ Id.
---------------------------------------------------------------------------
Third, the EPA's discussion of the contaminant levels in paper mill
sludge shows substantial variation in chlorine levels. Where the EPA
encounters such variability in the course of setting floors for CISWI
units in the very same Federal Register notice, the agency uses a 99th
percent UPL to assure that the level it chooses will not be exceeded.
Yet, where the EPA encounters variability in the chlorine levels in
pulp and paper sludge--variability that could lead to significantly
higher emissions of chlorinated pollutants, such as HCl and dioxins--
the agency simply dismisses it without further ado. The EPA's disparate
treatment of the variability of emissions for floor setting and of the
chlorine levels in pulp and paper sludge for the purposes of
considering a categorical declaration that such sludge is not a waste
is unexplained and arbitrary.
If the agency believes that such variability exists, it should be
concerned about the possibility that some sludges may have far higher
chlorine levels than it assumes--as, indeed, the record shows some
sludge does--and should take steps to ensure that this is not the case
before it even considers an exemption. Indeed, the agency's failure to
examine this possibility renders the existing rule, which allows
generators to burn their own sludge, arbitrary and capricious.
Fourth, the EPA admits that sludge contains extremely low heating
values, so low in some instances as to flunk the agency's legitimacy
criteria. That sources typically dewater their sludges does not make
these sludges any less a waste, even under the agency's own definition
of discard. The EPA does not say what the heating value of the sludges
is after dewatering, nor does it make any difference what the ``dry
weight'' heating value of sludges might be, as they are not at ``dry
weight'' when burned. The reality is that paper mills find it cheaper
to burn their sludges than to dispose of them safely and that because
these sludges are largely ``wastewater'' and contain high levels of
chlorine and other contaminants, burning them requires large quantities
of other fuel and generates high levels of pollution.
Response: The agency disagrees with the commenter that all pulp and
paper sludges are waste fuels when combusted. To the extent comments
were submitted in response to the March 2011 final rule, the agency
need not respond. Below, the EPA responds to the new points raised in
the comments.
With respect to the particular arguments on the categorical
listing, the agency disagrees that the sludge remains a waste even
under the agency's own definition of discard. The comment is incorrect
when it states that the EPA has acknowledged pulp and paper mills have
no use for pulp and paper sludge because the fibers it contains are
``too short to be suitable for papermaking and it contains
microorganisms that feed on organic material in the wastewater
stream.'' \104\ In the proposed rule, we stated that fibers that end up
being too short can be detrimental to paper quality. Although this
would not be suitable for papermaking, these sludges are a valuable
resource as energy-containing secondary materials as discussed in
detail in the comments above. As much as 50 percent of the sludge is
composed of wood fibers which are similar in content to other types of
biomass fuel combusted.
---------------------------------------------------------------------------
\104\ See 76 FR 80485.
---------------------------------------------------------------------------
Further, the agency disagrees that pulp and paper mill sludges are
wastes because they are contained in a ``wastewater'' stream. The D.C.
Circuit in, API v. EPA, 216 F.3d at 58, rejected the proposition that
the mere presence in a wastewater stream makes a material a waste. In
API, the D.C. Circuit criticized the EPA for not saying why it
concluded that the disposal motivation, compliance with water quality
standards, predominated over the recycling motivation, recovery of oil
from primary wastewater treatment. Plainly, the mere presence of oily
material in wastewater did not make the oil a waste. In this case, the
EPA has found in its categorical listing that the motivation for
burning the pulp and paper sludge is to use its inherent value as a
fuel and not for disposal. Comments have provided the agency with
information that facilities that burn a significant portion of these
sludges consider them to be an integral part of their production
process, particularly in the value these materials provide as a
critical source of energy. We disagree that the disposal motivation
predominates over the true value of these sludges as an important fuel,
integral to the production processes.
The EPA also disagrees that the treatment of the variability of
emissions for floor setting and of the chlorine levels in pulp and
paper sludge for the purposes of considering a categorical declaration
that such sludge is not a waste, is unexplained and arbitrary. The
agency notes that, rather than dismissing the variability of chlorine
levels in pulp and paper sludges, it has considered all available
data--including data on variability--and reached the conclusion that
contaminant levels in pulp and paper sludges are comparable to or lower
than those in the appropriate traditional fuel(s). The EPA acknowledges
that, based on data submitted to the agency since promulgation of the
March 2011 final rule and presented in the December 2011 proposed rule,
chlorine levels in paper mill sludge show substantial variation. This
is an important factor to consider when making a categorical non-waste
determination and the agency has considered mean concentrations, the
range of concentrations, and variability when analyzing pulp and paper
sludges.
As stated in the proposed rule and information in the rulemaking
record, data for pulp and paper sludges show mean chlorine
concentrations of 361 ppm, well below the mean of 992 ppm observed in
coal. Data for pulp and paper sludges also show maximum chlorine
concentrations of 4,800 ppm, well below the maximum of 9,080 ppm
observed in coal and below the maximum of 5,400 ppm observed in
[[Page 9168]]
untreated wood and biomass materials. The variability of chlorine
levels in pulp and paper sludge is demonstrated by a standard deviation
of the mean of 661 ppm.\105\ \106\ This variation in chlorine levels,
although high, does not discount the fact that both average and maximum
chlorine concentrations in pulp and paper sludge are lower than those
in coal which is defined as a traditional fuel.
---------------------------------------------------------------------------
\105\ See 76 FR 80485.
\106\ Contaminant Concentrations in Traditional Fuels: Tables
for Comparison, November 29, 2011, can be found at https://www.epa.gov/epawaste/nonhaz/define/index.
---------------------------------------------------------------------------
The comment also implied that the EPA should use the 99 percent
UPL, as is used to set the CISWI floors, to ensure that these pulp and
paper sludges do not contain excessive contaminant levels. The agency
disagrees that any one statistical tool or comparison methodology will
fit every situation given the variety of NHSMs, traditional fuels,
contaminants and combustion units that exist. Nevertheless, the agency
has calculated the 99 percent UPL for chlorine levels in pulp and paper
sludge in response to the comment and come to the same conclusion. The
99 percent UPL for the same dataset of 93 samples analyzed in the
proposed rule would be 6,970 ppm, a value below chlorine concentrations
observed in coal.\107\
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\107\ The 99 percent Chebyshev UPL for non-normal datasets was
calculated using EPA's ProUCL 4.0 Software available at https://www.epa.gov/nerlesd1/tsc/software.htm.
---------------------------------------------------------------------------
Finally, we disagree that pulp and paper sludge contains extremely
low heating values that would fail the agency's legitimacy criteria. In
terms of meeting the legitimacy criteria for a meaningful heating
value, the agency indicated in the NHSM final rule that pulp and paper
sludges have a heating value of between 3,300-9,500 Btu/lb, on a dry
basis--no specific information having been submitted on the ``as
fired'' heating value of these materials. The final rule concluded that
pulp and paper sludges meet the legitimacy criterion for being managed
as a valuable commodity as they are dewatered to increase their energy
value, collected on a continual or frequent basis (as produced), and
further processed and consolidated, including the removal of biosolids.
Further, as discussed in detail above, where a facility is burning a
significant portion of the dewatered pulp and paper sludges that are
generated as fuel rather than other purchased biomass or fossil fuels,
pulp and paper sludges are integral to the facility's operations and
the facility is clearly dependent upon the heating value of these
materials.\108\ Thus, we find, as discussed in the final rule, that
pulp and paper sludges are not discarded and generally meet the
meaningful heating value legitimacy criterion (46 FR 15488).
---------------------------------------------------------------------------
\108\ The final rule notes that meaningful heating value is
derived from an NHSM with energy content lower than 5000Btu/lb if
the ERU can cost-effectively recover meaningful energy from the NHSM
used as fuel (76 FR 15541).
---------------------------------------------------------------------------
b. Coal Refuse \109\
---------------------------------------------------------------------------
\109\ Coal refuse refers to any by-product of coal mining or
coal cleaning operations, consisting primarily of non-combustible
rock with attached coal. Due to advances in technology over the past
century, the processing of coal has evolved, such that materials
that are now generated in the coal mining process, which would have
been considered coal mining rejects in the past and discarded in
waste piles, are now handled and processed as coal.
---------------------------------------------------------------------------
In the 2011 NHSM final rule, the EPA included currently generated
coal refuse within the definition of traditional fuel codified in 40
CFR 241.2. In discussing its determination that currently generated
coal refuse is a traditional fuel, the agency said, ``the fact that
coal refuse has been used and managed as a fuel for thirty years when
coupled with the fact that coal refuse is unique from other non-
hazardous secondary materials in that it is a byproduct of fuel
production processes and is itself a raw material that can be used as a
fuel leads us to determine that coal refuse that is currently generated
and used as a fuel should be considered a traditional `alternative
fuel.' '' \110\
---------------------------------------------------------------------------
\110\ See 76 FR 15507.
---------------------------------------------------------------------------
The 2011 NHSM final rule also determined that coal refuse that has
been placed in legacy piles would not meet the definition of
traditional fuels, as they clearly have been discarded in the first
instance.\111\ Since coal refuse recovered from legacy piles is
subjected to the same operations that are used to process virgin coal,
which serve to both increase energy values, as well as reduce
contaminants, the EPA determined that such processes were sufficient to
meet the definition of ``processing,'' as codified in 40 CFR 241.2, and
such recovered coal refuse would not be considered a solid waste when
used as a fuel in a combustion unit provided those materials satisfy
the legitimacy criteria.\112\
---------------------------------------------------------------------------
\111\ Id.
\112\ See 76 FR 15509.
---------------------------------------------------------------------------
The 2011 NHSM final rule also stated our belief that coal refuse
recovered from legacy piles contains contaminants at levels that are
comparable to or lower than coal refuse that is currently generated, as
the recovered coal refuse is subject to the same processes as
currently-generated coal refuse in order to meet the same fuel
specifications. Since promulgation of the 2011 NHSM final rule, the
agency has further clarified that it believes that coal refuse
recovered from legacy piles that is processed and managed in the same
manner as currently generated coal refuse satisfies the legitimacy
criteria.\113\
---------------------------------------------------------------------------
\113\ See August 15, 2011, letter to Jeff A. McNelly, ARIPPA
(cited in the proposed rule: 76 FR 80486).
---------------------------------------------------------------------------
Having determined that coal refuse recovered from legacy piles that
is processed and managed in the same manner as currently generated coal
refuse satisfies the legitimacy criteria, the 2011 proposed rule
solicited comment on whether to categorically list post-processed coal
refuse from legacy piles as a non-waste fuel in 40 CFR 241.4(a).
However, the EPA made it clear that it was not reopening any other
issues regarding coal refuse. Other comments regarding coal refuse are
responded to in the record for the final rule. In this part of the
preamble, we are only responding to the issue of whether coal refuse
processed from legacy piles should be considered a non-waste fuel on a
categorical basis. Accordingly, the EPA is not responding in this
preamble or the Response to Comment document on issues regarding
whether coal in legacy piles are traditional fuels.
Comment: One commenter states that not every material that is
discarded is treated as solid waste under the rule. For example, the
EPA includes numerous materials within its definition of ``traditional
fuels'' and ``clean cellulosic biomass'' that are commonly understood
as used, discarded, and abandoned, listing, for example, corn stover,
peanut shells and certain types of demolition materials. The commenter
argues that each of these materials is either discarded or has filled
its original purpose and may be collected by a different party for a
different purpose (i.e., use as a fuel).
The commenter continues that although the agency has ample
authority to exempt certain articles from classification as solid
wastes, it did not consistently apply the term ``discarded'' in the
context of legacy coal refuse. For example, the EPA recognized that on-
specification used oil and clean C&D materials should be treated as
traditional fuels when combusted for energy generation. Thus, the
commenter urges the agency to revisit its application of the
``discard'' principle and treat all coal refuse, regardless of when
they were generated and regardless of processing to be fuels and not
wastes.
Response: The EPA disagrees with the comment, which seems to
misunderstand the purpose of this
[[Page 9169]]
rulemaking action. If the agency determines in this rulemaking that a
material is a solid waste when combusted, the unit combusting that
material would be subject to emissions standards issued under CAA
section 129 even if burned as a fuel. A material is not discarded
simply because it is no longer used for its original purpose. It may be
used as a fuel product by another party, providing the conditions the
EPA has explained in the rule apply. In such a case, the reused
material is not a waste. Further, the agency is not exempting any
materials from the definition of solid waste. The EPA is only
describing the kinds of materials that are wastes when burned in
combustion units, even if they are burned for energy recovery. The EPA
consistently applies the concept of ``discard.''
Materials listed as examples of clean cellulosic biomass cited by
the commenter have not been discarded in the first instance, as is
clearly the case for coal refuse abandoned in legacy piles. While some
materials have filled their original purpose, that fact, in and of
itself, does not equate to discard. Clean cellulosic biomass is
considered to be a type of ``alternative fuel'' within the definition
of ``traditional fuel.'' Such alternative fuels are developed from
virgin materials that can now be used as fuel products.\114\ This
applies to the examples mentioned by the commenter, including corn
stover, peanut shells and clean construction and demolition wood.
Further, coal refuse mined today that would have previously been
abandoned in piles are also alternative fuels that are now grouped in
the traditional fuel category because of new technology. This is
separate from coal in legacy piles that have been traditionally wastes.
---------------------------------------------------------------------------
\114\ See definition of traditional fuels, as codified in 40 CFR
241.2. We note that the December 2011 proposal did not solicit
comment on the definition of traditional fuels.
---------------------------------------------------------------------------
Further, there is a clear difference between the management of the
listed examples of clean cellulosic biomass and coal refuse abandoned
in legacy piles. For example, the commenter characterizes corn stover
as ``typically left in the field to decay'' and thus discarded. The EPA
assumes this statement is based on the historic use of leaving corn
stover in the field as a cover to reduce erosion and for nutrient
content.\115\ As noted by the agency previously, over the course of
this rulemaking, an emerging market for corn stover and other primary
and secondary agricultural residues is for use as a heat and power
source for the production of corn and cellulosic ethanol.'' \116\ When
the determination is made to use corn stover for its fuel value, the
materials are managed differently than merely ``left in the field to
decay.'' If there were legacy piles of such materials, they too would
have to be treated as wastes while in the legacy piles. We would also
note that it is not unreasonable to expect that agricultural materials,
such as corn stover, may be left on the field until there are
sufficient amounts of those materials to be collected, baled and
transported. This is clearly a different scenario from coal refuse left
in place in piles with no purpose other than abandonment and clearly
managed as a waste for decades.
---------------------------------------------------------------------------
\115\ See Petrolia, Dr. Daniel R., ``Economics of Crop Residues:
Corn Stover.'' June 2009. A copy of this document has been placed in
the docket to today's rulemaking.
\116\ See Materials Characterization Paper in Support of the
Final Rulemaking: Identification of Nonhazardous Secondary Materials
That are Solid Waste, Biomass--Agricultural Residues and Food
Scraps.'' February 3, 2011. A copy of this document can be found in
the docket for today's rulemaking.
---------------------------------------------------------------------------
With respect to used oil, the agency has already explained in the
final March 2011 rule the difference between on-specification and off-
specification used oil as applied to the definition of solid waste. The
on-specification used oil is considered an alternative fuel that has
not been abandoned and, by regulation, may be burned with no more
restrictions than refined product oil. Off-specification used oil is
specifically described in the EPA's regulations as a material that may
only be burned in certain combustors because it exceeds contaminant
levels established under part 279, rendering it off-specification and,
accordingly, evaluated under part 241 to determine its waste/non-waste
status.\117\
---------------------------------------------------------------------------
\117\ Note that Section III.D.2.c of today's preamble discusses
circumstances under which off-specification used oil may use coal
data when making contaminant comparisons.
---------------------------------------------------------------------------
Comment: One commenter argues that off-specification tires are
analogous to legacy coal refuse to the extent they are set aside and
not used immediately by the factory. Since the agency proposes to
include off-specification tires within the definition of ``established
tire collection program'' and not consider these materials to be a
solid waste when used a fuel, the agency should treat legacy coal
refuse similarly.
Response: We disagree with the commenter that coal refuse abandoned
in legacy piles is analogous to the handling and management of off-
specification used tires. Coal refuse that has been placed in legacy
piles decades ago has clearly been abandoned, thrown away and thus,
discarded and historically managed as a waste. On the other hand, the
agency has information that tire manufacturers that have produced off-
specification tires (including factory scrap) have contractual
agreements in place to ensure these materials are collected, managed
and transported to the combustor. In fact, it is the requirement that
scrap tires (including off-specification tires) be managed pursuant to
established tire collection programs that ensures these materials are
managed as a valuable commodity in order to meet the categorical non-
waste determination codified in 40 CFR part 241.4(a).
Further, as we have noted elsewhere in today's preamble, to the
extent that these off-specification tires are discarded, such as in
tire piles, they would be considered solid waste in that they have been
discarded, and would not be included within the categorical listing of
``scrap tires that are not discarded and are managed under the
oversight of established tire collection programs, including tires
removed from vehicles and off-specification tires.''
Comment: One commenter states that the EPA, consistent with the
intent of RCRA, should be encouraging the use of legacy coal refuse,
not hampering them. The commenter argues that characterizing coal
refuse in legacy piles as a solid waste could subject legacy coal
refuse piles to additional federal and state requirements and
potentially result in the piles being classified as open dumps or solid
waste management units. Further, combustors of legacy coal refuse and
their suppliers would also be more likely to be subject to citizen
suits under RCRA 40 CFR 7002. This commenter argues that the
determination that unprocessed legacy piles are different--and should
be regulated differently--than coal refuse generated from current
mining operations is illogical because the characteristics of the
materials are the same. Thus, although the EPA takes the position that
subjecting legacy coal to the types of operations that are used to
process virgin coal is sufficient to convert the legacy coal refuse
from solid waste into a non-waste fuel, the initial designation as
solid waste risks regulatory confusion regarding the status of the
numerous piles of legacy coal refuse.
Response: This comment is clearly beyond the scope of this
rulemaking proceeding. In the first place, legacy coal piles are,
indeed, wastes. How they may be treated when they are in the piles is
clearly beyond the scope of this rule. This rule deals with how the
[[Page 9170]]
legacy coal is to be treated when it is taken from the piles and burned
for fuel.
Comment: While supporting the concept of a categorical listing for
legacy coal refuse, a few commenters argued that the agency should not
require that legacy coal refuse be ``processed'' in order to be
considered a non-waste fuel. One commenter noted that the EPA does not
require traditional fuels or resinated wood to undergo processing to be
treated as a fuel, even though many of those materials would be
understood to be discarded.
Another commenter noted that the term ``post-processing,'' which
was used in the proposal as a shorthand description of legacy coal
refuse that has undergone processing, is too vague and should be
eliminated so the use of extracted coal refuse undergoing further
processing at the generating facility is not discouraged. If applied
too literally, the commenter continued, any ``post-processing''
provision being imposed on treating legacy coal piles as fuel would not
benefit the CFB community and could hinder the usage of these piles as
fuels. The commenter argues that the term ``post-processing'' could be
interpreted as requiring processing at the coal refuse excavation site
which would not be determinative of any relevant characterization of
the coal refuse or its intended use as fuel.
Response: In the 2011 NHSM final rule, the EPA discussed how a
NHSM, once discarded, can be processed into a non-waste fuel.\118\ The
proposed rule did not solicit comment on either the concept of
processing a discarded NHSM into a non-waste fuel or the definition of
``processing'' itself, as codified in section 241.2. Therefore, the
agency does not address the concept or definition of processing in this
final rulemaking.
---------------------------------------------------------------------------
\118\ See 76 FR 15474-15477.
---------------------------------------------------------------------------
Again, however, the comment suggests a need to clarify the nature
of the rulemaking exercise that the EPA is currently engaged in. First,
we disagree with the commenter's characterization that many of the
traditional fuels and resinated wood should be understood to be
discarded. Traditional fuels, by definition, are not discarded.\119\ If
clearly discarded (e.g., a barrel of fuel oil dumped), even a
traditional fuel would have to be processed per the part 241
regulations in order to be a non-waste fuel. However, it is precisely
because of their fuel value that makes it unlikely that traditional
fuels will be discarded. We also disagree that resinated wood is
discarded prior to being or when used as a fuel in a combustion unit.
For a discussion of why we believe resinated wood is a non-waste fuel,
please see section III.E.3.b of this preamble.\120\
---------------------------------------------------------------------------
\119\ See last sentence of ``traditional fuels'' definition, as
codified in 241.2: ``[Traditional] fuels are not secondary materials
or solid wastes unless discarded'' (emphasis added).
\120\ See also discussion included in the 2011 NHSM final rule
(76 FR 15499-15502).
---------------------------------------------------------------------------
As noted above, coal refuse abandoned in legacy piles has clearly
been discarded in the first instance because the coal preparation
technology did not yet exist that could utilize these materials for
their fuel value. Thus, legacy coal refuse would have to be processed
into a non-waste fuel. However, the agency has previously recognized
the uniqueness of coal refuse in that it is a byproduct of fuel
production processes and is itself a raw material that can be used as a
fuel.\121\ In the 2011 NHSM final rule, the agency determined that coal
refuse that is recovered from legacy piles and used as fuel that is
subjected to the types of operations that are used to process virgin
coal or currently generated coal refuse would meet our definition of
processing as codified in 40 CFR 241.2.\122\
---------------------------------------------------------------------------
\121\ See 76 FR 15507, which states, ``Coal refuse is unique,
however, from other non-hazardous secondary materials addressed in
this rulemaking, as it is generated in the process of producing
fuels (i.e., the mining of coal for use as fuel) and its subsequent
use and value as a secondary material is also as a fuel. Since the
primary product of a coal mining operation is itself a fuel, we
consider coal refuse to be more akin to a raw material that is
subsequently processed and utilized to produce a fuel. In other
words, coal refuse is different from other non-hazardous secondary
materials, such as used tires or resinated wood residuals, in that
it is generated in the production of fuel and can be used itself as
a fuel (and in fact has never been used for anything else).''
\122\ See 76 FR 15509. In addition, subsequent to the 2011 NHSM
final rule, the EPA has reiterated this determination. See August
15, 2011, letter to Jeff A. McNelly, ARIPPA (cited in the proposed
rule: 76 FR 80486).
---------------------------------------------------------------------------
As the processing that is required is no different than what
currently-generated coal refuse is subject to, we do not believe the
processing requirement would hinder the usage of coal refuse piles. The
agency believes the only additional ``processing'' step is the actual
extraction or recovery of the coal refuse from the legacy piles. To the
extent that the term ``post-processing'' could be misconstrued as
requiring an additional processing step at the extraction site or
otherwise as compared to currently generated coal refuse, this was not
the agency's intent. Rather, we have included the concept of
``processing'' in the categorical non-waste determination for legacy
coal refuse, as legacy coal refuse was clearly discarded and, prior to
processing, is a solid waste. That said, we clarify again today that
coal refuse recovered/removed from legacy piles that is processed in
the same manner as currently generated coal refuse would meet the
definition of processing as codified in section 241.2. No additional
processing is required given the uniqueness of coal refuse. For
commenters suggestions regarding the explicit wording of the
categorical listing for legacy coal refuse, see additional response to
comments below.
Comment: In support of the agency's soliciting comment on whether
to add legacy coal refuse to the list of categorical non-waste fuels
proposed in 40 CFR part 241.4, one commenter states that once removed
from the physical mining location, legacy coal refuse and currently-
generated coal refuse are indistinguishable. Thus, coal refuse from
legacy piles will be managed in the same manner as coal refuse, will
have similar heating value as coal refuse and be used as a fuel in a
combustion unit that recovers energy and can be expected to have
similar contaminant levels as coal refuse because it is ostensibly the
same material.
Response: We agree that coal refuse recovered/removed from legacy
piles and processed in the same manner as currently generated coal
refuse would meet both the definition of processing and the legitimacy
criteria. Thus, we have determined to list ``coal refuse that has been
recovered from legacy piles and processed in the same manner as
currently-generated coal refuse'' to the list of categorical non-waste
fuels codified in part 241.4(a) of today's rulemaking. The rationale
for adding this NHSM to the list of non-waste fuels follows the
reasoning finalized in part 241.4(b) in today's rulemaking. We agree
with the reasoning of the comment and have, in fact, arrived at the
very same reasoning in support of the categorical listing.
Comment: One commenter argued that the EPA should treat legacy coal
refuse as fuels, since they are chemically identical, if not superior
fuels, to currently generated coal refuse that the agency considers to
be a traditional fuel, per the definition codified in 40 CFR 241.2.
Response: Again, the EPA must explain a misunderstanding expressed
by the commenter. The comment seems to consider that material is either
a ``fuel'' or a ``waste'' and misses the point that the distinction in
this rulemaking is between a ``product'' and a ``waste'' fuel. Fuels
may be wastes. The point is that the coal that has been abandoned in
piles is a waste. However, the EPA has
[[Page 9171]]
determined that once processed that coal is either identical (or maybe
even superior) to currently mined materials that would have become
refuse in the past.
The EPA agrees with, and has adopted, the same reasoning expressed
by the commenter that the processed material is a product fuel. The
disagreement between the EPA and the comment is the status of the
legacy piles and the nomenclature of the coal finally burned. The coal
is a processed fuel product, not a traditional fuel.
Comment: One commenter stated that there are ``other relevant
factors'' that the EPA should consider when determining whether coal
refuse from legacy piles should be categorically listed as a non-waste
fuel. Specifically, the commenter believes that the EPA should consider
the ``overwhelming resultant environmental improvements'' associated
with the cleanup of abandoned coal refuse piles, including the
reduction of fire hazards and contaminant, siltation, and solids
releases into the environment, as an ``other relevant factor'' as it
considers listing legacy coal refuse as a non-waste fuel in Sec.
241.4.
Response: The EPA's decision to include processed legacy coal
refuse to the list of non-waste fuels in Sec. 241.4(a) was based on
the fact that such materials meet the definition of processing and the
legitimacy criteria. We do not need to balance ``other relevant
factors'' in making this determination, as would be appropriate under
an analysis conducted under Sec. 241.4(b)(5)(ii).
Comment: The EPA received a few comments regarding the specific
wording of how coal refuse recovered from legacy piles should be
identified and described in Sec. 241.4(a) should the agency determine
to categorically list this NHSM pursuant to Sec. 241.4(a). One
commenter suggested inserting the following text as a subsection within
Sec. 241.4(a): ``Coal refuse that does not constitute currently-
generated coal refuse, but that is processed in the same manner as
currently-generated coal refuse.'' As previously discussed, another
commenter stated that the term ``post-processed'' was vague and could
be interpreted to require additional processing that would hinder the
usage of legacy coal refuse piles. Still another commenter suggested
referencing the SMCRA in a categorical non-waste determination for coal
refuse, which would ensure that the coal refuse is a fuel and minimize
overlapping regulatory jurisdiction that could evolve.
Response: As discussed above, we have determined to list ``coal
refuse that has been recovered from legacy piles and processed in the
same manner as currently-generated coal refuse'' to the list of
categorical non-waste fuels, as codified in Sec. 241.4(a) of today's
rulemaking. We believe this language accurately captures the scope of
materials at issue and what must occur for the material to be
categorically characterized as a non-waste fuel. That is, this
categorical listing only applies to coal refuse that has been discarded
in the first instance in legacy piles, subsequently recovered or
removed from the discard environment and subjected to the same
processes and operations as currently generated coal refuse.\123\
Further, this language should alleviate any concerns that the term
``post-processed'' is vague since that term is not being used within
this provision as finalized today.
---------------------------------------------------------------------------
\123\ We note that it would not be appropriate to include
currently generated coal refuse within this categorical non-waste
determination, as we have previously determined and continue to
believe that currently generated coal refuse is a traditional fuel.
---------------------------------------------------------------------------
We do not agree with the comments that a categorical listing for
legacy refuse should specifically reference SMCRA. As we noted in the
preamble to the 2011 NHSM final rule, while the EPA recognizes that
SMCRA is concerned with the management and removal of coal refuse piles
at mining sites, SMCRA does not address the issue of ``discard,'' which
is critical to the definition of solid waste under RCRA.\124\ Thus, a
specific reference to SMCRA would be inappropriate as well as
confusing. Further, we believe that a specific reference to SMCRA would
be in fact more burdensome than the language of the categorical listing
being codified today, which simply states that legacy coal refuse must
be processed in the same manner as currently-generated coal refuse,
regardless of whether such processing is done pursuant to SMCRA.
---------------------------------------------------------------------------
\124\ See 76 FR 15510.
---------------------------------------------------------------------------
c. Manure
In the 2011 NHSM final rule, the EPA stated that based on the
information provided, we could not make a blanket determination that
all manure is a traditional fuel or that it is a solid waste. However,
upon reviewing the few comments and data received, we concluded that
animal manure that is used as a fuel ``as generated'' does not satisfy
the legitimacy criteria, and thus, if combusted ``as generated,'' would
be a solid waste.\125\ However, the agency also noted that there were
circumstances where manure would not be considered a solid waste when
burned as a fuel for energy recovery, specifically: (1) When the manure
remained within the control of the generator and met the legitimacy
criteria; (2) when the manure was sufficiently processed (e.g., via
anaerobic digestion or gasification processes) and the resulting
material met the legitimacy criteria; and (3) when a facility received
a determination from the agency pursuant to 241.3(c) stating that its
manure was a non-waste when used as a fuel. For further discussion
regarding our characterization of manure, see the preamble to the 2011
NHSM final rule (76 FR 15479-15482).
---------------------------------------------------------------------------
\125\ See 76 FR 15480.
---------------------------------------------------------------------------
In the December 2011 proposed rule, the agency noted that some
parties have identified the potential of manure to not be considered a
solid waste. We, therefore, invited parties to present information,
including data demonstrating that manure is not discarded either
through the existing non-waste petition process or the proposed
categorical determination process.\126\ The agency received no
information or data that would allow it to consider proposing to list
manure categorically as a non-waste fuel.\127\ Therefore, we are not
taking any action in the rulemaking with respect to manure. However,
the agency did receive several comments from one commenter which we
will respond to below.
---------------------------------------------------------------------------
\126\ See 76 FR 80472.
\127\ In the preamble to the proposed rule, the agency indicated
the type of information and data that should be submitted to
categorically list manure as a non-waste fuel. Specifically: (1) The
extent that use of the NHSM has been integrally tied to the
industrial production process--information can include combustor
design specifications, the extent that the use of the material is
integrated across the industry and the extent that use of the NHSM
is essential to the industrial process and/or (2) the extent that
the NHSM is functionally the same as the comparable traditional fuel
and (3) other relevant factors.
---------------------------------------------------------------------------
Comment: The commenter states that dried animal manure should be
included as a non-waste with the other fuels in 40 CFR 241.4(a). The
commenter contends that there is no evidence that any animal manure is
discarded, let alone sent to landfills. Manure is generally used as
fertilizer on fields, although an important secondary purpose is for
energy recovery/generation. In addition, the commenter states there are
several known instances of additional plans for animal manure energy
projects that are designed specifically to recover energy, including
government funded projects.
The commenter notes that after drying, animal manure has a
meaningful Btu value equal to or above that of other
[[Page 9172]]
biomass that the EPA has determined to be a non-waste fuel (e.g.,
bagasse). The commenter also notes that there are contracts in place
for livestock and poultry producers to supply manure to the combustor.
Regarding contaminants in manure, the commenter states that the
amount of contaminants is limited because the vast majority of
applicable contaminants are directly related to the contaminants
contained in the biomass consumed by the animals. The EPA has not
presented any evidence that facilities are combusting manure in order
to discard chlorine or nitrogen, the two contaminants identified by the
EPA. These concentrated contaminants are no different than what occurs
in the production of ``byproducts of ethanol natural fermentation
processes,'' which the EPA is now proposing to include in the
definition of ``clean cellulosic biomass.'' Based on a ``balancing of
the legitimacy criteria and other such relevant factors,'' the EPA`s
new standard, animal manure should be included in the 40 CFR 241.4(a)
fuels list, along with resinated woods and scrap tires.
Response: We disagree with the commenter on several points and do
not believe that the case has been made to include animal manure as a
categorical non-waste fuel in 40 CFR 241.4(a). First, in the 2011 NHSM
final rule, we previously determined that animal manure that is used as
fuel, ``as generated,'' would not satisfy the legitimacy criteria. This
conclusion was based on the fact that such material likely would not
satisfy the meaningful heating value and contaminant legitimacy
criterion.\128\ Thus, we believe that the burning of such materials (as
generated) would not be legitimate and would be seen as burning for
discard. Further, the agency has never stated that a NHSM, including
animal manure, has to be landfilled in order to be discarded, as the
commenter implies. Regarding the use of manure as fertilizer, we have
been clear that this rulemaking does not address that secondary use.
The 2011 NHSM final rule states, ``We recognize that manure may also be
beneficially used in other end uses, such as a fertilizer * * * EPA is
not making any determination whether non-hazardous secondary materials
are or are not solid wastes for other possible beneficial end uses.
Such beneficial use determinations are generally made by the states for
these other beneficial uses, and EPA will continue to look to the
states to make such determinations.'' \129\
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\128\ See 76 FR 15480-15481.
\129\ 76 FR 15482.
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The commenter notes additional plans for animal manure energy
projects; however the fact that there are plans for future projects
does not support a categorical non-waste determination today. As the
EPA has acknowledged, facilities may be able to demonstrate that they
satisfy the legitimacy criteria, either through a self-determination if
the manure remains within the control of the generator or through the
Sec. 241.3(c) non-waste determination petition process. Thus, any
future energy project using animal manure as fuel could utilize either
of these options for determining that the manure is a non-waste fuel,
as appropriate.
Regarding the commenter's points related to meaningful heating
value of dried manure, the fact that dried manure may have a greater
Btu value than bagasse is not directly on point. To demonstrate that a
NHSM has meaningful heating value when used as a fuel, a facility does
not compare relative Btu/lb of the NHSM against other traditional
fuels, which themselves have a wide range of heating values. Rather,
consistent with other EPA rulemakings, we have established 5,000 Btu/lb
as a benchmark for demonstrating that a NHSM has meaningful heating
value. Thus, to meet the meaningful heating value legitimacy criterion,
the material would need to meet an ``as fired'' heating value of 5,000
Btu/lb, or if lower than 5,000 Btu/lb, as fired, a person would need to
demonstrate that the ERU can cost-effectively recover meaningful energy
from the NHSM used as a fuel.\130\ We also note that the EPA did not
reopen the meaningful heating value for fuels, as codified in 40 CFR
241.3(d)(1)(ii), in the December 23, 2011, proposed rule. Thus, in
order to meet this criterion, the dried manure would need to meet an
``as fired'' heating value of 5,000 Btu/lb, or if lower than 5,000 Btu/
lb, the facility would need to demonstrate that the ERU can cost-
effectively recover meaningful energy from use of manure as a fuel.
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\130\ See 76 FR 15541.
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Regarding the commenter's statement regarding contracts between
livestock and poultry producers and combustors, first we would note
that no information has been provided to indicate who has entered such
contracts or how many such contracts there are to consider this factor.
However, as we have stated elsewhere in this preamble, contractual
arrangements can be used as evidence that the material is managed as a
valuable commodity and that discard is not occurring when a material is
transferred beyond the control of the generator. However, the fact that
there is a contractual relationship by itself is not dispositive that a
material is not a waste, as there are contracts between parties to
remove and dispose of wastes.
We also believe that the commenter's statements that the
concentrated levels of contaminants are no different than what occurs
in the production of ``byproducts of ethanol natural fermentation
processes'' is not supported by any information or data. That is, other
than the general statement, the commenter has not provided contaminant
data, for either animal manure or byproducts of ethanol natural
fermentation processes, for the agency to analyze and compare.
Thus, we have determined based on the lack of any information or
data that animal manure should not be listed as a categorical non-waste
fuel in Sec. 241.4(a).
Comment: In the event that the agency does not list animal manure
as a categorical non-waste fuel, the EPA could alternatively decide
that processing of animal manure by drying, constitutes ``sufficient
processing,'' such that previously discarded manure could be considered
recovered for energy recovery, just like scrap tires could be processed
and burned as a non-waste.
Response: In the December 23, 2011 proposal, the agency did not
solicit comment on the definition of ``processing,'' as codified in 40
CFR 241.2. Thus, this comment is beyond the scope of the rulemaking and
will not be addressed in today's final action.
d. Other Materials for Which Additional Information Was Not Requested
In the December 2011 proposal, the agency solicited comment on a
focused list of NHSMs and, in particular, whether these NHSMs would be
appropriately included in the categorical list of non-waste fuels that
the agency was proposing in 40 CFR 241.4(a). Specifically, the agency
proposed and/or invited comment and additional information regarding
potential categorical non-waste determinations for resinated wood,
scrap tires managed pursuant to established tire collection programs,
pulp and paper sludges, and coal refuse recovered from legacy piles.
Although comment was requested only for these specific materials,
the agency received comments that many other NHSMs be listed as
categorical non-wastes for which it did not request additional
information as a part of this rulemaking. As we have discussed
elsewhere in today's preamble, we will not be responding to such
comments and issues that are beyond the scope of
[[Page 9173]]
today's narrow rulemaking. We would also note that since the agency did
not specifically solicit comments on these additional materials or
propose that these NHSMs should be categorically listed in 40 CFR
241.4(a), the Agency will be going through notice and comment
rulemaking before making a final decision. However, we would like to
note two additional NHSMs--paper recycling residuals and construction
and demolition wood processed pursuant to best practices that, based on
information provided to the agency,\131\ we now believe are good
candidates and expect to propose categorical listings in 40 CFR
241.4(a) in the near future for these two materials. With respect to a
third NHSM--creosote-treated railroad ties, the Agency has recently
received a draft petition from The American Forest & Paper Association
and the American Wood Council seeking a categorical listing for these
materials. As noted below, the Agency has requested additional
information from the petitioners with regard to their request. If the
additional information supports the representations made in the
petitioners' draft December 6, 2012 petition, the EPA expects to
propose a categorical listing for this material as well.\132\
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\131\ Comments on December 23, 2011 proposed rule supporting a
categorical non-waste for paper recycling residuals: American Forest
& Paper Association, et al. EPA-HQ-RCRA-2008-0329-1946-A1; Georgia-
Pacific LLC (GP) EPA-HQ-RCRA-2008-0329-1902-A1; National Alliance of
Forest Owners (NAFO) EPA-HQ-RCRA-2008-0329-1950-A2; Packaging
Corporation of America (PCA) EPA-HQ-RCRA-2008-0329-1966-A1; and
United Steelworkers (USW) EPA-HQ-RCRA-2008-0329-1910-A1. Comments
supporting a categorical non-waste for paper recycling residuals and
C&D wood: American Forest & Paper Association, et al. EPA-HQ-RCRA-
2008-0329-1946-A1; Construction Materials Recycling Association
(CMRA) EPA-HQ-RCRA-2008-0329-1928-A1; Covanta Energy Corporation
(Covanta) EPA-HQ-RCRA-2008-0329-1893-A; Energy Recovery Council
(ERC) EPA-HQ-RCRA-2008-0329-1927-A1; Georgia-Pacific LLC (GP) EPA-
HQ-RCRA-2008-0329-1902-A1; Michigan Biomass EPA-HQ-RCRA-2008-0329-
1905-A1; National Alliance of Forest Owners (NAFO) EPA-HQ-RCRA-2008-
0329-1950-A2; United Steelworkers (USW) EPA-HQ-RCRA-2008-0329-1910-
A1; Waste Management (WM) EPA-HQ-RCRA-2008-0329-1957-A2; and
Weyerhaeuser EPA-HQ-RCRA-2008-0329-1930-A1.
\132\ See draft letter from Paul Noe to Adminstrator Lisa
Jackson, December 6, 2012, (item to be placed in the docket for
today's rule).
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Paper Recycling Residuals
The first of these is paper recycling residuals (including old
corrugated cardboard (OCC) rejects). In the 2011 NHSM final rule, EPA
determined that paper recycling residuals, referred to as OCC rejects,
are not discarded when used under the control of the generator, such as
at pulp and paper mills, since these non-hazardous secondary materials
are part of the industrial process.\133\ Regarding the legitimacy
criteria, the Agency found that these materials meet the criteria with
respect to management as a valuable commodity and used as a fuel when
burned on-site. In addition, the Agency found that the contaminant
levels in these materials are comparable to those in traditional fuels.
With respect to the meaningful heating value criterion, the Agency
determined that OCC rejects meet this criterion if it can be
demonstrated that the combustion unit can cost-effectively recover
energy from these materials.\134\
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\133\ [76 FR 15487]
\134\ For a discussion of OCC rejects, see 76 FR 15486-7.
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Since publication of the March 2011 rule, the Agency has received
additional information regarding the cost effectiveness of paper
recycling residuals use as a fuel, including amounts of paper recycling
residuals replacing traditional fuels at paper mills and percentages of
residuals generated that are combusted as fuel. In general, this
information also indicates that this material is primarily combusted as
a fuel on-site or within the control of the generator.\135\ We have
asked the industry for information to confirm this.
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\135\ See ``Generation, Management, and Processing of Paper
Processing Residuals'' (Industrial Economics, October 26, 2012)
(these items will be placed in the docket.)
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EPA believes the information received to date would tend to support
a categorical determination of these residuals as non-waste fuels. For
residuals that are transferred offsite, the Agency would like
additional information about residuals that are also burned as a fuel
at facilities that are not under the control of the generator,
including information as to how and where they are burned and whether
they are managed as a valuable commodity. If the Agency receives
information confirming treatment of these materials offsite, the Agency
would expect to include these residuals in a subsequent rulemaking.
Construction and Demolition Wood Processed Pursuant to Best Practices
The second of these NHSMs is construction and demolition (C&D) wood
processed pursuant to best practices and produced and managed under the
oversight of a comprehensive collection system or contractual
arrangement. In the March 2011 final rule, we determined that C&D wood
that is sufficiently processed can be a non-waste fuel.\136\ The Agency
has received additional information since the issuance of that rule on
specific best management practices used by suppliers/processors of C&D
wood. Such practices include processing to remove contaminants. EPA
believes the information received to date would tend to support a
listing of these materials as a categorical non-waste fuel and expects
to propose that listing in a subsequent rulemaking.
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\136\ See 76FR 15485
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Other Materials Under Consideration
The American Forest & Paper Association and the American Wood
Council submitted a draft petition to EPA on December 6, 2012 seeking a
categorical listing for creosote-treated railroad ties.\137\ This draft
petition lists their bases for the determination, with supporting
information.
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\137\ Letter from American Forest & Paper Association and
American Wood Council to Lisa Jackson, dated December 6, 2012 (a
copy of this letter can be found in the docket for today's rule)
---------------------------------------------------------------------------
The information included amounts of railroad ties combusted each
year and value of the ties as fuel. Overall, the petitioners believe
the information demonstrates that these materials are non-waste fuels
and would allow EPA to categorically list this material, balancing the
legitimacy criteria with other relevant factors. The draft petition
provides information representing a determination that the material has
high Btu value, and that the material satisfies the legitimacy
criteria. The Agency is still in the process of reviewing the petition.
However, in order to inform the scope of the non-waste category, we
have also asked the petitioners to provide additional information,
including:
1. A list of industry sectors, in addition to forest product mills,
that burn railroad ties for energy recovery
2. The types of boilers (e.g., kilns, stoker boilers, circulating
fluidized bed, etc.) that burn railroad ties for energy recovery
3. The traditional fuels and relative amounts (e.g., startup, 30%,
100%) of these traditional fuels that could otherwise generally be
burned in these types of boilers
4. The extent to which non-industrial boilers (e.g., commercial or
residential boilers) burn railroad ties for energy recovery
5. Laboratory analyses for contaminants known to be present in
creosote-treated railroad ties or known to be significant components of
creosote, specifically polycyclic aromatic hydrocarbons (i.e., PAH-16),
dioxins, dibenzofurans, hexachlorobenzene, biphenyl, quinoline,
cresols, and 2,4-dinitrotoluene.
[[Page 9174]]
Assuming that the additional information supports and supplements
the representations made in the petitioner's December 6, 2012 draft
petition, the EPA also expects to propose a categorical listing for
this material. To the extent that petitioners would like to provide
additional information, the Agency will consider such information as
well.
EPA has also received a related letter from the Treated Wood
Council asking that nonhazardous treated wood be determined as a
categorical non-waste, a broader category that would include creosote-
treated ties.\138\ EPA is in the process of reviewing this letter, and
may also propose a categorical listing for this broader set of treated
wood material. Finally, we would note that if any person provides
sufficient information to EPA regarding any other NHSM, EPA would also
consider listing such material(s) categorically, pursuant to 40 CFR
241.4(b).
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\138\ Letter from Jeffrey Miller, Treated Wood Council to Lisa
Feldt, December 17, 2012. (a copy of this letter can be found in the
docket to today's rule) Additional supporting information is found
in the Comments of Treated Wood Council, dated Feb. 20, 2012)( EPA-
HQ-RCRA-2008-0329-1897.
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6. Streamlining of the 40 CFR 241.3(c) Non-Waste Determination Petition
Process
In the proposed rule, the EPA asked for comments on streamlining or
other improvements to the existing provision for non-waste
determinations codified at 40 CFR 241.3(c).
The agency requested comment on whether the EPA's grant of the
petition should apply as of the date that the petition was submitted to
the agency.\139\ The agency also requested additional comment on
whether any other changes could be made to the non-waste determination
petition in order to streamline the process, while at the same time
provide the EPA with the opportunity to ensure that such NHSMs are not
being discarded. For example, the EPA requested comment on whether
public comment should be sought on each individual petition.\140\
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\139\ See 76 FR 80473.
\140\ See 76 FR 80474.
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Comment: Concerning the request for comment regarding when a
petition determination would apply, the agency received several
comments. Specifically, the agency requested comment on whether the
EPA's grant of the petition should apply as of the date that the
petition was submitted to the agency. Commenters agreed that a non-
waste determination under 40 CFR 241.3(c) should be retroactively
applied to the date the petition was submitted.
Commenters were concerned about the timeliness of the EPA's
decision on these determinations and on the uncertainty surrounding the
usage of the NHSMs while a non-waste determination petition is pending.
The commenters argue that if a NHSM is determined to be non-waste, the
combusted NHSM in question was also non-waste prior to the
determination.
Response: The agency understands the interests of petitioners
awaiting an agency decision on the status of materials, while a 40 CFR
241.3(c) petition is being considered. In order to lessen the
uncertainty surrounding the regulatory status of a particular material,
the agency will utilize the date the petition was submitted as the date
that the combusted materials will be considered a non-waste if the
agency grants the petition.
Comment: Many commenters indicated concern that the petition
process could take excessive time for the agency to reach a decision.
They requested self-imposed timeframes for the EPA's granting/denying
requests and a shorter length of time for the notices to be open for
public comment (or omit it altogether). The combustors stated they need
quick decisions in order to comply with the CAA regulations and to make
efficient business decisions.
Response: The agency considered the commenters' suggestion, but
decided not to impose a deadline on its decision because there are many
factors beyond its control, including how long it takes for the
petitioner to submit a complete petition to EPA for evaluation. We
would note, however, that even though the NHSM rule will become
effective on April 8, 2013, for all practical purposes, existing
facilities that currently burn NHSMs from off-site sources will have a
substantial amount of time to submit and have the EPA process a non-
waste determination petition before having to comply with the CAA
emission standards, as the compliance date for existing CISWI sources
subject to CAA 129 standards is 5 years after the date of publication
of the CISWI final rule or 3 years after the state plan is approved,
whichever happens earlier and February 7, 2016, to comply with the
Boiler MACT rule.141 142 Thus, we believe that there will be
more than adequate time for persons to determine whether or not a NHSM
sent to a combustion unit not under the control of the generator has
not been discarded and meets the legitimacy criteria, prepare and
submit a non-waste determination petition to the EPA, have the EPA
process the petition, including soliciting comment on the EPA's
proposed determination, and make a final decision.
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\141\ We recognize that new sources that are coming online that
will have to comply with these rules much sooner than do existing
sources. As such, the Agency will consider prioritizing the
processing of non-waste petitions it has received from new sources
as appropriate.
\142\ Note that the compliance date for the Area Source Boiler
Rule is March 21, 2014.
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In regard to the comment on reducing the time the petition
application is open for public comment, the agency decided that the
comment period shall remain at 30 days but the regulatory text is
changed from ``at least 30 days'' to ``30 days'' in order to promote
clarity, while affording an opportunity for public comment.
Comment: One commenter strongly encouraged the agency to develop
and deploy an on-line form to identify materials for non-waste
determinations. Commenters also noted that the EPA should provide more
detailed information about how the determinations are made
(particularly for the comparable contaminant determinations).
Response: The agency will consider the development of a form to
identify the specific information needed to determine whether a NHSM
meets the legitimacy criteria and other provisions. If the agency
develops such a form, it would be made available on the NHSM Web site.
Please note that traditional fuel data (including tables for
traditional contaminants) are available to the public, which they may
find useful in assessing the contaminant legitimacy criteria. Refer to
those tables in ``Contaminant Concentrations in Traditional Fuels:
Tables for Comparison'' currently posted on the NHSM web site at https://www.epa.gov/osw/nonhaz/define/index.htm. That document will aid in
comparing the concentration of contaminants in their NHSMs to
concentration of contaminants in traditional fuels. In addition, rule
clarification letters and petition findings are also posted on the Web
site when finalized.
Comment: A commenter suggested that the non-waste petition process
should allow for ``balancing'' of legitimacy criteria similar to that
included for categorical determinations in 40 CFR 241.4.
Response: Under 40 CFR 241.4 of the proposed regulation, the EPA
can balance the legitimacy criteria with other relevant factors in
making categorical non-waste determinations. As the commenter points
out, we have not discussed the applicability for similar balancing
under 40 CFR 241.3 non-waste determination petitions. The EPA
distinguished between 40 CFR 241.3 and 40 CFR 241.4 because in the
[[Page 9175]]
latter, the EPA makes the determination based on its review and
analysis of industry-wide data and other factors, as opposed to a
specific site. However, the EPA recognizes the points the commenter
raises and will consider whether such modifications may be appropriate.
Comment: Several commenters were interested in features that
streamline and add flexibility to the administrative petition process,
particularly in the situation where a petition can apply to multiple
combustors.
One commenter noted that any interested person--including forest
owners--should be able to initiate the petition process, not just
combustors. The petitions should be allowed for entire classes of a
NHSM rather than requiring a case-by-case analysis. These
clarifications will encourage all members in the biomass supply chain
to promote their products and co-products as clean, renewable fuels and
promote the development of new markets for biomass materials. Other
commenters also stressed the need for the EPA to clarify that the
petition can apply to more than one combustor so that redundant
petitions do not need to be filed in every region.
A commenter also stated that the benefits from petitions could be
achieved more efficiently if the regulatory language was changed to
allow for nation-wide petitions under 40 CFR 241.3(c) for classes of
combustion units rather than requiring separate petitions for each EPA
region.
Response: The agency agrees with the commenters that the process
should accommodate for petition applications from third party producers
of a NHSM that can be used as a non-waste NHSM fuel at many combustion
units instead of just accepting petitions from individual combustors or
combustors within the control of one EPA region. This can make for a
more streamlined and efficient process. Therefore, the regulatory
provision at 40 CFR 241.3(c) has been modified to allow for the
petition to be sent to the Assistant Administrator for the OSWER
instead of each Regional Administrator if the petition covers more than
one EPA Region. This is at the option of the petitioner. The Assistant
Administrator for the OSWER would be responsible for the EPA's
administrative process in order to finalize the petition decision under
40 CFR 241.3(c) and the regulatory language has been modified
accordingly.
Finally, as noted in the 2011 NHSM final rulemaking, states, or
private entities, can submit non-waste determination petitions to the
EPA on behalf of petitioners. They can petition for a single combustor
or a class of combustors (e.g., a specific usage of a non-hazardous
secondary material in a particular state). Therefore, in regard to the
comment on nationwide petitions for classes of combustion units, the
petition process accommodates for these classes of combustion units.
This assumes that the petition identifies all of the specific NHSMs
that the classes of combustion units use as fuel (that are applicable
to a 40 CFR 241.3(c) petition) and gives the information necessary to
meet the legitimacy criteria and other requirements.
Note that if a petition covers multiple facilities in a single
region, the petition should be sent to the Regional Administrator for
that Region, not to the Assistant Administrator for the OSWER.
Comment: Several commenters argued that the 40 CFR 241.3(c)
petitions should not require public comment for each individual
petition.
One commenter stated that ``the administrative petition process
could be further streamlined by not seeking public comment on every
individual petition. By filing an administrative petition, a petitioner
is not seeking to change the EPA's regulatory program or create new
legal rights or obligations. Instead, the administrative petition
process provides an opportunity for a petitioner to obtain in advance
[A]gency concurrence, based on sound science, with respect to the
classification of a particular feedstock under existing regulations. In
this respect, the administrative petition process differs from the
categorical non-waste determination * * * where EPA makes changes to
the regulatory status of certain non-hazardous secondary materials that
are reflected in the Code of Federal Regulations. Because the public--
through this rulemaking process--has an opportunity to provide input on
EPA's regulations, there is no need to provide a second opportunity for
public comment when those regulations are applied by the EPA in
specific contexts through the administrative petition process.''
In addition, other commenters indicated that public notice and
comment is not necessary, since the NHSM rulemaking process has already
taken comment on the methodology, in addition to other rationale. In
particular, one commenter stated, ``Streamlining could be further
facilitated by recognizing that solicitation of public comment on each
individual application would be redundant and unnecessary given the
public's ample opportunity during this rulemaking to comment on the
evaluation criteria that will govern non-waste determination
petitions.'' Another commenter stated, ``The reason for public
participation in the hazardous waste petition process is that the
materials subject to the petition are to be removed from the hazardous
waste regulatory program. In the NHSM world, the secondary materials
subject to the petition are merely obtaining clarity about regulatory
status--they are not seeking a change in regulatory status. Therefore,
the need for the full public participation process is not necessary or
warranted.''
Response: Although industry commenters argued that public
participation is unnecessary, the EPA still believes that public
participation is an important part of a transparent decision making
process and values how it increases transparency. In the final rule, we
will retain the public participation requirement in order to promote
public awareness.
7. Revised Introductory Text for 40 CFR 241.3(a)
As part of its discussion clarifying the non-waste determination
petition processes, the EPA noted that it had examined a number of
specific NHSMs and decided which were to be considered solid wastes
based on the record available at the time the March 2011 final rule was
issued.\143\ The rule itself had stated at 40 CFR 241.3(a) that
secondary materials were solid wastes except for those described in
section 241.3(b). Essentially, section 241.3(b) is the operative
section that states what materials are not wastes. The purpose of the
non-waste determination petition process in section 241.3(c) and the
new proposed petition process in section 241.4 is to allow various
parties the opportunity to provide information and data so that the EPA
could decide what other NHSMs are not solid wastes. The preamble stated
that the agency proposed to amend section 241.3(a) to state that such
secondary materials are ``presumed to be'' solid wastes except for
those described in section 241.3(b) in order to better reflect the
rulemaking record.
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\143\ See 76 FR 80473.
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Comment: No commenters supported inclusion of the ``presumed to
be'' language in the rule.
Most of the commenters on the language argue that it means that the
EPA continues to improperly determine that certain NHSMs are
presumptively wastes. Commenters generally argue that the ``presumed to
be'' language shows that the EPA, in spite of statements to the
contrary, is continuing to make an inappropriate determination
[[Page 9176]]
that NHSMs transferred to other parties are presumptively wastes until
a combustor proves otherwise. According to comments, the use of the
``presumed to be'' language is a clear statement that the EPA is making
the presumption. The addition of these words does not change the fact
that, under the EPA's regulatory framework, NHSMs are wastes until
proven otherwise.
Several commenters, in fact, argued that to address the legal flaws
in the proposal, the EPA should reverse the presumption and presume
that NHSMs burned for energy recovery or used as an ingredient is not
for the purpose of disposal and, therefore, is not a waste.
Response: The EPA is not addressing in this rulemaking the comment
that the agency has inappropriately made presumptions about whether
materials are wastes. This issue has not been reopened. Instead, the
agency has only opened very specific issues on particular wastes.
In the December 2011, proposal at 76 FR 80473, the EPA referred to
the March 2011 preamble in which the agency stated that it has not
``arbitrarily determined that secondary materials transferred between
companies are wastes. Instead, the EPA has evaluated whether certain
categories of materials are discarded or not. The Agency has not
adopted the extremes of saying that all burning of secondary material,
regardless of ultimate use, is waste treatment or that any secondary
material that is recycled for legitimate fuel value is a commodity and
not a waste. Wastes may have value, but are still wastes.'' 76 FR
15471. Further, the agency stated that it ``has examined a number of
specific materials, recycled within the control of the generator and
transferred to a third party for recycling, and determined whether they
would be appropriately placed within the waste or non-waste
categories.'' Id. The EPA went on to examine a number of different
categories of NHSMs used as fuels and ingredients that was summarized
in the Federal Register (76 FR 15477-15520). The EPA cannot ``reverse''
a presumption that it never made to declare that materials burned for
energy recovery are presumptively non-wastes. Further, it would be
entirely improper for the agency to do so. The EPA has evaluated
specific groups of materials as to their waste status, while the
comments regarding reversal of a purported presumption have only
presented arguments ``in broad abstraction, providing little detail
about the many processes throughout the industry that generate residual
material'' that could be subject to this rule. Association of Battery
Recyclers v. EPA, 208 F.3d 1047, 1056.\144\ Accordingly, the agency
stands on its March 2011 rulemaking record for the issues discussed in
these comments.
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\144\ Note how the April 4, 2012, letter from Timothy G. Hunt to
James Berlow (a copy of which is in the docket for today's rule),
provided specific information on pulp and paper sludge where the EPA
added a categorical determination based on specific information
provided by industry.
---------------------------------------------------------------------------
Comment: Comments objected that the change in word choice that
materials are ``presumed to be'' solid wastes from the statement that
that materials ``are'' solid wastes (except as otherwise provided in
the regulation) still puts the burden to prove material is not a waste
on persons who use NHSMs in combustion units. One comment, in
particular, noted that there would be no practical effect of the new
language even though it is viewed by the EPA as an ``optically less
drastic stance.'' That is, there would be no real leeway for a party in
an enforcement proceeding to counter the EPA's prosecution based on the
fact that the secondary material in question is only ``presumed to be''
a waste, rather than the material ``is'' a waste.
Response: The EPA has decided not to retain the ``presumed to be''
language, since it is unnecessary and does not actually reflect the
rulemaking record. No comment argued in favor of it. In addition, there
is no need to temper the existing language stating that a material is a
solid waste if it does not fall within the Sec. 241.3(b) categories or
the non-waste determination processes. As noted in the previous
response to comments regarding the agency's ``presumption'' of the
waste status of materials, the agency stands on its March 2011
rulemaking record.
E. Cost and Benefits of the Final Rule
The RCRA aspects of this rule do not directly invoke any costs
(excluding minor administrative burden/cost), or benefits. Any RCRA
related costs to the regulated community, and corresponding benefits to
human health and the environment, have been considered as part of the
CISWI action, and the corresponding CISWI and Boiler MACT (area source
and major source) final rules. As such, the agency has not prepared a
separate cost-benefit assessment in support of this part of the final
rule. Consequently, any potential costs or benefits, including impacts
to small entities, indirectly associated with the RCRA aspects of this
rule are addressed in the corresponding impact assessment prepared in
support of the CISWI part of this action.
IV. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review and Executive
Order 13563: Improving Regulation and Regulatory Review
Under Executive Order 12866 (58 FR 51735, October 4, 1993), this
action is a ``significant regulatory action'' because it may raise
novel legal or policy issues. Accordingly, the EPA submitted this
action to OMB for review under Executive Order 12866 and 13563 (76 FR
3821, January 21, 2011). Any changes made in response to OMB
recommendations have been documented in the docket for this action.
In addition, the EPA prepared an update to the RIA of the potential
costs and benefits associated with this action. The RIA available in
the docket describes in detail the empirical basis for the EPA's
assumptions and characterizes the various sources of uncertainties
affecting the estimates below and a memo documents the updates since
the RIA was prepared. Table 9 of this preamble shows the results of the
cost and benefits analysis for these final rules.
Table 9--Summary of the Monetized Benefits, Social Costs and Net
Benefits for the Final CISWI NSPS and EG in 2015
[Millions of 2008$] \1\
------------------------------------------------------------------------
3 Percent discount 7 Percent discount
rate rate
------------------------------------------------------------------------
Total Monetized Benefits \2\.... $420 to $1,000.... $380 to $930
Total Social Costs \3\.......... $258.............. $258
Net Benefits.................... $160 to $770...... $120 to $670
Health effects from exposure to HAP
780 tons of HCl, 2.5 tons of lead,
1.8 tons of Cd, 680 pounds of Hg, and
58 grams of dioxins/furans).
[[Page 9177]]
Non-monetized Benefits.......... Health effects from exposure to
criteria pollutants (20,000 tons of
CO, 6,300 tons of SO2, 5,400 tons of
NO2, and secondary formation of
ozone).
Ecosystem effects.
Visibility impairment.
------------------------------------------------------------------------
\1\ All estimates are for the implementation year (2015) and are rounded
to two significant figures. These results reflect the lowest cost
disposal assumption.
\2\ The total monetized benefits reflect the human health benefits
associated with reducing exposure to PM2.5 through reductions of PM2.5
precursors such as directly emitted particles, SO2, and NOX. It is
important to note that the monetized benefits include many but not all
health effects associated with PM2.5 exposure. Monetized benefits are
shown as a range from Pope, et al. (2002) to Laden, et al. (2006).
These models assume that all fine particles, regardless of their
chemical composition, are equally potent in causing premature
mortality because the scientific evidence is not yet sufficient to
allow differentiation of effect estimates by particle type.
\3\ The methodology used to estimate social costs for 1 year in the
multimarket model using surplus changes results in the same social
costs for both discount rates.
B. Paperwork Reduction Act
This action does not require any new information collection. This
action is believed to result in no additional impact on the aggregate
information collection estimate of project cost and hour burden made
and approved by OMB. Due to changes in the CISWI inventory and
monitoring requirements of the CISWI rule, the information collection
estimate of project cost and hour burden have been revised. Therefore,
only the CISWI ICR has been revised. The OMB control numbers for the
EPA's regulations in 40 CFR are listed in 40 CFR part 9.
However, OMB has previously approved the information collection
requirements contained in the existing CISWI and NHSM \145\ regulations
(40 CFR part 60, subparts CCCC and DDDD, and 40 CFR part 241) under the
provisions of the Paperwork Reduction Act, 44 U.S.C. 3501, et seq., and
has been assigned EPA ICR number 2384.05 for subpart CCCC, 40 CFR part
60, EPA ICR number 2385.05 for subpart DDDD, 40 CFR part 60, and EPA
ICR number 2382.03 for 40 CFR part 241.
---------------------------------------------------------------------------
\145\ Identification of Non-Hazardous Secondary Materials That
Are Solid Waste, Final Rule. March 11, 2011.
---------------------------------------------------------------------------
C. Regulatory Flexibility Act
The RFA generally requires an agency to prepare a regulatory
flexibility analysis of any rule subject to notice and comment
rulemaking requirements under the APA or any other statute unless the
agency certifies that the rule will not have a SISNOSE. Small entities
include small businesses, small organizations and small governmental
jurisdictions.
For purposes of assessing the impacts of today's rule on small
entities, small entity is defined as: (1) A small business as defined
by the SBA's regulations at 13 CFR 121.201; (2) a small governmental
jurisdiction that is a government of a city, county, town, school
district or special district with a population of less than 50,000; or
(3) a small organization that is any not-for-profit enterprise that is
independently owned and operated and is not dominant in its field.
After considering the economic impacts of today's final rule on
small entities, I certify that this action will not have a SISNOSE.
This final rule will not impose any new requirements on any entities
because it does not impose any additional regulatory requirements
relative to those specified in the March 2011 final CISWI and NHSM
rules. The March 2011 final CISWI and NHSM rules were both certified as
not having a SISNOSE. In this final action, there are four fewer small
entities in the CISWI than in the March 2011 final CISWI rule, as
discussed in the ``Regulatory Impact Results for the Reconsideration
Final for Standards of Performance for New Stationary Sources and
Emission Guidelines for Existing Sources: Commercial and Industrial
Solid Waste Incineration Units'' memorandum in the CISWI docket.
D. Unfunded Mandates Reform Act
This action does not contain a federal mandate that may result in
expenditures of $100 million or more for state, local and tribal
governments, in the aggregate or the private sector in any one year.
This rule finalizes amendments to the final CISWI rule provisions and
technical clarifications to the final NHSM rule. Thus, this rule is not
subject to the requirements of sections 202 or 205 of UMRA. However,
the March 2011 final CISWI rule contains a federal mandate that may
result in expenditures of $100 million or more for state, local and
tribal governments, in the aggregate, or the private sector in any 1
year. Accordingly, we have prepared under section 202 of the UMRA a
written statement, which is summarized in the preamble to the final
CISWI rule (76 FR 15747).
This rule is also not subject to the requirements of section 203 of
UMRA because it contains no regulatory requirements that might
significantly or uniquely affect small governments.
E. Executive Order 13132: Federalism
This action does not have federalism implications. It will not have
substantial direct effects on the states, on the relationship between
the national government and the states, or on the distribution of power
and responsibilities among the various levels of government, as
specified in Executive Order 13132. This final rule will not impose
direct compliance costs on state or local governments and will not
preempt state law. Thus, Executive Order 13132 does not apply to this
action.
F. Executive Order 13175: Consultation and Coordination With Indian
Tribal Governments
This action does not have tribal implications, as specified in
Executive Order 13175, (65 FR 67249, November 9, 2000). The EPA is not
aware of any CISWI in Indian country or owned or operated by Indian
tribal governments. The CISWI aspects of this rule may, however, invoke
minor indirect tribal implications to the extent that entities
generating solid wastes on tribal lands could be affected. However, any
indirect NHSM impacts that may occur as a result of the CISWI action
are expected to be negligible due to the very limited focus of the
CISWI part or this rule.
[[Page 9178]]
Thus, Executive Order 13175 does not apply to this action.
G. Executive Order 13045: Protection of Children From Environmental
Health Risks and Safety Risks
The EPA interprets Executive Order 13045 (62 FR 19885, April 23,
1997) as applying to those regulatory actions that concern health or
safety risks, such that the analysis required under section 5-501 of
the Executive Order has the potential to influence the regulation. This
action is not subject to Executive Order 13045 because it is based
solely on technology performance and technical corrections.
H. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use
This action is not subject to Executive Order 13211 (66 FR 28355,
May 22, 2001), because it is not likely to have a significant adverse
effect on the supply, distribution, or use of energy.
I. National Technology Transfer and Advancement Act
Section 12(d) of the NTTAA of 1995, Public Law 104-113, 12(d) (15
U.S.C. 272 note) directs the EPA to use VCS in its regulatory
activities, unless to do so would be inconsistent with applicable law
or otherwise impractical. Voluntary consensus standards are technical
standards (e.g., materials specifications, test methods, sampling
procedures and business practices) that are developed or adopted by VCS
bodies. The NTTAA directs the EPA to provide Congress, through OMB,
explanations when the agency decides not use available and applicable
VCS.
This action does not involve any revisions to the technical
standards or test methods required in the final CISWI rule. Therefore,
the EPA did not reconsider the use of any VCS.
J. Executive Order 12898: Federal Actions To Address Environmental
Justice in Minority Populations and Low-Income Populations
Executive Order 12898 (59 FR 7629, February 16, 1994) establishes
federal executive policy on EJ. Its main provision directs federal
agencies, to the greatest extent practicable and permitted by law, to
make EJ part of their mission by identifying and addressing, as
appropriate, disproportionately high and adverse human health or
environmental effects of their programs, policies and activities on
minority populations and low-income populations in the United States.
The EPA has determined that this final rule will not have
disproportionately high and adverse human health or environmental
effects on minority or low-income populations because it increases the
level of environmental protection for all affected populations without
having any disproportionately high and adverse human health or
environmental effects on any population, including any minority or low-
income population. The amendments do not relax the control measures on
sources regulated by the CISWI rule, and, therefore, will not cause
emissions increases from these sources. The March 2011 final CISWI rule
will reduce emissions of all the listed HAP emitted from this source.
Furthermore, the targeted revisions finalized in the NHSM section of
this rule are designed to improve the management of these materials,
thereby helping to further ensure against any disproportionately high
and adverse human health or environmental effects on minority or low-
income populations.
K. Congressional Review Act
The Congressional Review Act, 5 U.S.C. 801 et seq., as added by the
SBREFA of 1996, generally provides that before a rule may take effect,
the agency promulgating the rule must submit a rule report, which
includes a copy of the rule, to each House of the Congress and to the
Comptroller General of the United States. The EPA will submit a report
containing this rule and other required information to the U.S. Senate,
the U.S. House of Representatives and the Comptroller General of the
United States prior to publication of the rule in the Federal Register.
A major rule cannot take effect until 60 days after it is published in
the Federal Register. This action is not a ``major rule'' as defined by
5 U.S.C. 804(2). This rule will be effective February 7, 2013.
List of Subjects
40 CFR Part 60
Environmental protection, Administrative practice and procedure,
Air pollution control, Hazardous substances, Incorporation by
reference.
40 CFR Part 241
Environmental protection, air pollution control, waste treatment
and disposal.
Dated: December 20, 2012.
Lisa P. Jackson,
Administrator.
For the reasons cited in the preamble, Title 40, chapter I, parts
60 and 241 of the Code of Federal Regulations are amended as follows:
PART 60--STANDARDS OF PERFORMANCE FOR NEW STATIONARY SOURCES
0
1. The authority for part 60 continues to read as follows:
Authority: 42 U.S.C. 7401, et seq.
0
2. Effective February 7, 2013, the May 18, 2011 (76 FR 28662), delay of
the effective date amending subparts CCCC and DDDD, at 76 FR 15703
(March 21, 2011), is lifted.
Subpart CCCC--[Amended]
0
3. Section 60.2005 is revised to read as follows:
Sec. 60.2005 When does this subpart become effective?
This subpart takes effect on August 7, 2013. Some of the
requirements in this subpart apply to planning the CISWI unit (i.e.,
the preconstruction requirements in Sec. Sec. 60.2045 and 60.2050).
Other requirements such as the emission limitations and operating
limits apply after the CISWI unit begins operation.
0
4. Section 60.2015 is amended by revising paragraphs (a)(1) and (2) and
(b) to read as follows:
Sec. 60.2015 What is a new incineration unit?
(a) * * *
(1) A CISWI unit that commenced construction after June 4, 2010.
(2) A CISWI unit that commenced reconstruction or modification
after August 7, 2013.
(b) This subpart does not affect your CISWI unit if you make
physical or operational changes to your incineration unit primarily to
comply with subpart DDDD of this part (Emission Guidelines and
Compliance Times for Commercial and Industrial Solid Waste Incineration
Units). Such changes do not qualify as reconstruction or modification
under this subpart.
0
5. Section 60.2020 is amended by:
0
a. Revising paragraph (c).
0
b. Revising paragraph (e)(3).
0
c. Adding paragraph (e)(4).
0
d. Revising paragraph (f)(3).
0
e. Adding paragraph (f)(4).
0
f. Revising paragraph (n).
0
g. Adding paragraph (o).
The revisions and additions read as follows:
Sec. 60.2020 What combustion units are exempt from this subpart?
* * * * *
(c) Municipal waste combustion units. Incineration units that are
subject to
[[Page 9179]]
subpart Ea of this part (Standards of Performance for Municipal Waste
Combustors); subpart Eb of this part (Standards of Performance for
Large Municipal Waste Combustors); subpart Cb of this part (Emission
Guidelines and Compliance Time for Large Municipal Combustors); subpart
AAAA of this part (Standards of Performance for Small Municipal Waste
Combustion Units); or subpart BBBB of this part (Emission Guidelines
for Small Municipal Waste Combustion Units).
* * * * *
(e) * * *
(3) You submit documentation to the Administrator notifying the EPA
that the qualifying small power production facility is combusting
homogenous waste.
(4) You maintain the records specified in Sec. 60.2175(w).
(f) * * *
(3) You submit documentation to the Administrator notifying the
Agency that the qualifying cogeneration facility is combusting
homogenous waste.
(4) You maintain the records specified in Sec. 60.2175(x).
* * * * *
(n) Sewage sludge incineration units. Incineration units combusting
sewage sludge for the purpose of reducing the volume of the sewage
sludge by removing combustible matter that are subject to subpart LLLL
of this part (Standards of Performance for Sewage Sludge Incineration
Units) or subpart MMMM of this part (Emission Guidelines for Sewage
Sludge Incineration Units).
(o) Other solid waste incineration units. Incineration units that
are subject to subpart EEEE of this part (Standards of Performance for
Other Solid Waste Incineration Units) or subpart FFFF of this part
(Emission Guidelines and Compliance Times for Other Solid Waste
Incineration Units).
0
6. Section 60.2030 is amended by revising paragraph (c)(10) to read as
follows:
Sec. 60.2030 Who implements and enforces this subpart?
* * * * *
(c) * * *
(10) Determination of whether a qualifying small power production
facility or cogeneration facility under Sec. 60.2020(e) or (f) is
combusting homogenous waste.
0
7. Section 60.2045 is amended by revising paragraph (b) to read as
follows:
Sec. 60.2045 Who must prepare a siting analysis?
* * * * *
(b) You must prepare a siting analysis for CISWI units that
commenced construction after June 4, 2010, or that commenced
reconstruction or modification after August 7, 2013.
* * * * *
0
8. Section 60.2105 is amended by revising paragraph (b) to read as
follows:
Sec. 60.2105 What emission limitations must I meet and by when?
* * * * *
(b) An incinerator unit that commenced construction after November
30, 1999, but no later than June 4, 2010, or that commenced
reconstruction or modification on or after June 1, 2001 but no later
than August 7, 2013, must meet the more stringent emission limit for
the respective pollutant in table 1 of this subpart or table 6 of
subpart DDDD.
0
9. Section 60.2110 is amended by:
0
a. Revising paragraphs (a)(2), (e), and (f).
0
b. Redesignating paragraph (g) as paragraph (h) and revising newly
designated paragraph (h).
0
c. Adding paragraphs (g) and (i).
The revisions and additions read as follows:
Sec. 60.2110 What operating limits must I meet and by when?
(a) * * *
(2) Minimum pressure drop across the wet particulate matter
scrubber, which is calculated as the lowest 1-hour average pressure
drop across the wet scrubber measured during the most recent
performance test demonstrating compliance with the particulate matter
emission limitations; or minimum amperage to the wet scrubber, which is
calculated as the lowest 1-hour average amperage to the wet scrubber
measured during the most recent performance test demonstrating
compliance with the particulate matter emission limitations.
* * * * *
(e) If you use activated carbon sorbent injection to comply with
the emission limitations, you must measure the sorbent flow rate during
the performance testing. The operating limit for the carbon sorbent
injection is calculated as the lowest 1-hour average sorbent flow rate
measured during the most recent performance test demonstrating
compliance with the mercury emission limitations. For energy recovery
units, when your unit operates at lower loads, multiply your sorbent
injection rate by the load fraction, as defined in this subpart, to
determine the required injection rate (e.g., for 50 percent load,
multiply the injection rate operating limit by 0.5).
(f) If you use selective noncatalytic reduction to comply with the
emission limitations, you must measure the charge rate, the secondary
chamber temperature (if applicable to your CISWI unit), and the reagent
flow rate during the nitrogen oxides performance testing. The operating
limits for the selective noncatalytic reduction are calculated as the
highest 1-hour average charge rate, lower secondary chamber
temperature, and lowest reagent flow rate measured during the most
recent performance test demonstrating compliance with the nitrogen
oxides emission limitations.
(g) If you use a dry scrubber to comply with the emission
limitations, you must measure the injection rate of each sorbent during
the performance testing. The operating limit for the injection rate of
each sorbent is calculated as the lowest 1-hour average injection rate
or each sorbent measured during the most recent performance test
demonstrating compliance with the hydrogen chloride emission
limitations. For energy recovery units, when your unit operates at
lower loads, multiply your sorbent injection rate by the load fraction,
as defined in this subpart, to determine the required injection rate
(e.g., for 50 percent load, multiply the injection rate operating limit
by 0.5).
(h) If you do not use a wet scrubber, electrostatic precipitator,
or fabric filter to comply with the emission limitations, and if you do
not determine compliance with your particulate matter emission
limitation with a particulate matter CEMS, you must maintain opacity to
less than or equal to 10 percent opacity (1-hour block average).
(i) If you use a PM CPMS to demonstrate compliance, you must
establish your PM CPMS operating limit and determine compliance with it
according to paragraphs (i)(1) through (5) of this section.
(1) Determine your operating limit as the average PM CPMS output
value recorded during the performance test or at a PM CPMS output value
corresponding to 75% of the emission limit if your PM performance test
demonstrates compliance below 75% of the emission limit. You must
verify an existing or establish a new operating limit after each
repeated performance test. You must repeat the performance test
annually and reassess and adjust the site-specific operating limit in
accordance with the results of the performance test.
(A) Your PM CPMS must provide a 4-20 milliamp output and the
establishment of its relationship to manual reference method
measurements must be determined in units of milliamps.
[[Page 9180]]
(B) Your PM CPMS operating range must be capable of reading PM
concentrations from zero to a level equivalent to at least two times
your allowable emission limit. If your PM CPMS is an auto-ranging
instrument capable of multiple scales, the primary range of the
instrument must be capable of reading PM concentration from zero to a
level equivalent to two times your allowable emission limit.
(C) During the initial performance test or any such subsequent
performance test that demonstrates compliance with the PM limit, record
and average all milliamp output values from the PM CPMS for the periods
corresponding to the compliance test runs (e.g., average all your PM
CPMS output values for three corresponding 2-hour Method 5I test runs).
(2) If the average of your three PM performance test runs are below
75% of your PM emission limit, you must calculate an operating limit by
establishing a relationship of PM CPMS signal to PM concentration using
the PM CPMS instrument zero, the average PM CPMS values corresponding
to the three compliance test runs, and the average PM concentration
from the Method 5 or performance test with the procedures in
(i)(1)through (5) of this section.
(i) Determine your instrument zero output with one of the following
procedures:
(A) Zero point data for in-situ instruments should be obtained by
removing the instrument from the stack and monitoring ambient air on a
test bench.
(B) Zero point data for extractive instruments should be obtained
by removing the extractive probe from the stack and drawing in clean
ambient air.
(C) The zero point can also can be established obtained by
performing manual reference method measurements when the flue gas is
free of PM emissions or contains very low PM concentrations (e.g., when
your process is not operating, but the fans are operating or your
source is combusting only natural gas) and plotting these with the
compliance data to find the zero intercept.
(D) If none of the steps in paragraphs (i)(2)(i) through (iv) of
this section are possible, you must use a zero output value provided by
the manufacturer.
(ii) Determine your PM CPMS instrument average in milliamps, and
the average of your corresponding three PM compliance test runs, using
equation 1.
[GRAPHIC] [TIFF OMITTED] TR07FE13.000
Where:
X1 = the PM CPMS data points for the three runs
constituting the performance test,
Y1 = the PM concentration value for the three runs
constituting the performance test, and
n = the number of data points.
(iii) With your instrument zero expressed in milliamps, your three
run average PM CPMS milliamp value, and your three run average PM
concentration from your three compliance tests, determine a
relationship of lb/Mmbtu per milliamp with equation 2.
[GRAPHIC] [TIFF OMITTED] TR07FE13.001
Where:
R = the relative mg/dscm per milliamp for your PM CPMS,
Y1 = the three run average mg/dscm PM concentration,
X1 = the three run average milliamp output from you
PM CPMS, and
z = the milliamp equivalent of your instrument zero determined
from (2)(i).
(iv) Determine your source specific 30-day rolling average
operating limit using the mg/dscm per milliamp value from Equation 2 in
equation 3, below. This sets your operating limit at the PM CPMS output
value corresponding to 75% of your emission limit.
[GRAPHIC] [TIFF OMITTED] TR07FE13.002
Where:
Ol = the operating limit for your PM CPMS on a 30-day
rolling average, in milliamps.
L = your source emission limit expressed in lb/Mmbtu,
z = your instrument zero in milliamps, determined from (2)(a),
and
R = the relative mg/dscm per milliamp for your PM CPMS, from
Equation 3.
(3) If the average of your three PM compliance test runs is at or
above 75% of your PM emission limit you must determine your operating
limit by averaging the PM CPMS milliamp output corresponding to your
three PM performance test runs that demonstrate compliance with the
emission limit using equation 4 and you must submit all compliance test
and PM CPMS data according to the reporting requirements in paragraph
(i)(5) of this section.
[GRAPHIC] [TIFF OMITTED] TR07FE13.003
Where:
X1 = the PM CPMS data points for all runs i,
n = the number of data points, and
Oh = your site specific operating limit, in
milliamps.
(4) To determine continuous compliance, you must record the PM CPMS
output data for all periods when the process is operating and the PM
CPMS is not out-of-control. You must demonstrate continuous compliance
by using all quality-assured hourly average data collected by the PM
CPMS for all operating hours to calculate the arithmetic average
operating parameter in units of the operating limit (e.g., milliamps,
PM concentration, raw data signal) on a 30-day rolling average basis.
(5) For PM performance test reports used to set a PM CPMS operating
limit, the electronic submission of the test report must also include
the make and model of the PM CPMS instrument, serial number of the
instrument, analytical principle of the instrument (e.g., beta
attenuation), span of the instruments primary analytical range,
milliamp value equivalent to the instrument zero output, technique by
which this zero value was determined, and the average milliamp signals
corresponding to each PM compliance test run.
0
10. Section 60.2115 is amended by revising the section heading and the
introductory text to read as follows:
Sec. 60.2115 What if I do not use a wet scrubber, fabric filter,
activated carbon injection, selective noncatalytic reduction, an
electrostatic precipitator, or a dry scrubber to comply with the
emission limitations?
If you use an air pollution control device other than a wet
scrubber, activated carbon injection, selective noncatalytic reduction,
fabric filter, an electrostatic precipitator, or a dry scrubber or
limit emissions in some other manner, including material balances, to
comply with the emission limitations under Sec. 60.2105, you must
petition the EPA Administrator for specific operating limits to be
[[Page 9181]]
established during the initial performance test and continuously
monitored thereafter. You must submit the petition at least sixty days
before the performance test is scheduled to begin. Your petition must
include the five items listed in paragraphs (a) through (e) of this
section.
* * * * *
0
11. Section 60.2120 is revised to read as follows:
Sec. 60.2120 Affirmative defense for violation of emission standards
during malfunction.
In response to an action to enforce the standards set forth in
paragraph Sec. 60.2105 you may assert an affirmative defense to a
claim for civil penalties for violations of such standards that are
caused by malfunction, as defined at 40 CFR 60.2. Appropriate penalties
may be assessed if you fail to meet your burden of proving all of the
requirements in the affirmative defense. The affirmative defense shall
not be available for claims for injunctive relief.
(a) Assertion of affirmative defense. To establish the affirmative
defense in any action to enforce such a standard, you must timely meet
the reporting requirements in paragraph (b) of this section, and must
prove by a preponderance of evidence that:
(1) The violation:
(i) Was caused by a sudden, infrequent, and unavoidable failure of
air pollution control equipment, process equipment, or a process to
operate in a normal or usual manner; and
(ii) Could not have been prevented through careful planning, proper
design or better operation and maintenance practices; and (iii) Did not
stem from any activity or event that could have been foreseen and
avoided, or planned for; and
(iv) Was not part of a recurring pattern indicative of inadequate
design, operation, or maintenance; and
(2) Repairs were made as expeditiously as possible when a violation
occurred; and
(3) The frequency, amount, and duration of the violation (including
any bypass) were minimized to the maximum extent practicable; and
(4) If the violation resulted from a bypass of control equipment or
a process, then the bypass was unavoidable to prevent loss of life,
personal injury, or severe property damage; and
(5) All possible steps were taken to minimize the impact of the
violation on ambient air quality, the environment, and human health;
and
(6) All emissions monitoring and control systems were kept in
operation if at all possible, consistent with safety and good air
pollution control practices; and
(7) All of the actions in response to the violation were documented
by properly signed, contemporaneous operating logs; and
(8) At all times, the affected source was operated in a manner
consistent with good practices for minimizing emissions; and
(9) A written root cause analysis has been prepared, the purpose of
which is to determine, correct, and eliminate the primary causes of the
malfunction and the violation resulting from the malfunction event at
issue. The analysis shall also specify, using best monitoring methods
and engineering judgment, the amount of any emissions that were the
result of the malfunction.
(b) Report. The owner or operator seeking to assert an affirmative
defense shall submit a written report to the Administrator with all
necessary supporting documentation, that it has met the requirements
set forth in paragraph (a) of this section. This affirmative defense
report shall be included in the first periodic compliance, deviation
report or excess emission report otherwise required after the initial
occurrence of the violation of the relevant standard (which may be the
end of any applicable averaging period). If such compliance, deviation
report or excess emission report is due less than 45 days after the
initial occurrence of the violation, the affirmative defense report may
be included in the second compliance, deviation report or excess
emission report due after the initial occurrence of the violation of
the relevant standard.
0
12. Section 60.2125 is amended by:
0
a. Revising paragraph (g) introductory text.
0
b. Redesignating paragraphs (g)(2) and (3) as paragraphs (g)(3) and
(4), respectively.
0
c. Revising newly designated paragraphs (g)(3) and (4).
0
d. Adding new paragraph (g)(2).
0
e. Revising paragraph (i).
0
f. Adding paragraph (j).
The revisions and additions read as follows:
Sec. 60.2125 How do I conduct the initial and annual performance
test?
* * * * *
(g) You must determine dioxins/furans toxic equivalency by
following the procedures in paragraphs (g)(1) through (4) of this
section.
* * * * *
(2) Quantify isomers meeting identification criteria 2, 3, 4, and 5
in Section 5.3.2.5 of Method 23, regardless of whether the isomers meet
identification criteria 1 and 7. You must quantify the isomers per
Section 9.0 of Method 23. (Note: You may reanalyze the sample aliquot
or split to reduce the number of isomers not meeting identification
criteria 1 or 7 of Section 5.3.2.5.)
(3) For each dioxin/furan (tetra-through octa-chlorinated) isomer
measured in accordance with paragraph (g)(1) and (2) of this section,
multiply the isomer concentration by its corresponding toxic
equivalency factor specified in table 3 of this subpart.
(4) Sum the products calculated in accordance with paragraph (g)(3)
of this section to obtain the total concentration of dioxins/furans
emitted in terms of toxic equivalency.
* * * * *
(i) If you have an applicable opacity operating limit, you must
determine compliance with the opacity limit using Method 9 at 40 CFR
part 60, appendix A-4 of this part, based on three 1-hour blocks
consisting of ten 6-minute average opacity values, unless you are
required to install a continuous opacity monitoring system, consistent
with Sec. Sec. 60.2145 and 60.2165.
(j) You must determine dioxins/furans total mass basis by following
the procedures in paragraphs (j)(1) through (3) of this section.
(1) Measure the concentration of each dioxin/furan tetra-through
octa-chlorinated isomer emitted using EPA Method 23 at 40 CFR part 60,
appendix A-7.
(2) Quantify isomers meeting identification criteria 2, 3, 4, and 5
in Section 5.3.2.5 of Method 23, regardless of whether the isomers meet
identification criteria 1 and 7. You must quantify the isomers per
Section 9.0 of Method 23. (Note: You may reanalyze the sample aliquot
or split to reduce the number of isomers not meeting identification
criteria 1 or 7 of Section 5.3.2.5.)
(3) Sum the quantities measured in accordance with paragraphs
(j)(1) and (2) of this section to obtain the total concentration of
dioxins/furans emitted in terms of total mass basis.
0
13. Section 60.2140 is amended by revising paragraph (c) to read as
follows:
Sec. 60.2140 By what date must I conduct the initial performance
test?
* * * * *
(c) If you commence combusting or recommence combusting a solid
waste at an existing combustion unit at any commercial or industrial
facility and you have not conducted a performance test consistent with
the provisions of this subpart while combusting the solid waste within
the 6 months preceding
[[Page 9182]]
the reintroduction of that solid waste in the combustion chamber, you
must conduct a performance test within 60 days commencing or
recommencing solid waste combustion.
0
14. Section 60.2145 is amended by:
0
a. Revising paragraph (a)(6).
0
b. Revising paragraphs (b) through (d).
0
c. Revising paragraphs (f) through (j).
0
d. Revising paragraph (m)(2).
0
e. Revising paragraph (n)(4).
0
f. Revising paragraphs (s) introductory text, (s)(1) introductory text,
and (s)(2).
0
g. Revising paragraph (t) introductory text and (t)(1) introductory
text.
0
h. Revising paragraph (u).
0
i. Adding paragraphs (w) and (x).
The revisions and additions read as follows:
Sec. 60.2145 How do I demonstrate continuous compliance with the
emission limitations and the operating limits?
(a) * * *
(6) All monitoring systems necessary for compliance with any newly
applicable monitoring requirements which apply as a result of the
cessation or commencement or recommencement of combusting solid waste
must be installed and operational as of the effective date of the
waste-to-fuel, or fuel-to-waste switch. All calibration and drift
checks must be performed as of the effective date of the waste-to-fuel,
or fuel-to-waste switch. Relative accuracy tests must be performed as
of the performance test deadline for PM CEMS (if PM CEMS are elected to
demonstrate continuous compliance with the particulate matter emission
limits). Relative accuracy testing for other CEMS need not be repeated
if that testing was previously performed consistent with Clean Air Act
section 112 monitoring requirements or monitoring requirements under
this subpart.
(b) You must conduct an annual performance test for the pollutants
listed in table 1 of this subpart or tables 5 through 8 of this subpart
and opacity for each CISWI unit as required under Sec. 60.2125. The
annual performance test must be conducted using the test methods listed
in table 1 of this subpart or tables 5 through 8 of this subpart and
the procedures in Sec. 60.2125. Annual performance tests are not
required if you use CEMS or continuous opacity monitoring systems to
determine compliance.
(c) You must continuously monitor the operating parameters
specified in Sec. 60.2110 or established under Sec. 60.2115 and as
specified in Sec. 60.2170. Use 3-hour block average values to
determine compliance (except for baghouse leak detection system alarms)
unless a different averaging period is established under Sec. 60.2115
or, for energy recovery units, where the averaging time for each
operating parameter is a 30-day rolling, calculated each hour as the
average of the previous 720 operating hours. Operation above the
established maximum, below the established minimum, or outside the
allowable range of operating limits specified in paragraph (a) of this
section constitutes a deviation from your operating limits established
under this subpart, except during performance tests conducted to
determine compliance with the emission and operating limits or to
establish new operating limits. Operating limits are confirmed or
reestablished during performance tests.
(d) You must burn only the same types of waste and fuels used to
establish subcategory applicability (for energy recovery units) and
operating limits during the performance test.
* * * * *
(f) For energy recovery units, you must conduct an annual
performance test for opacity (except where particulate matter CEMS or
continuous opacity monitoring systems are used are used) and the
pollutants listed in table 6 of this subpart.
(g) You may elect to demonstrate continuous compliance with the
carbon monoxide emission limit using a carbon monoxide CEMS according
to the following requirements:
(1) You must measure emissions according to Sec. 60.13 to
calculate 1-hour arithmetic averages, corrected to 7 percent oxygen.
CEMS data during startup and shutdown, as defined in this subpart, are
not corrected to 7 percent oxygen, and are measured at stack oxygen
content. You must demonstrate initial compliance with the carbon
monoxide emissions limit using a 30-day rolling average of these 1-hour
arithmetic average emission concentrations, including CEMS data during
startup and shutdown as defined in this subpart, calculated using
Equation 19-19 in section 12.4.1 of EPA Reference Method 19 at 40 CFR
part 60, appendix A-7 of this part.
(2) Operate the carbon monoxide CEMS in accordance with the
requirements of performance specification 4A of appendix B of this part
and quality assurance procedure 1 of appendix F of this part.
(h) Coal and liquid/gas energy recovery units with average annual
heat input rates greater than or equal to 250 MMBtu/hr may elect to
demonstrate continuous compliance with the particulate matter emissions
limit using a particulate matter CEMS according to the procedures in
Sec. 60.2165(n) instead of the particulate matter continuous parameter
monitoring system (CPMS) specified in Sec. 60.2145. Coal and liquid/
gas energy recovery units with annual average heat input rates less
than 250 MMBtu/hr, incinerators, and small remote incinerators may also
elect to demonstrate compliance using a particulate matter CEMS
according to the procedures in Sec. 60.2165(n) instead of particulate
matter testing with EPA Method 5 at 40 CFR part 60, appendix A-3 and,
if applicable, the continuous opacity monitoring requirements in
paragraph (i) of this section.
(i) For energy recovery units with annual average heat input rates
greater than or equal to 10 MMBtu/hour and less than 250 MMBtu/hr, you
must install, operate, certify and maintain a continuous opacity
monitoring system (COMS) according to the procedures in Sec. 60.2165.
(j) For waste-burning kilns, you must conduct an annual performance
test for cadmium, lead, dioxins/furans and hydrogen chloride as listed
in table 7 of this subpart. You must determine compliance with hydrogen
chloride using a hydrogen chloride CEMS if you do not use an acid gas
wet scrubber or dry scrubber. You must determine compliance with
nitrogen oxides, sulfur dioxide, and carbon monoxide using CEMS. You
must determine compliance with particulate matter using CPMS. You must
determine compliance with the mercury emissions limit using a mercury
CEMS according to the following requirements:
(1) Operate a CEMS system in accordance with performance
specification 12A of 40 CFR part 60, appendix B or a sorbent trap based
integrated monitor in accordance with performance specification 12B of
40 CFR part 60, appendix B. The duration of the performance test must
be a calendar month. For each calendar month in which the waste-burning
kiln operates, hourly mercury concentration data, and stack gas
volumetric flow rate data must be obtained. You must demonstrate
compliance with the mercury emissions limit using a 30-day rolling
average of these 1-hour mercury concentrations, including CEMS data
during startup and shutdown as defined in this subpart, calculated
using Equation 19-19 in section 12.4.1 of EPA Reference Method 19 at 40
CFR part 60, appendix A-7 of this part. CEMS data during startup and
shutdown, as defined in this subpart, are not corrected to 7 percent
oxygen, and are measured at stack oxygen content.
(2) Owners or operators using a mercury CEMS must install, operate,
[[Page 9183]]
calibrate, and maintain an instrument for continuously measuring and
recording the mercury mass emissions rate to the atmosphere according
to the requirements of performance specifications 6 and 12A of 40 CFR
part 60, appendix B, and quality assurance procedure 6 of 40 CFR part
60, appendix F.
(3) The owner or operator of a waste-burning kiln must demonstrate
initial compliance by operating a mercury CEMS while the raw mill of
the in-line kiln/raw mill is operating under normal conditions and
including at least one period when the raw mill is off.
* * * * *
(m) * * *
(2) Use a flow sensor with a measurement sensitivity at full scale
of no greater than 2 percent.
* * * * *
(n) * * *
(4) Perform checks at the frequency outlined in your site-specific
monitoring plan to ensure pressure measurements are not obstructed
(e.g., check for pressure tap pluggage daily).
* * * * *
(s) For facilities using a CEMS to demonstrate compliance with the
sulfur dioxide emission limit, compliance with the sulfur dioxide
emission limit may be demonstrated by using the CEMS specified in Sec.
60.2165 to measure sulfur dioxide. CEMS data during startup and
shutdown, as defined in this subpart, are not corrected to 7 percent
oxygen, and are measured at stack oxygen content. You must calculate a
30-day rolling average of the 1-hour arithmetic average emission
concentrations, including CEMS data during startup and shutdown as
defined in this subpart, calculated using Equation 19-19 in section
12.4.1 of EPA Reference Method 19 at 40 CFR part 60, Appendix A-7 of
this part. The sulfur dioxide CEMS must be operated according to
performance specification 2 in appendix B of this part and must follow
the procedures and methods specified in this paragraph (s). For sources
that have actual inlet emissions less than 100 parts per million dry
volume, the relative accuracy criterion for inlet sulfur dioxide CEMS
should be no greater than 20 percent of the mean value of the reference
method test data in terms of the units of the emission standard, or 5
parts per million dry volume absolute value of the mean difference
between the reference method and the CEMS, whichever is greater.
(1) During each relative accuracy test run of the CEMS required by
performance specification 2 in appendix B of this part, collect sulfur
dioxide and oxygen (or carbon dioxide) data concurrently (or within a
30- to 60-minute period) with both the CEMS and the test methods
specified in paragraphs (s)(1)(i) and (ii) of this section.
* * * * *
(2) The span value of the CEMS at the inlet to the sulfur dioxide
control device must be 125 percent of the maximum estimated hourly
potential sulfur dioxide emissions of the unit subject to this rule.
The span value of the CEMS at the outlet of the sulfur dioxide control
device must be 50 percent of the maximum estimated hourly potential
sulfur dioxide emissions of the unit subject to this rule.
* * * * *
(t) For facilities using a CEMS to demonstrate continuous
compliance with the nitrogen oxides emission limit, compliance with the
nitrogen oxides emission limit may be demonstrated by using the CEMS
specified in Sec. 60.2165 to measure nitrogen oxides. CEMS data during
startup and shutdown, as defined in this subpart, are not corrected to
7 percent oxygen, and are measured at stack oxygen content. You must
calculate a 30-day rolling average of the 1-hour arithmetic average
emission concentrations, including CEMS data during startup and
shutdown as defined in this subpart, using Equation 19-19 in section
12.4.1 of EPA Reference Method 19 at 40 CFR part 60, appendix A-7 of
this part. The nitrogen oxides CEMS must be operated according to
performance specification 2 in appendix B of this part and must follow
the procedures and methods specified in paragraphs (t)(1) through (5)
of this section.
(1) During each relative accuracy test run of the CEMS required by
performance specification 2 of appendix B of this part, collect
nitrogen oxides and oxygen (or carbon dioxide) data concurrently (or
within a 30- to 60-minute period) with both the CEMS and the test
methods specified in paragraphs (t)(1)(i) and (ii) of this section.
* * * * *
(u) For facilities using a CEMS to demonstrate continuous
compliance with any of the emission limits of this subpart, you must
complete the following:
(1) Demonstrate compliance with the appropriate emission limit(s)
using a 30-day rolling average of 1-hour arithmetic average emission
concentrations, including CEMS data during startup and shutdown as
defined in this subpart, calculated using Equation 19-19 in section
12.4.1 of EPA Reference Method 19 at 40 CFR part 60, appendix A-7 of
this part. CEMS data during startup and shutdown, as defined in the
subpart, are not corrected to 7 percent oxygen, and are measured at
stack oxygen content.
(2) Operate all CEMS in accordance with the applicable procedures
under appendices B and F of this part.
* * * * *
(w) For energy recovery units with a design heat input capacity of
100 MMBtu per hour or greater that do not use a carbon monoxide CEMS,
you must install, operate, and maintain a oxygen analyzer system as
defined in Sec. 60.2265 according to the procedures in paragraphs
(w)(1) through (4) of this section.
(1) The oxygen analyzer system must be installed by the initial
performance test date specified in Sec. 60.2675.
(2) You must operate the oxygen trim system within compliance with
paragraph (w)(3) of this section at all times.
(3) You must maintain the oxygen level such that the 30-day rolling
average that is established as the operating limit for oxygen is not
below the lowest hourly average oxygen concentration measured during
the most recent CO performance test.
(4) You must calculate and record a 30-day rolling average oxygen
concentration using Equation 19-19 in section 12.4.1 of EPA Reference
Method 19 of Appendix A-7 of this part.
(x) For energy recovery units with annual average heat input rates
greater than or equal to 250 MMBtu/hour and waste-burning kilns, you
must install, calibrate, maintain, and operate a PM CPMS and record the
output of the system as specified in paragraphs (x)(1) through (8) of
this section. For other energy recovery units, you may elect to use PM
CPMS operated in accordance with this section. PM CPMS are suitable in
lieu of using other CMS for monitoring PM compliance (e.g., bag leak
detectors, ESP secondary power, PM scrubber pressure).
(1) Install, calibrate, operate, and maintain your PM CPMS
according to the procedures in your approved site-specific monitoring
plan developed in accordance with Sec. 60.2145(l) and (x)(1)(i)
through (iii) of this section.
(i) The operating principle of the PM CPMS must be based on in-
stack or extractive light scatter, light scintillation, beta
attenuation, or mass accumulation detection of the exhaust gas or
representative sample. The reportable measurement output from the PM
CPMS must be expressed as milliamps.
(ii) The PM CPMS must have a cycle time (i.e., period required to
complete sampling, measurement, and reporting
[[Page 9184]]
for each measurement) no longer than 60 minutes.
(iii) The PM CPMS must be capable of detecting and responding to
particulate matter concentrations of no greater than 0.5 mg/actual
cubic meter.
(2) During the initial performance test or any such subsequent
performance test that demonstrates compliance with the PM limit, you
must adjust the site-specific operating limit in accordance with the
results of the performance test according to the procedures specified
in Sec. 60.2110.
(3) Collect PM CPMS hourly average output data for all energy
recovery unit or waste-burning kiln operating hours. Express the PM
CPMS output as milliamps.
(4) Calculate the arithmetic 30-day rolling average of all of the
hourly average PM CPMS output collected during all energy recovery unit
or waste-burning kiln operating hours data (milliamps).
(5) You must collect data using the PM CPMS at all times the energy
recovery unit or waste-burning kiln is operating and at the intervals
specified in paragraph (x)(1)(ii) of this section, except for periods
of monitoring system malfunctions, repairs associated with monitoring
system malfunctions, required monitoring system quality assurance or
quality control activities (including, as applicable, calibration
checks and required zero and span adjustments), and any scheduled
maintenance as defined in your site-specific monitoring plan.
(6) You must use all the data collected during all energy recovery
unit or waste-burning kiln operating hours in assessing the compliance
with your operating limit except:
(i) Any data collected during monitoring system malfunctions,
repairs associated with monitoring system malfunctions, or required
monitoring system quality assurance or quality control activities
conducted during monitoring system malfunctions are not used in
calculations (report any such periods in your annual deviation report);
(ii) Any data collected during periods when the monitoring system
is out of control as specified in your site-specific monitoring plan,
repairs associated with periods when the monitoring system is out of
control, or required monitoring system quality assurance or quality
control activities conducted during out-of-control periods are not used
in calculations (report emissions or operating levels and report any
such periods in your annual deviation report);
(iii) Any PM CPMS data recorded during periods of CEMS data during
startup and shutdown, as defined in this subpart.
(7) You must record and make available upon request results of PM
CPMS system performance audits, as well as the dates and duration of
periods from when the PM CPMS is out of control until completion of the
corrective actions necessary to return the PM CPMS to operation
consistent with your site-specific monitoring plan.
(8) For any deviation of the 30-day rolling average PM CPMS average
value from the established operating parameter limit, you must:
(i) Within 48 hours of the deviation, visually inspect the air
pollution control device;
(ii) If inspection of the air pollution control device identifies
the cause of the deviation, take corrective action as soon as possible
and return the PM CPMS measurement to within the established value; and
(iii) Within 30 days of the deviation or at the time of the annual
compliance test, whichever comes first, conduct a PM emissions
compliance test to determine compliance with the PM emissions limit and
to verify. Within 45 days of the deviation, you must re-establish the
CPMS operating limit. You are not required to conduct additional
testing for any deviations that occur between the time of the original
deviation and the PM emissions compliance test required under this
paragraph.
(iv) PM CPMS deviations leading to more than four required
performance tests in a 12-month process operating period (rolling
monthly) constitute a violation of this subpart.
0
15. Section 60.2165 is amended by:
0
a. Revising paragraph (c).
0
b. Revising paragraphs (g) through (k).
0
c. Revising paragraphs (l)(1) and (2).
0
d. Revising paragraph (m) introductory text.
0
e. Revising paragraph (n) introductory text.
0
f. Removing paragraph (n)(14).
0
g. Revising paragraphs (n)(6), (n)(7), (n)(9) through (n)(11), (n)(12)
introductory text, and (n)(12)(ii).
0
h. Revising paragraphs (o)(1) and (2).
0
i. Adding paragraphs (q), (r), and (s).
The revisions and additions read as follows:
Sec. 60.2165 What monitoring equipment must I install and what
parameters must I monitor?
* * * * *
(c) If you are using something other than a wet scrubber, activated
carbon, selective non-catalytic reduction, an electrostatic
precipitator, or a dry scrubber to comply with the emission limitations
under Sec. 60.2105, you must install, calibrate (to the manufacturers'
specifications), maintain, and operate the equipment necessary to
monitor compliance with the site-specific operating limits established
using the procedures in Sec. 60.2115.
* * * * *
(g) For waste-burning kilns not equipped with a wet scrubber or dry
scrubber, in place of hydrogen chloride testing with EPA Method 321 at
40 CFR part 63, appendix A, an owner or operator must install,
calibrate, maintain, and operate a CEMS for monitoring hydrogen
chloride emissions discharged to the atmosphere and record the output
of the system. To demonstrate continuous compliance with the hydrogen
chloride emissions limit for units other than waste-burning kilns not
equipped with a wet scrubber or dry scrubber, a facility may substitute
use of a hydrogen chloride CEMS for conducting the hydrogen chloride
annual performance test, monitoring the minimum hydrogen chloride
sorbent flow rate, monitoring the minimum scrubber liquor pH, and
monitoring minimum injection rate.
(h) To demonstrate continuous compliance with the particulate
matter emissions limit, a facility may substitute use of a particulate
matter CEMS for conducting the PM annual performance test and using
other CMS for monitoring PM compliance (e.g., bag leak detectors, ESP
secondary power, PM scrubber pressure).
(i) To demonstrate continuous compliance with the dioxin/furan
emissions limit, a facility may substitute use of a continuous
automated sampling system for the dioxin/furan annual performance test.
You must record the output of the system and analyze the sample
according to EPA Method 23 at 40 CFR part 60, appendix A-7 of this
part. This option to use a continuous automated sampling system takes
effect on the date a final performance specification applicable to
dioxin/furan from continuous monitors is published in the Federal
Register. The owner or operator who elects to continuously sample
dioxin/furan emissions instead of sampling and testing using EPA Method
23 at 40 CFR part 60, appendix A-7 must install, calibrate, maintain,
and operate a continuous automated sampling system and must comply with
the requirements specified in Sec. 60.58b(p) and (q). A facility may
substitute continuous dioxin/furan monitoring for the minimum sorbent
flow rate, if activated carbon sorbent
[[Page 9185]]
injection is used solely for compliance with the dioxin/furan emission
limit.
(j) To demonstrate continuous compliance with the mercury emissions
limit, a facility may substitute use of a continuous automated sampling
system for the mercury annual performance test. You must record the
output of the system and analyze the sample at set intervals using any
suitable determinative technique that can meet performance
specification 12B. The owner or operator who elects to continuously
sample mercury emissions instead of sampling and testing using EPA
Reference Method 29 or 30B at 40 CFR part 60, appendix A-8 of this
part, ASTM D6784-02 (Reapproved 2008) (incorporated by reference, see
Sec. 60.17), or an approved alternative method for measuring mercury
emissions, must install, calibrate, maintain, and operate a continuous
automated sampling system and must comply with performance
specification 12A and quality assurance procedure 5, as well as the
requirements specified in Sec. 60.58b(p) and (q). A facility may
substitute continuous mercury monitoring for the minimum sorbent flow
rate, if activated carbon sorbent injection is used solely for
compliance with the mercury emission limit.
(k) To demonstrate continuous compliance with the nitrogen oxides
emissions limit, a facility may substitute use of a CEMS for the
nitrogen oxides annual performance test to demonstrate compliance with
the nitrogen oxides emissions limits and monitoring the charge rate,
secondary chamber temperature, and reagent flow for selective
noncatalytic reduction, if applicable.
(1) Install, calibrate, maintain, and operate a CEMS for measuring
nitrogen oxides emissions discharged to the atmosphere and record the
output of the system. The requirements under performance specification
2 of appendix B of this part, the quality assurance procedure one of
appendix F of this part and the procedures under Sec. 60.13 must be
followed for installation, evaluation, and operation of the CEMS.
(2) Following the date that the initial performance test for
nitrogen oxides is completed or is required to be completed under Sec.
60.2125, compliance with the emission limit for nitrogen oxides
required under Sec. 60.52b(d) must be determined based on the 30-day
rolling average of the hourly emission concentrations using CEMS outlet
data. The 1-hour arithmetic averages must be expressed in parts per
million by volume corrected to 7 percent oxygen (dry basis) and used to
calculate the 30-day rolling average concentrations. CEMS data during
startup and shutdown, as defined in this subpart, are not corrected to
7 percent oxygen, and are measured at stack oxygen content. The 1-hour
arithmetic averages must be calculated using the data points required
under Sec. 60.13(e)(2).
(l) * * *
(1) Install, calibrate, maintain, and operate a CEMS for measuring
sulfur dioxide emissions discharged to the atmosphere and record the
output of the system. The requirements under performance specification
2 of appendix B of this part, the quality assurance requirements of
procedure one of appendix F of this part and procedures under Sec.
60.13 must be followed for installation, evaluation, and operation of
the CEMS.
(2) Following the date that the initial performance test for sulfur
dioxide is completed or is required to be completed under Sec.
60.2125, compliance with the sulfur dioxide emission limit may be
determined based on the 30-day rolling average of the hourly arithmetic
average emission concentrations using CEMS outlet data. The 1-hour
arithmetic averages must be expressed in parts per million corrected to
7 percent oxygen (dry basis) and used to calculate the 30-day rolling
average emission concentrations. CEMS data during startup and shutdown,
as defined in this subpart, are not corrected to 7 percent oxygen, and
are measured at stack oxygen content. The 1-hour arithmetic averages
must be calculated using the data points required under Sec.
60.13(e)(2).
(m) For energy recovery units over 10 MMBtu/hr but less than 250
MMBtu/hr annual average heat input rates that do not use a wet
scrubber, fabric filter with bag leak detection system, or particulate
matter CEMS, you must install, operate, certify, and maintain a
continuous opacity monitoring system according to the procedures in
paragraphs (m)(1) through (5) of this section by the compliance date
specified in Sec. 60.2105. Energy recovery units that use a CEMS to
demonstrate initial and continuing compliance according to the
procedures in Sec. 60.2165(n) are not required to install a continuous
opacity monitoring system and must perform the annual performance tests
for the opacity consistent with Sec. 60.2145(f).
* * * * *
(n) For coal and liquid/gas energy recovery units, incinerators,
and small remote incinerators, an owner or operator may elect to
install, calibrate, maintain, and operate a CEMS for monitoring
particulate matter emissions discharged to the atmosphere and record
the output of the system. The owner or operator of an affected facility
who continuously monitors particulate matter emissions instead of
conducting performance testing using EPA Method 5 at 40 CFR part 60,
appendix A-3 or, as applicable, monitor with a particulate matter CPMS
according to paragraph (r) of this section, must install, calibrate,
maintain, and operate a CEMS and must comply with the requirements
specified in paragraphs (n)(1) through (13) of this section.
* * * * *
(6) The owner or operator of an affected facility must conduct an
initial performance test for particulate matter emissions as required
under Sec. 60.2125. Compliance with the particulate matter emission
limit, if PM CEMS are elected for demonstrating compliance, must be
determined by using the CEMS specified in this paragraph (n) to measure
particulate matter. You must calculate a 30-day rolling average of 1-
hour arithmetic average emission concentrations, including CEMS data
during startup and shutdown, as defined in this subpart, using Equation
19-19 in section 12.4.1 of EPA Reference Method 19 at 40 CFR part 60,
appendix A-7.
(7) Compliance with the particulate matter emission limit must be
determined based on the 30-day rolling average calculated using
Equation 19-19 in section 12.4.1 of EPA Reference Method 19 at 40 CFR
part 60, appendix A-7 from the 1-hour arithmetic average CEMS outlet
data.
* * * * *
(9) The 1-hour arithmetic averages required under paragraph (n)(7)
of this section must be expressed in milligrams per dry standard cubic
meter corrected to 7 percent oxygen (dry basis) and must be used to
calculate the 30-day rolling average emission concentrations. CEMS data
during startup and shutdown, as defined in this subpart, are not
corrected to 7 percent oxygen, and are measured at stack oxygen
content. The 1-hour arithmetic averages must be calculated using the
data points required under Sec. 60.13(e)(2).
(10) All valid CEMS data must be used in calculating average
emission concentrations even if the minimum CEMS data requirements of
paragraph (n)(8) of this section are not met.
(11) The CEMS must be operated according to performance
specification 11 in appendix B of this part.
(12) During each relative accuracy test run of the CEMS required by
performance specification 11 in appendix B of this part, particulate
matter and oxygen (or carbon dioxide) data must be collected
concurrently (or
[[Page 9186]]
within a 30- to 60-minute period) by both the CEMS and the following
test methods.
* * * * *
(ii) For oxygen (or carbon dioxide), EPA Reference Method 3A or 3B,
as applicable, must be used.
* * * * *
(o) * * *
(1) Install, calibrate, maintain, and operate a CEMS for measuring
carbon monoxide emissions discharged to the atmosphere and record the
output of the system. The requirements under performance specification
4B of appendix B of this part, the quality assurance procedure 1 of
appendix F of this part and the procedures under Sec. 60.13 must be
followed for installation, evaluation, and operation of the CEMS.
(2) Following the date that the initial performance test for carbon
monoxide is completed or is required to be completed under Sec.
60.2140, compliance with the carbon monoxide emission limit may be
determined based on the 30-day rolling average of the hourly arithmetic
average emission concentrations, including CEMS data during startup and
shutdown as defined in this subpart, using CEMS outlet data. Except for
CEMS data during startup and shutdown, as defined in this subpart, the
1-hour arithmetic averages must be expressed in parts per million
corrected to 7 percent oxygen (dry basis) and used to calculate the 30-
day rolling average emission concentrations. CEMS data during startup
and shutdown, as defined in this subpart, are not corrected to 7
percent oxygen, and are measured at stack oxygen content. The 1-hour
arithmetic averages must be calculated using the data points required
under Sec. 60.13(e)(2).
* * * * *
(q) For energy recovery units with a design heat input capacity of
100 MMBtu per hour or greater that do not use a carbon monoxide CEMS,
you must install, operate, and maintain a oxygen analyzer system as
defined in Sec. 60.2265 according to the procedures in paragraphs
(q)(1) through (4) of this section.
(1) The oxygen analyzer system must be installed by the initial
performance test date specified in Sec. 60.2675.
(2) You must operate the oxygen trim system within compliance with
paragraph (q)(3) of this section at all times.
(3) You must maintain the oxygen level such that the 30-day rolling
average that is established as the operating limit for oxygen according
to paragraph (q)(4) or this section is not below the lowest hourly
average oxygen concentration measured during the most recent CO
performance test.
(4) You must calculate and record a 30-day rolling average oxygen
concentration using Equation 19-19 in section 12.4.1 of EPA Reference
Method 19 of Appendix A-7 of this part.
(r) For energy recovery units with annual average heat input rates
greater than or equal to 250 MMBtu/hour and waste-burning kilns, you
must install, calibrate, maintain, and operate a PM CPMS and record the
output of the system as specified in paragraphs (r)(1) through (8) of
this section. If you elect to use a particulate matter CEMS as
specified in paragraph (n) of this section, you are not required to use
a PM CPMS to monitor particulate matter emissions. For other energy
recovery units, you may elect to use PM CPMS operated in accordance
with this section. PM CPMS are suitable in lieu of using other CMS for
monitoring PM compliance (e.g., bag leak detectors, ESP secondary
power, PM scrubber pressure).
(1) Install, calibrate, operate, and maintain your PM CPMS
according to the procedures in your approved site-specific monitoring
plan developed in accordance with Sec. 60.2145(l) and (r)(1)(i)
through (iii) of this section.
(i) The operating principle of the PM CPMS must be based on in-
stack or extractive light scatter, light scintillation, beta
attenuation, or mass accumulation detection of PM in the exhaust gas or
representative sample. The reportable measurement output from the PM
CPMS must be expressed as milliamps.
(ii) The PM CPMS must have a cycle time (i.e., period required to
complete sampling, measurement, and reporting for each measurement) no
longer than 60 minutes.
(iii) The PM CPMS must be capable of detecting and responding to
particulate matter concentrations of no greater than 0.5 mg/actual
cubic meter.
(2) During the initial performance test or any such subsequent
performance test that demonstrates compliance with the PM limit, you
must adjust the site-specific operating limit in accordance with the
results of the performance test according to the procedures specified
in Sec. 60.2110.
(3) Collect PM CPMS hourly average output data for all energy
recovery unit or waste-burning kiln operating hours. Express the PM
CPMS output as milliamps.
(4) Calculate the arithmetic 30-day rolling average of all of the
hourly average PM CPMS output collected during all energy recovery unit
or waste-burning kiln operating hours data (milliamps).
(5) You must collect data using the PM CPMS at all times the energy
recovery unit or waste-burning kiln is operating and at the intervals
specified in paragraph (r)(1)(ii) of this section, except for periods
of monitoring system malfunctions, repairs associated with monitoring
system malfunctions, required monitoring system quality assurance or
quality control activities (including, as applicable, calibration
checks and required zero and span adjustments), and any scheduled
maintenance as defined in your site-specific monitoring plan.
(6) You must use all the data collected during all energy recovery
unit or waste-burning kiln operating hours in assessing the compliance
with your operating limit except:
(i) Any data collected during monitoring system malfunctions,
repairs associated with monitoring system malfunctions, or required
monitoring system quality assurance or quality control activities
conducted during monitoring system malfunctions are not used in
calculations (report any such periods in your annual deviation report);
(ii) Any data collected during periods when the monitoring system
is out of control as specified in your site-specific monitoring plan,
repairs associated with periods when the monitoring system is out of
control, or required monitoring system quality assurance or quality
control activities conducted during out-of-control periods are not used
in calculations (report emissions or operating levels and report any
such periods in your annual deviation report);
(iii) Any PM CPMS data recorded during periods of CEMS data during
startup and shutdown, as defined in this subpart.
(7) You must record and make available upon request results of PM
CPMS system performance audits, as well as the dates and duration of
periods from when the PM CPMS is out of control until completion of the
corrective actions necessary to return the PM CPMS to operation
consistent with your site-specific monitoring plan.
(8) For any deviation of the 30-day rolling average PM CPMS average
value from the established operating parameter limit, you must:
(i) Within 48 hours of the deviation, visually inspect the air
pollution control device;
(ii) If inspection of the air pollution control device identifies
the cause of the deviation, take corrective action as soon as possible
and return the PM CPMS
[[Page 9187]]
measurement to within the established value; and
(iii) Within 30 days of the deviation or at the time of the annual
compliance test, whichever comes first, conduct a PM emissions
compliance test to determine compliance with the PM emissions limit and
to verify. Within 45 days of the deviation, you must re-establish the
CPMS operating limit. You are not required to conduct additional
testing for any deviations that occur between the time of the original
deviation and the PM emissions compliance test required under this
paragraph.
(iv) PM CPMS deviations leading to more than four required
performance tests in a 12-month process operating period (rolling
monthly) constitute a violation of this subpart.
(s) If you use a dry scrubber to comply with the emission limits of
this subpart, you must monitor the injection rate of each sorbent and
maintain the 3-hour block averages at or above the operating limits
established during the hydrogen chloride performance test.
0
16. Section 60.2170 is amended by revising paragraph (b) to read as
follows:
Sec. 60.2170 Is there a minimum amount of monitoring data I must
obtain?
* * * * *
(b) You may not use data recorded during monitoring system
malfunctions or out-of-control periods, repairs associated with
monitoring system malfunctions or out-of-control periods, or required
monitoring system quality assurance or control activities in
calculations used to report emissions or operating levels. You must use
all the data collected during all other periods in assessing the
operation of the control device and associated control system.
* * * * *
0
17. Section 60.2175 is amended by:
0
a. Revising the introductory text.
0
b. Revising paragraph (b)(5).
0
c. Revising paragraph (e).
0
d. Revising paragraph (p)(4).
0
e. Adding paragraphs (p)(8) and (p)(9).
0
f. Revising paragraphs (v) and (w).
0
g. Adding paragraph (x).
The revisions and additions read as follows:
Sec. 60.2175 What records must I keep?
You must maintain the items (as applicable) as specified in
paragraphs (a), (b), and (e) through (x) of this section for a period
of at least 5 years:
* * * * *
(b) * * *
(5) For affected CISWI units that establish operating limits for
controls other than wet scrubbers under Sec. 60.2110(d) through (g) or
Sec. 60.2115, you must maintain data collected for all operating
parameters used to determine compliance with the operating limits. For
energy recovery units using activated carbon injection or a dry
scrubber, you must also maintain records of the load fraction and
corresponding sorbent injection rate records.
* * * * *
(e) Identification of calendar dates and times for which data show
a deviation from the operating limits in table 2 of this subpart or a
deviation from other operating limits established under Sec.
60.2110(d) through (g) or Sec. 60.2115 with a description of the
deviations, reasons for such deviations, and a description of
corrective actions taken.
* * * * *
(p) * * *
(4) All 1-hour average concentrations of carbon monoxide emissions.
You must indicate which data are CEMS data during startup and shutdown.
* * * * *
(8) All 1-hour average percent oxygen concentrations.
(9) All 1-hour average PM CPMS readings or particulate matter CEMS
outputs.
* * * * *
(v) For operating units that combust non-hazardous secondary
materials that have been determined not to be solid waste pursuant to
Sec. 241.3(b)(1) of this chapter, you must keep a record which
documents how the secondary material meets each of the legitimacy
criteria under Sec. 241.3(d)(1). If you combust a fuel that has been
processed from a discarded non-hazardous secondary material pursuant to
Sec. 241.3(b)(4) of this chapter, you must keep records as to how the
operations that produced the fuel satisfies the definition of
processing in Sec. 241.2 and each of the legitimacy criteria of Sec.
241.3(d)(1) of this chapter. If the fuel received a non-waste
determination pursuant to the petition process submitted under Sec.
241.3(c) of this chapter, you must keep a record that documents how the
fuel satisfies the requirements of the petition process. For operating
units that combust non-hazardous secondary materials as fuel per Sec.
241.4, you must keep records documenting that the material is a listed
non-waste under Sec. 241.4(a).
(w) Records of the criteria used to establish that the unit
qualifies as a small power production facility under section 3(17)(C)
of the Federal Power Act (16 U.S.C. 796(17)(C)) and that the waste
material the unit is proposed to burn is homogeneous.
(x) Records of the criteria used to establish that the unit
qualifies as a cogeneration facility under section 3(18)(B) of the
Federal Power Act (16 U.S.C. 796(18)(B)) and that the waste material
the unit is proposed to burn is homogeneous.
0
18. Section 60.2210 is amended by revising paragraph (m) introductory
text and paragraph (n) to read as follows:
Sec. 60.2210 What information must I include in my annual report?
* * * * *
(m) If there were periods during which the continuous monitoring
system, including the CEMS, was out of control as specified in
paragraph (o) of this section, the annual report must contain the
following information for each deviation from an emission or operating
limitation occurring for a CISWI unit for which you are using a
continuous monitoring system to comply with the emission and operating
limitations in this subpart.
* * * * *
(n) If there were periods during which the continuous monitoring
system, including the CEMS, was not out of control as specified in
paragraph (o) of this section, a statement that there were not periods
during which the continuous monitoring system was out of control during
the reporting period.
* * * * *
0
19. Section 60.2235 is revised to read as follows:
Sec. 60.2235 In what form can I submit my reports?
(a) Submit initial, annual, and deviation reports electronically or
in paper format, postmarked on or before the submittal due dates.
(b) Submit results of performance tests and CEMS performance
evaluation tests as follows.
(1) Within 60 days after the date of completing each performance
test as required by this subpart, you must submit the results of the
performance tests required by this subpart to EPA's WebFIRE database by
using the Compliance and Emissions Data Reporting Interface (CEDRI)
that is accessed through EPA's Central Data Exchange (CDX)(www.epa.gov/cdx). Performance test data must be submitted in the file format
generated through use of EPA's Electronic Reporting Tool (ERT) (see
https://www.epa.gov/ttn/chief/ert/). Only data collected using
test methods on the ERT Web site are subject to this requirement for
submitting reports electronically to WebFIRE. Owners or operators who
claim that some of the information being
[[Page 9188]]
submitted for performance tests is confidential business information
(CBI) must submit a complete ERT file including information claimed to
be CBI on a compact disk, flash drive, or other commonly used
electronic storage media to EPA. The electronic media must be clearly
marked as CBI and mailed to U.S. EPA/OAPQS/CORE CBI Office, Attention:
WebFIRE Administrator, MD C404-02, 4930 Old Page Rd., Durham, NC 27703.
The same ERT file with the CBI omitted must be submitted to EPA via CDX
as described earlier in this paragraph. At the discretion of the
delegated authority, you must also submit these reports, including the
confidential business information, to the delegated authority in the
format specified by the delegated authority. For any performance test
conducted using test methods that are not listed on the ERT Web site,
the owner or operator shall submit the results of the performance test
in paper submissions to the Administrator.
(2) Within 60 days after the date of completing each CEMS
performance evaluation test, as defined in this subpart and required by
this subpart, you must submit the relative accuracy test audit (RATA)
data electronically into EPA's Central Data Exchange by using CEDRI as
mentioned in paragraph (b)(1) of this section. Only RATA pollutants
that can be documented with the ERT (as listed on the ERT Web site) are
subject to this requirement. For any performance evaluations with no
corresponding RATA pollutants listed on the ERT Web site, the owner or
operator shall submit the results of the performance evaluation in
paper submissions to the Administrator.
0
20. Section 60.2265 is amended by:
0
a. Adding in alphabetical order definitions for ``30-day rolling
average,'' ``Annual heat input,'' ``Average annual heat input rate,''
``CEMS data during startup and shutdown,'' ``Contained gaseous
material,'' ``Continuous emission monitoring system,'' ``Dry
scrubber,'' ``Foundry sand thermal reclamation unit,'' ``Load
fraction,'' ``Municipal solid waste or municipal type solid waste,''
``Oxygen analyzer system,'' ``Oxygen trim system,'' ``Responsible
official,'' and ``Solid waste.''
0
b. Revising definitions for ``Chemical recovery unit,'' ``Commercial
and industrial solid waste incineration (CISWI) unit,'' ``Continuous
monitoring system (CMS),'' ``Cyclonic burn barrel,'' ``Energy recovery
unit,'' ``Energy recovery unit designed to burn biomass (Biomass),''
``Incinerator,'' ``Modification or modified CISWI unit,'' ``Process
change,'' ``Raw mill,'' ``Small, remote incinerator,'' ``Soil treatment
unit,'' ``Solid waste incineration unit,'' ``Space heater,'' and
``Waste-burning kiln.''
0
c. Removing the definition for ``Homogeneous wastes'' and ``Cyclonic
barrel burner.''
The revisions and additions read as follows:
Sec. 60.2265 What definitions must I know?
* * * * *
30-day rolling average means the arithmetic mean of the previous
720 hours of valid operating data. Valid data excludes periods when
this unit is not operating. The 720 hours should be consecutive, but
not necessarily continuous if operations are intermittent.
* * * * *
Annual heat input means the heat input for the 12 months preceding
the compliance demonstration.
* * * * *
Average annual heat input rate means annual heat input divided by
the hours of operation for the 12 months preceding the compliance
demonstration.
* * * * *
CEMS data during startup and shutdown means the following:
(1) For incinerators, small remote incinerators, and energy
recovery units: CEMS data collected during the first hours of a CISWI
unit startup from a cold start until waste is fed to the unit and the
hours of operation following the cessation of waste material being fed
to the CISWI unit during a unit shutdown. For each startup event, the
length of time that CEMS data may be claimed as being CEMS data during
startup must be 48 operating hours or less. For each shutdown event,
the length of time that CEMS data may be claimed as being CEMS data
during shutdown must be 24 operating hours or less.
(2) For waste-burning kilns: CEMS data collected during the periods
of kiln operation that do not include normal operations. Startup begins
when the kiln's induced fan is turned on and continues until continuous
feed is introduced into the kiln, at which time the kiln is in normal
operating mode. Shutdown begins when feed to the kiln is halted.
Chemical recovery unit means combustion units burning materials to
recover chemical constituents or to produce chemical compounds where
there is an existing commercial market for such recovered chemical
constituents or compounds. The following seven types of units are
considered chemical recovery units:
(1) Units burning only pulping liquors (i.e., black liquor) that
are reclaimed in a pulping liquor recovery process and reused in the
pulping process.
(2) Units burning only spent sulfuric acid used to produce virgin
sulfuric acid.
(3) Units burning only wood or coal feedstock for the production of
charcoal.
(4) Units burning only manufacturing byproduct streams/residue
containing catalyst metals that are reclaimed and reused as catalysts
or used to produce commercial grade catalysts.
(5) Units burning only coke to produce purified carbon monoxide
that is used as an intermediate in the production of other chemical
compounds.
(6) Units burning only hydrocarbon liquids or solids to produce
hydrogen, carbon monoxide, synthesis gas, or other gases for use in
other manufacturing processes.
(7) Units burning only photographic film to recover silver.
* * * * *
Commercial and industrial solid waste incineration (CISWI) unit
means any distinct operating unit of any commercial or industrial
facility that combusts, or has combusted in the preceding 6 months, any
solid waste as that term is defined in 40 CFR part 241. If the
operating unit burns materials other than traditional fuels as defined
in Sec. 241.2 that have been discarded, and you do not keep and
produce records as required by Sec. 60.2175(v), the operating unit is
a CISWI unit. While not all CISWI units will include all of the
following components, a CISWI unit includes, but is not limited to, the
solid waste feed system, grate system, flue gas system, waste heat
recovery equipment, if any, and bottom ash system. The CISWI unit does
not include air pollution control equipment or the stack. The CISWI
unit boundary starts at the solid waste hopper (if applicable) and
extends through two areas: The combustion unit flue gas system, which
ends immediately after the last combustion chamber or after the waste
heat recovery equipment, if any; and the combustion unit bottom ash
system, which ends at the truck loading station or similar equipment
that transfers the ash to final disposal. The CISWI unit includes all
ash handling systems connected to the bottom ash handling system.
Contained gaseous material means gases that are in a container when
that container is combusted.
Continuous emission monitoring system (CEMS) means the total
equipment that may be required to meet
[[Page 9189]]
the data acquisition and availability requirements of this subpart,
used to sample, condition (if applicable), analyze, and provide a
record of emissions.
Continuous monitoring system (CMS) means the total equipment,
required under the emission monitoring sections in applicable subparts,
used to sample and condition (if applicable), to analyze, and to
provide a permanent record of emissions or process parameters. A
particulate matter continuous parameter monitoring system (PM CPMS) is
a type of CMS.
Cyclonic burn barrel means a combustion device for waste materials
that is attached to a 55 gallon, open-head drum. The device consists of
a lid, which fits onto and encloses the drum, and a blower that forces
combustion air into the drum in a cyclonic manner to enhance the mixing
of waste material and air. A cyclonic burn barrel is not an
incinerator, a waste-burning kiln, an energy recovery unit or a small,
remote incinerator under this subpart.
* * * * *
Dry scrubber means an add-on air pollution control system that
injects dry alkaline sorbent (dry injection) or sprays an alkaline
sorbent (spray dryer) to react with and neutralize acid gas in the
exhaust stream forming a dry powder material. Sorbent injection systems
in fluidized bed boilers and process heaters are included in this
definition. A dry scrubber is a dry control system.
* * * * *
Energy recovery unit means a combustion unit combusting solid waste
(as that term is defined by the Administrator in 40 CFR part 241) for
energy recovery. Energy recovery units include units that would be
considered boilers and process heaters if they did not combust solid
waste.
Energy recovery unit designed to burn biomass (Biomass) means an
energy recovery unit that burns solid waste, biomass, and non-coal
solid materials but less than 10 percent coal, on a heat input basis on
an annual average, either alone or in combination with liquid waste,
liquid fuel or gaseous fuels.
* * * * *
Foundry sand thermal reclamation unit means a type of part
reclamation unit that removes coatings that are on foundry sand. A
foundry sand thermal reclamation unit is not an incinerator, a waste-
burning kiln, an energy recovery unit or a small, remote incinerator
under this subpart.
Incinerator means any furnace used in the process of combusting
solid waste (as that term is defined by the Administrator in 40 CFR
part 241) for the purpose of reducing the volume of the waste by
removing combustible matter. Incinerator designs include single chamber
and two-chamber.
* * * * *
Load fraction means the actual heat input of an energy recovery
unit divided by heat input during the performance test that established
the minimum sorbent injection rate or minimum activated carbon
injection rate, expressed as a fraction (e.g., for 50 percent load the
load fraction is 0.5).
* * * * *
Modification or modified CISWI unit means a CISWI unit that has
been changed later than August 7, 2013 and that meets one of two
criteria:
(1) The cumulative cost of the changes over the life of the unit
exceeds 50 percent of the original cost of building and installing the
CISWI unit (not including the cost of land) updated to current costs
(current dollars). To determine what systems are within the boundary of
the CISWI unit used to calculate these costs, see the definition of
CISWI unit.
(2) Any physical change in the CISWI unit or change in the method
of operating it that increases the amount of any air pollutant emitted
for which section 129 or section 111 of the Clean Air Act has
established standards.
Municipal solid waste or municipal-type solid waste means
household, commercial/retail, or institutional waste. Household waste
includes material discarded by residential dwellings, hotels, motels,
and other similar permanent or temporary housing. Commercial/retail
waste includes material discarded by stores, offices, restaurants,
warehouses, nonmanufacturing activities at industrial facilities, and
other similar establishments or facilities. Institutional waste
includes materials discarded by schools, by hospitals (nonmedical), by
nonmanufacturing activities at prisons and government facilities, and
other similar establishments or facilities. Household, commercial/
retail, and institutional waste does include yard waste and refuse-
derived fuel. Household, commercial/retail, and institutional waste
does not include used oil; sewage sludge; wood pallets; construction,
renovation, and demolition wastes (which include railroad ties and
telephone poles); clean wood; industrial process or manufacturing
wastes; medical waste; or motor vehicles (including motor vehicle parts
or vehicle fluff).
* * * * *
Oxygen analyzer system means all equipment required to determine
the oxygen content of a gas stream and used to monitor oxygen in the
boiler or process heater flue gas, boiler or process heater, firebox,
or other appropriate location. This definition includes oxygen trim
systems and certified oxygen CEMS. The source owner or operator is
responsible to install, calibrate, maintain, and operate the oxygen
analyzer system in accordance with the manufacturer's recommendations.
Oxygen trim system means a system of monitors that is used to
maintain excess air at the desired level in a combustion device. A
typical system consists of a flue gas oxygen and/or carbon monoxide
monitor that automatically provides a feedback signal to the combustion
air controller.
* * * * *
Process change means any of the following physical or operational
changes:
(1) A physical change (maintenance activities excluded) to the
CISWI unit which may increase the emission rate of any air pollutant to
which a standard applies;
(2) An operational change to the CISWI unit where a new type of
non-hazardous secondary material is being combusted;
(3) A physical change (maintenance activities excluded) to the air
pollution control devices used to comply with the emission limits for
the CISWI unit (e.g., replacing an electrostatic precipitator with a
fabric filter);
(4) An operational change to the air pollution control devices used
to comply with the emission limits for the affected CISWI unit (e.g.,
change in the sorbent injection rate used for activated carbon
injection).
* * * * *
Raw mill means a ball or tube mill, vertical roller mill or other
size reduction equipment, that is not part of an in-line kiln/raw mill,
used to grind feed to the appropriate size. Moisture may be added or
removed from the feed during the grinding operation. If the raw mill is
used to remove moisture from feed materials, it is also, by definition,
a raw material dryer. The raw mill also includes the air separator
associated with the raw mill.
* * * * *
Responsible official means one of the following:
(1) For a corporation: A president, secretary, treasurer, or vice-
president of the corporation in charge of a principal business
function, or any other person who performs similar policy or decision-
making functions for the corporation, or a duly authorized
[[Page 9190]]
representative of such person if the representative is responsible for
the overall operation of one or more manufacturing, production, or
operating facilities applying for or subject to a permit and either:
(i) The facilities employ more than 250 persons or have gross
annual sales or expenditures exceeding $25 million (in second quarter
1980 dollars); or
(ii) The delegation of authority to such representatives is
approved in advance by the permitting authority;
(2) For a partnership or sole proprietorship: A general partner or
the proprietor, respectively;
(3) For a municipality, State, Federal, or other public agency:
Either a principal executive officer or ranking elected official. For
the purposes of this part, a principal executive officer of a Federal
agency includes the chief executive officer having responsibility for
the overall operations of a principal geographic unit of the agency
(e.g., a Regional Administrator of EPA); or
(4) For affected facilities:
(i) The designated representative in so far as actions, standards,
requirements, or prohibitions under Title IV of the Clean Air Act or
the regulations promulgated thereunder are concerned; or
(ii) The designated representative for any other purposes under
part 60.
* * * * *
Small, remote incinerator means an incinerator that combusts solid
waste (as that term is defined by the Administrator in 40 CFR part 241)
and combusts 3 tons per day or less solid waste and is more than 25
miles driving distance to the nearest municipal solid waste landfill.
Soil treatment unit means a unit that thermally treats petroleum-
contaminated soils for the sole purpose of site remediation. A soil
treatment unit may be direct-fired or indirect fired. A soil treatment
unit is not an incinerator, a waste-burning kiln, an energy recovery
unit or a small, remote incinerator under this subpart.
Solid waste means the term solid waste as defined in 40 CFR 241.2.
Solid waste incineration unit means a distinct operating unit of
any facility which combusts any solid waste (as that term is defined by
the Administrator in 40 CFR part 241) material from commercial or
industrial establishments or the general public (including single and
multiple residences, hotels and motels). Such term does not include
incinerators or other units required to have a permit under section
3005 of the Solid Waste Disposal Act. The term ``solid waste
incineration unit'' does not include:
(1) Materials recovery facilities (including primary or secondary
smelters) which combust waste for the primary purpose of recovering
metals;
(2) Qualifying small power production facilities, as defined in
section 3(17)(C) of the Federal Power Act (16 U.S.C. 769(17)(C)), or
qualifying cogeneration facilities, as defined in section 3(18)(B) of
the Federal Power Act (16 U.S.C. 796(18)(B)), which burn homogeneous
waste (such as units which burn tires or used oil, but not including
refuse-derived fuel) for the production of electric energy or in the
case of qualifying cogeneration facilities which burn homogeneous waste
for the production of electric energy and steam or forms of useful
energy (such as heat) which are used for industrial, commercial,
heating or cooling purposes; or
(3) Air curtain incinerators provided that such incinerators only
burn wood wastes, yard wastes, and clean lumber and that such air
curtain incinerators comply with opacity limitations to be established
by the Administrator by rule.
Space heater means a unit that meets the requirements of 40 CFR
279.23. A space heater is not an incinerator, a waste-burning kiln, an
energy recovery unit or a small, remote incinerator under this subpart.
* * * * *
Waste-burning kiln means a kiln that is heated, in whole or in
part, by combusting solid waste (as that term is defined by the
Administrator in 40 CFR part 241). Secondary materials used in Portland
cement kilns shall not be deemed to be combusted unless they are
introduced into the flame zone in the hot end of the kiln or mixed with
the precalciner fuel.
* * * * *
0
21. Table 1 to subpart CCCC of part 60 is amended by:
0
a. Revising the table heading.
0
b. Revising the entry for ``Carbon monoxide''.
0
c. Revising the entry for ``Dioxin/Furan (toxic equivalency basis)''.
0
d. Revising the entry for ``Hydrogen Chloride''.
0
e. Revising the entry for ``Nitrogen Oxides''.
0
f. Revising the entry for ``Sulfur Dioxide''.
The revisions read as follows:
Table 1 to Subpart CCCC of Part 60--Emission Limitations for CISWI Units for Which Construction is Commenced
After November 30, 1999, But no Later Than June 4, 2010, or for Which Modification or Reconstruction is
Commenced on or After June 1, 2001, But no Later Than August 7, 2013
----------------------------------------------------------------------------------------------------------------
And determining
For the air pollutant You must meet this Using this averaging time compliance using this
emission limitation \a\ method
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Carbon monoxide.................. 157 parts per million 3-run average (1 hour Performance test
by dry volume. minimum sample time per (Method 10 at 40 CFR
run). part 60, appendix A-
4).
Dioxin/Furan (toxic equivalency 0.41 nanograms per dry 3-run average (collect a Performance test
basis). standard cubic meter. minimum volume of 4 dry (Method 23 of
standard cubic meters per appendix A-7 of this
run). part).
Hydrogen chloride................ 62 parts per million by 3-run average (For Method Performance test
dry volume. 26, collect a minimum (Method 26 or 26A at
volume of 120 liters per 40 CFR part 60,
run. For Method 26A, appendix A-8).
collect a minimum volume of
1 dry standard cubic meter
per run).
* * * * * * *
Nitrogen Oxides.................. 388 parts per million 3-run average (for Method Performance test
by dry volume. 7E, 1 hour minimum sample (Method 7 or 7E at 40
time per run). CFR part 60, appendix
A-4).
[[Page 9191]]
* * * * * * *
Sulfur Dioxide................... 20 parts per million by 3-run average (For Method 6, Performance test
dry volume. collect a minimum volume of (Method 6 or 6C at 40
20 liters per run. For CFR part 60, appendix
Method 6C, collect sample A-4).
for a minimum duration of 1
hour per run).
----------------------------------------------------------------------------------------------------------------
\a\ All emission limitations (except for opacity) are measured at 7 percent oxygen, dry basis at standard
conditions.
\b\ Incorporated by reference, see Sec. 60.17.
* * * * *
0
22. Table 2 to subpart CCCC of part 60 is amended by revising footnote
a to read as follows:
Table 2 to Subpart CCCC of Part 60--Operating Limits for Wet
Scrubbers
* * * * *
\a\ Calculated each hour as the average of the previous 3
operating hours.
0
23. Table 5 to subpart CCCC of part 60 is amended by:
0
a. Revising the table heading.
0
b. Revising the entry for ``Carbon Monoxide''.
0
c. Revising the entry for ``Dioxin/furan (Total Mass Basis)''.
0
d. Revising the entry for ``Hydrogen chloride''.
0
e. Revising the entry for ``Lead''.
0
f. Revising the entry for ``Mercury''.
0
g. Revising the entry for ``Nitrogen Oxides''.
0
h. Revising the entry for ``Sulfur dioxide''.
0
i. Adding footnote c.
The revisions and addition read as follows:
Table 5 to Subpart CCCC of Part 60--Emission Limitations for Incinerators That Commenced Construction After June
4, 2010, or That Commenced Reconstruction or Modification After August 7, 2013
----------------------------------------------------------------------------------------------------------------
And determining
For the air pollutant You must meet this Using this averaging time compliance using this
emission limitation \a\ method
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Carbon monoxide.................. 17 parts per million by 3-run average (1 hour Performance test
dry volume. minimum sample time per (Method 10 at 40 CFR
run). part 60, appendix A-
4).
Dioxin/furan (Total Mass Basis).. 0.58 nanograms per dry 3-run average (collect a Performance test
standard cubic meter minimum volume of 4 dry (Method 23 at 40 CFR
\c\. standard cubic meters per part 60, appendix A-
run). 7).
* * * * * * *
Hydrogen chloride................ 0.091 parts per million 3-run average (For Method Performance test
by dry volume. 26, collect a minimum (Method 26 or 26A at
volume of 360 liters per 40 CFR part 60,
run. For Method 26A, appendix A-8).
collect a minimum volume of
3 dry standard cubic meters
per run).
Lead............................. 0.015 milligrams per 3-run average (collect a Performance test
dry standard cubic minimum volume of 4 dry (Method 29 of
meter \c\. standard cubic meters per appendix A-8 at 40
run). CFR part 60). Use
ICPMS for the
analytical finish.
Mercury.......................... 0.00084 milligrams per 3-run average (collect Performance test
dry standard cubic enough volume to meet a (Method 29 or 30B at
meter \c\. detection limit data 40 CFR part 60,
quality objective of 0.03 appendix A-8) or ASTM
ug/dry standard cubic D6784-02 (Reapproved
meter). 2008).\b\
Nitrogen Oxides.................. 23 parts per million 3-run average (for Method Performance test
dry volume. 7E, 1 hour minimum sample (Method 7 or 7E at 40
time per run). CFR part 60, appendix
A-4).
* * * * * * *
Sulfur dioxide................... 11 parts per million 3-run average (1 hour Performance test
dry volume. minimum sample time per (Method 6 or 6C at 40
run). CFR part 60, appendix
A-4).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
\a\ All emission limitations are measured at 7 percent oxygen, dry basis at standard conditions. For dioxins/
furans, you must meet either the Total Mass Limit or the toxic equivalency basis limit.
\b\ Incorporated by reference, see Sec. 60.17.
\c\ If you are conducting stack tests to demonstrate compliance and your performance tests for this pollutant
for at least 2 consecutive years show that your emissions are at or below this limit, you can skip testing
according to Sec. 60.2155 if all of the other provisions of Sec. 60.2155 are met. For all other pollutants
that do not contain a footnote ``c'', your performance tests for this pollutant for at least 2 consecutive
years must show that your emissions are at or below 75 percent of this limit in order to qualify for skip
testing.
[[Page 9192]]
0
24. Table 6 to subpart CCCC of part 60 is amended by:
0
a. Revising the table heading.
0
b. Revising the entry for ``Cadmium''.
0
c. Revising the entry for ``Carbon monoxide''.
0
d. Revising the entry for ``Dioxins/furans (Total Mass Basis)''.
0
e. Revising the entry for ``Dioxins/furans (toxic equivalency basis)''.
0
f. Revising the entry for ``Hydrogen chloride''.
0
g. Revising the entry for ``Lead''.
0
h. Revising the entry for ``Mercury''.
0
i. Revising the entry for ``Oxides of nitrogen''.
0
j. Revising the entry for ``Particulate matter (filterable)''.
0
k. Revising the entry for ``Sulfur dioxide''.
0
l. Adding footnote c.
The revisions and addition read as follows:
Table 6 to Subpart CCCC of Part 60--Emission Limitations for Energy Recovery Units That Commenced Construction
After June 4, 2010, or That Commenced Reconstruction or Modification After August 7, 2013
----------------------------------------------------------------------------------------------------------------
You must meet this emission
limitation \a\ Using this averaging And determining
For the air pollutant -------------------------------------- time compliance using
Liquid/Gas Solids this method
----------------------------------------------------------------------------------------------------------------
Cadmium........................ 0.023 milligrams Biomass--0.0014 3-run average (collect Performance test
per dry standard milligrams per a minimum volume of 4 (Method 29 at 40
cubic meter. dry standard dry standard cubic CFR part 60,
cubic meter. \c\ meters per run). appendix A-8).
Coal--0.0095 Use ICPMS for
milligrams per the analytical
dry standard finish.
cubic meter.
Carbon monoxide................ 35 parts per Biomass--240 3-run average (1 hour Performance test
million dry parts per minimum sample time (Method 10 at 40
volume. million dry per run). CFR part 60,
volume. appendix A-4).
Coal--95 parts
per million dry
volume.
Dioxin/furans (Total Mass No Total Mass Biomass--0.52 3-run average (collect Performance test
Basis). Basis limit, nanograms per a minimum volume of 4 (Method 23 at 40
must meet the dry standard dry standard cubic CFR part 60,
toxic cubic meter. \c\ meters). appendix A-7).
equivalency Coal--5.1
basis limit nanograms per
below. dry standard
cubic meter. \c\.
Dioxins/furans (toxic 0.093 nanograms Biomass--0.076 3-run average (collect Performance test
equivalency basis). per dry standard nanograms per a minimum volume of 4 (Method 23 of
cubic meter. \c\ dry standard dry standard cubic appendix A-7 of
cubic meter. \c\ meters per run). this part).
Coal--0.075
nanograms per
dry standard
cubic meter. \c\.
Hydrogen chloride.............. 14 parts per Biomass--0.20 3-run average (For Performance test
million dry parts per Method 26, collect a (Method 26 or
volume. million dry minimum volume of 360 26A at 40 CFR
volume. liters per run. For part 60,
Coal--13 parts Method 26A, collect a appendix A-8).
per million dry minimum volume of 3
volume. dry standard cubic
meters per run).
Lead........................... 0.096 milligrams Biomass--0.014 3-run average (collect Performance test
per dry standard milligrams per a minimum volume of 4 (Method 29 at 40
cubic meter. dry standard dry standard cubic CFR part 60,
cubic meter. \c\ meters per run). appendix A-8).
Coal--0.14 Use ICPMS for
milligrams per the analytical
dry standard finish.
cubic meter..
Mercury........................ 0.00056 Biomass--0.0022 3-run average (collect Performance test
milligrams per milligrams per enough volume to meet (Method 29 or
dry standard dry standard an in-stack detection 30B at 40 CFR
cubic meter. \c\ cubic meter. limit data quality part 60,
Coal--0.016 objective of 0.03 ug/ appendix A-8) or
milligrams per dscm). ASTM D6784-02
dry standard (Reapproved
cubic meter. 2008)b.
Oxides of nitrogen............. 76 parts per Biomass--290 3-run average (for Performance test
million dry parts per Method 7E, 1 hour (Method 7 or 7E
volume. million dry minimum sample time at 40 CFR part
volume. per run). 60, appendix A-
Coal--340 parts 4).
per million dry
volume.
[[Page 9193]]
Particulate matter (filterable) 110 milligrams Biomass--5.1 3-run average (collect Performance test
per dry standard milligrams per a minimum volume of 1 (Method 5 or 29
cubic meter. dry standard dry standard cubic at 40 CFR part
cubic meter. meter per run). 60, appendix A-3
Coal--160 or appendix A-8)
milligrams per if the unit has
dry standard an annual
cubic meter. average heat
input rate less
than 250 MMBtu/
hr; or PM CPMS
(as specified in
Sec.
60.2145(x)) if
the unit has an
annual average
heat input rate
equal to or
greater than 250
MMBtu/hr.
Sulfur dioxide................. 720 parts per Biomass--7.3 3-run average (for Performance test
million dry parts per Method 6, collect a (Method 6 or 6C
volume. million dry minimum of 60 liters, at 40 CFR part
volume. for Method 6C,1 hour 60, appendix A-
Coal--650 parts minimum sample time 4).
per million dry per run).
volume.
----------------------------------------------------------------------------------------------------------------
\a\ All emission limitations are measured at 7 percent oxygen, dry basis at standard conditions. For dioxins/
furans, you must meet either the Total Mass Basis limit or the toxic equivalency basis limit.
\b\ Incorporated by reference, see Sec. 60.17.
\c\ If you are conducting stack tests to demonstrate compliance and your performance tests for this pollutant
for at least 2 consecutive years show that your emissions are at or below this limit, you can skip testing
according to Sec. 60.2155 if all of the other provisions of Sec. 60.2155 are met. For all other pollutants
that do not contain a footnote ``c'', your performance tests for this pollutant for at least 2 consecutive
years must show that your emissions are at or below 75 percent of this limit in order to qualify for skip
testing.
0
25. Table 7 to Subpart CCCC of part 60 is revised to read as follows:
Table 7 to Subpart CCCC of Part 60--Emission Limitations for Waste-burning Kilns That Commenced Construction
After June 4, 2010, or Reconstruction or Modification After August 7, 2013
----------------------------------------------------------------------------------------------------------------
You must meet this And determining
For the air pollutant emission limitation Using this averaging compliance using this
\a\ time method
----------------------------------------------------------------------------------------------------------------
Cadmium.............................. 0.0014 milligrams per 3-run average (collect Performance test
dry standard cubic a minimum volume of 4 (Method 29 at 40 CFR
meter. \b\ dry standard cubic part 60, appendix A-
meters per run). 8). Use ICPMS for the
analytical finish.
Carbon monoxide...................... 90 (long kilns)/190 3-run average (1 hour Performance test
(preheater/ minimum sample time (Method 10 at 40 CFR
precalciner) parts per per run). part 60, appendix A-
million dry volume. 4).
Dioxins/furans (total mass basis).... 0.51 nanograms per dry 3-run average (collect Performance test
standard cubic meter. a minimum volume of 4 (Method 23 at 40 CFR
\b\ dry standard cubic part 60, appendix A-
meters per run). 7).
Dioxins/furans (toxic equivalency 0.075 nanograms per dry 3-run average (collect Performance test
basis). standard cubic meter. a minimum volume of 4 (Method 23 at 40 CFR
\b\ dry standard cubic part 60, appendix A-
meters). 7).
Hydrogen chloride.................... 3.0 parts per million 3-run average (1 hour Performance test
dry volume. \b\ minimum sample time (Method 321 at 40 CFR
per run) or 30-day part 63, appendix A)
rolling average if HCl or HCl CEMS if a wet
CEMS are used. scrubber or dry
scrubber is not used.
Lead................................. 0.014 milligrams per 3-run average (collect Performance test
dry standard cubic a minimum volume of 4 (Method 29 at 40 CFR
meter. \b\ dry standard cubic part 60, appendix A-
meters). 8). Use ICPMS for the
analytical finish.
[[Page 9194]]
Mercury.............................. 0.0037 milligrams per 30-day rolling average. Mercury CEMS or sorbent
dry standard cubic trap monitoring system
meter. (performance
specification 12A or
12B, respectively, of
appendix B of this
part.)
Oxides of nitrogen................... 200 parts per million 30-day rolling average. NOx CEMS (performance
dry volume. specification 2 of
appendix B and
procedure 1 of
appendix F of this
part).
Particulate matter (filterable)...... 2.2 milligrams per dry 30-day rolling average. PM CPMS (as specified
standard cubic meter. in Sec. 60.2145(x)).
Sulfur dioxide....................... 28 parts per million 30-day rolling average. Sulfur dioxide CEMS
dry volume. (performance
specification 2 of
appendix B and
procedure 1 of
appendix F of this
part).
----------------------------------------------------------------------------------------------------------------
\a\ All emission limitations are measured at 7 percent oxygen, dry basis at standard conditions. For dioxins/
furans, you must meet either the Total Mass Basis limit or the toxic equivalency basis limit.
\b\ If you are conducting stack tests to demonstrate compliance and your performance tests for this pollutant
for at least 2 consecutive years show that your emissions are at or below this limit, you can skip testing
according to Sec. 60.2155 if all of the other provisions of Sec. 60.2155 are met. For all other pollutants
that do not contain a footnote ``b'', your performance tests for this pollutant for at least 2 consecutive
years must show that your emissions are at or below 75 percent of this limit in order to qualify for skip
testing.
0
26. Table 8 to Subpart CCCC of part 60 is revised to read as follows:
Table 8 to Subpart CCCC of Part 60--Emission Limitations for Small, Remote Incinerators That Commenced
Construction After June 4, 2010, Or That Commenced Reconstruction or Modification After August 7, 2013
----------------------------------------------------------------------------------------------------------------
You must meet this And determining
For the air pollutant emission limitation Using this averaging compliance using this
\a\ time method
----------------------------------------------------------------------------------------------------------------
Cadmium.............................. 0.67 milligrams per dry 3-run average (collect Performance test
standard cubic meter. a minimum volume of 1 (Method 29 at 40 CFR
dry standard cubic part 60, appendix A-
meters per run). 8).
Carbon monoxide...................... 13 parts per million 3-run average (1 hour Performance test
dry volume. minimum sample time (Method 10 at 40 CFR
per run). part 60, appendix A-
4).
Dioxins/furans (total mass basis).... 1,800 nanograms per dry 3-run average (collect Performance test
standard cubic meter. a minimum volume of 1 (Method 23 at 40 CFR
\b\ dry standard cubic part 60, appendix A-
meters per run). 7).
Dioxins/furans (toxic equivalency 31 nanograms per dry 3-run average (collect Performance test
basis). standard cubic meter. a minimum volume of 1 (Method 23 at 40 CFR
\b\ dry standard cubic part 60, appendix A-
meters). 7).
Fugitive ash......................... Visible emissions for Three 1-hour Visible emissions test
no more than 5 percent observation periods. (Method 22 at 40 CFR
of the hourly part 60, appendix A-
observation period. 7).
Hydrogen chloride.................... 200 parts per million 3-run average (For Performance test
by dry volume. Method 26, collect a (Method 26 or 26A at
minimum volume of 60 40 CFR part 60,
liters per run. For appendix A-8).
Method 26A, collect a
minimum volume of 1
dry standard cubic
meter per run).
Lead................................. 2.0 milligrams per dry 3-run average (collect Performance test
standard cubic meter. a minimum volume of 1 (Method 29 at 40 CFR
dry standard cubic part 60, appendix A-
meters). 8). Use ICPMS for the
analytical finish.
Mercury.............................. 0.0035 milligrams per 3-run average (For Performance test
dry standard cubic Method 29 and ASTM (Method 29 or 30B at
meter. D6784-02 (Reapproved 40 CFR part 60,
2008) \b\, collect a appendix A-8) or ASTM
minimum volume of 2 D6784-02 (Reapproved
dry standard cubic 2008). \b\
meters per run. For
Method 30B, collect a
minimum volume as
specified in Method
30B at 40 CFR part 60,
appendix A).
[[Page 9195]]
Oxides of nitrogen................... 170 parts per million 3-run average (for Performance test
dry volume. Method 7E, 1 hour (Method 7 or 7E at 40
minimum sample time CFR part 60, appendix
per run). A-4).
Particulate matter (filterable)...... 270 milligrams per dry 3-run average (collect Performance test
standard cubic meter. a minimum volume of 1 (Method 5 or 29 at 40
dry standard cubic CFR part 60, appendix
meters). A-3 or appendix A-8).
Sulfur dioxide....................... 1.2 parts per million 3-run average (1 hour Performance test
dry volume. minimum sample time (Method 6 or 6c at 40
per run). CFR part 60, appendix
A-4).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
\a\ All emission limitations are measured at 7 percent oxygen, dry basis at standard conditions. For dioxins/
furans, you must meet either the Total Mass Basis limit or the toxic equivalency basis limit.
\b\ Incorporated by reference, see Sec. 60.17.
Subpart DDDD--[Amended]
0
27. Section 60.2505 is amended by:
0
a. Revising paragraph (a).
0
b. Revising paragraph (c).
0
c. Revising paragraph (d).
The revisions read as follows:
Sec. 60.2505 Am I affected by this subpart?
(a) If you are the Administrator of an air quality program in a
state or United States protectorate with one or more existing CISWI
units that meet the criteria in paragraphs (b) through (d) of this
section, you must submit a state plan to U.S. Environmental Protection
Agency (EPA) that implements the emission guidelines contained in this
subpart.
* * * * *
(c) You must submit a state plan that meets the requirements of
this subpart and contains the more stringent emission limit for the
respective pollutant in table 6 of this subpart or table 1 of subpart
CCCC of this part to EPA by February 7, 2014 for incinerators that
commenced construction after November 30, 1999, but no later than June
4, 2010, or commenced modification or reconstruction after June 1, 2001
but no later than August 7, 2013.
(d) You must submit a state plan to EPA that meets the requirements
of this subpart and contains the emission limits in tables 7 through 9
of this subpart by February 7, 2014, for CISWI units other than
incinerator units that commenced construction on or before June 4,
2010, or commenced modification or reconstruction after June 4, 2010
but no later than August 7, 2013.
0
28. Section 60.2525 is amended by revising paragraph (b) to read as
follows:
Sec. 60.2525 What if my state plan is not approvable?
* * * * *
(b) If you do not submit an approvable state plan (or a negative
declaration letter) to EPA that meets the requirements of this subpart
and contains the emission limits in tables 6 through 9 of this subpart
for CISWI units that commenced construction on or before June 4, 2010,
then EPA will develop a federal plan according to Sec. 60.27 to
implement the emission guidelines contained in this subpart. Owners and
operators of CISWI units not covered by an approved state plan must
comply with the federal plan. The federal plan is an interim action and
will be automatically withdrawn when your state plan is approved.
* * * * *
0
29. Section 60.2535 is amended by:
0
a. Revising paragraph (a) introductory text.
0
b. Revising paragraph (b) introductory text.
0
c. Revising paragraph (b)(1).
The revisions read as follows:
Sec. 60.2535 What compliance schedule must I include in my state
plan?
(a) For CISWI units in the incinerator subcategory that commenced
construction on or before November 30, 1999, your state plan must
include compliance schedules that require CISWI units to achieve final
compliance as expeditiously as practicable after approval of the state
plan but not later than the earlier of the two dates specified in
paragraphs (a)(1) and (2) of this section.
* * * * *
(b) For CISWI units in the incinerator subcategory that commenced
construction after November 30, 1999, but on or before June 4, 2010,
and for CISWI units in the small remote incinerator, energy recovery
unit, and waste-burning kiln subcategories that commenced construction
before June 4, 2010, your state plan must include compliance schedules
that require CISWI units to achieve final compliance as expeditiously
as practicable after approval of the state plan but not later than the
earlier of the two dates specified in paragraphs (b)(1) and (2) of this
section.
(1) February 7, 2018.
* * * * *
0
30. Section 60.2545 is amended by revising paragraph (c) to read as
follows:
Sec. 60.2545 Does this subpart directly affect CISWI unit owners and
operators in my state?
* * * * *
(c) If you do not submit an approvable plan to implement and
enforce the guidelines contained in this subpart by February 7, 2014,
for CISWI units that commenced construction on or before June 4, 2010,
EPA will implement and enforce a federal plan, as provided in Sec.
60.2525, to ensure that each unit within your state that commenced
construction on or before June 4, 2010, reaches compliance with all the
provisions of this subpart by February 7, 2018.
0
31. Section 60.2550 is amended by revising paragraph (a)(1) to read as
follows:
Sec. 60.2550 What CISWI units must I address in my state plan?
(a) * * *
(1) CISWI units in your state that commenced construction on or
before June 4, 2010, or commenced modification or reconstruction after
[[Page 9196]]
June 4, 2010 but no later than August 7, 2013.
* * * * *
0
32. Section 60.2555 is amended by:
0
a. Revising paragraph (c).
0
b. Revising paragraph (e)(3).
0
c. Adding paragraph (e)(4).
0
d. Revising paragraph (f)(3).
0
e. Adding paragraph (f)(4).
0
f. Revising paragraph (n).
0
g. Adding paragraph (o).
The revisions and additions read as follows:
Sec. 60.2555 What combustion units are exempt from my state plan?
* * * * *
(c) Municipal waste combustion units. Incineration units that are
subject to subpart Ea of this part (Standards of Performance for
Municipal Waste Combustors); subpart Eb of this part (Standards of
Performance for Large Municipal Waste Combustors); subpart Cb of this
part (Emission Guidelines and Compliance Time for Large Municipal
Combustors); AAAA of this part (Standards of Performance for Small
Municipal Waste Combustion Units); or subpart BBBB of this part
(Emission Guidelines for Small Municipal Waste Combustion Units).
* * * * *
(e) * * *
(3) You submit documentation to the Administrator notifying the
Agency that the qualifying small power production facility is
combusting homogenous waste.
(4) You maintain the records specified in Sec. 60.2740(v).
(f) * * *
(3) You submit documentation to the Administrator notifying the
Agency that the qualifying cogeneration facility is combusting
homogenous waste.
(4) You maintain the records specified in Sec. 60.2740(w).
* * * * *
(n) Sewage sludge incineration units. Incineration units combusting
sewage sludge for the purpose of reducing the volume of the sewage
sludge by removing combustible matter that are subject to subpart LLLL
of this part (Standards of Performance for Sewage Sludge Incineration
Units) or subpart MMMM of this part (Emission Guidelines for Sewage
Sludge Incineration Units).
(o) Other solid waste incineration units. Incineration units that
are subject to subpart EEEE of this part (Standards of Performance for
Other Solid Waste Incineration Units) or subpart FFFF of this part
(Emission Guidelines and Compliance Times for Other Solid Waste
Incineration Units).
0
33. Section 60.2675 is amended by:
0
a. Revising paragraph (a)(2).
0
b. Revising paragraph (e).
0
c. Revising paragraph (f).
0
d. Redesignating paragraph (g) as paragraph (h).
0
e. Adding new paragraph (g).
0
f. Adding paragraph (i).
The revisions and addition read as follows:
Sec. 60.2675 What operating limits must I meet and by when?
(a) * * *
(2) Minimum pressure drop across the wet particulate matter
scrubber, which is calculated as the lowest 1-hour average pressure
drop across the wet scrubber measured during the most recent
performance test demonstrating compliance with the particulate matter
emission limitations; or minimum amperage to the wet scrubber, which is
calculated as the lowest 1-hour average amperage to the wet scrubber
measured during the most recent performance test demonstrating
compliance with the particulate matter emission limitations.
* * * * *
(e) If you use activated carbon sorbent injection to comply with
the emission limitations, you must measure the sorbent flow rate during
the performance testing. The operating limit for the carbon sorbent
injection is calculated as the lowest 1-hour average sorbent flow rate
measured during the most recent performance test demonstrating
compliance with the mercury emission limitations. For energy recovery
units, when your unit operates at lower loads, multiply your sorbent
injection rate by the load fraction, as defined in this subpart, to
determine the required injection rate (e.g., for 50 percent load,
multiply the injection rate operating limit by 0.5).
(f) If you use selective noncatalytic reduction to comply with the
emission limitations, you must measure the charge rate, the secondary
chamber temperature (if applicable to your CISWI unit), and the reagent
flow rate during the nitrogen oxides performance testing. The operating
limits for the selective noncatalytic reduction are calculated as the
highest 1-hour average charge rate, lowest secondary chamber
temperature, and lowest reagent flow rate measured during the most
recent performance test demonstrating compliance with the nitrogen
oxides emission limitations.
(g) If you use a dry scrubber to comply with the emission
limitations, you must measure the injection rate of each sorbent during
the performance testing. The operating limit for the injection rate of
each sorbent is calculated as the lowest 1-hour average injection rate
of each sorbent measured during the most recent performance test
demonstrating compliance with the hydrogen chloride emission
limitations. For energy recovery units, when your unit operates at
lower loads, multiply your sorbent injection rate by the load fraction,
as defined in this subpart, to determine the required injection rate
(e.g., for 50 percent load, multiply the injection rate operating limit
by 0.5).
(h) If you do not use a wet scrubber, electrostatic precipitator,
or fabric filter to comply with the emission limitations, and if you do
not determine compliance with your particulate matter emission
limitation with a particulate matter CEMS, you must maintain opacity to
less than or equal to ten percent opacity (1-hour block average).
(i) If you use a PM CPMS to demonstrate compliance, you must
establish your PM CPMS operating limit and determine compliance with it
according to paragraphs (i)(1) through (5) of this section.
(1) During the initial performance test or any such subsequent
performance test that demonstrates compliance with the PM limit, record
all hourly average output values (milliamps) from the PM CPMS for the
periods corresponding to the test runs (e.g., three 1-hour average PM
CPMS output values for three 1-hour test runs).
(i) Your PM CPMS must provide a 4-20 milliamp output and the
establishment of its relationship to manual reference method
measurements must be determined in units of milliamps.
(ii) Your PM CPMS operating range must be capable of reading PM
concentrations from zero to a level equivalent to at least two times
your allowable emission limit. If your PM CPMS is an auto-ranging
instrument capable of multiple scales, the primary range of the
instrument must be capable of reading PM concentration from zero to a
level equivalent to two times your allowable emission limit.
(iii) During the initial performance test or any such subsequent
performance test that demonstrates compliance with the PM limit, record
and average all milliamp output values from the PM CPMS for the periods
corresponding to the compliance test runs (e.g., average all your PM
CPMS output values for three corresponding 2-hour Method 5I test runs).
(2) If the average of your three PM performance test runs are below
75% of your PM emission limit, you must calculate an operating limit by
establishing a relationship of PM CPMS signal to PM concentration using
the PM CPMS instrument zero, the average PM
[[Page 9197]]
CPMS values corresponding to the three compliance test runs, and the
average PM concentration from the Method 5 or performance test with the
procedures in (i)(1)through (5) of this section.
(i) Determine your instrument zero output with one of the following
procedures:
(A) Zero point data for in-situ instruments should be obtained by
removing the instrument from the stack and monitoring ambient air on a
test bench.
(B) Zero point data for extractive instruments should be obtained
by removing the extractive probe from the stack and drawing in clean
ambient air.
(C) The zero point can also can be established obtained by
performing manual reference method measurements when the flue gas is
free of PM emissions or contains very low PM concentrations (e.g., when
your process is not operating, but the fans are operating or your
source is combusting only natural gas) and plotting these with the
compliance data to find the zero intercept.
(D) If none of the steps in paragraphs (i)(2)(i) through (iv) of
this section are possible, you must use a zero output value provided by
the manufacturer.
(ii) Determine your PM CPMS instrument average in milliamps, and
the average of your corresponding three PM compliance test runs, using
equation 5.
[GRAPHIC] [TIFF OMITTED] TR07FE13.004
Where:
X1 = the PM CPMS data points for the three runs
constituting the performance test,
Y1 = the PM concentration value for the three runs
constituting the performance test, and
n = the number of data points.
(iii) With your instrument zero expressed in milliamps, your three
run average PM CPMS milliamp value, and your three run average PM
concentration from your three compliance tests, determine a
relationship of lb/Mmbtu per milliamp with equation 6.
[GRAPHIC] [TIFF OMITTED] TR07FE13.005
Where:
R = the relative mg/dscm per milliamp for your PM CPMS,
Y1 = the three run average mg/dscm PM concentration,
X1 = the three run average milliamp output from you
PM CPMS, and
z = the milliamp equivalent of your instrument zero determined
from (2)(i).
(iv) Determine your source specific 30-day rolling average
operating limit using the mg/dscm per milliamp value from Equation 6 in
equation 7, below. This sets your operating limit at the PM CPMS output
value corresponding to 75% of your emission limit.
[GRAPHIC] [TIFF OMITTED] TR07FE13.006
Where:
Ol = the operating limit for your PM CPMS on a 30-day
rolling average, in milliamps.
L = your source emission limit expressed in lb/Mmbtu,
z = your instrument zero in milliamps, determined from (2)(a),
and
R = the relative mg/dscm per milliamp for your PM CPMS, from
Equation 3.
(3) If the average of your three PM compliance test runs is at or
above 75% of your PM emission limit you must determine your operating
limit by averaging the PM CPMS milliamp output corresponding to your
three PM performance test runs that demonstrate compliance with the
emission limit using equation 8 and you must submit all compliance test
and PM CPMS data according to the reporting requirements in paragraph
(i)(5) of this section.
[GRAPHIC] [TIFF OMITTED] TR07FE13.007
Where:
X1 = the PM CPMS data points for all runs i,
n = the number of data points, and
Oh = your site specific operating limit, in
milliamps.
(4) To determine continuous compliance, you must record the PM CPMS
output data for all periods when the process is operating and the PM
CPMS is not out-of-control. You must demonstrate continuous compliance
by using all quality-assured hourly average data collected by the PM
CPMS for all operating hours to calculate the arithmetic average
operating parameter in units of the operating limit (e.g., milliamps,
PM concentration, raw data signal) on a 30-day rolling average basis.
(5) For PM performance test reports used to set a PM CPMS operating
limit, the electronic submission of the test report must also include
the make and model of the PM CPMS instrument, serial number of the
instrument, analytical principle of the instrument (e.g., beta
attenuation), span of the instruments primary analytical range,
milliamp value equivalent to the instrument zero output, technique by
which this zero value was determined, and the average milliamp signals
corresponding to each PM compliance test run.
0
34. Section 60.2680 is amended by revising the section heading and
paragraph (a) introductory text to read as follows:
Sec. 60.2680 What if I do not use a wet scrubber, fabric filter,
activated carbon injection, selective noncatalytic reduction, an
electrostatic precipitator, or a dry scrubber to comply with the
emission limitations?
(a) If you use an air pollution control device other than a wet
scrubber, activated carbon injection, selective noncatalytic reduction,
fabric filter, an electrostatic precipitator, or a dry scrubber or
limit emissions in some other manner, including mass balances, to
comply with the emission limitations under Sec. 60.2670, you must
petition the EPA Administrator for specific operating limits to be
established during the initial performance test and continuously
monitored thereafter. You must submit the petition at least sixty days
before the performance test is scheduled to begin. Your petition must
include the five items listed in paragraphs (a)(1) through (5) of this
section.
* * * * *
0
35. Section 60.2685 is revised to read as follows:
Sec. 60.2685 Affirmative Defense for Violation of Emission Standards
During Malfunction.
In response to an action to enforce the standards set forth in
paragraph Sec. 60.2670 you may assert an affirmative defense to a
claim for civil penalties for violations of such standards that are
[[Page 9198]]
caused by malfunction, as defined at 40 CFR 60.2. Appropriate penalties
may be assessed if you fail to meet your burden of proving all of the
requirements in the affirmative defense. The affirmative defense shall
not be available for claims for injunctive relief.
(a) Assertion of affirmative defense. To establish the affirmative
defense in any action to enforce such a standard, you must timely meet
the reporting requirements in paragraph (b) of this section, and must
prove by a preponderance of evidence that:
(1) The violation:
(i) Was caused by a sudden, infrequent, and unavoidable failure of
air pollution control equipment, process equipment, or a process to
operate in a normal or usual manner; and
(ii) Could not have been prevented through careful planning, proper
design or better operation and maintenance practices; and
(iii) Did not stem from any activity or event that could have been
foreseen and avoided, or planned for; and
(iv) Was not part of a recurring pattern indicative of inadequate
design, operation, or maintenance; and
(2) Repairs were made as expeditiously as possible when a violation
occurred. Off-shift and overtime labor were used, to the extent
practicable to make these repairs; and
(3) The frequency, amount and duration of the violation (including
any bypass) were minimized to the maximum extent practicable; and
(4) If the violation resulted from a bypass of control equipment or
a process, then the bypass was unavoidable to prevent loss of life,
personal injury, or severe property damage; and
(5) All possible steps were taken to minimize the impact of the
violation on ambient air quality, the environment, and human health;
and
(6) All emissions monitoring and control systems were kept in
operation if at all possible, consistent with safety and good air
pollution control practices; and
(7) All of the actions in response to the violation were documented
by properly signed, contemporaneous operating logs; and
(8) At all times, the affected CISWI unit was operated in a manner
consistent with good practices for minimizing emissions; and
(9) A written root cause analysis has been prepared, the purpose of
which is to determine, correct, and eliminate the primary causes of the
malfunction and the violation resulting from the malfunction event at
issue. The analysis shall also specify, using best monitoring methods
and engineering judgment, the amount of any emissions that were the
result of the malfunction.
(b) Report. The owner or operator seeking to assert an affirmative
defense shall submit a written report to the Administrator with all
necessary supporting documentation, that it has met the requirements
set forth in paragraph (a) of this section. This affirmative defense
report shall be included in the first periodic compliance, deviation
report or excess emission report otherwise required after the initial
occurrence of the violation of the relevant standard (which may be the
end of any applicable averaging period). If such compliance, deviation
report or excess emission report is due less than 45 days after the
initial occurrence of the violation, the affirmative defense report may
be included in the second compliance, deviation report or excess
emission report due after the initial occurrence of the violation of
the relevant standard.
0
36. Section 60.2690 is amended by:
0
a. Revising paragraph (g) introductory text.
0
b. Redesignating paragraphs (g)(2) and (3) as paragraphs (g)(3) and
(4), respectively.
0
c. Revising newly designated paragraphs (g)(3) and (4).
0
d. Adding new paragraph (g)(2).
0
e. Adding paragraph (j).
The revisions and additions read as follows:
Sec. 60.2690 How do I conduct the initial and annual performance
test?
* * * * *
(g) You must determine dioxins/furans toxic equivalency by
following the procedures in paragraphs (g)(1) through (4) of this
section.
* * * * *
(2) Quantify isomers meeting identification criteria 2, 3, 4, and 5
in Section 5.3.2.5 of Method 23, regardless of whether the isomers meet
identification criteria 1 and 7. You must quantify the isomers per
Section 9.0 of Method 23. (Note: You may reanalyze the sample aliquot
or split to reduce the number of isomers not meeting identification
criteria 1 or 7 of Section 5.3.2.5.)
(3) For each dioxin/furan (tetra- through octa-chlorinated) isomer
measured in accordance with paragraph (g)(1) and (2) of this section,
multiply the isomer concentration by its corresponding toxic
equivalency factor specified in table 4 of this subpart.
(4) Sum the products calculated in accordance with paragraph (g)(3)
of this section to obtain the total concentration of dioxins/furans
emitted in terms of toxic equivalency.
* * * * *
(j) You must determine dioxins/furans total mass basis by following
the procedures in paragraphs (j)(1) through (3) of this section.
(1) Measure the concentration of each dioxin/furan tetra- through
octa-chlorinated isomer emitted using EPA Method 23 at 40 CFR part 60,
appendix A-7.
(2) Quantify isomers meeting identification criteria 2, 3, 4, and 5
in Section 5.3.2.5 of Method 23, regardless of whether the isomers meet
identification criteria 1 and 7. You must quantify the isomers per
Section 9.0 of Method 23. (Note: You may reanalyze the sample aliquot
or split to reduce the number of isomers not meeting identification
criteria 1 or 7 of Section 5.3.2.5.)
(3) Sum the quantities measured in accordance with paragraphs
(j)(1) and (2) of this section to obtain the total concentration of
dioxins/furans emitted in terms of total mass basis.
0
37.Section 60.2710 is revised to read as follows:
0
a. Revising paragraph (a)(6).
0
b. Revising paragraphs (b) through (d).
0
c. Revising paragraph (f).
0
d. Revising paragraphs (g) introductory text and (g)(1).
0
e. Revising paragraphs (h) and (i).
0
f. Revising paragraphs (j) introductory text, (j)(1), and (j)(3).
0
j. Revising paragraph (l) introductory text.
0
k. Revising paragraph (m)(2).
0
l. Revising paragraph (n)(4).
0
m. Revising paragraph (o).
0
n. Revising paragraph (r)(1).
0
o. Revising paragraphs (s) introductory text, (s)(1) introductory text,
and (s)(2).
0
p. Revising paragraph (t) introductory text, (t)(1) introductory text,
and (t)(2).
0
q. Revising paragraphs (u)(1) and (u)(2).
0
r. Revising paragraphs (w) introductory paragraph, (w)(1), (w)(2), and
(w)(3).
0
s. Adding paragraph (x).
The revisions and addition read as follows:
Sec. 60.2710 How do I demonstrate continuous compliance with the
emission limitations and the operating limits?
(a) * * *
(6) All monitoring systems necessary for compliance with any newly
applicable monitoring requirements which apply as a result of the
cessation or commencement or recommencement of combusting solid waste
must be installed and operational as of the
[[Page 9199]]
effective date of the waste-to-fuel, or fuel-to-waste switch. All
calibration and drift checks must be performed as of the effective date
of the waste-to-fuel, or fuel-to-waste switch. Relative accuracy tests
must be performed as of the performance test deadline for PM CEMS (if
PM CEMS are elected to demonstrate continuous compliance with the
particulate matter emission limits). Relative accuracy testing for
other CEMS need not be repeated if that testing was previously
performed consistent with section 112 monitoring requirements or
monitoring requirements under this subpart.
(b) You must conduct an annual performance test for the pollutants
listed in table 2 of this subpart or tables 6 through 9 of this subpart
and opacity for each CISWI unit as required under Sec. 60.2690. The
annual performance test must be conducted using the test methods listed
in table 2 of this subpart or tables 6 through 9 of this subpart and
the procedures in Sec. 60.2690. Opacity must be measured using EPA
Reference Method 9 at 40 CFR part 60. Annual performance tests are not
required if you use CEMS or continuous opacity monitoring systems to
determine compliance.
(c) You must continuously monitor the operating parameters
specified in Sec. 60.2675 or established under Sec. 60.2680 and as
specified in Sec. 60.2735. Operation above the established maximum or
below the established minimum operating limits constitutes a deviation
from the established operating limits. Three-hour block average values
are used to determine compliance (except for baghouse leak detection
system alarms) unless a different averaging period is established under
Sec. 60.2680 or, for energy recovery units, where the averaging time
for each operating parameter is a 30-day rolling, calculated each hour
as the average of the previous 720 operating hours. Operation above the
established maximum, below the established minimum, or outside the
allowable range of the operating limits specified in paragraph (a) of
this section constitutes a deviation from your operating limits
established under this subpart, except during performance tests
conducted to determine compliance with the emission and operating
limits or to establish new operating limits. Operating limits are
confirmed or reestablished during performance tests.
(d) You must burn only the same types of waste and fuels used to
establish subcategory applicability (for ERUs) and operating limits
during the performance test.
* * * * *
(f) For energy recovery units, you must conduct an annual
performance test for opacity using EPA Reference Method 9 at 40 CFR
part 60 (except where particulate matter continuous monitoring system
or continuous parameter monitoring systems are used) and the pollutants
listed in table 7 of this subpart.
(g) For facilities using a CEMS to demonstrate compliance with the
carbon monoxide emission limit, compliance with the carbon monoxide
emission limit may be demonstrated by using the CEMS according to the
following requirements:
(1) You must measure emissions according to Sec. 60.13 to
calculate 1-hour arithmetic averages, corrected to 7 percent oxygen.
CEMS data during startup and shutdown, as defined in this subpart, are
not corrected to 7 percent oxygen, and are measured at stack oxygen
content. You must demonstrate initial compliance with the carbon
monoxide emissions limit using a 30-day rolling average of the 1-hour
arithmetic average emission concentrations, including CEMS data during
startup and shutdown as defined in this subpart, calculated using
Equation 19-19 in section 12.4.1 of EPA Reference Method 19 at 40 CFR
part 60, appendix A-7.
* * * * *
(h) Coal and liquid/gas energy recovery units with annual average
heat input rates greater than 250 MMBtu/hr may elect to demonstrate
continuous compliance with the particulate matter emissions limit using
a particulate matter CEMS according to the procedures in Sec.
60.2730(n) instead of the continuous parameter monitoring system
specified in Sec. 60.2710(i). Coal and liquid/gas energy recovery
units with annual average heat input rates less than 250 MMBtu/hr,
incinerators, and small remote incinerators may also elect to
demonstrate compliance using a particulate matter CEMS according to the
procedures in Sec. 60.2730(n) instead of particulate matter testing
with EPA Method 5 at 40 CFR part 60, appendix A-3 and, if applicable,
the continuous opacity monitoring requirements in paragraph (i) of this
section.
(i) For energy recovery units with annual average heat input rates
greater than or equal to 10 MMBTU/hour but less than 250 MMBtu/hr you
must install, operate, certify and maintain a continuous opacity
monitoring system (COMS) according to the procedures in Sec. 60.2730.
(j) For waste-burning kilns, you must conduct an annual performance
test for the pollutants (except mercury and particulate matter, and
hydrogen chloride if no acid gas wet scrubber is used) listed in table
8 of this subpart. If your waste-burning kiln is not equipped with a
wet scrubber or dry scrubber, you must determine compliance with the
hydrogen chloride emission limit using a CEMS as specified in Sec.
60.2730. You must determine compliance with particulate matter using
CPMS. You must determine compliance with the mercury emissions limit
using a mercury CEMS according to the following requirements:
(1) Operate a CEMS in accordance with performance specification 12A
at 40 CFR part 60, appendix B or a sorbent trap based integrated
monitor in accordance with performance specification 12B at 40 CFR part
60, appendix B. The duration of the performance test must be a calendar
month. For each calendar month in which the waste-burning kiln
operates, hourly mercury concentration data and stack gas volumetric
flow rate data must be obtained. You must demonstrate compliance with
the mercury emissions limit using a 30-day rolling average of these 1-
hour mercury concentrations, including CEMS data during startup and
shutdown as defined in this subpart, calculated using Equation 19-19 in
section 12.4.1 of EPA Reference Method 19 at 40 CFR part 60, appendix
A-7 of this part. CEMS data during startup and shutdown, as defined in
this subpart, are not corrected to 7 percent oxygen, and are measured
at stack oxygen content.
* * * * *
(3) The owner or operator of a waste-burning kiln must demonstrate
initial compliance by operating a mercury CEMS while the raw mill of
the in-line kiln/raw mill is operating under normal conditions and
including at least one period when the raw mill is off.
* * * * *
(l) For each CMS required in this section, you must develop and
submit to the EPA Administrator for approval a site-specific monitoring
plan according to the requirements of this paragraph (l) that addresses
paragraphs (l)(1)(i) through (vi) of this section.
* * * * *
(m) * * *
(2) Use a flow sensor with a measurement sensitivity at full scale
of no greater than 2 percent.
* * * * *
(n) * * *
(4) Perform checks at the frequency outlined in your site-specific
monitoring
[[Page 9200]]
plan to ensure pressure measurements are not obstructed (e.g., check
for pressure tap pluggage daily).
* * * * *
(o) If you have an operating limit that requires a pH monitoring
system, you must meet the requirements in paragraphs (l) and (o)(1)
through (4) of this section.
(1) Install the pH sensor in a position that provides a
representative measurement of scrubber effluent pH.
(2) Ensure the sample is properly mixed and representative of the
fluid to be measured.
(3) Conduct a performance evaluation of the pH monitoring system in
accordance with your monitoring plan at least once each process
operating day.
(4) Conduct a performance evaluation (including a two-point
calibration with one of the two buffer solutions having a pH within 1
of the pH of the operating limit) of the pH monitoring system in
accordance with your monitoring plan at the time of each performance
test but no less frequently than quarterly.
* * * * *
(r) * * *
(1) Install a bag leak detection sensor(s) in a position(s) that
will be representative of the relative or absolute particulate matter
loadings for each exhaust stack, roof vent, or compartment (e.g., for a
positive pressure fabric filter) of the fabric filter.
* * * * *
(s) For facilities using a CEMS to demonstrate compliance with the
sulfur dioxide emission limit, compliance with the sulfur dioxide
emission limit may be demonstrated by using the CEMS specified in Sec.
60.2730 to measure sulfur dioxide. CEMS data during startup and
shutdown, as defined in this subpart, are not corrected to 7 percent
oxygen, and are measured at stack oxygen content. You must calculate a
30-day rolling average of the 1-hour arithmetic average emission
concentrations, including CEMS data during startup and shutdown as
defined in this subpart, using Equation 19-19 in section 12.4.1 of EPA
Reference Method 19 at 40 CFR part 60, appendix A-7. The sulfur dioxide
CEMS must be operated according to performance specification 2 in
appendix B of this part and must follow the procedures and methods
specified in this paragraph(s). For sources that have actual inlet
emissions less than 100 parts per million dry volume, the relative
accuracy criterion for inlet sulfur dioxide CEMS should be no greater
than 20 percent of the mean value of the reference method test data in
terms of the units of the emission standard, or 5 parts per million dry
volume absolute value of the mean difference between the reference
method and the CEMS, whichever is greater.
(1) During each relative accuracy test run of the CEMS required by
performance specification 2 in appendix B of this part, collect sulfur
dioxide and oxygen (or carbon dioxide) data concurrently (or within a
30- to 60-minute period) with both the CEMS and the test methods
specified in paragraphs (s)(1)(i) and (ii) of this section.
* * * * *
(2) The span value of the CEMS at the inlet to the sulfur dioxide
control device must be 125 percent of the maximum estimated hourly
potential sulfur dioxide emissions of the unit subject to this rule.
The span value of the CEMS at the outlet of the sulfur dioxide control
device must be 50 percent of the maximum estimated hourly potential
sulfur dioxide emissions of the unit subject to this rule.
* * * * *
(t) For facilities using a CEMS to demonstrate continuous
compliance with the nitrogen oxides emission limit, compliance with the
nitrogen oxides emission limit may be demonstrated by using the CEMS
specified in Sec. 60.2730 to measure nitrogen oxides. CEMS data during
startup and shutdown, as defined in this subpart, are not corrected to
7 percent oxygen, and are measured at stack oxygen content. You must
calculate a 30-day rolling average of the 1-hour arithmetic average
emission concentration using Equation 19-19 in section 12.4.1 of EPA
Reference Method 19 at 40 CFR part 60, appendix A-7. The nitrogen
oxides CEMS must be operated according to performance specification 2
in appendix B of this part and must follow the procedures and methods
specified in paragraphs (t)(1) through (t)(5) of this section.
(1) During each relative accuracy test run of the CEMS required by
performance specification 2 of appendix B of this part, collect
nitrogen oxides and oxygen (or carbon dioxide) data concurrently (or
within a 30- to 60-minute period) with both the CEMS and the test
methods specified in paragraphs (t)(1)(i) and (ii) of this section.
(i) For nitrogen oxides, EPA Reference Method 7 or 7E at 40 CFR
part 60, appendix A-4 must be used.
(ii) For oxygen (or carbon dioxide), EPA Reference Method 3A or 3B,
or as an alternative ANSI/ASME PTC 19.10-1981 (incorporated by
reference, see Sec. 60.17), as applicable, must be used.
(2) The span value of the CEMS must be 125 percent of the maximum
estimated hourly potential nitrogen oxide emissions of unit.
* * * * *
(u) * * *
(1) Demonstrate compliance with the appropriate emission limit(s)
using a 30-day rolling average of 1-hour arithmetic average emission
concentrations, including CEMS data during startup and shutdown, as
defined in this subpart, calculated using Equation 19-19 in section
12.4.1 of EPA Reference Method 19 at 40 CFR part 60, appendix A-7. CEMS
data during startup and shutdown, as defined in this subpart, are not
corrected to 7 percent oxygen, and are measured at stack oxygen
content.
(2) Operate all CEMS in accordance with the applicable procedures
under appendices B and F of this part.
* * * * *
(w) For energy recovery units with a design heat input capacity of
100 MMBtu per hour or greater that do not use a carbon monoxide CEMS,
you must install, operate, and maintain an oxygen analyzer system as
defined in Sec. 60.2875 according to the procedures in paragraphs
(w)(1) through (4) of this section.
(1) The oxygen analyzer system must be installed by the initial
performance test date specified in Sec. 60.2675.
(2) You must operate the oxygen trim system within compliance with
paragraph (w)(3) of this section at all times.
(3) You must maintain the oxygen level such that the 30-day rolling
average that is established as the operating limit for oxygen is not
below the lowest hourly average oxygen concentration measured during
the most recent CO performance test.
* * * * *
(x) For energy recovery units with annual average heat input rates
greater than or equal to 250 MMBtu/hour and waste-burning kilns, you
must install, calibrate, maintain, and operate a PM CPMS and record the
output of the system as specified in paragraphs (x)(1) through (8) of
this section. For other energy recovery units, you may elect to use PM
CPMS operated in accordance with this section. PM CPMS are suitable in
lieu of using other CMS for monitoring PM compliance (e.g., bag leak
detectors, ESP secondary power, PM scrubber pressure).
(1) Install, calibrate, operate, and maintain your PM CPMS
according to the procedures in your approved site-specific monitoring
plan developed in accordance with Sec. 60.2710(l) and (x)(1)(i)
through (iii) of this section.
(i) The operating principle of the PM CPMS must be based on in-
stack or
[[Page 9201]]
extractive light scatter, light scintillation, beta attenuation, or
mass accumulation of the exhaust gas or representative sample. The
reportable measurement output from the PM CPMS must be expressed as
milliamps.
(ii) The PM CPMS must have a cycle time (i.e., period required to
complete sampling, measurement, and reporting for each measurement) no
longer than 60 minutes.
(iii) The PM CPMS must be capable of detecting and responding to
particulate matter concentrations of no greater than 0.5 mg/actual
cubic meter.
(2) During the initial performance test or any such subsequent
performance test that demonstrates compliance with the PM limit, you
must adjust the site-specific operating limit in accordance with the
results of the performance test according to the procedures specified
in Sec. 60.2675.
(3) Collect PM CPMS hourly average output data for all energy
recovery unit or waste-burning kiln operating hours. Express the PM
CPMS output as milliamps.
(4) Calculate the arithmetic 30-day rolling average of all of the
hourly average PM CPMS output collected during all energy recovery unit
or waste-burning kiln operating hours data (milliamps).
(5) You must collect data using the PM CPMS at all times the energy
recovery unit or waste-burning kiln is operating and at the intervals
specified in paragraph (x)(1)(ii) of this section, except for periods
of monitoring system malfunctions, repairs associated with monitoring
system malfunctions, required monitoring system quality assurance or
quality control activities (including, as applicable, calibration
checks and required zero and span adjustments), and any scheduled
maintenance as defined in your site-specific monitoring plan.
(6) You must use all the data collected during all energy recovery
unit or waste-burning kiln operating hours in assessing the compliance
with your operating limit except:
(i) Any data collected during monitoring system malfunctions,
repairs associated with monitoring system malfunctions, or required
monitoring system quality assurance or quality control activities
conducted during monitoring system malfunctions are not used in
calculations (report any such periods in your annual deviation report);
(ii) Any data collected during periods when the monitoring system
is out of control as specified in your site-specific monitoring plan,
repairs associated with periods when the monitoring system is out of
control, or required monitoring system quality assurance or quality
control activities conducted during out-of-control periods are not used
in calculations (report emissions or operating levels and report any
such periods in your annual deviation report);
(iii) Any PM CPMS data recorded during periods of CEMS data during
startup and shutdown, as defined in this subpart.
(7) You must record and make available upon request results of PM
CPMS system performance audits, as well as the dates and duration of
periods from when the PM CPMS is out of control until completion of the
corrective actions necessary to return the PM CPMS to operation
consistent with your site-specific monitoring plan.
(8) For any deviation of the 30-day rolling average PM CPMS average
value from the established operating parameter limit, you must:
(i) Within 48 hours of the deviation, visually inspect the air
pollution control device;
(ii) If inspection of the air pollution control device identifies
the cause of the deviation, take corrective action as soon as possible
and return the PM CPMS measurement to within the established value; and
(iii) Within 30 days of the deviation or at the time of the annual
compliance test, whichever comes first, conduct a PM emissions
compliance test to determine compliance with the PM emissions limit and
to verify. Within 45 days of the deviation, you must re-establish the
CPMS operating limit. You are not required to conduct additional
testing for any deviations that occur between the time of the original
deviation and the PM emissions compliance test required under this
paragraph.
(iv) PM CPMS deviations leading to more than four required
performance tests in a 12-month process operating period (rolling
monthly) constitute a violation of this subpart.
0
38. Section 60.2720 is amended by revising paragraph (a)(3)(ii) to read
as follows:
Sec. 60.2720 May I conduct performance testing less often?
(a) * * *
(3) * * *
(ii) For fugitive emissions, visible emissions (of combustion ash
from the ash conveying system) for 2 percent of the time during each of
the three 1-hour observation periods.
* * * * *
0
39. Section 60.2730 is amended by:
0
a. Revising paragraph (c).
0
b. Revising paragraph (e) introductory text.
0
c. Revising paragraphs (f) through (j).
0
d. Revising paragraph (l)(1) and (2).
0
e. Revising paragraph (m) introductory text.
0
f. Revising paragraphs (n) introductory text, (n)(6), (n)(7), (n)(9),
(n)(10), (n)(11), and paragraph (n)(12) introductory text.
0
g. Removing paragraph (n)(14).
0
h. Revising paragraphs (o)(1), (o)(2), and (o)(9).
0
i. Adding paragraphs (r) and (s).
The revisions and additions read as follows:
Sec. 60.2730 What monitoring equipment must I install and what
parameters must I monitor?
* * * * *
(c) If you are using something other than a wet scrubber, activated
carbon, selective non-catalytic reduction, an electrostatic
precipitator, or a dry scrubber to comply with the emission limitations
under Sec. 60.2670, you must install, calibrate (to the manufacturers'
specifications), maintain, and operate the equipment necessary to
monitor compliance with the site-specific operating limits established
using the procedures in Sec. 60.2680.
* * * * *
(e) If you use selective noncatalytic reduction to comply with the
emission limitations, you must complete the following:
* * * * *
(f) If you use an electrostatic precipitator to comply with the
emission limits of this subpart, you must monitor the secondary power
to the electrostatic precipitator collection plates and maintain the 3-
hour block averages at or above the operating limits established during
the mercury or particulate matter performance test.
(g) For waste-burning kilns not equipped with a wet scrubber or dry
scrubber, in place of hydrogen chloride testing with EPA Method 321 at
40 CFR part 63, appendix A, an owner or operator must install,
calibrate, maintain, and operate a CEMS for monitoring hydrogen
chloride emissions discharged to the atmosphere and record the output
of the system. To demonstrate continuous compliance with the hydrogen
chloride emissions limit for units other than waste-burning kilns not
equipped with a wet scrubber or dry scrubber, a facility may substitute
use of a hydrogen chloride CEMS for conducting the hydrogen chloride
annual performance test, monitoring the minimum hydrogen chloride
sorbent flow rate, monitoring the minimum scrubber liquor pH.
[[Page 9202]]
(h) To demonstrate continuous compliance with the particulate
matter emissions limit, a facility may substitute use of a particulate
matter CEMS for conducting the particulate matter annual performance
test and other CMS monitoring for PM compliance (e.g., bag leak
detectors, ESP secondary power, PM scrubber pressure).
(i) To demonstrate continuous compliance with the dioxin/furan
emissions limit, a facility may substitute use of a continuous
automated sampling system for the dioxin/furan annual performance test.
You must record the output of the system and analyze the sample
according to EPA Method 23 at 40 CFR part 60, appendix A-7. This option
to use a continuous automated sampling system takes effect on the date
a final performance specification applicable to dioxin/furan from
continuous monitors is published in the Federal Register. The owner or
operator who elects to continuously sample dioxin/furan emissions
instead of sampling and testing using EPA Method 23 at 40 CFR part 60,
appendix A-7 must install, calibrate, maintain and operate a continuous
automated sampling system and must comply with the requirements
specified in Sec. 60.58b(p) and (q). A facility may substitute
continuous dioxin/furan monitoring for the minimum sorbent flow rate,
if activated carbon sorbent injection is used solely for compliance
with the dioxin/furan emission limit.
(j) To demonstrate continuous compliance with the mercury emissions
limit, a facility may substitute use of a continuous automated sampling
system for the mercury annual performance test. You must record the
output of the system and analyze the sample at set intervals using any
suitable determinative technique that can meet performance
specification 12B criteria. This option to use a continuous automated
sampling system takes effect on the date a final performance
specification applicable to mercury from monitors is published in the
Federal Register. The owner or operator who elects to continuously
sample mercury emissions instead of sampling and testing using EPA
Method 29 or 30B at 40 CFR part 60, appendix A-8, ASTM D6784-02
(Reapproved 2008) (incorporated by reference, see Sec. 60.17), or an
approved alternative method for measuring mercury emissions, must
install, calibrate, maintain and operate a continuous automated
sampling system and must comply with the requirements specified in
Sec. 60.58b(p) and (q). A facility may substitute continuous mercury
monitoring for the minimum sorbent flow rate, if activated carbon
sorbent injection is used solely for compliance with the mercury
emission limit.
(k) To demonstrate continuous compliance with the nitrogen oxides
emissions limit, a facility may substitute use of a CEMS for the
nitrogen oxides annual performance test to demonstrate compliance with
the nitrogen oxides emissions limits and monitoring the charge rate,
secondary chamber temperature and reagent flow for selective
noncatalytic reduction, if applicable.
(1) Install, calibrate, maintain and operate a CEMS for measuring
nitrogen oxides emissions discharged to the atmosphere and record the
output of the system. The requirements under performance specification
2 of appendix B of this part, the quality assurance procedure 1 of
appendix F of this part and the procedures under Sec. 60.13 must be
followed for installation, evaluation and operation of the CEMS.
(2) Following the date that the initial performance test for
nitrogen oxides is completed or is required to be completed under Sec.
60.2690, compliance with the emission limit for nitrogen oxides
required under Sec. 60.52b(d) must be determined based on the 30-day
rolling average of the hourly emission concentrations using CEMS outlet
data. The 1-hour arithmetic averages must be expressed in parts per
million by volume corrected to 7 percent oxygen (dry basis) and used to
calculate the 30-day rolling average concentrations. CEMS data during
startup and shutdown, as defined in this subpart, are not corrected to
7 percent oxygen, and are measured at stack oxygen content. The 1-hour
arithmetic averages must be calculated using the data points required
under Sec. 60.13(e)(2).
(l) * * *
(1) Install, calibrate, maintain and operate a CEMS for measuring
sulfur dioxide emissions discharged to the atmosphere and record the
output of the system. The requirements under performance specification
2 of appendix B of this part, the quality assurance requirements of
procedure 1 of appendix F of this part and the procedures under Sec.
60.13 must be followed for installation, evaluation and operation of
the CEMS.
(2) Following the date that the initial performance test for sulfur
dioxide is completed or is required to be completed under Sec.
60.2690, compliance with the sulfur dioxide emission limit may be
determined based on the 30-day rolling average of the hourly arithmetic
average emission concentrations using CEMS outlet data. The 1-hour
arithmetic averages must be expressed in parts per million corrected to
7 percent oxygen (dry basis) and used to calculate the 30-day rolling
average emission concentrations. CEMS data during startup and shutdown,
as defined in this subpart, are not corrected to 7 percent oxygen, and
are measured at stack oxygen content. The 1-hour arithmetic averages
must be calculated using the data points required under Sec.
60.13(e)(2).
(m) For energy recovery units that do not use a wet scrubber,
fabric filter with bag leak detection system, or particulate matter
CEMS, you must install, operate, certify and maintain a continuous
opacity monitoring system according to the procedures in paragraphs
(m)(1) through (5) of this section by the compliance date specified in
Sec. 60.2670. Energy recovery units that use a particulate matter CEMS
to demonstrate initial and continuing compliance according to the
procedures in Sec. 60.2730(n) are not required to install a continuous
opacity monitoring system and must perform the annual performance tests
for opacity consistent with Sec. 60.2710(f).
* * * * *
(n) For coal and liquid/gas energy recovery units, incinerators,
and small remote incinerators, an owner or operator may elect to
install, calibrate, maintain and operate a CEMS for monitoring
particulate matter emissions discharged to the atmosphere and record
the output of the system. The owner or operator of an affected facility
who continuously monitors particulate matter emissions instead of
conducting performance testing using EPA Method 5 at 40 CFR part 60,
appendix A-3 or, as applicable, monitor with a particulate matter CPMS
according to paragraph (r) of this section, must install, calibrate,
maintain and operate a CEMS and must comply with the requirements
specified in paragraphs (n)(1) through (13) of this section.
* * * * *
(6) The owner or operator of an affected facility must conduct an
initial performance test for particulate matter emissions as required
under Sec. 60.2690. Compliance with the particulate matter emission
limit, if PM CEMS are elected for demonstrating compliance, must be
determined by using the CEMS specified in paragraph (n) of this section
to measure particulate matter. You must calculate a 30-day rolling
average of 1-hour arithmetic average emission concentrations, including
CEMS data during startup and shutdown, as defined in this subpart,
using Equation 19-19 in section 12.4.1 of EPA Reference Method 19 at 40
CFR part 60, appendix A-7 of this part.
[[Page 9203]]
(7) Compliance with the particulate matter emission limit must be
determined based on the 30-day rolling average calculated using
Equation 19-19 in section 12.4.1 of EPA Reference Method 19 at 40 CFR
part 60, Appendix A-7 of the part from the 1-hour arithmetic average of
the CEMS outlet data.
* * * * *
(9) The 1-hour arithmetic averages required under paragraph (n)(7)
of this section must be expressed in milligrams per dry standard cubic
meter corrected to 7 percent oxygen (or carbon dioxide)(dry basis) and
must be used to calculate the 30-day rolling average emission
concentrations. CEMS data during startup and shutdown, as defined in
this subpart, are not corrected to 7 percent oxygen, and are measured
at stack oxygen content. The 1-hour arithmetic averages must be
calculated using the data points required under Sec. 60.13(e)(2).
(10) All valid CEMS data must be used in calculating average
emission concentrations even if the minimum CEMS data requirements of
paragraph (n)(8) of this section are not met.
(11) The CEMS must be operated according to performance
specification 11 in appendix B of this part.
(12) During each relative accuracy test run of the CEMS required by
performance specification 11 in appendix B of this part, particulate
matter and oxygen (or carbon dioxide) data must be collected
concurrently (or within a 30-to 60-minute period) by both the CEMS and
the following test methods.
* * * * *
(o) * * *
(1) Install, calibrate, maintain, and operate a CEMS for measuring
carbon monoxide emissions discharged to the atmosphere and record the
output of the system. The requirements under performance specification
4B of appendix B of this part, the quality assurance procedure 1 of
appendix F of this part and the procedures under Sec. 60.13 must be
followed for installation, evaluation, and operation of the CEMS.
(2) Following the date that the initial performance test for carbon
monoxide is completed or is required to be completed under Sec.
60.2690, compliance with the carbon monoxide emission limit may be
determined based on the 30-day rolling average of the hourly arithmetic
average emission concentrations, including CEMS data during startup and
shutdown as defined in this subpart, using CEMS outlet data. Except for
CEMS data during startup and shutdown, as defined in this subpart, the
1-hour arithmetic averages must be expressed in parts per million
corrected to 7 percent oxygen (dry basis) and used to calculate the 30-
day rolling average emission concentrations. CEMS data collected during
startup or shutdown, as defined in this subpart, are not corrected to 7
percent oxygen, and are measured at stack oxygen content. The 1-hour
arithmetic averages must be calculated using the data points required
under Sec. 60.13(e)(2).
* * * * *
(q) For energy recovery units with a design heat input capacity of
100 MMBtu per hour or greater that do not use a carbon monoxide CEMS,
you must install, operate, and maintain a oxygen analyzer system as
defined in Sec. 60.2875 according to the procedures in paragraphs
(q)(1) through (4) of this section.
(1) The oxygen analyzer system must be installed by the initial
performance test date specified in Sec. 60.2675.
(2) You must operate the oxygen trim system within compliance with
paragraph (q)(3) of this section at all times.
(3) You must maintain the oxygen level such that the 30-day rolling
average that is established as the operating limit for oxygen according
to paragraph (q)(4) of this section is not below the lowest hourly
average oxygen concentration measured during the most recent CO
performance test.
(4) You must calculate and record a 30-day rolling average oxygen
concentration using Equation 19-19 in section 12.4.1 of EPA Reference
Method 19 of Appendix A-7 of this part.
(r) For energy recovery units with annual average heat input rates
greater than or equal to 250 MMBtu/hour and waste-burning kilns, you
must install, calibrate, maintain, and operate a PM CPMS and record the
output of the system as specified in paragraphs (r)(1) through (8) of
this section. For other energy recovery units, you may elect to use PM
CPMS operated in accordance with this section. PM CPMS are suitable in
lieu of using other CMS for monitoring PM compliance (e.g., bag leak
detectors, ESP secondary power, PM scrubber pressure).
(1) Install, calibrate, operate, and maintain your PM CPMS
according to the procedures in your approved site-specific monitoring
plan developed in accordance with Sec. 60.2710(l) and (r)(1)(i)
through (iii) of this section.
(i) The operating principle of the PM CPMS must be based on in-
stack or extractive light scatter, light scintillation, beta
attenuation, or mass accumulation of the exhaust gas or representative
sample. The reportable measurement output from the PM CPMS must be
expressed as milliamps.
(ii) The PM CPMS must have a cycle time (i.e., period required to
complete sampling, measurement, and reporting for each measurement) no
longer than 60 minutes.
(iii) The PM CPMS must be capable of detecting and responding to
particulate matter concentrations of no greater than 0.5 mg/actual
cubic meter.
(2) During the initial performance test or any such subsequent
performance test that demonstrates compliance with the PM limit, you
must adjust the site-specific operating limit in accordance with the
results of the performance test according to the procedures specified
in Sec. 60.2675.
(3) Collect PM CPMS hourly average output data for all energy
recovery unit or waste-burning kiln operating hours. Express the PM
CPMS output as milliamps..
(4) Calculate the arithmetic 30-day rolling average of all of the
hourly average PM CPMS output collected during all energy recovery unit
or waste-burning kiln operating hours data (milliamps).
(5) You must collect data using the PM CPMS at all times the energy
recovery unit or waste-burning kiln is operating and at the intervals
specified in paragraph (r)(1)(ii) of this section, except for periods
of monitoring system malfunctions, repairs associated with monitoring
system malfunctions, required monitoring system quality assurance or
quality control activities (including, as applicable, calibration
checks and required zero and span adjustments), and any scheduled
maintenance as defined in your site-specific monitoring plan.
(6) You must use all the data collected during all energy recovery
unit or waste-burning kiln operating hours in assessing the compliance
with your operating limit except:
(i) Any data collected during monitoring system malfunctions,
repairs associated with monitoring system malfunctions, or required
monitoring system quality assurance or quality control activities
conducted during monitoring system malfunctions are not used in
calculations (report any such periods in your annual deviation report);
(ii) Any data collected during periods when the monitoring system
is out of control as specified in your site-specific monitoring plan,
repairs associated with periods when the monitoring system is out of
control, or required monitoring system quality assurance or quality
[[Page 9204]]
control activities conducted during out-of-control periods are not used
in calculations (report emissions or operating levels and report any
such periods in your annual deviation report);
(iii) Any PM CPMS data recorded during periods of CEMS data during
startup and shutdown, as defined in this subpart.
(7) You must record and make available upon request results of PM
CPMS system performance audits, as well as the dates and duration of
periods from when the PM CPMS is out of control until completion of the
corrective actions necessary to return the PM CPMS to operation
consistent with your site-specific monitoring plan.
(8) For any deviation of the 30-day rolling average PM CPMS average
value from the established operating parameter limit, you must:
(i) Within 48 hours of the deviation, visually inspect the air
pollution control device;
(ii) If inspection of the air pollution control device identifies
the cause of the deviation, take corrective action as soon as possible
and return the PM CPMS measurement to within the established value; and
(iii) Within 30 days of the deviation or at the time of the annual
compliance test, whichever comes first, conduct a PM emissions
compliance test to determine compliance with the PM emissions limit and
to verify. Within 45 days of the deviation, you must re-establish the
CPMS operating limit. You are not required to conduct additional
testing for any deviations that occur between the time of the original
deviation and the PM emissions compliance test required under this
paragraph.
(iv) PM CPMS deviations leading to more than four required
performance tests in a 12-month process operating period (rolling
monthly) constitute a violation of this subpart.
(s) If you use a dry scrubber to comply with the emission limits of
this subpart, you must monitor the injection rate of each sorbent and
maintain the 3-hour block averages at or above the operating limits
established during the hydrogen chloride performance test.
0
40. Section 60.2740 is amended by:
0
a. Revising introductory text.
0
b. Revising paragraph (b)(5).
0
c. Revising paragraph (e).
0
d. Revising paragraphs (o)(2) through (7).
0
e. Adding paragraphs (o)(8) and (9).
0
f. Revising paragraph (u) and (v).
0
g. Adding paragraph (w).
The revisions read as follows:
Sec. 60.2740 What records must I keep?
You must maintain the items (as applicable) as specified in
paragraphs (a), (b), and (e) through (w) of this section for a period
of at least 5 years:
* * * * *
(b) * * *
(5) For affected CISWI units that establish operating limits for
controls other than wet scrubbers under Sec. 60.2675(d) through (g) or
Sec. 60.2680, you must maintain data collected for all operating
parameters used to determine compliance with the operating limits. For
energy recovery units using activated carbon injection or a dry
scrubber, you must also maintain records of the load fraction and
corresponding sorbent injection rate records.
* * * * *
(e) Identification of calendar dates and times for which data show
a deviation from the operating limits in table 3 of this subpart or a
deviation from other operating limits established under Sec.
60.2675(d) through (g) or Sec. 60.2680 with a description of the
deviations, reasons for such deviations, and a description of
corrective actions taken.
* * * * *
(o) * * *
(2) All 1-hour average concentrations of sulfur dioxide emissions.
You must indicate which data are CEMS data during startup and shutdown.
(3) All 1-hour average concentrations of nitrogen oxides emissions.
You must indicate which data are CEMS data during startup and shutdown.
(4) All 1-hour average concentrations of carbon monoxide emissions.
You must indicate which data are CEMS data during startup and shutdown.
(5) All 1-hour average concentrations of particulate matter
emissions. You must indicate which data are CEMS data during startup
and shutdown.
(6) All 1-hour average concentrations of mercury emissions. You
must indicate which data are CEMS data during startup and shutdown.
(7) All 1-hour average concentrations of hydrogen chloride
emissions. You must indicate which data are CEMS data during startup
and shutdown.
(8) All 1-hour average percent oxygen concentrations.
(9) All 1-hour average PM CPMS readings or particulate matter CEMS
outputs.
* * * * *
(u) For operating units that combust non-hazardous secondary
materials that have been determined not to be solid waste pursuant to
Sec. 241.3(b)(1), you must keep a record which documents how the
secondary material meets each of the legitimacy criteria under Sec.
241.3(d)(1). If you combust a fuel that has been processed from a
discarded non-hazardous secondary material pursuant to Sec.
241.3(b)(4), you must keep records as to how the operations that
produced the fuel satisfies the definition of processing in Sec. 241.2
and each of the legitimacy criteria in Sec. 241.3(d)(1) of this
chapter. If the fuel received a non-waste determination pursuant to the
petition process submitted under Sec. 241.3(c), you must keep a record
that documents how the fuel satisfies the requirements of the petition
process. For operating units that combust non-hazardous secondary
materials as fuel per Sec. 241.4, you must keep records documenting
that the material is a listed non-waste under Sec. 241.4(a).
(v) Records of the criteria used to establish that the unit
qualifies as a small power production facility under section 3(17)(C)
of the Federal Power Act (16 U.S.C. 796(17)(C)) and that the waste
material the unit is proposed to burn is homogeneous.
(w) Records of the criteria used to establish that the unit
qualifies as a cogeneration facility under section 3(18)(B) of the
Federal Power Act (16 U.S.C. 796(18)(B)) and that the waste material
the unit is proposed to burn is homogeneous.
0
41. Section 60.2770 is amended by:
0
a. Revising paragraph (m) introductory text.
0
b. Revising paragraph (n).
0
c. Adding paragraph (p).
The revisions and addition read as follows:
Sec. 60.2770 What information must I include in my annual report?
* * * * *
(m) If there were periods during which the continuous monitoring
system, including the CEMS, was out of control as specified in
paragraph (o) of this section, the annual report must contain the
following information for each deviation from an emission or operating
limitation occurring for a CISWI unit for which you are using a
continuous monitoring system to comply with the emission and operating
limitations in this subpart.
* * * * *
(n) If there were periods during which the continuous monitoring
system, including the CEMS, was not out of control as specified in
paragraph (o) of this section, a statement that there were not periods
during which the continuous monitoring system was out of control during
the reporting period.
* * * * *
[[Page 9205]]
(p) For energy recovery units, include the annual heat input and
average annual heat input rate of all fuels being burned in the unit to
verify which subcategory of energy recovery unit applies.
0
42. Section 60.2795 is revised to read as follows:
Sec. 60.2795 In what form can I submit my reports?
(a) Submit initial, annual, and deviation reports electronically or
in paper format, postmarked on or before the submittal due dates.
(b) Submit results of performance tests and CEMS performance
evaluation tests as follows.
(1) Within 60 days after the date of completing each performance
test as required by this subpart, you must submit the results of the
performance tests required by this subpart to EPA's WebFIRE database by
using the Compliance and Emissions Data Reporting Interface (CEDRI)
that is accessed through EPA's Central Data Exchange (CDX)(www.epa.gov/cdx). Performance test data must be submitted in the file format
generated through use of EPA's Electronic Reporting Tool (ERT) (see
https://www.epa.gov/ttn/chief/ert/). Only data collected using
test methods on the ERT Web site are subject to this requirement for
submitting reports electronically to WebFIRE. Owners or operators who
claim that some of the information being submitted for performance
tests is confidential business information (CBI) must submit a complete
ERT file including information claimed to be CBI on a compact disk,
flash drive, or other commonly used electronic storage media to EPA.
The electronic media must be clearly marked as CBI and mailed to U.S.
EPA/OAPQS/CORE CBI Office, Attention: WebFIRE Administrator, MD C404-
02, 4930 Old Page Rd., Durham, NC 27703. The same ERT file with the CBI
omitted must be submitted to EPA via CDX as described earlier in this
paragraph. At the discretion of the delegated authority, you must also
submit these reports, including the confidential business information,
to the delegated authority in the format specified by the delegated
authority. For any performance test conducted using test methods that
are not listed on the ERT Web site, the owner or operator shall submit
the results of the performance test in paper submissions to the
Administrator.
(2) Within 60 days after the date of completing each CEMS
performance evaluation test, as defined in this subpart and required by
this subpart, you must submit the relative accuracy test audit (RATA)
data electronically into EPA's Central Data Exchange by using CEDRI as
mentioned in paragraph (b)(1) of this section. Only RATA pollutants
that can be documented with the ERT (as listed on the ERT Web site) are
subject to this requirement. For any performance evaluations with no
corresponding RATA pollutants listed on the ERT Web site, the owner or
operator shall submit the results of the performance evaluation in
paper submissions to the Administrator.
0
43. Section 60.2875 is amended by:
0
a. Adding definitions for ``30-day rolling average,'' ``Annual heat
input,'' ``Average annual heat input rate,'' ``Contained gaseous
material,'' ``Continuous emission monitoring system,'' ``Dry
scrubber,'' ``Foundry sand thermal reclamation unit,'' ``Load
fraction,'' ``Municipal solid waste or municipal type solid waste,''
``Oxygen analyzer system,'' ``Oxygen trim system,'' ``Responsible
official,'' and ``Solid waste.''
0
b. Revising definitions for ``Calendar year,'' ``Chemical recovery
unit,'' ``Commercial and industrial solid waste incinerator (CISWI),''
``Continuous monitoring system (CMS),'' ``Cyclonic burn barrel,''
``Energy recovery unit,'' ``Energy recovery unit designed to burn
biomass (Biomass),'' ``Energy recovery unit designed to burn liquid
waste materials and gas (Liquid/gas),'' ``Incinerator,'' ``Modification
or modified CISWI unit,'' ``Process change'', ``Raw mill'', ``Small,
remote incinerator'', ``Soil treatment unit,'' ``Solid waste
incineration unit,'' ``Space heater,'' ``Waste burning kiln,'' and
``Wet scrubber.''
0
c. Removing the definitions for ``Cyclonic barrel burner'' and
``Homogeneous waste.''
The revisions and additions read as follows:
Sec. 60.2875 What definitions must I know?
* * * * *
30-day rolling average means the arithmetic mean of the previous
720 hours of valid operating data. Valid data excludes periods when
this unit is not operating. The 720 hours should be consecutive, but
not necessarily continuous if operations are intermittent.
* * * * *
Annual heat input means the heat input for the 12 months preceding
the compliance demonstration.
* * * * *
Average annual heat input rate means annual heat input divided by
the hours of operation for the 12 months preceding the compliance
demonstration.
* * * * *
Calendar year means 365 consecutive days starting on January 1 and
ending on December 31.
CEMS data during startup and shutdown means the following:
(1) For incinerators, small remote incinerators, and energy
recovery units: CEMS data collected during the first hours of operation
of a CISWI unit startup from a cold start until waste is fed into the
unit and the hours of operation following the cessation of waste
material being fed to the CISWI unit during a unit shutdown. For each
startup event, the length of time that CEMS data may be claimed as
being CEMS data during startup must be 48 operating hours or less. For
each shutdown event, the length of time that CEMS data may be claimed
as being CEMS data during shutdown must be 24 operating hours or less.
(2) For waste-burning kilns: CEMS data collected during the periods
of kiln operation that do not include normal operations. Startup begins
when the kiln's induced fan is turned on and continues until continuous
feed is introduced into the kiln, at which time the kiln is in normal
operating mode. Shutdown begins when feed to the kiln is halted.
Chemical recovery unit means combustion units burning materials to
recover chemical constituents or to produce chemical compounds where
there is an existing commercial market for such recovered chemical
constituents or compounds. A chemical recovery unit is not an
incinerator, a waste-burning kiln, an energy recovery unit or a small,
remote incinerator under this subpart. The following seven types of
units are considered chemical recovery units:
(1) Units burning only pulping liquors (i.e., black liquor) that
are reclaimed in a pulping liquor recovery process and reused in the
pulping process.
(2) Units burning only spent sulfuric acid used to produce virgin
sulfuric acid.
(3) Units burning only wood or coal feedstock for the production of
charcoal.
(4) Units burning only manufacturing byproduct streams/residue
containing catalyst metals that are reclaimed and reused as catalysts
or used to produce commercial grade catalysts.
(5) Units burning only coke to produce purified carbon monoxide
that is used as an intermediate in the production of other chemical
compounds.
(6) Units burning only hydrocarbon liquids or solids to produce
hydrogen,
[[Page 9206]]
carbon monoxide, synthesis gas, or other gases for use in other
manufacturing processes.
(7) Units burning only photographic film to recover silver.
* * * * *
Commercial and industrial solid waste incineration (CISWI) unit
means any distinct operating unit of any commercial or industrial
facility that combusts, or has combusted in the preceding 6 months, any
solid waste as that term is defined in 40 CFR part 241. If the
operating unit burns materials other than traditional fuels as defined
in Sec. 241.2 that have been discarded, and you do not keep and
produce records as required by Sec. 60.2740(u), the operating unit is
a CISWI unit. While not all CISWI units will include all of the
following components, a CISWI unit includes, but is not limited to, the
solid waste feed system, grate system, flue gas system, waste heat
recovery equipment, if any, and bottom ash system. The CISWI unit does
not include air pollution control equipment or the stack. The CISWI
unit boundary starts at the solid waste hopper (if applicable) and
extends through two areas: The combustion unit flue gas system, which
ends immediately after the last combustion chamber or after the waste
heat recovery equipment, if any; and the combustion unit bottom ash
system, which ends at the truck loading station or similar equipment
that transfers the ash to final disposal. The CISWI unit includes all
ash handling systems connected to the bottom ash handling system.
Contained gaseous material means gases that are in a container when
that container is combusted.
Continuous emission monitoring system (CEMS) means the total
equipment that may be required to meet the data acquisition and
availability requirements of this subpart, used to sample, condition
(if applicable), analyze, and provide a record of emissions.
Continuous monitoring system (CMS) means the total equipment,
required under the emission monitoring sections in applicable subparts,
used to sample and condition (if applicable), to analyze, and to
provide a permanent record of emissions or process parameters. A
particulate matter continuous parameter monitoring system (PM CPMS) is
a type of CMS.
Cyclonic burn barrel means a combustion device for waste materials
that is attached to a 55 gallon, open-head drum. The device consists of
a lid, which fits onto and encloses the drum, and a blower that forces
combustion air into the drum in a cyclonic manner to enhance the mixing
of waste material and air. A cyclonic burn barrel is not an
incinerator, a waste-burning kiln, an energy recovery unit or a small,
remote incinerator under this subpart.
* * * * *
Dry scrubber means an add-on air pollution control system that
injects dry alkaline sorbent (dry injection) or sprays an alkaline
sorbent (spray dryer) to react with and neutralize acid gas in the
exhaust stream forming a dry powder material. Sorbent injection systems
in fluidized bed boilers and process heaters are included in this
definition. A dry scrubber is a dry control system.
* * * * *
Energy recovery unit means a combustion unit combusting solid waste
(as that term is defined by the Administrator in 40 CFR part 241) for
energy recovery. Energy recovery units include units that would be
considered boilers and process heaters if they did not combust solid
waste.
Energy recovery unit designed to burn biomass (Biomass) means an
energy recovery unit that burns solid waste, biomass, and non-coal
solid materials but less than 10 percent coal, on a heat input basis on
an annual average, either alone or in combination with liquid waste,
liquid fuel or gaseous fuels.
* * * * *
Energy recovery unit designed to burn liquid waste materials and
gas (Liquid/gas) means an energy recovery unit that burns a liquid
waste with liquid or gaseous fuels not combined with any solid fuel or
waste materials.
* * * * *
Foundry sand thermal reclamation unit means a type of part
reclamation unit that removes coatings that are on foundry sand. A
foundry sand thermal reclamation unit is not an incinerator, a waste-
burning kiln, an energy recovery unit or a small, remote incinerator
under this subpart.
Incinerator means any furnace used in the process of combusting
solid waste (as that term is defined by the Administrator in 40 CFR
part 241) for the purpose of reducing the volume of the waste by
removing combustible matter. Incinerator designs include single chamber
and two-chamber.
* * * * *
Load fraction means the actual heat input of an energy recovery
unit divided by heat input during the performance test that established
the minimum sorbent injection rate or minimum activated carbon
injection rate, expressed as a fraction (e.g., for 50 percent load the
load fraction is 0.5).
* * * * *
Modification or modified CISWI unit means a CISWI unit that has
been changed later than August 7, 2013, and that meets one of two
criteria:
(i) The cumulative cost of the changes over the life of the unit
exceeds 50 percent of the original cost of building and installing the
CISWI unit (not including the cost of land) updated to current costs
(current dollars). To determine what systems are within the boundary of
the CISWI unit used to calculate these costs, see the definition of
CISWI unit.
(2) Any physical change in the CISWI unit or change in the method
of operating it that increases the amount of any air pollutant emitted
for which section 129 or section 111 of the Clean Air Act has
established standards.
Municipal solid waste or municipal-type solid waste means
household, commercial/retail, or institutional waste. Household waste
includes material discarded by residential dwellings, hotels, motels,
and other similar permanent or temporary housing. Commercial/retail
waste includes material discarded by stores, offices, restaurants,
warehouses, nonmanufacturing activities at industrial facilities, and
other similar establishments or facilities. Institutional waste
includes materials discarded by schools, by hospitals (nonmedical), by
nonmanufacturing activities at prisons and government facilities, and
other similar establishments or facilities. Household, commercial/
retail, and institutional waste does include yard waste and refuse-
derived fuel. Household, commercial/retail, and institutional waste
does not include used oil; sewage sludge; wood pallets; construction,
renovation, and demolition wastes (which include railroad ties and
telephone poles); clean wood; industrial process or manufacturing
wastes; medical waste; or motor vehicles (including motor vehicle parts
or vehicle fluff).
* * * * *
Oxygen analyzer system means all equipment required to determine
the oxygen content of a gas stream and used to monitor oxygen in the
boiler or process heater flue gas, boiler/process heater, firebox, or
other appropriate location. This definition includes oxygen trim
systems and certified oxygen CEMS. The source owner or operator is
responsible to install, calibrate, maintain, and operate the oxygen
analyzer system in accordance with the manufacturer's recommendations.
Oxygen trim system means a system of monitors that is used to
maintain excess
[[Page 9207]]
air at the desired level in a combustion device. A typical system
consists of a flue gas oxygen and/or carbon monoxide monitor that
automatically provides a feedback signal to the combustion air
controller.
* * * * *
Process change means any of the following physical or operational
changes:
(1) A physical change (maintenance activities excluded) to the
CISWI unit which may increase the emission rate of any air pollutant to
which a standard applies;
(2) An operational change to the CISWI unit where a new type of
non-hazardous secondary material is being combusted;
(3) A physical change (maintenance activities excluded) to the air
pollution control devices used to comply with the emission limits for
the CISWI unit (e.g., replacing an electrostatic precipitator with a
fabric filter);
(4) An operational change to the air pollution control devices used
to comply with the emission limits for the affected CISWI unit (e.g.,
change in the sorbent injection rate used for activated carbon
injection).
* * * * *
Raw mill means a ball or tube mill, vertical roller mill or other
size reduction equipment, that is not part of an in-line kiln/raw mill,
used to grind feed to the appropriate size. Moisture may be added or
removed from the feed during the grinding operation. If the raw mill is
used to remove moisture from feed materials, it is also, by definition,
a raw material dryer. The raw mill also includes the air separator
associated with the raw mill.
* * * * *
Responsible official means one of the following:
(1) For a corporation: A president, secretary, treasurer, or vice-
president of the corporation in charge of a principal business
function, or any other person who performs similar policy or decision-
making functions for the corporation, or a duly authorized
representative of such person if the representative is responsible for
the overall operation of one or more manufacturing, production, or
operating facilities applying for or subject to a permit and either:
(i) The facilities employ more than 250 persons or have gross
annual sales or expenditures exceeding $25 million (in second quarter
1980 dollars); or
(ii) The delegation of authority to such representatives is
approved in advance by the permitting authority;
(2) For a partnership or sole proprietorship: a general partner or
the proprietor, respectively;
(3) For a municipality, State, Federal, or other public agency:
Either a principal executive officer or ranking elected official. For
the purposes of this part, a principal executive officer of a Federal
agency includes the chief executive officer having responsibility for
the overall operations of a principal geographic unit of the agency
(e.g., a Regional Administrator of EPA); or
(4) For affected facilities:
(i) The designated representative in so far as actions, standards,
requirements, or prohibitions under Title IV of the Clean Air Act or
the regulations promulgated thereunder are concerned; or
(ii) The designated representative for any other purposes under
part 60.
* * * * *
Small, remote incinerator means an incinerator that combusts solid
waste (as that term is defined by the Administrator in 40 CFR part 241)
and combusts 3 tons per day or less solid waste and is more than 25
miles driving distance to the nearest municipal solid waste landfill.
Soil treatment unit means a unit that thermally treats petroleum-
contaminated soils for the sole purpose of site remediation. A soil
treatment unit may be direct-fired or indirect fired. A soil treatment
unit is not an incinerator, a waste-burning kiln, an energy recovery
unit or a small, remote incinerator under this subpart.
Solid waste means the term solid waste as defined in 40 CFR 241.2.
Solid waste incineration unit means a distinct operating unit of
any facility which combusts any solid waste (as that term is defined by
the Administrator in 40 CFR part 241) material from commercial or
industrial establishments or the general public (including single and
multiple residences, hotels and motels). Such term does not include
incinerators or other units required to have a permit under section
3005 of the Solid Waste Disposal Act. The term ``solid waste
incineration unit'' does not include:
(1) Materials recovery facilities (including primary or secondary
smelters) which combust waste for the primary purpose of recovering
metals;
(2) Qualifying small power production facilities, as defined in
section 3(17)(C) of the Federal Power Act (16 U.S.C. 769(17)(C)), or
qualifying cogeneration facilities, as defined in section 3(18)(B) of
the Federal Power Act (16 U.S.C. 796(18)(B)), which burn homogeneous
waste (such as units which burn tires or used oil, but not including
refuse-derived fuel) for the production of electric energy or in the
case of qualifying cogeneration facilities which burn homogeneous waste
for the production of electric energy and steam or forms of useful
energy (such as heat) which are used for industrial, commercial,
heating or cooling purposes; or
(3) Air curtain incinerators provided that such incinerators only
burn wood wastes, yard wastes and clean lumber and that such air
curtain incinerators comply with opacity limitations to be established
by the Administrator by rule.
Space heater means a unit that meets the requirements of 40 CFR
279.23. A space heater is not an incinerator, a waste-burning kiln, an
energy recovery unit or a small, remote incinerator under this subpart.
* * * * *
Waste-burning kiln means a kiln that is heated, in whole or in
part, by combusting solid waste (as the term is defined by the
Administrator in 40 CFR part 241). Secondary materials used in Portland
cement kilns shall not be deemed to be combusted unless they are
introduced into the flame zone in the hot end of the kiln or mixed with
the precalciner fuel.
Wet scrubber means an add-on air pollution control device that uses
an aqueous or alkaline scrubbing liquor to collect particulate matter
(including nonvaporous metals and condensed organics) and/or to absorb
and neutralize acid gases.
* * * * *
0
44. Table 1 to subpart DDDD is amended by revising footnotes a and b to
read as follows:
Table 1 to Subpart DDDD of Part 60--Model Rule--Increments of Progress
and Compliance Schedules
* * * * *
\a\ Site-specific schedules can be used at the discretion of the
state.
\b\ The date can be no later than 3 years after the effective
date of state plan approval or December 1, 2005 for CISWI units that
commenced construction on or before November 30, 1999. The date can
be no later than 3 years after the effective date of approval of a
revised state plan or February 7, 2018, for CISWI units that
commenced construction on or before June 4, 2010.
0
45. Table 2 to subpart DDDD of part 60 is amended by:
0
a. Revising the table heading.
0
b. Revising the entry for ``Hydrogen Chloride''.
0
c. Revising the entry for ``Opacity''.
0
d. Revising the entry for ``Oxides of nitrogen''.
[[Page 9208]]
0
e. Revising footnotes a and b.
The revisions read as follows:
Table 2 to Subpart DDDD of Part 60--Model Rule--Emission Limitations That Apply to Incinerators Before
[Date to be specified in state plan] \b\
----------------------------------------------------------------------------------------------------------------
You must meet this And determining
For the air pollutant emission Using this averaging time compliance using this
limitation\a\ method
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Hydrogen chloride................. 62 parts per million 3-run average (For Method Performance test (Method
by dry volume. 26, collect a minimum 26 or 26A at 40 CFR part
volume of 120 liters per 60, appendix A-8).
run. For Method 26A,
collect a minimum volume
of 1 dry standard cubic
meter per run).
* * * * * * *
Opacity........................... 10 percent........... Three 1-hour blocks Performance test (Method
consisting of ten 6- 9 at 40 CFR part 60,
minute average opacity appendix A-4).
values.
Oxides of nitrogen................ 388 parts per million 3-run average (1 hour Performance test (Methods
by dry volume. minimum sample time per 7or 7E at 40 CFR part
run). 60, appendix A-4).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
\a\ All emission limitations (except for opacity) are measured at 7 percent oxygen, dry basis at standard
conditions.
\b\ Applies only to incinerators subject to the CISWI standards through a state plan or the Federal plan prior
to June 4, 2010. The date specified in the state plan can be no later than 3 years after the effective date of
approval of a revised state plan or February 7, 2018.
* * * * *
0
46. Table 6 to subpart DDDD of part 60 is amended by:
0
a. Revising the entry for ``Carbon monoxide''.
0
b. Revising the entry for ``Lead''.
0
c. Revising the entry for ``Mercury''.
0
d. Revising the entry for ``Oxides of nitrogen''.
0
e. Revising the entry for ``Sulfur dioxide''.
0
f. Revising footnote a.
0
g. Redesignating footnote c as footnote d.
0
h. Adding footnote c.
The revisions read as follows:
Table 6 to Subpart DDDD of Part 60--Model Rule--Emission Limitations That Apply to Incinerators On and After
[Date to be specified in state plan] \a\
----------------------------------------------------------------------------------------------------------------
You must meet this And determining
For the air pollutant emission limitation Using this averaging time compliance using this
\b\ method
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Carbon monoxide................... 17 parts per million 3-run average (1 hour Performance test (Method
dry volume. minimum sample time per 10 at 40 CFR part 60,
run). appendix A-4).
* * * * * * *
Lead.............................. 0.015 milligrams per 3-run average (collect a Performance test (Method
dry standard cubic minimum volume of 2 dry 29 at 40 CFR part 60,
meter. \c\ standard cubic meters). appendix A-8). Use ICPMS
for the analytical
finish.
Mercury........................... 0.0048 milligrams per 3-run average (For Method Performance test (Method
dry standard cubic 29 an ASTM D6784-02 29 or 30B at 40 CFR part
meter. (Reapproved 2008) \d\, 60, appendix A-8) or
collect a minimum volume ASTM D6784-02
of 2 dry standard cubic (Reapproved 2008). \d\
meters per run. For
Method 30B, collect a
minimum sample as
specified in Method 30B
at 40 CFR part 60,
appendix A).
Oxides of nitrogen................ 53 parts per million 3-run average (for Method Performance test (Method
dry volume. 7E, 1 hour minimum sample 7 or 7E at 40 CFR part
time per run). 60, appendix A-4).
* * * * * * *
Sulfur dioxide.................... 11 parts per million 3-run average (1 hour Performance test (Method
dry volume. minimum sample time per 6 or 6c at 40 CFR part
run). 60, appendix A-4).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
\a\ The date specified in the state plan can be no later than 3 years after the effective date of approval of a
revised state plan or February 7, 2018.
\c\ If you are conducting stack tests to demonstrate compliance and your performance tests for this pollutant
for at least 2 consecutive years show that your emissions are at or below this limit, you can skip testing
according to Sec. 60.2720 if all of the other provisions of Sec. 60.2720 are met. For all other pollutants
that do not contain a footnote ``c'', your performance tests for this pollutant for at least 2 consecutive
years must show that your emissions are at or below 75 percent of this limit in order to qualify for skip
testing.
\d\ Incorporated by reference, see Sec. 60.17.
[[Page 9209]]
0
47. Table 7 to subpart DDDD of part 60 is revised to read as follows:
Table 7 to Subpart DDDD of Part 60--Model Rule--Emission Limitations That Apply to Energy Recovery Units After
May 20, 2011
[Date to be specified in state plan] \a\
----------------------------------------------------------------------------------------------------------------
You must meet this emission limitation
\b\ Using this And determining
For the air pollutant ---------------------------------------- averaging time compliance using
Liquid/Gas Solids this method
----------------------------------------------------------------------------------------------------------------
Cadmium......................... 0.023 milligrams Biomass--0.0014 3-run average Performance test
per dry standard milligrams per (collect a (Method 29 at 40
cubic meter. dry standard minimum volume of CFR part 60,
cubic meter. \c\ 2 dry standard appendix A-8).
Coal--0.0095 cubic meters). Use ICPMS for the
milligrams per analytical
dry standard finish.
cubic meter..
Carbon monoxide................. 35 parts per Biomass--260 parts 3-run average (1 Performance test
million dry per million dry hour minimum (Method 10 at 40
volume. volume. sample time per CFR part 60,
Coal--95 parts per run). appendix A-4).
million dry
volume.
Dioxins/furans (total mass 2.9 nanograms per Biomass--0.52 3-run average Performance test
basis). dry standard nanograms per dry (collect a (Method 23 at 40
cubic meter. standard cubic minimum volume of CFR part 60,
meter. \c\ 4 dry standard appendix A-7).
Coal--5.1 cubic meter).
nanograms per dry
standard cubic
meter. \c\.
Dioxins/furans (toxic 0.32 nanograms per Biomass--0.12 3-run average Performance test
equivalency basis). dry standard nanograms per dry (collect a (Method 23 at 40
cubic meter. standard cubic minimum volume of CFR part 60,
meter. 4 dry standard appendix A-7).
Coal--0.075 cubic meters).
nanograms per dry
standard cubic
meter. \c\.
Hydrogen chloride............... 14 parts per Biomass--0.20 3-run average (for Performance test
million dry parts per million Method 26, (Method 26 or 26A
volume. dry volume. collect a minimum at 40 CFR part
Coal--13 parts per of 120 liters; 60, appendix A-
million dry for Method 26A, 8).
volume. collect a minimum
volume of 1 dry
standard cubic
meter).
Lead............................ 0.096 milligrams Biomass--0.014 3-run average Performance test
per dry standard milligrams per (collect a (Method 29 at 40
cubic meter. dry standard minimum volume of CFR part 60,
cubic meter. \c\. 2 dry standard appendix A-8).
Coal--0.14 cubic meters). Use ICPMS for the
milligrams per analytical
dry standard finish.
cubic meter. \c\.
Mercury......................... 0.0024 milligrams Biomass--0.0022 3-run average (For Performance test
per dry standard milligrams per Method 29 and (Method 29 or 30B
cubic meter. dry standard ASTM D6784-02 at 40 CFR part
cubic meter. (Reapproved 2008) 60, appendix A-8)
Coal--0.016 \d\, collect a or ASTM D6784-02
milligrams per minimum volume of (Reapproved 2008)
dry standard 2 dry standard \d\.
cubic meter. cubic meters per
run. For Method
30B, collect a
minimum sample as
specified in
Method 30B at 40
CFR part 60,
appendix A).
Oxides of nitrogen.............. 76 parts per Biomass--290 parts 3-run average (for Performance test
million dry per million dry Method 7E, 1 hour (Method 7 or 7E
volume. volume. minimum sample at 40 CFR part
Coal--340 parts time per run). 60, appendix A-
per million dry 4).
volume.
Particulate matter filterable... 110 milligrams per Biomass--11 3-run average Performance test
dry standard milligrams per (collect a (Method 5 or 29
cubic meter. dry standard minimum volume of at 40 CFR part
cubic meter. 1 dry standard 60, appendix A-3
Coal--160 cubic meter). or appendix A-8)
milligrams per if the unit has
dry standard an annual average
cubic meter. heat input rate
less than or
equal to 250
MMBtu/hr; or PM
CPMS (as
specified in Sec.
60.2710(x)) if
the unit has an
annual average
heat input rate
greater than 250
MMBtu/hr.
Sulfur dioxide.................. 720 parts per Biomass--7.3 parts 3-run average (1 Performance test
million dry per million dry hour minimum (Method 6 or 6c
volume. volume. sample time per at 40 CFR part
Coal--650 parts run). 60, appendix A-
per million dry 4).
volume.
[[Page 9210]]
Fugitive ash.................... Visible emissions Visible emissions Three 1-hour Visible emission
for no more than for no more than observation test (Method 22
5 percent of the 5 percent of the periods. at 40 CFR part
hourly hourly 60, appendix A-
observation observation 7).
period. period.
----------------------------------------------------------------------------------------------------------------
\a\ The date specified in the state plan can be no later than 3 years after the effective date of approval of a
revised state plan or February 7, 2018.
\b\ All emission limitations (except for opacity) are measured at 7 percent oxygen, dry basis at standard
conditions. For dioxins/furans, you must meet either the total mass basis limit or the toxic equivalency basis
limit.
\c\ If you are conducting stack tests to demonstrate compliance and your performance tests for this pollutant
for at least 2 consecutive years show that your emissions are at or below this limit, you can skip testing
according to Sec. 60.2720 if all of the other provisions of Sec. 60.2720 are met. For all other pollutants
that do not contain a footnote ``c'', your performance tests for this pollutant for at least 2 consecutive
years must show that your emissions are at or below 75 percent of this limit in order to qualify for skip
testing, with the exception of annual performance tests to certify a CEMS or PM CPMS.
\d\ Incorporated by reference, see Sec. 60.17.
0
48. Table 8 to subpart DDDD of part 60 is revised to read as follows:
Table 8 to Subpart DDDD of Part 60--Model Rule--Emission Limitations That Apply to Waste-Burning Kilns After
[Date to be specified in state plan.] \a\
----------------------------------------------------------------------------------------------------------------
You must meet this And determining
For the air pollutant emission limitation Using this averaging compliance using this
\b\ time method
----------------------------------------------------------------------------------------------------------------
Cadmium.............................. 0.0014 milligrams per 3-run average (collect Performance test
dry standard cubic a minimum volume of 2 (Method 29 at 40 CFR
meter. \c\. dry standard cubic part 60, appendix A-
meters). 8).
Carbon monoxide...................... 110 (long kilns)/790 3-run average (1 hour Performance test
(preheater/ minimum sample time (Method 10 at 40 CFR
precalciner) parts per per run). part 60, appendix A-
million dry volume. 4).
Dioxins/furans (total mass basis).... 1.3 nanograms per dry 3-run average (collect Performance test
standard cubic meter. a minimum volume of 4 (Method 23 at 40 CFR
\c\. dry standard cubic part 60, appendix A-
meters). 7).
Dioxins/furans (toxic equivalency 0.075 nanograms per dry 3-run average (collect Performance test
basis). standard cubic meter. a minimum volume of 4 (Method 23 at 40 CFR
\c\. dry standard cubic part 60, appendix A-
meters). 7).
Hydrogen chloride.................... 3.0 parts per million 3-run average (collect Performance test
dry volume. \c\. a minimum volume of 1 (Method 321 at 40 CFR
dry standard cubic part 63, appendix A of
meter) or 30-day this part) or HCl CEMS
rolling average if HCl if a wet scrubber is
CEMS is being used. not used.
Lead................................. 0.014 milligrams per 3-run average (collect Performance test
dry standard cubic a minimum volume of 2 (Method 29 at 40 CFR
meter. \c\. dry standard cubic part 60, appendix A-
meters). 8).
Mercury.............................. 0.011 milligrams per 30-day rolling average. Mercury CEMS or sorbent
dry standard cubic trap monitoring system
meter. (performance
specification 12A or
12B, respectively, of
appendix B of this
part.)
Oxides of nitrogen................... 630 parts per million 3-run average (for Performance test
dry volume. Method 7E, 1 hour (Method 7 or 7E at 40
minimum sample time CFR part 60, appendix
per run). A-4).
Particulate matter filterable........ 4.6 milligrams per dry 30-day rolling average. PM CPMS (as specified
standard cubic meter. in Sec. 60.2710(x))
Sulfur dioxide....................... 600 parts per million 3-run average (for Performance test
dry volume. Method 6, collect a (Method 6 or 6c at 40
minimum of 20 liters; CFR part 60, appendix
for Method 6C, 1 hour A-4).
minimum sample time
per run).
----------------------------------------------------------------------------------------------------------------
\a\ The date specified in the state plan can be no later than 3 years after the effective date of approval of a
revised state plan or February 7, 2018.
\b\ All emission limitations are measured at 7 percent oxygen, dry basis at standard conditions. For dioxins/
furans, you must meet either the total mass basis limit or the toxic equivalency basis limit.
\c\ If you are conducting stack tests to demonstrate compliance and your performance tests for this pollutant
for at least 2 consecutive years show that your emissions are at or below this limit, you can skip testing
according to Sec. 60.2720 if all of the other provisions of Sec. 60.2720 are met. For all other pollutants
that do not contain a footnote ``c'', your performance tests for this pollutant for at least 2 consecutive
years must show that your emissions are at or below 75 percent of this limit in order to qualify for skip
testing, with the exception of annual performance tests to certify a CEMS or PM CPMS.
0
49. Table 9 to subpart DDDD of part 60 is revised to read as follows:
[[Page 9211]]
Table 9 to Subpart DDDD of Part 60--Model Rule--Emission Limitations That Apply to Small, Remote Incinerators
After
[Date to be specified in state plan] \a\
----------------------------------------------------------------------------------------------------------------
And determining
For the air pollutant You must meet this Using this averaging compliance using this
emission limitation\b\ time method
----------------------------------------------------------------------------------------------------------------
Cadmium.............................. 0.95 milligrams per dry 3-run average (collect Performance test
standard cubic meter. a minimum volume of 1 (Method 29 at 40 CFR
dry standard cubic part 60, appendix A-
meters per run). 8).
Carbon monoxide...................... 64 parts per million 3-run average (1 hour Performance test
dry volume. minimum sample time (Method 10 at 40 CFR
per run). part 60, appendix A-
4).
Dioxins/furans (total mass basis).... 4,400 nanograms per dry 3-run average (collect Performance test
standard cubic meter a minimum volume of 1 (Method 23 at 40 CFR
\b\. dry standard cubic part 60, appendix A-
meters per run). 7).
Dioxins/furans (toxic equivalency 180 nanograms per dry 3-run average (collect Performance test
basis). standard cubic meter a minimum volume of 1 (Method 23 at 40 CFR
\b\. dry standard cubic part 60, appendix A-
meters). 7).
Fugitive ash......................... Visible emissions for Three 1-hour Visible emissions test
no more than 5 percent observation periods. (Method 22 at 40 CFR
of the hourly part 60, appendix A-
observation period. 7).
Hydrogen chloride.................... 300 parts per million 3-run average (For Performance test
dry volume. Method 26, collect a (Method 26 or 26A at
minimum volume of 120 40 CFR part 60,
liters per run. For appendix A-8).
Method 26A, collect a
minimum volume of 1
dry standard cubic
meter per run).
Lead................................. 2.1 milligrams per dry 3-run average (collect Performance test
standard cubic meter. a minimum volume of 1 (Method 29 at 40 CFR
dry standard cubic part 60, appendix A-
meters). 8). Use ICPMS for the
analytical finish.
Mercury.............................. 0.0053 milligrams per 3-run average (For Performance test
dry standard cubic Method 29 and ASTM (Method 29 or 30B at
meter. D6784-02 (Reapproved 40 CFR part 60,
2008),\c\ collect a appendix A-8) or ASTM
minimum volume of 2 D6784-02 (Reapproved
dry standard cubic 2008). \c\
meters per run. For
Method 30B, collect a
minimum sample as
specified in Method
30B at 40 CFR part 60,
appendix A).
Oxides of nitrogen................... 190 parts per million 3-run average (for Performance test
dry volume. Method 7E, 1 hour (Method 7 or 7E at 40
minimum sample time CFR part 60, appendix
per run). A-4).
Particulate matter................... 270 milligrams per dry 3-run average (collect Performance test
(filterable)......................... standard cubic meter. a minimum volume of 1 (Method 5 or 29 at 40
dry standard cubic CFR part 60, appendix
meters). A-3 or appendix A-8).
Sulfur dioxide....................... 150 parts per million 3-run average (for Performance test
dry volume. Method 6, collect a (Method 6 or 6c at 40
minimum of 20 liters CFR part 60, appendix
per run; for Method A-4).
6C, 1 hour minimum
sample time per run).
----------------------------------------------------------------------------------------------------------------
\a\ The date specified in the state plan can be no later than 3 years after the effective date of approval of a
revised state plan or February 7, 2018.
\b\ All emission limitations (except for opacity) are measured at 7 percent oxygen, dry basis at standard
conditions. For dioxins/furans, you must meet either the total mass basis limit or the toxic equivalency basis
limit.
\c\ Incorporated by reference, see Sec. 60.17.
PART 241--SOLID WASTES USED AS FUELS OR INGREDIENTS IN COMBUSTION
UNITS
0
50. The authority citation for part 241 continues to read as follows:
Authority: 42 U.S.C. 6903, 6912, 7429.
Subpart A--General
0
51. Section 241.2 is amended by:
0
a. Revising the definition of ``Clean cellulosic biomass'';
0
b. Revising the definition of ``Contaminants'';
0
c. Revising the definition of ``Established tire collection programs'';
and
0
d. Revising the definition of ``Resinated wood''.
The revisions read as follows:
Sec. 241.2 Definitions.
* * * * *
Clean cellulosic biomass means those residuals that are akin to
traditional cellulosic biomass, including, but not limited to:
Agricultural and forest-derived biomass (e.g., green wood, forest
thinnings, clean and unadulterated bark, sawdust, trim, tree harvesting
residuals from logging and sawmill materials, hogged fuel, wood
pellets, untreated wood pallets); urban wood (e.g., tree trimmings,
stumps, and related forest-derived biomass from urban settings); corn
stover and other biomass crops used specifically for the production of
cellulosic biofuels (e.g., energy cane, other fast growing grasses,
byproducts of ethanol natural fermentation processes); bagasse and
other crop residues (e.g., peanut shells, vines, orchard trees, hulls,
seeds, spent grains, cotton byproducts, corn and peanut production
residues, rice milling and grain elevator operation residues); wood
collected from forest fire clearance activities, trees and clean wood
found in disaster debris, clean biomass from land clearing operations,
and clean construction and demolition wood. These fuels are not
secondary materials or solid wastes unless discarded. Clean biomass is
biomass that does not contain contaminants at concentrations not
[[Page 9212]]
normally associated with virgin biomass materials.
* * * * *
Contaminants means all pollutants listed in Clean Air Act sections
112(b) or 129(a)(4), with the following three modifications:
(1) The definition includes the elements chlorine, fluorine,
nitrogen, and sulfur in cases where non-hazardous secondary materials
are burned as a fuel and combustion will result in the formation of
hydrogen chloride (HCl), hydrogen fluoride (HF), nitrogen oxides
(NOX), or sulfur dioxide (SO2). Chlorine,
fluorine, nitrogen, and sulfur are not included in the definition in
cases where non-hazardous secondary materials are used as an ingredient
and not as a fuel.
(2) The definition does not include the following pollutants that
are either unlikely to be found in non-hazardous secondary materials
and products made from such materials or are adequately measured by
other parts of this definition: hydrogen chloride (HCl), chlorine gas
(Cl2), hydrogen fluoride (HF), nitrogen oxides
(NOX), sulfur dioxide (SO2), fine mineral fibers,
particulate matter, coke oven emissions, opacity, diazomethane, white
phosphorus, and titanium tetrachloride.
(3) The definition does not include m-cresol, o-cresol, p-cresol,
m-xylene, o-xylene, and p-xylene as individual contaminants distinct
from the grouped pollutants total cresols and total xylenes.
* * * * *
Established tire collection program means a comprehensive
collection system or contractual arrangement that ensures scrap tires
are not discarded and are handled as valuable commodities through
arrival at the combustion facility. This can include tires that were
not abandoned and were received from the general public at collection
program events.
* * * * *
Resinated wood means wood products (containing binders and
adhesives) produced by primary and secondary wood products
manufacturing. Resinated wood includes residues from the manufacture
and use of resinated wood, including materials such as board trim,
sander dust, panel trim, and off-specification resinated wood products
that do not meet a manufacturing quality or standard.
* * * * *
Subpart B--Identification of Non-Hazardous Secondary Materials That
Are Solid Wastes When Used as Fuels or Ingredients in Combustion
Units
0
52. Amend 241.3 as follows:
0
a. Revise paragraph (a) and (b).
0
b. Revise paragraph (c) introductory text, and paragraphs (c)(1)
introductory text, (c)(2) introductory text, and (c)(2)(ii), (iii), and
(iv).
0
c. Revise paragraph (d)(1)(iii).
The revisions read as follows:
Sec. 241.3 Standards and procedures for identification of non-
hazardous secondary materials that are solid wastes when used as fuels
or ingredients in combustion units.
(a) Except as provided in paragraph (b) of this section or in Sec.
241.4(a) of this subpart, non-hazardous secondary materials that are
combusted are solid wastes, unless a petition is submitted to, and a
determination granted by, the EPA pursuant to paragraph (c) of this
section. The criteria to be addressed in the petition, as well as the
process for making the non-waste determination, are specified in
paragraph (c) of this section.
(b) The following non-hazardous secondary materials are not solid
wastes when combusted:
(1) Non-hazardous secondary materials used as a fuel in a
combustion unit that remain within the control of the generator and
that meet the legitimacy criteria specified in paragraph (d)(1) of this
section.
(2) The following non-hazardous secondary materials that have not
been discarded and meet the legitimacy criteria specified in paragraph
(d)(1) of this section when used in a combustion unit (by the generator
or outside the control of the generator):
(i) [Reserved]
(ii) [Reserved]
(3) Non-hazardous secondary materials used as an ingredient in a
combustion unit that meet the legitimacy criteria specified in
paragraph (d)(2) of this section.
(4) Fuel or ingredient products that are used in a combustion unit,
and are produced from the processing of discarded non-hazardous
secondary materials and that meet the legitimacy criteria specified in
paragraph (d)(1) of this section, with respect to fuels, and paragraph
(d)(2) of this section, with respect to ingredients. The legitimacy
criteria apply after the non-hazardous secondary material is processed
to produce a fuel or ingredient product. Until the discarded non-
hazardous secondary material is processed to produce a non-waste fuel
or ingredient, the discarded non-hazardous secondary material is
considered a solid waste and would be subject to all appropriate
federal, state, and local requirements.
(c) The Regional Administrator may grant a non-waste determination
that a non-hazardous secondary material that is used as a fuel, which
is not managed within the control of the generator, is not discarded
and is not a solid waste when combusted. This responsibility may be
retained by the Assistant Administrator for the Office of Solid Waste
and Emergency Response if combustors are located in multiple EPA
Regions and the petitioner requests that the Assistant Administrator
process the non-waste determination petition. If multiple combustion
units are located in one EPA Region, the application must be submitted
to the Regional Administrator for that Region. The criteria and process
for making such non-waste determinations includes the following:
(1) Submittal of an application to the Regional Administrator for
the EPA Region where the facility or facilities are located or the
Assistant Administrator for the Office of Solid Waste and Emergency
Response for a determination that the non-hazardous secondary material,
even though it has been transferred to a third party, has not been
discarded and is indistinguishable in all relevant aspects from a fuel
product. The determination will be based on whether the non-hazardous
secondary material that has been discarded is a legitimate fuel as
specified in paragraph (d)(1) of this section and on the following
criteria:
* * * * *
(2) The Regional Administrator or Assistant Administrator for the
Office of Solid Waste and Emergency Response will evaluate the
application pursuant to the following procedures:
* * * * *
(ii) The Regional Administrator or Assistant Administrator for the
Office of Solid Waste and Emergency Response will evaluate the
application and issue a draft notice tentatively granting or denying
the application. Notification of this tentative decision will be
published in a newspaper advertisement or radio broadcast in the
locality where the facility combusting the non-hazardous secondary
material is located, and be made available on the EPA's Web site.
(iii) The Regional Administrator or the Assistant Administrator for
the Office of Solid Waste and Emergency Response will accept public
comments on the tentative decision for 30 days, and may also hold a
public hearing upon request or at his discretion. The Regional
Administrator or the Assistant
[[Page 9213]]
Administrator for the Office of Solid Waste and Emergency Response will
issue a final decision after receipt of comments and after a hearing
(if any). If a determination is made that the non-hazardous secondary
material is a non-waste fuel, it will be retroactive and apply on the
date the petition was submitted.
(iv) If a change occurs that affects how a non-hazardous secondary
material meets the relevant criteria contained in this paragraph after
a formal non-waste determination has been granted, the applicant must
re-apply to the Regional Administrator or the Assistant Administrator
for the Office of Solid Waste and Emergency Response for a formal
determination that the non-hazardous secondary material continues to
meet the relevant criteria and, thus, is not a solid waste.
(d) * * *
(1) * * *
(iii) The non-hazardous secondary material must contain
contaminants or groups of contaminants at levels comparable in
concentration to or lower than those in traditional fuel(s) which the
combustion unit is designed to burn. In determining which traditional
fuel(s) a unit is designed to burn, persons may choose a traditional
fuel that can be or is burned in the particular type of boiler, whether
or not the combustion unit is permitted to burn that traditional fuel.
In comparing contaminants between traditional fuel(s) and a non-
hazardous secondary material, persons can use data for traditional fuel
contaminant levels compiled from national surveys, as well as
contaminant level data from the specific traditional fuel being
replaced. To account for natural variability in contaminant levels,
persons can use the full range of traditional fuel contaminant levels,
provided such comparisons also consider variability in non-hazardous
secondary material contaminant levels. Such comparisons are to be based
on a direct comparison of the contaminant levels in both the non-
hazardous secondary material and traditional fuel(s) prior to
combustion.
* * * * *
0
55. Add Sec. 241.4 to read as follows:
Sec. 241.4 Non-Waste Determinations for Specific Non-Hazardous
Secondary Materials When Used as a Fuel.
(a) The following non-hazardous secondary materials are not solid
wastes when used as a fuel in a combustion unit:
(1) Scrap tires that are not discarded and are managed under the
oversight of established tire collection programs, including tires
removed from vehicles and off-specification tires.
(2) Resinated wood.
(3) Coal refuse that has been recovered from legacy piles and
processed in the same manner as currently-generated coal refuse.
(4) Dewatered pulp and paper sludges that are not discarded and are
generated and burned on-site by pulp and paper mills that burn a
significant portion of such materials where such dewatered residuals
are managed in a manner that preserves the meaningful heating value of
the materials.
(b) Any person may submit a rulemaking petition to the
Administrator to identify additional non-hazardous secondary materials
to be listed in paragraph (a) of this section. Contents and procedures
for the submittal of the petitions include the following:
(1) Each petition must be submitted to the Administrator by
certified mail and must include:
(i) The petitioner's name and address;
(ii) A statement of the petitioner's interest in the proposed
action;
(iii) A description of the proposed action, including (where
appropriate) suggested regulatory language; and
(iv) A statement of the need and justification for the proposed
action, including any supporting tests, studies, or other information.
Where the non-hazardous secondary material does not meet the legitimacy
criteria, the applicant must explain why such non-hazardous secondary
material should be considered a non-waste fuel, balancing the
legitimacy criteria with other relevant factors.
(2) The Administrator will make a tentative decision to grant or
deny a petition and will publish notice of such tentative decision,
either in the form of an advanced notice of proposed rulemaking, a
proposed rule, or a tentative determination to deny the petition, in
the Federal Register for written public comment.
(3) Upon the written request of any interested person, the
Administrator may, at its discretion, hold an informal public hearing
to consider oral comments on the tentative decision. A person
requesting a hearing must state the issues to be raised and explain why
written comments would not suffice to communicate the person's views.
The Administrator may in any case decide on its own motion to hold an
informal public hearing.
(4) After evaluating all public comments the Administrator will
make a final decision by publishing in the Federal Register a
regulatory amendment or a denial of the petition.
(5) The Administrator will grant or deny a petition based on the
weight of evidence showing the following:
(i) The non-hazardous secondary material has not been discarded in
the first instance and is legitimately used as a fuel in a combustion
unit, or if discarded, has been sufficiently processed into a material
that is legitimately used as a fuel.
(ii) Where any one of the legitimacy criteria in Sec. 241.3(d)(1)
is not met, that the use of the non-hazardous secondary material is
integrally tied to the industrial production process, that the non-
hazardous secondary material is functionally the same as the comparable
traditional fuel, or other relevant factors as appropriate.
[FR Doc. 2012-31632 Filed 2-6-13; 8:45 am]
BILLING CODE 6560-50-P